UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-01944 ------------------- Principal Variable Contracts Fund, Inc. - ----------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 711 High Street, Des Moines, Iowa 50392 - ----------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) MICHAEL D. ROUGHTON Copy to: The Principal Financial Group John W. Blouch, Esq. Des Moines, Iowa 50392-0300 Dykema Gossett PLLC Franklin Square, Suite 300 West 1300 I Street, N.W. Washington, DC 20005-3306 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 515-248-3842 ---------------------------- Date of fiscal year end: 12/31 ------------------------ Date of reporting period: 07/01/2006 - 06/30/2007 ------------------------------------- Fund Name Principal Variable Contracts Fund ("PVC") - Asset Allocation Account -------------------------------------------------------------------------- Sub-Advisor Morgan Stanley Investment Management -------------------------------------------------------------------------- - --------------------------- --------------- --------------------- --------------------- -------------- ---------------------------- (g) (e) Did (h) (i) the Was (d) Matter (f) Reg. Vote Vote Proposed vote? (For, For or (a) (b) (c) S/H Mtg. Voted by (Yes Against, Against Issuer or or Issuer Ticker CUSIP Date On S/H No) Abstain) Management - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.1 Elect Director Linda G. Alvarado Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.2 Elect Director George W. Buckley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.3 Elect Director Vance D. Coffman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.4 Elect Director Michael L. Eskew Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.5 Elect Director W. James Farrell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.6 Elect Director Herbert L. Henkel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.7 Elect Director Edward M. Liddy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.8 Elect Director Robert S. Morrison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.9 Elect Director Aulana L. Peters Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 1.1 Elect Director Rozanne L. Ridgway Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 4 Rescind Fair Price Provision Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 5 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 6 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- 3M CO MMM 88579Y101 05/08/2007 7 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 1 Share Re-registration Consent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 1 Receive Financial Statements and Yes Statutory Reports (Non-Voting) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and ABB Ltd. H0010V101 05/03/2007 2 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Board and Senior ABB Ltd. H0010V101 05/03/2007 3 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and ABB Ltd. H0010V101 05/03/2007 4 Dividends of CHF 0.24 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Creation of CHF 500 Million Pool of Capital without Preemptive ABB Ltd. H0010V101 05/03/2007 5 Rights Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 6.1 Reelect Roger Agnelli as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 6.2 Reelect Louis Hughes as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 6.3 Reelect Hans Maerki as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 6.4 Reelect Michel de Rosen as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 6.5 Reelect Michael Treschow as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 6.6 Reelect Bernd Voss as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 6.7 Reelect Jacob Wallenberg as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Hubertus von Gruenberg as ABB Ltd. H0010V101 05/03/2007 6.8 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ABB Ltd. H0010V101 05/03/2007 7 Ratify Ernst & Young AG as Auditors; Mgmt Yes For For Ratify OBT AG as Special Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.1 Elect Director R.S. Austin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.2 Elect Director W.M. Daley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.3 Elect Director W.J. Farrell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.4 Elect Director H.L. Fuller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.5 Elect Director R.A. Gonzalez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.6 Elect Director D.A.L. Owen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.7 Elect Director B. Powell Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.8 Elect Director W.A. Reynolds Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.9 Elect Director R.S. Roberts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.1 Elect Director S.C. Scott III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.11 Elect Director W.D. Smithburg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.12 Elect Director G.F. Tilton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 1.13 Elect Director M.D. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 3 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Abbott Laboratories ABT 2824100 04/27/2007 4 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ACCO Brands Corporation ABD 00081T108 05/15/2007 1.1 Elect Director Gordon R. Lohman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ACCO Brands Corporation ABD 00081T108 05/15/2007 1.2 Elect Director Patricia O. Ewers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ACCO Brands Corporation ABD 00081T108 05/15/2007 1.3 Elect Director George V. Bayly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ACCO Brands Corporation ABD 00081T108 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 1 Approve Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Accor F00189120 05/14/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Accor F00189120 05/14/2007 3 Dividends of EUR 2.95 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Augustin de Romanet de Beaune Accor F00189120 05/14/2007 4 as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect Cabinet Deloitte et Associes Accor F00189120 05/14/2007 5 as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect Societe BEAS as Alternate Accor F00189120 05/14/2007 6 Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect Cabinet Ernst et Young Et Accor F00189120 05/14/2007 7 Autres as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 8 Elect Societe Auditex as Alternate Mgmt Yes For For Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 9 Approve Transaction with Compagnie Mgmt Yes For For des Alpes and Societe Sojer - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Transaction with Olympique Accor F00189120 05/14/2007 10 Lyonnais Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Transaction with Club Accor F00189120 05/14/2007 11 Mediterrannee and Icade Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Transaction with Paul Dubrule Accor F00189120 05/14/2007 12 and Gerard Pelisson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 13 Approve Transaction with Gilles Mgmt Yes For For Pelisson - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 14 Approve Special Auditors' Report Mgmt Yes For For Regarding Related-Party Transactions and Continuation of the Execution of Approved Conventions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 15 Authorize Repurchase of Up to 10 Mgmt Yes For For Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 16 Approve Reduction in Share Capital Mgmt Yes For For via Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 17 Authorize Issuance of Equity or Mgmt Yes Against Against Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Accor F00189120 05/14/2007 18 Nominal Amount of EUR 100 Million Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 19 Authorize Capital Increase of up to Mgmt Yes Against Against 10 Percent of Issued Capital for Future Acquisitions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 20 Authorize Board to Increase Capital Mgmt Yes Against Against in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 21 Authorize Capitalization of Reserves Mgmt Yes For For of Up to EUR 200 Million for Bonus Issue or Increase in Par Value - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Set Global Limit for Capital Increase to Result from All the Above Issuance Accor F00189120 05/14/2007 22 Requests at EUR 300 Million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 23 Amend Employee Savings-Related Share Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Accor F00189120 05/14/2007 24 Record Date Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 25 Amend Articles of Association Re: Mgmt Yes For For Attend General Meetings through Videoconference and Telecommunication - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accor F00189120 05/14/2007 26 Authorize Filing of Required Mgmt Yes For For Documents/Other Formalities - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ace Ltd. ACE G0070K103 05/17/2007 Meeting for Holders of ADRs Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ace Ltd. ACE G0070K103 05/17/2007 1 ELECTION OF DIRECTOR: BRIAN Mgmt Yes For For DUPERREAULT - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ELECTION OF DIRECTOR: ROBERT M. Ace Ltd. ACE G0070K103 05/17/2007 2 HERNANDEZ Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ace Ltd. ACE G0070K103 05/17/2007 3 ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ace Ltd. ACE G0070K103 05/17/2007 4 ELECTION OF DIRECTOR: ROBERT RIPP Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ELECTION OF DIRECTOR: DERMOT F. Ace Ltd. ACE G0070K103 05/17/2007 5 SMURFIT Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ace Ltd. ACE G0070K103 05/17/2007 6 RATIFICATION OF THE APPOINTMENT OF Mgmt Yes For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adobe Systems Inc. ADBE 00724F101 04/05/2007 1.1 Elect Director Robert K. Burgess Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adobe Systems Inc. ADBE 00724F101 04/05/2007 1.2 Elect Director Carol Mills Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adobe Systems Inc. ADBE 00724F101 04/05/2007 1.3 Elect Director Colleen M. Pouliot Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adobe Systems Inc. ADBE 00724F101 04/05/2007 1.4 Elect Director Robert Sedgewick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adobe Systems Inc. ADBE 00724F101 04/05/2007 1.5 Elect Director John E. Warnock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adobe Systems Inc. ADBE 00724F101 04/05/2007 2 Amend Stock Option Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adobe Systems Inc. ADBE 00724F101 04/05/2007 3 Stock Retention/Holding Period ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adobe Systems Inc. ADBE 00724F101 04/05/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, AMD 7903107 05/03/2007 1.1 Elect Director Hector de J. Ruiz Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, Inc. AMD 7903107 05/03/2007 1.2 Elect Director W. Michael Barnes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, Inc. AMD 7903107 05/03/2007 1.3 Elect Director Bruce L. Claflin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, Inc. AMD 7903107 05/03/2007 1.4 Elect Director H. Paulett Eberhart Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, Inc. AMD 7903107 05/03/2007 1.5 Elect Director Robert B. Palmer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, Inc. AMD 7903107 05/03/2007 1.6 Elect Director John E. Caldwell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, Inc. AMD 7903107 05/03/2007 1.7 Elect Director Morton L. Topfer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, Inc. AMD 7903107 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advanced Micro Devices, Inc. AMD 7903107 05/03/2007 3 Increase Authorized Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.1 Elect Director Frank M. Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.2 Elect Director Betsy Z. Cohen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.3 Elect Director Molly J. Coye, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Barbara Hackman Aetna Inc. AET 00817Y108 04/27/2007 1.4 Franklin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.5 Elect Director Jeffrey E. Garten Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.6 Elect Director Earl G. Graves, Sr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.7 Elect Director Gerald Greenwald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.8 Elect Director Ellen M. Hancock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.9 Elect Director Edward J. Ludwig Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.1 Elect Director Joseph P. Newhouse Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 1.11 Elect Director Ronald A. Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 3 Company Specific-Majority Vote Mgmt Yes For For Standard for the Election of Directors in Uncontested Election - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aetna Inc. AET 00817Y108 04/27/2007 4 Restore or Provide for Cumulative ShrHoldr Yes Against For Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require Director Nominee Aetna Inc. AET 00817Y108 04/27/2007 5 Qualifications ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer ACS 8190100 06/07/2007 1.1 Elect Director Darwin Deason Mgmt Yes WithholdAgainst Services, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 1.2 Elect Director Lynn R. Blodgett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 1.3 Elect Director John H. Rexford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 1.4 Elect Director Joseph P. O'Neill Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 1.5 Elect Director Frank A. Rossi Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 1.6 Elect Director J. Livingston Kosberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 1.7 Elect Director Dennis McCuistion Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 1.8 Elect Director Robert B. Holland, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 3 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Services, Inc. ACS 8190100 06/07/2007 5 Approve Stock Option Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Affiliated Computer Advisory Vote to Ratify Named Services, Inc. ACS 8190100 06/07/2007 6 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.1 Elect Director Daniel P. Amos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.2 Elect Director John Shelby Amos, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.3 Elect Director Paul S. Amos, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.4 Elect Director Yoshiro Aoki Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.5 Elect Director Michael H. Armacost Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.6 Elect Director Kriss Cloninger, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.7 Elect Director Joe Frank Harris Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.8 Elect Director Elizabeth J. Hudson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.9 Elect Director Kenneth S. Janke, Sr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.1 Elect Director Douglas W. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.11 Elect Director Robert B. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.12 Elect Director Charles B. Knapp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.13 Elect Director E. Stephen Purdom, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.14 Elect Director Barbara K. Rimer, Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.15 Elect Director Marvin R. Schuster Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.16 Elect Director David Gary Thompson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 1.17 Elect Director Robert L. Wright Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AFLAC Incorporated AFL 1055102 05/07/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Agilent Technologies Inc. A 00846U101 02/27/2007 1.1 Elect Director Paul N. Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Agilent Technologies Inc. A 00846U101 02/27/2007 1.2 Elect Director James G. Cullen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Agilent Technologies Inc. A 00846U101 02/27/2007 1.3 Elect Director Robert L. Joss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Agilent Technologies Inc. A 00846U101 02/27/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 1 Open Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 2 Receive Report of Management Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 3 Approve Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Explanation on Company's Ahold Kon Nv N0139V100 05/03/2007 4 Reserves and Dividend Policy Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 5 Approve Discharge of Management Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 6 Approve Discharge of Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 7 Elect A.D. Boer to Management Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 8 Elect T. de Swaan to Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 9 Ratify Deloitte Accountants BV as Mgmt Yes For For Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 10 Amend Articles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 11 Grant Board Authority to Issue Shares Mgmt Yes For For Up To 10 Percent of Issued Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Exclude Preemptive Ahold Kon Nv N0139V100 05/03/2007 12 Rights from Issuance Under Item 11 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 13 Reduction of the Issued Capital by Mgmt Yes For For Cancellation of Cumulative Preferred Financing Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 14 Reduction of the Issued Capital by Mgmt Yes For For Cancellation of Common Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to Ten Ahold Kon Nv N0139V100 05/03/2007 15 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reduction of the Issued Capital by Cancellation of Additional Common Ahold Kon Nv N0139V100 05/03/2007 16 Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reduction of the Issued Capital by Cancellation of Additional Common Ahold Kon Nv N0139V100 05/03/2007 17 Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 05/03/2007 18 Close Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 06/19/2007 1 Open Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 06/19/2007 2 Approve Sale of U.S. Foodservice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 06/19/2007 3 Amend Articles to Reflect Changes in Mgmt Yes For For Capital; Increase of the Nominal Value of the Ordinary Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles to Reflect Changes in Capital; Decrease of the Nominal Ahold Kon Nv N0139V100 06/19/2007 4 Value of the Ordinary Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 06/19/2007 5 Amend Articles to Reflect Changes in Mgmt Yes For For Capital; Consolidation of the Ordinary Shares and an Increase of the Nominal Value of Cumulative Preference Financing Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ahold Kon Nv N0139V100 06/19/2007 6 Close Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Air Products & Chemicals, APD 9158106 01/25/2007 1.1 Elect Director William L. Davis III Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Air Products & Chemicals, Inc. APD 9158106 01/25/2007 1.2 Elect Director W. Douglas Ford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Air Products & Chemicals, Inc. APD 9158106 01/25/2007 1.3 Elect Director Evert Henkes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Air Products & Chemicals, Inc. APD 9158106 01/25/2007 1.4 Elect Director Margaret G. Mcglynn Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Air Products & Chemicals, Inc. APD 9158106 01/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 1 Elect Presiding Council of Meeting Mgmt No TNA Against and Authorize Presiding Council to Sign Minutes of Meeting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 2 Receive Board of Directors, Auditors No and Independent Auditors Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 3 Accept Financial Statements and Mgmt No TNA Against Approve Discharge of Board of Directors and Auditors for Year 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 4 Approve Allocation of Income for Year Mgmt No TNA Against 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 5 Ratify Sir Winfried Bischoff as Mgmt No TNA Against Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 6 Elect Directors, and Determine Terms Mgmt No TNA Against of Remuneration - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 7 Ratify Basaran Nas Yeminli Mali Mgmt No TNA Against Musavirlik A.S. as Independent Auditor for 2006 and 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 8 Amend Article 9 of Bylaws Regarding Mgmt No TNA Against Authorized Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 9 Inform about Donations Made in 2006 No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Akbank M0300L106 03/28/2007 10 Grant Permission for Board Members to Mgmt No TNA Against Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel F0191J101 09/07/2006 Ordinary Business Yes Alsthom) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Approve Financial Statements and Alsthom) F0191J101 09/07/2006 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Accept Consolidated Financial Alsthom) F0191J101 09/07/2006 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Approve Allocation of Income and Alsthom) F0191J101 09/07/2006 3 Dividends of EUR 0.16 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 4 Elect Thierry de Loppinot as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 5 Elect Bruno Vaillant as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 6 Elect Daniel Bernard as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 7 Elect Frank Blount as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 8 Elect Jozef Cornu as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 9 Elect Linnet F. Deily as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 10 Elect Robert E. Denham as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Elect Edward E. Hagenlocker as Alsthom) F0191J101 09/07/2006 11 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 12 Elect Jean-Pierre Halborn as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 13 Elect Karl J. Krapek as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 14 Elect Daniel Lebegue as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 15 Elect Patricia F. Russo as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 16 Elect Henry B. Schacht as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 17 Elect Serge Tchuruk as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 18 Appoint Thierry de Loppinot as Censor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 19 Appoint Jean-Pierre Desbois as Censor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 20 Ratify Deloitte & Associes as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Ratify Ernst & Young et autres as Alsthom) F0191J101 09/07/2006 21 Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 22 Ratify BEAS as Alternate Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 23 Ratify Auditex as Alternate Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Approve Special Auditors' Report Alsthom) F0191J101 09/07/2006 24 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Approve Transaction between the Alsthom) F0191J101 09/07/2006 25 company and Philippe Germond Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Authorize Repurchase of Up to Ten Alsthom) F0191J101 09/07/2006 26 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel F0191J101 09/07/2006 27 Approve Issuance of 1.15 bn Shares Mgmt Yes For For Reserved to the Lucent Shareholders Alsthom) According to the Merger Agreement - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Issuance of 200 million Alcatel (Formerly Alcatel Shares for Holders of Warrants and Alsthom) F0191J101 09/07/2006 28 Convertible Securities of Lucent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel F0191J101 09/07/2006 29 Approve Issuance of 78 million Shares Mgmt Yes For For for Beneficiaries of Lucent Stock Options and Holders of Lucent Stock Alsthom) Compensation Instruments - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel F0191J101 09/07/2006 30 Amend Articles of Association Subject Mgmt Yes For For to Realisation of the Merger with Alsthom) Lucent - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Approve Modification of the End of Alsthom) F0191J101 09/07/2006 31 Mandate for the CEO Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 32 Amend Articles: Board meetings Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Approve Reduction in Share Capital Alsthom) F0191J101 09/07/2006 33 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Authorize Capital Increase of Up to Alsthom) F0191J101 09/07/2006 34 Ten percent for Future Exchange Offers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Approve Employee Savings-Related Alsthom) F0191J101 09/07/2006 35 Share Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize up to One Percent of Issued Alcatel (Formerly Alcatel Capital for Use in Restricted Stock Alsthom) F0191J101 09/07/2006 36 Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Authorize Filing of Required Alsthom) F0191J101 09/07/2006 37 Documents/Other Formalities Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Alsthom) F0191J101 09/07/2006 Shareholder Proposals Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel (Formerly Alcatel Eliminate Voting Rights Restrictions Alsthom) F0191J101 09/07/2006 A and Amend Article 22 Accordingly ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 1 Approve Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Alcatel-Lucent F0191J101 06/01/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Alcatel-Lucent F0191J101 06/01/2007 3 Dividends of EUR 0.16 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors in Alcatel-Lucent F0191J101 06/01/2007 4 the Aggregate Amount of EUR 700,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 5 Approve Remuneration of Censors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify Appointment of Lady Jay as Alcatel-Lucent F0191J101 06/01/2007 6 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 7 Ratify Appointment of Jean-Cyril Mgmt Yes For For Spinetta as Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Alcatel-Lucent F0191J101 06/01/2007 8 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 9 Approve Transaction with Patricia Mgmt Yes For For Russo - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 10 Authorize Repurchase of Up to 10 Mgmt Yes For For Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 11 Approve Reduction in Share Capital Mgmt Yes For For via Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 12 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 5 Percent of Alcatel-Lucent F0191J101 06/01/2007 13 Issued Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Capital Increase of up to 10 Percent of Issued Capital for Alcatel-Lucent F0191J101 06/01/2007 14 Future Acquisitions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Set Global Limit for Capital Increase to Result from All Issuance Requests Alcatel-Lucent F0191J101 06/01/2007 15 at EUR 920 Million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent F0191J101 06/01/2007 16 Approve Employee Savings-Related Mgmt Yes For For Share Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Alcatel-Lucent F0191J101 06/01/2007 17 Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Alcatel-Lucent F0191J101 06/01/2007 18 Record Date Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Filing of Required Alcatel-Lucent F0191J101 06/01/2007 19 Documents/Other Formalities Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Article 22 of Bylaws: End of Alcatel-Lucent F0191J101 06/01/2007 A the Voting Rights Limitation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 Meeting for Holders of ADRs Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 1 APPROVAL OF THE FINANCIAL STATEMENTS Mgmt Yes For For FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 2 APPROVAL OF THE CONSOLIDATED Mgmt Yes For For FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 3 RESULTS FOR THE FISCAL YEAR - Mgmt Yes For For APPROPRIATION. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SETTLING OF ATTENDANCE FEES Alcatel-Lucent 13904305 06/01/2007 4 ATTRIBUTED TO THE DIRECTORS. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SETTLING OF THE REMUNERATION Alcatel-Lucent 13904305 06/01/2007 5 ATTRIBUTED TO THE CENSEURS. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 6 RATIFICATION OF THE APPOINTMENT OF Mgmt Yes For For LADY JAY AS MEMBER OF THE BOARD OF DIRECTORS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 7 RATIFICATION OF THE APPOINTMENT OF MR Mgmt Yes For For JEAN-CYRIL SPINETTA AS MEMBER OF THE BOARD OF DIRECTORS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- APPROVAL OF RELATED PARTY AGREEMENTS ENTERED INTO OR WHICH REMAINED IN Alcatel-Lucent 13904305 06/01/2007 8 FORCE DURING THE FISCAL YEAR. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 9 APPROVAL OF AGREEMENTS WITH THE CHIEF Mgmt Yes For For EXECUTIVE OFFICER. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 10 AUTHORIZATION TO BE GIVEN TO THE Mgmt Yes For For BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE THE Alcatel-Lucent 13904305 06/01/2007 11 SHARE CAPITAL OF THE COMPANY. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 12 DELEGATION OF AUTHORITY TO THE BOARD Mgmt Yes For For OF DIRECTORS TO PROCEED WITH (I) THE ISSUE WITHOUT CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES AND OF SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY OR O - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUE OF CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF (I) ORDINARY SHARES AND ANY SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE Alcatel-Lucent 13904305 06/01/2007 13 SHARE CAPITAL OF THE COMPANY OR OF I Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 14 DELEGATION OF AUTHORITY TO THE BOARD Mgmt Yes For For OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE TO REMUNERATE CONTRIBUTIONS IN KIND OF CAPITAL STOCK OR MARKETABLE SECURITIES GIVING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 15 AGGREGATE LIMIT TO THE AMOUNT OF Mgmt Yes For For ISSUANCES CARRIED OUT BY VIRTUE OF THE 12TH, 13TH, AND 14TH RESOLUTIONS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 16 DELEGATION OF AUTHORITY GRANTED TO Mgmt Yes For For THE BOARD OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE OF SHARE CAPITAL BY THE ISSUANCES OF SHARES RESERVED TO THE PARTICIPANTS IN A COMPANY SAVINGS PLAN. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 17 AUTHORIZATION GIVEN TO THE BOARD OF Mgmt Yes For For DIRECTORS FOR A FREE BONUS ISSUE OF EXISTING SHARES OR OF SHARES TO BE ISSUED BY THE COMPANY. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 18 MODIFICATION OF BY-LAWS ARTICLE Mgmt Yes For For NUMBER 21 RELATING TO SHAREHOLDERS MEETINGS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 19 POWERS. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 20 RESOLUTION A PROPOSED BY SHAREHOLDERS ShrHoldr Yes For Against - NOT AGREED BY THE BOARD OF DIRECTORS: MODIFICATION OF ARTICLE 22 OF THE BY-LAWS; CANCELLATION OF THE PROVISIONS LIMITING VOTING RIGHTS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcatel-Lucent 13904305 06/01/2007 21 AMENDMENTS OR NEW RESOLUTIONS Mgmt Yes For For PROPOSED AT THE MEETING. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcoa Inc. AA 13817101 04/20/2007 1.1 Elect Director Alain J.P. Belda Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcoa Inc. AA 13817101 04/20/2007 1.2 Elect Director Carlos Ghosn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcoa Inc. AA 13817101 04/20/2007 1.3 Elect Director Henry B. Schacht Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcoa Inc. AA 13817101 04/20/2007 1.4 Elect Director Franklin A. Thomas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Alcoa Inc. AA 13817101 04/20/2007 2 Ratify Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allergan, Inc. AGN 18490102 09/20/2006 1 Increase Authorized Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allergan, Inc. AGN 18490102 05/01/2007 1.1 Elect Director Michael R. Gallagher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allergan, Inc. AGN 18490102 05/01/2007 1.2 Elect Director Gavin S. Herbert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allergan, Inc. AGN 18490102 05/01/2007 1.3 Elect Director Stephen J. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allergan, Inc. AGN 18490102 05/01/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 1 Receive Financial Statements and Yes Allianz AG) Statutory Reports for Fiscal 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Approve Allocation of Income and Allianz AG) D03080112 05/02/2007 2 Dividends of EUR 3.80 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Approve Discharge of Management Board Allianz AG) D03080112 05/02/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Approve Discharge of Supervisory Allianz AG) D03080112 05/02/2007 4 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Elect Wulf Bernotat to the Allianz AG) D03080112 05/02/2007 5a Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Elect Gerhard Cromme to the Allianz AG) D03080112 05/02/2007 5b Supervisory Board Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Elect Franz Humer to the Supervisory Allianz AG) D03080112 05/02/2007 5c Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Elect Renate Koecher to the Allianz AG) D03080112 05/02/2007 5d Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Elect Igor Landau to the Supervisory Allianz AG) D03080112 05/02/2007 5e Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Elect Henning Schulte-Noelle to the Allianz AG) D03080112 05/02/2007 5f Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Elect Juergen Than as Alternate Allianz AG) D03080112 05/02/2007 5g Supervisory Board Member Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Jean Jacques Cette as Employee Allianz SE (formerly Representative to the Supervisory Allianz AG) D03080112 05/02/2007 5h Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 5i Elect Claudia Eggert-Lehmann as Mgmt Yes For For Employee Representative to the Allianz AG) Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 5j Elect Godfrey Hayward as Employee Mgmt Yes For For Representative to the Supervisory Allianz AG) Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Peter Kossubek as Employee Allianz SE (formerly Representative to the Supervisory Allianz AG) D03080112 05/02/2007 5k Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Joerg Reinbrecht as Employee Allianz SE (formerly Representative to the Supervisory Allianz AG) D03080112 05/02/2007 5l Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Rolf Zimmermann as Employee Allianz SE (formerly Representative to the Supervisory Allianz AG) D03080112 05/02/2007 5m Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 5n Elect Claudine Lutz as Alternate Mgmt Yes For For Employee Representative to the Allianz AG) Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Christian Hoehn as Alternate Allianz SE (formerly Employee Representative to the Allianz AG) D03080112 05/02/2007 5o Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 5p Elect Evan Hall as Alternate Employee Mgmt Yes For For Representative to the Supervisory Allianz AG) Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 5q Elect Marlene Wendler as Alternate Mgmt Yes For For Employee Representative to the Allianz AG) Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Frank Lehmhagen as Alternate Allianz SE (formerly Employee Representative to the Allianz AG) D03080112 05/02/2007 5r Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 5s Elect Heinz Koenig as Alternate Mgmt Yes For For Employee Representative to the Allianz AG) Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Approve Remuneration of Supervisory Allianz AG) D03080112 05/02/2007 6 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly Amend Articles Re: Allow Electronic Allianz AG) D03080112 05/02/2007 7 Distribution of Company Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 8 Authorize Repurchase of Up to 5 Mgmt Yes For For Percent of Issued Share Capital for Allianz AG) Trading Purposes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allianz SE (formerly D03080112 05/02/2007 9 Authorize Repurchase of Up to 10 Mgmt Yes Against Against Percent of Issued Share Capital for Purposes Other Than Trading; Authorize Use of Financial Allianz AG) Derivatives When Repurchasing Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ALLTEL Corp. AT 20039103 05/15/2007 1.1 Elect Director Scott T. Ford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ALLTEL Corp. AT 20039103 05/15/2007 1.2 Elect Director L.L Gellerstedt, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ALLTEL Corp. AT 20039103 05/15/2007 1.3 Elect Director Emon A. Mahony, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ALLTEL Corp. AT 20039103 05/15/2007 1.4 Elect Director Ronald Townsend Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ALLTEL Corp. AT 20039103 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altera Corp. ALTR 21441100 05/08/2007 1.1 Elect Director John P. Daane Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altera Corp. ALTR 21441100 05/08/2007 1.2 Elect Director Robert W. Reed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Robert J. Finocchio, Altera Corp. ALTR 21441100 05/08/2007 1.3 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altera Corp. ALTR 21441100 05/08/2007 1.4 Elect Director Kevin McGarity Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altera Corp. ALTR 21441100 05/08/2007 1.5 Elect Director John Shoemaker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altera Corp. ALTR 21441100 05/08/2007 1.6 Elect Director Susan Wang Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altera Corp. ALTR 21441100 05/08/2007 2 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altera Corp. ALTR 21441100 05/08/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.1 Elect Director Elizabeth E. Bailey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.2 Elect Director Harold Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.3 Elect Director Mathis Cabiallavetta Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.4 Elect Director Louis C. Camilleri Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.5 Elect Director J. Dudley Fishburn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.6 Elect Director Robert E. R. Huntley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.7 Elect Director Thomas W. Jones Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.8 Elect Director George Munoz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.9 Elect Director Lucio A. Noto Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.1 Elect Director John S. Reed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 1.11 Elect Director Stephen M. Wolf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 3 Provide for Cumulative Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 4 Disclose Information on Secondhand ShrHoldr Yes Against For Smoke - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cease Add Campaigns Oriented to Altria Group, Inc. MO 02209S103 04/26/2007 5 Prevent Youth Smoking ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cease Production, Promotion, and Altria Group, Inc. MO 02209S103 04/26/2007 6 Marketing of Tobacco Products ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Altria Group, Inc. MO 02209S103 04/26/2007 7 Adopt Animal Welfare Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, ABK 23139108 05/08/2007 1.1 Elect Director Michael A. Callen Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, Inc. ABK 23139108 05/08/2007 1.2 Elect Director Jill M. Considine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, Inc. ABK 23139108 05/08/2007 1.3 Elect Director Phillip N. Duff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, Inc. ABK 23139108 05/08/2007 1.4 Elect Director Robert J. Genader Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, Inc. ABK 23139108 05/08/2007 1.5 Elect Director W. Grant Gregory Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, Inc. ABK 23139108 05/08/2007 1.6 Elect Director Thomas C. Theobald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, Inc. ABK 23139108 05/08/2007 1.7 Elect Director Laura S. Unger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, Inc. ABK 23139108 05/08/2007 1.8 Elect Director Hery D.G. Wallace Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ambac Financial Group, Inc. ABK 23139108 05/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.1 Elect Director Stephen F. Brauer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.2 Elect Director Susan S. Elliott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.3 Elect Director Gayle P. W. Jackson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.4 Elect Director James C. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.5 Elect Director Richard A. Liddy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.6 Elect Director Gordon R. Lohman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.7 Elect Director Charles W. Mueller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.8 Elect Director Douglas R. Oberhelman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.9 Elect Director Gary L. Rainwater Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.1 Elect Director Harvey Saligman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.11 Elect Director Patrick T. Stokes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 1.12 Elect Director Jack D. Woodard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameren Corporation AEE 23608102 04/24/2007 3 Reduce the Release of Radioactive ShrHoldr Yes Against For Materials from Callaway Facility - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.1 Elect Director E.R. Brooks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.2 Elect Director Donald M. Carlton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.3 Elect Director Ralph D. Crosby, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.4 Elect Director John P. DesBarres Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.5 Elect Director Robert W. Fri Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.6 Elect Director Linda A. Goodspeed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.7 Elect Director William R. Howell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.8 Elect Director Lester A. Hudson, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.9 Elect Director Michael G. Morris Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.1 Elect Director Lionel L. Nowell III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.11 Elect Director Richard L. Sandor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.12 Elect Director Donald G. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 1.13 Elect Director Kathryn D. Sullivan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 2 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Electric Power Co. AEP 25537101 04/24/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.1 Elect Director Daniel F. Akerson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.2 Elect Director Charlene Barshefsky Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.3 Elect Director Ursula M. Burns Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.4 Elect Director Kenneth I. Chenault Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.5 Elect Director Peter Chernin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.6 Elect Director Vernon E. Jordan, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.7 Elect Director Jan Leschly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.8 Elect Director Richard C. Levin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.9 Elect Director Richard A. McGinn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.1 Elect Director Edward D. Miller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.11 Elect Director Frank P. Popoff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.12 Elect Director Steven S. Reinemund Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.13 Elect Director Robert D. Walter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 1.14 Elect Director Ronald A. Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Express Co. AXP 25816109 04/23/2007 4 Provide for Cumulative Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International AIG 26874107 05/16/2007 1.1 Elect Director Marshall A. Cohen Mgmt Yes For For Group, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.2 Elect Director Martin S. Feldstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.3 Elect Director Ellen V. Futter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.4 Elect Director Stephen L. Hammerman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.5 Elect Director Richard C. Holbrooke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.6 Elect Director Fred H. Langhammer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.7 Elect Director George L. Miles, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.8 Elect Director Morris W. Offit Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.9 Elect Director James F. Orr, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.1 Elect Director Virginia M. Rometty Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.11 Elect Director Martin J. Sullivan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.12 Elect Director Michael H. Sutton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.13 Elect Director Edmund S.W. Tse Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.14 Elect Director Robert B. Willumstad Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 1.15 Elect Director Frank G. Zarb Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Group, Inc. AIG 26874107 05/16/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American International Performance-Based and/or Time-Based Group, Inc. AIG 26874107 05/16/2007 4 Equity Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Power Conversion Corp. APCC 29066107 01/16/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Power Conversion Corp. APCC 29066107 01/16/2007 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Standard Companies Inc. ASD 29712106 05/03/2007 1.1 Elect Director Steven E. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Standard Companies Inc. ASD 29712106 05/03/2007 1.2 Elect Director Steven F. Goldstone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Standard Companies Inc. ASD 29712106 05/03/2007 1.3 Elect Director Ruth Ann Marshall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Standard Companies Inc. ASD 29712106 05/03/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- American Standard Companies Inc. ASD 29712106 05/03/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameriprise Financial, Inc AMP 03076C106 04/25/2007 1.1 Elect Director James M. Cracchiolo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameriprise Financial, Inc AMP 03076C106 04/25/2007 1.2 Elect Director Warren D. Knowlton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameriprise Financial, Inc AMP 03076C106 04/25/2007 1.3 Elect Director H. Jay Sarles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameriprise Financial, Inc AMP 03076C106 04/25/2007 1.4 Elect Director Robert F. Sharpe, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameriprise Financial, Inc AMP 03076C106 04/25/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ameriprise Financial, Inc AMP 03076C106 04/25/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AmerisourceBergen Corp ABC 03073E105 02/16/2007 1.1 Elect Director Edward E. Hagenlocker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AmerisourceBergen Corp ABC 03073E105 02/16/2007 1.2 Elect Director Kurt J. Hilzinger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AmerisourceBergen Corp ABC 03073E105 02/16/2007 1.3 Elect Director Henry W. McGee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AmerisourceBergen Corp ABC 03073E105 02/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 1 Elect Director Frank J. Biondi, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 2 Elect Director Jerry D. Choate Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 3 Elect Director Frank C. Herringer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 4 Elect Director Gilbert S. Omenn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 6 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 7 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 8 Develop an Animal Welfare Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amgen, Inc. AMGN 31162100 05/09/2007 9 Prepare a Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AmSouth Bancorporation ASO 32165102 10/03/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AmSouth Bancorporation ASO 32165102 10/03/2006 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anadarko Petroleum Corp. APC 32511107 05/16/2007 1.1 Elect Director Larry Barcus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anadarko Petroleum Corp. APC 32511107 05/16/2007 1.2 Elect Director James L. Bryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anadarko Petroleum Corp. APC 32511107 05/16/2007 1.3 Elect Director H. Paulett Eberhart Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anadarko Petroleum Corp. APC 32511107 05/16/2007 1.4 Elect Director James T. Hackett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anadarko Petroleum Corp. APC 32511107 05/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Analog Devices, Inc. ADI 32654105 03/13/2007 1.1 Elect Director Jerald G. Fishman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Analog Devices, Inc. ADI 32654105 03/13/2007 1.2 Elect Director John C. Hodgson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Analog Devices, Inc. ADI 32654105 03/13/2007 1.3 Elect Director F. Grant Saviers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Analog Devices, Inc. ADI 32654105 03/13/2007 1.4 Elect Director Paul J. Severino Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Analog Devices, Inc. ADI 32654105 03/13/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Analog Devices, Inc. ADI 32654105 03/13/2007 3 Performance-Based Equity Awards ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Analog Devices, Inc. ADI 32654105 03/13/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Anglo American plc G03764100 04/17/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Final Dividend of USD 0.75 Anglo American plc G03764100 04/17/2007 2 Per Ordinary Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 3 Elect Cynthia Carroll as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 4 Re-elect Chris Fay as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 5 Re-elect Sir Rob Margetts as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 6 Re-elect Nicky Oppenheimer as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 7 Reappoint Deloitte & Touche LLP as Mgmt Yes For For Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Anglo American plc G03764100 04/17/2007 8 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 9 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 10 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 74,000,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 11 Subject to the Passing of Ordinary Mgmt Yes For For Resolution Number 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 37,000,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American plc G03764100 04/17/2007 12 Authorise 148,000,000 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise the Company to Use Anglo American plc G03764100 04/17/2007 13 Electronic Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Anglo American plc G03764100 04/17/2007 14 Electronic Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American Plc G03764100 06/25/2007 1 Amend Articles of Association Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American Plc G03764100 06/25/2007 2 Approve Demerger of Mondi; Authorise Mgmt Yes For For the Payment of a Dividend In Specie; Approve the Demerger Agreement, the Indemnity Agreement and the Tax Agreement; Authorise Directors to Take All Necessary Steps to Give Effect to the Demerger - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American Plc G03764100 06/25/2007 3 Approve Sub-Division of All Issued or Mgmt Yes For For Unissued Ordinary Shares into New Ordinary Shares; Approve Consolidation of All Unissued Intermediate Shares into New Ordinary Shares; Approve Consolidation of All Issued Intermediate Shares into New Ordinary Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction of Cap. of Mondi Plc; Approve Cancellation of the Paid Up Cap. of Mondi Plc to Enable the Transfer of Ord. Shares of Mondi Ltd to the Anglo American Shareholders on the Basis of 1 Mondi Ltd Ord. Share Anglo American Plc G03764100 06/25/2007 4 for Every 10 Mondi Plc Ord. Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Consolidation of All Mondi Plc Ordinary Shares into New Ordinary Shares; Approve Sub-Division of Each Authorised but Unissued Ordinary Share and Each Special Converting Share in the Capital of Mondi Plc Anglo American Plc G03764100 06/25/2007 5 into 10 Shares of the Relevant Class Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anglo American Plc G03764100 06/25/2007 6 Subject to and Conditional Upon the Mgmt Yes For For Passing of Resolution 3, Authorise 134,544,000 New Ordinary Shares for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, BUD 35229103 04/25/2007 1.1 Elect Director August A. Busch III Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Inc. BUD 35229103 04/25/2007 1.2 Elect Director August A. Busch IV Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Inc. BUD 35229103 04/25/2007 1.3 Elect Director Carlos Fernandez G. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Inc. BUD 35229103 04/25/2007 1.4 Elect Director James R. Jones Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Inc. BUD 35229103 04/25/2007 1.5 Elect Director Andrew C. Taylor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Inc. BUD 35229103 04/25/2007 1.6 Elect Director Douglas A. Warner III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Inc. BUD 35229103 04/25/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Approve Nonqualified Employee Stock Inc. BUD 35229103 04/25/2007 3 Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Inc. BUD 35229103 04/25/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Anheuser-Busch Companies, Inc. BUD 35229103 04/25/2007 5 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.1 Elect Director Patrick G. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.2 Elect Director Gregory C. Case Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.3 Elect Director Edgar D. Jannotta Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.4 Elect Director Jan Kalff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.5 Elect Director Lester B. Knight Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.6 Elect Director J. Michael Losh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.7 Elect Director R. Eden Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.8 Elect Director Andrew J. McKenna Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.9 Elect Director Robert S. Morrison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.1 Elect Director Richard B. Myers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.11 Elect Director Richard C. Notebaert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.12 Elect Director John W. Rogers, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.13 Elect Director Gloria Santona Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 1.14 Elect Director Carolyn Y. Woo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aon Corp. AOC 37389103 05/18/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apache Corp. APA 37411105 05/02/2007 1 Elect Director Eugene C. Fiedorek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apache Corp. APA 37411105 05/02/2007 2 Elect Director Patricia Albjerg Graham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apache Corp. APA 37411105 05/02/2007 3 Elect Director F. H. Merelli Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apache Corp. APA 37411105 05/02/2007 4 Elect Director Raymond Plank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apache Corp. APA 37411105 05/02/2007 5 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apache Corp. APA 37411105 05/02/2007 6 Company-Specific --Reimbursement of ShrHoldr Yes Against For Proxy Expenses - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 1.1 Elect Director William V. Campbell Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 1.2 Elect Director Millard S. Drexler Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 1.3 Elect Director Albert A. Gore, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 1.4 Elect Director Steven P. Jobs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Arthur D. Levinson, Apple, Inc. AAPL 37833100 05/10/2007 1.5 Ph.D. Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 1.6 Elect Director Eric E. Schmidt, Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 1.7 Elect Director Jerome B. York Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 3 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Non-Employee Director Stock Apple, Inc. AAPL 37833100 05/10/2007 4 Option Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 6 Compensation Specific--Option Dating ShrHoldr Yes For Against Policy - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 7 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 8 Report on Feasibility of Adopting a ShrHoldr Yes Against For Toxic Chemical Elimination Policy - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 9 Stock Retention/Holding Period ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 10 Report on Computer Recycling Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Apple, Inc. AAPL 37833100 05/10/2007 11 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.1 Elect Director Richard H. Ayers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.2 Elect Director Jean-Luc Belingard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.3 Elect Director Robert H. Hayes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.4 Elect Director Arnold J. Levine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.5 Elect Director William H. Longfield Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.6 Elect Director Theodore E. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.7 Elect Director Carolyn W. Slayman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.8 Elect Director Orin R. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.9 Elect Director James R. Tobin Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 1.1 Elect Director Tony L. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 3 Change Company Name Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 4 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applera Corp ABI 38020103 10/19/2006 5 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.1 Elect Director Michael H. Armacost Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.2 Elect Director Robert H. Brust Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.3 Elect Director Deborah A. Coleman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.4 Elect Director Philip V. Gerdine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.5 Elect Director Thomas J. Iannotti Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.6 Elect Director Charles Y.S. Liu Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.7 Elect Director James C. Morgan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.8 Elect Director Gerhard H. Parker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.9 Elect Director Willem P. Roelandts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 1.1 Elect Director Michael R. Splinter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 3 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 4 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Applied Materials, Inc. AMAT 38222105 03/14/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland ADM 39483102 11/02/2006 1.1 Elect Director G.A. Andreas Mgmt Yes For For Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.2 Elect Director A.L. Boeckmann Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.3 Elect Director M.H. Carter Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.4 Elect Director R.S. Joslin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.5 Elect Director A. Maciel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.6 Elect Director P.J. Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.7 Elect Director M.B. Mulroney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.8 Elect Director T.F. O'Neill Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.9 Elect Director O.G. Webb Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.1 Elect Director K.R. Westbrook Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 1.11 Elect Director P.A. Woertz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Report on Genetically Modified Company ADM 39483102 11/02/2006 2 Organisms (GMO) ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Archer-Daniels-Midland Company ADM 39483102 11/02/2006 3 Adopt ILO Standards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARKEMA F0392W125 06/05/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARKEMA F0392W125 06/05/2007 1 Approve Financial Statements and Mgmt Yes Abstain Against Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial ARKEMA F0392W125 06/05/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and ARKEMA F0392W125 06/05/2007 3 Omission of Dividends Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report ARKEMA F0392W125 06/05/2007 4 Regarding Related-Party Transactions Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARKEMA F0392W125 06/05/2007 5 Change Location of Registered Office Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARKEMA F0392W125 06/05/2007 6 Ratify Nomination of Tidjane Thiam as Mgmt Yes Abstain Against Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to 10 ARKEMA F0392W125 06/05/2007 7 Percent of Issued Share Capital Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARKEMA F0392W125 06/05/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARKEMA F0392W125 06/05/2007 8 Approve Reduction in Share Capital Mgmt Yes For For via Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Filing of Required ARKEMA F0392W125 06/05/2007 9 Documents/Other Formalities Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and ARM Holdings Plc G0483X122 05/15/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Final Dividend of 0.6 Pence ARM Holdings Plc G0483X122 05/15/2007 2 Per Ordinary Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 3 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 4 Elect Kathleen O'Donovan as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 5 Elect Young Sohn as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 6 Re-elect Warren East as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 7 Re-elect Lucio Lanza as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 8 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration ARM Holdings Plc G0483X122 05/15/2007 9 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise 133,361,000 Ordinary Shares ARM Holdings Plc G0483X122 05/15/2007 10 for Market Purchase Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 11 Approve Electronic Communications; Mgmt Yes For For Amend Articles of Association Re: Electronic Communications - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 12 Approve Increase in Remuneration of Mgmt Yes For For Non-Executive Directors to GBP 500,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 13 Approve Cancellation of Share Premium Mgmt Yes For For Account; Approve Increase in Authorised Capital to GBP 268,518,000; Issue of Equity with Rights up to GBP 267,418,000; Capitalise Reserves up to GBP 267,418,000 to Tim Score; Approve Reduction of Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 14 Approve Cancellation of 55,719,000 Mgmt Yes For For Ordinary Shares from Share Premium Account - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Interim Dividend of 0.34 Pence Per Ordinary Share; Approve ARM Holdings Plc G0483X122 05/15/2007 15 Deed of Release Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ARM Holdings Plc G0483X122 05/15/2007 16 Approve ARM Holdings Plc Mgmt Yes For For Savings-Related Share Option Scheme 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly N07059160 03/28/2007 1 Open Meeting Yes ASM Lithography Hldg) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Receive Information on the Company's ASM Lithography Hldg) N07059160 03/28/2007 2 Business and Financial Situation Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Approve Financial Statements and ASM Lithography Hldg) N07059160 03/28/2007 3 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 4 Approve Discharge of Management Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 5 Approve Discharge of Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Receive Explanation on Company's ASM Lithography Hldg) N07059160 03/28/2007 6 Reserves and Dividend Policy Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles in Relation to the Use ASML Holding NV (Formerly of Electronic Means for the General ASM Lithography Hldg) N07059160 03/28/2007 7 Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 8.a Approve Performance Stock Grants Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 8.b Approve Stock Option Grants Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Approve Number of Shares or Stock ASM Lithography Hldg) N07059160 03/28/2007 8.c Options Available for Employees Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 9 Elect W.T. Siegle to Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Notification of Retirement of F.W Frohlich and A.P.M. van der Poel as a ASML Holding NV (Formerly Supervisory Board Members in ASM Lithography Hldg) N07059160 03/28/2007 10 2008(Non-contentious) Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Approve Remuneration of Supervisory ASM Lithography Hldg) N07059160 03/28/2007 11 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Grant Board Authority to Issue Shares ASM Lithography Hldg) N07059160 03/28/2007 12.a Up To 5 Percent of Issued Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Authorize Board to Exclude Preemptive ASM Lithography Hldg) N07059160 03/28/2007 12.b Rights from Issuance Under Item 12.a Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Grant Board Authority to Issue Shares ASML Holding NV (Formerly Up To 5 Percent of Issued Capital in ASM Lithography Hldg) N07059160 03/28/2007 12.c Case of Takeover/Merger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Authorize Board to Exclude Preemptive ASM Lithography Hldg) N07059160 03/28/2007 12.d Rights from Issuance Under Item 12.c Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 13 Cancel Company Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly Authorize Repurchase of Up to Ten ASM Lithography Hldg) N07059160 03/28/2007 14 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 15 Cancel Company Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 16 Cancel Company Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 17 Other Business (Non-Voting) Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ASML Holding NV (Formerly ASM Lithography Hldg) N07059160 03/28/2007 18 Close Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 04/28/2007 Annual Meeting Agenda Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 04/28/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Assicurazioni Generali Sp T05040109 04/28/2007 1 Statutory Reports for Fiscal Year 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fix Number of Directors on the Board; Assicurazioni Generali Sp T05040109 04/28/2007 2 Elect Directors Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 04/28/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 04/28/2007 3 Authorize Capital Increase with Mgmt Yes For For Preemptive Rights, through the Capitalization of Reserves - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 04/28/2007 4 Authorize Issuance of Shares in Mgmt Yes For For Favour of Company's Employees - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend the Company's Stock Option Assicurazioni Generali Sp T05040109 04/28/2007 5 Vesting Period Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 06/15/2007 Special Meeting Agenda Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 06/15/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles 9, 15, 16, 19, 24, 27, Assicurazioni Generali Sp T05040109 06/15/2007 1 31, 39, 40, 44, and 46 of the Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 06/15/2007 2 Approve Stock Option Plan for Mgmt Yes For For Chairman and Top Management of the Company and its Subsidiaries; Authorize Board of Directors to Increase Capital to Implement the Stock Option Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Assicurazioni Generali Sp T05040109 06/15/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors for Assicurazioni Generali Sp T05040109 06/15/2007 3 the Three-Year Term 2007/2009 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Share Repurchase Program Assicurazioni Generali Sp T05040109 06/15/2007 4 and Reissuance of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Director and/or Internal Auditors' Indemnification/Liability Assicurazioni Generali Sp T05040109 06/15/2007 5 Provisions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Astrazeneca Plc G0593M107 04/26/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 2 Approve First Interim Dividend of USD Mgmt Yes For For 0.49 (26.6 Pence, SEK 3.60) Per Ordinary Share and Confirm as Final Dividend the Second Interim Dividend of USD 1.23 (63 Pence, SEK 8.60) Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 3 Reappoint KPMG Audit Plc as Auditors Mgmt Yes For For of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Astrazeneca Plc G0593M107 04/26/2007 4 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(a) Re-elect Louis Schweitzer as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(b) Re-elect Hakan Mogren as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(c) Re-elect David Brennan as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(d) Re-elect John Patterson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(e) Re-elect Jonathan Symonds as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(f) Re-elect John Buchanan as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(g) Re-elect Jane Henney as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(h) Re-elect Michele Hooper as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(i) Re-elect Joe Jimenez as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(j) Re-elect Dame Rothwell as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(k) Elect John Varley as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 5(l) Re-elect Marcus Wallenberg as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 6 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 7 Authorise the Company to Make EU Mgmt Yes For For Political Organisations Donations and to Incur EU Political Expenditure up to GBP 150,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Astrazeneca Plc G0593M107 04/26/2007 8 Nominal Amount of USD 127,127,735 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Astrazeneca Plc G0593M107 04/26/2007 9 Nominal Amount of USD 19,069,160 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Astrazeneca Plc G0593M107 04/26/2007 10 Authorise 152,553,282 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise the Company to Use Electronic Communication with Astrazeneca Plc G0593M107 04/26/2007 11 Shareholders Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 07/21/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 1 Elect Director William F. Aldinger III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 2 Elect Director Gilbert F. Amelio Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 3 Elect Director Reuben V. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 4 Elect Director James H. Blanchard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 5 Elect Director August A. Busch III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 6 Elect Director James P. Kelly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 7 Elect Director Charles F. Knight Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 8 Elect Director Jon C. Madonna Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 9 Elect Director Lynn M. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 10 Elect Director John B. McCoy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 11 Elect Director Mary S. Metz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 12 Elect Director Toni Rembe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 13 Elect Director Joyce M. Roche Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 14 Elect Director Randall L. Stephenson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 15 Elect Director Laura D' Andrea Tyson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 16 Elect Director Patricia P. Upton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 17 Elect Director Edward E. Whitacre, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 18 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 19 Compensation Specific-Severance Mgmt Yes For For Payments to Executives - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 20 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 21 Amend Articles/Bylaws/Charter - Call ShrHoldr Yes For Against Special Meetings - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 22 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 23 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AT&T Inc T 00206R102 04/27/2007 24 Establish SERP Policy ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data ADP 53015103 11/14/2006 1.1 Elect Director Gregory D. Brenneman Mgmt Yes For For Processing, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.2 Elect Director Leslie A. Brun Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.3 Elect Director Gary C. Butler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.4 Elect Director Leon G. Cooperman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.5 Elect Director R. Glenn Hubbard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.6 Elect Director John P. Jones Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.7 Elect Director Ann Dibble Jordan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.8 Elect Director Frederic V. Malek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.9 Elect Director Henry Taub Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 1.1 Elect Director Arthur F. Weinbach Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Automatic Data Processing, Inc. ADP 53015103 11/14/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.1 Elect Director Charles M. Elson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.2 Elect Director Sue E. Gove Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.3 Elect Director Earl G. Graves, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.4 Elect Director N. Gerry House Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.5 Elect Director J.R. Hyde, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.6 Elect Director W. Andrew McKenna Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.7 Elect Director George R. Mrkonic, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.8 Elect Director William C. Rhodes, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 1.9 Elect Director Theodore W. Ullyot Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 2 Approve Stock Option Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 3 Amend Nonqualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- AutoZone, Inc. AZO 53332102 12/13/2006 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avaya Inc AV 53499109 02/15/2007 1.1 Elect Director Joseph P. Landy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avaya Inc AV 53499109 02/15/2007 1.2 Elect Director Mark Leslie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avaya Inc AV 53499109 02/15/2007 1.3 Elect Director Daniel C. Stanzione Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avaya Inc AV 53499109 02/15/2007 1.4 Elect Director Anthony P. Terracciano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avaya Inc AV 53499109 02/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avaya Inc AV 53499109 02/15/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avaya Inc AV 53499109 02/15/2007 4 Performance-Based and/or Time-Based ShrHoldr Yes Against For Equity Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avery Dennison Corp. AVY 53611109 04/26/2007 1.1 Elect Director Rolf Borjesson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avery Dennison Corp. AVY 53611109 04/26/2007 1.2 Elect Director Peter W. Mullin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avery Dennison Corp. AVY 53611109 04/26/2007 1.3 Elect Director Patrick T. Siewert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avery Dennison Corp. AVY 53611109 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 1.1 Elect Director Ronald L. Nelson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 1.2 Elect Director Mary C. Choksi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 1.3 Elect Director Leonard S. Coleman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 1.4 Elect Director Lynn Krominga Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 1.5 Elect Director Martin L . Edelman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 1.6 Elect Director Sheli Z. Rosenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 1.7 Elect Director F. Robert Salerno Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 1.8 Elect Director Stender E. Sweeney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avis Budget Group, Inc CAR 53774105 05/21/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aviva Plc G0683Q109 04/26/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Final Dividend of 19.18 Pence Aviva Plc G0683Q109 04/26/2007 2 Per Ordinary Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Guillermo de la Dehesa as Aviva Plc G0683Q109 04/26/2007 3 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aviva Plc G0683Q109 04/26/2007 4 Re-elect Wim Dik as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aviva Plc G0683Q109 04/26/2007 5 Re-elect Richard Goeltz as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aviva Plc G0683Q109 04/26/2007 6 Re-elect Russell Walls as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aviva Plc G0683Q109 04/26/2007 7 Reappoint Ernst & Young LLP as Mgmt Yes For For Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Aviva Plc G0683Q109 04/26/2007 8 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aviva Plc G0683Q109 04/26/2007 9 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 108,000,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Aviva Plc G0683Q109 04/26/2007 10 Nominal Amount of GBP 32,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aviva Plc G0683Q109 04/26/2007 11 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Aviva Plc G0683Q109 04/26/2007 12 Approve Aviva Plc Savings Related Mgmt Yes For For Share Option Scheme 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Aviva Plc G0683Q109 04/26/2007 13 Electronic Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise 256,000,000 Ordinary Shares Aviva Plc G0683Q109 04/26/2007 14 for Market Purchase Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise 100,000,000 8 3/4 Percent Aviva Plc G0683Q109 04/26/2007 15 Preference Shares for Market Purchase Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise 100,000,000 8 3/8 Percent Aviva Plc G0683Q109 04/26/2007 16 Preference Shares for Market Purchase Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.1 Elect Director W. Don Cornwell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.2 Elect Director Edward T. Fogarty Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.3 Elect Director Fred Hassan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.4 Elect Director Andrea Jung Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.5 Elect Director Maria Elena Lagomasino Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.6 Elect Director Ann S. Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.7 Elect Director Paul S. Pressler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.8 Elect Director Gary M. Rodkin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.9 Elect Director Paula Stern Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 1.1 Elect Director Lawrence A. Weinbach Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 3 Amend Articles/Bylaws/Charter-Adopt Mgmt Yes For For Majority Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Avon Products, Inc. AVP 54303102 05/03/2007 4 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Financial Statements and Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 3 Dividends of EUR 1.06 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Transaction with Groupe Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 4 Schneider Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 5 Regarding Related-Party Transactions Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect Jean-Rene Fourtou as Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 6 Supervisory Board Member Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect Leo Apotheker as as Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 7 Supervisory Board Member Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect Gerard Mestrallet as Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 8 Supervisory Board Member Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect Ezra Suleiman as Supervisory Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 9 Board Member Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Henri Jean-Martin Folz as Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 10 Supervisory Board Member Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Giuseppe Mussari as Supervisory Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 11 Board Member Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 12 Million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to Ten Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 13 Percent of Issued Share Capital Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 14 Authorize Capitalization of Reserves Mgmt Yes For For of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 15 Authorize Issuance of Equity or Mgmt Yes Against Against Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 16 Nominal Amount of EUR 1 Billion Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 17 Authorize Board to Set Issue Price Mgmt Yes For For for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 18 Authorize Board to Increase Capital Mgmt Yes Against Against in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 19 Authorize Capital Increase of Up to Mgmt Yes Against Against EUR 1 Billion for Future Exchange Offers - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 20 Authorize Capital Increase of up to Mgmt Yes For For 10 Percent of Issued Capital for Future Acquisitions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity Upon Conversion of a Subsidiary's Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 21 Equity-Linked Securities Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 22 Approve Issuance of Securities Mgmt Yes For For Convertible into Debt - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Employee Savings-Related Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 23 Share Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 24 Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction in Share Capital Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 25 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 26 Record Date Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 27 Amend Articles of Association Re: Mgmt Yes For For Shareholding Employee Representative Supervisory Board Member - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Axa SA (Formerly Axa-Uap) F06106102 05/14/2007 28 Authorize Filing of Required Mgmt Yes For For Documents/Other Formalities - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems Plc G06940103 10/04/2006 1 Approve the Disposal of the Company's Mgmt Yes For For Twenty Per Cent Shareholding in Airbus S.A.S. to European Aeronautic Defence and Space Company EADS N.V.; Authorise the Directors to Take All Steps Necessary to Implement the Disposal - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 3 Approve Final Dividend of 6.9 Pence Mgmt Yes For For Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 4 Re-elect Ulrich Cartellieri as Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 5 Re-elect Michael Hartnall as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 6 Re-elect George Rose as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 7 Elect Walter Havenstein as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 8 Elect Ian King as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 9 Elect Sir Nigel Rudd as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 10 Reappoint KPMG Audit Plc as Auditors Mgmt Yes For For of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration BAE Systems plc G06940103 05/09/2007 11 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 12 Authorise the Company to Make EU Mgmt Yes For For Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise BAE Systems Marine Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to BAE Systems plc G06940103 05/09/2007 13 GBP 100,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 14 Authorise BAE Systems (Operations) Mgmt Yes For For Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise BAE Systems Land Systems (Munitions & Ordnance) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to BAE Systems plc G06940103 05/09/2007 15 GBP 100,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise BAE Systems Land Systems (Weapons & Vehicles) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP BAE Systems plc G06940103 05/09/2007 16 100,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 17 Authorise BAE Systems Hagglunds AB to Mgmt Yes For For Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate BAE Systems plc G06940103 05/09/2007 18 Nominal Amount of GBP 26,664,742 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate BAE Systems plc G06940103 05/09/2007 19 Nominal Amount of GBP 4,000,111 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BAE Systems plc G06940103 05/09/2007 20 Authorise 320,008,915 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise the Company to Use BAE Systems plc G06940103 05/09/2007 21 Electronic Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.1 Elect Director Larry D. Brady Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Clarence P. Cazalot, Baker Hughes Incorporated BHI 57224107 04/26/2007 1.2 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.3 Elect Director Chad C. Deaton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.4 Elect Director Edward P. Djerejian Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.5 Elect Director Anthony G. Fernandes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.6 Elect Director Claire W. Gargalli Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.7 Elect Director Pierre H. Jungels Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.8 Elect Director James A. Lash Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.9 Elect Director James F. McCall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.1 Elect Director J. Larry Nichols Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.11 Elect Director H. John Riley, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 1.12 Elect Director Charles L. Watson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baker Hughes Incorporated BHI 57224107 04/26/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ball Corp. BLL 58498106 04/25/2007 1.1 Elect Director Hanno C. Fiedler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ball Corp. BLL 58498106 04/25/2007 1.2 Elect Director John F. Lehman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ball Corp. BLL 58498106 04/25/2007 1.3 Elect Director Georgia R. Nelson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ball Corp. BLL 58498106 04/25/2007 1.4 Elect Director Erik H. van der Kaay Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ball Corp. BLL 58498106 04/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 1 Elect Director William Barnet, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 2 Elect Director Frank P. Bramble, Sr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 3 Elect Director John T. Collins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 4 Elect Director Gary L. Countryman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 5 Elect Director Tommy R. Franks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 6 Elect Director Charles K. Gifford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 7 Elect Director W. Steven Jones Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 8 Elect Director Kenneth D. Lewis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 9 Elect Director Monica C. Lozano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 10 Elect Director Walter E. Massey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 11 Elect Director Thomas J. May Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 12 Elect Director Patricia E. Mitchell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 13 Elect Director Thomas M. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 14 Elect Director O. Temple Sloan, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 15 Elect Director Meredith R. Spangler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 16 Elect Director Robert L. Tillman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 17 Elect Director Jackie M. Ward Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 18 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 19 Prohibit Executive Stock-Based Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 20 Change Size of Board of Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank of America Corp. BAC 60505104 04/25/2007 21 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 1 Open Meeting No SA (PEKAO) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 2 Elect Meeting Chairman Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Acknowledge Proper Convening of SA (PEKAO) X0641X106 04/26/2007 3 Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Elect Members of Vote Counting SA (PEKAO) X0641X106 04/26/2007 4 Commission Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 5 Approve Agenda of Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Receive Management Board Report on SA (PEKAO) X0641X106 04/26/2007 6 Company's Operations in 2006 No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 7 Receive Financial Statements No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 8 Receive Management Board Report on No Operations of Bank's Capital Group in SA (PEKAO) 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 9 Receive Consolidated Financial No SA (PEKAO) Statements - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Receive Management Board's Proposal SA (PEKAO) X0641X106 04/26/2007 10 on Allocation of Income No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 11 Receive Supervisory Board Report No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Approve Management Board Report on SA (PEKAO) X0641X106 04/26/2007 12.1 Company's Operations in 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 12.2 Approve Financial Statements Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 12.3 Approve Management Board Report on Mgmt No TNA Against Operations of Bank's Capital Group in SA (PEKAO) 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 12.4 Approve Consolidated Financial Mgmt No TNA Against SA (PEKAO) Statements - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 12.5 Approve Allocation of Income Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Approve Report on Supervisory Board's SA (PEKAO) X0641X106 04/26/2007 12.6 Activities in 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 12.7 Approve Discharge of Supervisory Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 12.8 Approve Discharge of Management Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Ratify Auditor for Fiscal Years SA (PEKAO) X0641X106 04/26/2007 13 2007-2009 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 14 Transact Other Business (Voting) Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 15 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 1 Open Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 2 Elect Meeting Chairman Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Acknowledge Proper Convening of SA (PEKAO) X0641X106 04/26/2007 3 Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Elect Members of Vote Counting SA (PEKAO) X0641X106 04/26/2007 4 Commission Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 5 Approve Agenda of Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Receive Management Board Report on SA (PEKAO) X0641X106 04/26/2007 6 Company's Operations in 2006 No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 7 Receive Financial Statements No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 8 Receive Management Board Report on No Operations of Bank's Capital Group in SA (PEKAO) 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 9 Receive Consolidated Financial No SA (PEKAO) Statements - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Receive Management Board's Proposal SA (PEKAO) X0641X106 04/26/2007 10 on Allocation of Income No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 11 Receive Supervisory Board Report No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Approve Management Board Report on SA (PEKAO) X0641X106 04/26/2007 12.1 Company's Operations in 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 12.2 Approve Financial Statements Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 12.3 Approve Management Board Report on Mgmt No TNA Against Operations of Bank's Capital Group in SA (PEKAO) 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/26/2007 12.4 Approve Consolidated Financial Mgmt No TNA Against SA (PEKAO) Statements - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 12.5 Approve Allocation of Income Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Approve Report on Supervisory Board's SA (PEKAO) X0641X106 04/26/2007 12.6 Activities in 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 12.7 Approve Discharge of Supervisory Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 12.8 Approve Discharge of Management Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Ratify Auditor for Fiscal Years SA (PEKAO) X0641X106 04/26/2007 13 2007-2009 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 14 Transact Other Business (Voting) Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/26/2007 15 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/27/2007 1 Open Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/27/2007 2 Elect Meeting Chairman Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Acknowledge Proper Convening of SA (PEKAO) X0641X106 04/27/2007 3 Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki Elect Members of Vote Counting SA (PEKAO) X0641X106 04/27/2007 4 Commission Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/27/2007 5 Approve Agenda of Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/27/2007 6 Approve Integration of Company with Mgmt No TNA Against Bank BPH S.A. via Transferring of Some of Bank BPH S.A.'s Assets under Company's Ownership; Amend Company SA (PEKAO) Statute - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki X0641X106 04/27/2007 7 Approve Allocation of Funds from Mgmt No TNA Against Reserve Capital to Brokerage SA (PEKAO) Activities Fund - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/27/2007 8 Transact Other Business (Voting) Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/27/2007 9 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baxter International Inc. BAX 71813109 05/01/2007 1 Elect Director Blake E. Devitt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baxter International Inc. BAX 71813109 05/01/2007 2 Elect Director John D. Forsyth Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baxter International Inc. BAX 71813109 05/01/2007 3 Elect Director Gail D. Fosler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baxter International Inc. BAX 71813109 05/01/2007 4 Elect Director Carole J. Shapazian Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baxter International Inc. BAX 71813109 05/01/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Baxter International Inc. BAX 71813109 05/01/2007 6 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.1 Elect Director John A. Allison Iv Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.2 Elect Director Jennifer S. Banner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.3 Elect Director Anna R. Cablik Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.4 Elect Director Nelle R. Chilton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.5 Elect Director Ronald E. Deal Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.6 Elect Director Tom D. Efird Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.7 Elect Director Barry J. Fitzpatrick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.8 Elect Director L. Vincent Hackley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.9 Elect Director Jane P. Helm Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.1 Elect Director John P. Howe, III, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.11 Elect Director James H. Maynard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.12 Elect Director Albert O. McCauley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.13 Elect Director J. Holmes Morrison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.14 Elect Director Nido R. Qubein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 1.15 Elect Director E. Rhone Sasser Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 2 Amend Omnibus Stock Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BB&T Corporation BBT 54937107 04/24/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Becton, Dickinson and BDX 75887109 01/30/2007 1.1 Elect Director Claire Fraser-Liggett Mgmt Yes For For Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Becton, Dickinson and Company BDX 75887109 01/30/2007 1.2 Elect Director Henry P. Becton, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Becton, Dickinson and Company BDX 75887109 01/30/2007 1.3 Elect Director Edward F. Degraan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Becton, Dickinson and Company BDX 75887109 01/30/2007 1.4 Elect Director Adel A.F. Mahmoud Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Becton, Dickinson and Company BDX 75887109 01/30/2007 1.5 Elect Director James F. Orr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Becton, Dickinson and Company BDX 75887109 01/30/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Becton, Dickinson and Company BDX 75887109 01/30/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Becton, Dickinson and Restore or Provide for Cumulative Company BDX 75887109 01/30/2007 4 Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BellSouth Corp. BLS 79860102 07/21/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 1.1 Elect Director Ronald James Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 1.2 Elect Director Elliot S. Kaplan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 1.3 Elect Director Matthew H. Paul Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 1.4 Elect Director James E. Press Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 1.5 Elect Director Richard M. Schulze Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 1.6 Elect Director Mary A. Tolan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 1.7 Elect Director Hatim A. Tyabji Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 1.8 Elect Director Rogelio M. Rebolledo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Best Buy Co., Inc. BBY 86516101 06/27/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BHP Billiton Plc G10877101 10/26/2006 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports for BHP Billiton Plc - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Statutory Reports for BHP Billiton BHP Billiton Plc G10877101 10/26/2006 2 Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Paul Anderson as Director of BHP Billiton Plc G10877101 10/26/2006 3 BHP Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Paul Anderson as Director of BHP Billiton Plc G10877101 10/26/2006 4 BHP Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Marius Kloppers as Director of BHP Billiton Plc G10877101 10/26/2006 5 BHP Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Marius Kloppers as Director of BHP Billiton Plc G10877101 10/26/2006 6 BHP Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Chris Lynch as Director of BHP BHP Billiton Plc G10877101 10/26/2006 7 Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Chris Lynch as Director of BHP BHP Billiton Plc G10877101 10/26/2006 8 Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Jacques Nasser as Director of BHP Billiton Plc G10877101 10/26/2006 9 BHP Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Jacques Nasser as Director of BHP Billiton Plc G10877101 10/26/2006 10 BHP Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect David Crawford as Director BHP Billiton Plc G10877101 10/26/2006 11 of BHP Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect David Crawford as Director BHP Billiton Plc G10877101 10/26/2006 12 of BHP Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Don Argus as Director of BHP BHP Billiton Plc G10877101 10/26/2006 13 Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Don Argus as Director of BHP BHP Billiton Plc G10877101 10/26/2006 14 Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect David Brink as Director of BHP Billiton Plc G10877101 10/26/2006 15 BHP Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect David Brink as Director of BHP Billiton Plc G10877101 10/26/2006 16 BHP Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect John Buchanan as Director of BHP Billiton Plc G10877101 10/26/2006 17 BHP Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect John Buchanan as Director of BHP Billiton Plc G10877101 10/26/2006 18 BHP Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect John Schubert as Director of BHP Billiton Plc G10877101 10/26/2006 19 BHP Billiton Plc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect John Schubert as Director of BHP Billiton Plc G10877101 10/26/2006 20 BHP Billiton Ltd. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BHP Billiton Plc G10877101 10/26/2006 21 Reappoint KPMG Audit Plc as Auditors Mgmt Yes For For of BHP Billiton Plc and Authorise the Board to Determine Their Remuneration - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BHP Billiton Plc G10877101 10/26/2006 22 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 276,686,499 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate BHP Billiton Plc G10877101 10/26/2006 23 Nominal Amount of USD 61,703,675 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BHP Billiton Plc G10877101 10/26/2006 24 Authorise 246,814,700 BHP Billiton Mgmt Yes For For Plc Ordinary Shares for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BHP Billiton Plc G10877101 10/26/2006 25i Approve Reduction of Share Capital of Mgmt Yes For For BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 31 December 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its BHP Billiton Plc G10877101 10/26/2006 25ii Subsidiaries on 31 March 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its BHP Billiton Plc G10877101 10/26/2006 25iiiSubsidiaries on 15 May 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its BHP Billiton Plc G10877101 10/26/2006 25iv Subsidiaries on 30 June 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its BHP Billiton Plc G10877101 10/26/2006 25v Subsidiaries on 30 September 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction of Share Capital of BHP Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its BHP Billiton Plc G10877101 10/26/2006 25vi Subsidiaries on 15 November 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BHP Billiton Plc G10877101 10/26/2006 26 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BHP Billiton Plc G10877101 10/26/2006 27 Approve Grant of Deferred Shares and Mgmt Yes For For Options under the BHP Billiton Ltd. Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Ltd. Long Term Incentive Plan to Charles Goodyear - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Grant of Deferred Shares and Options under the BHP Billiton Plc Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Plc Long Term Incentive Plan BHP Billiton Plc G10877101 10/26/2006 28 to Marius Kloppers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Grant of Deferred Shares and Options under the BHP Billiton Ltd. Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Ltd. Long Term Incentive BHP Billiton Plc G10877101 10/26/2006 29 Plan to Chris Lynch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BHP Billiton Plc G10877101 10/26/2006 30 Approve BHP Billiton Ltd. Global Mgmt Yes For For Employee Share Plan; Approve BHP Billiton Plc Global Employee Share Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Increase in Remuneration of Non-Executive Directors of BHP BHP Billiton Plc G10877101 10/26/2006 31 Billiton Plc to USD 3,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Increase in Remuneration of Non-Executive Directors of BHP BHP Billiton Plc G10877101 10/26/2006 32 Billiton Ltd. to USD 3,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biogen Idec, Inc. BIIB 09062X103 05/31/2007 1.1 Elect Director James C. Mullem Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biogen Idec, Inc. BIIB 09062X103 05/31/2007 1.2 Elect Director Bruce R. Ross Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biogen Idec, Inc. BIIB 09062X103 05/31/2007 1.3 Elect Director Marijn E. Dekkers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biogen Idec, Inc. BIIB 09062X103 05/31/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biomet, Inc. BMET 90613100 09/20/2006 1.1 Elect Director Jerry L. Ferguson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biomet, Inc. BMET 90613100 09/20/2006 1.2 Elect Director Daniel P. Hann Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biomet, Inc. BMET 90613100 09/20/2006 1.3 Elect Director Thomas F. Kearns, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biomet, Inc. BMET 90613100 09/20/2006 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biomet, Inc. BMET 90613100 09/20/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biomet, Inc. BMET 90613100 06/08/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Biomet, Inc. BMET 90613100 06/08/2007 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BJ Services Company BJS 55482103 01/30/2007 1.1 Elect Director Don D. Jordan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BJ Services Company BJS 55482103 01/30/2007 1.2 Elect Director William H. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 1.1 Elect Director Ursula M. Burns Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 1.2 Elect Director Marye Anne Fox Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 1.3 Elect Director N.J. Nicholas, Jr. Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 1.4 Elect Director John E. Pepper Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 2 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 3 Approve Increase in Size of Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 4 Approve Repricing of Options Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 5 Stock Retention/Holding Period ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 6 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Boston Scientific Corp. BSX 101137107 05/08/2007 7 Other Business Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 1 Approve Financial Statements and Mgmt Yes For For Discharge Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Bouygues SA F11487125 04/26/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Bouygues SA F11487125 04/26/2007 3 Dividends of EUR 1.20 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Bouygues SA F11487125 04/26/2007 4 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify Appointment of Patrick Kron as Bouygues SA F11487125 04/26/2007 5 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 6 Reelect Lucien Douroux as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 7 Reelect Jean Peyrelevade as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 8 Reelect SCDM as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 9 Elect Employee Representative Thierry Mgmt Yes For For Jourdaine as Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Employee Representative Bouygues SA F11487125 04/26/2007 10 Jean-Michel Gras as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 11 Appoint Alain Pouyat as Censor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 12 Authorize Repurchase of Up to Ten Mgmt Yes Against Against Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 13 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 14 Authorize Capitalization of Reserves Mgmt Yes For For of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 15 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Bouygues SA F11487125 04/26/2007 16 Shareholder Vote Above Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 17 Authorize Board to Set Issue Price Mgmt Yes Against Against for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Capital Increase of up to 10 Percent of Issued Capital for Bouygues SA F11487125 04/26/2007 18 Future Acquisitions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 19 Authorize Capital Increase of Up to Mgmt Yes Against Against EUR 150 Million for Future Exchange Offers - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Employee Savings-Related Bouygues SA F11487125 04/26/2007 20 Share Purchase Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 21 Authorize Issuance of Equity Upon Mgmt Yes Against Against Conversion of a Subsidiary's Equity-Linked Securities - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Allow Board to Use the Capital Issuance Authorities Approved Above Bouygues SA F11487125 04/26/2007 22 in the Event of a Public Tender Offer Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Bouygues SA F11487125 04/26/2007 23 Exchange Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bouygues SA F11487125 04/26/2007 24 Authorize up to Ten Percent of Issued Mgmt Yes Against Against Capital for Use in Restricted Stock Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Issuance of Securities Bouygues SA F11487125 04/26/2007 25 Convertible into Debt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction in Share Capital Bouygues SA F11487125 04/26/2007 26 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Bouygues SA F11487125 04/26/2007 27 Board Composition, Record Date Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Filing of Required Bouygues SA F11487125 04/26/2007 28 Documents/Other Formalities Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and BP plc G12793108 04/12/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 3 Re-elect David Allen as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 4 Re-elect The Lord Browne of Madingley Mgmt Yes For For as Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 5 Re-elect Antony Burgmans as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 6 Elect Sir William Castell as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 7 Re-elect Iain Conn as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 8 Re-elect Errol Davis Jr as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 9 Re-elect Douglas Flint as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 10 Re-elect Byron Grote as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 11 Re-elect Anthony Hayward as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 12 Elect Andy Inglis as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 13 Re-elect DeAnne Julius as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 14 Re-elect Sir Tom McKillop as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 15 Re-elect John Manzoni as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 16 Re-elect Walter Massey as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 17 Re-elect Sir Ian Prosser as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 18 Re-elect Peter Sutherland as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 19 Reappoint Ernst & Young LLP as Mgmt Yes For For Auditors and Authorise the Board to Determine Their Remuneration - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 20 Authorise the Company and BP Mgmt Yes For For International Ltd to Make EU Political Organisation Donations and Incur EU Political Expenditure up to GBP 0.1M; Authorise Each of the Company and BP International Ltd to Make Donations and Incur Expenditure up to GBP 0.4M - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 21 Authorise the Company to Use Mgmt Yes For For Electronic Communications - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise 1,950,000,000 Ordinary BP plc G12793108 04/12/2007 22 Shares for Market Purchase Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BP plc G12793108 04/12/2007 23 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,626,000,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate BP plc G12793108 04/12/2007 24 Nominal Amount of USD 244,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 1 Elect Director Lewis B. Campbell Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 2 Elect Director James M. Cornelius Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 3 Elect Director Louis J. Freeh Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 4 Elect Director Laurie H. Glimcher Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 5 Elect Director Michael Grobstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 6 Elect Director Leif Johansson Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 7 Elect Director James D. Robinson III Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 8 Elect Director Vicki L. Sato Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 9 Elect Director R. Sanders Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 10 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 11 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 12 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 13 Increase Disclosure of Executive ShrHoldr Yes Against For Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Claw-back of Payments under Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 14 Restatements ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Bristol-Myers Squibb Co. BMY 110122108 05/01/2007 15 Restore or Provide for Cumulative ShrHoldr Yes Against For Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.1 Elect Director George L. Farinsky Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.2 Elect Director Maureen E. Grzelakowski Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.3 Elect Director Nancy H. Handel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.4 Elect Director John Major Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.5 Elect Director Scott A. McGregor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.6 Elect Director Alan E. Ross Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.7 Elect Director Henry Samueli, Ph.D. Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.8 Elect Director Robert E. Switz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 1.9 Elect Director Werner F. Wolfen Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 2 Amend Qualified Employee Stock Mgmt Yes Against Against Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 3 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 4 Amend Omnibus Stock Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 5 Ratify Auditors Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Broadcom Corp. BRCM 111320107 05/02/2007 6 Compensation Specific-Adopt Policy ShrHoldr Yes For Against Concerning Backdating Controversy - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Brunswick Corp. BC 117043109 05/02/2007 1.1 Elect Director Nolan D. Archibald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Brunswick Corp. BC 117043109 05/02/2007 1.2 Elect Director Jeffrey L. Bleustein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Brunswick Corp. BC 117043109 05/02/2007 1.3 Elect Director Graham H. Phillips Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Brunswick Corp. BC 117043109 05/02/2007 1.4 Elect Director Lawrence A. Zimmerman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Brunswick Corp. BC 117043109 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly G16612106 07/12/2006 1 Accept Financial Statements and Mgmt Yes For For British Telecommunications Plc) Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Telecommunications Plc) G16612106 07/12/2006 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Approve Final Dividend of 7.6 Pence Telecommunications Plc) G16612106 07/12/2006 3 Per Ordinary Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Re-elect Sir Anthony Greener as Telecommunications Plc) G16612106 07/12/2006 4 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Re-elect Maarten van den Bergh as Telecommunications Plc) G16612106 07/12/2006 5 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Telecommunications Plc) G16612106 07/12/2006 6 Re-elect Clayton Brendish as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Telecommunications Plc) G16612106 07/12/2006 7 Elect Matti Alahuhta as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Telecommunications Plc) G16612106 07/12/2006 8 Elect Phil Hodkinson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Reappoint PricewaterhouseCoopers LLP Telecommunications Plc) G16612106 07/12/2006 9 as Auditors of the Company Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly British Authorise Board to Fix Remuneration Telecommunications Plc) G16612106 07/12/2006 10 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly G16612106 07/12/2006 11 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with British Pre-emptive Rights up to Aggregate Telecommunications Plc) Nominal Amount of GBP 137,000,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or BT GROUP PLC (formerly Equity-Linked Securities without British Pre-emptive Rights up to Aggregate Telecommunications Plc) G16612106 07/12/2006 12 Nominal Amount of GBP 21,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly G16612106 07/12/2006 13 Authorise 834,000,000 Ordinary Shares Mgmt Yes For For British Telecommunications Plc) for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- BT GROUP PLC (formerly Authorise British Telecommunications British Plc to Make EU Political Organisation Telecommunications Plc) G16612106 07/12/2006 14 Donations up to GBP 100,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa BNI 12189T104 04/19/2007 1.1 Elect Director Alan L. Boeckmann Mgmt Yes For For Fe Corp. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.2 Elect Director Donald G. Cook Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.3 Elect Director Vilma S. Martinez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.4 Elect Director Marc F. Racicot Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.5 Elect Director Roy S. Roberts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.6 Elect Director Matthew K. Rose Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.7 Elect Director Marc J. Shapiro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.8 Elect Director J.C. Watts, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.9 Elect Director Robert H. West Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.1 Elect Director J. Steven Whisler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 1.11 Elect Director Edward E. Whitacre, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Burlington Northern Santa Fe Corp. BNI 12189T104 04/19/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- C. R. Bard, Inc. BCR 67383109 04/18/2007 1.1 Elect Director Theodore E. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- C. R. Bard, Inc. BCR 67383109 04/18/2007 1.2 Elect Director Anthony Welters Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- C. R. Bard, Inc. BCR 67383109 04/18/2007 1.3 Elect Director Tony L. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- C. R. Bard, Inc. BCR 67383109 04/18/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.1 Elect Director Alfonse M. D'Amato Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.2 Elect Director Gary J. Fernandes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.3 Elect Director Robert E. La Blanc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.4 Elect Director Christopher B. Lofgren Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.5 Elect Director Jay W. Lorsch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.6 Elect Director William E. McCracken Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.7 Elect Director Lewis S. Ranieri Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.8 Elect Director Walter P. Schuetze Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.9 Elect Director John A. Swainson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.1 Elect Director Laura S. Unger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 1.11 Elect Director Ron Zambonini Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CA Inc CA 12673P105 09/18/2006 3 Amend Terms of Existing Poison Pill ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Final Dividend of 9.9 Pence Cadbury Schweppes Plc G17444152 05/24/2007 2 Per Ordinary Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 3 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Sir John Sunderland as Cadbury Schweppes Plc G17444152 05/24/2007 4 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 5 Re-elect Rosemary Thorne as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 6 Re-elect David Thompson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 7 Elect Sanjiv Ahuja as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 8 Elect Raymond Viault as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 9 Reappoint Deloitte & Touche LLP as Mgmt Yes For For Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Cadbury Schweppes Plc G17444152 05/24/2007 10 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 11 Amend Cadbury Schweppes Long Term Mgmt Yes For For Incentive Plan 2004; Amend Cadbury Schweppes Share Option Plan 2004; Amend Cadbury Schweppes (New Issue) Share Option Plan 2004 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 12 Authorise the Company to Use Mgmt Yes For For Electronic Communications - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 13 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 86,636,438 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Cadbury Schweppes Plc G17444152 05/24/2007 14 Nominal Amount of GBP 13,126,733 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cadbury Schweppes Plc G17444152 05/24/2007 15 Authorise up to GBP 26,253,466 for Mgmt Yes For For Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.1 Elect Director Edmund M. Carpenter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.2 Elect Director Paul R. Charron Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.3 Elect Director Douglas R. Conant Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.4 Elect Director Bennett Dorrance Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.5 Elect Director Kent B. Foster Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.6 Elect Director Harvey Golub Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.7 Elect Director Randall W. Larrimore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.8 Elect Director Philip E. Lippincott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.9 Elect Director Mary Alice D. Malone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.1 Elect Director Sara Mathew Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.11 Elect Director David C. Patterson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.12 Elect Director Charles R. Perrin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.13 Elect Director A. Barry Rand Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.14 Elect Director George Strawbridge, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.15 Elect Director Les C. Vinney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 1.16 Elect Director Charlotte C. Weber Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Campbell Soup Co. CPB 134429109 11/16/2006 3 Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Capital One Financial COF 14040H105 08/22/2006 1 Approve Merger Agreement Mgmt Yes For For Corp. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Capital One Financial Corp. COF 14040H105 08/22/2006 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Capital One Financial Corp. COF 14040H105 04/26/2007 1.1 Elect Director W. Ronald Dietz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Capital One Financial Corp. COF 14040H105 04/26/2007 1.2 Elect Director Lewis Hay, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Capital One Financial Corp. COF 14040H105 04/26/2007 1.3 Elect Director Mayo A. Shattuck, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Capital One Financial Corp. COF 14040H105 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Capital One Financial COF 14040H105 04/26/2007 3 Amend Articles of Incorporation - Mgmt Yes For For Remove Provision of Plurality Voting Corp. for the Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Capital One Financial COF 14040H105 04/26/2007 4 Advisory Vote to Ratify Named ShrHoldr Yes For Against Corp. Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cardinal Health, Inc. CAH 14149Y108 11/08/2006 1.1 Elect Director John F. Finn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cardinal Health, Inc. CAH 14149Y108 11/08/2006 1.2 Elect Director David W. Raisbeck Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cardinal Health, Inc. CAH 14149Y108 11/08/2006 1.3 Elect Director Robert D. Walter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cardinal Health, Inc. CAH 14149Y108 11/08/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cardinal Health, Inc. CAH 14149Y108 11/08/2006 3 Submit Severance Agreements ShrHoldr Yes For Against (Change-in-Control)to Shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Performance-Based and/or Time-Based Cardinal Health, Inc. CAH 14149Y108 11/08/2006 4 Equity Awards ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Increase Disclosure of Executive Cardinal Health, Inc. CAH 14149Y108 11/08/2006 5 Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.1 Elect Director Micky Arison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.2 Elect Director Amb R.G. Capen, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.3 Elect Director Robert H. Dickinson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.4 Elect Director Arnold W. Donald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.5 Elect Director Pier Luigi Foschi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.6 Elect Director Howard S. Frank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.7 Elect Director Richard J. Glasier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.8 Elect Director Baroness Hogg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.9 Elect Director Modesto A. Maidique Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.1 Elect Director Sir John Parker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.11 Elect Director Peter G. Ratcliffe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.12 Elect Director Stuart Subotnick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.13 Elect Director Laura Weil Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 1.14 Elect Director Uzi Zucker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 3 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt Yes For For CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL Carnival Corp. CCL 143658300 04/16/2007 4 YEAR ENDED NOVEMBER 30, 2006. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 5 TO APPROVE THE DIRECTORS Mgmt Yes For For REMUNERATION REPORT OF CARNIVAL PLC. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE LIMITS ON THE AUTHORITY TO Carnival Corp. CCL 143658300 04/16/2007 6 ALLOT SHARES BY CARNIVAL PLC. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE THE DISAPPLICATION OF Carnival Corp. CCL 143658300 04/16/2007 7 PRE-EMPTION RIGHTS FOR CARNIVAL PLC. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 8 TO APPROVE A GENERAL AUTHORITY FOR Mgmt Yes For For CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carnival Corp. CCL 143658300 04/16/2007 9 TO APPROVE ELECTRONIC COMMUNICATION Mgmt Yes For For WITH CARNIVAL PLC SHAREHOLDERS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carrefour S.A. F13923119 04/30/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carrefour S.A. F13923119 04/30/2007 1 Approve Financial Statements and Mgmt Yes Abstain Against Discharge Management Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Carrefour S.A. F13923119 04/30/2007 2 Statements and Statutory Reports Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Carrefour S.A. F13923119 04/30/2007 3 Regarding Related-Party Transactions Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Carrefour S.A. F13923119 04/30/2007 4 Dividends of EUR 1.03 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify Appointment Robert Halley as Carrefour S.A. F13923119 04/30/2007 5 Supervisory Board Member Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Jean-Martin Folz as Supervisory Carrefour S.A. F13923119 04/30/2007 6 Board Member Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Halley Participations as Carrefour S.A. F13923119 04/30/2007 7 Supervisory Board Member Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to 3 Carrefour S.A. F13923119 04/30/2007 8 Percent of Issued Share Capital Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carrefour S.A. F13923119 04/30/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carrefour S.A. F13923119 04/30/2007 9 Approve Reduction in Share Capital Mgmt Yes For For via Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carrefour S.A. F13923119 04/30/2007 10 Approve Stock Option Plans Grants Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carrefour S.A. F13923119 04/30/2007 11 Amend Articles of Association Re: Mgmt Yes For For Record Date - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carrefour S.A. F13923119 04/30/2007 Shareholder Proposals Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Carrefour S.A. F13923119 04/30/2007 12 Elect Sebastien Bazin as Supervisory ShrHoldr Yes Abstain Against Board Member - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Nicolas Bazire as Supervisory Carrefour S.A. F13923119 04/30/2007 13 Board Member ShrHoldr Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Caterpillar Inc. CAT 149123101 06/13/2007 1.1 Elect Director John T. Dillon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Caterpillar Inc. CAT 149123101 06/13/2007 1.2 Elect Director Juan Gallardo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Caterpillar Inc. CAT 149123101 06/13/2007 1.3 Elect Director William A. Osborn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Caterpillar Inc. CAT 149123101 06/13/2007 1.4 Elect Director Edward B. Rust, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Caterpillar Inc. CAT 149123101 06/13/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Caterpillar Inc. CAT 149123101 06/13/2007 3 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Caterpillar Inc. CAT 149123101 06/13/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.1 Elect Director Henry R. Silverman Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.2 Elect Director Myra J. Biblowit Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.3 Elect Director James E. Buckman Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.4 Elect Director Leonard S. Coleman Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.5 Elect Director Martin L. Edelman Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.6 Elect Director George Herrera Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.7 Elect Director Stephen P. Holmes Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Louise T. Blouin Cendant Corporation CAR 151313103 08/29/2006 1.8 MacBain Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.9 Elect Director Cheryl D. Mills Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.1 Elect Director Brian Mulroney Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.11 Elect Director Robert E. Nederlander Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.12 Elect Director Ronald L. Nelson Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.13 Elect Director Robert W. Pittman Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.14 Elect Director Pauline D.E. Richards Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.15 Elect Director Sheli Z. Rosenberg Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.16 Elect Director Robert F. Smith Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.17 Elect Director Ronald L. Nelson Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.18 Elect Director Leonard S. Coleman Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.19 Elect Director Martin L. Edelman Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.2 Elect Director Sheli Z. Rosenberg Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.21 Elect Director F. Robert Salerno Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 1.22 Elect Director Stender E. Sweeney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 3 Approve Reverse Stock Split Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 4 Change Company Name Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 5 Company Specific-Redesignation of Mgmt Yes For For Common Stock - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 6 Reduce Authorized Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 7 Non-Employee Director Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cendant Corporation CAR 151313103 08/29/2006 8 Submit Severance Agreement (Change in ShrHoldr Yes For Against Control) to shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Centex Corp. CTX 152312104 07/13/2006 1.1 Elect Director Ursula O. Fairbairn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Centex Corp. CTX 152312104 07/13/2006 1.2 Elect Director Thomas J. Falk Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Centex Corp. CTX 152312104 07/13/2006 1.3 Elect Director Matthew K. Rose Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Centex Corp. CTX 152312104 07/13/2006 1.4 Elect Director Thomas M. Schoewe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Centex Corp. CTX 152312104 07/13/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Centex Corp. CTX 152312104 07/13/2006 3 Report on Energy Efficiency ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Centex Corp. CTX 152312104 07/13/2006 4 Require a Majority Vote for the ShrHoldr Yes Against For Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 Meeting for Holders of ADRs Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.1 Elect Director Ronald S. Lauder Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.2 Elect Director Herbert A. Granath Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.3 Elect Director Michael Garin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.4 Elect Director Frank Ehmer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.5 Elect Director Charles R. Frank, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.6 Elect Director Herbert Kloiber Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.7 Elect Director Alfred W. Langer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.8 Elect Director Bruce Maggin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.9 Elect Director Ann Mather Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.1 Elect Director Christian Stahl Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media Enterprises Ltd CETV G20045202 06/05/2007 1.11 Elect Director Eric Zinterhofer Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media CETV G20045202 06/05/2007 2 THE ADOPTION OF THE FINANCIAL Mgmt Yes For For STATEMENTS OF THE COMPANY AND THE AUDITORS REPORT THEREON FOR THE COMPANY S FISCAL YEAR ENDED DECEMBER Enterprises Ltd 31, 2006. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Central European Media CETV G20045202 06/05/2007 3 Ratify Auditors Mgmt Yes For For Enterprises Ltd - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CenturyTel, Inc. CTL 156700106 05/10/2007 1.1 Elect Director William R. Boles, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CenturyTel, Inc. CTL 156700106 05/10/2007 1.2 Elect Director W. Bruce Hanks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CenturyTel, Inc. CTL 156700106 05/10/2007 1.3 Elect Director C.G. Melville, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CenturyTel, Inc. CTL 156700106 05/10/2007 1.4 Elect Director Glen F. Post, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CenturyTel, Inc. CTL 156700106 05/10/2007 2 Ratify Auditors Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CenturyTel, Inc. CTL 156700106 05/10/2007 3 Approve Report of the Compensation ShrHoldr Yes Against For Committee - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 1 Open Meeting; Elect Chairman and Mgmt No TNA Against Other Meeting Officials; Approve Procedural Rules - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 2 Accept Report on Operations in 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 3 Accept Supervisory Board Report Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 4 Approve Liquidation of Social Fund Mgmt No TNA Against and Rewards Fund - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 5 Amend Statute Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 6 Accept Financial Statements and Mgmt No TNA Against Statutory Reports; Accept Consolidated Financial Statements and Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 7 Approve Allocation of Income and Mgmt No TNA Against Dividends - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 8 Approve Renewal of System of Mgmt No TNA Against Management Control in Power Plant Dukovany - Modules M3-M5 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 9 Decide on Volume of Company's Mgmt No TNA Against Sponsorship Funds - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 10 Approve Share Repurchase Program Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 11 Approve Changes to Composition of Mgmt No TNA Against Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 12 Approve Contracts and Related Benefits Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cez A.S. X2337V121 04/23/2007 13 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 1 Elect Director Samuel H. Armacost Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 2 Elect Director Linnet F. Deily Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 3 Elect Director Robert E. Denham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 4 Elect Director Robert J. Eaton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 5 Elect Director Sam Ginn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 6 Elect Director Franklyn G. Jenifer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 7 Elect Director Sam Nunn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 8 Elect Director David J. O'Reilly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 9 Elect Director Donald B. Rice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 10 Elect Director Peter J. Robertson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 11 Elect Director Kevin W. Sharer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 12 Elect Director Charles R. Shoemate Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 13 Elect Director Ronald D. Sugar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 14 Elect Director Carl Ware Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 15 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 16 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 17 Adopt Human Rights Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 18 Adopt Greenhouse Gas Emission ShrHoldr Yes Against For Reduction Goals - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 19 Adopt Animal Welfare Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 20 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Chevron Corporation CVX 166764100 04/25/2007 21 Approve/Amend Terms of Existing ShrHoldr Yes Against For Poison Pill - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Report on Market Specific Chevron Corporation CVX 166764100 04/25/2007 22 Environmental Laws ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CIGNA Corp. CI 125509109 04/25/2007 1 Elect Director Robert H. Campbell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CIGNA Corp. CI 125509109 04/25/2007 2 Elect Director Isaiah Harris, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CIGNA Corp. CI 125509109 04/25/2007 3 Elect Director Jane E. Henney, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CIGNA Corp. CI 125509109 04/25/2007 4 Elect Director Donna F. Zarcone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CIGNA Corp. CI 125509109 04/25/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CIGNA Corp. CI 125509109 04/25/2007 6 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cincinnati Financial Corp CINF 172062101 05/05/2007 1.1 Elect Director Gregory T. Bier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cincinnati Financial Corp CINF 172062101 05/05/2007 1.2 Elect Director Dirk J. Debbink Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cincinnati Financial Corp CINF 172062101 05/05/2007 1.3 Elect Director Douglas S. Skidmore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cincinnati Financial Corp CINF 172062101 05/05/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.1 Elect Director Richard T. Farmer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.2 Elect Director Robert J. Kohlhepp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.3 Elect Director Scott D. Farmer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.4 Elect Director Gerald S. Adolph Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.5 Elect Director Paul R. Carter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.6 Elect Director Gerald V. Dirvin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.7 Elect Director Joyce Hergenhan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.8 Elect Director Roger L. Howe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 1.9 Elect Director David C. Phillips Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 3 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cintas Corp. CTAS 172908105 10/10/2006 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.1 Elect Director Carol A. Bartz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.2 Elect Director M. Michele Burns Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.3 Elect Director Michael D. Capellas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.4 Elect Director Larry R. Carter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.5 Elect Director John T. Chambers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.6 Elect Director Dr. John L. Hennessy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.7 Elect Director Richard M. Kovacevich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.8 Elect Director Roderick C. McGeary Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.9 Elect Director Steven M. West Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 1.1 Elect Director Jerry Yang Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 3 Performance-Based and/or Time-Based ShrHoldr Yes For Against Equity Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 4 Report on Pay Disparity ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cisco Systems, Inc. CSCO 17275R102 11/15/2006 5 Report on Internet Fragmentation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 1 Elect Director C. Michael Armstrong Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 2 Elect Director Alain J.P. Belda Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 3 Elect Director George David Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 4 Elect Director Kenneth T. Derr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 5 Elect Director John M. Deutch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Roberto Hernandez Citigroup Inc. C 172967101 04/17/2007 6 Ramirez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 7 Elect Director Klaus Kleinfeld Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 8 Elect Director Andrew N. Liveris Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 9 Elect Director Anne Mulcahy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 10 Elect Director Richard D. Parsons Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 11 Elect Director Charles Prince Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 12 Elect Director Judith Rodin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 13 Elect Director Robert E. Rubin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 14 Elect Director Franklin A. Thomas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 15 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 16 Report on Government Service of ShrHoldr Yes Against For Employees - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 17 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 18 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 19 Approve Report of the Compensation ShrHoldr Yes For Against Committee - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 20 Report on Pay Disparity ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 21 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 22 Stock Retention/Holding Period ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Restore or Provide for Cumulative Citigroup Inc. C 172967101 04/17/2007 23 Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Citigroup Inc. C 172967101 04/17/2007 24 Amend Bylaws to Permit Shareholders ShrHoldr Yes For Against to Call Special Meetings - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 3 Other Business Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.1 Elect Director Alan D. Feld Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.2 Elect Director Perry J. Lewis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.3 Elect Director L. Lowry Mays Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.4 Elect Director Mark P. Mays Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.5 Elect Director Randall T. Mays Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.6 Elect Director B. J. McCombs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.7 Elect Director Phyllis B. Riggins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.8 Elect Director Theodore H. Strauss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.9 Elect Director J. C. Watts Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.1 Elect Director John H. Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 1.11 Elect Director John B. Zachry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 3 Pay for Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 4 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Communications, Inc. CCU 184502102 05/22/2007 5 Establish a Compensation Committee ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Clear Channel Vote to Ratify Named Executive Communications, Inc. CCU 184502102 05/22/2007 6 Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coach, Inc. COH 189754104 11/02/2006 1.1 Elect Director Lew Frankfort Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coach, Inc. COH 189754104 11/02/2006 1.2 Elect Director Susan Kropf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coach, Inc. COH 189754104 11/02/2006 1.3 Elect Director Gary Loveman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coach, Inc. COH 189754104 11/02/2006 1.4 Elect Director Ivan Menezes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coach, Inc. COH 189754104 11/02/2006 1.5 Elect Director Irene Miller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coach, Inc. COH 189754104 11/02/2006 1.6 Elect Director Keith Monda Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coach, Inc. COH 189754104 11/02/2006 1.7 Elect Director Michael Murphy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coach, Inc. COH 189754104 11/02/2006 1.8 Elect Director Jide Zeitlin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coca-Cola Enterprises Inc CCE 191219104 04/24/2007 1.1 Elect Director Gary P. Fayard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coca-Cola Enterprises Inc CCE 191219104 04/24/2007 1.2 Elect Director Marvin J. Herb Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coca-Cola Enterprises Inc CCE 191219104 04/24/2007 1.3 Elect Director L. Phillip Humann Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coca-Cola Enterprises Inc CCE 191219104 04/24/2007 1.4 Elect Director Paula R. Reynolds Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coca-Cola Enterprises Inc CCE 191219104 04/24/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Coca-Cola Enterprises Inc CCE 191219104 04/24/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Submit Severance Agreement (Change in Coca-Cola Enterprises Inc CCE 191219104 04/24/2007 4 Control) to shareholder Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 1.1 Elect Director John T. Cahill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 1.2 Elect Director Jill K. Conway Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 1.3 Elect Director Ellen M. Hancock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 1.4 Elect Director David W. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 1.5 Elect Director Richard J. Kogan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 1.6 Elect Director Delano E. Lewis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 1.7 Elect Director Reuben Mark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 1.8 Elect Director J. Pedro Reinhard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 3 Amend Articles/Bylaws/Charter -- Call ShrHoldr Yes For Against Special Meetings - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Colgate-Palmolive Co. CL 194162103 05/03/2007 4 Pay for Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.1 Elect Director S. Decker Anstrom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.2 Elect Director Kenneth J. Bacon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.3 Elect Director Sheldon M. Bonovitz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.4 Elect Director Edward D. Breen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.5 Elect Director Julian A. Brodsky Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.6 Elect Director Joseph J. Collins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.7 Elect Director J. Michael Cook Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.8 Elect Director Jeffrey A. Honickman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.9 Elect Director Brian L. Roberts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.1 Elect Director Ralph J. Roberts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.11 Elect Director Judith Rodin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 1.12 Elect Director Michael I. Sovern Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 3 Prohibit Executive Stock-Based Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 4 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 5 Prepare Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 6 Company-Specific -- Adopt ShrHoldr Yes For Against Recapitalization Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Comcast Corp. CMCSA 20030N101 05/23/2007 7 Executive Officers' Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 8 Report on Pay Disparity ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comcast Corp. CMCSA 20030N101 05/23/2007 9 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comerica Inc. CMA 200340107 05/15/2007 1 Elect Director Ralph W. Babb, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comerica Inc. CMA 200340107 05/15/2007 2 Elect Director James F. Cordes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comerica Inc. CMA 200340107 05/15/2007 3 Elect Director Peter D. Cummings Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comerica Inc. CMA 200340107 05/15/2007 4 Elect Director William P. Vititoe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comerica Inc. CMA 200340107 05/15/2007 5 Elect Director Kenneth L. Way Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comerica Inc. CMA 200340107 05/15/2007 6 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Comerica Inc. CMA 200340107 05/15/2007 7 Prepare Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Financial Statements and Compagnie De Saint Gobain F80343100 06/07/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Compagnie De Saint Gobain F80343100 06/07/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Compagnie De Saint Gobain F80343100 06/07/2007 3 Dividends of EUR 1.70 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Compagnie De Saint Gobain F80343100 06/07/2007 4 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to Ten Compagnie De Saint Gobain F80343100 06/07/2007 5 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify Appointment of Bernard Compagnie De Saint Gobain F80343100 06/07/2007 6 Cusenier as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 7 Reelect Gerard Mestrallet as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 8 Reelect Denis Ranque as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 9 Elect Robert Chevrier as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 10 Elect Yuko Harayama as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify Fabrice Odent as Alternate Compagnie De Saint Gobain F80343100 06/07/2007 11 Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 12 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 590 million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Compagnie De Saint Gobain F80343100 06/07/2007 13 Nominal Amount of EUR 295 million Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 14 Authorize Capital Increase of up to Mgmt Yes For For 10 Percent of Issued Capital for Future Acquisitions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Capitalization of Reserves of Up to EUR 74 Million for Bonus Compagnie De Saint Gobain F80343100 06/07/2007 15 Issue or Increase in Par Value Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 16 Approve Employee Savings-Related Mgmt Yes For For Share Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 17 Approve Stock Option Plans Grants Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize up to One Percent of Issued Capital for Use in Restricted Stock Compagnie De Saint Gobain F80343100 06/07/2007 18 Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction in Share Capital Compagnie De Saint Gobain F80343100 06/07/2007 19 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 20 Authorize Board to Issue Free Mgmt Yes Against Against Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie De Saint Gobain F80343100 06/07/2007 21 Authorize Filing of Required Mgmt Yes For For Documents/Other Formalities - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie Financiere Accept Financial Statements and Richemont SA H25662141 09/14/2006 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie Financiere H25662141 09/14/2006 2 Approve Allocation of Income and Mgmt Yes For For Dividends of EUR 0.05 per 'A' Bearer Share and EUR 0.005 per 'B' Richemont SA Registered Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie Financiere H25662141 09/14/2006 3 Approve Discharge of Board and Senior Mgmt Yes For For Richemont SA Management - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie Financiere Change Location of Registered Richemont SA H25662141 09/14/2006 4 Office/Headquarters to Geneva Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie Financiere H25662141 09/14/2006 5 Reelect Johann Rupert, Jean Mgmt Yes Against Against Aeschimann, Franco Cologni, Lord Douro, Yves Istel, Richard Lepeu, Simon Murray, Alain Perrin, Norbert Platt, Alan Quasha, Lord Clifton, Juergen Schrempp, and Martha Wikstrom; Elect Ruggero Magnoni and Richemont SA Jan Rupert as Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compagnie Financiere H25662141 09/14/2006 6 Ratify PricewaterhouseCoopers as Mgmt Yes For For Richemont SA Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 1.1 Elect Director Irving W. Bailey, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 1.2 Elect Director David J. Barram Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 1.3 Elect Director Stephen L. Baum Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 1.4 Elect Director Rodney F. Chase Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 1.5 Elect Director Van B. Honeycutt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 1.6 Elect Director F. Warren McFarlan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 1.7 Elect Director Thomas H. Patrick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Approve Non-Employee Director Omnibus Corporation CSC 205363104 07/31/2006 2 Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Computer Sciences Corporation CSC 205363104 07/31/2006 4 Board Diversity ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Conagra Foods Inc. CAG 205887102 09/28/2006 1.1 Elect Director David H. Batchelder Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Conagra Foods Inc. CAG 205887102 09/28/2006 1.2 Elect Director Steven F. Goldstone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Conagra Foods Inc. CAG 205887102 09/28/2006 1.3 Elect Director Mark H. Rauenhorst Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Conagra Foods Inc. CAG 205887102 09/28/2006 1.4 Elect Director Gary M. Rodkin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Conagra Foods Inc. CAG 205887102 09/28/2006 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Conagra Foods Inc. CAG 205887102 09/28/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 1 Elect Director James E. Copeland, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 2 Elect Director Kenneth M. Duberstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 3 Elect Director Ruth R. Harkin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 4 Elect Director William R. Rhodes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 5 Elect Director J. Stapleton Roy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 6 Elect Director William E. Wade, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 7 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 8 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 9 Report on Renewable Energy Sources ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require Director Nominee ConocoPhillips COP 20825C104 05/09/2007 10 Qualifications ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ConocoPhillips COP 20825C104 05/09/2007 11 Report on Environmental Damage from ShrHoldr Yes Against For Drilling in the National Petroleum Reserve - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Report on Indigenous Peoples Rights ConocoPhillips COP 20825C104 05/09/2007 12 Policies ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Report on Community Impact of ConocoPhillips COP 20825C104 05/09/2007 13 Operations ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.1 Elect Director Kevin Burke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.2 Elect Director Vincent A. Calarco Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.3 Elect Director George Campbell, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.4 Elect Director Gordon J. Davis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.5 Elect Director Michael J. Del Giudice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.6 Elect Director Ellen V. Futter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.7 Elect Director Sally Hernandez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.8 Elect Director Peter W. Likins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.9 Elect Director Eugene R. McGrath Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.1 Elect Director L. Frederick Sutherland Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 1.11 Elect Director Stephen R. Volk Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Consolidated Edison, Inc. ED 209115104 05/21/2007 3 Increase Disclosure of Executive ShrHoldr Yes Against For Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 12/08/2006 1.1 Elect Director Douglas L. Becker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 12/08/2006 1.2 Elect Director Edward A. Crooke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 12/08/2006 1.3 Elect Director Mayo A. Shattuck III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 12/08/2006 1.4 Elect Director Michael D. Sullivan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 12/08/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 12/08/2006 3 Declassify the Board of Directors ShrHoldr Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 1 Elect Director Yves C. de Balmann Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 2 Elect Director Douglas L. Becker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 3 Elect Director James T. Brady Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 4 Elect Director Edward A. Crooke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 5 Elect Director James R. Curtiss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Elect Director Freeman A. Hrabowski, Group, Inc. CEG 210371100 05/18/2007 6 III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 7 Elect Director Nancy Lampton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 8 Elect Director Robert J. Lawless Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 9 Elect Director Lynn M. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 10 Elect Director Mayo A. Shattuck, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 11 Elect Director Michael D. Sullivan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 13 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Constellation Energy Group, Inc. CEG 210371100 05/18/2007 14 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Financial Statements and Continental AG D16212140 04/24/2007 1 Statutory Reports for Fiscal 2006 Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Continental AG D16212140 04/24/2007 2 Dividends of EUR 2.0 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board Continental AG D16212140 04/24/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory Continental AG D16212140 04/24/2007 4 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Continental AG D16212140 04/24/2007 5 Ratify KPMG Deutsche Mgmt Yes For For Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Share Repurchase Program and Reissuance or Cancellation of Continental AG D16212140 04/24/2007 6 Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Continental AG D16212140 04/24/2007 7 Approve Cancellation of 2002 AGM Pool Mgmt Yes For For of Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Creation of EUR 187.5 Million Pool of Capital without Preemptive Continental AG D16212140 04/24/2007 8 Rights Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Allow Electronic Continental AG D16212140 04/24/2007 9 Distribution of Company Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Supervisory Continental AG D16212140 04/24/2007 10 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 Meeting for Holders of ADRs Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 1a Elect Director S.G. Butler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 1b Elect Director D.F. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 1c Elect Director G.B. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 1d Elect Director M.S. Thompson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 1e Elect Director L.D. Kingsley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 3 AMENDMENT TO COOPER S BYE-LAWS TO Mgmt Yes For For INCREASE AUTHORIZED SHARES. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- COOPER INDUSTRIES LTD CBE G24182100 04/24/2007 4 ILO Standards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corning Inc. GLW 219350105 04/26/2007 1.1 Elect Director Robert F. Cummings, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corning Inc. GLW 219350105 04/26/2007 1.2 Elect Director Eugene C. Sit Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corning Inc. GLW 219350105 04/26/2007 1.3 Elect Director William D. Smithburg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corning Inc. GLW 219350105 04/26/2007 1.4 Elect Director Hansel E. Tookes Ii Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corning Inc. GLW 219350105 04/26/2007 1.5 Elect Director Wendell P. Weeks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corning Inc. GLW 219350105 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corning Inc. GLW 219350105 04/26/2007 3 Declassify the Board of Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation CXW 22025Y407 05/10/2007 1.1 Elect Director William F. Andrews Mgmt Yes For For of America - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.2 Elect Director John D. Ferguson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.3 Elect Director Donna M. Alvarado Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.4 Elect Director Lucius E. Burch, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.5 Elect Director John D. Correnti Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.6 Elect Director John R. Horne Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.7 Elect Director C. Michael Jacobi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.8 Elect Director Thurgood Marshall, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.9 Elect Director Charles L. Overby Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.1 Elect Director John R. Prann, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.11 Elect Director Joseph V. Russell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 1.12 Elect Director Henri L. Wedell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 4 Increase Authorized Common Stock Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 5 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Corrections Corporation of America CXW 22025Y407 05/10/2007 6 Adjourn Meeting Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Costco Wholesale Corporation COST 22160K105 01/31/2007 1.1 Elect Director Benjamin S. Carson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Costco Wholesale Corporation COST 22160K105 01/31/2007 1.2 Elect Director William H. Gates Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Costco Wholesale Corporation COST 22160K105 01/31/2007 1.3 Elect Director Hamilton E. James Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Costco Wholesale Corporation COST 22160K105 01/31/2007 1.4 Elect Director Jill S. Ruckelshaus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Costco Wholesale Corporation COST 22160K105 01/31/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Countrywide Financial Corp. CFC 222372104 06/13/2007 1.1 Elect Director Henry G. Cisneros Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Countrywide Financial Corp. CFC 222372104 06/13/2007 1.2 Elect Director Robert J. Donato Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Countrywide Financial Corp. CFC 222372104 06/13/2007 1.3 Elect Director Harley W. Snyder Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Countrywide Financial Corp. CFC 222372104 06/13/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Countrywide Financial Advisory Vote to Ratify Named Corp. CFC 222372104 06/13/2007 3 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group Accept Financial Statements and (formerly CS Holding) H3698D419 05/04/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group Approve Discharge of Board and Senior (formerly CS Holding) H3698D419 05/04/2007 2 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group H3698D419 05/04/2007 3 Approve CHF 26.9 Million Reduction in Mgmt Yes For For Share Capital via Cancellation of (formerly CS Holding) Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Credit Suisse Group Dividends of CHF 2.24 per Registered (formerly CS Holding) H3698D419 05/04/2007 4.1 Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve CHF 534 Million Reduction in Credit Suisse Group Share Capital; Approve Capital (formerly CS Holding) H3698D419 05/04/2007 4.2 Repayment of CHF 0.46 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group H3698D419 05/04/2007 5 Authorize Share Repurchase Program Mgmt Yes For For (formerly CS Holding) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group Renew Existing CHF 22.7 Million Pool (formerly CS Holding) H3698D419 05/04/2007 6.1 of Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group H3698D419 05/04/2007 6.2 Amend Articles Re: Capital Holding Mgmt Yes For For Requirement for Submitting (formerly CS Holding) Shareholder Proposals - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group H3698D419 05/04/2007 6.3 Amend Articles to Reflect Changes in Mgmt Yes For For (formerly CS Holding) Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group (formerly CS Holding) H3698D419 05/04/2007 7.1a Reelect Noreen Doyle as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group (formerly CS Holding) H3698D419 05/04/2007 7.1b Reelect Aziz Syriani as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group (formerly CS Holding) H3698D419 05/04/2007 7.1c Reelect David Syz as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group (formerly CS Holding) H3698D419 05/04/2007 7.1d Reelect Peter Weibel as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group Ratify KPMG Klynveld Peat Marwick (formerly CS Holding) H3698D419 05/04/2007 7.2 Goerdeler SA as Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Credit Suisse Group (formerly CS Holding) H3698D419 05/04/2007 7.3 Ratify BDO Visura as Special Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.1 Elect Director D.M. Alvarado Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.2 Elect Director E.E. Bailey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.3 Elect Director Sen. J.B. Breaux Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.4 Elect Director S.T. Halverson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.5 Elect Director E.J. Kelly, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.6 Elect Director R.D. Kunisch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.7 Elect Director S.J. Morcott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.8 Elect Director D.M. Ratcliffe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.9 Elect Director W.C. Richardson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.1 Elect Director F.S. Royal, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.11 Elect Director D.J. Shepard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 1.12 Elect Director M.J. Ward Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 3 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CSX Corp. CSX 126408103 05/02/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Submit Severance Agreement (Change in CSX Corp. CSX 126408103 05/02/2007 5 Control) to shareholder Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles/Bylaws/Charter -- Call CSX Corp. CSX 126408103 05/02/2007 6 Special Meetings ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cumulus Media Inc. CMLS 231082108 05/10/2007 1 Elect Director Eric P. Robison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cumulus Media Inc. CMLS 231082108 05/10/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cumulus Media Inc. CMLS 231082108 05/10/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cumulus Media Inc. CMLS 231082108 05/10/2007 4 Declassify the Board of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS Corporation CVS 126650100 03/15/2007 1 Amend Articles/Increase Common Stock Mgmt Yes For For and Change Company Name - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Issue Shares in Connection with an CVS Corporation CVS 126650100 03/15/2007 2 Acquisition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS Corporation CVS 126650100 03/15/2007 3 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 1 Elect Director Edwin M. Banks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 2 Elect Director C. David Brown II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 3 Elect Director Edwin Mac Crawford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 4 Elect Director David W. Dorman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Kristen E. Gibney CVS/Caremark Corp CVS 126650100 05/09/2007 5 Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 6 Elect Director Roger L. Headrick Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 7 Elect Director Marian L. Heard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 8 Elect Director William H. Joyce Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 9 Elect Director Jean-Pierre Million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 10 Elect Director Terrence Murray Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 11 Elect Director C.A. Lance Piccolo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 12 Elect Director Sheli Z. Rosenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 13 Elect Director Thomas M. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 14 Elect Director Richard J. Swift Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 15 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 16 Approve Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 17 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 18 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 19 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 20 Prepare Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 21 Disclose Information on Compensation ShrHoldr Yes For Against Consultant - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Compensation Specific- Policy on CVS/Caremark Corp CVS 126650100 05/09/2007 22 Stock Option Grants/Option Backdating ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 Dissident Proxy (Blue Card) No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- CVS/Caremark Corp CVS 126650100 05/09/2007 1 Compensation Specific- Policy on ShrHoldr No Against Stock Option Grants/Option Backdating - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 Management Proposals Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 1 Receive Financial Statements and Yes Statutory Reports for Fiscal 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and DaimlerChrysler AG D1668R123 04/04/2007 2 Dividends of EUR 1.50 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board DaimlerChrysler AG D1668R123 04/04/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory DaimlerChrysler AG D1668R123 04/04/2007 4 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 5 Ratify KPMG Deutsche Mgmt Yes For For Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Share Repurchase Program and Reissuance or Cancellation of DaimlerChrysler AG D1668R123 04/04/2007 6 Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 7 Elect Clemens Boersig to the Mgmt Yes For For Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Allow Electronic DaimlerChrysler AG D1668R123 04/04/2007 8 Distribution of Company Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Shareholder Proposals Submitted by DaimlerChrysler AG D1668R123 04/04/2007 Ekkehard Wenger and Leonhard Knoll Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Change Name of DaimlerChrysler AG D1668R123 04/04/2007 9a Company to Daimler-Benz AG ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 9b Authorize Management Board to Delay ShrHoldr Yes Against For Registration of Name Change until Disposal of Chrysler Group But Not Beyond March 31, 2008 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 10 Amend Articles Re: Location of ShrHoldr Yes Against For General Meetings - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Chairmanship of DaimlerChrysler AG D1668R123 04/04/2007 11 General Meetings ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Establish Mandatory Retirement Age DaimlerChrysler AG D1668R123 04/04/2007 12 for Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Outside Boards of DaimlerChrysler AG D1668R123 04/04/2007 13 Supervisory Board Members ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Shareholder Right DaimlerChrysler AG D1668R123 04/04/2007 14 to Speak at General Meetings ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Separate Counting DaimlerChrysler AG D1668R123 04/04/2007 15 of Proxy Votes at General Meetings ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Written Protocol DaimlerChrysler AG D1668R123 04/04/2007 16 for General Meetings ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 17a Instruct Management Board to Prepare ShrHoldr Yes Against For Shareholder Vote on Conversion of Corporate Structure to European Company (Societas Europea) at 2008 AGM - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Management Board to Enter Negotiations with Employee Representatives to Reduce Size of DaimlerChrysler AG D1668R123 04/04/2007 17b Supervisory Board to 12 Members ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Special Audit of Conversion Ratio for Merger Between Daimler-Benz AG and Chrysler Corporation; Appoint DaimlerChrysler AG D1668R123 04/04/2007 18 Nicola Monissen as Special Auditor ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 19 Authorize Special Audit of Spring ShrHoldr Yes Against For 2003 Stock Option Grants; Appoint Nicola Monissen as Special Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 20 Authorize Special Audit of Statements ShrHoldr Yes Against For Made by Former CEO Juergen Schrempp in Connection with US Class Action Lawsuit; Appoint Nicola Monissen as Special Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 21 Authorize Special Audit Re: Knowledge ShrHoldr Yes Against For of Management and Supervisory Boards Re: US Secutities and Exchange Commission and Department of Justice Investigations; Appoint Nicola Monissen as Special Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 22 Authorize Special Audit Re: Alleged ShrHoldr Yes Against For Connections Between Management and Supervisory Boards and Prison Sentence of Gerhard Schweinle; Appoint Nicola Monissen as Special Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DaimlerChrysler AG D1668R123 04/04/2007 23 Authorize Special Audit Re: ShrHoldr Yes Against For Supervisory Board Monitoring of Former CEO Juergen Schrempp; Appoint Nicola Monissen as Special Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 1.1 Elect Director Steven M. Rales Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 1.2 Elect Director John T. Schwieters Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 1.3 Elect Director Alan G. Spoon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 3 Increase Authorized Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 4 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 5 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 6 Amend Deferred Compensation Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Danaher Corp. DHR 235851102 05/15/2007 7 Stock Retention/Holding Period ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.1 Elect Director Leonard L. Berry Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.2 Elect Director Odie C. Donald Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.3 Elect Director David H. Hughes Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Charles A. Ledsinger, Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.4 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.5 Elect Director William M. Lewis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.6 Elect Director Connie Mack, III Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.7 Elect Director Andrew H. Madsen Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.8 Elect Director Clarence Otis, Jr. Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.9 Elect Director Michael D. Rose Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.1 Elect Director Maria A. Sastre Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.11 Elect Director Jack A. Smith Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.12 Elect Director Blaine Sweatt, III Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 1.13 Elect Director Rita P. Wilson Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Darden Restaurants, Inc. DRI 237194105 09/15/2006 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deere & Co. DE 244199105 02/28/2007 1 Elect Director Robert W. Lane Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deere & Co. DE 244199105 02/28/2007 2 Elect Director Antonio Madero B. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deere & Co. DE 244199105 02/28/2007 3 Elect Director Aulana L. Peters Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deere & Co. DE 244199105 02/28/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.1 Elect Director Donald J. Carty Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.2 Elect Director Michael S. Dell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.3 Elect Director William H. Gray, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.4 Elect Director Sallie L. Krawcheck Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.5 Elect Director Alan (A.G.) Lafley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.6 Elect Director Judy C. Lewent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.7 Elect Director Klaus S. Luft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.8 Elect Director Alex J. Mandl Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.9 Elect Director Michael A. Miles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.1 Elect Director Samuel A. Nunn, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 1.11 Elect Director Kevin B. Rollins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 3 Adopt ILO-Based Code of Conduct ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dell Inc. DELL 24702R101 07/21/2006 4 Compensation Company ShrHoldr Yes Against For Specific--Declaration of Dividend - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Financial Statements and Deutsche Bank AG D18190898 05/24/2007 1 Statutory Reports for Fiscal 2006 Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Deutsche Bank AG D18190898 05/24/2007 2 Dividends of EUR 4 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board Deutsche Bank AG D18190898 05/24/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory Deutsche Bank AG D18190898 05/24/2007 4 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify KPMG AG as Auditors for Fiscal Deutsche Bank AG D18190898 05/24/2007 5 2007 Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deutsche Bank AG D18190898 05/24/2007 6 Authorize Repurchase of Up to Five Mgmt Yes For For Percent of Issued Share Capital for Trading Purposes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Share Repurchase Program and Reissuance or Cancellation of Deutsche Bank AG D18190898 05/24/2007 7 Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deutsche Bank AG D18190898 05/24/2007 8 Authorize Use of Financial Mgmt Yes For For Derivatives When Repurchasing Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Theo Siegert to the Supervisory Deutsche Bank AG D18190898 05/24/2007 9 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Confirm 2006 AGM Election of Clemens Deutsche Bank AG D18190898 05/24/2007 10 Boersig as Supervisory Board Member Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Supervisory Deutsche Bank AG D18190898 05/24/2007 11 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Allow Electronic Deutsche Bank AG D18190898 05/24/2007 12 Distribution of Company Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Regional Advisory Deutsche Bank AG D18190898 05/24/2007 13 Councils Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Creation of EUR 85 Million Pool of Capital without Preemptive Deutsche Bank AG D18190898 05/24/2007 14 Rights Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Financial Statements and Deutsche Post AG D19225107 05/08/2007 1 Statutory Reports for Fiscal 2006 Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Deutsche Post AG D19225107 05/08/2007 2 Dividends of EUR 0.75 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board Deutsche Post AG D19225107 05/08/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory Deutsche Post AG D19225107 05/08/2007 4 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify PricewaterhouseCoopers AG as Deutsche Post AG D19225107 05/08/2007 5 Auditors for Fiscal 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deutsche Post AG D19225107 05/08/2007 6 Authorize Share Repurchase Program Mgmt Yes For For and Reissuance or Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deutsche Post AG D19225107 05/08/2007 7 Approve Issuance of Convertible Bonds Mgmt Yes For For and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 56 Million Pool of Capital to Guarantee Conversion Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deutsche Post AG D19225107 05/08/2007 8 Elect Ingrid Matthaeus-Maier to the Mgmt Yes For For Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Financial Statements and Deutsche Telekom AG D2035M136 05/03/2007 1 Statutory Reports for Fiscal 2006 Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Deutsche Telekom AG D2035M136 05/03/2007 2 Dividends of EUR 0.72 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board Deutsche Telekom AG D2035M136 05/03/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory Deutsche Telekom AG D2035M136 05/03/2007 4 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deutsche Telekom AG D2035M136 05/03/2007 5 Ratify PricewaterhouseCoopers AG and Mgmt Yes For For Ernst & Young AG as Joint Auditors for Fiscal 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Share Repurchase Program and Reissuance or Cancellation of Deutsche Telekom AG D2035M136 05/03/2007 6 Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deutsche Telekom AG D2035M136 05/03/2007 7 Approve Cancellation of Unused Mgmt Yes For For Capital Pools - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Allow Electronic Deutsche Telekom AG D2035M136 05/03/2007 8 Distribution of Company Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Lawrence Guffey to the Deutsche Telekom AG D2035M136 05/03/2007 9 Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Ulrich Hocker to the Deutsche Telekom AG D2035M136 05/03/2007 10 Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Affiliation Agreement with Deutsche Telekom AG D2035M136 05/03/2007 11 T-Mobile International AG Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Deutsche Telekom AG D2035M136 05/03/2007 12 Approve Affiliation Agreement with Mgmt Yes For For Subsidiary Plinius Telekommunikationsdienste GmbH - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Affiliation Agreement with Subsidiary Sallust Deutsche Telekom AG D2035M136 05/03/2007 13 Telekommunikationsdienste GmbH Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Affiliation Agreement with Subsidiary Tibull Deutsche Telekom AG D2035M136 05/03/2007 14 Telekommunikationsdienste GmbH Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Devon Energy Corp. DVN 25179M103 06/06/2007 1.1 Elect Director Thomas F. Ferguson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Devon Energy Corp. DVN 25179M103 06/06/2007 1.2 Elect Director David M. Gavrin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Devon Energy Corp. DVN 25179M103 06/06/2007 1.3 Elect Director John Richels Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Devon Energy Corp. DVN 25179M103 06/06/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 3 Approve Final Dividend of 19.15 Pence Mgmt Yes For For Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Lord Hollick of Notting Hill Diageo Plc G42089113 10/17/2006 4 as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 5 Re-elect Todd Stitzer as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 6 Re-elect Paul Walsh as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 7 Elect Laurence Danon as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 8 Reappoint KPMG Audit Plc as Auditors Mgmt Yes For For and Authorise the Board to Determine Their Remuneration - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 9 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 268,684,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Diageo Plc G42089113 10/17/2006 10 Nominal Amount of GBP 44,140,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 11 Authorise 278,571,000 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 12 Authorise the Company to Make EU Mgmt Yes For For Political Organisation Donations up to GBP 200,000 and Incur EU Political Expenditure up to GBP 200,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Diageo Plc G42089113 10/17/2006 13 Approve Diageo Plc 2006 Irish Profit Mgmt Yes For For Sharing Scheme - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Diageo Executive Share Option Diageo Plc G42089113 10/17/2006 14 Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dollar General Corp. DG 256669102 06/21/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dollar General Corp. DG 256669102 06/21/2007 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.1 Elect Director Peter W. Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.2 Elect Director George A. Davidson, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.3 Elect Director Thomas F. Farrell, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.4 Elect Director John W. Harris Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.5 Elect Director Robert S. Jepson, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.6 Elect Director Mark J. Kington Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Benjamin J. Lambert, Dominion Resources, Inc. D 25746U109 04/27/2007 1.7 III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.8 Elect Director Margaret A. McKenna Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.9 Elect Director Frank S. Royal, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 1.1 Elect Director David A. Wollard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dominion Resources, Inc. D 25746U109 04/27/2007 3 Report on Greenhouse Gas Emissions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Report on Impact of Utilizing National Interest Electric Dominion Resources, Inc. D 25746U109 04/27/2007 4 Transmission Corridor ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.1 Elect Director D. H. Benson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.2 Elect Director R. W. Cremin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.3 Elect Director J-P. M. Ergas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.4 Elect Directors K. C. Graham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.5 Elect Director R. L. Hoffman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.6 Elect Director J. L. Koley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.7 Elect Director R. K. Lochridge Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.8 Elect Director T. L. Reece Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.9 Elect Director B. G. Rethore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.1 Elect Director M. B. Stubbs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 1.11 Elect Director M. A. Winston Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 2 Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Dover Corp. DOV 260003108 04/17/2007 3 Other Business Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DTE Energy Co. DTE 233331107 05/03/2007 1.1 Elect Director Anthony F. Earley, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DTE Energy Co. DTE 233331107 05/03/2007 1.2 Elect Director Allan D. Gilmour Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DTE Energy Co. DTE 233331107 05/03/2007 1.3 Elect Director Frank M. Hennessey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DTE Energy Co. DTE 233331107 05/03/2007 1.4 Elect Director Gail J. McGovern Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DTE Energy Co. DTE 233331107 05/03/2007 1.5 Elect Director James H. Vandenberghe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DTE Energy Co. DTE 233331107 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.1 Elect Director Roger Agnelli Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.2 Elect Director Paul M. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.3 Elect Director William Barnet, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.4 Elect Director G. Alex Bernhardt, Sr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.5 Elect Director Michael G. Browning Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.6 Elect Director Phillip R. Cox Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.7 Elect Director William T. Esrey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.8 Elect Director Ann Maynard Gray Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.9 Elect Director James H. Hance, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.1 Elect Director Dennis R. Hendrix Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.11 Elect Director Michael E.J. Phelps Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.12 Elect Director James T. Rhodes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.13 Elect Director James E. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.14 Elect Director Mary L. Schapiro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 1.15 Elect Director Dudley S. Taft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 10/24/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.1 Elect Director William Barnet, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.2 Elect Director G. Alex Bernhardt, Sr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.3 Elect Director Michael G. Browning Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.4 Elect Director Phillip R. Cox Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.5 Elect Director Ann Maynard Gray Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.6 Elect Director James H. Hance, Jr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.7 Elect Director James T. Rhodes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.8 Elect Director James E. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.9 Elect Director Mary L. Schapiro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 1.1 Elect Director Dudley S. Taft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Duke Energy Corp. DUK 26441C105 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & DD 263534109 04/25/2007 1.1 Elect Director Richard H. Brown Mgmt Yes For For Co. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.2 Elect Director Robert A. Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.3 Elect Director Bertrand P. Collomb Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.4 Elect Director Curtis J. Crawford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.5 Elect Director John T. Dillon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.6 Elect Director Eleuthere I. du Pont Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Elect Director Charles O. Holliday, Co. DD 263534109 04/25/2007 1.7 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.8 Elect Director Lois D. Juliber Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.9 Elect Director Masahisa Naitoh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.1 Elect Director Sean O'Keefe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 1.11 Elect Director William K. Reilly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Report on Genetically Modified Co. DD 263534109 04/25/2007 4 Organisms ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Evaluate Community Impact of Plant Co. DD 263534109 04/25/2007 5 Closures or Layoffs ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Report on PFOA Compounds in DuPont Co. DD 263534109 04/25/2007 6 Products ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Report on Lobbying Expenditures Co. DD 263534109 04/25/2007 7 related to Environmental Pollution ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Co. DD 263534109 04/25/2007 8 Prepare a Global Warming Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.I. Du Pont De Nemours & Report on Security of Chemical Co. DD 263534109 04/25/2007 9 Facilities ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Financial Statements and E.ON AG (formerly Veba Ag D24909109 05/03/2007 1 Statutory Reports for Fiscal 2006 Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and E.ON AG (formerly Veba Ag D24909109 05/03/2007 2 Dividends of EUR 3.35 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board E.ON AG (formerly Veba Ag D24909109 05/03/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory E.ON AG (formerly Veba Ag D24909109 05/03/2007 4 Board Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.ON AG (formerly Veba Ag D24909109 05/03/2007 5 Authorize Share Repurchase Program Mgmt Yes For For and Reissuance of Repurchased Shares - Authorize Use of Financial Derivatives When Repurchasing - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- E.ON AG (formerly Veba Ag D24909109 05/03/2007 6 Ratify PricewaterhouseCoopers AG as Mgmt Yes For For Auditors for Fiscal 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Chemical Co. EMN 277432100 05/03/2007 1.1 Elect Director Renee J. Hornbaker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Chemical Co. EMN 277432100 05/03/2007 1.2 Elect Director Thomas H. McLain Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Chemical Co. EMN 277432100 05/03/2007 1.3 Elect Director Peter M. Wood Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Chemical Co. EMN 277432100 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Chemical Co. EMN 277432100 05/03/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Chemical Co. EMN 277432100 05/03/2007 4 Establish SERP Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Kodak Co. EK 277461109 05/09/2007 1.1 Elect Director Michael J. Hawley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Kodak Co. EK 277461109 05/09/2007 1.2 Elect Director William H. Hernandez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Kodak Co. EK 277461109 05/09/2007 1.3 Elect Director Hector de J. Ruiz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Kodak Co. EK 277461109 05/09/2007 1.4 Elect Director Laura D'Andrea Tyson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Kodak Co. EK 277461109 05/09/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eastman Kodak Co. EK 277461109 05/09/2007 3 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eaton Corp. ETN 278058102 04/25/2007 1.1 Elect Director Christopher M. Connor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eaton Corp. ETN 278058102 04/25/2007 1.2 Elect Director Michael J. Critelli Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eaton Corp. ETN 278058102 04/25/2007 1.3 Elect Director Charles E. Golden Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eaton Corp. ETN 278058102 04/25/2007 1.4 Elect Director Ernie Green Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eaton Corp. ETN 278058102 04/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- eBay Inc. EBAY 278642103 06/14/2007 1.1 Elect Director Philippe Bourguignon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- eBay Inc. EBAY 278642103 06/14/2007 1.2 Elect Director Thomas J. Tierney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- eBay Inc. EBAY 278642103 06/14/2007 1.3 Elect Director Margaret C. Whitman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- eBay Inc. EBAY 278642103 06/14/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- eBay Inc. EBAY 278642103 06/14/2007 3 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- eBay Inc. EBAY 278642103 06/14/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ecolab, Inc. ECL 278865100 05/04/2007 1.1 Elect Director Richard U. DeSchutter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ecolab, Inc. ECL 278865100 05/04/2007 1.2 Elect Director Joel W. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ecolab, Inc. ECL 278865100 05/04/2007 1.3 Elect Director Beth M. Pritchard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ecolab, Inc. ECL 278865100 05/04/2007 1.4 Elect Director Hans Van Bylen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ecolab, Inc. ECL 278865100 05/04/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.1 Elect Director John E. Bryson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.2 Elect Director Vanessa C.L. Chang Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.3 Elect Director France A. Cordova Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.4 Elect Director Charles B. Curtis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.5 Elect Director Bradford M. Freeman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.6 Elect Director Luis G. Nogales Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.7 Elect Director Ronald L. Olson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.8 Elect Director James M. Rosser Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Richard T. Schlosberg, Edison International EIX 281020107 04/26/2007 1.9 III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.1 Elect Director Robert H. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 1.11 Elect Director Thomas C. Sutton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Edison International EIX 281020107 04/26/2007 4 Performance-Based and/or Time-Based ShrHoldr Yes Against For Equity Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.1 Elect Director M. Richard Asher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.2 Elect Director Leonard S. Coleman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.3 Elect Director Gary M. Kusin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.4 Elect Director Gregory B. Maffei Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.5 Elect Director Timothy Mott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.6 Elect Director Vivek Paul Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.7 Elect Director Lawrence F. Probst, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.8 Elect Director Richard A. Simonson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 1.9 Elect Director Linda J. Srere Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 2 Approve Repricing of Options Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 4 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Arts Inc. ERTS 285512109 07/27/2006 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems EDS 285661104 04/17/2007 1 Elect Director W. Roy Dunbar Mgmt Yes For For Corp. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 2 Elect Director Martin C. Faga Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 3 Elect Director S. Malcolm Gillis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 4 Elect Director Ray J. Groves Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 5 Elect Director Ellen M. Hancock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 6 Elect Director Jeffrey M. Heller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 7 Elect Director Ray L. Hunt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 8 Elect Director Michael H. Jordan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 9 Elect Director Edward A. Kangas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 10 Elect Director James K. Sims Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 11 Elect Director R. David Yost Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Performance-Based and/or Time-Based Corp. EDS 285661104 04/17/2007 13 Equity Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Electronic Data Systems Corp. EDS 285661104 04/17/2007 14 Amend Bylaws -- Call Special Meetings ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 1.1 Elect Director Sir Winfried Bischoff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 1.2 Elect Director J. Michael Cook Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 1.3 Elect Director Franklyn G. Mgmt Yes For For Prendergast, M.D., Ph.D. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 1.4 Elect Director Kathi P. Seifert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 3 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 4 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 5 Report on Animal Welfare ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 6 Report on Animal Testing Policies ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 7 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 8 Amend Vote Requirements to Amend ShrHoldr Yes For Against Articles/Bylaws/Charter - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eli Lilly and Co. LLY 532457108 04/16/2007 9 Adopt Simple Majority Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 1.1 Elect Director Peter C. Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 1.2 Elect Director Steven A. Davis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 1.3 Elect Director Daniel R. Hesse Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 1.4 Elect Director John P. Mullen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 1.5 Elect Director William A. Owens Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 1.6 Elect Director Dinesh C. Paliwal Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 1.7 Elect Director Stephanie M. Shern Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 1.8 Elect Director Laurie A. Siegel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Embarq Corp EQ 29078E105 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 1.1 Elect Director Michael W. Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 1.2 Elect Director John R. Egan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 1.3 Elect Director David N. Strohm Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 4 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 5 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 6 Limit Composition of Committee(s) to ShrHoldr Yes Against For Independent Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require a Majority Vote for the EMC Corp. EMC 268648102 05/03/2007 7 Election of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Company Specific-Adopt Simple EMC Corp. EMC 268648102 05/03/2007 8 Majority Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EMC Corp. EMC 268648102 05/03/2007 9 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Emerson Electric Co. EMR 291011104 02/06/2007 1.1 Elect Director C. Fernandez G Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Emerson Electric Co. EMR 291011104 02/06/2007 1.2 Elect Director W. J. Galvin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Emerson Electric Co. EMR 291011104 02/06/2007 1.3 Elect Director R. L. Ridgway Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Emerson Electric Co. EMR 291011104 02/06/2007 1.4 Elect Director R. L. Stephenson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Emerson Electric Co. EMR 291011104 02/06/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Maureen Scannell Entergy Corp. ETR 29364G103 05/04/2007 1.1 Bateman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.2 Elect Director W. Frank Blount Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.3 Elect Director Simon D. DeBree Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.4 Elect Director Gary W. Edwards Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.5 Elect Director Alexis M. Herman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.6 Elect Director Donald C. Hintz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.7 Elect Director J. Wayne Leonard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.8 Elect Director Stuart L. Levenick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.9 Elect Director James R. Nichols Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.1 Elect Director William A. Percy, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.11 Elect Director W.J. Tauzin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 1.12 Elect Director Steven V. Wilkinson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 3 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Entergy Corp. ETR 29364G103 05/04/2007 4 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 1.1 Elect Director George A. Alcorn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 1.2 Elect Director Charles R. Crisp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 1.3 Elect Director Mark G. Papa Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 1.4 Elect Director Edmund P. Segner, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 1.5 Elect Director William D. Stevens Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 1.6 Elect Director H. Leighton Steward Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 1.7 Elect Director Donald F. Textor Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 1.8 Elect Director Frank G. Wisner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- EOG Resources, Inc. EOG 26875P101 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equifax Inc. EFX 294429105 05/04/2007 1.1 Elect Director John L. Clendenin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equifax Inc. EFX 294429105 05/04/2007 1.2 Elect Director A. William Dahlberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equifax Inc. EFX 294429105 05/04/2007 1.3 Elect Director Robert D. Daleo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equifax Inc. EFX 294429105 05/04/2007 1.4 Elect Director L. Phillip Humann Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equifax Inc. EFX 294429105 05/04/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Office Properties EOP.PB 294741103 02/07/2007 1 Approve Merger Agreement Mgmt Yes For For Trust - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Office Properties Trust EOP.PB 294741103 02/07/2007 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.1 Elect Director John W. Alexander Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.2 Elect Director Charles L. Atwood Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.3 Elect Director Stephen O. Evans Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.4 Elect Director Boone A. Knox Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.5 Elect Director John E. Neal Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.6 Elect Director David J. Neithercut Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.7 Elect Director Desiree G. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.8 Elect Director Sheli Z. Rosenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.9 Elect Director Gerald A. Spector Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.1 Elect Director B. Joseph White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 1.11 Elect Director Samuel Zell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Equity Residential EQR 29476L107 05/24/2007 3 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson W26049119 04/11/2007 1 Elect Chairman of Meeting Mgmt Yes For For (Telefonaktiebolaget L M Ericsson) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Prepare and Approve List of Ericsson) W26049119 04/11/2007 2 Shareholders Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Ericsson) W26049119 04/11/2007 3 Approve Agenda of Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Acknowledge Proper Convening of Ericsson) W26049119 04/11/2007 4 Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Designate Inspector or Shareholder (Telefonaktiebolaget L M Representative(s) of Minutes of Ericsson) W26049119 04/11/2007 5 Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Receive Financial Statements and Ericsson) W26049119 04/11/2007 6 Statutory Reports Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Ericsson) W26049119 04/11/2007 7 Receive Board and Committee Reports Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Receive President's Report; Allow Ericsson) W26049119 04/11/2007 8 Questions Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Approve Financial Statements and Ericsson) W26049119 04/11/2007 9a Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Approve Discharge of Board and Ericsson) W26049119 04/11/2007 9b President Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Approve Allocation of Income and Ericsson) W26049119 04/11/2007 9c Dividends of SEK 0.50 Per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Determine Number of Members (10) and Ericsson) W26049119 04/11/2007 10a Deputy Members (0) of Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson W26049119 04/11/2007 10b Approve Remuneration of Directors in Mgmt Yes For For the Amount of SEK 3.8 Million for Chairman and SEK 750,000 for Other (Telefonaktiebolaget L M Directors; Approve Remuneration of Ericsson) Committee Members - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson W26049119 04/11/2007 10c Reelect Michael Treschow (Chairman), Mgmt Yes For For Sverker Martin-Loef, Marcus Wallenberg, Peter Bonfield, Boerje Ekholm, Katherine Hudson, Ulf Johansson, Nancy McKinstry, Anders (Telefonaktiebolaget L M Nyren, and Carl-Henric Svanberg as Ericsson) Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson W26049119 04/11/2007 10d Authorize Chairman of Board and Mgmt Yes For For Representatives of Four of Company's (Telefonaktiebolaget L M Largest Shareholders to Serve on Ericsson) Nominating Committee - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson W26049119 04/11/2007 10e Approve Omission of Remuneration of Mgmt Yes For For (Telefonaktiebolaget L M Ericsson) Nominating Committee Members - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Ericsson) W26049119 04/11/2007 10f Approve Remuneration of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Ratify PricewaterhouseCoopers as Ericsson) W26049119 04/11/2007 10g Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Approve Remuneration Policy And Other (Telefonaktiebolaget L M Terms of Employment For Executive Ericsson) W26049119 04/11/2007 11 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Approve Implementation of 2007 Ericsson) W26049119 04/11/2007 12a Long-Term Incentive Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Authorize Reissuance of 42.3 Million (Telefonaktiebolaget L M Repurchased Class B Shares for 2007 Ericsson) W26049119 04/11/2007 12b Long-Term Incentive Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson W26049119 04/11/2007 13 Authorize Reissuance of 67.6 Million Mgmt Yes Against Against Repurchased Class B Shares in Connection with 2001 Global Stock Incentive Program, 2003 Stock (Telefonaktiebolaget L M Purchase Plan, and 2004, 2005, and Ericsson) 2006 Long-Term Incentive Plans - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson W26049119 04/11/2007 14 Close Meeting Yes (Telefonaktiebolaget L M Ericsson) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Ericsson) W26049119 06/28/2007 1 Elect Chairman of Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Prepare and Approve List of Ericsson) W26049119 06/28/2007 2 Shareholders Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Ericsson) W26049119 06/28/2007 3 Approve Agenda of Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Acknowledge Proper Convening of Ericsson) W26049119 06/28/2007 4 Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Designate Inspector or Shareholder (Telefonaktiebolaget L M Representative(s) of Minutes of Ericsson) W26049119 06/28/2007 5 Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Approve Share Matching Plan for All Ericsson) W26049119 06/28/2007 6.1.aEmployees ('Stock Purchase Plan') Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Authorize Reissuance of 17.4 Million (Telefonaktiebolaget L M Repurchased Class B Shares for 2007 Ericsson) W26049119 06/28/2007 6.1.bAll Employee Share Matching Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reissuance of 3.4 Million B Ericsson Shares to Cover Social Costs in (Telefonaktiebolaget L M Relation to All Employee Share Ericsson) W26049119 06/28/2007 6.1.cMatching Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Approve Swap Agreement with Third Ericsson) W26049119 06/28/2007 6.1.dParty as Alternative to Item 6.1.B Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Approve Share Matching Plan for Key (Telefonaktiebolaget L M Contributors ('Key Contributor Ericsson) W26049119 06/28/2007 6.2.aRetention Plan') Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Authorize Reissuance of 11.8 Million (Telefonaktiebolaget L M Repurchased Class B Shares for 2007 Ericsson) W26049119 06/28/2007 6.2.bKey Contributor Share Matching Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reissuance of 2.4 Million B Ericsson Shares to Cover Social Costs in (Telefonaktiebolaget L M Relation to Key Contributor Share Ericsson) W26049119 06/28/2007 6.2.cMatching Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Approve Swap Agreement with Third Ericsson) W26049119 06/28/2007 6.2.dParty as Alternative to Item 6.2.B Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Approve Share Matching Plan for (Telefonaktiebolaget L M Executive Directors ('Executive Ericsson) W26049119 06/28/2007 6.3.aPerformance Stock Plan') Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson Authorize Reissuance of 5.9 Million (Telefonaktiebolaget L M Repurchased Class B Shares for 2007 Ericsson) W26049119 06/28/2007 6.3.bExecutive Director Share Matching Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reissuance of 1.5 Million B Ericsson Shares to Cover Social Costs in (Telefonaktiebolaget L M Relation to Key Contributor Share Ericsson) W26049119 06/28/2007 6.3.cMatching Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Approve Swap Agreement with Third Ericsson) W26049119 06/28/2007 6.3.dParty as Alternative to Item 6.3.B Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ericsson (Telefonaktiebolaget L M Ericsson) W26049119 06/28/2007 7 Close Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 1 Approve Financial Statements and Mgmt Yes For For Discharge Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Consolidated Financial Essilor International F31668100 05/11/2007 2 Statements and Discharge Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Essilor International F31668100 05/11/2007 3 Dividends of EUR 1.10 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Essilor International F31668100 05/11/2007 4 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 5 Ratify Maurice Marchand Tonel as Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 6 Elect Aicha Mokdahi as Representative Mgmt Yes For For of Employee Shareholders to the Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 7 Reelect Xavier Fontanet as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 8 Reelect Yves Chevillotte as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 9 Reelect Serge Zins as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 10 Elect Bridget Cosgrave as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 11 Reelect PricewaterhouseCooper as Mgmt Yes For For Auditor and Etienne Boris as Deputy Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 12 Elect Mazars and Guerard as Auditor Mgmt Yes For For and Jean-Louis Simon as Deputy Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to Ten Essilor International F31668100 05/11/2007 13 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 14 Approve Reduction in Share Capital Mgmt Yes For For via Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Employee Savings-Related Essilor International F31668100 05/11/2007 15 Share Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 16 Approve Stock Option Plans Grants Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 17 Authorize up to 3 Percent of Issued Mgmt Yes For For Capital for Use in Restricted Stock Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 18 Set Global Limit for Capital Increase Mgmt Yes For For to Result from Issuance Requests Pursuant to Items 16 to 17 Regarding Stock Plans at 3 Percent of Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Essilor International F31668100 05/11/2007 19 Nominal Amount of EUR 25 million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Essilor International F31668100 05/11/2007 20 Nominal Amount of EUR 25 million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Essilor International F31668100 05/11/2007 21 Shareholder Vote Above Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 22 Authorize Capitalization of Reserves Mgmt Yes For For of Up to EUR 500 Million for Bonus Issue or Increase in Par Value - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 23 Approve Stock Split Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 24 Authorize Capital Increase of up to Mgmt Yes For For 10 Percent of Issued Capital for Future Acquisitions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Essilor International F31668100 05/11/2007 25 Exchange Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 26 Amend Articles of Association Re: Mgmt Yes Against Against Shareholding Disclosure Threshold - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Article 24 of Association Re: Essilor International F31668100 05/11/2007 27 Voting Rights Ceiling Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 28 Amend Articles of Association Re: Mgmt Yes For For General Meeting Quorum Requirements, Related Party Transactions, Employee Shareholder Representative, Record Date - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Essilor International F31668100 05/11/2007 29 Authorize Filing of Required Mgmt Yes For For Documents/Other Formalities - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 1 Elect Director Nicholas DeBenedictis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 2 Elect Director Sue L. Gin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 3 Elect Director William C. Richardson, Mgmt Yes For For Ph.D. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 4 Elect Director Thomas J. Ridge Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 5 Elect Director Don Thompson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 6 Elect Director Stephen D. Steinour Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 7 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 8 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exelon Corp. EXC 30161N101 05/08/2007 9 Submit Severance Agreement (Change in ShrHoldr Yes For Against Control) to shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.1 Elect Director Gary G. Benanav Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.2 Elect Director Frank J. Borelli Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.3 Elect Director Maura C. Breen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.4 Elect Director Nicholas J. LaHowchic Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.5 Elect Director Thomas P. Mac Mahon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.6 Elect Director Woodrow A. Myers Jr., Mgmt Yes For For M.D. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.7 Elect Director John O. Parker, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.8 Elect Director George Paz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.9 Elect Director Samuel K. Skinner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.1 Elect Director Seymour Sternberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.11 Elect Director Barrett A. Toan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 1.12 Elect Director Howard L. Waltman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Express Scripts, Inc. ESRX 302182100 05/23/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.1 Elect Director Michael J. Boskin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.2 Elect Director William W. George Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.3 Elect Director James R. Houghton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.4 Elect Director William R. Howell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.5 Elect Director Reatha Clark King Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.6 Elect Director Philip E. Lippincott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.7 Elect Director Marilyn Carlson Nelson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.8 Elect Director Samuel J. Palmisano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.9 Elect Director Steven S Reinemund Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.1 Elect Director Walter V. Shipley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.11 Elect Director J. Stephen Simon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 1.12 Elect Director Rex W. Tillerson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Restore or Provide for Cumulative Exxon Mobil Corp. XOM 30231G102 05/30/2007 3 Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 4 Amend Articles/Bylaws/Charter -- Call ShrHoldr Yes For Against Special Meetings - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 5 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 6 Initiate Payment of Cash Dividend ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 7 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Company-Specific- Amend Article IX of Exxon Mobil Corp. XOM 30231G102 05/30/2007 8 the Corporation's by-laws ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 9 Review Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 10 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 11 Claw-back of Payments under ShrHoldr Yes For Against Restatements - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 12 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 13 Amend Equal Employment Opportunity ShrHoldr Yes For Against Policy to Prohibit Discrimination Based on Sexual Orientation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 14 Report on Environmental Accountability ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 15 Report on Emission Reduction Goals ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Exxon Mobil Corp. XOM 30231G102 05/30/2007 16 Report on Carbon Dioxide Emissions ShrHoldr Yes Against For Information at Gas Stations - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adopt Policy to Increase Renewable Exxon Mobil Corp. XOM 30231G102 05/30/2007 17 Energy Portfolio ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 1.1 Elect Director Mark R. Bernstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 1.2 Elect Director Sharon Allred Decker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 1.3 Elect Director Edward C. Dolby Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 1.4 Elect Director Glenn A. Eisenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 1.5 Elect Director Howard R. Levine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 1.6 Elect Director George R. Mahoney, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 1.7 Elect Director James G. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 1.8 Elect Director Dale C. Pond Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Family Dollar Stores, Inc FDO 307000109 06/19/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department M 31410H101 05/18/2007 1.1 Elect Director Sara Levinson Mgmt Yes For For Stores, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 1.2 Elect Director Joseph Neubauer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 1.3 Elect Director Joseph Pichler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 1.4 Elect Director Joyce M. Roche Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 1.5 Elect Director Karl von der Heyden Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 1.6 Elect Director Craig E. Weatherup Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 3 Change Company Name Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 4 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Federated Department Stores, Inc. M 31410H101 05/18/2007 5 Approve Deferred Compensation Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.1 Elect Director James L. Barksdale Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.2 Elect Director August A. Busch, IV Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.3 Elect Director John A. Edwardson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.4 Elect Director Judith L. Estrin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.5 Elect Director J. Kenneth Glass Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.6 Elect Director Philip Greer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.7 Elect Director J.R. Hyde, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.8 Elect Director Shirley A. Jackson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.9 Elect Director Steven R. Loranger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.1 Elect Director Charles T. Manatt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.11 Elect Director Frederick W. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.12 Elect Director Joshua I. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.13 Elect Director Paul S. Walsh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 1.14 Elect Director Peter S. Willmott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 2 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 4 Report on Environmental Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FedEx Corporation FDX 31428X106 09/25/2006 5 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.1 Elect Director Darryl F. Allen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.2 Elect Director John F. Barrett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.3 Elect Director James P. Hackett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.4 Elect Director Gary R. Heminger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.5 Elect Director Joan R. Herschede Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.6 Elect Director Allen M. Hill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.7 Elect Director Kevin T. Kabat Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.8 Elect Director Robert L. Koch II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.9 Elect Director Mitchel D. Livingston Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.1 Elect Director Hendrik G. Meijer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.11 Elect Director James E. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.12 Elect Director George A. Schaefer, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.13 Elect Director John J. Schiff, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.14 Elect Director Dudley S. Taft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 1.15 Elect Director Thomas W. Traylor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 2 Company Specific-Equity-Related Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fifth Third Bancorp FITB 316773100 04/17/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- First Data Corp. FDC 319963104 05/30/2007 1 Elect Director David A. Coulter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- First Data Corp. FDC 319963104 05/30/2007 2 Elect Director Henry C. Duques Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- First Data Corp. FDC 319963104 05/30/2007 3 Elect Director Richard P. Kiphart Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- First Data Corp. FDC 319963104 05/30/2007 4 Elect Director Joan E. Spero Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- First Data Corp. FDC 319963104 05/30/2007 5 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Non-Employee Director Omnibus First Data Corp. FDC 319963104 05/30/2007 6 Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- First Data Corp. FDC 319963104 05/30/2007 7 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- First Data Corp. FDC 319963104 05/30/2007 8 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.1 Elect Director Paul T. Addison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.2 Elect Director Anthony J. Alexander Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.3 Elect Director Michael J. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.4 Elect Director Carol A. Cartwright Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.5 Elect Director William T. Cottle Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.6 Elect Director Robert B. Heisler, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.7 Elect Director Ernest J. Novak, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.8 Elect Director Catherine A. Rein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.9 Elect Director George M. Smart Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.1 Elect Director Wes M. Taylor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 1.11 Elect Director Jesse T. Williams, Sr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 4 Reincorporate in Another State [Ohio ShrHoldr Yes For Against to Delaware ] - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 5 Adopt a Policy Establishing an ShrHoldr Yes Against For Engagement Process to Shareholder Proposals - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FirstEnergy Corporation FE 337932107 05/15/2007 6 Adopt Simple Majority Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fiserv, Inc. FISV 337738108 05/23/2007 1.1 Elect Director Kim M. Robak Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fiserv, Inc. FISV 337738108 05/23/2007 1.2 Elect Director Thomas C. Wertheimer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fiserv, Inc. FISV 337738108 05/23/2007 2 Company Specific- Provide Majority Mgmt Yes For For Vote for the Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fiserv, Inc. FISV 337738108 05/23/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fiserv, Inc. FISV 337738108 05/23/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Forest Laboratories, Inc. FRX 345838106 08/07/2006 1.1 Elect Director Howard Solomon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Forest Laboratories, Inc. FRX 345838106 08/07/2006 1.2 Elect Director Nesli Basgoz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Forest Laboratories, Inc. FRX 345838106 08/07/2006 1.3 Elect Director William J. Candee, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Forest Laboratories, Inc. FRX 345838106 08/07/2006 1.4 Elect Director George S. Cohan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Forest Laboratories, Inc. FRX 345838106 08/07/2006 1.5 Elect Director Dan L. Goldwasser Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Forest Laboratories, Inc. FRX 345838106 08/07/2006 1.6 Elect Director Kenneth E. Goodman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Forest Laboratories, Inc. FRX 345838106 08/07/2006 1.7 Elect Director Lester B. Salans Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Forest Laboratories, Inc. FRX 345838106 08/07/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fortune Brands, Inc. FO 349631101 04/24/2007 1.1 Elect Director Anne M. Tatlock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fortune Brands, Inc. FO 349631101 04/24/2007 1.2 Elect Director Norman H. Wesley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fortune Brands, Inc. FO 349631101 04/24/2007 1.3 Elect Director Peter M. Wilson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fortune Brands, Inc. FO 349631101 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fortune Brands, Inc. FO 349631101 04/24/2007 3 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fortune Brands, Inc. FO 349631101 04/24/2007 4 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fortune Brands, Inc. FO 349631101 04/24/2007 5 Declassify the Board of Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fortune Brands, Inc. FO 349631101 04/24/2007 6 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.1 Elect Director Sherry S. Barrat Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.2 Elect Director Robert M. Beall, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.3 Elect Director J. Hyatt Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.4 Elect Director James L. Camaren Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.5 Elect Director J. Brian Ferguson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.6 Elect Director Lewis Hay, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.7 Elect Director Rudy E. Schupp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.8 Elect Director Michael H. Thaman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.9 Elect Director Hansel E. Tookes, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 1.1 Elect Director Paul R. Tregurtha Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 12/15/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.1 Elect Director Sherry S. Barrat Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.2 Elect Director Robert M. Beall, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.3 Elect Director J. Hyatt Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.4 Elect Director James L. Camaren Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.5 Elect Director J. Brian Ferguson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.6 Elect Director Lewis Hay, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.7 Elect Director Toni Jennings Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.9 Elect Director Rudy E. Schupp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.1 Elect Director Michael H. Thaman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.11 Elect Director Hansel E. Tookes, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 1.12 Elect Director Paul R. Tregurtha Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- FPL Group, Inc. FPL 302571104 05/25/2007 3 Approve Non-Employee Director Stock Mgmt Yes For For Option Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.1 Elect Director Samuel H. Armacost Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.2 Elect Director Charles Crocker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.3 Elect Director Joseph R. Hardiman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.4 Elect Director Robert D. Joffe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.5 Elect Director Charles B. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.6 Elect Director Gregory E. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.7 Elect Director Rupert H. Johnson, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.8 Elect Director Thomas H. Kean Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.9 Elect Director Chutta Ratnathicam Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.1 Elect Director Peter M. Sacerdote Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.11 Elect Director Laura Stein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.12 Elect Director Anne M. Tatlock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 1.13 Elect Director Louis E. Woodworth Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Franklin Resources, Inc. BEN 354613101 01/25/2007 3 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.1 Elect Director Barbara T. Alexander Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.2 Elect Director Geoffrey T. Boisi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.3 Elect Director Michelle Engler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.4 Elect Director Robert R. Glauber Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.5 Elect Director Richard Karl Goeltz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.6 Elect Director Thomas S. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.7 Elect Director William M. Lewis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.8 Elect Director Eugene M. McQuade Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.9 Elect Director Shaun F. O'Malley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.1 Elect Director Jeffrey M. Peek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.11 Elect Director Ronald F. Poe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.12 Elect Director Stephen A. Ross Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 1.13 Elect Director Richard F. Syron Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 09/08/2006 3 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 1 Elect Director Barbara T. Alexander Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 2 Elect Director Geoffrey T. Boisi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 3 Elect Director Michelle Engler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 4 Elect Director Robert R. Glauber Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 5 Elect Director Richard Karl Goeltz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 6 Elect Director Thomas S. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 7 Elect Director William M. Lewis, Jr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 8 Elect Director Eugene M. McQuade Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 9 Elect Director Shaud F. O Malley Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 10 Elect Director Jeffrey M. Peek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 11 Elect Director Nicolas P. Retsinas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 12 Elect Director Stephen A. Ross Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 13 Elect Director Richard F. Syron Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 14 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freddie Mac FRE 313400301 06/08/2007 15 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freeport-McMoRan Copper & FCX 35671D857 03/14/2007 1 Increase Authorized Common Stock Mgmt Yes For For Gold Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freeport-McMoRan Copper & Issue Shares in Connection with an Gold Inc. FCX 35671D857 03/14/2007 2 Acquisition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freeport-McMoRan Copper & Gold Inc. FCX 35671D857 03/14/2007 3 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freescale Semiconductor, Inc. FSL 35687M206 11/13/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Freescale Semiconductor, Inc. FSL 35687M206 11/13/2006 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gannett Co., Inc. GCI 364730101 04/24/2007 1.1 Elect Director Charles B. Fruit Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gannett Co., Inc. GCI 364730101 04/24/2007 1.2 Elect Director Arthur H. Harper Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gannett Co., Inc. GCI 364730101 04/24/2007 1.3 Elect Director John Jeffry Louis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gannett Co., Inc. GCI 364730101 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gannett Co., Inc. GCI 364730101 04/24/2007 3 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gannett Co., Inc. GCI 364730101 04/24/2007 4 Company Specific-Governance ShrHoldr Yes For Against Related--Require Chairman to be Independent - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 1 Approve Annual Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 2 Approve Financial Statements Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 3 Approve Allocation of Income Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 4 Approve Dividends of RUB 2.54 per Mgmt Yes For For Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors and Gazprom OAO 368287207 06/29/2007 5 Members of Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify CJSC PricewaterhouseCoopers Gazprom OAO 368287207 06/29/2007 6 Audit as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 7 Amend Charter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 8 Approve Series of Related-Party Mgmt Yes For For Transactions in Connection with Implementation of Nord Stream Project - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 9.1 Approve Related-Party Transaction Mgmt Yes For For with CJSC AB Gazprombank - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.3 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.4 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.5 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.6 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.7 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.8 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.9 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.1 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.11 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.12 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.13 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.14 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.15 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.16 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.17 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.18 with CJSC Northgas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.19 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with OJSC Tomskgazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.21 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.22 with OJSC Gazprom Neft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.23 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.24 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.25 with Latvijas Gaze a/s Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.26 with AB Lietuvos dujos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction with UAB Kauno Termofikacijos Gazprom OAO 368287207 06/29/2007 9.27 Elektrine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.28 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.29 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect 11 Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Andrey Akimov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.2 Elect Alexander Ananenkov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.3 Elect Burckhard Bergmann as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.4 Elect Farit Gazizullin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.5 Elect German Gref as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.6 Elect Elena Karpel as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.7 Elect Dmitry Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.8 Elect Yury Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.9 Elect Alexey Miller as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Victor Nikolaev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.11Elect Sergey Oganesyan as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.12Elect Alexander Potyomkin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.13Elect Mikhail Sereda as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.14Elect Boris Fedorov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.15Elect Robert Foresman as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.16Elect Victor Khristenko as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.17Elect Alexander Shokhin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.18Elect Igor Yusufov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.19Elect Evgeny Yasin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect Nine Members of Audit Commission Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 11.1 Elect Dmitry Arkhipov as Member of Mgmt Yes For For Audit Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Denis Askinadze as Member of Gazprom OAO 368287207 06/29/2007 11.2 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vadim Bikulov as Member of Gazprom OAO 368287207 06/29/2007 11.3 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Rafael Ishutin as Member of Gazprom OAO 368287207 06/29/2007 11.4 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Kobzev as Member of Gazprom OAO 368287207 06/29/2007 11.5 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Nina Lobanova as Member of Gazprom OAO 368287207 06/29/2007 11.6 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Nosov as Member of Audit Gazprom OAO 368287207 06/29/2007 11.7 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Victoria Oseledko as Member of Gazprom OAO 368287207 06/29/2007 11.8 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vladislav Sinyov as Member of Gazprom OAO 368287207 06/29/2007 11.9 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Fomin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.1 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Shubin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.11Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 1 Approve Annual Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 2 Approve Financial Statements Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 3 Approve Allocation of Income Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 4 Approve Dividends of RUB 2.54 per Mgmt Yes For For Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors and Gazprom OAO 368287207 06/29/2007 5 Members of Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify CJSC PricewaterhouseCoopers Gazprom OAO 368287207 06/29/2007 6 Audit as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 7 Amend Charter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 8 Approve Series of Related-Party Mgmt Yes For For Transactions in Connection with Implementation of Nord Stream Project - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 9.1 Approve Related-Party Transaction Mgmt Yes For For with CJSC AB Gazprombank - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.3 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.4 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.5 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.6 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.7 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.8 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.9 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.1 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.11 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.12 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.13 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.14 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.15 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.16 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.17 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.18 with CJSC Northgas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.19 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with OJSC Tomskgazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.21 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.22 with OJSC Gazprom Neft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.23 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.24 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.25 with Latvijas Gaze a/s Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.26 with AB Lietuvos dujos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction with UAB Kauno Termofikacijos Gazprom OAO 368287207 06/29/2007 9.27 Elektrine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.28 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.29 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect 11 Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Andrey Akimov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.2 Elect Alexander Ananenkov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.3 Elect Burckhard Bergmann as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.4 Elect Farit Gazizullin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.5 Elect German Gref as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.6 Elect Elena Karpel as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.7 Elect Dmitry Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.8 Elect Yury Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.9 Elect Alexey Miller as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Victor Nikolaev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.11Elect Sergey Oganesyan as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.12Elect Alexander Potyomkin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.13Elect Mikhail Sereda as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.14Elect Boris Fedorov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.15Elect Robert Foresman as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.16Elect Victor Khristenko as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.17Elect Alexander Shokhin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.18Elect Igor Yusufov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.19Elect Evgeny Yasin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect Nine Members of Audit Commission Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 11.1 Elect Dmitry Arkhipov as Member of Mgmt Yes For For Audit Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Denis Askinadze as Member of Gazprom OAO 368287207 06/29/2007 11.2 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vadim Bikulov as Member of Gazprom OAO 368287207 06/29/2007 11.3 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Rafael Ishutin as Member of Gazprom OAO 368287207 06/29/2007 11.4 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Kobzev as Member of Gazprom OAO 368287207 06/29/2007 11.5 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Nina Lobanova as Member of Gazprom OAO 368287207 06/29/2007 11.6 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Nosov as Member of Audit Gazprom OAO 368287207 06/29/2007 11.7 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Victoria Oseledko as Member of Gazprom OAO 368287207 06/29/2007 11.8 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vladislav Sinyov as Member of Gazprom OAO 368287207 06/29/2007 11.9 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Fomin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.1 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Shubin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.11Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 1 Approve Annual Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 2 Approve Financial Statements Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 3 Approve Allocation of Income Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 4 Approve Dividends of RUB 2.54 per Mgmt Yes For For Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors and Gazprom OAO 368287207 06/29/2007 5 Members of Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify CJSC PricewaterhouseCoopers Gazprom OAO 368287207 06/29/2007 6 Audit as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 7 Amend Charter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 8 Approve Series of Related-Party Mgmt Yes For For Transactions in Connection with Implementation of Nord Stream Project - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 9.1 Approve Related-Party Transaction Mgmt Yes For For with CJSC AB Gazprombank - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.3 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.4 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.5 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.6 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.7 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.8 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.9 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.1 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.11 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.12 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.13 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.14 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.15 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.16 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.17 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.18 with CJSC Northgas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.19 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with OJSC Tomskgazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.21 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.22 with OJSC Gazprom Neft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.23 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.24 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.25 with Latvijas Gaze a/s Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.26 with AB Lietuvos dujos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction with UAB Kauno Termofikacijos Gazprom OAO 368287207 06/29/2007 9.27 Elektrine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.28 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.29 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect 11 Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Andrey Akimov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.2 Elect Alexander Ananenkov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.3 Elect Burckhard Bergmann as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.4 Elect Farit Gazizullin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.5 Elect German Gref as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.6 Elect Elena Karpel as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.7 Elect Dmitry Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.8 Elect Yury Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.9 Elect Alexey Miller as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Victor Nikolaev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.11Elect Sergey Oganesyan as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.12Elect Alexander Potyomkin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.13Elect Mikhail Sereda as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.14Elect Boris Fedorov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.15Elect Robert Foresman as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.16Elect Victor Khristenko as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.17Elect Alexander Shokhin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.18Elect Igor Yusufov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.19Elect Evgeny Yasin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect Nine Members of Audit Commission Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 11.1 Elect Dmitry Arkhipov as Member of Mgmt Yes For For Audit Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Denis Askinadze as Member of Gazprom OAO 368287207 06/29/2007 11.2 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vadim Bikulov as Member of Gazprom OAO 368287207 06/29/2007 11.3 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Rafael Ishutin as Member of Gazprom OAO 368287207 06/29/2007 11.4 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Kobzev as Member of Gazprom OAO 368287207 06/29/2007 11.5 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Nina Lobanova as Member of Gazprom OAO 368287207 06/29/2007 11.6 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Nosov as Member of Audit Gazprom OAO 368287207 06/29/2007 11.7 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Victoria Oseledko as Member of Gazprom OAO 368287207 06/29/2007 11.8 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vladislav Sinyov as Member of Gazprom OAO 368287207 06/29/2007 11.9 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Fomin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.1 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Shubin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.11Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 1 Approve Annual Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 2 Approve Financial Statements Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 3 Approve Allocation of Income Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 4 Approve Dividends of RUB 2.54 per Mgmt Yes For For Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors and Gazprom OAO 368287207 06/29/2007 5 Members of Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify CJSC PricewaterhouseCoopers Gazprom OAO 368287207 06/29/2007 6 Audit as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 7 Amend Charter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 8 Approve Series of Related-Party Mgmt Yes For For Transactions in Connection with Implementation of Nord Stream Project - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 9.1 Approve Related-Party Transaction Mgmt Yes For For with CJSC AB Gazprombank - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.3 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.4 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.5 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.6 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.7 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.8 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.9 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.1 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.11 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.12 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.13 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.14 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.15 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.16 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.17 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.18 with CJSC Northgas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.19 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with OJSC Tomskgazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.21 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.22 with OJSC Gazprom Neft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.23 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.24 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.25 with Latvijas Gaze a/s Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.26 with AB Lietuvos dujos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction with UAB Kauno Termofikacijos Gazprom OAO 368287207 06/29/2007 9.27 Elektrine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.28 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.29 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect 11 Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Andrey Akimov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.2 Elect Alexander Ananenkov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.3 Elect Burckhard Bergmann as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.4 Elect Farit Gazizullin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.5 Elect German Gref as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.6 Elect Elena Karpel as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.7 Elect Dmitry Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.8 Elect Yury Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.9 Elect Alexey Miller as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Victor Nikolaev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.11Elect Sergey Oganesyan as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.12Elect Alexander Potyomkin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.13Elect Mikhail Sereda as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.14Elect Boris Fedorov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.15Elect Robert Foresman as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.16Elect Victor Khristenko as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.17Elect Alexander Shokhin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.18Elect Igor Yusufov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.19Elect Evgeny Yasin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect Nine Members of Audit Commission Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 11.1 Elect Dmitry Arkhipov as Member of Mgmt Yes For For Audit Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Denis Askinadze as Member of Gazprom OAO 368287207 06/29/2007 11.2 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vadim Bikulov as Member of Gazprom OAO 368287207 06/29/2007 11.3 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Rafael Ishutin as Member of Gazprom OAO 368287207 06/29/2007 11.4 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Kobzev as Member of Gazprom OAO 368287207 06/29/2007 11.5 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Nina Lobanova as Member of Gazprom OAO 368287207 06/29/2007 11.6 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Nosov as Member of Audit Gazprom OAO 368287207 06/29/2007 11.7 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Victoria Oseledko as Member of Gazprom OAO 368287207 06/29/2007 11.8 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vladislav Sinyov as Member of Gazprom OAO 368287207 06/29/2007 11.9 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Fomin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.1 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Shubin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.11Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 1 Approve Annual Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 2 Approve Financial Statements Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 3 Approve Allocation of Income Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 4 Approve Dividends of RUB 2.54 per Mgmt Yes For For Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors and Gazprom OAO 368287207 06/29/2007 5 Members of Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify CJSC PricewaterhouseCoopers Gazprom OAO 368287207 06/29/2007 6 Audit as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 7 Amend Charter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 8 Approve Series of Related-Party Mgmt Yes For For Transactions in Connection with Implementation of Nord Stream Project - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 9.1 Approve Related-Party Transaction Mgmt Yes For For with CJSC AB Gazprombank - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.3 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.4 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.5 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.6 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.7 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.8 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.9 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.1 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.11 with Sberbank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.12 with CJSC AB Gazprombank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.13 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.14 with OJSC Severneftegazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.15 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.16 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.17 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.18 with CJSC Northgas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.19 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.2 with OJSC Tomskgazprom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.21 with Mezhregiongaz LLC Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.22 with OJSC Gazprom Neft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.23 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.24 with OJSC Novatek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.25 with Latvijas Gaze a/s Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.26 with AB Lietuvos dujos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction with UAB Kauno Termofikacijos Gazprom OAO 368287207 06/29/2007 9.27 Elektrine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.28 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Related-Party Transaction Gazprom OAO 368287207 06/29/2007 9.29 with MoldovaGaz S.A. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect 11 Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Andrey Akimov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.2 Elect Alexander Ananenkov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.3 Elect Burckhard Bergmann as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.4 Elect Farit Gazizullin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.5 Elect German Gref as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.6 Elect Elena Karpel as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.7 Elect Dmitry Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.8 Elect Yury Medvedev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.9 Elect Alexey Miller as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.1 Elect Victor Nikolaev as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.11Elect Sergey Oganesyan as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.12Elect Alexander Potyomkin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.13Elect Mikhail Sereda as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.14Elect Boris Fedorov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.15Elect Robert Foresman as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.16Elect Victor Khristenko as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.17Elect Alexander Shokhin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.18Elect Igor Yusufov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 10.19Elect Evgeny Yasin as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 Elect Nine Members of Audit Commission Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gazprom OAO 368287207 06/29/2007 11.1 Elect Dmitry Arkhipov as Member of Mgmt Yes For For Audit Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Denis Askinadze as Member of Gazprom OAO 368287207 06/29/2007 11.2 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vadim Bikulov as Member of Gazprom OAO 368287207 06/29/2007 11.3 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Rafael Ishutin as Member of Gazprom OAO 368287207 06/29/2007 11.4 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Kobzev as Member of Gazprom OAO 368287207 06/29/2007 11.5 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Nina Lobanova as Member of Gazprom OAO 368287207 06/29/2007 11.6 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Nosov as Member of Audit Gazprom OAO 368287207 06/29/2007 11.7 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Victoria Oseledko as Member of Gazprom OAO 368287207 06/29/2007 11.8 Audit Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Vladislav Sinyov as Member of Gazprom OAO 368287207 06/29/2007 11.9 Audit Commission Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Andrey Fomin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.1 Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Yury Shubin as Member of Audit Gazprom OAO 368287207 06/29/2007 11.11Commission Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.1 Elect Director Nicholas D. Chabraja Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.2 Elect Director James S. Crown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.3 Elect Director William P. Fricks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.4 Elect Director Charles H. Goodman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.5 Elect Director Jay L. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.6 Elect Director George A. Joulwan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.7 Elect Director Paul G. Kaminski Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.8 Elect Director John M. Keane Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.9 Elect Director Deborah J. Lucas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.1 Elect Director Lester L. Lyles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.11 Elect Director Carl E. Mundy, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 1.12 Elect Director Robert Walmsley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 3 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Dynamics Corp. GD 369550108 05/02/2007 4 Performance-Based and/or Equity Based ShrHoldr Yes Against For Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.1 Elect Director James I. Cash, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.2 Elect Director William M. Castell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.3 Elect Director Ann M. Fudge Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.4 Elect Director Claudio X. Gonzalez Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.5 Elect Director Susan Hockfield Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.6 Elect Director Jerry R. Immelt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.7 Elect Director Andrea Jung Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.8 Elect Director Alan G. Lafley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.9 Elect Director Robert W. Lane Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.1 Elect Director Ralph S. Larsen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.11 Elect Director Rochelle B. Lazarus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.12 Elect Director Sam Nunn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.13 Elect Director Roger S. Penske Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.14 Elect Director Robert J. Swieringa Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.15 Elect Director Douglas A. Warner III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 1.16 Elect Director Robert C. Wright Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 3 Adopt Majority Vote Standard in Mgmt Yes For For Director Elections - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 4 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 5 Company-Specific-Approve Material Mgmt Yes For For Terms of Senior Officer Performance Goals - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 6 Provide for Cumulative Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 7 Company-Specific -- Adopt Policy on ShrHoldr Yes For Against Overboarded Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Company-Specific -- One Director from General Electric Co. GE 369604103 04/25/2007 8 the Ranks of Retirees ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 9 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 10 Limit Dividend and Dividend ShrHoldr Yes For Against Equivalent Payments to Executives - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 11 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 12 Report on Global Warming ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Adopt Ethical Criteria for Military General Electric Co. GE 369604103 04/25/2007 13 Contracts ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Electric Co. GE 369604103 04/25/2007 14 Report on Pay Disparity ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.1 Elect Director Paul Danos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.2 Elect Director William T. Esrey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.3 Elect Director Raymond V. Gilmartin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.4 Elect Director Judith Richards Hope Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.5 Elect Director Heidi G. Miller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.6 Elect Director H. Ochoa-Brillembourg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.7 Elect Director Steve Odland Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.8 Elect Director Kendall J. Powell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.9 Elect Director Michael D. Rose Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.1 Elect Director Robert L. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.11 Elect Director Stephen W. Sanger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.12 Elect Director A. Michael Spence Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 1.13 Elect Director Dorothy A. Terrell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 3 Approve Non-Employee Director Stock Mgmt Yes For For Option Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- General Mills, Inc. GIS 370334104 09/25/2006 4 Label Genetically Modified Ingredients ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Genzyme Corp. GENZ 372917104 05/24/2007 1.1 Elect Director Douglas A. Berthiaume Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Genzyme Corp. GENZ 372917104 05/24/2007 1.2 Elect Director Gail K. Boudreaux Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Genzyme Corp. GENZ 372917104 05/24/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Genzyme Corp. GENZ 372917104 05/24/2007 3 Approve Non-Employee Director Omnibus Mgmt Yes Against Against Stock Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Qualified Employee Stock Genzyme Corp. GENZ 372917104 05/24/2007 4 Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Genzyme Corp. GENZ 372917104 05/24/2007 5 Company Specific--Adopt Majority Mgmt Yes For For Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Genzyme Corp. GENZ 372917104 05/24/2007 6 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Genzyme Corp. GENZ 372917104 05/24/2007 7 Submit Severance Agreement (Change in ShrHoldr Yes Against For Control) to shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.1 Elect Director Paul Berg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.2 Elect Director John F. Cogan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.3 Elect Director Etienne F. Davignon Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.4 Elect Director James M. Denny Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.5 Elect Director Carla A. Hills Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.6 Elect Director John W. Madigan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.7 Elect Director John C. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.8 Elect Director Gordon E. Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.9 Elect Director Nicholas Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 1.1 Elect Director Gayle E. Wilson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Gilead Sciences, Inc. GILD 375558103 05/09/2007 4 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and GlaxoSmithKline Plc G3910J112 05/23/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 3 Elect Daniel Podolsky as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 4 Elect Stephanie Burns as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 5 Re-elect Julian Heslop as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Sir Deryck Maughan as GlaxoSmithKline Plc G3910J112 05/23/2007 6 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 7 Re-elect Ronaldo Schmitz as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 8 Re-elect Sir Robert Wilson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 9 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise the Audit Committee to Fix GlaxoSmithKline Plc G3910J112 05/23/2007 10 Remuneration of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 11 Authorise the Company to Make EU Mgmt Yes For For Political Organisations Donations up to GBP 50,000 and to Incur EU Political Expenditures up to GBP 50,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate GlaxoSmithKline Plc G3910J112 05/23/2007 12 Nominal Amount of GBP 479,400,814 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate GlaxoSmithKline Plc G3910J112 05/23/2007 13 Nominal Amount of GBP 71,910,122 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- GlaxoSmithKline Plc G3910J112 05/23/2007 14 Authorise 575,280,977 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: GlaxoSmithKline Plc G3910J112 05/23/2007 15 Electronic Communication Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Golden West Financial Corp. GDW 381317106 08/31/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.1 Elect Director Eric Schmidt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.2 Elect Director Sergey Brin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.3 Elect Director Larry Page Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.4 Elect Director L. John Doerr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.5 Elect Director John L. Hennessy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.6 Elect Director Arthur D. Levinson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.7 Elect Director Ann Mather Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.8 Elect Director Paul S. Otellini Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.9 Elect Director K. Ram Shriram Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 1.1 Elect Director Shirley M. Tilghman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 3 Amend Omnibus Stock Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 4 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Google Inc GOOG 38259P508 05/10/2007 5 Adopt Policies to Protect Freedom of ShrHoldr Yes Against For Access to the Internet - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H&R Block, Inc. HRB 93671105 09/07/2006 1.1 Elect Director Jerry D. Choate Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H&R Block, Inc. HRB 93671105 09/07/2006 1.2 Elect Director Henry F. Frigon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H&R Block, Inc. HRB 93671105 09/07/2006 1.3 Elect Director Roger W. Hale Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H&R Block, Inc. HRB 93671105 09/07/2006 1.4 Elect Director Len J. Lauer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H&R Block, Inc. HRB 93671105 09/07/2006 2 Approve Stock Option Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H&R Block, Inc. HRB 93671105 09/07/2006 3 Approve/Amend Executive Incentive Mgmt Yes For For Bonus Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H&R Block, Inc. HRB 93671105 09/07/2006 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 Management Proxy (White Card) No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.1 Elect Director W.R. Johnson Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.2 Elect Director C.E. Bunch Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.3 Elect Director M.C. Choksi Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.4 Elect Director L.S. Coleman, Jr. Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.5 Elect Director P.H. Coors Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.6 Elect Director J.G. Drosdick Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.7 Elect Director E.E. Holiday Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.8 Elect Director C. Kendle Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.9 Elect Director D.R. O'Hare Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.1 Elect Director D.H. Reilley Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.11 Elect Director L.C. Swann Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.12 Elect Director T.J. Usher Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 2 Ratify Auditors Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 Dissident Proxy (Gold Card) Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.1 Elect Director Nelson Peltz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.2 Elect Director Peter W. May Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.3 Elect Director Edward P. Garden Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.4 Elect Director Greg Norman Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.5 Elect Director Michael F. Weinstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.6 Elect Director William Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.7 Elect Director Leonard S. Coleman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.8 Elect Director Edith E. Holiday Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.9 Elect Director Candace Kendle Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.1 Elect Director Dean R. O' Hare Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.11 Elect Director Lynn C. Swann Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 1.12 Elect Director Thomas J. Usher Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 2 Amend Articles/Repeal Certain Mgmt Yes For For Amendments to By-Laws - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- H. J. Heinz Co. HNZ 423074103 08/16/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.1 Elect Director Kathleen M. Bader Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.2 Elect Director Alan M. Bennett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.3 Elect Director James R. Boyd Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.4 Elect Director Milton Carroll Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.5 Elect Director Robert L. Crandall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.6 Elect Director Kenneth T. Derr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.7 Elect Director S. Malcolm Gillis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.8 Elect Director W. R. Howell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.9 Elect Director David J. Lesar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.1 Elect Director J. Landis Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.11 Elect Director Jay A. Precourt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 1.12 Elect Director Debra L. Reed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 3 Review Human Rights Policies ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 4 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Halliburton Co. HAL 406216101 05/16/2007 5 Amend Terms of Existing Poison Pill ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Harrah's Entertainment, HET 413619107 04/05/2007 1 Approve Merger Agreement Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Harrah's Entertainment, Inc. HET 413619107 04/05/2007 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Harrah's Entertainment, Inc. HET 413619107 04/26/2007 1.1 Elect Director Stephen F. Bollenbach Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Harrah's Entertainment, Inc. HET 413619107 04/26/2007 1.2 Elect Director Ralph Horn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Harrah's Entertainment, Inc. HET 413619107 04/26/2007 1.3 Elect Director Gary W. Loveman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Harrah's Entertainment, Inc. HET 413619107 04/26/2007 1.4 Elect Director Boake A. Sells Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Harrah's Entertainment, Inc. HET 413619107 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- HCA, Inc. HCA 404119109 11/16/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- HCA, Inc. HCA 404119109 11/16/2006 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management HMA 421933102 05/15/2007 1.1 Elect Director William J. Schoen Mgmt Yes For For Associates, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 1.2 Elect Director Joseph V. Vumbacco Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 1.3 Elect Director Kent P. Dauten Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 1.4 Elect Director Donald E. Kiernan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 1.5 Elect Director Robert A. Knox Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 1.6 Elect Director William E. Mayberry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 1.7 Elect Director Vicki A. O'Meara Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 1.8 Elect Director William C. Steere, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 1.9 Elect Director Randolph W. Westerfield Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Health Management Associates, Inc. HMA 421933102 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Henkel KGAA D32051126 04/16/2007 Meeting For Preferred Shareholders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Henkel KGAA D32051126 04/16/2007 1 Announcement of Resolutions Passed at Yes 2007 AGM Pertaining to 3:1 Stock Split (Non-Voting) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Henkel KGAA D32051126 04/16/2007 2 Approve 3:1 Stock Split Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- HESS CORP HES 42809H107 05/02/2007 1.1 Elect Director N.F. Brady Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- HESS CORP HES 42809H107 05/02/2007 1.2 Elect Director J.B. Collins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- HESS CORP HES 42809H107 05/02/2007 1.3 Elect Director T.H. Kean Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- HESS CORP HES 42809H107 05/02/2007 1.4 Elect Director F.A. Olsen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- HESS CORP HES 42809H107 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- HESS CORP HES 42809H107 05/02/2007 3 Declassify the Board of Directors ShrHoldr Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 1.1 Elect Director L.T. Babbio, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 1.2 Elect Director S.M. Baldauf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 1.3 Elect Director R.A. Hackborn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 1.4 Elect Director J.H. Hammergren Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 1.5 Elect Director M.V. Hurd Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 1.6 Elect Director R.L. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 1.7 Elect Director L.S. Salhany Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 1.8 Elect Director G.K.Thompson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require Director Nominee Hewlett-Packard Co. HPQ 428236103 03/14/2007 3 Qualifications ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 4 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 5 Submit Shareholder Rights Plan ShrHoldr Yes For Against (Poison Pill) to Shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hewlett-Packard Co. HPQ 428236103 03/14/2007 6 Performance-Based Equity Awards ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hilton Hotels Corp. HLT 432848109 05/24/2007 1.1 Elect Director A. Steven Crown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hilton Hotels Corp. HLT 432848109 05/24/2007 1.2 Elect Director John H. Myers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hilton Hotels Corp. HLT 432848109 05/24/2007 1.3 Elect Director Donna F. Tuttle Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hilton Hotels Corp. HLT 432848109 05/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hilton Hotels Corp. HLT 432848109 05/24/2007 3 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 1 Elect Director David H. Batchelder Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 2 Elect Director Francis S. Blake Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 3 Elect Director Gregory D. Brenneman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 4 Elect Director John L. Clendenin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 5 Elect Director Claudio X. Gonzalez Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 6 Elect Director Milledge A. Hart, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 7 Elect Director Bonnie G. Hill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 8 Elect Director Laban P. Jackson, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 9 Elect Director Helen Johnson-Leipold Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 10 Elect Director Lawrence R. Johnston Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 11 Elect Director Kenneth G. Langone Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 13 Submit Shareholder Rights Plan ShrHoldr Yes Against For (Poison Pill) to Shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 14 Prepare Employment Diversity Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 15 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Claw-back of Payments under Home Depot, Inc. HD 437076102 05/24/2007 16 Restatements ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Submit Supplemental Executive Home Depot, Inc. HD 437076102 05/24/2007 17 Retirement Plans to Shareholder vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 18 Performance-Based Equity Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 19 Pay for Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 20 Affirm Political Non-partisanship ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Home Depot, Inc. HD 437076102 05/24/2007 21 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, HON 438516106 04/23/2007 1 Elect Director Gordon M. Bethune Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 2 Elect Director Jaime Chico Pardo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 3 Elect Director David M. Cote Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 4 Elect Director D. Scott Davis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 5 Elect Director Linnet F. Deily Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 6 Elect Director Clive R. Hollick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 7 Elect Director James J. Howard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 8 Elect Director Ivan G. Seidenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 9 Elect Director Bradley T. Sheares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 10 Elect Director Eric K. Shinseki Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 11 Elect Director John R. Stafford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 12 Elect Director Michael W. Wright Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 13 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Approve Nonqualified Employee Stock Inc. HON 438516106 04/23/2007 14 Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Claw-back of Payments under Inc. HON 438516106 04/23/2007 15 Restatements ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Performance-Based and/or Time-Based Inc. HON 438516106 04/23/2007 16 Equity Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Amend Articles/Bylaws/Charter -- Call Inc. HON 438516106 04/23/2007 17 Special Meetings ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Honeywell International, Inc. HON 438516106 04/23/2007 18 Remove Six Sigma Terminology ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hospira, Inc. HSP 441060100 05/15/2007 1.1 Elect Director Connie R. Curran Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hospira, Inc. HSP 441060100 05/15/2007 1.2 Elect Director Mark F. Wheeler, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Hospira, Inc. HSP 441060100 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Host Hotels & Resorts, HST 44107P104 05/17/2007 1 Elect Director Roberts M. Baylis Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Host Hotels & Resorts, Inc. HST 44107P104 05/17/2007 2 Elect Director Terence C. Golden Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Host Hotels & Resorts, Inc. HST 44107P104 05/17/2007 3 Elect Director Ann M. Korologos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Host Hotels & Resorts, Inc. HST 44107P104 05/17/2007 4 Elect Director Richard E. Marriott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Host Hotels & Resorts, Inc. HST 44107P104 05/17/2007 5 Elect Director Judith A. Mchale Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Host Hotels & Resorts, Inc. HST 44107P104 05/17/2007 6 Elect Director John B. Morse Jr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Host Hotels & Resorts, Inc. HST 44107P104 05/17/2007 7 Elect Director Christopher J. Nassetta Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Host Hotels & Resorts, Inc. HST 44107P104 05/17/2007 8 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 1 Elect Director David A. Jones, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 2 Elect Director Frank A. D'Amelio Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 3 Elect Director W. Roy Dunbar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 4 Elect Director Kurt J. Hilzinger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 5 Elect Director Michael B. McCallister Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 6 Elect Director James J. O'Brien Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 7 Elect Director W. Ann Reynolds Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 8 Elect Director James O. Robbins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Humana Inc. HUM 444859102 04/26/2007 9 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Idearc Inc. IAR 451663108 04/19/2007 1.1 Elect Director John J. Mueller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Idearc Inc. IAR 451663108 04/19/2007 1.2 Elect Director Jerry V. Elliott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Idearc Inc. IAR 451663108 04/19/2007 1.3 Elect Director Katherine J. Harless Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Idearc Inc. IAR 451663108 04/19/2007 1.4 Elect Director Donald B. Reed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Idearc Inc. IAR 451663108 04/19/2007 1.5 Elect Director Stephen L. Robertson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Idearc Inc. IAR 451663108 04/19/2007 1.6 Elect Director Thomas S. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Idearc Inc. IAR 451663108 04/19/2007 1.7 Elect Director Paul E. Weaver Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Idearc Inc. IAR 451663108 04/19/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.1 Elect Director William F. Aldinger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.2 Elect Director Michael J. Birck Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.3 Elect Director Marvin D. Brailsford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.4 Elect Director Susan Crown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.5 Elect Director Don H. Davis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.6 Elect Director Robert C. McCormack Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.7 Elect Director Robert S. Morrison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.8 Elect Director James A. Skinner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.9 Elect Director Harold B. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 1.1 Elect Director David B. Speer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Illinois Tool Works Inc. ITW 452308109 05/04/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- IMS Health Inc. RX 449934108 05/04/2007 1.1 Elect Director James D. Edwards Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- IMS Health Inc. RX 449934108 05/04/2007 1.2 Elect Director William C. Van Faasen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- IMS Health Inc. RX 449934108 05/04/2007 1.3 Elect Director Bret W. Wise Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- IMS Health Inc. RX 449934108 05/04/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- IMS Health Inc. RX 449934108 05/04/2007 3 Declassify the Board of Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Infineon Technologies AG D35415104 02/15/2007 1 Receive Financial Statements and Yes Statutory Reports for Fiscal 2005/2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board Infineon Technologies AG D35415104 02/15/2007 2a for Fiscal 2005/2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Infineon Technologies AG D35415104 02/15/2007 2b Withhold Discharge of Former Mgmt Yes For For Management Board Member Andreas von Zitzewitz - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Infineon Technologies AG D35415104 02/15/2007 3 Approve Discharge of Supervisory Mgmt Yes For For Board for Fiscal 2005/2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Infineon Technologies AG D35415104 02/15/2007 4 Ratify KPMG Deutsche Mgmt Yes For For Treuhand-Gesellschaft as Auditors for Fiscal 2006/2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Infineon Technologies AG D35415104 02/15/2007 5 Approve Creation of EUR 224 Million Mgmt Yes For For Pool of Capital without Preemptive Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Infineon Technologies AG D35415104 02/15/2007 6 Approve Issuance of Convertible Bonds Mgmt Yes For For and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 248 Million Pool of Capital to Guarantee Conversion Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Infineon Technologies AG D35415104 02/15/2007 7 Authorize Repurchase of Up to Ten Mgmt Yes For For Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Location of Infineon Technologies AG D35415104 02/15/2007 8 Company Headquarters Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Infineon Technologies AG D35415104 02/15/2007 9 Amend Articles Re: Conducting of Mgmt Yes For For Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company IR G4776G101 06/06/2007 Meeting for Holders of ADR's Yes Limited - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company Limited IR G4776G101 06/06/2007 1.1 Elect Director G.D. Forsee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company Limited IR G4776G101 06/06/2007 1.2 Elect Director P.C. Godsoe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company Limited IR G4776G101 06/06/2007 1.3 Elect Director C.J. Horner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company Limited IR G4776G101 06/06/2007 1.4 Elect Director T.E. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company Limited IR G4776G101 06/06/2007 1.5 Elect Director P. Nachtigal Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company Limited IR G4776G101 06/06/2007 1.6 Elect Director O.R. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company Limited IR G4776G101 06/06/2007 1.7 Elect Director R.J. Swift Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company ADOPTION OF THE INCENTIVE STOCK PLAN Limited IR G4776G101 06/06/2007 2 OF 2007. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company Limited IR G4776G101 06/06/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ingersoll-Rand Company IR G4776G101 06/06/2007 4 SHAREHOLDER PROPOSAL TO REQUIRE A ShrHoldr Yes For Against SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE Limited COMPENSATION. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.1 Elect Director Craig R. Barrett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.2 Elect Director Charlene Barshefsky Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.3 Elect Director Susan L. Decker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.4 Elect Director D. James Guzy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.5 Elect Director Reed E. Hundt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.6 Elect Director Paul S. Otellini Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.7 Elect Director James D. Plummer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.8 Elect Director David S. Pottruck Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.9 Elect Director Jane E. Shaw Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.1 Elect Director John L. Thornton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 1.11 Elect Director David B. Yoffie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 4 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intel Corp. INTC 458140100 05/16/2007 5 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels G4804L114 06/01/2007 1 Accept Financial Statements and Mgmt Yes For For Group Plc Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels Group Plc G4804L114 06/01/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels Approve Final Dividend of 13.3 Pence Group Plc G4804L114 06/01/2007 3 Per Ordinary Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels Group Plc G4804L114 06/01/2007 4(a) Re-elect Robert Larson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels Group Plc G4804L114 06/01/2007 4(b) Re-elect Sir David Prosser as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels Group Plc G4804L114 06/01/2007 4(c) Re-elect Richard Solomons as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels Group Plc G4804L114 06/01/2007 4(d) Re-elect David Webster as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels Reappoint Ernst & Young LLP as Group Plc G4804L114 06/01/2007 5 Auditors of the Company Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels Authorise the Audit Committee of the Group Plc G4804L114 06/01/2007 6 Board to Fix Remuneration of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels G4804L114 06/01/2007 7 Authorise the Company to Make EU Mgmt Yes For For Political Organisations Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP Group Plc 100,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities with Intercontinental Hotels Pre-emptive Rights up to Aggregate Group Plc G4804L114 06/01/2007 8 Nominal Amount of GBP 13,476,684 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Intercontinental Hotels Pre-emptive Rights up to Aggregate Group Plc G4804L114 06/01/2007 9 Nominal Amount of GBP 2,021,502 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels G4804L114 06/01/2007 10 Authorise 53,029,071 Ordinary Shares Mgmt Yes For For Group Plc for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intercontinental Hotels G4804L114 06/01/2007 11 Amend Articles of Association Re: Mgmt Yes For For E-Communications and the Companies Group Plc Act 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- InterContinental Hotels G4804L114 06/01/2007 1 Approve Sub-Division of All Ord. Mgmt Yes For For Shares of 11 3/7p Each Into New Ord. Shares of 80/329p Each; Consolidation of Unissued Intermediate Shares Into New Ord. Shares of 13 29/47p Each and Issued Intermediate Shares Into New Group plc Ord. Shares of 13 29/47p Each - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- InterContinental Hotels G4804L114 06/01/2007 2 Subject to the Passing of Resolution Mgmt Yes For For 1, Authorise 44,632,334 Ordinary Group plc Shares for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business IBM 459200101 04/24/2007 1.1 Elect Director Cathleen Black Mgmt Yes For For Machines Corp. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.2 Elect Director Kenneth I. Chenault Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.3 Elect Director Juergen Dormann Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.4 Elect Director Michael L. Eskew Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.5 Elect Director Shirley Ann Jackson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.6 Elect Director Minoru Makihara Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.7 Elect Director Lucio A. Noto Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.8 Elect Director James W. Owens Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.9 Elect Director Samuel J. Palmisano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.1 Elect Director Joan E. Spero Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.11 Elect Director Sidney Taurel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 1.12 Elect Director Lorenzo H. Zambrano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 4 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 5 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 6 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Restore or Provide for Cumulative Machines Corp. IBM 459200101 04/24/2007 7 Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Evaluate Age Discrimination in Machines Corp. IBM 459200101 04/24/2007 8 Retirement Plans ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 9 Review Executive Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Machines Corp. IBM 459200101 04/24/2007 10 Report on Outsourcing ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Business Require a Majority Vote for the Machines Corp. IBM 459200101 04/24/2007 11 Election of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.1 Elect Director Neil Barsky Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.2 Elect Director Robert A. Bittman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.3 Elect Director Richard R. Burt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.4 Elect Director Patti S. Hart Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.5 Elect Director Leslie S. Heisz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.6 Elect Director Robert A. Mathewson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.7 Elect Director Thomas J. Matthews Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.8 Elect Director Robert Miller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 1.9 Elect Director Frederick B. Rentschler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Game Technology IGT 459902102 03/06/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Paper Co. IP 460146103 05/07/2007 1.1 Elect Directors David J. Bronczek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Paper Co. IP 460146103 05/07/2007 1.2 Elect Directors Martha F. Brooks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Paper Co. IP 460146103 05/07/2007 1.3 Elect Directors Lynn Laverty Elsenhans Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Paper Co. IP 460146103 05/07/2007 1.4 Elect Directors John L. Townsend, III Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Paper Co. IP 460146103 05/07/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- International Paper Co. IP 460146103 05/07/2007 3 Require a Majority Vote for the ShrHoldr Yes For For Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.1 Elect Director Stephen M. Bennett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.2 Elect Director Christopher W. Brody Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.3 Elect Director William V. Campbell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.4 Elect Director Scott D. Cook Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.5 Elect Director L. John Doerr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.6 Elect Director Diane B. Greene Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.7 Elect Director Michael R. Hallman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.8 Elect Director Dennis D. Powell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 1.9 Elect Director Stratton D. Sclavos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Intuit Inc. INTU 461202103 12/15/2006 4 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.1 Elect Director Steven R. Loranger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.2 Elect Director Curtis J. Crawford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.3 Elect Director Christina A. Gold Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.4 Elect Director Ralph F. Hake Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.5 Elect Director John J. Hamre Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.6 Elect Director Raymond W. LeBoeuf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.7 Elect Director Frank T. MacInnis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.8 Elect Director Linda S. Sanford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 1.9 Elect Director Markos I. Tambakeras Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ITT Corp. ITT 450911102 05/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- J. C. Penney Co., Inc JCP 708160106 05/18/2007 1.1 Elect Director Colleen C. Barrett Mgmt Yes For For (HLDG CO) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- J. C. Penney Co., Inc (HLDG CO) JCP 708160106 05/18/2007 1.2 Elect Director M. Anthony Burns Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- J. C. Penney Co., Inc (HLDG CO) JCP 708160106 05/18/2007 1.3 Elect Director Maxine K. Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- J. C. Penney Co., Inc (HLDG CO) JCP 708160106 05/18/2007 1.4 Elect Director Anne Marie Tallman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- J. C. Penney Co., Inc (HLDG CO) JCP 708160106 05/18/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- J. C. Penney Co., Inc Submit Severance Agreement (Change in (HLDG CO) JCP 708160106 05/18/2007 3 Control) to shareholder Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- J. C. Penney Co., Inc Require a Majority Vote for the (HLDG CO) JCP 708160106 05/18/2007 4 Election of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JDS Uniphase Corp. JDSU 46612J101 11/14/2006 1.1 Elect Director Richard E. Belluzzo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JDS Uniphase Corp. JDSU 46612J101 11/14/2006 1.2 Elect Director Harold L. Covert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JDS Uniphase Corp. JDSU 46612J101 11/14/2006 1.3 Elect Director Masood Jabbar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JDS Uniphase Corp. JDSU 46612J101 11/14/2006 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JDS Uniphase Corp. JDSU 46612J101 11/14/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.1 Elect Director Mary Sue Coleman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.2 Elect Director James G. Cullen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.3 Elect Director Michael M.E. Johns Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.4 Elect Director Arnold G. Langbo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.5 Elect Director Susan L. Lindquist Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.6 Elect Director Leo F. Mullin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.7 Elect Director Christine A. Poon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.8 Elect Director Charles Prince Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.9 Elect Director Steven S Reinemund Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.1 Elect Director David Satcher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 1.11 Elect Director William C. Weldon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Johnson & Johnson JNJ 478160104 04/26/2007 3 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Submit Supplemental Executive Johnson & Johnson JNJ 478160104 04/26/2007 4 Retirement Plans to Shareholder vote ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.1 Elect Director Peter Boneparth Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.2 Elect Director Sidney Kimmel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.3 Elect Director Howard Gittis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.4 Elect Director Matthew H. Kamens Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.5 Elect Director J. Robert Kerrey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.6 Elect Director Ann N. Reese Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.7 Elect Director Gerald C. Crotty Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.8 Elect Director Lowell W. Robinson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 1.9 Elect Director Frits D. van Paasschen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Company Specific--Adopt majority vote Jones Apparel Group, Inc. JNY 480074103 06/14/2007 3 standard for election of directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Jones Apparel Group, Inc. JNY 480074103 06/14/2007 4 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Jones Apparel Group, Inc. JNY 480074103 06/14/2007 5 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.1 Elect Director Crandall C. Bowles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.2 Elect Director Stephen B. Burke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.3 Elect Director James S. Crown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.4 Elect Director James Dimon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.5 Elect Director Ellen V. Futter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.6 Elect Director William H. Gray, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.7 Elect Director Laban P. Jackson, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.8 Elect Director Robert I. Lipp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.9 Elect Director David C. Novak Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.1 Elect Director Lee R. Raymond Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 1.11 Elect Director William C. Weldon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 3 Put Repricing of Stock Options to ShrHoldr Yes Against For Shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Performance-Based and/or Time-Based JPMorgan Chase & Co. JPM 46625H100 05/15/2007 4 Equity Awards ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named JPMorgan Chase & Co. JPM 46625H100 05/15/2007 5 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 6 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 7 Provide for Cumulative Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 8 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 9 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- JPMorgan Chase & Co. JPM 46625H100 05/15/2007 10 Report on Management Initiatives to ShrHoldr Yes Against For Address Links to Slavery and Human Rights Abuse - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 1.1 Elect Director Ronald W. Burkle Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 1.2 Elect Director Leslie Moonves Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 1.3 Elect Director Luis G. Nogales Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 1.4 Elect Director Ray R. Irani Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 2 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 5 Stock Retention/Holding Period ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KB Home KBH 48666K109 04/05/2007 6 Performance-Based and/or Time-Based ShrHoldr Yes For Against Equity Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Eliminate or Restrict Severance KB Home KBH 48666K109 04/05/2007 7 Agreements (Change-in-Control) ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kellogg Co. K 487836108 04/27/2007 1.1 Elect Director Benjamin S. Carson, Sr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kellogg Co. K 487836108 04/27/2007 1.2 Elect Director Gordon Gund Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kellogg Co. K 487836108 04/27/2007 1.3 Elect Director Dorothy A. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Ann McLaughlin Kellogg Co. K 487836108 04/27/2007 1.4 Korologos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kellogg Co. K 487836108 04/27/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kellogg Co. K 487836108 04/27/2007 3 Prepare a Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kellogg Co. K 487836108 04/27/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kerr-McGee Corp. KMG 492386107 08/10/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kerr-McGee Corp. KMG 492386107 08/10/2006 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeyCorp KEY 493267108 05/10/2007 1.1 Elect Director Alexander M. Cutler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeyCorp KEY 493267108 05/10/2007 1.2 Elect Director Eduardo R. Menasce Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeyCorp KEY 493267108 05/10/2007 1.3 Elect Director Henry L. Meyer, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeyCorp KEY 493267108 05/10/2007 1.4 Elect Director Peter G. Ten Eyck, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeyCorp KEY 493267108 05/10/2007 2 Establish Range For Board Size Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeyCorp KEY 493267108 05/10/2007 3 Declassify the Board of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeyCorp KEY 493267108 05/10/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.1 Elect Director Robert B. Catell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.2 Elect Director Andrea S. Christensen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.3 Elect Director Robert J. Fani Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.4 Elect Director Alan H. Fishman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.5 Elect Director James R. Jones Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.6 Elect Director James L. Larocca Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.7 Elect Director Gloria C. Larson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.8 Elect Director Stephen W. Mckessy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.9 Elect Director Edward D. Miller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 2.1 Elect Director Vikki L. Pryor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KeySpan Corporation KSE 49337W100 08/17/2006 4 Adopt Simple Majority Vote Requirement ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kimberly-Clark Corp. KMB 494368103 04/26/2007 1 Elect Director James M. Jenness Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kimberly-Clark Corp. KMB 494368103 04/26/2007 2 Elect Director Linda Johnson Rice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kimberly-Clark Corp. KMB 494368103 04/26/2007 3 Elect Director Marc J. Shapiro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kimberly-Clark Corp. KMB 494368103 04/26/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kimberly-Clark Corp. KMB 494368103 04/26/2007 5 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kimberly-Clark Corp. KMB 494368103 04/26/2007 6 Adopt Simple Majority Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kimberly-Clark Corp. KMB 494368103 04/26/2007 7 Adopt ILO Standards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kimberly-Clark Corp. KMB 494368103 04/26/2007 8 Report on Feasibility of Phasing Out ShrHoldr Yes Against For the Use of Non-certified Wood Fiber - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kinder Morgan, Inc. KMI 49455P101 12/19/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kinder Morgan, Inc. KMI 49455P101 12/19/2006 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KLA-Tencor Corp. KLAC 482480100 03/29/2007 1.1 Elect Director H. Raymond Bingham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KLA-Tencor Corp. KLAC 482480100 03/29/2007 1.2 Elect Director Robert T. Bond Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KLA-Tencor Corp. KLAC 482480100 03/29/2007 1.3 Elect Director David C. Wang Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KLA-Tencor Corp. KLAC 482480100 03/29/2007 1.4 Elect Director Robert M. Calderoni Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- KLA-Tencor Corp. KLAC 482480100 03/29/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.1 Elect Director Steven A. Burd Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.2 Elect Director Wayne Embry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.3 Elect Director James D. Ericson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.4 Elect Director John F. Herma Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.5 Elect Director William S. Kellogg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.6 Elect Director Kevin Mansell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.7 Elect Director R. Lawrence Montgomery Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.8 Elect Director Frank V. Sica Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.9 Elect Director Peter M. Sommerhauser Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.1 Elect Director Stephen E. Watson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 1.11 Elect Director R. Elton White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 4 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Kohl's Corp. KSS 500255104 05/02/2007 5 Company Specific-Adopt Majority Vote Mgmt Yes For For for Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require a Majority Vote for the Kohl's Corp. KSS 500255104 05/02/2007 6 Election of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 1 Open Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 2 Elect Chairman and Other Meeting Mgmt No TNA Against Officials; Approve Procedural Rules - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Board of Directors' Report on Komercni Banka A.S. X45471111 04/25/2007 3 2006 Operations Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 4 Receive Financial Statements and No Statutory Reports; Receive Allocation of Income Proposal; Receive Consolidated Financial Statements - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 5 Receive Supervisory Board Report No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 6 Accept Financial Statements Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 7 Approve Allocation of Income Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Komercni Banka A.S. X45471111 04/25/2007 8 Statements Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 9 Elect Supervisory Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 10 Approve Remuneration of Bank's Bodies Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 11 Authorize Share Repurchase Program Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Komercni Banka A.S. X45471111 04/25/2007 12 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 1 Approve Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial L'Oreal F58149133 04/24/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and L'Oreal F58149133 04/24/2007 3 Dividends of EUR 1.18 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report L'Oreal F58149133 04/24/2007 4 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 5 Reelect Liliane Bettencourt as Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 6 Elect Annette Roux as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 7 Authorize Repurchase of Up to 10 Mgmt Yes For For Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 8 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 59.77 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 9 Approve Stock Option Plans Grants Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 10 Authorize up to 0.2 Percent of Issued Mgmt Yes Against Against Capital for Use in Restricted Stock Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve/Amend Employee L'Oreal F58149133 04/24/2007 11 Savings-Related Share Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 12 Amend Articles of Association Re: Mgmt Yes For For Record Date and Attendance of General Meetings through Videoconference and Telecommunication - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- L'Oreal F58149133 04/24/2007 13 Authorize Filing of Required Mgmt Yes For For Documents/Other Formalities - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Ladbrokes Plc G5337D107 05/18/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Final Dividend of 8.60 Pence Ladbrokes Plc G5337D107 05/18/2007 2 Per Ordinary Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 3 Re-elect Christopher Rodrigues as Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 4 Elect John Jarvis as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 5 Elect Henry Staunton as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 6 Elect Brian Wallace as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 7 Reappoint Ernst & Young LLP as Mgmt Yes For For Auditors and Authorise the Board to Determine Their Remuneration - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 8 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 9 Authorise the Company to Make EU Mgmt Yes For For Political Donations and to Incur EU Political Expenditures up to GBP 10,000; Authorise Ladbrokes Betting & Gaming Ltd to Make EU Political Donations and to Incur EU Political Expenditures up to GBP 15,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 10 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 58,794,737 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 11 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,893,958 and up to Aggregate Nominal Amount of GBP 58,794,737 in Connection with a Rights Issue - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 12 Authorise 62,780,884 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Ladbrokes Plc G5337D107 05/18/2007 13 Electronic Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 14 Subject to the Passing of Resolution Mgmt Yes For For 13, Authorise the Company to Use Electronic Means to Convey Information to Shareholders - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ladbrokes Plc G5337D107 05/18/2007 15 Approve Ladbrokes Plc Performance Mgmt Yes For For Share Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Land Securities Group plc G5375M118 07/19/2006 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Final Dividend of 28.55 Pence Land Securities Group plc G5375M118 07/19/2006 2 Per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Land Securities Group plc G5375M118 07/19/2006 3 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Land Securities Group plc G5375M118 07/19/2006 4 Elect Martin Greenslade as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Land Securities Group plc G5375M118 07/19/2006 5 Re-elect Peter Birch as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Sir Winfried Bischoff as Land Securities Group plc G5375M118 07/19/2006 6 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Land Securities Group plc G5375M118 07/19/2006 7 Re-elect David Rough as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Land Securities Group plc G5375M118 07/19/2006 8 Re-elect Ian Ellis as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reappoint PricewaterhouseCoopers LLP Land Securities Group plc G5375M118 07/19/2006 9 as Auditors of the Company Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Land Securities Group plc G5375M118 07/19/2006 10 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Land Securities Group plc G5375M118 07/19/2006 11 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,067,933 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Land Securities Group plc G5375M118 07/19/2006 12 Nominal Amount of GBP 2,346,603 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Land Securities Group plc G5375M118 07/19/2006 13 Authorise 46,932,066 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Land Securities Group Plc G5375M118 12/15/2006 1 Real Estate Investment Trust Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.1 Elect Director Raymond F. Bentele Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.2 Elect Director Ralph W. Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.3 Elect Director Harry M. Cornell, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.4 Elect Director Robert Ted Enloe, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.5 Elect Director Richard T. Fisher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.6 Elect Director Karl G. Glassman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.7 Elect Director David S. Haffner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.8 Elect Director Joseph W. McClanathan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.9 Elect Director Judy C. Odom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.1 Elect Director Maurice E. Purnell, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.11 Elect Director Phoebe A. Wood Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 1.12 Elect Director Felix E. Wright Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Leggett & Platt, Inc. LEG 524660107 05/09/2007 3 Amend EEO Statement to Prohibit ShrHoldr Yes For Against Discrimination based on Sexual Orientation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings LEH 524908100 04/12/2007 1.1 Elect Director Michael L. Ainslie Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.2 Elect Director John F. Akers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.3 Elect Director Roger S. Berlind Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.4 Elect Director Thomas H. Cruikshank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.5 Elect Director Marsha Johnson Evans Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.6 Elect Director Richard S. Fuld, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.7 Elect Director Christopher Gent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.8 Elect Director Roland A. Hernandez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.9 Elect Director Henry Kaufman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 1.1 Elect Director John D. Macomber Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 3 Amend Omnibus Stock Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lehman Brothers Holdings Inc. LEH 524908100 04/12/2007 4 Publish Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lexmark International, Inc. LXK 529771107 04/26/2007 1.1 Elect Director Paul J. Curlander Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lexmark International, Inc. LXK 529771107 04/26/2007 1.2 Elect Director James F. Hardymon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lexmark International, Inc. LXK 529771107 04/26/2007 1.3 Elect Director Kathi P. Seifert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lexmark International, Inc. LXK 529771107 04/26/2007 1.4 Elect Director Jean-Paul L. Montupet Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lexmark International, Inc. LXK 529771107 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Limited Brands LTD 532716107 05/21/2007 1.1 Elect Director Dennis S. Hersch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Limited Brands LTD 532716107 05/21/2007 1.2 Elect Director David T. Kollat Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Limited Brands LTD 532716107 05/21/2007 1.3 Elect Director William R. Loomis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Limited Brands LTD 532716107 05/21/2007 1.4 Elect Director Leslie H. Wexner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Limited Brands LTD 532716107 05/21/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Limited Brands LTD 532716107 05/21/2007 3 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Limited Brands LTD 532716107 05/21/2007 4 Declassify the Board of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lincoln National Corp. LNC 534187109 05/10/2007 1.1 Elect Director William J. Avery Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lincoln National Corp. LNC 534187109 05/10/2007 1.2 Elect Director William H. Cunningham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lincoln National Corp. LNC 534187109 05/10/2007 1.3 Elect Director William Porter Payne Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lincoln National Corp. LNC 534187109 05/10/2007 1.4 Elect Director Patrick S. Pittard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lincoln National Corp. LNC 534187109 05/10/2007 1.5 Elect Director Jill S. Ruckelshaus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lincoln National Corp. LNC 534187109 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lincoln National Corp. LNC 534187109 05/10/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lincoln National Corp. LNC 534187109 05/10/2007 4 Approve Non-Employee Director Stock Mgmt Yes Against Against Option Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Linear Technology Corp. LLTC 535678106 11/01/2006 1.1 Elect Director Robert H. Swanson, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Linear Technology Corp. LLTC 535678106 11/01/2006 1.2 Elect Director David S. Lee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Linear Technology Corp. LLTC 535678106 11/01/2006 1.3 Elect Director Lothar Maier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Linear Technology Corp. LLTC 535678106 11/01/2006 1.4 Elect Director Richard M. Moley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Linear Technology Corp. LLTC 535678106 11/01/2006 1.5 Elect Director Thomas S. Volpe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Linear Technology Corp. LLTC 535678106 11/01/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- LIVE NATION INC LYV 538034109 05/11/2007 1.1 Elect Director Michael Cohl Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- LIVE NATION INC LYV 538034109 05/11/2007 1.2 Elect Director L. Lowry Mays Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- LIVE NATION INC LYV 538034109 05/11/2007 1.3 Elect Director Michael Rapino Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- LIVE NATION INC LYV 538034109 05/11/2007 1.4 Elect Director John N. Simons, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- LIVE NATION INC LYV 538034109 05/11/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- LIVE NATION INC LYV 538034109 05/11/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- LIVE NATION INC LYV 538034109 05/11/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Liz Claiborne, Inc. LIZ 539320101 05/17/2007 1.1 Elect Director Raul J. Fernandez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Liz Claiborne, Inc. LIZ 539320101 05/17/2007 1.2 Elect Director Kenneth P. Kopelman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Liz Claiborne, Inc. LIZ 539320101 05/17/2007 1.3 Elect Director Arthur C. Martinez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Liz Claiborne, Inc. LIZ 539320101 05/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Liz Claiborne, Inc. LIZ 539320101 05/17/2007 3 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.1 Elect Director E. C. Aldridge, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.2 Elect Director Nolan D. Archibald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.3 Elect Director Marcus C. Bennett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.4 Elect Director James O. Ellis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.5 Elect Director Gwendolyn S. King Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.6 Elect Director James M. Loy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.7 Elect Director Douglas H. McCorkindale Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.8 Elect Director Eugene F. Murphy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.9 Elect Director Joseph W. Ralston Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.1 Elect Director Frank Savage Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.11 Elect Director James M. Schneider Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.12 Elect Director Anne Stevens Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.13 Elect Director Robert J. Stevens Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.14 Elect Director James R. Ukropina Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 1.15 Elect Director Douglas C. Yearley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 3 Increase Disclosure of Executive ShrHoldr Yes Against For Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Lockheed Martin Corp. LMT 539830109 04/26/2007 4 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lockheed Martin Corp. LMT 539830109 04/26/2007 5 Report on Nuclear Weapons ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 08/03/2006 1 Increase Authorized Common Stock Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 08/03/2006 2 Adjust Par Value of Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.1 Elect Director Ann E. Berman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.2 Elect Director Joseph L. Bower Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.3 Elect Director Charles M. Diker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.4 Elect Director Paul J. Fribourg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.5 Elect Director Walter L. Harris Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.6 Elect Director Philip A. Laskawy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.7 Elect Director Gloria R. Scott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.8 Elect Director Andrew H. Tisch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.9 Elect Director James S. Tisch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 1.1 Elect Director Jonathan M. Tisch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 3 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 4 Provide for Cumulative Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Loews Corp. CG 540424108 05/08/2007 5 Social Proposal ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Logitech International SA H50430232 06/20/2007 1 Share Re-registration Consent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Logitech International SA H50430232 06/20/2007 1 Receive Financial Statements and Yes Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Logitech International SA H50430232 06/20/2007 2 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Logitech International SA H50430232 06/20/2007 3 Omission of Dividends Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Mandatory Closing Logitech International SA H50430232 06/20/2007 4 of Share Register Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Board and Senior Logitech International SA H50430232 06/20/2007 5 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Logitech International SA H50430232 06/20/2007 6.1.1Elect Sally Davis as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Logitech International SA H50430232 06/20/2007 6.1.2Elect Robert Malcolm as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Logitech International SA H50430232 06/20/2007 6.1.3Reelect Monika Ribar as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Logitech International SA H50430232 06/20/2007 6.1.4Reelect Guerrino De Luca as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Logitech International SA H50430232 06/20/2007 6.1.5Reelect Daniel Borel as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Logitech International SA H50430232 06/20/2007 6.2 Ratify PricewaterhouseCoopers SA as Mgmt Yes For For Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 1.1 Elect Director David W. Bernauer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 1.2 Elect Director Leonard L. Berry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 1.3 Elect Director Dawn E. Hudson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 1.4 Elect Director Robert A. Niblock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 2 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require Director Nominee Lowe's Companies, Inc. LOW 548661107 05/25/2007 4 Qualifications ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 5 Report on Progress Toward ShrHoldr Yes Against For Implementing the Company's Wood Policy - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 6 Declassify the Board of Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 7 Submit Severance Agreement (Change in ShrHoldr Yes Against For Control) to shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lowe's Companies, Inc. LOW 548661107 05/25/2007 8 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lucent Technologies Inc. LU 549463107 09/07/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 1 TO APPROVE THE ANNUAL REPORT OF OAO Mgmt Yes For For LUKOIL FOR 2006, INCLUDING: THE NET PROFIT OF OAO LUKOIL FOR DISTRIBUTION FOR 2006 WAS EQUAL TO 55,129,760,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 Elect 11 Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.1 Elect Vagit Alekperov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.2 Elect Igor Belikov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.3 Elect Mikhail Berezhnoy as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Donald Wallette (Jr.) as Lukoil Oao 677862104 06/28/2007 2.4 Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.5 Elect Valery Grayfer as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.6 Elect Oleg Kutafin as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.7 Elect Ravil Maganov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.8 Elect Richard Matzke as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.9 Elect Sergey Mikhailov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.1 Elect Nikolay Tsvetkov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.11 Elect Igor Sherkunov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.12 Elect Alexander Shokhin as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 Elect Three Members of Audit Yes Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 3 TO ELECT THE AUDIT COMMISSION FROM Mgmt Yes For For THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): BULAVINA, - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): Lukoil Oao 677862104 06/28/2007 4 KONDRATIEV, Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): Lukoil Oao 677862104 06/28/2007 5 NIKITENKO, Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 6 TO PAY REMUNERATION AND REIMBURSE Mgmt Yes For For EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 1. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 7 TO ESTABLISH REMUNERATION FOR NEWLY Mgmt Yes For For ELECTED MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 2. TO INVALIDATE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 8 TO APPROVE THE INDEPENDENT AUDITOR OF Mgmt Yes For For OAO LUKOIL - CLOSED JOINT STOCK COMPANY KPMG. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 9 TO DETERMINE THE NUMBER OF AUTHORISED Mgmt Yes For For SHARES OF OAO LUKOIL AS EIGHTY-FIVE MILLION (85,000,000) ORDINARY REGISTERED SHARES, WITH A PAR VALUE OF TWO AND A HALF - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 10 TO APPROVE AMENDMENTS AND ADDENDA TO Mgmt Yes For For THE CHARTER OF OPEN JOINT STOCK COMPANY OIL COMPANY LUKOIL , PURSUANT TO THE APPENDIX. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE AMENDMENTS TO THE REGULATIONS ON THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF OAO LUKOIL , Lukoil Oao 677862104 06/28/2007 11 PURSUANT TO THE Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 12 TO APPROVE THE FOLLOWING Mgmt Yes For For INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO LOAN CONTRACT - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO Lukoil Oao 677862104 06/28/2007 13 OIL SUPPLY Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT Lukoil Oao 677862104 06/28/2007 14 BETWEEN OAO Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT Lukoil Oao 677862104 06/28/2007 15 BETWEEN OAO Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 16 TO APPROVE THE FOLLOWING Mgmt Yes For For INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: POLICY (CONTRACT) ON INSURING THE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 17 TO APPROVE MEMBERSHIP OF OAO LUKOIL Mgmt Yes For For IN THE RUSSIAN NATIONAL ASSOCIATION SWIFT. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 1 TO APPROVE THE ANNUAL REPORT OF OAO Mgmt Yes For For LUKOIL FOR 2006, INCLUDING: THE NET PROFIT OF OAO LUKOIL FOR DISTRIBUTION FOR 2006 WAS EQUAL TO 55,129,760,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 Elect 11 Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.1 Elect Vagit Alekperov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.2 Elect Igor Belikov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.3 Elect Mikhail Berezhnoy as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Donald Wallette (Jr.) as Lukoil Oao 677862104 06/28/2007 2.4 Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.5 Elect Valery Grayfer as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.6 Elect Oleg Kutafin as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.7 Elect Ravil Maganov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.8 Elect Richard Matzke as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.9 Elect Sergey Mikhailov as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.1 Elect Nikolay Tsvetkov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.11 Elect Igor Sherkunov as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 2.12 Elect Alexander Shokhin as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 Elect Three Members of Audit Yes Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 3 TO ELECT THE AUDIT COMMISSION FROM Mgmt Yes For For THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): BULAVINA, - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): Lukoil Oao 677862104 06/28/2007 4 KONDRATIEV, Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): Lukoil Oao 677862104 06/28/2007 5 NIKITENKO, Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 6 TO PAY REMUNERATION AND REIMBURSE Mgmt Yes For For EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 1. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 7 TO ESTABLISH REMUNERATION FOR NEWLY Mgmt Yes For For ELECTED MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 2. TO INVALIDATE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 8 TO APPROVE THE INDEPENDENT AUDITOR OF Mgmt Yes For For OAO LUKOIL - CLOSED JOINT STOCK COMPANY KPMG. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 9 TO DETERMINE THE NUMBER OF AUTHORISED Mgmt Yes For For SHARES OF OAO LUKOIL AS EIGHTY-FIVE MILLION (85,000,000) ORDINARY REGISTERED SHARES, WITH A PAR VALUE OF TWO AND A HALF - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 10 TO APPROVE AMENDMENTS AND ADDENDA TO Mgmt Yes For For THE CHARTER OF OPEN JOINT STOCK COMPANY OIL COMPANY LUKOIL , PURSUANT TO THE APPENDIX. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE AMENDMENTS TO THE REGULATIONS ON THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF OAO LUKOIL , Lukoil Oao 677862104 06/28/2007 11 PURSUANT TO THE Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 12 TO APPROVE THE FOLLOWING Mgmt Yes For For INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO LOAN CONTRACT - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO Lukoil Oao 677862104 06/28/2007 13 OIL SUPPLY Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT Lukoil Oao 677862104 06/28/2007 14 BETWEEN OAO Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT Lukoil Oao 677862104 06/28/2007 15 BETWEEN OAO Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 16 TO APPROVE THE FOLLOWING Mgmt Yes For For INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: POLICY (CONTRACT) ON INSURING THE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lukoil Oao 677862104 06/28/2007 17 TO APPROVE MEMBERSHIP OF OAO LUKOIL Mgmt Yes For For IN THE RUSSIAN NATIONAL ASSOCIATION SWIFT. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis F58485115 05/10/2007 Ordinary Business Yes Vuitton - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Accept Consolidated Financial Vuitton F58485115 05/10/2007 1 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Approve Financial Statements and Vuitton F58485115 05/10/2007 2 Discharge Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Approve Special Auditors' Report Vuitton F58485115 05/10/2007 3 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Approve Allocation of Income and Vuitton F58485115 05/10/2007 4 Dividends of EUR 1.40 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Vuitton F58485115 05/10/2007 5 Reelect Bernard Arnault as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Reelect Delphine Arnault-Gancia as Vuitton F58485115 05/10/2007 6 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Vuitton F58485115 05/10/2007 7 Reelect Jean Arnault as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Reelect Nicholas Clive-Worms as Vuitton F58485115 05/10/2007 8 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Vuitton F58485115 05/10/2007 9 Reelect Patrick Houel as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Vuitton F58485115 05/10/2007 10 Reelect Felix G. Rohatyn as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Vuitton F58485115 05/10/2007 11 Reelect Hubert Vedrine as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Vuitton F58485115 05/10/2007 12 Reappoint Kilian Hennessy as Censor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Authorize Repurchase of Up to Ten Vuitton F58485115 05/10/2007 13 Percent of Issued Share Capital Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Vuitton F58485115 05/10/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Approve Reduction in Share Capital Vuitton F58485115 05/10/2007 14 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis F58485115 05/10/2007 15 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate Vuitton Nominal Amount of EUR 30 million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Lvmh Moet Hennessy Louis Preemptive Rights up to Aggregate Vuitton F58485115 05/10/2007 16 Nominal Amount of EUR 30 million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis F58485115 05/10/2007 17 Authorize Capital Increase of up to Mgmt Yes For For 10 Percent of Issued Capital for Future Acquisitions or Share Exchange Vuitton Offers - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Issuance of Shares Up to EUR Lvmh Moet Hennessy Louis 30 Million for the Benefit of Credit Vuitton F58485115 05/10/2007 18 and Insurance Institutions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis F58485115 05/10/2007 19 Authorize Board to Increase Capital Mgmt Yes For For in the Event of Additional Demand Related to Delegation Submitted to Vuitton Shareholder Vote Above - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis F58485115 05/10/2007 20 Amend Employee Savings-Related Share Mgmt Yes For For Vuitton Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Lvmh Moet Hennessy Louis Amend Articles of Association Re: Vuitton F58485115 05/10/2007 21 Record Date Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Man Group Plc G5790V107 07/11/2006 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 3 Approve Final Dividend of 54.6 Cents Mgmt Yes For For Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 4 Re-elect Jon Aisbitt as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 5 Re-elect Peter Clarke as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 6 Re-elect Kevin Davis as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 7 Re-elect Glen Moreno as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 8 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Man Group Plc G5790V107 07/11/2006 9 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 10 Approve Share Sub-Division of Each Mgmt Yes For For 450,000,000 Ordinary Shares of 18 US Cents Each Into 6 Ordinary Shares of 3 US Cents Each - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 11 Amend Articles of Association Re: Mgmt Yes For For Sub-division of Ordinary Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 12 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 18,459,386 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Man Group Plc G5790V107 07/11/2006 13 Nominal Amount of USD 2,768,907.96 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Man Group Plc G5790V107 07/11/2006 14 Authorise 30,765,644 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Man Group 2006 Long-Term Man Group Plc G5790V107 07/11/2006 15 Incentive Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 1 Elect Director Mary Taylor Behrens Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 2 Elect Director Joseph F. Damico Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 3 Elect Director Stephen L. Guillard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 4 Elect Director William H. Longfield Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 5 Elect Director Paul A. Ormond Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 6 Elect Director John T. Schwieters Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 7 Elect Director Richard C. Tuttle Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 8 Elect Director Gail R. Wilensky, Ph.D Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Manor Care, Inc. HCR 564055101 05/08/2007 9 Elect Director Thomas L. Young Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 1.1 Elect Director Charles F. Bolden, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 1.2 Elect Director Charles R. Lee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 1.3 Elect Director Dennis H. Reilley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 1.4 Elect Director John W. Snow Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 1.5 Elect Director Thomas J. Usher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 4 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marathon Oil Corp MRO 565849106 04/25/2007 5 Increase Authorized Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 1 Elect Director J.W. Marriott, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 2 Elect Director John W. Marriott, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 3 Elect Director Richard S. Braddock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 4 Elect Director Lawrence W. Kellner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 5 Elect Director Debra L. Lee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 6 Elect Director Floretta Dukes McKenzie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 7 Elect Director George Munoz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 8 Elect Director Steven S Reinemund Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 9 Elect Director Harry J. Pearce Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 10 Elect Director William J. Shaw Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 11 Elect Director Lawrence M. Small Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marriott International Inc. MAR 571903202 04/27/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marsh & McLennan MMC 571748102 05/17/2007 1.1 Elect Director Zachary W. Carter Mgmt Yes For For Companies, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marsh & McLennan Companies, Inc. MMC 571748102 05/17/2007 1.2 Elect Director Oscar Fanjul Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marsh & McLennan Companies, Inc. MMC 571748102 05/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marsh & McLennan Amend Qualified Employee Stock Companies, Inc. MMC 571748102 05/17/2007 3 Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marsh & McLennan Companies, Inc. MMC 571748102 05/17/2007 4 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 1.1 Elect Director Jon F. Chait Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 1.2 Elect Director Dennis J. Kuester Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 1.3 Elect Director David J. Lubar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 1.4 Elect Director San W. Orr, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 1.5 Elect Director Debra S. Waller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 1.6 Elect Director George E. Wardeberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 2 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 3 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Marshall & Ilsley Corp. MI 571834100 04/24/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Masco Corp. MAS 574599106 05/08/2007 1 Elect Director Dennis W. Archer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Masco Corp. MAS 574599106 05/08/2007 2 Elect Director Anthony F. Earley, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Masco Corp. MAS 574599106 05/08/2007 3 Elect Director Lisa A. Payne Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Masco Corp. MAS 574599106 05/08/2007 4 Elect Director Peter A. Dow Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Masco Corp. MAS 574599106 05/08/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.1 Elect Director Michael J. Dolan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.2 Elect Director Robert A. Eckert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.3 Elect Director Frances D. Fergusson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.4 Elect Director Tully M. Friedman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.5 Elect Director Dominic Ng Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.6 Elect Director Andrea L. Rich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.7 Elect Director Ronald L. Sargent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.8 Elect Director Dean A. Scarborough Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.9 Elect Director Christopher A. Sinclair Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.1 Elect Director G. Craig Sullivan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 1.11 Elect Director Kathy Brittain White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 3 Company Specific- Approve Majority Mgmt Yes For For Vote and Eliminate Cumulative Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 4 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 5 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 6 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 7 Report Progress on Improving Work and ShrHoldr Yes Against For Living Conditions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mattel, Inc. MAT 577081102 05/18/2007 8 Pay for Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.1 Elect Director David C. Clapp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.2 Elect Director Gary C. Dunton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.3 Elect Director Claire L. Gaudiani Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.4 Elect Director Daniel P. Kearney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.5 Elect Director Laurence H. Meyer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.6 Elect Director David M. Moffett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.7 Elect Director Debra J. Perry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.8 Elect Director John A. Rolls Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.9 Elect Director Richard H. Walker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 1.1 Elect Director Jeffery W. Yabuki Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MBIA Inc. MBI 55262C100 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McDonald's Corp. MCD 580135101 05/24/2007 1 Elect Director Edward A. Brennan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McDonald's Corp. MCD 580135101 05/24/2007 2 Elect Director Walter E. Massey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McDonald's Corp. MCD 580135101 05/24/2007 3 Elect Director John W. Rogers, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McDonald's Corp. MCD 580135101 05/24/2007 4 Elect Director Roger W. Stone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McDonald's Corp. MCD 580135101 05/24/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McDonald's Corp. MCD 580135101 05/24/2007 6 Label Genetically Modified Organisms ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McDonald's Corp. MCD 580135101 05/24/2007 7 Adopt and Implement ILO Based Code of ShrHoldr Yes Against For Conduct - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McKesson Corporation MCK 58155Q103 07/26/2006 1.1 Elect Director Wayne A. Budd Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McKesson Corporation MCK 58155Q103 07/26/2006 1.2 Elect Director Alton F. Irby III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McKesson Corporation MCK 58155Q103 07/26/2006 1.3 Elect Director David M. Lawrence, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McKesson Corporation MCK 58155Q103 07/26/2006 1.4 Elect Director James V. Napier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McKesson Corporation MCK 58155Q103 07/26/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- McKesson Corporation MCK 58155Q103 07/26/2006 3 Declassify the Board of Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MeadWestvaco Corp. MWV 583334107 04/30/2007 1.1 Elect Director James M. Kilts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MeadWestvaco Corp. MWV 583334107 04/30/2007 1.2 Elect Director Douglas S. Luke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MeadWestvaco Corp. MWV 583334107 04/30/2007 1.3 Elect Director Robert C. McCormack Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MeadWestvaco Corp. MWV 583334107 04/30/2007 1.4 Elect Director Edward M. Straw Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MeadWestvaco Corp. MWV 583334107 04/30/2007 1.5 Elect Director Jane L. Warner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MeadWestvaco Corp. MWV 583334107 04/30/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MeadWestvaco Corp. MWV 583334107 04/30/2007 3 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Submit Shareholder Rights Plan MeadWestvaco Corp. MWV 583334107 04/30/2007 4 (Poison Pill) to Shareholder Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MEDCO Health Solutions In MHS 58405U102 05/24/2007 1.1 Elect Director Howard W. Barker, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MEDCO Health Solutions In MHS 58405U102 05/24/2007 1.2 Elect Director David B. Snow, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MEDCO Health Solutions In MHS 58405U102 05/24/2007 2 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Qualified Employee Stock MEDCO Health Solutions In MHS 58405U102 05/24/2007 3 Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MEDCO Health Solutions In MHS 58405U102 05/24/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Medtronic, Inc. MDT 585055106 08/24/2006 1.1 Elect Director Richard H. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Medtronic, Inc. MDT 585055106 08/24/2006 1.2 Elect Director Michael R. Bonsignore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Medtronic, Inc. MDT 585055106 08/24/2006 1.3 Elect Director Robert C. Pozen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Medtronic, Inc. MDT 585055106 08/24/2006 1.4 Elect Director Gordon M. Sprenger Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Medtronic, Inc. MDT 585055106 08/24/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Medtronic, Inc. MDT 585055106 08/24/2006 3 Require a Majority Vote for the ShrHoldr Yes Against For Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 04/17/2007 1.1 Elect Director Jared L. Cohon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 04/17/2007 1.2 Elect Director Ira J. Gumberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 04/17/2007 1.3 Elect Director Robert P. Kelly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 04/17/2007 1.4 Elect Director David S. Shapira Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 04/17/2007 1.5 Elect Director John P. Surma Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 04/17/2007 2 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 04/17/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 04/17/2007 4 Ratify Auditors Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 05/24/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 05/24/2007 2 Adopt Supermajority Vote Requirement Mgmt Yes For For for Mergers - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Increase Authorized Preferred and Mellon Financial Corp. MEL 58551A108 05/24/2007 3 Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mellon Financial Corp. MEL 58551A108 05/24/2007 4 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 1.1 Elect Director Richard T. Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Johnnetta B. Cole, Merck & Co., Inc. MRK 589331107 04/24/2007 1.2 Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director William B. Harrison, Merck & Co., Inc. MRK 589331107 04/24/2007 1.3 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 1.4 Elect Director William N. Kelley, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 1.5 Elect Director Rochelle B. Lazarus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 1.6 Elect Director Thomas E. Shenk, Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 1.7 Elect Director Anne M. Tatlock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 1.8 Elect Director Samuel O. Thier, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 1.9 Elect Director Wendell P. Weeks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 1.1 Elect Director Peter C. Wendell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 4 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 5 Establish Range For Board Size Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 6 Replace Cumulative Voting to Majority Mgmt Yes For For Vote Standard for the Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 7 Publish Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merck & Co., Inc. MRK 589331107 04/24/2007 8 Advisory Vote to Ratify Named ShrHoldr Yes Against For Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merrill Lynch & Co., Inc. MER 590188108 04/27/2007 1.1 Elect Director John D. Finnegan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merrill Lynch & Co., Inc. MER 590188108 04/27/2007 1.2 Elect Director Joseph W. Prueher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merrill Lynch & Co., Inc. MER 590188108 04/27/2007 1.3 Elect Director Ann N. Reese Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merrill Lynch & Co., Inc. MER 590188108 04/27/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Restore or Provide for Cumulative Merrill Lynch & Co., Inc. MER 590188108 04/27/2007 3 Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Merrill Lynch & Co., Inc. MER 590188108 04/27/2007 4 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Performance-Based and/or Time-Based Merrill Lynch & Co., Inc. MER 590188108 04/27/2007 5 Equity Awards ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MetLife, Inc MET 59156R108 04/24/2007 1.1 Elect Director Burton A. Dole, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MetLife, Inc MET 59156R108 04/24/2007 1.2 Elect Director R. Glenn Hubbard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MetLife, Inc MET 59156R108 04/24/2007 1.3 Elect Director James M. Kilts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MetLife, Inc MET 59156R108 04/24/2007 1.4 Elect Director Charles M. Leighton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MetLife, Inc MET 59156R108 04/24/2007 1.5 Elect Director David Satcher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MetLife, Inc MET 59156R108 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Metro AG D53968125 05/23/2007 1 Receive Financial Statements and Mgmt Yes For For Statutory Reports for Fiscal 2006; Approve Allocation of Income and Dividends of EUR 1.12 per Common Share and EUR 1.232 per Preference Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Metro AG D53968125 05/23/2007 2 Approve Discharge of Management Board Mgmt Yes For For for Fiscal 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory Metro AG D53968125 05/23/2007 3 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Metro AG D53968125 05/23/2007 4 Ratify KPMG Deutsche Mgmt Yes For For Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Share Repurchase Program and Reissuance or Cancellation of Metro AG D53968125 05/23/2007 5 Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Creation of EUR 40 Million Pool of Capital without Preemptive Metro AG D53968125 05/23/2007 6 Rights (Pool of Capital I) Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Creation of EUR 60 Million Pool of Capital without Preemptive Metro AG D53968125 05/23/2007 7 Rights (Pool of Capital II) Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MGIC Investment Corp. MTG 552848103 05/10/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MGIC Investment Corp. MTG 552848103 05/10/2007 2.1 Elect Director James A. Abbott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MGIC Investment Corp. MTG 552848103 05/10/2007 2.2 Elect Director Thomas M. Hagerty Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MGIC Investment Corp. MTG 552848103 05/10/2007 2.3 Elect Director Michael E. Lehman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MGIC Investment Corp. MTG 552848103 05/10/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- MGIC Investment Corp. MTG 552848103 05/10/2007 4 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 1 Amend Article 10 of the Bylaws Re: Mgmt Yes For For Appointment of General Managers, Whether Qualifying as General Partners or Not - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Article 11 of the Bylaws Re: Mandatory Blocking of Shares Owned by the General Managers Who Are General Michelin Et Cie. F61824144 05/11/2007 2 Partners Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 3 Amend Articles 12, and 30 of the Mgmt Yes For For Bylaws Re: Remuneration of General Managers Who Are Not General Partners - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Article13 of the Bylaws Re: End of Mandate of General Managers Who Michelin Et Cie. F61824144 05/11/2007 4 Are Not General Partners Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Article 14 of the Bylaws Re: Powers of General Partners Concerning Michelin Et Cie. F61824144 05/11/2007 5 General Managers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Article 17 of the Bylaws Re: Powers of the Supervisory Board Michelin Et Cie. F61824144 05/11/2007 6 Concerning General Managers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 7 Amend Articles 25, and 26 of the Mgmt Yes For For Bylaws Re: Powers of General Meeting of Shareholders Concerning Nominations of General Managers Whether Qualifying as General Partners or Not and of General Partners - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 8 Amend Articles 13-1, and 14 of the Mgmt Yes For For Bylaws Re: Interim Management - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles 3, and 10 of the Bylaws Re: Company's Name and Michelin Et Cie. F61824144 05/11/2007 9 Signature Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Article 36 of the Bylaws Re: Michelin Et Cie. F61824144 05/11/2007 10 Introduction of a Competence Clause Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Michelin Et Cie. F61824144 05/11/2007 11 Record Date Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 12 Approve Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Michelin Et Cie. F61824144 05/11/2007 13 Dividends of EUR 1.45 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Michelin Et Cie. F61824144 05/11/2007 14 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Michelin Et Cie. F61824144 05/11/2007 15 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to 10 Michelin Et Cie. F61824144 05/11/2007 16 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 17 Elect Didier Miraton as General Mgmt Yes For For Manager - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Michelin Et Cie. F61824144 05/11/2007 18 Elect Jean-Dominique Senard as Mgmt Yes For For General Manager - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 1.1 Elect Director Steven R. Appleton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 1.2 Elect Director Teruaki Aoki Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 1.3 Elect Director James W. Bagley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 1.4 Elect Director Mercedes Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 1.5 Elect Director Lawrence N. Mondry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 1.6 Elect Director Gordon C. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 1.7 Elect Director Robert E. Switz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micron Technology, Inc. MU 595112103 12/05/2006 4 Amend EEO Policy to Prohibit ShrHoldr Yes Against For Discrimination Based on Sexual Orientation or Gender Identity - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micronas Semiconductor H5439Q120 03/02/2007 1 Accept Financial Statements and Mgmt Yes For For Holding AG Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micronas Semiconductor Approve Allocation of Income and Holding AG H5439Q120 03/02/2007 2 Omission of Dividends Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micronas Semiconductor Approve Discharge of Board and Senior Holding AG H5439Q120 03/02/2007 3 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micronas Semiconductor H5439Q120 03/02/2007 4.1 Amend Articles Re: Capital Holding Mgmt Yes For For Requirement for Submitting Holding AG Shareholder Proposals - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve CHF 148,675 Reduction in Micronas Semiconductor Share Capital via Cancellation of Holding AG H5439Q120 03/02/2007 4.2 Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micronas Semiconductor H5439Q120 03/02/2007 5.1.1Elect Christoph Brand as Director Mgmt Yes For For Holding AG - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micronas Semiconductor Holding AG H5439Q120 03/02/2007 5.1.2Elect Moshe Lichtman as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Micronas Semiconductor Holding AG H5439Q120 03/02/2007 5.2 Ratify Ernst & Young AG as Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 1 Elect Director William H. Gates, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 2 Elect Director Steven A. Ballmer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director James I. Cash, Jr., Microsoft Corp. MSFT 594918104 11/14/2006 3 Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 4 Elect Director Dina Dublon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 5 Elect Director Raymond V. Gilmartin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 6 Elect Director David F. Marquardt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 7 Elect Director Charles H. Noski Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 8 Elect Director Helmut Panke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 9 Elect Director Jon A. Shirley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 10 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 11 Cease Product Sales that Can Be Used ShrHoldr Yes Against For to Violate Human Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend EEO Statement to Not Reference Microsoft Corp. MSFT 594918104 11/14/2006 12 Sexual Orientation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Microsoft Corp. MSFT 594918104 11/14/2006 13 Establish Shareholder Advisory ShrHoldr Yes Against For Committee - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Millipore Corp. MIL 601073109 05/04/2007 1.1 Elect Director Daniel Bellus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Millipore Corp. MIL 601073109 05/04/2007 1.2 Elect Director Robert C. Bishop, Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Edward M. Scolnick, Millipore Corp. MIL 601073109 05/04/2007 1.3 M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mobile Telesystems OJSC 607409109 10/30/2006 1 Approve Meeting Procedures; Elect Mgmt Yes For For Meeting Chairman - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Mobile Telesystems OJSC 607409109 10/30/2006 2 Approve Charter in New Edition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Regulations on Management in Mobile Telesystems OJSC 607409109 10/30/2006 3 New Edition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Regulations on Board of Mobile Telesystems OJSC 607409109 10/30/2006 4 Directors in New Edition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Regulations on General Mobile Telesystems OJSC 607409109 10/30/2006 5 Director in New Edition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Regulations on General Mobile Telesystems OJSC 607409109 10/30/2006 6 Meetings in New Edition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reorganization Re: Mobile Telesystems OJSC 607409109 10/30/2006 7 Acquisition of OJSC ReKom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reorganization Re: Mobile Telesystems OJSC 607409109 10/30/2006 8 Acquisition of CJSC Telekot Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Charter Re: Acquisition of OJSC Mobile Telesystems OJSC 607409109 10/30/2006 9 ReKom and OJSC Telekot Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Molex Incorporated MOLX 608554101 10/27/2006 1.1 Elect Director Michelle L. Collins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Molex Incorporated MOLX 608554101 10/27/2006 1.2 Elect Director David L. Landsittel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Molex Incorporated MOLX 608554101 10/27/2006 1.3 Elect Director Joe W. Laymon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Molex Incorporated MOLX 608554101 10/27/2006 1.4 Elect Director Fred L. Krehbiel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Molex Incorporated MOLX 608554101 10/27/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monsanto Co. MON 61166W101 01/17/2007 1.1 Elect Director Frank V. Atlee III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monsanto Co. MON 61166W101 01/17/2007 1.2 Elect Director Arthur H. Harper Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monsanto Co. MON 61166W101 01/17/2007 1.3 Elect Director Gwendolyn S. King Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monsanto Co. MON 61166W101 01/17/2007 1.4 Elect Director Sharon R. Long, Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monsanto Co. MON 61166W101 01/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monsanto Co. MON 61166W101 01/17/2007 3 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 1.1 Elect Director Salvatore Iannuzzi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 1.2 Elect Director Robert J. Chrenc Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 1.3 Elect Director George R. Eisele Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 1.4 Elect Director John Gaulding Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 1.5 Elect Director Michael Kaufman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 1.6 Elect Director Ronald J. Kramer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 1.7 Elect Director Philip R. Lochner, Jr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 1.8 Elect Director David A. Stein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Monster Worldwide, Inc. MNST 611742107 05/30/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Moody's Corporation MCO 615369105 04/24/2007 1.1 Elect Director Basil L. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Raymond W. McDaniel, Moody's Corporation MCO 615369105 04/24/2007 1.2 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Moody's Corporation MCO 615369105 04/24/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Moody's Corporation MCO 615369105 04/24/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Moody's Corporation MCO 615369105 04/24/2007 4 Declassify the Board of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 Management Proxy (White Card) Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.1 Elect Director E. Zander Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.2 Elect Director D. Dorman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.3 Elect Director J. Lewent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.4 Elect Director T. Meredith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.5 Elect Director N. Negroponte Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.6 Elect Director S. Scott, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.7 Elect Director R. Sommer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.8 Elect Director J. Stengel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.9 Elect Director D. Warner, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.1 Elect Director J. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.11 Elect Director M. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 2 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Motorola, Inc. MOT 620076109 05/07/2007 3 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Claw-back of Payments under Motorola, Inc. MOT 620076109 05/07/2007 4 Restatements ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 Dissident Proxy (Gold Card) No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.1 Elect Director Carl C. Icahn Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.2 Elect Director E. Zander Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.3 Elect Director D. Dorman Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.4 Elect Director J. Lewent Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.5 Elect Director T. Meredith Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.6 Elect Director N. Negroponte Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.7 Elect Director S. Scott, III Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.8 Elect Director R. Sommer Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.9 Elect Director J. Stengel Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.1 Elect Director D. Warner, III Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 1.11 Elect Director M. White Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Motorola, Inc. MOT 620076109 05/07/2007 2 Amend Qualified Employee Stock Mgmt No TNA Against Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Motorola, Inc. MOT 620076109 05/07/2007 3 Executive Officers' Compensation ShrHoldr No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Claw-back of Payments under Motorola, Inc. MOT 620076109 05/07/2007 4 Restatements ShrHoldr No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener D55535104 04/26/2007 1 Receive Financial Statements and Yes Rueckversicherungs-Gesellh AG aft Statutory Reports for Fiscal 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener Rueckversicherungs-Gesellh Approve Allocation of Income and AG aft D55535104 04/26/2007 2 Dividends of EUR 4.50 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener Rueckversicherungs-Gesellh Approve Discharge of Management Board AG aft D55535104 04/26/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener Rueckversicherungs-Gesellh Approve Discharge of Supervisory AG aft D55535104 04/26/2007 4 Board Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener Authorize Share Repurchase Program Rueckversicherungs-Gesellh and Reissuance or Cancellation of AG aft D55535104 04/26/2007 5 Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener Rueckversicherungs-Gesellh Authorize Use of Financial AG aft D55535104 04/26/2007 6 Derivatives When Repurchasing Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener Rueckversicherungs-Gesellh Amend Articles Re: Allow Electronic AG aft D55535104 04/26/2007 7 Distribution of Company Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener Rueckversicherungs-Gesellh Amend Articles Re: Chairman of AG aft D55535104 04/26/2007 8 General Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Muenchener Approve Affiliation Agreement with Rueckversicherungs-Gesellh Subsidiary DKV International Health AG aft D55535104 04/26/2007 9 Holding AG Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nabors Industries, Ltd. NBR G6359F103 06/05/2007 Meeting for Holders of ADRs Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nabors Industries, Ltd. NBR G6359F103 06/05/2007 1.1 Elect Director Alexander M. Knaster Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nabors Industries, Ltd. NBR G6359F103 06/05/2007 1.2 Elect Director James L. Payne Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nabors Industries, Ltd. NBR G6359F103 06/05/2007 1.3 Elect Director Hans W. Schmidt Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nabors Industries, Ltd. NBR G6359F103 06/05/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nabors Industries, Ltd. NBR G6359F103 06/05/2007 3 SHAREHOLDER PROPOSAL TO PERMIT ShrHoldr Yes For Against SHAREHOLDERS TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nabors Industries, Ltd. NBR G6359F103 06/05/2007 4 SHAREHOLDER PROPOSAL TO ADOPT A PAY ShrHoldr Yes For Against FOR SUPERIOR PERFORMANCE STANDARD IN THE COMPANY S EXECUTIVE COMPENSATION PLAN FOR SENIOR EXECUTIVES. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.1 Elect Director J.E. Barfield Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.2 Elect Director J.S. Broadhurst Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.3 Elect Director C.M. Connor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.4 Elect Director D.A. Daberko Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.5 Elect Director B.P. Healy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.6 Elect Director M.B McCallister Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.7 Elect Director P.A. Ormond Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.8 Elect Director P.E. Raskind Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.9 Elect Director G.L. Shaheen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.1 Elect Director J.S. Thornton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 1.11 Elect Director M. Weiss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National City Corp. NCC 635405103 04/24/2007 3 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor NSM 637640103 10/06/2006 1.1 Elect Director Brian L. Halla Mgmt Yes For For Corp. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 1.2 Elect Director Steven R. Appleton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 1.3 Elect Director Gary P. Arnold Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 1.4 Elect Director Richard J. Danzig Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 1.5 Elect Director John T. Dickson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 1.6 Elect Director Robert J. Frankenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 1.7 Elect Director E. Floyd Kvamme Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 1.8 Elect Director Modesto A. Maidique Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 1.9 Elect Director Edward McCracken Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- National Semiconductor Corp. NSM 637640103 10/06/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nestle SA H57312466 04/19/2007 1 Share Re-registration Consent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nestle SA H57312466 04/19/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Board and Senior Nestle SA H57312466 04/19/2007 2 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Nestle SA H57312466 04/19/2007 3 Dividends of CHF 10.40 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nestle SA H57312466 04/19/2007 4 Approve CHF 7.7 Million Reduction in Mgmt Yes For For Share Capital via Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nestle SA H57312466 04/19/2007 5.1 Reelect Peter Brabeck-Letmathe as Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nestle SA H57312466 04/19/2007 5.2 Reelect Edward George as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.1 Elect Director Daniel J. Warmenhoven Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.2 Elect Director Donald T. Valentine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.3 Elect Director Jeffry R. Allen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.4 Elect Director Carol A. Bartz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.5 Elect Director Alan L. Earhart Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.6 Elect Director Edward Kozel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.7 Elect Director Mark Leslie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.8 Elect Director Nicholas G. Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.9 Elect Director George T. Shaheen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 1.1 Elect Director Robert T. Wall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 4 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Network Appliance, Inc. NTAP 64120L104 08/31/2006 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newell Rubbermaid Inc. NWL 651229106 05/08/2007 1.1 Elect Director Scott S. Cowen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newell Rubbermaid Inc. NWL 651229106 05/08/2007 1.2 Elect Director Cynthia A. Montgomery Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newell Rubbermaid Inc. NWL 651229106 05/08/2007 1.3 Elect Director Gordon R. Sullivan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newell Rubbermaid Inc. NWL 651229106 05/08/2007 1.4 Elect Director Michael A. Todman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newell Rubbermaid Inc. NWL 651229106 05/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newell Rubbermaid Inc. NWL 651229106 05/08/2007 3 Adopt Simple Majority Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newell Rubbermaid Inc. NWL 651229106 05/08/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.1 Elect Director Glen A. Barton Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.2 Elect Director Vincent A. Calarco Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.3 Elect Director Noreen Doyle Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.4 Elect Director Veronica M. Hagen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.5 Elect Director Michael S. Hamson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.6 Elect Director Pierre Lassonde Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.7 Elect Director Robert J. Miller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.8 Elect Director Wayne W. Murdy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.9 Elect Director Robin A. Plumbridge Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.1 Elect Director John B. Prescott Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.11 Elect Director Donald C. Roth Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 1.12 Elect Director James V. Taranik Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. Report on Impact of Operations in (Holding Company) NEM 651639106 04/24/2007 3 Indonesia ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. Report on Policies related to Public (Holding Company) NEM 651639106 04/24/2007 4 Opposition to Mining Operations ShrHoldr Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Newmont Mining Corp. (Holding Company) NEM 651639106 04/24/2007 5 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nike, Inc. NKE 654106103 09/18/2006 1.1 Elect Director Jill K. Conway Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nike, Inc. NKE 654106103 09/18/2006 1.2 Elect Director Alan B. Graf, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nike, Inc. NKE 654106103 09/18/2006 1.3 Elect Director Jeanne P. Jackson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nike, Inc. NKE 654106103 09/18/2006 2 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nike, Inc. NKE 654106103 09/18/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 1 Elect Director Steven C. Beering Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 2 Elect Director Dennis E. Foster Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 3 Elect Director Marty K. Kittrell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 4 Elect Director Peter McCausland Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 5 Elect Director Steven R. McCracken Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 6 Elect Director W. Lee Nutter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 7 Elect Director Ian M. Rolland Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 8 Elect Director Robert C. Skaggs, Jr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 9 Elect Director Richard L. Thompson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 10 Elect Director Carolyn Y. Woo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 11 Elect Director Roger A. Young Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- NiSource Inc. NI 65473P105 05/08/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nobel Biocare Holding AG H5783Q106 04/26/2007 1 Accept Consolidated Financial Mgmt Yes For For Statements and Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Nobel Biocare Holding AG H5783Q106 04/26/2007 2 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Nobel Biocare Holding AG H5783Q106 04/26/2007 3 Dividends of CHF 4.25 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Board and Senior Nobel Biocare Holding AG H5783Q106 04/26/2007 4 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nobel Biocare Holding AG H5783Q106 04/26/2007 5 Reelect Stig Eriksson, Antoine Mgmt Yes For For Firmenich, Robert Lilja, Jane Royston, Domenico Scala, Rolf Soiron, and Ernst Zaengerle as Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nobel Biocare Holding AG H5783Q106 04/26/2007 6 Elect Rolf Watter as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nobel Biocare Holding AG H5783Q106 04/26/2007 7 Ratify KPMG AG as Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 1 Receive Financial Statements and Mgmt Yes For For Statutory Reports, Including Auditors' Report; Accept Financial Statements and Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 2 Approve Allocation of Income and Mgmt Yes For For Dividends of EUR 0.43 Per Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 3 Approve Discharge of Board and Mgmt Yes For For President - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 4 Amend Articles to Comply with New Mgmt Yes For For Finnish Companies Act - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 5 Approve Remuneration of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 6 Fix Number of Directors at 11 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 7 Reelect Georg Ehrnrooth, Daniel R. Mgmt Yes For For Hesse, Bengt Holmstrom, Per Karlsson, Jorma Ollila, Marjorie Scardino, Keijo Suila, and Vesa Vainio as Directors; Elect Lalita D. Gupte, Henning Kagermann, and Olli-Pekka Kallasvuo as New Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 8 Approve Remuneration of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 9 Reelect PricewaterhouseCoopers Oy as Mgmt Yes For For Auditor - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 10 Approve Stock Option Plan for Key Mgmt Yes For For Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 11 Approve Minimum EUR 2.3 Billion Mgmt Yes For For Reduction in Share Premium Account - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 12 Amend 2001, 2003, and 2005 Stock Mgmt Yes For For Option Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 13 Approve Creation of Pool of Capital Mgmt Yes For For without Preemptive Rights Consisting of up to 800 Million Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nokia Corp. X61873133 05/03/2007 14 Authorize Repurchase of up to 10 Mgmt Yes For For Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Norfolk Southern Corp. NSC 655844108 05/10/2007 1.1 Elect Director Alston D. Correll Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Norfolk Southern Corp. NSC 655844108 05/10/2007 1.2 Elect Director Landon Hilliard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Norfolk Southern Corp. NSC 655844108 05/10/2007 1.3 Elect Director Burton M. Joyce Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Norfolk Southern Corp. NSC 655844108 05/10/2007 1.4 Elect Director Jane Margaret O' Brien Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Norfolk Southern Corp. NSC 655844108 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.1 Elect Director Lewis W. Coleman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.2 Elect Director Victor H. Fazio Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.3 Elect Director Donald E. Felsinger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.4 Elect Director Stephen E. Frank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.5 Elect Director Charles R. Larson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.6 Elect Director Richard B. Myers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.7 Elect Director Philip A. Odeen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.8 Elect Director Aulana L. Peters Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.9 Elect Director Kevin W. Sharer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 1.1 Elect Director Ronald D. Sugar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 3 Approve Non-Employee Director Omnibus Mgmt Yes For For Stock Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 4 Report on Foreign Arms Sales ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 5 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Northrop Grumman Corp. NOC 666807102 05/16/2007 6 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novartis AG H5820Q150 03/06/2007 1 Share Re-registration Consent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novartis AG H5820Q150 03/06/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Board and Senior Novartis AG H5820Q150 03/06/2007 2 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Novartis AG H5820Q150 03/06/2007 3 Dividends of CHF 1.35 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novartis AG H5820Q150 03/06/2007 4.1 Retirement of Birgit Breuel Yes (Non-Voting) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novartis AG H5820Q150 03/06/2007 4.2.1Reelect Hans-Joerg Rudloff as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novartis AG H5820Q150 03/06/2007 4.2.2Reelect Daniel Vasella as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novartis AG H5820Q150 03/06/2007 4.3 Elect Marjorie Yang as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novartis AG H5820Q150 03/06/2007 5 Ratify PricewaterhouseCoopers AG as Mgmt Yes For For Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.1 Elect Director Richard S. Hill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.2 Elect Director Neil R. Bonke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.3 Elect Director Youssef A. El-Mansy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.4 Elect Director J. David Litster Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.5 Elect Director Yoshio Nishi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.6 Elect Director Glen G. Possley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.7 Elect Director Ann D. Rhoads Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.8 Elect Director William R. Spivey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 1.9 Elect Director Delbert A. Whitaker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 3 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novellus Systems, Inc. NVLS 670008101 05/11/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novo Nordisk A/S K7314N145 03/07/2007 1 Receive Report of Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novo Nordisk A/S K7314N145 03/07/2007 2 Approve Financial Statements and Mgmt Yes For For Statutory Reports Including Approval of Director Remuneration - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novo Nordisk A/S K7314N145 03/07/2007 3 Approve Allocation of Income and Mgmt Yes For For Dividends of DKK 7 per Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novo Nordisk A/S K7314N145 03/07/2007 4 Reelect Sten Scheibye, Goeran Ando, Mgmt Yes For For Henrik Guertler, Kurt Briner, Niels Jacobsen, Kurt Anker Nielsen, and Joergen Wedel as Members of Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novo Nordisk A/S K7314N145 03/07/2007 5 Reappoint PricewaterhouseCoopers as Mgmt Yes For For Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novo Nordisk A/S K7314N145 03/07/2007 6 Approve DKK 27 Million Reduction in Mgmt Yes For For Share Capital via Cancellation of Class B Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novo Nordisk A/S K7314N145 03/07/2007 7 Authorize Repurchase of Up to 10 Mgmt Yes For For Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Novo Nordisk A/S K7314N145 03/07/2007 8 Other Business (Non-Voting) Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nucor Corp. NUE 670346105 05/10/2007 1.1 Elect Director Daniel R. DiMicco Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nucor Corp. NUE 670346105 05/10/2007 1.2 Elect Director James D. Hlavacek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nucor Corp. NUE 670346105 05/10/2007 1.3 Elect Director Raymond J. Milchovich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nucor Corp. NUE 670346105 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nucor Corp. NUE 670346105 05/10/2007 3 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nvidia Corporation NVDA 67066G104 06/21/2007 1.1 Elect Director James C. Gaither Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nvidia Corporation NVDA 67066G104 06/21/2007 1.2 Elect Director Jen-Hsun Huang Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nvidia Corporation NVDA 67066G104 06/21/2007 1.3 Elect Director A. Brooke Seawell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nvidia Corporation NVDA 67066G104 06/21/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Nvidia Corporation NVDA 67066G104 06/21/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- OC Oerlikon Corporation H59187106 05/08/2007 1 Share Re-registration Consent Mgmt Yes For For AG (fmly Unaxis Holding) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- OC Oerlikon Corporation Accept Financial Statements and AG (fmly Unaxis Holding) H59187106 05/08/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- OC Oerlikon Corporation Approve Allocation of Income and AG (fmly Unaxis Holding) H59187106 05/08/2007 2 Omission of Dividends Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- OC Oerlikon Corporation Approve Discharge of Board and Senior AG (fmly Unaxis Holding) H59187106 05/08/2007 3.1 Management for Fiscal 2005 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- OC Oerlikon Corporation Approve Discharge of Board and Senior AG (fmly Unaxis Holding) H59187106 05/08/2007 3.2 Management for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- OC Oerlikon Corporation Elect Vladimir Kuznetsov and Hanno AG (fmly Unaxis Holding) H59187106 05/08/2007 4 Baestlein as Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- OC Oerlikon Corporation AG (fmly Unaxis Holding) H59187106 05/08/2007 5 Ratify KPMG AG as Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.1 Elect Director Spencer Abraham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.2 Elect Director Ronald W. Burkle Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.3 Elect Director John S. Chalsty Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.4 Elect Director Edward P. Djerejian Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.5 Elect Director R. Chad Dreier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.6 Elect Director John E. Feick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.7 Elect Director Ray R. Irani Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.8 Elect Director Irvin W. Maloney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.9 Elect Director Rodolfo Segovia Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.1 Elect Director Aziz D. Syriani Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.11 Elect Director Rosemary Tomich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 1.12 Elect Director Walter L. Weisman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Occidental Petroleum Corp OXY 674599105 05/04/2007 3 Amend Omnibus Stock Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Publish a Scientific Global Warming Occidental Petroleum Corp OXY 674599105 05/04/2007 4 Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Occidental Petroleum Corp OXY 674599105 05/04/2007 5 Executive Officers Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Performance-Based and/or Time-Based Occidental Petroleum Corp OXY 674599105 05/04/2007 6 Equity Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Der Grinten) 674627104 10/11/2006 1 Open Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Elect Anton H. Schaaf to Management Der Grinten) 674627104 10/11/2006 2 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Approve Remuneration of Supervisory Der Grinten) 674627104 10/11/2006 3 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Der Grinten) 674627104 10/11/2006 4 Other Business (Non-Voting) Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Der Grinten) 674627104 04/19/2007 1 Open Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Der Grinten) 674627104 04/19/2007 2 Receive Report of Supervisory Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Der Grinten) 674627104 04/19/2007 3 Receive Report of Management Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Approve Financial Statements and Der Grinten) 674627104 04/19/2007 4a Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Approve Allocation of Income and Der Grinten) 674627104 04/19/2007 4b Dividends of EUR 0.43 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Der Grinten) 674627104 04/19/2007 5a Approve Discharge of Management Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Der Grinten) 674627104 04/19/2007 5b Approve Discharge of Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van 674627104 04/19/2007 6 Grant Board Authority to Issue Shares Mgmt Yes For For Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Der Grinten) Takeover/Merger - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van 674627104 04/19/2007 7 Authorize Board to Exclude Preemptive Mgmt Yes For For Der Grinten) Rights from Issuance Under Item 6 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Authorize Repurchase of Up to Ten Der Grinten) 674627104 04/19/2007 8 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Der Grinten) 674627104 04/19/2007 9a Reelect A. Baan to Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Resignation of J.L. Brentjes from Der Grinten) 674627104 04/19/2007 9b Supervisory Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Change in Number of Supervisory Board Der Grinten) 674627104 04/19/2007 9c Members Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oce NV (Formerly Oce Van Receive Announcements, Allow Der Grinten) 674627104 04/19/2007 10 Questions and Close Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.1 Elect Director John D. Wren Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.2 Elect Director Bruce Crawford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.3 Elect Director Robert Charles Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.4 Elect Director Leonard S. Coleman, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.5 Elect Director Errol M. Cook Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.6 Elect Director Susan S. Denison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.7 Elect Director Michael A. Henning Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.8 Elect Director John R. Murphy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.9 Elect Director John R. Purcell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.1 Elect Director Linda Johnson Rice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 1.11 Elect Director Gary L. Roubos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Omnicom Group Inc. OMC 681919106 05/22/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.1 Elect Director Jeffrey O. Henley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.2 Elect Director Lawrence J. Ellison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.3 Elect Director Donald L. Lucas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.4 Elect Director Michael J. Boskin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.5 Elect Director Jack F. Kemp Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.6 Elect Director Jeffrey S. Berg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.7 Elect Director Safra A. Catz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.8 Elect Director Hector Garcia-Molina Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.9 Elect Director H. Raymond Bingham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.1 Elect Director Charles E Phillips, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 1.11 Elect Director Naomi O. Seligman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Oracle Corp. ORCL 68389X105 10/09/2006 4 Amend Non-Employee Director Omnibus Mgmt Yes For For Stock Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Paccar Inc. PCAR 693718108 04/24/2007 1.1 Elect Director Alison J. Carnwath Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Paccar Inc. PCAR 693718108 04/24/2007 1.2 Elect Director Robert T. Parry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Paccar Inc. PCAR 693718108 04/24/2007 1.3 Elect Director Harold A. Wagner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Paccar Inc. PCAR 693718108 04/24/2007 2 Submit Shareholder Rights Plan ShrHoldr Yes For Against (Poison Pill) to Shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require a Majority Vote for the Paccar Inc. PCAR 693718108 04/24/2007 3 Election of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Parker-Hannifin Corp. PH 701094104 10/25/2006 1.1 Elect Director Robert J. Kohlhepp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Parker-Hannifin Corp. PH 701094104 10/25/2006 1.2 Elect Director Giulio Mazzalupi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Parker-Hannifin Corp. PH 701094104 10/25/2006 1.3 Elect Director Klaus-Peter Mueller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Parker-Hannifin Corp. PH 701094104 10/25/2006 1.4 Elect Director Markos I. Tambakeras Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Parker-Hannifin Corp. PH 701094104 10/25/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Parker-Hannifin Corp. PH 701094104 10/25/2006 3 Declassify the Board of Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Election of Director: B. Thomas Paychex, Inc. PAYX 704326107 10/05/2006 1 Golisano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Election of Director: David J.S. Paychex, Inc. PAYX 704326107 10/05/2006 2 Flaschen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Paychex, Inc. PAYX 704326107 10/05/2006 3 Election of Director: Phillip Horsley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Paychex, Inc. PAYX 704326107 10/05/2006 4 Election of Director: Grant M. Inman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Paychex, Inc. PAYX 704326107 10/05/2006 5 Election of Director: Pamela A. Joseph Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Election of Director: Jonathan J. Paychex, Inc. PAYX 704326107 10/05/2006 6 Judge Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Paychex, Inc. PAYX 704326107 10/05/2006 7 Election of Director: Jospeh M. Tucci Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.1 Elect Director Dina Dublon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.2 Elect Director Victor J. Dzau, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.3 Elect Director Ray L. Hunt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.4 Elect Director Alberto Ibarguen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.5 Elect Director Arthur C. Martinez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.6 Elect Director Indra K. Nooyi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Sharon Percy PepsiCo, Inc. PEP 713448108 05/02/2007 1.7 Rockefeller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.8 Elect Director James J. Schiro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.9 Elect Director Daniel Vasella Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 1.1 Elect Director Michael D. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PepsiCo, Inc. PEP 713448108 05/02/2007 4 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Peugeot S.A. F72313111 05/23/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Peugeot S.A. F72313111 05/23/2007 1 Approve Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Peugeot S.A. F72313111 05/23/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Peugeot S.A. F72313111 05/23/2007 3 Dividends of EUR 1.35 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Peugeot S.A. F72313111 05/23/2007 4 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect Jean-Philippe Peugeot as Peugeot S.A. F72313111 05/23/2007 5 Supervisory Board Member Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify Appointment and Reelect Robert Peugeot S.A. F72313111 05/23/2007 6 Peugeot as Supervisory Board Member Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Henri Philippe Reichstul as Peugeot S.A. F72313111 05/23/2007 7 Supervisory Board Member Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Geoffroy Roux de Bezieux as Peugeot S.A. F72313111 05/23/2007 8 Supervisory Board Member Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to 16 Peugeot S.A. F72313111 05/23/2007 9 Million Peugeot Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Peugeot S.A. F72313111 05/23/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Peugeot S.A. F72313111 05/23/2007 10 Authorize Issuance of Equity or Mgmt Yes Against Against Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 165 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Peugeot S.A. F72313111 05/23/2007 11 Nominal Amount of EUR 165 Million Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Peugeot S.A. F72313111 05/23/2007 12 Shareholder Vote Above Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Peugeot S.A. F72313111 05/23/2007 13 Approve Employee Savings-Related Mgmt Yes For For Share Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction in Share Capital Peugeot S.A. F72313111 05/23/2007 14 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Peugeot S.A. F72313111 05/23/2007 15 Allow Board to Issue Shares under Mgmt Yes Against Against Items 9-14 in the Event of a Public Tender Offer or Share Exchange Offer - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Peugeot S.A. F72313111 05/23/2007 16 Exchange Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Peugeot S.A. F72313111 05/23/2007 17 Approve Stock Option Plans Grants Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.1 Elect Director Dennis A. Ausiello Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.2 Elect Director Michael S. Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.3 Elect Director M. Anthony Burns Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.4 Elect Director Robert N. Burt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.5 Elect Director W. Don Cornwell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.6 Elect Director William H. Gray, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.7 Elect Director Constance J. Horner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.8 Elect Director William R. Howell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.9 Elect Director Jeffrey B. Kindler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.1 Elect Director George A. Lorch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.11 Elect Director Dana G. Mead Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 1.12 Elect Director William C. Steere, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Restore or Provide for Cumulative Pfizer Inc. PFE 717081103 04/26/2007 3 Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 4 Report on Animal Testing Policies ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pfizer Inc. PFE 717081103 04/26/2007 5 Amend Animal Welfare Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require Director Nominee Pfizer Inc. PFE 717081103 04/26/2007 6 Qualifications ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.1 Elect Director David R. Andrews Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.2 Elect Director Leslie S. Biller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.3 Elect Director David A. Coulter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.4 Elect Director C. Lee Cox Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.5 Elect Director Peter A. Darbee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.6 Elect Director Maryellen C. Herringer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.7 Elect Director Richard A. Meserve Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.8 Elect Director Mary S. Metz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.9 Elect Director Barbara L. Rambo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 1.1 Elect irector Barry Lawson Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 3 Performance-Based and/or Time-Based ShrHoldr Yes Against For Equity Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PG&E Corp. PCG 69331C108 04/18/2007 4 Restore or Provide for Cumulative ShrHoldr Yes Against For Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Phelps Dodge Corp. PD 717265102 03/14/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Phelps Dodge Corp. PD 717265102 03/14/2007 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 10/25/2006 1 Cancel Company Treasury Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 10/25/2006 2 Authorize Repurchase of Up to Ten Mgmt Yes For For Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Cancel Additional Company Treasury Philips Electronics Nv N6817P109 10/25/2006 3 Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Additional Share Repurchase Philips Electronics Nv N6817P109 10/25/2006 4 Program Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 03/29/2007 1 Speech President Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 03/29/2007 2a Approve Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Explanation on Company's Philips Electronics Nv N6817P109 03/29/2007 2b Reserves and Dividend Policy Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Philips Electronics Nv N6817P109 03/29/2007 2c Dividends of EUR 0.60 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 03/29/2007 2d Approve Discharge of Management Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 03/29/2007 2e Approve Discharge of Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 03/29/2007 3a Reelect G.J. Kleisterlee to Mgmt Yes For For Management Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect G.H.A. Dutine to Management Philips Electronics Nv N6817P109 03/29/2007 3b Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect S.H. Ruschowski to Management Philips Electronics Nv N6817P109 03/29/2007 3c Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect J-M. Hessels to Supervisory Philips Electronics Nv N6817P109 03/29/2007 4a Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect C.J.A. van Lede to Philips Electronics Nv N6817P109 03/29/2007 4b Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reelect J.M. Thompson to Supervisory Philips Electronics Nv N6817P109 03/29/2007 4c Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect H. von Prondzynski to Philips Electronics Nv N6817P109 03/29/2007 4d Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Proposal to Amend the Long-Term Philips Electronics Nv N6817P109 03/29/2007 5 Incentive Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Proposal to Amend the Remuneration Philips Electronics Nv N6817P109 03/29/2007 6 Policy of Management Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 03/29/2007 7a Grant Board Authority to Issue Shares Mgmt Yes For For Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 03/29/2007 7b Authorize Board to Exclude Preemptive Mgmt Yes For For Rights from Issuance Under Item 7a - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to Ten Philips Electronics Nv N6817P109 03/29/2007 8 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Philips Electronics Nv N6817P109 03/29/2007 9 Other Business (Non-Voting) Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Piper Jaffray Cos PJC 724078100 05/02/2007 1.1 Elect Director Andrew S. Duff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Piper Jaffray Cos PJC 724078100 05/02/2007 1.2 Elect Director Samuel L. Kaplan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Piper Jaffray Cos PJC 724078100 05/02/2007 1.3 Elect Director Frank L. Sims Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Piper Jaffray Cos PJC 724078100 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Piper Jaffray Cos PJC 724078100 05/02/2007 3 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pitney Bowes Inc. PBI 724479100 05/14/2007 1.1 Elect Director Linda G. Alvarado Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pitney Bowes Inc. PBI 724479100 05/14/2007 1.2 Elect Director Ernie Green Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pitney Bowes Inc. PBI 724479100 05/14/2007 1.3 Elect Director John S. McFarlane Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pitney Bowes Inc. PBI 724479100 05/14/2007 1.4 Elect Director Eduardo R. Menasce Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pitney Bowes Inc. PBI 724479100 05/14/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pitney Bowes Inc. PBI 724479100 05/14/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pitney Bowes Inc. PBI 724479100 05/14/2007 4 Require Majority Vote to Elect Mgmt Yes For For Directors in an Uncontested Election - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.1 Elect Director Rick R. Holley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.2 Elect Director Ian B. Davidson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.3 Elect Director Robin Josephs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.4 Elect Director John G. McDonald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.5 Elect Director Robert B. McLeod Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.6 Elect Director John F. Morgan, Sr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.7 Elect Director John H. Scully Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.8 Elect Director Stephen C. Tobias Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.9 Elect Director Carl B. Webb Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 1.1 Elect Director Martin A. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 3 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Plum Creek Timber Company, Inc. PCL 729251108 05/02/2007 4 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.1 Elect Director Mr. Berndt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.2 Elect Director Mr. Bunch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.3 Elect Director Mr. Chellgren Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.4 Elect Director Mr. Clay Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.5 Elect Director Mr. Davidson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.6 Elect Director Ms. James Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.7 Elect Director Mr. Kelson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.8 Elect Director Mr. Lindsay Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.9 Elect Director Mr. Massaro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.1 Elect Director Ms. Pepper Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.11 Elect Director Mr. Rohr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.12 Elect Director Mr. Shepard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.13 Elect Director Ms. Steffes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.14 Elect Director Mr. Strigl Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.15 Elect Director Mr. Thieke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.16 Elect Director Mr. Usher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.17 Elect Director Mr. Walls Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 1.18 Elect Director Mr. Wehmeier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PNC Financial Services Group, Inc. PNC 693475105 04/24/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 03/02/2007 Proposal Persented by Shareholder No Banco Espirito Santo and Caixa Geral de Depositos in Accordance with S.A. Degree Law 76/A of 3-29-06 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Daniel Proenca de Carvalho and Francisco Manuel Leal Barona as Portugal Telecom, SGPS, Vice-Chairman and Secretary of the S.A. X6769Q104 03/02/2007 1 General Meeting, Respcetively ShrHoldr No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 03/02/2007 Management Proposals No S.A. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 03/02/2007 2 Ratify Appointment of Nuno Rocha dos Mgmt No TNA Against Santos de Almeida e Vanconcellos as Board Member to Complete 2006-2008 S.A. Term - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 03/02/2007 3 Remove Subparagraph 1-A of Article 12 Mgmt No TNA Against and Paragraphs 7, 8, 9, 11, 12, and 15 of Article 13; Amend Subparagraphs 1-B and 1-D of Article 12, and Paragraphs 2, 3 and 14-B of Article 13; This Item is Subject to the Successful Completion of the Tender S.A. Offer - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Resolve on the Authorization, under Paragraph 1 of Article 9, for Sonaecom SGPS SA and/or Sonaecom BV to Hold Shares Representing More than 10 Percent of the Capital; This Authorization is Subject to the Portugal Telecom, SGPS, Successful Completion of the Tender S.A. X6769Q104 03/02/2007 4 Offer Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 04/27/2007 1 Accept Financial Statements and Mgmt No TNA Against Statutory Reports for Fiscal Year S.A. Ended Dec. 31, 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Consolidated Financial Portugal Telecom, SGPS, Statements and Statutory Reports for S.A. X6769Q104 04/27/2007 2 Fiscal Year Ended Dec. 31, 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 04/27/2007 3 Approve Allocation of Income Mgmt No TNA Against S.A. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, Approve Discharge of Management and S.A. X6769Q104 04/27/2007 4 Supervisory Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 04/27/2007 5 Approve Free Distribution PT Mgmt No TNA Against Multimedia Shares Held by Company in Which Shareholders will Receive PT Multimedia Shares Equivalent to the Number of Shares of Company's Capital Multiplied by 0.16 or 4 PT Multimedia S.A. Shares for 25 Shares of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 04/27/2007 6 Authorize Share Repurchase Program Mgmt No TNA Against S.A. and Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 04/27/2007 7 Approve Reduction in Capital by up to Mgmt No TNA Against EUR 65.2 Million via Cancellation of 186.3 Million Shares; Amend Article 4 S.A. of Byalws - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 04/27/2007 8 Approve Increase in Capital to EUR Mgmt No TNA Against 474.1 Million via Incorporation of EUR 79.1 Million from Legal Reserves and Increase in Par Value by EUR S.A. 0.07; Amend Article 4 of Bylaws - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 04/27/2007 9 Approve EUR 33.9 Reduction in Capital Mgmt No TNA Against via Reduction in Par Value to EUR 0.03 per Share; Amend Article 4 of S.A. Bylaws - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Issuance of Convertible Portugal Telecom, SGPS, Debentures in According to Article 8 S.A. X6769Q104 04/27/2007 10 of Bylaws Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Elimination of Preemptive Portugal Telecom, SGPS, Rights Pursuant to the Possible S.A. X6769Q104 04/27/2007 11 Convertible Debenture Issuance Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, X6769Q104 04/27/2007 12 Authorize Issuance of Mgmt No TNA Against S.A. Bonds/Debentures; Set Aggregate Amount - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, S.A. X6769Q104 04/27/2007 13 Approve Bond Repurchase and Reissuance Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, S.A. X6769Q104 06/22/2007 1 Amend Articles Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, S.A. X6769Q104 06/22/2007 2 Elect New Directors ShrHoldr No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, Elect Members of Audit Committee for S.A. X6769Q104 06/22/2007 3 the 2006-2008 Term Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Portugal Telecom, SGPS, Appoint Internal Statutory Auditors S.A. X6769Q104 06/22/2007 4 for the 2006-2008 Term Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Increase in Authorized Portugal Telecom, SGPS, Capital and Amend Article 4 S.A. X6769Q104 06/22/2007 5 Accordingly Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 03/19/2007 1 Open Meeting No Oszczednosci Bank Polski S.A. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 03/19/2007 2 Elect Meeting Chairman Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski Acknowledge Proper Convening of S.A. X6919X108 03/19/2007 3 Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 03/19/2007 4 Approve Agenda of Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski Approve Changes to Composition of S.A. X6919X108 03/19/2007 5 Supervisory Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 03/19/2007 6 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 1 Open Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 2 Elect Meeting Chairman Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski Acknowledge Proper Convening of S.A. X6919X108 04/26/2007 3 Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 4 Approve Agenda of Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 04/26/2007 5 Receive Supervisory Board Report on No Outcome of Completed Selection Oszczednosci Bank Polski Process for Posts of Company's CEO S.A. and Deputy CEOs - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 04/26/2007 6 Receive Supervisory Board Report on No Oszczednosci Bank Polski Process of Disposing of Hotels and S.A. Offsite Training Centers - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski Receive Management Board Report on S.A. X6919X108 04/26/2007 7 Strategy Adopted for PKO BP S.A. No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 04/26/2007 8 Receive Financial Statements and No Management Board Report on Company's Operations in Fiscal 2006; Receive Oszczednosci Bank Polski Management Board Proposal on S.A. Allocation of 2006 Income - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 04/26/2007 9 Receive Supervisory Board Report No Oszczednosci Bank Polski S.A. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski Approve Management Board Report on S.A. X6919X108 04/26/2007 10.1 Company's Operations in Fiscal 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 10.2 Approve Financial Statements Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski Approve Supervisory Board Report on S.A. X6919X108 04/26/2007 10.3 Its Activities in Fiscal 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 10.4 Approve Allocation of Income Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 10.5 Approve Dividends Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 10.6 Approve Discharge of Management Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 10.7 Approve Discharge of Supervisory Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 04/26/2007 11.1 Receive Consolidated Financial Mgmt No TNA Against Statements and Report on Capital Group's Operations in Fiscal 2006; Oszczednosci Bank Polski Approve Report on Capital Group's S.A. Operations in Fiscal 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 04/26/2007 11.2 Approve Consolidated Financial Mgmt No TNA Against Oszczednosci Bank Polski S.A. Statements - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski S.A. X6919X108 04/26/2007 12 Approve Remuneration of Company's CEO Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa Oszczednosci Bank Polski Approve Regulations on Supervisory S.A. X6919X108 04/26/2007 13 Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 04/26/2007 14 Amend Statute Re: Corporate Purpose; Mgmt No TNA Against Election of Supervisory Board; Supervisory Board's Authority Regarding Election of Company's Management; Set Range for Minimum (3) Oszczednosci Bank Polski and Maximum (9) Number of Management S.A. Board Members; Other Changes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Powszechna Kasa X6919X108 04/26/2007 15 Close Meeting No Oszczednosci Bank Polski S.A. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPG Industries, Inc. PPG 693506107 04/19/2007 1.1 Elect Director James G. Berges Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPG Industries, Inc. PPG 693506107 04/19/2007 1.2 Elect Director Erroll B. Davis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPG Industries, Inc. PPG 693506107 04/19/2007 1.3 Elect Director Victoria F. Haynes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPG Industries, Inc. PPG 693506107 04/19/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPG Industries, Inc. PPG 693506107 04/19/2007 3 Amend Articles/Bylaws/Charter General Mgmt Yes For For Matters - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPG Industries, Inc. PPG 693506107 04/19/2007 4 Eliminate Cumulative Voting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPG Industries, Inc. PPG 693506107 04/19/2007 5 Submit Severance Agreement (Change in ShrHoldr Yes For Against Control) to shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPL Corp. PPL 69351T106 05/23/2007 1.1 Elect Director Stuart Heydt Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPL Corp. PPL 69351T106 05/23/2007 1.2 Elect Director Craig A. Rogerson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPL Corp. PPL 69351T106 05/23/2007 1.3 Elect Director W. Keith Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPL Corp. PPL 69351T106 05/23/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- PPL Corp. PPL 69351T106 05/23/2007 3 Adopt Simple Majority Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Praxair, Inc. PX 74005P104 04/24/2007 1.1 Elect Director Jose P. Alves Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Praxair, Inc. PX 74005P104 04/24/2007 1.2 Elect Director Ronald L. Kuehn, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Praxair, Inc. PX 74005P104 04/24/2007 1.3 Elect Director H. Mitchell Watson, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Praxair, Inc. PX 74005P104 04/24/2007 1.4 Elect Director Robert L. Wood Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Praxair, Inc. PX 74005P104 04/24/2007 2 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Submit Shareholder Rights Plan Praxair, Inc. PX 74005P104 04/24/2007 3 (Poison Pill) to Shareholder Vote ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Praxair, Inc. PX 74005P104 04/24/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 1 Elect Director James E. Bostic, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 2 Elect Director David L. Burner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 3 Elect Director Richard L. Daugherty Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 4 Elect Director Harris E. DeLoach, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 5 Elect Director Robert W. Jones Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 6 Elect Director W. Steven Jones Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 7 Elect Director Robert B. McGehee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 8 Elect Director E. Marie McKee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 9 Elect Director John H. Mullin, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 10 Elect Director Carlos A. Saladrigas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 11 Elect Director Theresa M. Stone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 12 Elect Director Alfred C. Tollison, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 13 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Progress Energy, Inc. PGN 743263105 05/09/2007 14 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.1 Elect Director K. Dane Brooksher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.2 Elect Director Stephen L. Feinberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.3 Elect Director George L. Fotiades Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.4 Elect Director Christine N. Garvey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.5 Elect Director Donald P. Jacobs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.6 Elect Director Walter C. Rakowich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.7 Elect Director Nelson C. Rising Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.8 Elect Director Jeffrey H. Schwartz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.9 Elect Director D. Michael Steuert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.1 Elect Director J. Andre Teixeira Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.11 Elect Director William D. Zollars Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 1.12 Elect Director Andrea M. Zulberti Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ProLogis PLD 743410102 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.1 Elect Director Frederic K. Becker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.2 Elect Director Gordon M. Bethune Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.3 Elect Director Gaston Caperton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.4 Elect Director Gilbert F. Casellas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.5 Elect Director James G. Cullen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.6 Elect Director William H. Gray, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.7 Elect Director Jon F. Hanson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.8 Elect Director Constance J. Horner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.9 Elect Director Karl J. Krapek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.1 Elect Director Christine A. Poon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.11 Elect Director Arthur F. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 1.12 Elect Director James A. Unruh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Financial Inc PRU 744320102 05/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 3 Re-elect Philip Broadley as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 4 Re-elect Michael Garrett as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 5 Re-elect Bridget Macaskill as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 6 Re-elect Clark Manning as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 7 Elect Barry Stowe as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 8 Reappoint KPMG Audit Plc as Auditors Mgmt Yes For For of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Prudential Plc G72899100 05/17/2007 9 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Final Dividend of 11.72 Pence Prudential Plc G72899100 05/17/2007 10 Per Ordinary Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 11 Authorise the Company to Make EU Mgmt Yes For For Political Organisation Donations and to Incur EU Political Expenditure up to GBP 50,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Prudential Plc G72899100 05/17/2007 12 Nominal Amount of GBP 40,740,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 13 Subject to the Passing of Resolution Mgmt Yes For For 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,110,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 14 Authorise 244,000,000 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 15 Approve Scrip Dividend Program Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Prudential Plc G72899100 05/17/2007 16 Amend Articles of Association Re: Mgmt Yes For For Electronic Communications - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Prudential Plc G72899100 05/17/2007 17 Evergreen Scrip Dividend Scheme Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Prudential Plc G72899100 05/17/2007 18 Indemnification Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Prudential Plc G72899100 05/17/2007 19 Jurisdiction of English Court Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 11/21/2006 1.1 Elect Director Caroline Dorsa * Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 11/21/2006 1.2 Elect Director E. James Ferland * Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 11/21/2006 1.3 Elect Director Albert R. Gamper, Jr. * Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 11/21/2006 1.4 Elect Director Ralph Izzo ** Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 11/21/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 11/21/2006 3 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 1.1 Elect Director Ernest H. Drew Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 1.2 Elect Director William V. Hickey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 1.3 Elect Director Ralph Izzo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 1.4 Elect Director Richard J. Swift Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 2 Increase Authorized Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Approve Non-Employee Director Stock Group Inc. PEG 744573106 04/17/2007 3 Option Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 4 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 5 Eliminate Cumulative Voting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 6 Eliminate Preemptive Rights Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Public Service Enterprise Group Inc. PEG 744573106 04/17/2007 7 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 1.1 Elect Director William J. Pulte Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 1.2 Elect Director Richard J. Dugas, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 1.3 Elect Director David N. McCammon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 1.4 Elect Director Francis J. Sehn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 3 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 4 Declassify the Board of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 5 Establish Other Board Committee ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Pulte Homes Inc. PHM 745867101 05/10/2007 6 Performance-Based Awards ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 1.1 Elect Director H.K. Desai Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 1.2 Elect Director Joel S. Birnbaum Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 1.3 Elect Director Larry R. Carter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 1.4 Elect Director James R. Fiebiger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 1.5 Elect Director Balakrishnan S. Iyer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 1.6 Elect Director Carol L. Miltner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 1.7 Elect Director George D. Wells Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QLogic Corp. QLGC 747277101 08/24/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QUALCOMM Inc. QCOM 747525103 03/13/2007 1.1 Elect Director Barbara T. Alexander Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QUALCOMM Inc. QCOM 747525103 03/13/2007 1.2 Elect Director Raymond V. Dittamore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QUALCOMM Inc. QCOM 747525103 03/13/2007 1.3 Elect Director Irwin Mark Jacobs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QUALCOMM Inc. QCOM 747525103 03/13/2007 1.4 Elect Director Sherry Lansing Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QUALCOMM Inc. QCOM 747525103 03/13/2007 1.5 Elect Director Peter M. Sacerdote Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QUALCOMM Inc. QCOM 747525103 03/13/2007 1.6 Elect Director Marc I. Stern Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- QUALCOMM Inc. QCOM 747525103 03/13/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Quest Diagnostics, DGX 74834L100 05/08/2007 1.1 Elect Director John C. Baldwin, M.D. Mgmt Yes For For Incorporated - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Quest Diagnostics, Elect Director Surya N. Mohapatra, Incorporated DGX 74834L100 05/08/2007 1.2 Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Quest Diagnostics, Incorporated DGX 74834L100 05/08/2007 1.3 Elect Director Gary M. Pfeiffer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Quest Diagnostics, Incorporated DGX 74834L100 05/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 1 Elect Director Richard C. Notebaert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 2 Elect Director Linda G. Alvarado Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 3 Elect Director Charles L. Biggs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 4 Elect Director K. Dane Brooksher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 5 Elect Director Peter S. Hellman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 6 Elect Director R. David Hoover Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 7 Elect Director Patrick J. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 8 Elect Director Caroline Matthews Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 9 Elect Director Wayne W. Murdy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 10 Elect Director Frank P. Popoff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 11 Elect Director James A. Unruh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 12 Elect Director Anthony Welters Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 13 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 14 Amend Omnibus Stock Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications Performance-Based and/or Time-Based International Inc. Q 749121109 05/23/2007 15 Equity Awards ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications Advisory Vote to Ratify Named International Inc. Q 749121109 05/23/2007 16 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications Submit Supplemental Executive International Inc. Q 749121109 05/23/2007 17 Retirement Plans to Shareholder vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Qwest Communications International Inc. Q 749121109 05/23/2007 18 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- R. R. Donnelley & Sons Co RRD 257867101 05/24/2007 1 Elect Director Thomas J. Quinlan, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- R. R. Donnelley & Sons Co RRD 257867101 05/24/2007 2 Elect Director Oliver R. Sockwell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- R. R. Donnelley & Sons Co RRD 257867101 05/24/2007 3 Elect Director Stephen M. Wolf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- R. R. Donnelley & Sons Co RRD 257867101 05/24/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- R. R. Donnelley & Sons Co RRD 257867101 05/24/2007 5 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- R. R. Donnelley & Sons Co RRD 257867101 05/24/2007 6 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- R. R. Donnelley & Sons Co RRD 257867101 05/24/2007 7 Prepare a Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- R. R. Donnelley & Sons Co RRD 257867101 05/24/2007 8 Declassify the Board of Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.1 Elect Director Barbara M. Barrett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.2 Elect Director Vernon E. Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.3 Elect Director John M. Deutch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.4 Elect Director Frederic M. Poses Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.5 Elect Director Michael C. Ruettgers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.6 Elect Director Ronald L. Skates Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.7 Elect Director William R. Spivey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.8 Elect Director Linda G. Stuntz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 1.9 Elect Director William H. Swanson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 3 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Restore or Provide for Cumulative Raytheon Co. RTN 755111507 05/02/2007 4 Voting ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Raytheon Co. RTN 755111507 05/02/2007 5 Submit Supplemental Executive ShrHoldr Yes Against For Retirement Plans to Shareholder vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Realogy Corp H 7.56E+104 03/30/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Realogy Corp H 7.56E+104 03/30/2007 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 2 Approve Remuneration Report Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 3 Approve Final Dividend of 25 Pence Mgmt Yes For For Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 4 Re-elect Colin Day as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 5 Re-elect Judith Sprieser as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 6 Re-elect Kenneth Hydon as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 7 Re-elect Peter White as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 8 Elect David Tyler as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 9 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Reckitt Benckiser Plc G7420A107 05/03/2007 10 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 11 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,160,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 12 Subject to the Passing of Resolution Mgmt Yes For For 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,700,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reckitt Benckiser Plc G7420A107 05/03/2007 13 Authorise 72,000,000 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 10/03/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 10/03/2006 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 04/19/2007 1 Elect Director Samuel W. Bartholomew, Mgmt Yes For For Jr. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 04/19/2007 2 Elect Director Susan W. Matlock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 04/19/2007 3 Elect Director Jackson W. Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 04/19/2007 4 Elect Director Allen B. Morgan, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 04/19/2007 5 Elect Director John R. Roberts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 04/19/2007 6 Elect Director Lee J. Styslinger, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 04/19/2007 7 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Regions Financial Corp. RF 7591EP100 04/19/2007 8 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 1 Accept Consolidated Financial Mgmt Yes For For Statements and Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Financial Statements and Renault F77098105 05/02/2007 2 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Renault F77098105 05/02/2007 3 Dividends of EUR 3.10 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Special Auditors' Report Renault F77098105 05/02/2007 4 Regarding Related-Party Transactions Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 5 Reelect Henri Martre as Director Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 6 Ratify Appointment of Catherine Mgmt Yes Abstain Against Brechigncas Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify Appointment and Reelect Remy Renault F77098105 05/02/2007 7 Rioux as Director Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 8 Elect Philippe Lagayette as Director Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 9 Acknowledge Auditor Report Re: Mgmt Yes For For Remuneration of Equity Loans - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to 10 Renault F77098105 05/02/2007 10 Percent of Issued Share Capital Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 11 Approve Reduction in Share Capital Mgmt Yes For For via Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 12 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Renault F77098105 05/02/2007 13 Nominal Amount of EUR 300 Million Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Renault F77098105 05/02/2007 14 Shareholder Vote Above Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 15 Authorize Capital Increase of up to Mgmt Yes For For 10 Percent of Issued Capital for Future Acquisitions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Renault F77098105 05/02/2007 16 Issue or Increase in Par Value Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Set Global Limit for Capital Increase to Result from Issuance Requests Pursuant to Items 12 to 15 at EUR 500 Renault F77098105 05/02/2007 17 Million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 18 Approve Employee Savings-Related Mgmt Yes For For Share Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 19 Amend Articles of Association Re: Mgmt Yes For For Appointment of Employee Shareholder Representative - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 20 Amend Article 21 of Association Re: Mgmt Yes For For Record Date - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Renault F77098105 05/02/2007 21 Authorize Filing of Required Mgmt Yes For For Documents/Other Formalities - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reynolds American Inc RAI 761713106 05/11/2007 1.1 Elect Director Martin D. Feinstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reynolds American Inc RAI 761713106 05/11/2007 1.2 Elect Director Susan M. Ivey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reynolds American Inc RAI 761713106 05/11/2007 1.3 Elect Director Neil R. Withington Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reynolds American Inc RAI 761713106 05/11/2007 1.4 Elect Director John T. Chain, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reynolds American Inc RAI 761713106 05/11/2007 2 Increase Authorized Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Reynolds American Inc RAI 761713106 05/11/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 Only Rio Tinto Plc Shareholders are Yes Entitled to Vote on Resolutions 1, 2, and 3 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 1 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,775,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Rio Tinto Plc G75754104 04/13/2007 2 Nominal Amount of GBP 6,514,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 3 Authorise 101,700,000 RTP Ordinary Mgmt Yes For For Shares for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 Resolution 4 Requires a Separate Yes Special Resolution of the Public Shareholders of Rio Tinto Plc and Rio Tinto Limited - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association of Rio Tinto Plc and the Constitution of Rio Rio Tinto Plc G75754104 04/13/2007 4 Tinto Limited Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Resolutions 5-12 will be Dealt under the Joint Electoral Procedure of Rio Rio Tinto Plc G75754104 04/13/2007 Tinto Plc and Rio Tinto Limited Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 5 Elect Michael Fitzpatrick as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 6 Re-elect Ashton Calvert as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 7 Re-elect Guy Elliott as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 8 Re-elect Lord Kerr as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 9 Re-elect Sir Richard Sykes as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 10 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors and Authorise the Audit Committee to Determine Their Remuneration - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 11 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rio Tinto Plc G75754104 04/13/2007 12 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Inc. RHI 770323103 05/03/2007 1.1 Elect Director Andrew S. Berwick, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Inc. RHI 770323103 05/03/2007 1.2 Elect Director Frederick P. Furth Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Inc. RHI 770323103 05/03/2007 1.3 Elect Director Edward W. Gibbons Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Inc. RHI 770323103 05/03/2007 1.4 Elect Director Harold M. Messmer, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Inc. RHI 770323103 05/03/2007 1.5 Elect Director Thomas J. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Inc. RHI 770323103 05/03/2007 1.6 Elect Director J. Stephen Schaub Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Inc. RHI 770323103 05/03/2007 1.7 Elect Director M. Keith Waddell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Inc. RHI 770323103 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Robert Half International Amend EEO Statement to Include Inc. RHI 770323103 05/03/2007 3 Reference to Sexual Orientation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Roche Holding AG H69293217 03/05/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Board and Senior Roche Holding AG H69293217 03/05/2007 2 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Roche Holding AG H69293217 03/05/2007 3 Dividends of CHF 3.40 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Roche Holding AG H69293217 03/05/2007 4.1 Elect Pius Baschera as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Wolfgang Ruttenstorfer as Roche Holding AG H69293217 03/05/2007 4.2 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Roche Holding AG H69293217 03/05/2007 5 KPMG Klynveld Peat Marwick Goerdeler Mgmt Yes For For SA - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rockwell Automation Inc ROK 773903109 02/07/2007 1.1 Elect Director Barry C. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rockwell Automation Inc ROK 773903109 02/07/2007 1.2 Elect Director William T. Mccormick Jr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rockwell Automation Inc ROK 773903109 02/07/2007 1.3 Elect Director Keith D. Nosbusch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rockwell Automation Inc ROK 773903109 02/07/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rockwell Collins, Inc. COL 774341101 02/13/2007 1.1 Elect Director D.R. Beall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rockwell Collins, Inc. COL 774341101 02/13/2007 1.2 Elect Director M. Donegan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rockwell Collins, Inc. COL 774341101 02/13/2007 1.3 Elect Director A.J. Policano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rockwell Collins, Inc. COL 774341101 02/13/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.1 Elect Director William J. Avery Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.2 Elect Director Raj L. Gupta Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.3 Elect Director David W. Haas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.4 Elect Director Thomas W. Haas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.5 Elect Director Richard L. Keiser Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.6 Elect Director Rick J. Mills Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.7 Elect Director Sandra O. Moose Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.8 Elect Director Gilbert S. Omenn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.9 Elect Director Gary L. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.1 Elect Director Ronaldo H. Schmitz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.11 Elect Director George M. Whitesides Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 1.12 Elect Director Marna.C. Whittington Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Rohm and Haas Co. ROH 775371107 05/07/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 3 Elect Rijkman Groenink as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 4 Re-elect Malcolm Brinded as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 5 Re-elect Linda Cook as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 6 Re-elect Maarten van den Bergh as Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 7 Re-elect Nina Henderson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Christine Morin-Postel as Royal Dutch Shell Plc G7690A100 05/15/2007 8 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 9 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Royal Dutch Shell Plc G7690A100 05/15/2007 10 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 11 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Royal Dutch Shell Plc G7690A100 05/15/2007 12 Nominal Amount of EUR 22,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 13 Authorise 644,000,000 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 14 Authorise the Company to Make EU Mgmt Yes For For Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 3 Elect Rijkman Groenink as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 4 Re-elect Malcolm Brinded as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 5 Re-elect Linda Cook as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 6 Re-elect Maarten van den Bergh as Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 7 Re-elect Nina Henderson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Christine Morin-Postel as Royal Dutch Shell Plc G7690A100 05/15/2007 8 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 9 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Royal Dutch Shell Plc G7690A100 05/15/2007 10 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 11 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Royal Dutch Shell Plc G7690A100 05/15/2007 12 Nominal Amount of EUR 22,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 13 Authorise 644,000,000 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal Dutch Shell Plc G7690A100 05/15/2007 14 Authorise the Company to Make EU Mgmt Yes For For Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 1 Open Meeting and Receive Announcements Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 2 Receive Report of Management Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 3 Discussion on Company's Corporate Yes Governance Structure - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Financial Statements and Royal KPN NV N4297B146 04/17/2007 4 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Explanation on Company's Royal KPN NV N4297B146 04/17/2007 5 Reserves and Dividend Policy Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 6 Approve Dividends of EUR 0.34 Per Mgmt Yes For For Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 7 Approve Discharge of Management Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 8 Approve Discharge of Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 9 Amend Articles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 10 Ratify PricewaterhouseCoopers Mgmt Yes For For Accountants NV as Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Opportunity to Nominate Supervisory Royal KPN NV N4297B146 04/17/2007 11 Board Member Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 12 Elect M. Bischoff to Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 13 Elect J.B.M. Streppel to Supervisory Mgmt Yes For For Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect C.M. Colijn-Hooymans to Royal KPN NV N4297B146 04/17/2007 14 Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Announce Vacancies on Supervisory Royal KPN NV N4297B146 04/17/2007 15 Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Supervisory Royal KPN NV N4297B146 04/17/2007 16 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration Policy for Royal KPN NV N4297B146 04/17/2007 17 Management Board Members Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to Ten Royal KPN NV N4297B146 04/17/2007 18 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Reduction in Share Capital Royal KPN NV N4297B146 04/17/2007 19 via Cancellation of Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Royal KPN NV N4297B146 04/17/2007 20 Allow Questions and Close Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RWE AG D6629K109 04/18/2007 1 Receive Financial Statements, Yes Statutory Reports, and Supervisory Board Report for Fiscal 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RWE AG D6629K109 04/18/2007 2 Approve Allocation of Income and Mgmt Yes For For Dividends of EUR 3.50 per Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board RWE AG D6629K109 04/18/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory RWE AG D6629K109 04/18/2007 4 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Ratify PricewaterhouseCoopers AG as RWE AG D6629K109 04/18/2007 5 Auditors for Fiscal 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RWE AG D6629K109 04/18/2007 6 Authorize Share Repurchase Program Mgmt Yes For For and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives when Repurchasing Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RWE AG D6629K109 04/18/2007 7 Amend Articles Re: Allow Electronic Mgmt Yes For For Distribution of Company Communications - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 1 Elect Director Steven A. Burd Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 2 Elect Director Janet E. Grove Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 3 Elect Director Mohan Gyani Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 4 Elect Director Paul Hazen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 5 Elect Director Robert I. MacDonnell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 6 Elect Director Douglas J. MacKenzie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 7 Elect Director Rebecca A. Stirn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 8 Elect Director William Y. Tauscher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 9 Elect Director Raymond G. Viault Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 10 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 11 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 13 Provide for Cumulative Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 14 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 15 Label Genetically Modified Organisms ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 16 Prepare Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Safeway Inc. SWY 786514208 05/16/2007 17 Report on Feasibility of Improving ShrHoldr Yes Against For Animal Welfare Standards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 1.1 Elect Director Neil R. Bonke Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 1.2 Elect Director Alain Couder Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 1.3 Elect Director Mario M. Rosati Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 1.4 Elect Director A. Eugene Sapp, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 1.5 Elect Director Wayne Shortidge Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 1.6 Elect Director Peter J. Simone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 1.7 Elect Director Jure Sola Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 1.8 Elect Director Jacquelyn M. Ward Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanmina-SCI Corp. SANM 800907107 02/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly F5548N101 05/31/2007 Ordinary Business Yes Sanofi-Synthelabo) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Approve Financial Statements and Sanofi-Synthelabo) F5548N101 05/31/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Accept Consolidated Financial Sanofi-Synthelabo) F5548N101 05/31/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Approve Allocation of Income and Sanofi-Synthelabo) F5548N101 05/31/2007 3 Dividends of EUR 1.75 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Approve Special Auditors' Report Sanofi-Synthelabo) F5548N101 05/31/2007 4 Regarding Related-Party Transactions Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Sanofi-Synthelabo) F5548N101 05/31/2007 5 Reelect Gerard Van Kemmel as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Authorize Repurchase of Up to Ten Sanofi-Synthelabo) F5548N101 05/31/2007 6 Percent of Issued Share Capital Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Sanofi-Synthelabo) F5548N101 05/31/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly F5548N101 05/31/2007 7 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate Sanofi-Synthelabo) Nominal Amount of EUR 1.4 Billion - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Sanofi-Aventis (formerly Preemptive Rights up to Aggregate Sanofi-Synthelabo) F5548N101 05/31/2007 8 Nominal Amount of EUR 800 Million Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly F5548N101 05/31/2007 9 Authorize Capitalization of Reserves Mgmt Yes For For of Up to EUR 500 Million for Bonus Sanofi-Synthelabo) Issue or Increase in Par Value - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Capital Increase of up to Sanofi-Aventis (formerly 10 Percent of Issued Capital for Sanofi-Synthelabo) F5548N101 05/31/2007 10 Future Acquisitions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly F5548N101 05/31/2007 11 Amend Employee Savings-Related Share Mgmt Yes For For Sanofi-Synthelabo) Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Sanofi-Synthelabo) F5548N101 05/31/2007 12 Approve Stock Option Plans Grants Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize up to 1 Percent of Issued Sanofi-Aventis (formerly Capital for Use in Restricted Stock Sanofi-Synthelabo) F5548N101 05/31/2007 13 Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly Approve Reduction in Share Capital Sanofi-Synthelabo) F5548N101 05/31/2007 14 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly F5548N101 05/31/2007 15 Allow Board to Use Authorizations and Mgmt Yes Against Against Delegations Granted in Items 6 to 14 Above in the Event of a Public Tender Sanofi-Synthelabo) Offer - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Attend and Vote to the General Sanofi-Aventis (formerly Meetings through Videoconference and Sanofi-Synthelabo) F5548N101 05/31/2007 16 Telecommunication Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sanofi-Aventis (formerly F5548N101 05/31/2007 17 Authorize Filing of Required Mgmt Yes For For Sanofi-Synthelabo) Documents/Other Formalities - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Financial Statements and SAP AG D66992104 05/10/2007 1 Statutory Reports for Fiscal 2006 Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and SAP AG D66992104 05/10/2007 2 Dividends of EUR 0.46 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board SAP AG D66992104 05/10/2007 3 for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory SAP AG D66992104 05/10/2007 4 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SAP AG D66992104 05/10/2007 5 Ratify KPMG Deutsche Mgmt Yes For For Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SAP AG D66992104 05/10/2007 6a Elect Pekka Ala-Pietilae to the Mgmt Yes For For Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Wilhelm Haarmann to the SAP AG D66992104 05/10/2007 6b Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Hartmut Mehdorn to the SAP AG D66992104 05/10/2007 6c Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Joachim Milberg to the SAP AG D66992104 05/10/2007 6d Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Hasso Plattner to the SAP AG D66992104 05/10/2007 6e Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect August-Wilhelm Scheer to the SAP AG D66992104 05/10/2007 6f Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Erhard Schipporeit to the SAP AG D66992104 05/10/2007 6g Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Klaus Wucherer to the SAP AG D66992104 05/10/2007 6h Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SAP AG D66992104 05/10/2007 7 Authorize Share Repurchase Program Mgmt Yes For For and Reissuance or Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SAP AG D66992104 05/10/2007 8 Authorize Use of Financial Mgmt Yes Against Against Derivatives When Repurchasing Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Allow Electronic SAP AG D66992104 05/10/2007 9 Distribution of Company Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.1 Elect Director Brenda C. Barnes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.2 Elect Director J.T. Battenberg, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.3 Elect Director Christopher B. Begley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.4 Elect Director Cynthia B. Carroll Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.5 Elect Director Virgis W. Colbert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.6 Elect Director James S. Crown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.7 Elect Director Willie D. Davis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.8 Elect Director Laurette T. Koellner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.9 Elect Director Cornelis J.A. Van Lede Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.1 Elect Director Sir Ian Prosser Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.11 Elect Director Rozanne L. Ridgway Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 1.12 Elect Director Jonathan P. Ward Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 3 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sara Lee Corp. SLE 803111103 10/26/2006 4 Approve Report of the Compensation ShrHoldr Yes Against For Committee - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.1 Elect Director Hans W. Becherer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.2 Elect Director Thomas J. Colligan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.3 Elect Director Fred Hassan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.4 Elect Director C. Robert Kidder Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.5 Elect Director Philip Leder, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.6 Elect Director Eugene R. McGrath Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.7 Elect Director Carl E. Mundy, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.8 Elect Director Antonio M. Perez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.9 Elect Director Patricia F. Russo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.1 Elect Director Jack L. Stahl Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.11 Elect Director Kathryn C. Turner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.12 Elect Director Robert F.W. van Oordt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 1.13 Elect Director Arthur F. Weinbach Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Company Specific--Adopt Majority Schering-Plough Corp. SGP 806605101 05/18/2007 4 Voting Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schering-Plough Corp. SGP 806605101 05/18/2007 5 Performance-Based and/or Time-Based ShrHoldr Yes Against For Equity Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.1 Elect Director P. Camus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.2 Elect Director J.S. Gorelick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.3 Elect Director A. Gould Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.4 Elect Director T. Isaac Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.5 Elect Director N. Kudryavtsev Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.6 Elect Director A. Lajous Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.7 Elect Director M.E. Marks Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.8 Elect Director D. Primat Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.9 Elect Director L.R. Reif Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.1 Elect Director T.I. Sandvold Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.11 Elect Director N. Seydoux Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.12 Elect Director L.G. Stuntz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 1.13 Elect Director R. Talwar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 2 ADOPTION AND APPROVAL OF FINANCIALS Mgmt Yes For For AND DIVIDENDS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schlumberger Ltd. SLB 806857108 04/11/2007 3 APPROVAL OF INDEPENDENT REGISTERED Mgmt Yes For For PUBLIC ACCOUNTING FIRM. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA F86921107 04/26/2007 Ordinary Business Yes (Formerly Schneider SA) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Approve Financial Statements and (Formerly Schneider SA) F86921107 04/26/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Accept Consolidated Financial (Formerly Schneider SA) F86921107 04/26/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Approve Allocation of Income and (Formerly Schneider SA) F86921107 04/26/2007 3 Dividends of EUR 3 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA (Formerly Schneider SA) F86921107 04/26/2007 4 Approve Transaction with Groupe AXA Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Approve Transaction with a Related (Formerly Schneider SA) F86921107 04/26/2007 5 Party Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Authorize Repurchase of Up to 10 (Formerly Schneider SA) F86921107 04/26/2007 6 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA (Formerly Schneider SA) F86921107 04/26/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Amend Article 11: Supervisory Board (Formerly Schneider SA) F86921107 04/26/2007 7 Composition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Amend Article 14: Supervisory Board (Formerly Schneider SA) F86921107 04/26/2007 8 Composition Mgmt Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA F86921107 04/26/2007 9 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate (Formerly Schneider SA) Nominal Amount of EUR 500 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Schneider Electric SA Preemptive Rights up to Aggregate (Formerly Schneider SA) F86921107 04/26/2007 10 Nominal Amount of EUR 300 Million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Board to Increase Capital in the Event of Additional Demand Schneider Electric SA Related to Delegation Submitted to (Formerly Schneider SA) F86921107 04/26/2007 11 Shareholder Vote Above Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA F86921107 04/26/2007 12 Authorize Capital Increase of Up to Mgmt Yes For For (Formerly Schneider SA) 10 percent for Future Exchange Offers - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize up to 0.5 Percent of Issued Schneider Electric SA Capital for Use in Restricted Stock (Formerly Schneider SA) F86921107 04/26/2007 13 Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Approve Employee Savings-Related (Formerly Schneider SA) F86921107 04/26/2007 14 Share Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Approve Employee Stock Purchase Plan (Formerly Schneider SA) F86921107 04/26/2007 15 for International Employees Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Authorize Filing of Required (Formerly Schneider SA) F86921107 04/26/2007 16 Documents/Other Formalities Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Schneider Electric SA Amend Article 19 of Bylaws in order (Formerly Schneider SA) F86921107 04/26/2007 A to Cancel the Voting Rights Limitation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Scottish Power Plc SCPWF G7932E126 07/26/2006 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 3 Elect Philip Bowman as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 4 Re-elect Charles Smith as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 5 Re-elect Nick Rose as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 6 Reappoint Deloitte & Touche LLP as Mgmt Yes For For Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Scottish Power Plc SCPWF G7932E126 07/26/2006 7 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 8 Approve Long Term Incentive Plan 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 9 Approve EU Political Organisations Mgmt Yes For For Donations up to GBP 80,000 and Incur EU Political Expenditure up to GBP 20,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 10 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 208,039,563 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Scottish Power Plc SCPWF G7932E126 07/26/2006 11 Nominal Amount of GBP 31,205,934 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 07/26/2006 12 Authorise 148,599,688 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power Plc SCPWF G7932E126 03/30/2007 1 Approve Scheme of Arrangement; Mgmt Yes For For Approve Capital Reorganisation; Approve Reduction and Subsequent Increase in Share Capital; Capitalise Reserve to Iberdrola; Issue Equity with Rights; Amend Articles of Association - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power plc SCPWF G7932E126 03/30/2007 Court Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Scottish Power plc SCPWF G7932E126 03/30/2007 1 Approve Scheme of Arrangement Mgmt Yes For For Proposed to be Made Between Scottish Power Plc and the Scheme Shareholders - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 1 Elect Director Hank Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 2 Elect Director Michael Chu Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 3 Elect Director Lawrence R. Codey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 4 Elect Director T. J. Dermot Dunphy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 5 Elect Director Charles F. Farrell, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 6 Elect Director William V. Hickey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 7 Elect Director Jacqueline B. Kosecoff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 8 Elect Director Kenneth P. Manning Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 9 Elect Director William J. Marino Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sealed Air Corp. SEE 81211K100 05/18/2007 10 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sempra Energy SRE 816851109 04/26/2007 1.1 Elect Director Wilford D. Godbold, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sempra Energy SRE 816851109 04/26/2007 1.2 Elect Director Richard G. Newman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sempra Energy SRE 816851109 04/26/2007 1.3 Elect Director Neal E. Schmale Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sempra Energy SRE 816851109 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sempra Energy SRE 816851109 04/26/2007 3 Amend Vote Requirements to Amend ShrHoldr Yes For Against Articles/Bylaws/Charter - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require a Majority Vote for the Sempra Energy SRE 816851109 04/26/2007 4 Election of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sempra Energy SRE 816851109 04/26/2007 5 Establish SERP Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Siemens AG D69671218 01/25/2007 1 Receive Supervisory Board Report, Yes Corporate Governance Report, and Remuneration Report - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Siemens AG D69671218 01/25/2007 2 Receive Financial Statements and Yes Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Siemens AG D69671218 01/25/2007 3 Dividends of EUR 1.45 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Management Board Siemens AG D69671218 01/25/2007 4 for Fiscal 2005/2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory Siemens AG D69671218 01/25/2007 5 Board for Fiscal 2005/2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Siemens AG D69671218 01/25/2007 6 Ratify KPMG Deutsche Mgmt Yes For For Treuhand-Gesellschaft AG as Auditors for Fiscal 2006/2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Share Repurchase Program and Reissuance or Cancellation of Siemens AG D69671218 01/25/2007 7 Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Siemens AG D69671218 01/25/2007 8 Amend Articles Re: Supervisory Board Mgmt Yes For For Meetings and Decisionmaking - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles Re: Allow Electronic Siemens AG D69671218 01/25/2007 9 Distribution of Company Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.1 Elect Director Nina V. Fedoroff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.2 Elect Director David R. Harvey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.3 Elect Director W. Lee McCollum Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.4 Elect Director Jai P. Nagarkatti Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.5 Elect Director Avi M. Nash Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.6 Elect Director William C. O'Neil, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.7 Elect Director Steven M. Paul Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.8 Elect Director J. Pedro Reinhard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.9 Elect Director Timothy R.G. Sear Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.1 Elect Director D. Dean Spatz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 1.11 Elect Director Barrett A. Toan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sigma-Aldrich Corp. SIAL 826552101 05/01/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.1 Elect Director Ann Torre Bates Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.2 Elect Director Charles L. Daley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.3 Elect Director W.M. Diefenderfer III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.4 Elect Director Thomas J. Fitzpatrick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.5 Elect Director Diane Suitt Gilleland Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.6 Elect Director Earl A. Goode Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.7 Elect Director Ronald F. Hunt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.8 Elect Director Benjamin J. Lambert III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.9 Elect Director Albert L. Lord Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.1 Elect Director Barry A. Munitz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.11 Elect Director A. Alexander Porter, Jr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.12 Elect Director Wolfgang Schoellkopf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.13 Elect Director Steven L. Shapiro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 1.14 Elect Director Barry L. Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SLM Corp. SLM 78442P106 05/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 3 Confirm the 2006 First Interim Mgmt Yes For For Dividend of USD 4.1 Cents Per Ordinary Share and the 2006 Second Interim Dividend of USD 6.71 Cents Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 4 Re-elect Sir Christopher O'Donnell as Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 5 Elect Adrian Hennah as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 6 Re-elect Warren Knowlton as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Re-elect Richard De Schutter as Smith & Nephew Plc G82343164 05/03/2007 7 Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 8 Re-elect Rolf Stomberg as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 9 Reappoint Ernst & Young LLP as Mgmt Yes For For Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Smith & Nephew Plc G82343164 05/03/2007 10 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 11 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 52,542,311 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Smith & Nephew Plc G82343164 05/03/2007 12 Nominal Amount of USD 9,427,032 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Smith & Nephew Plc G82343164 05/03/2007 13 Authorise 94,270,325 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Smith & Nephew Plc G82343164 05/03/2007 14 Dividend Translation Timing Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Increase In Borrowing Powers Smith & Nephew Plc G82343164 05/03/2007 15 to USD 6,500,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise the Company to Use Smith & Nephew Plc G82343164 05/03/2007 16 Electronic Communications Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.1 Elect Director William A. Hasler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.2 Elect Director Michael R. Cannon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.3 Elect Director Richard A. D'Amore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.4 Elect Director H. Paulett Eberhart Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.5 Elect Director Heinz Fridrich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.6 Elect Director William R. Graber Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.7 Elect Director Paul R. Low Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.8 Elect Director C. Wesley M. Scott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 1.9 Elect Director Cyril Yansouni Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Solectron Corp. SLR 834182107 01/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.1 Elect Director Juanita Powell Baranco Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.2 Elect Director Dorrit J. Bern Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.3 Elect Director Francis S. Blake Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.4 Elect Director Thomas F. Chapman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director H.William Habermeyer, Southern Company SO 842587107 05/23/2007 1.5 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.6 Elect Director Donald M. James Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.7 Elect Director J.Neal Purcell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.8 Elect Director David M. Ratcliffe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.9 Elect Director William G. Smith, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 1.1 Elect Director Gerald J. St. Pe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southern Company SO 842587107 05/23/2007 3 Report on Emission Reduction Goals ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.1 Elect Director Colleen C. Barrett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.2 Elect Director David W. Biegler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.3 Elect Director Louis E. Caldera Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.4 Elect Director C. Webb Crockett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.5 Elect Director William H. Cunningham, Mgmt Yes For For Ph.D. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.6 Elect Director Travis C. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.7 Elect Director Herbert D. Kelleher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.8 Elect Director Gary C. Kelly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.9 Elect Director Nancy B. Loeffler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 1.1 Elect Director John T. Montford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 2 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Southwest Airlines Co. LUV 844741108 05/16/2007 5 Company Specific-Adopt Simple ShrHoldr Yes Against For Majority Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 1 Elect Director Keith J. Bane Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 2 Elect Director Robert R. Bennett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 3 Elect Director Gordon M. Bethune Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 4 Elect Director Frank M. Drendel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 5 Elect Director Gary D. Forsee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 6 Elect Director James H. Hance, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 7 Elect Director V. Janet Hill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 8 Elect Director Irvine O. Hockaday, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 9 Elect Director Linda Koch Lorimer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 10 Elect Director William H. Swanson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 11 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 12 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sprint Nextel Corp S 852061100 05/08/2007 13 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- St. Jude Medical, Inc. STJ 790849103 05/16/2007 1.1 Elect Director Michael A. Rocca Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- St. Jude Medical, Inc. STJ 790849103 05/16/2007 1.2 Elect Director Stefan K. Widensohler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- St. Jude Medical, Inc. STJ 790849103 05/16/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- St. Jude Medical, Inc. STJ 790849103 05/16/2007 3 Approve Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- St. Jude Medical, Inc. STJ 790849103 05/16/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.1 Elect Director Basil L. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.2 Elect Director Arthur M. Blank Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.3 Elect Director Mary Elizabeth Burton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.4 Elect Director Gary L. Crittenden Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.5 Elect Director Rowland T. Moriarty Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.6 Elect Director Robert C. Nakasone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.7 Elect Director Ronald L. Sargent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.8 Elect Director Martin Trust Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.9 Elect Director Vijay Vishwanath Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 1.1 Elect Director Paul F. Walsh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 2 Company Specific- Majority Vote for Mgmt Yes For For the Uncontested Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Staples, Inc. SPLS 855030102 06/11/2007 4 Company Specific- Adopt Simple ShrHoldr Yes For Against Majority Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.1 Elect Director Howard Schultz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.2 Elect Director Barbara Bass Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.3 Elect Director Howard P. Behar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.4 Elect Director William W. Bradley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.5 Elect Director James L. Donald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.6 Elect Director Mellody Hobson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.7 Elect Director Olden Lee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.8 Elect Director James G. Shennan, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.9 Elect Director Javier G. Teruel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.1 Elect Director Myron E. Ullman, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 1.11 Elect Director Craig E. Weatherup Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starbucks Corp. SBUX 855244109 03/21/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts HOT 85590A401 05/24/2007 1.1 Elect Director Bruce W. Duncan Mgmt Yes For For Worldwide, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 1.2 Elect Director Adam Aron Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 1.3 Elect Director Charlene Barshefsky Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 1.4 Elect Director Jean-Marc Chapus Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 1.5 Elect Director Lizanne Galbreath Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 1.6 Elect Director Eric Hippeau Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 1.7 Elect Director Stephen R. Quazzo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 1.8 Elect Director Thomas O. Ryder Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 1.9 Elect Director Kneeland C. Youngblood Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 05/24/2007 3 Amend and Restatement of Charter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.1 Elect Director T. Albright Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.2 Elect Director K. Burnes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.3 Elect Director P. Coym Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.4 Elect Director N. Darehshori Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.5 Elect Director A. Fawcett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.6 Elect Director A. Goldstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.7 Elect Director D. Gruber Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.8 Elect Director L. Hill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.9 Elect Director C. LaMantia Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.1 Elect Director R. Logue Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.11 Elect Director M. Miskovic Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.12 Elect Director R. Sergel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.13 Elect Director R. Skates Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.14 Elect Director G. Summe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.15 Elect Director D. Walsh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 1.16 Elect Director R. Weissman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 2 Increase Authorized Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- State Street Corp. (Boston) STT 857477103 04/18/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 1 Open Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 2 Receive Report of Management Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 3 Receive Report of Supervisory Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 4.a Approve Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and STMicroelectronics N.V. N83574108 04/26/2007 4.b Dividends of EUR 0.22 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 4.c Approve Discharge of Management Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 4.d Approve Discharge of Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Alessandro Ovi to Supervisory STMicroelectronics N.V. N83574108 04/26/2007 5.a Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 5.b Elect Ray Bingham to Supervisory Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 6 Approve Amendment to the Stock Based Mgmt Yes For For Compensation Plan of the Supervisory Board - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 7 Approve the Stock Based Compensation Mgmt Yes Against Against Portion of the President and CEO - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive STMicroelectronics N.V. N83574108 04/26/2007 8 Rights Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Repurchase of Up to Ten STMicroelectronics N.V. N83574108 04/26/2007 9 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 10 Amend Articles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 11 Allow Questions Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- STMicroelectronics N.V. N83574108 04/26/2007 12 Close Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 1.1 Elect Director John W. Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 1.2 Elect Director Howard E. Cox, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Donald M. Engelman, Stryker Corp. SYK 863667101 04/25/2007 1.3 Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Jerome H. Grossman, Stryker Corp. SYK 863667101 04/25/2007 1.4 M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 1.5 Elect Director Louise L. Francesconi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 1.6 Elect Director Stephen P. Macmillan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 1.7 Elect Director William U. Parfet Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 1.8 Elect Director Ronda E. Stryker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Stryker Corp. SYK 863667101 04/25/2007 4 Performance-Based and/or Time-Based ShrHoldr Yes For Against Equity Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 1.1 Elect Director Scott G. McNealy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 1.2 Elect Director James L. Barksdale Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 1.3 Elect Director Stephen M. Bennett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Robert J. Finocchio, Sun Microsystems, Inc. SUNW 866810104 11/02/2006 1.4 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 1.5 Elect Director Patricia E. Mitchell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 1.6 Elect Director M. Kenneth Oshman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 1.7 Elect Director Jonathan I. Schwartz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 1.8 Elect Director Naomi O. Seligman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 3 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Sun Microsystems, Inc. SUNW 866810104 11/02/2006 4 Approve Report of the Compensation ShrHoldr Yes For Against Committee - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 1.1 Elect Director Robert M. Beall, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 1.2 Elect Director Jeffrey C. Crowe Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 1.3 Elect Director J. Hicks Lanier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 1.4 Elect Director Larry L. Prince Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 1.5 Elect Director Frank S. Royal, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 1.6 Elect Director Phail Wynn, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 1.7 Elect Director James M. Wells, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 2 Amend Rights and Preferences of Mgmt Yes For For Preferred Stock - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 3 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SunTrust Banks, Inc. STI 867914103 04/17/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 1.1 Elect Director A. Gary Ames Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 1.2 Elect Director Charles M. Lillis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 1.3 Elect Director Jeffrey Noddle Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 1.4 Elect Director Steven S. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 1.5 Elect Director Wayne C. Sales Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 1.6 Elect Director Kathi P. Seifert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 4 Report on Feasibility of Improving ShrHoldr Yes Against For Animal Welfare Standards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Supervalu Inc. SVU 868536103 05/24/2007 5 Other Business Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 1 Share Re-registration Consent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and Swisscom AG H8398N104 04/24/2007 2 Dividends of CHF 17 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Board and Senior Swisscom AG H8398N104 04/24/2007 3 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 4 Amend Articles Re: Increase Board Term Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 5.1 Reelect Fides Baldesberger as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 5.2 Reelect Michel Gobet as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 5.3 Reelect Torsten Kreindl as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 5.4 Reelect Richard Roy as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 5.5 Reelect Othmar Vock as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Swisscom AG H8398N104 04/24/2007 6 Ratify KPMG Klynveld Peat Marwick Mgmt Yes For For Goerdeler SA as Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.1 Elect Director Michael Brown Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.2 Elect Director William T. Coleman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.3 Elect Director David L. Mahoney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.4 Elect Director Robert S. Miller Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.5 Elect Director George Reyes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.6 Elect Director David Roux Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.7 Elect Director Daniel H. Schulman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.8 Elect Director John W. Thompson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 1.9 Elect Director V. Paul Unruh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Symantec Corp. SYMC 871503108 09/13/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.1 Elect Director Daniel P. Amos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.2 Elect Director Richard E. Anthony Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.3 Elect Director James H. Blanchard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.4 Elect Director Richard Y. Bradley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.5 Elect Director Frank W. Brumley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.6 Elect Director Elizabeth W. Camp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Gardiner W. Garrard, Synovus Financial Corp. SNV 87161C105 04/25/2007 1.7 Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.8 Elect Director T. Michael Goodrich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.9 Elect Director Frederick L. Green, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.1 Elect Director V. Nathaniel Hansford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.11 Elect Director Alfred W. Jones III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.12 Elect Director Mason H. Lampton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.13 Elect Director Elizabeth C. Ogie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.14 Elect Director H. Lynn Page Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.15 Elect Director J. Neal Purcell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.16 Elect Director Melvin T. Stith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.17 Elect Director William B. Turner, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 1.18 Elect Director James D. Yancey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Synovus Financial Corp. SNV 87161C105 04/25/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SYSCO Corporation SYY 871829107 11/10/2006 1.1 Elect Director Jonathan Golden Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SYSCO Corporation SYY 871829107 11/10/2006 1.2 Elect Director Joseph A. Hafner, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SYSCO Corporation SYY 871829107 11/10/2006 1.3 Elect Director Nancy S. Newcomb Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SYSCO Corporation SYY 871829107 11/10/2006 1.4 Elect Director Richard J. Schnieders Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SYSCO Corporation SYY 871829107 11/10/2006 1.5 Elect Director Manuel A. Fernandez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SYSCO Corporation SYY 871829107 11/10/2006 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- SYSCO Corporation SYY 871829107 11/10/2006 3 Require a Majority Vote for the ShrHoldr Yes For For Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Target Corporation TGT 87612E106 05/24/2007 1.1 Elect Director Calvin Darden Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Target Corporation TGT 87612E106 05/24/2007 1.2 Elect Director Anne M. Mulcahy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Target Corporation TGT 87612E106 05/24/2007 1.3 Elect Director Stephen W. Sanger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Target Corporation TGT 87612E106 05/24/2007 1.4 Elect Director Gregg W. Steinhafel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Target Corporation TGT 87612E106 05/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Target Corporation TGT 87612E106 05/24/2007 3 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Target Corporation TGT 87612E106 05/24/2007 4 Company Specific- Require Majority Mgmt Yes For For Vote for the Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Target Corporation TGT 87612E106 05/24/2007 5 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778108 04/16/2007 Annual Meeting Agenda Yes formerly Olivetti Spa ) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( Accept Financial Statements for the formerly Olivetti Spa ) T92778108 04/16/2007 1 Fiscal Year 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 2 Fix Number of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 3 Determine Directors' Term Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 4 Elect Directors Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 5 Approve Remuneration of Directors Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 6 Appoint One Internal Statutory Auditor Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778108 04/16/2007 7 Authorize Share Repurchase Program Mgmt Yes For For and Reissuance of Repurchased Shares to Implement Share Incentive Plan; Revoke Previously Granted formerly Olivetti Spa ) Authorization; - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778108 04/16/2007 8 Extend Mandate of External Auditing Mgmt Yes For For Company Reconta Ernst & Young for the formerly Olivetti Spa ) Three-Year Term 2007-2009 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Rules Governing General Telecom Italia Spa.( Meetings Approved by Shareholders at formerly Olivetti Spa ) T92778108 04/16/2007 9 the Meeting Held on May 6, 2004 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778108 04/16/2007 Special Business Yes formerly Olivetti Spa ) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.a Amend Articles 3 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.b Amend Articles 6 of Company Bylaws Mgmt Yes Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.c Amend Articles 8 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.d Amend Articles 9 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.e Amend Articles 10 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.f Amend Articles 11 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.g Amend Articles 12 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.h Amend Articles 13 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.i Amend Articles 14 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.j Amend Articles 15 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.k Amend Articles 16 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.l Amend Articles 17 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.m Amend Articles 18 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.n Amend Articles 19 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.o Amend Articles 20 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.p Amend Articles 21 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 Annual Meeting Agenda Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 Ordinary Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( Accept Financial Statements for the formerly Olivetti Spa ) T92778108 04/16/2007 1 Fiscal Year 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 2 Fix Number of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 3 Determine Directors' Term Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 4 Elect Directors Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 5 Approve Remuneration of Directors Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 6 Appoint One Internal Statutory Auditor Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778108 04/16/2007 7 Authorize Share Repurchase Program Mgmt Yes For For and Reissuance of Repurchased Shares to Implement Share Incentive Plan; Revoke Previously Granted formerly Olivetti Spa ) Authorization; - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778108 04/16/2007 8 Extend Mandate of External Auditing Mgmt Yes For For Company Reconta Ernst & Young for the formerly Olivetti Spa ) Three-Year Term 2007-2009 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Rules Governing General Telecom Italia Spa.( Meetings Approved by Shareholders at formerly Olivetti Spa ) T92778108 04/16/2007 9 the Meeting Held on May 6, 2004 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778108 04/16/2007 Special Business Yes formerly Olivetti Spa ) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.a Amend Articles 3 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.b Amend Articles 6 of Company Bylaws Mgmt Yes Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.c Amend Articles 8 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.d Amend Articles 9 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.e Amend Articles 10 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.f Amend Articles 11 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.g Amend Articles 12 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.h Amend Articles 13 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.i Amend Articles 14 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.j Amend Articles 15 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.k Amend Articles 16 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.l Amend Articles 17 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.m Amend Articles 18 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.n Amend Articles 19 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.o Amend Articles 20 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778108 04/16/2007 1.p Amend Articles 21 of Company Bylaws Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( formerly Olivetti Spa ) T92778124 05/14/2007 Meeting for Holders of Saving Shares Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778124 05/14/2007 1 Acknowledge Report by Saving Mgmt Yes For For Shareholders Representative i.e. Use of 'Saving Shareholders Interests formerly Olivetti Spa ) Protection Fund' - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telecom Italia Spa.( T92778124 05/14/2007 2 Elect Board Representative for Mgmt Yes Abstain Against formerly Olivetti Spa ) Holders of Saving Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382109 05/09/2007 1 Approve Individual and Consolidated Mgmt Yes For For Telefonica De Espana, Financial Statements, Allocation of S.A.) Income, and Discharge of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382109 05/09/2007 2.1 Elect Cesar Alierta Izuel to the Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Elect Maximino Carpio Garcia to the S.A.) 879382109 05/09/2007 2.2 Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Elect Gonzalo Hinojosa Fernandez de S.A.) 879382109 05/09/2007 2.3 Angulo to the Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Elect Pablo Isla Alvarez de Tejera to S.A.) 879382109 05/09/2007 2.4 the Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382109 05/09/2007 2.5 Elect Enrique Used Aznar to the Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Elect Gregorio Villalabeitia S.A.) 879382109 05/09/2007 2.6 Galarraga to the Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Elect Jose Maria Alarez-Pallete Lopez S.A.) 879382109 05/09/2007 2.7 to the Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382109 05/09/2007 3 Authorize Repurchase of Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Authorize Issuance of Convertible S.A.) 879382109 05/09/2007 4 Bonds or Other Debt Instruments Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Cancel Treasury Shares; Amend Telefonica De Espana, Articles to Reflect the Change in S.A.) 879382109 05/09/2007 5 Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Amend Articles 14-16 and 18-20 of S.A.) 879382109 05/09/2007 6.1 Bylaws Re: General Meetings Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Amend Articles 17, 17 Bis and 20 Bis Telefonica De Espana, of Bylaws Re: Right of Attendance; S.A.) 879382109 05/09/2007 6.2 Remote Voting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Amend Articles 24, 25, 27, 30 and 31 S.A.) 879382109 05/09/2007 6.3 Bis Re: Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Amend Article 5 of the General Telefonica De Espana, Meeting Guidelines Re: General S.A.) 879382109 05/09/2007 7.1 Meeting Competencies Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Amend Articles 7-10 of the General Telefonica De Espana, Meeting Guidelines Re: Calling of the S.A.) 879382109 05/09/2007 7.2 General Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Amend Articles 13, 15, 17 Bis and 20 Telefonica De Espana, Bis of the General Meeting Guidelines S.A.) 879382109 05/09/2007 7.3 Re: Remote Voting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Amend Articles 21 and 24 of the Telefonica De Espana, General Meeting Guidelines Re: Voting S.A.) 879382109 05/09/2007 7.4 on Agenda Items Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, Authorize Board to Ratify and Execute S.A.) 879382109 05/09/2007 8 Approved Resolutions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382208 05/09/2007 Meeting for Holders of ADRs Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 1 EXAMINATION AND APPROVAL, IF Mgmt Yes For For APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED Telefonica De Espana, FINANCIAL STATEMENTS AND OF THE S.A.) MANAGEMENT REPORT OF TELEFONICA, S.A. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 2.1 Elect Director Mr. C. Alierta Izuel+ Mgmt Yes For For Telefonica De Espana, S.A.) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382208 05/09/2007 2.2 Elect Director Mr. M. Carpio Garcia+ Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382208 05/09/2007 2.3 Elect Director Mr. G.H.F. De Angulo+ Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382208 05/09/2007 2.4 Elect Director Mr. P.I.A. De Tejera+ Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382208 05/09/2007 2.5 Elect Director Enrique Used Aznar+ Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382208 05/09/2007 2.6 Elect Director G.V. Galarraga+ Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, S.A.) 879382208 05/09/2007 2.7 Elect Director Mr. J.M.A.P. Lopez# Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 3 AUTHORIZATION TO ACQUIRE THE COMPANY Mgmt Yes For For Telefonica De Espana, S OWN SHARES, EITHER DIRECTLY OR S.A.) THROUGH GROUP COMPANIES. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- DELEGATION TO THE BOARD OF DIRECTORS Telefonica S.A. (Formerly THE POWER TO ISSUE DEBENTURES, BONDS, Telefonica De Espana, NOTES AND OTHER FIXED-INCOME S.A.) 879382208 05/09/2007 4 SECURITIES. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 5 REDUCTION IN SHARE CAPITAL BY MEANS Mgmt Yes For For Telefonica De Espana, OF THE REPURCHASE OF THE COMPANY S S.A.) OWN SHARES. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly Telefonica De Espana, AMENDMENTS REGARDING THE GENERAL S.A.) 879382208 05/09/2007 6 SHAREHOLDERS MEETING. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 7 AMENDMENTS REGARDING PROXY-GRANTING Mgmt Yes For For Telefonica De Espana, AND VOTING BY MEANS OF LONG-DISTANCE S.A.) COMMUNICATION AND REMOTE ATTENDANCE. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 8 AMENDMENTS REGARDING THE BOARD OF Mgmt Yes For For Telefonica De Espana, S.A.) DIRECTORS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly AMENDMENT OF ARTICLE 5 (POWERS OF THE Telefonica De Espana, SHAREHOLDERS AT THE GENERAL S.A.) 879382208 05/09/2007 9 SHAREHOLDERS MEETING). Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly AMENDMENTS RELATING TO THE CALL TO Telefonica De Espana, AND PREPARATION OF THE GENERAL S.A.) 879382208 05/09/2007 10 SHAREHOLDERS MEETING. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 11 AMENDMENTS RELATING TO PROXY-GRANTING Mgmt Yes For For Telefonica De Espana, AND VOTING BY MEANS OF LONG-DISTANCE S.A.) COMMUNICATION AND REMOTE ATTENDANCE. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 12 OTHER AMENDMENTS: AMENDMENT OF Mgmt Yes For For Telefonica De Espana, ARTICLE 21 AND AMENDMENT OF ARTICLE S.A.) 24. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Telefonica S.A. (Formerly 879382208 05/09/2007 13 DELEGATION OF POWERS TO FORMALIZE, Mgmt Yes For For INTERPRET, CURE AND CARRY OUT THE Telefonica De Espana, RESOLUTIONS ADOPTED BY THE S.A.) SHAREHOLDERS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tellabs, Inc. TLAB 879664100 04/26/2007 1.1 Elect Director Michael J. Birck Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tellabs, Inc. TLAB 879664100 04/26/2007 1.2 Elect Director Fred A. Krehbiel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tellabs, Inc. TLAB 879664100 04/26/2007 1.3 Elect Director Krish A. Prabhu Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tellabs, Inc. TLAB 879664100 04/26/2007 1.4 Elect Director Linda Beck Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tellabs, Inc. TLAB 879664100 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Temple-Inland Inc. TIN 879868107 05/04/2007 1.1 Elect Director Donald M. Carlton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Temple-Inland Inc. TIN 879868107 05/04/2007 1.2 Elect Director E. Linn Draper, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Temple-Inland Inc. TIN 879868107 05/04/2007 1.3 Elect Director Kenneth M. Jastrow, II Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Temple-Inland Inc. TIN 879868107 05/04/2007 1.4 Elect Director James A. Johnson Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Temple-Inland Inc. TIN 879868107 05/04/2007 2 Company Specific-- Majority Vote for Mgmt Yes For For the Election of Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Temple-Inland Inc. TIN 879868107 05/04/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Temple-Inland Inc. TIN 879868107 05/04/2007 4 Authorize Board to Fill Vacancies Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Temple-Inland Inc. TIN 879868107 05/04/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.1 Elect Director Trevor Fetter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.2 Elect Director John Ellis (Jeb) Bush Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.3 Elect Director Brenda J. Gaines Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.4 Elect Director Karen M. Garrison Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.5 Elect Director Edward A. Kangas Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.6 Elect Director J. Robert Kerrey Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.7 Elect Director Floyd D. Loop, M.D. Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.8 Elect Director Richard R. Pettingill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.9 Elect Director James A. Unruh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 1.1 Elect Director J. McDonald Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 2 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tenet Healthcare Corp. THC 88033G100 05/10/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Teradyne, Inc. TER 880770102 05/24/2007 1.1 Elect Director Edwin J. Gillis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Teradyne, Inc. TER 880770102 05/24/2007 1.2 Elect Director Paul J. Tufano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Teradyne, Inc. TER 880770102 05/24/2007 1.3 Elect Director Patricia S. Wolpert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Teradyne, Inc. TER 880770102 05/24/2007 2 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Teradyne, Inc. TER 880770102 05/24/2007 3 Company Specific--Provide for Mgmt Yes For For Majority Voting for Uncontested Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Teradyne, Inc. TER 880770102 05/24/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 3 Approve Final Dividend of 6.10 Pence Mgmt Yes For For Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 4 Re-elect Charles Allen as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 5 Re-elect Richard Brasher as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 6 Re-elect Philip Clarke as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 7 Re-elect Andrew Higginson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 8 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Tesco Plc G87621101 07/07/2006 9 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 10 Approve Increase in Authorised Mgmt Yes For For Capital from GBP 535,000,000 to GBP 542,900,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 11 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 131,700,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Tesco Plc G87621101 07/07/2006 12 Nominal Amount of GBP 19,760,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 13 Authorise 790,500,000 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 07/07/2006 14 Authorise Directors to Use Treasury Mgmt Yes For For Shares for the Purposes of or Pursuant to Any of the Employee Share Schemes Operated by the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise the Company to make Donations to EU Political Organisations and Incur EU Political Tesco Plc G87621101 07/07/2006 15 Expenditure up to GBP 100,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Tesco Stores Limited to Make Donations to EU Political Organisations and Incur EU Political Tesco Plc G87621101 07/07/2006 16 Expenditure up to GBP 100,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Tesco Ireland Limited to Make Donations to EU Political Organisations and Incur EU Political Tesco Plc G87621101 07/07/2006 17 Expenditure up to GBP 25,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Tesco Vin Plus S.A. to Make Donations to EU Political Organisations and Incur EU Political Tesco Plc G87621101 07/07/2006 18 Expenditure up to GBP 25,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Tesco Stores CR a.s. to Make Donations to EU Political Organisations and Incur EU Political Tesco Plc G87621101 07/07/2006 19 Expenditure up to GBP 25,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Tesco Stores SR a.s. to Make Donations to EU Political Organisations and Incur EU Political Tesco Plc G87621101 07/07/2006 20 Expenditure up to GBP 25,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Tesco Global Rt to Make Donations to EU Political Organisations and Incur EU Political Tesco Plc G87621101 07/07/2006 21 Expenditure up to GBP 25,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Tesco Polska Sp z.o.o. to Make Donations to EU Political Organisations and Incur EU Political Tesco Plc G87621101 07/07/2006 22 Expenditure up to GBP 25,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 Management Proposals Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 3 Approve Final Dividend of 6.83 Pence Mgmt Yes For For Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 4 Re-elect Mervyn Davies as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 5 Re-elect Harald Einsmann as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 6 Re-elect Ken Hydon as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 7 Re-elect David Potts as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 8 Re-elect David Reid as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 9 Elect Lucy Neville-Rolfe as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 10 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Tesco Plc G87621101 06/29/2007 11 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 12 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 130.8 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Tesco Plc G87621101 06/29/2007 13 Nominal Amount of GBP 19.8 Million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 14 Authorise 793.4 Million Ordinary Mgmt Yes For For Shares for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 15 Authorise the Company to Make EU Mgmt Yes For For Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Tesco Stores Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to Tesco Plc G87621101 06/29/2007 16 GBP 100,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 17 Adopt New Articles of Association Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 18 Approve Tesco Plc Group New Business Mgmt Yes For For Incentive Plan 2007 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Tesco Plc US Long-Term Tesco Plc G87621101 06/29/2007 19 Incentive Plan 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Tesco Plc Performance Share Tesco Plc G87621101 06/29/2007 20 Plan 2004 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Executive Incentive Plan 2004 Tesco Plc G87621101 06/29/2007 21 for US Participants Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve International Bonus Plan for Tesco Plc G87621101 06/29/2007 22 US Participants Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 Shareholder Proposals Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tesco Plc G87621101 06/29/2007 23 Resolves that the Company Takes ShrHoldr Yes Against For Appropriate Measures to be Independently Audited; Resolves that the Company Ensures a Workplace Human Rights Policy - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 1 Elect Director James R. Adams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 2 Elect Director David L. Boren Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 3 Elect Director Daniel A. Carp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 4 Elect Director Carrie S. Cox Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 5 Elect Director Thomas J. Engibous Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 6 Elect Director David R. Goode Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 7 Elect Director Pamela H. Patsley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 8 Elect Director Wayne R. Sanders Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 9 Elect Director Ruth J. Simmons Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 10 Elect Director Richard K. Templeton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 11 Elect Director Christine Todd Whitman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Texas Instruments Inc. TXN 882508104 04/19/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 1 Elect Director Kathleen M. Bader Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 2 Elect Director R. Kerry Clark Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 3 Elect Director Ivor J. Evans Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 4 Elect Director Lord Powell Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 5 Elect Director James L. Ziemer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 6 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 7 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 8 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Textron Inc. TXT 883203101 04/25/2007 9 Social Proposal ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.1 Elect Director Richard Darman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.2 Elect Director Paul Hanrahan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.3 Elect Director Kristina M. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.4 Elect Director John A. Koskinen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.5 Elect Director Philip Lader Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.6 Elect Director John H. McArthur Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.7 Elect Director Sandra O. Moose Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.8 Elect Director Philip A. Odeen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.9 Elect Director Charles O. Rossotti Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 1.1 Elect Director Sven Sandstrom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The AES Corp. AES 00130H105 06/25/2007 2 Ratify Auditors Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 1 Elect Director F. Duane Ackerman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 2 Elect Director James G. Andress Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 3 Elect Director Robert D. Beyer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 4 Elect Director W. James Farrell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 5 Elect Director Jack M. Greenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 6 Elect Director Ronald T. LeMay Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 7 Elect Director Edward M. Liddy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 8 Elect Director J. Christopher Reyes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 9 Elect Director H. John Riley, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 10 Elect Director Joshua I. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 11 Elect Director Judith A. Sprieser Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 12 Elect Director Mary Alice Taylor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 13 Elect Director Thomas J. Wilson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 14 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Allstate Corp. ALL 20002101 05/15/2007 15 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., BK 64057102 04/10/2007 1.1 Elect Director Mr. Biondi Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.2 Elect Director Mr. Donofrio Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.3 Elect Director Mr. Hassell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.4 Elect Director Mr. Kogan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.5 Elect Director Mr. Kowalski Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.6 Elect Director Mr. Luke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.7 Elect Director Ms. Rein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.8 Elect Director Mr. Renyi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.9 Elect Director Mr. Richardson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.1 Elect Director Mr. Scott Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 1.11 Elect Director Mr. Vaughan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 04/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Amend Vote Requirements to Amend Inc. BK 64057102 04/10/2007 3 Articles/Bylaws/Charter ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Restore or Provide for Cumulative Inc. BK 64057102 04/10/2007 4 Voting ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Advisory Vote to Ratify Named Inc. BK 64057102 04/10/2007 5 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 05/24/2007 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Adopt Supermajority Vote Requirement Inc. BK 64057102 05/24/2007 2 for Mergers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Increase Authorized Preferred and Inc. BK 64057102 05/24/2007 3 Common Stock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bank Of New York Co., Inc. BK 64057102 05/24/2007 4 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.1 Elect Director James E. Cayne Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.2 Elect Director Henry S. Bienen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.3 Elect Director Carl D. Glickman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.4 Elect Director Michael Goldstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.5 Elect Director Alan C. Greenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.6 Elect Director Donald J. Harrington Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.7 Elect Director Frank T. Nickell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.8 Elect Director Paul A. Novelly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.9 Elect Director Frederic V. Salerno Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.1 Elect Director Alan D. Schwartz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.11 Elect Director Warren J. Spector Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.12 Elect Director Vincent Tese Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 1.13 Elect Director Wesley S. Williams Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 2 Amend Stock Option Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 3 Amend Restricted Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 4 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 5 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 6 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Bear Stearns Companies Inc. BSC 73902108 04/18/2007 7 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.1 Elect Director Nolan D. Archibald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.2 Elect Director Norman R. Augustine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.3 Elect Director Barbara L. Bowles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.4 Elect Director George W. Buckley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.5 Elect Director M. Anthony Burns Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.6 Elect Director Kim B. Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.7 Elect Director Manuel A. Fernandez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Benjamin H. Griswold, The Black & Decker Corp. BDK 91797100 04/19/2007 1.8 IV Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.9 Elect Director Anthony Luiso Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.1 Elect Director Robert L. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 1.11 Elect Director Mark H. Willes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Black & Decker Corp. BDK 91797100 04/19/2007 3 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 1 Elect Director John H. Biggs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 2 Elect Director John E. Bryson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 3 Elect Director Arthur D. Collins, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 4 Elect Director Linda Z. Cook Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 5 Elect Director William M. Daley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 6 Elect Director Kenneth M. Duberstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 7 Elect Director John F. McDonnell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 8 Elect Director W. James McNerney, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 9 Elect Director Richard D. Nanula Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 10 Elect Director Rozanne L. Ridgway Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 11 Elect Director Mike S. Zafirovski Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 13 Report on Foreign Arms Sales ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 14 Adopt Human Rights Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 15 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 16 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 17 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Boeing Co. BA 97023105 04/30/2007 18 Submit Shareholder Rights Plan ShrHoldr Yes Against For (Poison Pill) to Shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named The Boeing Co. BA 97023105 04/30/2007 19 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Performance-Based and/or Time-Based The Boeing Co. BA 97023105 04/30/2007 20 Equity Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Claw-back of Payments under The Boeing Co. BA 97023105 04/30/2007 21 Restatements ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director William F. Aldinger, The Charles Schwab Corp. SCHW 808513105 05/17/2007 1.1 III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Charles Schwab Corp. SCHW 808513105 05/17/2007 1.2 Elect Director Donald G. Fisher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Charles Schwab Corp. SCHW 808513105 05/17/2007 1.3 Elect Director Paula A. Sneed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Qualified Employee Stock The Charles Schwab Corp. SCHW 808513105 05/17/2007 2 Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Charles Schwab Corp. SCHW 808513105 05/17/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Charles Schwab Corp. SCHW 808513105 05/17/2007 4 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require a Majority Vote for the The Charles Schwab Corp. SCHW 808513105 05/17/2007 5 Election of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.1 Elect Director Zoe Bard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.2 Elect Director Sheila P. Burke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.3 Elect Director James I. Cash, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.4 Elect Director Joel J. Cohen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.5 Elect Director John D. Finnegan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.6 Elect Director Klaus J. Mangold Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.7 Elect Director David G. Scholey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.8 Elect Director Lawrence M. Small Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.9 Elect Director Daniel E. Somers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.1 Elect Director Karen Hastie Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 1.11 Elect Director Alfred W. Zollar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 3 Amend Articles/Bylaws/Charter General Mgmt Yes For For Matters--Adopt Majority Vote Standard for the Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Chubb Corp. CB 171232101 04/24/2007 4 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 1 Elect Director Daniel Boggan, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 2 Elect Director Tully M. Friedman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 3 Elect Director George J. Harad Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 4 Elect Director Donald R. Knauss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 5 Elect Director Robert W. Matschullat Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 6 Elect Director Gary G. Michael Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 7 Elect Director Jan L. Murley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 8 Elect Director Michael E. Shannon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 9 Elect Director Pamela Thomas-Graham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 10 Elect Director Carolyn M. Ticknor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Clorox Company CLX 189054109 11/15/2006 11 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 1 Elect Director Herbert A. Allen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 2 Elect Director Ronald W. Allen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 3 Elect Director Cathleen P. Black Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 4 Elect Director Barry Diller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 5 Elect Director E. Neville Isdell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 6 Elect Director Donald R. Keough Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 7 Elect Director Donald F. McHenry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 8 Elect Director Sam Nunn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 9 Elect Director James D. Robinson, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 10 Elect Director Peter V. Ueberroth Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 11 Elect Director James B. Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 12 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 13 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 14 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 15 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Report on Chemical and Biological The Coca-Cola Company KO 191216100 04/18/2007 16 Testing Data ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 17 Report on Environmental Liabilities ShrHoldr Yes Against For in India - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Coca-Cola Company KO 191216100 04/18/2007 18 Performance-Based and/or Time-Based ShrHoldr Yes For Against Equity Awards - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.1 Elect Director Arnold A. Allemang Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.2 Elect Director Jacqueline K. Barton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.3 Elect Director James A. Bell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.4 Elect Director Jeff M. Fettig Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.5 Elect Director Barbara H. Franklin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.6 Elect Director John B. Hess Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.7 Elect Director Andrew N. Liveris Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.8 Elect Director Geoffery E. Merszei Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.9 WITHDRAWN Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.1 Elect Director James M. Ringler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.11 Elect Director Ruth G. Shaw Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 1.12 Elect Director Paul G. Stern Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Report on Remediation Policies in The Dow Chemical Company DOW 260543103 05/10/2007 4 Bhopal ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Report on Genetically Modified The Dow Chemical Company DOW 260543103 05/10/2007 5 Organisms ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Dow Chemical Company DOW 260543103 05/10/2007 6 Report on Environmental Remediation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Evaluate Potential Links Between The Dow Chemical Company DOW 260543103 05/10/2007 7 Company Products and Asthma ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.1 Elect Director Howard P. Behar Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.2 Elect Director Adrian D.P. Bellamy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.3 Elect Director Domenico De Sole Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.4 Elect Director Donald G. Fisher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.5 Elect Director Doris F. Fisher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.6 Elect Director Robert J. Fisher Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.7 Elect Director Penelope L. Hughes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.8 Elect Director Bob L. Martin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.9 Elect Director Jorge P. Montoya Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.1 Elect Director James M. Schneider Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.11 Elect Director Mayo A. Shattuck, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 1.12 Elect Director Kneeland C. Youngblood Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Gap, Inc. GPS 364760108 06/05/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, GS 38141G104 04/11/2007 1 Elect Director Lloyd C. Blankfein Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Elect Director Lord Browne of Inc. GS 38141G104 04/11/2007 2 Madingley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 3 Elect Director John H. Bryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 4 Elect Director Gary D. Cohn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 5 Elect Director Claes Dahlback Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 6 Elect Director Stephen Friedman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 7 Elect Director William W. George Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 8 Elect Director Rajat K. Gupta Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 9 Elect Director James A. Johnson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 10 Elect Director Lois D. Juliber Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 11 Elect Director Edward M. Liddy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 12 Elect Director Ruth J. Simmons Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 13 Elect Director Jon Winkelried Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 14 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 15 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 16 Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Goldman Sachs Group, Inc. GS 38141G104 04/11/2007 17 Prohibit Executive Stock-Based Awards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.1 Elect Director Ramani Ayer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.2 Elect Director Ramon De Oliveira Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.3 Elect Director Trevor Fetter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.4 Elect Director Edward J. Kelly, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.5 Elect Director Paul G. Kirk, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.6 Elect Director Thomas M. Marra Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.7 Elect Director Gail J. Mcgovern Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.8 Elect Director Michael G. Morris Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.9 Elect Director Robert W. Selander Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.1 Elect Director Charles B. Strauss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.11 Elect Director H. Patrick Swygert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 1.12 Elect Director David K. Zwiener Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hartford Financial Services Group, Inc. HIG 416515104 05/16/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.1 Elect Director Jon A. Boscia Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.2 Elect Director Robert H. Campbell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.3 Elect Director Robert F. Cavanaugh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.4 Elect Director Gary P. Coughlan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.5 Elect Director Harriet Edelman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.6 Elect Director Bonnie G. Hill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.7 Elect Director Alfred F. Kelly, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.8 Elect Director Richard H. Lenny Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.9 Elect Director Mackey J. McDonald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 1.1 Elect Director Marie J. Toulantis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Hershey Co HSY 427866108 04/17/2007 3 Amend Omnibus Stock Plan Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of IPG 460690100 05/24/2007 1.1 Elect Director Frank J. Borelli Mgmt Yes WithholdAgainst Companies, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 1.2 Elect Director Reginald K. Brack Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 1.3 Elect Director Jill M. Considine Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 1.4 Elect Director Richard A. Goldstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 1.5 Elect Director H. John Greeniaus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 1.6 Elect Director William T. Kerr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 1.7 Elect Director Michael I. Roth Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 1.8 Elect Director J. Phillip Samper Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 1.9 Elect Director David M. Thomas Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Companies, Inc. IPG 460690100 05/24/2007 3 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Interpublic Group of Amend Articles/Bylaws/Charter -- Call Companies, Inc. IPG 460690100 05/24/2007 4 Special Meetings ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.1 Elect Director Reuben V. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.2 Elect Director John L. Clendenin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.3 Elect Director David B. Dillon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.4 Elect Director David B. Lewis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.5 Elect Director Don W. McGeorge Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.6 Elect Director W. Rodney McMullen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.7 Elect Director Jorge P. Montoya Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.8 Elect Director Clyde R. Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.9 Elect Director Susan M. Phillips Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.1 Elect Director Steven R. Rogel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.11 Elect Director James A. Runde Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 1.12 Elect Director Ronald L. Sargent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 3 Amend Articles/Regulations--i)Rules Mgmt Yes Against Against of Conduct in Connection with Shareholder Meetings and (ii) Meetings Outside Cincinnati - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Kroger Co. KR 501044101 06/28/2007 5 Report on Climate Change ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The McGraw-Hill MHP 580645109 04/25/2007 1.1 Elect Director Pedro Aspe Mgmt Yes For For Companies, Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The McGraw-Hill Companies, Inc. MHP 580645109 04/25/2007 1.2 Elect Director Robert P. Mcgraw Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The McGraw-Hill Companies, Inc. MHP 580645109 04/25/2007 1.3 Elect Director H. Ochoa-Brillembourg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The McGraw-Hill Companies, Inc. MHP 580645109 04/25/2007 1.4 Elect Director Edward B. Rust, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The McGraw-Hill Companies, Inc. MHP 580645109 04/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The McGraw-Hill Companies, Inc. MHP 580645109 04/25/2007 3 Declassify the Board of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The McGraw-Hill Amend Vote Requirements to Amend Companies, Inc. MHP 580645109 04/25/2007 4 Articles/Bylaws/Charter ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The McGraw-Hill Companies, Inc. MHP 580645109 04/25/2007 5 Political Contributions/Activities ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The New York Times Co. NYT 650111107 04/24/2007 1.1 Elect Director Raul E. Cesan Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The New York Times Co. NYT 650111107 04/24/2007 1.2 Elect Director William E. Kennard Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The New York Times Co. NYT 650111107 04/24/2007 1.3 Elect Director James M. Kilts Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The New York Times Co. NYT 650111107 04/24/2007 1.4 Elect Director Doreen A. Toben Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The New York Times Co. NYT 650111107 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, PBG 713409100 05/23/2007 1 Elect Director Linda G. Alvarado Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 2 Elect Director Barry H. Beracha Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 3 Elect Director Eric J. Foss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 4 Elect Director Ira D. Hall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 5 Elect Director Hugh F. Johnston Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 6 Elect Director Susan D. Kronick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 7 Elect Director Blythe J. McGarvie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 8 Elect Director Margaret D. Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 9 Elect Director John A. Quelch Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 10 Elect Director Javier G. Teruel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Pepsi Bottling Group, Inc. PBG 713409100 05/23/2007 11 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Company PG 742718109 10/10/2006 1.1 Elect Director Norman R. Augustine Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Company PG 742718109 10/10/2006 1.2 Elect Director A.G. Lafley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Company PG 742718109 10/10/2006 1.3 Elect Director Johnathan A. Rodgers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Company PG 742718109 10/10/2006 1.4 Elect Director John F. Smith, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Company PG 742718109 10/10/2006 1.5 Elect Director Margaret C. Whitman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Company PG 742718109 10/10/2006 2 Approve Decrease in Size of Board Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Company PG 742718109 10/10/2006 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Company PG 742718109 10/10/2006 4 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Procter & Gamble Put Repricing of Stock Options to Company PG 742718109 10/10/2006 5 Shareholder Vote ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Progressive Corp. PGR 743315103 04/20/2007 1.1 Elect Director Abby F. Kohnstamm Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Progressive Corp. PGR 743315103 04/20/2007 1.2 Elect Director Peter B. Lewis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Progressive Corp. PGR 743315103 04/20/2007 1.3 Elect Director Patrick H. Nettles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Progressive Corp. PGR 743315103 04/20/2007 1.4 Elect Director Glenn M. Renwick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Progressive Corp. PGR 743315103 04/20/2007 1.5 Elect Director Donald B. Shackelford Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Progressive Corp. PGR 743315103 04/20/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Progressive Corp. PGR 743315103 04/20/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Progressive Corp. PGR 743315103 04/20/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.1 Elect Director David A. Brandon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.2 Elect Director Bernard Cammarata Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.3 Elect Director David T. Ching Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.4 Elect Director Michael F. Hines Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.5 Elect Director Amy B. Lane Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.6 Elect Director Carol Meyrowitz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.7 Elect Director John F. O'Brien Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.8 Elect Director Robert F. Shapiro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.9 Elect Director Willow B. Shire Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 1.1 Elect Director Fletcher H. Wiley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The TJX Companies, Inc. TJX 872540109 06/05/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.1 Elect Director Alan L. Beller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.2 Elect Director John H. Dasburg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.3 Elect Director Janet M. Dolan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.4 Elect Director Kenneth M. Duberstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.5 Elect Director Jay S. Fishman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.6 Elect Director Lawrence G. Graev Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.7 Elect Director Patricia L. Higgins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.8 Elect Director Thomas R. Hodgson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Elect Director Cleve L. Inc. TRV 99417E109 05/01/2007 1.9 Killingsworth, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.1 Elect Director Robert I. Lipp Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.11 Elect Director Blythe J. McGarvie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.12 Elect Director Glen D. Nelson, M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 1.13 Elect Director Laurie J. Thomsen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Inc. TRV 99417E109 05/01/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Travelers Companies, Company Specific- Majority Vote for Inc. TRV 99417E109 05/01/2007 3 the Election of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.1 Elect Director John E. Bryson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.2 Elect Director John S. Chen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.3 Elect Director Judith L. Estrin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.4 Elect Director Robert A. Iger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.5 Elect Director Steven P. Jobs Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.6 Elect Director Fred H. Langhammer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.7 Elect Director Aylwin B. Lewis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.8 Elect Director Monica C. Lozano Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.9 Elect Director Robert W. Matschullat Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.1 Elect Director John E. Pepper, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 1.11 Elect Director Orin C. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Walt Disney Company DIS 254687106 03/08/2007 4 Amend Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Company-Specific--Governance-Related The Walt Disney Company DIS 254687106 03/08/2007 5 - No Greenmail payments ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve/Amend Terms of Existing The Walt Disney Company DIS 254687106 03/08/2007 6 Poison Pill ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Williams Companies, Inc. WMB 969457100 05/17/2007 1 Elect Director Kathleen B. Cooper Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Williams Companies, Inc. WMB 969457100 05/17/2007 2 Elect Director William R. Granberry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Williams Companies, Inc. WMB 969457100 05/17/2007 3 Elect Director Charles M. Lillis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Williams Companies, Inc. WMB 969457100 05/17/2007 4 Elect Director William G. Lowrie Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Williams Companies, Inc. WMB 969457100 05/17/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Williams Companies, Inc. WMB 969457100 05/17/2007 6 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- The Williams Companies, Approve Qualified Employee Stock Inc. WMB 969457100 05/17/2007 7 Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Issue Shares in Connection with an Thermo Electron Corp. TMO 883556102 08/30/2006 1 Acquisition Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Thermo Electron Corp. TMO 883556102 08/30/2006 2 Amend Articles/Increase Authorized Mgmt Yes For For Common Stock and Change Company Name - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Thermo Fisher Scientific TMO 883556102 05/15/2007 1 Elect Director Marijn E. Dekkers Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Thermo Fisher Scientific Approve Qualified Employee Stock Inc. TMO 883556102 05/15/2007 2 Purchase Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Thermo Fisher Scientific Inc. TMO 883556102 05/15/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.1 Elect Director Michael J. Kowalski Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.2 Elect Director Rose Marie Bravo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.3 Elect Director William R. Chaney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.4 Elect Director Gary E. Costley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.5 Elect Director Abby F. Kohnstamm Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.6 Elect Director Charles K. Marquis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.7 Elect Director J. Thomas Presby Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.8 Elect Director James E. Quinn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 1.9 Elect Director William A. Shutzer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tiffany & Co. TIF 886547108 05/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tim Hortons Inc THI 88706M103 05/04/2007 1.1 Elect Director Michael J. Endres Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tim Hortons Inc THI 88706M103 05/04/2007 1.2 Elect Director John A. Lederer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tim Hortons Inc THI 88706M103 05/04/2007 1.3 Elect Director Craig S. Miller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tim Hortons Inc THI 88706M103 05/04/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tim Hortons Inc THI 88706M103 05/04/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.1 Elect Director James L. Barksdale Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.2 Elect Director Jeffrey L. Bewkes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.3 Elect Director Stephen F. Bollenbach Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.4 Elect Director Frank J. Caufield Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.5 Elect Director Robert C. Clark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.6 Elect Director Mathias Dopfner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.7 Elect Director Jessica P. Einhorn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.8 Elect Director Reuben Mark Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.9 Elect Director Michael A. Miles Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.1 Elect Director Kenneth J. Novack Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.11 Elect Director Richard D. Parsons Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.12 Elect Director Francis T. Vincent, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 1.13 Elect Director Deborah C. Wright Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 3 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 4 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers'Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 5 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 6 Company Specific- Adopt Simple ShrHoldr Yes Against For Majority Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles/Bylaws/Charter -- Call Time Warner Inc TWX 887317105 05/18/2007 7 Special Meetings ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Time Warner Inc TWX 887317105 05/18/2007 8 Company-Specific- Stockholder ShrHoldr Yes Against For Ratification of Director Compensation, When a Stockholder Rights Plan Has Been Adopted - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total F92124100 05/11/2007 Ordinary Business Yes Fina Elf S.A ) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Approve Financial Statements and Fina Elf S.A ) F92124100 05/11/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Accept Consolidated Financial Fina Elf S.A ) F92124100 05/11/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Approve Allocation of Income and Fina Elf S.A ) F92124100 05/11/2007 3 Dividends of EUR 1.87 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Approve Special Auditors' Report Fina Elf S.A ) F92124100 05/11/2007 4 Regarding Related-Party Transactions Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Authorize Repurchase of Up to Ten Fina Elf S.A ) F92124100 05/11/2007 5 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Fina Elf S.A ) F92124100 05/11/2007 6 Reelect Thierry Desmarest as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Fina Elf S.A ) F92124100 05/11/2007 7 Reelect Thierry De Rudder as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Fina Elf S.A ) F92124100 05/11/2007 8 Reelect Serge Tchuruk as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Fina Elf S.A ) F92124100 05/11/2007 9 Reelect Daniel Boeuf as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Fina Elf S.A ) F92124100 05/11/2007 10 Elect Philippe Marchandise as Director Mgmt Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Fina Elf S.A ) F92124100 05/11/2007 11 Elect Mohammed Zaki as Director Mgmt Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors in Total SA (Formerly Total the Aggregate Amount of EUR 1.1 Fina Elf S.A ) F92124100 05/11/2007 12 million Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Fina Elf S.A ) F92124100 05/11/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total F92124100 05/11/2007 13 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate Fina Elf S.A ) Nominal Amount of EUR 4 bn - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize Issuance of Equity or Equity-Linked Securities without Total SA (Formerly Total Preemptive Rights up to Aggregate Fina Elf S.A ) F92124100 05/11/2007 14 Nominal Amount of EUR 1.8 bn Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total F92124100 05/11/2007 15 Approve Employee Savings-Related Mgmt Yes For For Fina Elf S.A ) Share Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Fina Elf S.A ) F92124100 05/11/2007 16 Approve Stock Option Plans Grants Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total Approve Reduction in Share Capital Fina Elf S.A ) F92124100 05/11/2007 17 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total F92124100 05/11/2007 18 Amend Articles of Association Re: Mgmt Yes For For Attend Board Meetings Through Fina Elf S.A ) Videoconference and Telecommunication - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total F92124100 05/11/2007 19 Amend Articles of Association Re: Mgmt Yes For For Fina Elf S.A ) Record Date - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total F92124100 05/11/2007 20 Amend Articles of Association Re: Mgmt Yes For For Attend and Vote to the General Meetings through Videoconference and Fina Elf S.A ) Telecommunication - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Articles of Association Re: Total SA (Formerly Total Appointment of Employee Shareholder Fina Elf S.A ) F92124100 05/11/2007 A Representative ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Total SA (Formerly Total Plan to the Benefit of All Company Fina Elf S.A ) F92124100 05/11/2007 B Employees ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Total SA (Formerly Total F92124100 05/11/2007 C Amend Article 18 al. 7 of Bylaws Re: ShrHoldr Yes For Against Fina Elf S.A ) Remove Voting Rights Limitation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Transocean Inc. RIG G90078109 05/10/2007 Meeting for Holders of ADRs Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Transocean Inc. RIG G90078109 05/10/2007 1 ELECTION OF DIRECTOR: ROBERT L. LONG Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ELECTION OF DIRECTOR: MARTIN B. Transocean Inc. RIG G90078109 05/10/2007 2 MCNAMARA Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ELECTION OF DIRECTOR: ROBERT M. Transocean Inc. RIG G90078109 05/10/2007 3 SPRAGUE Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- ELECTION OF DIRECTOR: J. MICHAEL Transocean Inc. RIG G90078109 05/10/2007 4 TALBERT Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Transocean Inc. RIG G90078109 05/10/2007 5 APPROVAL OF THE APPOINTMENT OF ERNST Mgmt Yes For For & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tribune Co. TRB 896047107 05/09/2007 1.1 Elect Director Jeffrey Chandler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tribune Co. TRB 896047107 05/09/2007 1.2 Elect Director William A. Osborn Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tribune Co. TRB 896047107 05/09/2007 1.3 Elect Director Miles D. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tribune Co. TRB 896047107 05/09/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tribune Co. TRB 896047107 05/09/2007 3 Declassify the Board of Directors ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tronox, Inc TRX 897051207 05/08/2007 1 Elect Director Thomas W. Adams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tronox, Inc TRX 897051207 05/08/2007 2 Elect Director Peter D. Kinnear Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tronox, Inc TRX 897051207 05/08/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol M8966X108 04/30/2007 1 Elect Presiding Council of Meeting Mgmt No TNA Against Rafinerileri A.S. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol M8966X108 04/30/2007 2 Accept Financial Statements for 2006 Mgmt No TNA Against and Receive Board of Directors, Auditors and Independent Auditors Rafinerileri A.S. Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol M8966X108 04/30/2007 3 Approve Discharge of Directors and Mgmt No TNA Against Rafinerileri A.S. Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Approve Allocation of Income, and Rafinerileri A.S. M8966X108 04/30/2007 4 Determine Date of Distribution Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Information on Profit Tupras Turkiye Petrol Distribution Policy for 2007 and Rafinerileri A.S. M8966X108 04/30/2007 5 Following Years No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Fix Number of and Elect Directors, Rafinerileri A.S. M8966X108 04/30/2007 6 and Determine Their Terms of Office Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Fix Number of and Elect Auditors, and Rafinerileri A.S. M8966X108 04/30/2007 7 Determine Their Terms of Office Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Approve Monthly Gross Remuneration of Rafinerileri A.S. M8966X108 04/30/2007 8 Chairman, Directors and Auditors Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Receive Information on Donations Made Rafinerileri A.S. M8966X108 04/30/2007 9 in 2006 No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Approve Independent Audit Company Rafinerileri A.S. M8966X108 04/30/2007 10 Selected by the Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Approve Decision on Proceeding with Rafinerileri A.S. M8966X108 04/30/2007 11 Law Suit Against Former CEO of Tupras Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Approve Decision on Amended Articles Rafinerileri A.S. M8966X108 04/30/2007 12 of Assocation Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol M8966X108 04/30/2007 13 Grant Permission for Board Members to Mgmt No TNA Against Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Rafinerileri A.S. Purpose - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol M8966X108 04/30/2007 14 Authorize Presiding Council to Sign Mgmt No TNA Against Rafinerileri A.S. Minutes of Meeting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tupras Turkiye Petrol Rafinerileri A.S. M8966X108 04/30/2007 15 Wishes No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM Open Meeting and Elect Presiding HIZMETLERI A.S. M8903B102 03/23/2007 1 Council of Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM Authorize Presiding Council to Sign HIZMETLERI A.S. M8903B102 03/23/2007 2 Minutes of Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM Receive Board of Directors, Auditors HIZMETLERI A.S. M8903B102 03/23/2007 3 and Independent Auditors Reports No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM Accept Financial Statements for HIZMETLERI A.S. M8903B102 03/23/2007 4 Fiscal Year 2006 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM Approve Discharge of Directors and HIZMETLERI A.S. M8903B102 03/23/2007 5 Auditors Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM Elect Auditors and Determine Their HIZMETLERI A.S. M8903B102 03/23/2007 6 Remuneration Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM HIZMETLERI A.S. M8903B102 03/23/2007 7 Approve Allocation of Income Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM HIZMETLERI A.S. M8903B102 03/23/2007 8 Inform about Donations Made in 2006 No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM Inform about Preparation of Financial HIZMETLERI A.S. M8903B102 03/23/2007 9 Statements in Accordance with IFRS No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM HIZMETLERI A.S. M8903B102 03/23/2007 10 Elect Independent Audit Firm Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM M8903B102 03/23/2007 11 Grant Permission for Board Members to Mgmt No TNA Against Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate HIZMETLERI A.S. Purpose - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TURKCELL ILETISIM M8903B102 03/23/2007 12 Wishes No HIZMETLERI A.S. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Garanti Bankasi M4752S106 04/17/2007 1 Elect Presiding Council of Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Garanti Bankasi M4752S106 04/17/2007 2 Authorize Presiding Council to Sign Mgmt No TNA Against Minutes of Meeting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Garanti Bankasi M4752S106 04/17/2007 3 Receive Board and Auditors Reports No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Garanti Bankasi M4752S106 04/17/2007 4 Approve Financial Statements and Mgmt No TNA Against Allocation of Income - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Directors Appointed During Turkiye Garanti Bankasi M4752S106 04/17/2007 5 the Year Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Directors and Turkiye Garanti Bankasi M4752S106 04/17/2007 6 Auditors Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Remuneration of Directors and Turkiye Garanti Bankasi M4752S106 04/17/2007 7 Auditors Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Receive Information on Donations Made Turkiye Garanti Bankasi M4752S106 04/17/2007 8 in 2006 No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Selected Independent Audit Turkiye Garanti Bankasi M4752S106 04/17/2007 9 Company Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Garanti Bankasi M4752S106 04/17/2007 10 Grant Permission for Board Members to Mgmt No TNA Against Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Is Bankasi AS M8933F115 03/30/2007 1 Elect Presiding Council of Meeting, Mgmt No TNA Against and Authorize the Presiding Council to Sign the Minutes of the Meeting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Is Bankasi AS M8933F115 03/30/2007 2 Receive Board and Auditors Reports No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Is Bankasi AS M8933F115 03/30/2007 3 Ratify Balance Sheet and Income Mgmt No TNA Against Statement, and Approve Discharge of Directors and Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Is Bankasi AS M8933F115 03/30/2007 4 Determine Dividend Distribution, Mgmt No TNA Against Method and Date of Distribution - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Is Bankasi AS M8933F115 03/30/2007 5 Authorize Board for Future Selections Mgmt No TNA Against of Independent Audit Firm, and Inform on the Selection of the Independent Audit Firm. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Is Bankasi AS M8933F115 03/30/2007 6 Determine Remuneration of Directors Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Is Bankasi AS M8933F115 03/30/2007 7 Elect Auditors for 2007 Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Turkiye Is Bankasi AS M8933F115 03/30/2007 8 Approve Remuneration of Auditors Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 1 Open Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 2 Elect Meeting Chairman Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Acknowledge Proper Convening of TVN S.A. X9283W102 11/29/2006 3 Meeting Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 4 Approve Agenda of Meeting Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 5 Elect Members of Vote Counting Mgmt No Against Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 6 Approve Merger with TVN-24 Sp. z o.o. Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 7 Approve 5:1 (Five Shares for One Mgmt No Against Share Currently Held) Stock Split; Amend Statute Accordingly - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 8 Authorize Management Board to Apply Mgmt No Against for Listing of New Shares and to Enter into Agreement with National Depository of Securities Regarding Registration of New Shares (in Connection with Increase in Share Capital Proposed under Item 7) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 9 Amend June 8, 2006, AGM Resolution Mgmt No Against Re: Conditional Increase in Share Capital in Connection with Introduction of Incentive Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 10 Amend June 8, 2006, AGM Resolution Mgmt No Against Re: Revoke Shareholders' Preemptive Rights to Subscribe to Series C1, C2, and C3 Shares in Connection with Introduction of Incentive Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 11 Amend June 8, 2006, AGM Resolution Mgmt No Against Re: Issuance of Warrants - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend June 8, 2006, AGM Resolution TVN S.A. X9283W102 11/29/2006 12 Re: Terms of Incentive Plan Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 13 Amend Sept. 26, 2006, EGM Resolution Mgmt No Against Re: Conditional Increase in Share Capital in Connection with Introduction of Incentive Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 14 Amend Sept. 26, 2006, EGM Resolution Mgmt No Against Re: Revoke Shareholders' Preemptive Rights to Subscribe to Series E1, E2, E3, and E4 Shares in Connection with Introduction of Incentive Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 15 Amend Sept. 26, 2006, EGM Resolution Mgmt No Against Re: Issuance of Warrants - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Sept. 26, 2006, EGM Resolution TVN S.A. X9283W102 11/29/2006 16 Re: Introduction of Incentive Plan Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 17 Incorporate Any Approved Amendments Mgmt No Against into Text of Statute and Approve Unified Text of Statute - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 11/29/2006 18 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 01/30/2007 1 Open Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 01/30/2007 2 Elect Meeting Chairman Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Acknowledge Proper Convening of TVN S.A. X9283W102 01/30/2007 3 Meeting Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 01/30/2007 4 Approve Agenda of Meeting Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 01/30/2007 5 Elect Members of Vote Counting Mgmt No Against Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 01/30/2007 6 Amend June 8, 2006, AGM, Resolution Mgmt No Against Re: Conditional Increase in Share Capital in Connection with Incentive Plan Approved at June 8, 2006, AGM - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 01/30/2007 7 Amend June 8, 2006, AGM, Resolution Mgmt No Against Re: Issuance of Warrants - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend June 8, 2006, AGM, Resolution TVN S.A. X9283W102 01/30/2007 8 Re: Implementation of Incentive Plan Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 01/30/2007 9 Amend Subscription Period for Series Mgmt No Against C1 Shares to Be Issued in Connection with Incentive Plan Approved at June 8, 2006, AGM - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Sept. 26, 2006, EGM, Resolution Re: Conditional Increase in Share Capital in Connection with Incentive TVN S.A. X9283W102 01/30/2007 10 Plan Approved at Sept. 26, 2006, EGM Mgmt No Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 01/30/2007 11 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 1 Open Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 2 Elect Meeting Chairman Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Acknowledge Proper Convening of TVN S.A. X9283W102 05/11/2007 3 Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 4 Approve Agenda of Meeting Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 5 Elect Members of Vote Counting Mgmt No TNA Against Commission - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 6 Approve Financial Statements Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 7 Approve Management Board Report on Mgmt No TNA Against Company's Operations in 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Consolidated Financial TVN S.A. X9283W102 05/11/2007 8 Statements Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 9 Approve Supervisory Board Report Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 10 Approve Discharge of Management Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 11 Approve Discharge of Supervisory Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 12 Approve Allocation of Income Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 13 Approve Dividends Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 14 Elect Supervisory Board Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 15 Approve Changes to Remuneration of Mgmt No TNA Against Supervisory Board Members - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 16 Approve Unified Text of Statute Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TVN S.A. X9283W102 05/11/2007 17 Close Meeting No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.1 Elect Director Dennis C. Blair Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.2 Elect Director Edward D. Breen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.3 Elect Director Brian Duperreault Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.4 Elect Director Bruce S. Gordon Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.5 Elect Director Rajiv L. Gupta Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.6 Elect Director John A. Krol Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.7 Elect Director H. Carl Mccall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.8 Elect Director Brendan R. O'Neill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director William S. Tyco International Ltd. TYC 902124106 03/08/2007 1.9 Stavropoulous Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.1 Elect Director Sandra S. Wijnberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1.11 Elect Director Jerome B. York Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Tyco International Ltd. TYC 902124106 03/08/2007 1 APPROVAL OF REVERSE STOCK SPLIT OF Mgmt Yes For For THE COMPANYS COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Tyco International Ltd. TYC 902124106 03/08/2007 2 BYE-LAWS. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 1.1 Elect Director Victoria Buynisk Mgmt Yes For For Gluckman - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 1.2 Elect Director Arthur D. Collins, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 1.3 Elect Director Olivia F. Kirtley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 1.4 Elect Director Jerry W. Levin Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 1.5 Elect Director Richard G. Reiten Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 4 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 5 Approve Report of the Compensation ShrHoldr Yes For Against Committee - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- U.S. Bancorp USB 902973304 04/17/2007 6 Establish SERP Policy ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 1 Share Re-registration Consent Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Allocation of Income and UBS AG H89231338 04/18/2007 2 Dividends of CHF 2.20 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Board and Senior UBS AG H89231338 04/18/2007 3 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 4.1.1Reelect Stephan Haeringer as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 4.1.2Reelect Helmut Panke as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 4.1.3Reelect Peter Spuhler as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 4.2.1Elect Sergio Marchionne as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 4.3 Ratify Ernst & Young AG as Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 5.1 Approve CHF 33 Million Reduction in Mgmt Yes For For Share Capital via Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UBS AG H89231338 04/18/2007 5.2 Authorize Share Repurchase Program Mgmt Yes For For and Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Informational Meeting for Holders of Unilever N.V. N8981F271 10/02/2006 Certificates (Depositary Receipts) Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 10/02/2006 1 Open Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 10/02/2006 2 Receive Report by the Administration Yes Office - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 10/02/2006 3 Close Meeting Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 1 Receive Report of Management Board Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 2 Approve Allocation of Income and Mgmt Yes For For Dividends - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Discussion on Company's Corporate Unilever N.V. N8981F271 05/15/2007 3 Governance Structure Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 4 Approve Discharge of Executive Mgmt Yes For For Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 5 Approve Discharge of Non-Executive Mgmt Yes For For Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 6.a Elect P.J. Cescau as Executive Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 6.b Elect C.J. van der Graaf as Executive Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 6.c Elect R.D. Kugler as Executive Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 7.a Elect Rt Han The Lord Brittan of Mgmt Yes For For Spennithorne as non-Executive Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 7.b Elect W. dik as non-Executive Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 7.c Elect C.E. Golden as non-Executive Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect B.E. Grote as non-Executive Unilever N.V. N8981F271 05/15/2007 7.d Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Lord Simon of Highbury as Unilever N.V. N8981F271 05/15/2007 7.e non-Executive Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect J.C. Spinetta as non-Executive Unilever N.V. N8981F271 05/15/2007 7.f Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect K.J. Storm as non-Executive Unilever N.V. N8981F271 05/15/2007 7.g Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect J. van der Veer as Unilever N.V. N8981F271 05/15/2007 7.h non-Executive Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 7.i Elect G. Berger as non-Executive Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect N. Murthy as non-Executive Unilever N.V. N8981F271 05/15/2007 7.j Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 7.k Elect H. Nyasulu as non-Executive Mgmt Yes For For Director - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect M. Treschow as non-Executive Unilever N.V. N8981F271 05/15/2007 7.l Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 8 Approve Long Term Incentive Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 9 Approve Remuneration of Non-executive Mgmt Yes For For Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 10 Amend Articles to Reflect Mgmt Yes For For Recommendations of Dutch Corporate Governance Code and Amendments to Book 2 of Dutch Civil Code on Two-tiered Company Regime - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 11 Ratify PricewaterhouseCoopers as Mgmt Yes For For Auditors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 12 Grant Board Authority to Issue Shares Mgmt Yes For For Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 13 Authorize Repurchase of Up to Ten Mgmt Yes For For Percent of Issued Share Capital - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unilever N.V. N8981F271 05/15/2007 14 Allow Questions Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.1 Elect Director Andrew H. Card, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.2 Elect Director Erroll B. Davis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.3 Elect Director Thomas J. Donohue Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.4 Elect Director Archie W. Dunham Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.5 Elect Director Judith Richards Hope Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.6 Elect Director Charles C. Krulak Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.7 Elect Director Michael W. McConnell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.8 Elect Director Thomas F. McLarty III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.9 Elect Director Steven R. Rogel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 1.1 Elect Director James R. Young Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 3 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Union Pacific Corp. UNP 907818108 05/03/2007 4 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, UPS 911312106 05/10/2007 1.1 Elect Director Michael J. Burns Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.2 Elect Director D. Scott Davis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.3 Elect Director Stuart E. Eizenstat Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.4 Elect Director Michael L. Eskew Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.5 Elect Director James P. Kelly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.6 Elect Director Ann M. Livermore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.7 Elect Director Victor A. Pelson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.8 Elect Director John W. Thompson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.9 Elect Director Carol B. Tome Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 1.1 Elect Director Ben Verwaayen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Parcel Service, Inc. UPS 911312106 05/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United States Steel Corp. X 912909108 04/24/2007 1.1 Elect Director Robert J. Darnall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United States Steel Corp. X 912909108 04/24/2007 1.2 Elect Director John G. Drosdick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United States Steel Corp. X 912909108 04/24/2007 1.3 Elect Director Charles R. Lee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United States Steel Corp. X 912909108 04/24/2007 1.4 Elect Director Jeffrey M. Lipton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United States Steel Corp. X 912909108 04/24/2007 1.5 Elect Director Glenda G. McNeal Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United States Steel Corp. X 912909108 04/24/2007 1.6 Elect Director Patricia A. Tracey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United States Steel Corp. X 912909108 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.1 Elect Director Louis R. Chenevert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.2 Elect Director George David Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.3 Elect Director John V. Faraci Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.4 Elect Director Jean-Pierre Garnier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.5 Elect Director Jamie S. Gorelick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.6 Elect Director Charles R. Lee Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.7 Elect Director Richard D. Mccormick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.8 Elect Director Harold Mcgraw III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.9 Elect Director Richard B. Myers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.1 Elect Director Frank P. Popoff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.11 Elect Director H. Patrick Swygert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.12 Elect Director Andre Villeneuve Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.13 Elect Director H.A. Wagner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 1.14 Elect Director Christine Todd Whitman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 3 Establish Term Limits for Directors ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 4 Report on Foreign Military Sales ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 5 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named United Technologies Corp. UTX 913017109 04/11/2007 6 Executive Officers' Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- United Technologies Corp. UTX 913017109 04/11/2007 7 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Incorporated UNH 91324P102 05/29/2007 1.1 Elect Director William C. Ballard, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Incorporated UNH 91324P102 05/29/2007 1.2 Elect Director Richard T. Burke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Incorporated UNH 91324P102 05/29/2007 1.3 Elect Director Stephen J. Hemsley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Incorporated UNH 91324P102 05/29/2007 1.4 Elect Director Robert J. Darretta Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Company Specific--Majority Vote for Incorporated UNH 91324P102 05/29/2007 2 the Election of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Incorporated UNH 91324P102 05/29/2007 3 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Reduce Supermajority Vote Requirement Incorporated UNH 91324P102 05/29/2007 4 for Removal of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Incorporated UNH 91324P102 05/29/2007 5 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Amend Articles-Make Stylistic, Incorporated UNH 91324P102 05/29/2007 6 Clarifying and Conforming Changes Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Incorporated UNH 91324P102 05/29/2007 7 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Performance-Based and/or Time-Based Incorporated UNH 91324P102 05/29/2007 8 Equity Awards ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Incorporated UNH 91324P102 05/29/2007 9 Establish SERP Policy ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Advisory Vote to Ratify Named Incorporated UNH 91324P102 05/29/2007 10 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UnitedHealth Group Equal Access to the Proxy for Purpose Incorporated UNH 91324P102 05/29/2007 11 of Electing a Director ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Univision Communications Inc. UVN 914906102 09/27/2006 1 Approve Merger Agreement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Univision Communications Inc. UVN 914906102 09/27/2006 2 Adjourn Meeting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unum Group UNM 91529Y106 05/18/2007 1.1 Elect Director E. Michael Caulfield Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unum Group UNM 91529Y106 05/18/2007 1.2 Elect Director Ronald E. Goldsberry Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unum Group UNM 91529Y106 05/18/2007 1.3 Elect Director Michael J. Passarella Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unum Group UNM 91529Y106 05/18/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Unum Group UNM 91529Y106 05/18/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 1 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.1 Elect Director J.D. Barr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.2 Elect Director J.P. Clancey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.3 Elect Director P. Diaz Dennis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.4 Elect Director V.A. Gierer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.5 Elect Director J.E. Heid Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.6 Elect Director M.S. Kessler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.7 Elect Director P.J. Neff Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.8 Elect Director A.J. Parsons Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2a.9 Elect Director R.J. Rossi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2b.1 Elect Director J.P. Clancey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2b.2 Elect Director V.A. Gierer, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 2b.3 Elect Director J.E. Heid Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- UST Inc. UST 902911106 05/01/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Valero Energy Corp. VLO 91913Y100 04/26/2007 1.1 Elect Director Ruben M. Escobedo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Valero Energy Corp. VLO 91913Y100 04/26/2007 1.2 Elect Director Bob Marbut Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Valero Energy Corp. VLO 91913Y100 04/26/2007 1.3 Elect Director Robert A. Profusek Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Valero Energy Corp. VLO 91913Y100 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Valero Energy Corp. VLO 91913Y100 04/26/2007 3 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Valero Energy Corp. VLO 91913Y100 04/26/2007 4 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Valero Energy Corp. VLO 91913Y100 04/26/2007 5 Establish SERP Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VERIGY LTD VRGY Y93691106 04/11/2007 Meeting for ADR Holders Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VERIGY LTD VRGY Y93691106 04/11/2007 1 RE-ELECTION OF MR. C. SCOTT GIBSON AS Mgmt Yes For For A CLASS I DIRECTOR OF THE COMPANY. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RE-ELECTION OF MR. ERIC MEURICE AS A VERIGY LTD VRGY Y93691106 04/11/2007 2 CLASS I DIRECTOR OF THE COMPANY. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RE-ELECTION OF DR. CLAUDINE SIMSON AS VERIGY LTD VRGY Y93691106 04/11/2007 3 A CLASS I DIRECTOR OF THE COMPANY. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RE-ELECTION OF MR. ADRIAN DILLON AS A VERIGY LTD VRGY Y93691106 04/11/2007 4 CLASS II DIRECTOR OF THE COMPANY. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RE-ELECTION OF MR. ERNEST L. GODSHALK VERIGY LTD VRGY Y93691106 04/11/2007 5 AS A CLASS II DIRECTOR OF THE COMPANY. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RE-ELECTION OF MR. KEITH L. BARNES AS VERIGY LTD VRGY Y93691106 04/11/2007 6 A CLASS III DIRECTOR OF THE COMPANY. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- RE-ELECTION OF MR. PAUL CHAN KWAI WAH AS A CLASS III DIRECTOR OF THE VERIGY LTD VRGY Y93691106 04/11/2007 7 COMPANY. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VERIGY LTD VRGY Y93691106 04/11/2007 8 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VERIGY LTD VRGY Y93691106 04/11/2007 9 THE AUTHORIZATION FOR THE DIRECTORS Mgmt Yes For For OF THE COMPANY TO ALLOT AND ISSUE ORDINARY SHARES. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VERIGY LTD VRGY Y93691106 04/11/2007 10 APPROVE, RATIFY AND CONFIRM THE Mgmt Yes For For DIRECTOR CASH COMPENSATION AND ADDITIONAL CASH COMPENSATION OF THE AUDIT, COMPENSATION AND NOMINATING AND GOVERNANCE COMMITTEES PAID DURING FISCAL YEAR 2006. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VERIGY LTD VRGY Y93691106 04/11/2007 11 APPROVE, RATIFY AND CONFIRM THE Mgmt Yes For For DIRECTOR CASH COMPENSATION AND ADDITIONAL CASH COMPENSATION FOR THE RESPECTIVE CHAIRPERSONS OF THE AUDIT, COMPENSATION AND NOMINATING AND GOVERNANCE COMMITTEES PAID FOR THE APPROXIMATELY 17.5-MONTH PERIOD FROM NOVEMBER 1, - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 1 Elect Director James R. Barker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 2 Elect Director Richard L. Carrion Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 3 Elect Director M. Frances Keeth Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 4 Elect Director Robert W. Lane Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 5 Elect Director Sandra O. Moose Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 6 Elect Director Joseph Neubauer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 7 Elect Director Donald T. Nicolaisen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 8 Elect Director Thomas H. O'Brien Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 9 Elect Director Clarence Otis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 10 Elect Director Hugh B. Price Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 11 Elect Director Ivan G. Seidenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 12 Elect Director Walter V. Shipley Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 13 Elect Director John W. Snow Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 14 Elect Director John R. Stafford Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 15 Elect Director Robert D. Storey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 16 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 17 Limit Executive Compensation ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 18 Eliminate or Restrict Severance ShrHoldr Yes Against For Agreements (Change-in-Control) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Disclose Information on Compensation Verizon Communications VZ 92343V104 05/03/2007 19 Consultant ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Verizon Communications VZ 92343V104 05/03/2007 20 Executive Officer's Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 21 Adopt Policy on Overboarded Director ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 22 Approve Terms of Existing Poison Pill ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Verizon Communications VZ 92343V104 05/03/2007 23 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VF Corp. VFC 918204108 04/24/2007 1.1 Elect Director Edward E. Crutchfield Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VF Corp. VFC 918204108 04/24/2007 1.2 Elect Director George Fellows Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VF Corp. VFC 918204108 04/24/2007 1.3 Elect Director Daniel R. Hesse Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VF Corp. VFC 918204108 04/24/2007 1.4 Elect Director Clarence Otis, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VF Corp. VFC 918204108 04/24/2007 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- VF Corp. VFC 918204108 04/24/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 Meeting for Holders of ADRs - Yes Management Proposals (White Card) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 1 TO APPROVE THE 2006 VIMPELCOM ANNUAL Mgmt Yes For For REPORT PREPARED IN ACCORDANCE WITH RUSSIAN LAW. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 2 TO APPROVE VIMPELCOM S 2006 Mgmt Yes For For UNCONSOLIDATED ACCOUNTING STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA, LLC - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 3 TO PAY IN CASH ANNUAL DIVIDENDS TO Mgmt Yes For For HOLDERS OF COMMON REGISTERED SHARES BASED ON 2006 RESULTS IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON REGISTERED SHARES IN THE AGGREGATE) WITHIN 60 DAYS FROM THE DATE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 Elect Nine Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 4.1 TO ELECT THE FOLLOWING MEMBER TO THE Mgmt Yes For For BOARD OF DIRECTORS: DAVID J. HAINES - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.2 BOARD OF DIRECTORS: MIKHAIL M. FRIDMAN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.3 BOARD OF DIRECTORS: ARVE JOHANSEN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: KLELL MORTEN Vimpel Communications OJS 68370R109 06/29/2007 4.4 JOHNSEN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.5 BOARD OF DIRECTORS: STIG HERBERN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.6 BOARD OF DIRECTORS: JO O. LUNDER Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.7 BOARD OF DIRECTORS: OLEG A. MALIS Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: LEONID R. Vimpel Communications OJS 68370R109 06/29/2007 4.8 NOVOSELSKY Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: ALEXEY M. Vimpel Communications OJS 68370R109 06/29/2007 4.9 REZNIKOVICH Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.1 BOARD OF DIRECTORS: FRIDTJOF RUSTEN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 5 TO ELECT THE FOLLOWING INDIVIDUALS TO Mgmt Yes For For THE AUDIT COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL ROBINSON. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 6 TO APPROVE THE FIRM ERNST & YOUNG Mgmt Yes For For (CIS) LTD. AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES FOR THE TERM UNTIL - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 7 TO APPROVE THE AMENDED CHARTER OF Mgmt Yes For For OPEN JOINT STOCK COMPANY VIMPEL-COMMUNICATIONS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 Dissident Proposals (Blue Card) No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 1 TO APPROVE THE 2006 VIMPELCOM ANNUAL Mgmt No TNA Against REPORT PREPARED IN ACCORDANCE WITH RUSSIAN LAW - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 2 TO APPROVE VIMPELCOM S 2006 Mgmt No TNA Against UNCONSOLIDATED ACCOUNTING STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA, LLC - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 3 TO PAY IN CASH ANNUAL DIVIDENDS TO Mgmt No TNA Against HOLDERS OF COMMON REGISTERED SHARES BASED ON 2006 RESULTS IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON REGISTERED SHARES IN THE AGGREGATE) WITHIN 60 DAYS FROM THE DATE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 4.1 TO ELECT THE FOLLOWING MEMBER TO THE Mgmt No TNA Against BOARD OF DIRECTORS: JO LUNDER - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.2 BOARD OF DIRECTORS: STIG HERBERN Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 5 TO ELECT THE FOLLOWING INDIVIDUALS TO Mgmt No TNA Against AUDIT COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL ROBINSON - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 6 APPROVAL OF EXTERNAL AUDITORS Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 7 TO APPROVE AMENDED CHARTER OF OPEN Mgmt No TNA Against JOINT STOCK COMPANY VIMPEL-COMMUNICATIONS - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 Meeting for Holders of ADRs - Yes Management Proposals (White Card) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 1 TO APPROVE THE 2006 VIMPELCOM ANNUAL Mgmt Yes For For REPORT PREPARED IN ACCORDANCE WITH RUSSIAN LAW. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 2 TO APPROVE VIMPELCOM S 2006 Mgmt Yes For For UNCONSOLIDATED ACCOUNTING STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA, LLC - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 3 TO PAY IN CASH ANNUAL DIVIDENDS TO Mgmt Yes For For HOLDERS OF COMMON REGISTERED SHARES BASED ON 2006 RESULTS IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON REGISTERED SHARES IN THE AGGREGATE) WITHIN 60 DAYS FROM THE DATE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 Elect Nine Directors by Cumulative Yes Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 4.1 TO ELECT THE FOLLOWING MEMBER TO THE Mgmt Yes For For BOARD OF DIRECTORS: DAVID J. HAINES - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.2 BOARD OF DIRECTORS: MIKHAIL M. FRIDMAN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.3 BOARD OF DIRECTORS: ARVE JOHANSEN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: KLELL MORTEN Vimpel Communications OJS 68370R109 06/29/2007 4.4 JOHNSEN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.5 BOARD OF DIRECTORS: STIG HERBERN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.6 BOARD OF DIRECTORS: JO O. LUNDER Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.7 BOARD OF DIRECTORS: OLEG A. MALIS Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: LEONID R. Vimpel Communications OJS 68370R109 06/29/2007 4.8 NOVOSELSKY Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: ALEXEY M. Vimpel Communications OJS 68370R109 06/29/2007 4.9 REZNIKOVICH Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.1 BOARD OF DIRECTORS: FRIDTJOF RUSTEN Mgmt Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 5 TO ELECT THE FOLLOWING INDIVIDUALS TO Mgmt Yes For For THE AUDIT COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL ROBINSON. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 6 TO APPROVE THE FIRM ERNST & YOUNG Mgmt Yes For For (CIS) LTD. AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES FOR THE TERM UNTIL - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 7 TO APPROVE THE AMENDED CHARTER OF Mgmt Yes For For OPEN JOINT STOCK COMPANY VIMPEL-COMMUNICATIONS. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 Dissident Proposals (Blue Card) No - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 1 TO APPROVE THE 2006 VIMPELCOM ANNUAL Mgmt No TNA Against REPORT PREPARED IN ACCORDANCE WITH RUSSIAN LAW - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 2 TO APPROVE VIMPELCOM S 2006 Mgmt No TNA Against UNCONSOLIDATED ACCOUNTING STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA, LLC - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 3 TO PAY IN CASH ANNUAL DIVIDENDS TO Mgmt No TNA Against HOLDERS OF COMMON REGISTERED SHARES BASED ON 2006 RESULTS IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON REGISTERED SHARES IN THE AGGREGATE) WITHIN 60 DAYS FROM THE DATE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 4.1 TO ELECT THE FOLLOWING MEMBER TO THE Mgmt No TNA Against BOARD OF DIRECTORS: JO LUNDER - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- TO ELECT THE FOLLOWING MEMBER TO THE Vimpel Communications OJS 68370R109 06/29/2007 4.2 BOARD OF DIRECTORS: STIG HERBERN Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 5 TO ELECT THE FOLLOWING INDIVIDUALS TO Mgmt No TNA Against AUDIT COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL ROBINSON - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 6 APPROVAL OF EXTERNAL AUDITORS Mgmt No TNA Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vimpel Communications OJS 68370R109 06/29/2007 7 TO APPROVE AMENDED CHARTER OF OPEN Mgmt No TNA Against JOINT STOCK COMPANY VIMPEL-COMMUNICATIONS - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 Ordinary Business Yes Generale d'Entreprises) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Approve Financial Statements and Generale d'Entreprises) F5879X108 05/10/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Accept Consolidated Financial Generale d'Entreprises) F5879X108 05/10/2007 2 Statements and Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Approve Allocation of Income and Generale d'Entreprises) F5879X108 05/10/2007 3 Dividends of EUR 2.65 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Ratify Appointment and Reelect Generale d'Entreprises) F5879X108 05/10/2007 4 Pascale Sourisse as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Ratify Appointment and Reelect Robert Generale d'Entreprises) F5879X108 05/10/2007 5 Castaigne as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Ratify Appointment and Reelect Generale d'Entreprises) F5879X108 05/10/2007 6 Jean-Bernard Levy as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Ratify Deloitte and Associes as Generale d'Entreprises) F5879X108 05/10/2007 7 Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Generale d'Entreprises) F5879X108 05/10/2007 8 Ratify KPMG SA as Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Generale d'Entreprises) F5879X108 05/10/2007 9 Ratify BEAS Sarl as Alternate Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Ratify Philippe Mathis as Alternate Generale d'Entreprises) F5879X108 05/10/2007 10 Auditor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Authorize Repurchase of Up to Ten Generale d'Entreprises) F5879X108 05/10/2007 11 Percent of Issued Share Capital Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Approve Shareholders Agreement Generale d'Entreprises) F5879X108 05/10/2007 12 Between Vinci and ASF Holding Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Approve Transaction with Societe Generale d'Entreprises) F5879X108 05/10/2007 13 Gastronomique de l'Etoile Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Approve Additional Pension Scheme Generale d'Entreprises) F5879X108 05/10/2007 14 Benefiting to the Chairman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Generale d'Entreprises) F5879X108 05/10/2007 Special Business Yes - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Approve Reduction in Share Capital Generale d'Entreprises) F5879X108 05/10/2007 15 via Cancellation of Repurchased Shares Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 16 Authorize Issuance of Equity or Mgmt Yes For For Equity-Linked Securities with Preemptive Rights up to Aggregate Generale d'Entreprises) Nominal Amount of EUR 200 Million - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 17 Authorize Capitalization of Reserves Mgmt Yes For For for Bonus Issue or Increase in Par Generale d'Entreprises) Value - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 18 Authorize Issuance of Specific Mgmt Yes Against Against Convertible Bonds without Preemptive Generale d'Entreprises) Rights Named OCEANE - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Issuance of Convertible Bonds Vinci (Formerly Societe without Preemptive Rights Other than Generale d'Entreprises) F5879X108 05/10/2007 19 OCEANE Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 20 Authorize Board to Increase Capital Mgmt Yes Against Against in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes in Items 16, 18, Generale d'Entreprises) and 19 Above - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 21 Authorize Capital Increase of up to Mgmt Yes For For 10 Percent of Issued Capital for Generale d'Entreprises) Future Acquisitions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 22 Approve Employee Savings-Related Mgmt Yes For For Generale d'Entreprises) Share Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 23 Authorize Board to Issue Shares Mgmt Yes For For Reserved to Share Purchase Plan for Employees of International Generale d'Entreprises) Subsidiaries - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 24 Approve Issuance of Securities Mgmt Yes For For Generale d'Entreprises) Convertible into Debt - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 25 Authorize Issuance of Bonds with Mgmt Yes For For Warrants Attached without Preemptive Generale d'Entreprises) Rights - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 26 Approve 1 for 2 Stock Split Mgmt Yes For For Generale d'Entreprises) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 27 Amend Article 11 of Bylaws Re: Mgmt Yes For For Appointment of Employee Shareholder Generale d'Entreprises) Representative - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe F5879X108 05/10/2007 28 Amend Article 17 of Bylaws Re: Record Mgmt Yes For For Generale d'Entreprises) Date - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Amend Article 10 bis of Bylaws Re: Generale d'Entreprises) F5879X108 05/10/2007 29 Record Date Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vinci (Formerly Societe Authorize Filing of Required Generale d'Entreprises) F5879X108 05/10/2007 30 Documents/Other Formalities Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Accept Financial Statements and Vodafone Group Plc G93882101 07/25/2006 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 2 Re-elect Sir John Bond as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 3 Re-elect Arun Sarin as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 4 Re-elect Thomas Geitner as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 5 Re-elect Michael Boskin as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 6 Re-elect Lord Broers as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 7 Re-elect John Buchanan as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 8 Re-elect Andy Halford as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 9 Re-elect Jurgen Schrempp as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 10 Re-elect Luc Vandevelde as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 11 Elect Philip Yea as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 12 Elect Anne Lauvergeon as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 13 Elect Anthony Watson as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 14 Approve Final Dividend of 3.87 Pence Mgmt Yes For For Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 15 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 16 Reappoint Deloitte & Touche LLP as Mgmt Yes For For Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise the Audit Committee to Fix Vodafone Group Plc G93882101 07/25/2006 17 Remuneration of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 18 Adopt New Articles of Association Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 19 Authorise the Company and Any Company Mgmt Yes For For Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 20 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Vodafone Group Plc G93882101 07/25/2006 21 Nominal Amount of USD 260,000,000 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group Plc G93882101 07/25/2006 22 Authorise 5,200,000,000 Ordinary Mgmt Yes For For Shares for Market Purchase Should the Special Resolution at the Extraordinary General Meeting on 25 July 2006 be Passed; Otherwise up to 6,000,000,000 Ordinary Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vodafone Group PLC G93882101 07/25/2006 1 Approve Increase in Authorised Mgmt Yes For For Capital to GBP 9,900,050,000 and USD 7,800,000,000; Authorise Capitalisation up GBP 9,990,000,000; Issue Equity with Rights up to 66,600,000,000 B Shares; Capital Reorganisation; Amend Articles of Association - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Volkswagen AG (VW) D94523145 04/19/2007 1 Receive Financial Statements and Yes Statutory Reports for Fiscal 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Volkswagen AG (VW) D94523145 04/19/2007 2 Approve Allocation of Income Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Volkswagen AG (VW) D94523145 04/19/2007 3 Approve Discharge of Management Board Mgmt Yes For For for Fiscal 2006 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Refuse Discharge of Retired Management Board Member Peter Hartz Volkswagen AG (VW) D94523145 04/19/2007 4 for Fiscal 2005 Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve Discharge of Supervisory Volkswagen AG (VW) D94523145 04/19/2007 5 Board for Fiscal 2006 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Volkswagen AG (VW) D94523145 04/19/2007 6 Elect Supervisory Board Members Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Volkswagen AG (VW) D94523145 04/19/2007 7 Authorize Share Repurchase Program Mgmt Yes For For and Reissuance or Cancellation of Repurchased Shares - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Volkswagen AG (VW) D94523145 04/19/2007 8 Amend Articles Re: Allow Electronic Mgmt Yes For For Distribution of Company Communications - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Volkswagen AG (VW) D94523145 04/19/2007 9 Ratify Auditors for Fiscal 2007 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vulcan Materials Co. VMC 929160109 05/11/2007 1.1 Elect Director Douglas J. McGregor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vulcan Materials Co. VMC 929160109 05/11/2007 1.2 Elect Director Donald B. Rice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vulcan Materials Co. VMC 929160109 05/11/2007 1.3 Elect Director Vincent J. Trosino Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Vulcan Materials Co. VMC 929160109 05/11/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.1 Elect Director Brian P. Anderson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.2 Elect Director Wilbur H. Gantz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.3 Elect Director V. Ann Hailey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.4 Elect Director William K. Hall Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.5 Elect Director Richard L. Keyser Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.6 Elect Director Stuart L. Levenick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.7 Elect Director John W. Mccarter, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.8 Elect Director Neil S. Novich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.9 Elect Director Michael J. Roberts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.1 Elect Director Gary L. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.11 Elect Director James T. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.12 Elect Director James D. Slavik Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 1.13 Elect Director Harold B. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- W.W. Grainger, Inc. GWW 384802104 04/25/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 08/31/2006 1 Issue Shares in Connection with an Mgmt Yes For For Acquisition - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 08/31/2006 2 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 1.1 Elect Director Ernest S. Rady Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 1.2 Elect Director Jerry Gitt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 1.3 Elect Director John T. Casteen, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 1.4 Elect Director Maryellen C. Herringer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 1.5 Elect Director Joseph Neubauer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 1.6 Elect Director Timothy D. Proctor Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 1.7 Elect Director Van L. Richey Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 1.8 Elect Director Dona Davis Young Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 2 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 3 Company Specific--Provide for Mgmt Yes For For Majority Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 5 Approve Report of the Compensation ShrHoldr Yes For Against Committee - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 6 Require Director Nominee ShrHoldr Yes Against For Qualifications - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 7 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wachovia Corp. WB 929903102 04/17/2007 8 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.1 Elect Director Aida M. Alvarez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.2 Elect Director James W. Breyer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.3 Elect Director M. Michele Burns Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.4 Elect Director James I. Cash, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.5 Elect Director Roger C. Corbett Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.6 Elect Director Douglas N. Daft Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.7 Elect Director David D. Glass Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.8 Elect Director Roland A. Hernandez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.9 Elect Director Allen I. Questrom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.1 Elect Director H. Lee Scott, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.11 Elect Director Jack C. Shewmaker Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.12 Elect Director Jim C. Walton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.13 Elect Director S. Robson Walton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.14 Elect Director Christopher J. Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 1.15 Elect Director Linda S. Wolf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 3 Report on Charitable Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 4 Report on Healthcare Policies ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 5 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 6 Report on Equity Compensation by Race ShrHoldr Yes Against For and Gender - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 7 Report on Pay Disparity ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 8 Prepare Business Social ShrHoldr Yes Against For Responsibility Report - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Advisory Vote to Ratify Named Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 9 Executive Officers' Compensation ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 10 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 11 Report on Social and Reputation ShrHoldr Yes Against For Impact of Failure to Comply with ILO Conventions - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 12 Restore or Provide for Cumulative ShrHoldr Yes Against For Voting - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Require Director Nominee Wal-Mart Stores, Inc. WMT 931142103 06/01/2007 13 Qualifications ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.1 Elect Director David W. Bernauer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.2 Elect Director William C. Foote Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.3 Elect Director James J. Howard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.4 Elect Director Alan G. McNally Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.5 Elect Director Cordell Reed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.6 Elect Director Jeffrey A. Rein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.7 Elect Director Nancy M. Schlichting Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.8 Elect Director David Y. Schwartz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.9 Elect Director James A. Skinner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 1.1 Elect Director Marilou M. von Ferstel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Charles R. Walgreen, Walgreen Co. WAG 931422109 01/10/2007 1.11 III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Walgreen Co. WAG 931422109 01/10/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.1 Elect Director Anne V. Farrell Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.2 Elect Director Stephen E. Frank Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.3 Elect Director Kerry K. Killinger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.4 Elect Director Thomas C. Leppert Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.5 Elect Director Charles M. Lillis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.6 Elect Director Phillip D. Matthews Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.7 Elect Director Regina T. Montoya Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.8 Elect Director Michael K. Murphy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.9 Elect Director Margaret Osmer Mcquade Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.1 Elect Director Mary E. Pugh Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.11 Elect Director William G. Reed, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.12 Elect Director Orin C. Smith Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 1.13 Elect Director James H. Stever Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 3 Establish SERP Policy ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 4 Require a Majority Vote for the ShrHoldr Yes For Against Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Washington Mutual, Inc WM 939322103 04/17/2007 5 Require Director Nominee ShrHoldr Yes Against For Qualifications - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Pastora San Juan Waste Management, Inc. WMI 94106L109 05/04/2007 1 Cafferty Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 2 Elect Director Frank M. Clark, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 3 Elect Director Patrick W. Gross Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 4 Elect Director Thomas I. Morgan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 5 Elect Director John C. Pope Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 6 Elect Director W. Robert Reum Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 7 Elect Director Steven G. Rothmeier Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 8 Elect Director David P. Steiner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 9 Elect Director Thomas H. Weidemeyer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waste Management, Inc. WMI 94106L109 05/04/2007 10 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waters Corporation WAT 941848103 05/15/2007 1.1 Elect Director Joshua Bekenstein Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Michael J. Berendt, Waters Corporation WAT 941848103 05/15/2007 1.2 Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waters Corporation WAT 941848103 05/15/2007 1.3 Elect Director Douglas A. Berthiaume Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waters Corporation WAT 941848103 05/15/2007 1.4 Elect Director Edward Conard Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Laurie H. Glimcher, Waters Corporation WAT 941848103 05/15/2007 1.5 M.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waters Corporation WAT 941848103 05/15/2007 1.6 Elect Director Christopher A. Kuebler Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waters Corporation WAT 941848103 05/15/2007 1.7 Elect Director William J. Miller Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waters Corporation WAT 941848103 05/15/2007 1.8 Elect Director JoAnn A. Reed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waters Corporation WAT 941848103 05/15/2007 1.9 Elect Director Thomas P. Salice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Waters Corporation WAT 941848103 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wellpoint Inc WLP 94973V107 05/16/2007 1.1 Elect Director Sheila P. Burke Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wellpoint Inc WLP 94973V107 05/16/2007 1.2 Elect Director Victor S. Liss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wellpoint Inc WLP 94973V107 05/16/2007 1.3 Elect Director Jane G. Pisano, Ph.D. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wellpoint Inc WLP 94973V107 05/16/2007 1.4 Elect Director George A. Schaefer, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wellpoint Inc WLP 94973V107 05/16/2007 1.5 Elect Director Jackie M. Ward Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wellpoint Inc WLP 94973V107 05/16/2007 1.6 Elect Director John E. Zuccotti Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wellpoint Inc WLP 94973V107 05/16/2007 2 Company Specific--Approve Majority Mgmt Yes For For Voting for the Non- Contested Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wellpoint Inc WLP 94973V107 05/16/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.1 Elect Director John S. Chen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.2 Elect Director Lloyd H. Dean Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.3 Elect Director Susan E. Engel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.4 Elect Director Enrique Hernandez, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.5 Elect Director Robert L. Joss Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.6 Elect Director Richard M. Kovacevich Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.7 Elect Director Richard D. McCormick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.8 Elect Director Cynthia H. Milligan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.9 Elect Director Nicholas G. Moore Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.1 Elect Director Philip J. Quigley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.11 Elect Director Donald B. Rice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.12 Elect Director Judith M. Runstad Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.13 Elect Director Stephen W. Sanger Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.14 Elect Director Susan G. Swenson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.15 Elect Director John G. Stumpf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 1.16 Elect Director Michael W. Wright Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 3 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 4 Advisory Vote to Ratify Named ShrHoldr Yes Against For Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 5 Establish SERP Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 6 Report on Racial and Ethnic ShrHoldr Yes Against For Disparities in Loan Pricing - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wells Fargo & Company WFC 949746101 04/24/2007 7 Report on Emission Reduction Goals ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, WEN 950590109 04/26/2007 1.1 Elect Director Janet Hill Mgmt Yes For For Inc. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 1.2 Elect Director John R. Thompson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 1.3 Elect Director J. Randolph Lewis Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 1.4 Elect Director Stuart I. Oran Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 3 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 4 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 5 Label Genetically Modified Organisms ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 6 Prepare Sustainability Report ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wendy's International, Inc. WEN 950590109 04/26/2007 7 Report on Animal Welfare Standards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Western Union Co WU 959802109 05/10/2007 1.1 Elect Director Dinyar S. Devitre Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Western Union Co WU 959802109 05/10/2007 1.2 Elect Director Betsy D. Holden Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Western Union Co WU 959802109 05/10/2007 1.3 Elect Director Christina A. Gold Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Western Union Co WU 959802109 05/10/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Western Union Co WU 959802109 05/10/2007 3 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Western Union Co WU 959802109 05/10/2007 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 1.1 Elect Director Steven R. Rogel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 1.2 Elect Director Debra A. Cafaro Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 1.3 Elect Director Richard H. Sinkfield Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 1.4 Elect Director D. Michael Steuert Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 1.5 Elect Director James N. Sullivan Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 1.6 Elect Director Kim Williams Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 2 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 3 Adopt Simple Majority Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 4 Report on Wood Sourcing ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Weyerhaeuser Co. WY 962166104 04/19/2007 5 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Whirlpool Corp. WHR 963320106 04/17/2007 1.1 Elect Director Michael F. Johnston Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Whirlpool Corp. WHR 963320106 04/17/2007 1.2 Elect Director William T. Kerr Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Whirlpool Corp. WHR 963320106 04/17/2007 1.3 Elect Director Janice D. Stoney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Whirlpool Corp. WHR 963320106 04/17/2007 1.4 Elect Director Michael D. White Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Whirlpool Corp. WHR 963320106 04/17/2007 2 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 1.1 Elect Director Samuel E. Beall, III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 1.2 Elect Director Dennis E. Foster Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 1.3 Elect Director Francis X. Frantz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 1.4 Elect Director Jeffery R. Gardner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 1.5 Elect Director Jeffrey T. Hinson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 1.6 Elect Director Judy K. Jones Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 1.7 Elect Director William A. Montgomery Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 1.8 Elect Director Frank E. Reed Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 2 Approve Executive Incentive Bonus Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Windstream Corp. WIN 97381W104 05/09/2007 4 Stock Retention/Holding Period ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wm. Wrigley Jr. Co. WWY 982526105 03/14/2007 1.1 Elect Director Thomas A. Knowlton Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wm. Wrigley Jr. Co. WWY 982526105 03/14/2007 1.2 Elect Director Steven B. Sample Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wm. Wrigley Jr. Co. WWY 982526105 03/14/2007 1.3 Elect Director Alex Shumate Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wm. Wrigley Jr. Co. WWY 982526105 03/14/2007 1.4 Elect Director William D. Perez Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wm. Wrigley Jr. Co. WWY 982526105 03/14/2007 2 Amend Bylaws to Require a Majority Mgmt Yes For For Vote for the Election of Directors - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wm. Wrigley Jr. Co. WWY 982526105 03/14/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 1 Accept Financial Statements and Mgmt Yes For For Statutory Reports - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 2 Approve Remuneration Report Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 3 Approve Final Dividend of 19.55 Pence Mgmt Yes For For Per Ordinary Share - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 4 Elect Frank Roach as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 5 Re-elect Gareth Davis as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 6 Re-elect Fenton Hord as Director Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 7 Re-elect Nigel Stein as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 8 Reappoint PricewaterhouseCoopers LLP Mgmt Yes For For as Auditors of the Company - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Board to Fix Remuneration Wolseley Plc G97278108 11/29/2006 9 of Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 10 Authorise Issue of Equity or Mgmt Yes For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,697,279 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Wolseley Plc G97278108 11/29/2006 11 Nominal Amount of GBP 8,215,136 Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 12 Authorise 65,721,088 Ordinary Shares Mgmt Yes For For for Market Purchase - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wolseley Plc G97278108 11/29/2006 13 Authorise the Company to Make EU Mgmt Yes For For Political Organisation Donations and Incur EU Political Expenditure up to GBP 125,000 - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 1 Elect Director Robert Essner Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 2 Elect Director John D. Feerick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 3 Elect Director Frances D. Fergusson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 4 Elect Director Victor F. Ganzi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 5 Elect Director Robert Langer Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 6 Elect Director John P. Mascotte Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 7 Elect Director Raymond J. McGuire Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 8 Elect Director Mary Lake Polan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 9 Elect Director Bernard Poussot Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 10 Elect Director Gary L. Rogers Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 11 Elect Director Ivan G. Seidenberg Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 12 Elect Director Walter V. Shipley Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 13 Elect Director John R. Torell III Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 14 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 15 Reduce Supermajority Vote Requirement Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 16 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 17 Adopt Animal Welfare Policy ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 18 Report on Policy to Limit Drug Supply ShrHoldr Yes Against For to Canada - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 19 Report on Political Contributions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 20 Claw-back of Payments under ShrHoldr Yes For Against Restatements - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Company-Specific - Interlocking Wyeth WYE 983024100 04/26/2007 21 Directorship ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Disclose Information-Proposal Wyeth WYE 983024100 04/26/2007 22 Withdrawn. No Vote Required ShrHoldr Yes Abstain Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 23 Separate Chairman and CEO Positions ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyeth WYE 983024100 04/26/2007 24 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyndham Worldwide Corp WYN 98310W108 04/26/2007 1.1 Elect Director Rt. Hon Brian Mulroney Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyndham Worldwide Corp WYN 98310W108 04/26/2007 1.2 Elect Director Michael H. Wargotz Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Wyndham Worldwide Corp WYN 98310W108 04/26/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.1 Elect Director C. Coney Burgess Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.2 Elect Director Fredric W. Corrigan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.3 Elect Director Richard K. Davis Mgmt Yes WithholdAgainst - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.4 Elect Director Roger R. Hemminghaus Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.5 Elect Director A. Barry Hirschfeld Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.6 Elect Director Richard C. Kelly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.7 Elect Director Douglas W. Leatherdale Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.8 Elect Director Albert F. Moreno Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.9 Elect Director Margaret R. Preska Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.1 Elect Director A. Patricia Sampson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.11 Elect Director Richard H. Truly Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.12 Elect Director David A. Westerlund Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 1.13 Elect Director Timothy V. Wolf Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 3 Separate Chairman and CEO Positions ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xcel Energy Inc. XEL 98389B100 05/23/2007 4 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.1 Elect Director Glenn A. Britt Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.2 Elect Director Ursula M. Burns Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.3 Elect Director Richard J. Harrington Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.4 Elect Director William Curt Hunter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.5 Elect Director Vernon E. Jordan, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.6 Elect Director Ralph S. Larsen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.7 Elect Director Robert A. McDonald Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.8 Elect Director Anne M. Mulcahy Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.9 Elect Director N. J. Nicholas, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.1 Elect Director Ann N. Reese Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 1.11 Elect Director Mary Agnes Wilderotter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 3 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xerox Corp. XRX 984121103 05/24/2007 4 Adopt ILO Based Vendor Standards ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 1.1 Elect Director Willem P. Roelandts Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 1.2 Elect Director John L. Doyle Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 1.3 Elect Director Jerald G. Fishman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 1.4 Elect Director Philip T. Gianos Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 1.5 Elect Director William G. Howard, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 1.6 Elect Director J. Michael Patterson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Elect Director Elizabeth W. Xilinx, Inc. XLNX 983919101 07/26/2006 1.7 Vanderslice Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 2 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 3 Approve Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xilinx, Inc. XLNX 983919101 07/26/2006 4 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xl Capital Ltd (Formerly XL G98255105 04/27/2007 Meeting for Holders of ADRs Yes Exel Ltd. ) - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xl Capital Ltd (Formerly Exel Ltd. ) XL G98255105 04/27/2007 1.1 Elect Director Joseph Mauriello Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xl Capital Ltd (Formerly Exel Ltd. ) XL G98255105 04/27/2007 1.2 Elect Director Eugene M. Mcquade Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xl Capital Ltd (Formerly Exel Ltd. ) XL G98255105 04/27/2007 1.3 Elect Director Robert S. Parker Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xl Capital Ltd (Formerly Exel Ltd. ) XL G98255105 04/27/2007 1.4 Elect Director Alan Z. Senter Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Xl Capital Ltd (Formerly XL G98255105 04/27/2007 2 TO RATIFY THE APPOINTMENT OF Mgmt Yes For For PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR Exel Ltd. ) ENDING DECEMBER 31, 2007. - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- XTO Energy Inc XTO 98385X106 05/15/2007 1.1 Elect Director Lane G. Collins Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- XTO Energy Inc XTO 98385X106 05/15/2007 1.2 Elect Director Scott G. Sherman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- XTO Energy Inc XTO 98385X106 05/15/2007 1.3 Elect Director Bob R. Simpson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- XTO Energy Inc XTO 98385X106 05/15/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 1 Elect Director Terry S. Semel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 2 Elect Director Jerry Yang Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 3 Elect Director Roy J. Bostock Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 4 Elect Director Ronald W. Burkle Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 5 Elect Director Eric Hippeau Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 6 Elect Director Vyomesh Joshi Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 7 Elect Director Arthur H. Kern Mgmt Yes Against Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 8 Elect Director Robert A. Kotick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 9 Elect Director Edward R. Kozel Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 10 Elect Director Gary L. Wilson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 11 Amend Omnibus Stock Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 12 Amend Qualified Employee Stock Mgmt Yes For For Purchase Plan - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 13 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 14 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yahoo!, Inc. YHOO 984332106 06/12/2007 15 Adopt Policies to Protect Freedom of ShrHoldr Yes Against For Access to the Internet - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Amend Bylaws to Establish a Board Yahoo!, Inc. YHOO 984332106 06/12/2007 16 Committee on Human Rights ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.1 Elect Director David W. Dorman Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.2 Elect Director Massimo Ferragamo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.3 Elect Director J. David Grissom Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.4 Elect Director Bonnie G. Hill Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.5 Elect Director Robert Holland, Jr. Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.6 Elect Director Kenneth G. Langone Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.7 Elect Director Jonathan S. Linen Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.8 Elect Director Thomas C. Nelson Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.9 Elect Director David C. Novak Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.1 Elect Director Thomas M. Ryan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 1.11 Elect Director Jackie Trujillo Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 2 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 3 Adopt MacBride Principles ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 4 Advisory Vote to Ratify Named ShrHoldr Yes For Against Executive Officers' Compensation - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 5 Pay For Superior Performance ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 6 Submit Severance Agreement (Change in ShrHoldr Yes Against For Control) to shareholder Vote - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Report on Sustainable Fish/Seafood Yum Brands, Inc. YUM 988498101 05/17/2007 7 Sourcing Policies ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Yum Brands, Inc. YUM 988498101 05/17/2007 8 Report on Animal Welfare Policies ShrHoldr Yes Against For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zimmer Holdings Inc ZMH 98956P102 05/07/2007 1 Elect Director Larry C. Glasscock Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zimmer Holdings Inc ZMH 98956P102 05/07/2007 2 Elect Director John L. McGoldrick Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zimmer Holdings Inc ZMH 98956P102 05/07/2007 3 Ratify Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zimmer Holdings Inc ZMH 98956P102 05/07/2007 4 Declassify the Board of Directors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zimmer Holdings Inc ZMH 98956P102 05/07/2007 5 Adopt Simple Majority Vote ShrHoldr Yes For Against - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zurich Financial Services H9870Y105 04/03/2007 1 Share Re-registration Consent Mgmt Yes For For AG - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zurich Financial Services Accept Financial Statements and AG H9870Y105 04/03/2007 1 Statutory Reports Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zurich Financial Services Approve Allocation of Income and AG H9870Y105 04/03/2007 2 Dividends of CHF 11 per Share Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zurich Financial Services Approve Discharge of Board and Senior AG H9870Y105 04/03/2007 3 Management Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Approve CHF 324,244 Increase in Pool Zurich Financial Services of Capital Reserved for Stock Option AG H9870Y105 04/03/2007 4 Plan Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zurich Financial Services AG H9870Y105 04/03/2007 5.1.1Elect Armin Meyer as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zurich Financial Services AG H9870Y105 04/03/2007 5.1.2Elect Rolf Watter as Director Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Zurich Financial Services Ratify PricewaterhouseCoopers AG as AG H9870Y105 04/03/2007 5.2 Auditors Mgmt Yes For For - ------------------------- ------------------ ---------- -------------------------------------------- -------------- ---------------- Fund: Principal Variable Contracts Fund, Inc. - Balanced Account Sub-Advisor: Principal Global Investors Vote Summary Report Jul 01, 2006 - Jun 30, 2007 PVC- Balanced Account - 501 Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- --------------------------------------- ------------- ------------ ------------------- ---------- ---------- - -------------------------------------------------------------------------------------------------------------------------------- 05/08/07 - A 3M CO *MMM* 88579Y101 03/09/07 1,097 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 4 Rescind Fair Price Provision For For Mgmt Given the similar protection provided by Delaware General Corporation Law, we believe that the elimination of the fair price provision does not significantly reduce the company's ability to discourage two-tiered tender offers. Rescinding the fair price provision would provide the company with flexibility in pursuing strategic transactions without compromising the company's ability to protect itself from potential hostile takeovers. 5 Approve Executive Incentive Bonus Plan For For Mgmt ISS has concerns with an individual award limit expressed as a percentage of a financial line item as it can produce astronomical payouts. Given the tax advantages that the 162(m) plan provides we recommend support for this proposal. However, ISS will monitor the performance bonus payouts provided to named executive officers and may recommend a vote to WITHHOLD from the compensation committee members if the company does reach the individual award limit without providing sufficient and complete disclosure in the proxy statement. 6 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 7 Pay For Superior Performance Against For ShrHoldr In this case, ISS notes that the company's annual compensation program for named executives does not provide adequate disclosure concerning the specific target payments for the disclosed financial metric, nor is it clear how payouts are determined with respect to target performance. Further, the long-term compensation program is largely time-based. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 04/27/07 - A Abbott Laboratories *ABT* 002824100 02/28/07 9,496 1 Elect Directors For Split Mgmt 1.1 Elect Director R.S. Austin --- For We recommend a vote FOR the directors with the exception of independent outsider Samuel C. Scott III. We recommend that shareholders WITHHOLD votes from independent outsider Samuel C. Scott III for sitting on more than three boards and serving as CEO. 1.2 Elect Director W.M. Daley --- For 1.3 Elect Director W.J. Farrell --- For 1.4 Elect Director H.L. Fuller --- For 1.5 Elect Director R.A. Gonzalez --- For 1.6 Elect Director D.A.L. Owen --- For 1.7 Elect Director B. Powell Jr. --- For 1.8 Elect Director W.A. Reynolds --- For 1.9 Elect Director R.S. Roberts --- For 1.10 Elect Director S.C. Scott III --- Withhold 1.11 Elect Director W.D. Smithburg --- For 1.12 Elect Director G.F. Tilton --- For 1.13 Elect Director M.D. White --- For 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 4 Separate Chairman and CEO Positions Against Against ShrHoldr Conclusion In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 04/26/07 - A Abn Amro Holding Nv 000937102 04/04/07 3,913 Meeting for Holders of ADRs 1 ADOPTION OF THE 2006 FINANCIAL STATEMENTS. For For Mgmt 2 ADOPTION OF THE PROPOSED DIVIDEND 2006. For For Mgmt 3 DISCHARGE OF THE MEMBERS OF THE MANAGING For For Mgmt BOARD IN RESPECT OF THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR, AS DESCRIBED BY THE 2006 ANNUAL REPORT AND THE INFORMATION PROVIDED DURING THIS MEETING. 4 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY For For Mgmt BOARD IN RESPECT OF THEIR SUPERVISION DURING THE PAST FINANCIAL YEAR, AS DESCRIBED BY THE 2006 ANNUAL REPORT AND THE INFORMATION PROVIDED DURING THIS MEETING. 5 APPROVAL OF THE PROPOSAL BY THE SUPERVISORY For For Mgmt BOARD WITH RESPECT TO THE MANAGING BOARD COMPENSATION POLICY. 6 NOMINATION FOR THE APPOINTMENT OF MRS. A.M. For For Mgmt LLOPIS RIVAS. 7 NOMINATION FOR THE REAPPOINTMENT OF D.R.J. For For Mgmt BARON DE ROTHSCHILD. 8 NOMINATION FOR THE REAPPOINTMENT OF MR P. For For Mgmt SCARONI. 9 NOMINATION FOR THE REAPPOINTMENT OF LORD C. For For Mgmt SHARMAN OF REDLYNCH. 10 NOMINATION FOR THE REAPPOINTMENT OF MR M.V. For For Mgmt PRATINI DE MORAES. 11 AUTHORISATION OF THE MANAGING BOARD TO LET For For Mgmt THE COMPANY ACQUIRE SHARES IN THE COMPANY S CAPITAL, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD. 12 AUTHORISATION OF THE MANAGING BOARD TO For For Mgmt ISSUE ORDINARY SHARES, CONVERTIBLE PREFERENCE SHARES AND PREFERENCE FINANCING SHARES, INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR SUCH CLASSES OF SHARES FOR A PERIOD OF 18 MONTHS FROM 27 APRIL 2007. 13 AUTHORISATION OF THE MANAGING BOARD TO For For Mgmt RESTRICT OR EXCLUDE SHAREHOLDERS PRE-EMPTIVE RIGHTS FOR A PERIOD OF 18 MONTHS FROM 27 APRIL 2007. 14 A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT Against Against ShrHoldr IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO ACTIVELY PURSUE ANY POSSIBILITIES TO SELL, SPIN-OFF OR MERGE SOME OR ALL OF THE MAJOR BUSIN ISS Analysis TCI's initiative has received some positive echoes in both the Netherlands as well as in international markets, leading to believe that TCI's discontent with ABN AMRO's underperformance is based on legitimate concerns regarding the company's strategy and the way the management board implements this strategy. The TSR performance of ABN AMRO has been below average from 2003. As shown by the information published for the period 2003-2006, the company achieved a sixteenth position against 20 peer companies (consisting of the following: Hypovereinsbank, Societe Generale, Credit Suisse, BNP Paribas, Nordea, BSCH, JP Morgan Chase, ING, UBS, Merrill Lynch, Deutsche Bank, BBVA, Fleet Boston/National City, Morgan Stanley, Barclays, Bank One/KeyCorp, Wells Fargo, HSBC, Citigroup, and Lloyds TSB). In fact the company has been underperforming as of 2001 (ninth position), with slightly above median for the period 2002-2005 (seventh position). For the coming period (2004-2007), the company is projected to be at the thirteenth position. In this context it seems reasonable to assume that a change in strategy and/or its implementation is necessary in order to increase shareholder value. TCI argues that a break-up, partial or complete sale, or merger is the best way to achieve this. Although ISS does not challenge that such a scenario has its merits, the argumentation presented by TCI does not include how exactly such a dramatic change in strategic course should be executed. ISS is of the opinion that any major restructuring operation should be done after careful planning and with the full support of the management. Cornering the management board could lead to rash decision making and further increase risk of failing performance. The merit of the TCI proposals is that they have pointed out certain sore points and thereby put pressure on the management board to intensify its efforts to increase performance and shareholder value. Whether that should be done by selling the whole or parts of the company is much less obvious, and a forced break-up without management support significantly increases risk for shareholders. However, to ensure effective follow-up by the management board, especially in light of the ongoing negotiations with Barclays, an intensified disclosure policy (as put forward by TCI under item 11.4) seems more beneficial at this time than a mandatory sale or merger. 15 A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT Against Against ShrHoldr IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO RETURN THE CASH PROCEEDS OF ANY MAJOR BUSINESS DISPOSALS TO ALL SHAREHOLDERS BY WAY OF A SH In line with our recommendation for the previous resolution, we do not recommend support for this item. 16 A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT Against Against ShrHoldr IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO ACTIVELY PURSUE ANY POSSIBILITIES TO SELL OR MERGE THE WHOLE COMPANY TO MAXIMIZE SHAREHOLDE In absence of a final outcome of the negotiations on a potential merger with Barclays as well as potential counterbids, and although we favor the maximization of shareholder value, we think it is not in the interest of shareholders to support this shareholder proposal. 17 A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT Against For ShrHoldr IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO REPORT TO SHAREHOLDERS UPON THE OUTCOME OF SUCH ACTIVE INVESTIGATIONS REFERRED TO IN THE AB 18 A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT Against Against ShrHoldr IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO CEASE THE PURSUIT, FOR A PERIOD OF SIX MONTHS FROM THE DATE OF THE AGM, OF ANY MAJOR BUSINE The management board has made a commitment to not pursue any major acquisitions in 2007 as it would not be consistent with its EPS target. At this time, we accept this management commitment and therefore advise shareholders not to support this shareholder resolution. 05/17/07 - A Ace Ltd. *ACE* G0070K103 03/30/07 2,561 Meeting for Holders of ADRs 1 ELECTION OF DIRECTOR: BRIAN DUPERREAULT For For Mgmt 2 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ For For Mgmt 3 ELECTION OF DIRECTOR: PETER MENIKOFF For For Mgmt 4 ELECTION OF DIRECTOR: ROBERT RIPP For For Mgmt 5 ELECTION OF DIRECTOR: DERMOT F. SMURFIT For For Mgmt 6 RATIFICATION OF THE APPOINTMENT OF For For Mgmt PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 06/20/07 - A Aeropostale, Inc *ARO* 007865108 05/04/07 80 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is less than the allowable cap for this company of 13 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 04/27/07 - A Aetna Inc. *AET* 00817Y108 02/23/07 4,412 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Company Specific-Majority Vote Standard for For For Mgmt the Election of Directors in Uncontested Election ISS commends the company for seeking to adopt a majority vote standard for the election of directors, with a plurality vote carve-out for contested elections and a director resignation policy. 4 Restore or Provide for Cumulative Voting Against Against ShrHoldr In this case, the company meets all of the aforementioned corporate governance criteria and performance measures. ISS commends the company for implementing confidential voting in uncontested solicitations, amending the by-laws to provide that the board does not have the right to alter the size of the board beyond a range established by shareholders and seeking shareholder approval to amend the articles to adopt majority voting for director elections with a plurality carve-out for contested elections. Accordingly, shareholder support for this proposal is not warranted. 5 Require Director Nominee Qualifications Against Against ShrHoldr ISS does not advocate that no inside directors sit on boards. The CEO and other senior officers have more company knowledge and experience than anyone on the board. Without their presence, boards could not fulfill another primary obligation: to establish long-term, overall business strategy. However, shareholders clearly need a different kind of director to act as a watchdog over management, inside directors included. Further, ISS believes that directors should be accountable to all shareholders, and not potentially beholden to one specific group. As such, shareholder support is not warranted for this proposal. 05/02/07 - A AGL Resources Inc. *ATG* 001204106 02/23/07 970 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 01/25/07 - A Air Products & Chemicals, Inc. *APD* 009158106 11/30/06 2,675 1 Elect Directors For Split Mgmt 1.1 Elect Director William L. Davis III --- For We recommend a vote FOR the directors with the exception of independent outsider Margaret G. McGlynn. We recommend that shareholders WITHHOLD votes from Margaret G. McGlynn for poor attendance. 1.2 Elect Director W. Douglas Ford --- For 1.3 Elect Director Evert Henkes --- For 1.4 Elect Director Margaret G. Mcglynn --- Withhold 2 Ratify Auditors For For Mgmt 06/12/07 - A Alaska Air Group, Inc. *ALK* 011659109 04/20/07 620 1 Elect Directors For For Mgmt 2 Reimbursement For Short-Slate Proxy Contests Against Against ShrHoldr ISS believes that adoption of this binding proposal would pose several problems. The formula by which the company would provide reimbursement would require substantial payment even if a number of dissident nominees do not receive significant votes. Additionally, the proposal does not include an overall cap on expense reimbursement and could encourage frivolous spending by shareholder nominees. ISS would prefer that dissident nominees include a reimbursement proposal on their proxy cards to be voted. 3 Provide for Cumulative Voting Against Against ShrHoldr In this case, the company meets all of the aforementioned corporate governance and performance criteria. Accordingly, the proposal does not warrant shareholder support. 4 Separate Chairman and CEO Positions Against For ShrHoldr In this case, the company does not meet certain of the criteria in the counterbalancing structure described above. Specifically, the lead director does not perform all of the duties listed. We believe that the company's governance structure does not provide a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal warrants shareholder support. 5 Amend Bylaws/Governance Documents -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 6 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr Pill) to Shareholder Vote In this case, the company has a poison pill policy in place which includes a fiduciary out with a one-year sunset provision. ISS believes that the company's current policy adequately addresses the proponent's concerns. 07/24/06 - A Alaska Communications Systems Group, 01167P101 06/07/06 280 Inc. *ALSK* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/11/07 - A Albemarle Corp. *ALB* 012653101 02/01/07 1,700 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 12/14/06 - S Aleris International Inc 014477103 11/01/06 738 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the merger premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given that ISS is supportive of the underlying transaction, we support the narrowly crafted proposal to adjourn the meeting for the purpose of soliciting additional votes. 05/17/07 - A Allegheny Energy, Inc. *AYE* 017361106 03/12/07 3,302 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Claw-back of Payments under Restatements Against Against ShrHoldr ISS believes that the company has fundamentally addressed the proponent's key concerns. ISS believes this proposal does not warrant shareholder support. 4 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 5 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS believes that this proposal warrants shareholder support. 6 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to enhance shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 7 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards The proposal requests that a significant portion of future stock option grants to senior executives shall be performance-based. ISS believes that this is not unduly restrictive. Based on the available public disclosure, we could not directly link any of the stock option grants or other equity grants to performance metrics. As such, we support this proposal. 8 Report on Impact of Utilizing the National Against Against ShrHoldr Interest Electric Transmission Corridor Therefore, based on the current level of disclosure provided by the company on this topic and questions over the utility of the requested information, ISS recommends that shareholders oppose this resolution. 9 Report on Power Plant Emissions Against For ShrHoldr Therefore, based on the lack of detailed information available on the company's approach to sustaining its operations and profits despite shifting legislation related to climate change and heightening public concerns on these issues, the limited cost associated with expanding such information within the company's existing disclosure, and the potential benefit that shareholders may derive from such transparency, ISS recommends a vote for this resolution. 05/02/07 - A Allegheny Technologies, Inc. *ATI* 01741R102 03/05/07 500 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 9 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Prepare a Sustainability Report Against For ShrHoldr 09/20/06 - S Allergan, Inc. *AGN* 018490102 08/14/06 625 1 Increase Authorized Common Stock For For Mgmt The requested increase of 200,000,000 shares is below the allowable threshold of 330,000,000 shares. 05/08/07 - A Allete Inc. *ALE* 018522300 03/09/07 1,130 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/15/07 - A ALLTEL Corp. *AT* 020039103 04/11/07 1,685 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/04/07 - S Altiris, Inc 02148M100 02/28/07 360 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the merger premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given that ISS is supportive of the underlying transaction, we support the narrowly crafted proposal to adjourn the meeting for the purpose of soliciting additional votes. Note: As noted in the company's proxy, Technology Crossover Ventures is the beneficial owner of 10.29% of the company's stock and has executed a Voting Agreement pursuant to which it has agreed to vote in favor of the merger which is being voted on at the company's special meeting. In addition, one of the members of the company's Board of Directors is a Managing Member of Technology Crossover Ventures. Please see the note at the end of this analysis regarding Technology Crossover Ventures' ownership interest in ISS. Technology Crossover Ventures played no role in the preparation of this analysis or ISS' vote recommendation on this matter. 04/26/07 - A Altria Group, Inc. *MO* 02209S103 03/05/07 10,641 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet certain of the aforementioned corporate governance criteria. Specifically, shareholders may not call special meetings and may not act by written consent. Accordingly, the proposal warrants shareholder support. 4 Disclose Information on Secondhand Smoke Against Against ShrHoldr Considering the level of discussion on SHS that the company provides on its website and through other public venues, including specific information on health risks to children with exposure to SHS and language advocating increased regulation on labeling and smoking in public places; as well as concerns over the structure of this resolution, ISS does not recommend shareholder support. 5 Cease Add Campaigns Oriented to Prevent Against Against ShrHoldr Youth Smoking Although we believe that Altria should be taking steps to explore avenues to improve the effectiveness of its youth anti-smoking advertising campaign, ISS is particularly concerned by the scope and nature of the proponent's requests. We do not think that it is either practical or in the best interest of the company to halt all advertisements within one week of the 2007 annual meeting. Such a response may not allow the company to develop a strategic solution to these concerns by further reviewing the effectiveness of its youth advertising campaigns. Furthermore, ISS questions the benefit to shareholders of annually transferring funds from company YSP ads to advertising campaigns which are purported to have been more effective, absent a coherent and effective process and/or methodology for the evaluation of these outside campaigns. As such, we believe that shareholders should not support this request. 6 Cease Production, Promotion, and Marketing Against Against ShrHoldr of Tobacco Products ISS notes the company's new strategic direction is likely to represent a portfolio-mix well in excess of its current 73 percent tobacco holdings, following its divestment from Kraft, As such, requesting a full divestment by 2010 from its tobacco may be unfeasible from an operational perspective. ISS believes that requesting the company to fully change its primary line business, when balanced against the company's historical financial performance would significantly disrupt strategic operations, weaken market penetration and represent the abandonment of established brand recognition. Ultimately, it is our opinion that this request would benefit neither the company nor its shareholders. Based on these facts, ISS does not believe this proposal warrants shareholder support. 7 Adopt Animal Welfare Policy Against Against ShrHoldr In this case, ISS notes that Altria has committed to compliance with applicable guidelines on animal welfare, and that the company's position does not appear inconsistent with industry standards. Moreover, the company has received accreditation from the Association for Assessment and Accreditation of Laboratory Animal Care (AAALAC) for the testing conducted by its laboratories. Finally, establishing new policies on animal welfare, monitoring the compliance of external animal testing facilities, and reporting this information to shareholders may not provide benefits to shareholders commensurate with cost and burden of complying with this request. As such, we do not recommend shareholder support for the resolution. 05/10/07 - A AMB Property Corp. *AMB* 00163T109 03/06/07 2,059 1 Elect Director Afsaneh M. Beshloss For For Mgmt 2 Elect Director T. Robert Burke For For Mgmt 3 Elect Director David A. Cole For For Mgmt 4 Elect Director Lydia H. Kennard For For Mgmt 5 Elect Director J. Michael Losh For For Mgmt 6 Elect Director Hamid R. Moghadam For For Mgmt 7 Elect Director Frederick W. Reid For For Mgmt 8 Elect Director Jeffrey L. Skelton For For Mgmt 9 Elect Director Thomas W. Tusher For For Mgmt 10 Ratify Auditors For For Mgmt 11 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation We commend the company for expressly forbidding the repricing of stock options under the plan. However, the estimated shareholder value transfer of the company's plans of 14 percent is above the allowable cap for this company of 5 percent. Additionally, the company's three year average burn rate of 2.69 percent is higher than its four-digit GICS peer group of 2.23 percent. Therefore, the company has failed ISS's three-year average burn rate policy. 12 Pay For Superior Performance Against Against ShrHoldr In this case, while the company's annual and long-term compensation programs for senior executives are substantially performance-based, the company does not disclose level of payout if the target TSR is attained or exceeded, or limits on bonuses for award grants to senior executives under the long-term incentive program, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 05/08/07 - A Ambac Financial Group, Inc. *ABK* 023139108 03/09/07 525 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 01/18/07 - A Amdocs Limited *DOX* G02602103 11/20/06 2,975 Meeting for ADR Holders 1 Elect Directors For Split Mgmt 1.1 Elect Director Bruce K. Anderson --- For A vote in favor of all of the director nominees is recommended, with the exception of Segal who is a non-independent non-executive director serving on the Nominating Committee. 1.2 Elect Director Adrian Gardner --- For 1.3 Elect Director Charles E. Foster --- For 1.4 Elect Director James S. Kahan --- For 1.5 Elect Director Dov Baharav --- For 1.6 Elect Director Julian A. Brodsky --- For 1.7 Elect Director Eli Gelman --- For 1.8 Elect Director Nehemia Lemelbaum --- For 1.9 Elect Director John T. Mclennan --- For 1.10 Elect Director Robert A. Minicucci --- For 1.11 Elect Director Simon Olswang --- For 1.12 Elect Director Mario Segal --- Withhold 1.13 Elect Director Joseph Vardi --- For 2 APPROVAL OF CONSOLIDATED FINANCIAL For For Mgmt STATEMENTS FOR FISCAL YEAR 2006. 3 RATIFICATION AND APPROVAL OF ERNST & YOUNG For For Mgmt LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. 06/07/07 - A Amedisys, Inc. *AMED* 023436108 04/09/07 864 1 Elect Directors For Split Mgmt 1.1 Elect Director William F. Borne --- For We recommend a vote FOR the directors with the exception of independent outsider David R. Pitts. We recommend that shareholders WITHHOLD votes from David R. Pitts for poor attendance. 1.2 Elect Director Ronald A. Laborde --- For 1.3 Elect Director Jake L. Netterville --- For 1.4 Elect Director David R. Pitts --- Withhold 1.5 Elect Director Peter F. Ricchiuti --- For 1.6 Elect Director Donald A. Washburn --- For 2 Increase Authorized Common Stock For For Mgmt The requested increase of 30,000,000 shares is below the allowable threshold of 46,500,000 shares. 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 06/12/07 - A American Eagle Outfitters, Inc. *AEO* 02553E106 04/16/07 4,297 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 350,000,000 shares is below the allowable threshold of 462,500,000 shares. 3 Ratify Auditors For For Mgmt 04/23/07 - A American Express Co. *AXP* 025816109 02/28/07 3,652 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 10 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 4 Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet all of the aforementioned corporate governance and performance criteria. Specifically, shareholders do not have the ability to call special meetings or act by written consent with 90 days' notice. Accordingly, the proposal warrants shareholder support. 05/17/07 - A American Financial Group, Inc. *AFG* 025932104 03/30/07 885 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 05/16/07 - A American International Group, Inc. 026874107 03/23/07 7,834 *AIG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: 1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines; and 2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 04/25/07 - A Ameriprise Financial, Inc. *AMP* 03076C106 02/28/07 1,840 1 Elect Director James M. Cracchiolo For For Mgmt 2 Elect Director Warren D. Knowlton For For Mgmt 3 Elect Director H. Jay Sarles For For Mgmt 4 Elect Director Robert F. Sharpe, Jr. For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt The proposed amendments do not affect shareholder value transfer in a negative manner. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation, pursuant to Section 162(m) under the Internal Revenue Code for performance-based compensation. Shareholder support for this proposal is warranted. 6 Ratify Auditors For For Mgmt 04/24/07 - A AMETEK, Inc. *AME* 031100100 03/09/07 2,087 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 200,000,000 shares is below the allowable threshold of 290,000,000 shares. 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 4 Ratify Auditors For For Mgmt 05/09/07 - A Amgen, Inc. *AMGN* 031162100 03/12/07 2,235 1 Elect Director Frank J. Biondi, Jr. For For Mgmt 2 Elect Director Jerry D. Choate For For Mgmt 3 Elect Director Frank C. Herringer For For Mgmt 4 Elect Director Gilbert S. Omenn For For Mgmt 5 Ratify Auditors For For Mgmt 6 Declassify the Board of Directors For For Mgmt The ability to elect directors is the single most important use of the shareholder franchise. ISS believes that all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 7 Declassify the Board of Directors For For Mgmt The ability to elect directors is the single most important use of the shareholder franchise. ISS believes that all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 8 Develop an Animal Welfare Policy Against Against ShrHoldr ISS notes that Amgen has committed to compliance with applicable guidelines on animal welfare, and that the company's position does not appear inconsistent with industry standards. Moreover, the company has received accreditation from the AAALAC for the testing conducted by its laboratories. Finally, establishing new policies on animal welfare, monitoring the compliance of external animal testing facilities, and reporting this information to shareholders may not provide benefits to shareholders commensurate with cost and burden of complying with this request. As such, we do not recommend shareholder support for the resolution. 9 Prepare a Sustainability Report Against Against ShrHoldr ISS encourages Amgen to increase its level of transparency related to certain social and environmental management strategies and performance metrics. By continuing to expand on its existing sustainability-related information, management may gain a better understanding of how these issues affect the company's strategic position. That said, we believe that Amgen's existing disclosure provides sufficient insight for shareholders into its policies and practices and demonstrates a commitment to addressing numerous issues related to creating and maintaining sustainable operations. As such, we do not believe this proposal warrants shareholder support. 04/18/07 - A AMN Healthcare Services Inc. *AHS* 001744101 02/19/07 614 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 11 percent is less than the allowable cap for this company of 12 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/23/07 - A Amphenol Corp. *APH* 032095101 04/02/07 700 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For For Mgmt The requested increase of 300,000,000 shares is below the allowable threshold of 430,000,000 shares. 10/03/06 - S AmSouth Bancorporation 032165102 08/14/06 5,008 1 Approve Merger Agreement For For Mgmt Although we have some concerns about the MOE structure and lack of market check, based on the sensible strategic rationale, attractive and reasonable potential synergies, increased dividend payout and takeover speculation, we believe that the proposed merger warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given the narrow scope of this proposal, and our support for this transaction, we recommend that shareholders support this proposal. 04/25/07 - A Anheuser-Busch Companies, Inc. *BUD* 035229103 02/28/07 4,815 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to or less than the allowable cap for this company of 6 percent. Additionally, this plan expressly forbids repricing. 3 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan VI. Vote Recommendation The plan has a employer match rate in the range of 10 to 50 percent of all shares purchased by participant. If the employer match were greater than 25 percent of employ's contribution, the non-qualified employee stock purchase plan acts more like an incentive award. Hence the shareholder value transfer becomes one of concerns. The estimated shareholder value transfer of the company's plans of 3 percent is equal to or less than the allowable cap for this company of 6 percent. 4 Ratify Auditors For For Mgmt 5 Report on Charitable Contributions Against Against ShrHoldr 09/06/06 - A Ansoft Corp. *ANST* 036384105 07/27/06 410 1 Elect Directors For For Mgmt 05/22/07 - A Anthracite Capital, Inc. *AHR* 037023108 03/30/07 490 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/27/07 - A Apogee Enterprises, Inc. *APOG* 037598109 05/04/07 294 1 Elect Directors For For Mgmt 2 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 05/10/07 - A Apple, Inc. *AAPL* 037833100 03/20/07 5,800 1 Elect Directors For Split Mgmt 1.1 Elect Director William V. Campbell --- Withhold In 2003, ISS recommended withholds from almost all members of the board, including Steve Jobs for conducting an option exchange program without prior shareholder approval. Once again, Apple is displaying a pattern of poor pay practice and disregard for shareholders' input on compensation issues at the company. The Apple board's handling of the entire options imbroglio does not inspire investor confidence. The window into current and past compensation practices at the company provided by the board is best described as opaque. Instead of candor, the directors have parsed their words with such deliberation that they have at times tortured the English language. Handcuffed by its own spin, the board has taken insufficient steps to assure investors that insiders will not profit from the favorable timing of equity grants. Such behavior sets an unacceptably low bar for corporate conduct at Apple. In this age of heightened corporate scrutiny, it is critical that the board sets the tone. Unfortunately, the Apple board with respect to these grant timing issues has proven to be tone-deaf at the top. Strong financial performance does not excuse such shortcomings in oversight. CEO Steve Jobs has been instrumental in creating significant shareholder value; however, a cult-like devotion to any CEO can be a huge downside risk to shareholders. The entire board, including Steve Jobs, needs to ensure that even superstar CEOs do not rule the empire. At this time, ISS recommends withholding from all members of the past and present compensation committee (Millard S. Drexler, William V. Campbell, Albert Gore Jr. and Arthur Levinson) and the special committee (Jerome B. York, Albert Gore Jr., and Eric E. Schmidt). As for Steve Jobs, ISS will continue to monitor the situation as it unfolds and update our vote recommendation, if necessary. We note that the company has a plurality vote standard for the election of directors. Therefore, the withhold vote would serve as a strong signal to the board but would not cause removal of the directors. 1.2 Elect Director Millard S. Drexler --- Withhold 1.3 Elect Director Albert A. Gore, Jr. --- Withhold 1.4 Elect Director Steven P. Jobs --- For 1.5 Elect Director Arthur D. Levinson, Ph.D. --- Withhold 1.6 Elect Director Eric E. Schmidt, Ph.D. --- Withhold 1.7 Elect Director Jerome B. York --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 4 Amend Non-Employee Director Stock Option For For Mgmt Plan VII. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 5 Ratify Auditors For For Mgmt 6 Compensation Specific--Option Dating Policy Against For ShrHoldr ISS notes that many companies, including those that have not been alleged with options backdating, have adopted and disclosed fixed equity grant schedule with respect to annual equity grants as well as new hire grants. Other companies publicly disclose that they have adopted window period policy on equity grants and do not coordinate the issuance of equity compensation in coordination with the release of material non-public information. ISS supports this proposal in light of the company's past misdating of options and the lack of disclosure of its current option grant practices. 7 Pay For Superior Performance Against For ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are not substantially performance-based under current ISS guidelines. Further, the company does not disclose specific hurdles rates for its annual incentive program to senior executives, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 8 Report on Feasibility of Adopting a Toxic Against Against ShrHoldr Chemical Elimination Policy Therefore, based on our concern with the structure of this resolution, as well as the management's policies and commitments to actively assess and manage its toxic chemical related risks, and the existing level of disclosure related to its toxic chemical policies and initiatives, ISS recommends that shareholders oppose this resolution. 9 Stock Retention/Holding Period Against For ShrHoldr ISS supports this shareholder proposal as the company has not adopted any executive stock ownership guidelines or retention guidelines. 10 Report on Computer Recycling Policy Against Against ShrHoldr ISS agrees with the proponent that the company should continuously evaluate its recycling programs, including publicly stated recovery goals, to ensure that its policies do not appear to lag behind industry standards. In this case, we note that the company does not appear to disclose product take back goals and its recycling programs may not be in all cases be as flexible relative to industry peers. That said, we note that the company has taken significant strides in the last year to upgrade its recycling initiatives by offering free recycling and shipping of any old computer to purchasers of new Apple MacintoshAE; computers or flat-panel displays. Further, ISS notes that the company offers substantial country-specific information to assist customers in the recycling of its products. Regarding its environmental management systems, Apple provides significant publicly available information discussing the company's environmental policies and commitments to minimize waste and toxic chemicals over the course of its products' life cycle. While we agree that this disclosure does not address each issue recommended by the proponent's resolution, it does provide shareholders with substantial insight into the company's environmental and recycling policies, and it demonstrates an active commitment on the part of the company to continue to improve its existing environmental, product life cycle, and recycling-specific initiatives. Additionally, the company has not been the subject of recent fines or litigation related to this issue suggesting that the company has systematic problems with its environmental management systems. As such, we do not believe this proposal warrants shareholder support. 11 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 10/19/06 - A Applera Corp 038020103 08/30/06 1,220 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard H. Ayers --- For We recommend a vote FOR the directors with the exception of James R. Tobin and Jean-Luc Belingard. We recommend shareholders WITHHOLD votes from James R. Tobin for standing as an affiliated outsider on the Audit Committee. We also recommend that shareholders WITHHOLD votes from Jean-Luc Belingard for sitting on more than three boards. 1.2 Elect Director Jean-Luc Belingard --- Withhold 1.3 Elect Director Robert H. Hayes --- For 1.4 Elect Director Arnold J. Levine --- For 1.5 Elect Director William H. Longfield --- For 1.6 Elect Director Theodore E. Martin --- For 1.7 Elect Director Carolyn W. Slayman --- For 1.8 Elect Director Orin R. Smith --- For 1.9 Elect Director James R. Tobin --- Withhold 1.10 Elect Director Tony L. White --- For 2 Ratify Auditors For For Mgmt 3 Change Company Name For For Mgmt Because it is unlikely that the name change would have a negative financial impact on the company, ISS recommends supporting the proposal. 4 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 8.53 percent is within the allowable cap for this company of 12.36 percent. Additionally, this plan expressly forbids repricing. 5 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.41 percent is within the allowable cap for this company of 13.12 percent. Additionally, this plan expressly forbids repricing. 05/30/07 - A Arbor Realty Trust, Inc. *ABR* 038923108 04/13/07 471 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Stock Ownership Limitations For For Mgmt This proposal makes a minor change to the company's current ownership limits, which are intended to protect the REIT status of the company. ISS believes that the proposed 7.0-percent ownership limit is reasonable. Given that the proposal is not detrimental to shareholders' rights, and may allow the company to preserve capital by paying stock-based incentive fees, we believe it warrants shareholder support. 04/26/07 - A Arch Chemicals, Inc. *ARJ* 03937R102 03/02/07 1,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/16/07 - A Archstone Smith Trust *ASN* 039583109 03/26/07 510 1 Elect Directors For For Mgmt 2 Pay For Superior Performance Against Against ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are substantially performance-based under current ISS guidelines. Further, a substantial portion of the executives; short-term and long-term incentives is benchmarked to the company's performance against the NAREIT Apartment Index. Further, the company provides disclosure regarding the achievement levels at which certain awards were paid in the past. While we are concerned by the fact that the same performance criteria are used for both the cash bonus and RSU grants, we believe that the company has sufficiently fulfilled the objective of the proposal. As such, we do not believe that this item warrants shareholder support. 3 Ratify Auditors For For Mgmt 05/08/07 - A Argonaut Group, Inc. *AGII* 040157109 03/22/07 570 1 Elect Directors For For Mgmt 05/24/07 - A Arris Group Inc *ARRS* 04269Q100 03/30/07 2,995 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 11 percent is less than the allowable cap for this company of 15 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/04/07 - A Asbury Automotive Group. Inc. *ABG* 043436104 03/15/07 490 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/17/07 - A Assurant Inc *AIZ* 04621X108 03/30/07 1,950 1 Elect Directors For For Mgmt 1.1 Elect Director Michel Baise --- For We recommend a vote FOR the directors. 1.2 Elect Director Howard L. Carver --- For 1.3 Elect Director Juan N. Cento --- For 1.4 Elect Director Allen R. Freedman --- For 2 Ratify Auditors For For Mgmt 05/01/07 - A Astec Industries, Inc. *ASTE* 046224101 02/23/07 660 1 Elect Directors For For Mgmt 2 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 04/26/07 - A Astrazeneca plc 046353108 03/16/07 1,289 Meeting for Holders of ADRs 1 TO RECEIVE THE COMPANY S ACCOUNTS AND THE For For Mgmt REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2006 2 TO CONFIRM DIVIDENDS For For Mgmt 3 Ratify Auditors For For Mgmt 4 TO AUTHORISE THE DIRECTORS TO AGREE THE For For Mgmt REMUNERATION OF THE AUDITOR 5(a) Elect Director Louis Schweitzer For For Mgmt 5(b) Elect Director Hakan Mogren For For Mgmt 5(c) Elect Director David R Brennan For For Mgmt 5(d) Elect Director John Patterson For For Mgmt 5(e) Elect Director Jonathan Symonds For For Mgmt 5(f) Elect Director John Buchanan For For Mgmt 5(g) Elect Director Jane Henney For For Mgmt 5(h) Elect Director Michele Hooper For For Mgmt 5(i) Elect Director Joe Jimenez For For Mgmt 5(j) Elect Director Dame Nancy Rothwell For For Mgmt 5(k) Elect Director John Varley For For Mgmt 5(l) Elect Director Marcus Wallenberg For For Mgmt 6 TO APPROVE THE DIRECTORS REMUNERATION For For Mgmt REPORT FOR THE YEAR ENDED DECEMBER 31, 2006 7 TO AUTHORISE LIMITED EU POLITICAL DONATIONS For For Mgmt 8 TO AUTHORISE THE DIRECTORS TO ALLOT For For Mgmt UNISSUED SHARES 9 TO AUTHORISE THE DIRECTORS TO DISAPPLY For For Mgmt PRE-EMPTION RIGHTS 10 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Mgmt OWN SHARES 11 TO AUTHORISE ELECTRONIC COMMUNICATION WITH For For Mgmt SHAREHOLDERS 07/21/06 - S AT&T Inc *T* 00206R102 06/01/06 18,999 1 Approve Merger Agreement For For Mgmt We believe that the merger has a sensible strategic rationale, and that the market has had a positive initial to date reaction to the deal. Based on our review of the terms of the transaction and the factors described above, we believe that the share issuance in connection with the merger with BellSouth warrants shareholder support. 04/27/07 - A AT&T Inc *T* 00206R102 02/28/07 31,075 1 Elect Director William F. Aldinger III For For Mgmt At this time, ISS will monitor the company's executive pay practices and may recommend withholding from compensation committees in the future. 2 Elect Director Gilbert F. Amelio For For Mgmt 3 Elect Director Reuben V. Anderson For For Mgmt 4 Elect Director James H. Blanchard For For Mgmt 5 Elect Director August A. Busch III For For Mgmt 6 Elect Director James P. Kelly For For Mgmt 7 Elect Director Charles F. Knight For For Mgmt 8 Elect Director Jon C. Madonna For For Mgmt 9 Elect Director Lynn M. Martin For For Mgmt 10 Elect Director John B. McCoy For For Mgmt 11 Elect Director Mary S. Metz For For Mgmt 12 Elect Director Toni Rembe For For Mgmt 13 Elect Director Joyce M. Roche For For Mgmt 14 Elect Director Randall L. Stephenson For For Mgmt 15 Elect Director Laura D' Andrea Tyson For For Mgmt 16 Elect Director Patricia P. Upton For For Mgmt 17 Elect Director Edward E. Whitacre, Jr. For For Mgmt 18 Ratify Auditors For For Mgmt 19 Compensation Specific-Severance Payments to For For Mgmt Executives ISS commends the company for adopting such a policy, and recommends that shareholder vote FOR this proposal. 20 Report on Political Contributions Against Against ShrHoldr Based on existing disclosure that AT&T provides regarding its rationale, policies, and oversight mechanisms for corporate political contributions and trade association activities, and a lack of recent, significant controversy or litigation related to such public policy activities, ISS does not recommend shareholder support for this resolution. 21 Amend Articles/Bylaws/Charter - Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to holders of at least 10 to 25 percent of the outstanding shares. 22 Pay For Superior Performance Against For ShrHoldr 23 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 24 Establish SERP Policy Against For ShrHoldr The company's plan uses the average base salary and bonus for calculation of the retirement benefits, which can have the effect of converting short-term incentives into guaranteed future benefits and creating a substantial lifetime cost to the company and its shareholders. ISS recommends shareholders vote FOR this proposal. 05/18/07 - PC Atmel Corp. *ATML* 049513104 04/05/07 27,738 Management Proxy (White Card) 1 Remove Directors Pierre Fougere, T. Peter Against DoNotVot ShrHoldr Thomas, Chaiho Kim, David Sugishita and Steven Laub Dissident Proxy (Green Card) 1 Remove Existing Director Pierre Fougere For Against ShrHoldr 2 Remove Existing Director Chaiho Kim For For ShrHoldr 3 Remove Existing Steven Laub For Against ShrHoldr 4 Remove Existing David Sugishita For Against ShrHoldr 5 Remove Existing T. Peter Thomas For Against ShrHoldr 6 Elect Directors (Opposition Slate) For Split Mgmt 6.1 Elect Director Brian S. Bean --- For 6.2 Elect Director Joseph F. Berardino --- Against 6.3 Elect Director Bernd U Braune --- Against 6.4 Elect Director John D Kubiatowicz --- Against 6.5 Elect Director George A. Vandeman --- Against 02/07/07 - A Atmos Energy Corp. *ATO* 049560105 12/11/06 1,237 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert W. Best --- Withhold We recommend a vote FOR the directors with the exception of insider Robert W. Best and affiliated outsider Charles K. Vaughan. We recommend that shareholders WITHHOLD votes from Robert W. Best for standing as an insider on the Audit, Compensation, and Nominating committees. We also recommend that shareholders WITHHOLD votes from Charles K. Vaughan for standing as an affiliated outsider on the Audit, Compensation, and Nominating committees. 1.2 Elect Director Thomas J. Garland --- For 1.3 Elect Director Phillip E. Nichol --- For 1.4 Elect Director Charles K. Vaughan --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. 3 Approve/Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. However, ISS believes that the compensation committee should compose of solely independent directors and may recommend a vote AGAINST the proposal in the future if affiliated directors continue to sit on the committee. 04/26/07 - A Avery Dennison Corp. *AVY* 053611109 02/26/07 2,180 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 11/09/06 - A Avnet, Inc. *AVT* 053807103 09/12/06 1,659 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 5.62 percent is within the allowable cap for this company of 12.47 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Separate Chairman and CEO Positions Against Against ShrHoldr We believe that Avnet's governance structure provides a satisfactory balance to a unified Chairman and CEO position. 05/24/07 - A BancFirst Corp. *BANF* 05945F103 04/12/07 164 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/25/07 - A Bank of America Corp. *BAC* 060505104 03/02/07 22,322 1 Elect Director William Barnet, III For For Mgmt We recommend a vote FOR the directors. 2 Elect Director Frank P. Bramble, Sr. For For Mgmt 3 Elect Director John T. Collins For For Mgmt 4 Elect Director Gary L. Countryman For For Mgmt 5 Elect Director Tommy R. Franks For For Mgmt 6 Elect Director Charles K. Gifford For For Mgmt 7 Elect Director W. Steven Jones For For Mgmt 8 Elect Director Kenneth D. Lewis For For Mgmt 9 Elect Director Monica C. Lozano For For Mgmt 10 Elect Director Walter E. Massey For For Mgmt 11 Elect Director Thomas J. May For For Mgmt 12 Elect Director Patricia E. Mitchell For For Mgmt 13 Elect Director Thomas M. Ryan For For Mgmt 14 Elect Director O. Temple Sloan, Jr. For For Mgmt 15 Elect Director Meredith R. Spangler For For Mgmt 16 Elect Director Robert L. Tillman For For Mgmt 17 Elect Director Jackie M. Ward For For Mgmt 18 Ratify Auditors For For Mgmt 19 Prohibit Executive Stock-Based Awards Against Against ShrHoldr According to ISS policy, stock option plans should explicitly prohibit repricing underwater options without shareholder consent. We do, however, believe that issuers should have some latitude in determining the mix of award types granted to executives and employees. The company currently uses a mix of award types including options, restricted stock, and restricted stock units in its compensation of senior executives. Prohibiting the award of any future stock options to anyone can constitute micromanagement and put the company at a competitive disadvantage. Because this proposal is overly restrictive, we do not believe this item warrants shareholder support. 20 Change Size of Board of Directors Against Against ShrHoldr ISS believes that the company should have the ability to determine the number of directors within a reasonable range. ISS feels that this decrease in board size is arbitrary. Further, ISS agrees with management that the proponent has not proven that imposing arbitrary restraint on the company would have additional cost benefits to the company. Accordingly, the proposal does not warrant shareholder support. 21 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, Bank of America has more than 2/3 independent outsiders on its board, all-independent key committees, and established corporate governance guidelines. Additionally, we note that the board amended the corporate governance guidelines in April 2006 to provide for an independent lead director, who performs all the duties listed above. At the time, O. Temple Sloan, Jr. was elected by the independent directors to serve as lead director for a one-year term With regard to the company's total shareholder return performance, Bank of America outperformed the S&P 500 index on both a one-year and three-year TSR basis. In this case, Bank of America meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 04/27/07 - A Bank of Hawaii Corp. *BOH* 062540109 02/28/07 858 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 07/21/06 - A Bank of Ireland Group 46267Q103 06/14/06 1,510 Meeting for Holders of ADRs 1 TO RECEIVE THE REPORT AND ACCOUNTS. For For Mgmt 2 TO DECLARE A DIVIDEND. For For Mgmt 3 Elect Directors For For Mgmt 4 TO AUTHORISE THE DIRECTORS TO DETERMINE THE For For Mgmt REMUNERATION OF THE AUDITORS. 5 TO RENEW THE BANK S AUTHORITY TO PURCHASE For For Mgmt ITS OWN STOCK.* 6 TO DETERMINE THE RE-ISSUE PRICE RANGE FOR For For Mgmt TREASURY STOCK.* 7 TO RENEW THE DIRECTORS AUTHORITY TO ISSUE For For Mgmt ORDINARY STOCK ON A NON-PREEMPTIVE BASIS FOR CASH.* 8 TO RENEW THE DIRECTORS AUTHORITY TO ISSUE For For Mgmt ORDINARY STOCK ON A NON-PRE-EMPTIVE BASIS OTHER THAN FOR CASH.* 9 TO RENEW THE AUTHORITY TO OPERATE A STOCK For For Mgmt ALTERNATIVE SCHEME.* 10 TO APPROVE THE RESOLUTION ON NON-EXECUTIVE For For Mgmt DIRECTORS FEES.* 11 TO ESTABLISH A NEW ALL-EMPLOYEE STAFF STOCK For For Mgmt ISSUE SCHEME (ROL ONLY).* 12 TO ESTABLISH A NEW ALL-EMPLOYEE RESTRICTED For For Mgmt STOCK PLAN AND US EMPLOYEE TRUST (US ONLY).* 03/06/07 - A/S Bank Of Nova Scotia *BNS* 064149107 01/15/07 3,140 1 Elect Directors For For Mgmt 2 Ratify KPMG LLP as Auditors For For Mgmt 3 Amend Section 3.14 of Bylaw No. 1 Re: For For Mgmt Definition of Indemnity 4 Amend Stock Option Plan For For Mgmt 5 Disclose Information on Compensation Against Against ShrHoldr Consultant ISS recommends that shareholders vote against this proposal because the bank has disclosed the name of its compensation consultant along with a narrative description of its mandate and total fees it received for the fiscal years 2005 and 2006 and in so doing has exceeded regulatory reporting requirements. 6 Senior Executive Compensation Be Relative Against Against ShrHoldr to Employees' Average Salary and the Bank's Expenses and Financial Success ISS recommends that shareholders vote against this proposal because of it advocates limits to executive compensation which could be inconsistent with rewarding high-performing executives. Central to the bank's compensation philosophy is the goal to align pay with performance and with the competitive market for executive talent. Furthermore, the independent Human Resources Committee has indicated that metrics aimed at linking executive pay with shareholder value are not only in place but are reviewed regularly to ensure metrics adequately link pay with performance and the market for executive talent. 7 Align Senior Executive Stock Option Against Against ShrHoldr Allocations to the Bank's Economic Value Added ISS recommends that shareholders vote against this proposal because performance drivers currently in place are equally valid and more understandable to shareholders than EVA. Performance metrics evolve over time and the board had indicated it reviews its compensation practices to ensure its metrics reflect industry best practice. 8 Increase Number of Women Directors on the Against Against ShrHoldr Board While ISS Canada recognizes the lack of meaningful progress at Canadian companies in promoting women in the boardroom, we have found that the largest of the Canadian banks are among the leaders where this issue is concerned and therefore believe that there are many more appropriate targets for this type of proposal. On balance we believe that Bank of Nova Scotia's commitment to gender diversity from the executive level on up to the board is at the very least adequate if not laudable. Bank of Nova Scotia has an entirely independent nominating committee and an established process for board selection based on predetermined criteria intended to fill needed expertise or skills to promote overall board effectiveness. Based on our assessment of these factors, ISS Canada does not support this proposal. 9 Disclose Financial Statements of the Bank Against Against ShrHoldr Subsidiaries in the Annual Report ISS recommends that shareholders vote against this proposal because the disclosure requested would incur a cost the company without guaranteeing either improved shareholder understanding of the company nor enhanced shareholder returns. 10 Disclose Bank Participation in Hedge Funds Against Against ShrHoldr The Board states that the Bank's rigorous risk management process is applied for any investment or counterparty relationship and that the Bank deals with a relatively small number of hedge funds. The Bank has disclosed comprehensive risk management processes supported by qualified risk professionals. On a larger scale, the concerns expressed by the proponents and the examples referred to point to a broader regulatory issue which regulators in both Canada and the U.S. are addressing. ISS therefore does not support this proposal. 11 Reinstate Pensioners' Benefits Which Were Against Against ShrHoldr Downgraded, Eliminated and Skirted During Recent Years Scotiabank has indicated that it has a process for reviewing its pension plan to consider increases based on a number of factors including: inflation, the length of time since retirement, competitive market practice and the cost of the improvement. The Bank states further that objectives of fairness to all stakeholders, market competitiveness, and the long term sustainability of the plan, are the basis for managing all of the Bank's benefit plans. ISS believes that the proposal addresses an issue that is best dealt with by the Bank's board and management working together with pension plan experts, as is currently the case. We therefore do not support this proposal. 12 Update Definition of Director Independence Against Against ShrHoldr ISS agrees with the proponent that the definition of director independence should continue to evolve. ISS believes that boards or designated committees have the responsibility to review annually the board as a whole, including its independence from management. The Corporate Governance and Pension Committee is comprised of seven independent directors. Their mandate includes, among other things, an annual review of each director's independence and the bank's Independence Standard. In addition, we believe that the bank's standards, policies and due diligence procedures are designed to address the issue raised by the proponent, while giving the board some discretion. ISS does not feel that this shareholder proposal warrants support. 04/24/07 - A Banner Corp *BANR* 06652V109 03/01/07 170 1 Elect Directors For For Mgmt 11/09/06 - A Barr Pharmaceuticals Inc *BRL* 068306109 09/15/06 2,470 1 Elect Directors For Split Mgmt 1.1 Elect Director Bruce L. Downey --- For We recommend a vote FOR the directors with the exception of affiliated outsider James S. Gilmore, III. We recommend that shareholders WITHHOLD votes from James S. Gilmore, III for standing as an affiliated outsider on the Compensation and Nominating committees. 1.2 Elect Director Paul M. Bisaro --- For 1.3 Elect Director George P. Stephan --- For 1.4 Elect Director Harold N. Chefitz --- For 1.5 Elect Director Richard R. Frankovic --- For 1.6 Elect Director Peter R. Seaver --- For 1.7 Elect Director James S. Gilmore, III --- Withhold 2 Ratify Auditors For For Mgmt 04/26/07 - A BASF AG 055262505 03/14/07 787 Meeting for Holders of ADRs 1 ADOPTION OF A RESOLUTION ON THE For For Mgmt APPROPRIATION OF PROFIT 2 ADOPTION OF A RESOLUTION GIVING FORMAL For For Mgmt APPROVAL TO THE ACTIONS OF THE SUPERVISORY BOARD 3 ADOPTION OF A RESOLUTION GIVING FORMAL For For Mgmt APPROVAL TO THE ACTIONS OF THE BOARD OF EXECUTIVE DIRECTORS 4 ELECTION OF AN AUDITOR FOR THE FINANCIAL For For Mgmt YEAR 2007 5 AUTHORIZATION TO BUY BACK SHARES AND TO PUT For For Mgmt THEM TO FURTHER USE INCLUDING THE AUTHORIZATION TO REDEEM BOUGHT-BACK SHARES AND REDUCE CAPITAL 6 CONVERSION OF BASF AKTIENGESELLSCHAFT INTO For For Mgmt A EUROPEAN COMPANY (SOCIETAS EUROPAEA, SE) 05/01/07 - A Baxter International Inc. *BAX* 071813109 03/02/07 5,551 1 Elect Director Blake E. Devitt For For Mgmt 2 Elect Director John D. Forsyth For For Mgmt 3 Elect Director Gail D. Fosler For For Mgmt 4 Elect Director Carole J. Shapazian For For Mgmt 5 Ratify Auditors For For Mgmt 6 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 07/19/06 - A BEA Systems, Inc. *BEAS* 073325102 05/26/06 4,000 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 11.82 percent is within the allowable cap for this company of 12.43 percent. Additionally, this plan expressly forbids repricing. 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash or stock awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 5 Act on Shareholder Resolutions that Receive Against For ShrHoldr Majority Support Currently, the company does not have a formal process for stockholders to send communications to the board but it believes that informal communications are sufficient to communicate questions, comments and observations that could be useful to the board. Further, there is no discussion of how the board evaluates shareholder proposals and why it chooses not to adopt majority-supported shareholder proposals. As such, we recommend in favor of this proposal as we believe it is best practice to establish an engagement process with the proponents of shareholder proposals that are supported by majority of the votes cast. 6 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 01/30/07 - A Becton, Dickinson and Company *BDX* 075887109 12/06/06 2,740 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 7.61 percent is within the allowable cap for this company of 8.03 percent. Additionally, this plan expressly forbids repricing. 4 Restore or Provide for Cumulative Voting Against For ShrHoldr Although the company substantially meets the required corporate governance and performance guidelines, it does not have an annually-elected board. Accordingly, ISS believes that this cumulative voting proposal warrants shareholder support. 07/21/06 - S BellSouth Corp. 079860102 06/01/06 10,847 1 Approve Merger Agreement For For Mgmt We believe that based on: 1) the 17.9 percent one-day premium; 2) the sensible strategic rationale of the merger; and 3) the improvement in shareholders rights, the merger agreement warrants shareholder support. 05/09/07 - A Benchmark Electronics, Inc. *BHE* 08160H101 03/27/07 650 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/27/07 - A Best Buy Co., Inc. *BBY* 086516101 04/30/07 4,275 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is equal to the allowable cap for this company of 8 percent. Additionally, this plan expressly forbids repricing. 05/31/07 - A Big Lots Inc. *BIG* 089302103 04/02/07 650 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/24/07 - A Bio-Rad Laboratories, Inc. *BIO* 090572207 02/26/07 410 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 10 percent is less than the allowable cap for this company of 13 percent. Additionally, this plan expressly forbids repricing. 05/16/07 - A BIOMED REALTY TRUST INC *BMR* 09063H107 03/30/07 1,332 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/08/06 - A Black Box Corp. *BBOX* 091826107 06/09/06 624 1 Elect Directors For For Mgmt 2 Amend Stock Option Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 15.27 percent is within the allowable cap for this company of 17.33 percent. Additionally, this plan expressly forbids repricing. 3 Amend Non-Employee Director Stock Option For For Mgmt Plan VI. Vote Recommendation The total cost of the company's plans of 13.01 percent is within the allowable cap for this company of 17.33 percent. Additionally, this plan expressly forbids repricing. 4 Ratify Auditors For For Mgmt 05/15/07 - A BNP Paribas SA (Fm. Banque Nationale 05565A202 04/02/07 2,600 De Paris) Meeting for Holders of ADRs 1 APPROVAL OF THE CONSOLIDATED BALANCE SHEET For For Mgmt AND THE CONSOLIDATED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED 31 DECEMBER 2006 2 APPROVAL OF THE BANK S BALANCE SHEET AND For For Mgmt PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED 31 DECEMBER 2006 3 APPROPRIATION OF NET INCOME FOR THE YEAR For For Mgmt ENDED 31 DECEMBER 2006 AND APPROVAL OF DIVIDEND PAYOUT 4 AUDITORS SPECIAL REPORT ON THE TRANSACTIONS For For Mgmt AND AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE APPROVED IN ADVANCE, INCLUDING THOSE BETWEEN THE BANK AND ITS DIRECTORS AND OFFICERS, AND BETWEEN GROUP COMPANIES WITH COMMON CORPORAT 5 AUTHORISATION FOR BNP PARIBAS TO BUY BACK For For Mgmt ITS OWN SHARES 6 RATIFICATION OF THE APPOINTMENT OF A For For Mgmt DIRECTOR: APPOINTMENT OF SUZANNE BERGER KENISTON AS A DIRECTOR 7 RENEWAL OF THE TERM OF OFFICE OF A For For Mgmt DIRECTOR: RENEW LOUIS SCHWEITZER S TERM OF OFFICE AS A DIRECTOR 8 POWERS TO CARRY OUT FORMALITIES For For Mgmt 9 AMENDMENT TO THE AUTHORISATION GIVEN IN THE For For Mgmt FIFTEENTH RESOLUTION OF THE EXTRAORDINARY GENERAL MEETING OF 18 MAY 2005 TO GRANT SHARE AWARDS TO EMPLOYEES AND CORPORATE OFFICERS OF BNP PARIBAS AND RELATED COMPANIES - IN ACCORDANCE WITH THE FRENCH ACT OF 30 10 AMENDMENT TO THE AUTHORISATION GIVEN TO THE For For Mgmt BOARD OF DIRECTORS IN THE TWENTY-SECOND RESOLUTION OF THE EXTRAORDINARY GENERAL MEETING OF 23 MAY 2006 TO INCREASE THE BANK S CAPITAL VIA THE ISSUE OF SHARES RESERVED FOR MEMBERS OF THE BNP PARIBAS CORPORATE SA 11 AUTHORISATION TO BE GIVEN TO THE BOARD OF For For Mgmt DIRECTORS TO REDUCE THE BANK S CAPITAL BY CANCELLATION OF SHARES 12 APPROVAL OF THE PROPOSED MERGER OF BNL INTO For For Mgmt PARIBAS 13 APPROVAL OF THE CORRESPONDING INCREASE IN For For Mgmt THE BANK S SHARE CAPITAL 14 APPROVAL OF BNP PARIBAS TAKING OVER For For Mgmt COMMITMENTS RELATED TO STOCK OPTIONS GRANTED BY BNL 15 APPROVAL OF AN AUTHORISATION TO SELL ALL For For Mgmt SHARES CORRESPONDING TO FRACTIONS OF SHARES 16 APPROVAL OF THE MERGER OF COMPAGNIE For For Mgmt IMMOBILIERE DE FRANCE INTO BNP PARIBAS 17 APPROVAL OF THE MERGER OF SOCIETE For For Mgmt IMMOBILIERE DU 36 AVENUE DE L OPERA INTO BNP PARIBAS 18 APPROVAL OF THE MERGER OF CAPEFI INTO BNP For For Mgmt PARIBAS 19 AMENDMENT OF THE BANK S ARTICLES OF For For Mgmt ASSOCIATION IN ACCORDANCE WITH THE FRENCH GOVERNMENT DECREE OF 11 DECEMBER 2006 WHICH AMENDS THE TERMS AND CONDITIONS RELATING TO ATTENDANCE AT SHAREHOLDERS MEETINGS PROVIDED FOR IN THE DECREE OF 23 MARCH 1967 CONCERN 20 POWERS TO CARRY OUT FORMALITIES For For Mgmt 04/24/07 - A BOK Financial Corp. *BOKF* 05561Q201 03/01/07 66 1 Elect Directors For Split Mgmt 1.1 Elect Director Gregory S. Allen --- For We recommend a vote FOR the directors with the exception of insiders Robert G. Greer, V. Burns Hargis, George B. Kaiser, Stanley A. Lybarger and C. Fred Ball Jr., affiliated outsiders E. Carey Joullian IV, Chester Cadieux III and Thomas L. Kivisto, and independent outsider Paula Marshall. We recommend that shareholders WITHHOLD votes from Paula Marshall for poor attendance. We also recommend that shareholders WITHHOLD votes from Robert G. Greer, V. Burns Hargis, Stanley A. Lybarger, C. Fred Ball Jr. and Thomas L. Kivitso for failure to establish an independent nominating committee. We also recommend that shareholders WITHHOLD votes from George B. Kaiser for failure to establish an independent nominating committee and for standing as insider on the Compensation Committee. We also recommend that shareholders WITHHOLD votes from E. Carey Joullian IV for failure to establish an independent nominating committee and for standing as an affiliated outsider on the Audit Committee. Lastly, we recommend that shareholders WITHHOLD votes from Chester Cadieux III for failure to establish an independent nominating committee and for standing as an affiliated outsider on the Audit and Compensation committees. 1.2 Elect Director C. Fred Ball, Jr. --- Withhold 1.3 Elect Director Sharon J. Bell --- For 1.4 Elect Director Peter C. Boylan, III --- For 1.5 Elect Director Chester Cadieux, III --- Withhold 1.6 Elect Director Joseph W. Craft, III --- For 1.7 Elect Director William E. Durrett --- For 1.8 Elect Director Robert G. Greer --- Withhold 1.9 Elect Director David F. Griffin --- For 1.10 Elect Director V. Burns Hargis --- Withhold 1.11 Elect Director E. Carey Joullian, IV --- Withhold 1.12 Elect Director George B. Kaiser --- Withhold 1.13 Elect Director Judith Z. Kishner --- For 1.14 Elect Director Thomas L. Kivisto --- Withhold 1.15 Elect Director David L. Kyle --- For 1.16 Elect Director Robert J. LaFortune --- For 1.17 Elect Director Stanley A. Lybarger --- Withhold 1.18 Elect Director Steven J. Malcolm --- For 1.19 Elect Director Paula Marshall --- Withhold 2 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/15/07 - A Boston Properties Inc. *BXP* 101121101 03/26/07 1,725 1 Elect Directors For For Mgmt 1.1 Elect Director Mortimer B. Zuckerman --- For We recommend withholding votes from all nominees. We recommend shareholders WITHHOLD votes from Mortimer B. Zuckerman, Carol B. Einiger and Richard E. Salomon for failure to implement the shareholder proposal to declassify the board of directors. 1.2 Elect Director Carol B. Einiger --- For 1.3 Elect Director Richard E. Salomon --- For 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. Note that ISS has adjusted the common shares outstanding to include outstanding operating partnership units. Typically, ISS would have excluded operating partnership units from the common shares outstanding as we deem them to be convertible equity and are not included in a company's market value, as noted in our 2007 policy updates. In this case, operating partnership units have been granted to employees as part of LTIPs. ISS is interested to capture the portion of shareholders' equity that is attributed to employee equity compensation. Therefore, it is necessary to include operating partnership units in the analysis. 3 Ratify Auditors For For Mgmt 4 Declassify the Board of Directors Against Against ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 5 Report on Energy Efficiency Against Against ShrHoldr In this case, ISS notes that Boston Properties has responded to this shareholder request by recently providing general information relating to its energy conservation initiatives and environmentally sound development practices through its 2007 proxy statement and its 2006 fiscal year annual report. This information does provide some insight to shareholders about its commitments to energy efficiency. However, management does not provide the processes and strategies used to implement its various stated energy efficiency improvement initiatives, and the company does not appear to set goals or provide performance metrics to assist in the monitoring of stated initiatives. Considering increasing energy costs, shifting consumer demands, and a changing regulatory landscape, ISS believes that the potential impact that this issue may have on the company's long term performance may merit consideration. As such, we believe that Boston Properties and its shareholders can derive substantial benefit from developing a more detailed, strategic system of reporting and disclosure to assess energy efficiency opportunities, reduce current and future energy costs, and mitigate risk exposure related to carbon constraints that may apply across the company's operations. Based on the potential benefits and limited cost associated with preparing the requested report, ISS recommends that shareholders support this resolution. 04/12/07 - A BP plc 055622104 02/09/07 677 Meeting for Holders of ADRs 1 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND For For Mgmt ACCOUNTS 2 TO APPROVE THE DIRECTORS REMUNERATION REPORT For For Mgmt 3 Elect Directors For For Mgmt 4 Ratify Auditors For For Mgmt 5 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL For For Mgmt DONATIONS AND INCUR POLITICAL EXPENDITURE 6 TO AUTHORIZE THE USE OF ELECTRONIC For For Mgmt COMMUNICATIONS 7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Mgmt AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 8 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Mgmt SPECIFIED AMOUNT 9 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Mgmt ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS 01/25/07 - S Brocade Communications Systems *BRCD* 111621108 11/30/06 5,275 1 Issue Shares in Connection with an For For Mgmt Acquisition Based on our review of the terms of the transaction particularly the strategic rationale and the 42.8 percent increase in stock price since the announcement of the acquisition transaction, we believe that the share issuance warrants shareholder support. Nonetheless, we note that the company is under SEC investigation for options backdating issues. 04/19/07 - A Brocade Communications Systems *BRCD* 111621108 02/21/07 5,275 1 Elect Directors For Split Mgmt 1.1 Elect Director Renato A. Dipentima --- For We recommend a vote FOR Renato A. DiPentima, but WITHHOLD votes from independent outsider Sanjay Vaswani. We recommend that shareholders WITHHOLD votes from Sanjay Vaswani for not responding to the desires of shareholders by not deleting the supermajority vote requirements in Article VII and Article VIII of its certificate of incorporation and for not adopting and disclosing internal controls and procedures to prevent a reoccurrence of options backdating. 1.2 Elect Director Sanjay Vaswani --- Withhold 2 Approve Reverse/Forward Stock Split For For Mgmt Given that the proposed transaction would allow the company to realize significant cost savings without adversely affecting shareholders, we believe this item warrants shareholder support. 3 Ratify Auditors For For Mgmt 05/02/07 - A/S Brookfield Asset Management Inc. 112585104 03/21/07 3,950 *BAM.A* Meeting for Class A Limited Voting Shares 1 Elect Directors For For Mgmt 2 Amend Stock Option Plan For Against Mgmt Conclusion Where companies are proposing changes to the amendment or black-out provisions of existing equity-based compensation plans are not contemplating increasing the size of such plans, ISS will base our vote recommendation solely on the merits of the provisions being proposed. For clarification, where companies are also proposing any other amendments that will substantially affect the cost of an equity-based compensation plan, ISS will continue to run our proprietary compensation model and review all relevant provisions and usage of the plan when determining vote recommendations. The terms of the black-out provision are reasonable. ISS feels that the proposed amendment provision provides the board with overly broad discretionary powers to amend the company's equity-based compensation plans as currently approved by shareholders. In addition to the amendments included in the proposed provision, ISS also prefers to see any amendments regarding the transferability or assignability, (other than for estate planning purposes) also require shareholder approval as well as any amendment extending the expiry date or term of an option held by anyone, not just insiders. 3 Approve 2007 Stock Option Plan For Against Mgmt VI. Vote Recommendation In Canada, ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns, and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. Brookfield Assets' one- and three-year TSR are 46 and 50 percent, respectively. Flatt's total direct compensation in 2006 was $1,258,755, down 30 percent from his 2005 figure. More specifically, his equity-based compensation, decreased by 40 percent from the previous year. While the number of deferred share units granted decreased from 9,159 to 6,832, the value of the 2006 award increased from $331,858 to $353,982. Flatt was also granted only 50,000 options in 2006 with a value of $529,000 (2005 - 225,000 options with a value of $1,128,319). The 2005 option award included a special grant of 150,000 options recognizing his contribution to reposition the corporation over the past three years in addition to 75,000 options allocated on the same basis as the other Named Executive Officers. The estimated shareholder value transfer of the company's plans of 4 percent is above the allowable cap for this company of 3 percent. The plan could permit the repricing of insider underwater stock options with shareholder approval, while non-insider options could have their terms or expiry dates extended without shareholder approval. Non-employee directors are not eligible participants in this plan. ISS believes the plan amendment provision will grant the board overreaching authority to amend the plan without requiring further shareholders approval. ISS believes the plan amendment provision has adequately limited the board's unilateral authority to amend the plan going forward. 4 Approve Deloitte & Touche LLP as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 05/24/07 - A Brown Shoe Company, Inc. *BWS* 115736100 04/09/07 324 1 Elect Directors For For Mgmt 2 Adjust Par Value of Common Stock For For Mgmt Adjusting par value is a routine financing decision that warrants shareholder support. 3 Ratify Auditors For For Mgmt 05/01/07 - A Brush Engineered Materials Inc. *BW* 117421107 03/02/07 161 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/25/07 - A Bucyrus International, Inc. *BUCY* 118759109 03/13/07 580 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation We commend the company for expressly forbidding the repricing of stock options under the plan. However, the estimated shareholder value transfer of the company's plans of 10 percent is above the allowable cap for this company of 9 percent. 04/19/07 - A Burlington Northern Santa Fe Corp. 12189T104 02/28/07 2,970 *BNI* 1 Elect Directors For For Mgmt 1.1 Elect Director Alan L. Boeckmann --- For We recommend a vote FOR the directors. 1.2 Elect Director Donald G. Cook --- For 1.3 Elect Director Vilma S. Martinez --- For 1.4 Elect Director Marc F. Racicot --- For 1.5 Elect Director Roy S. Roberts --- For 1.6 Elect Director Matthew K. Rose --- For 1.7 Elect Director Marc J. Shapiro --- For 1.8 Elect Director J.C. Watts, Jr. --- For 1.9 Elect Director Robert H. West --- For 1.10 Elect Director J. Steven Whisler --- For 1.11 Elect Director Edward E. Whitacre, Jr. --- For 2 Ratify Auditors For For Mgmt 11/08/06 - A Cache, Inc. *CACH* 127150308 09/25/06 230 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/09/07 - A Cameron International Corp *CAM* 13342B105 03/12/07 500 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 11/16/06 - A Campbell Soup Co. *CPB* 134429109 09/19/06 920 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Sustainability Report Against For ShrHoldr While Campbell's does have a code of conduct and certain information on community involvement and environmental policies available in its publicly available documents, detailed disclosure of its environmental performance, workplace health and safety, and sustainable growth initiatives was generally not available in a comprehensive report. Additionally, while we commend the company for the steps it has taken to address certain labor rights topics both internally and at its suppliers' operations, ISS notes that broader sustainability reporting is becoming the norm at many large companies and could aid in the development of company policies and potentially improve performance on certain key issues while not presenting a significant administrative or financial burden to the company. As such, we believe that more comprehensive reporting on sustainability issues will help the company to better assess issues of importance to stakeholders as a function of reviewing its operations. Therefore, considering the current lack of detailed, consolidated disclosure and the potential benefits that could be derived from increased reporting, ISS recommends a vote FOR this proposal. 03/29/07 - A Canon Inc. *7751* 138006309 12/28/06 3,106 Meeting for ADR Holders 1 DIVIDEND FROM SURPLUS For For Mgmt 2 PARTIAL AMENDMENT TO THE ARTICLES OF For For Mgmt INCORPORATION 3 ELECTION OF TWENTY-SEVEN DIRECTORS For For Mgmt 4 ELECTION OF ONE CORPORATE AUDITOR For For Mgmt 5 GRANT OF RETIREMENT ALLOWANCE TO DIRECTORS For For Mgmt TO BE RETIRED 6 GRANT OF BONUS TO DIRECTORS For For Mgmt 08/22/06 - S Capital One Financial Corp. *COF* 14040H105 07/07/06 2,341 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, particularly the strategic rationale, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes. 03/16/07 - PC Caremark Rx, Inc. 141705103 01/15/07 1,707 Management Proxy (White Card) 1 Approve Merger Agreement For For Mgmt 2 Adjourn Meeting For For Mgmt Dissident Proxy (Gold Card) 1 Approve Merger Agreement Against None Mgmt 2 Adjourn Meeting For None Mgmt 10/16/06 - A Carpenter Technology Corp. *CRS* 144285103 08/18/06 920 1 Elect Directors For For Mgmt 2 Approve Non-Employee Director Omnibus Stock For For Mgmt Plan V. Vote Recommendation The total cost of the company's plans of 4.26 percent is within the allowable cap for this company of 12.86 percent. Additionally, this plan expressly forbids repricing. The combined shareholder value transfer and voting power dilution for all the plans is 11.79 percent. The aggregate value of all the proposals is below the company's allowable shareholder value transfer cap of 12.86 percent. 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The total cost of the company's plans of 10.15 percent is within the allowable cap for this company of 12.86 percent. Additionally, this plan expressly forbids repricing. The combined shareholder value transfer and voting power dilution for all the plans is 11.79 percent. The aggregate value of all the proposals is below the company's allowable shareholder value transfer cap of 12.86 percent. 4 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is to be administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Ratify Auditors For For Mgmt 05/11/07 - A Carter's, Inc. *CRI* 146229109 03/16/07 540 1 Elect Directors For For Mgmt 06/13/07 - A Caterpillar Inc. *CAT* 149123101 04/16/07 375 1 Elect Directors For Split Mgmt 1.1 Elect Director John T. Dillon --- For We recommend a vote FOR the directors with the exception of Juan Gallardo, from whom we recommend shareholders WITHHOLD votes for sitting on more than three public boards while serving as a CEO. 1.2 Elect Director Juan Gallardo --- Withhold 1.3 Elect Director William A. Osborn --- For 1.4 Elect Director Edward B. Rust, Jr. --- For 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard coupled with a director resignation policy would give full effect to the shareholder franchise. 06/27/07 - A CEC Entertainment, Inc. *CEC* 125137109 04/30/07 320 1 Elect Directors For For Mgmt 1.1 Elect Director Michael H. Magusiak --- For Based on the above disclosure and remedies taken by the company, ISS believes that the misdating of options is not severe enough to warrant withhold vote recommendations on past and current compensation committee members. 1.2 Elect Director Larry T. McDowell --- For 1.3 Elect Director Walter Tyree --- For 2 Amend Restricted Stock Plan For For Mgmt ISS supports this amendment due to the favorable tax deductions that the company will receive for performance-based compensation under Section 162(m). 3 Amend Restricted Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 4 Amend Non-Employee Director Restricted For For Mgmt Stock Plan Please refer to Item 5 for the actual shareholder value transfer costs. ISS has utilized the compensation model to determine the cost of the increased number of restricted stock award granted to each non-employee director. 5 Amend Non-Employee Director Restricted For For Mgmt Stock Plan VII. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is equal to or less than the allowable cap for this company of 10 percent. 6 Ratify Auditors For For Mgmt 08/14/06 - S Celanese Corp. *CE* 150870103 07/10/06 1,230 1 Elect Directors For For Mgmt 04/26/07 - A Celanese Corp. *CE* 150870103 03/01/07 3,730 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/24/07 - A Centerpoint Energy Inc. *CNP* 15189T107 03/26/07 6,319 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Michael E. Shannon --- Withhold We recommend that shareholders WITHHOLD votes from Michael E. Shannon, Donald R. Campbell, Milton Carroll, and Peter S. Wareing for failure to implement the shareholder proposal to declassify the board of directors 1.2 Elect Director Donald R. Campbell --- Withhold 1.3 Elect Director Milton Carroll --- Withhold 1.4 Elect Director Peter S. Wareing --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 4 Other Business None Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 09/28/06 - S Central Garden & Pet Co. *CENT* 153527106 08/21/06 910 1 Authorize a New Class of Common Stock For For Mgmt In this case, however, the company has a dual-class capital structure with unequal voting rights. The supervoting shares are closely held by the company's largest shareholder, are not publicly traded, and have restrictive ownership provisions. By authorizing the issuance of a newly-created class of nonvoting stock, the proposed amendment would preserve the effect of the supervoting Class B shares, which ISS believes is contrary to the interests of holders of common stock. Accordingly, we do not believe that this item warrants shareholder support. 02/12/07 - A Central Garden & Pet Co. *CENT* 153527106 12/15/06 910 1 Elect Directors For Split Mgmt 1.1 Elect Director William E. Brown --- Withhold We recommend a vote FOR the directors with the exception of insiders William E. Brown, Glenn W. Novotny, and Brooks M. Pennington III. We recommend that shareholders WITHHOLD votes from William E. Brown, Glenn W. Novotny, and Brooks M. Pennington III for failure to establish an independent nominating committee. 1.2 Elect Director Glenn W. Novotny --- Withhold 1.3 Elect Director Brooks M. Pennington, III --- Withhold 1.4 Elect Director John B. Balousek --- For 1.5 Elect Director David N. Chichester --- For 1.6 Elect Director Alfred A. Piergallini --- For 1.7 Elect Director Bruce A. Westphal --- For 05/22/07 - A Central Pacific Financial Corp. *CPF* 154760102 03/15/07 851 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is less than the allowable cap for this company of 9 percent. Additionally, this plan expressly forbids repricing. 05/10/07 - A CenturyTel, Inc. *CTL* 156700106 03/23/07 1,090 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Report of the Compensation Committee Against Against ShrHoldr As such, ISS recommends that shareholder vote AGAINST this proposal. 08/29/06 - A Chaparral Steel Co *CHAP* 159423102 07/13/06 300 1 Elect Directors For Split Mgmt 1.1 Elect Director Eugenio Clariond --- Withhold We recommend a vote FOR the directors with the exception of independent outsider Eugenio Clariond. We recommend that shareholders WITHHOLD votes from Eugenio Clariond for sitting on more than three boards while serving as a CEO. 1.2 Elect Director Joseph D. Mahaffey --- For 1.3 Elect Director Elizabeth C. Williams --- For 2 Amend Omnibus Stock Plan For For Mgmt Approval of this proposal would preserve the full deductibility of all compensation paid by the company, which would reduce the company's corporate tax obligation. As such, we recommend a vote FOR this proposal. 3 Approve Executive Incentive Bonus Plan For For Mgmt V. Vote RecommendationThe total cost of the company's plans of 13.22 percent is within the allowable cap for this company of 14.12 percent. 04/25/07 - A Chevron Corporation *CVX* 166764100 03/12/07 7,555 1 Elect Director Samuel H. Armacost For For Mgmt 2 Elect Director Linnet F. Deily For For Mgmt 3 Elect Director Robert E. Denham For For Mgmt 4 Elect Director Robert J. Eaton For For Mgmt 5 Elect Director Sam Ginn For For Mgmt 6 Elect Director Franklyn G. Jenifer For For Mgmt 7 Elect Director Sam Nunn For For Mgmt 8 Elect Director David J. O'Reilly For For Mgmt 9 Elect Director Donald B. Rice For For Mgmt 10 Elect Director Peter J. Robertson For For Mgmt 11 Elect Director Kevin W. Sharer For For Mgmt 12 Elect Director Charles R. Shoemate For For Mgmt 13 Elect Director Ronald D. Sugar For For Mgmt 14 Elect Director Carl Ware For For Mgmt 15 Ratify Auditors For For Mgmt 16 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 17 Adopt Human Rights Policy Against For ShrHoldr Conclusion In this case, Chevron does have a Human Rights Statement and a code of business ethics available on the company website to convey its policies on human rights, as well as additional discussion on these topics in its Corporate Responsibility Report. The Human Rights Statement underscores Chevron's support for the Universal Declaration of Human Rights and ILO Declaration of Fundamental Principles and Rights at Work; however, we do not believe that this information substantially addresses certain key issues related to workplace human rights. Of note, we are concerned that this disclosure does not provide significant insight into implementation, performance metrics, or monitoring associated with the company's human rights policies. Such disclosure is common at companies operating in industries or markets that are exposed to higher levels of risk because of human rights violations, controversy, and/or litigation. As such, we recommend shareholder support for this resolution. 18 Adopt Greenhouse Gas Emission Reduction Against Against ShrHoldr Goals Conclusion Therefore, based on our concern with the structure of this resolution, as well as the company's existing level of disclosure related to climate change and GHG emissions policies and initiatives, ISS recommends that shareholders oppose this resolution. 19 Adopt Animal Welfare Policy Against Against ShrHoldr Conclusion Therefore, ISS questions the value of the proposed report to shareholders based on the limited involvement that the company has with animal testing. Establishing new policies on animal welfare, monitoring the compliance of external animal testing facilities, and reporting this information to shareholders may not provide enough meaningful information to shareholders to offset the cost and burden to the company of complying with this proposal. As such, we do not recommend shareholder support for the resolution. 20 Separate Chairman and CEO Positions Against For ShrHoldr Conclusion Absent an offsetting governance structure, including a designated lead director performing all of the duties listed above, we believe that a company of this size should be able to find a qualified independent chairman. 21 Approve/Amend Terms of Existing Poison Pill Against Against ShrHoldr Conclusion Given that the company has an established policy with respect to shareholder approval of a rights plan in the future, which was previously approved by Chevron shareholders, we do not recommend that shareholders support this bylaw amendment. 22 Report on Market Specific Environmental Laws Against Against ShrHoldr Conclusion Based on ISS' concern with the structure of this resolution and Chevron's existing policies, programs, initiatives, and disclosure related to operational risks associated with human health and the environmental issues, we recommend that shareholders oppose this resolution. 04/25/07 - A CIGNA Corp. *CI* 125509109 02/27/07 1,340 1 Elect Director Robert H. Campbell For For Mgmt 2 Elect Director Isaiah Harris, Jr. For For Mgmt 3 Elect Director Jane E. Henney, M.D. For For Mgmt 4 Elect Director Donna F. Zarcone For For Mgmt 5 Ratify Auditors For For Mgmt 6 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 07/28/06 - A Cirrus Logic, Inc. *CRUS* 172755100 05/31/06 750 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 16.21 percent is within the allowable cap for this company of 17.13 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 11/15/06 - A Cisco Systems, Inc. *CSCO* 17275R102 09/18/06 35,584 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 4 Report on Pay Disparity Against Against ShrHoldr Although ISS generally recommends votes for proposals which increase the level of disclosure on topics of importance to shareholders and support performance-based compensation for executives, the system suggested in this shareholder proposal suggests reporting on salary comparisons and evaluating overall compensation thresholds that may have limited utility for shareholders. Therefore, based on the limited utility or arbitrary nature of the detailed information requested by the report, we do not recommend shareholder support for this resolution. 5 Report on Internet Fragmentation Against For ShrHoldr Therefore, while we commend Cisco for its broad approach to international human rights issues, we believe that including additional information in its existing public documents on policies and practices related to doing business with governments that restrict certain human rights could be beneficial to shareholders without significant expense or burden on the company. As such, we recommend shareholder support for this resolution. 04/17/07 - A Citigroup Inc. *C* 172967101 02/21/07 17,645 1 Elect Director C. Michael Armstrong For For Mgmt We recommend a vote FOR the directors. 2 Elect Director Alain J.P. Belda For For Mgmt 3 Elect Director George David For For Mgmt 4 Elect Director Kenneth T. Derr For For Mgmt 5 Elect Director John M. Deutch For For Mgmt 6 Elect Director Roberto Hernandez Ramirez For For Mgmt 7 Elect Director Klaus Kleinfeld For For Mgmt 8 Elect Director Andrew N. Liveris For For Mgmt 9 Elect Director Anne Mulcahy For For Mgmt 10 Elect Director Richard D. Parsons For For Mgmt 11 Elect Director Charles Prince For For Mgmt 12 Elect Director Judith Rodin For For Mgmt 13 Elect Director Robert E. Rubin For For Mgmt 14 Elect Director Franklin A. Thomas For For Mgmt 15 Ratify Auditors For For Mgmt 16 Report on Government Service of Employees Against Against ShrHoldr ISS recognizes that companies can benefit from the knowledge and expertise of former government workers. These employees may be intimately familiar with the internal processes of government procurement and decision-making. The knowledge of such employees can add real value to a company's operations. ISS shares the proponent's concern for potential conflicts of interest at such companies; but in this case, the company states that it has specific policies in place to avoid such conflicts of interest. Moreover, the production of such a report annually could be costly without providing substantial benefit to shareholders. Given these factors, we see no reason to support this request. 17 Report on Political Contributions Against For ShrHoldr Therefore, while ISS commends the company for its level of disclosure on political contributions, we are concerned about the lack of policy or transparency related to Citigroup's trade association activities. As such, we recommend shareholder support for this resolution. 18 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Citigroup discloses a significant amount of the information requested by the proponent it its Corporate Responsibility Report and in the Citigroup Foundation's Annual Report. Moreover, some aspects of the resolution, including determining the estimated or actual benefits of each charitable contribution may be difficult to produce without significant speculation, and could place a significant burden on the company without providing commensurate value to shareholders. Therefore, ISS does not recommend shareholder support for the resolution at this time 19 Approve Report of the Compensation Committee Against For ShrHoldr ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 20 Report on Pay Disparity Against Against ShrHoldr Although ISS generally recommends in favor of proposals that support performance-based compensation for executives, the system suggested in this shareholder proposal instead seeks to establish a cap on executive pay at 100 times the average salary of other Citigroup employees. Based on the arbitrary nature of this salary cap, and the fact that it does not appear to encourage a strong link between the company's performance and executive pay, we do not recommend shareholder support for this resolution. 21 Separate Chairman and CEO Positions Against Against ShrHoldr We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 22 Stock Retention/Holding Period Against Against ShrHoldr In this case, Citigroup's current stock ownership requirements serve as an effective tool for increasing executive ownership of and accountability to the company. The proponent's recommendation of a five-year holding period for all options is arbitrary and should not be applied as a blanket policy for all option grants at the company. 23 Restore or Provide for Cumulative Voting Against Against ShrHoldr Because the company meets all of the criteria listed above, ISS does not believe that this proposal warrants shareholder support at this time. 24 Amend Bylaws to Permit Shareholders to Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 04/25/07 - A City Bank *CTBK* 17770A109 03/09/07 261 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/24/07 - A CNA Surety Corp. *SUR* 12612L108 03/01/07 410 1 Elect Directors For Split Mgmt 1.1 Elect Director Philip H. Britt --- For We recommend a vote FOR the directors with the exceptions of James R. Lewis, John F. Welch, David B. Edelson, and D. Craig Mense. We recommend that shareholders WITHHOLD votes from D. Craig Mense for standing as an insider on the Audit committee and for failure to establish a majority independent board. We also recommend that shareholders WITHHOLD votes from James R. Lewis, John F. Welch, David B. Edelson, and D. Craig Mense for failure to establish an independent nominating committee and for failure to establish a majority independent board. 1.2 Elect Director James R. Lewis --- Withhold 1.3 Elect Director Robert Tinstman --- For 1.4 Elect Director John F. Welch --- Withhold 1.5 Elect Director David B. Edelson --- Withhold 1.6 Elect Director D. Craig Mense --- Withhold 1.7 Elect Director Anthony S. Cleberg --- For 2 Ratify Auditors For For Mgmt 12/19/06 - S CNS, Inc. 126136100 11/09/06 390 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction, the factors described above, and a 31.3 percent premium over the closing price of the day prior to the announcement of the merger, ISS believes that the merger agreement warrants shareholder support. 2 Other Business For For Mgmt Where ISS is supportive of the underlying merger proposal, we are supportive of a narrowly-tailored adjournment proposal that seeks adjournment solely to solicit additional proxies to approve the transaction. 11/02/06 - A Coach, Inc. *COH* 189754104 09/14/06 6,299 1 Elect Directors For For Mgmt 06/07/07 - A Cognizant Technology Solutions Corp. 192446102 04/17/07 2,033 *CTSH* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 11 percent is less than the allowable cap for this company of 12 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/03/07 - A Colgate-Palmolive Co. 194162103 03/07/07 5,420 1 Elect Director John T. Cahill For For Mgmt 2 Elect Director Jill K. Conway For For Mgmt 3 Elect Director Ellen M. Hancock For For Mgmt 4 Elect Director David W. Johnson For For Mgmt 5 Elect Director Richard J. Kogan For For Mgmt 6 Elect Director Delano E. Lewis For For Mgmt 7 Elect Director Reuben Mark For For Mgmt 8 Elect Director J. Pedro Reinhard For For Mgmt 9 Ratify Auditors For For Mgmt 10 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 11 Pay for Superior Performance Against For ShrHoldr Conclusion While we commend Colgate-Palmolive for disclosing the specific performance measures and hurdles under its annual bonus program, we recommend that the specific weightings for the measures applicable to the executives with divisional responsibilities also be disclosed. We do not believe that the company's long-term incentive program is substantially performance-based. Per ISS' valuation of the performance mix, we compared the actual number of shares (performance-based restricted stock vs. options and time-vested restricted stock awards) granted in the past fiscal year and only 18 percent of the equity awards granted to named executive officers during that period were performance-based according to our guidelines. Therefore, given that the company's long-term program for executives is not performance-based per ISS' guidelines and does not sufficiently meet the proponent's requirements, we believe this item warrants shareholder support. 05/15/07 - A Comerica Inc. *CMA* 200340107 03/16/07 1,120 1 Elect Director Ralph W. Babb, Jr. For For Mgmt 2 Elect Director James F. Cordes For For Mgmt 3 Elect Director Peter D. Cummings For For Mgmt 4 Elect Director William P. Vititoe For For Mgmt 5 Elect Director Kenneth L. Way For For Mgmt 6 Ratify Auditors For For Mgmt 7 Prepare Sustainability Report Against For ShrHoldr ISS typically supports shareholder proposals that seek additional disclosure, as shareholders should be provided with sufficient information in key business areas to fully assess the risks associated with their investment. When evaluating resolutions calling for a sustainability report, ISS reviews the current reporting policies of the company as they relate to sustainability issues. Specifically, we examine the existence and substance of an EHS or similar report, code of corporate conduct, and diversity or equal opportunity data, or a consolidated sustainability report based on a widely accepted standard such as the GRI. ISS notes that Comerica has limited information relating to its social policies through its corporate website; however, the current reporting does not appear to disclose information relating to the processes and procedures related to its environmental risk management systems for certain project finance initiatives, as described by management in its response to the proponent's request. Further, Comerica does not appear to provide information relating to its internal environmental management practices and the company does not appear to provide sustainability-related performance metrics typically found in an EHS or sustainability report. ISS believes that the benefits realized by the company by evaluating, monitoring and reporting potential risks, liabilities, and opportunities associated with sustainability issues outweigh the potential cost and burden of producing such a report. This disclosure would allow shareholders to better assess Comerica's policies, practices and performance relating to a broader set of issues that may impact the company's operations. In light of the current lack of publicly available information provided by the company relating to sustainability issues and the potential benefits that could be derived from increased reporting on sustainability initiatives pertinent to the company's operations, ISS recommends that shareholders vote for this proposal. 01/25/07 - A Commercial Metals Co. *CMC* 201723103 11/27/06 1,134 1 Elect Directors For For Mgmt 2 Amend Non-Employee Director Omnibus Stock For For Mgmt Plan As the original plan permits the grant of restricted stock to non-employee directors, ISS did not utilize the compensation model to determine the cost of the amendment. Restricted stock and restricted stock unit are essentially similar equity tools of compensation. ISS recommends a vote FOR this proposal. 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 10.89 percent is within the allowable cap for this company of 12.66 percent. Additionally, this plan expressly forbids repricing. 5 Ratify Auditors For For Mgmt 6 Amend EEO Policy to Prohibit Discrimination Against For ShrHoldr based on Sexual Orientation Given the company's stated commitment to not discriminating on any basis, we believe that such an amendment to its existing EEO policy would not result in a significant compliance cost for the company. As such, we believe this resolution warrants shareholders support. 10/09/06 - S Community Bancorp *CBON* 20343T100 09/05/06 83 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, specifically the sensible strategic rationale and the positive year-to-date market reaction, we believe that the share issuance warrants shareholder support. 2 Increase Authorized Common Stock For For Mgmt The requested increase of 20,000,000 shares is 1,000,000 shares below the allowable threshold of 21,000,000 shares. 12/05/06 - A Comtech Telecommunications Corp. 205826209 10/06/06 149 *CMTL* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt Vote RecommendationGiven that the company will be entitled to a business expense deduction due to the favorable tax treatment attributable to Section 162(m), we believe the proposed amendment warrants shareholder approval. 3 Ratify Auditors For For Mgmt 05/09/07 - A ConocoPhillips *COP* 20825C104 03/12/07 4,817 1 Elect Director James E. Copeland, Jr. For For Mgmt 2 Elect Director Kenneth M. Duberstein For For Mgmt 3 Elect Director Ruth R. Harkin For For Mgmt 4 Elect Director William R. Rhodes For For Mgmt 5 Elect Director J. Stapleton Roy For For Mgmt 6 Elect Director William E. Wade, Jr. For For Mgmt 7 Ratify Auditors For For Mgmt 8 Report on Political Contributions Against Against ShrHoldr Based on existing disclosure that ConocoPhillips provides regarding its rationale, policies, and oversight mechanisms for corporate political contributions and trade association activities, and a lack of recent, significant litigation related to such public policy activities, ISS does not recommend shareholder support for this resolution. 9 Report on Renewable Energy Sources Against Against ShrHoldr ISS believes that the company does sufficiently explain to its shareholders its rationale for its strategic business decision relating to alternative energy. Specifically, we believe that operational decisions involving specific research policies, procedures, and capital investment decisions should be the responsibility of management, so long as these decisions are guided by applicable legislation and appropriate internal policies. In light of ConocoPhillip's efforts to elucidate stakeholders about its renewable energy policy and its business rationale behind such policies; and, given its extensive publicly available discussions on alternative energy, CO2 reduction initiative, and, more broadly, on its initiatives surrounding climate change, ISS believes that developing such a report would be largely duplicative of existing disclosure. While the company may not be investing in renewable energy commitments to the extent the proponents would choose to see, the company has recently demonstrated a commitment to evaluating the impact of the risks of operating in a carbon-constrained world and the company appears to be taking steps to mitigate its exposure to such risks. As such, ISS does not believe that this proposal warrants shareholder support. 10 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, accountability, and a focus on fiduciary duty among Conoco Phillips board members, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 11 Report on Environmental Damage from Against For ShrHoldr Drilling in the National Petroleum Reserve In this case, we note that the resolution asks for disclosure on the impact of the company's operations in the NPR-A originally protected by the ROD, including discussion on refraining from drilling in this region. ISS agrees with management that it may be inappropriate for the company to commit to refrain from operating in certain areas. Such actions could limit the company's ability to take advantage of opportunities that would benefit the company and its shareholders. That said, we believe that increased reporting on operations in sensitive or protected ecosystems is warranted, especially in circumstances where there has been some controversy over the use of regions recently opened for oil and gas leases. As much of the information requested in these reports is already evaluated under the permitting process, consolidation of a report should not be overly burdensome or costly to the company. Conversely, such disclosure could be beneficial for the company by mitigating reputational risk, improving stakeholder relations, and communicating the company's proactive efforts to implement its policies to develop protected areas in a responsible manner. Therefore, based on the limited cost of providing the report and potential value that such disclosure could provide for shareholders, ISS recommends support for this resolution. 12 Report on Indigenous Peoples Rights Policies Against Against ShrHoldr Considering that the company demonstrated commitment to work in concert with, and continue to improve relations with stakeholders within the communities where it operates, and given its policies, the development of stakeholder engagement strategies, and its existing information relating to certain activities related to this issue; and, considering our concerns over the scope, timeline, and value of additional disclosure beyond that which is included in the company's filings and website, we do not recommend shareholder support for this resolution. 13 Report on Community Impact of Operations Against Against ShrHoldr ISS notes that the company provides significant, detailed reporting on its social and environmental impact including emissions, spills, and policies to promote sustainable development. Moreover, the company is involved in certain stakeholder initiatives that seek to include external stakeholders in the company's evaluation of social and environmental impact. Finally, the company has committed to expand and develop its reporting and operations as it produces future sustainability reports. Considering the existing disclosure and initiatives at the company, ISS does not believe that the additional reporting requested by this proposal would provide significant value for shareholders. Therefore, based on current discussion related to social and environmental performance and initiatives the company has taken to involve external stakeholders in its evaluation processes, ISS does not believe that shareholder support for this resolution is warranted. 08/03/06 - A Consolidated Graphics, Inc. *CGX* 209341106 06/15/06 587 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Larry J. Alexander --- Withhold We recommend withholding votes from all of the nominees. We recommend that shareholders WITHHOLD votes from independent outsiders Brady F. Carruth and Larry J. Alexander for failing to remove a dead-hand, slow-hand, or similar feature in the company's poison pill. 1.2 Elect Director Brady F. Carruth --- Withhold 04/24/07 - A Continental AG 210771200 03/09/07 1,062 Meeting for Holders of ADRs 1 ALLOCATION OF NET INCOME. For For Mgmt 2 RATIFICATION OF THE EXECUTIVE BOARD S For For Mgmt ACTIONS FOR FISCAL 2006. 3 RATIFICATION OF THE SUPERVISORY BOARD S For For Mgmt ACTIONS FOR FISCAL 2006. 4 Ratify Auditors For For Mgmt 5 AUTHORIZATION TO ACQUIRE AND TO DISPOSE OF For For Mgmt TREASURY STOCK. 6 RESCISSION OF AUTHORIZED CAPITAL. For For Mgmt 7 ESTABLISHMENT OF AUTHORIZED CAPITAL. For For Mgmt 8 MODIFICATION OF ARTICLES. For For Mgmt 9 MODIFICATION OF ARTICLES. For For Mgmt 04/17/07 - A Convergys Corp. *CVG* 212485106 02/28/07 6,720 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Reincorporate in Another State [ Ohio to Against For ShrHoldr Delaware ] Although the company believes that the Ohio General Corporation Law provides shareholder rights that are not provided in Delaware, ISS notes that Ohio has adopted very protective antitakeover legislation, including six provisions as shown under state takeover statutes above. In contrast, Delaware has only two antitakeover provisions in place, resulting in a more positive environment for shareholders. Additionally, Delaware has a substantial body of developed case law, which provides great predictability with respect to legal affairs. Though the company currently has great familiarity with Ohio law and procedural rules, it is not unreasonable to believe that the same familiarity can be gained with respect to Delaware. Further, the company noted that the very strong non-disclosure and non-compete language as governed under Ohio law are not necessarily lost under Delaware law. Although the company describes the potential to lose millions of dollars in tax incentives, among other benefits, ISS notes that the incentives and benefits are largely based upon the physical presence of the company and its employees in Ohio/Cincinnati rather than the jurisdiction of incorporation. This proposal will have no effect on the physical location of the company and its employees in Ohio. On balance, ISS believes that the proposed reincorporation from Ohio to Delaware will have a positive impact to shareholders. As such, ISS believes that shareholder support for this proposal is warranted. 04/24/07 - A COOPER INDUSTRIES LTD *CBE* G24182100 02/28/07 1,215 Meeting for Holders of ADRs 1a Elect Director S.G. Butler For For Mgmt 1b Elect Director D.F. Smith For For Mgmt 1c Elect Director G.B. Smith For For Mgmt 1d Elect Director M.S. Thompson For For Mgmt 1e Elect Director L.D. Kingsley For For Mgmt 2 Ratify Auditors For For Mgmt 3 AMENDMENT TO COOPER S BYE-LAWS TO INCREASE For For Mgmt AUTHORIZED SHARES. 4 ILO Standards Against Against ShrHoldr Given that the company already has a policy in place to address workplace human rights, support of this proposal is not warranted at this time. 04/26/07 - A Corning Inc. *GLW* 219350105 02/26/07 1,850 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert F. Cummings, Jr. --- For Notwithstanding the company's recent financial performance and board changes, we recommend a vote FOR new nominee Robert F. Cummings, Jr., but WITHHOLD votes from all of the other nominees. We recommend that shareholders WITHHOLD votes from insider Wendell P. Weeks and independent outsiders William D. Smithburg, Hansel E. Tookes II, and Eugene C. Sit for failure to implement the proposal to declassify the board. 1.2 Elect Director Eugene C. Sit --- Withhold 1.3 Elect Director William D. Smithburg --- Withhold 1.4 Elect Director Hansel E. Tookes Ii --- Withhold 1.5 Elect Director Wendell P. Weeks --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr Conclusion The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 05/04/07 - A Credit Suisse Group (formerly CS 225401108 03/27/07 3,315 Holding) Meeting for Holders of ADRs 1 PRESENTATION AND APPROVAL OF THE ANNUAL For For Mgmt REPORT, THE PARENT COMPANY S 2006 FINANCIAL STATEMENTS AND THE GROUP S 2006 CONSOLIDATED FINANCIAL STATEMENTS 2 DISCHARGE OF THE ACTS OF THE MEMBERS OF THE For For Mgmt BOARD OF DIRECTORS AND EXECUTIVE BOARD 3 CAPITAL REDUCTION OWING TO COMPLETION OF For For Mgmt THE SHARE BUY BACK PROGRAM 4.1 RESOLUTION ON THE APPROPRIATION OF RETAINED For For Mgmt EARNINGS 4.2 REDUCTION OF SHARE CAPITAL BY REPAYMENT OF For For Mgmt PAR VALUE TO SHAREHOLDERS 5 APPROVAL OF A FURTHER SHARE BUY BACK PROGRAM For For Mgmt 6.1 ADDITIONAL AMENDMENTS TO THE ARTICLES OF For For Mgmt ASSOCIATION: RENEWAL OF AUTHORIZED CAPITAL 6.2 ADDITIONAL AMENDMENTS TO THE ARTICLES OF For For Mgmt ASSOCIATION: AMENDMENT OF ART. 7 PARAS. 4 AND 5 (RIGHT TO ADD AN ITEM TO THE AGENDA) 6.3 ADDITIONAL AMENDMENTS TO THE ARTICLES OF For For Mgmt ASSOCIATION: AMENDMENTS AS A RESULT OF ITEM 4.2 7.1a RE-ELECTION TO THE BOARD OF DIRECTORS: For For Mgmt NOREEN DOYLE 7.1b RE-ELECTION TO THE BOARD OF DIRECTORS: AZIZ For For Mgmt R.D. SYRIANI 7.1c RE-ELECTION TO THE BOARD OF DIRECTORS: For For Mgmt DAVID W. SYZ 7.1d RE-ELECTION TO THE BOARD OF DIRECTORS: For For Mgmt PETER F. WEIBEL 7.2 ELECTION OF THE PARENT COMPANY S For For Mgmt INDEPENDENT AUDITORS AND THE GROUP S INDEPENDENT AUDITORS 7.3 ELECTION OF SPECIAL AUDITORS For For Mgmt 8 IF VOTING TAKES PLACE ON PROPOSALS THAT None Against Mgmt HAVE NOT BEEN SUBMITTED UNTIL THE ANNUAL GENERAL MEETING ITSELF AS DEFINED IN ART. 700 PARAS. 3 AND 4 OF THE SWISS CODE OF OBLIGATIONS, OR IN THE CASE OF CONSULTATIVE VOTES, I HEREBY AUTHORIZE THE INDEPENDENT PROXY Because it is not known what issues will be raised, support for this request cannot be recommended. 05/09/07 - A CRH Plc 12626K203 04/02/07 3,641 Meeting for Holders of ADRs 1 CONSIDERATION OF FINANCIAL STATEMENTS AND For For Mgmt REPORTS OF DIRECTORS AND AUDITORS 2 DECLARATION OF A DIVIDEND For For Mgmt 3 RE-ELECTION OF DIRECTOR: D.M. KENNEDY For For Mgmt 4 RE-ELECTION OF DIRECTOR: T.V. NEILL For For Mgmt 5 RE-ELECTION OF DIRECTOR: W.I. O MAHONY For For Mgmt 6 RE-ELECTION OF DIRECTOR: W.P. EGAN For For Mgmt 7 RE-ELECTION OF DIRECTOR: D.N. O CONNOR For For Mgmt 8 REMUNERATION OF AUDITORS For For Mgmt 9 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Mgmt 10 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Mgmt 11 AUTHORITY IN RELATION TO RE-ISSUE PRICE For For Mgmt RANGE OF TREASURY SHARES 12 AMENDMENT TO ARTICLES OF ASSOCIATION For For Mgmt 13 AUTHORITY TO RE-ISSUE TREASURY SHARES For For Mgmt 04/26/07 - A Cullen/Frost Bankers, Inc. *CFR* 229899109 03/09/07 678 1 Elect Directors For For Mgmt 2 Approve Non-Employee Director Omnibus Stock For For Mgmt Plan VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is less than the allowable cap for this company of 8 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/09/07 - A CVS Caremark Corp *CVS* 126650100 03/30/07 670 1 Elect Director Edwin M. Banks For For Mgmt We recommend a vote FOR the nominees with the exception of Mr. Headrick and Mr. Piccolo. We recommend that shareholders vote AGAINST Messrs. Headrick and Piccolo for conducting and/or participating in a flawed process for Caremark shareholders in the CVS transaction. 2 Elect Director C. David Brown II For For Mgmt 3 Elect Director Edwin Mac Crawford For For Mgmt 4 Elect Director David W. Dorman For For Mgmt 5 Elect Director Kristen E. Gibney Williams For For Mgmt 6 Elect Director Roger L. Headrick For Against Mgmt 7 Elect Director Marian L. Heard For For Mgmt 8 Elect Director William H. Joyce For For Mgmt 9 Elect Director Jean-Pierre Million For For Mgmt 10 Elect Director Terrence Murray For For Mgmt 11 Elect Director C.A. Lance Piccolo For Against Mgmt 12 Elect Director Sheli Z. Rosenberg For For Mgmt 13 Elect Director Thomas M. Ryan For For Mgmt 14 Elect Director Richard J. Swift For For Mgmt 15 Ratify Auditors For For Mgmt 16 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code, the number of shares being reserved is relatively conservative, the offering period is reasonable, and there are limits on participation. 17 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 18 Limit Executive Compensation Against Against ShrHoldr Conclusion We oppose this item because it could place the company at a competitive disadvantage in attempting to attract a qualified CEO. 19 Separate Chairman and CEO Positions Against For ShrHoldr Conclusion We believe that the company's governance structure does not provide a satisfactory balance to a non-independent chairman. Accordingly, the proposal warrants shareholder support. 20 Prepare Sustainability Report Against For ShrHoldr Conclusion ISS encourages CVS to increase its level of transparency related to social and environmental performance and consider the potential benefits of structuring its reporting along established best practices guidelines. Detailed information on how these issues affect the company's strategic position, how the company is overseeing the implementation of these policies, and how the company is performing relative to industry peers and/or internally established goals, provides both management and its shareholders insight into the effectiveness of its established guidelines relating to sustainability. We believe that more comprehensive reporting on sustainability issues will benefit CVS by helping the company and its shareholders better assess the financial risks and opportunities that certain sustainability issues pose to its business model and future development. As such, ISS believes this proposal warrants shareholder support. 21 Disclose Information on Compensation Against For ShrHoldr Consultant Conclusion Based on the above disclosure, ISS believes that the company has not adequately met the proponent's request. 22 Compensation Specific- Policy on Stock Against For ShrHoldr Option Grants/Option Backdating Conclusion While we do not agree with all of the points in the proponent's proposed policy, we believe support for a proposal advocating a more robust policy is warranted given the circumstances surrounding the company. Further, this proposal is non-binding and thus serves as a recommendation to the board. As such, we support this item. 05/17/07 - A Cymer, Inc. *CYMI* 232572107 03/30/07 10 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is less than the allowable cap for this company of 18 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/15/07 - A Danaher Corp. *DHR* 235851102 03/19/07 2,039 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For For Mgmt The requested increase of 500,000,000 shares is below the allowable threshold of 750,000,000 shares. 4 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation The company has submitted multiple equity plan proposals for shareholder approval. The aggregate shareholder value transfer for all plans is 8 percent, which is above the company's allowable cap of 5 percent. We commend the company for expressly forbidding the repricing of stock options under the plan. However, the estimated shareholder value transfer of the company's plans of 8 percent is above the allowable cap for this company of 5 percent. 5 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 6 Amend Deferred Compensation Plan For For Mgmt VII. Vote Recommendation The company has submitted multiple equity plan proposals for shareholder approval. The aggregate shareholder value transfer for all plans is 8 percent, which is above the company's allowable cap of 5 percent. However, the estimated shareholder value transfer of the EDIP and the company's existing plans of 5 percent is equal to the allowable cap for this company of 5 percent. ISS will recommend a vote for the most exensiexpensivethat is equal to or less than the allowable cap. As such, shareholder support for this plan is warranted. 7 Stock Retention/Holding Period Against For ShrHoldr ISS recognizes that Danaher has implemented stock ownership guidelines. However, we believe that these guidelines are not rigorous enough and should go beyond the standard 5x salary for CEOs. In addition, the company does not have a retention ratio nor a holding period requirement. As such, ISS believes that shareholder support for this proposal is warranted. 09/15/06 - A Darden Restaurants, Inc. *DRI* 237194105 07/24/06 5,888 1 Elect Directors For Split Mgmt 1.1 Elect Director Leonard L. Berry --- Withhold We recommend withholding votes from Andrew H. (Drew) Madsen, Clarence Otis, Jr., and Blaine Sweatt, III, Leonard L. Berry, Odie C. Donald, David H. Hughes, Senator Connie Mack, III, Michael D. Rose, Maria A. Sastre, Jack A. Smith, and Rita P. Wilson for failure to submit the company's poison pill to a shareholder vote. 1.2 Elect Director Odie C. Donald --- Withhold 1.3 Elect Director David H. Hughes --- Withhold 1.4 Elect Director Charles A. Ledsinger, Jr. --- For 1.5 Elect Director William M. Lewis, Jr. --- For 1.6 Elect Director Connie Mack, III --- Withhold 1.7 Elect Director Andrew H. Madsen --- Withhold 1.8 Elect Director Clarence Otis, Jr. --- Withhold 1.9 Elect Director Michael D. Rose --- Withhold 1.10 Elect Director Maria A. Sastre --- Withhold 1.11 Elect Director Jack A. Smith --- Withhold 1.12 Elect Director Blaine Sweatt, III --- Withhold 1.13 Elect Director Rita P. Wilson --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.64 percent is within the allowable cap for this company of 9.87 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. We view director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. We feel that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 07/21/06 - A Dell Inc. *DELL* 24702R101 05/26/06 5,343 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt ILO-Based Code of Conduct Against Against ShrHoldr ISS believes that the information provided by the company regarding its policies and procedures related to workplace labor rights standards substantially addresses many of the key concerns noted by the proponents. Additionally, the company does not appear to have been the subject of recent significant controversy related to its workplace labor rights standards. Therefore, we do not believe that support for this resolution is warranted at this time 4 Compensation Company Specific--Declaration Against Against ShrHoldr of Dividend ISS believes that the company's financial policies are best left to the board and management, as decisions regarding a company's funds are the essence of corporate philosophy. ISS believes that management should have the flexibility to determine the company's dividend or stock repurchase policies so that future growth is unhindered. Therefore, we believe that shareholders should vote against the proposal. 05/08/07 - A Delphi Financial Group, Inc. *DFG* 247131105 03/30/07 1,085 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 31 percent is above the allowable cap for this company of 8 percent. Additionally, the plan allows repricing of underwater stock options via cancellation and re-grant and substitution of awards without shareholder approval, which we believe reduces the incentive value of the plan. Lastly, the company has failed ISS' three-year burn rate policy, with its three-year average burn rate of 2.36 percent higher than its four-digit GICS peer group of 2.22 percent. 3 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 10/17/06 - A Diageo Plc (Formerly Guinness Plc) 25243Q205 08/31/06 846 Meeting for Holders of ADRs 1 REPORTS AND ACCOUNTS 2006 For For Mgmt 2 DIRECTORS REMUNERATION REPORT 2006 For For Mgmt 3 DECLARATION OF FINAL DIVIDEND For For Mgmt 4 RE-ELECTION OF LORD HOLLICK OF NOTTING HILL For For Mgmt (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE AND CHAIRMAN OF BOARD) 5 RE-ELECTION OF MR HT STITZER (MEMBER OF For For Mgmt AUDIT, NOMINATION, AND REMUNERATION COMMITTEE) 6 RE-ELECTION OF MR PS WALSH (MEMBER OF For For Mgmt EXECUTIVE COMMITTEE AND CHAIRMAN OF BOARD) 7 ELECTION OF MS LM DANON (MEMBER OF AUDIT, For For Mgmt NOMINATION, AND REMUNERATION COMMITTEE) 8 Ratify Auditors For For Mgmt 9 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Mgmt 10 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Mgmt 11 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Mgmt 12 AUTHORITY TO MAKE EU POLITICAL For For Mgmt DONATIONS/EXPENDITURE 13 ADOPTION OF DIAGEO PLC 2006 IRISH PROFIT For For Mgmt SHARING SCHEME 14 AMENDMENTS TO DIAGEO EXECUTIVE SHARE OPTION For For Mgmt PLAN 04/26/07 - A Diamondrock Hospitality Company *DRH* 252784301 03/23/07 1,350 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plan of 8 percent is less than the allowable cap for this company of 13 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 02/06/07 - S Digital Insight Corp. 25385P106 12/19/06 973 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the merger premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given that ISS is supportive of the underlying transaction, we support the narrowly crafted proposal to adjourn the meeting for the purpose of soliciting additional votes. 06/08/07 - A Directed Electronics Inc *DEIX* 254575103 04/20/07 133 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt Vote RecommendationEven though the plan expressly permits repricing, the plan has already been approved by shareholders. In the future, ISS would recommend voting AGAINST the plan proposal if there were any new share requests or amendments that have quantitative implications. At this time, given that the company will be entitled to a business expense deduction due to the favorable tax treatment attributable to Section 162(m), we believe the proposed amendment warrants shareholder approval. 3 Ratify Auditors For For Mgmt 05/17/07 - A Dollar Thrifty Automotive Group, Inc. 256743105 03/23/07 682 *DTG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/21/07 - A Dollar Tree Stores, Inc. *DLTR* 256747106 04/20/07 840 1 Elect Directors For For Mgmt 2 Company Specific - Adopt Simple Majority Against For ShrHoldr Vote ISS Analysis and Conclusion ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking amendments that are in shareholders' best interests ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 04/24/07 - A Dominos Pizza Inc. *DPZ* 25754A201 03/15/07 439 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt MacBride Principles Against Against ShrHoldr Based on the fact that Domino's existing policies addresses non-discrimination on the basis of religion, the lack of litigation or controversy suggesting that systemic discrimination takes place at the company's operations in Northern Ireland, and given the potential difficulties that may be associated with full implementation of the Principles, we recommend that shareholders oppose this request. 05/08/07 - A Double-Take Software Inc. *DBTK* 258598101 03/28/07 500 1 Elect Director Dean Goodermote For For Mgmt 2 Elect Director Paul Birch For For Mgmt 3 Elect Director Ashoke (Bobby) Goswami For For Mgmt 4 Elect Director John B. Landry For For Mgmt 5 Elect Director Laura L. Witt For For Mgmt 6 Elect Director John W. Young For For Mgmt 7 Ratify Auditors For For Mgmt 04/17/07 - A Dover Corporation *DOV* 260003108 02/28/07 3,135 1 Elect Directors For For Mgmt 2 Sustainability Report Against For ShrHoldr In light of the current lack of information provided by the company and the potential benefits that could be derived from increased reporting, ISS recommends that shareholders vote for this proposal. 3 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/09/07 - A Dril-Quip, Inc. *DRQ* 262037104 03/20/07 1,181 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/03/06 - A DRS Technologies, Inc. *DRS* 23330X100 06/23/06 579 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation Although the total cost of the company's plans of 8.16 percent is within the allowable cap for this company of 11.09 percent and the plan expressly forbids repricing, the company's three-year average burn rate of 3.54 percent is higher than its four-digit GICS peer group of 2.93 percent. However, the company has made a three-year burn rate commitment equal to its GICS peer group of 2.93 percent. ISS will continue to monitor the company's burn rate over the next three years to see if it is honoring its commitment to shareholders. 10/24/06 - A Duke Energy Corp. *DUK* 26441C105 08/25/06 1,650 1 Elect Directors For Split Mgmt 1.1 Elect Director Roger Agnelli --- Withhold We recommend a vote FOR the directors with the exception of affiliated outsider Michael E.J. Phelps and independent outsider Roger Agnelli. We recommend that shareholders WITHHOLD votes from Michael E.J. Phelps for standing as an affiliated outsider on the Nominating Committee and from Roger Agnelli for sitting on more than three boards. 1.2 Elect Director Paul M. Anderson --- For 1.3 Elect Director William Barnet, III --- For 1.4 Elect Director G. Alex Bernhardt, Sr. --- For 1.5 Elect Director Michael G. Browning --- For 1.6 Elect Director Phillip R. Cox --- For 1.7 Elect Director William T. Esrey --- For 1.8 Elect Director Ann Maynard Gray --- For 1.9 Elect Director James H. Hance, Jr. --- For 1.10 Elect Director Dennis R. Hendrix --- For 1.11 Elect Director Michael E.J. Phelps --- Withhold 1.12 Elect Director James T. Rhodes --- For 1.13 Elect Director James E. Rogers --- For 1.14 Elect Director Mary L. Schapiro --- For 1.15 Elect Director Dudley S. Taft --- For 2 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 1.57 percent is within the allowable cap for this company of 5.00 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 06/06/07 - A Dynamic Materials Corp. *BOOM* 267888105 04/20/07 1,227 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 10,000,000 shares is below the allowable threshold of 18,000,000 shares. 3 Ratify Auditors For For Mgmt 05/03/07 - A E.ON AG (formerly Veba AG) 268780103 04/12/07 3,147 Meeting for Holders of ADRs 1 APPROPRIATION OF THE BALANCE SHEET INCOME For For Mgmt FROM THE 2006 FINANCIAL YEAR 2 DISCHARGE OF THE BOARD OF MANAGEMENT FOR For For Mgmt THE 2006 FINANCIAL YEAR 3 DISCHARGE OF THE SUPERVISORY BOARD FOR THE For For Mgmt 2006 FINANCIAL YEAR 4 AUTHORIZATION TO ACQUIRE AND USE OWN SHARES For For Mgmt 5 ELECTION OF THE AUDITORS FOR THE 2007 For For Mgmt FINANCIAL YEAR 07/27/06 - A Eagle Materials Inc. *EXP* 26969P108 06/02/06 1,276 1 Elect Directors For Split Mgmt 1.1 Elect Director F. William Barnett --- For We recommend a vote FOR F. William Barnett but WITHHOLD votes from all the other nominees. We recommend that shareholders WITHHOLD votes from O.G. Dagnan for standing as an affiliated outsider on the Nominating Committee and for failure to establish a majority independent board and from affiliated outsider David W. Quinn for failure to establish a majority independent board. 1.2 Elect Director O.G. Dagnan --- Withhold 1.3 Elect Director David W. Quinn --- Withhold 2 Ratify Auditors For For Mgmt 06/14/07 - A eBay Inc. *EBAY* 278642103 04/16/07 5,287 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business and long-term objectives. Additionally, the plan is administered by a committee of independent outside directors who must certify attainment of these objectives. Moreover, attainment of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the offering period is reasonable, and there are limitations on participation. 4 Ratify Auditors For For Mgmt 06/22/07 - A Eisai Co. Ltd. *4523* 282579309 03/30/07 2,912 Meeting for Holders of ADR's 1 Elect Directors For Split Mgmt 1.1 Elect Director Haruo Naito --- For Because outside director nominee Norihiko Tanikawa (candidate 11) spent the majority of his career at one of Eisai's traditional main lenders, he does not meet ISS criteria for independence, and we recommend that shareholders oppose his nomination to the board. We recommend support for the other nominees. 