UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) October 27, 2021
APPLIED ENERGETICS, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
| 001-14015 | 77-0262908 | |
| (Commission File Number) | (IRS Employer Identification No.) |
| 9070 S Rita Road, #1500, Tucson, AZ | 85747 | |
| (Address of Principal Executive Offices) | (Zip Code) |
(520) 628-7415
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company: ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock, par value $.001 per share | AERG | OTCQB |
Item 5.07. VOTING RESULTS OF 2021 ANNUAL MEETING OF STOCKHOLDERS
The 2021 Annual Meeting of Stockholders of the Company was held on October 27, 2021. A total of 148,742,567 (or approximately 88%) of the Company's shares issued, outstanding and entitled to vote at the fiscal year 2019 Annual Meeting of Stockholders were represented in person or by proxy at the meeting. Set forth below are the final voting results for the proposals voted on at the meeting. For more information about the proposals set forth below, please see the Company's definitive Proxy Statement filed with the Securities and Exchange Commission on September 20, 2019.
| For | Withhold | Broker Non-Vote | ||||||||||
| (1) Gregory J. Quarles (3 years) | 118,348,850 | 850,473 | 32,198,181 | |||||||||
| (2) Bradford T. Adamczyk (3 years) | 118,602,772 | 596,551 | 32,198,181 | |||||||||
| (3) Mary P. O’Hara (3 years) | 118,348,969 | 850,354 | 32,198,181 | |||||||||
| (3) Jonathan R. Barcklow (2 years) | 118,348,736 | 850,587 | 32,198,181 | |||||||||
| (4) John Schultz (1 year) | 112,312,741 | 6,886,582 | 32,198,181 | |||||||||
Accordingly, all nominees were elected as recommended by the Board of Directors.
2. To ratify the appointment of RBSM LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.
| For | Against | Abstain | |||||||
| 151,342,572 | 29,561 | 25,371 | |||||||
Accordingly, proposal 2 was approved by the stockholders, as recommended by the Board of Directors.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| APPLIED ENERGETICS, INC. | ||
| By: | /s/ Gregory J. Quarles | |
| Gregory J. Quarles | ||
| President and | ||
| Chief Executive Officer | ||
Date: November 1, 2021
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