Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | International Growth Fund | ||||
Issuer | Arm Holdings PLC | ||||
Ticker/Sedol | ARM / 042068205 | ||||
Principal Amount (US$) | $4,870,500,000 | ||||
Principal Amount (Foreign$) | N/A | ||||
Amount Purchased (US$) | $2,803,572.00 | ||||
Amount Purchased (Foreign$) | N/A | ||||
Trade Date | 9/14/2023 | ||||
Price (US$) | $51.00 | ||||
Price-Foreign | N/A | ||||
Underwriter | Barclays Capital Inc. | ||||
Other Syndicate Members: | Goldman Sachs & Co. LLC J.P. Morgan Securities LLC Mizuho Securities USA LLC BofA Securities, Inc. Citigroup Global Markets Inc. Deutsche Bank Securities Inc. Jefferies LLC BNP Paribas Securities Corp. Credit Agricole Securities (USA) Inc. MUFG Securities Americas Inc. Natixis Securities Americas LLC Santander US Capital Markets LLC SMBC Nikko Securities America, Inc. BMO Capital Markets Corp. Daiwa Capital Markets America Inc. Guggenheim Securities, LLC HSBC Securities (USA) Inc. Intesa Sanpaolo S.p.A. Independence Point Securities LLC KeyBanc Capital Markets Inc. Loop Capital Markets LLC Samuel A. Ramirez & Company, Inc. Rosenblatt Securities Inc. SG Americas Securities, LLC Cowen and Company, LLC Nomura Securities International, Inc. WR Securities, LLC | ||||
Underwriting Spread | 2.00% | ||||
Currency | USD |
Fund | Focused International Growth | ||||
Issuer | Arm Holdings PLC | ||||
Ticker/Sedol | ARM / 042068205 | ||||
Principal Amount (US$) | $4,870,500,000 | ||||
Principal Amount (Foreign$) | N/A | ||||
Amount Purchased (US$) | $87,108.00 | ||||
Amount Purchased (Foreign$) | N/A | ||||
Trade Date | 9/14/2023 | ||||
Price (US$) | $51.00 | ||||
Price-Foreign | N/A | ||||
Underwriter | Barclays Capital Inc. | ||||
Other Syndicate Members: | Goldman Sachs & Co. LLC J.P. Morgan Securities LLC Mizuho Securities USA LLC BofA Securities, Inc. Citigroup Global Markets Inc. Deutsche Bank Securities Inc. Jefferies LLC BNP Paribas Securities Corp. Credit Agricole Securities (USA) Inc. MUFG Securities Americas Inc. Natixis Securities Americas LLC Santander US Capital Markets LLC SMBC Nikko Securities America, Inc. BMO Capital Markets Corp. Daiwa Capital Markets America Inc. Guggenheim Securities, LLC HSBC Securities (USA) Inc. Intesa Sanpaolo S.p.A. Independence Point Securities LLC KeyBanc Capital Markets Inc. Loop Capital Markets LLC Samuel A. Ramirez & Company, Inc. Rosenblatt Securities Inc. SG Americas Securities, LLC Cowen and Company, LLC Nomura Securities International, Inc. WR Securities, LLC | ||||
Underwriting Spread | 2.00% | ||||
Currency | USD |