1.2 Elect Director Tadashi Temmyo --- For 1.3 Elect Director Shintaro Kataoka --- For 1.4 Elect Director Tetsushi Ogawa --- For 1.5 Elect Director Tadashi Kurachi --- For 1.6 Elect Director Ikujiro Nonaka --- For 1.7 Elect Director Tadahiro Yoshida --- For 1.8 Elect Director Yoshiyuki Kishimoto --- For 1.9 Elect Director Ko-Yung Tung --- For 1.10 Elect Director Shinji Hatta --- For 1.11 Elect Director Norihiko Tanikawa --- Withhold 2 ISSUANCE OF STOCK ACQUISITION RIGHTS AS For For Mgmt STOCK OPTIONS 04/16/07 - A Eli Lilly and Co. *LLY* 532457108 02/15/07 1,290 1 Elect Directors For For Mgmt 1.1 Elect Director Sir Winfried Bischoff --- For Pay for Performance Analysis: ISS has a pay for performance policy that calls for the examination of CEO compensation relative to his or her company's stock performance. Companies with negative one- and three-year total shareholder returns coupled with an increase in CEO compensation generally warrant further scrutiny. ISS also examines the returns of the company's GICS peer group and the broader market to determine if the company is underperforming on a relative basis. The company's one and three fiscal year total shareholder returns were -5.18 percent and -7.11 percent, versus 10.49 percent and 6.45 percent for the company's 4-digit GICS peer group and 15.78 percent and 10.43 percent for the S&P 500. The company also underperformed relative to its 6-digits GICS peer group (pharmaceuticals), which had one- and three-year total shareholder returns of 16.62 percent and 3.14 percent, respectively. In 2006, the SEC updated disclosure requirements on executive and director compensation and called for more information on pension, deferred compensation and severance agreements. A year over year comparison in CEO total compensation will not be meaningful because of the change in disclosure rules, such as the inclusion of pension, above-market interest rates and lower threshold on perks disclosure. However, pay elements, such as salary, bonus and equity awards, are disclosed. Therefore, in applying the pay-for-performance policy, ISS will sum the following pay components for the previous fiscal year (under the former SEC regulation): base salary, bonus, present value of stock options, restricted stock and LTIP payouts and compare against the following pay components for the most recent completed fiscal year (under the new SEC regulation): base salary, bonus, stock awards (as disclosed in the Grants of Plan-Based Awards table), option awards (as calculated by Equilar) and non-equity incentive plan compensation. In this case, between fiscal year 2005 and 2006, CEO Taurel's total compensation decreased by 5.69 percent from $11.986 million in fiscal 2005 to $11.304 million in fiscal year 2006. At this time, the pay for performance policy does not apply at this company. However, ISS will continue to monitor the actions of the compensation committee 1.2 Elect Director J. Michael Cook --- For 1.3 Elect Director Franklyn G. Prendergast, M.D., Ph.D. --- For 1.4 Elect Director Kathi P. Seifert --- For 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 4 Amend Omnibus Stock Plan For For Mgmt 5 Report on Animal Welfare Against Against ShrHoldr 6 Report on Animal Testing Policies Against Against ShrHoldr 7 Separate Chairman and CEO Positions Against For ShrHoldr In this case, the company has an 83 percent independent board, all-independent key committees, and established governance guidelines. ISS notes that the independent chair of the Compensation Committee serves as the presiding director of the board. However, the company does not have a designated lead director who performs all of the duties listed above. In addition, the company underperformed its peers and index based on fiscal one-year and three-year total shareholder returns. Absent an offsetting governance structure and in view of the company's stock underperformance relative to its peers and index, we believe that a company of this size should be able to find two qualified people willing to serve in the separate positions of chairman and CEO. 8 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter ISS commends the company for making commitment to declassify the board at this year's annual meeting and to adopt a majority voting standard for directors at the next year's annual meeting. However, we maintain that shareholder should be entitled to amend the company's bylaws and that simple majority of voting shares should be sufficient to effect major transactions and changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking initiatives that are in shareholders' best interests. 9 Adopt Simple Majority Vote Against For ShrHoldr ISS believes that supermajority provisions violate the principle that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. Requiring more than this may permit managements to entrench themselves by blocking amendments that are in the best interests of shareholders. As such, we believe that this precatory proposal warrants shareholder support. 04/26/07 - A Embarq Corp *EQ* 29078E105 03/05/07 2,490 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 02/06/07 - A Emerson Electric Co. *EMR* 291011104 11/28/06 1,750 1 Elect Directors For Split Mgmt 1.1 Elect Director C. Fernandez G --- Withhold We recommend a vote FOR the directors with the exception of Carlos Fernandez Gonzales. We recommend that shareholders WITHHOLD votes from Carlos Fernandez Gonzales for sitting on more than three boards while serving as a CEO. 1.2 Elect Director W. J. Galvin --- For 1.3 Elect Director R. L. Ridgway --- For 1.4 Elect Director R. L. Stephenson --- For 2 Ratify Auditors For For Mgmt 05/18/07 - A EMS Technologies, Inc. *ELMG* 26873N108 03/29/07 580 1 Elect Directors For Split Mgmt 1.1 Elect Director Hermann Buerger --- Withhold We recommend a vote FOR Paul B. Domorski, but WITHHOLD votes from all the other nominees. We recommend that shareholders WITHHOLD votes from independent outsiders Bradford W. Parkinson, John B. Mowell, Norman E. Thagard, Hermann Buerger, John L. Woodward Jr., John R. Kreick, and Francis J. Erbrick for failure to remove the dead-hand, slow-hand, or similar feature in the company's poison pill. 1.2 Elect Director Paul B. Domorski --- For 1.3 Elect Director Francis J. Erbrick --- Withhold 1.4 Elect Director John R. Kreick, Ph.D. --- Withhold 1.5 Elect Director John B. Mowell --- Withhold 1.6 Elect Director Bradford W. Parkinson, Ph.D. --- Withhold 1.7 Elect Director Norman E. Thagard, M.D. --- Withhold 1.8 Elect Director John L. Woodward, Jr. --- Withhold 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 14 percent is less than the allowable cap for this company of 16 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 11/30/06 - A Emulex Corp. *ELX* 292475209 10/09/06 1,570 1 Elect Directors For For Mgmt 1.1 Elect Director Fred B. Cox --- For We recommend a vote FOR the directors. 1.2 Elect Director Michael P. Downey --- For 1.3 Elect Director Bruce C. Edwards --- For 1.4 Elect Director Paul F. Folino --- For 1.5 Elect Director Robert H. Goon --- For 1.6 Elect Director Don M. Lyle --- For 1.7 Elect Director James M. Mccluney --- For 1.8 Elect Director Dean A. Yoost --- For 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 10.19 percent is within the allowable cap for this company of 16.38 percent. Additionally, this plan expressly forbids repricing. The company has submitted a multiple pay plan proposal. The combined shareholder value transfer for all the plans is 10.33 percent, which is below the company's allowable shareholder value transfer cap of 16.38 percent. 3 Amend Non-Employee Director Stock Option For For Mgmt Plan VI. Vote Recommendation The total cost of the company's plans of 8.96 percent is within the allowable cap for this company of 16.38 percent. The company has submitted a multiple pay plan proposal. The combined shareholder value transfer for all the plans is 10.33 percent, which is below the company's allowable shareholder value transfer cap of 16.38 percent. 4 Ratify Auditors For For Mgmt 05/23/07 - A ENEL SpA 29265W108 04/30/07 1,780 Meeting for Holders of ADRs 1 FINANCIAL STATEMENTS OF ENEL FOR THE YEAR For For Mgmt ENDED DECEMBER 31, 2006. REPORTS OF THE BOARD OF DIRECTORS, THE BOARD OF STATUTORY AUDITORS, AND THE EXTERNAL AUDITORS. RELATED RESOLUTIONS, PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDE 2 ALLOCATION OF NET INCOME FOR THE YEAR. For For Mgmt 3 ELECTION OF THE BOARD OF STATUTORY AUDITORS. For For Mgmt 4 DETERMINATION OF THE COMPENSATION OF THE For For Mgmt REGULAR MEMBERS OF THE BOARD OF STATUTORY AUDITORS. 5 EXTENSION OF THE EXTERNAL AUDITORS MANDATE For For Mgmt TO THE YEARS 2008, 2009, AND 2010. 6 2007 STOCK - OPTION PLAN FOR THE EXECUTIVES For Against Mgmt OF ENEL AND/OR SUBSIDIARIES THEREOF PURSUANT TO ARTICLE 2359 OF THE CIVIL CODE. Therefore, we recommend a vote against this resolution. 7 HARMONIZATION OF THE BYLAWS WITH THE For For Mgmt PROVISIONS OF LAW N. 262 OF DECEMBER 28, 2005 AND LEGISLATIVE DECREE N. 303 OF DECEMBER 29, 2006. AMENDMENT OF ARTICLES 14.3, 14.5, AND 20.4 OF THE BYLAWS. 8 DELEGATION TO THE BOARD OF DIRECTORS OF THE For Against Mgmt POWER TO INCREASE THE SHARE CAPITAL IN CONNECTION WITH THE 2007 STOCK-OPTION PLAN. Since the capital increase authorization is requested to service the 2007 stock option plan, in keeping with our voting recommendation against this plan 04/25/07 - A Energen Corp. *EGN* 29265N108 03/02/07 891 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt IV. Vote Recommendation The proposed amendment changes the company's definition of change in control to conform to the definition to that used in the company's Severance Compensation Agreement. This amendment represents an effective improvement to the plan. Additionally, the plan is being amended in order for the plan to continue to qualify as "performance-based" for purposes of Section 162(m) of the Internal Revenue Code. This would allow the company to meet tax deductions allowed under Section 162(m) of the code. ISS believes that the proposed amendments warrant shareholder approval. 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 06/28/07 - A Ennis Inc. *EBF* 293389102 04/30/07 252 1 Elect Directors For For Mgmt 2 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/04/07 - A Entergy Corp. *ETR* 29364G103 03/06/07 2,487 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Political Contributions Against For ShrHoldr ISS is concerned that shareholders lack information relating to the company's policies and oversight mechanisms related to political contributions and trade association spending. Such information could help shareholders assess the risks and benefits associated with its public policy initiatives without significant cost, burden, or strategic risk for the company. Therefore, we believe this resolution warrants shareholder support. 4 Limit Executive Compensation Against Against ShrHoldr We oppose this item because it could place the company at a competitive disadvantage in attempting to attract, retain, motivate and reward executives. 05/23/07 - A Express Scripts, Inc. *ESRX* 302182100 03/30/07 1,773 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/30/07 - A Exxon Mobil Corp. *XOM* 30231G102 04/05/07 25,726 1 Elect Directors For For Mgmt 1.1 Elect Director Michael J. Boskin --- For That said; it does not appear to ISS that Boskin as an individual has acted in a manner that is unresponsive or inconsistent with ExxonMobil's guidelines for director communications with shareholders. His responses, by directing investors to existing company reports and offering dialogue with ExxonMobil's senior management, do provide substantial disclosure into the company's policies and positions related to climate change. However, in ISS' opinion the issue at hand is a broader concern for the entire board, specifically related to the company's governance procedures. ISS urges the company to consider amending its guidelines or adopting a consistent interpretation of its policies that encourages more active dialogue between shareholders and the independent members of the board. We will continue to monitor ExxonMobil's actions to improve shareholder access to the board and may consider future proposals that call for a review of ExxonMobil's governance guidelines or procedures if investors continue to lack access to the company's independent directors. That said, we do not believe that withholding votes from Boskin as an individual director is warranted at this time. 1.2 Elect Director William W. George --- For 1.3 Elect Director James R. Houghton --- For 1.4 Elect Director William R. Howell --- For 1.5 Elect Director Reatha Clark King --- For 1.6 Elect Director Philip E. Lippincott --- For 1.7 Elect Director Marilyn Carlson Nelson --- For 1.8 Elect Director Samuel J. Palmisano --- For 1.9 Elect Director Steven S Reinemund --- For 1.10 Elect Director Walter V. Shipley --- For 1.11 Elect Director J. Stephen Simon --- For 1.12 Elect Director Rex W. Tillerson --- For 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr In this case, the company does not have a majority vote standard in director elections. Further, the number of directors at any time may be increased or diminished by the vote of the board of directors as stated in the company's certificate of incorporation. With respect to the stock performance, the company has outperformed the index on the one-year and three year total shareholder requirements. In addition, there was a change in the CEO position in 2006. The company fails to meet two of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 4 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. Further, according to Exxon's bylaws, special meetings of the shareholders may be called by the board of directors, the chairman of the board or the president. 5 Separate Chairman and CEO Positions Against For ShrHoldr Overall, having an independent director serve as board chair is a matter of best governance practice. Adopting this proposal would strengthen management accountability, build investor confidence, and ensure that the board has strong independent leadership. 6 Initiate Payment of Cash Dividend Against Against ShrHoldr In general, ISS believes that the decision to return excess cash to shareholders should be be best left to management. While there are pros and cons for both dividends payments and share repurchase, the preference of one over the other is largely a function of company's needs and an individual investor's circumstances. Therefore, to mandate a policy on how the company should return its excess cash would limit management's flexibility that is not warranted in this case and may not be in shareholders best interest. Therefore, ISS does not support this proposal. 7 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 8 Company-Specific- Amend Article IX of the Against Against ShrHoldr Corporation's by-laws In evaluating the merits of this proposal, ISS considers how shareholders would benefit from this process. At Exxon Mobil, the Compensation Committee oversees compensation for the senior executives, including their salary, bonus, and incentive awards, as well as succession plans for key executive positions. The Committee subsequently makes its recommendation to the board. One of the merits of the proposal is to ensure that the board is completely responsible for CEO compensation decisions and is not rubber-stamping the recommendations of the compensation committee. However, ISS views the binding proposal being restrictive, and it micromanages the process undertaken by the compensation committee. Requiring a super-majority voting standard and approval by the board would also undermine the authority and effectiveness of the compensation committee. Further, ISS is not sure how shareholders would be informed if less than two-thirds of the board support the recommendations of the compensation committee. Therefore, ISS does not believe this binding proposal warrants shareholder support. 9 Review Executive Compensation Against Against ShrHoldr ISS questions the utility to shareholders of a detailed report disclosing and analyzing the balance between executive compensation and the pay of Exxon Mobil's lowest paid employees over the last ten years. While we agree that shareholders could benefit from continued, detailed review of the compensation committee's policies to control excessive CEO pay, the specific information requested by this resolution focuses more directly on the issue of pay disparity within the company, and may result in a report that is arbitrary in nature, or provides limited meaningful information to shareholders. As such, we do not recommend shareholder support for this resolution. 10 Limit Executive Compensation Against Against ShrHoldr ISS believes that top five compensation should be linked to the company's performance. If the company has met or exceeded the target performance level, executives should be remunerated for their efforts. Although we agree with the principle of pay-for-performance in setting executive pay, we believe that limiting remuneration to $500,000 per year: (1) is arbitrary, (2) does not resolve potential disconnects between pay and performance, and (3) would be unduly restrictive with respect to the company's compensation strategies. As such, we recommend a vote AGAINST. 11 Claw-back of Payments under Restatements Against For ShrHoldr ISS recommends a vote FOR this proposal because the company has not adopted a formal claw-back policy that outlines the necessary actions that the compensation committee will take to recoup all bonuses to senior executives. 12 Report on Political Contributions Against For ShrHoldr ISS notes that Exxon Mobil has provided shareholders with significant information to assess the company's general policies and oversight mechanisms relating to its political activities. While ISS commends the company for this level of transparency into its corporate and PAC contributions, we are concerned that shareholders lack similar information relating to its trade association spending. Such disclosure could assist shareholders in their assessment of the risks and benefits associated with public policy activities through politically active trade associations without significant cost, burden, or strategic risk for the company. As such, ISS believes this proposal merits shareholder support. 13 Amend Equal Employment Opportunity Policy Against For ShrHoldr to Prohibit Discrimination Based on Sexual Orientation Given the fact that company's competitors reference sexual orientation discrimination in their EEO statements and the fact that Mobil did explicitly bar this type of discrimination in its EEO statement prior to the merger with Exxon, we believe that the company should amend its EEO to explicitly prohibit discrimination based on sexual orientation. As such, we recommend that shareholders vote for this resolution. 14 Report on Environmental Accountability Against Against ShrHoldr In this case, the proponents are asking Exxon Mobil to disclose information on how it is accountable for the environmental impacts that its operations have on local communities. Specifically, the shareholder is asking that the company discuss not only the negative impact of its operations, but also details on how the company integrates community awareness into its policies and reporting. ISS notes that the company is involved in several community initiatives to improve social welfare or encourage ongoing dialogue with the company on issues of importance to stakeholders, and provides information on these engagement policies and activities on the corporate website and through its reports. Moreover, the company provides a substantial amount of disclosure on its environmental performance and social initiatives. While this disclosure may not discuss each issue recommended by the proponent, it does allow investors to clearly evaluate the policies and management controls that the company has established to measure and evaluate environmental performance and the impact of company operations on community stakeholders. Therefore, ISS does not believe that shareholder support for this resolution is warranted. 15 Report on Emission Reduction Goals Against For ShrHoldr In this case, we note that the company has provided shareholders with a significant amount of insight into its evaluation of the future of worldwide energy demand and the company's policies and activities to remain competitive in the global marketplace. Additionally, the company has made some significant improvements in increasing energy efficiency and decreasing emissions from its operations. That said, ISS notes that the company's policies do not appear to establish goals related to the reduction of GHG emissions from its products and operations in the future. Considering Exxon Mobil's global operations and the impact that proposed or enacted state, national, and international legislation related to reducing GHG emissions might have on the company, ISS believes that such metrics may be useful for the company and its shareholders as a means of evaluating the company's ability to effectively respond to increasing public concern, shifting consumer demands and legislative activity on this matter. We further note that this resolution does not prescribe specific goals or timelines for the company to meet; rather it allows the company to flexibility to establish targets that are appropriately balanced with the company's need to meet consumer demand and maintain operational efficiency. Finally, considering the level of research and disclosure that the company already provides related to its current operational emissions and the future demand for energy sources, it does not appear that establishing such goals and disclosing them as a part of its existing reporting would be overly costly or burdensome, or would place the company at a competitive disadvantage. Therefore, while we commend the company for its current level of disclosure related to its policies and strategies, ISS believes that the adoption of GHG emission goals for Exxon Mobil's products and operations would be beneficial for both the company and its shareholders by providing insight into the company's ability to maintain its leadership position in the market by ensuring continued compliance with developing legislation related to GHG emissions. As such, we recommend that shareholders support this resolution. 16 Report on Carbon Dioxide Emissions Against Against ShrHoldr Information at Gas Stations In this case, the proponent is requesting that the company disclose information on CO2 emissions from conventional gasoline and diesel fuels on the fuel pumps. While ISS believes it is beneficial for companies to provide thorough disclosure on issues that may impact shareholder value, we question the scope of this particular resolution as well as the utility that such information may have for consumers and Exxon Mobil shareholders. Detailed information about the carbon content and emissions associated with fuel for motor vehicles is readily available on the US Environmental Protection Agency (EPA) website in segment of their overview of pollutants and programs entitled: Emission Facts: Average Carbon Dioxide Emissions Resulting from Gasoline and Diesel Fuel, as well as through other publicly available sources. Additionally, complex variables in establishing the lifecycle CO2 emissions of individual fuels, including the source of the original fossil fuel and the method of refining the raw materials into diesel or gasoline fuels all have significant impact on the total CO2 emissions of a fuel product and may make accurately evaluating and disclosing such information in a manner that is useful for consumers unfeasible. Therefore, based on questions over the feasibility and utility of the information requested, ISS does not believe that this proposal merits shareholder support. 17 Adopt Policy to Increase Renewable Energy Against Against ShrHoldr Portfolio Exxon Mobil has long contended that it is an oil and gas company, and that it is best positioned for future success in the marketplace by increasing its efficiency and reducing the emissions from traditional fossil fuel sources while continuing to evaluate alternative sources that fit within the company's parameters for feasible and profitable operations. As such, the fact that the company's investment in renewable energy sources is not as significant as those seen at its competitors appears consistent with the company's forecasts for the energy market and stated policy positions. While some shareholders may not agree with Exxon Mobil's strategy, ISS believes that the company has been transparent on its position related to renewable energy sources and has substantially explained the rationale that it believes supports its policies and activities. Therefore, based on the company's existing level of disclosure and concerns over the prescriptive nature of the proposed targets and timelines, ISS does not recommend shareholder support for this resolution. 09/25/06 - A FedEx Corporation *FDX* 31428X106 07/31/06 925 1 Elect Directors For For Mgmt 2 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 3 Ratify Auditors For For Mgmt 4 Report on Environmental Policy Against Against ShrHoldr Therefore, while ISS would encourage the company to continue to evaluate and disclose information on its policies and strategic directions, we do not believe that shareholder support for this resolution is warranted. 5 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. We view director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. We feel that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 12/06/06 - A Financial Federal Corp. *FIF* 317492106 10/20/06 820 1 Elect Directors For Split Mgmt 1.1 Elect Director Lawrence B. Fisher --- For We recommend a vote FOR the directors with the exception of affiliated outsider Michael C. Palitz. We recommend that shareholders WITHHOLD votes from Michael C. Palitz for standing as an affiliated outsider on the Audit Committee. 1.2 Elect Director Michael C. Palitz --- Withhold 1.3 Elect Director Paul R. Sinsheimer --- For 1.4 Elect Director Leopold Swergold --- For 1.5 Elect Director H.E. Timanus, Jr. --- For 1.6 Elect Director Michael J. Zimmerman --- For 2 Ratify Auditors For For Mgmt 3 Amend Executive Incentive Bonus Plan For For Mgmt V. Vote Recommendation ISS recognizes that cash bonus plans such as this one can be an important part of an executive's overall pay package, along with stock-based plans tied to long-term total shareholder returns. Over the long term, stock prices are an excellent indicator of management performance. However, other factors, such as economic conditions and investor reaction to the stock market in general, and certain industries in particular, can greatly impact the company's stock price. As a result, a cash bonus plan can effectively reward individual performance and the achievement of business unit objectives that are independent of short-term market share price fluctuations. The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. The total cost of the company's plans of 7.82 percent is within the allowable cap for this company of 17.00 percent. 4 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation Though the total cost of the company's plans of 14.95 percent is within the allowable cap for this company of 17.00 percent, this plan permits repricing in the form of the buyout of awards for cash. As a result, ISS recommends a vote AGAINST. 09/27/06 - S First Community Bancorp *FCBP* 31983B101 08/16/06 740 1 Establish Range For Board Size For For Mgmt ISS believes that the proposed change is relatively minor and that it is not motivated by a desire to entrench management. 2 Adjourn Meeting For Against Mgmt Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes. 05/16/07 - A First Community Bancorp *FCBP* 31983B101 04/02/07 750 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 10/26/06 - A First Place Financial Corp. *FPFC* 33610T109 09/14/06 270 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/01/07 - A First State Bancorporation *FSNM* 336453105 04/25/07 300 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/15/07 - A FirstEnergy Corporation *FE* 337932107 03/21/07 3,090 1 Elect Directors For Split Mgmt 1.1 Elect Director Paul T. Addison --- Withhold We recommend a vote FOR Michael J. Anderson, but WITHHOLD votes from all of the other nominees. We recommend that shareholders WITHHOLD votes from insider Anthony J. Alexander and independent outsiders George M. Smart, Catherine A. Rein, Carol A. Cartwright, Jesse T. Williams Sr., Robert B. Heisler Jr., William T. Cottle, Paul T. Addison, Ernest J. Novak Jr., and Wes M. Taylor for failure to implement the proposal to adopt simple majority vote requirement. 1.2 Elect Director Anthony J. Alexander --- Withhold 1.3 Elect Director Michael J. Anderson --- For 1.4 Elect Director Carol A. Cartwright --- Withhold 1.5 Elect Director William T. Cottle --- Withhold 1.6 Elect Director Robert B. Heisler, Jr. --- Withhold 1.7 Elect Director Ernest J. Novak, Jr. --- Withhold 1.8 Elect Director Catherine A. Rein --- Withhold 1.9 Elect Director George M. Smart --- Withhold 1.10 Elect Director Wes M. Taylor --- Withhold 1.11 Elect Director Jesse T. Williams, Sr. --- Withhold 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Reincorporate in Another State [Ohio to Against For ShrHoldr Delaware ] On balance, ISS believes that the proposed reincorporation from Ohio to Delaware will have a positive impact to shareholders. As such, ISS believes that shareholder support for this proposal is warranted. 5 Adopt a Policy Establishing an Engagement Against For ShrHoldr Process to Shareholder Proposals ISS notes that FirstEnergy has ignored a majority-supported shareholder proposal in the past. We also note that the company has not taken action in spite of last year's simple majority proposal receiving the support of a majority of shares outstanding and of votes cast. As such, ISS believes it is best practice to ensure direct communication with shareholder proponent(s), and notes that shareholder support for this proposal is warranted. 6 Adopt Simple Majority Vote Against For ShrHoldr ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking amendments that are in shareholders' best interests. As such, ISS believes that shareholder support for this proposal is warranted. 04/24/07 - A FMC Corp. *FMC* 302491303 03/01/07 384 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 01/25/07 - A Franklin Resources, Inc. *BEN* 354613101 11/30/06 1,938 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 09/08/06 - A Freddie Mac *FRE* 313400301 06/30/06 470 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Freddie Mac discloses a significant amount of the information requested by the proponent in the Freddie Mac Foundation's Annual Report and other segments of the company website. Moreover, some aspects of the resolution, including detailed information on the personal involvement of any executive officer or director with any charitable organization could place a significant burden on the company without providing commensurate value to shareholders. Finally, while recent controversy at Freddie Mac raises certain questions about the company's internal controls and accounting procedures, these issues do not appear to have any relationship with either the company or the foundations charitable contributions. Therefore, based on Freddie Mac's existing disclosure on charitable contributions and questions over the utility of certain aspects of this proposal, ISS does not recommend shareholder support for the resolution at this time. 06/08/07 - A Freddie Mac *FRE* 313400301 03/30/07 1,050 1 Elect Director Barbara T. Alexander For For Mgmt 2 Elect Director Geoffrey T. Boisi For For Mgmt 3 Elect Director Michelle Engler For For Mgmt 4 Elect Director Robert R. Glauber For For Mgmt 5 Elect Director Richard Karl Goeltz For For Mgmt 6 Elect Director Thomas S. Johnson For For Mgmt 7 Elect Director William M. Lewis, Jr For For Mgmt 8 Elect Director Eugene M. McQuade For For Mgmt 9 Elect Director Shaud F. O Malley For For Mgmt 10 Elect Director Jeffrey M. Peek For For Mgmt 11 Elect Director Nicolas P. Retsinas For For Mgmt 12 Elect Director Stephen A. Ross For For Mgmt 13 Elect Director Richard F. Syron For For Mgmt 14 Ratify Auditors For For Mgmt 15 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is equal to or less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 11/13/06 - S Freescale Semiconductor, Inc. 35687M206 10/18/06 5,380 1 Approve Merger Agreement For For Mgmt We believe that the company was able to secure a significant premium, aided by KKR/SLP's last minute offer. Additionally, we think that the board's decision to accept the firm offer from Blackstone was reasonable, given the preliminary nature of KKR/SLP's offer, the time constraints set by Blackstone, and the "go shop" period included in the agreement. As such, we recommend shareholders support the merger agreement. 2 Adjourn Meeting For For Mgmt Where ISS is supportive of the underlying merger proposal, we are supportive of a narrowly-tailored adjournment proposal that seeks adjournment solely to solicit additional proxies to approve the transaction. 05/15/07 - A Fresenius Medical Care AG & Co. KGaA 358029106 04/04/07 1,000 Meeting for Holders of ADRs 1 RESOLUTION ON THE APPROVAL OF THE ANNUAL For For Mgmt FINANCIAL STATEMENTS OF FRESENIUS MEDICAL CARE AG & CO. KGAA FOR THE FINANCIAL YEAR 2006 2 RESOLUTION ON THE APPLICATION OF PROFIT For For Mgmt 3 DISCHARGE OF THE THEN MANAGEMENT BOARD OF For For Mgmt FRESENIUS MEDICAL CARE AG FROM 1 JANUARY 2006 TO 10 FEBRUARY 2006 4 RESOLUTION ON THE DISCHARGE OF THE COMPANY For For Mgmt S GENERAL PARTNER 5 RESOLUTION ON THE DISCHARGE OF THE For For Mgmt SUPERVISORY BOARD OF FRESENIUS MEDICAL CARE AG & CO. KGAA 6 ELECTION OF THE AUDITORS AND GROUP AUDITORS For For Mgmt FOR THE FINANCIAL YEAR 2007 7 RESOLUTION REGARDING A CAPITAL INCREASE For For Mgmt FROM THE COMPANY S OWN RESOURCES WITHOUT ISSUANCE OF NEW SHARES AND THE SUBSEQUENT NEW DIVISION OF THE SHARE CAPITAL (SHARE SPLIT) AND THE CONDITIONAL CAPITALS AS WELL AS THE RESPECTIVE AMENDMENTS TO THE ARTICLES O 04/24/07 - A Frontier Oil Corp. *FTO* 35914P105 03/09/07 830 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/16/07 - A FTI Consulting, Inc. *FCN* 302941109 03/16/07 190 1 Elect Directors For For Mgmt 1.1 Elect Director Brenda J. Bacon --- For We recommend a vote FOR the directors with the exception of George P. Stamas. We recommend that shareholders WITHHOLD votes from George P. Stamas for standing as an affiliated outsider on the Nominating Committee. 1.2 Elect Director James W. Crownover --- For 1.3 Elect Director Dennis J. Shaughnessy --- For 1.4 Elect Director George P. Stamas --- For 2 Ratify Auditors For For Mgmt 05/01/07 - A Gardner Denver, Inc. *GDI* 365558105 03/02/07 1,136 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is less than the allowable cap for this company of 9 percent. Additionally, this plan expressly forbids repricing. 05/02/07 - A General Dynamics Corp. *GD* 369550108 03/09/07 4,124 1 Elect Director Nicholas D. Chabraja For For Mgmt 2 Elect Director James S. Crown For For Mgmt 3 Elect Director William P. Fricks For For Mgmt 4 Elect Director Charles H. Goodman For For Mgmt 5 Elect Director Jay L. Johnson For For Mgmt 6 Elect Director George A. Joulwan For For Mgmt 7 Elect Director Paul G. Kaminski For For Mgmt 8 Elect Director John M. Keane For For Mgmt 9 Elect Director Deborah J. Lucas For For Mgmt 10 Elect Director Lester L. Lyles For For Mgmt 11 Elect Director Carl E. Mundy, Jr. For For Mgmt 12 Elect Director Robert Walmsley For For Mgmt 13 Ratify Auditors For For Mgmt 14 Pay For Superior Performance Against For ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are not substantially performance-based under current ISS guidelines. Further, the company does not disclose specific performance measures and hurdles rates for performance-based award grants to senior executives, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 15 Performance-Based and/or Equity Based Awards Against For ShrHoldr Given that: (1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines; and (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 04/25/07 - A General Electric Co. *GE* 369604103 02/26/07 42,255 1 Elect Directors For Split Mgmt 1.1 Elect Director James I. Cash, Jr. --- For We recommend a vote FOR the directors with the exception of independent outsider Claudio X. Gonzalez. We recommend shareholders WITHHOLD votes from Claudio X. Gonzalez for sitting on more than three boards while serving as a CEO. 1.2 Elect Director William M. Castell --- For 1.3 Elect Director Ann M. Fudge --- For 1.4 Elect Director Claudio X. Gonzalez --- Withhold 1.5 Elect Director Susan Hockfield --- For 1.6 Elect Director Jerry R. Immelt --- For 1.7 Elect Director Andrea Jung --- For 1.8 Elect Director Alan G. Lafley --- For 1.9 Elect Director Robert W. Lane --- For 1.10 Elect Director Ralph S. Larsen --- For 1.11 Elect Director Rochelle B. Lazarus --- For 1.12 Elect Director Sam Nunn --- For 1.13 Elect Director Roger S. Penske --- For 1.14 Elect Director Robert J. Swieringa --- For 1.15 Elect Director Douglas A. Warner III --- For 1.16 Elect Director Robert C. Wright --- For 2 Ratify Auditors For For Mgmt 3 Adopt Majority Vote Standard in Director For For Mgmt Elections ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. Therefore we recommend that shareholders support this resolution for instituting a majority vote standard in uncontested director elections. 4 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 5 Company-Specific-Approve Material Terms of For For Mgmt Senior Officer Performance Goals The performance measures disclosed are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the performance awards are administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 6 Provide for Cumulative Voting Against For ShrHoldr In this case, while GE meets the governance criteria specified, the company does not meet the performance criteria. The company underperforms both the index and peers in both one-year and three-year TSR as detailed above. Accordingly, the proposal warrants shareholder support. 7 Company-Specific -- Adopt Policy on Against For ShrHoldr Overboarded Directors Although the company maintains a policy regarding overboarded directors, the policy permits the maintenance of current directors who exceed these limits if the board determines that such director's service on the board would not be impaired. In fact, the company has already made an exception with regard to director Claudio Gonzalez, who sits on a total of ten boards. The proponent's request would not allow the company to bypass or alter these limits without shareholder approval. Therefore, we believe that the proponent's request represents a preferable policy framework from a shareholder's perspective. As such, we believe this item warrants shareholder support. 8 Company-Specific -- One Director from the Against Against ShrHoldr Ranks of Retirees ISS believes that director nominees who are best qualified and who have the relevant experience should serve as directors for the interests of all shareholders. The director selection process should not be limited to a certain type of director. This proposal would limit the board's independent nominating committee from selecting the best director candidates. As such, we do not recommend shareholder support this item. 9 Separate Chairman and CEO Positions Against For ShrHoldr In this case, while GE meets the governance criteria specified, the company does not meet the performance criteria. The company underperforms both the index and peers in both one-year and three-year TSR as detailed above. Accordingly, the proposal warrants shareholder support. 10 Limit Dividend and Dividend Equivalent Against For ShrHoldr Payments to Executives While ISS notes that dividends paid to executives on unvested shares may not necessarily represent a large percentage of their total compensation, we are concerned that, over time, such dividend payments can result in large payouts. Such payouts are not tied to the performance of the award recipient or the company as a whole. ISS believes that adoption of a policy providing that shares must be fully-vested prior to dividends being paid minimizes costs to the company and its shareholders. 11 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that GE discloses a significant amount of the information requested by the proponent on its foundation website, in its 2006 Citizenship Report and through other public sources. Included in this information is disclosure of total funds contributed, as well as charts showing the percentage of funds contributed by focus area and domestically versus internationally. Further discussion on the foundation's website describes the initiatives that the company is involved in as well as its broad rationale for charitable contributions. Therefore, based on the existing level of disclosure, ISS does not recommend shareholder support for the resolution at this time. 12 Report on Global Warming Against Against ShrHoldr Therefore, while ISS would encourage the company to continue to evaluate and disclose information on its policies and strategic directions, we do not believe that shareholder support for this resolution is warranted. 13 Adopt Ethical Criteria for Military Against Against ShrHoldr Contracts ISS generally agrees that detailed disclosure from the company on the risks associated with certain markets and operations can be beneficial to shareholders by providing them with more information to consider when evaluating their investments. However, we also believe that it may be inappropriate to disclose detailed information about the contract evaluation and bidding process, as provision of this data may give insight into contractual agreements, thereby providing competition with bidding advantages. Additionally, while ISS supports a sustainable approach to business operations, we also note that the federal government has stringent regulations regarding military and weapons production, weapons exportation and the associated contract bidding process. We believe that the combination of existing federal regulation, the necessity to limit disclosure where it could affect the company's competitive advantage, and the company's current policies and oversight systems for military and government sales outweigh the potential benefits that may be derived from this proposal. 14 Report on Pay Disparity Against Against ShrHoldr Although ISS generally recommends votes for proposals which increase the level of disclosure on topics of importance to shareholders and support performance-based compensation for executives, the system suggested in this shareholder proposal suggests reporting on salary comparisons and evaluating overall compensation thresholds that may have limited utility for shareholders. Therefore, based on the limited utility and potentially arbitrary nature of the detailed information requested by the report, we do not recommend shareholder support for this resolution. 09/25/06 - A General Mills, Inc. *GIS* 370334104 07/27/06 1,080 1 Elect Directors For For Mgmt 1.1 Elect Director Paul Danos --- For We recommend a vote FOR the directors with the exception of independent outsider Michael D. Rose. We recommend that shareholders WITHHOLD votes from Michael D. Rose for poor attendance. 1.2 Elect Director William T. Esrey --- For 1.3 Elect Director Raymond V. Gilmartin --- For 1.4 Elect Director Judith Richards Hope --- For 1.5 Elect Director Heidi G. Miller --- For 1.6 Elect Director H. Ochoa-Brillembourg --- For 1.7 Elect Director Steve Odland --- For 1.8 Elect Director Kendall J. Powell --- For 1.9 Elect Director Michael D. Rose --- For 1.10 Elect Director Robert L. Ryan --- For 1.11 Elect Director Stephen W. Sanger --- For 1.12 Elect Director A. Michael Spence --- For 1.13 Elect Director Dorothy A. Terrell --- For 2 Ratify Auditors For For Mgmt 3 Approve Non-Employee Director Stock Option For For Mgmt Plan V. Vote Recommendation The total cost of the company's plans of 6.23 percent is within the allowable cap for this company of 6.73 percent. Additionally, this plan expressly forbids repricing. 4 Label Genetically Modified Ingredients Against Against ShrHoldr In this case, the proponent is seeking the labeling of products, not an outright phase-out. ISS reviews proposals to label GE products on a case-by-case basis. While we generally support proposals that seek to provide shareholders with greater disclosure regarding the risks associated with their investment, we believe that the practice of labeling every product that may contain genetically modified ingredients would be a formidable task, particularly for companies that opt as end users or retailers for products that may contain genetically modified ingredients. Given the widespread existence of these products, we question whether such an initiative can be successfully and economically implemented. Conversely, a broad approach of labeling all products as "potentially containing GE ingredients" would be of limited use to consumers and shareholders. Therefore, based on concerns with the associated costs and feasibility of effectively implementing this resolution, ISS does not believe that shareholder support is warranted. 05/15/07 - A Genworth Financial, Inc. *GNW* 37247D106 03/20/07 1,730 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/15/07 - A Getty Realty Corp. *GTY* 374297109 03/30/07 408 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/09/07 - A Gilead Sciences, Inc. *GILD* 375558103 03/22/07 4,030 1 Elect Directors For Split Mgmt 1.1 Elect Director Paul Berg --- For ISS recommends that shareholders vote FOR all director nominees with the exception of Etienne F. Davignon. ISS recommends that shareholders votes against Etienne F. Davignon for sitting on more than six public boards. 1.2 Elect Director John F. Cogan --- For 1.3 Elect Director Etienne F. Davignon --- Withhold 1.4 Elect Director James M. Denny --- For 1.5 Elect Director Carla A. Hills --- For 1.6 Elect Director John W. Madigan --- For 1.7 Elect Director John C. Martin --- For 1.8 Elect Director Gordon E. Moore --- For 1.9 Elect Director Nicholas Moore --- For 1.10 Elect Director Gayle E. Wilson --- For 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is equal to the allowable cap for this company of 9 percent. Additionally, this plan expressly forbids repricing. 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, and the offering period is reasonable. 05/23/07 - A GlaxoSmithKline plc 37733W105 03/16/07 1,418 Meeting for Holders of ADRs 1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT For For Mgmt AND THE FINANCIAL STATEMENTS 2 TO APPROVE THE REMUNERATION REPORT For For Mgmt 3 TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR For For Mgmt 4 TO ELECT DR STEPHANIE BURNS AS A DIRECTOR For For Mgmt 5 TO RE-ELECT MR JULIAN HESLOP AS A DIRECTOR For For Mgmt 6 TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR For For Mgmt 7 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR For For Mgmt 8 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR For For Mgmt 9 Ratify Auditors For For Mgmt 10 REMUNERATION OF AUDITORS For For Mgmt 11 TO AUTHORISE THE COMPANY TO MAKE DONATIONS For For Mgmt TO EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE 12 AUTHORITY TO ALLOT SHARES For For Mgmt 13 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Mgmt (SPECIAL RESOLUTION) 14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Mgmt OWN SHARES (SPECIAL RESOLUTION) 15 AMENDMENT OF THE ARTICLES OF ASSOCIATION For For Mgmt (SPECIAL RESOLUTION) 05/16/07 - A Global Industries, Ltd. *GLBL* 379336100 03/30/07 2,220 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 09/27/06 - A Global Payments, Inc. *GPN* 37940X102 08/11/06 3,540 1 Elect Directors For For Mgmt 05/10/07 - A Google Inc *GOOG* 38259P508 03/22/07 807 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation Although the estimated shareholder value transfer of the company's plans of 7 percent is equal to or less than the allowable cap for this company of 8 percent, the plan allows repricing of underwater stock options in a variety of methods (see Plan Features) without shareholder approval, which we believe reduces the incentive value of the plan. Please note that the Plan permits transfer of awards to a third-party financial institutional. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Adopt Policies to Protect Freedom of Access Against For ShrHoldr to the Internet Therefore, based on Google's lack of disclosure on its policies related to Internet monitoring and censorship, as well as the impact that these issues may have on the company, we recommend shareholder support for this resolution. 05/24/07 - A Gramercy Capital Corp *GKK* 384871109 03/20/07 990 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/17/07 - A Grant Prideco Inc *GRP* 38821G101 03/28/07 3,175 1 Elect Directors For Split Mgmt 1.1 Elect Director David J. Butters --- For We recommend a vote FOR the directors with the exception of independent outsider David A. Trice. We recommend that shareholders WITHHOLD votes from David A. Trice for sitting on more than three boards. 1.2 Elect Director Eliot M. Fried --- For 1.3 Elect Director Dennis R. Hendrix --- For 1.4 Elect Director Harold E. Layman --- For 1.5 Elect Director Michael McShane --- For 1.6 Elect Director Robert K. Moses, Jr. --- For 1.7 Elect Director Joseph E. Reid --- For 1.8 Elect Director David A. Trice --- Withhold 05/16/07 - A Greene Bancshares, Inc. *GRNB* 394361208 03/16/07 228 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the strategic rational and potential synergies, we believe that the merger agreement warrants shareholder support. 2 Elect Directors For For Mgmt 3 Ratify Auditors For For Mgmt 4 Increase Authorized Common Stock For For Mgmt The requested increase of 5,000,000 shares is below the allowable threshold of 13,500,000 shares. 5 Change Company Name For For Mgmt Because it is unlikely that the name change would have a negative financial impact on the company, ISS recommends supporting the proposal. 6 Adjourn Meeting For Against Mgmt Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes. 06/18/07 - A Guess?, Inc. *GES* 401617105 04/23/07 1,858 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/09/06 - A Haemonetics Corp. *HAE* 405024100 06/12/06 336 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 70,000,000 shares is below the allowable threshold of 128,000,000 shares. 3 Ratify Auditors For For Mgmt 10/27/06 - A Harris Corp. *HRS* 413875105 09/01/06 1,870 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/15/07 - A Harte-Hanks, Inc. *HHS* 416196103 03/30/07 1,530 1 Elect Directors For For Mgmt 05/24/07 - A Hasbro, Inc. *HAS* 418056107 04/06/07 2,660 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Prepare Sustainability Report Against For ShrHoldr ISS commends the company for providing transparency on certain sustainability related policies and initiatives, however we encourage Hasbro to increase its disclosure related to social and environmental performance, and consider the potential benefits of structuring its reporting along established best practices guidelines. Providing more comprehensive sustainability related information, including comprehensive social and environmental performance metrics and goals, would assist management in better understanding how it is performing relative to industry peers, how its products may face sustainability related challenges, and it may provide management as well as shareholders with insight into the effectiveness of its established sustainability commitments and guidelines. Further, in light of the disclosure provided by the company, it does not appear that consolidating the existing information and providing additional details in a more comprehensive report would be overly burdensome or costly. As such, ISS recommends that shareholders support this resolution. 04/25/07 - A HBOS plc 42205M106 03/23/07 2,994 Meeting for Holders of ADRs 1 TO RECEIVE THE REPORT AND ACCOUNTS For For Mgmt 2 TO DECLARE A FINAL DIVIDEND For For Mgmt 3 TO ELECT JO DAWSON For For Mgmt 4 TO ELECT BENNY HIGGINS For For Mgmt 5 TO ELECT RICHARD COUSINS For For Mgmt 6 TO RE-ELECT ANTHONY HOBSON For For Mgmt 7 TO RE-ELECT KATE NEALON For For Mgmt 8 TO APPROVE THE REPORT ON REMUNERATION For For Mgmt POLICY AND PRACTICE 9 Ratify Auditors For For Mgmt 10 TO APPROVE THE AMENDMENT TO THE RULES OF For For Mgmt THE HBOS PLC LONG TERM EXECUTIVE BONUS PLAN 11 TO APPROVE POLITICAL DONATIONS AND For For Mgmt EXPENDITURE 12 TO AUTHORISE POWER OF THE DIRECTORS TO For For Mgmt ALLOT SHARES 13 TO AUTHORISE THE ALLOTMENT OF SHARES FOR For For Mgmt CASH 14 TO AUTHORISE THE REPURCHASE OF ORDINARY For For Mgmt SHARES 05/01/07 - A Health Net, Inc. *HNT* 42222G108 03/21/07 440 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/31/07 - A Heelys, Inc. *HLYS* 42279M107 04/19/07 200 1 Elect Directors For Split Mgmt 1.1 Elect Director Michael G. Staffaroni --- Withhold We recommend a vote FOR the directors with the exceptions of insiders Patrick F. Hamner, Roger R. Adams, and Michael G. Staffaroni. We recommend that shareholders WITHHOLD votes from insiders Patrick F. Hamner, Roger R. Adams, and Michael G. Staffaroni for failure to establish an independent nominating committee. 1.2 Elect Director Roger R. Adams --- Withhold 1.3 Elect Director Patrick F. Hamner --- Withhold 1.4 Elect Director Samuel B. Ligon --- For 1.5 Elect Director Richard E. Middlekauff --- For 1.6 Elect Director Jeffrey G. Peterson --- For 1.7 Elect Director James T. Kindley --- For 2 Ratify Auditors For For Mgmt 04/19/07 - A Hercules Inc. *HPC* 427056106 03/05/07 3,640 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 03/14/07 - A Hewlett-Packard Co. *HPQ* 428236103 01/16/07 16,830 1 Elect Director L.T. Babbio, Jr. For For Mgmt 2 Elect Director S.M. Baldauf For For Mgmt 3 Elect Director R.A. Hackborn For For Mgmt 4 Elect Director J.H. Hammergren For For Mgmt 5 Elect Director M.V. Hurd For For Mgmt 6 Elect Director R.L. Ryan For For Mgmt 7 Elect Director L.S. Salhany For For Mgmt 8 Elect Director G.K.Thompson For For Mgmt 9 Ratify Auditors For For Mgmt 10 Require Director Nominee Qualifications Against For ShrHoldr Proxy access is a tool that will enable investors to fulfill their ownership responsibilities while improving board accountability. We believe that this proxy access proposal allows significant shareholders an opportunity to participate in the nomination process, while safeguarding the process, the board, and the interests of all shareholders. ISS believes that support for this ballot access proposal represents a significant and positive step in the director election process. The reform is needed to right a steeply tilted playing field on which management and board incumbents dominate the election process. This proposal affords shareholders an opportunity to effect reforms on the nomination process. Based on the fundamental need for a more effective and meaningful director election process and given the adequate provisions of this proposal, we believe that support for this resolution is warranted. 11 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified Chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 12 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote In this case, H-P has not included in their fiduciary out policy the stipulation that the plan must be submitted to a shareholder vote within 12 months of adoption. While the board believes this policy responds directly to stockholders' concerns, ISS believes that it still leaves to the board the decision to proceed with the adoption of a pill without shareholder approval and does not have a sunset provision in case the pill was not approved by shareholders. Therefore, we do not believe that H-P's policy substantially addresses the issues raised by the shareholder proposal. We recommend a vote FOR this item. 13 Performance-Based Equity Awards Against For ShrHoldr Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 05/24/07 - A Holly Corp. *HOC* 435758305 03/28/07 584 1 Elect Directors For Split Mgmt 1.1 Elect Director Buford P. Berry --- For We recommend a vote FOR the directors with the exception of affiliated outsider Marcus R. Hickerson. We recommend that shareholders WITHHOLD votes from Marcus R. Hickerson for standing as an affiliated outsider on the Nominating Committee. 1.2 Elect Director Matthew P. Clifton --- For 1.3 Elect Director W. John Glancy --- For 1.4 Elect Director William J. Gray --- For 1.5 Elect Director Marcus R. Hickerson --- Withhold 1.6 Elect Director Thomas K. Matthews, II --- For 1.7 Elect Director Robert G. McKenzie --- For 1.8 Elect Director Jack P. Reid --- For 1.9 Elect Director Paul T. Stoffel --- For 2 Increase Authorized Common Stock For For Mgmt The requested increase of 60,000,000 shares is below the allowable threshold of 110,000,000 shares. 3 Amend Omnibus Stock Plan For For Mgmt IV. Vote RecommendationGiven that the amendment would not increase the potential cost of the plan and that the company would be entitled to a business expense deduction due to the favorable tax treatment attributable to Section 162(m), we believe the proposed amendment warrants shareholder approval. 05/24/07 - A Home Depot, Inc. *HD* 437076102 03/26/07 3,263 1 Elect Director David H. Batchelder For For Mgmt We recommend a vote FOR the directors with the exception of independent outsider Claudio X. Gonzalez and Kenneth G. Langone. We recommend that shareholders vote AGAINST Claudio X. Gonzalez for sitting on more than six boards and Kenneth Langone for the lack of oversight on the option grant process from 1994 - 2000. 2 Elect Director Francis S. Blake For For Mgmt 3 Elect Director Gregory D. Brenneman For For Mgmt 4 Elect Director John L. Clendenin For For Mgmt 5 Elect Director Claudio X. Gonzalez For Against Mgmt 6 Elect Director Milledge A. Hart, III For For Mgmt 7 Elect Director Bonnie G. Hill For For Mgmt 8 Elect Director Laban P. Jackson, Jr. For For Mgmt 9 Elect Director Helen Johnson-Leipold For For Mgmt 10 Elect Director Lawrence R. Johnston For For Mgmt 11 Elect Director Kenneth G. Langone For Against Mgmt 12 Ratify Auditors For For Mgmt 13 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr Pill) to Shareholder Vote In this case, we believe that Home Depot's policy addresses the issue raised by this proposal by requiring the rights to be redeemed, caused to expire or submitted to a vote of the shareholders within one year. 14 Prepare Employment Diversity Report Against For ShrHoldr As such we recommend that shareholders vote for this resolution. 15 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 16 Claw-back of Payments under Restatements Against Against ShrHoldr Because: 1) the board has adopted a formal compensation recoupment policy that substantially addresses the provisions set forth by the proponent; 2) the company does not appear to be the subject of any material restatement nor does it have a chronic restatement history, we do not believe that shareholder support for this resolution is warranted. 17 Submit Supplemental Executive Retirement Against For ShrHoldr Plans to Shareholder vote ISS generally votes FOR shareholder proposals requesting to put extraordinary benefits contained in SERP agreements to a shareholder vote unless the company's executive pension plans contain no excessive benefits beyond what is offered under employee-wide plans. However, in light of the lucrative SERP that was provided to former CEO, Robert Nardelli, ISS believes that support of this proposal is warranted. 18 Performance-Based Equity Awards Against For ShrHoldr Based on the above analysis, ISS recommends a vote FOR this shareholder proposal. 19 Pay for Superior Performance Against For ShrHoldr In this case, the company's long-term compensation programs for named executive officers are not substantially performance-based under current ISS guidelines. Further, the company did not disclose specific performance hurdles rates for the annual incentive program, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 20 Affirm Political Non-partisanship Against Against ShrHoldr Since it appears that the company has already addressed this issue through its own internal policies and observance of federal law, we do not believe that support of this proposal is warranted. 21 Separate Chairman and CEO Positions Against For ShrHoldr In this case, the board is at least 2/3 independent, all key committees are comprised entirely of independent directors, and the company has established governance guidelines. As stated from the company's website, the independent directors serving on the company's board will select a lead director annually. The lead director, who is required to be independent, will (i) act as a liaison between the non-management directors and the company's management, (ii) chair the executive sessions of non-management directors, (iii) chair board meetings when the chairman is not present, (iv) consult with the chairman and approve the schedules, agendas and information provided to the board for each meeting and (v) consult with the chairman on such other matters pertinent to the company and the board. The lead director may call meetings of non-management directors by providing appropriate notice of such meetings in accordance with the Bylaws. The lead director shall also be available for consultation and direct communication with major shareholders upon request. Therefore, the company meets all the duties of lead director. While the company has underperformed the S&P 500 index, there has been a change in the chairman & CEO position within the past year. We note that the lead director has all the duties that ISS considers necessary to act as a counterbalance to combined Chair/CEO position. However, the company has had problematic governance issues specially relating to its compensation practices and ignoring majority supported shareholder proposal (see discussion under Company Insight and Elect Directors section). Further, the current lead director, Kenneth Langone, was part of the Stock Option Committee, that failed to provide adequate oversight to the stock option grant practices from 1994 - 2000. Therefore, ISS believes that the separation of the combined roles will provide for an independent Chairman to monitor the performance of the CEO. 04/23/07 - A Honeywell International, Inc. *HON* 438516106 02/23/07 509 1 Elect Director Gordon M. Bethune For For Mgmt 2 Elect Director Jaime Chico Pardo For For Mgmt 3 Elect Director David M. Cote For For Mgmt 4 Elect Director D. Scott Davis For For Mgmt 5 Elect Director Linnet F. Deily For For Mgmt 6 Elect Director Clive R. Hollick For For Mgmt 7 Elect Director James J. Howard For For Mgmt 8 Elect Director Ivan G. Seidenberg For For Mgmt 9 Elect Director Bradley T. Sheares For For Mgmt 10 Elect Director Eric K. Shinseki For For Mgmt 11 Elect Director John R. Stafford For For Mgmt 12 Elect Director Michael W. Wright For For Mgmt 13 Ratify Auditors For For Mgmt 14 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan Employee stock purchase plans enable employees to become shareholders, which gives them a stake in the company's growth. Stock purchase plans are beneficial only when they are well balanced and in the best interests of all shareholders. From a shareholder's perspective, the limit on the company's matching contribution is reasonable and there are caps placed on the employee's contribution (expressed as a percent of compensation which may exclude bonus, commissions or special compensation). There is minimum dilution associated with the plan since shares of company stock are purchased on the open market with mainly employee contributions. 15 Claw-back of Payments under Restatements Against Against ShrHoldr Because: 1) the board has adopted a formal Claw-Back policy that substantially addresses the provisions set forth by the proponent; 2) the company does not appear to be the subject of any material restatement nor does it have a chronic restatement history, we do not believe that shareholder support for this resolution is warranted. 16 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 17 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings which we believe is in the best interests of shareholders. Accordingly, shareholder support of this proposal is warranted. 18 Remove Six Sigma Terminology Against Against ShrHoldr We believe that these decisions are operational in nature and are best left to the company's management. Therefore, we believe shareholder support of this proposal is not warranted. 05/23/07 - A Horace Mann Educators Corp. *HMN* 440327104 03/26/07 312 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/15/07 - A Hospitality Properties Trust *HPT* 44106M102 03/20/07 670 1 Elect Director William A. Lamkin For For Mgmt 2 Amend Declaration of Trust--Election of For Against Mgmt Trustees We believe the current proposal is detrimental to shareholder's rights, as the board is "filtering" proposals and requiring a supermajority vote of shares outstanding to approve some of them, which currently require only a majority support. Additionally, the company will have the right to change the voting requirements. Regarding the issue raised by the company of the inherent the difficulty of obtaining a majority vote of the outstanding shares for routine items, we note that 57 percent of the company's stock in held by institutional investors. Furthermore, in last year's annual meeting, non-routine items were voted by more than 90 percent of the shares outstanding. As such, we believe this item does not warrant shareholder support. 3 Amend Declaration of Trust--Amend For Against Mgmt Declaration of Trust-(a)Amend Trust(i)Qualification of Trustees,(ii)Policies(iii)Restrictions, (iv)Special voting rights,business combinations(v)Provisions governing amendments to trust(b)Termination of Trust We believe some of the elements of the current proposal are detrimental to shareholder's rights, as the board is "filtering" proposals and requiring a 75 percent vote to approve some of them, which currently only require a two-thirds vote. Therefore, the supermajority requirement is increased in 8 percentage points. However, the requirement is lowed to a majority of votes cast (a decrease of more than 17 percentage points) when the proposal is approved by a supermajority of the board. On balance, we believe the proposal will benefit shareholders and recommend support for this item. 4 Amend Declaration of Trust--Authorize Board For Against Mgmt to divide or combine the oustanding shares, any class or series without shareholder vote. Many companies reduce the number of outstanding shares through a reverse split, but fail to proportionately reduce the number of shares authorized for issuance. Therefore, ISS prefers that reverse splits be subject to shareholder approval. 5 Amend Declaration of Trust--Any shareholder For For Mgmt violating Declaration of Trust will indemnify and hold us harmless from all costs, expense, penalties and fines, together with interest on such amounts. As such, this item would not be detrimental to shareholders' rights. 6 Adjourn Meeting For Against Mgmt Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes. 05/07/07 - A Hub Group, Inc. *HUBG* 443320106 03/12/07 1,200 1 Elect Directors For Split Mgmt 1.1 Elect Director Phillip C. Yeager --- Withhold We recommend a vote FOR the directors with the exception of insiders Phillip C. Yeager, David P. Yeager and Mark A. Yeager. We recommend that shareholders WITHHOLD votes from Phillip C. Yeager, David P. Yeager and Mark A. Yeager for failure to establish a majority independent board. 1.2 Elect Director David P. Yeager --- Withhold 1.3 Elect Director Mark A. Yeager --- Withhold 1.4 Elect Director Gary D. Eppen --- For 1.5 Elect Director Charles R. Reaves --- For 1.6 Elect Director Martin P. Slark --- For 2 Increase Authorized Common Stock For For Mgmt The requested increase of 50,000,000 shares is below the allowable threshold of 75,740,320 shares. 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is less than the allowable cap for this company of 10 percent. 4 Amend Omnibus Stock Plan For For Mgmt Given that the company will be entitled to a business expense deduction due to the favorable tax treatment attributable to Section 162(m), we believe the proposed amendment warrants shareholder approval. 05/30/07 - A Huntington Bancshares Inc. *HBAN* 446150104 03/15/07 1,370 1 Organization-Related-Approve Issuance of For For Mgmt Common Stock without Par Value in Connection with the Merger We believe that the company is benefiting from a merger that makes strategic sense and that has the potential of being immediately accretive to earnings. As such, we recommend shareholders support the merger agreement. 2 Elect Directors For For Mgmt 3 Ratify Auditors For For Mgmt 4 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 5 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 6 Increase Authorized Common Stock For For Mgmt The requested increase of 500,000,000 shares is below the allowable threshold of 850,000,000 shares. 7 Other Business For Against Mgmt 05/08/07 - A Huron Consulting Group, Inc. *HURN* 447462102 03/12/07 139 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 11/15/06 - A Hyperion Solutions Corp. 44914M104 09/21/06 919 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 10.80 percent is within the allowable cap for this company of 20.04 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/02/07 - A IBERIABANK Corp. *IBKC* 450828108 03/21/07 125 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 09/29/06 - S Icon Plc 45103T107 08/08/06 450 Meeting for Holders of ADRs 1 TO RECEIVE THE ACCOUNTS AND REPORTS. For For Mgmt 2 TO INCREASE THE AUTHORISED SHARE CAPITAL. For For Mgmt 3 TO APPROVE THE CAPITALISATION AND BONUS For For Mgmt ISSUE. 4 TO AUTHORISE THE COMPANY TO ALLOT SHARES. For For Mgmt The authority requested represents 182.2 percent of the issued share capital with preemptive rights. Without additional justification for such a large issuance, a vote against this is recommended since it exceeds the recommended guideline of 100 percent. 5 TO DISAPPLY THE STATUTORY PRE-EMPTION For For Mgmt RIGHTS. With respect to issuances of shares for cash without preemptive rights, there was no information given for such request. Because details of the issuance request were not fully disclosed, a vote against this request is recommended. 05/02/07 - A Imation Corp. *IMN* 45245A107 03/12/07 710 1 Elect Directors For For Mgmt 1.1 Elect Director Charles A. Haggerty --- For We recommend a vote FOR the directors with the exception of independent outsider Glen A. Taylor. We recommend that shareholders WITHHOLD votes from Glen A. Taylor for poor attendance. 1.2 Elect Director Glen A. Taylor --- For 1.3 Elect Director Daryl J. White --- For 2 Ratify Auditors For For Mgmt 11/15/06 - A Immucor, Inc. *BLUD* 452526106 09/08/06 1,640 1 Elect Directors For For Mgmt 2 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 01/30/07 - A Imperial Tobacco Group plc 453142101 01/08/07 1,297 Meeting for ADR Holders 1 TO RECEIVE THE REPORTS OF THE DIRECTORS AND For For Mgmt AUDITORS AND THE ACCOUNTS FOR THE FINANCIAL YEAR ENDED SEPTEMBER 30, 2006. 2 TO RECEIVE AND APPROVE THE DIRECTORS For For Mgmt REMUNERATION REPORT AND THE AUDITOR S REPORT. 3 TO DECLARE A FINAL DIVIDEND FOR THE For For Mgmt FINANCIAL YEAR ENDED SEPTEMBER 30, 2006. 4 Elect Directors For For Mgmt 5 Ratify Auditors For For Mgmt 6 TO AUTHORIZE THE DIRECTORS TO SET THE For For Mgmt REMUNERATION OF THE AUDITORS. 7 APPROVAL FOR IMPERIAL TOBACCO GROUP PLC TO For For Mgmt MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS. 8 APPROVAL FOR IMPERIAL TOBACCO LIMITED TO For For Mgmt MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS. 9 APPROVAL FOR IMPERIAL TOBACCO INTERNATIONAL For For Mgmt LIMITED TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS. 10 APPROVAL FOR VAN NELLE TABAK NEDERLAND B.V. For For Mgmt TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS. 11 APPROVAL FOR IMPERIAL TOBACCO POLSKA S.A. For For Mgmt TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS. 12 APPROVAL FOR REEMTSMA CIGARETTENFABRIKEN For For Mgmt GMBH TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS. 13 APPROVAL FOR ETS L. LACROIX FILS NV/SA TO For For Mgmt MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS. 14 THAT THE DIRECTORS BE AUTHORIZED TO ALLOT For For Mgmt RELEVANT SECURITIES. 15 THAT THE DIRECTORS BE EMPOWERED TO ALLOT For For Mgmt EQUITY SECURITIES. 16 THAT THE COMPANY BE AUTHORIZED TO MAKE For For Mgmt MARKET PURCHASES OF ORDINARY SHARES OF 10 PENCE EACH OF THE COMPANY. 04/24/07 - A ING Groep NV 456837103 03/26/07 3,489 Meeting for Holders of ADRs 1 ANNUAL ACCOUNTS FOR 2006. For For Mgmt 2 DIVIDEND FOR 2006. For For Mgmt 3 MAXIMUM NUMBER OF STOCK OPTIONS AND For For Mgmt PERFORMANCE SHARES TO BE GRANTED TO MEMBERS OF THE EXECUTIVE BOARD FOR 2006. 4 AMENDMENT OF THE ARTICLES OF ASSOCIATION. For For Mgmt 5 DISCHARGE OF THE EXECUTIVE BOARD IN RESPECT For For Mgmt OF THE DUTIES PERFORMED DURING THE YEAR 2006. 6 DISCHARGE OF THE SUPERVISORY BOARD IN For For Mgmt RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2006. 7 COMPOSITION OF THE EXECUTIVE BOARD: For For Mgmt APPOINTMENT OF MR. JOHN HELE. 8 COMPOSITION OF THE EXECUTIVE BOARD: For For Mgmt APPOINTMENT OF MR. KOOS TIMMERMANS. 9 COMPOSITION OF THE SUPERVISORY BOARD: For For Mgmt REAPPOINTMENT OF MR. CLAUS DIETER HOFFMANN. 10 COMPOSITION OF THE SUPERVISORY BOARD: For For Mgmt REAPPOINTMENT OF MR. WIM KOK. 11 COMPOSITION OF THE SUPERVISORY BOARD: For For Mgmt APPOINTMENT OF MR. HENK BREUKINK. 12 COMPOSITION OF THE SUPERVISORY BOARD: For For Mgmt APPOINTMENT OF MR. PETER ELVERDING. 13 COMPOSITION OF THE SUPERVISORY BOARD: For For Mgmt APPOINTMENT OF MR. PIET HOOGENDOORN. 14 AUTHORISATION TO ISSUE ORDINARY SHARES WITH For For Mgmt OR WITHOUT PREFERENTIAL RIGHTS. 15 AUTHORISATION TO ISSUE PREFERENCE B SHARES For For Mgmt WITH OR WITHOUT PREFERENTIAL RIGHTS. 16 AUTHORISATION TO ACQUIRE ORDINARY SHARES OR For For Mgmt DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE COMPANY S OWN CAPITAL. 17 AUTHORISATION TO ACQUIRE PREFERENCE A For For Mgmt SHARES OR DEPOSITARY RECEIPTS FOR PREFERENCE A SHARES IN THE COMPANY S OWN CAPITAL. 18 CANCELLATION OF (DEPOSITARY RECEIPTS OF) For For Mgmt PREFERENCE A SHARES WHICH ARE HELD BY ING GROEP N.V. 06/26/07 - S Innkeepers USA Trust *KPA* 4576J0104 05/24/07 224 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular a fair valuation multiple and the strategic process, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given that the merger agreement with Apollo is the only item in the agenda and our support of the agreement, we recommend shareholders support this adjournment proposal. 02/13/07 - A Insteel Industries, Inc. *IIIN* 45774W108 12/11/06 1,320 1 Elect Directors For Split Mgmt 1.1 Elect Director Howard O. Woltz, Jr. --- Withhold We recommend a vote FOR Louis E. Hannen but WITHHOLD votes from all the other nominees. We recommend that shareholders WITHHOLD votes from C. Richard Vaughn for standing as an affiliated outsider on the Compensation Committee and for failure to establish an independent nominating committee. We also recommend that shareholders WITHHOLD votes from insider Howard O. Woltz, Jr. for failure to establish an independent nominating committee. 1.2 Elect Director C. Richard Vaughn --- Withhold 1.3 Elect Director Louis E. Hannen --- For 05/16/07 - A Intel Corp. *INTC* 458140100 03/19/07 16,496 1 Elect Director Craig R. Barrett For For Mgmt We recommend a vote FOR the directors with the exception of affiliated outsider Charlene Barshefsky. We recommend that shareholders vote AGAINST Charlene Barshefsky for standing as an affiliated outsider on the Nominating Committee. 2 Elect Director Charlene Barshefsky For Against Mgmt 3 Elect Director Susan L. Decker For For Mgmt 4 Elect Director D. James Guzy For For Mgmt 5 Elect Director Reed E. Hundt For For Mgmt 6 Elect Director Paul S. Otellini For For Mgmt 7 Elect Director James D. Plummer For For Mgmt 8 Elect Director David S. Pottruck For For Mgmt 9 Elect Director Jane E. Shaw For For Mgmt 10 Elect Director John L. Thornton For For Mgmt 11 Elect Director David B. Yoffie For For Mgmt 12 Ratify Auditors For For Mgmt 13 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to or less than the allowable cap for this company of 12 percent. Additionally, this plan expressly forbids repricing. 14 Approve Executive Incentive Bonus Plan For For Mgmt While ISS prefers that the 2007 Incentive Plan qualifies for favorable tax deduction under Section 162(m) limits, ISS notes that the flexibility of increasing named executive officers' bonus payouts will be limited to only 10% of target payout. Therefore, the upward potential has been capped and disclosed to shareholders. At this time, ISS recommends a vote FOR this proposal. 15 Limit Executive Compensation Against Against ShrHoldr ISS believes that top five compensation should be linked to the company's performance. If the company has met or exceeded the target performance level, executives should be remunerated for their efforts. Although we agree with the principle of pay-for-performance in setting executive pay, we believe that the cessation of all rights, options, SARs, and possible severance payments to top five management: (1) does not resolve potential disconnects between pay and performance and (2) would be unduly restrictive with respect to the company's compensation strategies. As such, we recommend a vote AGAINST. 06/29/07 - S Inter-Tel, Inc. *INTL* 458372109 05/29/07 510 1 Approve Merger Agreement For Against Mgmt Conclusion Based on our review of the terms of the transaction, in particular, the relatively low 7.6 percent 1-day offer premium, the flawed sale process, lack of an imminent reason to sell the company without conducting a proper sale process, and valuation, we believe that the merger agreement does not warrant shareholder support. 2 Adjourn Meeting For Against Mgmt Given that we do not support the merger agreement, we recommend shareholders vote AGAINST the adjournment proposal. 11/20/06 - S Intergraph Corp. 458683109 10/11/06 676 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction, the one-day premium of approximately 17.8 percent, the apparently fair and reasonable auction process, ISS believes that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Where ISS is supportive of the underlying merger proposal, we are supportive of a narrowly-tailored adjournment proposal that seeks adjournment solely to solicit additional proxies to approve the transaction. 05/10/07 - A Interline Brands, Inc. *IBI* 458743101 03/23/07 1,000 1 Elect Directors For Split Mgmt 1.1 Elect Director Gideon Argov --- Withhold We recommend that shareholders vote FOR Michael J. Grebe but recommend WITHHOLD votes from independent outsider Gideon Argov. We recommend that shareholders WITHHOLD votes from Gideon Argov for sitting on more than three boards 1.2 Elect Director Michael J. Grebe --- For 2 Ratify Auditors For For Mgmt 06/21/07 - A Internap Network Services Corporation 45885A300 04/20/07 2,250 *INAP* 1 Elect Directors For Withhold Mgmt 1.1 Elect Director James DeBlasio --- Withhold We recommend withholding votes from all of the nominees. We recommend that shareholders WITHHOLD votes from James P. DeBlasio and Kevin L. Ober for failure to implement the proposal to submit the company's poison pill to a shareholder vote. 1.2 Elect Director Kevin L. Ober --- Withhold 2 Ratify Auditors For For Mgmt 04/24/07 - A International Business Machines Corp. 459200101 02/23/07 8,439 *IBM* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 5 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 6 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 7 Restore or Provide for Cumulative Voting Against For ShrHoldr Although IBM does not fail the performance criteria specified, it does not meet all of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 8 Evaluate Age Discrimination in Retirement Against Against ShrHoldr Plans ISS believes the scope of the proponent's proposal is overly broad since it asks that all employees be allowed to choose participation in the plan, which could be costly to shareholders. Accordingly, we recommend a vote AGAINST this proposal. 9 Review Executive Compensation Against For ShrHoldr ISS believes that pension fund income can distort true operating performance, which may be the basis for determining executive bonuses and performance-related pay rather than gains from defined benefit plans. Shareholders should therefore support proposals that would exclude pension credits from calculations of executive compensation as this provides a cleaner measure for assessing actual performance. Furthermore, the company is not precluded from including pension credits from calculations of executive pay in the future. Adopting this practice is a matter of good corporate governance practice. 10 Report on Outsourcing Against Against ShrHoldr Conclusion In this case, we note that IBM does outsource and continues to seek opportunities to outsource some positions to foreign markets where the company has determined that such actions would ultimately benefit the company and increase shareholder value. Further, we note that due to increasing global demand for IT outsourcing, a number of the company's peers and competitors also pursue similar outsourcing opportunities. Finally, we question whether or not detailed disclosure on the company's policies regarding job outsourcing will provide benefits to shareholders commensurate with the cost of preparing this report. Therefore, ISS does not recommend support for this proposal at this time. 11 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS notes that the proponent has crafted the proposal in a way that would afford the board the flexibility to address the status of incumbent director nominees who fail to receive a majority vote under a majority vote standard. Further, the proposal allow for plurality vote standard in contested elections where the number of director nominees exceeds the available board seats. We concur with the proponent that a majority vote standard (with a carve out for plurality in contested election) combined with the company's current post-election director resignation policy would establish a more meaningful director election process. As such, we believe this proposal warrants shareholder support. 03/06/07 - A International Game Technology *IGT* 459902102 01/08/07 1,350 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/24/07 - A Intervest Bancshares Corp. *IBCA* 460927106 03/30/07 124 1 Elect Directors For Split Mgmt 1.1 Elect Director Michael A. Callen --- For For the holders of Class A common stock, we recommend that shareholders vote FOR the directors with the exception of affiliated outsider Wayne F. Holly. We recommend that shareholders WITHHOLD votes from Wayne F. Holly for failure to establish an independent nominating committee. For the holders of Class B common stock, we recommend that shareholders vote FOR the directors with the exception of insiders Lowell S. Dansker and Stephen A. Helman, and affiliated outsider Thomas E. Willett. We recommend that shareholders WITHHOLD votes from Lowell S. Dansker, Stephen A. Helman, and Thomas E. Willett for failure to establish an independent nominating committee. 1.2 Elect Director Wayne F. Holly --- Withhold 1.3 Elect Director Lawton Swan, III --- For 2 Ratify Auditors For For Mgmt 06/12/07 - A Inventiv Health, Inc. *VTIV* 46122E105 04/26/07 676 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Investment Technology Group, Inc. 46145F105 03/15/07 461 *ITG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt The proposed amendment to approve additional performance criteria is being sought so that the restricted stock grants will qualify as performance-based compensation. Given that the company will be entitled to a business expense deduction due to the favorable tax treatment attributable to Section 162(m), we believe the proposed amendment warrants shareholder approval. 4 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 11 percent is equal to the allowable cap for this company of 11 percent. Additionally, this plan expressly forbids repricing. 08/04/06 - A Iris International, Inc. *IRIS* 46270W105 06/15/06 1,210 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A ITT Corp. *ITT* 450911102 03/12/07 798 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/18/07 - A J. C. Penney Co., Inc (HLDG CO) *JCP* 708160106 03/19/07 3,449 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote ISS notes that this shareholder proposal or a similar one has been adopted at publicly-traded companies, such as Mattel, Starwood Hotels & Resort, American Electric Power, among others. ISS believes that seeking shareholder approval after the material terms of the contract are agreed upon would give the board a framework within which to work and may prevent the excessive "pay for failure" packages that have been witnessed at other companies. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors While the company has taken steps in the right direction with the addition of the director resignation policy, the company currently has a plurality voting standard with the director resignation policy (in an uncontested election). We believe that the majority vote standard with the director resignation along with a plurality standard for contested elections is the benchmark that companies should transition to. As such, we recommend that shareholders vote FOR this proposal. 11/16/06 - A JLG Industries, Inc. 466210101 09/29/06 2,438 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 12/04/06 - S JLG Industries, Inc. 466210101 11/03/06 1,508 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction, particularly the 35 percent 1-day initial premium and an even higher 52 percent premium to the 5 day average price 60 days prior to the announcement, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given that we support the merger proposal, and the narrow-scope of this proposal, we recommend shareholders support Item 2. 3 Other Business For Against Mgmt Given that details of such other items are not available, we recommend shareholders vote against this proposal. 09/21/06 - A John Wiley & Sons, Inc. *JW.A* 968223206 07/24/06 1,475 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/26/07 - A Johnson & Johnson *JNJ* 478160104 02/27/07 11,442 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard coupled with a director resignation policy and a plurality carveout in contested elections would give full effect to the shareholder franchise. 4 Submit Supplemental Executive Retirement Against For ShrHoldr Plans to Shareholder vote ISS recommends shareholders support this proposal as we believe that base salary is a sufficient basis upon which to base pension benefits to executives. 05/03/07 - A Journal Communications, Inc. *JRN* 481130102 02/28/07 1,605 1 Elect Director Don H. Davis, Jr. For For Mgmt 2 Elect Director David G. Meissner For For Mgmt 3 Elect Director Ellen F. Siminoff For For Mgmt 4 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is less than the allowable cap for this company of 15 percent. Additionally, this plan expressly forbids repricing. 05/15/07 - A JPMorgan Chase & Co. *JPM* 46625H100 03/16/07 16,438 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Put Repricing of Stock Options to Against Against ShrHoldr Shareholder Vote ISS believes that taking away the company's ability to grant stock options is an arbitrary and excessively restrictive proposal that could potentially prohibit the company from compensating employees based upon their individual and company-wide performance. Being unable to issue stock options could hinder the company's ability to attract and retain competent executive officers. Moreover, under the company's corporate governance guidelines and existing equity plans, the company is prohibited from repricing options without shareholder proposal. As such, ISS does not feel that shareholder support of this proposal is warranted. 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards In this case, ISS does not believe the proposal is overly restrictive nor does it appear that a substantial portion of the company's equity awards are truly performance-based with some inherent risk of forfeiture. Therefore, we believe this proposal merits shareholder support. 5 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 6 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 7 Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place. Accordingly, the proposal warrants shareholder support. 8 Require a Majority Vote for the Election of Against For ShrHoldr Directors In this case, the company employs plurality standard in the election of directors with a post-election director resignation policy in its Bylaws, which we do not believe it has substantially implemented this shareholder proposal on majority voting. ISS advocates that the director election system give full effect to the shareholder franchise. A majority vote standard (with carve out for plurality in contested elections) coupled with the company's current post-election director resignation policy would establish a more meaningful director election process and would afford the board a structure to address failed elections. Accordingly, this proposal warrants shareholder support. 9 Report on Political Contributions Against Against ShrHoldr In the case of JP Morgan Chase, ISS notes that the company provides a policy statement on political contributions on its corporate website. This document provides broad discussion on the company's rationale and strategy for political contributions and public policy activities, as well as information on JP Morgan's compliance and oversight procedures. Additionally, the company has also publicly disclosed a list of PAC contributions for 2006 and has committed to continue to update the reporting annually. While this reporting does not meet the level of transparency requested by the proponent, we believe that it does provide shareholders with sufficient information to evaluate the company's policies, activities, and oversight mechanisms related to political contributions and assess potential risks to their investment related to such actions. As such, we do not recommend shareholder support for this resolution. 10 Report on Management Initiatives to Address Against Against ShrHoldr Links to Slavery and Human Rights Abuse ISS is concerned with the broad nature of this resolution. We believe that the company has clearly disclosed information in this filing and in other public documents regarding its public apology for its predecessor companies' association with slavery and the scholarship fund that was established in Louisiana. Beyond this specific issue, ISS is not aware of other initiatives by JP Morgan to broadly or specifically address human rights abuses and questions the utility of including this information in a separate report on this subject. Therefore, based on concerns over the scope of this resolution and the existing disclosure provided by the company, we do not believe that shareholder support is warranted for this resolution. 05/10/07 - A K2 Inc. *KTO* 482732104 03/23/07 710 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Pay For Superior Performance Against Against ShrHoldr ISS believes that the use of performance-based equity awards emphasize the linkage between compensation and performance. The company's annual and long-term compensation programs for senior executives are not substantially performance-based under current ISS guidelines. However, the company intends to revise its annual and long-term incentive programs to further align executive compensation with superior performance, which we believe would substantially address the proponent requirements. Accordingly, ISS believes shareholders support for this proposal is not warranted. 04/27/07 - A Kellogg Co. *K* 487836108 03/01/07 1,951 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Prepare a Sustainability Report Against Against ShrHoldr ISS encourages Kellogg's to increase its level of transparency related to social and environmental metrics and performance, and consider the potential benefits of structuring its reporting along established guidelines. We believe that by continuing to expand on its existing sustainability related information, management and shareholders will better understand how these issues affect the company's strategic position and how the company is responding to the implementation of its sustainability policies. That said, we believe that Kellogg's existing disclosure provides sufficient insight for shareholders into Kellogg's policies and practices and demonstrates its commitment to addressing many issues related to developing sustainable operations at the company. As such, we do not believe this proposal warrants shareholder support. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors Conclusion While the company has taken steps in the right direction with the addition of the director resignation policy, the company currently has a plurality voting standard with the director resignation policy (in an uncontested election). We believe that the majority vote standard with the director resignation along with a plurality standard for contested elections is the benchmark that companies should transition to. As such, we recommend that shareholders vote FOR this proposal. 10/24/06 - A Kennametal, Inc. *KMT* 489170100 09/05/06 520 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 50,000,000 shares is 44,500,000 shares below the allowable threshold of 94,500,000 shares 3 Ratify Auditors For For Mgmt 05/10/07 - A KeyCorp *KEY* 493267108 03/13/07 6,050 1 Elect Directors For For Mgmt 2 Establish Range For Board Size For For Mgmt ISS believes that the proposed change is relatively minor and that it is not motivated by a desire to entrench management. 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 4 Ratify Auditors For For Mgmt 05/16/07 - A King Pharmaceuticals Inc. *KG* 495582108 03/30/07 1,640 1 Elect Directors For Split Mgmt 1.1 Elect Director Philip A. Incarnati --- For Members of the compensation committee in 2001 consist of the entire board of directors: John M. Gregory, Jefferson J. Gregory, Ernest C. Bourne, Frank W. DeFriece, Jr., R. Charles Moyer, Joseph R. Gregory, Earnest W. Deavenport, Jr., Gregory D. Jordan and D. Greg Rooker. Members of the compensation committee in 2000 also consist of the entire board of directors: John M. Gregory, Joseph R. Gregory, Jefferson J. Gregory, Ernest C. Bourne, Earnest W. Deavenport, Jr., Frank W. DeFriece, Jr., R. Charles Moyer, D. Greg Rooker, and Richard C. Williams. The current compensation committee members consist of Gregory D. Jordan, Earnest W. Deavenport Jr., and Ted G. Wood. Gregory Jordan joined the board in June 2001 and was not present for the option grants made in late 2000 and early 2001. Because this is a classified board, ISS recommends a vote to WITHHOLD from Gregory Jordan for not disclosing robust internal controls surrounding future option grants and ensuring that "favorable dates" would not be selected for option grants going forward. 1.2 Elect Director Gregory D. Jordan --- Withhold 1.3 Elect Director Brian A. Markison --- For 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Ratify Auditors For For Mgmt 05/07/07 - A Kite Realty Group Trust *KRG* 49803T102 03/23/07 380 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/02/07 - A Kohl's Corp. *KSS* 500255104 03/07/07 3,825 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Company Specific-Adopt Majority Vote for For For Mgmt Election of Directors ISS commends the company for seeking to adopt a majority vote standard for the election of directors, with a plurality vote carve-out for contested elections and a director resignation policy. 6 Require a Majority Vote for the Election of Against Against ShrHoldr Directors ISS notes that the board has submitted a substantially similar amendment for shareholder approval, as detailed above in Item 5. 03/23/07 - A Kookmin Bank 50049M109 12/29/06 101 Meeting for ADR Holders 1 APPROVAL OF NON-CONSOLIDATED FINANCIAL For For Mgmt STATEMENTS (BALANCE SHEET, INCOME STATEMENT AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS) FOR THE FISCAL YEAR 2006, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 2 APPROVAL OF THE APPOINTMENT OF DIRECTORS, For For Mgmt AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 3 APPROVAL OF APPOINTMENT OF CANDIDATES FOR For For Mgmt THE MEMBERS OF THE AUDIT COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 4 APPROVAL OF PREVIOUSLY GRANTED STOCK For For Mgmt OPTION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 5 APPROVAL OF THE GRANT OF STOCK OPTION, AS For For Mgmt SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 05/16/07 - A Laboratory Corporation of America 50540R409 03/30/07 2,080 Holdings *LH* 1 Elect Directors For Split Mgmt 1.1 Elect Director Thomas P. Mac Mahon --- For We recommend a vote FOR the directors with the exception of independent outsider Jean-Luc Belingard. We recommend that shareholders WITHHOLD votes from Jean-Luc Belingard for sitting on more than three boards. 1.2 Elect Director Kerrii B. Anderson --- For 1.3 Elect Director Jean-Luc Belingard --- Withhold 1.4 Elect Director David P. King --- For 1.5 Elect Director Wendy E. Lane --- For 1.6 Elect Director Robert E. Mittelstaedt, Jr. --- For 1.7 Elect Director Arthur H. Rubenstein --- For 1.8 Elect Director Bradford T. Smith --- For 1.9 Elect Director M. Smith Weikel --- For 1.10 Elect Director R. Sanders Williams --- For 2 Ratify Auditors For For Mgmt 05/02/07 - A Ladish Co., Inc. *LDSH* 505754200 03/21/07 847 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 11/02/06 - A Lam Research Corp. *LRCX* 512807108 09/15/06 2,545 1 Elect Directors For For Mgmt 2 Approve/Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 11.40 percent is within the allowable cap for this company of 12.60 percent. Additionally, this plan expressly forbids repricing. 4 Ratify Auditors For For Mgmt 07/18/06 - A Legg Mason, Inc. *LM* 524901105 05/19/06 884 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt This proposal seeks to increase authorized common stock by 250,000,000 shares which is 125,000,000 shares below the allowable increase of 375,000,000 shares. 3 Amend Omnibus Stock Plan For For Mgmt Vote Recommendation Shareholder re-approval of the plan will allow the company to benefit from favorable tax treatment under Section 162(m) with regard to performance-based compensation. 4 Ratify Auditors For For Mgmt 04/12/07 - A Lehman Brothers Holdings Inc. *LEH* 524908100 02/12/07 5,192 1 Elect Director Michael L. Ainslie For For Mgmt 2 Elect Director John F. Akers For For Mgmt 3 Elect Director Roger S. Berlind For For Mgmt 4 Elect Director Thomas H. Cruikshank For For Mgmt 5 Elect Director Marsha Johnson Evans For For Mgmt 6 Elect Director Richard S. Fuld, Jr. For For Mgmt 7 Elect Director Christopher Gent For For Mgmt 8 Elect Director Roland A. Hernandez For For Mgmt 9 Elect Director Henry Kaufman For For Mgmt 10 Elect Director John D. Macomber For For Mgmt 11 Ratify Auditors For For Mgmt 12 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 50 percent is above the allowable cap for this company of 10 percent. In addition, the company's three-year average burn rate of 9.40 percent exceeds the company's industry burn rate cap of 3.75 percent. For institutional clients who accept the premise that investment banks have a distinctly unique compensation standard, with respect to its peers Lehman Brothers' equity compensation practices appear to be reasonable. However, ISS believes that compensation at investment banks remains to be the exception rather than the rule, and should be benchmarked against a broader financial services peer group. In conclusion, given the excessive economic and dilutive costs of the company's stock-based compensation plans coupled with mediocre corporate performance vis-a-vis its peers, ISS does not believe that shareholders should support the company's request for an additional 75 million shares. 13 Publish Political Contributions Against Against ShrHoldr When reviewing requests for proposals on political contributions, ISS takes into account the scope and nature of the request, the company's adherence to laws and regulations governing political contributions, and company policies and additional disclosure on such contributions. In this case, the company notes that its contributions to political entities and the related disclosure comply with all applicable laws on this topic. The proposal asks that this report should be published within five business days of the annual meeting, disclosing the recipient and amount of each political contribution be made in a series of local and national newspapers. While ISS believes that increased disclosure is generally beneficial, it does not appear that the cost of preparing and publicizing such reports in the manner requested by the proponent would be the most effective use of shareholder funds. 04/25/07 - A Lexicon Pharmaceuticals, Inc. *LXRX* 528872104 03/06/07 1,545 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert J. Lefkowitz, M.D. --- Withhold We recommend a vote FOR the directors with the exception of affiliated outsider Robert J. Lefkowitz. We recommend that shareholders WITHHOLD votes from Robert J. Lefkowitz for standing as an affiliated outsider on the Nominating Committee. 1.2 Elect Director Alan S. Nies, M.D. --- For 1.3 Elect Director Clayton S. Rose --- For 2 Change Company Name For For Mgmt Because it is unlikely that the name change would have a negative financial impact on the company, ISS recommends supporting the proposal. 3 Ratify Auditors For For Mgmt 05/10/07 - A Lincoln National Corp. *LNC* 534187109 03/05/07 2,820 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Approve Non-Employee Director Stock Option For For Mgmt Plan VII. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 04/26/07 - A Lockheed Martin Corp. *LMT* 539830109 03/01/07 3,590 1 Elect Directors For Withhold Mgmt 1.1 Elect Director E. C. Aldridge, Jr. --- Withhold We recommend shareholders WITHHOLD votes from all nominees for failure to adopt all provisions of a shareholder proposal that received the approval of the majority of shares cast for the previous two consecutive years. 1.2 Elect Director Nolan D. Archibald --- Withhold 1.3 Elect Director Marcus C. Bennett --- Withhold 1.4 Elect Director James O. Ellis, Jr. --- Withhold 1.5 Elect Director Gwendolyn S. King --- Withhold 1.6 Elect Director James M. Loy --- Withhold 1.7 Elect Director Douglas H. McCorkindale --- Withhold 1.8 Elect Director Eugene F. Murphy --- Withhold 1.9 Elect Director Joseph W. Ralston --- Withhold 1.10 Elect Director Frank Savage --- Withhold 1.11 Elect Director James M. Schneider --- Withhold 1.12 Elect Director Anne Stevens --- Withhold 1.13 Elect Director Robert J. Stevens --- Withhold 1.14 Elect Director James R. Ukropina --- Withhold 1.15 Elect Director Douglas C. Yearley --- Withhold 2 Ratify Auditors For For Mgmt 3 Increase Disclosure of Executive Against Against ShrHoldr Compensation ISS believes that the proponent's argument for additional disclosure is not compelling and the benefits of such disclosures are unclear. In addition, the additional disclosures are not required by the SEC and could provide competitors with sensitive compensation information that could place the company at a potential disadvantage regarding hiring and retaining executive talent. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Report on Nuclear Weapons Against Against ShrHoldr ISS notes that Lockheed Martin does not appear to provide any detailed information about its policies and procedures related to DU and nuclear components. However, the company does provide detailed EHS information demonstrating a commitment to manage its operations with an eye on sustainability issues pertinent to the company. In particular, this information includes company goals and performance targets aimed at improving its efficiencies in areas of employee safety and the environment. Moreover, the company does not appear to be the subject of any recent, significant litigation or fines related to it management of DU or nuclear materials. As such, ISS does not believe that the potential cost and burden of providing this report will produce commensurate benefits to shareholders. As such, we do not recommend support for this resolution. 08/03/06 - S Loews Corp. 540424207 06/22/06 640 1 Increase Authorized Common Stock For For Mgmt This proposal seeks to increase authorized common stock by 1,200,000,000 shares which is 30,000,000 shares below the allowable increase of 1,230,000,000 shares. 2 Adjust Par Value of Common Stock For For Mgmt Adjusting par value is a routine financing decision that warrants shareholder support. 05/08/07 - A Loews Corp. 540424207 03/15/07 1,585 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Provide for Cumulative Voting Against Against ShrHoldr In this case, the company has met the aforementioned corporate governance criteria, or management has expressed its intention to recommend that the board adopt such provisions. As such, we do not believe that the proposal warrants shareholder support at this time. 5 Social Proposal Against Against ShrHoldr ISS notes the company's strategic position in the tobacco business, through Lorillard, represents over 22 percent of Loews' consolidated revenues. ISS believes that certain financial and reputational risks are associated with the Loews' tobacco segment, however, requesting a full divestment by 2010 from its tobacco may be unfeasible from an operational perspective. ISS believes that requesting the company to fully change a primary line of business, when balanced against the company's historical financial performance, could substantially disrupt strategic operations, weaken market penetration and represent the abandonment of established brand recognition. Ultimately, it is our opinion that this request would benefit neither the company nor its shareholders. Based on these facts, ISS does not believe this proposal warrants shareholder support. 05/03/07 - A Lyondell Chemical Co. *LYO* 552078107 03/05/07 1,060 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Political Contributions Against Against ShrHoldr In the case of Lyondell Chemical, the company provides publicly available information on its political contributions policies, the criteria used by the company to evaluate its political contributions to candidates, and provides a general framework of its oversight mechanism for both its lobbying activities and its PAC contributions. These policies do not appear inconsistent with industry standards or existing regulatory requirements on this issue. Further, the company does not appear to be the subject of any recent, significant controversy, fines, or litigation resulting from political action or contributions from it or its employee sponsored PACs. Therefore, while we agree with the proponents that data on every type of political contribution may not be easily accessed, it is our opinion that information provided by the company provides shareholders with sufficient insight into the company's policies and controls. Therefore, ISS does not believe that this resolution warrants shareholder support. 05/02/07 - A Manpower Inc. *MAN* 56418H100 02/21/07 2,350 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 MacBride Principles Against Against ShrHoldr ISS encourages Manpower to implement and disclose a code of conduct that discusses the company's policies on workplace labor rights. However, based on the fact that existing reporting requirements are substantially similar to the MacBride Principles, the potential difficulties associated with full implementation of the Principles, and the lack of any recent controversies regarding the company's operations in Northern Ireland, we recommend that shareholders oppose this request. 04/25/07 - A Marathon Oil Corp *MRO* 565849106 02/26/07 3,724 1 Elect Director Charles F. Bolden, Jr. For For Mgmt 2 Elect Director Charles R. Lee For For Mgmt 3 Elect Director Dennis H. Reilley For For Mgmt 4 Elect Director John W. Snow For For Mgmt 5 Elect Director Thomas J. Usher For For Mgmt 6 Ratify Auditors For For Mgmt 7 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 8 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 9 Increase Authorized Common Stock For For Mgmt The requested increase of 550,000,000 shares is below the allowable threshold of 825,000,000 shares. 04/24/07 - A Marshall & Ilsley Corp. *MI* 571834100 03/01/07 3,321 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 06/27/07 - A Matsushita Electric Industrial Co. 576879209 03/30/07 5,700 Ltd. *6752* Meeting for Holders of ADR's 1 Elect Directors For For Mgmt 2 TO ELECT YASUO YOSHINO AS A CORPORATE For Against Mgmt AUDITOR Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor (Candidate 1) cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3 TO ELECT KENICHI HAMADA AS A CORPORATE For For Mgmt AUDITOR 4 TO APPROVE CHANGES TO REMUNERATION FOR For For Mgmt DIRECTORS AND CORPORATE AUDITORS 05/18/07 - A Mattel, Inc. *MAT* 577081102 03/30/07 7,300 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Company Specific- Approve Majority Vote and For For Mgmt Eliminate Cumulative Voting In such cases, ISS believes that the benefits to shareholders of a majority vote standard in uncontested elections, with a plurality carve-out for contested elections, outweigh the costs of eliminating cumulative voting. As such, shareholder support for this proposal is warranted. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Limit Executive Compensation Against Against ShrHoldr We oppose this item because it could place the company at a competitive disadvantage in attempting to attract a qualified CEO. 6 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 7 Report Progress on Improving Work and Against Against ShrHoldr Living Conditions We believe that, despite shortcomings in certain areas, Mattel's GMP program, the associated public disclosure, and remediation as needed represents a positive approach toward proactively addressing issues related to workplace labor rights. Therefore, we believe that the additional reporting requested by this resolution is unnecessary, and may be contrary to the company's existing approach of forthright disclosure and timely remediation. 8 Pay for Superior Performance Against For ShrHoldr In this case, ISS notes that the company's annual compensation program for named executives does not provide any disclosure concerning the specific target hurdle rates for the disclosed financial metrics. Further, the long-term compensation program is largely time-based. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 05/24/07 - A McDonald's Corp. *MCD* 580135101 03/26/07 10,475 1 Elect Director Edward A. Brennan For For Mgmt 2 Elect Director Walter E. Massey For For Mgmt 3 Elect Director John W. Rogers, Jr. For For Mgmt 4 Elect Director Roger W. Stone For For Mgmt 5 Ratify Auditors For For Mgmt 6 Label Genetically Modified Organisms Against Against ShrHoldr 7 Adopt and Implement ILO Based Code of Against Against ShrHoldr Conduct 05/24/07 - A MEDCO Health Solutions Inc *MHS* 58405U102 03/29/07 4,320 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code (if the company opts to structure awards for such tax-favored treatment), the number of shares being reserved is relatively conservative, the offering period is reasonable, the dollar limit on the contribution is reasonable, there are caps placed on the employee's contribution (expressed as a percent of compensation), and there are limits on participation. 4 Ratify Auditors For For Mgmt 08/24/06 - A Medtronic, Inc. *MDT* 585055106 06/26/06 2,272 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard H. Anderson --- For We recommend a vote FOR the directors with the exception of affiliated outsider Gordon M. Sprenger. We recommend that shareholders WITHHOLD votes from Gordon M. Sprenger for standing as an affiliated outsider on the Compensation Committee. 1.2 Elect Director Michael R. Bonsignore --- For 1.3 Elect Director Robert C. Pozen --- For 1.4 Elect Director Gordon M. Sprenger --- Withhold 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. ISS views director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. We feel that the company's current policy that directors who receive a majority of withhold votes tender their resignation is a move toward a more democratic voting process. However, we do not believe that this resignation policy is a sufficient alternative to the proposed majority voting standard. ISS feels that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 10/25/06 - A MEMC Electronic Materials, Inc. *WFR* 552715104 09/13/06 2,626 1 Elect Directors For For Mgmt 04/25/07 - A MEMC Electronic Materials, Inc. *WFR* 552715104 03/01/07 3,546 1 Elect Directors For Split Mgmt 1.1 Elect Director John Marren --- Withhold We recommend a vote FOR the directors with the exception of insider John Marren. We recommend that shareholders WITHHOLD votes from John Marren for standing as an insider on the Nominating Committee. 1.2 Elect Director William E. Stevens --- For 1.3 Elect Director James B. Williams --- For 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is less than the allowable cap for this company of 13 percent. Additionally, this plan expressly forbids repricing. 04/24/07 - A Merck & Co., Inc. *MRK* 589331107 02/23/07 13,865 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 5 Establish Range For Board Size For For Mgmt Given the proposed change will impose a limit on the ability of the board to increase its size without stockholder approval, we recommend shareholders support this item. 6 Replace Cumulative Voting to Majority Vote For For Mgmt Standard for the Election of Directors ISS believes that a majority vote standard for the election of directors in uncontested elections increases directors' accountability to stockholders. As such, we recommend shareholders support this proposal. 7 Publish Political Contributions Against Against ShrHoldr When reviewing requests for proposals on political contributions, ISS takes into account the scope and nature of the request, the company's adherence to laws and regulations governing political contributions, and company policies and additional disclosure on such contributions. In this case, the company notes that its contributions to political entities and the related disclosure comply with all applicable laws on this topic. The proposal asks that this report should be published within five business days of the annual meeting, disclosing the recipient and amount of each political contribution be made in a series of local and national newspapers. While ISS believes that increased disclosure is generally beneficial, it does not appear that the cost of preparing and publicizing such reports in the manner requested by the proponent would be the most effective use of shareholder funds. 8 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 01/18/07 - A Meridian Bioscience, Inc. *VIVO* 589584101 12/01/06 970 1 Elect Directors For Split Mgmt 1.1 Elect Director James A. Buzard --- For We recommend a vote FOR the directors with the exception of affiliated outsider Gary P. Kreider, and insiders William J. Motto and John A. Kraeutler. We recommend that shareholders WITHHOLD votes from Gary P. Kreider for standing as an affiliated outsider on the Compensation Committee and for failure to establish a majority independent board. We also recommend that shareholders WITHHOLD votes from William J. Motto and John A. Kraeutler for failure to establish a majority independent board. 1.2 Elect Director John A. Kraeutler --- Withhold 1.3 Elect Director Gary P. Kreider --- Withhold 1.4 Elect Director William J. Motto --- Withhold 1.5 Elect Director David C. Phillips --- For 1.6 Elect Director Robert J. Ready --- For 2 Approve/Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee comprised of a majority of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 04/27/07 - A Merrill Lynch & Co., Inc. 590188108 02/28/07 4,480 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place with a plurality carve-out. Accordingly, the proposal warrants shareholder support. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards In determining the vote recommendation for this shareholder proposal, ISS looks for disclosure of the performance measures, hurdle rates, weightings and payout levels (minimum, target and maximum) as a prerequisite for granting these restricted stock awards in lieu of cash bonus compensation. Because of the high compensation levels, additional long-term incentives are not awarded. As mentioned above, the committee has a list of financial objectives, strategic objectives and leadership objectives for the CEO. The committee also focused in particular on growth in net revenues, after-tax earnings, earnings per share and ROE. However, no disclosure on the complete list of performance measures, their hurdle rates, weightings and payout levels have been made. Without this disclosure, ISS cannot determine that these grants of restricted stock awards in lieu of cash bonus compensation is performance-vesting shares. As such, ISS supports this shareholder proposal. 04/24/07 - A MetLife, Inc *MET* 59156R108 03/01/07 4,350 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/26/07 - A Mettler-Toledo International Inc. 592688105 02/28/07 1,056 *MTD* 1 Elect Director Robert F. Spoerry For For Mgmt 2 Elect Director Wah-Hui Chu For For Mgmt 3 Elect Director Francis A. Contino For For Mgmt 4 Elect Director John T. Dickson For For Mgmt 5 Elect Director Philip H. Geier For For Mgmt 6 Elect Director Hans Ulrich Maerki For For Mgmt 7 Elect Director George M. Milne For For Mgmt 8 Elect Director Thomas P. Salice For For Mgmt 9 Ratify Auditors For For Mgmt 11/14/06 - A Microsoft Corp. *MSFT* 594918104 09/08/06 35,972 1 Elect Director William H. Gates, III For For Mgmt 2 Elect Director Steven A. Ballmer For For Mgmt 3 Elect Director James I. Cash, Jr., Ph.D. For For Mgmt 4 Elect Director Dina Dublon For For Mgmt 5 Elect Director Raymond V. Gilmartin For For Mgmt 6 Elect Director David F. Marquardt For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Helmut Panke For For Mgmt 9 Elect Director Jon A. Shirley For For Mgmt 10 Ratify Auditors For For Mgmt 11 Cease Product Sales that Can Be Used to Against Against ShrHoldr Violate Human Rights In this case, the proponent is requesting that the company cease providing products that can be used to violate human or labor rights to foreign governments, departments, or agencies. ISS is concerned with the potential negative impact that such actions could have on Microsoft's competitive position and, ultimately, shareholder value. Moreover, the company has publicly outlined the issue in general, potential options that the company is evaluating, and its current policies related to government regulations on free expression. This information provides disclosure to shareholders on the potential impact of this issue on the company's operations and informs interested parties of Microsoft's general approach to providing products and services in such markets. Considering Microsoft's level of transparency on this issue as well as the nature of the requested actions, ISS does not believe shareholder support for this resolution is warranted. 12 Amend EEO Statement to Not Reference Sexual Against Against ShrHoldr Orientation Therefore, considering potential benefits that may be associated with Microsoft's existing policy, and the absence of information suggesting that there are significant costs or negative impacts associated with including reference to sexual orientation in the EEO statement, we do not believe shareholder support for this resolution is warranted. 13 Establish Shareholder Advisory Committee Against Against ShrHoldr While we agree with the proponent that all shareholders are entitled to third-party proxy advice which is independent from management, we are concerned that this proposal includes an inherent conflict of interest and creates a potential legal liability to the corporation. Microsoft would be paying a proxy advisor directly for analysis of its own proxy matters. The company may also be responsible for any errors or omissions contained in proxy analysis. ISS is also concerned that this resolution could be expensive and bureaucratic to administer. The proposal offers no details on how the bidding process and advisory firm selection would be handled or what hidden costs might be associated with these processes. Such additional corporate expenditures would be hard to justify considering analysis of proxy voting matters are currently readily available to the public from a variety of vendors, and barriers to entry are low. 05/08/07 - A Mirant Corp *MIR.XA* 60467R100 03/16/07 5,030 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/10/07 - A Morgan Stanley 617446448 02/09/07 6,116 1 Elect Director Roy J. Bostock For For Mgmt Vote Recommendations We recommend a vote FOR the directors with the exceptions of Klaus Zumwinkel. We recommend that shareholders vote AGAINST from Klaus Zumwinkel for sitting on more than three boards. 2 Elect Director Erskine B. Bowles For For Mgmt 3 Elect Director Howard J. Davies For For Mgmt 4 Elect Director C. Robert Kidder For For Mgmt 5 Elect Director John J. Mack For For Mgmt 6 Elect Director Donald T. Nicolaisen For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Hutham S. Olayan For For Mgmt 9 Elect Director Charles E. Phillips, Jr. For For Mgmt 10 Elect Director Griffith Sexton For For Mgmt 11 Elect Director Laura D. Tyson For For Mgmt 12 Elect Director Klaus Zumwinkel For Against Mgmt 13 Ratify Auditors For For Mgmt 14 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation For institutional clients who accept the premise that investment banking companies have a distinctly different pay philosophy and standards, Morgan Stanley's equity pay practices against the four peer companies appear to be reasonable. However, ISS continues to believe that the investment banking pay strategy remains to be the exception rather than the rule, and should be benchmarked against a larger financial services peer group. ISS also questions if high compensation structures are achieving higher shareholder returns for these companies compared to other financial services companies. ISS recommends a vote AGAINST for the 2007 Equity Incentive Compensation Plan. 15 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter ISS supports a simple majority vote requirement. We recommend a vote FOR the proposal. 16 Approve Report of the Compensation Committee Against For ShrHoldr ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 05/22/07 - A Morningstar, Inc. *MORN* 617700109 03/30/07 195 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/10/07 - A Morton's Restaurant Group, Inc. *MRT* 619430101 03/22/07 410 1 Elect Directors For Split Mgmt 1.1 Elect Director John J. Connolly --- For We recommend a vote FOR the directors with the exception of independent outsiders and Audit Committee members Alan A. Teran and Robert A. Goldschmidt. We recommend that shareholders WITHHOLD votes from Alan A. Teran and Robert A. Goldschmidt for paying excessive non-audit fees. 1.2 Elect Director Robert A. Goldschmidt --- Withhold 1.3 Elect Director Alan A. Teran --- Withhold 1.4 Elect Director Justin B. Wender --- For 2 Ratify Auditors For Against Mgmt 05/07/07 - PC Motorola, Inc. *MOT* 620076109 03/08/07 1,755 Management Proxy (White Card) 1 Elect Directors For DoNotVot Mgmt 2 Amend Qualified Employee Stock Purchase Plan For DoNotVot Mgmt 3 Advisory Vote to Ratify Named Executive Against DoNotVot ShrHoldr Officers' Compensation 4 Claw-back of Payments under Restatements Against DoNotVot ShrHoldr Dissident Proxy (Gold Card) 1 Elect Directors (Opposition Slate) For For Mgmt 1.1 Elect Director Carl C. Icahn --- For ISS Conclusion and Vote Recommendation We find that MOT has significantly underperformed its peers over recent quarters and by most accounts is expected to struggle the remainder of the year. Although the long-term historical picture is more favorable, the significant near-term deterioration argues for a new perspective on the board. MOT has an enviable position as the #2 player in the handset business. Some argue, however, the company has fumbled execution during one of the most robust markets for handsets in history. Since this is a contest for a minority position on the board, we do not have to decide whether or not the dissident has a superior plan to the current plan of the incumbents. We need merely to determine if the dissidents could bring an alternative viewpoint to the board that is likely to result in increased shareholder value. Because the company appears to be at an important inflection point with significant uncertainty about the company's current plan, we believe the presence of a new viewpoint may help to ensure that shareholder value is preserved. The company argues Icahn is not a technology expert and knows little about the company's business, having just bought shares in January. We note, however, that many of the incumbent board members have no technology experience, and we presume most had little knowledge of the company prior to joining the board. We conclude that Icahn has a positive track record for creating shareholder value across a diverse universe of industries, whether as a board member or as an outside shareholder activist. In our opinion, it's more likely than not Icahn will act as a positive influence on the board by providing a fresh perspective from a shareholder's perspective. Based on the factors discussed above, on balance we conclude that the presence of Carl Icahn on the MOT board would likely prove beneficial to long-term shareholder value. The financial and operational performance of the company and the dissident's skill set and track record establish both the need for change and the dissident's ability to effect change. The specific details of the dissident plan are of less importance in this short-slate contest. 1.2 Elect Director E. Zander --- For 1.3 Elect Director D. Dorman --- For 1.4 Elect Director J. Lewent --- For 1.5 Elect Director T. Meredith --- For 1.6 Elect Director N. Negroponte --- For 1.7 Elect Director S. Scott, III --- For 1.8 Elect Director R. Sommer --- For 1.9 Elect Director J. Stengel --- For 1.10 Elect Director D. Warner, III --- For 1.11 Elect Director M. White --- For 2 Amend Qualified Employee Stock Purchase Plan None For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 3 Advisory Vote to Ratify Named Executive For For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability 4 Claw-back of Payments under Restatements None For ShrHoldr Conclusion ISS believes that the company has not fundamentally addressed the proponent's key concerns. Therefore, ISS believes this proposal warrants shareholder vote and we recommend a vote FOR. 05/22/07 - A MSC.Software Corporation *MSCS* 553531104 04/02/07 520 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/27/07 - A Myers Industries, Inc. *MYE* 628464109 03/09/07 3,252 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/25/07 - A National Bank of Greece 633643408 05/10/07 8,548 Meeting for Holders of ADR's 1 Accept Financial Statements and Statutory For For Mgmt Reports We note that Deloitte, represented by Hadjipavlou Sofianos & Cambanis Assurance and Advisory Services, has audited the financial statements. The auditors' report is unqualified, meaning that in the opinion of the auditors, the financial statements give a true and fair view of the financial position of the company in accordance with International Financial Reporting Standards as adopted by the European Union. 2 Approve Allocation of Income and Dividends For For Mgmt Reported basic earnings per share for the group amounted to EUR 2.20 ($2.98). The board has proposed a dividend of EUR 1.00 ($1.36), which is the same dividend distributed following the 2005 fiscal year as well. This year's dividend distribution represents a payout ratio of 44.62 percent. ISS notes that disclosure on allocation of income is normally not available in the Greek market. Because the company has exceeded disclosure expectations and the dividend distribution is reasonable, we recommend shareholders vote for this item. 3 Approve Discharge of Board and Auditors For For Mgmt 4 Approve Director Remuneration For For Mgmt No details are normally disclosed with respect to directors' remuneration levels in the Greek market. Because the company has exceeded disclosure expectations and the level of directors' fees in the company is not problematic, we see no reason to oppose this item. 5 Grant Permission to Board Members and For For Mgmt Management to Participate in Boards and Management of Similar Companies 6 Authorize Share Repurchase Program For For Mgmt Some shareholders object to share buybacks, preferring to see extra cash invested in new businesses or paid out as dividends. We believe that when timed correctly, repurchases are a legitimate use of corporate funds and can enhance long-term shareholder returns. 7 Amend Articles Re: Capital Increase For For Mgmt Pursuant to Stock Options Following disclosure of this additional information, ISS is able to conclude that these amendments are strictly a formality and will not affect shareholder value. As a result, we recommend that shareholders vote for this item. 8 Approve Stock Option Plan Grants For Against Mgmt 9 Approve Restricted Stock Plan For For Mgmt 10 Approve Spin-Off Agreement For For Mgmt 11 Ratify Appointment of Directors in For For Mgmt Replacement of Outgoing Members 12 Elect New Board and Determine Independent For For Mgmt Members 13 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 14 Other Business For Against Mgmt 04/24/07 - A National City Corp. *NCC* 635405103 03/02/07 60 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Pay For Superior Performance Against For ShrHoldr ISS notes that the company's annual compensation program for named executives does not provide adequate disclosure concerning the specific targets payments for each financial metric, nor the weights for the individual metrics. Further, the long-term compensation program is largely time-based. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 07/31/06 - A National Grid PLC(frmrly. National 636274300 06/12/06 2,198 Grid Transco PLC) Meeting for Holders of ADRs 1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS For For Mgmt 2 TO DECLARE A FINAL DIVIDEND For For Mgmt 3 TO RE-ELECT SIR JOHN PARKER For For Mgmt 4 TO RE-ELECT STEVE LUCAS For For Mgmt 5 TO RE-ELECT NICK WINSER For For Mgmt 6 TO RE-ELECT KEN HARVEY For For Mgmt 7 TO RE-ELECT STEPHEN PETTIT For For Mgmt 8 TO RE-ELECT GEORGE ROSE For For Mgmt 9 TO RE-ELECT STEVE HOLLIDAY For For Mgmt 10 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS For For Mgmt AUDITORS AND SET THEIR REMUNERATION 11 TO APPROVE THE DIRECTORS REMUNERATION REPORT For For Mgmt 12 TO AUTHORISE THE DIRECTORS TO ISSUE For For Mgmt ORDINARY SHARES 13 TO DISAPPLY PRE-EMPTION RIGHTS For For Mgmt 14 TO AUTHORISE THE DIRECTORS TO PURCHASE THE For For Mgmt COMPANY S ORDINARY SHARES 15 TO AUTHORISE THE DIRECTORS TO PURCHASE THE For For Mgmt COMPANY S B SHARES 16 TO AUTHORISE THE DIRECTORS TO APPROVE THE For For Mgmt BROKER CONTRACT FOR THE REPURCHASE OF B SHARES 17 TO AMEND THE ARTICLES OF ASSOCIATION For For Mgmt 07/31/06 - S National Grid PLC(frmrly. National 636274300 07/07/06 2,198 Grid Transco PLC) Meeting for Holders of ADRs 1 TO APPROVE THE ACQUISITION For For Mgmt 06/05/07 - A National Oilwell Varco, Inc. *NOV* 637071101 04/13/07 760 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/25/07 - A NCR Corporation *NCR* 62886E108 02/12/07 2,740 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/13/07 - A Ness Technologies, Inc. *NSTC* 64104X108 04/19/07 1,350 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Stock Option Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is less than the allowable cap for this company of 14 percent. Additionally, this plan expressly forbids repricing. 04/19/07 - A Nestle SA 641069406 03/05/07 1,220 Meeting for ADR Holders 1 APPROVAL OF THE 2006 ANNUAL REPORT, OF THE For For Mgmt ACCOUNTS OF NESTLE S.A. AND OF THE CONSOLIDATED ACCOUNTS OF THE NESTLE GROUP. 2 RELEASE OF THE MEMBERS OF THE BOARD OF For For Mgmt DIRECTORS AND OF THE MANAGEMENT. 3 APPROVAL OF THE APPROPRIATION OF PROFITS For For Mgmt RESULTING FROM THE BALANCE SHEET OF NESTLE S.A., AS SET FORTH IN THE INVITATION 4 CAPITAL REDUCTION AND CONSEQUENT AMENDMENT For For Mgmt TO ARTICLE 5 OF THE ARTICLES OF ASSOCIATION, AS SET FORTH IN THE INVITATION. 5 RE-ELECTION OF MR. PETER BRABECK-LETMATHE, For For Mgmt TO THE BOARD OF DIRECTORS FOR A TERM OF FIVE (5) YEARS. 6 RE-ELECTION MR. EDWARD GEORGE (LORD For For Mgmt GEORGE), TO THE BOARD OF DIRECTORS FOR A TERM OF FOUR (4) YEARS. 7 MARK THE FOR BOX AT RIGHT IF YOU WISH TO None Against Mgmt GIVE A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY S INVITATION). Please note that this is a non-voting item. However ADP view this as a voting item so we have no choice but to vote against this proposal. 09/18/06 - A Nike, Inc. *NKE* 654106103 07/25/06 2,743 1 Elect Directors For For Mgmt 2 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Nike discloses a significant amount of the information requested by the proponent on its corporate website, in its corporate citizenship report, and through other public sources. Moreover, some aspects of the resolution, including determining the estimated or actual benefits of each charitable contribution may be difficult to produce without significant speculation, and could place a significant burden on the company without providing commensurate value to shareholders. Therefore, ISS does not recommend shareholder support for the resolution at this time. 3 Ratify Auditors For For Mgmt 06/28/07 - A Nippon Telegraph & Telephone Corp. 654624105 03/30/07 2,270 *9432* Meeting for Holders of ADR's 1 DISTRIBUTION OF RETAINED EARNINGS AS For For Mgmt DIVIDENDS 2 ELECTION OF DIRECTOR: TSUTOMU EBE For For Mgmt 3 ELECTION OF DIRECTOR: NORITAKA UJI For For Mgmt 4 ELECTION OF DIRECTOR: KAORU KANAZAWA For For Mgmt 5 ELECTION OF DIRECTOR: TAKASHI HANAZAWA For For Mgmt 6 ELECTION OF DIRECTOR: TOSHIO KOBAYASHI For For Mgmt 7 ELECTION OF CORPORATE AUDITOR: JOHJI FUKADA For For Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, one of the nominees for independent auditor (Candidate 5) cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 8 ELECTION OF CORPORATE AUDITOR: SUSUMU For For Mgmt FUKUZAWA 9 ELECTION OF CORPORATE AUDITOR: YASUCHIKA For For Mgmt NEGORO 10 ELECTION OF CORPORATE AUDITOR: MASAMICHI For For Mgmt TANABE 11 ELECTION OF CORPORATE AUDITOR: SHIGERU For Against Mgmt IWAMOTO 06/27/07 - A Nomura Holdings Inc. *8604* 65535H208 03/30/07 6,255 Meeting for ADR Holders 1 Amend Articles to Update Terminology to For For Mgmt Match that of Financial Instruments and Exchange Law 2 Elect Director Junichi Ujiie For For Mgmt 3 Elect Director Nobuyuki Koga For For Mgmt 4 Elect Director Hiroshi Toda For For Mgmt 5 Elect Director Kazutoshi Inano For For Mgmt 6 Elect Director Yukio Suzuki For For Mgmt 7 Elect Director Masaharu Shibata For For Mgmt 8 Elect Director Hideaki Kubori For For Mgmt 9 Elect Director Haruo Tsuji For For Mgmt 10 Elect Director Fumihide Nomura For For Mgmt 11 Elect Director Koji Tajika For For Mgmt 12 Elect Director Masanori Itatani For For Mgmt 13 Approve Executive Stock Option Plan and For For Mgmt Deep Discount Stock Option Plan 05/22/07 - A Nordstrom, Inc. *JWN* 655664100 03/14/07 4,702 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Northeast Utilities *NU* 664397106 03/09/07 2,070 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 03/06/07 - A Novartis AG 66987V109 01/19/07 2,661 Meeting for ADR Holders 1 APPROVAL OF THE ANNUAL REPORT, THE For For Mgmt FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006. 2 APPROVAL OF THE ACTIVITIES OF THE BOARD OF For For Mgmt DIRECTORS 3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Mgmt NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND 4 ELECTION TO THE BOARD OF DIRECTORS: For For Mgmt RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM 5 ELECTION TO THE BOARD OF DIRECTORS: For For Mgmt RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM 6 ELECTION TO THE BOARD OF DIRECTORS: For For Mgmt ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010 7 Ratify Auditors For For Mgmt 8 VOTES REGARDING ADDITIONAL AND/OR For Against Mgmt COUNTER-PROPOSALS AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN ACCORDANCE WITH THE PROPOSALS OF THE BOARD OF DIRECTORS. MARKING THE BOX FOR IS A VOTE FOR THE PROPOS Please note that this is a non-voting item. However ADP view this as a voting item so we have no choice but to vote against the proposal. 05/10/07 - A Nucor Corp. *NUE* 670346105 03/12/07 2,770 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard in uncontested elections coupled with a director resignation policy would give full effect to the shareholder franchise. 05/04/07 - A Occidental Petroleum Corp. *OXY* 674599105 03/15/07 6,920 1 Elect Director Spencer Abraham For Against Mgmt While the compensation committee has shifted from time-based restricted stock units to performance-based equity awards with disclosed performance measure and hurdle rates, the sheer magnitude of Dr. Irani's pay package continues to be a sticker shock and overshadows the positive steps that the committee has taken. As such, ISS recommends a vote AGAINST all members of the compensation committee: R. Chad Dreier, Rosemary Tomich, Irvin W. Maloney, Rodolfo Segovia, John S. Chalsty and Spencer Abraham. New members who can provide a rethinking and prudence on compensation payouts are needed on this compensation committee. We also recommend a vote AGAINST Spencer Abraham for standing as an affiliated outsider on the Compensation Committee. Other compensation related items include a management proposal to increase shares under the 2005 Plan (Item 14) and two shareholder proposals (Items 16 and 17). Please note that the company has a plurality vote standard for the election of directors, and has a director resignation policy in its bylaws/charter. 2 Elect Director Ronald W. Burkle For For Mgmt 3 Elect Director John S. Chalsty For Against Mgmt 4 Elect Director Edward P. Djerejian For For Mgmt 5 Elect Director R. Chad Dreier For Against Mgmt 6 Elect Director John E. Feick For For Mgmt 7 Elect Director Ray R. Irani For For Mgmt 8 Elect Director Irvin W. Maloney For Against Mgmt 9 Elect Director Rodolfo Segovia For Against Mgmt 10 Elect Director Aziz D. Syriani For For Mgmt 11 Elect Director Rosemary Tomich For Against Mgmt 12 Elect Director Walter L. Weisman For For Mgmt 13 Ratify Auditors For For Mgmt 14 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation Please refer to the Election of Directors for a complete analysis of the company's executive compensation review. In determining the vote recommendation for the 2005 Plan, besides considering the total shareholder value transfer and the burn rate policy, ISS also considered the perennial pay issue at Occidental. While the company's total shareholder value transfer costs is within the allowable cap and the company's burn rate meets the threshold of the peer group, equity compensation has been fueling Dr. Irani's outsized pay package. ISS analyzed the portion of Dr. Irani's total equity compensation as a percent of total equity grants made to the entire company (i.e., on a share basis, how much equity is concentrated on Dr. Irani's annual grants as a percent of total grants made to all employees?) Dr. Irani received 35%, 34% and 18% of total equity grants made to all employees for fiscal years 2006, 2005, and 2004, respectively. Almost a third of the total equity grants has been granted to Dr. Irani for the past two years. For the PRSUs, which was implemented in 2006, Dr. Irani received 66% of the total PRSUs granted to all key employees. While this is a broad-based plan, ISS is concerned that an approval of this plan will continue to perpetuate the pay issue at Occidental. Further, ISS notes that the company has approximately 20.4 million shares remaining, which should be sufficient for grants to the rank-and-file employees. Therefore, ISS recommends to vote AGAINST the proposed amendment to increase 32 million under the 2005 Plan. 15 Publish a Scientific Global Warming Report Against Against ShrHoldr While Occidental's reporting does not address some issues of concern related to climate change, we believe that it effectively presents shareholders with sufficient information to understand the company's broad position on this issue and provides some discussion that speaks to the company's rationale for certain strategic decisions related to climate change. While we encourage the company to continue to evaluate initiatives to address climate change and increase its disclosure, we do not believe that the information requested in the proposed report will benefit shareholders from an economic perspective. As such, we recommend a vote against this resolution. 16 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 17 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 05/04/07 - A Oceaneering International, Inc. *OII* 675232102 03/12/07 2,230 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/25/07 - A OfficeMax Incorporated *OMX* 67622P101 03/07/07 580 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Establish an Engagement Process with Against For ShrHoldr Proponents of a Shareholder Proposal Conclusion Although Officemax acted on a majority-supported shareholder proposal to declassify the board last year, the company has ignored that proposal in prior years. We also note that the company has not taken action towards the proponent's request in spite of last year's proposal receiving the support of a majority of the votes cast. In light of a majority-supported shareholder proposal, which has been ignored by management in the past, we believe it is best practice to ensure direct communication with the respective shareholder proponent(s). We recommend in favor of this proposal. 05/17/07 - A OGE Energy Corp. *OGE* 670837103 03/20/07 3,647 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/22/07 - A Omnicom Group Inc. *OMC* 681919106 04/06/07 2,676 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 10/10/06 - A Oxford Industries, Inc. *OXM* 691497309 08/22/06 511 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 6.72 percent is within the allowable cap for this company of 10.51 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/03/07 - A Pacer International, Inc. *PACR* 69373H106 02/23/07 1,280 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 03/07/07 - A Parametric Technology Corp. *PMTC* 699173209 01/08/07 1,344 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 12 percent is less than the allowable cap for this company of 16 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 12/14/06 - A Parexel International Corp. *PRXL* 699462107 10/17/06 830 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt This proposal seeks to increase authorized common stock by 25,000,000 shares, which is 25,000,000 shares below the allowable increase of 50,000,000 shares. 3 Ratify Auditors For For Mgmt 10/25/06 - A Parker-Hannifin Corp. *PH* 701094104 08/31/06 2,284 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Robert J. Kohlhepp --- Withhold We recommend withholding votes from all nominees. We recommend shareholders WITHHOLD votes from Markos I. Tambakeras, Klaus-Peter M ller, Giulio Mazzalupi, and Robert J. Kohlhepp for failure to implement the shareholder proposal to declassify the board. 1.2 Elect Director Giulio Mazzalupi --- Withhold 1.3 Elect Director Klaus-Peter Mueller --- Withhold 1.4 Elect Director Markos I. Tambakeras --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 10/05/06 - A Paychex, Inc. *PAYX* 704326107 08/07/06 1,775 1 Election of Director: B. Thomas Golisano For For Mgmt 2 Election of Director: David J.S. Flaschen For For Mgmt 3 Election of Director: Phillip Horsley For For Mgmt 4 Election of Director: Grant M. Inman For For Mgmt 5 Election of Director: Pamela A. Joseph For For Mgmt 6 Election of Director: Jonathan J. Judge For For Mgmt 7 Election of Director: Jospeh M. Tucci For For Mgmt 05/08/07 - A Penn Virginia Corp. *PVA* 707882106 03/13/07 506 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Edward B. Cloues, II --- Withhold We recommend withholding votes from all the nominees. We recommend that shareholders WITHHOLD votes from insiders A. James Dearlove and Keith D. Horton, and from independent outsiders Robert Garrett, Marsha R. Perelman, Edward B. Cloues II, Gary K. Wright, Steven W. Krablin and Philippe van Marcke de Lummen for failure to remove a dead-hand, slow-hand, or similar feature in the company's poison pill. 1.2 Elect Director A. James Dearlove --- Withhold 1.3 Elect Director Robert Garrett --- Withhold 1.4 Elect Director Keith D. Horton --- Withhold 1.5 Elect Director Steven W. Krablin --- Withhold 1.6 Elect Director Marsha R. Perelman --- Withhold 1.7 Elect Director Philippe van Marcke de Lummen --- Withhold 1.8 Elect Director Gary K. Wright --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is less than the allowable cap for this company of 8 percent. 05/02/07 - A PepsiCo, Inc. *PEP* 713448108 03/09/07 7,199 1 Elect Director Dina Dublon For For Mgmt 2 Elect Director Victor J. Dzau, M.D. For For Mgmt 3 Elect Director Ray L. Hunt For For Mgmt 4 Elect Director Alberto Ibarguen For For Mgmt 5 Elect Director Arthur C. Martinez For For Mgmt 6 Elect Director Indra K. Nooyi For For Mgmt 7 Elect Director Sharon Percy Rockefeller For For Mgmt 8 Elect Director James J. Schiro For For Mgmt 9 Elect Director Daniel Vasella For For Mgmt 10 Elect Director Michael D. White For For Mgmt 11 Ratify Auditors For For Mgmt 12 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 13 Report on Charitable Contributions Against Against ShrHoldr Conclusion In this case, we note that PepsiCo discloses a significant amount of the information requested by the proponent on its corporate website. Included in this information is disclosure of both the company's contributions and its Foundation's contributions, as well as a broad discussion of the company's charitable contribution policies and programs. Further, discussion on the website describes the initiatives that the company is involved in as well as its broad rationale for charitable contributions. Therefore, based on the existing level of disclosure, ISS does not recommend shareholder support for the resolution. 07/28/06 - A PetMed Express, Inc. *PETS* 716382106 06/06/06 244 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Restricted Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 7.88 percent is within the allowable cap for this company of 18.81 percent. 4 Approve Non-Employee Director Restricted For For Mgmt Stock Plan VI. Vote Recommendation The total cost of the company's plans of 4.94 percent is within the allowable cap for this company of 18.81 percent. 09/12/06 - A PFF Bancorp, Inc. *PFB* 69331W104 07/17/06 364 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 6.70 percent is within the allowable cap for this company of 9.08 percent. Additionally, this plan expressly forbids repricing. 04/26/07 - A Pfizer Inc. *PFE* 717081103 03/01/07 28,475 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr With regards to performance, Pfizer's one-year TSR of 15.20% was below the one-year TSR for the S&P 500 Index of 15.78% but above that of the GICS peer group of 10.49%. The company's three-year TSR of -7.16% underperformed both the S&P 500 Index's and the GICS peer TSR totals for the same period of 10.43% and 6.45%, respectively. As mentioned above, Pfizer experienced a change in the CEO position in 2006. In this case, however, Pfizer fails to meet some of the aforementioned corporate governance criteria. Specifically, shareholders may not act by written consent and call special meetings. Pfizer also does not provide for a majority vote standard in director elections, including a carve-out for plurality voting in contested situations. Although Pfizer does not fail the performance criteria specified, it does not meet all of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 4 Report on Animal Testing Policies Against Against ShrHoldr Conclusion Given the company's current policies and level of disclosure on animal welfare and testing, the lack of recent, significant litigation related to the company's international testing programs, and questions over the scope and value to shareholders of the requested report, ISS does not believe shareholder support for this resolution is warranted. 5 Amend Animal Welfare Policy Against Against ShrHoldr Conclusion In this case, we note that Pfizer does provide stakeholders with publicly available policies addressing issues of animal welfare. These policies include commitment to treating animals with care and respect, strict compliance with applicable legislation, training programs for employees involved in animal testing and a discussion of oversight mechanism through third-party audits. Further, ISS notes that the company expects all independent contractors conducting research on the company's behalf to adhere to the company's animal welfare principles. While these policies do not address certain issues to the degree requested by the proponent, they do appear to be comparable to policies at other companies in the same industry. Moreover, there does not appear to be any recent, significant fines or litigation on the issue of animal welfare at Pfizer that indicate systematic problems with the company's animal welfare policies, or that suggest that the company lags behind industry peers on the matter of animal welfare. Finally, ISS is concerned with the structure of this resolution. Beyond asking for a feasibility study evaluating the merits of amending the company's guidelines, compliance with this resolution also implies that the company must apply this policy to its contract laboratories, oversee adherence to the policy, and publish an annual report outlining contractor compliance. These additional measures could place a significant burden on the company or complicate the company's contractual agreements with the external laboratories that it retains for certain animal testing programs. As such, ISS does not recommend stockholder support for this proposal. 6 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, including a stock ownership policy for directors, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 04/18/07 - A PG&E Corp. *PCG* 69331C108 02/20/07 100 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Performance-Based and/or Time-Based Equity Against Against ShrHoldr Awards Given that the company's long-term incentive compensation program is substantially performance based according to ISS' guidelines, and considering the fact that the company attaches payment to specific pre-established performance targets, we believe that the company's long-term compensation program sufficiently meets the proponent's requirements. As such, we believe shareholder support of this proposal is not warranted. 4 Restore or Provide for Cumulative Voting Against For ShrHoldr The company does not meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place with a plurality carve-out. Accordingly, the proposal warrants shareholder support. 03/14/07 - S Phelps Dodge Corp. 717265102 02/12/07 249 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the merger premium and strategic rationale, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt When ISS is supportive of the underlying transaction, we may support a narrowly-crafted proposal to adjourn the meeting for the purpose of soliciting additional votes to approve the transaction. 05/08/07 - A Pinnacle Entertainment, Inc. *PNK* 723456109 03/12/07 1,230 1 Elect Directors For Split Mgmt 1.1 Elect Director Daniel R. Lee --- For We recommend a vote FOR the directors with the exception of affiliated outsider Lynn P. Reitnouer. We recommend that shareholders WITHHOLD votes from Lynn P. Reitnouer for standing as an affiliated outsider on the Compensation Committee. 1.2 Elect Director John V. Giovenco --- For 1.3 Elect Director Richard J. Goeglein --- For 1.4 Elect Director Ellis Landau --- For 1.5 Elect Director Bruce A. Leslie --- For 1.6 Elect Director James L. Martineau --- For 1.7 Elect Director Michael Ornest --- For 1.8 Elect Director Lynn P. Reitnouer --- Withhold 2 Ratify Auditors For For Mgmt 04/17/07 - A Pinnacle Financial Partners, Inc 72346Q104 03/01/07 311 *PNFP* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/31/07 - A Placer Sierra Bancshares 726079106 04/05/07 267 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the merger premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given our support of the merger agreement, we recommend shareholders support this adjournment proposal. 3 Elect Directors For For Mgmt 4 Ratify Auditors For For Mgmt 04/24/07 - A PNC Financial Services Group, Inc. 693475105 02/28/07 2,680 *PNC* 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 05/22/07 - A PNM Resources Inc *PNM* 69349H107 04/02/07 1,068 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/10/06 - A Polo Ralph Lauren Corp. *RL* 731572103 06/26/06 1,400 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt V. Vote Recommendation We commend the company for expressly forbidding the repricing of stock options under the plan. However, the total cost of the company's plans of 11.90 percent is above the allowable cap for this company of 10.74 percent. 3 Ratify Auditors For For Mgmt 05/30/07 - A Polycom, Inc. *PLCM* 73172K104 04/10/07 1,473 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert C. Hagerty --- For We recommend a vote FOR the directors with the exception of independent outsider John Seely Brown. We recommend that shareholders WITHHOLD votes from John Seely Brown for poor attendance. 1.2 Elect Director Michael R. Kourey --- For 1.3 Elect Director Betsy S. Atkins --- For 1.4 Elect Director John Seely Brown --- Withhold 1.5 Elect Director David G. DeWalt --- For 1.6 Elect Director Durk I. Jager --- For 1.7 Elect Director John A. Kelley, Jr. --- For 1.8 Elect Director William A. Owens --- For 1.9 Elect Director Kevin T. Parker --- For 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 04/24/07 - A Praxair, Inc. *PX* 74005P104 03/01/07 4,415 1 Elect Directors For For Mgmt 2 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS Analysis and Conclusion Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard coupled with a director resignation policy would give full effect to the shareholder franchise. In this case, Praxair has a plurality voting system in place and the board has not adopted a meaningful alternative to the proposed majority vote standard. As such, we recommend that shareholders vote FOR this proposal. 3 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr Pill) to Shareholder Vote In this case, Praxair's rights plan was approved by shareholders in 2004. ISS believes it is a good practice to adopt a policy to submit the pill to a shareholder vote, which Praxair did. While the company's pill does not mirror all the features that ISS advocates, it does have a meaningful flip in trigger, a shareholder redemption feature in case of a qualifying offer, and an annual evaluation of the pill by independent directors. Therefore, we do not recommend that shareholders support this proposal. 4 Ratify Auditors For For Mgmt 08/16/06 - A Precision Castparts Corp. *PCP* 740189105 06/23/06 2,480 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 150,000,000 shares is below the allowable threshold of 285,000,000 shares. 3 Approve Omnibus Stock Plan For For Mgmt ISS supports the proposal because the company is fulfilling its requirements for Section 162(m). 05/15/07 - A Preferred Bank *PFBC* 740367107 03/30/07 576 1 Elect Directors For Split Mgmt 1.1 Elect Director Chih-Wei Wu --- Withhold We recommend a vote FOR the directors with the exception of independent outsider Chih-Wei Wu and Albert Yu. We recommend that shareholders WITHHOLD votes from Chih-Wei Wu and Albert Yu for poor attendance. 1.2 Elect Director William C.Y. Cheng --- For 1.3 Elect Director J. Richard Belliston --- For 1.4 Elect Director Dr. Albert Yu --- Withhold 2 Ratify Auditors For For Mgmt 12/13/06 - S Prosperity Bancshares, Inc. *PRSP* 743606105 10/30/06 515 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the strategic benefits, we believe that the merger agreement warrants shareholder support. 05/08/07 - A Prudential Financial Inc *PRU* 744320102 03/09/07 2,535 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/24/06 - A QLogic Corp. *QLGC* 747277101 07/07/06 2,770 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.69 percent is within the allowable cap for this company of 12.52 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 03/13/07 - A QUALCOMM Inc. *QCOM* 747525103 01/12/07 5,112 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 02/08/07 - A Ralcorp Holdings, Inc. *RAH* 751028101 12/01/06 760 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 10 percent is equal to or less than the allowable cap for this company of 11 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/04/07 - A RC2 CORP *RCRC* 749388104 03/19/07 677 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert E. Dods --- Withhold We recommend a vote FOR the directors with the exception of affiliated outsiders Robert E. Dods and Boyd L. Meyer. We recommend that shareholders WITHHOLD votes from Robert E. Dods for standing as an affiliated outsider on the Compensation and Nominating commitees, and from Boyd L. Meyer for standing as an affiliated outsider on the Nominating Committee. 1.2 Elect Director Boyd L. Meyer --- Withhold 1.3 Elect Director Peter K.K. Chung --- For 1.4 Elect Director Curtis W. Stoelting --- For 1.5 Elect Director John S. Bakalar --- For 1.6 Elect Director John J. Vosicky --- For 1.7 Elect Director Paul E. Purcell --- For 1.8 Elect Director Daniel M. Wright --- For 1.9 Elect Director Thomas M. Collinger --- For 1.10 Elect Director Linda A. Huett --- For 1.11 Elect Director M.J. Merriman, Jr. --- For 1.12 Elect Director Peter J. Henseler --- For 10/03/06 - S Regions Financial Corp. *RF* 7591EP100 08/14/06 1,840 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the strategic and economic benefits, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given the narrow scope of this proposal, and our support for this transaction, we recommend that shareholders support this proposal. 04/19/07 - A Regions Financial Corp. *RF* 7591EP100 02/20/07 6,440 1 Elect Director Samuel W. Bartholomew, Jr. For For Mgmt 2 Elect Director Susan W. Matlock For For Mgmt 3 Elect Director Jackson W. Moore For For Mgmt 4 Elect Director Allen B. Morgan, Jr. For For Mgmt 5 Elect Director John R. Roberts For For Mgmt 6 Elect Director Lee J. Styslinger, III For For Mgmt 7 Ratify Auditors For For Mgmt 8 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 05/16/07 - A Reliance Steel & Aluminum Co. *RS* 759509102 04/05/07 496 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/09/07 - A Repsol Ypf SA (Formerly Repsol, S.A.) 76026T205 04/09/07 2,640 Meeting for Holders of ADRs 1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS For For Mgmt AND THE MANAGEMENT REPORT OF REPSOL YPF, S.A. 2 AMENDMENT OF THE ARTICLES OF ASSOCIATION. For Against Mgmt Because of the potential wider-reaching mandate in the articles of association granted to the board for the issuance of shares without preemptive rights, shareholder approval of this resolution is not recommended at this time. 3 AMENDMENT OF THE REGULATIONS OF THE GENERAL For For Mgmt SHAREHOLDERS MEETING. 4 Fix Number of and Elect Directors For For Mgmt 4 Elect Directors For For Mgmt 5 Ratify Auditors For For Mgmt 6 AUTHORISATION TO THE BOARD OF DIRECTORS FOR For For Mgmt THE DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF, S.A. 7 DELEGATION OF POWERS TO SUPPLEMENT, For For Mgmt DEVELOP, EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS. 11/14/06 - A Respironics, Inc. *RESP* 761230101 09/29/06 1,284 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code, the number of shares being reserved is relatively conservative, the offering period is reasonable, and there are limits on participation. 02/07/07 - A Rockwell Automation Inc *ROK* 773903109 12/11/06 850 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 02/13/07 - A Rockwell Collins, Inc. *COL* 774341101 12/15/06 1,940 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/27/07 - A RTI International Metals, Inc. *RTI* 74973W107 03/01/07 580 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/18/07 - A RWE AG 74975E303 03/28/07 901 Meeting for Holders of ADRs 1 APPROPRIATION OF DISTRIBUTABLE PROFIT For For Mgmt 2 APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD For For Mgmt FOR FISCAL 2006 3 APPROVAL OF THE ACTS OF THE SUPERVISORY For For Mgmt BOARD FOR FISCAL 2006 4 Ratify Auditors For For Mgmt 5 AUTHORIZATION TO IMPLEMENT SHARE BUYBACKS For For Mgmt 6 AUTHORIZATION TO IMPLEMENT SHARE BUYBACKS For For Mgmt BY MEANS OF DERIVATIVES 7 AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF For For Mgmt INCORPORATION (FISCAL YEAR, ANNOUNCEMENTS, VENUE) 07/28/06 - A SABMILLER PLC (formerly South African 78572M105 06/30/06 2,005 Breweries Ltd.) Meeting for Holders of ADRs 1 TO RECEIVE AND ADOPT THE FINANCIAL For For Mgmt STATEMENTS FOR THE YEAR ENDED 31 MARCH 2006, TOGETHER WITH REPORTS OF DIRECTORS AND AUDITORS. 2 TO APPROVE THE DIRECTORS REMUNERATION For For Mgmt REPORT CONTAINED IN THE ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2006. 3 Elect Directors For Split Mgmt 3.1 Elect Director Mr Ca Perez Davila --- For 3.2 Elect Director Mr A.S. Domingo Davila --- For 3.3 Elect Director Ms Me Doherty --- For 3.4 Elect Director Mr Gc Bible --- For 3.5 Elect Director Ms Nj De Lisi --- Withhold 3.6 Elect Director Lord Fellowes --- For 3.7 Elect Director Lord Renwick --- For 4 TO DECLARE A FINAL DIVIDEND OF 31 US CENTS For For Mgmt PER SHARE. 5 Ratify Auditors For For Mgmt 6 TO AUTHORISE THE DIRECTORS TO FIX THE For For Mgmt REMUNERATION OF THE AUDITORS. 7 TO GIVE A GENERAL POWER AND AUTHORITY TO For For Mgmt DIRECTORS UNDER SECTION 80 OF THE COMPANIES ACT 1985 TO ALLOT RELEVANT SECURITIES. 8 TO GIVE A GENERAL POWER AND AUTHORITY TO For For Mgmt THE DIRECTORS UNDER SECTION 89 OF THE COMPANIES ACT 1985 TO ALLOT ORDINARY SHARES FOR CASH OTHERWISE THAN PRO RATA TO ALL SHAREHOLDERS. 9 TO GIVE A GENERAL AUTHORITY TO THE For For Mgmt DIRECTORS TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF US$0.10 EACH IN THE CAPITAL OF THE COMPANY. 10 TO APPROVE THE CONTINGENT PURCHASE CONTRACT. For For Mgmt 05/18/07 - A Safety Insurance Group, Inc. *SAFT* 78648T100 04/03/07 550 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/10/07 - A SAP AG 803054204 03/23/07 757 Meeting for Holders of ADRs 1 RESOLUTION ON THE APPROPRIATION OF THE For For Mgmt RETAINED EARNINGS OF THE FISCAL YEAR 2006 2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Mgmt ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2006 3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Mgmt ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2006 4 Ratify Auditors For For Mgmt 5a ELECTION TO THE SUPERVISORY BOARD: PEKKA For For Mgmt ALA-PIETILAE 5b ELECTION TO THE SUPERVISORY BOARD: PROF. For Against Mgmt DR. WILHELM HAARMANN 5c ELECTION TO THE SUPERVISORY BOARD: DR. H.C. For For Mgmt HARTMUT MEHDORN 5d ELECTION TO THE SUPERVISORY BOARD: PROF. For For Mgmt DR-ING. DR H.C. DR.-ING. E.H. JOACHIM MILBERG 5e ELECTION TO THE SUPERVISORY BOARD: PROF. For Against Mgmt DR. H.C. MULT. HASSO PLATTNER 5f ELECTION TO THE SUPERVISORY BOARD: PROF. For Against Mgmt DR. DR. H.C. MULT. AUGUST-WILHELM SCHEER 5g ELECTION TO THE SUPERVISORY BOARD: DR. For For Mgmt ERHART SCHIPPOREIT 5h ELECTION TO THE SUPERVISORY BOARD: PROF. For For Mgmt DR-ING. DR-ING. E.H. KLAUS WUCHERER 6 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE For For Mgmt AND USE TREASURY SHARES 7 RESOLUTION ON THE AUTHORIZATION TO USE For Against Mgmt EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES Due to the absence of a 5-percent cap on the use of derivatives and the fact that the company would conduct the trading with derivatives itself, we believe that the potential risks of this request outweigh the potential benefits. Since this authorization would allow the board to use a speculative financial instrument without sufficient safeguards, we recommend a vote against this resolution. 8 APPROVAL OF MAKING INFORMATION AVAILABLE TO For For Mgmt SHAREHOLDERS BY MEANS OF TELECOMMUNICATION AND AMENDING CLAUSE 3 OF THE ARTICLES 05/18/07 - A Schering-Plough Corp. *SGP* 806605101 03/28/07 13,805 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 4 Company Specific--Adopt Majority Voting For Against Mgmt ISS commends the company for seeking to adopt a majority vote standard for the election of directors. However, the company's proposed majority vote standard does not allow for a carve-out for plurality elections when there are more nominees than board seats. As such, we do not support this item. 5 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Conclusion Per ISS' valuation of the performance mix, we compared the actual number of shares (performance awards vs. options and time-vested deferred stock awards) granted in the past fiscal year and only 31 percent of the equity awards granted to named executive officers during that period were performance-based according to our guidelines. Therefore, given that: (1) the company's long-term program for executives is not performance-based per ISS' guidelines and (3) this proposal is not overly restrictive, we believe this item warrants shareholder support. 04/11/07 - A Schlumberger Ltd. *SLB* 806857108 02/21/07 5,807 Meeting for ADR Holders 1 Elect Directors For For Mgmt 2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Mgmt DIVIDENDS. The board also reports a dividend of $0.50 per share, up approximately 19 percent from last year's dividend of $0.42 per share. The payout ratio for the year ended Dec. 31, 2006, is 16.6 percent, compared to 23.1 percent last year. Netherlands Antilles law requires companies to seek shareholder approval for such resolutions. This is a routine request. 3 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Mgmt ACCOUNTING FIRM. This is a routine item. 05/10/07 - A Security Bank Corp. *SBKC* 814047106 03/28/07 460 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt This proposal seeks to increase authorized common stock by 25,000,000 shares which is 13,750,000 shares below the allowable threshold of 38,750,000 shares. 3 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation We commend the company for expressly forbidding the repricing of stock options under the plan. However, the estimated shareholder value transfer of the company's plans of 9 percent is above the allowable cap for this company of 8 percent. 4 Ratify Auditors For For Mgmt 04/26/07 - A Sempra Energy *SRE* 816851109 03/02/07 3,630 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter ISS support a simple majority vote requirement, and recommends that shareholders support this precatory proposal. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carve-out for plurality elections when there are more nominees than board seats. ISS believes that the majority vote standard in uncontested elections, with a plurality vote carve-out for contested elections, is a preferable voting structure. As such, shareholder support for this proposal is warranted. 5 Establish SERP Policy Against For ShrHoldr ISS supports this proposal because the inclusion of variable compensation drives up the cost of SERPs to the company and its shareholders. 06/12/07 - A Shoe Carnival, Inc. *SCVL* 824889109 04/20/07 342 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/22/07 - A SI Intl Inc *SINT* 78427V102 05/08/07 510 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/01/07 - A Sigma-Aldrich Corp. *SIAL* 826552101 03/02/07 3,970 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 12/12/06 - S Signet Group plc 82668L872 11/07/06 2,271 Meeting for ADR Holders 1 TO AMEND THE RIGHTS OF ORDINARY SHARES ON A For For Mgmt WINDING UP IN THE ARTICLES OF ASSOCIATION 2 TO APPROVE THE SHARE CAPITAL REDUCTION, For For Mgmt INCREASE AND REDENOMINATION 3 TO AMEND THE ARTICLES OF ASSOCIATION For For Mgmt PURSUANT TO THE REDENOMINATION 4 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES For For Mgmt 5 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON For For Mgmt SHARE ALLOTMENTS 6 TO AUTHORISE THE COMPANY TO MAKE MARKET For For Mgmt PURCHASES OF ITS OWN SHARES 05/10/07 - A Simon Property Group, Inc. *SPG* 828806109 03/09/07 1,777 1 Elect Directors For For Mgmt 1.1 Elect Director Birch Bayh --- For We recommend a vote FOR the directors with the exception of affiliated outsider J. Albert Smith, Jr. We recommend that shareholders WITHHOLD votes from J. Albert Smith, Jr. for standing as an affiliated outsider on the Audit and Nominating committees. 1.2 Elect Director Melvyn E. Bergstein --- For 1.3 Elect Director Linda Walker Bynoe --- For 1.4 Elect Director Karen N. Horn, Ph.D. --- For 1.5 Elect Director Reuben S. Leibowitz --- For 1.6 Elect Director J. Albert Smith, Jr. --- For 1.7 Elect Director Pieter S. van den Berg --- For 2 Ratify Auditors For For Mgmt 3 Pay for Superior Performance Against For ShrHoldr In this case, ISS notes that the company's annual compensation program for named executives does not provide adequate disclosure concerning the specific performance metrics or respective hurdle rates for performance, nor is it clear how payouts are determined with respect to target performance. Further, though the long-term compensation program is performance-based, there is no disclosure of the specific hurdle rates and the corresponding payout levels for meeting minimum, target and maximum levels for each performance metric. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote ISS notes that this shareholder proposal or a similar one has been adopted at publicly-traded companies, such as Mattel, Starwood Hotels & Resort, American Electric Power, among others. ISS believes that seeking shareholder approval after the material terms of the contract are agreed upon would give the board a framework within which to work and may prevent the excessive "pay for failure" packages that have been witnessed at other companies. 02/27/07 - A Sirona Dental Systems Inc *SIRO* 82966C103 01/04/07 260 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Simone Blank --- Withhold We recommend withholding votes from all of the nominees. We recommend that shareholders WITHHOLD votes from Timothy P. Sullivan for standing as an insider on the Compensation and Nominating committees, and for failure to establish a majority independent board. We also recommend that shareholders WITHHOLD votes from Timothy D. Sheehan for standing as an affiliated outsider on the Nominating Committee and for failure to establish a majority independent board. Lastly, we recommend that shareholders WITHHOLD votes from insider Simone Blank for failure to establish a majority independent board. 1.2 Elect Director Timothy D. Sheehan --- Withhold 1.3 Elect Director Timothy P. Sullivan --- Withhold 2 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation Although the estimated shareholder value transfer of the company's plans of 8 percent is less than the allowable cap for this company of 11 percent, the plan allows repricing of underwater stock options without shareholder approval, which we believe reduces the incentive value of the plan. 3 Ratify Auditors For For Mgmt 05/24/07 - A SL Green Realty Corp. *SLG* 78440X101 03/20/07 390 1 Elect Director Edwin Thomas Burton, III For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The company's three-year average burn rate of 2.96 percent is higher than the allowable cap for this company of 2.23 percent. Therefore, the company has failed ISS' three-year average burn rate policy. However, the company has committed to a burn rate equal to the de minimus of 2.23 percent for the next three fiscal years. The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. 4 Increase Authorized Common Stock For For Mgmt 04/26/07 - A Snap-on Incorporated *SNA* 833034101 02/26/07 2,360 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/18/07 - A Sonoco Products Co. *SON* 835495102 02/23/07 850 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/26/07 - A Southwest Bancorp, Inc. *OKSB* 844767103 03/02/07 262 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation Although the estimated shareholder value transfer of the company's plans of 7 percent is less than the allowable cap for this company of 8 percent, the plan allows repricing of underwater stock options via cancellation and regrant without shareholder approval, which we believe reduces the incentive value of the plan. 05/21/07 - A Sovran Self Storage, Inc. *SSS* 84610H108 03/30/07 203 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Sprint Nextel Corp *S* 852061100 03/20/07 585 1 Elect Director Keith J. Bane For For Mgmt 2 Elect Director Robert R. Bennett For For Mgmt 3 Elect Director Gordon M. Bethune For For Mgmt 4 Elect Director Frank M. Drendel For For Mgmt 5 Elect Director Gary D. Forsee For For Mgmt 6 Elect Director James H. Hance, Jr. For For Mgmt 7 Elect Director V. Janet Hill For For Mgmt 8 Elect Director Irvine O. Hockaday, Jr. For For Mgmt 9 Elect Director Linda Koch Lorimer For For Mgmt 10 Elect Director William H. Swanson For For Mgmt 11 Ratify Auditors For For Mgmt 12 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to our allowable cap for this company of 5 percent. 13 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 05/15/07 - A St. Mary Land & Exploration Co. *SM* 792228108 03/30/07 900 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/11/07 - A Staples, Inc. *SPLS* 855030102 04/17/07 7,345 1 Elect Directors For Split Mgmt 1.1 Elect Director Basil L. Anderson --- For We recommend a vote FOR the directors with the exception of independent outsider Arthur M. Blank. We recommend that shareholders WITHHOLD votes from Arthur M. Blank for poor attendance. 1.2 Elect Director Arthur M. Blank --- Withhold 1.3 Elect Director Mary Elizabeth Burton --- For 1.4 Elect Director Gary L. Crittenden --- For 1.5 Elect Director Rowland T. Moriarty --- For 1.6 Elect Director Robert C. Nakasone --- For 1.7 Elect Director Ronald L. Sargent --- For 1.8 Elect Director Martin Trust --- For 1.9 Elect Director Vijay Vishwanath --- For 1.10 Elect Director Paul F. Walsh --- For 2 Company Specific- Majority Vote for the For For Mgmt Uncontested Election of Directors ISS commends the company for seeking to adopt a majority vote standard for the election of directors, with a plurality vote carve-out for contested elections and a director resignation policy. 3 Ratify Auditors For For Mgmt 4 Company Specific- Adopt Simple Majority Vote Against For ShrHoldr ISS Analysis and Conclusion ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking amendments that are in shareholders' best interests ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 05/24/07 - A Starwood Hotels & Resorts Worldwide, 85590A401 03/21/07 1,555 Inc. *HOT* 1 Elect Directors For Split Mgmt 1.1 Elect Director Bruce W. Duncan --- For We recommend a vote FOR the directors with the exception of independent outsider Jean-Marc Chapus. We recommend that shareholders WITHHOLD votes from Jean-Marc Chapus for poor attendance. 1.2 Elect Director Adam Aron --- For 1.3 Elect Director Charlene Barshefsky --- For 1.4 Elect Director Jean-Marc Chapus --- Withhold 1.5 Elect Director Lizanne Galbreath --- For 1.6 Elect Director Eric Hippeau --- For 1.7 Elect Director Stephen R. Quazzo --- For 1.8 Elect Director Thomas O. Ryder --- For 1.9 Elect Director Kneeland C. Youngblood --- For 2 Ratify Auditors For For Mgmt 3 Amend and Restatement of Charter For For Mgmt ISS notes that the amendment and restatement of the company's charter is not material in nature. As such, shareholder value is not affected. ISS believes that shareholder support for this proposal is warranted. 04/18/07 - A State Street Corp. (Boston) *STT* 857477103 02/23/07 1,100 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 250,000,000 shares is below the allowable threshold of 525,000,000 shares. 3 Ratify Auditors For For Mgmt 06/13/07 - A Steiner Leisure Ltd. *STNR* P8744Y102 04/20/07 390 Meeting for Holders of ADRs 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/07/07 - A Sterling Construction Company, Inc 859241101 03/09/07 430 *STRL* 1 Elect Directors For Split Mgmt 1.1 Elect Director Maarten D. Hemsley --- For We recommend a vote FOR the directors with the exception of independent outsider Christopher H.B. Mills. We recommend that shareholders WITHHOLD votes from Christopher H.B. Mills for poor attendance and for sitting on more than three boards. 1.2 Elect Director Christopher H.B. Mills --- Withhold 1.3 Elect Director Donald P. Fusilli, Jr. --- For 2 Ratify Auditors For For Mgmt 05/25/07 - A Steven Madden, Ltd. *SHOO* 556269108 04/05/07 1,100 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 11 percent is less than the allowable cap for this company of 12 percent. 3 Ratify Auditors For For Mgmt 05/23/07 - A Superior Energy Services, Inc. *SPN* 868157108 03/30/07 2,817 1 Elect Directors For For Mgmt 2 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code, the number of shares being reserved is relatively conservative, the offering period is reasonable, and there are limits on participation. 3 Ratify Auditors For For Mgmt 05/23/07 - A Sykes Enterprises, Inc. *SYKE* 871237103 04/04/07 1,667 1 Elect Directors For Split Mgmt 1.1 Elect Director Paul L. Whiting --- Withhold We recommend a vote FOR the directors with the exception of affiliated outsider Paul L. Whiting. We recommend that shareholders WITHHOLD votes from Paul L. Whiting for standing as an affiliated outsider on the Audit Committee. 1.2 Elect Director Mark C. Bozek --- For 1.3 Elect Director Michael P. DeLong --- For 1.4 Elect Director Iain A. MacDonald --- For 2 Ratify Auditors For For Mgmt 05/24/07 - A Target Corporation *TGT* 87612E106 03/26/07 510 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Company Specific- Require Majority Vote for For For Mgmt the Election of Directors ISS commends the company for seeking to adopt a majority vote standard for the election of directors, with a plurality vote carve-out for contested elections and a director resignation policy. 5 Report on Political Contributions Against For ShrHoldr ISS notes that Target has provided shareholders with some information to assess the company's general policies and oversight mechanisms relating to its political contributions. We are, however, concerned that shareholders lack information relating to the type of organizations or candidates that the company may support and information about its trade association spending. Such disclosure could assist shareholders in their assessment of the risks and benefits associated with public policy activities through political activity and trade associations without significant cost, burden, or strategic risk for the company. As such, ISS believes this proposal merits shareholder support. 05/09/07 - A Taubman Centers, Inc. *TCO* 876664103 03/22/07 660 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr 09/21/06 - A Tektronix, Inc. *TEK* 879131100 07/17/06 586 1 Elect Directors For For Mgmt 1.1 Elect Director Pauline Lo Alker --- For We recommend a vote FOR the directors. 1.2 Elect Director A. Gary Ames --- For 1.3 Elect Director Gerry B. Cameron --- For 1.4 Elect Director David N. Campbell --- For 1.5 Elect Director Frank C. Gill --- For 1.6 Elect Director Robin L. Washington --- For 1.7 Elect Director Richard H. Wills --- For 1.8 Elect Director Cyril J. Yansouni --- For 2 Ratify Auditors For For Mgmt 04/25/07 - A Teledyne Technologies, Inc. *TDY* 879360105 03/05/07 975 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/17/07 - A Terex Corp. *TEX* 880779103 03/23/07 3,668 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For Against Mgmt The requested increase of 450,000,000 shares is above the allowable threshold of 232,500,000 shares. 4 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan Employee stock purchase plans enable employees to become shareholders, which gives them a stake in the company's growth. Stock purchase plans are beneficial only when they are well balanced and in the best interests of all shareholders. From a shareholder's perspective, the limit on the company's matching contribution is reasonable and there are caps placed on the employee's contribution (expressed as a percent of compensation which may exclude bonus, commissions or special compensation). There is minimum dilution associated with the plan since shares of company stock are purchased on the open market with mainly employee contributions. 06/29/07 - A Tesco plc 881575302 05/31/07 3,238 Meeting for Holders of ADR's 1 TO RECEIVE THE DIRECTORS REPORT AND ACCOUNTS For For Mgmt 2 TO APPROVE THE DIRECTORS REMUNERATION REPORT For For Mgmt 3 TO DECLARE A FINAL DIVIDEND For For Mgmt 4 TO RE-ELECT THE DIRECTOR: MR. E M DAVIES For For Mgmt 5 TO RE-ELECT THE DIRECTOR: DR. H EINSMANN For For Mgmt 6 TO RE-ELECT THE DIRECTOR: MR. K HYDON For For Mgmt 7 TO RE-ELECT THE DIRECTOR: MR. D POTTS For For Mgmt 8 TO RE-ELECT THE DIRECTOR: MR. D REID For For Mgmt 9 TO ELECT THE DIRECTOR: MS. L NEVILLE-ROLFE For For Mgmt 10 Ratify Auditors For For Mgmt 11 TO SET THE AUDITORS REMUNERATION For For Mgmt 12 TO AUTHORISE THE DIRECTORS TO ALLOT For For Mgmt RELEVANT SECURITIES 13 TO DISAPPLY PRE-EMPTION RIGHTS For For Mgmt 14 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Mgmt OWN SHARES 15 TO AUTHORISE POLITICAL DONATIONS BY THE For For Mgmt COMPANY 16 TO AUTHORISE POLITICAL DONATIONS BY TESCO For For Mgmt STORES LIMITED 17 TO AUTHORISE THE ADOPTION OF NEW ARTICLES For For Mgmt OF ASSOCIATION 18 TO ADOPT THE GROUP NEW BUSINESS INCENTIVE For For Mgmt PLAN 2007 19 TO ADOPT THE US LONG-TERM INCENTIVE PLAN For For Mgmt 2007 20 TO AMEND THE PERFORMANCE SHARE PLAN 2004 For For Mgmt 21 TO ADOPT THE EXECUTIVE INCENTIVE PLAN 2004 For For Mgmt 22 TO ADOPT THE INTERNATIONAL BONUS PLAN For For Mgmt 23 REQUISITIONISTS RESOLUTION Against Against ShrHoldr Analysis and Vote Recommendation The Company has published a Corporate Responsibility Review that includes a section on ethical trading and developing countries. The Company states that in 2006/07 it conducted more than 3,000 risk assessments (up from 1,500 in 2004/05) covering over one million workers. The Company adds that it uses experienced independent organisations to undertake audits, with 1,038 being conducted in the past year. Following identification of non-compliance during an audit, if the issue is not resolved within an acceptable period, the Company would cease to trade with the supplier. We consider that the Company is demonstrating that it is improving its performance as regards ethical trading and therefore we are recommending that shareholders support management by voting AGAINST the requisitioned resolution. 05/01/07 - A Tesoro Corp. *TSO* 881609101 03/13/07 1,379 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 10/17/06 - A Texas Industries, Inc. *TXI* 882491103 08/21/06 653 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 4 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 04/25/07 - A Textron Inc. *TXT* 883203101 03/02/07 700 1 Elect Director Kathleen M. Bader For For Mgmt In conclusion, ISS recommends voting against members of the compensation committee for making concessions for a poor pay practice. Ivor J. Evans, Charles D. Powell and R. Kerry Clark are current members of the compensation committee who were also present in 2005 when the company amended Mr. Campbell's employment contract. In addition, the company has adopted a majority vote standard (of shares cast) for the election of directors with a plurality carve-out for contested elections, and has a director resignation policy in its bylaws/charter. 2 Elect Director R. Kerry Clark For Against Mgmt 3 Elect Director Ivor J. Evans For Against Mgmt 4 Elect Director Lord Powell For Against Mgmt 5 Elect Director James L. Ziemer For For Mgmt 6 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 7 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is less than the allowable cap for this company of 6 percent. Additionally, this plan expressly forbids repricing. 8 Ratify Auditors For For Mgmt 9 Social Proposal Against Against ShrHoldr ISS notes that Textron discloses some limited information on these matters and appears to actively demonstrate compliance with export regulations through the development of an internal export management system and the company's participation in defense trade controls best practices forums. Additionally, Textron provides appropriate financial information on its military or weapons related programs. Further, ISS notes that the federal government agencies tasked with evaluating these transfer agreements already provide substantial regulatory oversight and enforcement regarding the foreign sale of weapons-related products and services. Finally, while we note that the proponents have stated that the company should omit proprietary or classified information from the report, we believe that detailed disclosure into the company's contract bidding and market promotion strategies may negatively impact the company by providing insight to industry competitors without providing additional meaningful information to shareholders. In light of management's existing disclosure, coupled with the necessity to limit disclosure where it may affect Textron's competitiveness and the existence of extensive federal foreign weapons export regulations, ISS does not believe that this shareholder proposal is warranted at this time. 04/30/07 - A The Boeing Co. *BA* 097023105 03/01/07 3,417 1 Elect Director John H. Biggs For For Mgmt ISS recognizes that attracting executive talent, particularly at the CEO position, can be challenging in today's environment. Golden hello" payments are being increasingly used by boards to lure executives from outside companies into the CEO suite. Often, pay problems emerge when a crisis in the corner office, coupled with poor succession planning, places a board in a weak negotiating position. At Boeing, two successive CEO departures set the stage for outside talent to be brought in at a hefty price tag to shareholders. It is a fair question for shareholders to ask whether Mr. McNerney's benefits from his former employment should be made whole, and whether the board could have exercised better oversight and planning in light of the scandal-driven departures of Mr. Stonecipher in 2005 and Mr. Condit in 2003. While we do not recommend withholding from compensation committee members at this time, ISS will closely monitor the pay practices and succession planning at Boeing. Shareholders would be well served to do the same. 2 Elect Director John E. Bryson For For Mgmt 3 Elect Director Arthur D. Collins, Jr. For For Mgmt 4 Elect Director Linda Z. Cook For For Mgmt 5 Elect Director William M. Daley For For Mgmt 6 Elect Director Kenneth M. Duberstein For For Mgmt 7 Elect Director John F. McDonnell For For Mgmt 8 Elect Director W. James McNerney, Jr. For For Mgmt 9 Elect Director Richard D. Nanula For For Mgmt 10 Elect Director Rozanne L. Ridgway For For Mgmt 11 Elect Director Mike S. Zafirovski For For Mgmt 12 Ratify Auditors For For Mgmt 13 Report on Foreign Arms Sales Against Against ShrHoldr ISS believes that the combination of federal regulation, the current level of disclosure by Boeing, and the necessity to limit disclosure where it could affect the company's competitive advantage outweigh the potential benefits that may be derived from this proposal. As such, we believe that this resolution does not merit shareholder support. 14 Adopt Human Rights Policy Against For ShrHoldr In light of the serious human rights concerns in a number of the countries where the company operates and the fact that the company does not currently have a publicly-available code of conduct that references international labor standards, we believe that this step of publicly endorsing these international labor standards will benefit the company and its shareholders. 15 Report on Charitable Contributions Against Against ShrHoldr In this instance, ISS notes that Boeing describes in its response to this proposal its oversight mechanism for charitable giving and also provides through its corporate website a substantial overview of its charitable giving initiatives, including providing its most recently available total cash budget, recent fiscal year cash contributions by focus area, geography, and by employee, retiree and board member. The company also provides specific selected programs details within various geographic regions around the world. Additionally, the company's Global Corporate Citizenship corporate website discusses focus areas, grant guidelines, exclusions and evaluation criteria, and contact information for regional community relations offices. Therefore, based on the existing level of disclosure, ISS does not recommend shareholder support for the resolution at this time. 16 Report on Political Contributions Against For ShrHoldr ISS believes that management has provided shareholders with some information to assess the company's current public policy activities. In particular, Boeing provides an overview of its political contribution policies and its commitment to the oversight process. We are, however, concerned that shareholders lack information relating to the company's trade association spending. Such information could help shareholders assess the risks and benefits associated with public policy activities through associations without significant cost, burden, or strategic risk for the company. As such, ISS believes this proposal merits shareholder support. 17 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, Boeing meets all of the criteria in the counterbalancing structure described above. The board is 90 percent independent, with all key board committees including no affiliated directors. Corporate governance guidelines are established and publicly available. The current lead director performs all of the duties listed above. With regard to the company's total shareholder return performance, Boeing outperformed its peers and index both on both a one-year and three-year total shareholder returns We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 18 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr Pill) to Shareholder Vote We believe that Boeing's policy addresses the issue raised by this proposal by requiring the rights to be redeemed, caused to expire or submitted to a vote of the shareholders within one year. 19 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 20 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Conclusion Per ISS' valuation of the performance mix, we compared the actual number of shares (performance awards vs. options and time-vested restricted/deferred stock awards) granted in the past fiscal year and only 20 percent of the equity awards granted to named executive officers during that period were performance-based according to our guidelines. Therefore, given that: (1) the company's long-term program for executives is not performance-based per ISS' guidelines; (2) the program fails to provide shareholders with clearly disclosed hurdle rates; and (3) this proposal is not overly restrictive, we believe this item warrants shareholder support. 21 Claw-back of Payments under Restatements Against Against ShrHoldr ISS believes that the company has fundamentally addressed the proponent's key concerns. ISS believes this proposal does not warrant shareholder support. 04/24/07 - A The Chubb Corp. *CB* 171232101 03/05/07 4,660 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Articles/Bylaws/Charter General For For Mgmt Matters--Adopt Majority Vote Standard for the Election of Directors ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. Therefore we recommend that shareholders support this resolution for instituting a majority vote standard in uncontested director elections. 4 Report on Political Contributions Against For ShrHoldr ISS believes that management has provided shareholders with some information to assess Chubb's current public policy activities. Specifically, the company provides broad discussion on its involvement in public policy initiatives through political contributions. However, we are concerned with the lack of information available to shareholders related to the company's trade association spending. Such information could help shareholders assess the risks and benefits associated with public policy activities through associations without significant cost, burden, or strategic risk for the company. As such, ISS recommends that shareholders support this resolution. 04/18/07 - A The Coca-Cola Company *KO* 191216100 02/20/07 12,008 1 Elect Director Herbert A. Allen For For Mgmt We recommend that shareholders vote FOR the directors with the exception of independent outsider Barry Diller. We recommend that shareholders vote AGAINST Barry Diller for sitting on more than three boards. 2 Elect Director Ronald W. Allen For For Mgmt 3 Elect Director Cathleen P. Black For For Mgmt 4 Elect Director Barry Diller For Against Mgmt 5 Elect Director E. Neville Isdell For For Mgmt 6 Elect Director Donald R. Keough For For Mgmt 7 Elect Director Donald F. McHenry For For Mgmt 8 Elect Director Sam Nunn For For Mgmt 9 Elect Director James D. Robinson, III For For Mgmt 10 Elect Director Peter V. Ueberroth For For Mgmt 11 Elect Director James B. Williams For For Mgmt 12 Ratify Auditors For For Mgmt 13 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 14 Limit Executive Compensation Against Against ShrHoldr In conclusion, ISS does not support this shareholder proposal due to the arbitrary and restrictive nature of the limiting executive compensation. 15 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 16 Report on Chemical and Biological Testing Against Against ShrHoldr Data Therefore, considering the company's existing level of disclosure on this topic as well as concerns over the cost, burden, and utility of the information requested, ISS does not recommend shareholder support for this resolution. 17 Report on Environmental Liabilities in India Against Against ShrHoldr In this case, the proponent is requesting that the company evaluate the potential environmental and public health damage associated with utilizing ground water in regions that suffer from a water shortage. Specifically, the resolution is asking that the company evaluate the feasibility of refraining from the use of ground water in India. ISS believes that the proponent raises some significant issues regarding the impact that local protests and associated pressure from government officials may have on the company's operations. However, we also note that the company has provided significant discussion on issues related to water quality and scarcity in its public filings and on the corporate website. Moreover, Coca-Cola, its subsidiaries, and affiliates are involved in numerous initiatives in India to improve water quality and the availability of fresh water in water-scarce regions, and have committed to collaborative programs to seek improved methods of addressing these concerns. As such, while ISS agrees with the proponent that water scarcity in India and other global markets may have a significant impact on the company, we also believe that Coca-Cola has provided a substantial amount of information for shareholders to review when considering these risks. Therefore, we do not believe that the additional reporting requested by this resolution is warranted at this time. 18 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards ISS supports the shareholder proposal since the company does not provide for significant portion of performance-based awards. Further, in light of the company's history of accelerating the vesting of awards for departing executives coupled with the board's continued ability to modify or waive vesting requirements without shareholder approval under the company's 1989 plan, ISS believes shareholder support of this proposal is warranted. 06/05/07 - A The DirecTV Group, Inc *DTV* 25459L106 04/09/07 4,710 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is less than the allowable cap for this company of 8 percent. Additionally, this plan expressly forbids repricing. 4 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 05/10/07 - A The Dow Chemical Company *DOW* 260543103 03/12/07 280 1 Elect Directors For For Mgmt 1.1 Elect Director Arnold A. Allemang --- For Vote Recommendation While we recognize that Mr. Reinhard categorically denies being "part of any secret effort to take over or acquire Dow Chemical", we note that the company conducted an internal investigation and were convinced based on its findings that he (and Mr. Kreinberg) was at the center of the news leaks regarding a possible acquisition of the company. Dow Chemical maintains that the recent moves show a "commitment to the highest standards of integrity, ethical conduct and corporate governance". As such, ISS will recommend a vote FOR all of the board-supported director nominees shown on Dow Chemical's amended voting ballot. With regards to Mr. Reihard's WITHDRAWN position on the revised ballot, ISS's recommendation is NONE since the company indicates that no votes will be cast for Mr. Reinhard. 