AMENDED SCHEDULE A
TO THE INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT
BETWEEN
SCHWAB CAPITAL TRUST AND CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
TO THE INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT
BETWEEN
SCHWAB CAPITAL TRUST AND CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
Fund | Effective Date | |
Schwab International Index Fund | July 21, 1993 | |
Schwab Small-Cap Index Fund | October 14, 1993 | |
Schwab MarketTrack Growth Portfolio | September 25, 1995 | |
Schwab MarketTrack Balanced Portfolio | September 25, 1995 | |
Schwab MarketTrack Conservative Portfolio | September 25, 1995 | |
Schwab S&P 500 Index Fund | February 28, 1996 | |
Schwab Core Equity Fund | May 21, 1996 | |
Laudus International MarketMasters Fund | September 2, 1996 | |
Schwab Balanced Fund (formerly known as Schwab Viewpoints Fund) | October 13, 1996 | |
Laudus Small-Cap MarketMasters Fund | August 3, 1997 | |
Schwab Market Track All Equity Portfolio | April 16, 1998 | |
Schwab Institutional Select S&P 500 Fund | October 28, 1998 | |
Schwab Total Stock Market Index Fund | April 15, 1999 | |
Schwab Financial Services Fund | May 15, 2000 | |
Schwab Health Care Fund | May 15, 2000 | |
Schwab Hedged Equity Fund | August 6, 2002 | |
Schwab Small-Cap Equity Fund | May 19, 2003 | |
Schwab Dividend Equity Fund | September 23, 2003 | |
Schwab Premier Equity Fund | November 16, 2004 | |
Schwab Target 2010 Fund | May 24, 2005 | |
Schwab Target 2015 Fund | November 12, 2007 | |
Schwab Target 2020 Fund | May 24, 2005 | |
Schwab Target 2025 Fund | November 12, 2007 | |
Schwab Target 2030 Fund | May 24, 2005 | |
Schwab Target 2035 Fund | November 12, 2007 | |
Schwab Target 2040 Fund | May 24, 2005 | |
Schwab Large Cap Growth Fund | May 24, 2005 | |
Schwab Fundamental US Large Company Index Fund | February 28, 2007 | |
Schwab Fundamental US Small-Mid Company Index Fund | February 28, 2007 |
Fund | Effective Date | |
Schwab Fundamental International Large Company Index Fund | February 28, 2007 | |
Schwab Fundamental Emerging Markets Index Fund | November 12, 2007 | |
Schwab Fundamental International Small-Mid Company Index Fund | November 12, 2007 | |
Schwab Monthly Income Fund — Moderate Payout | February 25, 2008 | |
Schwab Monthly Income Fund — Enhanced Payout | February 25, 2008 | |
Schwab Monthly Income Fund — Maximum Payout | February 25, 2008 | |
Schwab International Core Equity Fund | February 25, 2008 |
SCHWAB CAPITAL TRUST | ||||
By: | /s/ Jeffrey Mortimer | |||
Jeffrey Mortimer, | ||||
Senior Vice President and Chief Investment Officer | ||||
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. | ||||
By: | /s/ George Pereira | |||
George Pereira, | ||||
Senior Vice President and Chief Financial Officer |
Dated July 1, 2009
AMENDED SCHEDULE B
TO THE INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT
BETWEEN SCHWAB CAPITAL TRUST AND
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
TO THE INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT
BETWEEN SCHWAB CAPITAL TRUST AND
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
ADVISORY FEE SCHEDULE
The fees listed below are for services provided under this Agreement
and are to be accrued daily and paid monthly in arrears:
The fees listed below are for services provided under this Agreement
and are to be accrued daily and paid monthly in arrears:
Fund | Fee | |
Schwab International Index Fund | Fifteen one-hundredths of one percent (0.15%) of the Fund’s average daily net assets. | |
Schwab Small-Cap Index Fund | Fifteen one-hundredths of one percent (0.15%) of the Fund’s average daily net assets. | |
Schwab MarketTrack Growth Portfolio | Twenty-three one-hundredths of one percent (0.23%) of the Fund’s average daily net assets. | |
Schwab MarketTrack Balanced Portfolio | Twenty-three one-hundredths of one percent (0.23%) of the Fund’s average daily net assets. | |
Schwab MarketTrack Conservative Portfolio | Twenty-three one-hundredths of one percent (0.23%) of the Fund’s average daily net assets. | |
Schwab S&P 500 Index Fund | Six one-hundredths of one percent (0.06%) of the Fund’s average daily net assets. | |
Schwab Core Equity Fund | Forty-seven one-hundredths of one percent (0.47%) of the Fund’s average daily net assets. | |
Laudus International MarketMasters Fund | One percent and twenty-nine one-hundredths of one percent (1.29%) of the Fund’s average daily net assets not in excess of $500 million; one percent and two hundred seventy-five one-thousandths of one percent (1.275%) of such net assets over $500 million but not in excess of $1 billion; and one percent and twenty-five one-hundredths of one percent (1.25%) of such net assets over $1 billion) | |
Schwab Balanced Fund (formerly known as Schwab Viewpoints Fund) | Zero percent (0%) of the Fund’s average daily net assets. | |
Laudus Small-Cap MarketMasters Fund | One percent and seventeen one-hundredths of one percent (1.17%) of the Fund’s average daily net assets not in excess of $500 million; one percent and thirteen one-hundredths of one percent (1.13%) of such net assets over $500 million but not in excess of $1 billion; and one percent and seven one-hundredths of one percent (1.07%) of such net assets over $1 billion). | |
Schwab Market Track All Equity Portfolio | Twenty-three one-hundredths of one percent (0.23%) of the Fund’s average daily net assets. |
