UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07168)
Hennessy Funds Trust
(Exact name of registrant as specified in charter)
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Address of principal executive offices) (Zip code)
Neil J. Hennessy
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: June 30, 2011
Item 1. Proxy Voting Record.
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Black Box Corp. | 8/10/2010 | 091 826 107 | BBOX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat. BDO Seidman | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
UAL Corporation | 9/17/2010 | 902 549 807 | UA | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Apprvl of issuance of shs of common | Issuer | For | |||
stockto stkhlder pursuant to plan of | ||||||
merger | ||||||
For | 2. Adoption of UAL certificate of incorporation | Issuer | For | |||
For | 3. Adjournment of the UAL Corporation | Issuer | For | |||
special meeting. | ||||||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Standex Interntl. | 10/27/2010 | 854 231 107 | SXI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Delooitte & Touche | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Diamond Mgmtn | 11/2/2010 | 252 69L 106 | DTPI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Consider and vote upon a prop to | Issuer | For | |||
adopt the merger agreement | ||||||
For | 3. To approve the adjournment or postponement | Issuer | For | |||
of annual meeting. | ||||||
For | 4. Rat KPMG | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Inergy Holdings | 11/2/2010 | 456 61Q 107 | NRGP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. To consider and vote upon the apprvl | Issuer | For | |||
of the first amended and restated. | ||||||
For | 2. Transact such other business as may | Issuer | For | |||
properly come before the special meeting. | ||||||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Enterprise GP Hold. | 11/22/2010 | 293716106 | EPE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. A prop to approve the agmnt and plan | Issuer | For | |||
of merger a/o 9/3/2010 | ||||||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
IDT Corporation | 12/16/2010 | 448 947 507 | IDT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Arvinmeritor, Inc. | 1/20/2011 | 043 353 101 | ARM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Aprvl of Deloitte & Touche | Issuer | For | |||
For | 3. Appvl of amend./restate. Of l/t | Issuer | For | |||
Incentive plan | ||||||
For | 4. Appvl of articles of inc. name chge/Meritor, Inc. | Issuer | For | |||
For | 5. To transact such other business as may come before the meeting. | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Esterline Tech. | 3/2/2011 | 297 425 100 | ESL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Apprvl of exe comp | Issuer | For | |||
For | 3. Adv. Of the frequency of the adv. Vote on exe. Comp | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Hill-Rom Holdings | 3/8/2011 | 431 475 102 | HRC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve executie compenstation | Issuer | For | |||
For | 3. Recommend the frequency of executive comp votes | Issuer | For | |||
For | 4. Approve the short-term incentive plan | Issuer | For | |||
For | 5. Rat Pricewaterhousecoopers | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
IDT Corporation | 4/4/2011 | 448 947 507 | IDT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Amend & restate second restated certificate of incorporation | Issuer | For | |||
to effect a conversation and reclassification of each outstanding share of common | ||||||
stock into one share of class B common stock; eliminate ocmmon stok & provisions relating | ||||||
thereto; provide for conversion of class a common stock; revise | ||||||
provision relating to dividends and distributions of cash and property. | ||||||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Whirlpool Corp. | 4/19/2011 | 963 320 106 | WHR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on exe. Comp. | Issuer | For | |||
1 year | 3. Advisory vote on the frequency of vote on exe. Comp. | Issuer | 1 year | |||
For | 4. Rat of Ernst & Young | Issuer | For | |||
Against | 5. To allow stockholder actions by written consent | shareholder | Against | |||
Against | 6. To require stockholder approval of certain future severance | shareholder | Against | |||
agreements with senior executives. | ||||||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Owens Corning | 4/14/2011 | 690 742 101 | OC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat PricewaterHousecooopers | Issuer | For | |||
For | 3. Approve the corp. incentive plan. | Issuer | For | |||
For | 4. Advisory vote on comp. for exe. Officers | Issuer | For | |||
1 years | 5. Frequency of advisory vote on comp for exe. Officers | Issuer | 1 year | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Nacco Industries | 5/11/2011 | 629 579 103 | NC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve the non-employee directors equity comp. plan. | Issuer | For | |||
For | 3. Approve the comp paid to exe. Officers. | Issuer | For | |||
3 years | 4. Frequency vote on comp for exe. Officers | Issuer | 3 years | |||
For | 5. Confirm apppointment of ind. Reg pub. a/cing firm. | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Callon Petroleum | 5/12/2011 | 131 23X 102 | CPE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on exe. Comp. | Issuer | For | |||
3 years | 3. Frequency of vote for exe. Comp. | Issuer | 3 year | |||
For | 4. Rat 2011 omnibus incentive plan | Issuer | For | |||
For | 5. Rat Ernst & Young | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Tennant Co. | 4/28/2011 | 880 345 103 | TNC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat kPMG | Issuer | For | |||
For | 3. Approve resolution on exe. Comp | Issuer | For | |||
1 year | 4. Frequency of votes on exe. Comp | Issuer | 1 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Alamo Group | 5/5/2011 | 011 311 107 | ALG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat. KPMG | Issuer | For | |||
For | 3. Approval of named exe. Comps. | Issuer | For | |||
3 years | 4. Frequency of votes on executive comp | Issuer | 3 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Clearwater Paper | 5/9/2011 | 185 38R 103 | CLW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Say on pay adivsory vote | Issuer | For | |||
3 years | 4. Frequency of voting for executive compensation | Issuer | 3 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Select Comfort | 5/11/2011 | 816 16X 103 | SCSS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on executive compensation | Issuer | For | |||
3 years | 3. Frequency of voting for executive compensation | Issuer | 3 years | |||
For | 4. Rat. Deloitte & Touche | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Alaska Air Group | 5/17/2011 | 011 659 109 | ALK | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Compensaton of executive officers | Issuer | For | |||
1 years | 4. Frequency of voting on executive compensation | Issuer | For | |||
Against | 5. Right to act by written consent | shareholder | Against | |||
For | 6. Approval of amendment of 2008 performance incentive plan | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Valassis Communications | 5/5/2011 | 918 866 104 | VCI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve amendment to 2008 omnibus incenitive comp plan. | Issuer | For | |||
For | 3. Compensation of executive officers | Issuer | For | |||
3 years | 4. Frequency of voting for executive compensation | Issuer | 3 years | |||
For | 5. Rat. Deloitte & Touche | Issuer | For | |||
For | 6. Approve any adjournment of the annual meeting | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
American International | 5/11/2011 | 026 874 784 | AIG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve a non-binding shareholder resolution on compensation | Issuer | For | |||
For | 3. Amend/restated certificate of inc. restricting transfer of stock | Issuer | For | |||
For | 4. Rat tax asset protection plan | Issuer | For | |||
For | 5. Rat PricewaterhouseCoopers | Issuer | For | |||
Against | 6. Proposal relating to restricting hedging transactions | shareholder | Against | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
SXC Health Solutions | 5/11/2011 | 785 05P 100 | SXCI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve amanment to increase the quorum requirement for | Issuer | For | |||
shareholder meeting | ||||||
For | 3. Approve l/t incentive plan to increase the max. number | Issuer | For | |||
of common shs. | ||||||
For | 4. Hold a non-binding adv. Vote on executive compensation | Issuer | For | |||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 years | |||
For | 6. To aapoint auditors and to authorize the directors to fix | Issuer | For | |||
the auditors remuneration and terms of engagement | ||||||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Zions Bancorp. | 5/27/2011 | 989 701 107 | ZION | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Compensation of executive officers | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Lionbridge Tech. | 5/3/2011 | 536 252 109 | LIOX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve the adopton of 2011 stock incentive plan | Issuer | For | |||
