UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.o
Note:Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1 | NAMES OF REPORTING PERSONS David W. Brandenburg | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
PF, OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 1,209,717(1) | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,375,217(2) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 1,209,717 (1) | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,375,217(2) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
4,584,934 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
11.73%(3) | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IN |
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Item 3. | Source and Amount of Funds or Other Consideration. |
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Item 4. | Source and Amount of Funds or Other Consideration. |
Item 5. | Interest in Securities of the Issuer. |
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(b) | (i) sole power to vote or to direct the vote: See Item 7 on the cover pages hereto. | |
(ii) shared power to vote or to direct the vote: See Item 8 on the cover pages hereto. | ||
(iii) sole power to dispose or to direct the disposition of: See Item 9 on the cover pages hereto. | ||
(iv) shared power to dispose or to direct the disposition of: See Item 10 on the cover pages hereto. |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
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Item 7. | Material to be Filed as Exhibits. |
Exhibit No. | Description of Exhibit | |||
99.1 | Stock Option Agreement, dated December 18, 2008, by and between ViewCast.com, Inc. and David W. Brandenburg (filed herewith). | |||
99.2 | Stock Option Agreement, dated April 1, 2010, by and between ViewCast.com, Inc. and David W. Brandenburg (filed herewith). | |||
99.3 | Stock Option Agreement, dated October 21, 2010, by and between ViewCast.com, Inc. and David W. Brandenburg (filed herewith). | |||
99.4 | ViewCast.com, Inc. 2005 Stock Incentive Plan, (previously filed as Exhibit A to the Proxy Statement on Schedule 14A filed on September 9, 2005, File No. 000-29020, and incorporated herein by reference). | |||
99.5 | Subscription Agreement, dated December 30, 2010, by and between ViewCast.com, Inc. and David W. Brandenburg (previously filed as Exhibit 10.6 to the Current Report on Form 8-K filed on January 6, 2011, File No. 0-29020, and incorporated herein by reference) | |||
99.6 | Subscription Agreement, dated December 30, 2010, by and between ViewCast.com, Inc. and Diana L. Brandenburg (previously filed as Exhibit 10.5 to the Current Report on Form 8-K filed on January 6, 2011, File No. 0-29020, and incorporated herein by reference). |
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Date: February 28, 2011 | DAVID W. BRANDENBURG | |||
By: | /s/ David W. Brandenburg | |||
David W. Brandenburg | ||||
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Exhibit No. | Description of Exhibit | |||
99.1 | Stock Option Agreement, dated December 18, 2008, by and between ViewCast.com, Inc. and David W. Brandenburg (filed herewith). | |||
99.2 | Stock Option Agreement, dated April 1, 2010, by and between ViewCast.com, Inc. and David W. Brandenburg (filed herewith). | |||
99.3 | Stock Option Agreement, dated October 21, 2010, by and between ViewCast.com, Inc. and David W. Brandenburg (filed herewith). | |||
99.4 | ViewCast.com, Inc. 2005 Stock Incentive Plan, (previously filed as Exhibit A to the Proxy Statement on Schedule 14A filed on September 9, 2005, File No. 000-29020, and incorporated herein by reference). | |||
99.5 | Subscription Agreement, dated December 30, 2010, by and between ViewCast.com, Inc. and David W. Brandenburg (previously filed as Exhibit 10.6 to the Current Report on Form 8-K filed on January 6, 2011, File No. 0-29020, and incorporated herein by reference) | |||
99.6 | Subscription Agreement, dated December 30, 2010, by and between ViewCast.com, Inc. and Diana L. Brandenburg (previously filed as Exhibit 10.5 to the Current Report on Form 8-K filed on January 6, 2011, File No. 0-29020, and incorporated herein by reference). |