The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities OMB APPROVAL OMB Number: Estimated average burden hours per response: 1. Issuer's Identity CIK (Filer ID Number) Previous Names None Entity Type GLOBEFLEX INTERNATIONAL PARTNERS LP Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other (Specify) Name of Issuer GlobeFlex Emerging Markets Small Cap, L.P. Jurisdiction of Incorporation/Organization CALIFORNIA Year of Incorporation/Organization X Over Five Years Ago Within Last Five Years (Specify Year) Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer GlobeFlex Emerging Markets Small Cap, L.P. Street Address 1 Street Address 2 4365 Executive Drive Suite 720 City State/Province/Country ZIP/PostalCode Phone Number of Issuer San Diego CALIFORNIA 3. Related Persons Last Name First Name Middle Name GlobeFlex Capital, L.P. n/a Street Address 1 Street Address 2 4365 Executive Drive Suite 720 City State/Province/Country ZIP/PostalCode San Diego CALIFORNIA Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): General Partner Last Name First Name Middle Name Ansmar Capital, Inc. n/a Street Address 1 Street Address 2 4365 Executive Drive Suite 720 City State/Province/Country ZIP/PostalCode San Diego CALIFORNIA Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): General Partner of GlobeFlex Capital, L.P. Last Name First Name Middle Name Marrelli Marina Street Address 1 Street Address 2 GlobeFlex Capital, L.P. 4365 Executive Drive, Suite 720 City State/Province/Country ZIP/PostalCode San Diego CALIFORNIA Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): Chief Executive Officer Last Name First Name Middle Name Anslow Robert Street Address 1 Street Address 2 GlobeFlex Capital, L.P. 4365 Executive Drive, Suite 720 City State/Province/Country ZIP/PostalCode San Diego CALIFORNIA Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): Chief Investment Officer Last Name First Name Middle Name Farrell Pamela Street Address 1 Street Address 2 GlobeFlex Capital, L.P. 4365 Executive Drive, Suite 720 City State/Province/Country ZIP/PostalCode San Diego CALIFORNIA Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): Chief Compliance Officer 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund Private Equity Fund Venture Capital Fund Other Investment Fund Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range OR Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6.