For | 3. Compensaton of executive officers | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | |||
For | 4. Rat PricewaterhouseCoopers | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Gardner Denver | 5/3/2011 | 365 558 105 | GDI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3.Advisory vote on executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Quaker Chemical | 5/11/2011 | 747 316 107 | KWR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approval of the global annual incentive plan | Issuer | For | |||
For | 3. Approval of 2011 l/t performance incentive plan | Issuer | For | |||
For | 4. Compensation of executive officers | Issuer | For | |||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 years | |||
For | 6. Rat PricewaterhouseCoopers | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Trimas Corp. | 5/10/2011 | 896 215 209 | TRS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve the 2011 omnibus incentive comp. plan | Issuer | For | |||
For | 3. Advisory vote re compensation of executives | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensations | Issuer | 3 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Libbey Incorporation | 5/19/2011 | 529 898 108 | LBY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve 2010 comp. paid to executive officers | Issuer | For | |||
3 years | 3. Frequency of voting on executive compensation | Issuer | 3 years | |||
For | 4. Rat. Ernsty & Young | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Commerical Vehicle | 5/12/2011 | 202 608 105 | CVGI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Increase the number of shs of common stock | Issuer | For | |||
For | 3. Approve the 4 amended and restated equity incentive plan | Issuer | For | |||
For | 4. Advisory vote compensation for executives | Issuer | For | |||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Power One Inc. | 5/3/2011 | 739 30R 102 | PWER | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Adv. Resolution on executive compensation | Issuer | For | |||
2 years | 3. Frequency of voting on executive compensation | Issuer | 2 years | |||
For | 4. Amendmenst of 2004 stock incentive plan | Issuer | For | |||
For | 5. Rat Deloitte & Touche | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Neenah Paper | 5/18/2011 | 640 079 109 | NP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approval of executive compensation | Issuer | For | |||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | |||
For | 4. Approve the 2004 omnibus tock and incentive comp. plan | Issuer | For | |||
For | 5. Rat Deloitte & Touche | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Air Transport | 5/10/2011 | 099 22R 105 | ATSG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat. Deloitte & Touche | Issuer | For | |||
For | 3. Advisory vote on executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensation | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Loral Space & Comm | 5/24/2011 | 543 881 106 | LORL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Deloitte & Touche | Issuer | For | |||
For | 3. Advisory compensation of executive officers | Issuer | For | |||
1 years | 4. Frequency of voting on executive compensation | Issuer | 1 year | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Skechers U.S.A. | 5/25/2011 | 830 566 105 | SKX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on executive compensation | Issuer | For | |||
3 year | 3.Frequency of voting on executive compensation | Issuer | 3 year | |||
For | 4. Re approval 2006 annual incentive compensatoin plan | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Ultra Clean Holdgs. | 5/19/2011 | 903 8V 107 | UCTT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on executive compensation | Issuer | For | |||
For | 3. Rat Deloitte & Touche | Issuer | For | |||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
TRW Automotive | 5/18/2011 | 872 64S 106 | TRW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Advisory vote on executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Interface, Inc. | 5/23/2011 | 458 665 106 | IFSIA | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on executive compensaton | Issuer | For | |||
3 years | 3. Frequency of voting on executive compensation | Issuer | 3 years | |||
For | 4. Rat BDO USA | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
United Continental | 6/8/2011 | 910 047 109 | UAL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat independent reg. public accounting firm | Issuer | For | |||
For | 3. Adivosry resolution on compensation of executive officers | Issuer | For | |||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Ulta Salon Cosmetics | 6/2/2011 | 903 84S 303 | ULTA | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Advisory vote on executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compenstion | Issuer | 3 years | |||
For | 5. Approval of 2011 incentive award plan. | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
U S Airways Group | 6/9/2011 | 903 41W 108 | LCC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Approve the 2011 incentive award plan | Issuer | For | |||
For | 4. Advisory vote on compensation of executive officers | Issuer | For | |||
1 year | 5. Frequency of voting on executive compensation | Issuer | 1 year | |||
Against | 6. Proposal relatin gto cumulative voting | shareholder | Against | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Sinclair Broadcast | 6/2/2011 | 829 226 109 | SBGI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat PricwaterhouseCoopers | Issuer | For | |||
For | 3. Advisory vote on our executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Cardtronices, Inc. | 6/15/2011 | 141 61H 108 | CATM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on executive compensation | Issuer | For | |||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 years | |||
For | 4. Rat. KPMG | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
MacQuarie Infrast. | 6/2/2011 | 556 08B 105 | MIC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Advisory approval of eecutive compensation | Issuer | For | |||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Lifetime Brands | 6/16/2011 | 532 22Q 103 | LCUT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Advisory vote on executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Brown Shoe Co. | 5/26/2011 | 115 736 100 | BWS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Approval of incentive and stock compensation plan of2011 | Issuer | For | |||
For | 4. Advisory vote on executive compensation | Issuer | For | |||
1 year | 5. Frequency of voting on executiv compensation | Issuer | 1 year | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Cascade Corp. | 6/1/2011 | 147 195 101 | CASC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on executive compensation | Issuer | For | |||
3 years | 3. Frequency of voting on executive compensation | Issuer | 3 years | |||
For | 4. Approve the companys short term incentive plan | Issuer | For | |||
For | 5. Approve an amenment and restatement of the companys | Issuer | For | |||
stock appreciation rights and restricted stock plan. | ||||||
For | 6. Rat PricewaterhouseCoopoers | Issuer | For | |||
Hennessy Cornerstone Growth II | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Crocs, Incorp. | 6/28/2011 | 227 046 109 | CROX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Deloitte & Touche | Issuer | For | |||
For | 3. Approval of amended/restated 2007 equity incentive plan | Issuer | For | |||
For | 4. Adivosry vote on comensation of executive officers. | Issuer | For | |||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 year |
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Forest Labs. | 8/9/2010 | 345 838 106 | FRX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of the 207eq. Inc. plan | Issuer | For | ||||
For | 3. Apprvl of exe. Comp. | Issuer | For | ||||
For | 4. Rat of BDO Seidman as accountants | Issuer | For | ||||
Against | 5. Apprvl of stockholder prop to amen | Shareholder | Against | ||||
the by-laws of the co. to rpovide reimbursement | |||||||
of expenses incurred by a stockholder or | |||||||
group of stockholders in connection with nominating | |||||||
one or more directors | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
H.J. Heinz | 8/31/2010 | 423 074 103 | HNZ | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind reg pub a/c firm | Issuer | For | ||||
Against | 3. Shareholder Prop: the right to | Shareholder | Against | ||||
shareholder aciton by written consent. | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
General Mills | 9/27/2010 | 8/31/2010 | 370 334 104 | GIS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve executive incentive plan | Issuer | For | ||||
For | 3. Rat KPMG | Issuer | For | ||||
For | 4. Cast an advisory vote on executive | Issuer | For | ||||
comp. | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Cardinal Health | 11/3/2010 | 141 49Y 108 | CAH | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Prop to approve an amendment to the | Issuer | For | ||||
