|
| OMB APPROVAL
|
| UNITED STATES | OMB Number: 3235-0582 |
| SECURITIES AND EXCHANGE COMMISSION | Expires: March 31, 2012 |
| Washington, D.C. 20549 | Estimated average burden hours per response......9.6 |
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-8544 | ||||
| |||||
FPA Funds Trust | |||||
(Exact name of registrant as specified in charter) | |||||
| |||||
| 11400 W. Olympic Blvd., Ste. 1200, Los Angeles, CA | 90064 | |||
| (Address of principal executive offices) | (Zip code) | |||
| |||||
J. Richard Atwood, Treasurer | |||||
| |||||
FPA Funds Trust | |||||
| |||||
11400 W. Olympic Blvd., Ste. 1200, Los Angeles, CA 90064 | |||||
(Name and address of agent for service) | |||||
| |||||
Registrant’s telephone number, including area code: | 310-473-0225 | ||||
| |||||
Date of fiscal year end: | 3/31 | ||||
|
| ||||
Date of reporting period: | 7/1/10 to 6/30/11 | ||||
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
|
|
(b) | The exchange ticker symbol of the portfolio security; |
|
|
(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
|
|
(d) | The shareholder meeting date; |
|
|
(e) | A brief identification of the matter voted on; |
|
|
(f) | Whether the matter was proposed by the issuer or by a security holder; |
|
|
(g) | Whether the registrant cast its vote on the matter; |
|
|
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); |
|
|
(i) | Whether the registrant cast its vote for or against management. |
VODAFONE GROUP PLC
Security |
| 92857W209 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| VOD |
| Meeting Date |
| 27-Jul-2010 |
|
|
|
|
|
|
|
ISIN |
| US92857W2098 |
| Agenda |
| 933299681 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| TO RECEIVE THE COMPANY’S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 MARCH 2010 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE, MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO RE-ELECT VITTORIO COLAO AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| TO RE-ELECT MICHEL COMBES AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
06 |
| TO RE-ELECT ANDY HALFORD AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
07 |
| TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
08 |
| TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
09 |
| TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
11 |
| TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
12 |
| TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE, MEMBER OF THE REMUNERATION COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
13 |
| TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
14 |
| TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
15 |
| TO APPROVE A FINAL DIVIDEND OF 5.65P PER ORDINARY SHARE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
16 |
| TO APPROVE THE REMUNERATION REPORT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
17 |
| TO RE-APPOINT DELOITTE LLP AS AUDITORS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
18 |
| TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
19 |
| TO AUTHORISE THE DIRECTORS TO ALLOT SHARES |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
S20 |
| TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE- EMPTION RIGHTS (SPECIAL RESOLUTION) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
S21 |
| TO AUTHORISE THE COMPANY’S TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) (SPECIAL RESOLUTION) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
S22 |
| TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
S23 |
| TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE (SPECIAL RESOLUTION) |
| Management |
| For |
| For |
Investment Company Report
GENTING MALAYSIA BERHAD
Security |
| Y7368M113 |
| Meeting Type |
| ExtraOrdinary General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 24-Aug-2010 |
|
|
|
|
|
|
|
ISIN |
| MYL4715OO008 |
| Agenda |
| 702568037 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1 |
| Authorize the Company, subject to the approvals of the relevant authorities being obtained, through its indirect wholly-owned subsidiary, Genting Worldwide (UK) Limited (“GWWUK”) to acquire from GENS: (i) the entire issued and paid-up share capital of Nedby of MYR 623,439,899 comprising 420,697,929 ordinary shares in Nedby; (ii) the entire issued and paid-up share capital of PSL of USD 23,427,094 comprising 23,427,094 ordinary shares in PSL; (iii) the entire issued and paid-up share capital of PWL of USD 416,571 comprising 416,571 ordinary shares in PWL; (iv) the entire issued and paid-up share capital of GIESPL of SGD 126,860,001 comprising 20,985,001 ordinary shares in GIESPL and 105,875 preference shares in GIESPL; and any new ordinary shares or preference shares which may be issued and allotted to CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONTD |
| CONTD GENS in each of the Acquiree Companies as the case may be, in-settlement of the outstanding advances owing by each of the Acquiree-Companies to GENS on or prior to the completion of the Proposed Acquisition,-free from all encumbrances and with all rights attached thereto (including,-without limitation, all dividends and distributions paid or declared) as from-the date of the conditional Sale and Purchase Agreement dated 01 JUL 2010-entered into between GWWUK and GENS (“SPA”), for a cash consideration of MYR-340 million subject to adjustment for any difference in the Acquiree-Companies together with their respective subsidiaries and associated-Company’s net debt position between 31 MAY 2010 and 20 JUN 2010, if-applicable, in accordance with the terms and conditions as set out in the SPA-and as CONTD |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CONTD |
| CONTD explained in Section 2.4 of Part A of the Circular dated 09 AUG 2010,-the execution by GWWUK and the performance of its obligations and conditions-pursuant to the SPA, and authorize the Directors of the Company to do all-such acts and to enter into or execute, on behalf of the Company, all such-transactions, arrangements and agreements as may be necessary or expedient in-order to give full effect to the Proposed Acquisition with full power to-assent to any conditions, modifications, variations and/or amendments (if-any) as may be required or imposed by the relevant authorities or consequent-upon the implementation of the said conditions, modifications, variations-and/or amendments or as the Directors of the Company may deem fit, necessary-or expedient in order to implement the Proposed Acquisition |
| Non-Voting |
|
|
|
|
AON CORPORATION
Security |
| 037389103 |
| Meeting Type |
| Special |
|
|
|
|
|
|
|
Ticker Symbol |
| AON |
| Meeting Date |
| 20-Sep-2010 |
|
|
|
|
|
|
|
ISIN |
| US0373891037 |
| Agenda |
| 933321793 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| TO APPROVE THE ISSUANCE OF SHARES OF AON CORPORATION COMMON STOCK TO HEWITT ASSOCIATES, INC. STOCKHOLDERS PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 11, 2010, BY AND AMONG AON CORPORATION, ALPS MERGER CORP., ALPS MERGER LLC AND HEWITT ASSOCIATES, INC. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF PROPOSAL 1. |
| Management |
| For |
| For |
G&K SERVICES, INC.
Security |
| 361268105 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| GKSR |
| Meeting Date |
| 04-Nov-2010 |
|
|
|
|
|
|
|
ISIN |
| US3612681052 |
| Agenda |
| 933336869 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| DIRECTOR
1 JOHN S. BRONSON
2 WAYNE M. FORTUN
3 ERNEST J. MROZEK |
| Management |
|
For
For
For |
|
For
For
For |
|
|
|
|
|
|
|
|
|
02 |
| PROPOSAL TO APPROVE OUR RESTATED EQUITY INCENTIVE PLAN (2010). |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS FOR FISCAL 2011. |
| Management |
| For |
| For |
WESTERN DIGITAL CORPORATION
Security |
| 958102105 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| WDC |
| Meeting Date |
| 11-Nov-2010 |
|
|
|
|
|
|
|
ISIN |
| US9581021055 |
| Agenda |
| 933331415 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: PETER D. BEHRENDT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: KATHLEEN A. COTE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: JOHN F. COYNE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: HENRY T. DENERO |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: WILLIAM L. KIMSEY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: MICHAEL D. LAMBERT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: LEN J. LAUER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: ROGER H. MOORE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: THOMAS E. PARDUN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: ARIF SHAKEEL |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL YEAR ENDING JULY 1, 2011. |
| Management |
| For |
| For |
MICROSOFT CORPORATION
Security |
| 594918104 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| MSFT |
| Meeting Date |
| 16-Nov-2010 |
|
|
|
|
|
|
|
ISIN |
| US5949181045 |
| Agenda |
| 933331011 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| ELECTION OF DIRECTOR: STEVEN A. BALLMER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| ELECTION OF DIRECTOR: DINA DUBLON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ELECTION OF DIRECTOR: WILLIAM H. GATES III |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| ELECTION OF DIRECTOR: REED HASTINGS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
06 |
| ELECTION OF DIRECTOR: MARIA M. KLAWE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
07 |
| ELECTION OF DIRECTOR: DAVID F. MARQUARDT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
08 |
| ELECTION OF DIRECTOR: CHARLES H. NOSKI |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
09 |
| ELECTION OF DIRECTOR: HELMUT PANKE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
11 |
| SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY |
| Shareholder |
| Against |
| For |
WALGREEN CO.
Security |
| 931422109 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| WAG |
| Meeting Date |
| 12-Jan-2011 |
|
|
|
|
|
|
|
ISIN |
| US9314221097 |
| Agenda |
| 933353447 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: DAVID J. BRAILER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: STEVEN A. DAVIS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: WILLIAM C. FOOTE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: MARK P. FRISSORA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: GINGER L. GRAHAM |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: ALAN G. MCNALLY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: NANCY M. SCHLICHTING |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: ALEJANDRO SILVA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: JAMES A. SKINNER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: GREGORY D. WASSON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO REVISE THE PURPOSE CLAUSE. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO ELIMINATE THE “FAIR PRICE” CHARTER PROVISION APPLICABLE TO CERTAIN BUSINESS COMBINATIONS. |
| Management |
| Against |
| Against |
|
|
|
|
|
|
|
|
|
06 |
| SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE THE VOTE REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL SHAREHOLDER MEETINGS. |
| Shareholder |
| For |
| Against |
|
|
|
|
|
|
|
|
|
07 |
| SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES SHOULD BE PERFORMANCE-BASED. |
