UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-572
AMERICAN MUTUAL FUND, INC.
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(Exact name of registrant as specified in charter)
333 South Hope Street
Los Angeles, California 90071
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(Address of principal executive offices) (Zip code)
Julie F. Williams
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
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(Name and address of agent for service)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2003 - June 30, 2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
AMF 0000005506
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AT&T CORP. Agenda: 932102647
CUSIP: 001957505 Meeting Type: Annual
Ticker: T Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 W.F. ALDINGER Mgmt For For
K.T. DERR Mgmt For For
D.W. DORMAN Mgmt For For
M.K. EICKHOFF Mgmt For For
H.L. HENKEL Mgmt For For
F.C. HERRINGER Mgmt For For
S.A. JACKSON Mgmt For For
J.C. MADONNA Mgmt For For
D.F. MCHENRY Mgmt For For
T.L. WHITE Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVE THE AT&T 2004 LONG TERM Mgmt For For
INCENTIVE PROGRAM
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shr Against For
05 POISON PILL Shr For Against
06 SEPARATE THE CHAIR AND CEO POSITION Shr Against For
07 EXECUTIVE COMPENSATION Shr Against For
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ABBOTT LABORATORIES Agenda: 932104704
CUSIP: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 R.S. AUSTIN Mgmt For For
H.L. FULLER Mgmt For For
R.A. GONZALEZ Mgmt For For
J.M. GREENBERG Mgmt For For
J.M. LEIDEN Mgmt For For
D.A.L. OWEN Mgmt For For
B. POWELL JR. Mgmt For For
A.B. RAND Mgmt For For
W.A. REYNOLDS Mgmt For For
R.S. ROBERTS Mgmt For For
W.D. SMITHBURG Mgmt For For
01 J.R. WALTER Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS AUDITORS.
03 SHAREHOLDER PROPOSAL - PRESCRIPTION Shr Against For
DRUGS.
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
05 SHAREHOLDER PROPOSAL - OPTION GRANTS Shr Against For
FOR SENIOR EXECUTIVES.
06 SHAREHOLDER PROPOSAL - GLOBAL Shr Against For
INFECTIOUS DISEASES.
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AETNA INC. Agenda: 932100225
CUSIP: 00817Y108 Meeting Type: Annual
Ticker: AET Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 BETSY Z. COHEN Mgmt For For
BARBARA H. FRANKLIN Mgmt For For
JEFFREY E. GARTEN Mgmt For For
EARL G. GRAVES Mgmt For For
GERALD GREENWALD Mgmt For For
ELLEN M. HANCOCK Mgmt For For
MICHAEL H. JORDAN Mgmt For For
JACK D. KUEHLER Mgmt For For
EDWARD J. LUDWIG Mgmt For For
JOSEPH P. NEWHOUSE Mgmt For For
JUDITH RODIN Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
RONALD A. WILLIAMS Mgmt For For
R. DAVID YOST Mgmt For For
02 APPROVAL OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 SHAREHOLDER PROPOSAL ON CUMULATIVE Shr For Against
VOTING
04 SHAREHOLDER PROPOSAL ON EXECUTIVE Shr Against For
COMPENSATION
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AIR PRODUCTS AND CHEMICALS, INC. Agenda: 932076436
CUSIP: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 1/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 W. DOUGLAS FORD Mgmt For For
JAMES F. HARDYMON Mgmt For For
PAULA G. ROSPUT Mgmt For For
LAWRASON D. THOMAS Mgmt For For
02 APPOINTMENT OF AUDITORS. RATIFICATION Mgmt For For
OF APPOINTMENT OF KPMG LLP, AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
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ALBERTSON'S, INC. Agenda: 932167578
CUSIP: 013104104 Meeting Type: Annual
Ticker: ABS Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PAMELA G. BAILEY Mgmt For For
TERESA BECK Mgmt For For
BETH M. PRITCHARD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE ALBERTSON S, INC. 2004 Mgmt For For
EQUITY AND PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
MAJORITY VOTE FOR DIRECTOR ELECTIONS.
05 SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTING.
06 SHAREHOLDER PROPOSAL REGARDING Shr For Against
EXECUTIVE SEVERANCE AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING Shr For Against
CLASSIFIED BOARD.
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THE ALLSTATE CORPORATION Agenda: 932114337
CUSIP: 020002101 Meeting Type: Annual
Ticker: ALL Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 F. DUANE ACKERMAN Mgmt For For
JAMES G. ANDRESS Mgmt For For
EDWARD A. BRENNAN Mgmt For For
W. JAMES FARRELL Mgmt For For
JACK M. GREENBERG Mgmt For For
RONALD T. LEMAY Mgmt For For
EDWARD M. LIDDY Mgmt For For
J. CHRISTOPHER REYES Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
01 JOSHUA I. SMITH Mgmt For For
JUDITH A. SPRIESER Mgmt For For
MARY ALICE TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2004.
03 APPROVAL OF MATERIAL TERMS OF ANNUAL Mgmt For For
COVERED EMPLOYEE INCENTIVE
COMPENSATION PLAN.
04 APPROVAL OF MATERIAL TERMS OF LONG- Mgmt For For
TERM EXECUTIVE INCENTIVE COMPENSATION
PLAN.
05 PROVIDE CUMULATIVE VOTING FOR BOARD OF Shr For Against
DIRECTORS.
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ALLTEL CORPORATION Agenda: 932101708
CUSIP: 020039103 Meeting Type: Annual
Ticker: AT Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 SCOTT T. FORD Mgmt For For
L.L. GELLERSTEDT, III Mgmt For For
EMON A. MAHONY, JR. Mgmt For For
RONALD TOWNSEND Mgmt For For
02 RATIFICATION OF APPOINTMENTS OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL- EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
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AMEREN CORPORATION Agenda: 932098254
CUSIP: 023608102 Meeting Type: Annual
Ticker: AEE Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 SUSAN S. ELLIOTT Mgmt For For
CLIFFORD L. GREENWALT Mgmt For For
THOMAS A. HAYS Mgmt For For
RICHARD A. LIDDY Mgmt For For
GORDON R. LOHMAN Mgmt For For
RICHARD A. LUMPKIN Mgmt For For
JOHN PETERS MACCARTHY Mgmt For For
PAUL L. MILLER, JR. Mgmt For For
CHARLES W. MUELLER Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
GARY L. RAINWATER Mgmt For For
01 HARVEY SALIGMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 REPORT ON STORAGE OF IRRADIATED FUEL Shr Against For
RODS AT CALLAWAY
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AMERICAN ELECTRIC POWER COMPANY, INC Agenda: 932104932
CUSIP: 025537101 Meeting Type: Annual
Ticker: AEP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 E.R. BROOKS Mgmt For For
D.M. CARLTON Mgmt For For
J.P. DESBARRES Mgmt For For
R.W. FRI Mgmt For For
W.R. HOWELL Mgmt For For
L.A. HUDSON, JR. Mgmt For For
L.J. KUJAWA Mgmt For For
M.G. MORRIS Mgmt For For
R.L. SANDOR Mgmt For For
D.G. SMITH Mgmt For For
K.D. SULLIVAN Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL REGARDING Shr For Against
SEVERENCE AGREEMENTS FOR EXECUTIVES
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUPPLEMENTAL EXECUTIVE RETIREMENT
PLANS
05 SHAREHOLDER PROPOSAL ALLOWING Shr Against For
INDEPENDENT AUDITORS TO PERFORM ONLY
AUDIT AND AUDIT RELATED WORK
06 SHAREHOLDER PROPOSAL REGARDING TERM Shr Against For
LIMITS FOR DIRECTORS
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AMERICAN EXPRESS COMPANY Agenda: 932103473
CUSIP: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
W.G. BOWEN Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
01 P.R. DOLAN Mgmt For For
V.E. JORDAN, JR. Mgmt For For
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX- Shr Against For
YEAR TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
SEPARATE ANNUAL REPORT DESCRIBING THE
COMPANY S POLITICAL CONTRIBUTIONS.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 M. AIDINOFF Mgmt For For
P. CHIA Mgmt For For
M. COHEN Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt For For
E. FUTTER Mgmt For For
M. GREENBERG Mgmt For For
C. HILLS Mgmt For For
F. HOENEMEYER Mgmt For For
R. HOLBROOKE Mgmt For For
D. KANAK Mgmt For For
H. SMITH Mgmt For For
M. SULLIVAN Mgmt For For
E. TSE Mgmt For For
F. ZARB Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For
THE PROXY STATEMENT
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AON CORPORATION Agenda: 932133452
CUSIP: 037389103 Meeting Type: Annual
Ticker: AOC Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PATRICK G. RYAN Mgmt For For
EDGAR D. JANNOTTA Mgmt For For
JAN KALFF Mgmt For For
LESTER B. KNIGHT Mgmt For For
J. MICHAEL LOSH Mgmt For For
R. EDEN MARTIN Mgmt For For
ANDREW J. MCKENNA Mgmt For For
ROBERT S. MORRISON Mgmt For For
RICHARD C. NOTEBAERT Mgmt For For
MICHAEL D. O'HALLERAN Mgmt For For
JOHN W. ROGERS, JR Mgmt For For
GLORIA SANTONA Mgmt For For
CAROLYN Y. WOO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON S INDEPENDENT
AUDITORS.
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APPLERA CORPORATION Agenda: 932046142
CUSIP: 038020103 Meeting Type: Annual
Ticker: ABI Meeting Date: 10/16/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 RICHARD H. AYERS Mgmt For For
JEAN-LUC BELINGARD Mgmt For For
ROBERT H. HAYES Mgmt For For
ARNOLD J. LEVINE Mgmt For For
WILLIAM H. LONGFIELD Mgmt For For
THEODORE E. MARTIN Mgmt For For
CAROLYN W. SLAYMAN Mgmt For For
ORIN R. SMITH Mgmt For For
JAMES R. TOBIN Mgmt For For
TONY L. WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
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ASHLAND INC. Agenda: 932066889
CUSIP: 044204105 Meeting Type: Annual
Ticker: ASH Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ERNEST H. DREW Mgmt For For
MANNIE L. JACKSON Mgmt For For
THEODORE M. SOLSO Mgmt For For
MICHAEL J. WARD Mgmt For For
02 RATIFICATION OF ERNST & YOUNG AS Mgmt For For
INDEPENDENT AUDITORS FOR FISCAL 2004.