companys restated code of regs. | |||||||
Shareholder's proposals: | |||||||
Against | re performan based stk options | Against | Against | ||||
Against | re amend the rested code f re to require the chairman of the board | Against | Against | ||||
Against | be an independent director. | Against | Against | ||||
Against | re special shareowner meetings | Against | Against | ||||
Against | to transace such other business as may | Against | Against | ||||
Against | properly come before themeeting or any adjournment | Against | Against | ||||
Against | or postponement thereof. | Against | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Sysco Corp | 11/12/2010 | 871 829 107 | SYY | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve 1974 amended stk purchase plan | Issuer | For | ||||
For | 3. Rat Ernst & Young | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Western Digital | 11/11/2010 | 958 102 105 | WDC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Campbell Soup | 11/18/2010 | 134 429 109 | CPB | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind reg public a/c firm. | Issuer | For | ||||
For | 3. Approve amendment fo 2005 l/t | Issuer | For | ||||
incentive plan. | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
The Clorox Company | 11/17/2010 | 189 054 109 | CLX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind reg pub. a/c firm | Issuer | For | ||||
For | 3. Approval of material terms of | Issuer | For | ||||
the performance goals under the co. | |||||||
2005 stk incentive plan. | |||||||
For | 4. Approval of the material terms of the perf goals | Issuer | For | ||||
under the co. executive incentive comp plan | |||||||
Against | 5. Stkholder prop on ind chairman. | Shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Autozone, Inc. | 12/15/2010 | 053 332 102 | AZO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Apprval of 2011 Equity incentive award plan | Issuer | For | ||||
For | 3. Rat Ernst & Young | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Family Dollar Stores | 1/20/2011 | 307 000 109 | FDO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Appvl of perf measures for perf based | Issuer | For | ||||
awards 2006 incentive plan | |||||||
For | 3. Rat Pricewaterhousecoopers | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Becton, Dickinson, & Co. | 2/1/2011 | 075 887 109 | BDX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind reg pub a/cing firm | Issuer | For | ||||
For | 3. Advisory vote on exe comp | Issuer | For | ||||
For | 4. Advisory vote on exe comp advisory votes | Issuer | For | ||||
For | 5. Special shareholder meetings | Issuer | For | ||||
For | 6. Cumulative voting | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Joy Global Inc. | 3/8/2011 | 481 165 108 | JOYG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Adv. vote on comp of exe. Officers | Issuer | For | ||||
For | 4. Adv. Vote on frequency future adv. Votes on comp for exe. Officers | Issuer | For | ||||
For | 5. Approval of employee stk purchase plan. | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Eli Lilly and Co | 4/18/2011 | 532 457 108 | LLY | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of Ernst & Young | Issuer | For | ||||
For | 3. Approve 2010 comp paid to executive officers. | Issuer | For | ||||
For | 4. Recommend the frequency of future advisory votes on | Issuer | For | ||||
exe. Comp. | |||||||
For | 5. Approve amendments to the articles of incorp. For annual | Issuer | For | ||||
election of all directors | |||||||
For | 6. Approve amendments to the articles of incorp. To eliminate | Issuer | For | ||||
all supermajority voting requirements. | |||||||
For | 7. Approve the executive officer incentive plan. | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Moody's Corp | 4/19/2011 | 615 369 105 | MCO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Director | Issuer | For | ||||
For | 2. Rat of ind. Reg public a/cing firm | Issuer | For | ||||
For | 3. Adv. Resol. On exe. Comp | Issuer | For | ||||
3 years | 4. Adv vote on frequency of future adv. Votes on exe. Comp | Issuer | 3 years | ||||
Against | 5. Adopt a policy that the chairman of BOD be an ind. Director | shareholder | against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Humana Inc. | 4/21/2011 | 444 859 102 | HUM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of PricewaterhouseCoopers | Issuer | For | ||||
For | 3. Approval of 2011 stock incentive plan. | Issuer | For | ||||
For | 4. Approval of comp. of the named exe. Officers as disclosed | Issuer | For | ||||
1 year | 5. Approval of frequency of votes on the comp of named exe. Officers | Issuer | 1 year | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Honeywell Intl. | 4/25/2011 | 438 516 106 | HON | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of ind. Accountants. | Issuer | For | ||||
For | 3. Advisory vote on exe. Comp. | Issuer | For | ||||
1 year | 4. Advisory vote on frequency of the vote for exe. Comp. | Issuer | 1 year | ||||
For | 5. 2011 stock incentive plan | Issuer | For | ||||
For | 6. Incentive comp plan of exe. Employees | Issuer | For | ||||
Against | 7. Shareholder action by written consent. | shareholder | Against | ||||
Against | 8. Special shareowner meetings | shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Kimberly-Clark | 4/21/2011 | 494 368 103 | KMB | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of auditors | Issuer | For | ||||
For | 3. Approval of 2011 outside Directors comp plan | Issuer | For | ||||
For | 4. Approval of 2011 equity participation plan | Issuer | For | ||||
For | 5. Advisory vote on exe. Comp program | Issuer | For | ||||
1 year | 6. Advisory vote on frequency vote on exe. Comp | Issuer | 1 year | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Lockheed Martin | 4/28/2011 | 539 830 109 | LMT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of Ernst & Young | Issuer | For | ||||
For | 3. Adopt the 2011 Incentive Performane Award Plan. | Issuer | For | ||||
For | 4. Approve the comp of named exe. Officers | Issuer | For | ||||
1 year | 5. Frequency of future votes on comp of exe. Officers | Issuer | 1 year | ||||
Against | 6. Allow stockholder to act by written consent vs | shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Kellogg Company | 4/29/2011 | 487 836 108 | K | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Director | Issuer | For | ||||
For | 2. Senior Exe. Annual incentive plan | Issuer | For | ||||
For | 3. Adisory vote on exe. Comp | Issuer | For | ||||
1 year | 4. Frequency of vote on exe. Comp | Issuer | 1 year | ||||
For | 5. Rat of PricewaterHousecooper | Issuer | For | ||||
Against | 6. Adopt simpla majority | shareholder | Against | ||||
Against | 7. Enact a majority vote requirement for election of | shareholder | Against | ||||
directors. | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Cigna Corp | 4/27/2011 | 125 509 109 | CI | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approvl of resol. On exe. Comp. | Issuer | For | ||||
3 years | 3. Frequency of votes on exe. Comp. | Issuer | 3 years | ||||
For | 4. Rat PricewaterhouseCoopers | Issuer | For | ||||
For | 5. Amendment to the long/term incentive plan | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Internl. Business Machines | 4/26/2011 | 459 200 101 | IBM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | For | |||
For | 1. Director | Issuer | For | ||||
For | 2. Rat on ind reg. public a/cing firm. | Issuer | For | ||||
For | 3. Advisory vote on exe. Comp. | Issuer | 3 years | ||||
3 years | 4. Frequency vote on exe. Comp | Issuer | Against | ||||
Against | 5. Prop on cumulative voting | shareholder | Against | ||||
Against | 6. Prop to review political contributions policy | shareholder | Against | ||||
Against | 7. Prop on lobbying | shareholder | |||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Fluor Corp. | 5/5/2011 | 343 412 102 | FLR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on exe. Comp | Issuer | For | ||||
None | 3. Frequency votes on exe. Comp | Issuer | No Vote | ||||
For | 4. Amendment to declassify BOD. | Issuer | For | ||||
For | 5. Amendment to remove/replace the supermajority voting provisions | Issuer | For | ||||
For | 6. Rat Ernst & Young | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
McGraw-Hill Co. | 4/27/2011 | 580 645 109 | MHP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Vote to permit shaholders to call special meetings. | Issuer | For | ||||
For | 3. Vote to approve the exe. Comp | Issuer | For | ||||
1 year | 4. Frequency vote on exe. Comp. | Issuer | 1 year | ||||
For | 5. Rat Ernst & Young | Issuer | For | ||||
Against | 6. Prop. Re. shareholder action by written consent | shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Direct TV | 4/28/2011 | 254 90A 101 | DTV | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind. Reg pub a/c | Issuer | For | ||||
For | 3/7. Amend Certificate of Inc.: | Issuer | F | ||||
For | make certain capital stock changes | Issuer | For | ||||
For | to declassify the BOD | Issuer | For | ||||
For | to implement a majority vote standard re elections of directors | Issuer | For | ||||