| Shareholder |
| Against |
| For |
CAPITOL FEDERAL FINANCIAL INC
Security |
| 14057J101 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| CFFN |
| Meeting Date |
| 22-Feb-2011 |
|
|
|
|
|
|
|
ISIN |
| US14057J1016 |
| Agenda |
| 933369212 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
I |
| DIRECTOR
1 JEFFREY M. JOHNSON
2 MICHAEL T. MCCOY, M.D.
3 MARILYN S. WARD |
| Management |
|
For
For
For |
|
For
For
For |
|
|
|
|
|
|
|
|
|
II |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
III |
| ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| 3 Years |
| For |
|
|
|
|
|
|
|
|
|
IV |
| THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL, INC’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. |
| Management |
| For |
| For |
COVIDIEN PLC
Security |
| G2554F105 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| COV |
| Meeting Date |
| 15-Mar-2011 |
|
|
|
|
|
|
|
ISIN |
| IE00B3QN1M21 |
| Agenda |
| 933367701 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: CRAIG ARNOLD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: ROBERT H. BRUST |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: KATHY J. HERBERT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: RANDALL J. HOGAN, III |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: RICHARD J. MEELIA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: DENNIS H. REILLEY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: TADATAKA YAMADA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT OF THE COMPANY’S ORDINARY SHARES. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
| Management |
| 1 Year |
| Against |
HEWLETT-PACKARD COMPANY
Security |
| 428236103 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| HPQ |
| Meeting Date |
| 23-Mar-2011 |
|
|
|
|
|
|
|
ISIN |
| US4282361033 |
| Agenda |
| 933369820 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: M.L. ANDREESSEN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: L. APOTHEKER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: L.T. BABBIO, JR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: S.M. BALDAUF |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: S. BANERJI |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: R.L. GUPTA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: J.H. HAMMERGREN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: R.J. LANE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: G.M. REINER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: P.F. RUSSO |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: D. SENEQUIER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1L |
| ELECTION OF DIRECTOR: G.K. THOMPSON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1M |
| ELECTION OF DIRECTOR: M.C. WHITMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
05 |
| APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 EMPLOYEE STOCK PURCHASE PLAN. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
06 |
| APPROVAL OF AN AMENDMENT TO THE HEWLETT- PACKARD COMPANY 2005 PAY-FOR-RESULTS PLAN TO EXTEND THE TERM OF THE PLAN. |
| Management |
| For |
| For |
��
DISCOVER FINANCIAL SERVICES
Security |
| 254709108 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| DFS |
| Meeting Date |
| 07-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| US2547091080 |
| Agenda |
| 933374984 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: JEFFREY S. ARONIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: MARY K. BUSH |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: GREGORY C. CASE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: ROBERT M. DEVLIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: RICHARD H. LENNY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: THOMAS G. MAHERAS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: MICHAEL H. MOSKOW |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: DAVID W. NELMS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: E. FOLLIN SMITH |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| 3 Years |
| For |
|
|
|
|
|
|
|
|
|
04 |
| APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL SERVICES DIRECTORS’ COMPENSATION PLAN. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
HENKEL AG & CO. KGAA, DUESSELDORF
Security |
| D32051142 |
| Meeting Type |
| Annual General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 11-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| DE0006048408 |
| Agenda |
| 702805271 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
|
| ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE ANY QUESTIONS OR-DOUBTS IN THIS REGARD, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO T- HAT THIS ISSUE CAN BE CLARIFIED. IF YOU DO NOT HAVE ANY INDICATION REGARDING S-UCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR-VOTE AS USUAL. THANK YOU. |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 03 2011, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GER-MAN LAW. THANK YOU. |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 03 2011. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
| Presentation of the financial statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and group annual report as well as the corpo-rate governance and the remuneration report, approval of the financial statements for the 2010 financial year |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2. |
| Resolution on the appropriation of the distributable profit of EUR 861,527,712.35 as follows: Payment of a dividend of EUR 0.70 per ordinary share and EUR 0.72 per preferred share EUR 250,000,000 shall be allocated to the revenue reserves EUR 301,393,329.85 shall be carried forward Ex-dividend and payable date: April 12, 2011 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3. |
| Ratification of the acts of the general partner |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4. |
| Ratification of the acts of the Supervisory Board |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
5. |
| Ratification of the acts of the shareholders’ committee |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6. |
| Appointment of auditors for the 2011 financial year: KPMG AG, Berlin |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
7. |
| Election of Norbert Reithofer to the shareholders’ committee |
| Management |
| For |
| For |
8. |
| Approval of an amendment to the existing control and profit transfer agreements with the company’s wholly-owned subsidiaries: a) CHEMPHAR Handels- + Exportgesellschaft mbH, b) Clynol GmbH, c) Hans Schwarzkopf + Henkel GmbH, d) Henkel Erste Verwaltungsgesellschaft mbH, e) Henkel Loctite KID GmbH, f) Henkel Management AG, g) Henkel Wasch- und Reinigungsmittel GmbH, h) Indola GmbH, and i) Schwarzkopf + Henkel GmbH |
| Management |
| For |
| For |
GROUPE BRUXELLES LAMBERT
Security |
| B4746J115 |
| Meeting Type |
| ExtraOrdinary General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 12-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| BE0003797140 |
| Agenda |
| 702858208 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
CMMT |
| IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT |
| MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
1.1.1 |
| Electronic voting on resolutions: Proposal to allow electronic voting on resolutions, in accordance with the possibility to this effect offered to the general meeting by Article 28(2) of the Articles of Association |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2.1.1 |
| Acquisition and alienation of treasury shares: Proposal to authorise the Board of Directors, for a period of five (5) years beginning on the date of the general meeting, to acquire on the stock exchange or in any other way, a maximum of 32,271,657 treasury shares at a unit price that may not be more than ten per cent (10%) below the lowest price of the twelve (12) months preceding the transaction or more than ten per cent (10%) greater than the highest price of the last twenty (20) share listings preceding the transaction, and to authorise the Company’s direct subsidiaries, within the meaning and limits of Article 627(1) of the Company Code, to acquire shares in the Company under the same conditions. If approved, this authorisation shall replace the authorisation given by the ordinary general meeting on 14 April 2009 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2.1.2 |
| Acquisition and alienation of treasury shares: Proposal to authorise the Board of Directors, in accordance with Article 622(2) paragraphs 1 and 2, 1 of the Company Code, to alienate its treasury shares on the stock exchange or in any other way, without the prior intervention of the general meeting and under the conditions it shall determine, and to authorise the Boards of Directors of the Company’s subsidiaries, within the meaning and limits of Article 627(1) of the Company Code, to alienate shares in the Company under the same conditions |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2.1.3 |
| Acquisition and alienation of treasury shares: Proposal to authorise the Board of Directors, for a period of three (3) years beginning on the date of publication of this decision, to acquire and alienate treasury shares, in accordance with the conditions laid down in Articles 620 and following of the Company Code, when such acquisition or alienation is necessary to prevent serious and imminent injury to the Company |
| Management |
| For |
| For |
2.1.4 |
| Acquisition and alienation of treasury shares: Accordingly, subject to approval of the proposals for decision 2.1.1 to 2.1.3, proposal to amend Article 8 of the Articles of Association as follows: “ The Company may, without the prior authorisation of the general meeting, in accordance with Articles 620 and following of the Company Code and within the limits prescribed therein, acquire on the stock exchange or in any other way a maximum of thirty-two million two hundred seventy-one thousand six hundred fifty-seven (32,271,657) shares in the Company at a unit price that may not be more than ten per cent (10%) below the lowest price of the twelve (12) months preceding the transaction or more than ten per cent (10%) greater than the highest price of the last twenty (20) share listings preceding the transaction. This faculty CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONT |
| CONTD includes acquisition on the stock exchange or in any other way of-shares in the Company by any of its direct subsidiaries, within the meaning-and limits of Article 627(1) of the Company Code. If the acquisition is not-made on the stock exchange, even if the shares are acquired from a-subsidiary, it shall comply with Article 620(1) paragraph 5 of the Company-Code and with Article 208 of the Royal Decree implementing the Company Code.-The aforesaid authorisation shall be valid for five years beginning on twelve-April two thousand eleven. The Company may, without the prior intervention of-the general meeting and with unlimited effect, in accordance with Article-622(2) paragraphs 1 and 2, 1 of the Company Code, alienate its treasury-shares, on the stock exchange or in any other way, upon a decision of the-Board of CONTD |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CONT |
| CONTD Directors. This faculty includes the alienation of shares in the-Company by any of its direct subsidiaries, within the meaning and limits of-Article 627(1) of the Company Code. By a decision of the extraordinary-general meeting on twelve April two thousand eleven, the Board of Directors-was authorised to acquire and to alienate its treasury shares, in keeping-with the conditions laid down by Articles 620 and following of the Company-Code, when such acquisition or alienation is necessary to prevent serious and-imminent injury to the Company. This authorisation shall remain valid for-three (3) years beginning on the date of publication in the Appendices to the-Moniteur Belge of the aforesaid decision” |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.1.1 |
| Proposal for renewal of authorisation in the framework of the authorised-capital: Communication of the special report drawn up by the Board of-Directors, in accordance with Article 604(2) of the Company Code, detailing-the specific circumstances in which it may use the authorised capital and the-objectives it shall pursue in so doing |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.1.2 |
| Proposal for renewal of authorisation in the framework of the authorised capital: Proposal to renew, under the conditions referred to in Article 13 of the Articles of Association, the authorisation granted to the Board of Directors, for a period of five (5) years beginning on the date of publication in the Appendices to the Moniteur Belge of the authorisation to be granted by the extraordinary general meeting on 12 April 2011, to implement capital increases in the amount of EUR 125 million. This authorisation will replace, on the date of its publication, the authorisation granted by the extraordinary general meeting on 24 April 2007 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.1.3 |
| Proposal for renewal of authorisation in the framework of the authorised capital: Accordingly, proposal to maintain the current wording of Article 13 of the Articles of Association, subject to the following modification: paragraph 2, first indent: replace the words “twenty-four April two thousand and seven” by “twelve April two thousand eleven” |
| Management |
| For |
| For |
3.1.4 |
| Proposal for renewal of authorisation in the framework of the authorised capital: Proposal to renew, under the conditions laid down in Article 14 of the Articles of Association, the authorisation granted to the Board of Directors, for a period of five (5) years from the date of publication in the Appendices to the Moniteur belge of the authorisation to be granted by the extraordinary General Meeting on 12 April 2011, to issue convertible bonds or bonds reimbursable in shares, subordinate or otherwise, subscription rights or other financial instruments, whether or not attaching to bonds or other securities and that can in time give rise to capital increases in a maximum amount such that the amount of capital increases that may result from exercise of these CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONT |
| CONTD conversion or subscription rights, whether or not attaching to such-securities, shall not exceed the limits of the remaining capital authorised-by Article 13 of the Articles of Association. This authorisation will-replace, on the date of its publication, the authorisation granted by the-extraordinary general meeting on 24 April 2007 |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.1.5 |