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AUTOMATIC DATA PROCESSING, INC. Agenda: 932040152
CUSIP: 053015103 Meeting Type: Annual
Ticker: ADP Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
LEON G. COOPERMAN Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
HARVEY M. KRUEGER Mgmt For For
FREDERIC V. MALEK Mgmt For For
HENRY TAUB Mgmt For For
ARTHUR F. WEINBACH Mgmt For For
JOSH S. WESTON Mgmt For For
02 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For
COMPANY S 2000 KEY EMPLOYEES STOCK
OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S EMPLOYEES SAVINGS- STOCK
PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 Mgmt For For
DIRECTOR STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
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AVON PRODUCTS, INC. Agenda: 932119464
CUSIP: 054303102 Meeting Type: Annual
Ticker: AVP Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 EDWARD T. FOGARTY Mgmt For For
SUSAN J. KROPF Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE AUTHORIZED SHARES OF COMMON
STOCK
04 RESOLUTION REGARDING ELIMINATION OF Shr For Against
CLASSIFIED BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL Shr Against For
OF PARABENS
06 RESOLUTION REGARDING REPORT ON REMOVAL Shr Against For
OF DIBUTYL PHTHALATE
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BANK OF AMERICA CORPORATION Agenda: 932152666
CUSIP: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM BARNET, III Mgmt For For
CHARLES W. COKER Mgmt For For
JOHN T. COLLINS Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
PAUL FULTON Mgmt For For
CHARLES K. GIFFORD Mgmt For For
DONALD E. GUINN Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
KENNETH D. LEWIS Mgmt For For
WALTER E. MASSEY Mgmt For For
THOMAS J. MAY Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
EUGENE M. MCQUADE Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
EDWARD L. ROMERO Mgmt For For
THOMAS M. RYAN Mgmt For For
01 O. TEMPLE SLOAN, JR. Mgmt For For
MEREDITH R. SPANGLER Mgmt For For
JACKIE M. WARD Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING Shr Against For
DATE
04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr Against For
DIRECTORS
05 STOCKHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS
06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr Against For
TRADING POLICIES
07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr Against For
INFORMATION SECURITY
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BANK OF AMERICA CORPORATION Agenda: 932091692
CUSIP: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt Against Against
STOCK PLAN
03 ADOPTION OF AN AMENDMENT TO INCREASE Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF
BANK OF AMERICA COMMON STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
BANK OF AMERICA SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
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THE BANK OF NEW YORK COMPANY, INC. Agenda: 932100302
CUSIP: 064057102 Meeting Type: Annual
Ticker: BK Meeting Date: 4/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MR. BIONDI Mgmt For For
MR. DONOFRIO Mgmt For For
MR. GRIFFITH Mgmt For For
MR. HASSELL Mgmt For For
MR. KOGAN Mgmt For For
MR. KOWALSKI Mgmt For For
MR. LUKE Mgmt For For
MR. MALONE Mgmt For For
01 MR. MYNERS Mgmt For For
MR. POZEN Mgmt For For
MS. REIN Mgmt For For
MR. RENYI Mgmt For For
MR. RICHARDSON Mgmt For For
MR. ROBERTS Mgmt For For
MR. SCOTT Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVAL OF AN AMENDMENT TO THE 2004 Mgmt Against Against
MANAGEMENT INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
POLITICAL CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
EXECUTIVE COMPENSATION
06 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
THE COMPOSITION OF THE RISK COMMITTEE
07 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr For Against
THE COMPANY S RIGHTS PLAN
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BANK ONE CORPORATION Agenda: 932150131
CUSIP: 06423A103 Meeting Type: Annual
Ticker: ONE Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MERGER PROPOSAL Mgmt For For
02 BRYAN Mgmt For For
BURKE Mgmt For For
CROWN Mgmt For For
DIMON Mgmt For For
FAY Mgmt For For
JACKSON Mgmt For For
KESSLER Mgmt For For
LIPP Mgmt For For
MANOOGIAN Mgmt For For
NOVAK Mgmt For For
ROGERS Mgmt For For
STRATTON Mgmt For For
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
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BECTON, DICKINSON AND COMPANY Agenda: 932080029
CUSIP: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 2/11/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 HENRY P. BECTON, JR. Mgmt For For
EDWARD F. DEGRAAN Mgmt For For
JAMES F. ORR Mgmt For For
MARGARETHA AF UGGLAS Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
03 ADOPTION OF 2004 EMPLOYEE AND DIRECTOR Mgmt For For
EQUITY-BASED COMPENSATION PLAN. THE
BOARD OF DIRECTORS RECOMMENDS A VOTE
AGAINST PROPOSAL 4.
04 CUMULATIVE VOTING. Shr For Against
- -------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION Agenda: 932098280
CUSIP: 079860102 Meeting Type: Annual
Ticker: BLS Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JAMES H. BLANCHARD Mgmt For For
ARMANDO M. CODINA Mgmt For For
LEO F. MULLIN Mgmt For For
02 RATIFY THE INDEPENDENT AUDITOR Mgmt For For
03 APPROVE AMENDMENT TO ELECT DIRECTORS Mgmt For For
ANNUALLY
04 APPROVE THE STOCK AND INCENTIVE Mgmt For For
COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE Shr Against For
COMPENSATION
06 SHAREHOLDER PROPOSAL RE: CEO Shr Against For
COMPENSATION
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr Against For
POLITICAL CONTRIBUTIONS
- -------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda: 932113020
CUSIP: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN H. BIGGS Mgmt For For
JOHN E. BRYSON Mgmt For For
01 LINDA Z. COOK Mgmt For For
ROZANNE L. RIDGWAY Mgmt For For
02 APPROVE AMENDMENTS TO ELIMINATE Mgmt For For
CERTAIN SUPERMAJORITY VOTE
REQUIREMENTS.
03 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
05 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
06 DECLASSIFY THE BOARD OF DIRECTORS. Shr For Against
07 ADOPT SIMPLE MAJORITY VOTE. Shr For Against
08 REQUIRE APPROVAL OF SEVERANCE Shr Against For
AGREEMENTS.
09 ADOPT RETENTION OF STOCK POLICY. Shr Against For
10 GIVE EMPLOYEES CHOICE OF PENSION PLANS Shr Against For
AT RETIREMENT OR TERMINATION.
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BRISTOL-MYERS SQUIBB COMPANY Agenda: 932113347
CUSIP: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.R. DOLAN Mgmt For For
L.V. GERSTNER, JR. Mgmt For For
L. JOHANSSON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shr Against For
04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shr Against For
05 SEPARATION OF CHAIRMAN AND CEO Shr Against For
POSITIONS
06 HIV/AIDS-TB-MALARIA Shr Against For
07 DIRECTOR VOTE THRESHOLD Shr Against For
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BURLINGTON NORTHERN SANTA FE CORPORA Agenda: 932108524
CUSIP: 12189T104 Meeting Type: Annual
Ticker: BNI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A.L. BOECKMANN Mgmt For For
V.S. MARTINEZ Mgmt For For
M.F. RACICOT Mgmt For For
R.S. ROBERTS Mgmt For For
M.K. ROSE Mgmt For For
01 M.J. SHAPIRO Mgmt For For
J.C. WATTS, JR. Mgmt For For
R.H. WEST Mgmt For For
J.S. WHISLER Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
M.B. YANNEY Mgmt For For
02 APPROVAL OF THE BURLINGTON NORTHERN Mgmt For For
SANTA FE 1999 STOCK INCENTIVE PLAN, AS
PROPOSED TO BE AMENDED AND RESTATED.
03 ADVISE ON THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR
2004.
- -------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda: 932117763
CUSIP: 125509109 Meeting Type: Annual
Ticker: CI Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. CAMPBELL Mgmt For For
JANE E. HENNEY, M.D. Mgmt For For
CHARLES R. SHOEMATE Mgmt Withheld Against
LOUIS W. SULLIVAN, M.D. Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda: 932098622
CUSIP: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICKY ARISON Mgmt For For
AMB RICHARD G. CAPEN JR Mgmt For For
ROBERT H. DICKINSON Mgmt For For
ARNOLD W. DONALD Mgmt For For
PIER LUIGI FOSCHI Mgmt For For
HOWARD S. FRANK Mgmt For For
BARONESS HOGG Mgmt For For
A. KIRK LANTERMAN Mgmt For For
MODESTO A. MAIDIQUE Mgmt For For
JOHN P. MCNULTY Mgmt For For
PETER RATCLIFFE Mgmt For For
SIR JOHN PARKER Mgmt For For
01 STUART SUBOTNICK Mgmt For For
UZI ZUCKER Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR CARNIVAL
CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION
OF THE INDEPENDENT AUDITORS.
04 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
FOR CARNIVAL PLC FOR THE FINANCIAL
PERIOD ENDED NOVEMBER 30, 2003.
05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT OF CARNIVAL PLC.
06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For
ALLOT SHARES BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF PRE- Mgmt For For
EMPTION RIGHTS FOR CARNIVAL PLC SHARES.