For | to permit a special meeting of stockholders to be called by 25% | Issuer | For | ||||
or more of the stkholders | |||||||
For | to adopt Delaware as the exclusive forum for certain disputes | Issuer | For | ||||
For | 8. Advisory vote on comp of exe. Officers. | Issuer | For | ||||
One year | 9. Frequency of vote on comp for exe. Officers | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
F M C Corp. | 4/26/2011 | 302 491 303 | FMC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind reg pub a/c firm | Issuer | For | ||||
For | 3. Approval of exe comp | Issuer | For | ||||
1 year | 4. Frequency of exe comp votes. | Issuer | 1 years | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Briston-Myers | 5/3/2011 | 110 122 108 | BMY | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind. Reg. public a/c firm | Issuer | For | ||||
For | 3. Advisory vote on comp of exe. Officers | Issuer | For | ||||
3 years | 4. Frequency of vote on comp. for exe. Officers | Issuer | For | ||||
Against | 5. Executive Comp disclosure | shareholder | Against | ||||
Against | 6. Shareholder actions by written consent | shareholder | Against | ||||
Against | 7. Pharmaceutical price restraint | shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Baxter Intnl. | 5/3/2011 | 071 813 109 | BAX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of ind. Reg. pub a/c firm | Issuer | For | ||||
For | 3. Adivosry vote on exe. Comp | Issuer | For | ||||
3 years | 4. Frequency of votes for exe. Comp. | Issuer | 3 yeears | ||||
For | 5. Approval of employee stk purchase plan | Issuer | For | ||||
For | 6. Approval of 2011 incentive plan. | Issuer | For | ||||
For | 7. A prop to amend article 6th to eleminate the | Issuer | For | ||||
classified board and provide for the annual election | |||||||
of directors | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Dish Network | 5/2/2011 | 254 70M 109 | DISH | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Director | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
For | 3. Advisory vote on exe. Comp | Issuer | For | ||||
3 years | 4. Frequency vote on exe. Comp | Issuer | 3 years | ||||
Against | 5. Prop re corporation dual class capital structure. | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Consol Energy | 5/4/2011 | 208 54P 109 | CNX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Advisory vote on exe comp. | Issuer | for | ||||
2 years | 4. Frequency of v ote on exe comp. | Issuer | 2 years | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Crown Hldgs. | 4/28/2011 | 228 368 106 | CCK | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind. Auditors | Issuer | For | ||||
For | 3. Re-approve 2006 stock based incentive com plan | Issuer | For | ||||
For | 4. Advisory vote on executive comp | Issuer | For | ||||
1 year | 5. Frequency of votes on say on pay votes | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Mattel, Inc. | 5/13/2011 | 577 081 102 | MAT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote for executive compensaton | Issuer | For | ||||
1 year | 3. Frequency of votes for executive compensation | Issuer | For | ||||
For | 4. Approval of bylaws re: specakl stokholder meetings | Issuer | For | ||||
For | 5. Rat. PricewaterhouseCoopers | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Flowserve | 5/19/2011 | 343 54P 105 | FLS | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Adv. Vote on executive compensation | Issuer | For | ||||
1 year | 3. Frequency of votes for executive compensation | Issuer | 1 year | ||||
For | 4. Amendment to article 8 | Issuer | For | ||||
For | 5. Amendment to article 9. | Issuer | For | ||||
For | 6. Rat PricewaterhouseCoopers | Issuer | For | ||||
For | 7. Upon such matters that may properly come | Issuer | For | ||||
before the meeting or any adjournment or post- | |||||||
ponement thereof. | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Ross Stores | 5/18/2011 | 778 296 103 | ROST | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve incentive compensation plan for purposes | Issuer | For | ||||
of sections 162-M of the IRS code. | |||||||
For | 3. Approve to adopt annual elections for directors | Issuer | For | ||||
For | 4. Advisory vote on the resolution on the compensation | Issuer | For | ||||
of the named executive officers. | |||||||
3 year | 5. Frequency of votes on executive compensation | Issuer | 3 year | ||||
For | 6. Rat Deloittte & Touche | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Laboratory Corp. | 5/11/2011 | 505 40R 409 | LH | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve executive compensation | Issuer | For | ||||
1 year | 3. Frequency of votes on executive compensation | Issuer | 1 year | ||||
For | 4. Rat. PricewaterhouseCoopers | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Gap, Inc. | 5/17/2011 | 364 760 108 | GPS | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Approval of 2006 l/t incentive plan. | Issuer | For | ||||
For | 4. Approval of the overall compesation of exe. Officers | Issuer | For | ||||
1 year | 5. Frequency of votes on executive compensation | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Philip Morris | 5/11/2011 | 718 172 109 | PM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rate of selection of ind. Auditors | Issuer | For | ||||
For | 3. Advisory to approve executive compensation | Issuer | For | ||||
1 year | 4. Frequency of votes for executive compensaton | Issuer | 1 year | ||||
Against | 5. Food insecurity and tobacco use | shareholder | Against | ||||
Against | 6. Independent Board chair | shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Diamond Offshore | 5/23/2011 | 252 71C 102 | DO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Approve executive compensation | Issuer | For | ||||
1 year | 4. Frequency on voting for executive compensation | Issuer | 1 year | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Raytheon Co. | 5/26/2011 | 755 111 507 | RTN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 3. Frequency of voting for executive compensation | Issuer | 1 year | ||||
For | 4. Rat. Of independent auditors | Issuer | For | ||||
Against | 5. Shareholder action by written consent | shareholder | Against | ||||
Against | 6. Executive stock retention | shareholder | Against | ||||
Against | 7. Lobbying expenses | shareholder | Against | ||||
Against | 8. Supplemental executive retirement plans | shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Lorillard Inc. | 5/19/2011 | 544 147 101 | LO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 3. Frequency of voting for executive compensation | Issuer | 1 year | ||||
For | 4. Rat Deloitte & Touche | Issuer | For | ||||
No vote | 5. A Majority vote standard for directors elections | shareholder | No vote | ||||
Against | 6. Reporting political contributions and expenditures | shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Altria Group | 5/18/2011 | 022 09S 103 | MO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of ind. Reg. public accounting firm. | Issuer | For | ||||
For | 3. Adv. Vote on compensation for executives | Issuer | For | ||||
No recommendation | 4. Frequency of votes on executive compensation | Issuer | no recommendation | ||||
Against | 5. Address concerns regarding tobacco flavoring | shareholder | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Yum! Brands, Inc. | 5/19/2011 | 988 498 101 | YUM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat independent auditors | Issuer | For | ||||
For | 3. Advisory vote on executive compensaton | Issuer | For | ||||
1 year | 4. Frequency of voting for executive compensation | Issuer | 1 year | ||||
For | 5. Amendment to articles to permit shareholders | Issuer | For | ||||
to call special meetings | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Altria Group | 5/18/2011 | 022 09S 103 | MO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of independent reg. pub. a/c'ing firm | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
No recommendatoin | 4. Frequency of voting for executive compensation | Issuer | No rec. | ||||
Against | 5. Address concerns re tobacco flavoring | shareholders | Against | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Freeport-Mcmoran | 6/15/2011 | 356 71D 857 | FCX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on compensation of executives | Issuer | For | ||||
1 years | 3. Frequency of voting for executive compensation | Issuer | 1 years | ||||
For | 4. Rat. Ernst & Young | Issuer | For | ||||
Against | 5. Proposal regarding the selection of a candidate | shareholder | Against | ||||
with environmental expertise to be recommended for | |||||||
election to the companys BOD | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
The TJX Comp. | 6/14/2011 | 872 540 109 | TJX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of PricewaterhouseCoopers | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting for executive compensation | Issuer | 1 year | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Liberty Global | 6/21/2011 | 530 555 101 | LBTYA | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval on compensation of executive officers | Issuer | For | ||||