| Proposal for renewal of authorisation in the framework of the authorised capital: Accordingly, proposal to maintain the current wording of Article 14 of the Articles of Association, subject to the following modification: paragraph 3, third indent: replace the words “twenty-four April two thousand and seven” by “twelve April two thousand eleven” |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2.1 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 9: Proposal to amend the first paragraph of Article 9 by adding at the end of the indent the following words: electronically |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2.2 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 11: Proposal to delete the first paragraph of Article 11 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2.3 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 15: Proposal to amend the term of office of Directors to raise it to six years and to replace the first paragraph of Article 15 as follows: “The term of office may not exceed six years” |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2.4 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 16 Proposal to replace Article 16 as follows: “ 1. The Board of Directors shall elect, from amongst its members, a chairman and may elect one or more vice-chairmen. 2. The Board of Directors may delegate the day-to-day management of the Company to one or more of its members who have been named managing directors. If there are several managing directors in charge of this management, they shall act separately, jointly or as a college, in terms of the decision of the Board of Directors. The Board of Directors may delegate the management of part of the company business to one or more directors or proxies chosen from amongst its members or otherwise. The Board may also delegate special powers to any agent in accordance with Article 22 of these CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONT |
| CONTD Articles of Association. 3. The Board of Directors may also: a)-delegate its management powers to a Management Committee set up from amongst-its members or otherwise, provided such delegation does not concern the-general policy of the Company or all the acts reserved to the Board of-Directors by law or by the Articles of Association. 4. The Board of-Directors: a) creates from amongst its members an Audit Committee and a- |
| Non-Voting |
|
|
|
|
|
| Remuneration Committee, in accordance with Articles 526(a) and 526(c) of the-Company Code. b) may create from amongst its members and under its-responsibility one or more advisory committees whose composition it shall-define. 5. The Board of Directors allocates the duties, powers and the fixed-or variable remuneration, charged to general overheads, of the persons to-whom it delegates powers” |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3.2.5 |
| Proposal for various amendments to the Articles of Association: Deletion of Article 18: Proposal to delete Article 18 of the Articles of Association and to renumber the following articles accordingly |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2.6 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 21 (renumbered - formerly Article 20): Proposal to replace the first paragraph of Article 21 as follows: “The deliberations of the Board of Directors and of the Management Committee, and of any other committees created from amongst members of the Board, shall be recorded in minutes which shall be kept at the Company’s registered office |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2.7 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 22 (renumbered - formerly Article 21): Proposal to replace Article 22 as follows: “ The Board of Directors, acting as a college, represents the Company with regard to third parties and in judicial proceedings. The Company shall also be validly represented with regard to third parties and in judicial proceedings, either in Belgium or abroad, (i) either by two Directors, acting jointly; (ii) or by any special agents, acting within the limits of their mandate” |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2.8 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 24: Proposal to add a new paragraph after the first paragraph, as follows: “The Company may derogate from the provisions of Article 520(b), paragraph two, of the Company Code, with regard to the grant of stock options and shares to any person coming under the scope of these provisions” |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2.9 |
| Proposal for various amendments to the Articles of Association: Change of the date of the annual General Meeting (Article 26) Proposal to change the date of the annual General Meeting of shareholders to place it on the fourth Tuesday of April and consequently to replace the words “the second Tuesday of April” in the first paragraph of Article 26 with the words “the fourth Tuesday of April” |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.210 |
| Proposal for various amendments to the Articles of Association: Deletion of the transitional provision of Article 26: Proposal to delete the transitional provision contained in the fifth paragraph of Article 26 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.211 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 28: Proposal to replace the second paragraph of Article 28 as follows: “Unless otherwise decided by a majority of votes at the General Meeting, voting shall be by a show of hands, by roll-call or electronically” |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.212 |
| Proposal for various amendments to the Articles of Association: Amendment of Article 35 (renumbered formerly Article 33): Proposal to delete the words “registered bonds or of bearer bonds” in the first paragraph of Article 35 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.213 |
| Proposal for various amendments to the Articles of Association: Deletion of Article 42: Proposal to delete Article 42 from the Articles of Association |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.214 |
| Proposal for various amendments to the Articles of Association: Deletion of the transitional provision on authorised capital: Proposal to delete the clause entitled “Authorised capital: transitional provision” |
| Management |
| For |
| For |
3.215 |
| Proposal for various amendments to the Articles of Association: Deletion of the second indent of point 6 and of point 7 of the clause entitled “Transitional provisions”. Proposal to delete the second indent of point 6 beginning However, the general meeting decides... “, as well as all of point 7 of the clause entitled “Transitional provisions” |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.3.1 |
| Proposal to adapt the Articles of Association to the provisions of the law concerning the exercise of certain rights of shareholders in listed companies: Coming into force of the amendments to the Articles of Association resulting from the law concerning the exercise of certain rights of shareholders in listed companies. Proposal (i) to decide that the amendments to the Articles of Association referred to in points 3.3.2 to 3.3.6 (inclusive) below (a) will be made under the condition precedent that a law transposing Directive 2007/36 on the exercise of certain rights of shareholders in listed companies (the Law) is published in the Moniteur Belge and (b) will enter into force on the date on which the Law shall establish that amendments to articles of association resulting from the Law shall take CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONT |
| CONTD. effect (in the event that the Law does not establish such a date,-these amendments shall enter into force on the date on which the Law enters-into force); and (ii) to decide that former provisions of the Articles of-Association that will be modified by virtue of points 3.3.2. to 3.3.6.-(inclusive) hereunder will be kept as transitional provisions at the end of-the Articles of Association until the corresponding amendments to the-Articles of Association enter into force, and (iii) to delegate to Thierry de-Rudder, with the option of sub-delegation, the power (a) to determine that-the condition precedent mentioned in point (i) (a) above has been met and (b)-to draw up the coordinated text of the. CONTD |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CONT |
| CONTD. Articles of Association accordingly. Points (i) (a) and (iii) (a) of-this proposal for decision 3.3.1 will not be put to the vote at the-extraordinary general meeting of shareholders if the Law is published prior-to the extraordinary general meeting that will deliberate on these items |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.3.2 |
| Proposal to adapt the Articles of Association to the provisions of the law concerning the exercise of certain rights of shareholders in listed companies: Amendment of Article 27 Proposal to replace the second paragraph of Article 27 as follows: “The notices are sent thirty days before the meeting to the shareholders, bond-holders or registered holders of subscription rights, holders of registered certificates issued with the collaboration of the company, the Directors and Statutory Auditor, but it shall not be required to produce evidence that these formalities have been observed” |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.3.3 |
| Proposal to adapt the Articles of Association to the provisions of the law concerning the exercise of certain rights of shareholders in listed companies: Amendment of Article 29: Proposal to replace Article 29 as follows: “The right to participate in the general meeting and to exercise voting rights is subject to registration in the accounts of the shares in the name of the shareholder on the fourteenth (14th) day preceding the General Meeting of shareholders, at twenty-four hours Belgian time (the record date ), or by their registration in the register of the Company’s registered shares, or by their registration in the accounts of an authorized custody account keeper or a clearing institution, but the number of shares held on the day of the general meeting of shareholders shall not be CONTD |
| Management |
| For |
| For |
CONT |
| CONTD taken into account. The shareholders shall inform the Company (or the-person designated by the Company for this purpose) of their intention to-participate in the general meeting no later than the sixth (6th) day-preceding the date of the meeting by sending a signed original document to-this effect on paper, or if the notice of meeting so authorises, by returning-an electronic form (in which case the form shall be signed by means of an-electronic signature in accordance with any applicable provisions of Belgian-law), to the address shown on the notice of meeting. The holder of-dematerialised shares shall deposit (or have deposited) with the Company (or-with the person designated by the Company for this purpose) no later than the-sixth (6th) day preceding the date of the general meeting a certificate CONTD |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CONT |
| CONTD drawn up by the authorized custody account keeper or by the clearing-institution certifying the number of dematerialised shares registered in the-shareholders name in its accounts on the date of registration, for which the-shareholder has stated his intention to participate in the general meeting.-In addition, for holders of bearer shares, the right to participate in the-meeting is subject to the prior conversion of their bearer shares into-dematerialised or registered shares. Any shareholder having voting rights may-participate in the meeting in person or may be represented by a proxy. Save-in the cases authorised by the Company Code, the shareholder may only-designate, for a given general meeting, one person as his proxy. The-designation of a proxy by a shareholder shall be made in CONTD |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CONT |
| CONTD writing or using an electronic form and must be signed by the-shareholder, where appropriate, in the form of an electronic signature in-accordance with any applicable provisions of Belgian law. The Company must be-notified of the proxy in writing or electronically at the address shown in-the notice of meeting. The proxy must reach the Company no later than the-sixth (6th) day preceding the date of the General Meeting. The holders of-profit shares, non-voting shares, bonds, subscription rights or other- securities issued by the Company, CONTD |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CONT |
| CONTD as well as the holders of certificates issued with the collaboration of-the Company and representing securities issued by it, if such certificates-exist, may attend the general meeting of shareholders in an advisory-capacity, to the extent that the law grants them this right. They may take-part in the vote only in the cases allowed by law. In all cases, they shall-be subject to the same formalities in terms of notice and access, form and-deposit of proxies, as the other shareholders” |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.3.4 |
| Proposal to adapt the Articles of Association to the provisions of the law concerning the exercise of certain rights of shareholders in listed companies: Addition of a new Article 30 (renumbered): Proposal to introduce a new Article 30 as follows: “Provided the Board of Directors has established this option in the notice of meeting, all shareholders are authorised to vote remotely prior to the general meeting, by correspondence or electronically, using a form drawn up and made available to shareholders by the Company for this purpose. With regard to remote voting by correspondence, forms not received by the Company, by the latest on the sixth (6th) day preceding the date of the meeting, shall not be taken into account. With regard to electronic distance voting, if such voting is authorised in the CONTD |
| Management |
| For |
| For |
CONT |
| CONTD notice of meeting, the arrangements whereby the shareholder may vote in-this way are determined by the Board of Directors, which shall ensure that it-is possible with the system used to present the mandatory legal information,-to verify compliance with the deadline for receipt stated at the end of this-paragraph, and to verify the capacity and identity of the shareholder. The-electronic vote may be cast up until the day before the General Meeting.-Shareholders voting remotely, either by correspondence or electronically, are-obliged to carry out the notice formalities described in Article 29 of these-Articles of Association” |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.3.5 |