- -------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda: 932099181
CUSIP: 149123101 Meeting Type: Annual
Ticker: CAT Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN T. DILLON Mgmt For For
JUAN GALLARDO Mgmt For For
WILLIAM A. OSBORN Mgmt For For
GORDON R. PARKER Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
02 AMEND OPTION PLAN Mgmt Against Against
03 RATIFY AUDITORS Mgmt For For
04 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shr For Against
05 STOCKHOLDER PROPOSAL - SALE OF Shr Against For
EQUIPMENT TO ISRAEL
06 STOCKHOLDER PROPOSAL - HIV/AIDS Shr Against For
- -------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION Agenda: 932115707
CUSIP: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.H. ARMACOST Mgmt For For
R.E. DENHAM Mgmt For For
01 R.J. EATON Mgmt For For
S. GINN Mgmt For For
C.A. HILLS Mgmt For For
F.G. JENIFER Mgmt For For
J.B. JOHNSTON Mgmt For For
S. NUNN Mgmt For For
D.J. O'REILLY Mgmt For For
P.J. ROBERTSON Mgmt For For
C.R. SHOEMATE Mgmt For For
C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
03 SHOW SUPPORT FOR THE STOCKHOLDER Mgmt Against Against
RIGHTS PLAN POLICY
04 APPROVAL OF THE LONG-TERM INCENTIVE Mgmt For For
PLAN
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For
06 POLITICAL DISCLOSURE Shr Against For
07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
08 REPORT ON ECUADOR Shr Against For
09 RENEWABLE ENERGY Shr Against For
- -------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt For For
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
DUDLEY C. MECUM Mgmt For For
RICHARD D. PARSONS Mgmt For For
ANDRALL E. PEARSON Mgmt For For
CHARLES PRINCE Mgmt For For
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
SANFORD I. WEILL Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS CITIGROUP S INDEPENDENT
AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB Shr Against For
ON EXECUTIVE COMPENSATION, NO FUTURE
STOCK OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS,
OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
- -------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda: 932100352
CUSIP: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HERBERT A. ALLEN Mgmt For For
RONALD W. ALLEN Mgmt For For
CATHLEEN P. BLACK Mgmt For For
WARREN E. BUFFETT Mgmt For For
DOUGLAS N. DAFT Mgmt For For
BARRY DILLER Mgmt For For
DONALD R. KEOUGH Mgmt For For
SUSAN BENNETT KING Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
DONALD F. MCHENRY Mgmt For For
ROBERT L. NARDELLI Mgmt For For
SAM NUNN Mgmt For For
J. PEDRO REINHARD Mgmt For For
JAMES D. ROBINSON III Mgmt For For
PETER V. UEBERROTH Mgmt For For
JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
03 SHARE-OWNER PROPOSAL REGARDING REPORT Shr For For
RELATED TO GLOBAL HIV/AIDS PANDEMIC
04 SHARE-OWNER PROPOSAL REGARDING STOCK Shr Against For
OPTION GLASS CEILING REPORT
05 SHARE-OWNER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION
06 SHARE-OWNER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK
07 SHARE-OWNER PROPOSAL REGARDING SENIOR Shr Against For
EXECUTIVE PARTICIPATION IN COMPANY S
COMPENSATION AND DEFERRAL INVESTMENT
PROGRAM
08 SHARE-OWNER PROPOSAL ON CHINA BUSINESS Shr Against For
PRINCIPLES
09 SHARE-OWNER PROPOSAL REGARDING Shr Against For
SEPARATE POSITIONS OF CEO AND CHAIRMAN
- -------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda: 932122637
CUSIP: 200340107 Meeting Type: Annual
Ticker: CMA Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RALPH W. BABB, JR. Mgmt For For
JAMES F. CORDES Mgmt For For
PETER D. CUMMINGS Mgmt For For
TODD W. HERRICK Mgmt For For
WILLIAM P. VITITOE Mgmt For For
KENNETH L. WAY Mgmt For For
02 APPROVAL AND RATIFICATION OF THE Mgmt For For
COMERICA INCORPORATED AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE PLAN
03 APPROVAL OF THE COMERICA INCORPORATED Mgmt For For
INCENTIVE PLAN FOR NON- EMPLOYEE
DIRECTORS
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
- -------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda: 932036913
CUSIP: 205887102 Meeting Type: Annual
Ticker: CAG Meeting Date: 9/25/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID H. BATCHELDER Mgmt For For
ROBERT A. KRANE Mgmt For For
MARK H. RAUENHORST Mgmt For For
BRUCE ROHDE Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 STOCKHOLDER PROPOSAL - GENETICALLY Shr Against For
ENGINEERED FOOD
04 STOCKHOLDER PROPOSAL - STOCK OPTION Shr Against For
PLAN CHANGES
05 STOCKHOLDER PROPOSAL - STOCKHOLDER Shr For Against
RIGHTS PLAN
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
DELPHI CORPORATION Agenda: 932106152
CUSIP: 247126105 Meeting Type: Annual
Ticker: DPH Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 OSCAR BERNARDES Mgmt For For
DR. BERND GOTTSCHALK Mgmt For For
JOHN D. OPIE Mgmt For For
02 RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS
03 APPROVE THE DELPHI CORPORATION ANNUAL Mgmt For For
INCENTIVE PLAN
04 APPROVE THE DELPHI CORPORATION LONG- Mgmt Against Against
TERM INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL RELATING TO THE Shr For Against
REDEMPTION OF DELPHI S STOCKHOLDER
RIGHTS PLAN
06 STOCKHOLDER PROPOSAL RELATING TO THE Shr For Against
ANNUAL ELECTION OF DIRECTORS
07 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
ADOPTION OF CODE FOR DELPHI S
INTERNATIONAL OPERATIONS
- -------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda: 932157628
CUSIP: 25179M103 Meeting Type: Annual
Ticker: DVN Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS F. FERGUSON Mgmt For For
PETER J. FLUOR Mgmt For For
DAVID M. GAVRIN Mgmt For For
MICHAEL E. GELLERT Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2004.
03 REVISE DIRECTOR ELECTION VOTE Shr Against For
THRESHOLD
- -------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda: 932100439
CUSIP: 25746U109 Meeting Type: Annual
Ticker: D Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SUSAN B. ALLEN Mgmt For For
PETER W. BROWN Mgmt For For
RONALD J. CALISE Mgmt For For
THOS. E. CAPPS Mgmt For For
GEORGE A. DAVIDSON, JR. Mgmt For For
JOHN W. HARRIS Mgmt For For
ROBERT S. JEPSON, JR. Mgmt For For
BENJAMIN J. LAMBERT III Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
MARGARET A. MCKENNA Mgmt For For
KENNETH A. RANDALL Mgmt For For
FRANK S. ROYAL Mgmt For For
S. DALLAS SIMMONS Mgmt For For
ROBERT H. SPILMAN Mgmt For For
DAVID A. WOLLARD Mgmt For For
02 RETENTION OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda: 932111812
CUSIP: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD A. ALLEMANG Mgmt For For
JOHN C. DANFORTH Mgmt For For
JEFF M. FETTIG Mgmt For For
ANDREW N. LIVERIS Mgmt For For
JAMES M. RINGLER Mgmt For For
WILLIAM S. STAVROPOULOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION FOR THE ANNUAL
ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
- -------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. Agenda: 932108168
CUSIP: 260561105 Meeting Type: Annual
Ticker: DJ Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 IRVINE O. HOCKADAY, JR. Mgmt For For
VERNON E. JORDAN, JR. Mgmt For For
LEWIS B. CAMPBELL Mgmt For For
DIETER VON HOLTZBRINCK Mgmt For For
ELIZABETH STEELE Mgmt For For
02 APPROVAL OF AUDITORS FOR 2004. Mgmt For For
03 AMENDMENT TO THE COMPANY S 2001 LONG- Mgmt Against Against
TERM INCENTIVE PLAN TO INCREASE THE
SHARES RESERVED FOR ISSUANCE FROM
7,000,000 TO 9,000,000 SHARES.
04 STOCKHOLDER PROPOSAL TO SEPARATE THE Shr For Against
POSITIONS OF CHAIRMAN OF THE BOARD AND
CHIEF EXECUTIVE OFFICER.
- -------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda: 932109677
CUSIP: 264399106 Meeting Type: Annual
Ticker: DUK Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL M. ANDERSON Mgmt For For
ANN M. GRAY Mgmt For For
MICHAEL E.J. PHELPS Mgmt For For
JAMES T. RHODES Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS DUKE ENERGY S INDEPENDENT AUDITORS
FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
DECLASSIFICATION OF DUKE ENERGY S
BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
- -------------------------------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORPORATION Agenda: 932133135
CUSIP: 285661104 Meeting Type: Annual
Ticker: EDS Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER A. ENRICO Mgmt For For
ELLEN M. HANCOCK Mgmt For For
C. ROBERT KIDDER Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL REGARDING Shr For Against
CLASSIFIED BOARD.
04 SHAREHOLDER PROPOSAL REGARDING RIGHTS Shr For Against
PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTE.
- -------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda: 932076791
CUSIP: 291011104 Meeting Type: Annual
Ticker: EMR Meeting Date: 2/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. FERNANDEZ G. Mgmt For For
C.F. KNIGHT Mgmt For For
G.A. LODGE Mgmt For For
R.L. RIDGWAY Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RE-APPROVAL OF PERFORMANCE MEASURES Mgmt For For
UNDER THE EMERSON ELECTRIC CO. 1997
INCENTIVE SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST Agenda: 932130886
CUSIP: 294741103 Meeting Type: Annual
Ticker: EOP Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS E. DOBROWSKI Mgmt For For
WILLIAM M. GOODYEAR Mgmt For For
JAMES D. HARPER, JR. Mgmt For For
RICHARD D. KINCAID Mgmt For For
DAVID K. MCKOWN Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
EDWIN N. SIDMAN Mgmt For For
J. H.W.R. VAN DER VLIST Mgmt For For
SAMUEL ZELL Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda: 932139098
CUSIP: 29476L107 Meeting Type: Annual
Ticker: EQR Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
BRUCE W. DUNCAN Mgmt For For
STEPHEN O. EVANS Mgmt For For
JAMES D. HARPER, JR. Mgmt For For
BOONE A. KNOX Mgmt For For
DESIREE G. ROGERS Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
02 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
DECLARATION OF TRUST TO REMOVE A
POTENTIAL ANTI-TAKEOVER DEFENSE.
03 RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda: 932103423
CUSIP: 30161N101 Meeting Type: Annual
Ticker: EXC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NICHOLAS DEBENEDICTIS Mgmt For For
G. FRED DIBONA, JR. Mgmt For For
SUE L. GIN Mgmt For For
EDGAR D. JANNOTTA Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR Mgmt For For
SENIOR EXECUTIVES
- -------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda: 932133123
CUSIP: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. BOSKIN Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.J. LONGWELL Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt For For
L.R. RAYMOND Mgmt For For
W.V. SHIPLEY Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 27).
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR Mgmt For For
RESTRICTED STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
05 POLITICAL CONTRIBUTIONS REPORT (PAGE Shr Against For
32).
06 MEDIA RESPONSE ON EQUATORIAL GUINEA Shr Against For
(PAGE 34).
