Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Global Real Estate | ||||
Issuer | Mitsui Fudosan Logistics Park Inc | ||||
Ticker/Sedol | 3471.T (BYZWTW3) | ||||
Principal Amount (US$) | $266,336,487 | ||||
Principal Amount (Foreign$) | JPY 29,249,073,000 | ||||
Amount Purchased (US$) | $212,166.35 | ||||
Amount Purchased (Foreign$) | JPY 23,300,109 | ||||
Trade Date | 01/22/2020 | ||||
Price (US$) | 4514.17 | ||||
Price-Foreign | JPY 495,747 | ||||
Underwriter | Daiwa Securities Co | ||||
Other Syndicate Members: | Nomura International PLC, SMBC Nikko Capital Markets Limited, Daiwa Capital Markets Europe Limited, Mizuho International PLC, Morgan Stanley & Co International PLC, BofA Securities, Merrill Lynch International, Nomura Securities Co, Ltd, SMBC Nikko Securities Inc, Mizuho Securities Co Ltd, Mitsubishi UFJ, Okasan Securities Co Ltd | ||||
Underwriting Spread | 1.64% | ||||
Currency | JPY |
Fund | NT Global Real Estate | ||||
Issuer | Mitsui Fudosan Logistics Park Inc | ||||
Ticker/Sedol | 3471.T (BYZWTW3) | ||||
Principal Amount (US$) | $266,336,487 | ||||
Principal Amount (Foreign$) | JPY 29,249,073,000 | ||||
Amount Purchased (US$) | $898,321 | ||||
Amount Purchased (Foreign$) | JPY 98,653,653 | ||||
Trade Date | 01/22/2020 | ||||
Price (US$) | 4514.17 | ||||
Price-Foreign | JPY 495,747 | ||||
Underwriter | Daiwa Securities Co | ||||
Other Syndicate Members: | Nomura International PLC, SMBC Nikko Capital Markets Limited, Daiwa Capital Markets Europe Limited, Mizuho International PLC, Morgan Stanley & Co International PLC, BofA Securities, Merrill Lynch International, Nomura Securities Co, Ltd, SMBC Nikko Securities Inc, Mizuho Securities Co Ltd, Mitsubishi UFJ, Okasan Securities Co Ltd | ||||
Underwriting Spread | 1.64% | ||||
Currency | JPY | ||||
Fund | Global Real Estate | ||||
Issuer | Mitsui Fudosan Logistics Park Inc | ||||
Ticker/Sedol | 3471.T (BYZWTW3) | ||||
Principal Amount (US$) | $472,418,583 | ||||
Principal Amount (Foreign$) | JPY 49,828,350,000 | ||||
Amount Purchased (US$) | $491,128.23 | ||||
Amount Purchased (Foreign$) | JPY 51,801,750 | ||||
Trade Date | 09/29/2020 | ||||
Price (US$) | 4677.41 | ||||
Price-Foreign | JPY 493,350 | ||||
Underwriter | SMBC Nikko Securities | ||||
Other Syndicate Members: | Daiwa Securities Co. Ltd, Nomura Securities Co, Ltd., Daiwa Capital Markets Europe Limited, Nomura International PLC, SMBC Nikko Capital Markets, Ltd., Mizuho International PLC, Morgan Stanley & Co International PLC, Mitsubishi UFJ, Morgan Stanley Securities | ||||
Underwriting Spread | 1.62% | ||||
Currency | JPY |
Fund | NT Global Real Estate | ||||
Issuer | Mitsui Fudosan Logistics Park Inc | ||||
Ticker/Sedol | 3471.T (BYZWTW3) | ||||
Principal Amount (US$) | $472,418,583 | ||||
Principal Amount (Foreign$) | JPY 49,828,350,000 | ||||
Amount Purchased (US$) | $2,666,124.67 | ||||
Amount Purchased (Foreign$) | JPY 281,209,500 | ||||
Trade Date | 09/29/2020 | ||||
Price (US$) | 4677.41 | ||||
Price-Foreign | JPY 493,350 | ||||
Underwriter | SMBC Nikko Securities | ||||
Other Syndicate Members: | Daiwa Securities Co. Ltd, Nomura Securities Co, Ltd., Daiwa Capital Markets Europe Limited, Nomura International PLC, SMBC Nikko Capital Markets, Ltd., Mizuho International PLC, Morgan Stanley & Co International PLC, Mitsubishi UFJ, Morgan Stanley Securities | ||||
Underwriting Spread | 1.62% | ||||
Currency | JPY |
Fund | AC Alternatives Income Fund | ||||
Issuer | Daiwa House REIT Investment Corp | ||||
Ticker/Sedol | 8984.T / B0Z6WY0 | ||||
Principal Amount (US$) | $308,532,200 | ||||
Principal Amount (Foreign$) | JPY 34,324,070,000 | ||||
Amount Purchased (US$) | $86,695 | ||||
Amount Purchased (Foreign$) | JPY 9,644,780 | ||||
Trade Date | 2/19/2020 | ||||
Price (US$) | 2,549.85 | ||||
Price-Foreign | JPY 283,670 | ||||
Underwriter | Daiwa Securities Co Ltd | ||||
Other Syndicate Members: | SMBC Nikko Securities Inc, Nomura Securities Co Ltd, Mitsubishi UFJ Morgan Stanley Securities, Mizuho Securities Co Ltd, Morgan Stanley & Co International PLC, Nomura International PLC, Daiwa Capital Securities Europe | ||||
Underwriting Spread | 3.06% | ||||
Currency | JPY |