| Proposal to adapt the Articles of Association to the provisions of the law concerning the exercise of certain rights of shareholders in listed companies: Addition of a new Article 31 (renumbered): Proposal to introduce a new Article 31 as follows: “One or more shareholders holding together at least three per cent (3%) of the share capital may request the inclusion of items on the agenda of any general meeting and table proposals for decisions concerning items to be addressed already on the agenda or to be placed on the agenda, provided that (i) they give evidence of holding such a percentage of capital on the date of their request, and (ii) the additional items to be addressed or proposals for decisions have been submitted to the Board of Directors through the postal service or electronically (in CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONT |
| CONTD which case the electronic form must be signed by the shareholder in the-form of an electronic signature in accordance with any applicable provisions-of Belgian law) no later than the twenty-second (22nd) day preceding the date-of the meeting. The complete agenda shall be published, where appropriate, no-later than the fifteenth (15th) day preceding the date of the General-Meeting. The review of these items to be addressed and of proposals for-decisions is subject to the completion, for at least three per cent (3%) of-the share capital, of the admission formalities described in Article 29 of-these CONTD |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CONT |
| CONTD Articles of Association. The right to request the inclusion of items on-the agenda or to table proposals for decisions on items already on the agenda-or to be placed on the agenda shall not apply to a second extraordinary-general meeting convened due to the failure to satisfy the attendance-conditions required for the first extraordinary general meeting of-shareholders” |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.3.6 |
| Proposal to adapt the Articles of Association to the provisions of the law concerning the exercise of certain rights of shareholders in listed companies: Amendment of Article 33 (renumbered - formerly Article 31): Proposal to replace the third, fourth and fifth paragraphs of Article 33 as follows: “Irrespective of the items on the agenda of the meeting, the Board of Directors has the right to adjourn any ordinary or extraordinary general meeting. It may use this right at any time, but only after the opening of the meeting. Its decision, for which it is not obliged to give reasons, must be notified to the meeting before the closing of the session and entered in the minutes. Such CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONT |
| CONTD adjournment shall not annul the decisions adopted, save where the-general meeting decides otherwise. The shareholders must be convened again-within five (5) weeks with the same agenda, if need be with the addition of-the items or proposals for decisions submitted by the shareholders in-accordance with Article 31 of these Articles of Association” |
| Non-Voting |
|
|
|
|
3.4 |
| Proposal to delegate all powers to Thierry de Rudder, with a substitution option and, where appropriate, without prejudice to other delegations of power, in order (i) to coordinate the Articles of Association to take the above changes into account, to sign the coordinated versions of the Articles of Association and deposit them with the registry of the Brussels Commercial Court, and (ii) to carry out any other formalities for the deposit or publication of the above decisions |
| Management |
| For |
| For |
GROUPE BRUXELLES LAMBERT
Security |
| B4746J115 |
| Meeting Type |
| Ordinary General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 12-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| BE0003797140 |
| Agenda |
| 702872638 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
CMMT |
| PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 804762 DUE TO CHANGE IN VO-TING STATUS AND ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE . THANK YOU. |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT |
| IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE-CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT |
| MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
1 |
| Electronic voting on resolutions: Proposal to allow electronic voting on resolutions, in accordance with the possibility to this effect offered to the General Meeting by Article 28(2) of the Articles of Association |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2 |
| Management Report of the Board of Directors and Reports of the Statutory Audit-or on the financial year 2010 |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.1 |
| Presentation of the consolidated financial statements for the year ended 31 De-cember 2010 |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
3.2 |
| Proposal for approval of the non-consolidated annual accounts for the year ended 31 December 2010, including appropriation of profit |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4 |
| Proposal for the discharge to be granted to the Directors for duties performed during the year ended 31 December 2010 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
5 |
| Proposal for the discharge to be granted to the Statutory Auditor for duties performed during the year ended 31 December 2010 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6.1.1 |
| Renewal of Directors’ terms of office: Proposal to re-elect for a four-year term, in their capacity as Director: Albert Frere whose current term of office expires at the end of this General Meeting |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6.1.2 |
| Renewal of Directors’ terms of office: Proposal to re-elect for a four-year term, in their capacity as Director: Paul Desmarais whose current term of office expires at the end of this General Meeting |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6.1.3 |
| Renewal of Directors’ terms of office: Proposal to re-elect for a four-year term, in their capacity as Director: Gerald Frere whose current term of office expires at the end of this General Meeting |
| Management |
| For |
| For |
6.1.4 |
| Renewal of Directors’ terms of office: Proposal to re-elect for a four-year term, in their capacity as Director: Paul Desmarais, jr. whose current term of office expires at the end of this General Meeting |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6.1.5 |
| Renewal of Directors’ terms of office: Proposal to re-elect for a four-year term, in their capacity as Director Gilles Samyn whose current term of office expires at the end of this General Meeting |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6.2.1 |
| Nomination of Director: Proposal to nominate Antoinette d’Aspremont Lynden for a four-year term as Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6.2.2 |
| Nomination of Director: Proposal to nominate Gerard Lamarche for a four-year term as Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6.3.1 |
| Proposal to ascertain the independence of Antoinette d’Aspremont Lynden, subject to approval of her nomination. This individual meets the different criteria laid down in Article 526(b) of the Company Code, which is incorporated into GBL’s Corporate Governance Charter. In the event that amendment of the Articles of Association to extend the term of office of Directors from three to six years at most is not approved by today’s Extraordinary General Meeting (proposal for decision 3.2.3.), the term of office of these Directors would be three years, in accordance with Article 15(2) (non-amended) of the Articles of Association |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
7 |
| Proposal to set fees and attendance fees for non-executive Directors, for the performance of their duties in the Board of Directors and in committees set up from amongst its members, at a maximum total of EUR 1,200,000 per year, to be allocated on a decision of the Board of Directors |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
8 |
| In accordance with the decisions on the establishment of a stock option plan by the General Meeting of 24 April 2007, proposal to set at EUR 13,500,000 the maximum value of shares in relation to the options to be granted in 2011 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9 |
| Miscellaneous |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
| Non-Voting |
|
|
|
|
AGCO CORPORATION
Security |
| 001084102 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| AGCO |
| Meeting Date |
| 21-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| US0010841023 |
| Agenda |
| 933392780 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: WOLFGANG DEML |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: LUIZ F. FURLAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: GERALD B. JOHANNESON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: THOMAS W. LASORDA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: GEORGE E. MINNICH |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: DANIEL C. USTIAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE AGCO CORPORATION 2006 LONG-TERM INCENTIVE PLAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO APPROVE THE NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO APPROVE THE NON-BINDING ADVISORY VOTE TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED |
| Management |
| 3 Years |
| For |
|
|
|
|
|
|
|
|
|
05 |
| TO RATIFY KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 |
| Management |
| For |
| For |
ANHEUSER-BUSCH INBEV SA
Security |
| 03524A108 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| BUD |
| Meeting Date |
| 26-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| US03524A1088 |
| Agenda |
| 933406387 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
AA |
| MODIFICATION OF THE DATE OF THE ANNUAL SHAREHOLDERS’ MEETING |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AB |
| MODIFICATION TO THE ARTICLES OF ASSOCIATION IN RELATION TO THE REMUNERATION OF THE EXECUTIVE MANAGEMENT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AC1 |
| MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: ENTRY INTO FORCE OF THE MODIFICATIONS TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AC2 |
| MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 24 - MEETINGS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AC3 |
| MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 25 - ADMISSION TO SHAREHOLDERS’ MEETINGS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AC4 |
| MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 26BIS - VOTE BY CORRESPONDENCE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AC5 |
| MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 28 - DELIBERATIONS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AC6 |
| MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 30 - ADJOURNMENTS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AC7 |
| MODIFICATION TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES: MODIFICATION TO ARTICLE 36 BIS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AD3 |
| ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: EXCLUSION OF THE PREFERENCE RIGHT IN RELATION TO THE ISSUANCE OF SUBSCRIPTION RIGHTS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AD4 |
| ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: ISSUANCE OF SUBSCRIPTION RIGHTS |
| Management |
| For |
| For |
AD5 |
| ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: CONDITIONAL CAPITAL INCREASE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AD6 |
| ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: EXPRESS APPROVAL PURSUANT TO ARTICLE 554, INDENT 7, OF THE COMPANIES CODE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
AD7 |
| ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND CAPITAL INCREASE UNDER THE CONDITION PRECEDENT AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION RIGHTS: POWERS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BD |
| APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BE |
| DISCHARGE TO THE DIRECTORS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BF |
| DISCHARGE TO THE STATUTORY AUDITOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BH1 |
| RENEWING THE APPOINTMENT AS DIRECTOR OF MR. STEFAN DESCHEEMAEKER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BH2 |
| APPOINTING AS DIRECTOR MR. PAUL CORNET DE WAYS RUART |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BH3 |
| RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR OF MR. KEES STORM |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BH4 |
| RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR OF MR. PETER HARF |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BH5 |
| APPOINTING AS INDEPENDENT DIRECTOR MR. OLIVIER GOUDET |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BI1 |
| REMUNERATION POLICY AND REMUNERATION REPORT OF THE COMPANY: APPROVING THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2010 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BI2 |
| REMUNERATION POLICY AND REMUNERATION REPORT OF THE COMPANY: CONFIRMING THE SPECIFIC GRANTS OF STOCK OPTIONS AND RESTRICTED STOCK UNITS TO EXECUTIVES |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BJ1 |
| APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE OF CONTROL PROVISIONS RELATING TO THE UPDATED EMTN PROGRAMME |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BJ2 |
| APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE OF CONTROL PROVISIONS RELATING TO THE US DOLLAR NOTES |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BJ3 |
| APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE OF CONTROL PROVISIONS RELATING TO THE NOTES ISSUED UNDER ANHEUSER-BUSCH INBEV’S SHELF REGISTRATION STATEMENT FILED IN THE UNITED STATES ON FORM F-3 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
BJ4 |
| APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE OF CONTROL PROVISIONS RELATING TO THE CAD DOLLAR NOTES ISSUED VIA A CANADIAN PRIVATE PLACEMENT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CA |
| FILINGS |
| Management |
| For |
| For |
EBAY INC.