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr Against For
08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr Against For
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For
- -------------------------------------------------------------------------------------------------------
FPL GROUP, INC. Agenda: 932114642
CUSIP: 302571104 Meeting Type: Annual
Ticker: FPL Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. JESSE ARNELLE Mgmt For For
SHERRY S. BARRAT Mgmt For For
ROBERT M. BEALL, II Mgmt For For
J. HYATT BROWN Mgmt For For
JAMES L. CAMAREN Mgmt For For
LEWIS HAY III Mgmt For For
FREDERIC V. MALEK Mgmt For For
MICHAEL H. THAMAN Mgmt For For
PAUL R. TREGURTHA Mgmt For For
FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
LONG TERM INCENTIVE PLAN, IN AN
AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN Mgmt For For
AS REQUIRED BY THE INTERNAL REVENUE
CODE.
05 APPROVAL OF THE PERFORMANCE-BASED Mgmt For For
AWARDS PROVISIONS OF THE AMENDED AND
RESTATED LONG TERM INCENTIVE PLAN AS
REQUIRED BY THE INTERNAL REVENUE
CODE.
06 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
RESTATED ARTICLES OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- -------------------------------------------------------------------------------------------------------
FEDERAL HOME LOAN MORTGAGE CORPORATI Agenda: 932098343
CUSIP: 313400301 Meeting Type: Annual
Ticker: FRE Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOAN E. DONOGHUE Mgmt For For
MICHELLE ENGLER Mgmt For For
RICHARD KARL GOELTZ Mgmt For For
GEORGE D. GOULD Mgmt For For
HENRY KAUFMAN Mgmt For For
JOHN B. MCCOY Mgmt For For
01 SHAUN F. O'MALLEY Mgmt For For
RONALD F. POE Mgmt For For
STEPHEN A. ROSS Mgmt For For
DONALD J. SCHUENKE Mgmt For For
CHRISTINA SEIX Mgmt For For
RICHARD F. SYRON Mgmt For For
WILLIAM J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE YEAR 2003
- -------------------------------------------------------------------------------------------------------
FANNIE MAE Agenda: 932154420
CUSIP: 313586109 Meeting Type: Annual
Ticker: FNM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.B. ASHLEY Mgmt For For
K.M. DUBERSTEIN Mgmt For For
T.P. GERRITY Mgmt For For
T. HOWARD Mgmt For For
A. KOROLOGOS Mgmt For For
F.V. MALEK Mgmt For For
D.B. MARRON Mgmt For For
D.H. MUDD Mgmt For For
A.M. MULCAHY Mgmt For For
J.K. PICKETT Mgmt For For
L. RAHL Mgmt For For
F.D. RAINES Mgmt For For
H.P. SWYGERT Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS
03 APPROVAL OF AN AMENDMENT TO THE FANNIE Mgmt For For
MAE EMPLOYEE STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE Shr For Against
CUMULATIVE VOTING
- -------------------------------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORPORATION Agenda: 932093519
CUSIP: 339030108 Meeting Type: Special
Ticker: FBF Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT Mgmt For For
02 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
FLEETBOSTON SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- -------------------------------------------------------------------------------------------------------
GAP, INC. Agenda: 932114969
CUSIP: 364760108 Meeting Type: Annual
Ticker: GPS Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HOWARD BEHAR Mgmt For For
ADRIAN D.P. BELLAMY Mgmt For For
DONALD G. FISHER Mgmt For For
DORIS F. FISHER Mgmt For For
ROBERT J. FISHER Mgmt For For
GLENDA A. HATCHETT Mgmt For For
PENELOPE L. HUGHES Mgmt For For
BOB L. MARTIN Mgmt For For
JORGE P. MONTOYA Mgmt For For
PAUL S. PRESSLER Mgmt For For
JAMES M. SCHNEIDER Mgmt For For
MAYO A. SHATTUCK III Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND Mgmt For For
RESTATE THE COMPANY S EXECUTIVE
MANAGEMENT INCENTIVE CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION
- -------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda: 932119440
CUSIP: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 N.D. CHABRAJA Mgmt For For
J.S. CROWN Mgmt For For
L. CROWN Mgmt For For
W.P. FRICKS Mgmt For For
C.H. GOODMAN Mgmt For For
J.L. JOHNSON Mgmt For For
G.A. JOULWAN Mgmt For For
01 P.G. KAMINSKI Mgmt For For
J.M. KEANE Mgmt For For
L.L. LYLES Mgmt For For
C.E. MUNDY, JR. Mgmt For For
R. WALMSLEY Mgmt For For
02 APPROVAL OF THE EQUITY COMPENSATION Mgmt For For
PLAN.
03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against
POISON PILLS.
04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
FOREIGN MILITARY SALES.
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr For Against
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr Against For
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
KENNETH G. LANGONE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE Mgmt For For
OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr Against For
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda: 932036127
CUSIP: 370334104 Meeting Type: Annual
Ticker: GIS Meeting Date: 9/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN R. DEMERITT Mgmt For For
LIVIO D. DESIMONE Mgmt For For
WILLIAM T. ESREY Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
JUDITH R. HOPE Mgmt For For
ROBERT L. JOHNSON Mgmt For For
JOHN M. KEENAN Mgmt For For
HEIDI G. MILLER Mgmt For For
H. OCHOA-BRILLEMBOURG Mgmt For For
STEPHEN W. SANGER Mgmt For For
A. MICHAEL SPENCE Mgmt For For
DOROTHY A. TERRELL Mgmt For For
RAYMOND G. VIAULT Mgmt For For
PAUL S. WALSH Mgmt For For
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
03 ADOPTION OF THE GENERAL MILLS, INC. Mgmt For For
2003 STOCK COMPENSATION PLAN.
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932143059
CUSIP: 370442105 Meeting Type: Annual
Ticker: GM Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.N. BARNEVIK Mgmt For For
J.H. BRYAN Mgmt For For
A.M. CODINA Mgmt For For
G.M.C. FISHER Mgmt For For
01 K. KATEN Mgmt For For
K. KRESA Mgmt For For
A.G. LAFLEY Mgmt For For
P.A. LASKAWY Mgmt For For
E.S. O'NEAL Mgmt For For
E. PFEIFFER Mgmt For For
G.R. WAGONER, JR. Mgmt For For
02 RATIFY SELECTION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
03 ELIMINATE AWARDING, REPRICING, OR Shr Against For
RENEWING STOCK OPTIONS
04 ELIMINATE OPTIONS, SARS, AND SEVERANCE Shr Against For
PAYMENTS
05 REQUIRE AN INDEPENDENT CHAIRMAN Shr Against For
SEPARATE FROM CHIEF EXECUTIVE OFFICER
06 APPOINT INDEPENDENT DIRECTORS TO KEY Shr Against For
BOARD COMMITTEES
07 REPORT ON GREENHOUSE GAS EMISSIONS Shr Against For
08 APPROVE GOLDEN PARACHUTES Shr Against For
09 REQUIRE SENIOR EXECUTIVES AND Shr Against For
DIRECTORS TO RETAIN STOCK OBTAINED BY
EXERCISING OPTIONS
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932040380
CUSIP: 370442105 Meeting Type: Consent
Ticker: GM Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For
AMENDMENT
02 RATIFICATION OF THE NEW HUGHES Mgmt For For
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For
INCLUDING THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK SALE Mgmt For For
05 RATIFICATION OF THE NEWS STOCK Mgmt For For
ACQUISITION
06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For
AMENDMENT
- -------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda: 932100299
CUSIP: 372460105 Meeting Type: Annual
Ticker: GPC Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEAN DOUVILLE Mgmt For For
MICHAEL M.E. JOHNS, MD Mgmt For For
J. HICKS LANIER Mgmt For For
WENDY B. NEEDHAM Mgmt For For
02 APPROVAL OF GENUINE PARTS COMPANY S Mgmt For For
2004 ANNUAL INCENTIVE BONUS PLAN.
03 RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
04 SHAREHOLDER PROPOSAL REGARDING POISON Shr For Against
PILL.
05 SHAREHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTED SHARE PROGRAMS IN LIEU OF
STOCK OPTIONS IN EXECUTIVE
COMPENSATION.
- -------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION Agenda: 932120366
CUSIP: 373298108 Meeting Type: Annual
Ticker: GP Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BARBARA L. BOWLES* Mgmt For For
DONALD V. FITES* Mgmt For For
DAVID R. GOODE* Mgmt For For
KAREN N. HORN* Mgmt For For
WILLIAM R. JOHNSON* Mgmt For For
JAMES B. WILLIAMS** Mgmt For For
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC Mgmt For For
CORPORATION LONG-TERM INCENTIVE PLAN
TO ADD STOCK APPRECIATION RIGHTS,
KNOWN AS SARS, AS PERMITTED AWARDS
UNDER THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA- Mgmt For For
PACIFIC CORPORATION SHORT-TERM
INCENTIVE PLAN SO THAT INCENTIVE
COMPENSATION AWARDS PAID UNDER THE
PLAN WILL BE FULLY DEDUCTIBLE UNDER
162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
OUR INDEPENDENT AUDITORS, ERNST &
YOUNG LLP, AS AUDITORS FOR OUR FISCAL
YEAR ENDING JANUARY 1, 2005.