1.2 Elect Director Jacqueline K. Barton --- For 1.3 Elect Director James A. Bell --- For 1.4 Elect Director Jeff M. Fettig --- For 1.5 Elect Director Barbara H. Franklin --- For 1.6 Elect Director John B. Hess --- For 1.7 Elect Director Andrew N. Liveris --- For 1.8 Elect Director Geoffery E. Merszei --- For 1.9 WITHDRAWN None Withhold Mgmt 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. ISS commends the company for submitting the proposed changes, which demonstrates a commitment to shareholders' interests. 4 Report on Remediation Policies in Bhopal Against Against ShrHoldr Conclusion ISS believes that this resolution merits consideration based on the impact of the tragic accident in Bhopal on thousands of people, and the potential affect that reputational damage may have on the company's operations in Asia. That said, ISS notes that the company has disclosed certain information on Bhopal both on the Dow Chemical website and on www.bhopal.com, a website sponsored by Union Carbide specifically discussing information on the tragedy. Further, while we believe that the company could improve its transparency on certain issues, ISS notes that the company has clearly stated in its filings that it does not believe that it maintains liability for future remediation, nor does it intend to invest in new initiatives to address concerns related to this issue. As such, we question the value of the report specified in this resolution. The company's discussion of the tragedy in Bhopal not only provides information on the specific incident and associated legal proceedings, remediation efforts, and business developments; it clearly outlines Dow Chemical's position on this matter. As the company has stated that it does not intend to initiate further actions related to Bhopal, it does not appear that a report to specifically discuss such actions would provide significant, meaningful benefit to shareholders. As such, ISS does not believe this shareholder merits shareholder support. 5 Report on Genetically Modified Organisms Against Against ShrHoldr Conclusion Given the existing publicly available information relating to Dow's GE products, the current oversight of GE ingredients by public agencies, the disclosure of existing internal controls and its commitment to perform a Risk Review Process at various stages of a product's life cycle, ISS does not recommend shareholder support for this proposal. 6 Report on Environmental Remediation Against For ShrHoldr Conclusion Considering Dow's continued significant financial obligations, including its total accrued obligation of $347 million as of Dec. 31, 2006, and the potential for future litigation costs which may be associated with its Midland-related remediation and, given the past, present and future financial, legal and reputational risks associated with its Midland-related remediation activities; and, providing the existing availability of estimated timelines for various remediation projects which would limit the expense associated with summarizing the pace and effectiveness of these environmental remediation processes, ISS believes that this resolution warrants shareholder support. 7 Evaluate Potential Links Between Company Against Against ShrHoldr Products and Asthma Conclusion In light of the demonstrated commitment on the part of Dow to provide transparency on health concerns associated with certain product ingredients and given the current oversight processes for Dow's products by public agencies, we do not believe this proposal warrants shareholder support. 05/01/07 - A The GEO Group, Inc. *GEO* 36159R103 03/12/07 693 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 04/11/07 - A The Goldman Sachs Group, Inc. 38141G104 01/26/07 2,555 1 Elect Director Lloyd C. Blankfein For For Mgmt 2 Elect Director Lord Browne of Madingley For For Mgmt 3 Elect Director John H. Bryan For For Mgmt 4 Elect Director Gary D. Cohn For For Mgmt 5 Elect Director Claes Dahlback For For Mgmt 6 Elect Director Stephen Friedman For For Mgmt 7 Elect Director William W. George For For Mgmt 8 Elect Director Rajat K. Gupta For For Mgmt 9 Elect Director James A. Johnson For For Mgmt 10 Elect Director Lois D. Juliber For For Mgmt 11 Elect Director Edward M. Liddy For For Mgmt 12 Elect Director Ruth J. Simmons For For Mgmt 13 Elect Director Jon Winkelried For For Mgmt 14 Ratify Auditors For For Mgmt 15 Report on Charitable Contributions Against Against ShrHoldr Conclusion In this case, we note that Goldman Sachs discloses some of the information requested by the proponent on its corporate website, in the segment dedicated to its Charitable Services Group. Additionally, while details of the transaction are minimal, the company does briefly discuss its donation of the Tierra del Fuego property on its website, including broad information on the company's rationale for purchasing the land for conservation purposes. Therefore, while we agree with the proponents that companies should provide disclosure to shareholders on its charitable contributions, we question whether the detailed information requested in addition to Goldman Sachs' existing report would provide shareholders with significant benefit. Based on the company's existing disclosure of its charitable contributions and policies, ISS does not believe that shareholder support for this resolution is warranted at this time. 16 Sustainability Report Against Against ShrHoldr Conclusion In this case, ISS notes that Goldman Sachs provides discussion on some issues related to sustainability on the company website, covering broad topics related to social and economic development, environmental policies and performance, and corporate ethics. ISS believes that the company could benefit from creating a more structured sustainability report, similar to those produced by many other large multinational corporations; however, Goldman Sachs' existing disclosure does provide shareholders with some transparency into some key issues evaluated in basic sustainability reporting and addresses certain concerns noted by the proponent including information on its policies and projects related to social, environmental, and economic sustainability. Therefore, ISS does not recommend shareholder support for the resolution at this time. 17 Prohibit Executive Stock-Based Awards Against Against ShrHoldr According to ISS policy, stock option plans should explicitly prohibit repricing underwater options without shareholder consent. We do, however, believe that issuers should have some latitude in determining the mix of award types granted to executives and employees. The company currently uses a mix of award types including options, restricted stock, and restricted stock unit in its compensation of senior executives. Prohibiting the award of any future stock options to anyone can constitute micromanagement and put the company at a competitive disadvantage. Because this proposal is overly restrictive, we do not believe this item warrants shareholder support. 05/16/07 - A The Hartford Financial Services 416515104 03/20/07 2,900 Group, Inc. *HIG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/28/07 - A The Kroger Co. *KR* 501044101 04/30/07 5,507 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Amend Articles/Regulations--i)Rules of For For Mgmt Conduct in Connection with Shareholder Meetings and (ii) Meetings Outside Cincinnati ISS believes the 45 days advance notice is reasonable. We recommend shareholders vote FOR Item 3. 4 Ratify Auditors For For Mgmt 5 Report on Climate Change Against For ShrHoldr 05/01/07 - A The Manitowoc Company, Inc. *MTW* 563571108 02/21/07 650 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 04/25/07 - A The McGraw-Hill Companies, Inc. *MHP* 580645109 03/12/07 5,121 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Pedro Aspe --- Withhold ISS recommends shareholders WITHHOLD votes from all director nominees, for failure to implement a majority supported shareholder proposal. 1.2 Elect Director Robert P. Mcgraw --- Withhold 1.3 Elect Director H. Ochoa-Brillembourg --- Withhold 1.4 Elect Director Edward B. Rust, Jr. --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 4 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter Based on principle, ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit the board to entrench itself by blocking amendments that are in shareholders' best interests. ISS supports a simple majority vote requirement. We recommend a vote FOR the proposal. 5 Political Contributions/Activities Against For ShrHoldr ISS believes that management has provided shareholders with some information to assess the company's current public policy activities. McGraw Hill provides an overall business rationale for participating in the public policy process, an overview of its policies and its commitment to the oversight process. We are, however, concerned that shareholders lack information relating to the company's trade association spending. Such information could help shareholders assess the risks and benefits associated with public policy activities through associations without significant cost, burden, or strategic risk for the company. Therefore, we believe this resolution warrants shareholder support. 06/13/07 - A The Mens Wearhouse, Inc. *MW* 587118100 04/25/07 2,100 1 Elect Directors For Split Mgmt 1.1 Elect Director George Zimmer --- For We recommend a vote FOR the directors with the exception of independent outsider Deepak Chopra. We recommend that shareholders WITHHOLD votes from Deepak Chopra for poor attendance. 1.2 Elect Director David H. Edwab --- For 1.3 Elect Director Rinaldo S. Brutoco --- For 1.4 Elect Director Michael L. Ray --- For 1.5 Elect Director Sheldon I. Stein --- For 1.6 Elect Director Deepak Chopra --- Withhold 1.7 Elect Director William B. Sechrest --- For 1.8 Elect Director Larry R. Katzen --- For 06/07/07 - A The Navigators Group, Inc. *NAVG* 638904102 04/09/07 180 1 Elect Directors For Split Mgmt 1.1 Elect Director H.J. Mervyn Blakeney --- Withhold We recommend a vote FOR the directors with the exception of insiders Stanley A. Galanski and Terence N. Deeks, and affiliated outsiders Marc M. Tract, John F. Kirby and H.J. Mervyn Blakeney. We recommend that shareholders WITHHOLD votes from Stanley A. Galanski, Terence N. Deeks, and Marc M. Tract for failure to establish a majority independent board. We also recommend that shareholders WITHHOLD votes from John F. Kirby and H.J. Mervyn Blakeney for standing as affiliated outsiders on the Compensation Committee and for failure to establish a majority independent board. 1.2 Elect Director Peter A. Cheney --- For 1.3 Elect Director Terence N. Deeks --- Withhold 1.4 Elect Director Robert W. Eager, Jr. --- For 1.5 Elect Director W. Thomas Forrester --- For 1.6 Elect Director Stanley A. Galanski --- Withhold 1.7 Elect Director Leandro S. Galban, Jr. --- For 1.8 Elect Director John F. Kirby --- Withhold 1.9 Elect Director Marc M. Tract --- Withhold 1.10 Elect Director Robert F. Wright --- For 2 Ratify Auditors For For Mgmt 05/17/07 - A The PMI Group, Inc. *PMI* 69344M101 03/30/07 2,620 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 10/10/06 - A The Procter & Gamble Company *PG* 742718109 08/11/06 16,277 1 Elect Directors For For Mgmt 2 Approve Decrease in Size of Board For For Mgmt Empirical evidence has shown that board size is not an indicator of performance. Proposals concerning board size should be evaluated based on management's stated motive for the change. In this case, the proposal is not being put forth to force a dissident member off the board. It would preclude an arbitrary increase in board size, and it may enable the board to operate more efficiently. 3 Ratify Auditors For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt III. Vote Recommendation The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Put Repricing of Stock Options to Against Against ShrHoldr Shareholder Vote ISS believes that taking away the company's ability to grant stock options is an arbitrary and excessively restrictive proposal that could potentially prohibit the company from compensating employees based upon their individual and company-wide performance. Being unable to issue stock options could hinder the company's ability to attract and retain competent executive officers. Moreover, under the company's existing equity plans, the company is prohibited from repricing options without shareholder proposal. As such, ISS does not feel that shareholder support of this proposal is warranted. 04/18/07 - A The Sherwin-Williams Co. *SHW* 824348106 03/02/07 3,580 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 06/05/07 - A The TJX Companies, Inc. *TJX* 872540109 04/16/07 1,675 1 Elect Directors For Split Mgmt 1.1 Elect Director David A. Brandon --- Withhold We recommend a vote FOR the directors with the exception of independent outsider David A. Brandon for sitting on more than three boards. 1.2 Elect Director Bernard Cammarata --- For 1.3 Elect Director David T. Ching --- For 1.4 Elect Director Michael F. Hines --- For 1.5 Elect Director Amy B. Lane --- For 1.6 Elect Director Carol Meyrowitz --- For 1.7 Elect Director John F. O'Brien --- For 1.8 Elect Director Robert F. Shapiro --- For 1.9 Elect Director Willow B. Shire --- For 1.10 Elect Director Fletcher H. Wiley --- For 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors 05/01/07 - A The Travelers Companies, Inc. *TRV* 89417E109 03/05/07 5,424 1 Elect Directors For For Mgmt 1.1 Elect Director Alan L. Beller --- For We recommend a vote FOR the directors. 1.2 Elect Director John H. Dasburg --- For 1.3 Elect Director Janet M. Dolan --- For 1.4 Elect Director Kenneth M. Duberstein --- For 1.5 Elect Director Jay S. Fishman --- For 1.6 Elect Director Lawrence G. Graev --- For 1.7 Elect Director Patricia L. Higgins --- For 1.8 Elect Director Thomas R. Hodgson --- For 1.9 Elect Director Cleve L. Killingsworth, Jr. --- For 1.10 Elect Director Robert I. Lipp --- For 1.11 Elect Director Blythe J. McGarvie --- For 1.12 Elect Director Glen D. Nelson, M.D. --- For 1.13 Elect Director Laurie J. Thomsen --- For 2 Ratify Auditors For For Mgmt 3 Company Specific- Majority Vote for the For For Mgmt Election of Directors ISS believes that a majority vote standard for the election of directors in uncontested elections increases directors' accountability to shareholders. As such, we recommend shareholders support this proposal. 03/08/07 - A The Walt Disney Company *DIS* 254687106 01/08/07 15,155 1 Elect Directors For For Mgmt 1.1 Elect Director John E. Bryson --- For We recommend a vote FOR the directors. 1.2 Elect Director John S. Chen --- For 1.3 Elect Director Judith L. Estrin --- For 1.4 Elect Director Robert A. Iger --- For 1.5 Elect Director Steven P. Jobs --- For 1.6 Elect Director Fred H. Langhammer --- For 1.7 Elect Director Aylwin B. Lewis --- For 1.8 Elect Director Monica C. Lozano --- For 1.9 Elect Director Robert W. Matschullat --- For 1.10 Elect Director John E. Pepper, Jr. --- For 1.11 Elect Director Orin C. Smith --- For 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to or less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 4 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Company-Specific--Governance-Related - No Against Against ShrHoldr Greenmail payments ISS recommends that shareholders vote for proposals to adopt anti-greenmail charter or bylaw amendments or otherwise restrict a company's ability to make greenmail payments. Greenmail is a form of payment that economically disenfranchises all other shareholders. In this case, we believe that the company's recent bylaw amendment with regard to greenmail has substantially addressed the requests of this shareholder proposal. 6 Approve/Amend Terms of Existing Poison Pill Against For ShrHoldr Overall, the benefits of requiring shareholder ratification of a pill outweigh the potential negative effects of a supermajority board requirement for pill adoption. Given that the company has not established a policy with respect to shareholder approval of a rights plan in the future and the proposed bylaw is not inconsistent with good governance practice of putting a pill to a shareholder vote within 12 months, this bylaw proposal warrants shareholder vote. 05/22/07 - A The Wet Seal, Inc. *WTSLA* 961840105 04/16/07 2,766 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/25/07 - A Theravance, Inc. *THRX* 88338T104 03/01/07 680 1 Elect Directors For Split Mgmt 1.1 Elect Director P. Roy Vagelos, M.D. --- For We recommend a vote FOR the directors with the exception of affiliated outsiders Robert V. Gunderson Jr. and George M. Whitesides. We recommend that shareholders WITHHOLD votes from Robert V. Gunderson Jr. and George M. Whitesides for standing as affiliated outsiders on the Nominating Committee and Compensation Committee, respectively. 1.2 Elect Director Rick E. Winningham --- For 1.3 Elect Director Jeffrey M. Drazan --- For 1.4 Elect Director Robert V. Gunderson, Jr. --- Withhold 1.5 Elect Director Arnold J. Levine, Ph.D. --- For 1.6 Elect Director Eve E. Slater, M.D. --- For 1.7 Elect Director William H. Waltrip --- For 1.8 Elect Director George M. Whitesides, Ph.D. --- Withhold 1.9 Elect Director William D. Young --- For 2 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation We commend the company for expressly forbidding the repricing of stock options under the plan. However, the estimated shareholder value transfer of the company's plans of 23 percent is above the allowable cap for this company of 13 percent. 3 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt Conclusion We believe that the company's current strategic alliance with GSK has provided it with the necessary funding to maintain operations. Such funding is critical as the company does not have significant revenues and has increasing operating losses and negative operating cash flow. Since FY2004, the company's operating loss has increased from $106 million to $176 million in FY2006. More importantly, its cash flow from operations jumped from a negative ($47.8) million in FY2004 to a negative ($104.8) million in FY2006 - suggesting a steady need for external financing. Milestone payments from GSK seem to have partially funded the high cash burn-rate. According to the proxy statement, through Dec. 31, 2006, the company received a total of $50 million in development milestones and has up to $445 million in remaining milestones payments from GSK from its 2002 Beyond Advair collaboration with GSK. Meanwhile, under the 2004 strategic alliance with GSK, the company has received $36 million in upfront and milestone payments as of Dec. 31, 2006. Moreover, we believe that the put options are unlikely to be exercised given that the company's current stock price of $30.0 per share is greater than the put price of $19.375 per share. Even if the call option is exercised, shareholders would receive premium of 80.8 percent (redemption price of $54.25 per share) for tendering the shares. As such, given that GSK is obligated to provide financing for the call and put options, that the proposed amendment is necessary to enable the company to issue the required number of shares to GSK under its strategic alliance agreement, and that the company needs financing to fund operations, we recommend shareholders vote FOR item 3. 4 Ratify Auditors For For Mgmt 05/15/07 - A Thermo Fisher Scientific Inc. *TMO* 883556102 03/29/07 900 1 Elect Director Marijn E. Dekkers For For Mgmt 2 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code, the number of shares being reserved is relatively conservative, the offering period is reasonable, and there are limits on participation. 3 Ratify Auditors For For Mgmt 05/02/07 - A Thomas & Betts Corp. *TNB* 884315102 03/05/07 900 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 12/05/06 - A Thor Industries, Inc. *THO* 885160101 10/18/06 366 1 Elect Directors For Split Mgmt 1.1 Elect Director Neil D. Chrisman --- For We recommend a vote FOR the directors with the exception of affiliated outsider Alan Siegel. We recommend that shareholders WITHHOLD votes from Alan Siegel for standing as an affiliated outsider on the Compensation and Nominating committees, and for failure to establish a majority independent board. 1.2 Elect Director Alan Siegel --- Withhold 1.3 Elect Director Geoffrey A. Thompson --- For 2 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 2.44 percent is within the allowable cap for this company of 7.83 percent. Additionally, this plan expressly forbids repricing without prior shareholder approval. 07/20/06 - A Tidewater Inc. *TDW* 886423102 05/24/06 480 1 Elect Directors For For Mgmt 1.1 Elect Director Arthur R. Carlson --- For We recommend a vote FOR the directors. 1.2 Elect Director Jon C. Madonna --- For 1.3 Elect Director William C. O'Malley --- For 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 4 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 4.83 percent is within the allowable cap for this company of 5.49 percent. Additionally, this plan expressly forbids repricing. 05/15/07 - A TierOne Corp. *TONE* 88650R108 03/08/07 200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/18/07 - A Time Warner Inc *TWX* 887317105 03/30/07 6,180 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements. As such, we believe that this proposal warrants shareholder support. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers'Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Separate Chairman and CEO Positions Against Against ShrHoldr We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 6 Company Specific- Adopt Simple Majority Vote Against For ShrHoldr ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. As such, we support this proposal 7 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to holders of at least 10 to 25 percent of the outstanding shares. 8 Company-Specific- Stockholder Ratification Against Against ShrHoldr of Director Compensation, When a Stockholder Rights Plan Has Been Adopted As such, ISS believes that this proposal does not warrant shareholder support. 06/13/07 - A Tomkins plc 890030208 04/30/07 217 Meeting for Holders of ADRs 1 RECEIVE THE DIRECTORS REPORT AND FINANCIAL For For Mgmt STATEMENTS 2 APPROVE THE REMUNERATION COMMITTEE REPORT For For Mgmt 3 DECLARE A DIVIDEND For For Mgmt 4 REAPPOINT MR. DAVID NEWLANDS For For Mgmt 5 Ratify Auditors For For Mgmt 6 AUTHORISE THE DIRECTORS TO DETERMINE THE For For Mgmt INDEPENDENT AUDITORS REMUNERATION 7 AUTHORISE ALLOTMENT OF RELEVANT SECURITIES For For Mgmt 8 AUTHORISE DISAPPLICATION OF PRE-EMPTION For For Mgmt RIGHTS 9 AUTHORISE PURCHASE OF OWN SHARES For For Mgmt 10 AUTHORISE ELECTRONIC COMMUNICATIONS WITH For For Mgmt SHAREHOLDERS 03/29/07 - A/S Toronto Dominion Bank *TD* 891160509 02/13/07 33 1 Elect Directors For For Mgmt 2 Ratify Ernst & Young LLP as Auditors For For Mgmt 3 Amend Bylaw No. 1 Re: Aggregate For For Mgmt Remuneration of Directors 4 Amend Bylaw No. 1 Re: Indemnity Provision For For Mgmt 5 Amend Stock Option Plans Re: Amendment For For Mgmt Provision 6 Amend Stock Option Plans Re: Black-Out For For Mgmt Provision 7 SP-Update Definition of Independent Director Against Against ShrHoldr Conclusion ISS agrees with the proponent that the definition of director independence should continue to evolve. ISS believes that boards, or designated committees have the responsibility to review annually the board as a whole, including its independence from management. The bank's Corporate Governance Committee is comprised of five independent directors. Their mandate includes, among other things, an annual review of director independence. In addition, we believe that the bank's standards, policies and due diligence procedures are designed to address the issue raised by the proponent, while giving the board some discretion. ISS does not feel that this shareholder proposal warrants support. 8 SP-Report on Integration of Sustainability Against Against ShrHoldr Criteria in the Performance Assessment Process Conclusion Given the bank's current commitment to sustainability criteria and executive performance and the limits to existing use of sustainability criteria, we recommend voting against this proposal. 9 SP-Disclose Information on Compensation Against Against ShrHoldr Consultant Conclusion ISS recommends that shareholders vote against this proposal because the bank in its 2005 and 2006 circulars has disclosed the name of its compensation consultant along with a narrative description of its mandate and total fees it received for the most recent fiscal year and in so doing has exceeded regulatory reporting requirements. 10 SP-Senior Executive Compensation Be Against Against ShrHoldr Relative to Employees' Average Salary and the Bank's Expenses and Financial Success Conclusion ISS recommends that shareholders vote against this proposal because of it advocates limiting executive compensation which could be inconsistent with rewarding high-performing executives. The bank's compensation philosophy of aligning pay with performance contains the implicit understanding that executive pay must also be aligned with the competitive market for executive talent. 11 SP-Align Senior Executive Stock Option Against Against ShrHoldr Allocations to the Bank's Economic Value Added Conclusion ISS recommends that shareholders vote against this proposal because performance drivers currently in place are equally valid and more understandable to shareholders than EVA. Performance metrics evolve over time and the independent Management Resources Committee is best able to review its compensation practices to ensure its metrics reflect industry best practice. 12 SP-Increase the Number of Women Directors Against Against ShrHoldr Conclusion While ISS Canada recognizes the lack of meaningful progress at Canadian companies in promoting women in the boardroom, we have found that the largest of the Canadian banks are among the leaders where this issue is concerned and therefore believe that there are many more appropriate targets for this type of proposal. On balance we believe that TD's commitment to gender diversity from the executive level on up to the board is at the very least adequate if not laudable. TD has an entirely independent nominating committee and an established process for board selection based on predetermined criteria intended to fill needed expertise or skills to promote overall board effectiveness. Based on our assessment of these factors, ISS Canada does not support this proposal. 13 SP-Disclose Financial Statements of the Against Against ShrHoldr Bank Subsidiaries in the Annual Report Conclusion ISS recommends that shareholders vote against this proposal because the disclosure requested would incur a cost to the company without guaranteeing either improved shareholder understanding of the company nor enhanced shareholder returns. 14 SP-Disclose Bank Participation in Hedge Against Against ShrHoldr Funds Conclusion Given the many and varied types of transactions entered into by the Bank in its normal day to day business activities, ISS believes it would be onerous to the point of unreasonable for the Bank to disclose each and every transaction that may directly or indirectly involve what might be defined as a hedge fund. The Bank has disclosed comprehensive risk management processes and models supported by qualified risk professionals. On a larger scale, the concerns expressed by the proponents and the examples referred to point to a broader regulatory issue which regulators in both Canada and the U.S. are addressing. ISS therefore does not support this proposal. 06/22/07 - A Toyota Motor Corp. *7203* 892331307 03/30/07 1,615 Meeting for Holders of ADR's 1 DISTRIBUTION OF DIVIDENDS FROM SURPLUS For For Mgmt 2 ELECTION OF 30 DIRECTORS For For Mgmt 3 ELECTION OF 4 CORPORATE AUDITORS For For Mgmt 4 ELECTION OF ACCOUNTING AUDITOR For For Mgmt 5 ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT For For Mgmt CONSIDERATION TO DIRECTORS, MANAGING OFFICERS AND EMPLOYEES, ETC. OF TOYOTA MOTOR CORPORATION AND ITS AFFILIATES 6 ACQUISITION OF OWN SHARES For For Mgmt 7 AWARD OF BONUS PAYMENTS TO RETIRING For Against Mgmt CORPORATE AUDITORS As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing this item. 8 PAYMENT OF EXECUTIVE BONUSES For For Mgmt 12/18/06 - S Trammell Crow Co. 89288R106 11/10/06 22 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the merger premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given that ISS is supportive of the underlying transaction, we support the narrowly crafted proposal to adjourn the meeting for the purpose of soliciting additional votes. 05/17/07 - A Triad Guaranty Inc. *TGIC* 895925105 03/30/07 472 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 05/08/07 - A Trustmark Corp. *TRMK* 898402102 03/12/07 390 1 Elect Directors For For Mgmt 04/18/07 - A UBS AG H89231338 03/16/07 4,038 Meeting for ADR Holders 1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Mgmt ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP AND STATUTORY AUDITORS 2 APPROPRIATION OF RETAINED EARNINGS DIVIDEND For For Mgmt FOR FINANCIAL YEAR 2006 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Mgmt DIRECTORS AND THE GROUP EXECUTIVE BOARD 4 RE-ELECTION OF BOARD MEMBER: STEPHAN For For Mgmt HAERINGER 5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE For For Mgmt 6 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER For For Mgmt 7 ELECTION OF NEW BOARD MEMBER: SERGIO For For Mgmt MARCHIONNE 8 ELECTION OF THE GROUP AND STATUTORY AUDITORS For For Mgmt 9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Mgmt REPURCHASED UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE ARTICLES OF ASSOCIATION 10 CAPITAL REDUCTION: APPROVAL OF A NEW SHARE For For Mgmt BUYBACK PROGRAM FOR 2007-2010 11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Mgmt DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS Please note that this is a non-voting item. However ADP view this as a voting item. So we have no choice but to vote against this proposal. 05/09/07 - A United Stationers Inc. *USTR* 913004107 03/12/07 690 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/11/07 - A United Technologies Corp. *UTX* 913017109 02/13/07 7,844 1 Elect Directors For For Mgmt 1.1 Elect Director Louis R. Chenevert --- For We recommend a vote FOR the directors. 1.2 Elect Director George David --- For 1.3 Elect Director John V. Faraci --- For 1.4 Elect Director Jean-Pierre Garnier --- For 1.5 Elect Director Jamie S. Gorelick --- For 1.6 Elect Director Charles R. Lee --- For 1.7 Elect Director Richard D. Mccormick --- For 1.8 Elect Director Harold Mcgraw III --- For 1.9 Elect Director Richard B. Myers --- For 1.10 Elect Director Frank P. Popoff --- For 1.11 Elect Director H. Patrick Swygert --- For 1.12 Elect Director Andre Villeneuve --- For 1.13 Elect Director H.A. Wagner --- For 1.14 Elect Director Christine Todd Whitman --- For 2 Ratify Auditors For For Mgmt 3 Establish Term Limits for Directors Against Against ShrHoldr Under an effective corporate governance system, shareholders have the right to express their preferences each year by voting on directors at the annual meeting. Thus, shareholders can remove or reelect directors as they see fit. 4 Report on Foreign Military Sales Against Against ShrHoldr Conclusion ISS notes that United Technologies already discloses some information on these matters both through public filings and on the company's website. Topics addressed in these forums include disclosure on certain company policies related to export control compliance, government contract bidding, and appropriate financial information on military or weapons related programs. Additionally, the federal government agencies tasked with evaluating these transfer agreements already provide substantial regulatory oversight and enforcement regarding the foreign sale of weapons-related products and services. Finally, while we note that the proponents have stated that the company should omit proprietary or classified information from the report, we believe that detailed disclosure into the company's contract bidding and market promotion strategies may negatively impact the company by providing insight to industry competitors without providing additional meaningful information to shareholders. As such, ISS believes that the combination of federal regulation, the current level of disclosure by United Technologies, and the necessity to limit disclosure where it could affect the company's competitive advantage outweigh the potential benefits that may be derived from this proposal. 5 Report on Political Contributions Against Against ShrHoldr Conclusion ISS agrees with the proponent that companies should provide clear information to shareholders on their public policy initiatives, as these may impact the company's ability to operate effectively in some highly regulated industries and could expose the company to negative publicity or costly litigation if such contributions are poorly managed. That said, based on United Technologies' existing disclosure on public policy activities and trade association costs, as well as its public commitment to expand disclosure on company and PAC contributions this year, ISS does not believe shareholder support for the resolution is necessary at this time. 6 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 7 Pay For Superior Performance Against For ShrHoldr Conclusion While the company's annual bonus program is performance-based with clearly disclosed hurdle rates, the long-term incentive program is not substantially performance-based under current ISS guidelines. We commend the company for disclosing specific target rates for EPS and TSR for PSUs granted under the long-term program. The company maintains that it has increased use of performance-based compensation to greater than 50 percent of the value of annual long-term incentive awards if the total value of the PSUs to SARs is taken into account. However, per ISS' valuation of the performance mix, we compared the actual number of shares (PSUs vs. SARs) granted in the past fiscal year and only13 percent of the equity awards granted to named executive officers over the past year have been performance-based according to our guidelines. ISS calculates the performance mix using shares rather than in dollars because values can change over time and with different modeling assumptions, among other things. Therefore, ISS believes that shareholder support of the proposal is warranted. Accordingly, ISS believes that shareholder support for this proposal is warranted. 05/29/07 - A UnitedHealth Group Incorporated *UNH* 91324P102 04/09/07 2,736 1 Elect Directors For For Mgmt 2 Company Specific--Majority Vote for the For For Mgmt Election of Directors ISS commends the company for seeking to adopt a majority voting standard in uncontested elections, with a carve out for plurality in contested election and a post-election director resignation policy. 3 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 4 Reduce Supermajority Vote Requirement for For For Mgmt Removal of Directors ISS supports this proposal. 5 Reduce Supermajority Vote Requirement For For Mgmt ISS supports this proposal. 6 Amend Articles-Make Stylistic, Clarifying For For Mgmt and Conforming Changes Given that approval of this item will incorporate the amendments in Items 2-5 which we support, this item warrants shareholder support. 7 Ratify Auditors For For Mgmt 8 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 9 Establish SERP Policy Against For ShrHoldr In this case, the company capped supplemental executive retirement plan benefits payable to the CEO at the amount vested and accrued as of May 1, 2006. Other current named executive officers do not have supplemental executive retirement plan benefits and, with the exception of pre-existing supplemental executive retirement plan obligations that the company may assume as a result of acquisitions, the company no longer provides such benefits. However, the company is not precluded from entering into a new SERP agreement with a new executive hire that includes base salary and bonus. Further, the company has not adopted a SERP policy that excludes variable compensation. As such, this item warrants shareholder support. 10 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 11 Equal Access to the Proxy for Purpose of Against For ShrHoldr Electing a Director Conclusion and Vote Recommendation Proxy access is a tool that will enable investors to fulfill their ownership responsibilities while improving board accountability. We believe that this proxy access proposal allows significant shareholders an opportunity to participate in the nomination process, while safeguarding the process, the board, and the interests of all shareholders. ISS believes that support for this ballot access proposal represents a significant and positive step in the director election process. The reform is needed to right a steeply tilted playing field on which management and board incumbents dominate the election process. This proposal affords shareholders an opportunity to effect reforms on the nomination process. Based on the fundamental need for a more effective and meaningful director election process and given the adequate provisions of this proposal, we believe that support for this resolution is warranted. 03/08/07 - A Urstadt Biddle Properties Inc *UBP* 917286205 01/23/07 380 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/01/07 - A UST Inc. *UST* 902911106 03/08/07 2,343 1 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 2 Elect Directors For For Mgmt 3 Ratify Auditors For For Mgmt 01/04/07 - A Vail Resorts, Inc. *MTN* 91879Q109 11/06/06 973 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.41 percent is within the allowable cap for this company of 11.73 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 04/26/07 - A Valero Energy Corp. *VLO* 91913Y100 03/01/07 5,615 1 Elect Directors For Split Mgmt 1.1 Elect Director Ruben M. Escobedo --- For We recommend a vote FOR the directors with the exception of independent outsider Bob Marbut. We recommend that shareholders WITHHOLD votes from Bob Marbut for sitting on more than three boards. 1.2 Elect Director Bob Marbut --- Withhold 1.3 Elect Director Robert A. Profusek --- For 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors While the company has adopted a director resignation policy, we believe that the majority vote standard with the director resignation policy and a plurality standard for contested elections is the benchmark to which companies should strive. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Establish SERP Policy Against For ShrHoldr Conclusion ISS recommends shareholders support this proposal as the inclusion of variable compensation or other enhancements under SERP provisions significantly drives up the cost of such plans, a cost that is absorbed by the company and its shareholders. 06/04/07 - A VCA Antech, Inc. *WOOF* 918194101 04/16/07 1,300 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 05/16/07 - A Ventas, Inc. *VTR* 92276F100 03/19/07 2,305 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For For Mgmt The requested increase of 120,000,000 shares is below the allowable threshold of 207,000,000 shares. 4 Amend Stock Ownership Limitations For For Mgmt We believe that some of the clarifications being included in the amendment are positive to protect the company's REIT status. However, we believe that the ownership restrictions should allow a level playing field for all shareholders, and that granting the power to the board to grant exceptions to the constructive ownership limit is not in the best interest of shareholders. 05/03/07 - A Verizon Communications *VZ* 92343V104 03/05/07 8,823 1 Elect Director James R. Barker For For Mgmt While ISS recognizes that Verizon had some pay issues in 2005 and that it should do a better job with the design of the short-term and long-term incentive programs, we do not believe that AGAINST vote recommendations are warranted at this time. Particularly, the company's one-year and three-year total shareholder returns have outperformed the S&P 500 index and that Mr. Seidenberg's 2006 pay package is not excessively out of line with the peer companies. Going forward, ISS will monitor the actions of the compensation committee. At this time, ISS urges the compensation committee to redesign the programs so that achieving target performance level results in target and not above target payouts. Further, if the compensation committee were to exercise its discretion to increase Mr. Seidenberg's actual PSUs payouts, it would need to provide complete disclosure and justification so that shareholders are provided with sufficient insight to the high payouts. The lack of a solid rationale may result in a withhold vote from members of the compensation committee in the future. Included in this annual meeting are three compensation-related shareholder proposals sponsored by the unions which ISS will be supporting. 2 Elect Director Richard L. Carrion For For Mgmt 3 Elect Director M. Frances Keeth For For Mgmt 4 Elect Director Robert W. Lane For For Mgmt 5 Elect Director Sandra O. Moose For For Mgmt 6 Elect Director Joseph Neubauer For For Mgmt 7 Elect Director Donald T. Nicolaisen For For Mgmt 8 Elect Director Thomas H. O'Brien For For Mgmt 9 Elect Director Clarence Otis, Jr. For For Mgmt 10 Elect Director Hugh B. Price For For Mgmt 11 Elect Director Ivan G. Seidenberg For For Mgmt 12 Elect Director Walter V. Shipley For For Mgmt 13 Elect Director John W. Snow For For Mgmt 14 Elect Director John R. Stafford For For Mgmt 15 Elect Director Robert D. Storey For For Mgmt 16 Ratify Auditors For For Mgmt 17 Limit Executive Compensation Against Against ShrHoldr ISS believes that taking away the company's ability to grant stock options is an arbitrary and excessively restrictive proposal that could potentially prohibit the company from compensating employees based upon their individual and company-wide performance. Being unable to issue stock options could hinder the company's ability to attract and retain competent executive officers. Moreover, the company's outstanding plans forbids repricing without shareholder proposal. As such, ISS does not recommend shareholder support for the resolution. 18 Eliminate or Restrict Severance Agreements Against For ShrHoldr (Change-in-Control) ISS believes that the exclusion of tax gross-ups associated with severance benefits, the value of accelerated vesting of outstanding equity compensation awards and others can amount to significant value. By excluding these benefits from the company's policy, shareholders are unable to voice their opinion on overly-generous severance benefits. Therefore, ISS believes this proposal warrants support. 19 Disclose Information on Compensation Against For ShrHoldr Consultant Based on the above disclosure, ISS believes that the company has not adequately met the proponent's request. 20 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officer's Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 21 Adopt Policy on Overboarded Director Against Against ShrHoldr ISS notes that the company's Corporate Governance Guidelines with respect to the number of public company boards that a director can sit on conforms with ISS' standards. The proposal is slightly more restrictive in which directors can only serve on the board of no more than two other for-profit corporations, if he or she is employed full-time. At this time, ISS does not support this proposal due to its restrictive nature. 22 Approve Terms of Existing Poison Pill Against Against ShrHoldr In this case, we note that the company has adopted a formal policy regarding the adoption of a pill. Specifically, the board will not adopt a shareholder rights plan without prior shareholder approval or present the plan to shareholders for their approval within one year of adopting the plan. If the plan is not approved by shareholders, it will expire one year from the date it is adopted and cannot be renewed or replaced. Any plan adopted by the board must also contain a "sunset" provision, providing that shareholders will have the opportunity to ratify or reject the plan every three years following the date of initial shareholder approval. ISS does not believe a bylaw change is necessary at this time since the company has established a policy. Therefore, ISS does not support this proposal. 23 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Verizon discloses a significant amount of the information requested by the proponent on its corporate website. Included in this information are disclosure of the Foundation's contributions and a broad discussion of the company's charitable contribution policies and programs. Further, discussion on the website describes the initiatives that the company is involved in as well as its broad rationale for charitable contributions. Therefore, based on the existing level of disclosure, ISS does not recommend shareholder support for the resolution at this time. 07/25/06 - S Vodafone Group plc 92857W100 06/13/06 8,584 Meeting for Holders of ADRs 1 TO APPROVE THE RETURN OF CAPITAL BY WAY OF For For Mgmt A B SHARE SCHEME AND SHARE CONSOLIDATION AND THE CONSEQUENTIAL AMENDMENT TO THE ARTICLES OF ASSOCIATION Please note that this item is for the EGM agenda. 2 TO RECEIVE THE REPORT OF THE DIRECTORS AND For For Mgmt FINANCIAL STATEMENTS 3 Elect Directors For For Mgmt 4 TO APPROVE A FINAL DIVIDEND OF 3.87P PER For For Mgmt ORDINARY SHARE 5 TO APPROVE THE REMUNERATION REPORT For For Mgmt 6 Ratify Auditors For For Mgmt 7 TO AUTHORISE THE AUDIT COMMITTEE TO For For Mgmt DETERMINE THE REMUNERATION OF THE AUDITORS 8 TO ADOPT NEW ARTICLES OF ASSOCIATION + For For Mgmt 9 TO AUTHORISE DONATIONS UNDER THE POLITICAL For For Mgmt PARTIES, ELECTIONS AND REFERENDUMS ACT 2000 10 TO RENEW AUTHORITY TO ALLOT SHARES UNDER For For Mgmt ARTICLE 16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION 11 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION For For Mgmt RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES OF ASSOCIATION + 12 TO AUTHORISE THE COMPANY S PURCHASE OF ITS For For Mgmt OWN SHARES (SECTION 166, COMPANIES ACT 1985) + 05/15/07 - A W & T OFFSHORE INC *WTI* 92922P106 04/04/07 918 1 Elect Directors For Split Mgmt 1.1 Elect Director Tracy W. Krohn --- Withhold We recommend a vote FOR the directors with the exception of insider Tracy W. Krohn, and affiliated outsiders Virginia Boulet and Jerome F. Freel. We recommend that shareholders WITHHOLD votes from Tracy W. Krohn for standing as an insider on the Nominating Committee and for failure to establish a majority independent board. We also recommend that shareholders WITHHOLD votes from Virginia Boulet and Jerome F. Freel for standing as affiliated outsiders on the Nominating Committee and for failure to establish a majority independent board. 1.2 Elect Director J.F. Freel --- Withhold 1.3 Elect Director Stuart B. Katz --- For 1.4 Elect Director Robert I. Israel --- For 1.5 Elect Director Virginia Boulet --- Withhold 1.6 Elect Director S. James Nelson, Jr. --- For 05/08/07 - A W. R. Berkley Corp. *BER* 084423102 03/19/07 4,263 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/31/06 - S Wachovia Corp. *WB* 929903102 07/11/06 5,987 1 Issue Shares in Connection with an For For Mgmt Acquisition Based on our review and terms of the transaction, particularly the strategic fit, we recommend that shareholders support the proposed issuance of shares. 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 4.69 percent is within the allowable cap for this company of 5.79 percent. Additionally, this plan expressly forbids repricing. Although Wachovia failed the burn-rate test, the board commits that for fiscal years 2007 through 2009, the average run-rate for new grants will not exceed 2.46 percent of common shares outstanding. 08/31/06 - S Wachovia Corp. *WB* 929903RKH 07/11/06 320 1 Issue Shares in Connection with an For For Mgmt Acquisition Based on our review and terms of the transaction, particularly the strategic fit, we recommend that shareholders support the proposed issuance of shares. 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 4.69 percent is within the allowable cap for this company of 5.79 percent. Additionally, this plan expressly forbids repricing. Although Wachovia failed the burn-rate test, the board commits that for fiscal years 2007 through 2009, the average run-rate for new grants will not exceed 2.46 percent of common shares outstanding. 04/17/07 - A Wachovia Corp. *WB* 929903102 02/12/07 6,537 1 Elect Directors For For Mgmt 1.1 Elect Director Ernest S. Rady --- For We recommend a vote FOR the directors. 1.2 Elect Director Jerry Gitt --- For 1.3 Elect Director John T. Casteen, III --- For 1.4 Elect Director Maryellen C. Herringer --- For 1.5 Elect Director Joseph Neubauer --- For 1.6 Elect Director Timothy D. Proctor --- For 1.7 Elect Director Van L. Richey --- For 1.8 Elect Director Dona Davis Young --- For 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Company Specific--Provide for Majority For For Mgmt Voting ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS commends management for submitting this proposal that demonstrates the board's commitment to shareholders' interests. 4 Ratify Auditors For For Mgmt 5 Approve Report of the Compensation Committee Against For ShrHoldr ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 6 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, accountability, and a focus on fiduciary duty among Wachovia board members, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 7 Report on Political Contributions Against Against ShrHoldr In the case of Wachovia, ISS notes that the company discusses political contributions both in a policy statement and in the corporate Code of Ethics located on the company website. These policies do not appear inconsistent with industry standards or existing regulatory requirements on this issue. Wachovia's policy statement does not outline the criteria used in evaluating political contributions; however, it does clearly state that the company does not contribute any corporate funds to political organizations (including 527s), and that all contributions and political activities are conducted through voluntary, employee-sponsored PACs. Further disclosure includes information on the departments that are accountable for overseeing political activity, and annual director-level audit process. Finally, the company does not appear to be the subject of any recent, significant controversy, fines, or litigation resulting from political action or contributions from it or its employee sponsored PACs. Therefore, while we agree with the proponents that data on every type of political contribution may not be easily accessed, it is our opinion that information provided by Wachovia provides shareholders with sufficient insight into the company's policies and controls. Furthermore, company policy prohibits the use of corporate funds for political contributions. Therefore, ISS does not believe that additional reporting on this matter is warranted at this time. 8 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 06/01/07 - A Wal-Mart Stores, Inc. *WMT* 931142103 04/05/07 6,021 1 Elect Director Aida M. Alvarez For For Mgmt We recommend a vote FOR the directors with the exception of independent outsider Jack C. Shewmaker. We recommend shareholders vote AGAINST Mr. Shewmaker for poor attendance. 2 Elect Director James W. Breyer For For Mgmt 3 Elect Director M. Michele Burns For For Mgmt 4 Elect Director James I. Cash, Jr. For For Mgmt 5 Elect Director Roger C. Corbett For For Mgmt 6 Elect Director Douglas N. Daft For For Mgmt 7 Elect Director David D. Glass For For Mgmt 8 Elect Director Roland A. Hernandez For For Mgmt 9 Elect Director Allen I. Questrom For For Mgmt 10 Elect Director H. Lee Scott, Jr. For For Mgmt 11 Elect Director Jack C. Shewmaker For Against Mgmt 12 Elect Director Jim C. Walton For For Mgmt 13 Elect Director S. Robson Walton For For Mgmt 14 Elect Director Christopher J. Williams For For Mgmt 15 Elect Director Linda S. Wolf For For Mgmt 16 Ratify Auditors For For Mgmt 17 Report on Charitable Contributions Against Against ShrHoldr Based on the company's existing level of disclosure on its charitable contributions and related policy guidelines, we do not believe that shareholder support for the resolution is warranted at this time. 18 Report on Healthcare Policies Against Against ShrHoldr We agree with the proponents that healthcare costs can have a significant impact on a company's financial stability, productivity, and competitive position, and that shareholders should be informed of a company's exposure to these costs and policies to limit the impact on the company's success. However, in this case, we believe that information provided by the company, while not comprehensive, does provide shareholders with substantial disclosure on the general implications of rising healthcare costs, how it is positioning itself to address this policy issue, and its aim to improve coverage by not compromise the healthcare benefits of its employees. Therefore, ISS recommends shareholders oppose this resolution. 19 Pay For Superior Performance Against For ShrHoldr While we recognize that a large portion of Wal-Mart's annual and long-term programs for senior executives executive is contingent upon achievement of pre-established performance criteria, the company fails to provide rationale for the discretionary increase in annual bonus, up to a doubled amount. This lack of disclosure denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes that this proposal warrants shareholder support. 20 Report on Equity Compensation by Race and Against For ShrHoldr Gender Given the nature and potentially significant cost of current litigation regarding this issue at Wal-Mart, we believe that shareholder support for this resolution is warranted. 21 Report on Pay Disparity Against Against ShrHoldr Although ISS typically supports proposals which increase the level of disclosure on topics of importance to shareholders and support performance-based compensation for executives, the system suggested in this shareholder proposal suggests reporting on salary comparisons and evaluating overall compensation thresholds that may have limited utility for shareholders. Therefore, based on the limited utility or arbitrary nature of the detailed information requested by the report, we do not recommend shareholder support for this resolution. 22 Prepare Business Social Responsibility Against Against ShrHoldr Report Therefore, ISS urges the company to continue to evaluate its strategies related to legal and public policy issues that can impact the company's ability to operate efficiently and profitably; however, based on the broad nature of the information requested by the proponent, we question the feasibility and ultimate value to shareholders of complying with this proposal. As such, we recommend that shareholders oppose the resolution. 23 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 24 Report on Political Contributions Against For ShrHoldr ISS notes that Wal-Mart has provided shareholders with some information to assess the company's general policies and approval mechanisms relating to its political contributions. We are concerned that there is no detailed information available about Wal-Mart's policy processes for its accountability for corporate contributions, or more detailed information on the company's rationale behind these contributions. We are also concerned that shareholders lack information relating to the type of organizations or candidates that the company may support and information about its trade association spending. Such disclosure could assist shareholders in their assessment of the risks and benefits associated with public policy activities through political activity and trade associations without significant cost, burden, or strategic risk for the company. As such, ISS believes that this proposal warrants stockholder support. 25 Report on Social and Reputation Impact of Against Against ShrHoldr Failure to Comply with ILO Conventions Therefore, ISS believes that Wal-Mart could benefit from developing an enhanced compliance monitoring system to safeguard the company against workplace violations of its Statement of Ethics, and more complete disclosure of these policies in a manner similar to its existing Supplier Standards monitoring and reporting system. However, ISS is concerned by the scope of this resolution, in particular at it relates to publicly disclosing the perceived reputational impact of reported and known cases of management non-compliance with ILO conventions. We believe that the disclosing information relating to reported cases of human rights non-compliance may be premature, pending internal investigation by the company's Ethics Office. Further, disclosing such information relating to on-going workplace related litigation may not be appropriate given the ongoing status of legal proceedings or may jeopardize the company's ability to effectively represent itself. As such, ISS does not believe the proposal in its current form warrants shareholder support. 26 Restore or Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet certain of the aforementioned corporate governance and performance criteria. Specifically, the board may unilaterally alter the size of the board and the company underperforms the index and peers in both one- and three-year TSR. Accordingly, the proposal warrants shareholder support. 27 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, accountability, and a focus on fiduciary duty among Wal-Mart board members, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 01/10/07 - A Walgreen Co. *WAG* 931422109 11/13/06 7,241 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt V. Vote RecommendationThe total cost of the company's plans of 4.46 percent is within the allowable cap for this company of 5.45 percent. 12/12/06 - S Warrior Energy Services Corp 936258102 10/31/06 460 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the merger premium, we believe that the merger agreement warrants shareholder support. 05/17/07 - A Washington Real Estate Investment 939653101 03/14/07 540 Trust *WRE* 1 Elect Directors For For Mgmt 2 Authorize New Class of Preferred Stock For For Mgmt The company states that preferred shares will not be used for anti-takeover purposes, unless approved by shareholders. As such, ISS recommends that shareholders vote FOR the proposal. 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 05/25/07 - A Watsco, Inc. *WSO.B* 942622200 04/10/07 270 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert L. Berner III --- For We recommend a vote FOR the directors with the exception of affiliated outsider Gary L. Tapella. We recommend that shareholders WITHHOLD votes from Gary L. Tapella for standing as an affiliated outsider on the Nominating Committee. 1.2 Elect Director Denise Dickins --- For 1.3 Elect Director Gary L. Tapella --- Withhold 2 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 12/12/06 - A Wd-40 Company *WDFC* 929236107 10/17/06 139 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/26/07 - A Webster Financial Corp. *WBS* 947890109 02/22/07 1,510 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is less than the allowable cap for this company of 6 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/16/07 - A Wellpoint Inc *WLP* 94973V107 03/15/07 3,600 1 Elect Directors For For Mgmt 1.1 Elect Director Sheila P. Burke --- For We recommend a vote FOR the directors. 1.2 Elect Director Victor S. Liss --- For 1.3 Elect Director Jane G. Pisano, Ph.D. --- For 1.4 Elect Director George A. Schaefer, Jr. --- For 1.5 Elect Director Jackie M. Ward --- For 1.6 Elect Director John E. Zuccotti --- For 2 Company Specific--Approve Majority Voting For For Mgmt for the Non- Contested Election of Directors ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. Therefore we recommend that shareholders support this resolution for instituting a majority vote standard in uncontested director elections. 3 Ratify Auditors For For Mgmt 04/24/07 - A Wells Fargo & Company *WFC* 949746101 03/06/07 19,933 1 Elect Directors For Split Mgmt 1.1 Elect Director John S. Chen --- For We recommend a vote FOR the directors with the exceptions of Cynthia H. Milligan, Philip J. Quigley, Donald B. Rice, and Michael W. Wright. We recommend shareholders WITHHOLD votes from Cynthia H. Milligan and Philip J. Quigley for standing as affiliated outsiders on the Audit Committee; Donald B. Rice and Michael W. Wright for standing as affiliated outsiders on the Compensation Committee; and Cynthia H. Milligan, Philip J. Quigley, Donald B. Rice, and Michael W. Wright for standing as affiliated outsiders on the Nominating Committee. 1.2 Elect Director Lloyd H. Dean --- For 1.3 Elect Director Susan E. Engel --- For 1.4 Elect Director Enrique Hernandez, Jr. --- For 1.5 Elect Director Robert L. Joss --- For 1.6 Elect Director Richard M. Kovacevich --- For 1.7 Elect Director Richard D. McCormick --- For 1.8 Elect Director Cynthia H. Milligan --- Against 1.9 Elect Director Nicholas G. Moore --- For 1.10 Elect Director Philip J. Quigley --- Against 1.11 Elect Director Donald B. Rice --- Against 1.12 Elect Director Judith M. Runstad --- For 1.13 Elect Director Stephen W. Sanger --- For 1.14 Elect Director Susan G. Swenson --- For 1.15 Elect Director John G. Stumpf --- For 1.16 Elect Director Michael W. Wright --- Against 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against For ShrHoldr Wells Fargo does not meet all of the criteria in the counterbalancing structure described above. Absent an offsetting governance structure, we believe that a company of this size should be able to find two qualified people willing to serve in the separate positions of chairman and CEO. Accordingly, the proposal warrants shareholder support. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Establish SERP Policy Against For ShrHoldr In this case, the company includes more than only salary in its SERP provisions. ISS agrees with the proponent that base salary is a sufficient basis upon which to base pension benefits to executives. 6 Report on Racial and Ethnic Disparities in Against Against ShrHoldr Loan Pricing Therefore, based on concerns over the utility of this information to shareholders, and information available on the company's website that addresses some of the concerns set forth in the proposal, we do not believe that shareholder support for this resolution is warranted. 7 Report on Emission Reduction Goals Against For ShrHoldr Therefore, based on the potential strategic and reputational value that performing the requested assessments and establishing appropriate policies may create for the company and its shareholders, the limited cost and burden of compliance, and the apparent industry trends towards addressing this issue, ISS recommends that shareholders support this resolution. 05/23/07 - A Wesco International, Inc. *WCC* 95082P105 04/09/07 1,210 1 Elect Directors For For Mgmt 1.1 Elect Director Sandra Beach Lin --- For We recommend a vote FOR the directors with the exception of independent outsider Robert J. Tarr Jr. We recommend that shareholders WITHHOLD votes from Robert J. Tarr Jr. for poor attendance. 1.2 Elect Director Robert J. Tarr, Jr. --- For 1.3 Elect Director Kenneth L. Way --- For 2 Ratify Auditors For For Mgmt 02/06/07 - A Western Digital Corp. *WDC* 958102105 12/14/06 2,075 1 Elect Director Matthew E. Massengill For For Mgmt 2 Elect Director Peter D. Behrendt For For Mgmt 3 Elect Director Kathleen A. Cote For For Mgmt 4 Elect Director John F. Coyne For For Mgmt 5 Elect Director Henry T. Denero For For Mgmt 6 Elect Director William L. Kimsey For For Mgmt 7 Elect Director Michael D. Lambert For For Mgmt 8 Elect Director Roger H. Moore For For Mgmt 9 Elect Director Thomas E. Pardun For For Mgmt 10 Elect Director Arif Shakeel For For Mgmt 11 Ratify Auditors For For Mgmt 05/30/07 - A Wilshire Bancorp Inc *WIBC* 97186T108 04/16/07 390 1 Elect Directors For For Mgmt 04/19/07 - A Wolverine World Wide, Inc. *WWW* 978097103 03/01/07 1,256 1 Elect Directors For Split Mgmt 1.1 Elect Director Jeffrey M. Boromisa --- For We recommend a vote FOR the directors with the exception of affiliated outsider David P. Mehney. We recommend that shareholders WITHHOLD votes from David P. Mehney for standing as an affiliated outsider on the Compensation and Nominating committees. 1.2 Elect Director David T. Kollat --- For 1.3 Elect Director David P. Mehney --- Withhold 1.4 Elect Director Timothy J. O'Donovan --- For 2 Amend Executive Incentive Bonus Plan For For Mgmt (1-year) The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Amend Executive Incentive Bonus Plan For For Mgmt (3-year) The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 04/26/07 - A WSFS Financial Corp. *WSFS* 929328102 03/07/07 152 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 04/26/07 - A Wyeth *WYE* 983024100 03/02/07 6,750 1 Elect Director Robert Essner For For Mgmt 2 Elect Director John D. Feerick For For Mgmt 3 Elect Director Frances D. Fergusson For For Mgmt 4 Elect Director Victor F. Ganzi For For Mgmt 5 Elect Director Robert Langer For For Mgmt 6 Elect Director John P. Mascotte For For Mgmt 7 Elect Director Raymond J. McGuire For For Mgmt 8 Elect Director Mary Lake Polan For For Mgmt 9 Elect Director Bernard Poussot For For Mgmt 10 Elect Director Gary L. Rogers For For Mgmt 11 Elect Director Ivan G. Seidenberg For For Mgmt 12 Elect Director Walter V. Shipley For For Mgmt 13 Elect Director John R. Torell III For For Mgmt 14 Ratify Auditors For For Mgmt 15 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, as we believe a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance 16 Amend Omnibus Stock Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 17 Adopt Animal Welfare Policy Against Against ShrHoldr Beyond asking for a feasibility study evaluating the merits of amending the company's Laboratory Animal Care and Use Policy, compliance with this resolution also implies that the company must apply this policy to its contract labs, oversee adherence to the policy, and publish an annual report outlining contractor compliance. These additional measures could place a significant burden on the company or complicate the company's contractual agreements with the external laboratories that it retains for certain animal testing programs. Therefore, we do not recommend shareholders support for this resolution. 18 Report on Policy to Limit Drug Supply to Against For ShrHoldr Canada ISS notes that there are certain legal and safety concerns that can be associated with the reimportation of prescription medications. However, public action and litigation on this matter continues to become more common and contentious, and could result in costly legal maneuvering, damaging publicity, and onerous legislation in the future. Therefore, considering the widely varied stance on this issue, and the degree to which legislation, litigation, and public opinion related to prescription drug access will impact the industry as a whole, and Wyeth specifically, ISS believes that a report on impact of the company's policies related to this topic is warranted. 19 Report on Political Contributions Against For ShrHoldr ISS believes that the company should be commended for increasing the level of information that it has provided to shareholders related to its current corporate political contributions policy. We are, however, concerned that shareholders lack information relating to the company's trade association spending, including the types of associations being supported and the company's rationale for supporting these organizations. Such information could help shareholders assess the risks and benefits associated with public policy activities through associations without significant cost, burden, or strategic risk for the company. Therefore, we believe this resolution warrants shareholder support. 20 Claw-back of Payments under Restatements Against For ShrHoldr ISS believes that the company has not fundamentally addressed the proponent's key concerns. ISS believes this proposal warrants shareholder vote and we recommend a vote FOR. 21 Company-Specific - Interlocking Directorship Against Against ShrHoldr We believe that given that the company's regulations and procedures for the selection of directors provide a safeguard for possible interlocking directorships that may jeopardize a director's independence, this item does not warrant shareholder support. 22 Disclose Information-Proposal Withdrawn. No Against Abstain ShrHoldr Vote Required This item was withdrawn by the stockholder 23 Separate Chairman and CEO Positions Against For ShrHoldr In this case, Wyeth's board is more than 2/3 independent and has all the key board committees composed of entirely independent directors. The company has also established governance guidelines, which are available on its website. The company has a lead director, which rotates among the chairmen of the standing committee. However, ISS does not feel that this rotating lead director is an adequate alternative to the annually elected lead director appointed by the independent directors of the board. Absent an offsetting governance structure, we believe that a company of this size should be able to find two qualified people willing to serve in the separate positions of chairman and CEO. We believe that the company's governance structure does not provide a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal warrants shareholder support. 24 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders to have a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. ISS believes that such a process will provide companies with useful information concerning shareholders' view on compensation practices and executive pay packages. 05/23/07 - A Xcel Energy Inc. *XEL* 98389B100 03/29/07 8,101 1 Elect Directors For Split Mgmt 1.1 Elect Director C. Coney Burgess --- For We recommend a vote FOR the directors with the exception of affiliated outsider Richard K. Davis. We recommend that shareholders WITHHOLD votes from Richard K. Davis for poor attendance. 1.2 Elect Director Fredric W. Corrigan --- For 1.3 Elect Director Richard K. Davis --- Withhold 1.4 Elect Director Roger R. Hemminghaus --- For 1.5 Elect Director A. Barry Hirschfeld --- For 1.6 Elect Director Richard C. Kelly --- For 1.7 Elect Director Douglas W. Leatherdale --- For 1.8 Elect Director Albert F. Moreno --- For 1.9 Elect Director Margaret R. Preska --- For 1.10 Elect Director A. Patricia Sampson --- For 1.11 Elect Director Richard H. Truly --- For 1.12 Elect Director David A. Westerlund --- For 1.13 Elect Director Timothy V. Wolf --- For 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against For ShrHoldr In this case, the company does not meet all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure does not provide a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal warrants shareholder support. 4 Pay For Superior Performance Against Against ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are performance-based under current ISS guidelines. Further, the company discloses specific performance measures and hurdles rates for both short-term and long-term incentive awards to senior executives, which allows shareholders to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should not support this proposal. 05/15/07 - A XTO Energy Inc *XTO* 98385X106 03/30/07 1,200 1 Elect Director Lane G. Collins For For Mgmt 2 Elect Director Scott G. Sherman For For Mgmt 3 Elect Director Bob R. Simpson For For Mgmt 4 Ratify Auditors For For Mgmt Fund Name: Principal Variable Contracts - Bond Account Sub-Advisor: Principal Global Investors - ----------------------- --------------------------------------------- -------------- --------------------- (g) (h) (i) Did Vote Was the (For, Vote (d) (f) Registrant Against, For or (a) (b) (c) S/H Mtg. (e) Proposed by Vote? Abstain) Against Issuer Ticker CUSIP Date Matter Voted On Issuer or S/H (Yes or No) Management - ----------------------------------------------------------------- --------------------------------- No Proxies were Voted. Fund Name: Principal Variable Contracts - Bond Sub-sub Advisor: Spectrum Asset Management, Inc. - ----------------------- --------------------------------------------- -------------- --------------------- (g) (h) (i) Did Vote Was the (For, Vote (d) (f) Registrant Against, For or (a) (b) (c) S/H Mtg. (e) Proposed by Vote? Abstain) Against Issuer Ticker CUSIP Date Matter Voted On Issuer or S/H (Yes or No) Management - ----------------------------------------------------------------- --------------------------------- No Proxies were Voted. Fund Name: Principal Variable Contracts - Bond Sub-sub Advisor: Post Advisor Group, LLC - ----------------------- --------------------------------------------- -------------- --------------------- (g) (h) (i) Did Vote Was the (For, Vote (d) (f) Registrant Against, For or (a) (b) (c) S/H Mtg. (e) Proposed by Vote? Abstain) Against Issuer Ticker CUSIP Date Matter Voted On Issuer or S/H (Yes or No) Management - ----------------------------------------------------------------- --------------------------------- No Proxies were Voted. Fund: Principal Variable Contracts Fund, Inc. - Capital Value Account Sub-Advisor: Principal Global Investors Vote Summary Report Jul 01, 2006 - Jun 30, 2007 PVC - Capital Value - 251 Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- --------------------------------------- ------------- ------------ --------------- ----------- ---------------- - ----------------------------------------------------------------------------------------------------------------------------------- 04/27/07 - A Abbott Laboratories *ABT* 002824100 02/28/07 31,400 1 Elect Directors For Split Mgmt 1.1 Elect Director R.S. Austin --- For We recommend a vote FOR the directors with the exception of independent outsider Samuel C. Scott III. We recommend that shareholders WITHHOLD votes from independent outsider Samuel C. Scott III for sitting on more than three boards and serving as CEO. 1.2 Elect Director W.M. Daley --- For 1.3 Elect Director W.J. Farrell --- For 1.4 Elect Director H.L. Fuller --- For 1.5 Elect Director R.A. Gonzalez --- For 1.6 Elect Director D.A.L. Owen --- For 1.7 Elect Director B. Powell Jr. --- For 1.8 Elect Director W.A. Reynolds --- For 1.9 Elect Director R.S. Roberts --- For 1.10 Elect Director S.C. Scott III --- Withhold 1.11 Elect Director W.D. Smithburg --- For 1.12 Elect Director G.F. Tilton --- For 1.13 Elect Director M.D. White --- For 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 4 Separate Chairman and CEO Positions Against Against ShrHoldr Conclusion In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 04/27/07 - A Aetna Inc. *AET* 00817Y108 02/23/07 30,297 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Company Specific-Majority Vote Standard for For For Mgmt the Election of Directors in Uncontested Election ISS commends the company for seeking to adopt a majority vote standard for the election of directors, with a plurality vote carve-out for contested elections and a director resignation policy. 4 Restore or Provide for Cumulative Voting Against Against ShrHoldr In this case, the company meets all of the aforementioned corporate governance criteria and performance measures. ISS commends the company for implementing confidential voting in uncontested solicitations, amending the by-laws to provide that the board does not have the right to alter the size of the board beyond a range established by shareholders and seeking shareholder approval to amend the articles to adopt majority voting for director elections with a plurality carve-out for contested elections. Accordingly, shareholder support for this proposal is not warranted. 5 Require Director Nominee Qualifications Against Against ShrHoldr ISS does not advocate that no inside directors sit on boards. The CEO and other senior officers have more company knowledge and experience than anyone on the board. Without their presence, boards could not fulfill another primary obligation: to establish long-term, overall business strategy. However, shareholders clearly need a different kind of director to act as a watchdog over management, inside directors included. Further, ISS believes that directors should be accountable to all shareholders, and not potentially beholden to one specific group. As such, shareholder support is not warranted for this proposal. 05/02/07 - A AGL Resources Inc. *ATG* 001204106 02/23/07 24,200 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 01/25/07 - A Air Products & Chemicals, Inc. *APD* 009158106 11/30/06 16,300 1 Elect Directors For Split Mgmt 1.1 Elect Director William L. Davis III --- For We recommend a vote FOR the directors with the exception of independent outsider Margaret G. McGlynn. We recommend that shareholders WITHHOLD votes from Margaret G. McGlynn for poor attendance. 1.2 Elect Director W. Douglas Ford --- For 1.3 Elect Director Evert Henkes --- For 1.4 Elect Director Margaret G. Mcglynn --- Withhold 2 Ratify Auditors For For Mgmt 04/11/07 - A Albemarle Corp. *ALB* 012653101 02/01/07 14,844 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/15/07 - A ALLTEL Corp. *AT* 020039103 04/11/07 24,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/26/07 - A Altria Group, Inc. *MO* 02209S103 03/05/07 56,831 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet certain of the aforementioned corporate governance criteria. Specifically, shareholders may not call special meetings and may not act by written consent. Accordingly, the proposal warrants shareholder support. 4 Disclose Information on Secondhand Smoke Against Against ShrHoldr Considering the level of discussion on SHS that the company provides on its website and through other public venues, including specific information on health risks to children with exposure to SHS and language advocating increased regulation on labeling and smoking in public places; as well as concerns over the structure of this resolution, ISS does not recommend shareholder support. 5 Cease Add Campaigns Oriented to Prevent Against Against ShrHoldr Youth Smoking Although we believe that Altria should be taking steps to explore avenues to improve the effectiveness of its youth anti-smoking advertising campaign, ISS is particularly concerned by the scope and nature of the proponent's requests. We do not think that it is either practical or in the best interest of the company to halt all advertisements within one week of the 2007 annual meeting. Such a response may not allow the company to develop a strategic solution to these concerns by further reviewing the effectiveness of its youth advertising campaigns. Furthermore, ISS questions the benefit to shareholders of annually transferring funds from company YSP ads to advertising campaigns which are purported to have been more effective, absent a coherent and effective process and/or methodology for the evaluation of these outside campaigns. As such, we believe that shareholders should not support this request. 6 Cease Production, Promotion, and Marketing Against Against ShrHoldr of Tobacco Products ISS notes the company's new strategic direction is likely to represent a portfolio-mix well in excess of its current 73 percent tobacco holdings, following its divestment from Kraft, As such, requesting a full divestment by 2010 from its tobacco may be unfeasible from an operational perspective. ISS believes that requesting the company to fully change its primary line business, when balanced against the company's historical financial performance would significantly disrupt strategic operations, weaken market penetration and represent the abandonment of established brand recognition. Ultimately, it is our opinion that this request would benefit neither the company nor its shareholders. Based on these facts, ISS does not believe this proposal warrants shareholder support. 7 Adopt Animal Welfare Policy Against Against ShrHoldr In this case, ISS notes that Altria has committed to compliance with applicable guidelines on animal welfare, and that the company's position does not appear inconsistent with industry standards. Moreover, the company has received accreditation from the Association for Assessment and Accreditation of Laboratory Animal Care (AAALAC) for the testing conducted by its laboratories. Finally, establishing new policies on animal welfare, monitoring the compliance of external animal testing facilities, and reporting this information to shareholders may not provide benefits to shareholders commensurate with cost and burden of complying with this request. As such, we do not recommend shareholder support for the resolution. 05/10/07 - A AMB Property Corp. *AMB* 00163T109 03/06/07 18,500 1 Elect Director Afsaneh M. Beshloss For For Mgmt 2 Elect Director T. Robert Burke For For Mgmt 3 Elect Director David A. Cole For For Mgmt 4 Elect Director Lydia H. Kennard For For Mgmt 5 Elect Director J. Michael Losh For For Mgmt 6 Elect Director Hamid R. Moghadam For For Mgmt 7 Elect Director Frederick W. Reid For For Mgmt 8 Elect Director Jeffrey L. Skelton For For Mgmt 9 Elect Director Thomas W. Tusher For For Mgmt 10 Ratify Auditors For For Mgmt 11 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation We commend the company for expressly forbidding the repricing of stock options under the plan. However, the estimated shareholder value transfer of the company's plans of 14 percent is above the allowable cap for this company of 5 percent. Additionally, the company's three year average burn rate of 2.69 percent is higher than its four-digit GICS peer group of 2.23 percent. Therefore, the company has failed ISS's three-year average burn rate policy. 12 Pay For Superior Performance Against Against ShrHoldr In this case, while the company's annual and long-term compensation programs for senior executives are substantially performance-based, the company does not disclose level of payout if the target TSR is attained or exceeded, or limits on bonuses for award grants to senior executives under the long-term incentive program, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 05/17/07 - A American Financial Group, Inc. *AFG* 025932104 03/30/07 20,613 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 05/16/07 - A American International Group, Inc. 026874107 03/23/07 62,780 *AIG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: 1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines; and 2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 04/25/07 - A Anheuser-Busch Companies, Inc. *BUD* 035229103 02/28/07 37,240 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to or less than the allowable cap for this company of 6 percent. Additionally, this plan expressly forbids repricing. 3 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan VI. Vote Recommendation The plan has a employer match rate in the range of 10 to 50 percent of all shares purchased by participant. If the employer match were greater than 25 percent of employ's contribution, the non-qualified employee stock purchase plan acts more like an incentive award. Hence the shareholder value transfer becomes one of concerns. The estimated shareholder value transfer of the company's plans of 3 percent is equal to or less than the allowable cap for this company of 6 percent. 4 Ratify Auditors For For Mgmt 5 Report on Charitable Contributions Against Against ShrHoldr 10/19/06 - A Applera Corp 038020103 08/30/06 26,500 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard H. Ayers --- For We recommend a vote FOR the directors with the exception of James R. Tobin and Jean-Luc Belingard. We recommend shareholders WITHHOLD votes from James R. Tobin for standing as an affiliated outsider on the Audit Committee. We also recommend that shareholders WITHHOLD votes from Jean-Luc Belingard for sitting on more than three boards. 1.2 Elect Director Jean-Luc Belingard --- Withhold 1.3 Elect Director Robert H. Hayes --- For 1.4 Elect Director Arnold J. Levine --- For 1.5 Elect Director William H. Longfield --- For 1.6 Elect Director Theodore E. Martin --- For 1.7 Elect Director Carolyn W. Slayman --- For 1.8 Elect Director Orin R. Smith --- For 1.9 Elect Director James R. Tobin --- Withhold 1.10 Elect Director Tony L. White --- For 2 Ratify Auditors For For Mgmt 3 Change Company Name For For Mgmt Because it is unlikely that the name change would have a negative financial impact on the company, ISS recommends supporting the proposal. 4 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 8.53 percent is within the allowable cap for this company of 12.36 percent. Additionally, this plan expressly forbids repricing. 5 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.41 percent is within the allowable cap for this company of 13.12 percent. Additionally, this plan expressly forbids repricing. 11/02/06 - A Archer-Daniels-Midland Company *ADM* 039483102 09/15/06 48,854 1 Elect Directors For Split Mgmt 1.1 Elect Director G.A. Andreas --- For We recommend a vote FOR the directors with the exception of affiliated outsiders Mollie Hale Carter and O.G. Webb. We recommend that shareholders WITHHOLD votes from Mollie Hale Carter for standing as an affiliated outsider on the Compensation and Nominating committees and from O.G. Webb for standing as an affiliated outsider on the Compensation Committee. 1.2 Elect Director A.L. Boeckmann --- For 1.3 Elect Director M.H. Carter --- Withhold 1.4 Elect Director R.S. Joslin --- For 1.5 Elect Director A. Maciel --- For 1.6 Elect Director P.J. Moore --- For 1.7 Elect Director M.B. Mulroney --- For 1.8 Elect Director T.F. O'Neill --- For 1.9 Elect Director O.G. Webb --- Withhold 1.10 Elect Director K.R. Westbrook --- For 1.11 Elect Director P.A. Woertz --- For 2 Report on Genetically Modified Organisms Against Against ShrHoldr (GMO) In this case, the proponent is seeking the labeling of products, not an outright phase-out. ISS reviews proposals to label GE products on a case-by-case basis. While we generally support proposals that seek to provide shareholders with greater disclosure regarding the risks associated with their investment, we believe that the practice of labeling every product that may contain genetically modified ingredients would be a formidable task. Given the widespread existence of these products, we question whether such an initiative can be successfully and economically implemented. Conversely, a broad approach of labeling all products as "potentially containing GE ingredients" would be of limited use to consumers and shareholders. Therefore, based on concerns with the associated costs and feasibility of effectively implementing this resolution, ISS does not believe that shareholder support is warranted. 3 Adopt ILO Standards Against For ShrHoldr In this case, Archer-Daniels Midland's code of conduct addresses some of the proponent's concerns for company employees; however, it does not provide specific reference to certain workplace labor rights, including freedom of association and the right to bargain collectively. Furthermore, while this document does address the issue of child labor with ADM's business partners, it does not clearly discuss other key labor rights issues that may impact vendor and/or supplier relationships. ISS notes that many multinational companies have established such codes or standards and have posted them on their websites. While we recognize that the adoption of an outside, independent monitoring program could be costly or inappropriate for some companies, we do believe that formal workplace labor rights policies based on internationally accepted standards can help companies avoid high-profile public issues, thus managing reputation risk and mitigating the potential for exposure to costly fines or litigation. 05/16/07 - A Archstone Smith Trust *ASN* 039583109 03/26/07 13,300 1 Elect Directors For For Mgmt 2 Pay For Superior Performance Against Against ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are substantially performance-based under current ISS guidelines. Further, a substantial portion of the executives; short-term and long-term incentives is benchmarked to the company's performance against the NAREIT Apartment Index. Further, the company provides disclosure regarding the achievement levels at which certain awards were paid in the past. While we are concerned by the fact that the same performance criteria are used for both the cash bonus and RSU grants, we believe that the company has sufficiently fulfilled the objective of the proposal. As such, we do not believe that this item warrants shareholder support. 3 Ratify Auditors For For Mgmt 05/17/07 - A Assurant Inc *AIZ* 04621X108 03/30/07 21,810 1 Elect Directors For For Mgmt 1.1 Elect Director Michel Baise --- For We recommend a vote FOR the directors. 1.2 Elect Director Howard L. Carver --- For 1.3 Elect Director Juan N. Cento --- For 1.4 Elect Director Allen R. Freedman --- For 2 Ratify Auditors For For Mgmt 07/21/06 - S AT&T Inc *T* 00206R102 06/01/06 152,901 1 Approve Merger Agreement For For Mgmt We believe that the merger has a sensible strategic rationale, and that the market has had a positive initial to date reaction to the deal. Based on our review of the terms of the transaction and the factors described above, we believe that the share issuance in connection with the merger with BellSouth warrants shareholder support. 04/27/07 - A AT&T Inc *T* 00206R102 02/28/07 278,095 1 Elect Director William F. Aldinger III For For Mgmt At this time, ISS will monitor the company's executive pay practices and may recommend withholding from compensation committees in the future. 2 Elect Director Gilbert F. Amelio For For Mgmt 3 Elect Director Reuben V. Anderson For For Mgmt 4 Elect Director James H. Blanchard For For Mgmt 5 Elect Director August A. Busch III For For Mgmt 6 Elect Director James P. Kelly For For Mgmt 7 Elect Director Charles F. Knight For For Mgmt 8 Elect Director Jon C. Madonna For For Mgmt 9 Elect Director Lynn M. Martin For For Mgmt 10 Elect Director John B. McCoy For For Mgmt 11 Elect Director Mary S. Metz For For Mgmt 12 Elect Director Toni Rembe For For Mgmt 13 Elect Director Joyce M. Roche For For Mgmt 14 Elect Director Randall L. Stephenson For For Mgmt 15 Elect Director Laura D' Andrea Tyson For For Mgmt 16 Elect Director Patricia P. Upton For For Mgmt 17 Elect Director Edward E. Whitacre, Jr. For For Mgmt 18 Ratify Auditors For For Mgmt 19 Compensation Specific-Severance Payments to For For Mgmt Executives ISS commends the company for adopting such a policy, and recommends that shareholder vote FOR this proposal. 20 Report on Political Contributions Against Against ShrHoldr Based on existing disclosure that AT&T provides regarding its rationale, policies, and oversight mechanisms for corporate political contributions and trade association activities, and a lack of recent, significant controversy or litigation related to such public policy activities, ISS does not recommend shareholder support for this resolution. 21 Amend Articles/Bylaws/Charter - Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to holders of at least 10 to 25 percent of the outstanding shares. 22 Pay For Superior Performance Against For ShrHoldr 23 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 24 Establish SERP Policy Against For ShrHoldr The company's plan uses the average base salary and bonus for calculation of the retirement benefits, which can have the effect of converting short-term incentives into guaranteed future benefits and creating a substantial lifetime cost to the company and its shareholders. ISS recommends shareholders vote FOR this proposal. 05/18/07 - PC Atmel Corp. *ATML* 049513104 04/05/07 201,401 Management Proxy (White Card) 1 Remove Directors Pierre Fougere, T. Peter Against DoNotVote ShrHoldr Thomas, Chaiho Kim, David Sugishita and Steven Laub Dissident Proxy (Green Card) 1 Remove Existing Director Pierre Fougere For Against ShrHoldr 2 Remove Existing Director Chaiho Kim For For ShrHoldr 3 Remove Existing Steven Laub For Against ShrHoldr 4 Remove Existing David Sugishita For Against ShrHoldr 5 Remove Existing T. Peter Thomas For Against ShrHoldr 6 Elect Directors (Opposition Slate) For Split Mgmt 6.1 Elect Director Brian S. Bean --- For 6.2 Elect Director Joseph F. Berardino --- Against 6.3 Elect Director Bernd U Braune --- Against 6.4 Elect Director John D Kubiatowicz --- Against 6.5 Elect Director George A. Vandeman --- Against 02/07/07 - A Atmos Energy Corp. *ATO* 049560105 12/11/06 30,628 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert W. Best --- Withhold We recommend a vote FOR the directors with the exception of insider Robert W. Best and affiliated outsider Charles K. Vaughan. We recommend that shareholders WITHHOLD votes from Robert W. Best for standing as an insider on the Audit, Compensation, and Nominating committees. We also recommend that shareholders WITHHOLD votes from Charles K. Vaughan for standing as an affiliated outsider on the Audit, Compensation, and Nominating committees. 1.2 Elect Director Thomas J. Garland --- For 1.3 Elect Director Phillip E. Nichol --- For 1.4 Elect Director Charles K. Vaughan --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. 3 Approve/Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. However, ISS believes that the compensation committee should compose of solely independent directors and may recommend a vote AGAINST the proposal in the future if affiliated directors continue to sit on the committee. 04/25/07 - A Bank of America Corp. *BAC* 060505104 03/02/07 105,260 1 Elect Director William Barnet, III For For Mgmt We recommend a vote FOR the directors. 2 Elect Director Frank P. Bramble, Sr. For For Mgmt 3 Elect Director John T. Collins For For Mgmt 4 Elect Director Gary L. Countryman For For Mgmt 5 Elect Director Tommy R. Franks For For Mgmt 6 Elect Director Charles K. Gifford For For Mgmt 7 Elect Director W. Steven Jones For For Mgmt 8 Elect Director Kenneth D. Lewis For For Mgmt 9 Elect Director Monica C. Lozano For For Mgmt 10 Elect Director Walter E. Massey For For Mgmt 11 Elect Director Thomas J. May For For Mgmt 12 Elect Director Patricia E. Mitchell For For Mgmt 13 Elect Director Thomas M. Ryan For For Mgmt 14 Elect Director O. Temple Sloan, Jr. For For Mgmt 15 Elect Director Meredith R. Spangler For For Mgmt 16 Elect Director Robert L. Tillman For For Mgmt 17 Elect Director Jackie M. Ward For For Mgmt 18 Ratify Auditors For For Mgmt 19 Prohibit Executive Stock-Based Awards Against Against ShrHoldr According to ISS policy, stock option plans should explicitly prohibit repricing underwater options without shareholder consent. We do, however, believe that issuers should have some latitude in determining the mix of award types granted to executives and employees. The company currently uses a mix of award types including options, restricted stock, and restricted stock units in its compensation of senior executives. Prohibiting the award of any future stock options to anyone can constitute micromanagement and put the company at a competitive disadvantage. Because this proposal is overly restrictive, we do not believe this item warrants shareholder support. 20 Change Size of Board of Directors Against Against ShrHoldr ISS believes that the company should have the ability to determine the number of directors within a reasonable range. ISS feels that this decrease in board size is arbitrary. Further, ISS agrees with management that the proponent has not proven that imposing arbitrary restraint on the company would have additional cost benefits to the company. Accordingly, the proposal does not warrant shareholder support. 21 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, Bank of America has more than 2/3 independent outsiders on its board, all-independent key committees, and established corporate governance guidelines. Additionally, we note that the board amended the corporate governance guidelines in April 2006 to provide for an independent lead director, who performs all the duties listed above. At the time, O. Temple Sloan, Jr. was elected by the independent directors to serve as lead director for a one-year term With regard to the company's total shareholder return performance, Bank of America outperformed the S&P 500 index on both a one-year and three-year TSR basis. In this case, Bank of America meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 07/21/06 - S BellSouth Corp. 079860102 06/01/06 97,300 1 Approve Merger Agreement For For Mgmt We believe that based on: 1) the 17.9 percent one-day premium; 2) the sensible strategic rationale of the merger; and 3) the improvement in shareholders rights, the merger agreement warrants shareholder support. 05/15/07 - A Boston Properties Inc. *BXP* 101121101 03/26/07 14,257 1 Elect Directors For For Mgmt 1.1 Elect Director Mortimer B. Zuckerman --- For We recommend withholding votes from all nominees. We recommend shareholders WITHHOLD votes from Mortimer B. Zuckerman, Carol B. Einiger and Richard E. Salomon for failure to implement the shareholder proposal to declassify the board of directors. 1.2 Elect Director Carol B. Einiger --- For 1.3 Elect Director Richard E. Salomon --- For 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. Note that ISS has adjusted the common shares outstanding to include outstanding operating partnership units. Typically, ISS would have excluded operating partnership units from the common shares outstanding as we deem them to be convertible equity and are not included in a company's market value, as noted in our 2007 policy updates. In this case, operating partnership units have been granted to employees as part of LTIPs. ISS is interested to capture the portion of shareholders' equity that is attributed to employee equity compensation. Therefore, it is necessary to include operating partnership units in the analysis. 3 Ratify Auditors For For Mgmt 4 Declassify the Board of Directors Against Against ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 5 Report on Energy Efficiency Against Against ShrHoldr In this case, ISS notes that Boston Properties has responded to this shareholder request by recently providing general information relating to its energy conservation initiatives and environmentally sound development practices through its 2007 proxy statement and its 2006 fiscal year annual report. This information does provide some insight to shareholders about its commitments to energy efficiency. However, management does not provide the processes and strategies used to implement its various stated energy efficiency improvement initiatives, and the company does not appear to set goals or provide performance metrics to assist in the monitoring of stated initiatives. Considering increasing energy costs, shifting consumer demands, and a changing regulatory landscape, ISS believes that the potential impact that this issue may have on the company's long term performance may merit consideration. As such, we believe that Boston Properties and its shareholders can derive substantial benefit from developing a more detailed, strategic system of reporting and disclosure to assess energy efficiency opportunities, reduce current and future energy costs, and mitigate risk exposure related to carbon constraints that may apply across the company's operations. Based on the potential benefits and limited cost associated with preparing the requested report, ISS recommends that shareholders support this resolution. 11/16/06 - A Campbell Soup Co. *CPB* 134429109 09/19/06 20,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Sustainability Report Against For ShrHoldr While Campbell's does have a code of conduct and certain information on community involvement and environmental policies available in its publicly available documents, detailed disclosure of its environmental performance, workplace health and safety, and sustainable growth initiatives was generally not available in a comprehensive report. Additionally, while we commend the company for the steps it has taken to address certain labor rights topics both internally and at its suppliers' operations, ISS notes that broader sustainability reporting is becoming the norm at many large companies and could aid in the development of company policies and potentially improve performance on certain key issues while not presenting a significant administrative or financial burden to the company. As such, we believe that more comprehensive reporting on sustainability issues will help the company to better assess issues of importance to stakeholders as a function of reviewing its operations. Therefore, considering the current lack of detailed, consolidated disclosure and the potential benefits that could be derived from increased reporting, ISS recommends a vote FOR this proposal. 10/16/06 - A Carpenter Technology Corp. *CRS* 144285103 08/18/06 4,900 1 Elect Directors For For Mgmt 2 Approve Non-Employee Director Omnibus Stock For For Mgmt Plan V. Vote Recommendation The total cost of the company's plans of 4.26 percent is within the allowable cap for this company of 12.86 percent. Additionally, this plan expressly forbids repricing. The combined shareholder value transfer and voting power dilution for all the plans is 11.79 percent. The aggregate value of all the proposals is below the company's allowable shareholder value transfer cap of 12.86 percent. 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The total cost of the company's plans of 10.15 percent is within the allowable cap for this company of 12.86 percent. Additionally, this plan expressly forbids repricing. The combined shareholder value transfer and voting power dilution for all the plans is 11.79 percent. The aggregate value of all the proposals is below the company's allowable shareholder value transfer cap of 12.86 percent. 4 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is to be administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Ratify Auditors For For Mgmt 08/14/06 - S Celanese Corp. *CE* 150870103 07/10/06 29,200 1 Elect Directors For For Mgmt 05/10/07 - A CenturyTel, Inc. *CTL* 156700106 03/23/07 28,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Report of the Compensation Committee Against Against ShrHoldr As such, ISS recommends that shareholder vote AGAINST this proposal. 04/25/07 - A Chevron Corporation *CVX* 166764100 03/12/07 79,108 1 Elect Director Samuel H. Armacost For For Mgmt 2 Elect Director Linnet F. Deily For For Mgmt 3 Elect Director Robert E. Denham For For Mgmt 4 Elect Director Robert J. Eaton For For Mgmt 5 Elect Director Sam Ginn For For Mgmt 6 Elect Director Franklyn G. Jenifer For For Mgmt 7 Elect Director Sam Nunn For For Mgmt 8 Elect Director David J. O'Reilly For For Mgmt 9 Elect Director Donald B. Rice For For Mgmt 10 Elect Director Peter J. Robertson For For Mgmt 11 Elect Director Kevin W. Sharer For For Mgmt 12 Elect Director Charles R. Shoemate For For Mgmt 13 Elect Director Ronald D. Sugar For For Mgmt 14 Elect Director Carl Ware For For Mgmt 15 Ratify Auditors For For Mgmt 16 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 17 Adopt Human Rights Policy Against For ShrHoldr Conclusion In this case, Chevron does have a Human Rights Statement and a code of business ethics available on the company website to convey its policies on human rights, as well as additional discussion on these topics in its Corporate Responsibility Report. The Human Rights Statement underscores Chevron's support for the Universal Declaration of Human Rights and ILO Declaration of Fundamental Principles and Rights at Work; however, we do not believe that this information substantially addresses certain key issues related to workplace human rights. Of note, we are concerned that this disclosure does not provide significant insight into implementation, performance metrics, or monitoring associated with the company's human rights policies. Such disclosure is common at companies operating in industries or markets that are exposed to higher levels of risk because of human rights violations, controversy, and/or litigation. As such, we recommend shareholder support for this resolution. 18 Adopt Greenhouse Gas Emission Reduction Against Against ShrHoldr Goals Conclusion Therefore, based on our concern with the structure of this resolution, as well as the company's existing level of disclosure related to climate change and GHG emissions policies and initiatives, ISS recommends that shareholders oppose this resolution. 19 Adopt Animal Welfare Policy Against Against ShrHoldr Conclusion Therefore, ISS questions the value of the proposed report to shareholders based on the limited involvement that the company has with animal testing. Establishing new policies on animal welfare, monitoring the compliance of external animal testing facilities, and reporting this information to shareholders may not provide enough meaningful information to shareholders to offset the cost and burden to the company of complying with this proposal. As such, we do not recommend shareholder support for the resolution. 20 Separate Chairman and CEO Positions Against For ShrHoldr Conclusion Absent an offsetting governance structure, including a designated lead director performing all of the duties listed above, we believe that a company of this size should be able to find a qualified independent chairman. 21 Approve/Amend Terms of Existing Poison Pill Against Against ShrHoldr Conclusion Given that the company has an established policy with respect to shareholder approval of a rights plan in the future, which was previously approved by Chevron shareholders, we do not recommend that shareholders support this bylaw amendment. 22 Report on Market Specific Environmental Laws Against Against ShrHoldr Conclusion Based on ISS' concern with the structure of this resolution and Chevron's existing policies, programs, initiatives, and disclosure related to operational risks associated with human health and the environmental issues, we recommend that shareholders oppose this resolution. 04/25/07 - A CIGNA Corp. *CI* 125509109 02/27/07 9,330 1 Elect Director Robert H. Campbell For For Mgmt 2 Elect Director Isaiah Harris, Jr. For For Mgmt 3 Elect Director Jane E. Henney, M.D. For For Mgmt 4 Elect Director Donna F. Zarcone For For Mgmt 5 Ratify Auditors For For Mgmt 6 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 04/17/07 - A Citigroup Inc. *C* 172967101 02/21/07 35,174 1 Elect Director C. Michael Armstrong For For Mgmt We recommend a vote FOR the directors. 2 Elect Director Alain J.P. Belda For For Mgmt 3 Elect Director George David For For Mgmt 4 Elect Director Kenneth T. Derr For For Mgmt 5 Elect Director John M. Deutch For For Mgmt 6 Elect Director Roberto Hernandez Ramirez For For Mgmt 7 Elect Director Klaus Kleinfeld For For Mgmt 8 Elect Director Andrew N. Liveris For For Mgmt 9 Elect Director Anne Mulcahy For For Mgmt 10 Elect Director Richard D. Parsons For For Mgmt 11 Elect Director Charles Prince For For Mgmt 12 Elect Director Judith Rodin For For Mgmt 13 Elect Director Robert E. Rubin For For Mgmt 14 Elect Director Franklin A. Thomas For For Mgmt 15 Ratify Auditors For For Mgmt 16 Report on Government Service of Employees Against Against ShrHoldr ISS recognizes that companies can benefit from the knowledge and expertise of former government workers. These employees may be intimately familiar with the internal processes of government procurement and decision-making. The knowledge of such employees can add real value to a company's operations. ISS shares the proponent's concern for potential conflicts of interest at such companies; but in this case, the company states that it has specific policies in place to avoid such conflicts of interest. Moreover, the production of such a report annually could be costly without providing substantial benefit to shareholders. Given these factors, we see no reason to support this request. 17 Report on Political Contributions Against For ShrHoldr Therefore, while ISS commends the company for its level of disclosure on political contributions, we are concerned about the lack of policy or transparency related to Citigroup's trade association activities. As such, we recommend shareholder support for this resolution. 18 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Citigroup discloses a significant amount of the information requested by the proponent it its Corporate Responsibility Report and in the Citigroup Foundation's Annual Report. Moreover, some aspects of the resolution, including determining the estimated or actual benefits of each charitable contribution may be difficult to produce without significant speculation, and could place a significant burden on the company without providing commensurate value to shareholders. Therefore, ISS does not recommend shareholder support for the resolution at this time 19 Approve Report of the Compensation Committee Against For ShrHoldr ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 20 Report on Pay Disparity Against Against ShrHoldr Although ISS generally recommends in favor of proposals that support performance-based compensation for executives, the system suggested in this shareholder proposal instead seeks to establish a cap on executive pay at 100 times the average salary of other Citigroup employees. Based on the arbitrary nature of this salary cap, and the fact that it does not appear to encourage a strong link between the company's performance and executive pay, we do not recommend shareholder support for this resolution. 21 Separate Chairman and CEO Positions Against Against ShrHoldr We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 22 Stock Retention/Holding Period Against Against ShrHoldr In this case, Citigroup's current stock ownership requirements serve as an effective tool for increasing executive ownership of and accountability to the company. The proponent's recommendation of a five-year holding period for all options is arbitrary and should not be applied as a blanket policy for all option grants at the company. 23 Restore or Provide for Cumulative Voting Against Against ShrHoldr Because the company meets all of the criteria listed above, ISS does not believe that this proposal warrants shareholder support at this time. 24 Amend Bylaws to Permit Shareholders to Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 05/03/07 - A Colgate-Palmolive Co. 194162103 03/07/07 16,340 1 Elect Director John T. Cahill For For Mgmt 2 Elect Director Jill K. Conway For For Mgmt 3 Elect Director Ellen M. Hancock For For Mgmt 4 Elect Director David W. Johnson For For Mgmt 5 Elect Director Richard J. Kogan For For Mgmt 6 Elect Director Delano E. Lewis For For Mgmt 7 Elect Director Reuben Mark For For Mgmt 8 Elect Director J. Pedro Reinhard For For Mgmt 9 Ratify Auditors For For Mgmt 10 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 11 Pay for Superior Performance Against For ShrHoldr Conclusion While we commend Colgate-Palmolive for disclosing the specific performance measures and hurdles under its annual bonus program, we recommend that the specific weightings for the measures applicable to the executives with divisional responsibilities also be disclosed. We do not believe that the company's long-term incentive program is substantially performance-based. Per ISS' valuation of the performance mix, we compared the actual number of shares (performance-based restricted stock vs. options and time-vested restricted stock awards) granted in the past fiscal year and only 18 percent of the equity awards granted to named executive officers during that period were performance-based according to our guidelines. Therefore, given that the company's long-term program for executives is not performance-based per ISS' guidelines and does not sufficiently meet the proponent's requirements, we believe this item warrants shareholder support. 05/15/07 - A Comerica Inc. *CMA* 200340107 03/16/07 28,500 1 Elect Director Ralph W. Babb, Jr. For For Mgmt 2 Elect Director James F. Cordes For For Mgmt 3 Elect Director Peter D. Cummings For For Mgmt 4 Elect Director William P. Vititoe For For Mgmt 5 Elect Director Kenneth L. Way For For Mgmt 6 Ratify Auditors For For Mgmt 7 Prepare Sustainability Report Against For ShrHoldr ISS typically supports shareholder proposals that seek additional disclosure, as shareholders should be provided with sufficient information in key business areas to fully assess the risks associated with their investment. When evaluating resolutions calling for a sustainability report, ISS reviews the current reporting policies of the company as they relate to sustainability issues. Specifically, we examine the existence and substance of an EHS or similar report, code of corporate conduct, and diversity or equal opportunity data, or a consolidated sustainability report based on a widely accepted standard such as the GRI. ISS notes that Comerica has limited information relating to its social policies through its corporate website; however, the current reporting does not appear to disclose information relating to the processes and procedures related to its environmental risk management systems for certain project finance initiatives, as described by management in its response to the proponent's request. Further, Comerica does not appear to provide information relating to its internal environmental management practices and the company does not appear to provide sustainability-related performance metrics typically found in an EHS or sustainability report. ISS believes that the benefits realized by the company by evaluating, monitoring and reporting potential risks, liabilities, and opportunities associated with sustainability issues outweigh the potential cost and burden of producing such a report. This disclosure would allow shareholders to better assess Comerica's policies, practices and performance relating to a broader set of issues that may impact the company's operations. In light of the current lack of publicly available information provided by the company relating to sustainability issues and the potential benefits that could be derived from increased reporting on sustainability initiatives pertinent to the company's operations, ISS recommends that shareholders vote for this proposal. 05/09/07 - A ConocoPhillips *COP* 20825C104 03/12/07 51,386 1 Elect Director James E. Copeland, Jr. For For Mgmt 2 Elect Director Kenneth M. Duberstein For For Mgmt 3 Elect Director Ruth R. Harkin For For Mgmt 4 Elect Director William R. Rhodes For For Mgmt 5 Elect Director J. Stapleton Roy For For Mgmt 6 Elect Director William E. Wade, Jr. For For Mgmt 7 Ratify Auditors For For Mgmt 8 Report on Political Contributions Against Against ShrHoldr Based on existing disclosure that ConocoPhillips provides regarding its rationale, policies, and oversight mechanisms for corporate political contributions and trade association activities, and a lack of recent, significant litigation related to such public policy activities, ISS does not recommend shareholder support for this resolution. 9 Report on Renewable Energy Sources Against Against ShrHoldr ISS believes that the company does sufficiently explain to its shareholders its rationale for its strategic business decision relating to alternative energy. Specifically, we believe that operational decisions involving specific research policies, procedures, and capital investment decisions should be the responsibility of management, so long as these decisions are guided by applicable legislation and appropriate internal policies. In light of ConocoPhillip's efforts to elucidate stakeholders about its renewable energy policy and its business rationale behind such policies; and, given its extensive publicly available discussions on alternative energy, CO2 reduction initiative, and, more broadly, on its initiatives surrounding climate change, ISS believes that developing such a report would be largely duplicative of existing disclosure. While the company may not be investing in renewable energy commitments to the extent the proponents would choose to see, the company has recently demonstrated a commitment to evaluating the impact of the risks of operating in a carbon-constrained world and the company appears to be taking steps to mitigate its exposure to such risks. As such, ISS does not believe that this proposal warrants shareholder support. 10 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, accountability, and a focus on fiduciary duty among Conoco Phillips board members, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 11 Report on Environmental Damage from Against For ShrHoldr Drilling in the National Petroleum Reserve In this case, we note that the resolution asks for disclosure on the impact of the company's operations in the NPR-A originally protected by the ROD, including discussion on refraining from drilling in this region. ISS agrees with management that it may be inappropriate for the company to commit to refrain from operating in certain areas. Such actions could limit the company's ability to take advantage of opportunities that would benefit the company and its shareholders. That said, we believe that increased reporting on operations in sensitive or protected ecosystems is warranted, especially in circumstances where there has been some controversy over the use of regions recently opened for oil and gas leases. As much of the information requested in these reports is already evaluated under the permitting process, consolidation of a report should not be overly burdensome or costly to the company. Conversely, such disclosure could be beneficial for the company by mitigating reputational risk, improving stakeholder relations, and communicating the company's proactive efforts to implement its policies to develop protected areas in a responsible manner. Therefore, based on the limited cost of providing the report and potential value that such disclosure could provide for shareholders, ISS recommends support for this resolution. 12 Report on Indigenous Peoples Rights Policies Against Against ShrHoldr Considering that the company demonstrated commitment to work in concert with, and continue to improve relations with stakeholders within the communities where it operates, and given its policies, the development of stakeholder engagement strategies, and its existing information relating to certain activities related to this issue; and, considering our concerns over the scope, timeline, and value of additional disclosure beyond that which is included in the company's filings and website, we do not recommend shareholder support for this resolution. 13 Report on Community Impact of Operations Against Against ShrHoldr ISS notes that the company provides significant, detailed reporting on its social and environmental impact including emissions, spills, and policies to promote sustainable development. Moreover, the company is involved in certain stakeholder initiatives that seek to include external stakeholders in the company's evaluation of social and environmental impact. Finally, the company has committed to expand and develop its reporting and operations as it produces future sustainability reports. Considering the existing disclosure and initiatives at the company, ISS does not believe that the additional reporting requested by this proposal would provide significant value for shareholders. Therefore, based on current discussion related to social and environmental performance and initiatives the company has taken to involve external stakeholders in its evaluation processes, ISS does not believe that shareholder support for this resolution is warranted. 04/17/07 - A Convergys Corp. *CVG* 212485106 02/28/07 43,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Reincorporate in Another State [ Ohio to Against For ShrHoldr Delaware ] Although the company believes that the Ohio General Corporation Law provides shareholder rights that are not provided in Delaware, ISS notes that Ohio has adopted very protective antitakeover legislation, including six provisions as shown under state takeover statutes above. In contrast, Delaware has only two antitakeover provisions in place, resulting in a more positive environment for shareholders. Additionally, Delaware has a substantial body of developed case law, which provides great predictability with respect to legal affairs. Though the company currently has great familiarity with Ohio law and procedural rules, it is not unreasonable to believe that the same familiarity can be gained with respect to Delaware. Further, the company noted that the very strong non-disclosure and non-compete language as governed under Ohio law are not necessarily lost under Delaware law. Although the company describes the potential to lose millions of dollars in tax incentives, among other benefits, ISS notes that the incentives and benefits are largely based upon the physical presence of the company and its employees in Ohio/Cincinnati rather than the jurisdiction of incorporation. This proposal will have no effect on the physical location of the company and its employees in Ohio. On balance, ISS believes that the proposed reincorporation from Ohio to Delaware will have a positive impact to shareholders. As such, ISS believes that shareholder support for this proposal is warranted. 09/15/06 - A Darden Restaurants, Inc. *DRI* 237194105 07/24/06 20,000 1 Elect Directors For Split Mgmt 1.1 Elect Director Leonard L. Berry --- Withhold We recommend withholding votes from Andrew H. (Drew) Madsen, Clarence Otis, Jr., and Blaine Sweatt, III, Leonard L. Berry, Odie C. Donald, David H. Hughes, Senator Connie Mack, III, Michael D. Rose, Maria A. Sastre, Jack A. Smith, and Rita P. Wilson for failure to submit the company's poison pill to a shareholder vote. 1.2 Elect Director Odie C. Donald --- Withhold 1.3 Elect Director David H. Hughes --- Withhold 1.4 Elect Director Charles A. Ledsinger, Jr. --- For 1.5 Elect Director William M. Lewis, Jr. --- For 1.6 Elect Director Connie Mack, III --- Withhold 1.7 Elect Director Andrew H. Madsen --- Withhold 1.8 Elect Director Clarence Otis, Jr. --- Withhold 1.9 Elect Director Michael D. Rose --- Withhold 1.10 Elect Director Maria A. Sastre --- Withhold 1.11 Elect Director Jack A. Smith --- Withhold 1.12 Elect Director Blaine Sweatt, III --- Withhold 1.13 Elect Director Rita P. Wilson --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.64 percent is within the allowable cap for this company of 9.87 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. We view director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. We feel that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 06/21/07 - A Dollar Tree Stores, Inc. *DLTR* 256747106 04/20/07 21,600 1 Elect Directors For For Mgmt 2 Company Specific - Adopt Simple Majority Against For ShrHoldr Vote ISS Analysis and Conclusion ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking amendments that are in shareholders' best interests ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 10/24/06 - A Duke Energy Corp. *DUK* 26441C105 08/25/06 31,953 1 Elect Directors For Split Mgmt 1.1 Elect Director Roger Agnelli --- Withhold We recommend a vote FOR the directors with the exception of affiliated outsider Michael E.J. Phelps and independent outsider Roger Agnelli. We recommend that shareholders WITHHOLD votes from Michael E.J. Phelps for standing as an affiliated outsider on the Nominating Committee and from Roger Agnelli for sitting on more than three boards. 1.2 Elect Director Paul M. Anderson --- For 1.3 Elect Director William Barnet, III --- For 1.4 Elect Director G. Alex Bernhardt, Sr. --- For 1.5 Elect Director Michael G. Browning --- For 1.6 Elect Director Phillip R. Cox --- For 1.7 Elect Director William T. Esrey --- For 1.8 Elect Director Ann Maynard Gray --- For 1.9 Elect Director James H. Hance, Jr. --- For 1.10 Elect Director Dennis R. Hendrix --- For 1.11 Elect Director Michael E.J. Phelps --- Withhold 1.12 Elect Director James T. Rhodes --- For 1.13 Elect Director James E. Rogers --- For 1.14 Elect Director Mary L. Schapiro --- For 1.15 Elect Director Dudley S. Taft --- For 2 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 1.57 percent is within the allowable cap for this company of 5.00 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 04/26/07 - A Embarq Corp *EQ* 29078E105 03/05/07 23,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/04/07 - A Entergy Corp. *ETR* 29364G103 03/06/07 21,220 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Political Contributions Against For ShrHoldr ISS is concerned that shareholders lack information relating to the company's policies and oversight mechanisms related to political contributions and trade association spending. Such information could help shareholders assess the risks and benefits associated with its public policy initiatives without significant cost, burden, or strategic risk for the company. Therefore, we believe this resolution warrants shareholder support. 4 Limit Executive Compensation Against Against ShrHoldr We oppose this item because it could place the company at a competitive disadvantage in attempting to attract, retain, motivate and reward executives. 05/04/07 - A Equifax Inc. *EFX* 294429105 03/06/07 25 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Essex Property Trust, Inc. *ESS* 297178105 02/28/07 6,080 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/30/07 - A Exxon Mobil Corp. *XOM* 30231G102 04/05/07 84,389 1 Elect Directors For For Mgmt 1.1 Elect Director Michael J. Boskin --- For That said; it does not appear to ISS that Boskin as an individual has acted in a manner that is unresponsive or inconsistent with ExxonMobil's guidelines for director communications with shareholders. His responses, by directing investors to existing company reports and offering dialogue with ExxonMobil's senior management, do provide substantial disclosure into the company's policies and positions related to climate change. However, in ISS' opinion the issue at hand is a broader concern for the entire board, specifically related to the company's governance procedures. ISS urges the company to consider amending its guidelines or adopting a consistent interpretation of its policies that encourages more active dialogue between shareholders and the independent members of the board. We will continue to monitor ExxonMobil's actions to improve shareholder access to the board and may consider future proposals that call for a review of ExxonMobil's governance guidelines or procedures if investors continue to lack access to the company's independent directors. That said, we do not believe that withholding votes from Boskin as an individual director is warranted at this time. 1.2 Elect Director William W. George --- For 1.3 Elect Director James R. Houghton --- For 1.4 Elect Director William R. Howell --- For 1.5 Elect Director Reatha Clark King --- For 1.6 Elect Director Philip E. Lippincott --- For 1.7 Elect Director Marilyn Carlson Nelson --- For 1.8 Elect Director Samuel J. Palmisano --- For 1.9 Elect Director Steven S Reinemund --- For 1.10 Elect Director Walter V. Shipley --- For 1.11 Elect Director J. Stephen Simon --- For 1.12 Elect Director Rex W. Tillerson --- For 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr In this case, the company does not have a majority vote standard in director elections. Further, the number of directors at any time may be increased or diminished by the vote of the board of directors as stated in the company's certificate of incorporation. With respect to the stock performance, the company has outperformed the index on the one-year and three year total shareholder requirements. In addition, there was a change in the CEO position in 2006. The company fails to meet two of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 4 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. Further, according to Exxon's bylaws, special meetings of the shareholders may be called by the board of directors, the chairman of the board or the president. 5 Separate Chairman and CEO Positions Against For ShrHoldr Overall, having an independent director serve as board chair is a matter of best governance practice. Adopting this proposal would strengthen management accountability, build investor confidence, and ensure that the board has strong independent leadership. 6 Initiate Payment of Cash Dividend Against Against ShrHoldr In general, ISS believes that the decision to return excess cash to shareholders should be be best left to management. While there are pros and cons for both dividends payments and share repurchase, the preference of one over the other is largely a function of company's needs and an individual investor's circumstances. Therefore, to mandate a policy on how the company should return its excess cash would limit management's flexibility that is not warranted in this case and may not be in shareholders best interest. Therefore, ISS does not support this proposal. 7 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 8 Company-Specific- Amend Article IX of the Against Against ShrHoldr Corporation's by-laws In evaluating the merits of this proposal, ISS considers how shareholders would benefit from this process. At Exxon Mobil, the Compensation Committee oversees compensation for the senior executives, including their salary, bonus, and incentive awards, as well as succession plans for key executive positions. The Committee subsequently makes its recommendation to the board. One of the merits of the proposal is to ensure that the board is completely responsible for CEO compensation decisions and is not rubber-stamping the recommendations of the compensation committee. However, ISS views the binding proposal being restrictive, and it micromanages the process undertaken by the compensation committee. Requiring a super-majority voting standard and approval by the board would also undermine the authority and effectiveness of the compensation committee. Further, ISS is not sure how shareholders would be informed if less than two-thirds of the board support the recommendations of the compensation committee. Therefore, ISS does not believe this binding proposal warrants shareholder support. 9 Review Executive Compensation Against Against ShrHoldr ISS questions the utility to shareholders of a detailed report disclosing and analyzing the balance between executive compensation and the pay of Exxon Mobil's lowest paid employees over the last ten years. While we agree that shareholders could benefit from continued, detailed review of the compensation committee's policies to control excessive CEO pay, the specific information requested by this resolution focuses more directly on the issue of pay disparity within the company, and may result in a report that is arbitrary in nature, or provides limited meaningful information to shareholders. As such, we do not recommend shareholder support for this resolution. 10 Limit Executive Compensation Against Against ShrHoldr ISS believes that top five compensation should be linked to the company's performance. If the company has met or exceeded the target performance level, executives should be remunerated for their efforts. Although we agree with the principle of pay-for-performance in setting executive pay, we believe that limiting remuneration to $500,000 per year: (1) is arbitrary, (2) does not resolve potential disconnects between pay and performance, and (3) would be unduly restrictive with respect to the company's compensation strategies. As such, we recommend a vote AGAINST. 11 Claw-back of Payments under Restatements Against For ShrHoldr ISS recommends a vote FOR this proposal because the company has not adopted a formal claw-back policy that outlines the necessary actions that the compensation committee will take to recoup all bonuses to senior executives. 12 Report on Political Contributions Against For ShrHoldr ISS notes that Exxon Mobil has provided shareholders with significant information to assess the company's general policies and oversight mechanisms relating to its political activities. While ISS commends the company for this level of transparency into its corporate and PAC contributions, we are concerned that shareholders lack similar information relating to its trade association spending. Such disclosure could assist shareholders in their assessment of the risks and benefits associated with public policy activities through politically active trade associations without significant cost, burden, or strategic risk for the company. As such, ISS believes this proposal merits shareholder support. 13 Amend Equal Employment Opportunity Policy Against For ShrHoldr to Prohibit Discrimination Based on Sexual Orientation Given the fact that company's competitors reference sexual orientation discrimination in their EEO statements and the fact that Mobil did explicitly bar this type of discrimination in its EEO statement prior to the merger with Exxon, we believe that the company should amend its EEO to explicitly prohibit discrimination based on sexual orientation. As such, we recommend that shareholders vote for this resolution. 14 Report on Environmental Accountability Against Against ShrHoldr In this case, the proponents are asking Exxon Mobil to disclose information on how it is accountable for the environmental impacts that its operations have on local communities. Specifically, the shareholder is asking that the company discuss not only the negative impact of its operations, but also details on how the company integrates community awareness into its policies and reporting. ISS notes that the company is involved in several community initiatives to improve social welfare or encourage ongoing dialogue with the company on issues of importance to stakeholders, and provides information on these engagement policies and activities on the corporate website and through its reports. Moreover, the company provides a substantial amount of disclosure on its environmental performance and social initiatives. While this disclosure may not discuss each issue recommended by the proponent, it does allow investors to clearly evaluate the policies and management controls that the company has established to measure and evaluate environmental performance and the impact of company operations on community stakeholders. Therefore, ISS does not believe that shareholder support for this resolution is warranted. 15 Report on Emission Reduction Goals Against For ShrHoldr In this case, we note that the company has provided shareholders with a significant amount of insight into its evaluation of the future of worldwide energy demand and the company's policies and activities to remain competitive in the global marketplace. Additionally, the company has made some significant improvements in increasing energy efficiency and decreasing emissions from its operations. That said, ISS notes that the company's policies do not appear to establish goals related to the reduction of GHG emissions from its products and operations in the future. Considering Exxon Mobil's global operations and the impact that proposed or enacted state, national, and international legislation related to reducing GHG emissions might have on the company, ISS believes that such metrics may be useful for the company and its shareholders as a means of evaluating the company's ability to effectively respond to increasing public concern, shifting consumer demands and legislative activity on this matter. We further note that this resolution does not prescribe specific goals or timelines for the company to meet; rather it allows the company to flexibility to establish targets that are appropriately balanced with the company's need to meet consumer demand and maintain operational efficiency. Finally, considering the level of research and disclosure that the company already provides related to its current operational emissions and the future demand for energy sources, it does not appear that establishing such goals and disclosing them as a part of its existing reporting would be overly costly or burdensome, or would place the company at a competitive disadvantage. Therefore, while we commend the company for its current level of disclosure related to its policies and strategies, ISS believes that the adoption of GHG emission goals for Exxon Mobil's products and operations would be beneficial for both the company and its shareholders by providing insight into the company's ability to maintain its leadership position in the market by ensuring continued compliance with developing legislation related to GHG emissions. As such, we recommend that shareholders support this resolution. 16 Report on Carbon Dioxide Emissions Against Against ShrHoldr Information at Gas Stations In this case, the proponent is requesting that the company disclose information on CO2 emissions from conventional gasoline and diesel fuels on the fuel pumps. While ISS believes it is beneficial for companies to provide thorough disclosure on issues that may impact shareholder value, we question the scope of this particular resolution as well as the utility that such information may have for consumers and Exxon Mobil shareholders. Detailed information about the carbon content and emissions associated with fuel for motor vehicles is readily available on the US Environmental Protection Agency (EPA) website in segment of their overview of pollutants and programs entitled: Emission Facts: Average Carbon Dioxide Emissions Resulting from Gasoline and Diesel Fuel, as well as through other publicly available sources. Additionally, complex variables in establishing the lifecycle CO2 emissions of individual fuels, including the source of the original fossil fuel and the method of refining the raw materials into diesel or gasoline fuels all have significant impact on the total CO2 emissions of a fuel product and may make accurately evaluating and disclosing such information in a manner that is useful for consumers unfeasible. Therefore, based on questions over the feasibility and utility of the information requested, ISS does not believe that this proposal merits shareholder support. 17 Adopt Policy to Increase Renewable Energy Against Against ShrHoldr Portfolio Exxon Mobil has long contended that it is an oil and gas company, and that it is best positioned for future success in the marketplace by increasing its efficiency and reducing the emissions from traditional fossil fuel sources while continuing to evaluate alternative sources that fit within the company's parameters for feasible and profitable operations. As such, the fact that the company's investment in renewable energy sources is not as significant as those seen at its competitors appears consistent with the company's forecasts for the energy market and stated policy positions. While some shareholders may not agree with Exxon Mobil's strategy, ISS believes that the company has been transparent on its position related to renewable energy sources and has substantially explained the rationale that it believes supports its policies and activities. Therefore, based on the company's existing level of disclosure and concerns over the prescriptive nature of the proposed targets and timelines, ISS does not recommend shareholder support for this resolution. 05/15/07 - A FirstEnergy Corporation *FE* 337932107 03/21/07 21,180 1 Elect Directors For Split Mgmt 1.1 Elect Director Paul T. Addison --- Withhold We recommend a vote FOR Michael J. Anderson, but WITHHOLD votes from all of the other nominees. We recommend that shareholders WITHHOLD votes from insider Anthony J. Alexander and independent outsiders George M. Smart, Catherine A. Rein, Carol A. Cartwright, Jesse T. Williams Sr., Robert B. Heisler Jr., William T. Cottle, Paul T. Addison, Ernest J. Novak Jr., and Wes M. Taylor for failure to implement the proposal to adopt simple majority vote requirement. 1.2 Elect Director Anthony J. Alexander --- Withhold 1.3 Elect Director Michael J. Anderson --- For 1.4 Elect Director Carol A. Cartwright --- Withhold 1.5 Elect Director William T. Cottle --- Withhold 1.6 Elect Director Robert B. Heisler, Jr. --- Withhold 1.7 Elect Director Ernest J. Novak, Jr. --- Withhold 1.8 Elect Director Catherine A. Rein --- Withhold 1.9 Elect Director George M. Smart --- Withhold 1.10 Elect Director Wes M. Taylor --- Withhold 1.11 Elect Director Jesse T. Williams, Sr. --- Withhold 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Reincorporate in Another State [Ohio to Against For ShrHoldr Delaware ] On balance, ISS believes that the proposed reincorporation from Ohio to Delaware will have a positive impact to shareholders. As such, ISS believes that shareholder support for this proposal is warranted. 5 Adopt a Policy Establishing an Engagement Against For ShrHoldr Process to Shareholder Proposals ISS notes that FirstEnergy has ignored a majority-supported shareholder proposal in the past. We also note that the company has not taken action in spite of last year's simple majority proposal receiving the support of a majority of shares outstanding and of votes cast. As such, ISS believes it is best practice to ensure direct communication with shareholder proponent(s), and notes that shareholder support for this proposal is warranted. 6 Adopt Simple Majority Vote Against For ShrHoldr ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking amendments that are in shareholders' best interests. As such, ISS believes that shareholder support for this proposal is warranted. 09/08/06 - A Freddie Mac *FRE* 313400301 06/30/06 10,700 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Freddie Mac discloses a significant amount of the information requested by the proponent in the Freddie Mac Foundation's Annual Report and other segments of the company website. Moreover, some aspects of the resolution, including detailed information on the personal involvement of any executive officer or director with any charitable organization could place a significant burden on the company without providing commensurate value to shareholders. Finally, while recent controversy at Freddie Mac raises certain questions about the company's internal controls and accounting procedures, these issues do not appear to have any relationship with either the company or the foundations charitable contributions. Therefore, based on Freddie Mac's existing disclosure on charitable contributions and questions over the utility of certain aspects of this proposal, ISS does not recommend shareholder support for the resolution at this time. 06/08/07 - A Freddie Mac *FRE* 313400301 03/30/07 26,500 1 Elect Director Barbara T. Alexander For For Mgmt 2 Elect Director Geoffrey T. Boisi For For Mgmt 3 Elect Director Michelle Engler For For Mgmt 4 Elect Director Robert R. Glauber For For Mgmt 5 Elect Director Richard Karl Goeltz For For Mgmt 6 Elect Director Thomas S. Johnson For For Mgmt 7 Elect Director William M. Lewis, Jr For For Mgmt 8 Elect Director Eugene M. McQuade For For Mgmt 9 Elect Director Shaud F. O Malley For For Mgmt 10 Elect Director Jeffrey M. Peek For For Mgmt 11 Elect Director Nicolas P. Retsinas For For Mgmt 12 Elect Director Stephen A. Ross For For Mgmt 13 Elect Director Richard F. Syron For For Mgmt 14 Ratify Auditors For For Mgmt 15 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is equal to or less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 04/24/07 - A Frontier Oil Corp. *FTO* 35914P105 03/09/07 21,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/02/07 - A General Dynamics Corp. *GD* 369550108 03/09/07 27,460 1 Elect Director Nicholas D. Chabraja For For Mgmt 2 Elect Director James S. Crown For For Mgmt 3 Elect Director William P. Fricks For For Mgmt 4 Elect Director Charles H. Goodman For For Mgmt 5 Elect Director Jay L. Johnson For For Mgmt 6 Elect Director George A. Joulwan For For Mgmt 7 Elect Director Paul G. Kaminski For For Mgmt 8 Elect Director John M. Keane For For Mgmt 9 Elect Director Deborah J. Lucas For For Mgmt 10 Elect Director Lester L. Lyles For For Mgmt 11 Elect Director Carl E. Mundy, Jr. For For Mgmt 12 Elect Director Robert Walmsley For For Mgmt 13 Ratify Auditors For For Mgmt 14 Pay For Superior Performance Against For ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are not substantially performance-based under current ISS guidelines. Further, the company does not disclose specific performance measures and hurdles rates for performance-based award grants to senior executives, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 15 Performance-Based and/or Equity Based Awards Against For ShrHoldr Given that: (1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines; and (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 04/25/07 - A General Electric Co. *GE* 369604103 02/26/07 248,079 1 Elect Directors For Split Mgmt 1.1 Elect Director James I. Cash, Jr. --- For We recommend a vote FOR the directors with the exception of independent outsider Claudio X. Gonzalez. We recommend shareholders WITHHOLD votes from Claudio X. Gonzalez for sitting on more than three boards while serving as a CEO. 1.2 Elect Director William M. Castell --- For 1.3 Elect Director Ann M. Fudge --- For 1.4 Elect Director Claudio X. Gonzalez --- Withhold 1.5 Elect Director Susan Hockfield --- For 1.6 Elect Director Jerry R. Immelt --- For 1.7 Elect Director Andrea Jung --- For 1.8 Elect Director Alan G. Lafley --- For 1.9 Elect Director Robert W. Lane --- For 1.10 Elect Director Ralph S. Larsen --- For 1.11 Elect Director Rochelle B. Lazarus --- For 1.12 Elect Director Sam Nunn --- For 1.13 Elect Director Roger S. Penske --- For 1.14 Elect Director Robert J. Swieringa --- For 1.15 Elect Director Douglas A. Warner III --- For 1.16 Elect Director Robert C. Wright --- For 2 Ratify Auditors For For Mgmt 3 Adopt Majority Vote Standard in Director For For Mgmt Elections ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. Therefore we recommend that shareholders support this resolution for instituting a majority vote standard in uncontested director elections. 4 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 5 Company-Specific-Approve Material Terms of For For Mgmt Senior Officer Performance Goals The performance measures disclosed are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the performance awards are administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 6 Provide for Cumulative Voting Against For ShrHoldr In this case, while GE meets the governance criteria specified, the company does not meet the performance criteria. The company underperforms both the index and peers in both one-year and three-year TSR as detailed above. Accordingly, the proposal warrants shareholder support. 7 Company-Specific -- Adopt Policy on Against For ShrHoldr Overboarded Directors Although the company maintains a policy regarding overboarded directors, the policy permits the maintenance of current directors who exceed these limits if the board determines that such director's service on the board would not be impaired. In fact, the company has already made an exception with regard to director Claudio Gonzalez, who sits on a total of ten boards. The proponent's request would not allow the company to bypass or alter these limits without shareholder approval. Therefore, we believe that the proponent's request represents a preferable policy framework from a shareholder's perspective. As such, we believe this item warrants shareholder support. 8 Company-Specific -- One Director from the Against Against ShrHoldr Ranks of Retirees ISS believes that director nominees who are best qualified and who have the relevant experience should serve as directors for the interests of all shareholders. The director selection process should not be limited to a certain type of director. This proposal would limit the board's independent nominating committee from selecting the best director candidates. As such, we do not recommend shareholder support this item. 9 Separate Chairman and CEO Positions Against For ShrHoldr In this case, while GE meets the governance criteria specified, the company does not meet the performance criteria. The company underperforms both the index and peers in both one-year and three-year TSR as detailed above. Accordingly, the proposal warrants shareholder support. 10 Limit Dividend and Dividend Equivalent Against For ShrHoldr Payments to Executives While ISS notes that dividends paid to executives on unvested shares may not necessarily represent a large percentage of their total compensation, we are concerned that, over time, such dividend payments can result in large payouts. Such payouts are not tied to the performance of the award recipient or the company as a whole. ISS believes that adoption of a policy providing that shares must be fully-vested prior to dividends being paid minimizes costs to the company and its shareholders. 11 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that GE discloses a significant amount of the information requested by the proponent on its foundation website, in its 2006 Citizenship Report and through other public sources. Included in this information is disclosure of total funds contributed, as well as charts showing the percentage of funds contributed by focus area and domestically versus internationally. Further discussion on the foundation's website describes the initiatives that the company is involved in as well as its broad rationale for charitable contributions. Therefore, based on the existing level of disclosure, ISS does not recommend shareholder support for the resolution at this time. 12 Report on Global Warming Against Against ShrHoldr Therefore, while ISS would encourage the company to continue to evaluate and disclose information on its policies and strategic directions, we do not believe that shareholder support for this resolution is warranted. 13 Adopt Ethical Criteria for Military Against Against ShrHoldr Contracts ISS generally agrees that detailed disclosure from the company on the risks associated with certain markets and operations can be beneficial to shareholders by providing them with more information to consider when evaluating their investments. However, we also believe that it may be inappropriate to disclose detailed information about the contract evaluation and bidding process, as provision of this data may give insight into contractual agreements, thereby providing competition with bidding advantages. Additionally, while ISS supports a sustainable approach to business operations, we also note that the federal government has stringent regulations regarding military and weapons production, weapons exportation and the associated contract bidding process. We believe that the combination of existing federal regulation, the necessity to limit disclosure where it could affect the company's competitive advantage, and the company's current policies and oversight systems for military and government sales outweigh the potential benefits that may be derived from this proposal. 14 Report on Pay Disparity Against Against ShrHoldr Although ISS generally recommends votes for proposals which increase the level of disclosure on topics of importance to shareholders and support performance-based compensation for executives, the system suggested in this shareholder proposal suggests reporting on salary comparisons and evaluating overall compensation thresholds that may have limited utility for shareholders. Therefore, based on the limited utility and potentially arbitrary nature of the detailed information requested by the report, we do not recommend shareholder support for this resolution. 09/25/06 - A General Mills, Inc. *GIS* 370334104 07/27/06 24,440 1 Elect Directors For For Mgmt 1.1 Elect Director Paul Danos --- For We recommend a vote FOR the directors with the exception of independent outsider Michael D. Rose. We recommend that shareholders WITHHOLD votes from Michael D. Rose for poor attendance. 1.2 Elect Director William T. Esrey --- For 1.3 Elect Director Raymond V. Gilmartin --- For 1.4 Elect Director Judith Richards Hope --- For 1.5 Elect Director Heidi G. Miller --- For 1.6 Elect Director H. Ochoa-Brillembourg --- For 1.7 Elect Director Steve Odland --- For 1.8 Elect Director Kendall J. Powell --- For 1.9 Elect Director Michael D. Rose --- For 1.10 Elect Director Robert L. Ryan --- For 1.11 Elect Director Stephen W. Sanger --- For 1.12 Elect Director A. Michael Spence --- For 1.13 Elect Director Dorothy A. Terrell --- For 2 Ratify Auditors For For Mgmt 3 Approve Non-Employee Director Stock Option For For Mgmt Plan V. Vote Recommendation The total cost of the company's plans of 6.23 percent is within the allowable cap for this company of 6.73 percent. Additionally, this plan expressly forbids repricing. 4 Label Genetically Modified Ingredients Against Against ShrHoldr In this case, the proponent is seeking the labeling of products, not an outright phase-out. ISS reviews proposals to label GE products on a case-by-case basis. While we generally support proposals that seek to provide shareholders with greater disclosure regarding the risks associated with their investment, we believe that the practice of labeling every product that may contain genetically modified ingredients would be a formidable task, particularly for companies that opt as end users or retailers for products that may contain genetically modified ingredients. Given the widespread existence of these products, we question whether such an initiative can be successfully and economically implemented. Conversely, a broad approach of labeling all products as "potentially containing GE ingredients" would be of limited use to consumers and shareholders. Therefore, based on concerns with the associated costs and feasibility of effectively implementing this resolution, ISS does not believe that shareholder support is warranted. 05/15/07 - A Genworth Financial, Inc. *GNW* 37247D106 03/20/07 44,890 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 09/27/06 - A Global Payments, Inc. *GPN* 37940X102 08/11/06 11,300 1 Elect Directors For For Mgmt 10/27/06 - A Harris Corp. *HRS* 413875105 09/01/06 11,900 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/10/07 - A HCC Insurance Holdings, Inc. *HCC* 404132102 04/02/07 29,800 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measure included under the plan is appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 4 Amend EEO Statement to Include Reference to Against For ShrHoldr Sexual Orientation ISS notes that HCC Insurance Holdings does not appear to have an equal opportunity statement or other publicly available policy that specifically addresses discrimination based on sexual orientation or gender identity. Such language is included in many large companies' EEO language and can serve to increase a company's access to markets and potential employees while mitigating exposure to litigation or negative publicity stemming from this issue. As such, ISS recommends shareholder support for this resolution. 05/01/07 - A Health Net, Inc. *HNT* 42222G108 03/21/07 11,100 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 03/14/07 - A Hewlett-Packard Co. *HPQ* 428236103 01/16/07 69,730 1 Elect Director L.T. Babbio, Jr. For For Mgmt 2 Elect Director S.M. Baldauf For For Mgmt 3 Elect Director R.A. Hackborn For For Mgmt 4 Elect Director J.H. Hammergren For For Mgmt 5 Elect Director M.V. Hurd For For Mgmt 6 Elect Director R.L. Ryan For For Mgmt 7 Elect Director L.S. Salhany For For Mgmt 8 Elect Director G.K.Thompson For For Mgmt 9 Ratify Auditors For For Mgmt 10 Require Director Nominee Qualifications Against For ShrHoldr Proxy access is a tool that will enable investors to fulfill their ownership responsibilities while improving board accountability. We believe that this proxy access proposal allows significant shareholders an opportunity to participate in the nomination process, while safeguarding the process, the board, and the interests of all shareholders. ISS believes that support for this ballot access proposal represents a significant and positive step in the director election process. The reform is needed to right a steeply tilted playing field on which management and board incumbents dominate the election process. This proposal affords shareholders an opportunity to effect reforms on the nomination process. Based on the fundamental need for a more effective and meaningful director election process and given the adequate provisions of this proposal, we believe that support for this resolution is warranted. 11 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified Chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 12 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote In this case, H-P has not included in their fiduciary out policy the stipulation that the plan must be submitted to a shareholder vote within 12 months of adoption. While the board believes this policy responds directly to stockholders' concerns, ISS believes that it still leaves to the board the decision to proceed with the adoption of a pill without shareholder approval and does not have a sunset provision in case the pill was not approved by shareholders. Therefore, we do not believe that H-P's policy substantially addresses the issues raised by the shareholder proposal. We recommend a vote FOR this item. 13 Performance-Based Equity Awards Against For ShrHoldr Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 05/15/07 - A Hospitality Properties Trust *HPT* 44106M102 03/20/07 6,915 1 Elect Director William A. Lamkin For For Mgmt 2 Amend Declaration of Trust--Election of For Against Mgmt Trustees We believe the current proposal is detrimental to shareholder's rights, as the board is "filtering" proposals and requiring a supermajority vote of shares outstanding to approve some of them, which currently require only a majority support. Additionally, the company will have the right to change the voting requirements. Regarding the issue raised by the company of the inherent the difficulty of obtaining a majority vote of the outstanding shares for routine items, we note that 57 percent of the company's stock in held by institutional investors. Furthermore, in last year's annual meeting, non-routine items were voted by more than 90 percent of the shares outstanding. As such, we believe this item does not warrant shareholder support. 3 Amend Declaration of Trust--Amend For Against Mgmt Declaration of Trust-(a)Amend Trust(i)Qualification of Trustees,(ii)Policies(iii)Restrictions, (iv)Special voting rights,business combinations(v)Provisions governing amendments to trust(b)Termination of Trust We believe some of the elements of the current proposal are detrimental to shareholder's rights, as the board is "filtering" proposals and requiring a 75 percent vote to approve some of them, which currently only require a two-thirds vote. Therefore, the supermajority requirement is increased in 8 percentage points. However, the requirement is lowed to a majority of votes cast (a decrease of more than 17 percentage points) when the proposal is approved by a supermajority of the board. On balance, we believe the proposal will benefit shareholders and recommend support for this item. 4 Amend Declaration of Trust--Authorize Board For Against Mgmt to divide or combine the oustanding shares, any class or series without shareholder vote. Many companies reduce the number of outstanding shares through a reverse split, but fail to proportionately reduce the number of shares authorized for issuance. Therefore, ISS prefers that reverse splits be subject to shareholder approval. 5 Amend Declaration of Trust--Any shareholder For For Mgmt violating Declaration of Trust will indemnify and hold us harmless from all costs, expense, penalties and fines, together with interest on such amounts. As such, this item would not be detrimental to shareholders' rights. 6 Adjourn Meeting For Against Mgmt Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes. 05/30/07 - A Huntington Bancshares Inc. *HBAN* 446150104 03/15/07 35,400 1 Organization-Related-Approve Issuance of For For Mgmt Common Stock without Par Value in Connection with the Merger We believe that the company is benefiting from a merger that makes strategic sense and that has the potential of being immediately accretive to earnings. As such, we recommend shareholders support the merger agreement. 2 Elect Directors For For Mgmt 3 Ratify Auditors For For Mgmt 4 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 5 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 6 Increase Authorized Common Stock For For Mgmt The requested increase of 500,000,000 shares is below the allowable threshold of 850,000,000 shares. 7 Other Business For Against Mgmt 04/24/07 - A International Business Machines Corp. 459200101 02/23/07 18,200 *IBM* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 5 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 6 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 7 Restore or Provide for Cumulative Voting Against For ShrHoldr Although IBM does not fail the performance criteria specified, it does not meet all of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 8 Evaluate Age Discrimination in Retirement Against Against ShrHoldr Plans ISS believes the scope of the proponent's proposal is overly broad since it asks that all employees be allowed to choose participation in the plan, which could be costly to shareholders. Accordingly, we recommend a vote AGAINST this proposal. 9 Review Executive Compensation Against For ShrHoldr ISS believes that pension fund income can distort true operating performance, which may be the basis for determining executive bonuses and performance-related pay rather than gains from defined benefit plans. Shareholders should therefore support proposals that would exclude pension credits from calculations of executive compensation as this provides a cleaner measure for assessing actual performance. Furthermore, the company is not precluded from including pension credits from calculations of executive pay in the future. Adopting this practice is a matter of good corporate governance practice. 10 Report on Outsourcing Against Against ShrHoldr Conclusion In this case, we note that IBM does outsource and continues to seek opportunities to outsource some positions to foreign markets where the company has determined that such actions would ultimately benefit the company and increase shareholder value. Further, we note that due to increasing global demand for IT outsourcing, a number of the company's peers and competitors also pursue similar outsourcing opportunities. Finally, we question whether or not detailed disclosure on the company's policies regarding job outsourcing will provide benefits to shareholders commensurate with the cost of preparing this report. Therefore, ISS does not recommend support for this proposal at this time. 11 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS notes that the proponent has crafted the proposal in a way that would afford the board the flexibility to address the status of incumbent director nominees who fail to receive a majority vote under a majority vote standard. Further, the proposal allow for plurality vote standard in contested elections where the number of director nominees exceeds the available board seats. We concur with the proponent that a majority vote standard (with a carve out for plurality in contested election) combined with the company's current post-election director resignation policy would establish a more meaningful director election process. As such, we believe this proposal warrants shareholder support. 05/18/07 - A J. C. Penney Co., Inc (HLDG CO) *JCP* 708160106 03/19/07 3,070 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote ISS notes that this shareholder proposal or a similar one has been adopted at publicly-traded companies, such as Mattel, Starwood Hotels & Resort, American Electric Power, among others. ISS believes that seeking shareholder approval after the material terms of the contract are agreed upon would give the board a framework within which to work and may prevent the excessive "pay for failure" packages that have been witnessed at other companies. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors While the company has taken steps in the right direction with the addition of the director resignation policy, the company currently has a plurality voting standard with the director resignation policy (in an uncontested election). We believe that the majority vote standard with the director resignation along with a plurality standard for contested elections is the benchmark that companies should transition to. As such, we recommend that shareholders vote FOR this proposal. 05/15/07 - A JPMorgan Chase & Co. *JPM* 46625H100 03/16/07 160,140 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Put Repricing of Stock Options to Against Against ShrHoldr Shareholder Vote ISS believes that taking away the company's ability to grant stock options is an arbitrary and excessively restrictive proposal that could potentially prohibit the company from compensating employees based upon their individual and company-wide performance. Being unable to issue stock options could hinder the company's ability to attract and retain competent executive officers. Moreover, under the company's corporate governance guidelines and existing equity plans, the company is prohibited from repricing options without shareholder proposal. As such, ISS does not feel that shareholder support of this proposal is warranted. 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards In this case, ISS does not believe the proposal is overly restrictive nor does it appear that a substantial portion of the company's equity awards are truly performance-based with some inherent risk of forfeiture. Therefore, we believe this proposal merits shareholder support. 5 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 6 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 7 Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place. Accordingly, the proposal warrants shareholder support. 8 Require a Majority Vote for the Election of Against For ShrHoldr Directors In this case, the company employs plurality standard in the election of directors with a post-election director resignation policy in its Bylaws, which we do not believe it has substantially implemented this shareholder proposal on majority voting. ISS advocates that the director election system give full effect to the shareholder franchise. A majority vote standard (with carve out for plurality in contested elections) coupled with the company's current post-election director resignation policy would establish a more meaningful director election process and would afford the board a structure to address failed elections. Accordingly, this proposal warrants shareholder support. 9 Report on Political Contributions Against Against ShrHoldr In the case of JP Morgan Chase, ISS notes that the company provides a policy statement on political contributions on its corporate website. This document provides broad discussion on the company's rationale and strategy for political contributions and public policy activities, as well as information on JP Morgan's compliance and oversight procedures. Additionally, the company has also publicly disclosed a list of PAC contributions for 2006 and has committed to continue to update the reporting annually. While this reporting does not meet the level of transparency requested by the proponent, we believe that it does provide shareholders with sufficient information to evaluate the company's policies, activities, and oversight mechanisms related to political contributions and assess potential risks to their investment related to such actions. As such, we do not recommend shareholder support for this resolution. 10 Report on Management Initiatives to Address Against Against ShrHoldr Links to Slavery and Human Rights Abuse ISS is concerned with the broad nature of this resolution. We believe that the company has clearly disclosed information in this filing and in other public documents regarding its public apology for its predecessor companies' association with slavery and the scholarship fund that was established in Louisiana. Beyond this specific issue, ISS is not aware of other initiatives by JP Morgan to broadly or specifically address human rights abuses and questions the utility of including this information in a separate report on this subject. Therefore, based on concerns over the scope of this resolution and the existing disclosure provided by the company, we do not believe that shareholder support is warranted for this resolution. 04/27/07 - A Kellogg Co. *K* 487836108 03/01/07 18,149 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Prepare a Sustainability Report Against Against ShrHoldr ISS encourages Kellogg's to increase its level of transparency related to social and environmental metrics and performance, and consider the potential benefits of structuring its reporting along established guidelines. We believe that by continuing to expand on its existing sustainability related information, management and shareholders will better understand how these issues affect the company's strategic position and how the company is responding to the implementation of its sustainability policies. That said, we believe that Kellogg's existing disclosure provides sufficient insight for shareholders into Kellogg's policies and practices and demonstrates its commitment to addressing many issues related to developing sustainable operations at the company. As such, we do not believe this proposal warrants shareholder support. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors Conclusion While the company has taken steps in the right direction with the addition of the director resignation policy, the company currently has a plurality voting standard with the director resignation policy (in an uncontested election). We believe that the majority vote standard with the director resignation along with a plurality standard for contested elections is the benchmark that companies should transition to. As such, we recommend that shareholders vote FOR this proposal. 05/10/07 - A KeyCorp *KEY* 493267108 03/13/07 50,960 1 Elect Directors For For Mgmt 2 Establish Range For Board Size For For Mgmt ISS believes that the proposed change is relatively minor and that it is not motivated by a desire to entrench management. 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 4 Ratify Auditors For For Mgmt 04/12/07 - A Lehman Brothers Holdings Inc. *LEH* 524908100 02/12/07 32,014 1 Elect Director Michael L. Ainslie For For Mgmt 2 Elect Director John F. Akers For For Mgmt 3 Elect Director Roger S. Berlind For For Mgmt 4 Elect Director Thomas H. Cruikshank For For Mgmt 5 Elect Director Marsha Johnson Evans For For Mgmt 6 Elect Director Richard S. Fuld, Jr. For For Mgmt 7 Elect Director Christopher Gent For For Mgmt 8 Elect Director Roland A. Hernandez For For Mgmt 9 Elect Director Henry Kaufman For For Mgmt 10 Elect Director John D. Macomber For For Mgmt 11 Ratify Auditors For For Mgmt 12 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 50 percent is above the allowable cap for this company of 10 percent. In addition, the company's three-year average burn rate of 9.40 percent exceeds the company's industry burn rate cap of 3.75 percent. For institutional clients who accept the premise that investment banks have a distinctly unique compensation standard, with respect to its peers Lehman Brothers' equity compensation practices appear to be reasonable. However, ISS believes that compensation at investment banks remains to be the exception rather than the rule, and should be benchmarked against a broader financial services peer group. In conclusion, given the excessive economic and dilutive costs of the company's stock-based compensation plans coupled with mediocre corporate performance vis-a-vis its peers, ISS does not believe that shareholders should support the company's request for an additional 75 million shares. 13 Publish Political Contributions Against Against ShrHoldr When reviewing requests for proposals on political contributions, ISS takes into account the scope and nature of the request, the company's adherence to laws and regulations governing political contributions, and company policies and additional disclosure on such contributions. In this case, the company notes that its contributions to political entities and the related disclosure comply with all applicable laws on this topic. The proposal asks that this report should be published within five business days of the annual meeting, disclosing the recipient and amount of each political contribution be made in a series of local and national newspapers. While ISS believes that increased disclosure is generally beneficial, it does not appear that the cost of preparing and publicizing such reports in the manner requested by the proponent would be the most effective use of shareholder funds. 05/10/07 - A Lincoln National Corp. *LNC* 534187109 03/05/07 28,310 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Approve Non-Employee Director Stock Option For For Mgmt Plan VII. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 04/26/07 - A Lockheed Martin Corp. *LMT* 539830109 03/01/07 11,230 1 Elect Directors For Withhold Mgmt 1.1 Elect Director E. C. Aldridge, Jr. --- Withhold We recommend shareholders WITHHOLD votes from all nominees for failure to adopt all provisions of a shareholder proposal that received the approval of the majority of shares cast for the previous two consecutive years. 1.2 Elect Director Nolan D. Archibald --- Withhold 1.3 Elect Director Marcus C. Bennett --- Withhold 1.4 Elect Director James O. Ellis, Jr. --- Withhold 1.5 Elect Director Gwendolyn S. King --- Withhold 1.6 Elect Director James M. Loy --- Withhold 1.7 Elect Director Douglas H. McCorkindale --- Withhold 1.8 Elect Director Eugene F. Murphy --- Withhold 1.9 Elect Director Joseph W. Ralston --- Withhold 1.10 Elect Director Frank Savage --- Withhold 1.11 Elect Director James M. Schneider --- Withhold 1.12 Elect Director Anne Stevens --- Withhold 1.13 Elect Director Robert J. Stevens --- Withhold 1.14 Elect Director James R. Ukropina --- Withhold 1.15 Elect Director Douglas C. Yearley --- Withhold 2 Ratify Auditors For For Mgmt 3 Increase Disclosure of Executive Against Against ShrHoldr Compensation ISS believes that the proponent's argument for additional disclosure is not compelling and the benefits of such disclosures are unclear. In addition, the additional disclosures are not required by the SEC and could provide competitors with sensitive compensation information that could place the company at a potential disadvantage regarding hiring and retaining executive talent. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Report on Nuclear Weapons Against Against ShrHoldr ISS notes that Lockheed Martin does not appear to provide any detailed information about its policies and procedures related to DU and nuclear components. However, the company does provide detailed EHS information demonstrating a commitment to manage its operations with an eye on sustainability issues pertinent to the company. In particular, this information includes company goals and performance targets aimed at improving its efficiencies in areas of employee safety and the environment. Moreover, the company does not appear to be the subject of any recent, significant litigation or fines related to it management of DU or nuclear materials. As such, ISS does not believe that the potential cost and burden of providing this report will produce commensurate benefits to shareholders. As such, we do not recommend support for this resolution. 08/03/06 - S Loews Corp. 540424207 06/22/06 14,600 1 Increase Authorized Common Stock For For Mgmt This proposal seeks to increase authorized common stock by 1,200,000,000 shares which is 30,000,000 shares below the allowable increase of 1,230,000,000 shares. 2 Adjust Par Value of Common Stock For For Mgmt Adjusting par value is a routine financing decision that warrants shareholder support. 05/08/07 - A Loews Corp. 540424207 03/15/07 18,300 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Provide for Cumulative Voting Against Against ShrHoldr In this case, the company has met the aforementioned corporate governance criteria, or management has expressed its intention to recommend that the board adopt such provisions. As such, we do not believe that the proposal warrants shareholder support at this time. 5 Social Proposal Against Against ShrHoldr ISS notes the company's strategic position in the tobacco business, through Lorillard, represents over 22 percent of Loews' consolidated revenues. ISS believes that certain financial and reputational risks are associated with the Loews' tobacco segment, however, requesting a full divestment by 2010 from its tobacco may be unfeasible from an operational perspective. ISS believes that requesting the company to fully change a primary line of business, when balanced against the company's historical financial performance, could substantially disrupt strategic operations, weaken market penetration and represent the abandonment of established brand recognition. Ultimately, it is our opinion that this request would benefit neither the company nor its shareholders. Based on these facts, ISS does not believe this proposal warrants shareholder support. 05/03/07 - A Lyondell Chemical Co. *LYO* 552078107 03/05/07 27,500 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Political Contributions Against Against ShrHoldr In the case of Lyondell Chemical, the company provides publicly available information on its political contributions policies, the criteria used by the company to evaluate its political contributions to candidates, and provides a general framework of its oversight mechanism for both its lobbying activities and its PAC contributions. These policies do not appear inconsistent with industry standards or existing regulatory requirements on this issue. Further, the company does not appear to be the subject of any recent, significant controversy, fines, or litigation resulting from political action or contributions from it or its employee sponsored PACs. Therefore, while we agree with the proponents that data on every type of political contribution may not be easily accessed, it is our opinion that information provided by the company provides shareholders with sufficient insight into the company's policies and controls. Therefore, ISS does not believe that this resolution warrants shareholder support. 05/02/07 - A Manpower Inc. *MAN* 56418H100 02/21/07 9,700 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 MacBride Principles Against Against ShrHoldr ISS encourages Manpower to implement and disclose a code of conduct that discusses the company's policies on workplace labor rights. However, based on the fact that existing reporting requirements are substantially similar to the MacBride Principles, the potential difficulties associated with full implementation of the Principles, and the lack of any recent controversies regarding the company's operations in Northern Ireland, we recommend that shareholders oppose this request. 04/25/07 - A Marathon Oil Corp *MRO* 565849106 02/26/07 28,870 1 Elect Director Charles F. Bolden, Jr. For For Mgmt 2 Elect Director Charles R. Lee For For Mgmt 3 Elect Director Dennis H. Reilley For For Mgmt 4 Elect Director John W. Snow For For Mgmt 5 Elect Director Thomas J. Usher For For Mgmt 6 Ratify Auditors For For Mgmt 7 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 8 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 9 Increase Authorized Common Stock For For Mgmt The requested increase of 550,000,000 shares is below the allowable threshold of 825,000,000 shares. 04/24/07 - A Marshall & Ilsley Corp. *MI* 571834100 03/01/07 34,700 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 05/18/07 - A Mattel, Inc. *MAT* 577081102 03/30/07 63,100 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Company Specific- Approve Majority Vote and For For Mgmt Eliminate Cumulative Voting In such cases, ISS believes that the benefits to shareholders of a majority vote standard in uncontested elections, with a plurality carve-out for contested elections, outweigh the costs of eliminating cumulative voting. As such, shareholder support for this proposal is warranted. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Limit Executive Compensation Against Against ShrHoldr We oppose this item because it could place the company at a competitive disadvantage in attempting to attract a qualified CEO. 6 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 7 Report Progress on Improving Work and Against Against ShrHoldr Living Conditions We believe that, despite shortcomings in certain areas, Mattel's GMP program, the associated public disclosure, and remediation as needed represents a positive approach toward proactively addressing issues related to workplace labor rights. Therefore, we believe that the additional reporting requested by this resolution is unnecessary, and may be contrary to the company's existing approach of forthright disclosure and timely remediation. 8 Pay for Superior Performance Against For ShrHoldr In this case, ISS notes that the company's annual compensation program for named executives does not provide any disclosure concerning the specific target hurdle rates for the disclosed financial metrics. Further, the long-term compensation program is largely time-based. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 05/24/07 - A McDonald's Corp. *MCD* 580135101 03/26/07 79,229 1 Elect Director Edward A. Brennan For For Mgmt 2 Elect Director Walter E. Massey For For Mgmt 3 Elect Director John W. Rogers, Jr. For For Mgmt 4 Elect Director Roger W. Stone For For Mgmt 5 Ratify Auditors For For Mgmt 6 Label Genetically Modified Organisms Against Against ShrHoldr 7 Adopt and Implement ILO Based Code of Against Against ShrHoldr Conduct 05/24/07 - A MEDCO Health Solutions Inc *MHS* 58405U102 03/29/07 12,800 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code (if the company opts to structure awards for such tax-favored treatment), the number of shares being reserved is relatively conservative, the offering period is reasonable, the dollar limit on the contribution is reasonable, there are caps placed on the employee's contribution (expressed as a percent of compensation), and there are limits on participation. 4 Ratify Auditors For For Mgmt 04/24/07 - A Merck & Co., Inc. *MRK* 589331107 02/23/07 89,820 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 5 Establish Range For Board Size For For Mgmt Given the proposed change will impose a limit on the ability of the board to increase its size without stockholder approval, we recommend shareholders support this item. 6 Replace Cumulative Voting to Majority Vote For For Mgmt Standard for the Election of Directors ISS believes that a majority vote standard for the election of directors in uncontested elections increases directors' accountability to stockholders. As such, we recommend shareholders support this proposal. 7 Publish Political Contributions Against Against ShrHoldr When reviewing requests for proposals on political contributions, ISS takes into account the scope and nature of the request, the company's adherence to laws and regulations governing political contributions, and company policies and additional disclosure on such contributions. In this case, the company notes that its contributions to political entities and the related disclosure comply with all applicable laws on this topic. The proposal asks that this report should be published within five business days of the annual meeting, disclosing the recipient and amount of each political contribution be made in a series of local and national newspapers. While ISS believes that increased disclosure is generally beneficial, it does not appear that the cost of preparing and publicizing such reports in the manner requested by the proponent would be the most effective use of shareholder funds. 8 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 04/27/07 - A Merrill Lynch & Co., Inc. 590188108 02/28/07 38,950 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place with a plurality carve-out. Accordingly, the proposal warrants shareholder support. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards In determining the vote recommendation for this shareholder proposal, ISS looks for disclosure of the performance measures, hurdle rates, weightings and payout levels (minimum, target and maximum) as a prerequisite for granting these restricted stock awards in lieu of cash bonus compensation. Because of the high compensation levels, additional long-term incentives are not awarded. As mentioned above, the committee has a list of financial objectives, strategic objectives and leadership objectives for the CEO. The committee also focused in particular on growth in net revenues, after-tax earnings, earnings per share and ROE. However, no disclosure on the complete list of performance measures, their hurdle rates, weightings and payout levels have been made. Without this disclosure, ISS cannot determine that these grants of restricted stock awards in lieu of cash bonus compensation is performance-vesting shares. As such, ISS supports this shareholder proposal. 04/24/07 - A MetLife, Inc *MET* 59156R108 03/01/07 40,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Mirant Corp *MIR.XA* 60467R100 03/16/07 40,800 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/10/07 - A Morgan Stanley 617446448 02/09/07 53,500 1 Elect Director Roy J. Bostock For For Mgmt Vote Recommendations We recommend a vote FOR the directors with the exceptions of Klaus Zumwinkel. We recommend that shareholders vote AGAINST from Klaus Zumwinkel for sitting on more than three boards. 2 Elect Director Erskine B. Bowles For For Mgmt 3 Elect Director Howard J. Davies For For Mgmt 4 Elect Director C. Robert Kidder For For Mgmt 5 Elect Director John J. Mack For For Mgmt 6 Elect Director Donald T. Nicolaisen For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Hutham S. Olayan For For Mgmt 9 Elect Director Charles E. Phillips, Jr. For For Mgmt 10 Elect Director Griffith Sexton For For Mgmt 11 Elect Director Laura D. Tyson For For Mgmt 12 Elect Director Klaus Zumwinkel For Against Mgmt 13 Ratify Auditors For For Mgmt 14 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation For institutional clients who accept the premise that investment banking companies have a distinctly different pay philosophy and standards, Morgan Stanley's equity pay practices against the four peer companies appear to be reasonable. However, ISS continues to believe that the investment banking pay strategy remains to be the exception rather than the rule, and should be benchmarked against a larger financial services peer group. ISS also questions if high compensation structures are achieving higher shareholder returns for these companies compared to other financial services companies. ISS recommends a vote AGAINST for the 2007 Equity Incentive Compensation Plan. 15 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter ISS supports a simple majority vote requirement. We recommend a vote FOR the proposal. 16 Approve Report of the Compensation Committee Against For ShrHoldr ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 04/25/07 - A NCR Corporation *NCR* 62886E108 02/12/07 19,400 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Northeast Utilities *NU* 664397106 03/09/07 52,500 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 05/10/07 - A Nucor Corp. *NUE* 670346105 03/12/07 32,360 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard in uncontested elections coupled with a director resignation policy would give full effect to the shareholder franchise. 05/04/07 - A Occidental Petroleum Corp. *OXY* 674599105 03/15/07 55,452 1 Elect Director Spencer Abraham For Against Mgmt While the compensation committee has shifted from time-based restricted stock units to performance-based equity awards with disclosed performance measure and hurdle rates, the sheer magnitude of Dr. Irani's pay package continues to be a sticker shock and overshadows the positive steps that the committee has taken. As such, ISS recommends a vote AGAINST all members of the compensation committee: R. Chad Dreier, Rosemary Tomich, Irvin W. Maloney, Rodolfo Segovia, John S. Chalsty and Spencer Abraham. New members who can provide a rethinking and prudence on compensation payouts are needed on this compensation committee. We also recommend a vote AGAINST Spencer Abraham for standing as an affiliated outsider on the Compensation Committee. Other compensation related items include a management proposal to increase shares under the 2005 Plan (Item 14) and two shareholder proposals (Items 16 and 17). Please note that the company has a plurality vote standard for the election of directors, and has a director resignation policy in its bylaws/charter. 2 Elect Director Ronald W. Burkle For For Mgmt 3 Elect Director John S. Chalsty For Against Mgmt 4 Elect Director Edward P. Djerejian For For Mgmt 5 Elect Director R. Chad Dreier For Against Mgmt 6 Elect Director John E. Feick For For Mgmt 7 Elect Director Ray R. Irani For For Mgmt 8 Elect Director Irvin W. Maloney For Against Mgmt 9 Elect Director Rodolfo Segovia For Against Mgmt 10 Elect Director Aziz D. Syriani For For Mgmt 11 Elect Director Rosemary Tomich For Against Mgmt 12 Elect Director Walter L. Weisman For For Mgmt 13 Ratify Auditors For For Mgmt 14 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation Please refer to the Election of Directors for a complete analysis of the company's executive compensation review. In determining the vote recommendation for the 2005 Plan, besides considering the total shareholder value transfer and the burn rate policy, ISS also considered the perennial pay issue at Occidental. While the company's total shareholder value transfer costs is within the allowable cap and the company's burn rate meets the threshold of the peer group, equity compensation has been fueling Dr. Irani's outsized pay package. ISS analyzed the portion of Dr. Irani's total equity compensation as a percent of total equity grants made to the entire company (i.e., on a share basis, how much equity is concentrated on Dr. Irani's annual grants as a percent of total grants made to all employees?) Dr. Irani received 35%, 34% and 18% of total equity grants made to all employees for fiscal years 2006, 2005, and 2004, respectively. Almost a third of the total equity grants has been granted to Dr. Irani for the past two years. For the PRSUs, which was implemented in 2006, Dr. Irani received 66% of the total PRSUs granted to all key employees. While this is a broad-based plan, ISS is concerned that an approval of this plan will continue to perpetuate the pay issue at Occidental. Further, ISS notes that the company has approximately 20.4 million shares remaining, which should be sufficient for grants to the rank-and-file employees. Therefore, ISS recommends to vote AGAINST the proposed amendment to increase 32 million under the 2005 Plan. 15 Publish a Scientific Global Warming Report Against Against ShrHoldr While Occidental's reporting does not address some issues of concern related to climate change, we believe that it effectively presents shareholders with sufficient information to understand the company's broad position on this issue and provides some discussion that speaks to the company's rationale for certain strategic decisions related to climate change. While we encourage the company to continue to evaluate initiatives to address climate change and increase its disclosure, we do not believe that the information requested in the proposed report will benefit shareholders from an economic perspective. As such, we recommend a vote against this resolution. 16 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 17 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 04/25/07 - A OfficeMax Incorporated *OMX* 67622P101 03/07/07 14,719 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Establish an Engagement Process with Against For ShrHoldr Proponents of a Shareholder Proposal Conclusion Although Officemax acted on a majority-supported shareholder proposal to declassify the board last year, the company has ignored that proposal in prior years. We also note that the company has not taken action towards the proponent's request in spite of last year's proposal receiving the support of a majority of the votes cast. In light of a majority-supported shareholder proposal, which has been ignored by management in the past, we believe it is best practice to ensure direct communication with the respective shareholder proponent(s). We recommend in favor of this proposal. 05/17/07 - A OGE Energy Corp. *OGE* 670837103 03/20/07 28,230 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/22/07 - A Omnicom Group Inc. *OMC* 681919106 04/06/07 8,720 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 10/25/06 - A Parker-Hannifin Corp. *PH* 701094104 08/31/06 9,200 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Robert J. Kohlhepp --- Withhold We recommend withholding votes from all nominees. We recommend shareholders WITHHOLD votes from Markos I. Tambakeras, Klaus-Peter M ller, Giulio Mazzalupi, and Robert J. Kohlhepp for failure to implement the shareholder proposal to declassify the board. 1.2 Elect Director Giulio Mazzalupi --- Withhold 1.3 Elect Director Klaus-Peter Mueller --- Withhold 1.4 Elect Director Markos I. Tambakeras --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 04/26/07 - A Pfizer Inc. *PFE* 717081103 03/01/07 329,460 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr With regards to performance, Pfizer's one-year TSR of 15.20% was below the one-year TSR for the S&P 500 Index of 15.78% but above that of the GICS peer group of 10.49%. The company's three-year TSR of -7.16% underperformed both the S&P 500 Index's and the GICS peer TSR totals for the same period of 10.43% and 6.45%, respectively. As mentioned above, Pfizer experienced a change in the CEO position in 2006. In this case, however, Pfizer fails to meet some of the aforementioned corporate governance criteria. Specifically, shareholders may not act by written consent and call special meetings. Pfizer also does not provide for a majority vote standard in director elections, including a carve-out for plurality voting in contested situations. Although Pfizer does not fail the performance criteria specified, it does not meet all of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 4 Report on Animal Testing Policies Against Against ShrHoldr Conclusion Given the company's current policies and level of disclosure on animal welfare and testing, the lack of recent, significant litigation related to the company's international testing programs, and questions over the scope and value to shareholders of the requested report, ISS does not believe shareholder support for this resolution is warranted. 5 Amend Animal Welfare Policy Against Against ShrHoldr Conclusion In this case, we note that Pfizer does provide stakeholders with publicly available policies addressing issues of animal welfare. These policies include commitment to treating animals with care and respect, strict compliance with applicable legislation, training programs for employees involved in animal testing and a discussion of oversight mechanism through third-party audits. Further, ISS notes that the company expects all independent contractors conducting research on the company's behalf to adhere to the company's animal welfare principles. While these policies do not address certain issues to the degree requested by the proponent, they do appear to be comparable to policies at other companies in the same industry. Moreover, there does not appear to be any recent, significant fines or litigation on the issue of animal welfare at Pfizer that indicate systematic problems with the company's animal welfare policies, or that suggest that the company lags behind industry peers on the matter of animal welfare. Finally, ISS is concerned with the structure of this resolution. Beyond asking for a feasibility study evaluating the merits of amending the company's guidelines, compliance with this resolution also implies that the company must apply this policy to its contract laboratories, oversee adherence to the policy, and publish an annual report outlining contractor compliance. These additional measures could place a significant burden on the company or complicate the company's contractual agreements with the external laboratories that it retains for certain animal testing programs. As such, ISS does not recommend stockholder support for this proposal. 