UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 4, 2001
JDS Uniphase Corporation
(Exact name of registrant as specified in its charter)
Commission file number 0-22874
210 Baypointe Parkway
San Jose, California 95134
(Address of principal executive offices including zip code)
(408) 434-1800
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
INFORMATION TO BE INCLUDED IN REPORT
ITEM 5. OTHER EVENTS
The following members of Registrant's Board of Directors and Executive Officers of Registrant have adopted "plans" under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, for trading in shares of Registrant's common stock, par value $0.001 per share, and/or exchangeable shares of Registrant's subsidiary, JDS Uniphase Canada Ltd.:
Jozef Straus, Ph.D
Donald R. Scifres, Ph.D
Anthony R. Muller
Michael C. Phillips
Frederick L. Leonberger, Ph.D
Robert E. Enos
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned therunto duly authorized.
| JDS UNIPHASE CORPORATION |
| By: | /s/ Michael C. Phillips |
| Michael C. Phillips | |
| Senior Vice President, Business Development, General Counsel, Assistant Secretary |
Dated: September 4, 2001