United States Securities and Exchange Commission
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
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Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934
September 30, 2009
Date of Report
[Date of Earliest Event Reported]
THE CASTLE GROUP, INC.
(Exact name of Registrant as specified in its Charter)
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Utah | 000-23338 | 99-0307845 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
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500 Ala Moana Boulevard, 3 Waterfront Plaza, Suite 555
Honolulu, Hawaii 96813
(Address of Principal Executive Offices)
(808) 524-0900
(Registrant’s Telephone Number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see general instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14-a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02 Results of Operations and Financial Condition.
The Company issued a press release announcing its financial results for the quarter ending September 30, 2009. A copy of the press releases is furnished herewith asExhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
Exhibit No.
99.1 Press Release
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.
THE CASTLE GROUP, INC.
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Date: | November 13 , 2009 | | By: | /s/Rick Wall |
| 14 | | | Rick Wall, Chairman and CEO and |
| | | | Acting Chief Financial Officer |
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