6 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, including a stock ownership policy for directors, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 04/18/07 - A PG&E Corp. *PCG* 69331C108 02/20/07 37,530 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Performance-Based and/or Time-Based Equity Against Against ShrHoldr Awards Given that the company's long-term incentive compensation program is substantially performance based according to ISS' guidelines, and considering the fact that the company attaches payment to specific pre-established performance targets, we believe that the company's long-term compensation program sufficiently meets the proponent's requirements. As such, we believe shareholder support of this proposal is not warranted. 4 Restore or Provide for Cumulative Voting Against For ShrHoldr The company does not meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place with a plurality carve-out. Accordingly, the proposal warrants shareholder support. 04/24/07 - A PNC Financial Services Group, Inc. 693475105 02/28/07 26,100 *PNC* 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 08/16/06 - A Precision Castparts Corp. *PCP* 740189105 06/23/06 12,800 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 150,000,000 shares is below the allowable threshold of 285,000,000 shares. 3 Approve Omnibus Stock Plan For For Mgmt ISS supports the proposal because the company is fulfilling its requirements for Section 162(m). 10/03/06 - S Regions Financial Corp. *RF* 7591EP100 08/14/06 40,600 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the strategic and economic benefits, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given the narrow scope of this proposal, and our support for this transaction, we recommend that shareholders support this proposal. 04/19/07 - A Regions Financial Corp. *RF* 7591EP100 02/20/07 62,230 1 Elect Director Samuel W. Bartholomew, Jr. For For Mgmt 2 Elect Director Susan W. Matlock For For Mgmt 3 Elect Director Jackson W. Moore For For Mgmt 4 Elect Director Allen B. Morgan, Jr. For For Mgmt 5 Elect Director John R. Roberts For For Mgmt 6 Elect Director Lee J. Styslinger, III For For Mgmt 7 Ratify Auditors For For Mgmt 8 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 05/11/07 - A Reynolds American Inc *RAI* 761713106 03/14/07 20,760 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 400,000,000 shares is below the allowable threshold of 620,000,000 shares. 3 Ratify Auditors For For Mgmt 04/26/07 - A Sempra Energy *SRE* 816851109 03/02/07 32,100 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter ISS support a simple majority vote requirement, and recommends that shareholders support this precatory proposal. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carve-out for plurality elections when there are more nominees than board seats. ISS believes that the majority vote standard in uncontested elections, with a plurality vote carve-out for contested elections, is a preferable voting structure. As such, shareholder support for this proposal is warranted. 5 Establish SERP Policy Against For ShrHoldr ISS supports this proposal because the inclusion of variable compensation drives up the cost of SERPs to the company and its shareholders. 05/01/07 - A Sigma-Aldrich Corp. *SIAL* 826552101 03/02/07 26,700 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/10/07 - A Simon Property Group, Inc. *SPG* 828806109 03/09/07 13,712 1 Elect Directors For For Mgmt 1.1 Elect Director Birch Bayh --- For We recommend a vote FOR the directors with the exception of affiliated outsider J. Albert Smith, Jr. We recommend that shareholders WITHHOLD votes from J. Albert Smith, Jr. for standing as an affiliated outsider on the Audit and Nominating committees. 1.2 Elect Director Melvyn E. Bergstein --- For 1.3 Elect Director Linda Walker Bynoe --- For 1.4 Elect Director Karen N. Horn, Ph.D. --- For 1.5 Elect Director Reuben S. Leibowitz --- For 1.6 Elect Director J. Albert Smith, Jr. --- For 1.7 Elect Director Pieter S. van den Berg --- For 2 Ratify Auditors For For Mgmt 3 Pay for Superior Performance Against For ShrHoldr In this case, ISS notes that the company's annual compensation program for named executives does not provide adequate disclosure concerning the specific performance metrics or respective hurdle rates for performance, nor is it clear how payouts are determined with respect to target performance. Further, though the long-term compensation program is performance-based, there is no disclosure of the specific hurdle rates and the corresponding payout levels for meeting minimum, target and maximum levels for each performance metric. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote ISS notes that this shareholder proposal or a similar one has been adopted at publicly-traded companies, such as Mattel, Starwood Hotels & Resort, American Electric Power, among others. ISS believes that seeking shareholder approval after the material terms of the contract are agreed upon would give the board a framework within which to work and may prevent the excessive "pay for failure" packages that have been witnessed at other companies. 05/24/07 - A SL Green Realty Corp. *SLG* 78440X101 03/20/07 992 1 Elect Director Edwin Thomas Burton, III For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The company's three-year average burn rate of 2.96 percent is higher than the allowable cap for this company of 2.23 percent. Therefore, the company has failed ISS' three-year average burn rate policy. However, the company has committed to a burn rate equal to the de minimus of 2.23 percent for the next three fiscal years. The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. 4 Increase Authorized Common Stock For For Mgmt 04/26/07 - A Snap-on Incorporated *SNA* 833034101 02/26/07 22,900 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/18/07 - A Sonoco Products Co. *SON* 835495102 02/23/07 20,900 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Sprint Nextel Corp *S* 852061100 03/20/07 15,391 1 Elect Director Keith J. Bane For For Mgmt 2 Elect Director Robert R. Bennett For For Mgmt 3 Elect Director Gordon M. Bethune For For Mgmt 4 Elect Director Frank M. Drendel For For Mgmt 5 Elect Director Gary D. Forsee For For Mgmt 6 Elect Director James H. Hance, Jr. For For Mgmt 7 Elect Director V. Janet Hill For For Mgmt 8 Elect Director Irvine O. Hockaday, Jr. For For Mgmt 9 Elect Director Linda Koch Lorimer For For Mgmt 10 Elect Director William H. Swanson For For Mgmt 11 Ratify Auditors For For Mgmt 12 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to our allowable cap for this company of 5 percent. 13 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 05/24/07 - A Starwood Hotels & Resorts Worldwide, 85590A401 03/21/07 17,100 Inc. *HOT* 1 Elect Directors For Split Mgmt 1.1 Elect Director Bruce W. Duncan --- For We recommend a vote FOR the directors with the exception of independent outsider Jean-Marc Chapus. We recommend that shareholders WITHHOLD votes from Jean-Marc Chapus for poor attendance. 1.2 Elect Director Adam Aron --- For 1.3 Elect Director Charlene Barshefsky --- For 1.4 Elect Director Jean-Marc Chapus --- Withhold 1.5 Elect Director Lizanne Galbreath --- For 1.6 Elect Director Eric Hippeau --- For 1.7 Elect Director Stephen R. Quazzo --- For 1.8 Elect Director Thomas O. Ryder --- For 1.9 Elect Director Kneeland C. Youngblood --- For 2 Ratify Auditors For For Mgmt 3 Amend and Restatement of Charter For For Mgmt ISS notes that the amendment and restatement of the company's charter is not material in nature. As such, shareholder value is not affected. ISS believes that shareholder support for this proposal is warranted. 05/09/07 - A Taubman Centers, Inc. *TCO* 876664103 03/22/07 17,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr 05/17/07 - A Terex Corp. *TEX* 880779103 03/23/07 19,040 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For Against Mgmt The requested increase of 450,000,000 shares is above the allowable threshold of 232,500,000 shares. 4 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan Employee stock purchase plans enable employees to become shareholders, which gives them a stake in the company's growth. Stock purchase plans are beneficial only when they are well balanced and in the best interests of all shareholders. From a shareholder's perspective, the limit on the company's matching contribution is reasonable and there are caps placed on the employee's contribution (expressed as a percent of compensation which may exclude bonus, commissions or special compensation). There is minimum dilution associated with the plan since shares of company stock are purchased on the open market with mainly employee contributions. 05/01/07 - A Tesoro Corp. *TSO* 881609101 03/13/07 15,510 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/24/07 - A The Chubb Corp. *CB* 171232101 03/05/07 36,630 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Articles/Bylaws/Charter General For For Mgmt Matters--Adopt Majority Vote Standard for the Election of Directors ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. Therefore we recommend that shareholders support this resolution for instituting a majority vote standard in uncontested director elections. 4 Report on Political Contributions Against For ShrHoldr ISS believes that management has provided shareholders with some information to assess Chubb's current public policy activities. Specifically, the company provides broad discussion on its involvement in public policy initiatives through political contributions. However, we are concerned with the lack of information available to shareholders related to the company's trade association spending. Such information could help shareholders assess the risks and benefits associated with public policy activities through associations without significant cost, burden, or strategic risk for the company. As such, ISS recommends that shareholders support this resolution. 04/18/07 - A The Coca-Cola Company *KO* 191216100 02/20/07 39,310 1 Elect Director Herbert A. Allen For For Mgmt We recommend that shareholders vote FOR the directors with the exception of independent outsider Barry Diller. We recommend that shareholders vote AGAINST Barry Diller for sitting on more than three boards. 2 Elect Director Ronald W. Allen For For Mgmt 3 Elect Director Cathleen P. Black For For Mgmt 4 Elect Director Barry Diller For Against Mgmt 5 Elect Director E. Neville Isdell For For Mgmt 6 Elect Director Donald R. Keough For For Mgmt 7 Elect Director Donald F. McHenry For For Mgmt 8 Elect Director Sam Nunn For For Mgmt 9 Elect Director James D. Robinson, III For For Mgmt 10 Elect Director Peter V. Ueberroth For For Mgmt 11 Elect Director James B. Williams For For Mgmt 12 Ratify Auditors For For Mgmt 13 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 14 Limit Executive Compensation Against Against ShrHoldr In conclusion, ISS does not support this shareholder proposal due to the arbitrary and restrictive nature of the limiting executive compensation. 15 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 16 Report on Chemical and Biological Testing Against Against ShrHoldr Data Therefore, considering the company's existing level of disclosure on this topic as well as concerns over the cost, burden, and utility of the information requested, ISS does not recommend shareholder support for this resolution. 17 Report on Environmental Liabilities in India Against Against ShrHoldr In this case, the proponent is requesting that the company evaluate the potential environmental and public health damage associated with utilizing ground water in regions that suffer from a water shortage. Specifically, the resolution is asking that the company evaluate the feasibility of refraining from the use of ground water in India. ISS believes that the proponent raises some significant issues regarding the impact that local protests and associated pressure from government officials may have on the company's operations. However, we also note that the company has provided significant discussion on issues related to water quality and scarcity in its public filings and on the corporate website. Moreover, Coca-Cola, its subsidiaries, and affiliates are involved in numerous initiatives in India to improve water quality and the availability of fresh water in water-scarce regions, and have committed to collaborative programs to seek improved methods of addressing these concerns. As such, while ISS agrees with the proponent that water scarcity in India and other global markets may have a significant impact on the company, we also believe that Coca-Cola has provided a substantial amount of information for shareholders to review when considering these risks. Therefore, we do not believe that the additional reporting requested by this resolution is warranted at this time. 18 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards ISS supports the shareholder proposal since the company does not provide for significant portion of performance-based awards. Further, in light of the company's history of accelerating the vesting of awards for departing executives coupled with the board's continued ability to modify or waive vesting requirements without shareholder approval under the company's 1989 plan, ISS believes shareholder support of this proposal is warranted. 06/05/07 - A The DirecTV Group, Inc *DTV* 25459L106 04/09/07 12,292 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is less than the allowable cap for this company of 8 percent. Additionally, this plan expressly forbids repricing. 4 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 05/10/07 - A The Dow Chemical Company *DOW* 260543103 03/12/07 7,200 1 Elect Directors For For Mgmt 1.1 Elect Director Arnold A. Allemang --- For Vote Recommendation While we recognize that Mr. Reinhard categorically denies being "part of any secret effort to take over or acquire Dow Chemical", we note that the company conducted an internal investigation and were convinced based on its findings that he (and Mr. Kreinberg) was at the center of the news leaks regarding a possible acquisition of the company. Dow Chemical maintains that the recent moves show a "commitment to the highest standards of integrity, ethical conduct and corporate governance". As such, ISS will recommend a vote FOR all of the board-supported director nominees shown on Dow Chemical's amended voting ballot. With regards to Mr. Reihard's WITHDRAWN position on the revised ballot, ISS's recommendation is NONE since the company indicates that no votes will be cast for Mr. Reinhard. 1.2 Elect Director Jacqueline K. Barton --- For 1.3 Elect Director James A. Bell --- For 1.4 Elect Director Jeff M. Fettig --- For 1.5 Elect Director Barbara H. Franklin --- For 1.6 Elect Director John B. Hess --- For 1.7 Elect Director Andrew N. Liveris --- For 1.8 Elect Director Geoffery E. Merszei --- For 1.9 WITHDRAWN None Withhold Mgmt 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. ISS commends the company for submitting the proposed changes, which demonstrates a commitment to shareholders' interests. 4 Report on Remediation Policies in Bhopal Against Against ShrHoldr Conclusion ISS believes that this resolution merits consideration based on the impact of the tragic accident in Bhopal on thousands of people, and the potential affect that reputational damage may have on the company's operations in Asia. That said, ISS notes that the company has disclosed certain information on Bhopal both on the Dow Chemical website and on www.bhopal.com, a website sponsored by Union Carbide specifically discussing information on the tragedy. Further, while we believe that the company could improve its transparency on certain issues, ISS notes that the company has clearly stated in its filings that it does not believe that it maintains liability for future remediation, nor does it intend to invest in new initiatives to address concerns related to this issue. As such, we question the value of the report specified in this resolution. The company's discussion of the tragedy in Bhopal not only provides information on the specific incident and associated legal proceedings, remediation efforts, and business developments; it clearly outlines Dow Chemical's position on this matter. As the company has stated that it does not intend to initiate further actions related to Bhopal, it does not appear that a report to specifically discuss such actions would provide significant, meaningful benefit to shareholders. As such, ISS does not believe this shareholder merits shareholder support. 5 Report on Genetically Modified Organisms Against Against ShrHoldr Conclusion Given the existing publicly available information relating to Dow's GE products, the current oversight of GE ingredients by public agencies, the disclosure of existing internal controls and its commitment to perform a Risk Review Process at various stages of a product's life cycle, ISS does not recommend shareholder support for this proposal. 6 Report on Environmental Remediation Against For ShrHoldr Conclusion Considering Dow's continued significant financial obligations, including its total accrued obligation of $347 million as of Dec. 31, 2006, and the potential for future litigation costs which may be associated with its Midland-related remediation and, given the past, present and future financial, legal and reputational risks associated with its Midland-related remediation activities; and, providing the existing availability of estimated timelines for various remediation projects which would limit the expense associated with summarizing the pace and effectiveness of these environmental remediation processes, ISS believes that this resolution warrants shareholder support. 7 Evaluate Potential Links Between Company Against Against ShrHoldr Products and Asthma Conclusion In light of the demonstrated commitment on the part of Dow to provide transparency on health concerns associated with certain product ingredients and given the current oversight processes for Dow's products by public agencies, we do not believe this proposal warrants shareholder support. 04/11/07 - A The Goldman Sachs Group, Inc. 38141G104 01/26/07 8,380 1 Elect Director Lloyd C. Blankfein For For Mgmt 2 Elect Director Lord Browne of Madingley For For Mgmt 3 Elect Director John H. Bryan For For Mgmt 4 Elect Director Gary D. Cohn For For Mgmt 5 Elect Director Claes Dahlback For For Mgmt 6 Elect Director Stephen Friedman For For Mgmt 7 Elect Director William W. George For For Mgmt 8 Elect Director Rajat K. Gupta For For Mgmt 9 Elect Director James A. Johnson For For Mgmt 10 Elect Director Lois D. Juliber For For Mgmt 11 Elect Director Edward M. Liddy For For Mgmt 12 Elect Director Ruth J. Simmons For For Mgmt 13 Elect Director Jon Winkelried For For Mgmt 14 Ratify Auditors For For Mgmt 15 Report on Charitable Contributions Against Against ShrHoldr Conclusion In this case, we note that Goldman Sachs discloses some of the information requested by the proponent on its corporate website, in the segment dedicated to its Charitable Services Group. Additionally, while details of the transaction are minimal, the company does briefly discuss its donation of the Tierra del Fuego property on its website, including broad information on the company's rationale for purchasing the land for conservation purposes. Therefore, while we agree with the proponents that companies should provide disclosure to shareholders on its charitable contributions, we question whether the detailed information requested in addition to Goldman Sachs' existing report would provide shareholders with significant benefit. Based on the company's existing disclosure of its charitable contributions and policies, ISS does not believe that shareholder support for this resolution is warranted at this time. 16 Sustainability Report Against Against ShrHoldr Conclusion In this case, ISS notes that Goldman Sachs provides discussion on some issues related to sustainability on the company website, covering broad topics related to social and economic development, environmental policies and performance, and corporate ethics. ISS believes that the company could benefit from creating a more structured sustainability report, similar to those produced by many other large multinational corporations; however, Goldman Sachs' existing disclosure does provide shareholders with some transparency into some key issues evaluated in basic sustainability reporting and addresses certain concerns noted by the proponent including information on its policies and projects related to social, environmental, and economic sustainability. Therefore, ISS does not recommend shareholder support for the resolution at this time. 17 Prohibit Executive Stock-Based Awards Against Against ShrHoldr According to ISS policy, stock option plans should explicitly prohibit repricing underwater options without shareholder consent. We do, however, believe that issuers should have some latitude in determining the mix of award types granted to executives and employees. The company currently uses a mix of award types including options, restricted stock, and restricted stock unit in its compensation of senior executives. Prohibiting the award of any future stock options to anyone can constitute micromanagement and put the company at a competitive disadvantage. Because this proposal is overly restrictive, we do not believe this item warrants shareholder support. 05/16/07 - A The Hartford Financial Services 416515104 03/20/07 22,700 Group, Inc. *HIG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/28/07 - A The Kroger Co. *KR* 501044101 04/30/07 51,000 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Amend Articles/Regulations--i)Rules of For For Mgmt Conduct in Connection with Shareholder Meetings and (ii) Meetings Outside Cincinnati ISS believes the 45 days advance notice is reasonable. We recommend shareholders vote FOR Item 3. 4 Ratify Auditors For For Mgmt 5 Report on Climate Change Against For ShrHoldr 04/25/07 - A The McGraw-Hill Companies, Inc. *MHP* 580645109 03/12/07 13,500 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Pedro Aspe --- Withhold ISS recommends shareholders WITHHOLD votes from all director nominees, for failure to implement a majority supported shareholder proposal. 1.2 Elect Director Robert P. Mcgraw --- Withhold 1.3 Elect Director H. Ochoa-Brillembourg --- Withhold 1.4 Elect Director Edward B. Rust, Jr. --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 4 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter Based on principle, ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit the board to entrench itself by blocking amendments that are in shareholders' best interests. ISS supports a simple majority vote requirement. We recommend a vote FOR the proposal. 5 Political Contributions/Activities Against For ShrHoldr ISS believes that management has provided shareholders with some information to assess the company's current public policy activities. McGraw Hill provides an overall business rationale for participating in the public policy process, an overview of its policies and its commitment to the oversight process. We are, however, concerned that shareholders lack information relating to the company's trade association spending. Such information could help shareholders assess the risks and benefits associated with public policy activities through associations without significant cost, burden, or strategic risk for the company. Therefore, we believe this resolution warrants shareholder support. 05/17/07 - A The PMI Group, Inc. *PMI* 69344M101 03/30/07 24,100 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 10/10/06 - A The Procter & Gamble Company *PG* 742718109 08/11/06 92,900 1 Elect Directors For For Mgmt 2 Approve Decrease in Size of Board For For Mgmt Empirical evidence has shown that board size is not an indicator of performance. Proposals concerning board size should be evaluated based on management's stated motive for the change. In this case, the proposal is not being put forth to force a dissident member off the board. It would preclude an arbitrary increase in board size, and it may enable the board to operate more efficiently. 3 Ratify Auditors For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt III. Vote Recommendation The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Put Repricing of Stock Options to Against Against ShrHoldr Shareholder Vote ISS believes that taking away the company's ability to grant stock options is an arbitrary and excessively restrictive proposal that could potentially prohibit the company from compensating employees based upon their individual and company-wide performance. Being unable to issue stock options could hinder the company's ability to attract and retain competent executive officers. Moreover, under the company's existing equity plans, the company is prohibited from repricing options without shareholder proposal. As such, ISS does not feel that shareholder support of this proposal is warranted. 04/18/07 - A The Sherwin-Williams Co. *SHW* 824348106 03/02/07 11,100 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 05/01/07 - A The Travelers Companies, Inc. *TRV* 89417E109 03/05/07 51,080 1 Elect Directors For For Mgmt 1.1 Elect Director Alan L. Beller --- For We recommend a vote FOR the directors. 1.2 Elect Director John H. Dasburg --- For 1.3 Elect Director Janet M. Dolan --- For 1.4 Elect Director Kenneth M. Duberstein --- For 1.5 Elect Director Jay S. Fishman --- For 1.6 Elect Director Lawrence G. Graev --- For 1.7 Elect Director Patricia L. Higgins --- For 1.8 Elect Director Thomas R. Hodgson --- For 1.9 Elect Director Cleve L. Killingsworth, Jr. --- For 1.10 Elect Director Robert I. Lipp --- For 1.11 Elect Director Blythe J. McGarvie --- For 1.12 Elect Director Glen D. Nelson, M.D. --- For 1.13 Elect Director Laurie J. Thomsen --- For 2 Ratify Auditors For For Mgmt 3 Company Specific- Majority Vote for the For For Mgmt Election of Directors ISS believes that a majority vote standard for the election of directors in uncontested elections increases directors' accountability to shareholders. As such, we recommend shareholders support this proposal. 03/08/07 - A The Walt Disney Company *DIS* 254687106 01/08/07 95,460 1 Elect Directors For For Mgmt 1.1 Elect Director John E. Bryson --- For We recommend a vote FOR the directors. 1.2 Elect Director John S. Chen --- For 1.3 Elect Director Judith L. Estrin --- For 1.4 Elect Director Robert A. Iger --- For 1.5 Elect Director Steven P. Jobs --- For 1.6 Elect Director Fred H. Langhammer --- For 1.7 Elect Director Aylwin B. Lewis --- For 1.8 Elect Director Monica C. Lozano --- For 1.9 Elect Director Robert W. Matschullat --- For 1.10 Elect Director John E. Pepper, Jr. --- For 1.11 Elect Director Orin C. Smith --- For 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to or less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 4 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Company-Specific--Governance-Related - No Against Against ShrHoldr Greenmail payments ISS recommends that shareholders vote for proposals to adopt anti-greenmail charter or bylaw amendments or otherwise restrict a company's ability to make greenmail payments. Greenmail is a form of payment that economically disenfranchises all other shareholders. In this case, we believe that the company's recent bylaw amendment with regard to greenmail has substantially addressed the requests of this shareholder proposal. 6 Approve/Amend Terms of Existing Poison Pill Against For ShrHoldr Overall, the benefits of requiring shareholder ratification of a pill outweigh the potential negative effects of a supermajority board requirement for pill adoption. Given that the company has not established a policy with respect to shareholder approval of a rights plan in the future and the proposed bylaw is not inconsistent with good governance practice of putting a pill to a shareholder vote within 12 months, this bylaw proposal warrants shareholder vote. 07/20/06 - A Tidewater Inc. *TDW* 886423102 05/24/06 10,800 1 Elect Directors For For Mgmt 1.1 Elect Director Arthur R. Carlson --- For We recommend a vote FOR the directors. 1.2 Elect Director Jon C. Madonna --- For 1.3 Elect Director William C. O'Malley --- For 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 4 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 4.83 percent is within the allowable cap for this company of 5.49 percent. Additionally, this plan expressly forbids repricing. 05/18/07 - A Time Warner Inc *TWX* 887317105 03/30/07 93,720 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements. As such, we believe that this proposal warrants shareholder support. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers'Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Separate Chairman and CEO Positions Against Against ShrHoldr We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 6 Company Specific- Adopt Simple Majority Vote Against For ShrHoldr ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. As such, we support this proposal 7 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to holders of at least 10 to 25 percent of the outstanding shares. 8 Company-Specific- Stockholder Ratification Against Against ShrHoldr of Director Compensation, When a Stockholder Rights Plan Has Been Adopted As such, ISS believes that this proposal does not warrant shareholder support. 04/11/07 - A United Technologies Corp. *UTX* 913017109 02/13/07 16,700 1 Elect Directors For For Mgmt 1.1 Elect Director Louis R. Chenevert --- For We recommend a vote FOR the directors. 1.2 Elect Director George David --- For 1.3 Elect Director John V. Faraci --- For 1.4 Elect Director Jean-Pierre Garnier --- For 1.5 Elect Director Jamie S. Gorelick --- For 1.6 Elect Director Charles R. Lee --- For 1.7 Elect Director Richard D. Mccormick --- For 1.8 Elect Director Harold Mcgraw III --- For 1.9 Elect Director Richard B. Myers --- For 1.10 Elect Director Frank P. Popoff --- For 1.11 Elect Director H. Patrick Swygert --- For 1.12 Elect Director Andre Villeneuve --- For 1.13 Elect Director H.A. Wagner --- For 1.14 Elect Director Christine Todd Whitman --- For 2 Ratify Auditors For For Mgmt 3 Establish Term Limits for Directors Against Against ShrHoldr Under an effective corporate governance system, shareholders have the right to express their preferences each year by voting on directors at the annual meeting. Thus, shareholders can remove or reelect directors as they see fit. 4 Report on Foreign Military Sales Against Against ShrHoldr Conclusion ISS notes that United Technologies already discloses some information on these matters both through public filings and on the company's website. Topics addressed in these forums include disclosure on certain company policies related to export control compliance, government contract bidding, and appropriate financial information on military or weapons related programs. Additionally, the federal government agencies tasked with evaluating these transfer agreements already provide substantial regulatory oversight and enforcement regarding the foreign sale of weapons-related products and services. Finally, while we note that the proponents have stated that the company should omit proprietary or classified information from the report, we believe that detailed disclosure into the company's contract bidding and market promotion strategies may negatively impact the company by providing insight to industry competitors without providing additional meaningful information to shareholders. As such, ISS believes that the combination of federal regulation, the current level of disclosure by United Technologies, and the necessity to limit disclosure where it could affect the company's competitive advantage outweigh the potential benefits that may be derived from this proposal. 5 Report on Political Contributions Against Against ShrHoldr Conclusion ISS agrees with the proponent that companies should provide clear information to shareholders on their public policy initiatives, as these may impact the company's ability to operate effectively in some highly regulated industries and could expose the company to negative publicity or costly litigation if such contributions are poorly managed. That said, based on United Technologies' existing disclosure on public policy activities and trade association costs, as well as its public commitment to expand disclosure on company and PAC contributions this year, ISS does not believe shareholder support for the resolution is necessary at this time. 6 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 7 Pay For Superior Performance Against For ShrHoldr Conclusion While the company's annual bonus program is performance-based with clearly disclosed hurdle rates, the long-term incentive program is not substantially performance-based under current ISS guidelines. We commend the company for disclosing specific target rates for EPS and TSR for PSUs granted under the long-term program. The company maintains that it has increased use of performance-based compensation to greater than 50 percent of the value of annual long-term incentive awards if the total value of the PSUs to SARs is taken into account. However, per ISS' valuation of the performance mix, we compared the actual number of shares (PSUs vs. SARs) granted in the past fiscal year and only13 percent of the equity awards granted to named executive officers over the past year have been performance-based according to our guidelines. ISS calculates the performance mix using shares rather than in dollars because values can change over time and with different modeling assumptions, among other things. Therefore, ISS believes that shareholder support of the proposal is warranted. Accordingly, ISS believes that shareholder support for this proposal is warranted. 04/26/07 - A Valero Energy Corp. *VLO* 91913Y100 03/01/07 46,749 1 Elect Directors For Split Mgmt 1.1 Elect Director Ruben M. Escobedo --- For We recommend a vote FOR the directors with the exception of independent outsider Bob Marbut. We recommend that shareholders WITHHOLD votes from Bob Marbut for sitting on more than three boards. 1.2 Elect Director Bob Marbut --- Withhold 1.3 Elect Director Robert A. Profusek --- For 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors While the company has adopted a director resignation policy, we believe that the majority vote standard with the director resignation policy and a plurality standard for contested elections is the benchmark to which companies should strive. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Establish SERP Policy Against For ShrHoldr Conclusion ISS recommends shareholders support this proposal as the inclusion of variable compensation or other enhancements under SERP provisions significantly drives up the cost of such plans, a cost that is absorbed by the company and its shareholders. 05/16/07 - A Ventas, Inc. *VTR* 92276F100 03/19/07 24,300 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For For Mgmt The requested increase of 120,000,000 shares is below the allowable threshold of 207,000,000 shares. 4 Amend Stock Ownership Limitations For For Mgmt We believe that some of the clarifications being included in the amendment are positive to protect the company's REIT status. However, we believe that the ownership restrictions should allow a level playing field for all shareholders, and that granting the power to the board to grant exceptions to the constructive ownership limit is not in the best interest of shareholders. 05/03/07 - A Verizon Communications *VZ* 92343V104 03/05/07 99,782 1 Elect Director James R. Barker For For Mgmt While ISS recognizes that Verizon had some pay issues in 2005 and that it should do a better job with the design of the short-term and long-term incentive programs, we do not believe that AGAINST vote recommendations are warranted at this time. Particularly, the company's one-year and three-year total shareholder returns have outperformed the S&P 500 index and that Mr. Seidenberg's 2006 pay package is not excessively out of line with the peer companies. Going forward, ISS will monitor the actions of the compensation committee. At this time, ISS urges the compensation committee to redesign the programs so that achieving target performance level results in target and not above target payouts. Further, if the compensation committee were to exercise its discretion to increase Mr. Seidenberg's actual PSUs payouts, it would need to provide complete disclosure and justification so that shareholders are provided with sufficient insight to the high payouts. The lack of a solid rationale may result in a withhold vote from members of the compensation committee in the future. Included in this annual meeting are three compensation-related shareholder proposals sponsored by the unions which ISS will be supporting. 2 Elect Director Richard L. Carrion For For Mgmt 3 Elect Director M. Frances Keeth For For Mgmt 4 Elect Director Robert W. Lane For For Mgmt 5 Elect Director Sandra O. Moose For For Mgmt 6 Elect Director Joseph Neubauer For For Mgmt 7 Elect Director Donald T. Nicolaisen For For Mgmt 8 Elect Director Thomas H. O'Brien For For Mgmt 9 Elect Director Clarence Otis, Jr. For For Mgmt 10 Elect Director Hugh B. Price For For Mgmt 11 Elect Director Ivan G. Seidenberg For For Mgmt 12 Elect Director Walter V. Shipley For For Mgmt 13 Elect Director John W. Snow For For Mgmt 14 Elect Director John R. Stafford For For Mgmt 15 Elect Director Robert D. Storey For For Mgmt 16 Ratify Auditors For For Mgmt 17 Limit Executive Compensation Against Against ShrHoldr ISS believes that taking away the company's ability to grant stock options is an arbitrary and excessively restrictive proposal that could potentially prohibit the company from compensating employees based upon their individual and company-wide performance. Being unable to issue stock options could hinder the company's ability to attract and retain competent executive officers. Moreover, the company's outstanding plans forbids repricing without shareholder proposal. As such, ISS does not recommend shareholder support for the resolution. 18 Eliminate or Restrict Severance Agreements Against For ShrHoldr (Change-in-Control) ISS believes that the exclusion of tax gross-ups associated with severance benefits, the value of accelerated vesting of outstanding equity compensation awards and others can amount to significant value. By excluding these benefits from the company's policy, shareholders are unable to voice their opinion on overly-generous severance benefits. Therefore, ISS believes this proposal warrants support. 19 Disclose Information on Compensation Against For ShrHoldr Consultant Based on the above disclosure, ISS believes that the company has not adequately met the proponent's request. 20 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officer's Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 21 Adopt Policy on Overboarded Director Against Against ShrHoldr ISS notes that the company's Corporate Governance Guidelines with respect to the number of public company boards that a director can sit on conforms with ISS' standards. The proposal is slightly more restrictive in which directors can only serve on the board of no more than two other for-profit corporations, if he or she is employed full-time. At this time, ISS does not support this proposal due to its restrictive nature. 22 Approve Terms of Existing Poison Pill Against Against ShrHoldr In this case, we note that the company has adopted a formal policy regarding the adoption of a pill. Specifically, the board will not adopt a shareholder rights plan without prior shareholder approval or present the plan to shareholders for their approval within one year of adopting the plan. If the plan is not approved by shareholders, it will expire one year from the date it is adopted and cannot be renewed or replaced. Any plan adopted by the board must also contain a "sunset" provision, providing that shareholders will have the opportunity to ratify or reject the plan every three years following the date of initial shareholder approval. ISS does not believe a bylaw change is necessary at this time since the company has established a policy. Therefore, ISS does not support this proposal. 23 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Verizon discloses a significant amount of the information requested by the proponent on its corporate website. Included in this information are disclosure of the Foundation's contributions and a broad discussion of the company's charitable contribution policies and programs. Further, discussion on the website describes the initiatives that the company is involved in as well as its broad rationale for charitable contributions. Therefore, based on the existing level of disclosure, ISS does not recommend shareholder support for the resolution at this time. 05/08/07 - A W. R. Berkley Corp. *BER* 084423102 03/19/07 19,625 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/31/06 - S Wachovia Corp. *WB* 929903102 07/11/06 55,711 1 Issue Shares in Connection with an For For Mgmt Acquisition Based on our review and terms of the transaction, particularly the strategic fit, we recommend that shareholders support the proposed issuance of shares. 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 4.69 percent is within the allowable cap for this company of 5.79 percent. Additionally, this plan expressly forbids repricing. Although Wachovia failed the burn-rate test, the board commits that for fiscal years 2007 through 2009, the average run-rate for new grants will not exceed 2.46 percent of common shares outstanding. 04/17/07 - A Wachovia Corp. *WB* 929903102 02/12/07 87,231 1 Elect Directors For For Mgmt 1.1 Elect Director Ernest S. Rady --- For We recommend a vote FOR the directors. 1.2 Elect Director Jerry Gitt --- For 1.3 Elect Director John T. Casteen, III --- For 1.4 Elect Director Maryellen C. Herringer --- For 1.5 Elect Director Joseph Neubauer --- For 1.6 Elect Director Timothy D. Proctor --- For 1.7 Elect Director Van L. Richey --- For 1.8 Elect Director Dona Davis Young --- For 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Company Specific--Provide for Majority For For Mgmt Voting ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS commends management for submitting this proposal that demonstrates the board's commitment to shareholders' interests. 4 Ratify Auditors For For Mgmt 5 Approve Report of the Compensation Committee Against For ShrHoldr ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 6 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, accountability, and a focus on fiduciary duty among Wachovia board members, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 7 Report on Political Contributions Against Against ShrHoldr In the case of Wachovia, ISS notes that the company discusses political contributions both in a policy statement and in the corporate Code of Ethics located on the company website. These policies do not appear inconsistent with industry standards or existing regulatory requirements on this issue. Wachovia's policy statement does not outline the criteria used in evaluating political contributions; however, it does clearly state that the company does not contribute any corporate funds to political organizations (including 527s), and that all contributions and political activities are conducted through voluntary, employee-sponsored PACs. Further disclosure includes information on the departments that are accountable for overseeing political activity, and annual director-level audit process. Finally, the company does not appear to be the subject of any recent, significant controversy, fines, or litigation resulting from political action or contributions from it or its employee sponsored PACs. Therefore, while we agree with the proponents that data on every type of political contribution may not be easily accessed, it is our opinion that information provided by Wachovia provides shareholders with sufficient insight into the company's policies and controls. Furthermore, company policy prohibits the use of corporate funds for political contributions. Therefore, ISS does not believe that additional reporting on this matter is warranted at this time. 8 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 04/26/07 - A Webster Financial Corp. *WBS* 947890109 02/22/07 14,100 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is less than the allowable cap for this company of 6 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 04/24/07 - A Wells Fargo & Company *WFC* 949746101 03/06/07 141,780 1 Elect Directors For Split Mgmt 1.1 Elect Director John S. Chen --- For We recommend a vote FOR the directors with the exceptions of Cynthia H. Milligan, Philip J. Quigley, Donald B. Rice, and Michael W. Wright. We recommend shareholders WITHHOLD votes from Cynthia H. Milligan and Philip J. Quigley for standing as affiliated outsiders on the Audit Committee; Donald B. Rice and Michael W. Wright for standing as affiliated outsiders on the Compensation Committee; and Cynthia H. Milligan, Philip J. Quigley, Donald B. Rice, and Michael W. Wright for standing as affiliated outsiders on the Nominating Committee. 1.2 Elect Director Lloyd H. Dean --- For 1.3 Elect Director Susan E. Engel --- For 1.4 Elect Director Enrique Hernandez, Jr. --- For 1.5 Elect Director Robert L. Joss --- For 1.6 Elect Director Richard M. Kovacevich --- For 1.7 Elect Director Richard D. McCormick --- For 1.8 Elect Director Cynthia H. Milligan --- Against 1.9 Elect Director Nicholas G. Moore --- For 1.10 Elect Director Philip J. Quigley --- Against 1.11 Elect Director Donald B. Rice --- Against 1.12 Elect Director Judith M. Runstad --- For 1.13 Elect Director Stephen W. Sanger --- For 1.14 Elect Director Susan G. Swenson --- For 1.15 Elect Director John G. Stumpf --- For 1.16 Elect Director Michael W. Wright --- Against 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against For ShrHoldr Wells Fargo does not meet all of the criteria in the counterbalancing structure described above. Absent an offsetting governance structure, we believe that a company of this size should be able to find two qualified people willing to serve in the separate positions of chairman and CEO. Accordingly, the proposal warrants shareholder support. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Establish SERP Policy Against For ShrHoldr In this case, the company includes more than only salary in its SERP provisions. ISS agrees with the proponent that base salary is a sufficient basis upon which to base pension benefits to executives. 6 Report on Racial and Ethnic Disparities in Against Against ShrHoldr Loan Pricing Therefore, based on concerns over the utility of this information to shareholders, and information available on the company's website that addresses some of the concerns set forth in the proposal, we do not believe that shareholder support for this resolution is warranted. 7 Report on Emission Reduction Goals Against For ShrHoldr Therefore, based on the potential strategic and reputational value that performing the requested assessments and establishing appropriate policies may create for the company and its shareholders, the limited cost and burden of compliance, and the apparent industry trends towards addressing this issue, ISS recommends that shareholders support this resolution. 05/23/07 - A Xcel Energy Inc. *XEL* 98389B100 03/29/07 75,103 1 Elect Directors For Split Mgmt 1.1 Elect Director C. Coney Burgess --- For We recommend a vote FOR the directors with the exception of affiliated outsider Richard K. Davis. We recommend that shareholders WITHHOLD votes from Richard K. Davis for poor attendance. 1.2 Elect Director Fredric W. Corrigan --- For 1.3 Elect Director Richard K. Davis --- Withhold 1.4 Elect Director Roger R. Hemminghaus --- For 1.5 Elect Director A. Barry Hirschfeld --- For 1.6 Elect Director Richard C. Kelly --- For 1.7 Elect Director Douglas W. Leatherdale --- For 1.8 Elect Director Albert F. Moreno --- For 1.9 Elect Director Margaret R. Preska --- For 1.10 Elect Director A. Patricia Sampson --- For 1.11 Elect Director Richard H. Truly --- For 1.12 Elect Director David A. Westerlund --- For 1.13 Elect Director Timothy V. Wolf --- For 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against For ShrHoldr In this case, the company does not meet all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure does not provide a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal warrants shareholder support. 4 Pay For Superior Performance Against Against ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are performance-based under current ISS guidelines. Further, the company discloses specific performance measures and hurdles rates for both short-term and long-term incentive awards to senior executives, which allows shareholders to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should not support this proposal. Fund: Principal Variable Contracts Fund, Inc. - Diversified International Account Sub-Advisor: Principal Global Investors Vote Summary Report Jul 01, 2006 - Jun 30, 2007 Diversified International - 651 Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- ---------------------------------------- ------------- ------------ ------- ----------- ----------------- - ----------------------------------------------------------------------------------------------------------------------------- 04/23/07 - A Aalberts Industries N00089164 04/19/07 693 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 5 Approve Dividends of EUR 1.10 Per Share For Mgmt 6 Approve Discharge of Management Board For Mgmt 7 Approve Discharge of Supervisory Board For Mgmt 8 Approve Remuneration of Supervisory Board For Mgmt 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Grant Board Authority to Issue Shares and For Mgmt Restricting/Excluding Preemptive Rights 11 Approve Reduction in Share Capital by For Mgmt Cancelling Issued Preference Shares 12 Amend Articles For Mgmt 13 Authorize Management Board to Request a For Mgmt Declaration of No Objection Related to the Amendment of Articles (Item 12) 14a Reelect C.J. Brakel to Supervisory Board For Mgmt 14b Reelect A.B. van Luyk to Supervisory Board For Mgmt 14c Elect H. Scheffers to Supervisory Board For Mgmt 14d Elect W. van de Vijver to Supervisory Board For Mgmt 15 Ratify PricewaterhouseCoopers Accountants For Mgmt NV as Auditors 16 Announcements and Other Business None Mgmt (Non-Voting) 17 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/30/07 - A Aareal Bank AG D00379111 05/09/07 1,400 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Authorize Repurchase of Up to 5 Percent of For Mgmt Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Approve Affiliation Agreement with For Mgmt Subsidiary Aareal First Financial Solutions AG 9 Elect Hans Lohneiss to the Supervisory Board For Mgmt 10 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A ABB Ltd. H0010V101 None 192,896 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A ABB Ltd. H0010V101 None 192,896 1 Receive Financial Statements and Statutory None Mgmt Reports (Non-Voting) 2 Accept Financial Statements and Statutory For Mgmt Reports 3 Approve Discharge of Board and Senior For Mgmt Management 4 Approve Allocation of Income and Dividends For Mgmt of CHF 0.24 per Share 5 Approve Creation of CHF 500 Million Pool of For Mgmt Capital without Preemptive Rights 6 Elect Directors For Mgmt 7 Ratify Ernst & Young AG as Auditors; Ratify For Mgmt OBT AG as Special Auditors Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/14/07 - A Abengoa S.A. E0002V179 None 605 1 Approve Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year 2006; Approve Discharge Directors 2 Approve Allocation of Income for Fiscal For For Mgmt Year 2006 3 Elect Auditor for Company and Consolidated For For Mgmt Group 4 Amend Articles 44 and 46 of the Company's For For Mgmt Bylaws Re: Remove References to the Supervisory Board 5 Amend Article 39 of the Company Bylaws Re: For For Mgmt Fixing the Maximum Number of Directors to Fifteen Members 6 Elect Directors For For Mgmt 7 Amend Article 41 of the Company Bylaws Re: For For Mgmt Designation of a Director as a Coordinator of External Directors 8 Amend Article 24 of the Company Bylaws and For For Mgmt Article 5 of the General Meeting Guidelines Re: Notice Period for Shareholder Meetings 9 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 10 Authorize Issuance of Convertible and For For Mgmt Non-convertible Bonds/Debentures and/or Debt Securities 11 Authorize Repurchase of Shares For For Mgmt 12 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 13 Approve Minutes of Meeting For For Mgmt 04/26/07 - A ABG Sundal Collier ASA (frmly ASKIA R00006107 None 11,419 INVEST) 1 Open Meeting; Registration of Shareholders None None Mgmt 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Approve Financial Statements and Statutory For For Mgmt Reports 5 Approve Allocation of Income and Dividends For For Mgmt of NOK 1.60 per Share 6 Approve Remuneration of Auditors For For Mgmt 7 Approve Remuneration of Directors For For Mgmt 8 Approve Remuneration Policy And Other Terms For Against Mgmt of Employment For Executive Management We have concerns with the long-term variable compensation, however. Under the terms of the company's share purchase (partner share) plan, partners may buy shares at a 15-percent discount provided that they retain the shares for at least three years. It is the intention that the participants in this plan will continue to retain around 50 percent of shares outstanding over time. The company has not provided a definition of "partner"; therefore, it is unclear whether the plan is directed at employees only, or whether it would include other individuals, such as consultants, that are only marginally connected to the company and its business. In addition, no details have been provided regarding the scope of the plan in terms of number of shares issues. Due to potential excessive dilution and lack of disclosure regarding the share purchase plan, we recommend a vote against this item. 9 Amend Articles For Against Mgmt Since we do not know what amendments will be proposed under this item, we recommend a vote against. 10 Elect Members of Nominating Committee For For Mgmt 11 Elect Directors For Against Mgmt We strongly believe that publicly listed companies should disclose details on proposals at least 30 days prior to the meeting. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. Most large Norwegian companies disclose at least the names of any nominees to the board in the meeting notice. A company representative informed us that the names of the proposed directors will not be published until the week prior to the AGM. We recommend that shareholders contact ABG Sundal Collier's investor relations department directly and express their desire to receive details of proposals well in advance of the meeting. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 12 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 13 Approve Creation of NOK 13.6 Million Pool For Against Mgmt of Capital without Preemptive Rights Due to potential excessive dilution of 20.2 percent, we recommend a vote against this proposal. 05/25/07 - A Acambis plc G0062N107 None 9,859 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Re-elect Ross Graham as Director For For Mgmt 4 Re-elect Randal Chase as Director For For Mgmt 5 Elect William Jenkins as Director For For Mgmt 6 Elect John Lambert as Director For For Mgmt 7 Elect Michael Watson as Director For For Mgmt 8 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,232,866 10 Amend Articles of Association Re: For For Mgmt Electronic Communications 11 Amend Articles of Association Re: Transfer For For Mgmt of Ordinary Shares to Non-US Persons Conclusion From the information provided by the Company, it is evident that if Acambis plc continues to have a US registration, the reporting obligations under the Securities Exchange Act (SEC reporting) and Sarbanes-Oxley Act, will result in increased further administrative and compliance costs. In view of this, we are aware that: (i) It becomes increasingly difficult to justify the higher compliance cost and management time required; and (ii) The US listing seems to be of limited benefit to a significant majority of the shareholders. However, US Holders should be aware that they could, if the amendments are approved, be forced into a compulsory sale of their shares in order to permit the Company to de-list in the US. In the event of a compulsory sale, the best price offered to them could be lower or higher than the market price when the circular was issued by the Company. We have serious corporate governance concerns over changes of this nature as, regardless of the size of their shareholding, we would prefer that no shareholder should be forced into selling their investment. In addition, in this case, Acambis plc has proposed a process that does not provide the opportunity to give shareholders any premium or other form of compensation or sale expenses for the compulsory sale. Despite these reservations, after a careful review of Acambis's circumstances, we recommend that shareholders vote for this proposal. We are, however, aware that this proposal could potentially have some disadvantage to the Company's US based shareholders. For that reason we strongly encourage shareholders to review this vote recommendation carefully from their own specific investment perspective. 12 Authorise 10,767,134 Ordinary Shares for For For Mgmt Market Purchase 13 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 538,357 05/25/07 - A Acergy SA (frmely Stolt Offshores and L00306107 04/02/07 72,200 Stolt Comex Seaway S.A.) Annual Meeting Agenda 1 Approve Reports of the Board of Directors For Mgmt and of the Auditors 2 Approve the Unconsolidated Balance Sheet For Mgmt and Statements of Profit and Loss of the Company for the Fiscal Year Ended Nov. 30, 2006 3 Approve the Consolidated Balance Sheet and For Mgmt Statements of Operations of the Company for the Fiscal Year Ended Nov. 30, 2006 4 Approve Dividends For Mgmt 5 Approve Discharge of Directors For Mgmt 6 Approve Share Repurchase Program For Mgmt 7.a Elect Mark Woolveridge as Director For Mgmt 7.b Elect James B. Hurlock as Director For Mgmt 7.c Elect Trond O. Westlie as Director For Mgmt 7.d Elect J. Frithjof Skouveroe as Director For Mgmt 7.e Elect George H. Doremus as Director For Mgmt 7.f Elect Tom Ehret as Director For Mgmt 7.g Elect Peter Mason as Director For Mgmt 8 Appoint Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Acs, Actividades de Construccion y E7813W163 None 59,567 Servicios S.A (Formerly Gines Navarro C 1 Approve Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports; Approve Allocation of Income; Presentation of Annual Corporate Governance Report and Corporate Social Responsibility Report 2 Approve Discharge of Directors For For Mgmt 3 Elect Directors For Against Mgmt On this item, we consider there to be several factors that warrant further consideration. The lack of certainty over whether there will be director elections at the meeting and the presentation of this proposal as a single voting item virtually excludes proxy-voting shareholders from participating in the director election process. These are also practices which the majority of Spanish companies no longer follow. In addition, the company's choice to adopt six-year director terms, we believe, moves counter to best practice principles which advocate shorter terms to increase director accountability. Finally, we are not convinced that ACS has a board structure in place that limits the concentration of power in the combined Chairman/ CEO position. We consider these to be significant deficiencies for a market leading MSCI-EAFE index company, therefore we cannot recommend shareholder support for this item. 4 Amend Article 4 of By-Laws Re: Corporate For For Mgmt Purpose 5 Authorize Repurchase of Shares For For Mgmt 6 Approve Auditors For For Mgmt 7 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 8 Approve Minutes of Meeting For For Mgmt 03/29/07 - A ACTA HOLDING R0388P107 None 17,992 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 5 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Allocation of Income and Dividends of NOK 2.65 per Share 6 Approve Remuneration of Directors in the For For Mgmt Amount of NOK 250,000 for Chairman and NOK 150,000 for Other Members 7 Approve Remuneration of Auditors Ernst & For For Mgmt Young in the Amount of NOK 107,000 8 Reelect Alfred Ydsteboe (Chairman), Ellen For For Mgmt Math Henrichsen, and Fred Ingebrigsten as Board Members; Elect Marit Arnstad and Ragnhild Kvaalshaugen as New Board Members 9 Reelect Ulf-Einar Staalesen (Chairman), Jan For For Mgmt Petter Collier, and Fred Ingebrigsten as Members of Nominating Committee 10 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 11 Approve Creation of NOK 4.5 Million Pool of For For Mgmt Capital without Preemptive Rights 12 Authorize Repurchase of Up to 25 Million For For Mgmt Shares 05/04/07 - A Actelion Ltd. H0032X135 None 8,255 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - A Actelion Ltd. H0032X135 None 8,255 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Omission For Mgmt of Dividends 3 Approve Discharge of Board and Senior For Mgmt Management 4 Reelect Werner Henrich, Jean Malo, and For Mgmt Armin Kessler as Directors 5 Ratify Ernst & Young AG as Auditors For Mgmt 6.1.1 Authorize Use of Existing CHF 839,963 Pool For Mgmt of Capital for Stock Option Plan 6.1.2 Approve CHF 4.2 Million Increase in Pool of For Mgmt Capital Reserved for Stock Option Plan 6.2.1 Approve CHF 9.3 Million Increase in Pool of For Mgmt Capital Reserved to Guarantee Conversion Rights of Convertible Bonds 6.2.2 Approve Creation of CHF 17.5 Million Pool For Mgmt of Capital with Preemptive Rights 7 Approve 5:1 Stock Split For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Adelaide Brighton Ltd. *ABC* Q0109N101 05/08/07 15,223 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended Dec. 31, 2006 2 Elect C L Harris as Director For For Mgmt 3 Elect M A Kinnaird as Director For For Mgmt 4 Approve Grant of 1.31 Million Awards to For For Mgmt Mark Chellew, Managing Director, Under the Adelaide Brighton Executive Performance Share Plan 5 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 05/16/07 - A Admiral Group plc G0110T106 None 7,931 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt The Company used the Unapproved Free Share Plan at Executive Director level for the first time. Although it has not been put forward for shareholder approval as a stand alone item at any point, it was approved as part of the IPO document in 2004, which fully sets out the terms and conditions relating to it. Kevin Chidwick, the new Finance Director, received shares with a face value equivalent to approximately 270% of basic salary. RREV considers that the terms of the scheme are mostly in line with best practice. Vesting periods, at three years, dilution limits, at 5% of the Group's issued share capital over a 10-year period, and individual limits (GBP 400,000 or, if lower, 600% of basic salary) are all acceptable. However, the rules of the Plan allow early exercise in the event of takeover, reconstruction or winding-up of the Company. We expect the Company to review this with a view to amending the Scheme and bring it fully in line with best practice. At this point, this will not lead to an adverse voting recommendation. However, we will continue to monitor the use of this scheme going forward. 3 Approve Final Dividend of 24.0 Pence Per For For Mgmt Ordinary Share 4 Elect Kevin Chidwick as Director For For Mgmt 5 Re-elect Martin Jackson as Director For For Mgmt 6 Re-elect Keith James as Director For For Mgmt 7 Elect Margaret Johnson as Director For For Mgmt 8 Elect Lucy Kellaway as Director For For Mgmt 9 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 10 Authorise Board to Fix Remuneration of For For Mgmt Auditors 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 86,000 12 Subject to the Passing of Resolution 11, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,000 13 Authorise 13,000,000 Ordinary Shares for For For Mgmt Market Purchase 14 Authorise the Company to Use Electronic For For Mgmt Communications 04/24/07 - A Aedes SpA T89843105 None 2,163 Annual Meeting Agenda - Ordinary Business 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Elect One Director Director For Mgmt 3 Extend External Auditors' Mandate for the For Mgmt Three-Year Term 2012-2014, in Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 4 Revoke Deliberation Taken on April 24, 2006 For Mgmt Concerning the Repurchase Program and Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/22/06 - S Aegis Group plc G0105D108 None 458,215 Shareholder Proposals 1 Appoint Philippe Germond to the Board Against Against ShrHoldr 2 Appoint Roger Hatchuel to the Board Against Against ShrHoldr 04/04/07 - S Aegis Group plc G0105D108 None 95,055 Shareholder Proposals 1 Appoint Philippe Germond to the Board Against Against ShrHoldr 2 Appoint Roger Hatchuel to the Board Against Against ShrHoldr 05/25/07 - A Aegis Group plc G0105D108 None 95,055 Management Proposals 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 1.175 Pence Per For For Mgmt Ordinary Share 3 Re-elect Robert Lerwill as Director For For Mgmt 4 Re-elect Charles Strauss as Director For For Mgmt 5 Re-elect Leslie Van de Walle as Director For For Mgmt 6 Elect Mainardo de Nardis as Director For For Mgmt 7 Elect Alicja Lesniak as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Approve Remuneration Report For For Mgmt RREV is not highlighting any issues that would lead us to vote against the remuneration report. 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,778,495 12 Subject to the Passing of Resolution 11, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,854,462 13 Authorise 57,221,500 Ordinary Shares for For For Mgmt Market Purchase Shareholder Proposals 14 Appoint Philippe Germond to the Board Against Against ShrHoldr RREV Conclusion As in previous reports, RREV has again considered both points of view and continues to believe a vote against the election of Philippe Germond and Roger Hatchuel to the Aegis Board to be appropriate. The following factors have been significant in determining our decision: - we consider the conflict of interest to be real given that the nominees represent a shareholder with significant interests in a competitor; - given that the Board is recommending that shareholders vote against the individuals' election to the Board we believe that a divided Board is not conducive to shareholders' interests in general; and - under the current Board's stewardship, Aegis has outperformed the sector over the past five years and has positive broker forecasts for the coming year. Having previously engaged with Groupe Bollore regarding the conflict of interest we feel the issue remains the crux of the argument for recommending a vote against the individual's election to the Board. Whilst we recognise that shareholders may wish to be represented on the Board and that this is common in situations where there is a large shareholder, in this case RREV considers the conflict of interest that arises due to Vincent Bollore's interest in Havas SA to be a decisive issue. 15 Appoint Roger Hatchuel Against Against ShrHoldr 04/20/07 - A AFG Arbonia-Foster-Holdings AG H00624173 None 69 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Discharge of Board and Senior For For Mgmt Management 3 Approve Allocation of Income and Dividends For Against Mgmt of CHF 10 per Bearer Share and CHF 2 per Registered Share Due to long-term low payout ratios and shareholder-unfriendly dividend allocation schemes, shareholders are advised to vote against this allocation of income proposal. 4 Approve Creation of CHF 1.9 Million Pool of For For Mgmt Capital with Preemptive Rights 5 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt 6 Transact Other Business (Non-Voting) None None Mgmt 04/25/07 - A Aggreko plc G0116S102 None 27,678 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 4.19 Pence Per For For Mgmt Ordinary Share 4 Re-elect Rupert Soames as Director For For Mgmt 5 Re-elect George Walker as Director For For Mgmt 6 Re-elect Andrew Salvesen as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 8 Approve Aggreko UK Sharesave Plan 2007 For For Mgmt 9 Approve Aggreko International Sharesave For For Mgmt Plan 2007 10 Approve Aggreko U.S. Employee Stock Purchae For For Mgmt Plan 2007 11 Approve Aggreko (Republic of Ireland) For For Mgmt Sharesave Plan 2007 12 Adopt New Articles of Association For For Mgmt 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,695,000 14 Authorise 26,950,000 Ordinary Shares for For For Mgmt Market Purchase 05/09/07 - A/S Agrium Inc. *AGU* 008916108 03/13/07 53,300 1 Elect Directors For For Mgmt 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 3 Amend Stock Option Plan Re Amendment For For Mgmt Provisions 4 Amend Stock Option Plan Re Increase Size For For Mgmt VI. Vote Recommendation In Canada, ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns (TSR), and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation (TDC) is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. The TSR compared to TDC for one year (2005-2006) is : 43% to -2.3%; and for three-years (2004-2006) is 74% to 36% The estimated shareholder value transfer of the company's plans of 2 percent is equal to or less than the allowable cap for this company of 4 percent. The plan expressly prohibits repricing of underwater stock options without shareholder approval. Non-employee directors are not eligible participants in this plan. ISS believes the plan amendment provision has adequately limited the board's unilateral authority to amend the plan going forward. 5 Amend Shareholder Rights Plan For For Mgmt 06/22/07 - A Ahresty Corp. *5852* J16674103 03/31/07 1,800 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 5 Background of non-executive nominee(s): The nominee is an executive of Nippon Light Metal Co., Ltd. Board Profile Composition of board after this meeting: 4 executives and 1 non-executive. The number of outsiders is remaining the same. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is the president of YOROZU Corporation. Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Appointment of External Audit Firm For For Mgmt The company seeks to appoint Deloitte Touche Tohmatsu & Co. as its external audit firm in place of Shin-Nihon & Co. The company has provided no reason for the change. We note that the outgoing auditors submitted an unqualified report for the year under review. 06/28/07 - A Aichi Bank Ltd. *8527* J07686108 03/31/07 100 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 45 The payout ratio for the full year is 9 percent based on consolidated earnings, or 10 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 12 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees pass our test for independence. Nominee 2 is a former government official. Nominee 3 is the president of his own certified tax accountant office. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that KPMG Azsa & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint KPMG Azsa & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 06/28/07 - A Aichi Corp. *6345* J00284109 03/31/07 8,946 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 and 4 Neither nominee meets our criteria for independence. Nominee 3 is a current executive of the largest shareholder in the company with a 51.0 percent stake. Nominee 4 is a current vice president of one of the largest shareholders in the company with a 2.6 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1 3.4 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that PricewaterhouseCoopers Aarata be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed PricewaterhouseCoopers Aarata on a provisional basis. Here, the company seeks to formally appoint PricewaterhouseCoopers Aarata. We see no reason to oppose this resolution. 5 Approve Retirement Bonus for Director For For Mgmt The recipient is an insider. 06/28/07 - A Air Water Inc. (formerly Daido Hoxoan J00662114 03/31/07 1,700 Inc.) *4088* 1 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 2 Elect Directors For For Mgmt 3 Approve Retirement Bonuses for Directors For Against Mgmt and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 4 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 16 continuing directors and 4 continuing internal statutory auditor. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing directors have been designated by the company as outside directors. 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 4 Approve Deep Discount Stock Option Plan For For Mgmt Option Plan Summary Eligibility: The company seeks approval for a deep-discount option plan for directors. The exercise price will be set at JY 1 per share. Potential Dilution: 0.07 percent of issued capital from this plan; 7.5 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: The exercise period will be determined by the full board, potentially beginning as soon as the day after the grant date and running for as long as 20 years. Performance Hurdles: None disclosed. This plan is intended to replace the seniority-based retirement bonus system with compensation based on share price performance. Because total dilution from this plan and the company's previous option plans exceeds ISS guidelines, and because the grant of deeply discounted options which may be exercised immediately after grant carries no assurance that grantees will focus on long-term share price appreciation, rather than cashing in on short-term gains, we recommend that shareholders oppose this option plan. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 60 million per month (or JY 720 million per year) to JY 870 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 6.5 million per month (or JY 78 million per year) to JY 98 million per year. After the meeting, the company will continue to have 20 directors and 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 04/25/07 - A Akzo Nobel N.V. N01803100 03/26/07 38,962 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3a Approve Financial Statements and Statutory For Mgmt Reports 3b Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 3c Approve Dividends For Mgmt 4a Approve Discharge of Management Board For Mgmt 4b Approve Discharge of Supervisory Board For Mgmt 5i Elect Bruzelius to Supervisory Board For Mgmt 5ii Elect Bufe to Supervisory Board For Mgmt 6 Approve Decrease in Size of Management Board For Mgmt 7 Approve Decrease in Size of Supervisory For Mgmt Board 8a Grant Board Authority to Issue Shares Up To For Mgmt 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 8b Authorize Board to Exclude Preemptive For Mgmt Rights from Issuance Under Item 8b 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Approve Cancellation of Common Shares For Mgmt 11 Amend Articles For Mgmt 12 Other Business (Non-Voting) None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A ALFRESA HOLDINGS CORP. *2784* J0109X107 03/31/07 3,128 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 9 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 2 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 09/06/06 - A Alimentation Couche Tard Inc *ATD.A* 01626P403 07/10/06 33,700 Meeting For Class A and Class B Shareholders 1 Elect Alan Bouchard, Jacques D'Amours, For For Mgmt Roger Desrosiers, Jean Elie, Richard Forin, Melanie Kau, Roger Longpre, Real Plourde, Jean-Pierre Sauriol, Jean Turmel as Directors 2 Approve Raymond Chabot Grant Thornton as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 10/06/06 - C Alinta Ltd (frmly ALINTAGAS) *AAN* Q0197N104 10/04/06 4,646 Court-Ordered Meeting for Shareholders 1 Approve the Alinta Scheme of Arrangement For For Mgmt 10/25/06 - A Allco Finance Group Limited (formerly Q0202W107 10/23/06 6,743 Record Investments Lim 1 Receive Financial Statements and Statutory None None Mgmt Reports 2 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3a Elect Bob Mansfield as Director For For Mgmt 3b Elect Rod Eddington as Director For For Mgmt 3c Elect Michael Stefanovski as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Resolution 3c - Stefanovski is an executive director on a board where independent non-executive directors hold four of the eight board seats. 3d Elect David Turnbull as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Resolution 3d - Turnbull is an executive director on a board where independent non-executive directors hold four of the eight board seats. 3e Elect Neil Lewis as Director For For Mgmt 4 Approve KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 05/02/07 - A Allianz SE (formerly Allianz AG) D03080112 None 28,007 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 3.80 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5a Elect Wulf Bernotat to the Supervisory Board For Mgmt 5b Elect Gerhard Cromme to the Supervisory For Mgmt Board 5c Elect Franz Humer to the Supervisory Board For Mgmt 5d Elect Renate Koecher to the Supervisory For Mgmt Board 5e Elect Igor Landau to the Supervisory Board For Mgmt 5f Elect Henning Schulte-Noelle to the For Mgmt Supervisory Board 5g Elect Juergen Than as Alternate Supervisory For Mgmt Board Member 5h Elect Jean Jacques Cette as Employee For Mgmt Representative to the Supervisory Board 5i Elect Claudia Eggert-Lehmann as Employee For Mgmt Representative to the Supervisory Board 5j Elect Godfrey Hayward as Employee For Mgmt Representative to the Supervisory Board 5k Elect Peter Kossubek as Employee For Mgmt Representative to the Supervisory Board 5l Elect Joerg Reinbrecht as Employee For Mgmt Representative to the Supervisory Board 5m Elect Rolf Zimmermann as Employee For Mgmt Representative to the Supervisory Board 5n Elect Claudine Lutz as Alternate Employee For Mgmt Representative to the Supervisory Board 5o Elect Christian Hoehn as Alternate Employee For Mgmt Representative to the Supervisory Board 5p Elect Evan Hall as Alternate Employee For Mgmt Representative to the Supervisory Board 5q Elect Marlene Wendler as Alternate Employee For Mgmt Representative to the Supervisory Board 5r Elect Frank Lehmhagen as Alternate Employee For Mgmt Representative to the Supervisory Board 5s Elect Heinz Koenig as Alternate Employee For Mgmt Representative to the Supervisory Board 6 Approve Remuneration of Supervisory Board For Mgmt 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 8 Authorize Repurchase of Up to 5 Percent of For Mgmt Issued Share Capital for Trading Purposes 9 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital for Purposes Other Than Trading; Authorize Use of Financial Derivatives When Repurchasing Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/09/07 - A Allied Irish Banks Plc G02072117 None 97,704 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare the Final Dividend For For Mgmt 3a Reelect Adrian Burke as a Director For For Mgmt 3b Reelect Kieran Crowley as a Director For For Mgmt 3c Reelect Colm Doherty as a Director For For Mgmt 3d Reelect Donal Forde as a Director For For Mgmt 3e Reelect Dermot Gleeson as a Director For For Mgmt 3f Reelect Don Godson as a Director For For Mgmt 3g Reelect Anne Maher as a Director For For Mgmt 3h Reelect Daniel OConnor as a Director For For Mgmt 3i Reelect John ODonnell as a Director For For Mgmt 3j Reelect Sean ODriscoll as a Director For For Mgmt 3k Reelect Jim OLeary as a Director For For Mgmt 3l Reelect Eugene J Sheehy as a Director For For Mgmt 3m Reelect Bernard Somers as a Director For For Mgmt 3n Reelect Michael J Sullivan as a Director For For Mgmt 3o Reelect Robert G Wilmers as a Director For For Mgmt 3p Reelect Jennifer Winter as a Director For For Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors 5 Authorize Share Repurchase For For Mgmt 6 Authorize Reissuance of Repurchased Shares For For Mgmt 7 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights 8 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 9 Amend the rules of the AIB Group For For Mgmt Performance Share Plan 2005 This item is not contentious. Thus, we have no reason to oppose this proposal. 10 Remove KPMG as Auditors Against Against ShrHoldr The company maintains that Mr. Murphy was dismissed years ago and that he has a history of attending AGMs to heckle the board. We believe in the right of shareholders to propose business at shareholder meetings. The appointment of a director is one of the most important rights a shareholder can exercise. However, the courts are the appropriate forum for a dispute of this nature. We do not believe this warrants the appointment of Mr. Murphy, who has questionable qualifications, as the sole member of the board. 11 Elect Niall Murphy, a Shareholder-Nominee, Against Against ShrHoldr as a Director The company maintains that Mr. Murphy was dismissed years ago and that he has a history of attending AGM's to heckle the board. We believe in the right of shareholders to propose business at shareholder meetings. The appointment of a director is one of the most important rights a shareholder can exercise. However, the courts are the appropriate forum for a dispute of this nature. It is believed that this resoultion does not warrant support. 06/26/07 - A Alpine Electronics Inc. *6816* J01134105 03/31/07 3,600 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 15 The payout ratio for the full year is 30 percent based on consolidated earnings, or 54 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 6 executives and 0 non-executives. The board currently includes six insiders and no outside directors. Candidates 5 and 6 are new appointees, but they replace two outgoing executives. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 3 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 06/27/07 - A/S Alten F02626103 06/22/07 1,448 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Allocation of Income and Omission For Mgmt of Dividend 5 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 6 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15,507,000 7 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15,507,000 8 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above 9 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 10 Approve Employee Savings-Related Share For Mgmt Purchase Plan 11 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 12 Authorize up to 3 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 13 Approve Issuance of Warrants Reserved to For Mgmt Employees and Directors 14 Amend Article 17 of Bylaws Re: Vote, Attend For Mgmt Board Meetings Through Videoconference and Telecommunication 15 Amend Articles 8 and 21 of Bylaws Re: For Mgmt Record Date 16 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/29/07 - A ALTRI SGPS SA X0142R103 None 6,055 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports for Fiscal Year 2006 3 Approve Allocation of Income and Dividends For Mgmt 4 Approve Discharge of Management and For Mgmt Supervisory Board 5 Authorization to Buy and Sell Company Stock For Mgmt 6 Amend Article 6 to Reflect Changes in For Mgmt Corporate Law 7 Elect Members to the Supervisory Board, For Mgmt Elect the Statutory Auditor, and Elect the Secretary of the General Meeting Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/13/06 - S Aluminium of Greece SA X00944136 None 1,585 Special Meeting Agenda 1 Change Location of Registered Office; Amend For Mgmt Article 4 Accordingly Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/03/07 - S Aluminium of Greece SA X00944136 None 4,698 1 Approve Reduction in Share Capital Via For Mgmt Cancellation of On Shares 2 Amend Articles to Reflect Changes in Capital For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/14/07 - A Aluminium of Greece SA X00944136 None 2,349 1 Accept Annual and Consolidated Financial For Mgmt Statements and Statutory Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Approve Auditors and Fix Their Remuneration For Mgmt 5 Approve Directors Remuneration For Mgmt 6 Elect Directors For Mgmt 7 Amend Article 2 and Codification For Mgmt 8 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/18/07 - A ALUMINUM CORPORATION OF CHINA LTD Y0094N109 04/18/07 226,000 1 Accept Report of the Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Profit Distribution Proposal and For For Mgmt Final Dividend 5 Approve Remuneration of Directors and For For Mgmt Supervisors 6 Elect Xiao Yaqing; Luo Jianchuan; Chen For Against Mgmt Jihua; Helmut Wieser; Shi Chungui; Poon Yiu Kin, Samuel; Kang Yi; Zhang Zuoyuan; and Liu Xiangmin as Directors In this case, we note that the proposed election of directors is bundled into one resolution. Consolidating director elections into one voting item restricts shareholders' ability to block the election of individuals unfit to hold office and gives shareholders an all-or-nothing choice. Given that bundling restricts shareholders' ability to elect directors individually, shareholders are advised to vote against this resolution. 7 Elect Ao Hong; Yuan Li; and Zhang Zhankui For Against Mgmt as Supervisors In this case, we note that the proposed election of supervisors is bundled into one resolution. Consolidating supervisor elections into one voting item restricts shareholders' ability to block the election of individuals unfit to hold office and gives shareholders an all-or-nothing choice. Given that bundling restricts shareholders' ability to elect supervisors individually, shareholders are advised to vote against this resolution. 8 Approve PricewaterhouseCoopers, Hong Kong For For Mgmt Certified Public Accountants, and PricewaterhouseCoopers Zhong Tian CPAs Ltd. Co. as Independent Auditors and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration 9 Other Business (Voting) For Against Mgmt Although this item is routine and only those issues that could legally be discussed could be presented for consideration, its approval would create an opportunity for those who attend the meeting to approve changes that are not in the best interests of all shareholders. We recommend that shareholders oppose this item unless the company has provided detailed information about the issues that will be discussed. 10 Approve Issuance of H Shares without For Against Mgmt Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 11 Authorize Issuance of Short-term Bonds with For Against Mgmt a Principal Amount of Up to RMB 5.0 Billion We note, however, that the company did not provide further details regarding the terms and the use of proceeds for the Proposed Short-Term Bond Issue, which is not usual market practice. As such, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or value. In view of this, we recommend a vote against this resolution. 08/22/06 - C Ambuja Cements Ltd (Formerly Gujarat Y2943F147 None 41,725 Ambuja Cements Ltd.) Court-Ordered Meeting for Shareholders 1 Approve Scheme of Amalgamation of Ambuja For Mgmt Cement Eastern Ltd with Gujarat Ambuja Cements Ltd Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - S America Movil SAB de CV (formerly 02364W105 04/16/07 26,667 America Movil SA de CV) Meeting for Holders of ADR's 1 Elect Representatives of Class L Shares to For For Mgmt the Board of Directors 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 06/13/07 - A Amper S.A. E04600198 None 2,875 1 Approve Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2006, Approve Discharge Directors 2 Approve Allocation of Income and Dividends For For Mgmt 3 Amend Article 20 of Bylaws to Set Minimum For For Mgmt and Maximum Number of Directors 4 Fix Number of Directors; Elect Directors For Against Mgmt The uncertainty over the number of members being elected and the presentation of this proposal as a single voting item virtually excludes proxy-voting shareholders from participating in the director election process, which is a practice no longer followed by the majority of Spanish companies. Considering these to be significant deficiencies, we cannot recommend shareholder support for this item. 5 Reelect Auditors for Company and For For Mgmt Consolidated Group 6 Approve Incentive Plan for Managers For For Mgmt 7 Authorize Repurchase of Shares For For Mgmt 8 Delegate Powers to Board in Relation to For For Mgmt Trading Company's Securities 9 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10 Approve Minutes of Meeting For For Mgmt 06/13/07 - A AMTRAN TECHNOLOGY Y0124Y109 04/14/07 264,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 0.8 ($0.02) per share and a stock dividend of 80 shares for every 1,000 shares held, or NTD 0.8 ($0.02) each. This gives the company a payout ratio of 74.1 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Amend Articles of Association For Against Mgmt At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 4 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing Taiwanese companies routinely capitalize dividends and distribute new fully paid shares to shareholders free of charge; there is no cost to shareholders to maintain their stakes and no risk of dilution. This procedure transfers wealth to shareholders and does not significantly impact share value. The only impact on shareholders is that by increasing the number of shares on issue, the company could increase liquidity, enhance marketability, and ultimately expand its shareholder base. This item is pursuant to the stock dividends discussed in Item 2. Meanwhile, Taiwanese companies usually state in their articles of association to allocate not more than 10 percent of the company's net profit as employee profit sharing to compensate and motivate employees of the company. In this case, a total of NTD 102.6 million ($3.15 million) is reserved for employee profit sharing, out of which a total of NTD 51.3 million ($1.57 million) will be distributed in the form of shares. ISS has no objections to this resolution. 5 Amend Procedures Governing the Acquisition For Against Mgmt or Disposal of Assets At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 6 Amend Trading Procedures Governing For For Mgmt Derivative Products This item seeks to require the company's finance officer to record all details of the derivatives transactions entered into by the company in a memorandum book. The information that must be recorded shall be in accordance with those stipulated in the Guidelines for Handling Acquisition or Disposal of Assets by Public Companies issued by the Financial Supervisory Commission, Executive Yuan. In addition, all transactions must be subject to the board's approval. These proposals shall be reflected in the company's procedures governing derivative products. If approved, the company will be able to comply with the prevailing laws. ISS has no objections to this resolution. 7 Amend Rules and Procedures Regarding For For Mgmt Shareholder Meeting Approval of this item will allow the company to revise its rules and procedures regarding shareholder meetings. Details of the amendments are as follows: 1. To allow shareholders to cast their votes in writing or through electronic form; and 2. To add a new article specifying that shareholders who casted their votes in writing or through electronic form will be treated as personally attending the meeting. However, for proposals raised under "Other Business" or should there be any changes to the existing shareholder proposals, their votes will be considered as "Abstain." The amendments are made to comply with the latest changes to the Company Law of Taiwan. ISS has no objections to this item. 8 Other Business None None Mgmt This is a non-voting item. 09/29/06 - S Angang Steel Company Limited Y0132D105 08/30/06 71,000 1 Approve the Bayuquan Facility Proposal For For Mgmt 03/26/07 - S Angang Steel Company Limited Y0132D105 02/23/07 86,000 1 Elect Zhang Xiaogang as Executive Director For For Mgmt 05/29/07 - S Angang Steel Company Limited Y0132D105 04/27/07 164,000 Special Business 1a Approve Class and Par Value of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 1b Approve Ratio and Number of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 1c Approve Pricing of Shares to be Issued For For Mgmt Pursuant to the Proposed Rights Issue 1d Approve Target Subscribers of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 1e Approve Use of Proceeds from the Proposed For For Mgmt Rights Issue 1f Approve Validity of the Proposed Rights For For Mgmt Issue 1g Authorize Board to Take Any Action and For For Mgmt Execute Any Document Necessary to Implement the Proposed Rights Issue Ordinary Business 2 Approve Use of Proceeds from the Proposed For For Mgmt Rights Issue for the Bayuquan Project 3 Approve Distribution of Undistributed For For Mgmt Retained Profits Accrued Before the Completion of the Proposed Rights Issue 4 Approve the Previous Fund Use Report For For Mgmt 05/29/07 - S Angang Steel Company Limited Y0132D105 04/27/07 164,000 Meeting for H Shareholders Special Business 1 Approve Class and Par Value of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 2 Approve Ratio and Number of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 3 Approve Pricing of Shares to be Issued For For Mgmt Pursuant to the Proposed Rights Issue 4 Approve Target Subscribers of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 5 Approve Use of Proceeds from the Proposed For For Mgmt Rights Issue 6 Approve Validity of the Proposed Rights For For Mgmt Issue 7 Authorize Board to Take Any Action and For For Mgmt Execute Any Document Necessary to Implement the Proposed Rights Issue 06/08/07 - A Angang Steel Company Limited Y0132D105 04/27/07 164,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Proposed Distribution of Profits For For Mgmt 5 Approve Remuneration of Directors and For For Mgmt Senior Management 6 Approve Remuneration of Supervisors For For Mgmt 7 Appoint KPMG and KPMG Huazhen as Overseas For For Mgmt and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 03/30/07 - A Anglo Platinum Ltd (frmly Anglo S9122P108 None 4,304 American Platinum Corp. Ltd.) 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended December 31, 2006 2 Elect Directors For For Mgmt 3 Ratify Deloitte & Touche as Auditors For For Mgmt 4 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 5.1 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 5.2 Approve Non-Executive Director Fees For For Mgmt 5.3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 12/12/06 - S Anhui Conch Cement Company Ltd Y01373102 11/22/06 58,000 1 Approve Acquisition of the Three Target For For Mgmt Assets from Anhui Conch Hldgs Co Ltd at an Aggregate Consideration of RMB 302.6 Million (Conch Hldgs Consideration) and Issuance of New A Shares as Payment for the Conch Hldgs Consideration (Conch Hldgs Transaction) 2 Approve Acquisition of the Four Target For For Mgmt Assets from Anhui Conch Venture Investment Co Ltd at an Aggregate Consideration of RMB 3.8 Billion (Venture Consideration) and Issuance of New A Shares as Payment for the Venture Consideration (Venture Transaction) 3 Authorize Board to Do Such Things or Make For For Mgmt Arrangements Relating to the Conch Hldgs Transaction and Venture Transaction 4 Allow Same Rights to Distributable Profits For For Mgmt to Existing Shareholders of the Company and A Shareholders as a Result of the A Share Issue Under the Conch Hldgs Transaction and Venture Transaction 5 Waive Requirement for Mandatory Offer to A For For Mgmt Shareholders 6 Waive Requirement for Mandatory Offer to For For Mgmt All Shareholders 12/12/06 - S Anhui Conch Cement Company Ltd Y01373102 11/22/06 58,000 Meeting For H Shareholders Special Business 1 Approve Acquisition of the Three Target For For Mgmt Assets from Anhui Conch Hldgs Co Ltd at an Aggregate Consideration of RMB 302.6 Million (Conch Hldgs Consideration) and Issuance of New A Shares as Payment for the Conch Hldgs Consideration 2 Approve Acquisition of the Four Target For For Mgmt Assets from Anhui Conch Venture Investment Co Ltd at an Aggregate Consideration of RMB 3.8 Billion (Venture Consideration) and Issuance of New A Shares as Payment for the Venture Consideration 12/15/06 - S Anhui Conch Cement Company Ltd Y01373102 11/10/06 58,000 1 Approve Continuing Connected Transactions For For Mgmt and Annual Caps 11/29/06 - S ANITE Group plc G25088108 None 2,241 1 Approve Proposed Acquisition by the Company For For Mgmt of the Entire Issued Share Capitals of Nemo Technologies Ltd and Elektrobit Group Pte Ltd and Certain Other Related Assets, Subject to the Terms and Conditions Contained in the Agreement Dated 2 November 2006 06/13/07 - A Antofagasta plc G0398N128 None 23,979 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of USD 0.43 Per For For Mgmt Ordinary Share 4 Re-elect Daniel Yarur as Director For For Mgmt Considering that Daniel Yarur makes up part of the independent influence on the Board and its Committees, we are recommending shareholders to vote in favour of his re-election. However, we encourage the Company to ensure his attendance at Board and Committee meetings on a regular basis for future years. 5 Re-elect Charles Bailey as Director For Against Mgmt Therefore, the Board is satisfied that Charles Bailey remains independent in character and judgement, notwithstanding that he has served on the Board for more than nine years. We have carefully reviewed the Company's explanation, but note that the Combined Code states that length of tenure alone may effect independence, regardless of additional remuneration or other issues. Therefore, RREV does not accept the Company's explanation. This is especially clear given the length of time involved, which is currently 20 years. Charles Bailey is a member of the Company's Nomination, Remuneration and Audit Committees, the compositions of which do not comply with the Code's provisions. Only independent NEDs should be members of these Committees (a majority of independent NEDs in the case of the Nomination Committee). For that reason we continue to recommend that shareholders vote against the re-election of Charles Bailey. 6 Re-elect Gonzalo Menendez as Director For Against Mgmt We have reviewed the Company's explanation, but note that the Combined Code states that length of tenure alone may effect independence, regardless of additional remuneration or other issues. Therefore, RREV does not accept the Company's explanation. This is especially clear given the length of time involved, which is currently 22 years. Gonzalo Menendez is a member of the Company's Nomination, Remuneration and Audit Committees, the composition of which do not comply with the Code's provisions. For that reason we continue to recommend that shareholders vote against the re-election of Gonzalo Menendez. 7 Elect William Hayes as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise 98,585,669 Ordinary Shares for For For Mgmt Market Purchase 05/10/07 - A/S Anvil Mining Limited *AVM* 03734N106 04/06/07 1,778 1 Elect Directors For For Mgmt 2 Ratify PriceWaterhouseCoopers LLP as For For Mgmt Auditors 3 Approval of Non-Employee Directors' Fees For For Mgmt 4 Approve Stock Option Plan Grants to Peter For Against Mgmt J.L. Bradford, Thomas C. Dawson, John W. Sabine and Kenneth L. Brown Although this plan has been previously approved by shareholders, on the basis that the cost of the plan itself is unacceptable according to the ISS proprietary compensation cost assessment model, and that the amount of options proposed to be granted exceed that which ISS Canada views as acceptable for non-employee directors due to concerns of the potential for compromise of independence, particularly given the board's discretion to grant further options at any time, we are unable to support the proposed grants. 5 Approve Stock Option Plan Grants to William For Against Mgmt S. Turner 06/27/07 - A Aozora Bank, Ltd. *8304* J0172K107 03/31/07 342,780 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 2 to 8 and 11 to 13 Nominee 2 is the current chairman of Cerberus Global Investment Advisors LLC. Nominee 3 is the president of Cerberus Global Investment Advisors LLC. Nominee 4 is the current chairman of Cerberus Global Investment Advisors LLC (NY). Nominee 5 is the president and CEO of the Lindsey Group. Nominee 6 is the president of his own company, Spring Mountain Capital, L.P. Nominee 7 is a senior advisor to Lehman Brothers Inc. Nominee 8 is a current executive director of AerCap Holdings N.V. Nominee 11 is a current executive director of Tokio Marine & Nichido Fire Insurance Co., Ltd. Nominee 12 is a former vice president of ORIX Corporation. Nominee 13 is a current executive of other Cerberus B.V.s' in the Netherlands. Board Profile Composition of board after this meeting: 3 executives and 10 non -executives.The number of outsiders is increasing from 9 to 10. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 2 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former executive director of KAO Corporation. 3 Approve Retirement Bonuses for Directors For Against Mgmt One of the retiring directors has been designated by the company as an outsider. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 04/26/07 - A/S APRIL GROUP F0346N106 04/23/07 626 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Management and Supervisory Board Members 2 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 3 Approve Allocation of Income and Dividends For Mgmt of EUR 0.40 per Share 4 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 5 Approve Remuneration of Supervisory Board For Mgmt Members in the Aggregate Amount of EUR 83,000 6 Authorize Repurchase of Up to 5 Percent of For Mgmt Issued Share Capital 7 Reelect Bruno Rousset as Supervisory Board For Mgmt Member 8 Reelect Vanessa Rousset as Supervisory For Mgmt Board Member 9 Reelect Xavier Coquard as Supervisory Board For Mgmt Member 10 Reelect Jean-Claude Augros as Supervisory For Mgmt Board Member 11 Reelect Bernard Belletante as Supervisory For Mgmt Board Member 12 Reelect Gilles Dupin as Supervisory Board For Mgmt Member 13 Reelect Philippe Marcel as Supervisory For Mgmt Board Member 14 Reelect Guy Rigaud as Supervisory Board For Mgmt Member 15 Elect Andre Arrago as Supervisory Board For Mgmt Member 16 Elect Jean-Yves Nouy as Supervisory Board For Mgmt Member 17 Authorize Filing of Required For Mgmt Documents/Other Formalities Special Business 18 Amend Articles of Association Re: Record For Mgmt Date Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/22/07 - S ARC Energy Limited(formerly ARC Energy Q0493K101 06/20/07 19,057 NL) 1 Ratify Past Issuance of 32.30 Million For For Mgmt Shares at A$1.40 Each to Institutional, Sophisticated and Professional Investors Made on May 16, 2007 2 Approve Issuance of 32.30 Million Shares at For For Mgmt A$1.40 Each to Institutional, Sophisticated and Professional Investors 3 Approve Issuance of Surplus Shares at the For For Mgmt Lower of A$1.30 and the Average Closing Market Price of Shares Over the Five Trading Days on Which Sales of Shares Are Recorded Prior to Issuance to Macquarie Equity Capital Markets Ltd orSub-underwriters 06/12/07 - A Arcelor Mittal N.V. N06610104 06/05/07 47,909 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 5 Approve Dividends of EUR 0.246 Per Share For Mgmt 6 Approve Discharge of Management Board For Mgmt 7 Approve Discharge of Supervisory Board For Mgmt 8 Reelect Lakshmi N. Mittal as CEO of the For Mgmt Company 9 Designate Usha Mittal to Be Temporarily For Mgmt Responsible for the Management of the Company in Case All Members of the Board Are Prevented from Acting or Are Permanently Absent 10 Ratify Deloitte Accountants as Auditors For Mgmt 11 Approve Remuneration of Directors C For Mgmt 12 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 13 Grant Board Authority to Issue Class A For Mgmt Shares Up To 10 Percent of Issued Capital 14 Authorize Board to Exclude Preemptive For Mgmt Rights from Issuance Under Item 13 15 Allow Questions None Mgmt 16 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A/S Arctic Glacier Income Fund *AG.U* 039675103 03/07/07 1,600 1 Fix Number of Trustees of the Fund to not For For Mgmt more than Four 2 Elect James E. Clark, Robert J. Nagy, Gary For For Mgmt A. Filmon and David R. Swaine as Trustees of the Fund 3 Direct Trustees to Fix Number of Directors For For Mgmt of Arctic Glacier Inc. at not more than Five 4 Elect James E. Clark, Robert J. Nagy, Gary For For Mgmt A. Filmon, David R. Swaine and Richard L. Johnson as Directors of Arctic Glacier Inc. 5 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 6 Amend Incentive Stock Option Plan For Against Mgmt Conclusion Where companies are proposing changes to the amendment or black-out provisions of existing equity-based compensation plans are not contemplating increasing the size of such plans, ISS will base our vote recommendation solely on the merits of the provisions being proposed. For clarification, where companies are also proposing any other amendments that will substantially affect the cost of an equity-based compensation plan, ISS will continue to run our proprietary compensation model and review all relevant provisions and usage of the plan when determining vote recommendations. The terms of the black-out provision are reasonable. ISS feels that the proposed amendment provision provides the board with overly broad discretionary powers to amend the company's equity-based compensation plans. ISS prefers amendment provisions that require shareholder approval for the repricing of any options, including those held by non-Insiders. 10/29/06 - A ARDEPRO CO. LTD. *8925* J01955103 08/01/06 26 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 250, Final JY 1350, Special JY 0 2 Amend Articles to: Expand Business Lines - For Against Mgmt Update Terminology to Match that of New Corporate Law - Limit Liability of Directors, Statutory Auditors and Audit Firm Because it is not in shareholders' interest to limit the liability of the external audit firm, we recommend that shareholders oppose the whole resolution. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Payment of Annual Bonuses to For For Mgmt Directors 06/05/07 - A/S ARKEMA F0392W125 05/31/07 1,843 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividends 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Change Location of Registered Office For Mgmt 6 Ratify Nomination of Tidjane Thiam as For Mgmt Director 7 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 8 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 9 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A ARNEST ONE CORP. *8895* J0197M104 03/31/07 2,612 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 4 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees pass our test for independence. Nominee 2 is an attorney. Nominee 3 is a tax accountant. 2.2 Appoint Internal Statutory Auditor For For Mgmt 2.3 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 4 Approve Retirement Bonus for Statutory For For Mgmt Auditor The recipient is an insider. 06/21/07 - A Arques Industries AG (frmly AG Bad D0405P127 05/31/07 4,992 Salzschlirf) 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.51 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Elect Supervisory Board Member For Mgmt 7 Approve Stock Option Plan for Key For Mgmt Employees; Approve Creation of EUR 1.2 million Pool of Capital for Stock Option Plan 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Amend Articles Re: Responsibilities of For Mgmt Supervisory Board 10 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/15/07 - A Asahi Pretec *5855* J0274J107 03/31/07 5,178 1 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 25 million to 5 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 2 Appoint External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Shin-Nihon & Co. on a provisional basis. Here, the company seeks to formally appoint Shin-Nihon & Co. We see no reason to oppose this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives.The board currently includes five executives and no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees pass our test for independence. Nominee 1 is an attorney, and nominee 2 is a CPA. 4.2 Appoint Internal Statutory Auditor For For Mgmt 04/20/07 - A ASM SPA (Formerly ASM BRESCIA SPA) T0452Q104 04/18/07 16,297 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for The Fiscal Year 2006 2 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 3 Elect Directors and the Chairman; Determine For Mgmt Directors' Remuneration 4 Appoint Internal Statutory Auditors and For Mgmt their Chairman; Approve Remuneration of Auditors 5 Extend External Auditors' Mandate For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Astrazeneca plc G0593M107 None 69,941 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve First Interim Dividend of USD 0.49 For For Mgmt (26.6 Pence, SEK 3.60) Per Ordinary Share and Confirm as Final Dividend the Second Interim Dividend of USD 1.23 (63 Pence, SEK 8.60) Per Ordinary Share 3 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 4 Authorise Board to Fix Remuneration of For For Mgmt Auditors 5(a) Re-elect Louis Schweitzer as Director For For Mgmt 5(b) Re-elect Hakan Mogren as Director For For Mgmt 5(c) Re-elect David Brennan as Director For For Mgmt 5(d) Re-elect John Patterson as Director For For Mgmt 5(e) Re-elect Jonathan Symonds as Director For For Mgmt 5(f) Re-elect John Buchanan as Director For For Mgmt 5(g) Re-elect Jane Henney as Director For For Mgmt 5(h) Re-elect Michele Hooper as Director For For Mgmt 5(i) Re-elect Joe Jimenez as Director For For Mgmt 5(j) Re-elect Dame Rothwell as Director For For Mgmt 5(k) Elect John Varley as Director For For Mgmt 5(l) Re-elect Marcus Wallenberg as Director For For Mgmt 6 Approve Remuneration Report For For Mgmt 7 Authorise the Company to Make EU Political For For Mgmt Organisations Donations and to Incur EU Political Expenditure up to GBP 150,000 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 127,127,735 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,069,160 10 Authorise 152,553,282 Ordinary Shares for For For Mgmt Market Purchase 11 Authorise the Company to Use Electronic For For Mgmt Communication with Shareholders 05/29/07 - A ATRIUM CO. LTD. *8993* J03519105 02/28/07 1,369 1 Amend Articles To: Change Location of Head For For Mgmt Office In this item, the company seeks to change location of the head office within Tokyo. This is a routine item with no tax or regulatory implications. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 6 Affiliation of non-executive nominee(s): The nominee is the president of Credit Saison Corporation, Atrium's parent company. Board Profile Composition of board after this meeting: 12 executives and 1 non-executive. The number of insiders and number of outsiders will not change. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominees for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is a current executive of NEC Corp. Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint External Audit Firm For Against Mgmt Atrium seeks to reappoint Misuzu Audit Corp. as its external auditor. Misuzu, then known as ChuoAoyama, was forced to suspend operations for two months in 2006 after its auditors were implicated in accounting fraud at Kanebo Ltd. More recently, the firm's reputation was damaged further due to malfeasance at another client company, Nikko Cordial. In recognition of the damage to its reputation and its bottom line, Misuzu decided in February to disband this coming July, and transfer its remaining clients and auditors to other firms. However, despite several months' notice, Atrium has evidently failed to find a successor to take over from Misuzu, because no such successor firm is designated. Japanese law allows a company to appoint an audit firm on a provisional basis, subject to ratification at the next annual meeting -- and in fact, that is what Atrium did with Misuzu following the suspension period last year. It appears that shareholders will not be informed of Misuzu's successor until after this AGM, and will not have a vote on the appointment of the successor until the 2008 AGM. Because we do not believe that shareholders will be well served by the reappointment of Misuzu in this situation, we strongly recommend that shareholders oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 12/15/06 - A Australia and New Zealand Banking Q09504137 12/13/06 137,765 Group Ltd. (formerly Austr *ANZ* 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended Sept. 30, 2006 2a Elect J.K. Ellis as Director For For Mgmt 2b Elect M.A. Jackson as Director For For Mgmt 3 Approve Remuneration Report for the Year For For Mgmt Ended Sept. 30, 2006 05/24/07 - A Australian Agricultural Company Ltd. Q08448112 05/22/07 3,406 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Year Ended Dec. 31, 2006 2 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 3a Elect Chris Roberts as Director For For Mgmt 3b Elect Les Wozniczka as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Res. 3b - Wozniczka is a director associated with major shareholder Futuris on a board where independent non-executive directors hold two of the six board seats. Wozniczka is also one of two Futuris representatives on the audit committee which is not majority-independent. 4 Approve the Increase in Maximum Aggregate For For Mgmt Non-Executive Directors' Remuneration From A$600,000 per Annum to A$875,000 per Annum 05/04/07 - A Austrian Airlines Oesterreichische A07126138 None 2,878 Luftverkehrs AG 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Discharge of Management and For Mgmt Supervisory Board 3 Approve Remuneration of Supervisory Board For Mgmt Members 4 Ratify Auditors For Mgmt 5 Elect Supervisory Board Members For Mgmt 6 Approve Stock Option Plan for Key Employees For Mgmt 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Change Company Name to For Mgmt Austrian Airlines AG; Allow Electronic Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A Avenir Diversified Income Trust 05356Q200 04/09/07 2,171 *AVF.U* 1 Fix Number of Directors at Seven For For Mgmt This is a routine resolution. 2 Elect William M. Gallacher, Gary H. Dundas, For Against Mgmt David E. Butler, Stuart Y. Chow, Alan C. Moon, Jeffery D. Kohn and William E. Patterson as Directors of Avenir Operating Corp. Given that unitholders may wish to express differing views as to the suitability of the director nominees, ISS takes the view that unitholders should have the ability to cast ballots with respect to individuals rather than the entire slate. If this is possible, they will not be forced to withhold votes from the board as a whole as their only method of registering a negative view of an individual or individuals. The board will be a majority independent. The slate is composed of four independent, one affiliated (Kohn: controls a company that manages the real estate portfolio of the Trust) and two inside (Gallacher: president and CEO of Avenir Operating Corp., the manager of the Trust; Dundas: VP Finance and CFO of Avenir Operating Corp., the manager of the Trust) nominees. The offices of Chairman and CEO have not been separated. The board has appointed Moon as the lead director. ISS recommends withholding votes from the entire slate because Gallacher is standing as an insider on the Corporate Governance and Compensation Committee, which also acts as the nominating committee for the company. ISS advocates the establishment of a majority independent board of directors and independent key board committees. The presence of an insider on the Audit, Compensation or Nominating committees, which approves financial statements or compensation agreements, threatens the committee's ability to provide independent oversight. 3 Approve Ernst & Young LLP as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors Ernst & Young LLP have been the trust's auditors since January 16, 2003. Multilateral Instrument 52-110 - Audit Committees requires all reporting issuers to disclose the fees paid to external auditors. According to the trust, it paid $388,500 for audit, $203,140 for audit-related, $350,890 for tax, and $0 for other services provided by the auditing firm for the most recent fiscal year. Tax fees were for tax advisory services including M&A. 05/14/07 - A/S Axa SA (Formerly Axa-Uap) F06106102 05/09/07 16,208 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1.06 per Share 4 Approve Transaction with Groupe Schneider For Mgmt 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Reelect Jean-Rene Fourtou as Supervisory For Mgmt Board Member 7 Reelect Leo Apotheker as as Supervisory For Mgmt Board Member 8 Reelect Gerard Mestrallet as Supervisory For Mgmt Board Member 9 Reelect Ezra Suleiman as Supervisory Board For Mgmt Member 10 Elect Henri Jean-Martin Folz as Supervisory For Mgmt Board Member 11 Elect Giuseppe Mussari as Supervisory Board For Mgmt Member 12 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 1.1 Million 13 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 14 Authorize Capitalization of Reserves of Up For Mgmt to EUR 1 Billion for Bonus Issue or Increase in Par Value 15 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion 16 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 17 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 18 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Authorize Capital Increase of Up to EUR 1 For Mgmt Billion for Future Exchange Offers 20 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 21 Authorize Issuance of Equity Upon For Mgmt Conversion of a Subsidiary's Equity-Linked Securities 22 Approve Issuance of Securities Convertible For Mgmt into Debt 23 Approve Employee Savings-Related Share For Mgmt Purchase Plan 24 Authorize up to 0.7 Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 25 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 26 Amend Articles of Association Re: Record For Mgmt Date 27 Amend Articles of Association Re: For Mgmt Shareholding Employee Representative Supervisory Board Member 28 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/25/07 - A Axon Group plc G0691M108 None 3,342 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 2.25 Pence Per For For Mgmt Ordinary Share 4 Elect Royston Hoggarth as Director For For Mgmt 5 Elect Iain Mcintosh as Director For For Mgmt 6 Re-elect Stephen Cardell as Director For For Mgmt 7 Re-elect Roy Merritt as Director For For Mgmt 8 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,964 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 30,894 11 Approve Axon Group Plc Performance Share For Against Mgmt Plan This item will not be voted upon at the AGM. Instead, the Company is proposing to adopt the new PSP, including corrected performance targets, by way of an ordinary resolution proposed at the EGM following immediately after the AGM (EGM Item 1). If this item had been votable, we would have recommended a vote against (see EGM Item 1). 05/25/07 - S Axon Group plc G0691M108 None 3,342 1 Approve Axon Group Plc Performance Share For Against Mgmt Plan; Authorise Directors at their Discretion to Adopt Equivalent Plans in Overseas Jurisdictions We consider that Executive Directors should not be rewarded for underachieving compared to market expectations of the Company's performance in the near future. The proposed EPS target over the whole performance period appears to be easily achievable if only the consensus forecasts for 2007 comes in, without requiring any further growth in subsequent years in order to receive the full award. Furthermore, as the awards are over conditional shares rather than share options with a fixed exercise price, we do not accept the Company's argument regarding the increase in share price being the real award rather than the performance share; especially given that the plan does not provide for further deferral of vested shares. In any case, we do not consider absolute share price an appropriate measure of management performance, given the influence external factors may have. On the positive side, the proposed PSP meets current good practice regarding the absence of retesting and vesting for good leavers and a change-in-control or other corporate events. Furthermore, the scheme uses only existing shares for the servicing of awards, and therefore, is non-dilutive to existing shareholders. However, we consider that the concerns greatly outweigh the positive aspects of this plan, and we are therefore recommending shareholders to vote against the adoption of the PSP. 10/23/06 - A Babcock & Brown Japan Property Trust Q1243B102 10/21/06 15,635 *BJT* 1 Ratify Past Issuance of 64.3 Million Units For For Mgmt at an Issue Price of A$1.78 Each to Institutional Investors Made on Aug. 23, 2006 05/25/07 - A BABCOCK & BROWN LTD *BNB* Q1243A104 05/23/07 78,618 1 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 2 Elect Elizabeth Nosworthy as Director For For Mgmt 3 Elect Geoffrey (Ian) Martin as Director For For Mgmt 4 Elect Martin Rey as Director For Against Mgmt Summary of Reason for Against Recommendation on Res. 4 Martin Rey is an executive director on a board where executives and non-independent non-executive directors hold two thirds of the board seats. 5 Approve Grant of 79,365 Bonus Deferral For For Mgmt Rights to James Babcock Under the Babcock & Brown Ltd Equity Incentive Plan 6 Approve Grant of 265,278 Bonus Deferral For For Mgmt Rights to Phillip Green Under the Babcock & Brown Ltd Equity Incentive Plan 7 Approve Grant of 124,008 Bonus Deferral For For Mgmt Rights to James Fantaci Under the Babcock & Brown Ltd Equity Incentive Plan 8 Approve Grant of 121,820 Bonus Deferral For For Mgmt Rights to Martin Rey Under the Babcock & Brown Ltd Equity Incentive Plan 9 Approve Issuance of Securities Under the For For Mgmt Babcock & Brown Equity Incentive Plan 10 Ratify Past Issuance of 15 Million Shares For For Mgmt 11 Ratify Past Issuance of 1.5 Million Babcock For For Mgmt & Brown Subordinated Notes 12 Ratify Past Issuance of 189.03 Million For For Mgmt Babcock & Brown Subordinated Notes 2 13 Ratify Past Issuance of 4.1 Million For For Mgmt Mandatory Bonus Deferral Rights (BDRs) and 78,592 Voluntary BDRs, and 4.17 Million Shares to the Trustees of Babcock & Brown Ltd Equity Incentive Plan 14 Amend Articles Re: Electronic For For Mgmt Communications, Dividend Payment, and Directors' Resolutions Without Meetings 15 Approve Section 195 of the Corporations Act For For Mgmt 07/14/06 - A Babcock International Group plc G0689Q152 None 15,959 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 4.25 Pence Per For For Mgmt Ordinary Share 3 Re-elect Sir Nigel Essenhigh as Director For For Mgmt 4 Elect Justin Crookenden as Director For For Mgmt 5 Re-elect Lord Alexander Hesketh as Director For For Mgmt 6 Approve Remuneration Report For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise 20,900,000 Ordinary Shares for For For Mgmt Market Purchase 11/09/06 - S Banca Italease S.p.A. T11845103 11/07/06 2,640 Special Meeting Agenda Ordinary Business 1 Approve Stock Option Plan For Mgmt Special Business 1 Approve Plan of Merger by Incorporation of For Mgmt Leasimpresa SpA in Banca Italease SpA; Approve Capital Increase of up to Maximum EUR 37.8 Million, Through the Issuance of n. 7,325,500 Million Shares with Par Value EUR 5.16 2 Authorize Capital Increase in the Maximum For Mgmt Amount of EUR 300 Million With Preemptive Rights, Within a One Year Term 3 Authorize Board of Directors to Increase For Mgmt Capital up to EUR 2.58 Million Through the Issuance of up to 500,000 Ordinary Shares Without Preemptive Rights and Within a Five-Year Term, to Be Reserved to Managers and/or Employees and/or Collaborators of the Co Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/16/07 - A/S Banca Italease S.p.A. T11845103 04/12/07 2,398 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements, Consolidated For Mgmt Accounts, and Statutory Reports Relative to the Fiscal Year 2006 2 Elect Directors For Mgmt 3 Extend External Auditors' Mandate For Mgmt Special Business 1 Amend Articles 7, 8, 10, 14, 16, 19, 21, 28 For Mgmt of the Bylaws Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/03/07 - S Banca Lombarda e Piemontese T1707K108 02/28/07 5,752 (Form.Credito Agrario Bresciano) Special Meeting Agenda 1 Approve Merger by Absorption of 'Banca For Mgmt Lombarda e Piemontese SpA' into 'Banche Popolari Unite ScpA' Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/30/07 - A Banca Popolare Italiana (frmely Banca T14616139 04/26/07 15,718 Popolare di Lodi) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Set the Company's Shares' Book Value For Mgmt According to Article 6 of the Bylaws 3 Elect External Auditors for the Nine-Year For Mgmt Term 2007-2015; Fix Auditors' Remuneration 4 Approve Remuneration of Directors for For Mgmt Fiscal Year 2007 5 Elect Primary and Alternate Censors For Mgmt ('Collegio dei Probiviri') for the Three-Year Term 2007-2009 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/08/07 - S Banca Popolare Italiana (frmely Banca T14616139 06/06/07 15,718 Popolare di Lodi) Special Meeting Agenda 1 Approve Decisions Inherent to Legal Action For Mgmt Against Former Officers and/or Directors Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/30/07 - A/S BANCHE POPOLARI UNITE SCARL T1681V104 04/26/07 880 Annual Meeting Agenda - Special and Ordinary Business 1 Amend Articles 1, 2, 3, 6, 8, 10 of the For Mgmt Bylaws 2 Approve Financial Statements, Statutory For Mgmt Reports, and Allocation of Income for the Fiscal year 2006 3 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 4 Extend Mandate of the External Auditors For Mgmt KPMG until 2011 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - S BANCHE POPOLARI UNITE SCARL T1681V104 05/02/07 880 Special Meeting Agenda - Ordinary Business 1 Elect Two Supervisory Board Members For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/16/07 - A Banco Bilbao Vizcaya Argentaria E11805103 None 200,849 1 Approve Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year Ended 12-31-06, Allocation of Income and Distribution of Dividend, and Discharge Directors 2 Elect Directors For For Mgmt 3 Authorize Increase in Authority Granted to For For Mgmt the Board at the AGM Held on 3-18-06 by up to EUR 30 Billion Via Issuance of Non-convertible and Exchangeable Securities 4 Authorize Repurchase of Shares; Grant For For Mgmt Authority to Reduce Capital Via Amortization of Treasury Shares 5 Reelect Auditors for Fiscal Year 2007 For For Mgmt 6 Amend Article 36 of Bylaws Re: Lenght of For For Mgmt Term and Reelection of Directors 7 Approve Creation of a Foundation for the For For Mgmt Cooperation and Development of Social-Economic Projects through Micro-Financing Activities 8 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 06/20/07 - S Banco Bilbao Vizcaya Argentaria E11805103 None 190,280 1 Authorize Issuance of 196 Million Shares For For Mgmt without Preemptive Rights Re: Acquisition of Compass Bancshares Inc. 2 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10/04/06 - S Banco De Sabadell E15819118 None 3,161 1 Approve Merger Agreement and Subsequent For For Mgmt Absorption of Banco Urquijo by Banco de Sabadell; Approve Merger Balance Sheet as of 6-30-06 2 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 08/24/06 - S Banco do Brasil S.A. P11427112 None 6,938 1 Amend Article 7 of Bylaws Re: Capital For For Mgmt Increase Resulting from the Subcription of Series B 2 Amend Article 42 of Bylwas Re: Guarantee For For Mgmt Flexibility for the Creation of Statutory Reserves In Order to Preserve the Maintenance of the Company's Operational Marging 3 Amend Articles 50, 51, and 52 Re: Comply For For Mgmt with Bovespa's Novo Mercado Regulations 04/25/07 - A/S Banco do Brasil S.A. P11427112 None 9,000 Ordinary Business 1 Approve Capital Budget For For Mgmt 2 Accept Financial Statements and Statutory For For Mgmt Reports for 2006 Fiscal Year 3 Approve Allocation of Income and Dividends For For Mgmt 4 Elect Supervisory Board Members For For Mgmt 5 Approve Remuneration of Supervisory Board For For Mgmt 6 Elect Board Members For For Mgmt 7 Approve Global Annual Remuneration of Board For For Mgmt Members and Executive Officer Board Special Business 8 Approve 3:1 Stock Split For For Mgmt 9 Authorize Capitalization of Expansion For For Mgmt Reserves Account and Capital Reserves Without Issuance of Shares 10 Amend Article 7 to Reflect Changes in For For Mgmt Capital Presented in Items 8 and 9 12/18/06 - S Banco Espirito Santo SA (frm. Banco X0346X153 None 29,638 Espirito Santo e C) Special Meeting Agenda 1 Appoint Members of the General Meeting For Mgmt 2 Ratify Election of a Director in Light of For Mgmt Vacancy 3 Amend Bylaws For Mgmt 4 Elect Audit Committee Members and its For Mgmt Chairman 5 Appoint Auditor and their Alternate For Mgmt 6 Approve Affiliation Agreements with For Mgmt Subsidiaries Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/29/07 - A Banco Espirito Santo SA (frm. Banco X0346X153 None 52,818 Espirito Santo e C) 1 Accept Financial Statements and Statutory For Mgmt Reports for 2006 Fiscal Year 2006 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports for Fiscal Year 2006 3 Approve Allocation of Income For Mgmt 4 Approve Discharge of Management and For Mgmt Supervisory Board 5 Authorize Repurchase of Shares and For Mgmt Cancellation of Treasury Shares by Company and Subsidiaries 6 Approve Remuneration Policy for Bank's For Mgmt Corporate Bodies 7 Elect One Member to the Remuneration For Mgmt Committee 8 Elect Jean Yves Hocher to the Board of For Mgmt Directors Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/01/06 - S Banco Macro SA 05961W105 08/11/06 4,602 Meeting for Holders of ADRs 1 APPOINT TWO SHAREHOLDERS TO SIGN THE For For Mgmt MINUTES OF THE SHAREHOLDERS MEETING. 2 EVALUATE THE CREATION OF A GLOBAL PROGRAM For Against Mgmt FOR THE ISSUANCE OF SIMPLE SHORT, MEDIUM OR LONG-TERM NOTES, EITHER SUBORDINATED OR NOT, SECURED OR UNSECURED, PURSUANT TO THE PROVISIONS OF LAW 23,576, AS AMENDED BY LAW 23,962. Items 2 through 6 concern the issuance of bonds/ debentures. The board is seeking approval for the issuance of up to US$400 million in bonds/ debentures. While the maximum amount that could be issued was disclosed by the company, other bond terms such as time, form, duration, price, terms of payment, guarantee, placement, and use of the bond proceeds, were not disclosed. The maximum amount that could be issued under this authority is high and would have considerable impact on the company's financial standing if the maximum authority were used, therefore it is imperative with requests of this size that the company emit detailed information so shareholders may consider the merits of such a proposal. In particular, it is not clear whether these bonds are convertible or not, therefore there could be a potential for dilution to current shareholders. The ratio for the conversion of such bonds into company shares would not be determined until the company decides to issue the bonds. However, based on the company's ADR share price of US$20.40 on Aug. 14, 2006, the conversion of the bonds would result in the issuance of up to 19.6 million new shares, representing a potential increase of 29 percent over currently issued capital. This proposal would give the board flexibility to act throughout the year in the event that it needs to issue such bonds. However, the potential dilution to shareholders likely to arise from this particular issuance exceeds the 20-percent limit established by our guidelines for issuances without preemptive rights. Because Banco Macro Bansud, S.A. has omitted important details concerning this issuance request and there is a potential for excessive dilution to shareholders' economic and voting rights, we cannot recommend support for this resolution. 3 EVALUATE HOW THE PROCEEDS RAISED AS A For Against Mgmt RESULT OF THE PLACEMENT OF THE NOTES TO BE ISSUED UNDER THE PROGRAM SHALL BE APPLIED. 4 EVALUATE THE REQUEST OF AUTHORIZATION (I) For Against Mgmt FOR THE CREATION OF THE PROGRAM BEFORE THE COMISION NACIONAL DE VALORES ( CNV ); AND (II) OF THE PROGRAM FOR THE POSSIBLE LISTING AND/OR NEGOTIATION OF THE NOTES ISSUED UNDER THE PROGRAM. 5 DELEGATE THE NECESSARY POWERS TO THE BOARD For Against Mgmt SO THAT IT MAY (I) DETERMINE AND ESTABLISH ALL TERMS AND CONDITIONS OF THE PROGRAM; (II) CARRY OUT ALL THE NECESSARY ACTS BEFORE THE CNV; (III) CARRY OUT ALL THE NECESSARY ACTS BEFORE THE BCRA; (IV) CARRY OUT TH 6 AUTHORIZE THE BOARD OF DIRECTORS TO For Against Mgmt SUB-DELEGATE TO ONE OR MORE OF ITS MEMBERS, OR TO THE PERSON SUCH MEMBERS MAY DEEM APPROPRIATE, THE EXERCISE OF THE POWERS LISTED IN PARAGRAPH 5) ABOVE. 7 EVALUATE THE TRANSACTION WITH A RELATED For Against Mgmt PARTY, REGARDING THE SALE OF THE CERTIFICATES REPRESENTING A PARTICIPATING INTEREST IN PUERTO MADERO SIETE TRUST, IN FAVOR OF THE DIRECTOR FERNANDO A. SANSUSTE. Due to a lack of disclosure regarding this transaction, ISS recommends that shareholders vote against this request. 11/09/06 - S BANCO NOSSA CAIXA ADPV07972 None 4,200 Special Meeting Agenda 1 Approve Interest on Capital Payments For For Mgmt Totalling BRL 91.5 Million 2 Elect Alternate Supervisory Board Member For For Mgmt and Reinstatement of Said Board 03/09/07 - S Banco Popolare di Verona e Novara Scrl T1866D101 03/07/07 18,916 (Frmly Banca Popolare Special Meeting Agenda Special Business 1 Approve Merger between 'Banco Popolare di For Mgmt Verona e Novara' and 'Banca Popolare Italiana', and Creation ofthe New 'Banco Popolare Societ Cooperativa' 2 Extend Directors' Term until the For Mgmt Implementation of the Merger (see item 1) Ordinary Business 1 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/22/06 - S Banco Santander Central Hispano (frmly E19790109 None 265,709 banco Santander) 1 Approve Merger Agreement with Riyal SL, For For Mgmt Lodares Inversiones SL Sociedad Unipersonal, Somaen Dos SL Sociedad Unipersonal, Gessinest Consulting SA Sociedad Unipersonal, and Carvasa Inversiones SL Sociedad Unipersonal; Approve Consolidated Tax Regime 2 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 06/22/07 - A Banco Santander Central Hispano (frmly E19790109 None 100,000 banco Santander) 1 Accept Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports for Fiscal Year Ended 12-31-06 2 Approve Allocation of Income For For Mgmt 3 Elect Directors For For Mgmt 4 Reelect Deloitte SL as Auditors For For Mgmt 5 Authorize Repurchase of Shares For For Mgmt 6.1 Amend Pragraph 1 of Article 1 of Bylaws Re: For For Mgmt Company's Name 6.2 Amend Article 28 Re: Powers of the General For For Mgmt Meeting 6.3 Amend Article 36 Re: Board Meetings For For Mgmt 6.4 Amend Article 37 Re: Power of the Board of For For Mgmt Directors 6.5 Amend Paragraph 1 of Article 40 Re: Audit For For Mgmt and Compliance Committee 7.1 Amend Preamble of General Meeting Guidelines For For Mgmt 7.2 Amend Article 2 Re: Powers of the General For For Mgmt Meeting 7.3 Amend Articles 21 (Voting on Resolutions) For For Mgmt and 22.1 (Adoption of Agreements) 7.4 Include New Article 22 and Remuneration of For For Mgmt Current Article 22 Subsequent Articles 8 Authorize the Board to Increase Capital in For For Mgmt Accordance with Article 153.1.A of Spanish Company Law 9 Authorize Issuance of Non-Convertible Fixed For For Mgmt Income Securities 10 Approve Delivery of Free Shares (100 For For Mgmt Shares) to Employees of the Bank, Including Executive Directors and Senior Managers 11 Amend Incentive Plan for Managers of Abbey For For Mgmt National Bank Approved at the AGM Held on 6-17-06 12 Approve Incentive Long-Term Plan Consisting For For Mgmt on the Delivery of Santander Shares and Linked to Pre-Determined Requirements or Total Return Results, and EPS 13 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/19/07 - A Bandai Visual Co. Ltd. *4325* J0376T102 02/28/07 3 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 1500, Final JY 1500, Special JY 2500 The payout ratio is 29 percent based on either parent-only or consolidated earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 10 Affiliation of non-executive nominee(s): The nominee represents Namco Bandai Holdings, the parent company with a 62.4 percent stake. Board Profile Composition of board after this meeting: 9 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a tax accountant in private practice. 4 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System This item requests shareholder approval for payments in lieu of retirement bonuses to 9 continuing directors and 3 continuing internal statutory auditors. The board is requesting the authority to make these payments because it plans to abolish the retirement bonus system effective upon conclusion of this meeting. In this case, all of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to outsiders is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 78.8 million to 9 directors. Because the company has been profitable, and because the amount is not excessive, we have no reason to oppose this resolution. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 200 million per year to JY 400 million per year. The ceiling was last adjusted in 2005. After the meeting, the company will continue to have 10 directors. This change is being requested because of the abolition of the retirement bonus system (see Item 4). Retirement bonus payments in Japan are not covered by director or statutory auditor compensation ceilings, but any type of payment which will replace the retirement bonuses will need to fall within the ceilings. Because the new ceiling is not excessive, because the company has been profitable, and because the change reflects the company's move away from the essentially seniority-based retirement bonus system, we have no reason to oppose this resolution. 03/26/07 - A Bank Millennium SA (frmly Bank X05407105 03/16/07 77,696 Millennium Spolka Akcyjna) 1 Open Meeting None Mgmt 2 Receive Information about Voting Rules None Mgmt 3 Elect Meeting Chairman For Mgmt 4 Acknowledge Proper Convening of Meeting For Mgmt 5 Approve Agenda of Meeting For Mgmt 6 Elect Members of Vote Counting Commission For Mgmt 7 Approve Financial Statements and Statutory For Mgmt Reports 8 Approve Consolidated Financial Statements For Mgmt 9 Approve Discharge of Management and For Mgmt Supervisory Boards 10 Decide on Allocation of Undistributed For Mgmt Profit (as Result of Changes in Accounting Principles) 11 Approve Allocation of Income For Mgmt 12 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/09/07 - S BANK OF COMMUNICATIONS CO LTD Y06988102 12/08/06 136,500 Special Business 1a Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights This item seeks to grant a general mandate to allow the board of directors to allot, issue, and deal with additional shares representing 20 percent of each of the aggregate nominal amount of Bank of Communications Co. Ltd.'s (the Bank) domestic shares and overseas-listed foreign shares (H Shares) in issue without preemptive rights. This request is made in connection with the proposed issuance of up to 4.5 billion domestic ordinary shares (A Shares) by way of a public offering in the Shanghai Stock Exchange (SSE), as discussed in item 2 (A Share Issue). If approved, the authority would lapse after one year or at the next annual general meeting of the Bank. ISS typically issues a recommendation against the general mandate to issue shares in Hong Kong as the authority is subject to abuse by companies that issue shares at steep discounts to related parties and renew the share issuance amount several times within a period of one year. In this case however, we note that authority given under this item would facilitate the A Share Issue, which would involve the issuance of A Shares to individuals, entities and other institutions in the People's Republic of China (PRC) who have maintained A Share accounts with the SSE, except those prohibited under PRC laws and regulations applicable to the Bank (Target Subscribers), at an issue price that would be determined based on the prevailing market conditions at the time of the A Share Issue, but in no case be less than the net asset value per share of the Bank. In view of the benefits of the proposed A Share Issue and considering that the issuance of A Shares would rely on the general mandate proposed in this item, we recommend that shareholders vote in favor of this resolution. 1b Authorize Board to Increase Registered For For Mgmt Capital and Amend Articles of Association to Reflect Such Changes This item seeks to grant board authority to increase the registered capital of the Bank and amend the articles of association in order to reflect the issue of shares in the Bank authorized under item 1a. Given our support of item 1a and the proposed issuance of A Shares in item 2, a vote in favor of this resolution is recommended. 2 Approve Public Offering of A Shares on the For For Mgmt Shanghai Stock Exchange This item seeks to approve the terms of the proposed issuance by the Bank of up to 4.5 billion A Shares, which are to be listed on the SSE, by way of public offering of new shares subject to approval of items 1a and 1b, and conditional upon obtaining approvals from the China Securities Regulatory Commission (CSRC), the China Banking Regulatory Commission, and other relevant regulatory authorities. Details of the proposed A Share Issue are as follows: Class of Shares: A Shares Number of A Shares to be issued: Not more than 4.5 billion A Shares, representing approximately 9.8 percent and 8.9 percent of the existing and enlarged total issued share capital of the Bank after completion of the A Share Issue, respectively. Nominal Value: RMB 1.0 ($0.1) for each A Share Rights Attached to A Shares: The A Shares would rank pari passu with existing domestic shares and H Shares of the company in all respects, except as otherwise provided for in the articles of association and relevant laws and regulations. Target Subscribers: The target subscribers would be individuals, entities, and other institutions in the PRC which have maintained A Share accounts with SSE, except for those prohibited under PRC laws and regulations. Basis for determining the issue price: The pricing of the A Share Issue would follow the market-driven principle and would be determined based on the prevailing conditions of the PRC securities market at the time when the A Share Issue takes place by way of market consultation or such other methods as approved by the CSRC. The issue price would be no less than the net asset value per share of the Bank at the time of the A Share Issue. Use of Proceeds: The net proceeds from the A Share Issue would be used to strengthen the capital base of the Bank. Distribution plan for the accumulated profit before the issue: The distributable profit of the Bank as at Dec. 31, 2006 would be distributed to the shareholders then existing prior to the A Share Issue in accordance with the share distribution plan to be approved in the 2006 annual general meeting of the Bank. The accumulated profit as at Dec. 31, 2006 after such distribution and the distributable profit that arise after Jan. 1, 2007 would be distributed to all new shareholders under the A Share Issue and the existing shareholders in proportion to their shareholding. Validity of Resolution: The A Share Issue would be effective for a period of 12 months from the date of approval. Board Authority in Relation to the A Share Issue: The board and its attorney would be given full authority and discretion to determine and deal with matters in relation to the A Share Issue including the specific timing of issue, number of A shares to be issued, offering structure, target subscribers, method of issue, pricing mechanism, the issue price, size of the over-allotment option and other matters relating to the A Share Issue and the listing of A Shares in accordance with this resolution and with reference to the status of the approval by the CSRC and conditions of the securities market. It was noted that the Bank has been advised by its PRC counsel that according to relevant PRC laws and regulations in force and the relevant requirements of the CSRC and the SSE, domestic shares issued before the A Share Issue will all be converted into tradable A Shares upon completion of the A Share Issue. In addition, it was expected that the conversion of the existing issued domestic shares into A Shares would not involve any payment of compensation by the holders of such domestic shares to the holders of the A Shares issued under the A Share Issue. The proposed A Share Issue is expected to provide the Bank with funds needed for its ongoing business development and an opportunity to establish a new financing platform. The directors also believe that the A Share Issue could resolve the share re-designation issue and improve the competitiveness of the Bank. Given the benefits of and the purpose for which the proceeds from the A Share Issue would be used, a vote in favor of this resolution is recommended. 3 Amend Articles of Association For For Mgmt This item seeks to amend the articles of association of the company in light of the A Share Issue and pursuant to the requirements of applicable PRC laws and regulations and relevant rules of the stock exchange on which the A Shares would be listed. The proposed amendments pertain to the alteration of the Bank's registered capital and shareholding structure; restriction on share transfer by directors, supervisors, senior management personnel, and shareholders holding certain percentage of shares in the Bank; repurchase of the shares of the Bank; and regulations on the rights and obligations of shareholders. Among others, amendments are being made to reflect the Bank's registered capital and equity structure after completion of the A Share Issue in accordance with actual circumstances. The amendments also provide that the Bank's shares held by any directors, supervisors, and senior management personnel should not be transferred within one year after the listing date of the shares in the Bank. In addition, transfer of shares held by directors, supervisors, and other senior management personnel during their terms of office would be restricted to not more than 25 percent of the total number of shares held by them. The amendments also state that the Bank may repurchase its issued shares if such shares are distributed to its employees as bonus; and such shares are repurchased by the Bank upon request of any shareholder opposing a resolution regarding a merger or division at a general meeting. In addition, the amendments provide that shareholders would have the right to request, convene, preside, attend or appoint a proxy to attend shareholder's meetings and to exercise his right to vote in accordance with the laws; receive information on the minutes of shareholders' meetings, resolutions of the board meetings, supervisory committee meetings, financial and accounting reports and counterfoil of debt securities of the Bank; and require the Bank to repurchase their shares when they object to a resolution on merger or division of the Bank. Other amendments also include changes to procedures of the proceedings of general meetings; regulations on the rights and obligations of directors, supervisors, and senior management personnel; and other provisions as required by applicable laws and regulations for A Share listed companies. This is a reasonable request. 4 Amend Procedural Rules of Shareholders For For Mgmt General Meeting This item seeks to approve amendments made to the Procedural Rules of Shareholders' General Meeting in accordance with applicable PRC and CSRC requirements in light of the A Share Issue. The amended procedures provide that an independent director, the supervisory committee, or shareholders individually or jointly, holding more than 10 percent of the voting rights of the shares having the right to vote in such a meeting would have the right to request the board of directors to convene an extraordinary general meeting. In addition, the amended rules provide that shareholders may attend the shareholders' general meeting in person, or appoint a proxy to attend the meeting and vote on their behalf. Amendments were also made regarding the requirements, delivery, and information to be disclosed in the notice of meeting when a resolution pertaining to the election of directors or supervisors is proposed. The amended rules also state that the board, the supervisory committee, or shareholders individually or in aggregate, holding more than 3 percent of the Bank's shares would have the right to propose resolutions to the Bank. The amendments also clarify procedures for voting and making resolutions at the general meeting; who presides over the general meetings; where the meetings should be held; as well as issues to be classified as ordinary resolutions and special resolutions. This is a reasonable request. 5 Amend Procedural Rules of the Board For For Mgmt This item seeks to approve amendments made to the Procedural Rules of the Board in accordance with applicable PRC and CSRC requirements in light of the A Share Issue. The amended rules enumerate the responsibilities, functions and powers of the board as well as the functions and powers of the chairman of the board. The amendments also provide details on the meetings of the board which is classified into routine meetings and temporary meetings; frequency of holding meetings; circumstances for holding a temporary meeting; and who presides over these meetings as well as the manner of sending out of notices for these meetings and the information required to be disclosed in such notices. The amended rules also allow supervisors and non-director senior management members to attend a board meeting; give opinion on relevant subjects; and have their views be recorded in the minutes of the board meeting, but do not allow them to vote on resolutions at the board meeting. The amended rules also state that the quorum for a board meeting should be more than one half of the directors and that a director who appoints another director on his behalf should be deemed as having attended the meeting provided that the power of attorney should specify the names of the appointing director and the director being appointed; matters of proxy; authority and term of validity of the power of attorney; and should be signed or sealed by the appointing director. The amendments also state the circumstances where directors should abstain on from voting certain resolutions. This is a reasonable request. 6 Amend Procedural Rules of the Supervisory For For Mgmt Committee This item seeks to approve amendments made to the Procedural Rules of the Supervisory Committee in accordance with applicable PRC and CSRC requirements in light of the A Share Issue. The amended rules state that the supervisory committee should hold at least four routine meetings every year with at least one meeting every six months. The amendments also provide details on the manner the notice of the supervisory committee meeting would be served as well as the contents of the notice of meeting. The amendments also allow the supervisory committee to request directors and senior management personnel, internal and external auditing personnel of the Bank to attend the supervisory committee meeting to answer all questions of concern. In addition, the amended rules provide details on voting at the supervisory committee meeting such that it may be conducted by show of hands, votes bearing names, or other means of communication and that resolutions would only be approved when passed by over two-thirds of supervisors. This is a reasonable request. 7 Approve Issuance of Subordinated Bonds in For For Mgmt an Aggregate Principal Amount Not Exceeeding RMB 25 Billion This item seeks to approve the terms of the proposed issuance by the company of subordinated bonds. Details of the proposed issuance are as follows: Aggregate principal amount: No more than RMB 25 billion ($3.1 billion) Maturities: Not less than 10 years Interest rate: The interest rate would be determined with reference to market interest rate and the method of issue. Repayment of the principal amount and payment of interests: Interests would be payable once every year and the principal amount would be repaid in full on the maturity date or the date of redemption. Payments would be made through China Government Securities Depository Trust & Clearing Co. Ltd. Target bondholders: members of the inter-bank bond market. Use of Proceeds: The proceeds would be used to replenish the subordinated capital of the Bank, increase capital adequacy ratio, improve intermediate and long term equity-debt structure of the company and support the development of the Bank's new intermediate and long term asset management business. Method of issue: The bonds would be issued by way of public offering in the national inter-bank bond market. Validity period of this resolution: This resolution would be effective for a period of 12 months from the date of the passing of this resolution. Authorization: The senior management would be authorized for 12 months from the date of the passing of this resolution to determine matters in relation to the issuance of the subordinated bonds including but not limited to the size and terms of the issue, maturity term, and range of interest of the subordinated bonds. The proposed issuance of subordinated bonds would enable the company to raise additional funds to improve its capital structure and finance its future business development. Given the purpose for which proceeds from the proposed issuance of subordinated bonds would be used, we recommend that shareholders vote in favor of this resolution. Ordinary Business 8 Elect Li Ka-cheung, Eric as Independent For For Mgmt Non-Executive Director and Authorize Board to Fix His Remuneration 04/12/07 - A Bank Of East Asia, Limited Y06942109 04/10/07 273,800 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of HK$1.03 Per Share For For Mgmt (With Scrip Option) 3a Reelect Stephen Charles Li Kwok-sze as For For Mgmt Director 3b Reelect Allan Wong Chi-yun as Director For For Mgmt 3c Reelect Aubrey Li Kwok-sing as Director For For Mgmt 3d Reelect Winston Lo Yau-lai as Director For For Mgmt 3e Reelect Khoo Kay-peng as Director For For Mgmt 3f Reelect David Li Kwok-po as Director For For Mgmt 4 Reaapoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 5 Approve and Adopt Staff Share Option Scheme For For Mgmt 2007 6 Amend Articles Re: Claims in Respect of For For Mgmt Shares, Postponement of General Meeting, Sending Instruments of Proxy, Allowing Proxy to Demand Poll and Vote and Signing of Minutes 7 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 8 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 9 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, it is recommended that shareholders vote against this resolution. 06/24/07 - A Bank of Iwate Ltd. *8345* J25510108 03/31/07 866 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 30 The payout ratio for the full year is 18 percent based on either parent-only or consolidated earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 8, 9, 11 and 12 Background of non-executive nominee(s): Nominee 8 is the current chairman of Iwate Nippo Co., Ltd., and nominee 9 is the current chairman of Kanto Auto Works, Ltd. Nominee 11 is the current chairman of Yurtec Co., Inc., and nominee 12 is a professor at Sophia University. Board ProfileComposition of board after this meeting: 8 executives and 4 non-executives. The number of outsiders is increasing from 3 to 4. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 1 The nominee does not meet our criteria for independence. He is the current president of Mikuni Industry Co., Ltd., the company's business partner. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor One of the retiring directors has been designated as an outside director. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 23.8 million to 13 directors, including one director who retired during the period, and JY 5.2 million to 5 statutory auditors, including one retired statutory auditor. Because the amounts are not -excessive, we have no reason to oppose this resolution. 06/28/07 - A Bank of Nagoya Ltd. *8522* J47442108 03/31/07 7,323 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 The payout ratio for the full year is 17 percent based on consolidated earnings, or 18 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees pass our test for independence. Nominee 2 is a former government official. Nominee 3 is a current chairman of Nagoya City Museum. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that KPMG Azsa & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint KPMG Azsa & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 05/03/07 - A Bank of Piraeus S.A. X06397107 None 147,930 1 Authorize Share Capital Increase For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/19/07 5,414 1 Open Meeting None Mgmt 2 Elect Meeting Chairman For Mgmt 3 Acknowledge Proper Convening of Meeting For Mgmt 4 Elect Members of Vote Counting Commission For Mgmt 5 Approve Agenda of Meeting For Mgmt 6 Receive Management Board Report on None Mgmt Company's Operations in 2006 7 Receive Financial Statements None Mgmt 8 Receive Management Board Report on None Mgmt Operations of Bank's Capital Group in 2006 9 Receive Consolidated Financial Statements None Mgmt 10 Receive Management Board's Proposal on None Mgmt Allocation of Income 11 Receive Supervisory Board Report None Mgmt 12.1 Approve Management Board Report on For Mgmt Company's Operations in 2006 12.2 Approve Financial Statements For Mgmt 12.3 Approve Management Board Report on For Mgmt Operations of Bank's Capital Group in 2006 12.4 Approve Consolidated Financial Statements For Mgmt 12.5 Approve Allocation of Income For Mgmt 12.6 Approve Report on Supervisory Board's For Mgmt Activities in 2006 12.7 Approve Discharge of Supervisory Board For Mgmt 12.8 Approve Discharge of Management Board For Mgmt 13 Ratify Auditor for Fiscal Years 2007-2009 For Mgmt 14 Transact Other Business (Voting) For Mgmt 15 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - S Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/20/07 2,707 1 Open Meeting None Mgmt 2 Elect Meeting Chairman For Mgmt 3 Acknowledge Proper Convening of Meeting For Mgmt 4 Elect Members of Vote Counting Commission For Mgmt 5 Approve Agenda of Meeting For Mgmt 6 Approve Integration of Company with Bank For Mgmt BPH S.A. via Transferring of Some of Bank BPH S.A.'s Assets under Company's Ownership; Amend Company Statute 7 Approve Allocation of Funds from Reserve For Mgmt Capital to Brokerage Activities Fund 8 Transact Other Business (Voting) For Mgmt 9 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A BANYAN TREE HOLDINGS LTD Y0703M104 None 6,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.0178 Per For For Mgmt Share 3 Reelect Ho KwonPing as Director For Against Mgmt Due to the company's failure to provide the annual report for financial year 2006, we are unable to ascertain the level of independence of these nominees. Given this and considering our position against executive directors who are also members of key board committees, as their presence threatens to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest, and the recommendations stipulated in Singapore's Code of Corporate Governance that also limit members of the audit and remuneration committees to non-executives only, a vote against this resolution is recommended. 4 Reelect Chia Chee Ming Timothy as Director For Against Mgmt 5 Approve Directors' Fees of SGD 210,000 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 115,000) 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7a Approve Issuance of Shares without For For Mgmt Preemptive Rights 7b Approve Issuance of Shares and Grant For Against Mgmt Options and/or Awards Pursuant to the Banyan Tree Share Option Plan and Banyan Tree Performance Share Plan In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. These schemes cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. 7c Other Business (Voting) For Against Mgmt While such request is usually routine, the potential for discussion and subsequent approval of items that could be dangerous to minority shareholders is a possibility. Until more detailed information is made available concerning this item, a vote opposing such request must be recommended. 04/26/07 - S BANYAN TREE HOLDINGS LTD Y0703M104 None 6,000 1 Approve Mandate for Transactions with For For Mgmt Related Parties 2 Authorize Share Repurchase Program For For Mgmt 04/26/07 - A Barclays plc G08036124 None 286,915 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt Overall, although there are several issues of note, we have no significant concerns with remuneration at this Company. We therefore recommend shareholders to vote in favour of this item. 3 Elect Marcus Agius as Director For For Mgmt 4 Elect Frederik Seegers as Director For For Mgmt 5 Elect Christopher Lucas as Director For For Mgmt 6 Re-elect Stephen Russell as Director For For Mgmt 7 Re-elect Richard Clifford as Director For For Mgmt 8 Re-elect Sir Andrew Likierman as Director For For Mgmt 9 Re-elect John Varley as Director For For Mgmt 10 Re-elect Sir Nigel Rudd as Director For For Mgmt 11 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 12 Authorise Board to Fix Remuneration of For For Mgmt Auditors 13 Authorise Barclays Bank Plc to Make EU For For Mgmt Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 100,000 14 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 544,913,279 15 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 81,736,992 16 Authorise 980,840,000 Ordinary Shares for For For Mgmt Market Purchase 17 Adopt New Articles of Association For For Mgmt 01/25/07 - A Barloworld Limited (formerly Barlow S08470189 None 9,956 Ltd.) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended Sept. 30, 2006 2 Reelect P.J. Blackbeard For For Mgmt 3 Reelect W.A.M. Clewlow For For Mgmt 4 Reelect B.P. Diamond For For Mgmt 5 Reelect J.E. Goversall For For Mgmt 6 Reelect S.B. Pfeiffer For For Mgmt 7 Reelect G. Rodriguez de Castro For For Mgmt 8 Reelect R.C. Tomkinson For For Mgmt 9 Reelect S. Mkhabela For For Mgmt 10 Reelect D.G. Wilson For For Mgmt 11 Ratify Deloitte & Touche as Auditors For For Mgmt 12.1 Approve Remuneration of Chairman For For Mgmt 12.2 Approve Remuneration of Resident For For Mgmt Non-Executive Directors 12.3 Approve Remuneration of Non-Resident For For Mgmt Non-Executive Directors 12.4 Approve Remuneration of Audit Committee For For Mgmt Chairman 12.5 Approve Remuneration of Resident Members of For For Mgmt the Audit Committee 12.6 Approve Remuneration of Non-Resident For For Mgmt Members of the Audit Committee 12.7 Approve Remuneration of Resident Members of For For Mgmt Other Committees (Except Risk and Sustainability and EMpowerment and Transformation Committees) 12.8 Approve Remuneration of Non-Resident For For Mgmt Members of Other Committees (Except Risk and Sustainability and EMpowerment and Transformation Committees) 12.9 Approve Remuneration of Resident Members of For For Mgmt the Empowerment and Transformation Committee 12.10 Approve Remuneration of Non-Resident For For Mgmt Members of the Empowerment and Transformation Committee 13 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 06/08/07 - S Barloworld Limited (formerly Barlow S08470189 None 13,828 Ltd.) Please note that the holders of the 6 percent non-redeemable cumulative preference shares are eligible to vote on items 1-3 of this agenda. 1 Approve Spin-Off of PPC, Subject to For For Mgmt Parliamentary Approval of the Corporate Laws Amendment Act, 2006 2 Approve Spin-Off of PPC For For Mgmt 3 Approve Authority to Distribute Cash to For For Mgmt Shareholders by Way of Reduction of Share Premium Account 4 Amend 1985 Stock Option Scheme Re: Special For Against Mgmt Dividend Although these article amendments appear to be a well-intentioned attempt to give the company some flexibility to adjust the terms offered to optionholders in the case of a spin-off, the company has not disclosed the magnitude of the proposed adjustment. As such, we believe these amendments could lead to shares being offered at an unduly high discount. In the absence of a provision that specifies the criteria used to readjust the option price, we must recommend that shareholders vote against items 4 and 5. 5 Amend 1985 Stock Option Scheme Re: For Against Mgmt Subsidiary Directors 6 Amend 1979 Share Purchase Scheme For For Mgmt 7 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 03/27/07 - S Barratt Developments plc G08288105 None 5,724 1 Approve Acquisition of Wilson Bowden Plc; For For Mgmt Approve Increase in Authorised Capital from GBP 30,000,000 to GBP 40,285,000; Authorise Issue of Equity with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,285,000 (Acquisition) 12/07/06 - A Barry Callebaut AG H05072105 None 34 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/07/06 - A Barry Callebaut AG H05072105 None 34 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Receive Auditor's Reports None Mgmt 3 Accept Financial Statements and Statutory For Mgmt Reports 4.1 Approve Allocation of Income and Omission For Mgmt of Dividends 4.2 Approve CHF 54.3 Million Reduction in Share For Mgmt Capital; Approve Capital Repayment of CHF 10.50 per Share 5 Approve Discharge of Board and Senior For Mgmt Management 6 Elect Directors For Mgmt 7 Ratify KPMG Fides Peat as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A BAUER AG D0639R105 06/07/07 1,249 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A Bayer AG D07112119 04/06/07 61,331 1 Receive Financial Statements and Statutory For Mgmt Reports; Approve Allocation of Income and Dividends of EUR 1 per Share for Fiscal 2006 2 Approve Discharge of Management Board for For Mgmt Fiscal 2006 3 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 4a Elect Paul Achleitner to the Supervisory For Mgmt Board 4b Elect Clemens Boersig to the Supervisory For Mgmt Board 4c Elect Hans-Olaf Henkel to the Supervisory For Mgmt Board 4d Elect Klaus Kleinfeld to the Supervisory For Mgmt Board 4e Elect Helmut Panke to the Supervisory Board For Mgmt 4f Elect Manfred Schneider to the Supervisory For Mgmt Board 4g Elect Ekkehard Schulz to the Supervisory For Mgmt Board 4h Elect Klaus Sturany to the Supervisory Board For Mgmt 4i Elect Juergen Weber to the Supervisory Board For Mgmt 4j Elect Ernst-Ludwig Winnacker to the For Mgmt Supervisory Board 5 Approve Creation of 195 Million Pool of For Mgmt Capital with Preemptive Rights (Authorized Capital II) 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Approve Affiliation Agreement with For Mgmt Subsidiary Bayer Schering GmbH 8 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/21/07 - A Bechtle AG D0873U103 05/31/07 306 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 6 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 7 Ratify Ernst & Young AG as Auditors for For Mgmt Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Beiersdorf AG D08792109 04/05/07 28,703 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.60 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify Ernst & Young AG as Auditors for For Mgmt Fiscal 2007 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Elect Stefan Pfander to the Supervisory For Mgmt Board; Elect Andreas Rittstieg as Alternate Supervisory Board Member 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Approve Affiliation Agreement with Florena For Mgmt Cosmetic GmbH Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/07/07 - A Belimo Holding AG H07171103 None 10 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/07/07 - A Belimo Holding AG H07171103 None 10 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 30 per Share 3 Approve CHF 5.9 Million Reduction in Share For Mgmt Capital; Approve Capital Repayment of CHF 9 per Share 4 Amend Articles Re: Reduce Capital Holding For Mgmt Requirement for Submitting Shareholder Proposals; Establish Mandatory Retirement Age for Directors 5 Approve Discharge of Board and Senior For Mgmt Management 6.1 Receive Information on Retirement of Walter None Mgmt Burkhalter, and Andreas Steiner (Non-Voting) 6 Elect Directors For Mgmt 7 Ratify KPMG AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/20/06 - S Beneteau Sa F09419106 None 113 Ordinary Business 1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 2 Approve Stock Option Plans Grants For Mgmt 3 Authorize up to 10 Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 4 Approve Employee Savings-Related Share For Mgmt Purchase Plan 5 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 6 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/26/07 - A Beneteau Sa F09419106 None 158 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.48 per Share 5 Appoint Atlantique Revision Conseil, For Mgmt represented by Sebastien Caillaud,as Auditor and Jean-Paul Caquineau as Alternate Auditor 6 Elect Jean-Louis Caussin as Supervisory For Mgmt Board Member 7 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 80,000 8 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/22/07 - A/S Beneteau Sa F09419106 06/19/07 176 Ordinary Business 1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 2 Approve Stock Option Plans Grants For Mgmt 3 Authorize up to 10 Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 4 Approve Employee Savings-Related Share For Mgmt Purchase Plan 5 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 6 Approve 1 for 5 Stock Split For Mgmt 7 Amend Article 6 of Bylaws Accordingly For Mgmt 8 Amend Article 17 of Bylaws Accordingly Re: For Mgmt Supervisory Board Members Shareholding 9 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/24/06 - A BERGMAN & BEVING W14696111 08/18/06 717 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8 Receive President's Report None None Mgmt 9A Approve Financial Statements and Statutory For For Mgmt Reports 9B Approve Allocation of Income and Dividends For For Mgmt of SEK 3.50 per Share 9C Approve Discharge of Board and President For For Mgmt 10 Amend Articles Re: Limits for Minimum and For For Mgmt Maximum Size of Issued Share Capital; Preemptive Rights in Connection with Issuance of Warrants or Convertibles; Board Size; Appointment of Auditors; Other Amendments 11 Determine Number of Members (5) and Deputy For For Mgmt Members (0) of Board 12 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 1.1 Million; Approve Remuneration of Auditors 13 Elect Tom Hedelius as Chairman of Board; For Against Mgmt Reelect Per Axelsson, Anders Boerjesson, Tom Hedelius, Anita Pineus, and Stefan Wigren as Directors Stefan Wigren is an executive director who serves on the board's remuneration committee. The company does specify that while Wigren is a member of the compensation committee, he does not participate in decision-making with respect to his own compensation. ISS, however, prefers that all key board committees comprise only independent non-executives. ISS believes that executives, particularly on such key board committees as the audit and remuneration committees, threaten to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest. The best practice recommendations stipulated in the Swedish Corporate Governance Code also recommend against executives on these key board committees. The chairman of the board may, however, also chair the remuneration committee. If a company does not have an audit or a remuneration committee, ISS will consider the entire board to fulfill the role of the committees. In such case, ISS will oppose the executives, including the CEO, up for election to the board. As the director elections are bundled, ISS must recommend a vote against the entire slate in this case. 14 Approve Principles for How Members of the For For Mgmt Nominating Committee Shall Be Appointed 15 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares 16 Approve Stock Option Plan for Key For Against Mgmt Employees; Reserve 250,000 Repurchased Class B Shares to Guarantee Conversion Rights As the options could be convertible at an undisclosed discount, we must recommend a vote against the proposal. 17 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management Under Item 17, ISS recommends a vote against the proposed stock option plans. As ISS considers the overall structure of the proposed remuneration policy and the level of disclosure to be shareholder friendly, however, we recommend a vote in favor of this proposal. 18 Other Business (Non-Voting) None None Mgmt 19 Close Meeting None None Mgmt 02/22/07 - S BERGMAN & BEVING W14696111 02/16/07 1,117 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Change Company Name to B&B Tools AB For For Mgmt 8 Close Meeting None None Mgmt 09/28/06 - A Bespak Plc G10639105 None 473 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 12.1 Pence Per For For Mgmt Ordinary Share 3 Re-elect John Robinson as Director For For Mgmt 4 Re-elect Mark Throdahl as Director For For Mgmt 5 Elect Paul Boughton as Director For For Mgmt 6 Elect Jonathan Glenn as Director For For Mgmt 7 Elect Peter Fellner as Director For For Mgmt 8 Elect Jim Dick as Director For For Mgmt 9 Elect Chris Banks as Director For For Mgmt 10 Approve Remuneration Report For For Mgmt 11 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 934,018 13 Subject to the Passing of Resolution 12, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 140,102 14 Authorise 2,802,056 Ordinary Shares for For For Mgmt Market Purchase 15 Amend Articles of Association Re: For For Mgmt Indemnification 12/20/06 - S Bezeq The Israeli Telecom Corp M2012Q100 12/10/06 102,122 1 Approve Cash Dividend For For Mgmt Although the payout ratio for the proposed dividend likely exceeds the recommended guideline of 100 percent, given the advisability of resolving the labor contract and completing the privatization process, this item merits shareholder support. 2 Amend Articles Regarding Director/Officer For Against Mgmt Indemnification Given the excessive indemnification and liability protections allowed under Israeli law, including indemnification that exceeds legal expenses, shareholder approval is not warranted. 12/28/06 - S Bezeq The Israeli Telecom Corp M2012Q100 12/18/06 102,122 1 Approve Distribution of Dividend For For Mgmt Although the payout ratio for the proposed dividend likely exceeds the recommended guideline of 100 percent, given the advisability of resolving the labor contract and completing the privatization process, this item merits shareholder support. 01/17/07 - S Bezeq The Israeli Telecom Corp M2012Q100 12/20/06 102,122 1 Elect R. Numkin and Y. Forat as Directors For For Mgmt In the absence of negative press coverage, this item merits shareholder approval. 2 Approve Grant of Indemnity Undertakings to For For Mgmt Directors This item warrants shareholder approval. 02/01/07 - S Bezeq The Israeli Telecom Corp M2012Q100 01/04/07 102,122 1a Elect D. Blumberg as External Director For For Mgmt Despite the poor level of disclosure regarding the board, a situation that is common in Israel, it would be counterproductive to withhold support from the directors in the absence of a specific controversy involving the company. 1b Elect A. Yaniv as External Director For For Mgmt 2 Approve Compensation and Grant of Indemnity For For Mgmt to External Directors As the company's liability and indemnification policies meet the benchmark established under Delaware Corporate Law, these items merit support. 3 Approve Increase in Authorized Capital For For Mgmt Given the reasonable size of the proposed increase, this item merits shareholder approval. 4 Approve Grant of Options to Company For For Mgmt Employees Given the reasonable 4.5 percent dilution associated with this proposal, shareholder approval is warranted. 05/14/07 - A BG Group plc G1245Z108 None 165,172 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 4.20 Pence Per For For Mgmt Ordinary Share 4 Elect Philippe Varin as Director For For Mgmt 5 Re-elect William Friedrich as Director For For Mgmt 6 Re-elect Peter Backhouse as Director For For Mgmt 7 Re-elect Sir John Coles as Director For For Mgmt 8 Re-elect Paul Collins as Director For For Mgmt 9 Re-elect Lord Sharman as Director For For Mgmt 10 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 11 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors 12 Authorise the Company to Make EU Political For For Mgmt Organisations Donations up to GBP 25,000 and to Incur EU Political Expenditure up to GBP 25,000 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 119,379,862 14 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,004,965 15 Authorise 340,099,309 Ordinary Shares for For For Mgmt Market Purchase 16 Adopt New Articles of Association For For Mgmt 09/15/06 - A Bharat Heavy Electricals Ltd. Y0882L117 09/05/06 4,912 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Dividend of INR 2 Per Share For Mgmt 3 Reappoint V. Nayyar as Director For Mgmt 4 Reappoint N. Chaturvedi as Director For Mgmt 5 Authorize Board to Fix Remuneration of For Mgmt Auditors 6 Appoint S.M. Dadlika as Director For Mgmt 7 Appoint A.K. Aggarwal as Director For Mgmt 8 Appoint M. Gupta as Director For Mgmt 9 Appoint S. Datta as Director For Mgmt 10 Appoint R.S. Sidhu as Director For Mgmt 11 Appoint Madhukar as Director For Mgmt 12 Appoint C.P. Singh as Director For Mgmt 13 Amend Articles of Association Re: Delegated For Mgmt Powers to the Board of Navratna Public Sector Enterprises Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/26/06 - A BHP Billiton Plc (Formerly Billiton G10877101 None 142,846 Plc) 1 Accept Financial Statements and Statutory For For Mgmt Reports for BHP Billiton Plc 2 Accept Financial Statements and Statutory For For Mgmt Reports for BHP Billiton Ltd. 3 Elect Paul Anderson as Director of BHP For For Mgmt Billiton Plc 4 Elect Paul Anderson as Director of BHP For For Mgmt Billiton Ltd. 5 Elect Marius Kloppers as Director of BHP For For Mgmt Billiton Plc 6 Elect Marius Kloppers as Director of BHP For For Mgmt Billiton Ltd. 7 Elect Chris Lynch as Director of BHP For For Mgmt Billiton Plc 8 Elect Chris Lynch as Director of BHP For For Mgmt Billiton Ltd. 9 Elect Jacques Nasser as Director of BHP For For Mgmt Billiton Plc 10 Elect Jacques Nasser as Director of BHP For For Mgmt Billiton Ltd. 11 Re-elect David Crawford as Director of BHP For For Mgmt Billiton Plc 12 Re-elect David Crawford as Director of BHP For For Mgmt Billiton Ltd. 13 Re-elect Don Argus as Director of BHP For For Mgmt Billiton Plc 14 Re-elect Don Argus as Director of BHP For For Mgmt Billiton Ltd. 15 Re-elect David Brink as Director of BHP For For Mgmt Billiton Plc 16 Re-elect David Brink as Director of BHP For For Mgmt Billiton Ltd. 17 Re-elect John Buchanan as Director of BHP For For Mgmt Billiton Plc 18 Re-elect John Buchanan as Director of BHP For For Mgmt Billiton Ltd. 19 Re-elect John Schubert as Director of BHP For For Mgmt Billiton Plc 20 Re-elect John Schubert as Director of BHP For For Mgmt Billiton Ltd. 21 Reappoint KPMG Audit Plc as Auditors of BHP For For Mgmt Billiton Plc and Authorise the Board to Determine Their Remuneration 22 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 276,686,499 23 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 61,703,675 24 Authorise 246,814,700 BHP Billiton Plc For For Mgmt Ordinary Shares for Market Purchase 25i Approve Reduction of Share Capital of BHP For For Mgmt Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 31 December 2006 25ii Approve Reduction of Share Capital of BHP For For Mgmt Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 31 March 2007 25iii Approve Reduction of Share Capital of BHP For For Mgmt Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 15 May 2007 25iv Approve Reduction of Share Capital of BHP For For Mgmt Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 30 June 2007 25v Approve Reduction of Share Capital of BHP For For Mgmt Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 30 September 2007 25vi Approve Reduction of Share Capital of BHP For For Mgmt Billiton Plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Ltd. or One of its Subsidiaries on 15 November 2007 26 Approve Remuneration Report For For Mgmt 27 Approve Grant of Deferred Shares and For For Mgmt Options under the BHP Billiton Ltd. Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Ltd. Long Term Incentive Plan to Charles Goodyear 28 Approve Grant of Deferred Shares and For For Mgmt Options under the BHP Billiton Plc Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Plc Long Term Incentive Plan to Marius Kloppers 29 Approve Grant of Deferred Shares and For For Mgmt Options under the BHP Billiton Ltd. Group Incentive Scheme and Grant of Performance Shares under the BHP Billiton Ltd. Long Term Incentive Plan to Chris Lynch 30 Approve BHP Billiton Ltd. Global Employee For For Mgmt Share Plan; Approve BHP Billiton Plc Global Employee Share Plan 31 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors of BHP Billiton Plc to USD 3,000,000 32 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors of BHP Billiton Ltd. to USD 3,000,000 10/31/06 - A Bidvest Group Ltd. S1201R154 None 14,165 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended June 30, 2006 2 Approve Remuneration of Directors for For For Mgmt Fiscal 2007 3 Ratify KPMG, Inc. as Auditors For For Mgmt 4.1 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 4.2 Adopt New Articles of Association For Against Mgmt Although the proposed amendments appear routine and mostly compliance in nature, the available disclosure does not allow a further inspection of the proposed documents for unrelated amendments that could have a negative impact on shareholder value. Given that full public disclosure of article amendments is standard market practice in South Africa, support for this item is not recommended. 4.3 Authorize Specific Repurchase of Shares For For Mgmt from Company Subsidiary 5.1 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 5.2 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 30 Million Shares 5.3 Approve Cash Distribution to Shareholders For For Mgmt by Way of Reduction of Share Premium Account 5.4 Amend Bidvest Incentive Scheme For Against Mgmt Due to the lack of information regarding the key features of the plan and of the amendments proposed under this item, we recommend that shareholders vote against this resolution. 6 Elect Directors For Against Mgmt 6.1 Reelect D.B.D. Band as Director --- Against Given the lack of information due to the company's failure to disclose the annual report in a timely manner, we recommend shareholders vote against the director nominees. 6.2 Reelect B.L. Berson as Director --- Against 6.3 Reelect L.G. Boyle as Director --- Against 6.4 Reelect M.B.N. Dube as Director --- Against 6.5 Reelect l.I. Jacobs as Director --- Against 6.6 Reelect R.M. Kunene as Director --- Against 6.7 Reelect D. Masson as Director --- Against 6.8 Reelect S.G. Pretorius as Director --- Against 7 Elect Directors For Against Mgmt 04/30/07 - A/S Biesse SpA T2060S100 04/26/07 1,689 Annual Meeting Agenda Special Business 1 Amend Articles 16, 19, 19-ter of Company For Mgmt Bylaws also to Comply with the Italian Law 262/2005 Ordinary Business 1 Extend Deloitte & Touche's Mandate as For Mgmt External Auditors for the Three-Year Term 2007-2009 2 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 3 Approve Dividend Distribution for Ordinary For Mgmt Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/06/06 - A Big Yellow Group plc G1093E108 None 2,253 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 3 Pence Per For For Mgmt Ordinary Share 4 Re-elect David Ross as Director For Against Mgmt 5 Re-elect James Gibson as Director For For Mgmt 6 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,425,086 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 513,763 9 Authorise 10,275,260 Ordinary Shares for For For Mgmt Market Purchase 05/10/07 - A/S Boardwalk Real Estate Investment Trust 096631106 03/27/07 2,600 *BEI.U* 1 Fix Number of Directors For For Mgmt 2 Elect Directors For For Mgmt 3 Ratify Deloitte & Touche as Auditors For For Mgmt 4 Approve Grants Made Pursuant to the For For Mgmt Deferred Compensation Plan The estimated shareholder value transfer of the company's plans of 1 percent is equal to or less than the allowable cap for this company of 4 percent. ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns (TSR), and its CEO also had an increase in total direct compensation (TDC) from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. The company does not provide a TDC figure. In 2006 the company did not have a stock option plan. The CEO has not received a salary or security-based compensation in three years and in 2006 elected to forego a salary in lieu of Boardwalk providing an equivalent amount to a scholarship program for the trust's associates. Roberto Geremia, the CFO, received no security-based compensation in 2005 and 8,737 deferred units in 2006. The one and three year change in TSR was 101 percent and 145 percent respectively. Although eligibility of the Plan extends to non-employee trustees, they are entitled to the deferred units in lieu of cash, albeit twice the amount they would otherwise receive. Trustee compensation at the Reit is conservative with annual directors' fees of $20,000 and $1,500 per meeting generally and an additional $3,000 per committee served. Detailed amendment provision does not require unitholder approval to allow assignability of awards but this issue is not a concern for plans that do not issue options. The cost of the plan is reasonable, trustee participation is limited to twice the annual board fees which are conservative and the Trust does not currently have an option plan, therefore we support approval of the plan. 5 Re-approve Shareholder Rights Plan For For Mgmt 6 Amend Declaration of Trust For For Mgmt 04/25/07 - A Bolsas y Mercados Espanoles, Sociedad E8893G102 None 2,150 Hldg de Mercados y Sistemas Financiers S.A 1 Accept Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports for Fiscal Year Ended 12/31/06 2 Approve Allocation of Income For For Mgmt 3 Elect Directors For For Mgmt 4 Approve Remuneration of the Chairman of the For For Mgmt Board of Directors 5 Approve Remuneration of Directors For For Mgmt 6 Reelect Deloitte,S.L. as External Auditors For For Mgmt for Fiscal Year 2007 7 Authorize Repurchase of Shares For For Mgmt 8 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 9 Allow Questions For For Mgmt 12/07/06 - A/S Bonduelle S.C.A. F10689119 None 176 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Financial Statements and Discharge For Mgmt Directors 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.25 per Share 5 Authorize Repurchase of Up to Five Percent For Mgmt of Issued Share Capital 6 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 30,000 7 Reelect Daniel Bracquart as Supervisory For Mgmt Board Member 8 Reelect Andre Crespel as Supervisory Board For Mgmt Member 9 Reelect Stanislas Dalle as Supervisory For Mgmt Board Member 10 Reelect Jean Gueguen as Supervisory Board For Mgmt Member 11 Elect Isabelle Danjou as Supervisory Board For Mgmt Member 12 Ratify Mazard et Guerard as Auditor and For Mgmt Denis Grison as Alternate Auditor 13 Appoint Deloitte & Associe as Auditor and For Mgmt BEAS as Alternate Auditor Special Business 14 Approve Employee Savings-Related Share For Mgmt Purchase Plan 15 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 17,500,000 17 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 17,500,000 18 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above 19 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 20 Amend Articles 6 and 7 to reflect Legal For Mgmt Changes 21 Amend Articles of Association: Shareholders For Mgmt Identification 22 Amend Articles of Association Re: For Mgmt Shareholding Disclosure Threshold 23 Amend Article 14 To Reflect Structure's For Mgmt Modification of the General Partners 24 Amend Articles for the Use of For Mgmt Videoconference 25 Amend Articles of Association Re: Attend For Mgmt General Meetings through Videoconference and Telecommunication 26 Amend Articles of Association to Reflect For Mgmt Recent Legal Changes 27 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/24/07 - A/S Bonterra Energy Income Trust 09852Q102 04/19/07 245 1 Fix Number of Directors at Four and Elect For Abstain Mgmt Directors - Gary J Drummond, George F Fink, Carl R Jonsson, and F William Woodward. 2 Appoint Auditors and Authorize Board to Fix For For Mgmt Their Remuneration - Deloitte & Touche LLP 3 Approve Olympia Trust Company as Trustee of For For Mgmt the Trust 4 Approve Unit Option Plan - Unallocated For Against Mgmt Options VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to or less than the allowable cap for this company of 6 percent. ISS opposes plans that provide for unlimited discretionary director participation. This is a practice which gives rise to the possibility of self-dealing by directors in options. Directors who are able to grant themselves options without limit could find their independence compromised. The plan amendment provision does not comply with ISS criteria for acceptable plan amendment provisions (see Item #5). 5 Amend Unit Option Plan For Against Mgmt 10/20/06 - A BOOM LOGISTICS LTD *BOL* Q6154T109 10/18/06 11,781 1 Receive Financial Statements and Statutory None None Mgmt Reports 2 Approve Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 3a Elect R. John Robinson as Director For For Mgmt 3b Elect Huw Davies as Director For For Mgmt 3c Elect Mark Lawrence as Director For For Mgmt 4 Approve PKF Chartered Accountants as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Ratify Past Issuance of: 1.3 Million Shares For For Mgmt to Camilleri Industries Australia; 16 Million Shares to Institutional Investors; 1.3 Million Shares to Finook Pty Ltd; and 116,279 Shares to Concept Accounting Pty. Ltd. 6 Approve Issuance of Shares to Mark Lawrence For For Mgmt Under the Boom Logistics Ltd. Employee Share Trust 7 Renew Partial Takeover Provision For For Mgmt 05/09/07 - A Boskalis Westminster (Koninklijke NV) N14952225 None 3,542 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3.a Approve Financial Statements and Statutory For Mgmt Reports 3.b Receive Report of Supervisory Board None Mgmt 4.a Approve Allocation of Income For Mgmt 4.b Approve Allocation of Income and Dividends For Mgmt of EUR 2.04 per Share 5 Approve Discharge of Management Board For Mgmt 6 Approve Discharge of Supervisory Board For Mgmt 7 Notification on Nomination to the None Mgmt Supervisory Board 8 Elect C. van Woudenberg and M. van der Vorm For Mgmt to Supervisory Board 9 Approve Remuneration of Supervisory Board For Mgmt 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 11 Approve Stock Split For Mgmt 12 Allow Questions None Mgmt 13 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A/S Bouygues SA F11487125 04/23/07 33,226 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1.20 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Ratify Appointment of Patrick Kron as For Mgmt Director 6 Reelect Lucien Douroux as Director For Mgmt 7 Reelect Jean Peyrelevade as Director For Mgmt 8 Reelect SCDM as Director For Mgmt 9 Elect Employee Representative Thierry For Mgmt Jourdaine as Director 10 Elect Employee Representative Jean-Michel For Mgmt Gras as Director 11 Appoint Alain Pouyat as Censor For Mgmt 12 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 13 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 14 Authorize Capitalization of Reserves of Up For Mgmt to EUR 4 Billion for Bonus Issue or Increase in Par Value 15 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 16 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 17 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 18 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 19 Authorize Capital Increase of Up to EUR 150 For Mgmt Million for Future Exchange Offers 20 Approve Employee Savings-Related Share For Mgmt Purchase Plan 21 Authorize Issuance of Equity Upon For Mgmt Conversion of a Subsidiary's Equity-Linked Securities 22 Allow Board to Use the Capital Issuance For Mgmt Authorities Approved Above in the Event of a Public Tender Offer 23 Authorize Board to Issue Free Warrants with For Mgmt Preemptive Rights During a Public Tender Offer or Share Exchange 24 Authorize up to Ten Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 25 Approve Issuance of Securities Convertible For Mgmt into Debt 26 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 27 Amend Articles of Association Re: Board For Mgmt Composition, Record Date 28 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/12/07 - A BP plc G12793108 None 287,558 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt Conclusion RREV has carefully considered the action taken by the Remuneration Committee in responce to the recent safety issues when considering executive bonus awards for the past year. We believe that the Committee has used its discretion appropriately by reducing bonus awards even though the quantitative assessment of the pre-determined bonus targets generated a near-target score. We also note that for 2007, 30 percent of the annual bonus award will be based on specified non-financial measures focusing on health, safety and the environment, growth, and reputation. RREV has also noted that the directors received 30 percent of the initial award under the 2004-2006 share element of the Executive Directors' Incentive Plan (EDIP). This award vested pursuant to the attainment of the quantitative targets. RREV has engaged with the Company on this matter and understands that the Remuneration Committee will consider all circumstances when deciding the vesting level for current performance cycles. RREV expects the Remuneration Committee to continue to use its discretion and take account of the recent safety issues when assessing the performance of the outstanding long-term incentive awards. Although RREV does not object to the terms of Lord Browne's participation in the 2007-2009 EDIP performance cycle, since this was fully supported by shareholders when proposed at the 2005 AGM, we do expect that consideration should be given to the recent safety issues when assessing Lord Browne's proportion of his 'leadership measure' (discretionary) under the EDIP. RREV has also reviewed Lord Browne's termination arrangements. In respect to his service contract, RREV believes this to be a standard contract in the UK. We note that the payments are subject to mitigation being phased (quarterly) and off-set against any future earnings that are above one-third of his quarterly instalment. However, we recognise that Lord Browne is eligible for an ex-gratia lump sum superannuation payment which entitles him to no more than one year's salary. We do not consider this to constitute current best practice but recognise that this is a historical arrangement which the Company addressed in 1996 and does not apply to appointees to the Board after that time. RREV is satisfied that the Committee has used an appropriate level of discretion when considering bonus payments for the past year. We expect this sensible approach to continue for future long term awards. The Company's remuneration policy and practice is sufficiently in line with best practice given the nature of the Company's business. Consequently, we are not raising objections at this time. 3 Re-elect David Allen as Director For For Mgmt 4 Re-elect The Lord Browne of Madingley as For For Mgmt Director 5 Re-elect Antony Burgmans as Director For For Mgmt 6 Elect Sir William Castell as Director For For Mgmt 7 Re-elect Iain Conn as Director For For Mgmt 8 Re-elect Errol Davis Jr as Director For For Mgmt 9 Re-elect Douglas Flint as Director For For Mgmt 10 Re-elect Byron Grote as Director For For Mgmt 11 Re-elect Anthony Hayward as Director For For Mgmt 12 Elect Andy Inglis as Director For For Mgmt 13 Re-elect DeAnne Julius as Director For For Mgmt 14 Re-elect Sir Tom McKillop as Director For For Mgmt 15 Re-elect John Manzoni as Director For For Mgmt 16 Re-elect Walter Massey as Director For For Mgmt 17 Re-elect Sir Ian Prosser as Director For For Mgmt 18 Re-elect Peter Sutherland as Director For For Mgmt 19 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 20 Authorise the Company and BP International For For Mgmt Ltd to Make EU Political Organisation Donations and Incur EU Political Expenditure up to GBP 0.1M; Authorise Each of the Company and BP International Ltd to Make Donations and Incur Expenditure up to GBP 0.4M NAPF policy considers that the duration of an authority for 'political expenditure', even where the Company states that it has no intention of changing its current practice of not making donations to political parties in the EU, should not exceed 15 months from the passing of the resolution. We have discussed the matter with BP and understand that the Company does not consider the amount to be sufficiently material to the business to warrant renewal on an annual basis. Following extensive engagment, the Company has disclosed to RREV that in the light of the introduction of 2006 Companies Act it is likely that BP will seek further authority with regards to political donations and in those circumstances the Company will consult with shareholders prior to putting a resolution for approval at a general meeting. We are satisfied that this commitment provides adequate reassurance to shareholders. 