Security |
| 278642103 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| EBAY |
| Meeting Date |
| 28-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| US2786421030 |
| Agenda |
| 933401010 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: FRED D. ANDERSON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: EDWARD W. BARNHOLT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: SCOTT D. COOK |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: JOHN J. DONAHOE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
04 |
| RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY STOCKHOLDER VOTING STANDARDS. |
| Shareholder |
| Against |
| For |
JOHNSON & JOHNSON
Security |
| 478160104 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| JNJ |
| Meeting Date |
| 28-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| US4781601046 |
| Agenda |
| 933382854 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: MARY SUE COLEMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: JAMES G. CULLEN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: IAN E.L. DAVIS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: SUSAN L. LINDQUIST |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: ANNE M. MULCAHY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: LEO F. MULLIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: WILLIAM D. PEREZ |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: CHARLES PRINCE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: DAVID SATCHER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: WILLIAM C. WELDON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
05 |
| SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
06 |
| SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY’S EQUAL EMPLOYMENT OPPORTUNITY POLICY |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
07 |
| SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR TRAINING |
| Shareholder |
| Against |
| For |
PFIZER INC.
Security |
| 717081103 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| PFE |
| Meeting Date |
| 28-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| US7170811035 |
| Agenda |
| 933392196 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: DENNIS A. AUSIELLO |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: MICHAEL S. BROWN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: M. ANTHONY BURNS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: W. DON CORNWELL |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: FRANCES D. FERGUSSON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: WILLIAM H. GRAY III |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: CONSTANCE J. HORNER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: JAMES M. KILTS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: GEORGE A. LORCH |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: JOHN P. MASCOTTE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1L |
| ELECTION OF DIRECTOR: IAN C. READ |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1M |
| ELECTION OF DIRECTOR: STEPHEN W. SANGER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
| Management |
| 2 Years |
| For |
|
|
|
|
|
|
|
|
|
05 |
| SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF POLITICAL CONTRIBUTIONS |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
06 |
| SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY INITIATIVES. |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
07 |
| SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL PRICE RESTRAINTS. |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
08 |
| SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
09 |
| SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
10 |
| SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH |
| Shareholder |
| Against |
| For |
ROWAN COMPANIES, INC.
Security |
| 779382100 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| RDC |
| Meeting Date |
| 28-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| US7793821007 |
| Agenda |
| 933382777 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: R.G. CROYLE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: LORD MOYNIHAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: W. MATT RALLS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: JOHN J. QUICKE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
| Management |
| 1 Year |
| For |
ABBOTT LABORATORIES
Security |
| 002824100 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| ABT |
| Meeting Date |
| 29-Apr-2011 |
|
|
|
|
|
|
|
ISIN |
| US0028241000 |
| Agenda |
| 933386319 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| DIRECTOR |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 R.J. ALPERN |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 2 R.S. AUSTIN |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 3 W.J. FARRELL |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 4 H.L. FULLER |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 5 E.M. LIDDY |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 6 P.N. NOVAKOVIC |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 7 W.A. OSBORN |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 8 S.C. SCOTT III |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 9 G.F. TILTON |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 10 M.D. WHITE |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
05 |
| SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. |
| Shareholder |
| Against |
| For |
TRINITY INDUSTRIES, INC.
Security |
| 896522109 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| TRN |
| Meeting Date |
| 02-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US8965221091 |
| Agenda |
| 933400501 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| DIRECTOR |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 JOHN L. ADAMS |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 2 RHYS J. BEST |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 3 DAVID W. BIEGLER |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 4 LELDON E. ECHOLS |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 5 RONALD J. GAFFORD |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 6 RONALD W. HADDOCK |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 7 ADRIAN LAJOUS |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 8 CHARLES W. MATTHEWS |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 9 DIANA S. NATALICIO |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 10 DOUGLAS L. ROCK |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 11 TIMOTHY R. WALLACE |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| Against |
| Against |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. |
| Management |
| For |
| For |
APACHE CORPORATION
Security |
| 037411105 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| APA |
| Meeting Date |
| 05-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US0374111054 |
| Agenda |
| 933423395 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| ELECTION OF DIRECTOR: G. STEVEN FARRIS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| ELECTION OF DIRECTOR: RANDOLPH M. FERLIC |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ELECTION OF DIRECTOR: A.D. FRAZIER, JR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ELECTION OF DIRECTOR: JOHN A. KOCUR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| RATIFICATION OF ERNST & YOUNG AS APACHE’S INDEPENDENT AUDITORS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
06 |
| ADVISORY VOTE ON COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
07 |
| TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
08 |
| APPROVAL OF AMENDMENT TO APACHE’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
09 |
| APPROVAL OF AMENDMENT TO APACHE’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| APPROVAL OF APACHE’S 2011 OMNIBUS EQUITY COMPENSATION PLAN |
| Management |
| For |
| For |
OWENS-ILLINOIS, INC.
Security |
| 690768403 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| OI |
| Meeting Date |
| 05-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US6907684038 |
| Agenda |
| 933390344 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| DIRECTOR |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 PETER S. HELLMAN |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 2 ANASTASIA D. KELLY |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 3 JOHN J. MCMACKIN, JR. |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 4 HUGH H. ROBERTS |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
| Management |
| 1 Year |
| Against |
OCCIDENTAL PETROLEUM CORPORATION
Security |
| 674599105 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| OXY |
| Meeting Date |
| 06-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US6745991058 |
| Agenda |
| 933401060 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: SPENCER ABRAHAM |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: HOWARD I. ATKINS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: STEPHEN I. CHAZEN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: JOHN E. FEICK |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: MARGARET M. FORAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: RAY R. IRANI |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: AVEDICK B. POLADIAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: RODOLFO SEGOVIA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: AZIZ D. SYRIANI |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1L |
| ELECTION OF DIRECTOR: ROSEMARY TOMICH |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1M |
| ELECTION OF DIRECTOR: WALTER L. WEISMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| 2 Years |
| Against |
|
|
|
|
|
|
|
|
|
05 |
| REPORT ON POLITICAL EXPENDITURES AND SPENDING PROCESSES. |
| Shareholder |
| Abstain |
| Against |
|
|
|
|
|
|
|
|
|
06 |
| REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL EXPERTISE. |
| Shareholder |
| Abstain |
| Against |
CIT GROUP INC.
Security |
| 125581801 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| CIT |
| Meeting Date |
| 10-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US1255818015 |
| Agenda |
| 933399203 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: JOHN A. THAIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: MICHAEL J. EMBLER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: WILLIAM M. FREEMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: DAVID M. MOFFETT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: R. BRAD OATES |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: MARIANNE MILLER PARRS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: GERALD ROSENFELD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: JOHN R. RYAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: SEYMOUR STERNBERG |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: PETER J. TOBIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: LAURA S. UNGER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIT’S INDEPENDENT AUDITORS FOR 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF CIT’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN CIT’S PROXY STATEMENT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY WITH WHICH CIT HOLDS STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
05 |
| TO APPROVE CIT’S 2011 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING THE NUMBER OF SHARES AVAILABLE FOR PURCHASE THEREUNDER. |
| Management |
| For |
| For |
CVS CAREMARK CORPORATION
Security |
| 126650100 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| CVS |
| Meeting Date |
| 11-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US1266501006 |
| Agenda |
| 933397110 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: EDWIN M. BANKS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: C. DAVID BROWN II |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: DAVID W. DORMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: ANNE M. FINUCANE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: MARIAN L. HEARD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: LARRY J. MERLO |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: JEAN-PIERRE MILLON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: TERRENCE MURRAY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: C.A. LANCE PICCOLO |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: RICHARD J. SWIFT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1L |
| ELECTION OF DIRECTOR: TONY L. WHITE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| PROPOSAL TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
05 |
| STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
06 |
| STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT. |
| Shareholder |
| For |
| Against |
COOKSON GROUP PLC
Security |
| G24108246 |
| Meeting Type |
| Annual General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 12-May-2011 |
|
|
|
|
|
|
|
ISIN |
| GB00B3WK5475 |
| Agenda |
| 702927142 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1 |
| That the report of the Directors and the audited accounts of the Company for the year ended 31 December 2010 be received. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2 |
| That a final dividend of 11.5 pence per ordinary share for the year ended 31 December 2010 be declared, to be paid on 6 June 2011 to ordinary Shareholders on the register of members at close of business on 20 May 2011 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3 |
| That the Remuneration Report of the Directors for the year ended 31 December 2010 be approved |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4 |
| That Mr M G Butterworth be re-elected a Director of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
5 |
| That Mr J F Harris be re-elected a Director of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6 |
| That Mr J L Hewitt be re-elected a Director of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
7 |
| That Mr P J Hill be re-elected a Director of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
8 |
| That Mr J P Oosterveld be re-elected a Director of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9 |
| That Mr N R Salmon be re-elected a Director of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| That Mr J G Sussens be re-elected a Director of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
11 |
| That Mr F C Wanecq be re-elected a Director of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
12 |
| That KPMG Audit Plc be re-appointed as Auditor of the Company to hold office from the conclusion of the Meeting until the conclusion of the next Annual General Meeting of the Company at which accounts are laid |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
13 |
| That the Directors be authorised, subject to the passing of Resolution 12 above, to determine the Auditor’s remuneration |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
14 |
