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  • 8-K Filing

HMN Financial (HMNF) 8-KHMN Financial, Inc. Announces Third Quarter Results

Filed: 22 Oct 21, 10:13am
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    SEC
    • 8-K Current report
    • 99 HMN Financial, Inc. Announces Third Quarter Results
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    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, DC 20549

    FORM 8-K

    CURRENT REPORT

    PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
     
    Date of Report (Date of earliest event reported): October 21, 2021
     
     
    HMN Financial, Inc.
    (Exact Name of Registrant as Specified in its Charter)
     
    Delaware
     
    0-24100
     
    41-1777397
    (State or other jurisdiction
    of incorporation)
     
    (Commission
    File Number)
     
    (IRS Employer
    Identification No.)
     
     
    1016 Civic Center Drive Northwest
    Rochester, Minnesota
     
    55901
    (Address of principal executive offices) (Zip Code)
     
    Registrant's telephone number, including area code (507) 535-1200

    ______________________________________________________________
    (Former name or former address, if changed since last report)
     
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
    Securities registered pursuant to Section 12(b) of the Act:
    Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
    Common Stock
    HMNF
    The Nasdaq Stock Market LLC
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
     
     

     
     
    Item 2.02.        Results of Operation and Financial Condition.
     
    On October 21, 2021, HMN Financial, Inc. (the “Company”) issued a press release (the “Press Release”) that included financial information for its quarter ended September 30, 2021. A copy of the Press Release is attached as Exhibit 99 to this Form 8-K and incorporated by reference into this Item 2.02. The information included in the Press Release is to be considered furnished under the Securities Exchange Act of 1934, as amended.
     
    Item 9.01.        Financial Statements and Exhibits
     
    (d) Exhibits
     
    Exhibit NumberDescription
    99Press Release dated October 21, 2021
    104Cover Page Interactive Data File (embedded within the Inline XBRL document)
             
     

     
     
    SIGNATURES
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
    HMN Financial, Inc.
    (Registrant)
    Date: October 22, 2021 
    /s/ Jon Eberle
      Jon Eberle 
      Senior Vice President, 
    Chief Financial Officer and
      Treasurer 
     
     

     
     
    Index to Exhibits
     
     
    Exhibit No. Description
      
    Exhibit 99Press Release dated October 21, 2021
      
    104Cover Page Interactive Data File (embedded within the Inline XBRL document)
              
     
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