- -------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda: 932046178
CUSIP: 413875105 Meeting Type: Annual
Ticker: HRS Meeting Date: 10/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH L. DIONNE Mgmt For For
DAVID B. RICKARD Mgmt For For
GREGORY T. SWIENTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
- -------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda: 932032460
CUSIP: 423074103 Meeting Type: Annual
Ticker: HNZ Meeting Date: 9/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W.R. JOHNSON Mgmt For For
C.E. BUNCH Mgmt For For
M.C. CHOKSI Mgmt For For
L.S. COLEMAN, JR. Mgmt For For
P.H. COORS Mgmt For For
E.E. HOLIDAY Mgmt For For
C. KENDLE Mgmt For For
D.R. O'HARE Mgmt For For
L.C. SWANN Mgmt For For
T.J. USHER Mgmt For For
J.M. ZIMMERMAN Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
- -------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L.T. BABBIO, JR. Mgmt For For
P.C. DUNN Mgmt For For
C.S. FIORINA Mgmt For For
R.A. HACKBORN Mgmt For For
G.A. KEYWORTH II Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
01 S.M. LITVACK Mgmt For For
R.L. RYAN Mgmt For For
L.S. SALHANY Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP Mgmt For For
AS HEWLETT-PACKARD COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD Mgmt Against Against
COMPANY 2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr For Against
OPTION EXPENSING PROPOSAL
- -------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda: 932120532
CUSIP: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRAIG R. BARRETT Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
E. JOHN P. BROWNE Mgmt For For
ANDREW S. GROVE Mgmt For For
D. JAMES GUZY Mgmt For For
REED E. HUNDT Mgmt For For
PAUL S. OTELLINI Mgmt For For
DAVID S. POTTRUCK Mgmt For For
JANE E. SHAW Mgmt For For
JOHN L. THORNTON Mgmt For For
DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN
04 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
EXPENSING OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
USE OF PERFORMANCE-VESTING STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
USE OF PERFORMANCE-BASED STOCK OPTIONS
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
C. GHOSN Mgmt For For
N.O. KEOHANE Mgmt For For
C.F. KNIGHT Mgmt For For
L.A. NOTO Mgmt For For
S.J. PALMISANO Mgmt For For
J.B. SLAUGHTER Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
C.M. VEST Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE
BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr For Against
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr Against For
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING Shr For Against
STOCK OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA Shr Against For
BUSINESS PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For
EXECUTIVE COMPENSATION POLICIES (PAGE
32)
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda: 932135898
CUSIP: 460146103 Meeting Type: Annual
Ticker: IP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARTHA F. BROOKS* Mgmt For For
01 JAMES A. HENDERSON* Mgmt For For
ROBERT D. KENNEDY* Mgmt For For
W. CRAIG MCCLELLAND* Mgmt For For
ROBERT M. AMEN** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
03 APPROVAL OF THE AMENDED LONG-TERM Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
04 REAFFIRMATION OF THE PERFORMANCE GOALS Mgmt For For
UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
05 PROPOSAL RELATING TO LIMITING Shr Against For
COMPENSATION OF CHIEF EXECUTIVE
OFFICER.
- -------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 HANS W. BECHERER Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
JOHN H. BIGGS Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
HELENE L. KAPLAN Mgmt For For
LEE R. RAYMOND Mgmt For For
JOHN R. STAFFORD Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt Against Against
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr Against For
07 CHARITABLE CONTRIBUTIONS Shr Against For
08 POLITICAL CONTRIBUTIONS Shr Against For
09 SEPARATION OF CHAIRMAN AND CEO Shr Against For
10 DERIVATIVE DISCLOSURE Shr Against For
11 AUDITOR INDEPENDENCE Shr Against For
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- -------------------------------------------------------------------------------------------------------
JEFFERSON-PILOT CORPORATION Agenda: 932117737
CUSIP: 475070108 Meeting Type: Annual
Ticker: JP Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS R. GLASS* Mgmt For For
G.W. HENDERSON, III* Mgmt For For
PATRICK S. PITTARD* Mgmt For For
ROBERT G. GREER** Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
03 APPROVE NON-EMPLOYEE DIRECTORS STOCK Mgmt For For
OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda: 932103219
CUSIP: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GERARD N. BURROW Mgmt For For
MARY S. COLEMAN Mgmt For For
JAMES G. CULLEN Mgmt For For
ROBERT J. DARRETTA Mgmt For For
M. JUDAH FOLKMAN Mgmt For For
ANN D. JORDAN Mgmt For For
ARNOLD G. LANGBO Mgmt For For
SUSAN L. LINDQUIST Mgmt For For
LEO F. MULLIN Mgmt For For
STEVEN S REINEMUND Mgmt For For
DAVID SATCHER Mgmt For For
HENRY B. SCHACHT Mgmt For For
WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda: 932098723
CUSIP: 494368103 Meeting Type: Annual
Ticker: KMB Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PASTORA S.J. CAFFERTY Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
LINDA JOHNSON RICE Mgmt For For
MARC J. SHAPIRO Mgmt For For
02 APPROVAL OF AMENDMENTS TO 2001 EQUITY Mgmt For For
PARTICIPATION PLAN
03 APPROVAL OF AUDITORS Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
CORPORATION S AMENDED AND RESTATED
RIGHTS AGREEMENT
- -------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. Agenda: 932126887
CUSIP: 499040103 Meeting Type: Annual
Ticker: KRI Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARK A. ERNST Mgmt For For
K. FOLEY FELDSTEIN Mgmt For For
THOMAS P. GERRITY Mgmt For For
GONZALO F. VALDES-FAULI Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP
- -------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda: 932099244
CUSIP: 50075N104 Meeting Type: Annual
Ticker: KFT Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LOUIS C. CAMILLERI Mgmt For For
ROGER K. DEROMEDI Mgmt For For
DINYAR S. DEVITRE Mgmt For For
W. JAMES FARRELL Mgmt For For
BETSY D. HOLDEN Mgmt For For
JOHN C. POPE Mgmt For For
MARY L. SCHAPIRO Mgmt For For
CHARLES R. WALL Mgmt For For
DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda: 932116329
CUSIP: 524660107 Meeting Type: Annual
Ticker: LEG Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAYMOND F. BENTELE Mgmt For For
RALPH W. CLARK Mgmt For For
HARRY M. CORNELL, JR. Mgmt For For
ROBERT TED ENLOE, III Mgmt For For
RICHARD T. FISHER Mgmt For For
KARL G. GLASSMAN Mgmt For For
DAVID S. HAFFNER Mgmt For For
JUDY C. ODOM Mgmt For For
MAURICE E. PURNELL, JR. Mgmt For For
FELIX E. WRIGHT Mgmt For For
02 THE RATIFICATION OF THE BOARD S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
03 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
1989 DISCOUNT STOCK PLAN TO AUTHORIZE
AN ADDITIONAL 4 MILLION SHARES.
04 THE APPROVAL OF THE 2004 KEY OFFICERS Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda: 932101645
CUSIP: 532457108 Meeting Type: Annual
Ticker: LLY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.C. BEERING Mgmt For For
W. BISCHOFF Mgmt For For
F.G. PRENDERGAST Mgmt For For
K.P. SEIFERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR
2004.
03 APPROVE THE ELI LILLY AND COMPANY Mgmt For For
BONUS PLAN.
04 PROPOSAL BY SHAREHOLDERS THAT THE Shr Against For
BOARD ADOPT A COMPENSATION PROGRAM
LIMITING THE COMPENSATION OF SENIOR
EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE Shr Against For
BOARD REPORT ON HOW THE COMPANY WILL
RESPOND TO PRESSURE TO INCREASE ACCESS
TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- -------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda: 932130367
CUSIP: 534187109 Meeting Type: Annual
Ticker: LNC Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. AVERY Mgmt For For
JON A. BOSCIA Mgmt For For
ERIC G. JOHNSON Mgmt For For
GLENN F. TILTON Mgmt For For
02 TO APPROVE OR DISAPPROVE A DEFERRED Mgmt For For
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS
- -------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda: 932051028
CUSIP: 535678106 Meeting Type: Annual
Ticker: LLTC Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. SWANSON, JR. Mgmt For For
DAVID S. LEE Mgmt For For
LEO T. MCCARTHY Mgmt For For
RICHARD M. MOLEY Mgmt For For
THOMAS S. VOLPE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 27, 2004.
- -------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda: 932107344
CUSIP: 539830109 Meeting Type: Annual
Ticker: LMT Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E.C."PETE"ALDRIDGE, JR. Mgmt For For
NOLAN D. ARCHIBALD Mgmt For For
01 NORMAN R. AUGUSTINE Mgmt For For
MARCUS C. BENNETT Mgmt For For
VANCE D. COFFMAN Mgmt For For
GWENDOLYN S. KING Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
EUGENE F. MURPHY Mgmt For For
JOSEPH W. RALSTON Mgmt For For
FRANK SAVAGE Mgmt Withheld Against
ANNE STEVENS Mgmt For For
ROBERT J. STEVENS Mgmt For For
JAMES R. UKROPINA Mgmt For For
DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr For Against
05 STOCKHOLDER PROPOSAL BY UNITED Shr Against For
ASSOCIATION S&P 500 INDEX FUND
06 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
MERCY AND OTHER GROUPS
- -------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda: 932151525
CUSIP: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEONARD L. BERRY Mgmt For For
PAUL FULTON Mgmt For For
DAWN E. HUDSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
STEPHEN F. PAGE Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
ROBERT L. TILLMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda: 932124566
CUSIP: 559222401 Meeting Type: Annual
Ticker: MGA Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A WILLIAM H. FIKE Mgmt For For
MANFRED GINGL Mgmt For For
MICHAEL D. HARRIS Mgmt For For
EDWARD C. LUMLEY Mgmt For For
KLAUS MANGOLD Mgmt For For
KARLHEINZ MUHR Mgmt For For
GERHARD RANDA Mgmt For For
DONALD RESNICK Mgmt For For
ROYDEN R. RICHARDSON Mgmt For For
FRANK STRONACH Mgmt For For
FRANZ VRANITZKY Mgmt For For
SIEGFRIED WOLF Mgmt For For
B TO VOTE FOR OR ABSTAIN IN RESPECT OF Mgmt For For
THE RE-APPOINTMENT OF ERNST & YOUNG
LLP AS THE AUDITOR OF THE CORPORATION,
BASED ON THE RECOMMENDATION OF THE
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS, AND AUTHORIZING THE AUDIT
COMMITTEE TO FIX THE AUDITOR S
REMUNERATION.
- -------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda: 932028093
CUSIP: 559222401 Meeting Type: Special
Ticker: MGA Meeting Date: 8/19/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THE SPECIAL RESOLUTION (THE SPECIAL Mgmt For For
RESOLUTION) AUTHORIZING THE SPIN-OFF
OF MI DEVELOPMENTS INC., THE FULL TEXT
OF WHICH IS ATTACHED AS APPENDIX A TO
THE MANAGEMENT INFORMATION
CIRCULAR/PROXY STATEMENT OF THE
CORPORATION DATED JULY 8, 2003 (THE
CIRCULAR), AS SUCH SPECIAL RESOLUTION
MAY BE AMENDED OR VARIED AT THE
SPECIAL MEETING.