| That the Directors be generally and unconditionally authorised pursuant to and in accordance with Section 551 of the Companies Act to exercise all the powers of the Company to allot shares or grant rights to subscribe for or convert any security into shares (as defined in Section 551(1) of the Companies Act): (a) up to a nominal amount of GBP92,145,293; and (b) comprising equity securities (as defined in the Companies Act) up to a further nominal amount of GBP92,145,293 in connection with an offer by way of a rights issue; such authorities to apply in substitution for all previous authorities pursuant to Section 551 of the Companies Act and to expire at the end of the next Annual General Meeting or on 30 June 2012, whichever is the earlier but, in each case, so that the Company may make offers and enter into CONTD |
| Management |
| For |
| For |
CONT |
| CONTD agreements during the relevant period which would, or might, require-relevant securities to be allotted after the authority ends. For the purposes-of this Resolution “rights issue” means an offer to ordinary Shareholders in-proportion (as nearly as may be practicable) to their existing holdings, to-subscribe further securities by means of the issue of a renounceable letter-(or other negotiable document) which may be traded for a period before-payment for the securities is due, but subject to such exclusions or other-arrangements as the Directors may deem necessary or expedient in relation to-treasury shares, fractional entitlements, record dates or legal, regulatory-or practical problems in, or under the laws of, any territory |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
15 |
| That, subject to the passing of Resolution 14 above, the Directors be empowered to allot equity securities (as defined in Section 560(1) of the Companies Act) wholly for cash: (a) pursuant to the authority given by paragraph (a) of Resolution 14 above or where the allotment constitutes an allotment of equity securities by virtue of section 560 of the Companies Act in each case: (i) in connection with a pre-emptive offer; and (ii) otherwise than in connection with a pre-emptive offer, up to an aggregate nominal amount of GBP13,821,794 and (b) pursuant to the authority given by paragraph (b) of Resolution 14 above in connection with a rights issue, as if Section 561(1) of the Companies Act did not apply to any such allotment; such power to expire at the end of the next CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONT |
| CONTD Annual General Meeting or on 30 June 2012, whichever is the earlier but-so that the Company may make offers and enter into agreements during this-period which would, or might, require equity securities to be allotted after-the power ends and the Board may allot equity securities under any such offer-or agreement as if the power had not ended. For the purposes of this-Resolution: “rights issue” has the same meaning as in Resolution 14 above;- “pre-emptive offer” means an offer of equity securities open for acceptance-for a period fixed by the Directors to holders (other than the Company) on-the register on a record date fixed by the Directors of ordinary shares in-proportion to their respective holdings, but subject to such exclusions or-other arrangements as the Directors may deem necessary or expedient in CONTD |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CONT |
| CONTD relation to treasury shares, fractional entitlements, record dates or-legal, regulatory or practical problems in, or under the laws of, any-territory; and the nominal amount of any securities shall be taken to be, in-the case of rights to subscribe for or convert any securities into shares of-the Company, the nominal amount of such shares which may be allotted pursuant-to such rights |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
16 |
| That, pursuant to Article 11A of the Company’s Articles of Association, general and unconditional authority be given for the purpose of Section 701 of the Companies Act for market purchases (as defined in Section 693 of the said Act) by the Company of its ordinary shares, provided that: (a) the maximum number of ordinary shares which may be purchased shall be 27,643,588 ordinary shares of GBP1 each; (b) the minimum price which may be paid for each ordinary share shall not be less than the nominal value of the ordinary shares at the time of purchase; (c) the maximum price which may be paid for each ordinary share shall be an amount equal to the higher of (i) 105% of the average of the closing price of the Company’s ordinary shares as derived from the London Stock Exchange Daily Official List on the five CONTD |
| Management |
| For |
| For |
CONT |
| CONTD business days immediately preceding the date on which such share is-contracted to be purchased and (ii) the price stipulated by Article 5(1) of-the Buy-Back and Stabilisation Regulation of 22 December 2003; and (d) this-authority shall expire at the end of the next Annual General Meeting or on 30 June 2012, whichever is the earlier (except in relation to the purchase of-shares the contract for which was concluded before the expiry of such-authority and which might be implemented wholly or partly after such expiry) |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
17 |
| That the Company and those companies which are subsidiaries of the Company at any time during the period for which this resolution has effect be authorised for the purposes of Part 14 of the Companies Act during the period from the date of the passing of this resolution to the end of the next Annual General Meeting or 30 June 2012, whichever is the earlier: (i) to make political donations to political parties, and/or independent election candidates; (ii) to make political donations to political organisations other than political parties; and (iii) to incur political expenditure, up to an aggregate amount of GBP100,000, and CONTD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CONT |
| CONTD the amount authorised under each of paragraphs (i) to (iii) shall also-be limited to such amount. Words and expressions defined for the purposes of-the Companies Act shall have the same meaning in this resolution |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
18 |
| That a general meeting other than an annual general meeting may be called on not less than 14 clear days’ notice |
| Management |
| For |
| For |
UNILEVER NV, ROTTERDAM
Security |
| N8981F271 |
| Meeting Type |
| Annual General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 12-May-2011 |
|
|
|
|
|
|
|
ISIN |
| NL0000009355 |
| Agenda |
| 702882855 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
CMMT |
| PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN THERE IS A RECORD DATE ASSOCIATE-D WITH THIS MEETING. THANK YOU |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
2 |
| To adopt the Annual Accounts and appropriation of the profit for the 2010 financial year |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3 |
| To discharge the Executive Directors in office in the 2010 financial year for the fulfillment of their task |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4 |
| To discharge the Non-Executive Directors in office in the 2010 financial year for the fulfillment of their task |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
5 |
| To re-appoint Mr. P G J M Polman as an Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6 |
| To re-appoint Mr. R J-M S Huet as an Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
7 |
| To re-appoint Professor L O Fresco as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
8 |
| To re-appoint Ms. A M Fudge as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9 |
| To re-appoint Mr. C E Golden as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| To re-appoint Dr. B E Grote as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
11 |
| To re-appoint Ms. H Nyasulu as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
12 |
| To re-appoint The Rt. Hon Sir Malcolm Rifkind MP as a Non- Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
13 |
| To re-appoint Mr. K J Storm as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
14 |
| To re-appoint Mr. M Treschow as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
15 |
| To re-appoint Mr. P S Walsh as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
16 |
| To appoint Mr. S Bharti Mittal as a Non-Executive Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
17 |
| To authorise the Board of Directors to purchase ordinary shares and depositary receipts thereof in the share capital of the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
18 |
| To reduce the capital with respect to shares and depositary receipts thereof held by the Company in its own share capital |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
19 |
| To designate the Board of Directors as the company body authorised to issue shares in the Company |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
20 |
| To appoint PricewaterhouseCoopers Accountants N.V. as auditors for the 2011 financial year |
| Management |
| For |
| For |
UNILEVER N.V.
Security |
| 904784709 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| UN |
| Meeting Date |
| 12-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US9047847093 |
| Agenda |
| 933410730 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
02 |
| TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2010 FINANCIAL YEAR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2010 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2010 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
06 |
| TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
07 |
| TO RE-APPOINT PROFESSOR L O FRESCO AS A NON- EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
08 |
| TO RE-APPOINT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
09 |
| TO RE-APPOINT MR C E GOLDEN AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
11 |
| TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
12 |
| TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
13 |
| TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
14 |
| TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
15 |
| TO RE-APPOINT MR P S WALSH AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
16 |
| TO APPOINT MR S BHARTI MITTAL AS A NON-EXECUTIVE DIRECTOR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
17 |
| TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE ORDINARY SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
18 |
| TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
19 |
| TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
20 |
| TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS AUDITORS FOR THE 2011 FINANCIAL YEAR. |
| Management |
| For |
| For |
GROUP 1 AUTOMOTIVE, INC.
Security |
| 398905109 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| GPI |
| Meeting Date |
| 13-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US3989051095 |
| Agenda |
| 933395089 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| DIRECTOR |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 LOUIS E. LATAIF |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 2 STEPHEN D. QUINN |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. |
| Management |
| 2 Years |
|
|
|
|
|
|
|
|
|
|
|
04 |
| RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. |
| Management |
| For |
| For |
TOTAL S.A.
Security |
| 89151E109 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| TOT |
| Meeting Date |
| 13-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US89151E1091 |
| Agenda |
| 933432661 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
O1 |
| APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O2 |
| APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O3 |
| ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O4 |
| AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O5 |
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O6 |
| RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O7 |
| RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS JR. AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O8 |
| RENEWAL OF THE APPOINTMENT OF MR. CLAUDE MANDIL AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O9 |
| APPOINTMENT OF MS. MARIE-CHRISTINE COISNE AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O10 |
| APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E11 |
| AUTHORIZATION TO GRANT RESTRICTED SHARES IN COMPANY TO EMPLOYEES OF GROUP AND TO MANAGERS OF COMPANY OR OTHER GROUP COMPANIES. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
A |
| AMENDMENT OF ARTICLE 9 OF THE COMPANY’S ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. |
| Shareholder |
| Against |
| For |
TRANSOCEAN, LTD.
Security |
| H8817H100 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| RIG |
| Meeting Date |
| 13-May-2011 |
|
|
|
|
|
|
|
ISIN |
| CH0048265513 |
| Agenda |
| 933405373 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2010. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
06 |
| RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
07 |
| NEW AUTHORIZED SHARE CAPITAL. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
08 |
| REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO 12. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9A |
| ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9B |
| ELECTION OF CLASS III DIRECTOR: STEVE LUCAS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9C |
| ELECTION OF CLASS I DIRECTOR: TAN EK KIA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9D |
| REELECTION OF CLASS III DIRECTOR: MARTIN B. MCNAMARA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9E |
| REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE-YEAR TERM. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
11 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
12 |
| ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTE. |
| Management |
| 2 Years |
| Against |
GAP INC.
Security |
| 364760108 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| GPS |
| Meeting Date |
| 17-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US3647601083 |
| Agenda |
| 933405424 - Management |
|
|
|
|
|
|
|
| For/Against | |
Item |
| Proposal |
| Type |
| Vote |
| Management | |
01 |
| DIRECTOR |
| Management |
|
|
|
| |
|
|
|
|
|
|
|
|
| |
|
| 1 | ADRIAN D.P. BELLAMY |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 2 | DOMENICO DE SOLE |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 3 | ROBERT J. FISHER |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 4 | WILLIAM S. FISHER |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 5 | BOB L. MARTIN |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 6 | JORGE P. MONTOYA |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 7 | GLENN K. MURPHY |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 8 | MAYO A. SHATTUCK III |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 9 | KATHERINE TSANG |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
|
| 10 | KNEELAND C. YOUNGBLOOD |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
| |
02 |
| RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. |
| Management |
| For |
| For | |
|
|
|
|
|
|
|
|
| |
03 |
| APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE GAP, INC. 2006 LONG-TERM INCENTIVE PLAN. |
| Management |
| For |
| For | |
|
|
|
|
|
|
|
|
| |
04 |
| APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For | |
|
|
|
|
|
|
|
|
| |
05 |
| APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY FOR AN ADVISORY VOTE ON THE OVERALL COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| 1 Year |
| For |
WELLPOINT, INC.