3 years | 3. Frequqency of voting for executive compensation | Issuer | 3 years | ||||
For | 4. Rat KPMG | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
The Lubrizol | 6/9/2011 | 549 271 104 | LZ | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Adoption of the agreement and plan of merger | Issuer | For | ||||
by and among Berkshire Hathaway, Ohio Merger | |||||||
su, Inc., and the Lubrizol Corp. | |||||||
For | 2. Any proposal to adjourn or postpone the special | Issuer | For | ||||
meeting, to permit further solicitation of proxies if | |||||||
there are not sufficient votes at the time of the | |||||||
special meeting to adopt the merger agreemnent. | |||||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Dollar Tree, Inc. | 6/16/2011 | 256 746 108 | DLTR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on compensation of executive officers | Issuer | For | ||||
3 year | 3. Frequency of voting on executive compensation | Issuer | 3 years | ||||
For | 4. Approve the monibus incentive plan | Issuer | For | ||||
For | 5. Rat. KPMG | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
SAID, Inc. | 6/17/2011 | 783 90X 101 | SAI | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve amended certificate of incorporation | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 5. Rat Deloitte & Touche | Issuer | For | ||||
Hennessy Large Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Best Buy Co. | 6/21/2011 | 086 516 101 | BBY | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Approval of an amendment and restatement of by- | Issuer | For | ||||
laws | |||||||
For | 4. Approval of amendments to 2004 omnibus stk and | Issuer | For | ||||
incentive plan | |||||||
For | 5. Approval of executive s/t incentive plan | Issuer | For | ||||
For | 6. Advisory vote on compensation | Issuer | For | ||||
3 years | 7. Frequency of voting on executive compensation | Issuer | 3 years | ||||
Against | 8. Declassification of BOD. | Issuer | Against |
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Precision Castparts | 8/10/2010 | 740 189 105 | PCP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1.Directors | Issuer | For | ||||
For | 2. Rat of ind reg pub a/c firm | Issuer | For | ||||
Against | 3. Sharehold prop re classified board | Shareholder | Against | ||||
structure. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Forest Labs. | 8/9/2010 | 345 838 106 | FRX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of the 207eq. Inc. plan | Issuer | For | ||||
For | 3. Apprvl of exe. Comp. | Issuer | For | ||||
For | 4. Rat of BDO Seidman as accountants | Issuer | For | ||||
Against | 5. Apprvl of stockholder prop to amen | Shareholder | Against | ||||
the by-laws of the co. to rpovide reimbursement | |||||||
of expenses incurred by a stockholder or | |||||||
group of stockholders in connection with nominating | |||||||
one or more directors | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Qwest Communications | 8/24/2010 | 749 121 109 | Q | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Adopt agreement and plan of | Issuer | For | ||||
merger among Centurylink, Inc. | |||||||
For | 2. To vote upon an adjournment of the | Issuer | For | ||||
special meeting. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Conagra Foods | 9/24/2010 | 205 887 102 | CAG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat appt. of ind. Auditors | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Western Digital | 11/11/2010 | 958 102 105 | WDC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Archer-Daniels | 11/4/2010 | 039 483 102 | ADM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
Against | 3. Adopt stkholder prop re political | Shareholder | Against | ||||
contributions | |||||||
Against | 4. Adopt skholdrs prop re report on | Shareholder | Against | ||||
political contributions. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Microsoft Corp. | 11/16/2010 | 594 918 104 | MSFT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
Shareholder: | |||||||
Against | establisment of board committee on | Shareholder | Against | ||||
Against | environmental sustainability | Shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Motorola Inc. | 11/29/2010 | 620 076 109 | MOT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Authorization for a reverse tok split | Issuer | For | ||||
of outstanding/treasury common stk. | |||||||
For | 2. Apprvl of corresponding amendment to Motorola's | For | |||||
restated certrificate of inc. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Accenture PLC | 2/3/2011 | G11 51C 101 | CAN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Acceptance of the fincl statements | Issuer | For | ||||
for period ended 8-31-2010 | |||||||
For | 2, Directors | Issuer | For | ||||
For | 3. Rat KPMG | Issuer | For | ||||
For | 4. Aproval of comp of exe officers | Issuer | For | ||||
For | 5. Recommendation of the frequency | Issuer | For | ||||
of shareholder votes on exe comp | |||||||
For | 6. Authorizaton to hold 2012 annual genl | Issuer | For | ||||
meeting of shareholders outside of | |||||||
Ireland. | |||||||
For | 7. Authorization to purchase ordinary shs | Issuer | For | ||||
For | 8. Dertermination of price range the stk re-issue shs. | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Deere & Company | 2/23/2011 | 244 199 105 | DE | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Non-binding advisory vote on exe. Comp | Issuer | For | ||||
For | 3. Non binding advisory vote on the frequency of say- | For | |||||
on-pay votes | |||||||
For | 4. Rat of Deloitte & Touche | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Walt Disney Co. | 3/23/2011 | 254 687 106 | DIS | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Pricewaterhousecoopers | Issuer | For | ||||
For | 3. Approve 2011 stock incentive plan | Issuer | For | ||||
For | 4. Approve the adv resolution on executive comp | Issuer | For | ||||
1 year | 5. approve holding an adv vote on exe comp every | Issuer | 1 year | ||||
one, two or three years | |||||||
Against | 6. Approve the shareholder prop relating to perf. | shareholder | Against | ||||
tests for restricted stock units. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Huntinton Bancshares | 4/21/2011 | 446 150 104 | HBAN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of mgmnt incentive plan for covered officers | Issuer | For | ||||
For | 3. Approval of the supplemental stk purchase and | Issuer | For | ||||
tax savings plan & trust. | |||||||
For | 4. Rat Deloitte & Touche | Issuer | For | ||||
For | 5. A resolution to approve, the comp of exe. As | Issuer | For | ||||
disclosed in the accompanyinig proxy statement | |||||||
3 years | 6. An advisory on the frequency of future advisory | Issuer | 3 years | ||||
votes on exe. Comp. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Carnival Corp | 4/13/2011 | 143 658 300 | CCL | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. To re appoint Pricewaterhouse | Issuer | For | ||||
For | 3. To authorize the audit committee to agree the | Issuer | For | ||||
remuneration of the ind. Auditors. | |||||||
For | 4. To receive the UK accounts and reports of the | ||||||
directors and auditors for the year ended 11/30/11. | Issuer | For | |||||
For | 5. To approe the fiscal 2010 comp of the named | Issuer | For | ||||
exe. Officers. | |||||||
1 year | 6. Determine frequency advisory vote re the comp of | Issuer | 1 year | ||||
the named exe officers. | |||||||
For | 7, Approve the remuneration report for the year 2010. | Issuer | For | ||||
For | 8. Approve the giving of authority for the allotment | Issuer | For | ||||
of nu shs. | |||||||
For | 9. To approe the disapplication of the pre emption | Issuer | For | ||||
rites in relation to the allotment of new shs. | |||||||
For | 10. To approe the genl authority to buy back | Issuer | For | ||||
ordinary shs in the open market. | |||||||
For | 11. To approe 2011 stock plan | Issuer | For | ||||
For | 12. Vote upon such other business | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Honeywell Intl. | 4/25/2011 | 438 516 106 | HON | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of ind. Accountants. | Issuer | For | ||||
For | 3. Advisory vote on exe. Comp. | Issuer | For | ||||
1 year | 4. Advisory vote on frequency of the vote for exe. Comp. | Issuer | 1 year | ||||
For | 5. 2011 stock incentive plan | Issuer | For | ||||
For | 6. Incentive comp plan of exe. Employees | Issuer | For | ||||
Against | 7. Shareholder action by written consent. | shareholder | Against | ||||
Against | 8. Special shareowner meetings | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Fifth Third Bancorp | 4/19/2011 | 316 773 100 | FITB | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of Deloitte & Touche | Issuer | For | ||||
For | 3. Approve 2011 incentive comp plan. | Issuer | For | ||||
For | 4. Approval of advisory vote on exe. Comp | Issuer | For | ||||
1 year | 5. Approval of voting on exe comp plan. | Issuer | 1 year | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
A T & T, Inc. | 4/29/2011 | 014 154 800 | T | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind auditors | Issuer | For | ||||
For | 3. Approve 2011 Incentive Plan | Issuer | For | ||||