- -------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda: 932099256
CUSIP: 565849106 Meeting Type: Annual
Ticker: MRO Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES F. BOLDEN, JR Mgmt For For
CHARLES R. LEE Mgmt For For
DENNIS H. REILLEY Mgmt For For
THOMAS J. USHER Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL TO ADOPT A Shr Against For
CLIMATE CHANGE RESOLUTION
04 STOCKHOLDER PROPOSAL TO LIMIT Shr For Against
SEVERANCE COMPENSATION FOR SENIOR
EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda: 932121697
CUSIP: 571748102 Meeting Type: Annual
Ticker: MMC Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. BERNARD Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
ZACHARY W. CARTER Mgmt For For
ROBERT F. ERBURU Mgmt For For
OSCAR FANJUL Mgmt For For
RAY J. GROVES Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda: 932125328
CUSIP: 577081102 Meeting Type: Annual
Ticker: MAT Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EUGENE P. BEARD Mgmt For For
MICHAEL J. DOLAN Mgmt For For
ROBERT A. ECKERT Mgmt For For
TULLY M. FRIEDMAN Mgmt For For
RONALD M. LOEB Mgmt For For
DR. ANDREA L. RICH Mgmt For For
01 RONALD L. SARGENT Mgmt For For
CHRISTOPHER A. SINCLAIR Mgmt For For
G. CRAIG SULLIVAN Mgmt For For
JOHN L. VOGELSTEIN Mgmt For For
KATHY BRITTAIN WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr Against For
MANAGEMENT COMPENSATION.
04 STOCKHOLDER PROPOSAL REGARDING Shr Against For
SERVICES PERFORMED BY INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
THE MAY DEPARTMENT STORES COMPANY Agenda: 932147603
CUSIP: 577778103 Meeting Type: Annual
Ticker: MAY Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A EUGENE S. KAHN Mgmt For For
HELENE L. KAPLAN Mgmt For For
JAMES M. KILTS Mgmt For For
RUSSELL E. PALMER Mgmt For For
WILLIAM P. STIRITZ Mgmt For For
B RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
C PROPOSAL TO AMEND MAY S EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN FOR
CORPORATE EXECUTIVES.
D PROPOSAL TO AMEND MAY S 1994 STOCK Mgmt For For
INCENTIVE PLAN.
E PROPOSAL BY A SHAREOWNER CONCERNING A Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda: 932122675
CUSIP: 580135101 Meeting Type: Annual
Ticker: MCD Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BRENNAN Mgmt For For
WALTER E. MASSEY Mgmt For For
JOHN W. ROGERS, JR. Mgmt For For
ANNE-MARIE SLAUGHTER Mgmt For For
ROGER W. STONE Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF MCDONALD S CORPORATION Mgmt For For
AMENDED AND RESTATED 2001 OMNIBUS
STOCK OWNERSHIP PLAN
04 APPROVAL OF MCDONALD S CORPORATION Mgmt For For
2004 CASH INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
MEADWESTVACO CORPORATION Agenda: 932102546
CUSIP: 583334107 Meeting Type: Annual
Ticker: MWV Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM E. HOGLUND Mgmt For For
DOUGLAS S. LUKE Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
JANE L. WARNER Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda: 932102306
CUSIP: 589331107 Meeting Type: Annual
Ticker: MRK Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER C. WENDELL* Mgmt For For
WILLIAM G. BOWEN** Mgmt For For
WILLIAM M. DALEY** Mgmt For For
THOMAS E. SHENK** Mgmt For For
WENDELL P. WEEKS** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR
03 PROPOSAL TO AMEND THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
MANAGEMENT COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
EXTENSION OF PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
ETHICAL AND SOCIAL PERFORMANCE OF THE
COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr Against For
SHAREHOLDER RESOURCES FOR POLITICAL
PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A Shr Against For
REPORT RELATED TO THE GLOBAL HIV/AIDS
PANDEMIC
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt For For
02 ADOPTION OF THE AMENDMENTS TO THE 2001 Mgmt For For
STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 Mgmt For For
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda: 932020768
CUSIP: 595017104 Meeting Type: Annual
Ticker: MCHP Meeting Date: 8/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO AMEND OUR 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
UNDER SUCH PLAN BY 975,000 SHARES.
03 PROPOSAL TO AMEND OUR 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO ADD, COMMENCING
JANUARY 1, 2005, AN ANNUAL AUTOMATIC
INCREASE IN THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER SUCH PLAN.
- -------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda: 932106265
CUSIP: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. ZANDER Mgmt For For
H.L. FULLER Mgmt For For
J. LEWENT Mgmt For For
W. MASSEY Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
J. PEPPER, JR. Mgmt For For
S. SCOTT III Mgmt For For
D. WARNER III Mgmt For For
J. WHITE Mgmt For For
M. ZAFIROVSKI Mgmt For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr Against For
EXECUTIVE COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE Shr Against For
AND TIME-BASED RESTRICTED SHARES
- -------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda: 932108194
CUSIP: 635405103 Meeting Type: Annual
Ticker: NCC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.E. BARFIELD Mgmt For For
J.S. BROADHURST Mgmt For For
J.W. BROWN Mgmt For For
C.M. CONNOR Mgmt For For
D.A. DABERKO Mgmt For For
J.T. GORMAN Mgmt For For
B.P. HEALY Mgmt For For
P.A. ORMOND Mgmt For For
R.A. PAUL Mgmt For For
G.L. SHAHEEN Mgmt For For
J.S. THORNTON Mgmt For For
01 M. WEISS Mgmt For For
02 THE APPROVAL OF THE NATIONAL CITY Mgmt For For
CORPORATION LONG-TERM CASH AND EQUITY
INCENTIVE PLAN
03 THE APPROVAL OF THE NATIONAL CITY Mgmt Against Against
CORPORATION MANAGEMENT INCENTIVE PLAN
FOR SENIOR OFFICERS, AS AMENDED AND
RESTATED
04 THE RATIFICATION OF THE AUDIT Mgmt For For
COMMITTEE S SELECTION OF ERNST & YOUNG
LLP AS INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda: 932120912
CUSIP: 651229106 Meeting Type: Annual
Ticker: NWL Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT S. COWEN Mgmt For For
CYNTHIA A. MONTGOMERY Mgmt For For
ALLAN P. NEWELL Mgmt For For
GORDON R. SULLIVAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
ACCOUNTANTS FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda: 932033854
CUSIP: 654106103 Meeting Type: Annual
Ticker: NKE Meeting Date: 9/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN E. JAQUA Mgmt For For
A. MICHAEL SPENCE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE NIKE, INC. 1990 STOCK INCENTIVE
PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda: 932107433
CUSIP: 655844108 Meeting Type: Annual
Ticker: NSC Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALSTON D. CORRELL Mgmt For For
LANDON HILLIARD Mgmt For For
BURTON M. JOYCE Mgmt For For
JANE MARGARET O'BRIEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP, INDEPENDENT PUBLIC
ACCOUNTANTS, AS AUDITORS.
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt For For
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt For For
AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CRITERIA FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN Agenda: 932108081
CUSIP: 693475105 Meeting Type: Annual
Ticker: PNC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. CHELLGREN Mgmt For For
MR. CLAY Mgmt For For
MR. COOPER Mgmt For For
MR. DAVIDSON Mgmt For For
MR. KELSON Mgmt For For
MR. LINDSAY Mgmt For For
MR. MASSARO Mgmt For For
MR. O'BRIEN Mgmt For For
MS. PEPPER Mgmt For For
MR. ROHR Mgmt For For
MS. STEFFES Mgmt For For
MR. STRIGL Mgmt For For
01 MR. THIEKE Mgmt For For
MR. USHER Mgmt For For
MR. WASHINGTON Mgmt For For
MR. WEHMEIER Mgmt For For
- -------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda: 932103308
CUSIP: 693506107 Meeting Type: Annual
Ticker: PPG Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES G. BERGES Mgmt For For
ERROLL B. DAVIS, JR. Mgmt For For
VICTORIA F. HAYNES Mgmt For For
ALLEN J. KROWE Mgmt For For
02 PROPOSAL TO ENDORSE THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda: 932139341
CUSIP: 708160106 Meeting Type: Annual
Ticker: JCP Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.C. BARRETT Mgmt For For
M.A. BURNS Mgmt For For
M.K. CLARK Mgmt For For
A. QUESTROM Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
01 GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW Shr Against For
OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS ON
THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE Shr Against For
TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- -------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. Agenda: 932119313
CUSIP: 724479100 Meeting Type: Annual
Ticker: PBI Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LINDA G. ALVARADO Mgmt For For
ERNIE GREEN Mgmt For For
JOHN S. MCFARLANE Mgmt For For
EDUARDO R. MENASCE Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS FOR
2004.
03 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda: 932103461
CUSIP: 74005P104 Meeting Type: Annual
Ticker: PX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEJANDRO ACHAVAL Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
H. MITCHELL WATSON, JR. Mgmt For For
02 PROPOSAL TO AMEND THE LONG TERM Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION.
04 PROPOSAL TO APPROVE A STOCKHOLDER Mgmt For For
PROTECTION RIGHTS AGREEMENT.
- -------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. Agenda: 932115846
CUSIP: 743263105 Meeting Type: Annual
Ticker: PGN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. COKER Mgmt For For
R. MCGEHEE Mgmt For For
E. MCKEE Mgmt For For
P. RUMMELL Mgmt For For
J. WITTNER Mgmt For For
02 SHAREHOLDER PROPOSAL RELATING TO STOCK Shr Against For
OPTIONS FOR DIRECTORS AND CERTAIN
EXECUTIVE OFFICERS AS SET FORTH IN THE
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda: 932092163
CUSIP: 744573106 Meeting Type: Annual
Ticker: PEG Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALBERT R. GAMPER, JR.* Mgmt For For
ERNEST H. DREW** Mgmt For For
WILLIAM V. HICKEY** Mgmt For For
RICHARD J. SWIFT** Mgmt For For
02 APPROVAL OF THE 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR THE YEAR 2004.
04 STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
NOMINATION OF AT LEAST TWO CANDIDATES
FOR EACH OPEN BOARD POSITION.
