UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
PRIVATE SEC FILE NUMBER: 0-4431
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CUSIP NUMBER: 052725 10 8
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NOTIFICATION OF LATE FILING
Form 10-Q
For Period Ended: September 30, 2001
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[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:
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Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein. If the notification relates to a
portion of the filing checked above, identify the Item(s) to which the
notification relates:
Not Applicable
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PART I -- REGISTRANT INFORMATION
Auto-Graphics, Inc.
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Full Name of Registrant
Not Applicable
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Former Name if Applicable
3201 Temple Avenue
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Address of Principal Executive Office (Street and Number)
Pomona, CA 91768-3213
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City, State and Zip Code
PART II -- RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)
(a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F,11-K or Form N-SAR, or portion thereof, will be
filed on or before the fifteenth calendar day following the prescribed
due date; or the subject quarterly report of transition report on Form
10-Q, or portion thereof will be filed on or before the fifth day
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
PART III -- NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K,
10-Q, N-SAR, or the transition report portion thereof, could not be filed
within the prescribed time period. (Attach Extra Sheets if Needed)
The Company appointed a (new) President and Chief Financial Officer in
October 2001 and the Company has required additional time to prepare and
review the financial statements and disclosures for Form 10-Q. The Company
plans to file Form 10-Q for the quarter ended September 30, 2001 on November
19, 2001.
PART IV-- OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Daniel E. Luebben
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(Name)
(909) 595 - 7204
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(Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that
the registrant was required to file such report(s) been filed? If answer
is no, identify report(s). Yes
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(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected by
the earnings statements to be included in the subject report or portion
thereof? Yes
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If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
The Company expects that the net loss for the three months and nine months
ended September 30, 2001 will be approximately $740,000 and $978,000,
respectively, compared to $313,000 and $542,000 for the comparable periods
in the prior fiscal year.
Auto-Graphics, Inc.
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(Name of Registrant as Specified in Charter) has caused this notification
to be signed on its behalf by the undersigned hereunto duly authorized.
Date: 11/15/01 By: ss/Daniel E. Luebben
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Chief Financial Officer/Secretary
INSTRUCTION: The form may be signed by an executive officer of the
registrant or by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath the
signature. If the statement is signed on behalf of the registrant by an
authorized representative (other than an executive officer), evidence of
the representative's authority to sign on behalf of the registrant shall
be filed with the form.
International misstatements or omissions of fact constitute Federal
Criminal Violations (See 18 U.S.C. 1001).