Security |
| 94973V107 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| WLP |
| Meeting Date |
| 17-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US94973V1070 |
| Agenda |
| 933405513 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: ANGELA F. BRALY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: WARREN Y. JOBE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: WILLIAM G. MAYS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: WILLIAM J. RYAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3A |
| REMOVING SUPERMAJORITY VOTING REQUIREMENTS FOR RESTRICTIONS ON OWNERSHIP AND TRANSFER OF STOCK, VOTING RIGHTS OF SHARES AND NUMBER OF DIRECTORS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3B |
| REMOVING SUPERMAJORITY VOTING REQUIREMENTS FOR REMOVAL OF DIRECTORS AND FOR CERTAIN BUSINESS COMBINATIONS AND OTHER SUPERMAJORITY PROVISIONS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3C |
| REMOVING CERTAIN RESTRICTIONS ON OWNERSHIP OF SHARES. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3D |
| DELETING CERTAIN OBSOLETE PROVISIONS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3E |
| DELETING OTHER OBSOLETE PROVISIONS AND MAKING CONFORMING CHANGES. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| 1Year |
| For |
|
|
|
|
|
|
|
|
|
06 |
| IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING A FEASIBILITY STUDY FOR CONVERTING TO NONPROFIT STATUS. |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
07 |
| IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO CHANGE OUR JURISDICTION OF INCORPORATION FROM INDIANA TO DELAWARE. |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
08 |
| IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO SEPARATE THE CHAIR AND CEO POSITIONS. |
| Shareholder |
| Against |
| For |
THALES
Security |
| F9156M108 |
| Meeting Type |
| MIX |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 18-May-2011 |
|
|
|
|
|
|
|
ISIN |
| FR0000121329 |
| Agenda |
| 702888453 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
CMMT |
| PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AN-D “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT |
| French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The following ap-plies to Non-Resident Shareowners: Proxy Cards: Voting instructions will be forwarded to the Global Custodians that have become Registered Intermediaries, o-n the Vote Deadline Date. In capacity as Registered Intermediary, the Global C-ustodian will sign the Proxy Card and forward to the local custodian. If you a-re unsure whether your Global Custodian acts as Registered Intermediary, pleas-e contact your representative |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT |
| PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINKS: https://balo.journal- officiel.gouv.fr/pdf/2011-/0330/201103301100997.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2011/0- 427/201104271101458.pdf |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
O.1 |
| Approval of the consolidated financial statements for FY 2010 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.2 |
| Approval of the corporate financial statements for FY 2010 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.3 |
| Allocation of the parent company’s income and setting of the dividend with an option for payment in kind (in shares) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.4 |
| Renewal of Mr Philippe Lepinay’s appointment as a director, representing the shareholder employees |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.5 |
| Authorisation to the Board of Directors to allow the company, except during the period of a public offer, to trade in its own shares as part of a share buyback program, with the purchase price capped at EUR50 per share |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E.6 |
| Authorisation to be given to the Board of Directors to allocate non- discounted share subscription warrants |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E.7 |
| Authorisation given to the Board of Directors to cancel shares bought as part of a share buyback program |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E.8 |
| Delegation of powers granted to the Board of Directors to issue shares reserved for members of a Group PEP under the conditions prescribed by law and capped at 6 million shares, each with a face value of EUR3 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E.9 |
| Amendment to article 17 of the Articles of Association |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.10 |
| Powers for the necessary legal formalities |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CMMT |
| PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE A-LREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
| Non-Voting |
|
|
|
|
AMGEN INC.
Security |
| 031162100 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| AMGN |
| Meeting Date |
| 20-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US0311621009 |
| Agenda |
| 933398489 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: DR. DAVID BALTIMORE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: DR. GILBERT S. OMENN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: MR. KEVIN W. SHARER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1L |
| ELECTION OF DIRECTOR: DR. RONALD D. SUGAR |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION EVERY ONE YEAR, TWO YEARS OR THREE YEARS. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
05 |
| STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY WRITTEN CONSENT) |
| Shareholder |
| Against |
| For |
AON CORPORATION
Security |
| 037389103 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| AON |
| Meeting Date |
| 20-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US0373891037 |
| Agenda |
| 933412241 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: LESTER B. KNIGHT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: GREGORY C. CASE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: FULVIO CONTI |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: CHERYL A. FRANCIS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: JUDSON C. GREEN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: EDGAR D. JANNOTTA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: JAN KALFF |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: J. MICHAEL LOSH |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: R. EDEN MARTIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: ANDREW J. MCKENNA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: ROBERT S. MORRISON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1L |
| ELECTION OF DIRECTOR: RICHARD B. MYERS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1M |
| ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1N |
| ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1O |
| ELECTION OF DIRECTOR: GLORIA SANTONA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1P |
| ELECTION OF DIRECTOR: CAROLYN Y. WOO |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
05 |
| APPROVAL OF THE AON CORPORATION 2011 INCENTIVE PLAN. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
06 |
| APPROVAL OF THE AON CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN. |
| Management |
| For |
| For |
ARKEMA, COLOMBES
Security |
| F0392W125 |
| Meeting Type |
| MIX |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 24-May-2011 |
|
|
|
|
|
|
|
ISIN |
| FR0010313833 |
| Agenda |
| 702873870 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
CMMT |
| PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT |
| French Resident Shareowners must complete, sign and forward the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non-Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as-Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT |
| PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINKS: https://balo.journal- officiel.gouv.fr/pdf/2011-/0325/201103251100839.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2011/0- 422/201104221101430.pdf |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
O.1 |
| Approval of the corporate financial statements for the year ended December 31, 2010 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.2 |
| Approval of the consolidated financial statements for the year ended December 31, 2010 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.3 |
| The shareholders’ meeting approves the recommendations of the board of directors and resolves that the income for the fiscal year be appropriated as follows: net income for the financial year: EUR 41,852,664.62 appropriation to the legal reserve: EUR 214,397.00 balance: EUR 41,638,267.62 prior retained earnings: EUR 134,565,206.39 total: EUR 176,203,474.01 dividends: EUR 61,493,794 .00 balance allocated to retained earnings: EUR 114,709,680.01 the shareholders will receive a net dividend of EUR 1.00 per share, and will entitle to the 40 per cent deduction provided by the French general tax code. This dividend will be paid in cash on June 1st 2011. In the event that the company holds some of its own shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account. As required by law, it is reminded that, for the last three financial years, the dividends paid, were as follows EUR 0.75 for fiscal year 2007, EUR 0.60 for fiscal year 2008, EUR 0.60 for fiscal year 2009. The shareholders’ meeting acknowledges the absence of expenses and charges that were not tax deductible |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.4 |
| Agreements regulated by articles L. 225-38 et seq. of the Code de commerce |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.5 |
| Renewal of Mrs Isabelle Kocher’s appointment as a director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.6 |
| Renewal of Mr Francois Enaud’s appointment as a director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.7 |
| Renewal of Mr Laurent Mignon’s appointment as a director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O.8 |
| Authorisation given to the Board of Directors to trade in the Company’s shares |
| Management |
| For |
| For |
E.9 |
| Authorisation given to the Board of Directors to reduce the authorised capital by cancelling shares |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E.10 |
| Amendment to article 10.1.3 of the Articles of Association |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E.11 |
| Amendment to article 8.2 of the Articles of Association |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E.12 |
| Amendment to article 16.5 of the Articles of Association |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
E.13 |
| Powers for the necessary legal formalities |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
CMMT |
| PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL. IF YOU H-AVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YO-U DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
| Non-Voting |
|
|
|
|
ENSCO PLC
Security |
| 29358Q109 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| ESV |
| Meeting Date |
| 24-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US29358Q1094 |
| Agenda |
| 933414461 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
O1 |
| AN ORDINARY RESOLUTION TO RE-ELECT J. RODERICK CLARK AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O2 |
| AN ORDINARY RESOLUTION TO RE-ELECT DANIEL W. RABUN AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O3 |
| AN ORDINARY RESOLUTION TO RE-ELECT KEITH O. RATTIE AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O4 |
| AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O5 |
| AN ORDINARY RESOLUTION TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
O6 |
| AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
S7 |
| A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RATIFY AND CONFIRM THE ENTRY IN THE U.K. STATUTORY ACCOUNTS OF ENSCO PLC FOR THE YEAR ENDED 31 DECEMBER 2010 WHEREBY DISTRIBUTABLE PROFITS HAVE BEEN APPROPRIATED TO THE PAYMENT OF HISTORIC DIVIDENDS ON 18 JUNE 2010, 17 SEPTEMBER 2010 AND 17 DECEMBER 2010. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
S8 |
| A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE AGAINST SHAREHOLDERS OF RECORD OR ADS HOLDERS IN RESPECT OF THE HISTORIC DIVIDENDS AND TO AUTHORIZE AN ASSOCIATED DEED OF RELEASE. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
S9 |
| A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE AGAINST ITS DIRECTORS WITH RESPECT TO THE PAYMENT OF THE HISTORIC DIVIDENDS AND TO ENTER INTO AN ASSOCIATED DEED OF RELEASE. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
11 |
| A NON-BINDING ADVISORY VOTE TO CONDUCT THE NON- BINDING ADVISORY SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, TWO YEARS OR THREE YEARS. |
| Management |
| 1 Year |
| For |
KRAFT FOODS INC.
Security |
| 50075N104 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| KFT |
| Meeting Date |
| 24-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US50075N1046 |
| Agenda |
| 933395255 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: AJAYPAL S. BANGA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: MYRA M. HART |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: PETER B. HENRY |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: LOIS D. JULIBER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: MARK D. KETCHUM |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: MACKEY J. MCDONALD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: JOHN C. POPE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: IRENE B. ROSENFELD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: J.F. VAN BOXMEER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3 |
| ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
4 |
| APPROVAL OF THE KRAFT FOODS INC. AMENDED AND RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
5 |
| RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. |
| Management |
| For |
| For |
OMNICARE, INC.
Security |
| 681904108 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| OCR |
| Meeting Date |
| 24-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US6819041087 |
| Agenda |
| 933436657 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: JOHN FIGUEROA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: STEVEN J. HEYER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: ANDREA R. LINDELL |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: JAMES D. SHELTON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: AMY WALLMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF AN ADVISORY STOCKHOLDER VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
04 |
| RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
ARRIS GROUP, INC.