- -------------------------------------------------------------------------------------------------------
QUESTAR CORPORATION Agenda: 932127550
CUSIP: 748356102 Meeting Type: Annual
Ticker: STR Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TERESA BECK Mgmt For For
R.D. CASH Mgmt For For
ROBERT E. MCKEE III Mgmt For For
GARY G. MICHAEL Mgmt For For
CHARLES B. STANLEY Mgmt For For
02 TO APPROVE THE LONG-TERM CASH Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda: 932117749
CUSIP: 755111507 Meeting Type: Annual
Ticker: RTN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN DEUTCH-2007 Mgmt For For
MICHAEL RUETTGERS-2007 Mgmt For For
WILLIAM SPIVEY-2007 Mgmt For For
WILLIAM SWANSON-2007 Mgmt For For
LINDA STUNTZ-2005 Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 ETHICAL CRITERIA FOR MILITARY Shr Against For
CONTRACTS
04 SHAREHOLDER RIGHTS PLAN Shr For Against
05 ANNUAL ELECTION OF DIRECTORS Shr For Against
06 MACBRIDE PRINCIPLES Shr Against For
07 EXPENSING STOCK OPTIONS Shr For Against
08 SERP BENEFITS Shr Against For
09 EXECUTIVE COMPENSATION SYSTEM Shr Against For
- -------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. Agenda: 932103536
CUSIP: 78387G103 Meeting Type: Annual
Ticker: SBC Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. BARNES Mgmt For For
JAMES A. HENDERSON Mgmt For For
JOHN B. MCCOY Mgmt For For
S. DONLEY RITCHEY Mgmt For For
JOYCE M. ROCHE Mgmt For For
PATRICIA P. UPTON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Mgmt For For
04 STOCKHOLDER PROPOSAL A. Shr Against For
05 STOCKHOLDER PROPOSAL B. Shr Against For
- -------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda: 932109970
CUSIP: 806605101 Meeting Type: Annual
Ticker: SGP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRED HASSAN Mgmt For For
PHILIP LEDER, M.D. Mgmt For For
EUGENE R. MCGRATH Mgmt For For
RICHARD DE J. OSBORNE Mgmt For For
02 RATIFICATION OF DESIGNATION OF Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE OPERATIONS MANAGEMENT Mgmt For For
TEAM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N Agenda: 932100996
CUSIP: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. DEUTCH Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
A. LAJOUS Mgmt For For
A. LEVY-LANG Mgmt For For
01 D. PRIMAT Mgmt For For
T. SANDVOLD Mgmt For For
N. SEYDOUX Mgmt For For
L.G. STUNTZ Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS Mgmt For For
AND DIVIDENDS
03 APPROVAL OF ADOPTION OF THE 2004 STOCK Mgmt For For
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
04 APPROVAL OF AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
THE SERVICEMASTER COMPANY Agenda: 932126899
CUSIP: 81760N109 Meeting Type: Annual
Ticker: SVM Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LORD GRIFFITHS Mgmt For For
SIDNEY E. HARRIS Mgmt For For
JAMES D. MCLENNAN Mgmt For For
02 APPROVE THE SERVICEMASTER 2004 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
RIGHTS AGREEMENT.
- -------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda: 932099751
CUSIP: 835495102 Meeting Type: Annual
Ticker: SON Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 F.L.H. COKER* Mgmt For For
C.C. FORT* Mgmt For For
B.L.M. KASRIEL* Mgmt For For
J.H. MULLIN, III* Mgmt For For
T.E. WHIDDON* Mgmt For For
J.M. MICALI** Mgmt For For
02 SHAREHOLDER PROPOSAL TO URGE THE BOARD Shr Against For
OF DIRECTORS TO ARRANGE FOR THE PROMPT
SALE OF THE COMPANY TO THE HIGHEST
BIDDER.
- -------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda: 932148857
CUSIP: 842587107 Meeting Type: Annual
Ticker: SO Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.P. AMOS Mgmt For For
D.J. BERN Mgmt For For
F.S. BLAKE Mgmt For For
T.F. CHAPMAN Mgmt For For
H.A. FRANKLIN Mgmt For For
B.S. GORDON Mgmt For For
D.M. JAMES Mgmt For For
Z.T. PATE Mgmt For For
J.N. PURCELL Mgmt For For
D.M. RATCLIFFE Mgmt For For
G.J. ST. PE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE AS INDEPENDENT
AUDITORS FOR 2004
03 APPROVAL OF OUTSIDE DIRECTORS STOCK Mgmt For For
PLAN
- -------------------------------------------------------------------------------------------------------
SPRINT CORPORATION Agenda: 932103168
CUSIP: 852061100 Meeting Type: Annual
Ticker: FON Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON M. BETHUNE Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
DEBORAH A. HENRETTA Mgmt For For
LINDA KOCH LORIMER Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR
2004
03 STOCKHOLDER PROPOSAL CONCERNING STOCK Shr Against For
OPTION INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO Shr Against For
PAY CAP
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
INDEPENDENT CHAIRMAN
06 STOCKHOLDER PROPOSAL CONCERNING REPORT Shr Against For
ON OUTSOURCING OFF-SHORE
- -------------------------------------------------------------------------------------------------------
SUNOCO, INC. Agenda: 932108079
CUSIP: 86764P109 Meeting Type: Annual
Ticker: SUN Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.J. DARNALL Mgmt For For
J.G. DROSDICK Mgmt For For
U.F. FAIRBAIRN Mgmt For For
T.P. GERRITY Mgmt For For
R.B. GRECO Mgmt For For
J.G. KAISER Mgmt For For
R.D. KENNEDY Mgmt For For
R.H. LENNY Mgmt For For
N.S. MATTHEWS Mgmt For For
R.A. PEW Mgmt For For
G.J. RATCLIFFE Mgmt For For
J.W. ROWE Mgmt For For
J.K. WULFF Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda: 932100275
CUSIP: 867914103 Meeting Type: Annual
Ticker: STI Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. HICKS LANIER Mgmt For For
LARRY L. PRINCE Mgmt For For
FRANK S. ROYAL, M.D. Mgmt For For
ROBERT M. BEALL, II Mgmt For For
JEFFREY C. CROWE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 Mgmt For For
STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. Agenda: 932103574
CUSIP: 872375100 Meeting Type: Annual
Ticker: TE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A TOM L. RANKIN Mgmt For For
WILLIAM D. ROCKFORD Mgmt For For
J. THOMAS TOUCHTON Mgmt For For
B APPROVAL OF 2004 EQUITY INCENTIVE PLAN Mgmt Against Against
C RATIFICATION OF THE CORPORATION S Mgmt For For
INDEPENDENT AUDITOR
D1 SHAREHOLDER PROPOSAL: EXECUTIVE Shr Against For
COMPENSATION CHANGES
D2 SHAREHOLDER PROPOSAL: EXPENSING OF Shr For Against
STOCK OPTIONS
- -------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda: 932156020
CUSIP: 872540109 Meeting Type: Annual
Ticker: TJX Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY L. CRITTENDEN Mgmt For For
EDMOND J. ENGLISH Mgmt For For
RICHARD G. LESSER Mgmt For For
02 AMENDMENTS TO THE STOCK INCENTIVE PLAN. Mgmt Against Against
03 SHAREHOLDER PROPOSAL REGARDING ILO Shr Against For
STANDARDS CODE OF CONDUCT AND
INDEPENDENT MONITORING.
04 SHAREHOLDER PROPOSAL REGARDING BOARD Shr Against For
REPORT ON VENDOR COMPLIANCE PROGRAM.
05 SHAREHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF ELECTION OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda: 932134656
CUSIP: 87612E106 Meeting Type: Annual
Ticker: TGT Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CALVIN DARDEN Mgmt For For
MICHELE J. HOOPER Mgmt For For
ANNE M. MULCAHY Mgmt For For
STEPHEN W. SANGER Mgmt For For
01 WARREN R. STALEY Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION Mgmt For For
LONG-TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda: 932098634
CUSIP: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. ADAMS Mgmt For For
D.L. BOREN Mgmt For For
D.A. CARP Mgmt For For
T.J. ENGIBOUS Mgmt For For
G.W. FRONTERHOUSE Mgmt For For
D.R. GOODE Mgmt For For
W.R. SANDERS Mgmt For For
R.J. SIMMONS Mgmt For For
R.K. TEMPLETON Mgmt For For
C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda: 932087655
CUSIP: 902124106 Meeting Type: Annual
Ticker: TYC Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS C. BLAIR Mgmt For For
EDWARD D. BREEN Mgmt For For
GEORGE W. BUCKLEY Mgmt For For
BRIAN DUPERREAULT Mgmt For For
BRUCE S. GORDON Mgmt For For
JOHN A. KROL Mgmt For For
MACKEY J. MCDONALD Mgmt For For
H. CARL MCCALL Mgmt For For
BRENDAN R. O'NEILL Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
01 JEROME B. YORK Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED Mgmt For For
BYE-LAWS.
04 APPROVAL OF TYCO 2004 STOCK AND Mgmt For For
INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For For
ENVIRONMENTAL REPORTING.
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Shr Against For
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda: 932097187
CUSIP: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.F. ANSCHUTZ Mgmt For For
R.K. DAVIDSON Mgmt For For
T.J. DONOHUE Mgmt For For
A.W. DUNHAM Mgmt For For
S.F. ECCLES Mgmt For For
I.J. EVANS Mgmt For For
J.R. HOPE Mgmt For For
M.W. MCCONNELL Mgmt For For
S.R. ROGEL Mgmt For For
E. ZEDILLO Mgmt For For
02 ADOPT THE UNION PACIFIC CORPORATION Mgmt For For
2004 STOCK INCENTIVE PLAN.
03 RATIFY APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS INDEPENDENT AUDITORS.
04 SHAREHOLDER PROPOSAL REGARDING SENIOR Shr Against For
EXECUTIVE EQUITY PLANS.