For | 4. Advisory vote on exe. Comp. | Issuer | For | ||||
3 year | 5. Advisory vote on frequency of vote on exe. Comp | Issuer | 3 years | ||||
Against | 6. Political contributions | shareholder | Against | ||||
Against | 7. Special stockholder meetings | shareholder | Against | ||||
Against | 8. Written consent | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Berkshire Hathaway | 4/30/2011 | 084 670 702 | BRK-B | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve comp. of the exe. Officers | Issuer | For | ||||
3 year | 3. Frequency of vote on executive comp | Issuer | 3 years | ||||
Against | 4. Establishment of quantitative goas for the | shareholder | Against | ||||
reduction of greenhouse gas and other air emissions | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Stanley Black & Decker | 4/19/2011 | 854 502 101 | SWK | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve Ernst & Young | Issuer | For | ||||
For | 3. Approve the comp of the exe. Officers | Issuer | For | ||||
3 years | 4. Frequency votes on named exe. Officers comp. | Issuer | 3 years | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Marathon Oil | 4/27/2011 | 565 849 106 | MRO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Pricewaterhouse Coopers | Issuer | For | ||||
For | 3. Amend by-laws to lower the threshold for stkholdrs | Issuer | For | ||||
to call special meetings | |||||||
For | 4. Prop for advisory vote on exe comp. | Issuer | For | ||||
1 year | 5. Frequency votes on exe. Comp. | Issuer | 1 year | ||||
Against | 6. Prop for safety report outlining steps to reduce | shareholder | Against | ||||
the risk of accidents | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Texas Instruments | 4/21/2011 | 882 508 104 | TXN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Prop. Re adv vote on exe. Comp | Issuer | For | ||||
3 years | 3. Frequency of votes on exe. Comp. | Issuer | 3 years | ||||
For | 4. Rat Ernst & Young | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Citigroup, Inc. | 4/21/2011 | 172 967 101 | C | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
For | 3. Prop to approve amendment to stock incentive plan. | Issuer | For | ||||
For | 4. Approval of 2011 exe. Performance plan. | Issuer | For | ||||
For | 5. Advisory vote on 2010 exe. Comp. | Issuer | For | ||||
1 year | 6. Frequency of vote on exe. Comp. | Issuer | 1 year | ||||
For | 7. Prop to approve reverse stk split extension | Issuer | For | ||||
Against | 8. Prop re political non-partisanship | shareholder | Against | ||||
Against | 9. Prop re a report on political contributions | shareholder | Against | ||||
Against | 10. Prop re a report on restroing trust and confidence | shareholder | Against | ||||
in the Financial systems. | |||||||
Against | 11. Prop re stkholder holding 15% or above have the | shareholder | Against | ||||
right to call specal stkhldr meetings | |||||||
Against | 12. Prop re the audit committee conduct an ind. Review | shareholder | Against | ||||
and report on controls related to loans, foreclosures, | |||||||
and securitizations. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Owens Corning | 4/14/2011 | 690 742 101 | OC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat PricewaterHousecooopers | Issuer | For | ||||
For | 3. Approve the corp. incentive plan. | Issuer | For | ||||
For | 4. Advisory vote on comp. for exe. Officers | Issuer | For | ||||
1 years | 5. Frequency of advisory vote on comp for exe. Officers | Issuer | 1 year | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
The Progressive Corp | 4/29/2011 | 743 315 103 | PGR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve an amendment to the companys code of | Issuer | For | ||||
regulations | |||||||
For | 3. Advisory vote on exe. Comp. program | Issuer | For | ||||
1 year | 4. Frequency of vote on exe. Comp program | Issuer | For | ||||
For | 5. Rat PricewaterHouseCoopers | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Solutia Incorp. | 4/18/2011 | 834 376 501 | SOA | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Adv. Vote on the freq. of an exe. Comp adv. Vote | Issuer | For | ||||
1 year | 3. Frequency of exe comp votes | Issuer | 1 year | ||||
For | 4. Rat Deloitte & Touche | ||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Pfizer Incorp. | 4/28/2011 | 717 081 103 | PFE | ||||
�� | |||||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2, Rat KPMG | Issuer | For | ||||
For | 3. Adv. Vote on exe. Comp | Issuer | For | ||||
2 years | 4. Frequency of future vote on exe comp. | Issuer | 2 years | ||||
Against | 5. Prop re publication of political contributions | shareholder | Against | ||||
Against | 6. Prop re public policy initiatives | shareholder | Against | ||||
Against | 7. Prop re pharmeaceutical price restraints | shareholder | Against | ||||
Against | 8. Prop re action by written consent | shareholder | Against | ||||
Against | 9. Prop re special shareholder meetings | shareholder | Against | ||||
Against | 10. Prop re animal research | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Pfizer Incorp. | 4/28/2011 | 717 081 103 | PFE | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
For | 3. Approval of the comp of the exe officers. | Issuer | For | ||||
3 years | 4. Frequency of vote on comp for exe. Officers | Issuer | 3 years | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Bank of America | 5/11/2011 | 060 505 104 | BAC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on exe. Comp | Issuer | For | ||||
1 years | 3. Frequency on vote for future say on pay votes. | Issuer | 1 years | ||||
For | 4. Rat ind. Pub. a/c ing firm 2011 | Issuer | For | ||||
Against | 5. Disclosure of Government Employment | shareholder | Against | ||||
Against | 6. Stockholder action by written consent | shareholder | Against | ||||
Against | 7. Mortgage servicing operations | shareholder | Against | ||||
Against | 8. Grassroots lobbying | shareholder | Against | ||||
Against | 9. OTC derivatives trading | shareholder | Against | ||||
Against | 10. Cumulative voting in contested elections | shareholder | Against | ||||
Against | 11. Recoupment of incentive compensation | shareholder | Against | ||||
Against | 12. Prohibition of certain relocation benefits | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
The Coca-Cola Co. | 4/27/2011 | 191 216 100 | KO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Approval of the performance measures under plan. | Issuer | For | ||||
For | 4. Approval of the plan to preserve the tax deduct. Of awards. | Issuer | For | ||||
For | 5. Advisory vote on exe. Comp | Issuer | For | ||||
1 year | 6. Advisory vote on frequency of pay vote | Issuer | 1 year | ||||
Against | 7. Proposal re a report on Bisphenol-A | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Church & Dwight | 5/5/2011 | 171 340 102 | CHD | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on comp of named exe officers | Issuer | For | ||||
3 Years | 3. Frequency of vote on comp for exe. Officers | Issuer | 3 years | ||||
For | 4. Rat Deloitte & Touche | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Prudential Fincl | 5/10/2011 | 744 320 102 | PRU | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat PricewaterhouseCoopers | Issuer | For | ||||
For | 3. Advisory vote on exe. Comp. | Issuer | For | ||||
1 year | 4. Advisory vote frequency | Issuer | 1 year | ||||
For | 5. Prop re supermajority voting | shareholder | For | ||||
Against | 6. Re lobbying contributions & expenditures | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
EBAY, Incorp. | 4/28/2011 | 278 642 103 | EBAY | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on comp on exe officers | Issuer | For | ||||
1 year | 3. Frequency of adisory vote on comp for officers | Issuer | 1 year | ||||
For | 4. Rat PricewaterhouseCoopers | Issuer | For | ||||
Against | 5. Prop re supermajority voting standards | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Pepisco, Inc. | 5/4/2011 | 713 448 108 | PEP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of non binding vote of exe. Comp | Issuer | For | ||||
3 years | 3. Frequency of exe. Comp votes | Issuer | 3 years | ||||
For | 4. Approval of I nd. Reg publ a/c 2011 | Issuer | For | ||||
For | 5. Approval/amend. Implement majority voting for | Issuer | For | ||||
directors in uncontested elections | |||||||
Against | 6. Prop right to call speal meetings | shareholder | Against | ||||
Against | 7. Prop political contributions report | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
American Elec. Pwr | 4/26/2011 | 025 537 101 | AEP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Young | Issuer | For | ||||
For | 3. Advisory vote on exe comp | Issuer | For | ||||
1 year | 4. Frequency of vote on executive comp. | Issuer | For | ||||
Hennessy Selext Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Merck & Co. | 5/24/2011 | 589 33Y 105 | MRK | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind. Reg. public accounting firm. | Issuer | For | ||||
For | 3. Adv. Vote on exe. Comp | Issuer | For | ||||
3 years | 4. Frequency of votes for exe. Comp | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