Security |
| 04269Q100 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| ARRS |
| Meeting Date |
| 25-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US04269Q1004 |
| Agenda |
| 933422052 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| DIRECTOR |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 ALEX B. BEST |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 2 HARRY L. BOSCO |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 3 JAMES A. CHIDDIX |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 4 JOHN ANDERSON CRAIG |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 5 MATTHEW B. KEARNEY |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 6 WILLIAM H. LAMBERT |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 7 JOHN R. PETTY |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 8 ROBERT J. STANZIONE |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 9 DEBORA J. WILSON |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 10 DAVID A. WOODLE |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| APPROVAL OF THE 2011 STOCK INCENTIVE PLAN. |
| Management |
| Against |
| Against |
|
|
|
|
|
|
|
|
|
03 |
| RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
| Management |
| 2 Years |
| Against |
THERMO FISHER SCIENTIFIC INC.
Security |
| 883556102 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| TMO |
| Meeting Date |
| 25-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US8835561023 |
| Agenda |
| 933417455 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: THOMAS J. LYNCH |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: WILLIAM G. PARRETT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: MICHAEL E. PORTER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: SCOTT M. SPERLING |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. |
| Management |
| 1 Year |
| Against |
|
|
|
|
|
|
|
|
|
04 |
| RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2011. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE “AGAINST” THE FOLLOWING SHAREHOLDER PROPOSAL |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. |
| Shareholder |
| For |
| Against |
THE TRAVELERS COMPANIES, INC.
Security |
| 89417E109 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| TRV |
| Meeting Date |
| 26-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US89417E1091 |
| Agenda |
| 933414714 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: ALAN L. BELLER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: JOHN H. DASBURG |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: JANET M. DOLAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: JAY S. FISHMAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: LAWRENCE G. GRAEV |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: PATRICIA L. HIGGINS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: THOMAS R. HODGSON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: DONALD J. SHEPARD |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR:LAURIE J. THOMSEN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| NON-BINDING VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. |
| Management |
| 1 Year |
| Against |
TRANSATLANTIC HOLDINGS, INC.
Security |
| 893521104 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| TRH |
| Meeting Date |
| 26-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US8935211040 |
| Agenda |
| 933418546 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| DIRECTOR |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 STEPHEN P. BRADLEY |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 2 IAN H. CHIPPENDALE |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 3 JOHN G. FOOS |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 4 JOHN L. MCCARTHY |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 5 ROBERT F. ORLICH |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 6 RICHARD S. PRESS |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
|
| 7 THOMAS R. TIZZIO |
|
|
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS TRH’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO ACT UPON A RESOLUTION TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO ACT UPON AN ADVISORY, NON-BINDING RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
| Management |
| 1 Year |
| For |
ENSCO PLC
Security |
| 29358Q109 |
| Meeting Type |
| Special |
|
|
|
|
|
|
|
Ticker Symbol |
| ESV |
| Meeting Date |
| 31-May-2011 |
|
|
|
|
|
|
|
ISIN |
| US29358Q1094 |
| Agenda |
| 933444515 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
01 |
| APPROVAL OF THE ISSUANCE AND DELIVERY OF ENSCO AMERICAN DEPOSITARY SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 6, 2011 AND AS AMENDED ON MARCH 1, 2011, BY AND AMONG ENSCO PLC, PRIDE INTERNATIONAL, INC., ENSCO INTERNATIONAL INCORPORATED AND ENSCO VENTURES LLC, AS IT MAY BE AMENDED FROM TIME TO TIME. |
| Management |
| Against |
| Against |
WAL-MART STORES, INC.
Security |
| 931142103 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| WMT |
| Meeting Date |
| 03-Jun-2011 |
|
|
|
|
|
|
|
ISIN |
| US9311421039 |
| Agenda |
| 933425236 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: AIDA M. ALVAREZ |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: JAMES W. BREYER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: M. MICHELE BURNS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: JAMES I. CASH, JR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: ROGER C. CORBETT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: DOUGLAS N. DAFT |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: MICHAEL T. DUKE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: GREGORY B. PENNER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1I |
| ELECTION OF DIRECTOR: STEVEN S REINEMUND |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1J |
| ELECTION OF DIRECTOR: H. LEE SCOTT, JR. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1K |
| ELECTION OF DIRECTOR: ARNE M. SORENSON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1L |
| ELECTION OF DIRECTOR: JIM C. WALTON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1M |
| ELECTION OF DIRECTOR: S. ROBSON WALTON |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1N |
| ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1O |
| ELECTION OF DIRECTOR: LINDA S. WOLF |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| Management |
| 1 Year |
| For |
|
|
|
|
|
|
|
|
|
05 |
| GENDER IDENTITY NON-DISCRIMINATION POLICY |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
06 |
| POLITICAL CONTRIBUTIONS REPORT |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
07 |
| SPECIAL SHAREOWNER MEETINGS |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
08 |
| REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY REPORT |
| Shareholder |
| Against |
| For |
|
|
|
|
|
|
|
|
|
09 |
| CLIMATE CHANGE RISK DISCLOSURE |
| Shareholder |
| Against |
| For |
GENTING MALAYSIA BERHAD
Security |
| Y7368M113 |
| Meeting Type |
| Annual General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 08-Jun-2011 |
|
|
|
|
|
|
|
ISIN |
| MYL4715OO008 |
| Agenda |
| 703076403 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1 |
| To approve the declaration of a final dividend of 4.4 sen less 25% tax per ordinary share of 10 sen each for the financial year ended 31 December 2010 to be paid on 21 July 2011 to members registered in the Record of Depositors on 30 June 2011 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2 |
| To approve the payment of Directors’ fees of MYR843,433 for the financial year ended 31 December 2010 (2009 : MYR778,405) |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3 |
| To re-elect the following person as Director of the Company pursuant to Article 99 of the Articles of Association of the Company: Tan Sri Clifford Francis Herbert |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4 |
| To re-elect the following person as Director of the Company pursuant to Article 99 of the Articles of Association of the Company: General (R) Tan Sri Mohd Zahidi bin Hj Zainuddin |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
5 |
| That Tun Mohammed Hanif bin Omar, retiring in accordance with Section 129 of the Companies Act, 1965, be and is hereby re- appointed as a Director of the Company to hold office until the conclusion of the next Annual General Meeting |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
6 |
| That Tan Sri Alwi Jantan, retiring in accordance with Section 129 of the Companies Act, 1965, be and is hereby re-appointed as a Director of the Company to hold office until the conclusion of the next Annual General Meeting |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
7 |
| To re-appoint PricewaterhouseCoopers as Auditors of the Company and to authorise the Directors to fix their remuneration |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
8 |
| Proposed renewal of the authority for the Company to purchase its own shares |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
9 |
| Proposed exemption under Paragraph 24.1, Practice Note 9 of the Malaysian Code on Take-Overs and Mergers, 2010 to Genting Berhad and persons acting in concert with it from the obligation to undertake a mandatory take-over offer on the remaining voting shares in the Company not already owned by them, upon the purchase by the Company of its own shares pursuant to the proposed renewal of share buyback authority |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
10 |
| Authority to Directors pursuant to Section 132D of the Companies Act, 1965 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
11 |
| Proposed renewal of shareholders’ mandate for recurrent related party transactions of a revenue or trading nature and proposed new shareholders’ mandate for additional recurrent related party transactions of a revenue or trading nature |
| Management |
| For |
| For |
PETSMART, INC.
Security |
| 716768106 |
| Meeting Type |
| Annual |
|
|
|
|
|
|
|
Ticker Symbol |
| PETM |
| Meeting Date |
| 15-Jun-2011 |
|
|
|
|
|
|
|
ISIN |
| US7167681060 |
| Agenda |
| 933443208 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
1A |
| ELECTION OF DIRECTOR: ANGEL CABRERA |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1B |
| ELECTION OF DIRECTOR: PHILIP L. FRANCIS |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1C |
| ELECTION OF DIRECTOR: RAKESH GANGWAL |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1D |
| ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1E |
| ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1F |
| ELECTION OF DIRECTOR: ROBERT F. MORAN |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1G |
| ELECTION OF DIRECTOR: BARBARA A. MUNDER |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
1H |
| ELECTION OF DIRECTOR: THOMAS G. STEMBERG |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
02 |
| TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011 FISCAL YEAR ENDING JANUARY 29, 2012. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
03 |
| TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
04 |
| TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
05 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
| Management |
| 1 Year |
| For |
SECOM CO.,LTD.
Security |
| J69972107 |
| Meeting Type |
| Annual General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 24-Jun-2011 |
|
|
|
|
|
|
|
ISIN |
| JP3421800008 |
| Agenda |
| 703132946 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
|
| Please reference meeting materials. |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
| Approve Appropriation of Retained Earnings |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2. |
| Amend Articles to: Change Business Lines, Adopt Reduction of Liability System for Outside Auditors, Increase Auditors Board Size to 5 |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.1 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.2 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.3 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.4 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.5 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.6 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.7 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.8 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.9 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.10 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3.11 |
| Appoint a Director |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4.1 |
| Appoint a Corporate Auditor |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4.2 |
| Appoint a Corporate Auditor |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4.3 |
| Appoint a Corporate Auditor |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4.4 |
| Appoint a Corporate Auditor |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4.5 |
| Appoint a Corporate Auditor |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
5. |
| Amend the Compensation to be received by Corporate Auditors |
| Management |
| For |
| For |
KAO CORPORATION
Security |
| J30642169 |
| Meeting Type |
| Annual General Meeting |
|
|
|
|
|
|
|
Ticker Symbol |
|
|
| Meeting Date |
| 29-Jun-2011 |
|
|
|
|
|
|
|
ISIN |
| JP3205800000 |
| Agenda |
| 703112704 - Management |
|
|
|
|
|
|
|
| For/Against |
Item |
| Proposal |
| Type |
| Vote |
| Management |
|
| Please reference meeting materials. |
| Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
|
|
1. |
| Approve Appropriation of Retained Earnings |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
2. |
| Appoint a Corporate Auditor |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
3. |
| Appoint a Substitute Corporate Auditor |
| Management |
| For |
| For |
|
|
|
|
|
|
|
|
|
4. |
| Delegation to the Board of Directors of the Company of Determination of Matters for Offering of Stock Acquisition Rights to be Issued as Stock Options |
| Management |
| For |
| For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | FPA Funds Trust | ||
| |||
By (Signature and Title)* | /s/ J. Richard Atwood, Treasurer | ||
| |||
Date | 8/31/11 | ||
* Print the name and title of each signing officer under his or her signature.