05 SHAREHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda: 932093367
CUSIP: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BETSY J. BERNARD Mgmt For For
GEORGE DAVID Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
FRANK P. POPOFF Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
H.A. WAGNER Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREOWNER PROPOSAL CONCERNING Shr Against For
DISCLOSURE OF EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL Shr Against For
CRITERIA FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING Shr Against For
PERFORMANCE BASED SENIOR EXECUTIVE
STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD
- -------------------------------------------------------------------------------------------------------
UNOCAL CORPORATION Agenda: 932128831
CUSIP: 915289102 Meeting Type: Annual
Ticker: UCL Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD D. MCCORMICK Mgmt For For
MARINA V.N. WHITMAN Mgmt For For
CHARLES R. WILLIAMSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 MANAGEMENT Mgmt Against Against
INCENTIVE PROGRAM
04 APPROVAL OF THE 2004 DIRECTORS Mgmt For For
DEFERRED COMPENSATION AND RESTRICTED
STOCK UNIT AWARD PLAN
05 STOCKHOLDER PROPOSAL: BYLAW REQUIRING Shr Against For
THAT THE CHAIRMAN NOT CONCURRENTLY
SERVE AS CEO
06 STOCKHOLDER PROPOSAL: USE OF Shr Against For
RESTRICTED STOCK PROGRAMS FOR
EXECUTIVE COMPENSATION IN LIEU OF
STOCK OPTIONS
07 STOCKHOLDER PROPOSAL: BOARD OF Shr Against For
DIRECTORS OFFICE FOR DIRECT
COMMUNICATIONS WITH INDEPENDENT
DIRECTORS REGARDING CORPORATE
GOVERNANCE
08 STOCKHOLDER PROPOSAL: BOARD OF Shr Against For
DIRECTORS COMMITTEE REPORT ON
GREENHOUSE GASES
- -------------------------------------------------------------------------------------------------------
UNUMPROVIDENT CORPORATION Agenda: 932129073
CUSIP: 91529Y106 Meeting Type: Annual
Ticker: UNM Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD E. GOLDSBERRY Mgmt For For
HUGH O. MACLELLAN, JR. Mgmt For For
C. WILLIAM POLLARD Mgmt For For
JOHN W. ROWE Mgmt For For
02 APPROVAL OF MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN OF 2004
03 APPROVAL OF AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
05 STOCKHOLDER PROPOSAL RE: AMENDMENT TO Shr Against For
BYLAWS REQUIRING ELECTION OF DIRECTORS
BY MAJORITY INSTEAD OF PLURALITY VOTE
06 STOCKHOLDER PROPOSAL RE: ESTABLISHMENT Shr Against For
OF OFFICE OF BOARD OF DIRECTORS TO
ENABLE DIRECT COMMUNICATIONS ON
CORPORATE GOVERNANCE MATTERS
- -------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda: 932106241
CUSIP: 918204108 Meeting Type: Annual
Ticker: VFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD E. CRUTCHFIELD Mgmt For For
01 GEORGE FELLOWS Mgmt For For
DANIEL R. HESSE Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
02 APPROVE AN AMENDMENT AND RESTATEMENT Mgmt Against Against
OF VF S 1996 STOCK COMPENSATION PLAN.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 1, 2005.
04 SHAREHOLDER PROPOSAL REQUESTING Shr For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS FOR THE PURPOSE OF DIRECTOR
ELECTIONS.
05 SHAREHOLDER PROPOSAL REQUESTING THE Shr Against For
BOARD OF DIRECTORS TO ADOPT A POLICY
RELATING TO INTERNATIONAL LABOR
ORGANIZATION STANDARDS AND ISSUE A
REPORT ON THE POLICY S IMPLEMENTATION.
- -------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda: 932105631
CUSIP: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. BARKER Mgmt For For
R.L. CARRION Mgmt For For
R.W. LANE Mgmt For For
S.O. MOOSE Mgmt For For
J. NEUBAUER Mgmt For For
T.H. O'BRIEN Mgmt For For
H.B. PRICE Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt For For
J.R. STAFFORD Mgmt For For
R.D. STOREY Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 CUMULATIVE VOTING Shr For Against
04 BOARD COMPOSITION Shr Against For
05 SEPARATE CHAIRMAN AND CEO Shr Against For
06 FUTURE POISON PILL Shr For Against
07 SUPPLEMENTAL EXECUTIVE RETIREMENT Shr Against For
PLANS
08 OPTIONS OR STOCK GRANTS BASED ON Mgmt Against For
TRACKING STOCK
09 DIVERSITY REPORT ON OPTION GRANTS TO Mgmt Against For
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
11 COLLECTION OF UNIVERSAL SERVICE AND Shr Against For
NUMBER PORTABILIY FEES
- -------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda: 932106431
CUSIP: 929903102 Meeting Type: Annual
Ticker: WB Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES S. BALLOUN Mgmt For For
JOHN T. CASTEEN, III Mgmt For For
JOSEPH NEUBAUER Mgmt For For
LANTY L. SMITH Mgmt For For
DONA DAVIS YOUNG Mgmt For For
02 A WACHOVIA PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS AUDITORS
FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH Shr Against For
MANAGEMENT OPPOSES, REGARDING
NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH Shr Against For
MANAGEMENT OPPOSES, REGARDING
REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH Shr Against For
MANAGEMENT OPPOSES, REGARDING
SEPARATING THE OFFICES OF CHAIRMAN AND
CHIEF EXECUTIVE OFFICER.
- -------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda: 932147285
CUSIP: 931142103 Meeting Type: Annual
Ticker: WMT Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES W. BREYER Mgmt For For
M. MICHELE BURNS Mgmt For For
THOMAS M. COUGHLIN Mgmt For For
DAVID D. GLASS Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
DAWN G. LEPORE Mgmt For For
JOHN D. OPIE Mgmt For For
J. PAUL REASON Mgmt For For
H. LEE SCOTT, JR. Mgmt For For
JACK C. SHEWMAKER Mgmt For For
JOSE H. VILLARREAL Mgmt For For
01 JOHN T. WALTON Mgmt For For
S. ROBSON WALTON Mgmt For For
CHRISTOPHER J. WILLIAMS Mgmt For For
02 APPROVAL OF THE ASDA COLLEAGUE SHARE Mgmt For For
OWNERSHIP PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN Mgmt For For
2000
04 APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
2004 ASSOCIATE STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For
SUSTAINABILITY REPORT
08 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EQUITY COMPENSATION
09 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
SHAREHOLDER APPROVAL OF PARTICIPATION
IN THE OFFICER DEFERRED COMPENSATION
PLAN
- -------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda: 932064532
CUSIP: 931422109 Meeting Type: Annual
Ticker: WAG Meeting Date: 1/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID W. BERNAUER Mgmt For For
WILLIAM C. FOOTE Mgmt For For
JAMES J. HOWARD Mgmt For For
ALAN G. MCNALLY Mgmt For For
CORDELL REED Mgmt For For
JEFFREY A. REIN Mgmt For For
DAVID Y. SCHWARTZ Mgmt For For
JOHN B. SCHWEMM Mgmt For For
MARILOU M. VON FERSTEL Mgmt For For
CHARLES R. WALGREEN III Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
WALGREEN CO. NONEMPLOYEE DIRECTOR
STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC. Agenda: 932099167
CUSIP: 939322103 Meeting Type: Annual
Ticker: WM Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANNE V. FARRELL Mgmt For For
STEPHEN E. FRANK Mgmt For For
MARGARET OSMER MCQUADE Mgmt For For
WILLIAM D. SCHULTE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004
03 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For
SPECIFIC COMPENSATION PROGRAM
- -------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda: 932128982
CUSIP: 94106L109 Meeting Type: Annual
Ticker: WMI Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PASTORA CAFFERTY Mgmt For For
FRANK M. CLARK, JR. Mgmt For For
ROBERT S. MILLER Mgmt For For
A. MAURICE MYERS Mgmt For For
JOHN C. POPE Mgmt For For
W. ROBERT REUM Mgmt For For
STEVEN G. ROTHMEIER Mgmt For For
DAVID P. STEINER Mgmt For For
CARL W. VOGT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS FOR 2004.
03 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt For For
2004 STOCK INCENTIVE PLAN.
04 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt Against Against
2005 ANNUAL INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda: 932109538
CUSIP: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.A. BLANCHARD III Mgmt For For
01 SUSAN E. ENGEL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
ROBERT L. JOSS Mgmt For For
REATHA CLARK KING Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
PHILIP J. QUIGLEY Mgmt For For
DONALD B. RICE Mgmt For For
JUDITH M. RUNSTAD Mgmt For For
STEPHEN W. SANGER Mgmt For For
SUSAN G. SWENSON Mgmt For For
MICHAEL W. WRIGHT Mgmt For For
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
SUPPLEMENTAL 401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2004.
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING STOCK OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK.
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION AND PREDATORY
LENDING.
07 STOCKHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
WYETH Agenda: 932113210
CUSIP: 983024100 Meeting Type: Annual
Ticker: WYE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.L. ALEXANDER, JR. Mgmt For For
F.A. BENNACK, JR. Mgmt For For
R.L. CARRION Mgmt For For
R. ESSNER Mgmt For For
J.D. FEERICK Mgmt For For
R. LANGER Mgmt For For
J.P. MASCOTTE Mgmt For For
M.L. POLAN Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt For For
J.R. TORELL III Mgmt For For
02 RATIFICATION OF PRINCIPAL INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS
03 ADOPTION OF THE STOCKHOLDER PROPOSAL Shr Against For
ON ACCESS TO AND AFFORDABILITY OF
PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON Shr Against For
ANIMAL TESTING
- -------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda: 932113816
CUSIP: 98389B100 Meeting Type: Annual
Ticker: XEL Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO AMEND OUR BYLAWS TO ELIMINATE THE Mgmt For For
CLASSIFICATION OF THE BOARD OF
DIRECTORS.
02 DAVID A. CHRISTENSEN Mgmt For For
DR. MARGARET R. PRESKA Mgmt For For
W. THOMAS STEPHENS Mgmt For For
RICHARD H. ANDERSON Mgmt For For
RICHARD C. KELLY Mgmt For For
RALPH R. PETERSON Mgmt For For
03 TO APPROVE THE STOCK EQUIVALENT PLAN Mgmt Against Against
FOR NON-EMPLOYEE DIRECTORS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) AMERICAN MUTUAL FUND, INC.
By (Signature) /S/ James K. Dunton
----------------------------------------
Name James K. Dunton
Title Chairman and Principal Executive Officer
Date 08-27-2004