ConocoPhillips | 5/11/2011 | 208 25C 104 | COP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Advisory of executive compensation | Issuer | For | ||||
No recommendations | 4. Frequency of votes on executive compensation | Issuer | no recommendation | ||||
For | 5. Approval of 2011 omnibus stock and perf. Inc. plan | Issuer | For | ||||
Against | 6. Gender expression ono-discrimination | shareholder | Against | ||||
Against | 7. Politcal contribution | shareholder | Against | ||||
Against | 8. Report on grassroots lobbying expenditures | shareholder | Against | ||||
Against | 9. Accident risk mitigation | shareholder | Against | ||||
Against | 10. Company environmental policy | shareholder | Against | ||||
Against | 11. Greenhouse gas reduction targets | shareholder | Against | ||||
Against | 12. Report on financial risks from climate change | shareholder | Against | ||||
Against | 13. Canadian oilsands | shareholder | Against | ||||
Against | 14. In its discretion, upon such other matters that | shareholder | Against | ||||
may properly come before the meeting or any | |||||||
adjournment or adjournments thereof. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Wyndham Worldwide | 5/12/2011 | 983 10W 108 | WYN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensaton | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 4. Rat Deloitte & Touche | Issuer | For | ||||
Against | 5. Elimination of the classified board | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Amgen Inc. | 5/20/2011 | 031 162 100 | AMGN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Approve compensation for executives | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
Against | 5. Shareholder action by written consent | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Macy's Inc. | 5/20/2011 | 556 16P 104 | M | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat. KPMG | Issuer | For | ||||
For | 3. Approval of amended certificate of incorp. | Issuer | For | ||||
For | 4. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 5. Frequency of voting on executive compensation | Issuer | 1 year | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Interntl Paper | 5/9/2011 | 460 146 103 | IP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Approval of compensation for executive officers | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | For | ||||
Against | 5. Shareowner action by written consent | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Altria Group | 5/18/2011 | 022 09S 103 | MO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat selection of ind. Reg. pub. Accounting firm | Issuer | For | ||||
For | 3. Advisory vote on compensation for executives | Issuer | For | ||||
No recommendation | 4. Frequency of voting on executive compensation | Issuer | No rec. | ||||
Against | 5. Address concerns regarding tobacco flavoring | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
National Oilwell | 5/19/2011 | 637 071 101 | NOV | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of independent auditors | Issuer | For | ||||
For | 3. Approve compensatin for executives | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 5. Approve the amended certificate of incorporation | Issuer | For | ||||
For | 6. Approve increase of common stock | Issuer | For | ||||
Against | 7. Stockholder proposal | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
UnitedHealth Grp | 5/23/2011 | 913 24P 102 | UNH | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of compensation for executives | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 4. Approval of 2011 incentive stock plan. | Issuer | For | ||||
For | 5. Approval of an amendment to 1993 Employee SPP | Issuer | For | ||||
For | 6. Rat. Deloitte & Touche | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Exelon Corp. | 5/3/2011 | 301 61N 101 | EXC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat PricewaterhouseCoopers | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Union Pacific | 5/5/2011 | 907 818 108 | UNP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | For | ||||
For | 5. Prop to amend the articles of incorp. To reduce | Issuer | For | ||||
shareholder voting requirements related to: | |||||||
a. actions adversely affecting preferred stock | |||||||
b. removal of directors | |||||||
c. changing the authorized amount of capital stock | |||||||
Against | 6. Prop re ind. Director to serve as Chairman of the | Against | |||||
board if preperly presented at the annual meeting | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
JPMorgan Chase | 5/17/2011 | 466 25H 100 | JPM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat independent reg. pub. Accounting firm | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 years | 4. Frequency of votes on executive compensation | Issuer | 1 year | ||||
For | 5. Approval of amendment to l/t incentive plan | Issuer | For | ||||
Against | 6. Political ono partisanship | shareholder | Against | ||||
Against | 7. Shareholder action by written consent | shareholder | Against | ||||
Against | 8. Mortgage loan servicing | shareholder | Against | ||||
Against | 9. Political contributions | shareholder | Against | ||||
Against | 10. Genocide free investing | shareholder | Against | ||||
Against | 11. independent lead director | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Boston Properties | 5/17/2011 | 101 121 101 | BXP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve executive officer compensation | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensatoin | Issuer | 1 year | ||||
For | 4. Rat PricewaterhouseCoopers | Issuer | For | ||||
Against | 5. Prop concerning the preparation of a sustainability | shareholder | Against | ||||
report | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Wal-Mart Stores | 6/3/2011 | 931 142 103 | WMT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst Young | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
Against | 5. Gender identity onon-discrimination policy | shareholder | Against | ||||
Against | 6. Political contributions report | shareholder | Against | ||||
Against | 7. Special shareown meetings | shareholder | Against | ||||
Against | 8. Require suppliers to publish an annual sustainablity | shareholder | Against | ||||
report | |||||||
Against | 9. Climate change risk disclosure | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Chevron Corp. | 5/25/2011 | 166 764 100 | CVX | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat independent reg. pub. Accounting firm | Issuer | For | ||||
For | 3. Advisory vote on execuitve officer compensation | Issuer | For | ||||
1 year | 4. Frequency on voting for executive compensation | Issuer | 1 year | ||||
Against | 5. Independent director with envionmental expertise | shareholder | Against | ||||
Against | 6. Human rights committee | shareholder | Against | ||||
Against | 7. Sustainability metric for executive comp. | shareholder | Against | ||||
Against | 8. Guidelines for country selection | shareholder | Against | ||||
Against | 9. Financial risks from climate change | shareholder | Against | ||||
Against | 10 Hydraulic fracturing | shareholder | Against | ||||
Against | 11. Offshore oil wells | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
St. Jude Medical | 5/12/2011 | 790 849 103 | STJ | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on compensation of executives | Issuer | For | ||||
No recommendation | 3. Frequency on voting for executive compensation | Issuer | No rec. | ||||
For | 4. Approve amendments to 2007 stock incentive plan | Issuer | For | ||||
No recommendation | 5. To consider/act upon a shareholder prop re the | Issuer | No rec. | ||||
declassification of BOD. | |||||||
For | 6. Rat Ernst & Young | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Thermo Fisher | 5/25/2011 | 8883 556 102 | TMO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensation | Issuer | For | ||||
2 years | 3. Frequency on voting for executive compensation | Issuer | 2 years | ||||
For | 4. Rat. PricewaterhouseCoopers | Issuer | For | ||||
Against | 5. Prop re declassification of BOD | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Affiliated Managers | 5/31/2011 | 008 252 108 | AMG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve the 2011 stock option and incentive plan | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency on voting for executive compensation | Issuer | 1 year | ||||
For | 5. Rat. PricewaterhouseCoopoers | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Diamond Offshore | 5/23/2011 | 252 71C 102 | DO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Approve executive compensation | Issuer | For | ||||
1 year | 4. Frequency on voting for executive compensation | Issuer | 1 year | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Xcel Energy | 5/18/2011 | 983 89B 100 | XEL | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve amendment to increase shares in the | Issuer | For | ||||
non-employee directors stok equivalent plan | |||||||
For | 3. Aprove amenment to eliminate cumulative voting | Issuer | For | ||||
in the election of directors | |||||||
For | 4.Approve other amendments to the articles of Inc. | Issuer | For | ||||
