Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Small Cap Value Fund | ||||
Issuer | Smith Douglas Homes Corp | ||||
Ticker/Sedol | SDHC / 83207R107 | ||||
Principal Amount (US$) | $161,538,468 | ||||
Principal Amount (Foreign$) | N/A | ||||
Amount Purchased (US$) | $140,994 | ||||
Amount Purchased (Foreign$) | N/A | ||||
Trade Date | 01/11/2024 | ||||
Price (US$) | $21.00 | ||||
Price-Foreign | N/A | ||||
Underwriter | JP Morgan Securities | ||||
Other Syndicate Members: | BofA Securities RBC Capital Markets Wells Fargo Securities LLC Nomura Securities International Zelman Partners LLC Wedbush Securities Inc Fifth Third Securities Regions Securities LLC WR Securities LLC Whelan Advisory LLC | ||||
Underwriting Spread | 7.00% | ||||
Currency | USD |