Fund | Fee | |
Schwab Institutional Select S&P 500 Fund | Six one-hundredths of one percent (0.06%) of the Fund’s average daily net assets. | |
Schwab Total Stock Market Index Fund | Six one-hundredths of one percent (0.06%) of the Fund’s average daily net assets. | |
Schwab Financial Services Fund | Fifty-four one-hundredths of one percent (0.54%) of the Fund’s average daily net assets not in excess of $500 million; five hundred fifteen one-thousandths of one percent (0.515%) of such net assets over $500 million but not in excess of $1 billion; and forty-nine one-hundredths of one percent (0.49%) of such net assets over $1 billion). | |
Schwab Health Care Fund | Fifty-four one-hundredths of one percent (0.54%) of the Fund’s average daily net assets not in excess of $500 million; five hundred fifteen one-thousandths of one percent (0.515%) of such net assets over $500 million but not in excess of $1 billion; and forty-nine one-hundredths of one percent (0.49%) of such net assets over $1 billion) | |
Schwab Hedged Equity Fund | One percent and five one-hundredths of one percent (1.05%) of the Fund’s average daily net assets. | |
Schwab Small-Cap Equity Fund | Eighty-one one-hundredths of one percent (0.81%) of the Fund’s average daily net assets. | |
Schwab Dividend Equity Fund | Sixty-two one-hundredths of one percent (0.62%) of the Fund’s average daily net assets. | |
Schwab Premier Equity Fund | Seventy-three one-hundredths of one percent (0.73%) of the Fund’s average daily net assets. | |
Schwab Target 2010 Fund | Zero percent (0%) of the Fund’s average daily net assets | |
Schwab Target 2015 Fund | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab Target 2020 Fund | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab Target 2025 Fund | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab Target 2030 Fund | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab Target 2035 Fund | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab Target 2040 Fund | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab Large-Cap Growth Fund | Seventy-two one-hundredths of one percent (0.72%) of the Fund’s average daily net assets. |
Fund | Fee | |
Schwab Fundamental US Large Company Index Fund | Thirty one-hundredths of one percent (0.30%) of the Fund’s average daily net assets not in excess of $500 million; twenty-two one-hundredths of one percent (0.22%) of such net assets over $500 million but not in excess of $5 billion; twenty one-hundredths of one percent (0.20%) of such net assets over $5 billion but not in excess of $10 billion; eighteen one-hundredths (0.18%) of such net assets over $10 billion. | |
Schwab Fundamental US Small-Mid Company Index Fund | Thirty one-hundredths of one percent (0.30%) of the Fund’s average daily net assets not in excess of $500 million; twenty-two one-hundredths of one percent (0.22%) of such net assets over $500 million but not in excess of $5 billion; twenty one-hundredths of one percent (0.20%) of such net assets over $5 billion but not in excess of $10 billion; eighteen one-hundredths (0.18%) of such net assets over $10 billion. | |
Schwab Fundamental International Large Company Index Fund | Thirty one-hundredths of one percent (0.30%) of the Fund’s average daily net assets not in excess of $500 million; twenty-two one-hundredths of one percent (0.22%) of such net assets over $500 million but not in excess of $5 billion; twenty one-hundredths of one percent (0.20%) of such net assets over $5 billion but not in excess of $10 billion; eighteen one-hundredths (0.18%) of such net assets over $10 billion. | |
Schwab Fundamental Emerging Markets Index Fund | Fifty one-hundredths of one percent (0.50%) of the Fund’s average daily net assets not in excess of $500 million; forty-eight one-hundredths of one percent (0.48%) of such net assets over $500 million but not in excess of $5 billion; forty-six one-hundredths of one percent (0.46%) of such net assets over $5 billion but not in excess of $10 billion; forty-four one-hundredths (0.44%) of such net assets over $10 billion. | |
Schwab Fundamental International Small-Mid Company Index Fund | Forty one-hundredths of one percent (0.40%) of the Fund’s average daily net assets not in excess of $500 million; thirty-eight one-hundredths of one percent (0.38%) of such net assets over $500 million but not in excess of $5 billion; thirty-six one-hundredths of one percent (0.36%) of such net assets over $5 billion but not in excess of $10 billion; thirty-four one-hundredths (0.34%) of such net assets over $10 billion. |
Fund | Fee | |
Schwab Monthly Income Fund — Moderate Payout | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab Monthly Income Fund — Enhanced Payout | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab Monthly Income Fund — Maximum Payout | Zero percent (0%) of the Fund’s average daily net assets. | |
Schwab International Core Equity Fund | Fifty-eighty one-hundredths of one percent (0.58%) of the Fund’s average daily net assets. |
SCHWAB CAPITAL TRUST | ||||
By: | /s/ Jeffrey Mortimer | |||
Jeffrey Mortimer, | ||||
Senior Vice President and Chief Investment Officer | ||||
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. | ||||
By: | /s/ George Pereira | |||
George Pereira, | ||||
Senior Vice President and Chief Financial Officer |
Dated July 1, 2009