1 year | 5. Frequency of voting for executive compensation | Issuer | For | ||||
For | 6. Prop to hold an advisory on executive compensation | Issuer | For | ||||
For | 7. Rat Deloitte & Touche | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
EOG Resources | 5/3/2011 | 268 75P 101 | EOG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Approve compensation of executives | Issuer | For | ||||
1 year | 4. Frequency of voting for executive comp | Issuer | For | ||||
Against | 5. Prop concerning accelerated vesting of executive | shareholder | Against | ||||
officer stock awards | |||||||
Against | 6. Prop concerning corporate political contributions | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Capital One Fincl | 5/11/2011 | 140 40H 105 | COF | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Approval of amendments to provide for the annual | Issuer | For | ||||
election of directors | |||||||
For | 4. Advisory vote on executive officer compensation | Issuer | For | ||||
1 year | 5. Frequency of voting for executive compensation | Issuer | 1 year | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
AON Corporation | 5/20/2011 | 037 389 103 | AON | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat. Ernst & Young | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 years | 4. Frequncy of voting for executive compensation | Issuer | 1 year | ||||
For | 5. Approval of 2011 incentive plan | Issuer | For | ||||
For | 6. Approval of 200 employee stk purchase plan | Issuer | For | ||||
For | 7. Vote upon such other business | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Halliburton Co. | 5/19/2011 | 406 216 101 | HAL | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of selection of auditors | Issuer | For | ||||
For | 3. Advisory vote executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting for executive compensation | Issuer | 1 year | ||||
Against | 5. Prop on human rights policy | shareholder | Against | ||||
Against | 6. Political contributions | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Wells Fargo & Co. | 5/3/2011 | 949 746 101 | WFC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote to approve compensation for executive | Issuer | For | ||||
1 year | 3. Frequency of voting for executive compensation | Issuer | 1 year | ||||
For | 4. Rat. KPMG | Issuer | For | ||||
Against | 5. Allowing the holders of 10% of stk to call special mtg. | shareholder | Against | ||||
Against | 6. Cumulative voting in contested director elections | shareholder | Against | ||||
Against | 7. The adoption of a policty to require an independent | shareholder | Against | ||||
chairman | |||||||
Against | 8. Advisory vote on Director compensation | shareholder | Against | ||||
Against | 9. Investigation and report on internal controls for | shareholder | Against | ||||
mortgage servicing operations | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Simon Property | 5/19/2011 | 828 806 109 | SPG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directros | Issuer | For | ||||
For | 2. Advisory vote on executive compensaton | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | 1 year | |||||
For | 4. Rat Ernst & Young | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Watson Pharma. | 5/13/2011 | 942 683 103 | WPI | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve an amendment of the articles of incorp. | Issuer | For | ||||
to provide for the declassification of BOD and to | |||||||
delete certain provisions from the articles. | |||||||
For | 3. Approve the 4th amendment of the 2001 incentive | Issuer | For | ||||
award plan. | |||||||
For | 4. Advisory vote to approve executive compenstion | Issuer | For | ||||
1 year | 5. Frequency of voting on executive compensation | Issuer | For | ||||
For | 6. Rat. PricewaterhouseCoopers | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Sempra Energy | 5/13/2011 | 816 851 109 | SRE | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind. Reg. public a/c firm | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
Against | 5. Allow shareholder action by written consent | shareholder | Against | ||||
Against | 6. Prop regarding retirement benefits | shareholder | Against | ||||
Against | 7. Prop. Regarding sustainability | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Philip Morris | 5/11/2011 | 718 172 109 | PM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat selection of independent auditors | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
Against | 5. Food insecurity and tobacco use | shareholder | Against | ||||
Against | 6. Independent board chair | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Goldman Sachs | 5/6/2011 | 381 41G 104 | GS | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 4. Rat. PricewaterhouseCoopers | Issuer | For | ||||
Against | 5. Cumulative voting | shareholder | Against | ||||
Against | 6. Special shareowner meetings | shareholder | Against | ||||
Against | 7. Executive compensation and l/t performance | shareholder | Against | ||||
Against | 8. Senior executive compensation | shareholder | Against | ||||
Against | 9. Report on climate change risk disclosure | shareholder | Against | ||||
Against | 10. Report on political contributions | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Eastman Chemical | 5/5/2011 | 277 432 100 | EMN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | For | ||||
For | 4. Rat PricewaterhouseCoopers | Issuer | For | ||||
For | 5. Approval of amendment to certificate of incorp. To | Issuer | For | ||||
declassify the BOD | |||||||
Against | 6. Requesting that the BOD take steps necessary to | shareholder | Against | ||||
implement simple majority vote requirement for all | |||||||
stockholder actions. | |||||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
United Rentals | 5/11/2011 | 911 363 109 | URI | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat. Independent auditors | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 4. Advisory vote on executive compensation | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Raytheon Co. | 5/26/2011 | 755 111 507 | RTN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 3. Frequency of voting for executive compensation | Issuer | 1 year | ||||
For | 4. Rat. Of independent auditors | Issuer | For | ||||
Against | 5. Shareholder action by written consent | shareholder | Against | ||||
Against | 6. Executive stock retention | shareholder | Against | ||||
Against | 7. Lobbying expenses | shareholder | Against | ||||
Against | 8. Supplemental executive retirement plans | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
The Hartford Fincl | 5/18/2011 | 416 515 104 | HIG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
JPMorgan Chase | 5/17/2011 | 466 25H 100 | JPM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Appointment of ind. Reg. public accounting firm | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 5. Approval of the amenment to l/t incentive plan | Issuer | For | ||||
Against | 6. Political non-partisanship | shareholder | Against | ||||
Against | 7. Shareholder action by written consent | shareholder | Against | ||||
Against | 8. Mortgage loan servicing | shareholder | Against | ||||
Against | 9. Political contribtuions | shareholder | Against | ||||
Against | 10. Genocide free investing | shareholder | Against | ||||
Against | 11. Independent lead director | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Devon Energy | 6/8/2011 | 251 79M 103 | DVN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 4. Amend certificate of Inc.: eliminate supermajority | Issuer | For | ||||
voting provisions | |||||||
For | 5. Remove unnecessary and outdated provisions | Issuer | For | ||||
For | 6. Rat indpendent auditors for 2011 | Issuer | For | ||||
Against | 7. Action by written consent | shareholder | Against | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
MasterCard Incorp. | 6/7/2011 | 576 36Q 14 | MA | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensation | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 4. Rat PricewaterhouseCoopers | Issuer | For | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Celgene Corp. | 6/15/2011 | 151 020 104 | CELG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
For | 3. Approval of amendment to 2008 stk incentive plan | Issuer | For | ||||
For | 4. Aproval of executive compensation | Issuer | For | ||||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 years | ||||
Hennessy Select Large Value | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
The Kroger, Co. | 6/23/2011 | 501 044 101 | KR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of 2011 l/t incentive cash bonus plan | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
3 years | 4. Frequency of votig on executive compensation | Issuer | 3 years | ||||
For | 5. Rat. PricewaterhouseCoopers | Issuer | For | ||||
Against | 6. Approval, if properly presented, to recomment | shareholder | Against | ||||
revision to Krogers Code of Conduct. |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Hennessy Funds Trust
By (Signature and Title)* /s/ Neil J. Hennessy
Neil J. Hennessy
Chief Executive Officer
Date August 8, 2011