21 Authorise the Company to Use Electronic For For Mgmt Communications 22 Authorise 1,950,000,000 Ordinary Shares for For For Mgmt Market Purchase 23 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,626,000,000 24 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 244,000,000 04/30/07 - A BRADESPAR SA P1808W104 None 21,700 Preferred Holders can vote on items 2 & 3 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006, and Allocate Income for the Year 2 Elect Directors For For Mgmt 3 Elect Supervisory Board Members For For Mgmt 4 Approve Global Remuneration of Directors For For Mgmt and Executive Officers 04/24/07 - A Bradford & Bingley plc G1288A101 None 9,682 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 13.4 Pence Per For For Mgmt Ordinary Share 4 Re-elect George Cox as Director For For Mgmt 5 Re-elect Ian Cheshire as Director For For Mgmt 6 Re-elect Louise Patten as Director For For Mgmt 7 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 50,000,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,930,000 11 Authorise 63,400,000 Ordinary Shares for For For Mgmt Market Purchase 12 Adopt New Articles of Association For For Mgmt 10/30/06 - A BRADKEN LTD *BKN* Q17369101 10/28/06 6,405 1 Receive Financial and Directors' Reports None None Mgmt for the Financial Year Ended June 30, 2006 2 Adopt Remuneration Report for the Financial For For Mgmt Year Ended June 30, 2006 3 Elect Vincent O'Rourke as Director For For Mgmt 4 Approve the Grant of 107,731 Performance For For Mgmt Rights to Brian Hodges, Executive Director, Pursuant to the Performance Rights Plan 04/27/07 - A/S Brembo SPA T2204N108 04/24/07 3,348 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements and Statutory For Mgmt Reports for the Fiscal Year 2006 2 Accept Consolidated Financial Statements For Mgmt for the Fiscal Year 2006 3 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 4 Integrate the Mandate of the External For Mgmt Auditor PriceWaterhouse&Coopers for the Fiscal Year 2006 5 Extend Mandate of the External Auditor For Mgmt PriceWaterhouse&Coopers for the Six-Year Term 2007-2012 Special Business 1 Amend Articles 2, 5, 9, 10, 11, 13, 15, 16, For Mgmt 17, 18, 20, 22, 23 to Comply with the Italian law n. 262/2005 2 Other Business (Related to Item 1 of the For Mgmt Special Business) Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A British American Tobacco plc G1510J102 None 77,101 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 40.2 Pence Per For For Mgmt Ordinary Share 4 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 5 Authorise Board to Fix Remuneration of For For Mgmt Auditors 6a Re-elect Paul Adams as Director For For Mgmt 6b Re-elect Robert Lerwill as Director For For Mgmt 6c Re-elect Sir Nicholas Scheele as Director For For Mgmt 6d Re-elect Thys Visser as Director For For Mgmt 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 171,871,064 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,780,659 9 Approve Waiver on Tender-Bid Requirement For For Mgmt 10 Authorise 206,200,000 Ordinary Shares for For For Mgmt Market Purchase 11 Approve British American Tobacco 2007 Long For For Mgmt Term Incentive Plan 12 Approve Extension of British American For For Mgmt Tobacco Sharesave Scheme 13 Approve Interim Dividend of 15.7 Pence Per For For Mgmt Ordinary Share 14 Adopt New Articles of Association For For Mgmt 09/20/06 - A British Energy Group plc G1531P152 None 79,622 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect Sir Adrian Montague as Director For For Mgmt 3 Re-elect Bill Coley as Director For For Mgmt 4 Elect Bob Davies as Director For For Mgmt 5 Re-elect Sir Robert Walmsley as Director For For Mgmt 6 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 7 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors 8 Approve Remuneration Report For For Mgmt 9 Amend British Energy Group Plc Long Term For For Mgmt Deferred Bonus Plan 10 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditure up to GBP 50,000 11 Amend Articles of Association Re: For For Mgmt Indemnification 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 18,800,000 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,850,000 12/18/06 - S Brixton plc G15932109 None 3,834 1 Amend Articles of Association Re: Real For For Mgmt Estate Investment Trust 05/02/07 - A/S Brookfield Asset Management Inc. 112585104 03/21/07 75,003 *BAM.A* Meeting for Class A Limited Voting Shares 1 Elect Directors For For Mgmt 2 Amend Stock Option Plan For Against Mgmt Conclusion Where companies are proposing changes to the amendment or black-out provisions of existing equity-based compensation plans are not contemplating increasing the size of such plans, ISS will base our vote recommendation solely on the merits of the provisions being proposed. For clarification, where companies are also proposing any other amendments that will substantially affect the cost of an equity-based compensation plan, ISS will continue to run our proprietary compensation model and review all relevant provisions and usage of the plan when determining vote recommendations. The terms of the black-out provision are reasonable. ISS feels that the proposed amendment provision provides the board with overly broad discretionary powers to amend the company's equity-based compensation plans as currently approved by shareholders. In addition to the amendments included in the proposed provision, ISS also prefers to see any amendments regarding the transferability or assignability, (other than for estate planning purposes) also require shareholder approval as well as any amendment extending the expiry date or term of an option held by anyone, not just insiders. 3 Approve 2007 Stock Option Plan For Against Mgmt VI. Vote Recommendation In Canada, ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns, and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. Brookfield Assets' one- and three-year TSR are 46 and 50 percent, respectively. Flatt's total direct compensation in 2006 was $1,258,755, down 30 percent from his 2005 figure. More specifically, his equity-based compensation, decreased by 40 percent from the previous year. While the number of deferred share units granted decreased from 9,159 to 6,832, the value of the 2006 award increased from $331,858 to $353,982. Flatt was also granted only 50,000 options in 2006 with a value of $529,000 (2005 - 225,000 options with a value of $1,128,319). The 2005 option award included a special grant of 150,000 options recognizing his contribution to reposition the corporation over the past three years in addition to 75,000 options allocated on the same basis as the other Named Executive Officers. The estimated shareholder value transfer of the company's plans of 4 percent is above the allowable cap for this company of 3 percent. The plan could permit the repricing of insider underwater stock options with shareholder approval, while non-insider options could have their terms or expiry dates extended without shareholder approval. Non-employee directors are not eligible participants in this plan. ISS believes the plan amendment provision will grant the board overreaching authority to amend the plan without requiring further shareholders approval. ISS believes the plan amendment provision has adequately limited the board's unilateral authority to amend the plan going forward. 4 Approve Deloitte & Touche LLP as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 11/23/06 - S Bumiputra-Commerce Holdings Bhd Y1002C102 None 91,500 (Formerly Commerce Asset-Hol 1 Approve Ex-Gratia Payment of MYR 1.59 For Against Mgmt Million to Mohd Desa Pachi, Former Chairman/Independent Non-Executive Director ISS is wary of exceptional payments such as these as they may compromise the independence of independent directors and may set a precedent of substantial retirement payments to non-executive directors. These directors should represent the interests of the company's shareholders, and their decisions and their tenure should not be tainted by expectations of substantial retirement payments and the like. We therefore recommend that shareholders vote against this proposal. 04/26/07 - S Bumiputra-Commerce Holdings Bhd Y1002C102 04/18/07 121,900 (Formerly Commerce Asset-Hol 1 Amend Articles of Association For For Mgmt 04/26/07 - A Bumiputra-Commerce Holdings Bhd Y1002C102 04/18/07 121,900 (Formerly Commerce Asset-Hol 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Financial Year Ended Dec. 31, 2006 2 Approve First and Final Dividend of MYR For For Mgmt 0.15 Per Share Less Income Tax of 27 Percent for the Financial Year Ended Dec. 31, 2006 3 Elect Roslan A. Ghaffar as Director For For Mgmt We recommend that shareholders vote against Robert Cheim Dau Meng, an executive director, as his presence may compromise the independent objective of the Remuneration Committee. 4 Elect Md Nor Md Yusof as Director For For Mgmt 5 Elect Haidar Mohamed Nor as Director For For Mgmt 6 Elect Hamzah Bakar as Director For For Mgmt 7 Elect Zainal Abidin Putih as Director For For Mgmt 8 Elect Syed Muhamad Syed Abdul Kadir as For For Mgmt Director 9 Elect Robert Cheim Dau Meng as Director For Against Mgmt 10 Elect Cezar Peralta Consing as Director For For Mgmt 11 Approve Remuneration of Directors in the For For Mgmt Amount of MYR 90,000 Per Director Per Annum for the Financial Year Ended Dec. 31, 2006 12 Approve PricewaterhouseCoopers as Auditors For For Mgmt and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 14 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 04/26/07 - A Bure Equity Ab (Formerly Bure W72479103 04/20/07 13,112 Investment AB) 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive President's Report None None Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports 9a Approve Financial Statements and Statutory For For Mgmt Reports 9b Approve Allocation of Income and Omission For For Mgmt of Dividends 9c Approve Discharge of Board and President For For Mgmt 10 Determine Number (5) of Members and Deputy For For Mgmt Members of Board 11 Approve Remuneration of Directors in the For For Mgmt Amount of SEK 350,000 for Chairman and SEK 160,000 for Each Other Director 12 Reelect Patrik Tigerschioeld (Chair), For For Mgmt Bjoern Bjoernsson, Kjell Duveblad, Haakan Larsson, and Ann-Sofi Lodin as Directors 13 Approve Remuneration of Auditors For For Mgmt 14 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 15a Approve Combined Share and Option Plan for For For Mgmt Key Employees of Subsidiary (Enero-Retea Group AB) 15b Approve Stock Option Plan for Key Employees For For Mgmt of Subsidiary (Vittra AB) 16a Approve SEK 23.5 Million Reduction In Share For For Mgmt Capital via Share Cancellation 16b Approve Capitalization of Reserves of SEK For For Mgmt 23.5 Million 17 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares 18 Approve Repurchase of 2003/2007 Options Up For For Mgmt to SEK 753.2 Million 19 Approve Issuance of 9 Shares without For For Mgmt Preemptive Rights 20 Approve 1:10 Reverse Stock Split; Amend For For Mgmt Articles to Reflect Split 21a Approve SEK 922.4 Million Reduction In For For Mgmt Share Capital and Redemption of Shares 21b1 Approve Capitalization of Reserves of SEK For For Mgmt 50.25 Million 21b2 Approve Capitalization of Reserves of SEK For For Mgmt 100.5 Million 21b3 Approve Capitalization of Reserves of SEK For For Mgmt 150 Million 21b4 Approve Capitalization of Reserves of SEK For For Mgmt 175 Million; Authorize Board to Make, or Delegate Making of, Editorial Changes to Adopted Resolutions in Connection with Registration with Swedish Authorities 22 Other Business (Non-Voting) None None Mgmt 23 Close Meeting None None Mgmt 05/11/07 - A/S Buzzi Unicem Spa (Formerly Unicem) T2320M109 05/09/07 3,554 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Deliberations Relative to Authorize Share For Mgmt Repurchase Program and Reissuance of Repurchased Shares 3 Deliberation Relative to Remuneration of For Mgmt Directors 4 Extend Deloitte & Touche's Mandate as For Mgmt External Auditors for the Six-Year Term 2008-2013 5 Amend Articles 3, 7 and 12 of the Rules For Mgmt Governing General Meetings Special Business 1 Amend Articles 7, 9, 11 and 13 of the For Mgmt Bylaws; Introduction of Article 22; Consequent Renumbering of the Following Articles to Comply with the Italian Law 262/2005 and to Delegate Directors to Increase Capital and Issue Bonds, Convertibles or with Warrants Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/07/06 - A C&C GROUP PLC G1826G107 None 8,363 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends For For Mgmt 3 Re-elect John Burgess as Director For For Mgmt 4 Re-elect Richard Holroyd as Directors For For Mgmt 5 Re-elect Breege O'Donoghue as Director For For Mgmt 6 Re-elect Maurice Pratt as Director For For Mgmt 7 Authorize Board to Fix Remuneration of For For Mgmt Auditors 8 Approve Remuneration of Directors up to a For For Mgmt Maximum of EUR 700,000 9 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights up to a Maximum of EUR 1,084,000 10 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights up to a Maximum of EUR 162,744 11 Authorize Share Repurchase up to 10 Percent For For Mgmt of Issued Share Capital 12 Authorize Reissuance of Repurchased Shares For For Mgmt 04/24/07 - A Caltex Australia Ltd. *CTX* Q19884107 04/22/07 69,557 1 Presentation of an Incident-Free Operations None None Mgmt Topic by the Chairman of the Board 2 Presentation to Shareholders by the None None Mgmt Chairman and the Managing Director and Chief Executive Officer 3 Discussion by the Chairman of the Key None None Mgmt Issues Raised by Shareholders Prior to the Annual General Meeting 4 Receive the Company's Financial Report, None None Mgmt Directors' Report, and Auditor's Report for the Year Ended Dec 31, 2006 5 Approve Remuneration Report for the Year For For Mgmt Ended Dec 31, 2006 6 Elect Directors For For Mgmt 7 Adopt New Constitution For For Mgmt 08/04/06 - A/S Canaccord Capital Inc. *CCI* 134801109 06/12/06 1,165 1 Elect Directors Peter M. Brown, Michael G. For For Mgmt Greenwood, Arpad A. Busson, William J. Eeuwes, Michael D. Harris, Brian D. Harwood, Timothy J.D. Hoare, Terrence A. Lyons, Paul D. Reynolds, Michael A. Walker and John B. Zaozirny 2 Ratify Ernst & Young LLP as Auditors For For Mgmt 3 Authorize Board to Fix Remuneration of For For Mgmt Auditors 4 Approve Issuance of Shares For For Mgmt Starting February 1, 2006, director annual retainer Canaccord has been increased from $25,000 to $50,000. The value of the grant being requested is seven times (or 9.5 times based on the most recent market value) the current annual retainer, an enormous amount of money, in our view, without a compelling reason. This, coupled with Mr. Busson's poor attendance record during the past fiscal year, makes it hard for us to support this resolution. 03/01/07 - A/S Canadian Imperial Bank Of Commerce 136069101 01/10/07 1,400 *CM* 1 Ratify Ernst & Young as Auditors For For Mgmt 2 Elect Directors For For Mgmt 3 Amend Section 5.2 of Bylaw No. 1 Re: For For Mgmt Definition of Indemnity 4 Amend Employee Stock Option Plan For For Mgmt 5 Senior Executive Compensation Be Relative Against Against ShrHoldr to Employees' Average Salary and the Bank's Expenses and Financial Success ISS recommends that shareholders vote against this proposal because of it advocates limits to executive compensation which could be inconsistent with rewarding high-performing executives. Central to the bank's compensation philosophy is aligning pay with performance and with the competitive market for executive talent. Furthermore, the independent compensation committee has indicated that metrics aimed at linking executive pay with shareholder value are not only in place but are reviewed regularly to ensure metrics adequately link pay with performance and the market for executive talent. 6 Align Senior Executive Stock Option Against Against ShrHoldr Allocations to the Bank's Economic Value Added ISS recommends that shareholders vote against this proposal because performance metrics currently in place are equally valid and more understandable to shareholders than EVA. Performance metrics evolve over time and the board had indicated it reviews its compensation practices to ensure its metrics reflect industry best practice. Furthermore, the bank indicates that while options are a valuable compensation tool for linking compensation to shareholder value through share price appreciation, it will use them judiciously. 7 Increase Number of Women Directors Against Against ShrHoldr While ISS Canada recognizes the lack of meaningful progress at Canadian companies in promoting women in the boardroom, we have found that the largest of the Canadian banks are among the leaders where this issue is concerned and therefore believe that there are many more appropriate targets for this type of proposal. On balance we believe that CIBC's commitment to gender diversity from the executive level on up to the board is at the very least adequate if not laudable. CIBC has an entirely independent nominating committee and an established process for board selection based on a skills matrix intended to fill needed expertise or talent to promote overall board effectiveness. Based on our assessment of these factors, ISS Canada does not support this proposal. 8 Disclose Financial Statements of the Bank Against Against ShrHoldr Subsidiaries in the Annual Report ISS recommends that shareholders vote against this proposal because the disclosure requested would neither improve shareholder understanding of the company nor enhance shareholder returns. 9 Disclose Bank Participation in Hedge Funds Against Against ShrHoldr Given the many and varied types of transactions entered into by the Bank in its normal day to day business activities, ISS believes it would be onerous to the point of unreasonable for the Bank to disclose each and every transaction that may directly or indirectly involve what might be defined as a hedge fund. We note however that the Bank has responded by committing to some disclosure of further developments in this regard but at the moment states that current exposure is not significant. On a larger scale, the concerns expressed by the proponents and the examples referred to point to a broader regulatory issue which regulators in both Canada and the U.S. are addressing. ISS therefore does not support this proposal. 10 Update Definition of Independent Director Against Against ShrHoldr ISS agrees with the proponent that the definition of director independence should continue to evolve. ISS believes that boards, or designated committees have the responsibility to review annually the board as a whole, including its independence from management. CIBC's CG Committee is comprised of five independent directors. Their mandate includes, among other things, an annual review of director independence. In addition, we believe that the bank's standards, policies and due diligence procedures are designed to address the issue raised by the proponent, while giving the board some discretion. ISS does not feel that this shareholder proposal warrants support. 05/15/07 - A/S Canadian Real Estate Investment Trust 13650J104 03/20/07 2,352 1 Elect Directors For For Mgmt 2 Approve Deloitte & Touche LLP as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 3 Amend Declaration of Trust Re: Investments For For Mgmt in Joint Ventures 4 Amend Declaration of Trust Re: Reports to For For Mgmt Unitholders 5 Amend Employee Unit Purchase Plan For For Mgmt Conclusion We believe that the proposed amendment provision provides the board with discretionary powers to amend the company's Unit Purchase Plan. ISS prefers the detailed amendment provision to also require unitholder approval to extend the employee contribution limit, or extend/increase the contribution period. On this basis, we do not support approval of the proposed amendment provision. 03/08/07 - A/S Canadian Western Bank *CWB* 13677F101 01/19/07 2,700 1 Ratify Deloitte & Touche LLP as Auditors For For Mgmt 2 Elect Charles Allard, Albrecht Bellstedt, For For Mgmt Jack Donald, Allan Jackson, Wendy Leaney, Robert Manning, Gerald McGavin, Howard Pechet, Robert Phillips, Larry Pollock, Alan Rowe, Arnold Shell as Directors 3 Amend Share Incentive Plan For For Mgmt Pay-For-Performance In 2006, ISS implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns, and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. The total compensation for Larry Pollock for 2006 totalled $2,771,045 an increase of 120 percent from his 2005 total compensation. The primary source of this large increase was due to a one-time grant of 160,00 retention options which are valued at just over $1.5 million options. The options vest in unequal tranches over the next five years; 20,000 on January 2, 2007, 20,000 in 2008, 30,000 in 2009, 40,000 in 2010, and the final 50,000 in 2011. The retention options were granted in accordance with the terms of his revised employment agreement. If Pollock ceases to be employed by the bank, any unvested options will be forfeited. The estimated fair value of stock options granted in 2006, $100,518 is a decrease of 58 percent from his 2005 option grant. If the value of the retention options is removed from the 2006 total compensation calculation, it results in a 4.8 percent decrease from 2005 to 2006. The bank's total shareholder returns for the one- and five-year periods were 22% and 30% respectively. Vote Recommendation The total cost of the company's plans of 4.62 percent is within the allowable cap for this company of 4.82 percent. This plan does not include non-employee directors as eligible participants. The terms of the black-out provision are reasonable. ISS does not feel that the proposed amendment provision as it is currently drafted adequately restricts the amending powers of plan administrators. Given the June 30, 2007 deadline imposed by the TSX, ISS accepts the bank's written commitment to address our concerns, and we will not oppose this resolution at this time. If a proposal to carve out these additional amendments is not proposed by the next AGM , ISS will review the situation and consider a vote recommending to withhold votes from the election of each member of the Corporate Governance and Human Resources Committee. 03/28/07 - A Canon Electronics, Inc. *7739* J05082102 12/31/06 190 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 30, Final JY 35, Special JY 0 2 Amend Articles to: Authorize Board to For Against Mgmt Determine Income Allocation - Limit Rights of Odd-lot Holders - Increase Maximum Board Size - Lower Quorum Requirement for Special Business Because allowing the company to determine income allocation at the board's discretion is not in shareholders' interest, we recommend that shareholders oppose the whole resolution. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominees for independent auditor (candidates 2 and 3) cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt 4.3 Appoint Internal Statutory Auditor For Against Mgmt 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors 6 Approve Payment of Annual Bonuses to For For Mgmt Directors 7 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 03/29/07 - A Canon Inc. *7751* J05124144 12/31/06 9,684 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 50, Final JY 50, Special JY 0 2 Amend Articles to: Expand Business Lines - For For Mgmt Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonuses for Directors For For Mgmt 6 Approve Payment of Annual Bonuses to For For Mgmt Directors 03/13/07 - A Carlsberg K36628137 02/28/07 17,605 1 Receive Report of Board None None Mgmt 2 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Discharge of Board of Directors and Executive Board 3 Approve Allocation of Income and Dividends For For Mgmt 4 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 5 Reelect Povl Krogsgaard-Larsen, Jens Bigum, For For Mgmt and Henning Dyremose as Directors 6 Ratify KPMG C. Jespersen as Auditors For For Mgmt 7 Amend Articles Re: Change Company s For For Mgmt Registrar to VP Investor Services; Reduce Directors' Term of Office from Two/Three Years to Two Years 04/20/07 - A Carso Global Telecom SA de CV P2142R108 None 70,600 Only A1 Shareholders Who are Mexican National Can Vote at This Meeting 1 Accept Board of Directors and Audit For For Mgmt Committee Reports; Accept Compliance of Fiscal Obligations Report for 2006 Fiscal Year; Approve Discharge of Directors; Accept Individual and Consolidated Financial Statements and Statutory Reports This is the company's routine submission of the board of directors' report, the board committees' reports, the CEO's report, and the annual income corporate tax report. In Mexico, these documents are not routinely available outside the company's headquarters prior to the meeting. Although the reports are not available, ISS sees no reason to object to this proposal unless we are aware of a specific problem with the company's performance, financial statements, audit procedures, or actions of the board. We are unaware of any problems with the company or its auditors. Mexican companies have begun to present at the AGM, a report including all transactions regarding their fiscal responsibilities during the last fiscal year, as mandated by the Mexican Income Tax Law (Article 86, section XXI). We recommend approval of this request, as it would enhance transparency to shareholders. 2 Approve Allocation of Income For For Mgmt This resolution seeks approval of management's plans for allocating income for the year, including the proposed dividend. No information was available on how Carso Global Telecom plans to allocate its income or its proposed dividend. However, most Mexican companies do not disclose this information. We use a minimum payout ratio of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. Although no information was available on how Carso Global Telecom plans to allocate income, most Mexican companies do not disclose income allocation details. Nevertheless, we note that the company has not distributed and paid any dividends since 1999 due to investment and debt service commitments (source: 2005 annual report, pp. 24-25). In addition, the company has a rigorous share repurchase program, which has returned capital to shareholders in the amount of a 7.5-percent reduction in the number of shares outstanding between the fiscal years of 2002 and 2005. In this context, we believe it would be counterproductive not to support this routine item on the basis of lack of disclosure unless we were aware of a problem with the proposed allocation. ISS is not aware of any such problems 3 Approve Discharge of Management Board; For For Mgmt Elect/Reelect Directors and Chair to Audit Committee and Fix Their Remuneration Items 2-3: This is a two-part resolution. The first part requests that shareholders approve the formal discharge of the directors and supervisory board members for the previous fiscal year. This annual request represents shareholder endorsement of actions taken during the year. Discharge is a tacit vote of confidence in the company's management and policies. It does not necessarily eliminate the possibility of future shareholder action, although it does make such action more difficult to pursue. Discharge generally is granted unless a shareholder states a specific reason for withholding it. Withholding discharge is advisable only when a shareholder has concrete evidence of negligence or abuse on the part of the board or management, has plans to take legal action, or has knowledge of other shareholders' plans to take legal action. We are unaware of any such instance. The second part asks shareholders to elect directors, supervisory board members, their respective alternates, committee members and chairman of the audit committee for fiscal year 2007. The company also asks shareholders to approve their remuneration. The company failed to disclose the names of the nominees to the board and their proposed remuneration. Given the lack of disclosure, ISS is unable to comment on the current composition of the company's board. Most Mexican companies' boards are unclassified, meaning that each director must stand for reelection each year. Supervisory boards carry out internal auditing functions and are usually composed of external officers. ISS notes that in the April 28, 2006 AGM, shareholders elect the following individuals to the board of directors: Jaime Chico Pardo (chairman), Carlos Slim Helu (honorary chairman), Carlos Slim Domit (vicechairman), Humberto Gutierrez, Claudio Gonzalez and Juan A. Perez. Shareholders also elected a same amount of alternate directors. Alberto Turcio and Fernando Espinosa were ratified as principal and alternate members of the supervisory board, respectively. At the same meeting, shareholders set individual directors and supervisory board members remuneration levels as follows: MXN 12,000 ($1,076) per each meeting they participate. According to Carso Global, and meeting the criteria and recommendations of the New Mexican Securities Law, shareholders ratified the qualification as independent directors of Jose Kuri Harfush, Claudio Gonzalez and Juan A. Perez. The Audit committee was also elected and shareholders chose the following members: Jose Kuri Harfush (chairman and alternate director), Eduardo Valdes Acra (alternate director) and Juan A. Perez. The individual remuneration for this committee was set at MXN 6,000 ($538) per each meeting they participate. The nominees' names were not disclosed prior to the meeting, and the elections are presented as a single voting item. Although we believe that withholding director names prior to the meeting and presenting director elections as a single voting item disenfranchises the growing number of institutional shareholders voting by proxy and precludes institutional shareholders from their rights as owners to assess the performance of individual directors, we recognize that changing this practice is best achieved through engagement with Mexican issuers. Thus, we will engage with companies in raising awareness about this issue during 2007; in 2008, we will recommend that shareholders oppose routine director elections where no director nominee information is available. 4 Elect Board Committees and Fix Their For For Mgmt Remuneration 5 Set Aggregate Nominal Amount of Share For For Mgmt Repurchase Reserve; Approve Share Repurchase Policy This is the company's submission of the share repurchase reserves report in accordance with the requirements of the Mexican Banking and Securities Commission and Securities Market law passed on March 19, 2003. This resolution would inform shareholders about the share repurchases carried out with funds either from revenues or reserve accounts during the fiscal year ended Dec. 31, 2006. Although no information was disclosed regarding the proposed or current amount set by the company for its share repurchase program, ISS notes that as of Dec. 31, 2005, the company had 41.4 million shares in treasury, which represented 1.18 percent of the outstanding capital. The ordinary general meeting would have to decide, for each fiscal year, the maximum amount of funds to be allocated for the repurchase of shares, which in no case would exceed the total of the net profits, including the retained earnings fund. The company can only make a general repurchase of shares subject to the following conditions: -- The repurchase of securities must be implemented on the Mexican Stock Exchange and authorized by the Mexican Banking and Securities Commission. -- The company's articles of association must authorize and state the limits of the repurchase. -- The repurchase must be authorized by shareholders. -- The repurchase must be made at market prices. -- The repurchase of more than 3 percent of outstanding shares in one or more transactions, within 20 business days, must be made through a tender offer. We recommend support for the board's request to make public this information before the meeting. 6 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting This item seeks to appoint an inspector or shareholder representative(s) to keep the minutes of the meeting. This is a routine formality that does not affect shareholder value. 06/28/07 - A Casio Computer Co. Ltd. *6952* J05250139 03/31/07 66,900 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 23 2 Amend Articles to: Reduce Directors Term in For For Mgmt Office The proposed change meets our guidelines. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Statutory Auditors The ceiling would be raised from JY 50 million per year to JY 70 million per year. After the meeting, the number of statutory auditors will increase from 3 to 4. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/28/07 - A Catcher Technology Co Ltd Y1148A101 04/29/07 50,600 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Articles of Association For For Mgmt 4 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 5 Amend Endorsement and Guarantee Operating For For Mgmt Guidelines 6 Amend Operating Procedures for Loan of For For Mgmt Funds to Other Parties 7 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 8 Amend Rules and Procedures Regarding For For Mgmt Shareholder Meeting 9 Other Business For Against Mgmt In view of this, a vote against this item is recommended until details on the issues have been provided. 06/15/07 - A CATHAY FINANCIAL HOLDING CO., LTD. Y11654103 04/16/07 71,971 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Articles of Association For For Mgmt 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 5 Amend Election Rules of Directors and For For Mgmt Supervisors 6 Elect Directors For For Mgmt 7 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 04/18/07 - A Cementir SpA T27468171 04/16/07 3,333 Annual Meeting Agenda 1 Accept Financial Statements for Fiscal Year For Mgmt 2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/21/07 - S Cementir SpA T27468171 06/19/07 3,333 Special Meeting Agenda 1 Amend Articles of the Company's Bylaws also For Mgmt to Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/07/06 - S CEMEX S.A.B. de C.V. P22561321 None 168,166 Each CPO is Composed of 2 Class A Shares and 1 Class B Shares; Only Mexican Nationals Who Own Class A Shares Are Entitled to Vote 1 Discuss and Authorize a Corporate For For Mgmt Transaction after Listening to the Report of the CEO and the Opinion of the Board of Directors 2 Approve Minutes of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 04/26/07 - A CEMEX S.A.B. de C.V. P22561321 None 238,966 Each CPO is Composed of 2 Class A Shares and 1 Class B Shares; Only Mexican Nationals Who Own Class A Shares Are Entitled to Vote 1 Accept Financial Statements and Statutory For For Mgmt Reports for 2006 Fiscal Year 2 Approve Allocation of Income; Set Aggregate For For Mgmt Nominal Amount of Share Repurchase 3 Authorize Increase in Variable Portion of For For Mgmt Capital via Capitalization of Accumulated Profits Account 4 Elect Board Members; Elect Members and For For Mgmt Chairman of Both Audit and Corporate Practices Committee 5 Approve Remuneration of Directors and For For Mgmt Members of the Board Committees 6 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 06/22/07 - S Cemig, Companhia Energetica De Minas P2577R110 None 19,152 Gerais 1 Elect Directors For For Mgmt 05/14/07 - A Centrica plc G2018Z143 None 315,743 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt We are raising no significant concerns regarding remuneration at this Company. 3 Approve Final Dividend of 8 Pence Per For For Mgmt Ordinary Share 4 Re-elect Phil Bentley as Director For For Mgmt 5 Re-elect Roger Carr as Director For For Mgmt 6 Elect Sam Laidlaw as Director For For Mgmt 7 Elect Nick Luff as Director For For Mgmt 8 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditures up to GBP 125,000 No such donations were made during the year. 11 Authorise the Company to Use Electronic For For Mgmt Communications 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 48,869,957 13 Subject to the Passing of Resolution 12, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,306,502 14 Authorise 366,330,669 Ordinary Shares for For For Mgmt Market Purchase 09/19/06 - S CERMAQ ASA R1536Z104 None 3,278 1 Open Meeting and Registration of None None Mgmt Shareholders 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Approve NOK 750 Million Transfer from Share For For Mgmt Premium Account to Other Equity 04/23/07 - A Cez A.S. X2337V121 04/17/07 2,172 1 Open Meeting; Elect Chairman and Other For Mgmt Meeting Officials; Approve Procedural Rules 2 Accept Report on Operations in 2006 For Mgmt 3 Accept Supervisory Board Report For Mgmt 4 Approve Liquidation of Social Fund and For Mgmt Rewards Fund 5 Amend Statute For Mgmt 6 Accept Financial Statements and Statutory For Mgmt Reports; Accept Consolidated Financial Statements and Statutory Reports 7 Approve Allocation of Income and Dividends For Mgmt 8 Approve Renewal of System of Management For Mgmt Control in Power Plant Dukovany - Modules M3-M5 9 Decide on Volume of Company's Sponsorship For Mgmt Funds 10 Approve Share Repurchase Program For Mgmt 11 Approve Changes to Composition of For Mgmt Supervisory Board 12 Approve Contracts and Related Benefits For Mgmt 13 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/15/07 - A/S CFF Recycling (Formerly Compagnie F1552K125 03/12/07 382 Francaise de Ferrail) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 0.60 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Reelect Jean-Pierre Schires as Director For Mgmt 6 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 7 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 8 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 9 Authorize Capitalization of Reserves of Up For Mgmt to EUR 50 Million for Bonus Issue or Increase in Par Value 10 Approve Employee Savings-Related Share For Mgmt Purchase Plan 11 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Charter plc G2067Y104 None 59,570 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Re-elect Grey Denham as Director For For Mgmt 4 Re-elect Andrew Osborne as Director For For Mgmt 5 Re-elect John Neill as Director For For Mgmt 6 Elect James Deeley as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,111,259 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,688 11 Authorise 16,668,885 Ordinary Shares for For For Mgmt Market Purchase 12 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditure up to GBP 25,000 13 Approve Authority to Send or Supply For For Mgmt Shareholder Communications by Publication on a Website 05/24/07 - A Chaucer Holdings plc G2071N102 None 24,542 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 2.90 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt 4 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 5 Authorise the Limit of Ordinary Shares Held For For Mgmt by the Chaucer Holdings Plc Employee Benefit Trust 6 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,038,666 7 Subject to and Conditional Upon the Passing For For Mgmt of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,905,799 8 Authorise 31,246,399 Ordinary Shares for For For Mgmt Market Purchase 9 Adopt New Articles of Association For For Mgmt 03/22/07 - A Chemring Group plc G20860105 None 2,727 Preference Shareholders are not Entitled to Attend and Vote at the Meeting. 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 11.20 Pence Per For For Mgmt Ordinary Share 4 Elect Lord Freeman as Director For For Mgmt 5 Re-elect Kenneth Scobie as Director For Abstain Mgmt 6 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 538,246 8 Subject to the Passing of Resolution 7, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80,587 9 Authorise 3,223,507 Ordinary Shares for For For Mgmt Market Purchase 10 Amend Articles of Association Re: Treasury For For Mgmt Shares 11 Amend Articles of Association Re: For Against Mgmt Indemnification 12 Amend Articles of Association Re: Borrowing For For Mgmt Limits 13 Amend Articles of Association Re: CREST For For Mgmt Proxies 14 Amend Articles of Association Re: For For Mgmt Retirement of Directors Over the Age of 70 15 Amend Articles of Association Re: Alternate For For Mgmt Directors 06/13/07 - A China Construction Bank Corporation Y1397N101 05/21/07 371,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Board of Supervisors For For Mgmt 3a Reelect Guo Shuqing as Executive Director For For Mgmt 3b Reelect Zhang Jianguo as Executive Director For For Mgmt 3c Reelect Zhao Lin as Executive Director For For Mgmt 3d Reelect Luo Zhefu as Executive Director For For Mgmt 3e Reelect Wang Shumin as Non-Executive For For Mgmt Director 3f Reelect Wang Yonggang as Non-Executive For For Mgmt Director 3g Reelect Liu Xianghui as Non-Executive For For Mgmt Director 3h Reelect Zhang Xiangdong as Non-Executive For For Mgmt Director 3i Reelect Gregory L. Curl as Non-Executive For For Mgmt Director 3j Reelect Song Fengming as Independent For For Mgmt Non-Executive Director 3k Reelect Tse Hau Yin, Aloysius as For For Mgmt Independent Non-Executive Director 3l Reelect Elaine La Roche as Independent For For Mgmt Non-Executive Director 3m Reelect Peter Levene as Independent For For Mgmt Non-Executive Director 3n Elect Wang Yong as Non-Executive Director For For Mgmt 3o Elect Li Xiaoling as Non-Executive Director For For Mgmt 4a Reelect Xie Duyang as Supervisor For For Mgmt 4b Reelect Liu Jin as Supervisor For For Mgmt 4c Reelect Jin Panshi as Supervisor For For Mgmt 4d Reelect Guo Feng as External Supervisor For For Mgmt 4e Elect Dai Deming as External Supervisor For For Mgmt 5 Approve Final Emoluments Distribution Plan For For Mgmt for Directors and Supervisors 6 Accept Financial Statements and Statutory For For Mgmt Reports 7 Approve Profit Distribution Plan and For For Mgmt Dividend 8 Authorize Board to Deal with Matters For For Mgmt Related to the Declaration of Interim Dividend of 2007, the Interim Dividend of 2007 Should be 45 Percent of the After-Tax Net Profit of the Bank in the First Half of 2007 9 Accept Final Accounts For For Mgmt 10 Approve Capital Expenditure Budget for 2007 For For Mgmt 11 Approve Cooperation Agreement Between the For For Mgmt Company and Bank of America Corporation and Establishment of a Joint Venture 12 Authorize Directors to Deal with Matters For Against Mgmt Related to Liability Insurance of Directors, Supervisors and Senior Management in Accordance with Market Practice Due to the company's failure to provide specific details regarding the scope and the terms of this proposal, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or shareholder value. In view of this, we recommend a vote against this resolution. 13 Reappoint KPMG Huazhen and KPMG as Domestic For For Mgmt and International Auditors Respectively and Authorize Board to Fix Their Remuneration 14 Authorize Issuance of Subordinated Bonds For For Mgmt 10/16/06 - S CHINA LIFE INSURANCE CO LTD Y1477R204 09/15/06 101,000 Special Business 1a Approve Issuance of A Shares For For Mgmt 1b Approve Issuance of Not More Than 1.5 For For Mgmt Billion A Shares 1c Approve Nominal Value of Each A Share at For For Mgmt RMB 1.0 Each 1d Approve Target Subscribers of A Shares For For Mgmt 1e Approve Issue Price of A Shares For For Mgmt 1f Approve Shanghai Stock Exchange as Place of For For Mgmt Listing of A Shares 1g Approve Use of Proceeds from the A Share For For Mgmt Issue 1h Approve Entitlement to Accumulated Retained For For Mgmt Earnings of the Company of Existing and New Shareholders Whose Names Appear on the Register of Members of the Company after Completion of A Share Issue 1i Approve Effectivity of A Share Issue for a For For Mgmt Period of 12 Months from the Date of Approval 1j Authorize Board to Determine and Deal with, For For Mgmt at Their Discretion and Full Authority, Matters in Relation to the A Share Issue 1k Authorize Board to Determine Matters in For For Mgmt Relation to Strategic Investors 1l Authorize Board to Execute All Documents For For Mgmt and Do All Acts Necessary to Give Effect to A Share Issue 2 Amend Articles Re: A Share Issuance For For Mgmt Ordinary Business 3 Adopt Procedural Rules of the Shareholders' For For Mgmt General Meetings 4 Adopt Procedural Rules of the Board Meetings For For Mgmt 5 Adopt Procedural Rules of the Supervisory For For Mgmt Committee Meetings 6 Approve Establishment of the China Life For For Mgmt Charity Fund 12/29/06 - S CHINA LIFE INSURANCE CO LTD Y1477R204 11/29/06 101,000 1 Approve Employee Share Incentive Plan For Against Mgmt We note, however, that the company would be allocating up to 10 percent of its net profits for the incentive fund and an equivalent of 10 percent of the company's issued capital for share awards without providing clear performance targets and vesting periods on which to base share awards. Given the cost to the company of funding the incentive awards and in the absence of performance targets and vesting periods, we recommend shareholders vote against this resolution. 2 Elect Ngai Wai Fung as Independent For For Mgmt Non-Executive Director 06/12/07 - A CHINA LIFE INSURANCE CO LTD Y1477R204 05/11/07 76,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Auditors' For For Mgmt Report 4 Approve Profit Distribution and Cash For For Mgmt Dividend Distribution Plan 5 Authorize Board to Fix the Remuneration of For For Mgmt Directors and Supervisors 6 Approve Purchase of Liability Insurance for For Against Mgmt Directors and Management and Authorize Board to Organize and Implement It Due to the company's failure to provide specific details regarding the scope and the terms of this proposal, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or shareholder value. In view of this, we recommend a vote against this resolution. 7 Reappoint PricewaterhouseCoopers Zhong Tian For For Mgmt CPAs Co. Ltd., Certified Public Accountants and PricewaterhouseCoopers, Certified Public Accountants as PRC and International Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 06/22/07 - A CHINA MENGNIU DAIRY CO LTD G21096105 06/18/07 78,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Jiao Shuge as Director and For For Mgmt Authorize Board to Fix His Remuneration 3b Reelect Lu Jun as Director and Authorize For For Mgmt Board to Fix Her Remuneration 3c Reelect Wang Huibao as Director and For For Mgmt Authorize Board to Fix His Remuneration 4 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 06/15/07 - A CHINA MERCHANTS BANK CO LTD Y14896115 05/15/07 112,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Board of Supervisors For For Mgmt 3 Accept Audited Financial Statements and For For Mgmt Statutory Reports 4 Accept Final Financial Report For For Mgmt 5 Approve Profit Appropriations Plan For For Mgmt Including the Distribution of Final Dividend This item seeks shareholder approval for the profit appropriation proposal for the year 2006. Relevant regulations in the People's Republic of China and the articles of association of the company require 10 percent of profits to be transferred to the statutory surplus reserve account and the transfer to this reserve must be made before the distribution of dividends to shareholders. In addition, the board recommends the payment of a first and final dividend of RMB 0.12 ($0.015) per share, up from RMB 0.08 ($0.010) in the previous period. This gives the company a payout ratio of 22.6 percent, down from 23.5 percent in the previous period. We use a minimum 30-percent and a maximum 100-percent ratio as triggers for further analysis. When the payout ratio falls below our minimum standard of 30 percent, we recommend a closer analysis of the allocation proposal. As the company had its initial public offering in May 9, 2002, we believe that the board is using the company's cash to reinvest in the company for growth and expansion. We typically give newly listed companies a period of five years to bring up their payout ratios to meet our guidelines. Given that the company is in its fifth year as a listed company, we recommend that shareholders support this dividend proposal. This is a common request for companies incorporated in the People's Republic of China and we see no reason to oppose such requests. 6 Appoint Auditors and Authorize Board to Fix For For Mgmt Their Remuneration The board seeks to appoint auditors of the company for the year. We note however that the auditors report contained in the annual report is unqualified, meaning that in the opinion of the auditors, the financial statements are fairly presented in accordance with International Financial Reporting Standards and the disclosure requirements of the Hong Kong Companies Ordinance. Also included in this resolution is the grant of board authority to fix the remuneration of the auditors. In the absence of issues concerning the auditors and the way the audit was conducted, a vote supporting this proposal is recommended. 7a Reelect Qin Xiao as Non-Executive Director For For Mgmt 7b Reelect Fu Yuning as Non-Executive Director For For Mgmt 7c Reelect Li Yinquan as Non-Executive Director For For Mgmt 7d Reelect Huang Dazhan as Non-Executive For For Mgmt Director 7e Elect Ding An Hua, Edward as Non-Executive For For Mgmt Director 7f Reelect Wei Jiafu as Non-Executive Director For For Mgmt 7g Reelect Sun Yueying as Non-Executive For For Mgmt Director 7h Reelect Wang Daxiong as Non-Executive For For Mgmt Director 7i Reelect Fu Junyuan as Non-Executive Director For For Mgmt 7j Reelect Ma Weihua as Executive Director For For Mgmt 7k Elect Zhang Guanghua as Executive Director For For Mgmt 7l Elect Li Hao as Executive Director For For Mgmt 7m Reelect Wu Jiesi as Independent For For Mgmt Non-Executive Director 7n Elect Yan Lan as Independent Non-Executive For For Mgmt Director 7o Elect Song Lin as Independent Non-Executive For For Mgmt Director 7p Reelect Chow Kwong Fai, Edward as For For Mgmt Independent Non-Executive Director 7q Reelect Liu Yongzhang as Independent For For Mgmt Non-Executive Director 7r Reelect Liu Hongxia as Independent For For Mgmt Non-Executive Director 7s Elect Hong Xiaoyuan as Non-Executive For For Mgmt Director 8a Reelect Zhu Genlin as Shareholder For For Mgmt Representative Supervisor 8b Reelect Chen Haoming as Shareholder For For Mgmt Representative Supervisor 8c Elect Dong Xiande as Shareholder For For Mgmt Representative Supervisor 8d Elect Li Jiangning as Shareholder For For Mgmt Representative Supervisor 8e Reelect Shi Jiliang as External Supervisor For For Mgmt 8f Reelect Shao Ruiqing as External Supervisor For For Mgmt 9 Accept Duty Performance and For For Mgmt Cross-Evaluation Reports of Independent Non-Executive Directors 10 Accept Assessment Report on the Duty For For Mgmt Performance of Directors 11 Accept Duty Performance and For For Mgmt Cross-Evaluation Reports of External Supervisors 12 Accept Related Party Transaction Report For For Mgmt 05/16/07 - A China Mobile (Hong Kong) Limited Y14965100 05/11/07 97,785 1 Accept Financial Statements and Statutory For For Mgmt Reports 2a Approve Final Dividend For For Mgmt 2b Approve Special Dividend For For Mgmt 3a Reelect Wang Jianzhou as Director For For Mgmt 3b Reelect Li Yue as Director For For Mgmt 3c Reelect Zhang Chenshuang as Director For For Mgmt 3d Reelect Frank Wong Kwong Shing as Director For For Mgmt 3e Reelect Paul Michael Donovan as Director For For Mgmt 4 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 01/22/07 - S China Petroleum & Chemical Corp. Y15010104 12/22/06 535,566 Special Business 1 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights 2 Approve Issuance of Up to $1.5 Billion For For Mgmt Convertible Bonds within 12 Months from the Date of Approval 3 Authorize Board to Deal with All Matters in For For Mgmt Connection with the Issuance of Convertible Bonds 4 Approve Issuance of Up to RMB 10 Billion For For Mgmt Domestic Corporate Bonds within 12 Months from the Date of Approval 5 Authorize Board to Deal with All Matters in For For Mgmt Connection with the Issuance of Domestic Corporate Bonds 05/29/07 - A China Petroleum & Chemical Corp. Y15010104 04/30/07 591,783 1 Accept the Report of the Board of Directors For For Mgmt 2 Accept the Report of the Supervisory For For Mgmt Committee 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Profit Distribution Plan and Final For For Mgmt Dividend 5 Approve KPMG Huazhen and KPMG as Domestic For For Mgmt and Overseas Auditors and Authorize Board to Fix Their Remuneration 6 Approve Sichuan-to-East China Gas Project For For Mgmt 7 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 8 Approve Issuance of Corporate Bonds For For Mgmt 9 Authorize Board to Deal with All Matters in For For Mgmt Connection with the Issuance of Corporate Bonds and Formulation and Execution of All Necessary Legal Documents for Such Purpose 12/06/06 - S CHINA POWER INTERNATIONAL DEVELOPMENT Y1508G102 12/05/06 380,000 LTD 1 Approve Acquisition of 390.9 Million Shares For For Mgmt in the Issued Capital of Shanghai Electric Power Co., Ltd. from China Power Investment Corp. for a Total Consideration of RMB 1.7 Billion I. Transaction Summary Acquirer: China Power Int'l Development Ltd. (the company) Target: 390.9 million shares, representing approximately 25 percent of the total issued capital of Shanghai Electric Power Co., Ltd. (Shanghai Power) (Sale Shares) Consideration: cash Transaction Terms: the company would acquire 390.9 million shares, representing a 25 percent equity interest in Shanghai Power from China Power Investment Corp. (CPI Group) at a total consideration of RMB 1.7 billion ($206.3 million) Value of Transaction: RMB 1.7 billion ($206.3 million) Fairness Opinion: CLSA Equity Capital Markets Ltd. Accounting Treatment: Not disclosed Tax Treatment: Not disclosed Walkaway Rights/Breakup Fee: Not disclosed Dividends: None II. Company Description Shanghai Power is the largest power provider in Shanghai in terms of total controlled capacity and is principally engaged in the production and supply of electricity and heat. Shanghai Power has four wholly-owned power plants as well as various investments in power plants in Shanghai and is gradually expanding to neighboring provinces such as Jiangsu Province, Anhui Province, and Zheijiang Province. Shanghai Power has an attributable installed capacity of approximately 4,260 MW as at Dec. 31, 2006, and its gross electricity generation reached approximately 22,554 GWh for the year ended Dec. 31, 2005. Also, it has, in the past few years, expanded itself in the East China region. The compounded annual growth rate of attributable capacity achieved by Shanghai Power from 2003 to 2005 was 23 percent. III. Transaction Under the proposed acquisition, the company would acquire the Sale Shares from CPI Group, an indirect controlling shareholder of the company, for a total consideration of RMB 1.7 billion ($206.3 million) or RMB 4.26 ($0.5) per Sale Share, which was arrived at after arm's length negotiations between the company and CPI Group. The consideration amount, based on the net asset value per share of Shanghai Power as at June 30, 2006 of RMB 3.927 ($0.5) per share, represents a discount of approximately 4.1 percent off the closing price of the A shares of Shanghai Power on Nov. 2, 2006 of RMB 4.44 ($0.5) per share; while based on the audited financial statements of Shanghai Power, represents a premium of approximately 8.5 percent over the net asset value attributable to the Sale Shares as at June 30, 2006. The consideration amount would be satisfied by the company in cash through two installments and would be financed from the proceeds of the company's initial public offering in 2004, the company's working capital and external financing. Upon payment of the consideration in full, the Sale Shares would be transferred and registered in the name of the company, which would become the second largest shareholder of Shanghai Power. Thus, Shanghai Power would become an associated company of the company. IV. Rationale Considerations (Disclosure Level: Satisfactory) In this case, the company provided satisfactory information regarding the proposed acquisition. The proposed acquisition is expected to significantly enlarge the company's operational scale by leveraging on Shanghai Power's market leadership position. The company is also expected to tap the growth potential of Shanghai Power by enabling it to enter into the Shanghai market, a region with the highest Gross Domestic Product per capita in China. V. Pro Forma Financial Summary (Disclosure Level: Satisfactory) The company did not disclose information regarding its pro forma summary in relation to the acquisition of Shanghai Power VI. ISS Financial Valuation (Disclosure Level: Satisfactory) The consideration of RMB 4.26 ($0.5) per Sale Share represents: -A premium of about 0.04 percent to the 60-day average closing price of Shanghai Power shares prior to the announcement of the proposal on Nov. 2, 2006 (Announcement Date). -A discount of about 3.2 percent to the average closing price of Shanghai Power shares prior to the Announcement Date. -A discount of about 2.2 percent to the average closing price of Shanghai Power shares from the Announcement Date to Nov. 20, 2006. VII. Risks The company did not disclose possible risks pertaining to the acquisition of Shanghai Power VIII. Market Reaction (vs. market index during same period) -The market reaction with respect to the Acquisition appears positive. -Pre-announcement: The share price increased by 34.3 percent in the 60 days prior to Nov. 2, 2006 (the Announcement Date) vs. a 7.4 percent increase for the HSI, outperforming the index by 26.9 percentage points -Initial: The share price increased by 2.2 percent a day before the Announcement Date, vs. a 1.4 percent increase for the HSI, outperforming the index by 0.8 percentage points -Post-analysis: The shares increased by 14.2 percent from the Announcement Date to Nov. 20, 2006, vs. a 1.6 percent increase for the HSI, outperforming the index by 12.6 percentage points IX. Governance (Disclosure Level: Satisfactory) Upon completion of the acquisition, the company intends to nominate at least two directors to the board of Shanghai Power. X. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 04/27/07 - A CHINA POWER INTERNATIONAL DEVELOPMENT Y1508G102 04/20/07 428,787 LTD 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of RMB 0.08 Per Share For For Mgmt 3 Reelect Hu Jiandong as Director For For Mgmt 4 Authorize Board to Fix the Remuneration of For For Mgmt Directors 5 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6c Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 09/04/06 - S CHINA RESOURCES POWER HOLDINGS CO LTD Y1503A100 None 128,000 1 Approve Acquisition by China Resources For For Mgmt Power Hldgs. Co. Ltd. (the Company) of 55.0 Percent Effective Interest in Fuyang China Resources Power Co., Ltd. from China Resources (Hldgs) Co. Ltd. (CRH) (Fuyang Acquisition) XI. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 2 Approve Acquisition by the company of 65.0 For For Mgmt Percent Effective Interest in Yunnan China Resources Power (Honghe) Co., Ltd. from CRH (Yunpeng Acquisition) 05/30/07 - A CHINA RESOURCES POWER HOLDINGS CO LTD Y1503A100 05/21/07 170,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Tang Cheng as Director For For Mgmt 3b Reelect Zhang Shen Wen as Director For For Mgmt 3c Reelect Jiang Wei as Director For For Mgmt 3d Reelect Anthony H. Adams as Director For For Mgmt 3e Reelect Ma Chiu-Cheung, Andrew as Director For For Mgmt 3f Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 05/15/07 - A CHINA SHENHUA ENERGY CO LTD Y1504C113 04/14/07 55,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Board of Supervisors For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Profit Distribution Plan For For Mgmt 5 Approve Remuneration of Directors and For For Mgmt Supervisors 6 Reappoint KPMG Hauzhen and KPMG as the PRC For For Mgmt and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Renewal of Certain Connected For For Mgmt Transactions for 2008 to 2010 and Relevant Annual Caps 8 Approve Adjustments to the Annual Caps for For For Mgmt Certain Connected Transactions in 2007 9 Elect Yun Gongmin as Non-Executive Director For For Mgmt 10 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 06/21/07 - A China Steel Corporation Y15041109 04/22/07 366,000 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 4 Amend Articles of Association For For Mgmt 5 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 6 Amend Election Rules of Directors and For For Mgmt Supervisors Elect Directors by Cumulative Voting 7 Elect Directors For Split Mgmt 7.1 Elect Yao-Chung Chiang, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001 --- Against ISS believes that directors and supervisors function as the representatives of shareholders throughout the year and are therefore a crucial avenue of ongoing influence on management. As such, it is important to elect directors and supervisors who have no material connection, either directly or indirectly, to the company, to enable them to act in the best interest of shareholders. In this case, ISS recommends that shareholders concentrate their cumulative votes in favor of all independent director nominees, namely: San-Shiung Hong, Ken H.C. Chiu and Wei-Sheng Hwang. For the supervisor nominees, given the absence of any negative concern regarding these candidates, ISS advises shareholders to allocate their cumulative votes equally for all supervisor nominees. These are Iuan-Yuan Lu, Jing-Yi Wang, and Ying-Yuan Lee. 7.2 Elect Fadah Hsieh, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001 --- Against 7.3 Elect Jung-Chiou Hwang, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001 --- Against 7.4 Elect Yuan-Cheng Chen, a Representative of Chiun Yu Investment Corporation., as Director with Shareholder No. V01357 --- Against 7.5 Elect Lo-Min Chung, a Representative of Ever Wealthy International Corporation, as Director with Shareholder No. V02376 --- Against 7.6 Elect Cheng-I Weng, a Representative of Gau Ruei Investment Corporation as Director with Shareholder No. V01360 --- Against 7.7 Elect Shun-Tsai Wu, a Representative of China Steel Labor Union, as Director with Shareholder No. X00012 --- Against 7.8 Elect Ho-Chong Chen, a Representative of Shin Mao Investment Corporation, as Director with Shareholder No. V01369 --- Against 7.9 Elect San-Shiung Hong as Independent Director with ID No. A101349114 --- For 7.10 Elect Ken H.C. Chiu as Independent Director with ID No. E100588951 --- For 7.11 Elect Wei-Sheng Hwang as Independent Director with ID No. T102103672 --- For Elect Supervisors by Cumulative Voting 7 Elect Directors For For Mgmt 8 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 9 Other Business For Against Mgmt 05/08/07 - A CHINA TING GROUP HOLDINGS LTD G8439J105 None 90,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Special Final Dividend of HK$0.026 For For Mgmt Per Share and Final Dividend of HK$0.044 Per Share 3a1 Reelect Ting Man Yi as Executive Director For For Mgmt 3a2 Reelect Ting Hung Yi as Executive Director For For Mgmt 3a3 Reelect Ding Jianer as Executive Director For For Mgmt 3a4 Reelect Cheung Tin Yin, Peter as Executive For For Mgmt Director 3b Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration The board is proposing to reappoint PricewaterhouseCoopers as the company's auditors for the year. 5a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks shareholder approval to issue up to 20 percent of the company's issued capital without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date of the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent of issued capital from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, a vote against this item is recommended unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 10/27/06 - A China Water Affairs Group Ltd G21090108 None 80,000 (formerly CHINA SILVER DRAGON 1 Accept Financial Statements and Statutory For For Mgmt Reports 2a Reelect Chen Guo Ru as Director and For For Mgmt Authorize Board to Fix His Remuneration 2b Reelect Zhao Hai Hu as Director and For For Mgmt Authorize Board to Fix His Remuneration This item seeks to reelect Zhao Hai Hu, a non-independent non-executive director. We are currently unaware of issues or concerns regarding this nominee. 2c Reelect Wu Jiesi as Director and Authorize For Against Mgmt Board to Fix His Remuneration Wu Jiesi (Mr. Wu), classified by the company as a non-independent non-executive director, is considered by ISS to be an executive director as he received salaries and other emoluments that belong to the five highest paid emoluments of the company for the latest financial year end. In view of this concern, we believe that Mr. Wu cannot be expected to fulfill his obligations as a non-independent non-executive director and therefore recommend that shareholders vote against his proposed reelection. 3 Reappoint Grant Thornton as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights As the share issuance authority is subject to abuse by Hong Kong companies, in the absence of language restricting both discounts and the number of times the authority may be refreshed, a vote against is recommended. 4b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This resolution would extend for one year the board's authority to repurchase company shares at their discretion. This authority is limited to 10 percent of the share capital of the company in issue at the date of the passing of this resolution. 4c Authorize Reissuance of Repurchased Shares For For Mgmt This resolution authorizes the board to reissue any shares repurchased under the general mandate to purchase shares approved above, without limiting the general mandate to issue shares sought above. This authority would also be limited to the maximum 10 percent allowed to be repurchased. This request is being made to renew the authority, as the authority to reissue repurchased shares expired with the convening of this meeting. 01/05/07 - S China Water Affairs Group Ltd G21090108 None 40,000 (formerly CHINA SILVER DRAGON 1 Approve Acquisition by China Water Group For For Mgmt Ltd. of 30 Percent of the Issued Share Capital of China Environmental Water Hldgs. Ltd. from Color Hill Group Ltd. for a Total Consideration of HK$19.2 Million I. Transaction Summary Acquirer: China Water Group Ltd. (Purchaser), a wholly-owned subsidiary of the company Target: 30 percent equity interest in China Environmental Water Hldgs. Ltd. (Target) Consideration: cash Transaction Terms: The Purchaser would acquire the 30 percent equity interest in the Target from Color Hill Group Ltd. (Vendor) for a consideration of HK$19.2 million ($2.5 million) Value of Transaction: HK$19.2 million ($2.5 million) Fairness Opinion: Menlo Capital Ltd. Accounting Treatment: Not disclosed Tax Treatment: Not disclosed Walkaway Rights/Breakup Fee: Not disclosed Dividends: None II. Company Description The Target, owned as to 70 percent by the Purchaser and 30 percent by the Vendor, currently holds a 50 equity interest in Conseco Seabuckthorn Co., Ltd. (Seabuckthorn Co.), a company principally engaged in the cultivation and sale of sea buckthorn seedling as well as the manufacture and sale of its related products. III. Transaction The Purchaser would acquire the Target from the Vendor for a consideration of HK$19.2 million ($2.5 million). Based on arm's length negotiations between the parties involved, the consideration was determined with reference to the latest audited financial results attributable to the Target, which was approximately HK$6.4 million ($824,636). This amount would be funded from the internal resources of the company and would be paid as to HK$10.0 million ($1.3 million) within two business days after signing of the agreement relating to the proposed acquisition (Agreement) and upon production by the Vendor of its certified true copy of board minutes approving the Agreement while the remaining HK$9.2 million ($1.2 million) would be paid upon completion of the proposed acquisition (Completion). Upon Completion, the company, through the Purchaser, would own 100 percent of the issued share capital of the Target and 50 percent effective interest in Seabuckthorn Co. IV. Rationale Considerations (Disclosure Level: Satisfactory) In this case, the company provided satisfactory information regarding the proposed acquisition. Through the 70 percent interest in the Target held by the Purchaser, the Target as well as Seabuckthorn Co. has been regarded as subsidiaries and their accounts have been consolidated into the accounts of the company and its subsidiaries (Group). Acquiring the remaining 30 percent equity interest in the Target is expected to provide long-term financial benefit to the Group as well as allow the Group to further strengthen the development of its sea buckthorn business. V. Pro Forma Financial Summary The company did not disclose information regarding its pro forma summary in relation to the acquisition of the Target. VI. Risks The company did not disclose possible risks pertaining to the acquisition of the Target. VII. Market Reaction (vs. market index during same period) -Pre-announcement: The share price increased by 43.2 percent in the 60 days prior to Nov. 16, 2006 (the Announcement Date) vs. a 11.1 percent increase for the HSI, outperforming the index by 32.1 percentage points -Initial: The share price increased by 1.1 percent a day before the Announcement Date, vs. a 0.3 percent increase for the HSI, outperforming the index by 0.8 percentage points -Post-analysis: The shares increased by 1.7 percent from the Announcement Date to Dec. 15, 2006, vs. a 0.2 percent decline for the HSI, outperforming the index by 1.9 percentage points - We note that the price of the company's shares has been increasing prior to and after the release of the announcement pertaining to the proposed acquisition. VIII. Governance (Disclosure Level: Satisfactory) The Target currently has two directors. Upon Completion, one of the directors, Wang Hui, would resign and the Group may appoint additional directors to the Target's board of directors. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 05/16/07 - A CITIC Pacific Ltd Y1639J116 05/09/07 72,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend and Special Dividend For For Mgmt 3a Reelect Larry Yung Chi Kin as Director For For Mgmt 3b Reelect Peter Lee Chung Hing as Director For For Mgmt 3c Reelect Vernon Francis Moore as Director For For Mgmt 3d Reelect Liu Jifu as Director For For Mgmt 3e Reelect Willie Chang as Director For For Mgmt 3f Reelect Norman Ho Hau Chong as Director For For Mgmt 3g Reelect Chang Zhenming as Director For For Mgmt 4 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 8 Adopt CITIC 1616 Holdings Limited Share For Against Mgmt Option Plan Given the unfavorable terms of the proposed plan, we recommend that shareholders vote against this proposal. 04/26/07 - A City Developments Ltd. V23130111 None 43,250 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.075 Per For For Mgmt Share and Special Final Dividend of SGD 0.1 Per Share 3 Approve Directors' Fees of SGD 291,124 for For For Mgmt the Year Ended Dec. 31, 2006 and Audit Committee Fees of SGD 47,500 Per Quarter for the Period from July 1, 2007 to June 30, 2008 4a Reelect Kwek Leng Beng as Director For Against Mgmt Kwek Leng Beng is an executive director who serves on the board's Nominating Committee. We prefer that all key board committees comprise only independent directors. We believe that executives-- particularly on such key board committees as the audit, remuneration, and nominating committees-- threaten to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest. In view of this, a vote against this resolution is recommended. 4b Reelect Foo See Juan as Director For For Mgmt 5a Reelect Chee Keng Soon as Director For For Mgmt 5b Reelect Tang See Chim as Director For For Mgmt 6 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Authorize Share Repurchase Program For For Mgmt 9 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the City Developments Share Option Scheme 2001 In this case, the percentage of shares available under the CDL Scheme is 8 percent of issued capital, from time to time, which is considered an unacceptable level of dilution for a mature company such as CDL. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 8 percent. Moreover, the plan allows for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the plan. 10 Approve Mandate for Transactions with For For Mgmt Related Parties 09/29/06 - S CNOOC LTD Y1662W117 09/25/06 198,000 1 Approve Revised Annual Caps for Connected For For Mgmt Transactions 12/18/06 - S COCA COLA ICECEK SANAYI A.S. M253EL109 None 13,806 1 Open Meeting None Mgmt 2 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 3 Accept Special Financial Statements as of For Mgmt 30 June 2006 Prepared for Merger Agreement 4 Approve Merger Agreement With Efes Sinai For Mgmt Yatirim Holdings A.S. 5 Increase Authorized Capital to YTL 254.37 For Mgmt Million From YTL 249.59 Million 6 Approve Auditors for Year-End and Special For Mgmt Audit 7 Wishes None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/05/06 - S Coca-Cola FEMSA SAB de CV P2861Y136 None 53,500 1 Amend Bylaws in Order to Comply with New For For Mgmt Mexican Securities Law These changes come as a result of Mexico's recent adoption of a series of capital market reforms that increase transparency and protection of minority shareholders. As the amendments would be changed to conform to company law, and because there is no evidence that the company has included other amendments outside the scope of the new law, shareholder support of this item is recommended. 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting For For Mgmt 12/05/06 - S Coca-Cola FEMSA SAB de CV P2861Y136 None 53,500 1 Elect Members of Board of Directors, Board For For Mgmt Secretaries and their Respective Alternates, Including Independent Members in Accordance with New Mexican Securities Law; Approve their Remuneration Items 1-2. These items seek shareholder approval of director and board committee member positions as stipulated in the new Mexican Securities Market Law. Though the names of the committee members and/or new directors will not be disclosed before the meeting, (Which is common market practice in Mexico) we do know that the proposed changes are designed to guarantee a minimum level of board and committee independence. For a company with the size and status of Coca-Cola Femsa, such inadequate disclosure is inexcusable. However, because the changes are being made to improve corporate governance, and because it appears that the board and key committees will have a greater portion of independent members as a result of this meeting, it would be counterproductive to oppose these items for inadequate disclosure. Support for items 1-2 is therefore recommended. 2 Approve Integration of Board Committees For For Mgmt including Audit and Corporate Practices Committees, Elect the Chairman of Each Board Committee and Approve their Remuneration 3 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting For For Mgmt 03/22/07 - A/S Com Dev International Ltd. *CDV* 199907106 02/08/07 2,146 1 Elect Directors Keith Ainsworth, Douglas For For Mgmt Wright, Frank Hasenfratz, Peter Scovell, Kym Anthony and Christopher O'Donovan as Directors 2 Approve Ernst & Young LLP as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors 3 Approve Second Amended and Restated Stock For For Mgmt Option Plan The estimated shareholder value transfer of the company's plans of 7 percent is equal to or less than the allowable cap for this company of 8 percent. Plan provides for director participation on a limited basis. The proposed amendment procedures (refer to II. Plan Features) and black out provisions (refer to I. Cost-Based Analysis Summary) within the plan are in line with ISS guidelines. As such, we support this resolution because the amendment provision has adequately limited the board's unilateral authority to amend the plan going forward and thereby providing better protection of shareholder interests. 4 Approve First Amended and Restated Employee For For Mgmt Stock Purchase Plan 5 Approve New General By-Law For Against Mgmt We recommend voting against this resolution to adopt the by-law given our view of the quorum provision which has the potential to impact shareholders' rights. 05/10/07 - A/S Compagnie Generale De Geophysique - F2349S108 05/07/07 7,404 Veritas (Frmly Cie Generale De Geophysique) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Omission For Mgmt of Dividend 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Discharge of Directors For Mgmt 5 Reelect Jean Dunand as Director For Mgmt 6 Reelect Christian Marbach as Director For Mgmt 7 Ratify Mazard and Guerard as Auditor For Mgmt 8 Ratify Ernst and Young as Auditor For Mgmt 9 Ratify Patrick de Cambourg as Alternate For Mgmt Auditor 10 Ratify Auditex as Alternate Auditor For Mgmt 11 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 580,000 12 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 13 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions Special Business 14 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 54 Million 15 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 18 Million 16 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 17 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capitalization of Reserves of Up For Mgmt to EUR 10 Million for Bonus Issue or Increase in Par Value 19 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 20 Approve Transfer of an Autonomous Section For Mgmt of the Company to CGG Services 21 Amend Employee Savings-Related Share For Mgmt Purchase Plan 22 Approve Issuance of Securities Convertible For Mgmt into Debt 23 Approve Stock Option Plans Grants For Mgmt 24 Authorize up to 1 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 25 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 26 Amend Articles of Association Re: Record For Mgmt Date 27 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A/S Companhia Vale Do Rio Doce P2605D109 None 37,278 Ordinary Business 1.1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 1.2 Approve Allocation of Income and Dividends For For Mgmt for 2006 and Approve the Capital Budget Plan 1 Elect Directors For For Mgmt 1 Elect Supervisory Board Member For For Mgmt 1.5 Approve Remuneration of Directors, For For Mgmt Executive Officers, and Supervisory Board Members Special Business 2.1 Authorize Capitalization of Reserves for For For Mgmt Increase in Share Capital with no Issuance of Shares, and Ammend Article 5 Accordingly 04/18/07 - A Compania Cervecerias Unidas SA P24905104 None 22,492 1 Accept Chairman's Report For For Mgmt 2 Accept Financial Statements and Statutory For For Mgmt Reports for the Fiscal Year Ended Dec. 31, 2006 3 Approve Allocation of Income and Dividends For For Mgmt 4 Approve Dividend Policy For For Mgmt 5 Elect Directors For For Mgmt 6 Approve Remuneration of Directors for For For Mgmt Fiscal Year 2007 7 Approve Director's Committee Report for For For Mgmt Fiscal Year 2006 8 Fix Remuneration of Director's Committee For For Mgmt for Fiscal Year 2007 9 Fix Remuneration of Audit Committee for For For Mgmt Fiscal Year 2007 10 Approve External Auditors for Fiscal Year For For Mgmt 2007 11 Approve Special Auditors' Report Regarding None None Mgmt Related-Party Transactions 12 Other Business (Voting) For For Mgmt 04/27/07 - A COPEL, Companhia Paranaense de Energia P30557139 None 384,660 Preference Shareholders are Entitled to Vote on Item 5 of the Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12-31-06 2 Approve Allocation of Income and Share For For Mgmt Profits Distribution 3 Authorize Capitalization of Reserves Via For For Mgmt Incorporation of Retained Earnings Reserves 4 Elect Board of Directors For For Mgmt 5 Elect Supervisory Board Members For For Mgmt 6 Approve Remuneration of Directors and For For Mgmt Supervisory Board Members 7 Raification of Designated Newspaper to For For Mgmt Publish Meeting Announcements 04/27/07 - A Corporacion Geo SAB de CV P3142C117 None 37,500 1 Present Statutory Reports for Fiscal Year For For Mgmt Ended 12-31-06 2 Accept Financial Statements For For Mgmt 3 Approve Discharge of Board of Directors For For Mgmt 4 Approve Allocation of Income For For Mgmt 5 Elect/Ratify Board Members and Secretary of For For Mgmt the Board 6 Elect Chairmen of Audit Committee and For For Mgmt Corporate Practices Committee 7 Approve Remuneration of Directors, Members For For Mgmt of the Board Committees, and Secretaries of the Board 8 Set Aggregate Nominal Amount of Share For For Mgmt Repurchase 9 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 10 Approve Minutes of Meeting For For Mgmt 10/12/06 - S Cosco Corp (Singapore) Ltd (frmlyCosco Y1764Z208 None 27,401 Investment (Singapore 1 Approve Mandate for Transactions with For For Mgmt Related Parties 10/19/06 - S Cosco International Holdings (frmrl. G8114Z101 None 72,000 Shun Shing Holdings) 1 Approve Acquisition by Dynamic Class Ltd. For For Mgmt of 20 Percent and 4 Percent Equity Interest in Sino Ocean Real Estate Development Co., Ltd. from COSCO and COSCO Tianjin, Respectively, at a Consideration of RMB 329.4 Million and RMB 65.9 Million, Respectively I. Transaction Summary Acquirer: Dynamic Class Ltd. (Dynamic Class), a wholly-owned subsidiary of the company Target: An aggregate of 24 percent equity interest in Sino Ocean Real Estate Development Co., Ltd. (SORED) held in part as to 20 percent by China Ocean Shipping (Group) Co. (COSCO) and 4 percent by Tianjin Ocean Shipping Co. (COSCO Tianjin) Consideration: cash Transaction Terms: Dynamic Class would acquire a 20 percent equity interest in SORED from COSCO for a cash consideration of RMB 329.4 million ($40.8 million) and a 4 percent equity interest in SORED from COSCO Tianjin for a cash consideration of RMB 65.9 million ($8.2 million) Value of Transaction: RMB 395.3 million ($49.0 million) Fairness Opinion: CIMB-GK Securities (HK) Ltd. Accounting Treatment: Not Disclosed Tax Treatment: Not Disclosed Walkaway Rights/Breakup Fee: Not Disclosed Dividends: None II. Company Description SORED, a company with a current registered capital of RMB 1.0 billion ($123.9 million), is principally engaged in the businesses of property development and investment, decoration, trading of construction materials and provision of property consultancy services in the People's Republic of China (PRC). As at June 30, 2006, the value of its property portfolio is approximately RMB 11.0 billion ($1.4 billion), as valued by Vigers Appraisal and Consulting Ltd., a professional valuer. III. Transaction Under the proposed acquisition, Dynamic Class would acquire an aggregate of 24 percent equity interest in SORED, comprising a 20 percent equity interest held by COSCO for a cash consideration of RMB 329.4 million ($40.8 million) and a 4 percent equity interest held by COSCO Tianjin for a cash consideration of RMB 65.9 million ($8.2 million). Based on arm's length negotiations between the parties, the consideration represents a premium of approximately 10.3 percent over the net asset value (NAV) of SORED as at June 30, 2006 of RMB 1.5 billion ($185.8 million) and a discount of approximately 17.4 percent on the adjusted NAV of approximately RMB2.0 billion ($247.7 million). The aggregate consideration would be funded by internal resources of the company and its subsidiaries (Group). Upon completion, Dynamic Class would own 24 percent of the equity interest in SORED. Coupled with the 20 percent equity interest in SORED held by Mission Success Ltd., another wholly-owned subsidiary of the company, the Group would hold a total of 44 percent equity interest in SORED. IV. Rationale Considerations (Disclosure Level: Satisfactory) In this case, the company provided satisfactory information regarding the proposed acquisition. The Group has been holding a 20 percent equity interest in SORED after a share acquisition and subsequent capital injection in 2003. By increasing the Group's equity stake in SORED from 20 percent to 44 percent and in view of SORED's rapid growing business in the recent years and its proven track record in the property development business in the PRC, it is expected that the proposed acquisition would eventually bring meaningful profit contribution for the Group. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group immediately upon the completion of the acquisition (Enlarged Group) as of June 30, 2006, the Group's cash and cash equivalents would decrease by 33.1 percent from $150.3 million to $100.6 million. VI. Risks The company did not disclose possible risks pertaining to the acquisition of SORED. VII. Market Reaction (vs. market index during same period) The market reaction with respect to the acquisition appears positive. -Pre-announcement: The shares increased by 19.2 percent in the 60 days prior to Aug. 22, 2006 (the Announcement Date) vs. a 8.4 percent increase for the HSI, outperforming the index by 10.8 percentage points -Initial: The shares increased by 2.5 percent a day before the Announcement Date, vs. a 0.8 percent increase for the HSI, outperforming the index by 1.7 percentage points -Post-analysis: The shares increased by 18.0 percent from the Announcement Date to Oct. 3, 2006, vs. a 2.1 percent increase for the HSI, outperforming the index by 15.9 percentage points VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of SORED. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 12/21/06 - S Cosco International Holdings (frmrl. G8114Z101 None 72,000 Shun Shing Holdings) 1 Approve Connected Transaction and Annual For For Mgmt Caps This item seeks to approve the proposed connected transactions between China Ocean Shipping (Group) Co. (COSCO), the company's ultimate holding company, COSCO (Hong Kong) Group Ltd., the company's intermediate holding company, and their subsidiaries and other associates, excluding the company and its subsidiaries (the Group), (collectively referred to as the COSCO Group); and COSCO (Hong Kong) Insurance Brokers Ltd. (HK Insurance), a wholly-owned subsidiary of the company; and Shenzen COSCO Insurance Brokers Ltd. (SZ Insurance), a 55 percent owned subsidiary of the company, concerning the provision of marine and general insurance brokerage services (the Services) by the Group to COSCO Group for a term of three years commencing from Jan. 1, 2007 to Dec. 31, 2009. Under the agreement, the Group, acting as insurance broker, would source insurance companies, which are third parties independent of the company, upon the request of COSCO Group for a particular marine or general insurance coverage. The Group would be entitled to receive commission or other brokerage income from the relevant insurance companies for the transaction/s based on market rates or rates which are no less favorable than those offered for similar insurance brokerage services provided to independent third parties and the insurance premium payable by the COSCO Group to the relevant insurance companies would be on normal commercial terms and negotiated on an arm's length basis. For each of the three financial years ending Dec. 31, 2007, 2008 and 2009, annual caps of HK$44.8 million ($5.8 million), HK$49.3 million ($6.4 million) and HK$54.3 million ($7.0 million) respectively, have been set. In determining the annual caps, the Board has (a) examined and compared the most recent performance of HK Insurance during the years 2004 and 2005, and the nine months ended Sept. 30, 2006; (b) interviewed the management of HK Insurance and SZ Insurance to obtain opinion on the projected volume of the connected transactions for the years 2007 until 2009; and (c) considered the following factors: (i) business growth trend of the Services to be provided by HK Insurance and SZ Insurance; (ii) recent price trend of the ocean vessels -- higher price required for higher insured sum; (iii) premium rate movement and trend quoted by insurance underwriters; (iv) growth prospects of SZ Insurance given its commencement of business in the second half of 2006; (v) estimated demands of the Services for the existing and new vessels and charter boats of the COSCO Group for the years 2007 until 2009; and (vi) unaudited management accounts of HK Insurance and SZ Insurance for the nine months ended Sept. 30, 2006, in determining the proposed annual caps. ISS notes that the connected transactions would be conducted in the usual and ordinary course of business of the Group and would be based on normal commercial terms and on terms no less favorable to the Group than terms available to other independent parties. The proposed transactions would help to increase and secure the market share of HK Insurance and SZ Insurance to the COSCO Group, as they remain to be the major customer of the Group and are considered to be one of the largest shipowners in the world. CIMB-GK Securities (HK) Ltd., the appointed independent financial adviser, finds the proposed connected transactions to be fair and reasonable to the company and shareholders. This item also seeks to grant authority to any director to execute documents and agreements and do all acts in connection to the proposed connected transactions. These are reasonable requests. 03/15/07 - S Cosco International Holdings (frmrl. G8114Z101 None 106,000 Shun Shing Holdings) 1 Approve Sale by COSCO (B.V.I.) Hldgs. Ltd. For For Mgmt of 100 Shares of $1.0 Each in the Issued Share Capital of COSCO Construction Ltd. and Related Shareholder's Loan to COSCO (H.K.) Property Devt. Ltd. This item seeks to approve the proposed disposal by COSCO (B.V.I.) Hldgs. Ltd. (COSCO BVI), a wholly-owned subsidiary of the company, of: (a) 100 shares of $1.0 each, representing the entire issued share capital of COSCO Int'l Construction Ltd. (COSCO Construction), another wholly-owned subsidiary of the company, (Sale Shares); (b) approximately HK$403.5 million ($52.0 million) owed by COSCO Construction to COSCO BVI (Shareholder's Loan); and (c) further advances of shareholder's loan from COSCO BVI to COSCO Construction in the amount of relevant operating loss from Jan. 1, 2007 up to the date on which the conditions for the proposed disposal is fulfilled (Further Advances) to COSCO (H.K.) Property Development Ltd. (COSCO HK Property), a wholly-owned subsidiary of COSCO (Hong Kong) Group Ltd., which is in turn the company's ultimate holding company. Under the agreement, a cash consideration of HK$2.0 ($0.3), which was determined after taking into account the adjusted book value of the assets and liabilities of COSCO Construction and its subsidiaries (COSCO Construction Group) as at Dec. 31, 2006 of approximately HK$403.6 million ($52.1 million) would be paid by COSCO HK Property to COSCO BVI. It was noted that as a term of the agreement, COSCO HK Property should procure that all existing and corporate guarantees provided by the company in respect of any liabilities of COSCO Construction Group (Existing Guarantees) be released and discharged and be replaced by such corporate guarantees given by members of COSCO HK Property and its subsidiaries (COSCO Property Group) excluding the company and its subsidiaries (Group). It was also noted that COSCO HK Property should indemnify the company against all obligations, liabilities and claims in connection with these Existing Guarantees. Upon completion of the proposed disposal, the Group would realize a gain of approximately HK$44,000 ($5,674) and COSCO Construction would cease to be a subsidiary of the Group. COSCO Construction Group is principally engaged in building construction, maintenance and property development. The board notes that it is the company's strategy to position itself into the ship trading business and it has no intention of further pursuing its building construction business, which is currently undertaken by COSCO Construction Group. The proposed disposal is in line with this strategy and presents an opportunity for the Group to dispose of its non-core assets so as to focus on its core business of ship trading and supplying services. This is a reasonable request. 05/29/07 - A Cosco International Holdings (frmrl. G8114Z101 05/22/07 106,000 Shun Shing Holdings) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt A final dividend of HK$0.043 ($0.005) per share has been proposed. 3a Reelect Wei Jiafu as Director For For Mgmt 3b Reelect Liu Guoyuan as Director For For Mgmt 3c Reelect Li Jianhong as Director For For Mgmt 3d Reelect Wang Futian as Director For For Mgmt 3e Reelect Jia Lianjun as Director For For Mgmt 3f Reelect Wang Xiaoming as Director For For Mgmt 3g Reelect Liang Yanfeng as Director For For Mgmt 3h Reelect Meng Qinghui as Director For For Mgmt 3i Reelect Chen Xuewen as Director For For Mgmt 3j Reelect Lin Libing as Director For For Mgmt 3k Reelect Wang Xiaodong as Director For For Mgmt 3l Reelect Lin Wenjin as Director For For Mgmt 3m Reelect Kwong Che Keung, Gordon as Director For For Mgmt 3n Reelect Tsui Yiu Wa, Alec as Director For For Mgmt 3o Reelect Jiang, Simon X. as Director For For Mgmt 3p Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration The company is proposing that PricewaterhouseCoopers be reappointed as its external auditors. 5a Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5b Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks to refresh the company's mandate to issue shares, representing up to 20 percent of current issued capital, without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent of issued capital from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, shareholders are recommended to oppose this item unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 08/30/06 - A COSMOS PHARMACEUTICAL CORP *3349* J08959108 05/31/06 862 1 Approve Dividends: Interim JY 0, Final JY For For Mgmt 10, Special JY 0 2 Amend Articles to: Limit Rights of Odd-lot For For Mgmt Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors 3 Elect Directors For For Mgmt 4 Approve Special Payments to Continuing For For Mgmt Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System 02/28/07 - S Cosmote - Mobile Telecommunications SA X9724G104 None 31,505 1 Amend Stock Option Plan For Mgmt 2 Approve Basic Terms of Agreement with OTE For Mgmt 3 Amend Articles to Reflect Changes in Capital For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/08/07 - A Cosmote - Mobile Telecommunications SA X9724G104 None 31,505 Annual Meeting Agenda 1 Accept Financial Statements and Approve For Mgmt Dividend Distribution 2 Approve Discharge of Board and Auditors For Mgmt 3 Approve Director Remuneration For Mgmt 4 Approve Auditors and Fix Their Remuneration For Mgmt 5 Authorize Board Members and Management to For Mgmt Participate in Board and Management of Similar Companies 6 Amend Company Bylaws For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/18/07 - A Cramo OyJ (Frmly Rakentajain X71756104 04/05/07 1,743 Konevuokraamo Oyj) Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Annual Report None Mgmt 1.3 Receive Auditor's Report None Mgmt 1.4 Accept Financial Statements and Statutory For Mgmt Reports 1.5 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 Per Share 1.6 Approve Discharge of Board and President For Mgmt 1.7 Fix Number of Directors at Six and Approve For Mgmt Their Remuneration 1.8 Fix Number of Auditors at Two and Approve For Mgmt Their Remuneration 1 Elect Directors For Mgmt 1.10 Appoint Auditors and Deputy Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - A Credit Suisse Group (formerly CS H3698D419 None 77,693 Holding) 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve CHF 26.9 Million Reduction in Share For Mgmt Capital via Cancellation of Repurchased Shares 4.1 Approve Allocation of Income and Dividends For Mgmt of CHF 2.24 per Registered Share 4.2 Approve CHF 534 Million Reduction in Share For Mgmt Capital; Approve Capital Repayment of CHF 0.46 per Share 5 Authorize Share Repurchase Program For Mgmt 6.1 Renew Existing CHF 22.7 Million Pool of For Mgmt Capital 6.2 Amend Articles Re: Capital Holding For Mgmt Requirement for Submitting Shareholder Proposals 6.3 Amend Articles to Reflect Changes in Capital For Mgmt 7.1a Reelect Noreen Doyle as Director For Mgmt 7.1b Reelect Aziz Syriani as Director For Mgmt 7.1c Reelect David Syz as Director For Mgmt 7.1d Reelect Peter Weibel as Director For Mgmt 7.2 Ratify KPMG Klynveld Peat Marwick Goerdeler For Mgmt SA as Auditors 7.3 Ratify BDO Visura as Special Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/25/06 - A Creed Corp. *8888* J7007Z100 05/31/06 12 1 Approve Dividends: Interim JY 0, Final JY For For Mgmt 2000, Special JY 0 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors 05/31/07 - A/S Crescent Point Energy Trust *CPG.U* 225908102 04/26/07 4,763 1 Fix Number of Directors at Seven For For Mgmt 2 Elect Directors For For Mgmt 3 Ratify PricewaterhouseCoopers LLP as For For Mgmt Auditors 4 Amend Restricted Stock Plan For For Mgmt Conclusion Where companies are proposing changes to the amendment or black-out provisions of existing equity-based compensation plans are not contemplating increasing the size of such plans, ISS will base our vote recommendation solely on the merits of the provisions being proposed. For clarification, where companies are also proposing any other amendments that will substantially affect the cost of an equity-based compensation plan, ISS will continue to run our proprietary compensation model and review all relevant provisions and usage of the plan when determining vote recommendations. Since the plan is a full value award plan, the limitation of Insiders by points b) and c) of the amendment provision would not have any meaningful effect on the plan following our communications with the trust to clarify the intention of those provisions. We would prefer to see the amendment provision also requires unitholder approval for any amendments that would provide for the transferability or assignability of Restricted Units. The trust has indicated to ISS that it will not amend the plan to allow transfer or assignment of Restricted Units, except for normal estate purposes. As such, ISS believes that the amendment provision adequately restricts the amending powers of plan administrators. 04/24/07 - A CSE Global Ltd (frmly CSE Systems & Y8346J107 None 11,000 Engineering Ltd) 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare First and Final Dividend of SGD For For Mgmt 0.035 Per Share 3 Reelect Lim Ming Seong as Director For Against Mgmt Due to the company's failure to provide the annual report for fiscal year 2006, we are unable to ascertain the level of independence of this nominee. Given this and considering our position against executive directors who are also members of key board committees, as their presence threatens to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest, and the best practice recommendations stipulated in Singapore's Code of Corporate Governance that limit members of the Audit and Remuneration Committees to non-executives only, a vote against this resolution is recommended. 4 Reelect Goh Boon Seng as Director For Against Mgmt 5 Approve Directors' Fees of SGD 190,000 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 196,000) 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Approve Issuance of Shares and Grant For Against Mgmt Options Pursuant to the CSE Global Limited Executives' Share Option Scheme In this case, the percentage of shares available under the Scheme is 12 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well-structured to justify a potential dilution level of 12 percent. 9 Approve Issuance of Shares and Grant For For Mgmt Options Pursuant to the CSE (US Subsidiaries) Incentive Stock Option Plan 04/24/07 - S CSE Global Ltd (frmly CSE Systems & Y8346J107 None 11,000 Engineering Ltd) 1 Approve Allotment and Issuance of Up to For For Mgmt 170.4 Million Bonus Shares on the Basis of One Bonus Share for Every 2 Existing Shares 07/13/06 - A Csr Ltd. *CSR* Q30297115 07/11/06 19,015 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Year Ended March 31, 2006 2 Adopt the Remuneration Report for the Year For For Mgmt Ended March 31, 2006 3a Elect Barry Jackson as Director For For Mgmt 3b Elect John Story as Director For For Mgmt 4 Amend the Constitution to Renew For For Mgmt Proportional Takeover Provisions for a Further Three Years 06/28/07 - A D&M HOLDINGS INC *6735* J1232Z100 03/31/07 8,462 1 Elect Directors For Split Mgmt 1.1 Elect Director --- For Candidates 4, 6 to 9 have been designated as outsiders, but candidates 6 and 9 meet our criteria for independence. Candidate 4 is president of the Japanese subsidiary of D&M's second largest shareholder, Phillips Electronics. Candidate 7 is the executive vice-president of RHJ International, which is the parent company of D&M. Candidate 8 is a vice-president of RHJI Industrial Partners Asia, a subsidiary of parent RHJ International. Candidate 6 is a former vice president of International Paper and director of Boston Acoustics, and Candidate 9 is the chairman of On International Inc. These nominees appear to meet our criteria for independence. Because the benefits of adopting a US-style board are undermined by the appointment of outside directors who lack independence, we recommend that shareholders oppose nominees 4, 7 and 8. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- Against see item 1.1 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- Against see item 1.1 1.8 Elect Director --- Against see item 1.1 1.9 Elect Director --- For 05/23/07 - S D/S NORDEN K19911138 05/02/07 18 1 Approve DKK 1.475 Million Reduction in For For Mgmt Share Capital via Share Cancellation; Amend Articles Accordingly 06/20/07 - S D/S NORDEN K19911146 06/01/07 360 1 Approve DKK 1.475 Million Reduction in For For Mgmt Share Capital via Share Cancellation; Amend Articles Accordingly 03/15/07 - A Daegu Bank Y1859G115 12/31/06 4,816 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 565 Per Share 2 Amend Articles of Incorporation to Increase For For Mgmt Number of Independent Non-Executive Directors and to Set Audit Committee Member's Term 3 Elect Three Independent Non-Executive For For Mgmt Directors 4 Elect Members of Audit Committee For For Mgmt 5 Approve Stock Option Grants For For Mgmt 03/16/07 - A Daewoo Engineering & Construction Y1888W107 12/31/06 7,070 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 500 Per Share 2 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 3 Amend Articles of Incorporation to Expand For For Mgmt Business Objectives, to Allow Stock Options Converted to Preferred Shares, and to Allow Interim Dividends 05/25/07 - A Daewoong Pharmaceutical Co. Y1915W104 03/31/07 930 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 800 Per Share This item seeks approval of the company's financial statements and of management's plans for allocating income for the year. The company is proposing a dividend of KRW 800 per share. This corresponds to a payout ratio of approximately 15 percent, down from 18.4 percent in the previous year. The company is increasing its dividend from KRW 700 in the previous year to KRW 800 as the company's net income increased 37.7 percent year over year. 2 Amend Articles of Incorporation For Against Mgmt The amendment would allow the board to decide on the limit of the number of additional convertible bonds and bonds with subscription warrant that may be issued and at what price. The discretion is especially troubling considering that the board may issue bonds that are convertible into ordinary shares. Because of the excessive discretion afforded to the board in setting the terms of the issuances, the undisclosed nature of the authorization, and the history of widespread collusive business practices in the Korean market, we do not support this request. 3 Elect Two Executive Directors For For Mgmt The two executive (inside) director nominees are Yoon Jae-soong, the representative director of the company and Kim Jung-ho, a managing director of the company. Neither nominee has engaged in any disclosable transaction with the company within the last three years. Yoon is a son of the largest shareholder of the company. The number of directors on the board remains unchanged at nine, of whom three are independent non-executive (outside) directors. 4 Approve Limit on Remuneration of Directors For For Mgmt This item is to fix a maximum amount for director remuneration for the year at KRW 2 billion, unchanged from the previous year. The actual payout amount for the last year for three outside directors was KRW 68.4 million. The level of directors' fees is usually not problematic among Korean companies, and we see no reason to oppose this routine resolution. 5 Approve Limit on Remuneration of Auditor For For Mgmt This item seeks to fix an amount for internal auditor remuneration for the year. The amount proposed for one auditor is KRW 150 million, unchanged from the previous year. This level of fees is not high by Korean standards, and companies usually do not pay out the entire amount authorized. We recommend that shareholders vote for this resolution. 06/27/07 - A Daiichi Jitsugyo Co. Ltd. *8059* J09492109 03/31/07 2,617 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 13 The payout ratio for the full year is 28 percent based on consolidated earnings, or 35 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials The proposed changes are routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 3.14 Elect Director --- For 4 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders, and we have no reason to oppose this resolution. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 70 million to 14 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 05/24/07 - A Daiseki Co. Ltd. *9793* J10773109 02/28/07 566 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 6, Final JY 8, Special JY 0 The payout ratio is 14 percent based on consolidated earnings, or 15 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the year is on the low side by Japanese standards. However, the company has posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives.The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 06/22/07 - A Daito Bank *8563* J10941102 03/31/07 5,279 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 1.5 The payout ratio for the full year is 5 percent based on either parent-only or consolidated earnings. The payout ratio for the full year is on the low side by Japanese standards. We will consider recommending votes against future income allocations, if profits grow and the dividend payment is not increased. 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials The proposed changes are routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 4 Background of non-executive nominee(s): The nominee is the current executive of Koriyama Chamber Commerce and Industry. Board Profile Composition of board after this meeting: 3 executives and 1 non-executive. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 Nominee 2 meets our criteria for independence. He is a former local government official. 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditors One of the retiring auditors has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 07/31/06 - A Dana Petroleum PLC G26503113 None 54,417 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect Thomas Cross as Director For For Mgmt 3 Re-elect David MacFarlane as Director For For Mgmt 4 Elect Philip Dayer as Director For For Mgmt 5 Elect Stuart Paton as Director For For Mgmt 6 Re-elect Angus Burn as Director For For Mgmt 7 Approve Remuneration Report For Against Mgmt 8 Reappoint Ernst & Young LLP as Auditors of For For Mgmt the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,680,695 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 641,579 12 Authorise 8,554,300 Ordinary Shares for For For Mgmt Market Purchase 09/26/06 - S Dana Petroleum PLC G26503113 None 55,818 1 Approve Dana Petroleum Plc 2006 Long-Term For For Mgmt Incentive Plan and the Employee Benefit Trust to be Established for Use in Connection with the Plan; Authorise the Directors to Do All Acts and Things Necessary to Carry the Plan into Effect 2 Approve Deferred Share Payment A (Deferred For Against Mgmt Compensation); Authorise the Directors to Do All Acts and Things Necessary to Carry the Arrangement into Effect 3 Approve Deferred Share Payment B (Exchange For For Mgmt Options); Authorise the Directors to Do All Acts and Things Necessary to Carry the Arrangement into Effect 4 Approve Dana Petroleum Plc Share Incentive For For Mgmt Plan; Authorise the Directors to Do All Acts and Things Necessary to Carry the Plan into Effect 11/27/06 - S Datamonitor plc G2659P107 None 1,194 1 Approve Acquisition by the Co. of All For For Mgmt Issued and to be Issued Share Cap. of Ovum Plc Subject to the Terms and Conditions of the Offer Document; Auth. Board to Take All Steps to Complete the Acquisition and to Do All Thing Necessary Pursuant to the Offer 04/04/07 - S DBS Group Holdings Ltd. (Formerly Y20246107 None 167,000 Development Bank of Singapore) 1 Authorize Share Repurchase Program For For Mgmt 04/04/07 - A DBS Group Holdings Ltd. (Formerly Y20246107 None 167,000 Development Bank of Singapore) 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.20 Per For For Mgmt Share and Special Dividend of SGD 0.05 Per Share 3 Approve Directors' Fees of SGD 1.5 Million For For Mgmt (2005: SGD 1.1 Million) 4 Appoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 5a Reelect Jackson Tai as Director For For Mgmt 5b Reelect Ang Kong Hua as Director For For Mgmt 5c Reelect Leung Chun Ying as Director For For Mgmt 5d Reelect Peter Ong Boon Kwee as Director For For Mgmt 6a Approve Issuance of Shares and Grant For Against Mgmt Options Pursuant to the DBSH Share Option Plan In this case, the percentage of shares available under the company's share option scheme, together with the DBSH Share Plan, is 7.5 percent of issued capital, which is considered to be an unacceptable level of dilution. This scheme cannot be considered sufficiently well-structured to justify a potential dilution level of 7.5 percent. 6b Approve Issuance of Shares and Grant of For Against Mgmt Options and/or Awards Pursuant to the DBSH Share Plan In this case, the percentage of shares available under the company's share plan, together with the DBSH Share Option Plan, is 7.5 percent of issued capital, which is considered to be an unacceptable level of dilution. This scheme cannot be considered sufficiently well-structured to justify a potential dilution level of 7.5 percent. 6c Approve Issuance of Shares without For For Mgmt Preemptive Rights 07/27/06 - A De La Rue Plc G6448X115 None 4,545 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 11.8 Pence Per For For Mgmt Ordinary Share 4 Re-elect Michael Jeffries as Director For For Mgmt 5 Re-elect Keith Hodgkinson as Director For For Mgmt 6 Re-elect Nicholas Brookes as Director For For Mgmt 7 Elect Gill Rider as Director For For Mgmt 8 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,309,688 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,296,682 12 Authorise 24,787,640 Ordinary Shares for For For Mgmt Market Purchase 13 Authorise the Company to Make Donations to For For Mgmt EU Political Organisations up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 While this is a standard item, the Company is seeking a four-year authority for these proposals. NAPF guidelines recommend that Companies seek annual renewal resolutions proposals related to political expenditure and donations. Upon engagement, the Company explained to RREV that it has been Company policy for twenty years not to make any political donations at all and that the current resolutions are precautionary in nature. As the regulations require a separate resolution for each EU subsidiary rather than a composite one, the Company is seeking authority every four years, as permitted by the Political parties, Elections and Referendums Act 2000, rather than every year. The Company has confirmed that if it were to change its policy not to make any political donations, it would submit these resolutions for shareholder approval annually. RREV therefore recommends that shareholders support resolutions 13 to 24. 14 Authorise De La Rue International Limited For For Mgmt to Make Donations to EU Political Organisations up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 See Item 13 for a more detailed explanation. 15 Authorise De La Rue Holdings Plc to Make For For Mgmt Donations to EU Political Organisations up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 See Item 13 for a more detailed explanation. 16 Authorise De La Rue Cash Systems NV to Make For For Mgmt Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 17 Authorise De La Rue Smurfit Limited to Make For For Mgmt Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 18 Authorise De La Rue Cash System S.A. to For For Mgmt Make Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 19 Authorise De La Rue Cash Systems GmbH to For For Mgmt Make Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 20 Authorise De La Rue BV to Make Donations to For For Mgmt EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 21 Authorise De La Rue Systems S.A. to Make For For Mgmt Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 22 Authorise De La Rue Cash Systems AB to Make For For Mgmt Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 23 Authorise De La Rue Currency and Security For For Mgmt Print Limited to Make Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 24 Authorise De La Rue Systems Automatizacao, For For Mgmt S.A. to Make Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 04/18/07 - A Denison Mines Corp. *DML* 248356107 03/09/07 7,300 1 Elect as Director John H Craig, W Robert For For Mgmt Dengler, Brian D Edgar, E Peter Farmer, Ron F Hochstein, Paul F Little, Lukas H Lundin, William A Rand, Roy J Romanow, and Catherine J G Stefan. 2 Appoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 06/26/07 - A Denso Corp. *6902* J12075107 03/31/07 105,600 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 24 The payout ratio for the full year, including the interim dividend, is 18 percent based on consolidated earnings, or 27 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Authorize Share Repurchase Program For For Mgmt Denso seeks to buy back up to 6.5 million ordinary shares, or 0.8 percent of currently issued capital, for a maximum of JY 32.5 billion. The authority will be good for one year, and may be used at the board'd discretion. The limits on the plan are within our guidelines, and this is a routine request. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 13 executives and 0 non-executives.The board currently includes 13 insiders and no outside directors. Several directors are stepping down, and candidates 8-12 are new to the board this year. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1 and 2 Nominee 1 does not meet our criteria for independence. He is the current chairman of Denso's largest shareholder and customer Toyota Motor, which holds a 24.76 percent stake. However, nominee 2 meets our criteria for independence. He is a university professor. Nominee 3 is not designated by the company as independent, and we have no reason to oppose the nomination. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 1 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: Directors, executives and employees of Denso, and directors of affiliates. Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.26 percent of issued capital from this plan; 0.7 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 301 million to 13 directors, and JY 31.6 million to 5 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 7 Approve Retirement Bonuses for Directors For For Mgmt and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 5 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 8 continuing directors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, the recipients have held executive positions with the company, and we have no reason to oppose this resolution. 8 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 50 million per month to JY 80 million per month. After the meeting, the company will continue to have 13 directors. This change is being requested because the company is abolishing the practice of paying lump-sum retirement bonuses, which do not fall under the compensation ceiling, and is replacing them with other forms of compensation which do. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/06/07 - A Denway Motors Ltd. (formerly Denway Y2032Y106 05/30/07 870,000 Investment) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare Final Dividend For For Mgmt 3a Elect ZHANG Fangyou as Director For For Mgmt 3b Elect ZENG Qinghong as Director For For Mgmt 3c Elect CHEUNG Doi Shu as Director For For Mgmt 3d Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 01/08/07 - S Derwent London plc G27300105 None 1,101 1 Approve Merger with London Merchant For For Mgmt Securities Plc; Approve Increase in Authorised Capital from GBP 3,550,000 to GBP 6,036,850; Authorise Issue of Equity with Pre-emptive Rights up to GBP 2,486,850 in Connection with the Merger 2 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors to GBP 400,000 3 Change Company Name to Derwent London Plc For For Mgmt 05/24/07 - A Deutsche Bank AG D18190898 None 3,561 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 4 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify KPMG AG as Auditors for Fiscal 2007 For Mgmt 6 Authorize Repurchase of Up to Five Percent For Mgmt of Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives When For Mgmt Repurchasing Shares 9 Elect Theo Siegert to the Supervisory Board For Mgmt 10 Confirm 2006 AGM Election of Clemens For Mgmt Boersig as Supervisory Board Member 11 Approve Remuneration of Supervisory Board For Mgmt 12 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 13 Amend Articles Re: Regional Advisory For Mgmt Councils 14 Approve Creation of EUR 85 Million Pool of For Mgmt Capital without Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/11/07 - A Deutsche Boerse AG D1882G119 None 2,815 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 3.40 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Approve EUR 100 Million Capitalization of For Mgmt Reserves; Approve 2:1 Stock Split 6 Approve Creation of EUR 14 Million Pool of For Mgmt Capital without Preemptive Rights (Authorized Capital III) 7 Approve Stock Bonus Plan for Key Employees; For Mgmt Approve Creation of EUR 6 Million Pool of Capital for Stock Bonus Plan 8 Authorize Share Repurchase Program and For Mgmt Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 10 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/18/07 - A Deutsche Lufthansa AG D1908N106 None 62,820 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.70 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Clemens Boersig to the Supervisory For Mgmt Board 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 8 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Deutsche Postbank AG D1922R109 None 1,262 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 1.25 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Authorize Repurchase of Up to 5 Percent of For Mgmt Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Approve Affiliation Agreements with For Mgmt Subsidiary Postbank Beteiligungen GmbH Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/08/07 - A Digi.com Berhad (formerly Digi Y2070F100 None 51,987 Swisscom) 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Financial Year Ended Dec. 31, 2006 2 Approve Dividends of MYR 0.575 Per Share For For Mgmt Less 27 Percent Income Tax for the Financial Year Ended Dec. 31, 2006 3 Elect Christian Storm as Director For For Mgmt 4 Elect Ragnar Holmen Korsaeth as Director For For Mgmt 5 Approve Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 7 Approve Renewal of Shareholders' Mandate For For Mgmt for Recurrent Related Party Transactions 01/10/07 - A Diploma plc G27664112 None 460 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 15 Pence Per For For Mgmt Ordinary Share 3 Re-elect John Matthews as Director For For Mgmt 4 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 5 Authorise Board to Fix Remuneration of For For Mgmt Auditors 6 Approve Remuneration Report For For Mgmt 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 377,465 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 56,620 9 Authorise 2,264,791 Ordinary Shares for For For Mgmt Market Purchase 02/23/07 - S Dodwell B.M.S. J12139101 12/31/06 2,456 1 Approve Formation of Joint Holding Company For For Mgmt with Graphtec Corp. Conclusion Based on our analysis in valuation and rationale, we recommend that shareholders vote for this merger. 06/14/07 - A Dongbu Insurance Co. Y2096K109 03/31/07 29,960 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 450 Per Share 2 Elect Three Directors For For Mgmt 3 Elect Members of Audit Committee Who Is For For Mgmt Independent 4 Elect Members of Audit Committee Who is Not For Against Mgmt Independent In this case, because the nominee is not independent, we recommend that shareholders vote against this resolution. 5 Approve Limit on Remuneration of Directors For Against Mgmt Due to the lack of disclosure, we recommend that shareholders vote against this resolution. 05/11/07 - A Draegerwerk AG D22938118 04/20/07 798 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.49 per Common Share and EUR 0.55 per Preference Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Approve Remuneration of Supervisory Board For Mgmt 6 Ratify BDO Deutsche Warentreuhand AG as For Mgmt Auditors for Fiscal 2007 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Approve Change of Corporate Form from Stock For Mgmt Corporation (AG) to Partnership Limited by Shares (KGaA); Approve Draegerwerk Verwaltungs AG as Personally Liable Partner; Adopt New Articles of Association Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/11/07 - A Draka Holding N.V. N2771R199 05/07/07 1,554 1 Open Meeting None Mgmt 2.a Receive Report of Management Board None Mgmt 2.b Approve Financial Statements and Statutory For Mgmt Reports 3 Approve Allocation of Income and Dividends For Mgmt 4 Approve Discharge of Management Board For Mgmt 5 Approve Discharge of Supervisory Board For Mgmt 6 Elect Members to Supervisory Board For Mgmt 7 Approve Remuneration of Supervisory Board For Mgmt 8 Approve Remuneration Report Containing For Mgmt Remuneration Policy for Management Board Members 9 Ratify Auditors For Mgmt 10 Grant Board Authority to Issue Shares and For Mgmt Restricting/Excluding Preemptive Rights 11.a Authorize Repurchase of Preference Shares For Mgmt 11.b Authorize Repurchase of Ordinary Shares For Mgmt 12 Cancel Preference Shares Held by the Company For Mgmt 13 Allow Questions None Mgmt 14 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/18/07 - A Drillisch AG D23138106 04/27/07 2,334 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Omission For Mgmt of Dividends 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify BDO Deutsche Warentreuhand AG as For Mgmt Auditors for Fiscal 2007 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Approve Creation of EUR 19.2 Million Pool For Mgmt of Capital without Preemptive Rights 8 Approve EUR 0.9 Million Capitalization of For Mgmt Reserves for Increase in Par Value 9 Amend Articles Re: Conducting of For Mgmt Shareholder Meeting due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) 10 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 11 Approve Affiliation Agreement with For Mgmt Subsidiary McSIM Mobilfunk GmbH 12 Amend Existing Affiliation Agreements with For Mgmt Subsidiaries VICTORVOX GmbH, SIMply Communication GmbH, IQ-work Software AG, and Alphatel Kommunikationstechnik GmbH Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/07/06 - A DTZ Holdings Plc (Fm. Debenham Tewson G2848D114 None 3,298 & Chinnocks Hold. Plc) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 7 Pence Per For For Mgmt Ordinary Share 3a Re-elect Mark Struckett as Director For For Mgmt 3b Re-elect Peter Stone as Director For For Mgmt 3c Re-elect Dag Detter as Director For For Mgmt 3d Re-elect Alicja Lesniak as Director For For Mgmt 4 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 5 Approve Remuneration Report For For Mgmt 6 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 683,072 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 135,846 8 Authorise 2,716,927 Ordinary Shares for For For Mgmt Market Purchase 9 Approve DTZ Holdings Plc Long-Term Reward For For Mgmt Plan Performance conditions RREV has no objections to the performance conditions attached to the scheme. Brokers' forecasts indicate that the EPS targets were stretching at the time of conception, although recent forecasts indicate that the performance expectations have increased, suggesting that the targets for the vesting of the maximum award are no longer as stretching as originally intended. RREV welcomes the removal of retesting from the COSOP and the introduction of performance conditions for free shares under the Co-Investment Plan. Dilution Our main concern with the LTRP is in the area of dilution. NAPF policy recommends that the aggregated commitments of all a Company's incentive schemes (discretionary and non-discretionary) must not exceed 10% of the issued ordinary share capital (adjusted for scrip/bonus and rights issues) in any rolling 10 year period. Within these limits, the maximum commitment to discretionary incentive schemes must not exceed 5% of the issued ordinary share capital in any rolling 10 year period. The LTRP is a discretionary scheme, but the Company has explained to RREV that it is not proposing to include a 5% limit for discretionary schemes, since, the Company believes that grants under the discretionary schemes are likely to be more significant compared to grants under all employee schemes than would be the case with other business sectors, as the Company is a 'people business'. Voting Recommendation Although we are very critical of the omission of the 5% dilution limit for discretionary schemes, we consider that in other respects the proposals reflect current good practice. In addition, they are a significant improvement on the Company's existing arrangements, which the Plan will replace. For this reason, we are recommending that shareholders support the adoption of the LTRP. Nevertheless, we urge the Company to reconsider its approach to dilution with a view to adopting the 5% in 10 years guideline. In addition, we shall expect the Company to disclose its latest dilution level in each annual report, in order to permit shareholders to monitor the changes in this important metric. 10 Approve DTZ Holdings Plc Share Incentive For For Mgmt Plan 04/30/07 - A DUFRY SOUTH AMERICA LTD 264340209 None 13,529 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 The company has not yet published its financial statements for fiscal year 2006. Nonetheless, this is a routine request and in the absence of any specific concerns regarding the company, we recommend shareholder support for this item. 2 Approve Allocation of Income and Dividends For For Mgmt The company has not disclosed its allocation of income plans. However, since Dufry South America went public only in December of 2006, we do not expect much in terms of a dividend payout relative to 2006. We see no reason to oppose this item. 3 Ratify Ernst & Young as Auditors For For Mgmt This is a routine, non-contentious issue and we recommend shareholder support. 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors Once again, no information was disclosed, but we expect the company to pay market rates to Ernst & Young. We recommend shareholder support for this item. 5 Approve Discharge of Management and For For Mgmt Supervisory Board This item requests that shareholders approve the formal discharge of the directors and supervisory board members for the previous fiscal year. This annual request represents shareholder endorsement of actions taken during the year. Discharge is a tacit vote of confidence in the company's management and policies. It does not necessarily eliminate the possibility of future shareholder action, although it does make such action more difficult to pursue. Although this request is rare in Brazil, it is common in other markets. Discharge generally is granted unless a shareholder states a specific reason for withholding it. Withholding discharge is advisable only when a shareholder has concrete evidence of negligence or abuse on the part of the board or management, has plans to take legal action, or has knowledge of other shareholders' plans to take legal action. We are unaware of any such instance. 05/03/07 - A/S Dundee Real Estate Investment Trust ADPV03041 03/27/07 2,300 *D.U* 1 Elect Gunther Bautz, Detlef Bierbaum, For For Mgmt Donald K. Charter, Michael J. Cooper, Peter A. Crossgrove, Robert G. Goodall, Duncan Jackman and Robert Tweedy as Trustees 2 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 3 Amend Deferred Unit Incentive Plan For Against Mgmt VI. Vote Recommendation In Canada, ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns, and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. Dundee REIT has a positive one- and three-year TSR of 62 and 28 percent. The estimated shareholder value transfer of the company's plans of 2 percent is equal to or less than the allowable cap for this company of 4 percent. ISS believes the plan amendment provision has adequately limited the board's unilateral authority to amend the plan as it exists at this time. Should non-management trustees be removed as eligible participants in the future, we would expect to see this provision added to the list of amendment requiring shareholder approval. ISS opposes plans that provide for discretionary director/trustee participation. This is a practice which gives rise to the possibility of self-dealing by directors in options. Directors who are able to grant themselves options without limit could find their independence compromised. 05/02/07 - A DURO FELGUERA SA EX.GRUPO DURO E3800J109 None 1,448 FELGUERA SA, OVIEDO 1 Accept Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports for Fiscal Year 2006 and Approve Allocation of Income 2 Approve Discharge of Board of Directors For For Mgmt 3 Fix Number of Directors; Elect Directors For Against Mgmt On this item, we consider there to be several factors that warrant a vote against. The withholding of director names before the meeting diminishes shareholder's ability to make informed voting decisions, while the presence of an executive director on the board's Audit Committee raises concerns of conflicts of interest. Moreover, both are practices which the majority of Spanish companies no longer follow. Given these concerns, we cannot recommend shareholder support for this item. 4 Grant Authority to the Board to Increase For For Mgmt Capital Via Issuance of Securities; Amend Article 5 of Company Bylaws; Approve Listing of New Securities in the Stock Exchange 5 Authorize Repurchase of Shares For For Mgmt 6 Elect External Auditors For For Mgmt 7 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/03/07 - A E.ON AG (formerly Veba AG) D24909109 04/12/07 39,390 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 3.35 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board For Mgmt Fiscal 2006 5 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares - Authorize Use of Financial Derivatives When Repurchasing 6 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/27/07 - A Eagle Industry Co. Ltd. *6486* J12558110 03/31/07 8,882 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 5 The payout ratio for the full year is 13 percent based on consolidated earnings, or 31 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1 and 2 Neither nominee meets our criteria for independence. Both nominees are current executives of the largest shareholder in the company with a 28.6 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, Both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditors The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 20 million per month to JY 30 million per month. After the meeting, the number of directors will increase from 12 to 14. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 07/12/06 - A Edgars Consolidated Stores (Formerly S24179111 None 23,077 Edgars Stores Ltd.) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended April 1, 2006 2.1 Approve Remuneration of Chairman of the For For Mgmt Board 2.2 Approve Remuneration of Chairman of the For For Mgmt Audit and Risk Committee 2.3 Approve Remuneration of Chairman of the For For Mgmt Remuneration and Nominations Committee 2.4 Approve Remuneration of Members of the Board For For Mgmt 2.5 Approve Remuneration of Members of the For For Mgmt Audit and Risk Committee 2.6 Approve Remuneration of Members of the For For Mgmt Remuneration and Nominations Committee 2.7 Approve Remuneration of Members of the For For Mgmt Customer Service Committee 2.8 Approve Remuneration of Members of the For For Mgmt Transformation Committee 3 Elect Directors For Split Mgmt 3.1 Approve Appointment of H.S.P. Mashaba as Director --- For S.D.M. Zungu, who is up for reelection under this resolution, has attended less than 75 percent of board meetings for the year without a valid reason for the absences. We believe that the purpose of board membership is to represent outside shareholder interests and to monitor the activities of management. Directors cannot satisfy their fiduciary responsibility to shareholders if they do not attend meetings. We therefore recommend that shareholders oppose this director nominee. 3.2 Reelect H.S.P. Mashaba as Director --- For 3.3 Reelect S.R. Binnie as Director --- For 3.4 Reelect A. van A. Boshoff as Director --- For 3.5 Reelect Z.B. Ebrahim as Director --- For 3.6 Reelect S.D.M. Zungu as Director --- Against 4 Increase Authorized Share Capital by the For For Mgmt Creation of B Preference Shares 5 Amend Memorandum of Association Re: Include For For Mgmt Reference to B Preference Shares 6 Amend Articles of Association Re: Set Out For For Mgmt Rights and Privileges of B Preference Shares; Quorums for Board Meetings; Description of CEO as Managing Director 7 Authorize Issuance of B Preference Shares For For Mgmt in a Private Placement 8 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 04/18/07 - A/S Eiffage F2924U106 04/13/07 693 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Consolidated Financial Statements For Mgmt and Discharge Directors 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Appoint KPMG SA as Auditors and Bertnard For Mgmt Paulet as Deputy Auditors 6 Appoint PricewaterhouseCoopers Audit as For Mgmt Auditors and Yves Nicolas as Deputy Auditors 7 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 8 Reelect Jean-Francois Roverato as Director For Mgmt 9 Ratify Appointment of Benoit Heitz as For Mgmt Director and Reelect him 10 Elect Jean-Claude Kerboeuf as Director For Mgmt A Elect Vincente Benedito Frances as Director Against ShrHoldr B Elect Ana de Pro Gonzalo as Director Against ShrHoldr C Elect Jose Manuel Loureda Lopez as Director Against ShrHoldr D Elect Santiago del Pino Aguilera as Director Against ShrHoldr E Elect Javier Zarrabeitia Unzueta as Director Against ShrHoldr Special Business 11 Authorize Board to Issue Free Warrants with For Mgmt Preemptive Rights During a Public Tender Offer or Share Exchange 12 Amend Articles of Association Re: For Mgmt Shareholder Disclosure Threshold 13 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 14 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 15 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 17 Approve Stock Option Plans Grants For Mgmt 18 Authorize up to 1 Million Shares for Use in For Mgmt Restricted Stock Plan 19 Approve Employee Savings-Related Share For Mgmt Purchase Plan 20 Amend Articles of Association Re: Record For Mgmt Date 21 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/19/07 - A Elisa Corporation (frm.HPY Holding) X1949T102 03/09/07 6,821 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.50 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors and For Mgmt Auditors 1.7 Fix Number of Directors at Six; Fix Number For Mgmt of Auditors at One 1 Elect Directors For Mgmt 1.9 Appoint KPMG Oy Ab as Auditor For Mgmt 2 Amend Articles of Association to Comply For Mgmt with New Finnish Companies Act 3 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights; Authorize Reissuance of Repurchased Shares 4 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - S Elisa Corporation (frm.HPY Holding) X1949T102 06/18/07 6,480 1 Approve EUR 530.4 Million Decrease in Share For Mgmt Premium Fund 2 Approve Special Dividend of EUR 165 Million For Mgmt in Aggregate Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Ementor ASA (formerly Merkantildata R44435106 None 11,974 As) 1 Elect Chairman of Meeting For For Mgmt 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Receive President's Report None None Mgmt 5 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Allocation of Income and Omission of Dividends 6 Approve Remuneration of Auditors For For Mgmt 7 Approve Remuneration of Directors For For Mgmt 8 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 9 Reelect Bente Rathe and Jan-Fredrik For For Mgmt Wilhelmsen as Members of Nominating Committee 10 Approve Stock Option Plan for Employees; For For Mgmt Approve Creation of up to NOK 50 Million Pool of Capital to Guarantee Conversion Rights 11 Approve Creation of up to NOK 100 Million For For Mgmt Pool of Capital without Preemptive Rights 12 Authorize Repurchase of up to NOK 20 For For Mgmt Million of Issued Share Capital 04/25/07 - A/S EnCana Corporation *ECA* 292505104 03/05/07 49,087 1 Elect Directors For For Mgmt 2 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 3 Approve Shareholder Rights Plan For For Mgmt 4 Amend Employee Stock Option Plan For For Mgmt 5 Amend Employee Stock Option Plan For For Mgmt 02/14/07 - S ENDEMOL NV N30617109 02/07/07 3,836 1 Open Meeting None Mgmt 2 Receive Announcements on the Proposed None Mgmt Acquisition 3 Approve Acquisition of Endemol France S.A.S. For Mgmt 4 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/24/07 - A ENDEMOL NV N30617109 05/18/07 3,757 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Approve Dividends of EUR 0.45 Per Share For Mgmt 5 Approve Discharge of Management Board For Mgmt 6 Approve Discharge of Supervisory Board For Mgmt 7 Reelect Mr. G.H. Smit to Supervisory Board For Mgmt 8 Grant Board Authority to Issue Shares Up To For Mgmt 5.1 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Allow Questions None Mgmt 11 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A/S ENEL SpA T3679P115 05/21/07 68,430 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements, Consolidated For Mgmt Financial Statements and Statutory Reports for Fiscal Year 2007 2 Approve Allocation of Income For Mgmt 3.1 Appoint Internal Statutory Auditors - Slate For Mgmt 1 3.2 Appoint Internal Statutory Auditors - Slate For Mgmt 2 4 Approve Remuneration of Primary Internal For Mgmt Auditors 5 Extend External Auditors' Mandate for the For Mgmt Three-Year Term 2008-2010 6 Approve 2007 Stock Option Plan for Top For Mgmt Management of Enel Spa and its Subsidiaries According to the Article 2359 of Italian Civil Code Special Business 1 Amend Articles Re: 14.3, 14.5 and 20.4 of For Mgmt the Company's Bylaws to Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006 2 Authorize Board of Directors to Increase For Mgmt Capital Up to EUR 27.92 Million for the Execution of the 2007 Stock Option Plan Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/01/06 - A/S Energy Metals Corp. *EMC* 29271B106 10/27/06 1,175 1 Fix Number of Directors at Six For For Mgmt This is a routine resolution. 2 Elect Directors For For Mgmt 2.1 Elect Director Paul Matysek --- For We applaud the company for providing shareholders with the opportunity to vote with respect to each director individually. The board will consist an equal number of independent and related directors. The slate is composed of three independent, one affiliated and two inside nominees. Matysek, President and CEO; and Sheriff, member of management of the company, are an inside nominees. Watt, former President of the company is an affiliated nominee. Hand, Lupien, and Cole are independent nominees. The offices of Chairman and CEO have been separated. The company has not disclosed the existance of an Lead director in conjunction with the Chairman, Watt, who is an affiliated outsider. The board has formed a separate Compensation Committee. There are no insiders on any key committees. We note that Watt is an affiliated outsider sitting on all Audit, Compenstaion, and Corporate Goverance and Nominating Committees. 2.2 Elect Director William Sheriff --- For Sheriff is an is an insider nominee. 2.3 Elect Director James G.G. Watt --- For Watt is an affiliated nominee. 2.4 Elect Director Grayson Hand --- For Hand is an independent nominee. 2.5 Elect Director William Lupien --- For Lupien is an independent nominee. 2.6 Elect Director David Cole --- For Cole is an independent nominee. 3 Approve Davidson & Company as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors Davidson & Company have been the company's auditors since 1998. Multilateral Instrument 52-110 - Audit Committees requires all reporting issuers to disclose the fees paid to external auditors. According to the company, it paid $27,000 for audit, $44,100 for audit-related, $7,000 for tax, and Nil for other services provided by the auditing firm for the most recent fiscal year. Tax fees relate to tax services consisting of tax compliance, tax planning and advice. 4 Approval & Ratification of Rolling 10% For Against Mgmt Stock Option Plan Shareholders are asked to approve the Amended & Restated Stock Option Plan. The amendments include the conversion to a 10 percent rolling stock option plan, and update the amendment procedures. The effect of rolling plans is that shares reserved for issuance will automatically be replenished upon the exercise or cancellation of stock options. The TSX Exchange, where the company is listed, requires rolling option plans to be approved by shareholders every three years. Plans that reserves shares for options on a rolling basis is potentially more dilutive than a plan with a fixed number of shares reserved for options. We estimate that potential dilution will equal 11percent with a reservation of 7,312,991 shares, taking into account a 3.3 percent compond growth rate of outstanding shares over the three years. In general ISS prefers fixed limit option plans over rolling limit option plans. Share Price as of November 17 , 2006: $8.40, Outstanding Options as of Fiscal Year End: 3,707,600 Burn Rates (non-diluted): 2005 - 5.6 percent, 2004 - 7.6 percent, 2003 - 3.4 percent Three-Year Average - 5.5 percent Eligible Participants: Employees, officers, directors, and consultants, Maximum Annual Grants: five percent of outstanding shares to any individual in any one year; 10 percent of outstanding shares to any insider and their associates in any one year; 10 percent of outstanding shares to insiders as a group; two percent of outstanding shares to any consultant or Investor Relations employee in a one-year period, Exercise Price: market value on the date of grant, Option Terms: five years, Vesting: No mandatory vesting. To be determined by the board, Hold Period: Four months from grant date, Change in control: Not disclosed, Option Repricing: Not disclosed The terms of the Plan holds that the company may amend the Stock Option Plan without shareholder approve in the following cases:(a) to comply with the requirements of any applicable regulatory authority; (b) to comply with the rules, policies and terms of listing of any stock exchange on which the Company's securities are listed; (c) to correct any typographical errors in the Stock Option Plan or to amend wording of any provision of the Stock Option Plan for the purpose of clarifying the meaning of existing provisions; (d) to modify or extend the termination date applicable to any specific grant of Options; (e) to amend the exercise price of any Options held by persons who are not insiders; and (f) to amend the categories of persons described who are eligible to receive Options. The total cost of the company's plans of 8.53 percent is above the allowable cap for this company of 3.40 percent. We oppose the amendment to increase shares reserved for options because it would appear that non-employee directors have the ability to participate in options on a discretionary basis. This is a practice which gives rise to the possibility of self-dealing by directors in options. Directors who are able to grant themselves options without limit could find their independence compromised. In addition ISS will generally recommend against the approval of proposed amendment procedures that expressly premit changes in eligible participants which could lead to introduction or reintroduction of non-employee directors under a plan. 5 Other Business For Against Mgmt As we can not know the content of the issues to be raised under this item, we do not recommend shareholders approve this request. 05/22/07 - S Eni Spa T3643A145 05/18/07 139,333 Special Meeting Agenda 1 Amend Articles 6.2, 13, 17, 24, 28 of the For Mgmt Bylaws Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A Eni Spa T3643A145 05/21/07 139,333 Annual Meeting Agenda 1 Accept Financial Statements, Statutory For Mgmt Reports, and Allocation of Income for the Fiscal Year 2006 of Finanziaria ENI - Enifin SpA, incorporated in ENI on Dec. 13, 2006 2 Accept Financial Statements, Statutory For Mgmt Reports, and Allocation of Income for the Fiscal Year 2006 of ENI Portugal Investment SpA, incorporated in ENI on Dec. 13, 2006 3 Accept Financial Statements, Consolidated For Mgmt Financial Statements, and Statutory Reports for the Fiscal Year 2006 4 Approve Allocation of Income For Mgmt 5 Authorize Share Repurchase Program; Revoke For Mgmt Previously Granted Authorization to Repurchase Shares 6 Extend Mandate of the External Auditors For Mgmt PriceWaterhouseCoopers for the Three-Year Term 2007-2009 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/15/07 - A Eriks Group (formerly ERIKS HOLDING) N5103E158 None 230 1 Open Meeting None Mgmt 2 Receive Announcements None Mgmt 3 Approve Minutes of the Meeting Taking Place For Mgmt on November 13, 2006 4 Receive Report of Management Board None Mgmt 5 Approve Financial Statements and Statutory For Mgmt Reports 6 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 7 Approve Dividends of EUR 1.35 Per Share For Mgmt 8 Approve Discharge of Management Board For Mgmt 9 Approve Discharge of Supervisory Board For Mgmt 10 Discussion on Company's Corporate None Mgmt Governance Structure 11 Elect Members to Supervisory Board For Mgmt 12 Approve Remuneration of Supervisory Board For Mgmt 13 Grant Board Authority to Issue Shares Up To For Mgmt 20 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 14 Allow Questions None Mgmt 15 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Espec Corp. *6859* J1323D109 03/31/07 900 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 11 The payout ratio for the full year is 21 percent based on consolidated earnings, or 24 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Expand Business Lines - For For Mgmt Limit Directors' Legal Liability - Limit Liability of Statutory Auditors In the item, the company asks for shareholder approval to expand its permitted business objectives. The new business lines proposed here includes disposal of devices and equipment. The change would not require the company to enter the new business; rather, it would give the board the right to do so at its discretion. The company also seeks the authority to impose limits on the legal liability of outside directors and outside statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 4 and 5 Background of non-executive nominee(s): Nominee 4 is a former vice president of NTN Corp. Nominee 5 is a former vice chairman of Itochu Corporation. Board Profile Composition of board after this meeting: 3 executives and 2 non-executives. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 5 Approve Retirement Bonus for Statutory For For Mgmt Auditor The retiring auditor has not been classified as independent, and we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 29 million to 5 directors, and JY 5.5 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 05/11/07 - A/S Essilor International F31668100 05/08/07 1,752 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Approve Consolidated Financial Statements For Mgmt and Discharge Directors 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1.10 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Ratify Maurice Marchand Tonel as Director For Mgmt 6 Elect Aicha Mokdahi as Representative of For Mgmt Employee Shareholders to the Board 7 Reelect Xavier Fontanet as Director For Mgmt 8 Reelect Yves Chevillotte as Director For Mgmt 9 Reelect Serge Zins as Director For Mgmt 10 Elect Bridget Cosgrave as Director For Mgmt 11 Reelect PricewaterhouseCooper as Auditor For Mgmt and Etienne Boris as Deputy Auditor 12 Elect Mazars and Guerard as Auditor and For Mgmt Jean-Louis Simon as Deputy Auditor 13 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 14 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 15 Approve Employee Savings-Related Share For Mgmt Purchase Plan 16 Approve Stock Option Plans Grants For Mgmt 17 Authorize up to 3 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 18 Set Global Limit for Capital Increase to For Mgmt Result from Issuance Requests Pursuant to Items 16 to 17 Regarding Stock Plans at 3 Percent of Capital 19 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 million 20 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 25 million 21 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capitalization of Reserves of Up For Mgmt to EUR 500 Million for Bonus Issue or Increase in Par Value 23 Approve Stock Split For Mgmt 24 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 25 Authorize Board to Issue Free Warrants with For Mgmt Preemptive Rights During a Public Tender Offer or Share Exchange 26 Amend Articles of Association Re: For Mgmt Shareholding Disclosure Threshold 27 Amend Article 24 of Association Re: Voting For Mgmt Rights Ceiling 28 Amend Articles of Association Re: General For Mgmt Meeting Quorum Requirements, Related Party Transactions, Employee Shareholder Representative, Record Date 29 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/19/06 - S EURONEXT N3113K363 12/12/06 1,522 1 Open Meeting None Mgmt 2 Designate Secretary of the Meeting For Mgmt 3 Approve Merger Agreement with NYSE Group For Mgmt Inc. and Jefferson Merger Sub, Inc. 4.a.1 Elect Rijnhard Beaufort to Supervisory Board For Mgmt 4.a.2 Elect Rene Barbier to Supervisory Board For Mgmt 4.b Designate The Two New Supervisory Board For Mgmt Members as Representatives of the Company 5 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/19/06 - S Eurozinc Mining Corp. 298804105 09/18/06 24,283 1 Approve Plan of Arrangement For For Mgmt 2 Other Business (Voting) For Against Mgmt As we can not know the content of the issues to be raised under this item, we do not recommend shareholders approve this request. 11/10/06 - A/S EUTELSAT COMMUNICATIONS(frmly F3692M128 None 5,605 SATBIRDS) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Treatment of Losses For Mgmt 4 Approve Dividends of EUR 0.54 per Share For Mgmt 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Approve Discharge of Directors For Mgmt 7 Ratify Appointment of Geoffrey Fink as For Mgmt Director 8 Elect Frank Dangeard as Director For Mgmt 9 Elect Lord Birt as Director For Mgmt 10 Elect Roberto Colaninno as Director For Mgmt 11 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 700,000 12 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 13 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 14 Approve Issuance of Free Warrants During a For Mgmt Takeover up to an Aggregate Nominal Amount Corresponding at Maximum to the Amount of the Share Capital 15 Amend Articles of Association Re: Age Limit For Mgmt for Chairman, CEO, and Directors 16 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/24/06 - S EVRAZ GROUP S A *EVGPF* 30050A103 None 9,172 Meeting For ADR Holders A Amend Articles of Incorporation re: For For Mgmt Condition Precedent B Amend Articles of Incorporation to Provide For For Mgmt that Shares of the Company are in Registered Form Only C Amend Articles of Incorporation Re: Calling For For Mgmt of Board Meetings, Quorum at Board Meetings, Election of Chairman, Appointment of CEO, and Clarify Authority of CEO to Sign Transactional Documents on Behalf of Company D Increase Number of Directors to Nine; Elect For For Mgmt Directors; Confirm Decision Not to Adjust Level of Remuneration of Directors; Authorize Chairman of the Board to Sign Management Service Agreements with Each Independent Non-Executive Director E Authorize Board of Directors to Appoint For For Mgmt Valery I. Khoroshkovsky as CEO and to Delegate Day to Day Management to the CEO F Amend Articles of Incorporation Re: For For Mgmt Amendment Date, Cut Off Date 06/20/07 - A EVRAZ GROUP S A *EVGPF* 30050A103 05/29/07 4,979 Meeting for GDR Holders 1 Approve Reports of the Board of Directors For For Mgmt and of the Statutory Auditor for the Year Ending on Dec. 31, 2006 2 Approve Financial Statements and Allocation For For Mgmt of Income for as of Dec. 31, 2006 3 Approve Reports of the Board of Directors For For Mgmt and of the External Auditor on the Consolidated Financial Statements on Dec. 31, 2005 and Dec. 31, 2006 4 Accept Consolidated Financial Statements For For Mgmt for the Years Ending on Dec. 31, 2005 and Dec. 31, 2006 5 Approve Discharge of Directors and Auditors For For Mgmt 6 Statutory Elections For For Mgmt 7 Allow Board to Delegate Daily Management of For For Mgmt the Company and to Appoint Mr. Alexander V. Frolov as Managing Director of the Company 8 Transact Other Business (Voting) For Against Mgmt Because "other business" could include provisions or motions that would negatively affect shareholder rights, we cannot support this proposal. 05/15/07 - A/S EVS BROADCAST EQUIPMENT SA B3883A119 None 548 Annual Meeting Agenda 1 Receive Directors Report on the Statutory For Mgmt and Consolidated Annual Accounts of Fiscal Year Ended Dec.31, 2006 2 Receive Auditors' Reports on the Statutory For Mgmt and Consolidated Annual Accounts of Fiscal Year Ended Dec.31, 2006 3 Approve Statutory and Consolidated Annual For Mgmt Accounts and Allocation of Income, Included An Employee Proft Participation Plan 4 Approve Discharge of Directors and Auditors For Mgmt 5 Elect BIP Investment Partners SA, For Mgmt Represented by Marc Faber as Independent Director 6 Ratify a Belgian Statutory Auditor For Mgmt Special Meeting Agenda 1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 2 Authorize Board to Issue Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer 3 Amend Articles Regarding Elimination of For Mgmt Bearer Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/11/07 - S EVS BROADCAST EQUIPMENT SA B3883A119 None 548 Extraordinary Meeting 1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 2 Authorize Board to Issue Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer 3 Amend Articles Re: Elimination of Bearer For Mgmt Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/22/06 - A EZRA HOLDINGS LTD Y2401G108 None 4,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.026 Per For For Mgmt Share and Special Dividend of SGD 0.016 Per Share 3 Reelect Lee Kian Soo as Director For Against Mgmt Due to the company's failure to provide the annual report for fiscal year 2006, we are unable to ascertain the level of independence of these nominees. Given this and considering our position against executive directors who are also members of key board committees, as their presence threatens to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest, a vote against these resolutions is recommended. 4 Reelect Tan Eng Liang as Director For Against Mgmt 5 Reelect Lee Cheow Ming Doris Damaris as For Against Mgmt Director 6 Reelect Wong Bheet Huan as Director For Against Mgmt 7 Approve Directors' Fees of SGD 249,000 for For For Mgmt the Year Ended Aug. 31, 2006 8 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights 10 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the Ezra Employees Share Option Scheme The percentage of shares available under the Ezra Employees Share Option Scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. Moreover, the plan allows for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the plan. 02/09/07 - S EZRA HOLDINGS LTD Y2401G108 None 6,000 Special Business 1 Amend Articles of Association For For Mgmt Ordinary Business 2 Approve Sale by Lewek Shipping Pte Ltd of For For Mgmt the Vessels to Bukit Merah Shipping Pte Ltd or Bukit Timah Shipping Pte Ltd and the Subsequent Leaseback of the Vessels to Emas Offshore Pte Ltd 3 Authorize Any Director of the Company to For For Mgmt Execute for and on Behalf of the Company Any Related Documents Required Under the Above Resolutions 06/21/07 - A F.C.C. Co., Ltd. *7296* J1346G105 03/31/07 1,803 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 13 The payout ratio for the full year is 16 percent based on consolidated earnings, or 30 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Change Location of Head For For Mgmt Office The proposed change is routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee Profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is an attorney in private practice. Nominee 1 is not designated by the company as independent, and we have no reason to oppose his nomination. 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonus for Statutory For For Mgmt Auditor The retiring auditor has not been classified as independent, and we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 62.58 million to 10 directors, and JY 12.54 million to 2 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 04/03/07 - A Fiat Spa T4210N122 03/30/07 90,438 Annual Meeting Agenda - Ordinary and Special Business 1 Approve Financial Statements, Statutory For Mgmt Reports for the Fiscal Year 2006, and Allocation of Net Income 2 Authorize Share Repurchase Program and For Mgmt Modalities for Their Disposition 3 Approve Incentive Plan Pursuant to Art. 114 For Mgmt of the Italian Legislative Decree n. 58/1998 4 Amend Articles 9, 11, 12, 13, 17 of the For Mgmt Company's Bylaws Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/15/07 - A First Financial Holding Co. Ltd. Y2518F100 04/16/07 200,000 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt 4 Amend Articles of Association For For Mgmt 5 Amend Election Rules of Directors and For For Mgmt Supervisors 6 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 7 Other Business None None Mgmt 04/20/07 - S FirstGroup plc G34604101 None 192,354 1 Subject to the Passing of Resolutions 2, 3 For For Mgmt and 4, Approve Acquisition of Laidlaw International, Inc 2 Approve Increase in Authorised Capital from For For Mgmt GBP 30,000,000 to GBP 230,000,000 3 Subject to the Passing of Resolution 2, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 200,000,000 Pursuant to the Acquisition 4 Subject to the Completion of the For For Mgmt Acquisition of Laidlaw International, Inc, Auth. the Company to Incur and Permit Subsidiaries of the Company to Incur and Have Outstanding Borrowings for the Purpose of Facilitating the Acquisition up to USD 4,000,000,000 5 Subject to the Passing of Resolution 3, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,190,000 11/30/06 - A FKP Property Group(frmly FKP Limited) Q3930V102 11/28/06 3,011 *FKP* 1 Elect Rod Forrester as Director For For Mgmt 2 Elect David Crombie as Director For For Mgmt 3 Elect Seng Huang Lee as Director For For Mgmt 4 Adopt Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 5 Approve Increase in Remuneration for For Against Mgmt Non-Executive Directors from A$500,000 to A$650,000 Per Annum Executive Summary of Reason for Against Recommendation on Resolution 5 - Non-executive directors appointed prior to June 30, 2004, continue to accrue retirement benefits. 6 Ratify Past Issuance of 20.5 Million For For Mgmt Stapled Securities at an Issue Price of A$5.50 Each to Institutional Investors 7a Ratify Past Issuance of 11.6 Million For For Mgmt Stapled Securities to Mulpha Investments Pty. Ltd. and Mulpha Australia Ltd. Made on December 2005 in Consideration for the Acquisition of 49 Percent Interest in Mulpha FKP Pty. Ltd. 7b Ratify Past Issuance of 7.9 Million Stapled For For Mgmt Securities to Mulpha Investments Pty. Ltd. and Mulpha Australia Ltd. in Consideration for the Acquisition of 49 Percent Interest in Mulpha FKP Pty. Ltd. 05/29/07 - A/S FNX Mining Company Inc. *FNX* 30253R101 04/16/07 4,873 1 Elect Directors For Split Mgmt 1.1 Elect Director A.T. MacGibbon --- For We recommend withholding votes from Walter because he has attended less than 75 percent of the board and committee meetings without a valid reason, which we consider the minimum attendance threshold for public company directors. Anyone who accepts a nomination to serve as director should be prepared to make attendance at scheduled meetings a top priority particularly given the rigorous demands now placed on all directors of public companies. 1.2 Elect Director Donald M. Ross --- For 1.3 Elect Director J. Duncan Gibson --- For 1.4 Elect Director Robert Cudney --- For 1.5 Elect Director John Lydall --- For 1.6 Elect Director Robert Low --- For 1.7 Elect Director Bruce Walter --- Against 1.8 Elect Director John Lill --- For 1.9 Elect Director Daniel Innes --- For 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 3 Approve Stock Option Plan For Against Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 2 percent is equal to or less than the allowable cap for this company of 4 percent. Based on the information provided, the plan prohibits repricing of underwater stock options without shareholder approval. Non-employee directors are not eligible participants in this plan. ISS believes the plan amendment provision will grant the board overreaching authority to amend the plan without requiring further shareholders approval. 12/04/06 - S Fondiaria SAI Spa (Formerly SAI) T4689Q101 12/01/06 3,098 Special Meeting Agenda 1 Approve Reduction in Share Capital from EUR For Mgmt 177,680,822 to EUR 168,190,610, via Cancellation of n. 9,490,212 Treasury Shares; Modify Art. 5 of the Bylaws Accordingly Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/08/07 - A Formosa Chemical & Fiber Co. Corp. Y25946107 04/09/07 120,000 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt The board is proposing a cash dividend of NTD 4.8 ($0.15) per share. This gives the company a payout ratio of 81.4 percent, up from the 74 percent achieved last year. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The resolution also includes the allocation of NTD 37.42 million ($1.15 million) as directors' and supervisors' remuneration, while a total of NTD 142.26 million ($4.37 million) in compensation is linked to employee profit sharing. The dividend proposed is reasonable and could be easily covered by the company. ISS recommends a vote in favor of this resolution. 3 Amend Articles of Association and Approve For For Mgmt Other Important Matters Approval of this item will allow the company to modify its Articles of Association (AA). Major revisions are as follows: to specify the company matters that the chairman of the board is authorized to handle; and to authorize the board to determine the remuneration of directors and supervisors based on their participation and contribution to the company and based on the industry standard. Also included in this item is the approval of other important matters proposed by the company's board. This includes amending the company's Procedures Governing the Acquisition or Disposal of Assets (PG), and releasing of restrictions of competitive activities of directors. Modifications to the PG include: to include the fund underlying securities as part of the assets to be handled by the company, and change the term "long- and short-term investments" into "other investments"; to add that if special prices are required to be used as reference for the transaction price, there is no need to obtain an appraisal report and an accountant opinion regarding the transaction; to specify that the request for an accountant's opinion shall not apply for acquisition or disposal of securities which have a publicly offered price from an active market, or for other provisions that are determined by the Financial Supervisory Commission, Executive Yuan ; to add a sentence indicating that the opinion of an independent director shall be fully considered in any discussion related to the acquisition of real estate from related parties, and that the opinion must be added to the minutes of the board meeting; and to add a paragraph requiring the company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange. The information is required to be preserved for five years. The revisions will be made to comply with the latest amendments to the prevailing laws and to address the operational needs of the company. Meanwhile, setting the remuneration standard will provide the company with flexibility in determining board remuneration. Likewise, the proposal regarding permitting the directors of the company to serve on the boards of other companies is an item that is routinely proposed at Taiwanese AGMs. In view of this, ISS recommends shareholders to support this resolution. 05/08/07 - A Fortis Inc. *FTS* 349553107 03/30/07 2,900 1 Elect Directors Peter E. Case, Bruce Chafe, For For Mgmt Frank J. Crothers, Geoffrey F. Hyland, Linda L. Inkpen, H. Stanley Marshall, John S. McCallum, Harry McWatters, David G. Norris, Michael A. Pavey and Roy P. Rideout 2 Approve Ernst & Young LLP as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors 10/04/06 - S Fortis SA/NV B4399L102 None 76,874 1 Open Meeting None Mgmt 2.1 Receive Special Report on Authorized Capital None Mgmt 2.2 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights 2.3 Authorize Board to Issue Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer 3 Amend Articles Regarding Voting Formalities For Mgmt 4 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A/S Fortis SA/NV B4399L102 None 70,214 Annual Meeting Agenda 1 Open Meeting None Mgmt 2.1.1 Receive Directors' and Auditors' Reports None Mgmt 2.1.2 Receive Consolidated Financial Statements None Mgmt and Statutory Reports (Non-Voting) 2.1.3 Accept Financial Statements For Mgmt 2.1.4 Approve Allocation of Income (ONLY FOR For Mgmt BELGIAN MEETING) 2.2.1 Receive Information on Dividend Policy None Mgmt 2.2.2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.82 per Share 2.3.1 Approve Discharge of Directors (Equals Item For Mgmt 2.3 For Dutch Meeting) 2.3.2 Approve Discharge of Auditors (ONLY FOR For Mgmt BELGIAN MEETING) 3 Discussion on Company's Corporate None Mgmt Governance Structure 4 Elect Directors For Mgmt Extraordinary Meeting Agenda 5.1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital (Equals Item 5 For Dutch Meeting) 5.2 Authorize Selling of Repurchased Shares For Mgmt (ONLY FOR BELGIAN MEETING) 6.1 Amend Article 10 of Bylaws Regarding Type For Mgmt of Shares 6.2 Amend Articles of Bylaws Regarding Board For Mgmt and Management 6.3.1 Change Date of Annual Meeting For Mgmt 6.3.2 Amend Articles Regarding Voting Formalities For Mgmt 6.4 Amend Articles Regarding Dividend For Mgmt 6.5 Authorize Implementation of Approved For Mgmt Resolutions and Filing of Required Documents/Formalities at Trade Registry 7 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/04/06 - S FOXCONN INTERNATIONAL HOLDINGS LTD G36550104 None 95,829 1 Amend Share Scheme For For Mgmt ISS notes that the company provided no details with respect to this proposal. As such, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or value. A vote against this resolution is recommended. 10/23/06 - S FOXCONN INTERNATIONAL HOLDINGS LTD G36550104 10/19/06 95,829 1 Approve Revision of Annual Caps For For Mgmt 06/28/07 - A FP Corporation *7947* J13671102 03/31/07 364 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 16 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 1.15 Elect Director --- For 1.16 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is Asia Air Survey Co., Ltd. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonuses for Statutory For Against Mgmt Auditors Two of the retiring auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 05/16/07 - A Fresenius AG D27348107 04/25/07 30,780 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.57 per Common Share and EUR 0.58 per Preference Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/08/07 - A FRIGOGLASS SA X3031A108 None 1,058 1 Accept Statutory Reports For Mgmt 2 Accept Financial Statements For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Approve Board Remuneration for Fiscal 2006 For Mgmt and Pre-Approve Board Remuneration for 2007 5 Approve Auditors and Authorize Board to Fix For Mgmt Their Remuneration 6 Approve Allocation of Income and Dividends For Mgmt 7 Approve Stock Option Plan For Mgmt 8 Elect Directors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/02/07 - A Fuchs Petrolub AG D27462122 04/10/07 994 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.94 per Common Share and EUR 1.00 per Preference Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Authorize Share Repurchase Program and For Mgmt Cancellation of Repurchased Shares 6 Approve Remuneration of Supervisory Board For Mgmt 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 8 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A Fugro NV N3385Q197 04/26/07 33,372 1 Open Meeting None Mgmt 2 Receive Report of Management and None Mgmt Supervisory Board 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Approve Discharge of Management Board For Mgmt 5 Approve Discharge of Supervisory Board For Mgmt 6a Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 6b Approve Allocation of Income and Dividends For Mgmt of EUR 0.83 per Share 7 Reelect J.A. Colligan to Supervisory Board For Mgmt 8 Approve Remuneration of Supervisory Board For Mgmt 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Grant Board Authority to Issue All For Mgmt Preference Shares and Ordinary Shares and Restricting/Excluding Preemptive Rights 11 Other Business (Non-Voting) None Mgmt 12 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/25/07 - A Fuji Soft Inc. (formerly Fuji Soft J1528D102 03/31/07 37,800 ABC) *9749* 1 Amend Articles to: Expand Business Lines For For Mgmt The company asks for shareholder approval to expand its permitted business objectives. The new business lines proposed here include employee placement services, real estate business, and enrichment of texts, sounds and images. The change would not require the company to enter the new business; rather, it would give the board the right to do so at its discretion. The proposed changes meet our guidelines. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 12 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees pass our test for independence. Nominee 2 is a former executive of Fujitsu, Ltd., which has no business relationship with the company, and Nominee 3 is a former executive of Katayanagi Institute. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Grant Thornton Taiyo ASG be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Grant Thornton Taiyo ASG, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 78.35 million to 11 directors, and JY 2.32 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 500 million per year to JY 700 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 50 million per year to JY 70 million per year. After the meeting, the number of directors will increase from 11 to 12, and the company will continue to have 4 statutory auditors. These changes are being requested because of the introduction of the new Corporate Law, under which annual bonuses to the directors and statutory auditors, which were formerly treated as part of the annual allocation of income, are now considered part of director and statutory auditor compensation. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 7 Approve Retirement Bonuses for Directors For For Mgmt The two retiring directors have held executive positions with the company. Accordingly, we have no reason to oppose this resolution. 06/22/07 - A Fujimi Incorporated *5384* J1497L101 03/31/07 1,300 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 23 The payout ratio for the full year is 31 percent based on consolidated earnings, or 39 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Reduce Directors Term in For For Mgmt Office The proposed change is routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 6 executives and 0 non-executives. The board currently includes no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 Nominee 3 passes our criteria for independence. He is the current president of Mutsumi Bussan Co. Ltd. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Stock Option Plan for Directors For For Mgmt Option Plan Summary Eligibility: directors of the company. Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: The maximum number of shares which could be issued per year is 40,000. If this resolution is approved, the company will not need to seek annual shareholder approval for future option grants as long as the number of shares issued per year does not exceed the annual limit. Assuming that the company issues 40,000 shares per year over the next ten years, the maximum potential dilution from this plan, coupled with dilution from the company's other option plans and the option plan proposed in item 6, comes to 2.8 percent of issued capital. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company Exercise Period: Potentially begins two years after the grant date Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 6 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: employees of company, and directors and executives of affiliates. Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.5 percent of issued capital from this plan; 2.8 percent when combined with other option grants and the option plan proposed in item 5. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Will be determined by board, between June 23, 2009 and June 30, 2014. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 06/28/07 - A Furusato Industries *8087* J16548109 03/31/07 944 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 30 2 Amend Articles to: Expand Business Lines For For Mgmt The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former internal statutory auditor of one of the largest shareholders in the company with a 4.78 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Deloitte Touche Tohmatsu & Co be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Tohmatsu, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 06/27/07 - A Futaba Industrial Co. Ltd. *7241* J16800104 03/31/07 2,959 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 15 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 1.15 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Nominee 2 does not meet our criteria for independence. He is a current executive of Toyota Motor Corporation, the largest shareholder in the company with a 12.3 percent stake. However, nominee 3 passes our test for independence. He is a current senior advisor to Mitsui & Co., Ltd. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 2.1 2.3 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors Two of the retiring auditors have been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 10/27/06 - A Galliford Try plc G37100107 None 7,420 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt (2) DAVID CALVERLEY'S REMUNERATION: The former CEO, David Calverley, whose successor was appointed to the role of CEO in 1 July 2005, became non-executive Chairman on 28 October 2005. David Calverley received salary, benefits and a supplement in lieu of bonus until February 2006 under his former contractual entitlements as CEO and only started receiving fees as non-executive Chairman from 1 March 2006. The Company has explained that it agreed with David Calverley, pursuant to a letter dated 28 June 2005, that in consideration of his stepping down as CEO of Galliford Try plc, his contractual entitlement to be paid until February 2006 would be met through the continued payment of salary at the rate received when he was CEO. 3 Approve Final Dividend of 1.8 Pence Per For For Mgmt Share 4 Elect Ken Gillespie as Director For For Mgmt 5 Re-elect Andy Sturgess as Director For For Mgmt 6 Re-elect Chris Bucknall as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Audit Committee to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,599,249 9 Subject to the Passing of Resolution 8, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 690,568 10 Authorise 27,622,737 Ordinary Shares for For For Mgmt Market Purchase 11 Approve Galliford Try Plc 2006 Long Term For For Mgmt Incentive Plan; Authorise the Directors To Do All Acts and Things Necessary to Carry the Plan Into Effect Performance is measured against a custom peer group, comprising both housebuilding and construction companies and initially consisting of 20 companies. The companies comprised in the peer group were disclosed to RREV following engagement and RREV is satisfied that the size of the comparator group is sufficiently large for comparison purposes. Galliford Try plc is currently listed in the FTSE SmallCap Index, whereas the companies comprised in the competitor group are mainly FTSE 250 companies. Following engagement, the Company explained to RREV that it is just below the FTSE 250 Index and that most of its competitors are in the FTSE 250 Index. The Company disclosed that it consulted major shareholders regarding the structure of the LTIP and received positive feedback. On balance, RREV recommends that shareholders vote in favour of this resolution. 03/05/07 - S Galliford Try plc G37100107 None 10,967 1 Approve the Proposed Acquisition of Linden For For Mgmt Holdings Plc 2 Approve Increase in Authorised Capital from For For Mgmt GBP 18,000,000 to GBP 25,250,000 3 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,011,503 Pursuant to the Placing Agreement; Otherwise up to GBP 6,274,922 4 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,011,503 Pursuant to the Placing Agreement; Otherwise up to GBP 941,238 04/26/07 - A Gamma Holding NV N34176151 04/12/07 115 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Approve Allocation of Income and Dividends For Mgmt of EUR 2.00 per Ordinary Share and EUR 0.21 per Preference Share 5a Approve Discharge of Management Board For Mgmt 5b Approve Discharge of Supervisory Board For Mgmt 6 Reelect J.H.M. LindenBergh to Supervisory For Mgmt Board 7 Discussion on Company's Corporate None Mgmt Governance Structure 8 Ratify PricewaterhouseCoopers Accountants For Mgmt NV as Auditors 9a Grant Board Authority to Issue Shares Up To For Mgmt 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 9b Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Announcements and Allow Questions None Mgmt 11 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/29/07 - A Gazprom OAO 368287207 06/06/07 5,894 Meeting for ADR Holders 1 Approve Annual Report For For Mgmt 2 Approve Financial Statements For For Mgmt 3 Approve Allocation of Income For For Mgmt 4 Approve Dividends of RUB 2.54 per Ordinary For For Mgmt Share 5 Approve Remuneration of Directors and For Against Mgmt Members of Audit Commission Because the company did not provide any justification for such high remuneration, ISS cannot support this proposal. 6 Ratify CJSC PricewaterhouseCoopers Audit as For For Mgmt Auditor 7 Amend Charter For For Mgmt 8 Approve Series of Related-Party For For Mgmt Transactions in Connection with Implementation of Nord Stream Project 9.1 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.2 Approve Related-Party Transaction with For For Mgmt Sberbank 9.3 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.4 Approve Related-Party Transaction with For For Mgmt Sberbank 9.5 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.6 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.7 Approve Related-Party Transaction with For For Mgmt Sberbank 9.8 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.9 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.10 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.11 Approve Related-Party Transaction with For For Mgmt Sberbank 9.12 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.13 Approve Related-Party Transaction with OJSC For For Mgmt Severneftegazprom 9.14 Approve Related-Party Transaction with OJSC For For Mgmt Severneftegazprom 9.15 Approve Related-Party Transaction with For For Mgmt Mezhregiongaz LLC 9.16 Approve Related-Party Transaction with For For Mgmt Mezhregiongaz LLC 9.17 Approve Related-Party Transaction with For For Mgmt Mezhregiongaz LLC 9.18 Approve Related-Party Transaction with CJSC For For Mgmt Northgas 9.19 Approve Related-Party Transaction with OJSC For For Mgmt Novatek 9.20 Approve Related-Party Transaction with OJSC For For Mgmt Tomskgazprom 9.21 Approve Related-Party Transaction with For For Mgmt Mezhregiongaz LLC 9.22 Approve Related-Party Transaction with OJSC For For Mgmt Gazprom Neft 9.23 Approve Related-Party Transaction with OJSC For For Mgmt Novatek 9.24 Approve Related-Party Transaction with OJSC For For Mgmt Novatek 9.25 Approve Related-Party Transaction with For For Mgmt Latvijas Gaze a/s 9.26 Approve Related-Party Transaction with AB For For Mgmt Lietuvos dujos 9.27 Approve Related-Party Transaction with UAB For For Mgmt Kauno Termofikacijos Elektrine 9.28 Approve Related-Party Transaction with For For Mgmt MoldovaGaz S.A. 9.29 Approve Related-Party Transaction with For For Mgmt MoldovaGaz S.A. Elect 11 Directors by Cumulative Voting 10 Elect Directors Split Split Mgmt 10.1 Elect Andrey Akimov as Director --- Against ISS Analysis As declared in a written statement to ISS, Fedorov fulfills ISS' criteria for independent directors. Because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Fedorov (item 10.14) and withhold their votes for the remaining 18 nominees. We believe that this candidate is most likely to bring independence to the board and will most likely act in all shareholders' interest. 10.2 Elect Alexander Ananenkov as Director --- Against 10.3 Elect Burckhard Bergmann as Director --- Against 10.4 Elect Farit Gazizullin as Director --- Against 10.5 Elect German Gref as Director --- Against 10.6 Elect Elena Karpel as Director --- Against 10.7 Elect Dmitry Medvedev as Director --- Against 10.8 Elect Yury Medvedev as Director --- Against 10.9 Elect Alexey Miller as Director --- Against 10.10 Elect Victor Nikolaev as Director --- Against 10.11 Elect Sergey Oganesyan as Director --- Against 10.12 Elect Alexander Potyomkin as Director --- Against 10.13 Elect Mikhail Sereda as Director --- Against 10.14 Elect Boris Fedorov as Director --- For 10.15 Elect Robert Foresman as Director --- Against 10.16 Elect Victor Khristenko as Director --- Against 10.17 Elect Alexander Shokhin as Director --- Against 10.18 Elect Igor Yusufov as Director --- Against 10.19 Elect Evgeny Yasin as Director --- Against Elect Nine Members of Audit Commission 11.1 Elect Dmitry Arkhipov as Member of Audit For For Mgmt Commission As shareholders must vote for only up to nine of the 11 nominees, and based on a lack of controversy regarding the current composition of the audit commission, we recommend that shareholders vote in favor of the incumbents: Arkhipov, Bikulov, Ishutin, Lobanova, and Sinyov and withhold their votes for the remaining six candidates. 11.2 Elect Denis Askinadze as Member of Audit For Against Mgmt Commission 11.3 Elect Vadim Bikulov as Member of Audit For For Mgmt Commission 11.4 Elect Rafael Ishutin as Member of Audit For For Mgmt Commission 11.5 Elect Andrey Kobzev as Member of Audit For Against Mgmt Commission 11.6 Elect Nina Lobanova as Member of Audit For For Mgmt Commission 11.7 Elect Yury Nosov as Member of Audit For Against Mgmt Commission 11.8 Elect Victoria Oseledko as Member of Audit For Against Mgmt Commission 11.9 Elect Vladislav Sinyov as Member of Audit For For Mgmt Commission 11.10 Elect Andrey Fomin as Member of Audit For Against Mgmt Commission 11.11 Elect Yury Shubin as Member of Audit For Against Mgmt Commission 04/26/07 - A Geberit AG H2942E108 None 117 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Geberit AG H2942E108 None 117 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 40 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Reelect Klaus Weisshaar as Director For Mgmt 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt 6.1 Approve 10:1 Stock Split For Mgmt 6.2 Amend Articles Re: Reduce Capital Holding For Mgmt Requirement for Submitting Shareholder Proposals 6.3 Amend Articles Re: Majority Voting at For Mgmt General Meetings 6.4 Amend Articles Re: Closing of Company's For Mgmt Share Register 6.5 Change Location of Registered For Mgmt Office/Headquarters to Rapperswil-Jona Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/20/06 - S Geely Automobile Holdings Ltd G3777B103 None 95,000 (formerly GUORUN HOLDINGS LTD) 1 Approve Joint Venture Agreement Between For For Mgmt Geely Holding Ltd. and Centurion Industries Ltd. in Relation to the Establishment of a Joint Venture Company to be Named Zhejiang Kingkong Automobile Co. Ltd. This item seeks to approve the establishment of a sino-foreign equity joint venture to be named Zhejiang Kingkong Automobile Co. Ltd. (Zhejiang Kingkong JV) by Geely Hldg. Ltd., owned as to 55 percent by Li Shu Fu (Mr. Li), a director holding 60.2 percent equity interest in the company, and as to 45 percent by Li Xu Bing, brother of Mr. Li; and Centurion Industries Ltd. (Centurion), a wholly-owned subsidiary of the company. Under the agreement, Geely Hldg. Ltd. and Centurion would establish Zhejiang Kingkong JV, which would have a total investment of approximately RMB 701.6 million ($86.9 million), registered capital of approximately RMB 235.0 million ($29.1 million), and would be owned as to 53.2 percent and 46.8 percent by Geely Hldg Ltd. and Centurion, respectively. Geely Hldg. Ltd. would contribute its portion of the registered capital amounting to approximately RMB 125.0 ($15.5 million) by transferring to Zhejiang Kingkong JV, in a single transfer within six months following the establishment of Zhejiang Kingkong JV, 20 parcels of conjoining land with a total site area of approximately 807,102 square meters (sq.m.) on which are constructed 13 buildings with a total gross floor area of approximately 149,108.49 sq.m. and various ancillary structures located at Luqiao District, Taizhou City, Zhejiang Province, the People's Republic of China (PRC) (Geely Hldg. Assets) valued at approximately RMB 591.6 million ($73.3 million) by an independent valuer, which would result in a surplus amount of RMB 466.7 million ($57.8 million); while Centurion would contribute its 48.8 percent capital contribution amount of approximately RMB 110.0 million ($13.6 million) in cash to be financed from the company and its subsidiaries' (Group) internal resources upon completion of the assets transfer by Geely Hldg. Ltd. of the Geely Hldg. Assets to Zhejiang Kingkong JV. The surplus amount of RMB 466.7 million ($57.8 million) from the assets transfered by Geely Hldg. Ltd. would be accounted for as a shareholder's advance to the Zhejiang Kingkong JV without interest. Profits of the Zhejiang Kingkong JV would be distributed in accordance with the proportion of the registered capital held by Geely Hldg. Ltd. and Centurion, respectively, while the board of Zhejiang Kingkong JV would comprise four members with Mr. Li as the chairman, two members to be nominated by Geely Hldg. Ltd. and one member to be nominated by Centurion. Zhejiang Kingkong JV would have a term of 50 years from the date of issuance of the business license; would be established in Zhejiang Province; and would be engaged in the research, production, marketing, and sales of sedan related components as well as the provision of related after-sales services in the PRC. The Group is principally engaged in the manufacture and trading of automobile parts and related automobiles in the PRC, and it was noted that the Group's medium to long-term target is to upgrade and expand its production facilities. With the continued growth in the PRC coupled with the strong growth in demand for fuel-efficient and easy-to-maintain economic sedans, the establishment of Zhejiang Kingkong JV is expected to enable the company to capture the business opportunities generated by the growth of the domestic sedan business as well as leverage on the resources provided by Geely Hldg. Ltd. Also, the sino-foreign shareholding structure of Zhejiang Kingkong JV, would entitle it to tax privileges in the PRC. This is a reasonable request. 2 Approve Joint Venture Agreement Between For For Mgmt Zhejiang Haoqing Automobile Manufacturing Co. Ltd. and Centurion Industries Ltd. in Relation to the Establishment of a Joint Venture Company to be Named Zhejiang Ruhoo Automobile Co. Ltd. This item seeks to approve the establishment of a sino-foreign equity joint venture to be named Zhejiang Ruhoo Automobile Co. Ltd. (Zhejiang Ruhoo JV) by Zhejiang Haoqing Automobile Manufacturing Co. Ltd. (Zhejiang Haoqing), owned as to 90.0 percent by Geely Hldg. Group Co. Ltd. (Geely Hldg.), which is in turn owned as to 72.7 percent by Mr. Li; and Centurion. Under the agreement, Geely Hldg. and Centurion would establish Zhejiang Ruhoo JV, which would have a total investment of approximately RMB 389.3 million ($48.2 million), a registered capital of approximately RMB 151.7 million ($18.8 million), and would be owned as to 53.2 percent and 46.8 percent by Zhejiang Haoqing and Centurion, respectively. Zhejiang Haoqing would contribute its portion of the registered capital amounting to RMB 80.7 million ($10.0 million) by transferring to Zhejiang Ruhoo JV, in a single transfer within three months following the establishment of the Zhejiang Ruhoo, JV two parcels of land with a total site area of approximately 387,251.6 sq.m. on which are constructed 10 buildings with a total gross floor area of approximately 125,461.5 sq.m. and various ancillary structures located at Dingjiayang Village, Dayang Street, Linhai City, Zhejiang Province, the PRC (Zhejiang Haoqing Assets) valued at approximately RMB 318.3 million ($39.4 million) by an independent valuer, which would result in a surplus amount of RMB 237.6 million ($29.4 million); while Centurion would contribute its 46.8 percent capital contribution amount of approximately RMB 71.0 million ($8.8 million) in cash to be financed from the Group's internal resources in which approximately RMB 40.0 million ($4.9 million) would be payable upon completion of the assets transfer by Zhejiang Haoqing of the Zhejiang Haoqing Assets to Zhejiang Ruhoo JV while the remaining RMB 31.0 million ($3.8 million) would be payable in one year following the establishment of Zhejiang Ruhoo JV. The surplus amount of RMB 237.6 million ($29.4 million) from the assets transfered by Zhejiang Haoqing would be accounted for as a shareholder's advance to Zhejiang Ruhoo JV without interest. Profits for Zhejiang Ruhoo JV would be distributed in accordance with the proportion of the registered capital held by Zhejiang Haoqing and Centurion, respectively, while the board of Zhejiang Ruhoo JV would comprise four members with Mr. Li as the chairman, two members to be nominated by Zhejiang Haoqing and one member to be nominated by Centurion. Zhejiang Ruhoo JV would have a term of 50 years from the date of issuance of the business license; would be established in the Zhejiang Province; and would be engaged in the research, production, marketing and sales of sedan related components as well as the provision of related after-sales services in the PRC. The Group is principally engaged in the manufacture and trading of automobile parts and related automobiles in the PRC, and it was noted that the Group's medium to long-term target is to upgrade and expand its production facilities. With the continued growth in the PRC coupled with the strong growth in demand for fuel-efficient and easy-to-maintain economic sedans, the establishment of Zhejiang Ruhoo JV is expected to enable the company to capture the business opportunities generated by the growth of the domestic sedan business as well as leverage on the resources provided by Zhejiang Haoqing. Also, the sino-foreign shareholding structure of Zhejiang Ruhoo JV, would entitle it to tax privileges in the PRC. This is a reasonable request. 3 Amend Articles Re: Voting by Poll, For For Mgmt Appointment of Directors, Retirement by Rotation, Removal of Directors, and Board Meetings This item seeks to approve amendments made to the company's articles of association in order to comply with amendments made to the listing rules. The amendments provide that the board should meet regularly at least four times a year at approximately quarterly intervals and that a notice should be given at least 14 days for regular board meetings while reasonable notice should be given for all other board meetings. The amendments also provide that every director would be subject to retirement by rotation at least once every three years and that any director appointed to fill a casual vacancy should hold office until the next following general meeting. Moreover, the amended articles allow voting by way of poll and removal of directors by an ordinary resolution instead of a special resolution. 12/20/06 - S Geely Automobile Holdings Ltd G3777B103 None 95,000 (formerly GUORUN HOLDINGS LTD) 1 Approve Joint Venture Agreement with For For Mgmt Shanghai Maple Automobile Co. Ltd. to establish a Sino-Foreign Equity Joint Venture to be Named Shanghai Geely Maple Automobile Limited This item seeks to approve the establishment of a sino-foreign equity joint venture to be named Shanghai Geely Maple Automobile Ltd. (JV) by the company and Shanghai Maple Automobile Co. Ltd. (Shanghai Maple), owned as to 90.0 percent by Geely Hldg. Group Co. Ltd which is owned as to 72.7 percent by Li Shu Fu (Mr. Li), a director holding 60.2 percent beneficial interest in the issued share capital of the company. Under the agreement, the company and Shanghai Maple would establish the JV which would have a total investment of $99.5 million, registered capital of $54.3 million, and would be owned as to 99.0 percent and 1.0 percent by the company and Shanghai Maple, respectively. The company would contribute its portion of the registered capital amounting to approximately $53.8 million in cash to be financed by internal resources and/or equity financing and/or external borrowing, while Shanghai Maple would contribute its 1.0 percent capital contribution amount of approximately $542,971.5 in cash. Profits from the JV would be distributed with the proportion of the registered capital held by the company and Shanghai Maple, respectively, while the board of the JV would comprise three members with two members to be nominated by the company and one member to be nominated by Shanghai Maple. The JV would have a term of 50 years from the date of issuance of the business license; would be established in Shanghai; and would be engaged in the manufacture, sales and distribution of automobile components, parts, components and sub-assembles. The establishment of the JV is in line with the company's objective to develop into an internationally competitive sedan manufacturer as it serves as the first step towards the cooperation with Manganese Bronze Hldgs. Plc. (Manganese Bronze), a company principally engaged in taxi sales and taxi finance in the United Kingdom. This transaction is also expected to enable the company and its subsidiaries (Group) to tap into Manganese Bronze's car manufacturing technology techniques and to participate in the manufacturing of London taxi. This is a reasonable request. 03/21/07 - S Genting Berhad Y26926116 None 26,159 Ordinary Business 1 Approve Share Split Involving the For For Mgmt Subdivision of Every One Existing Share of MYR 0.50 Each into Five Shares of MYR 0.10 Each Special Business 1 Amend Memorandum and Articles of For For Mgmt Association to Reflect Changes in Authorized Share Capital 06/28/07 - A GEO Co., Ltd. *2681* J1710A106 03/31/07 6 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 1200 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Nominee 1 does not meet our criteria for independence. He is a former executive of The Industrial Bank of Japan, Ltd., which is now a part of one of the company's main banks. However, nominee 2 passes our test for independence. She is an attorney. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 1 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors For directors, the ceiling would be raised from JY 250 million per year to JY 280 million per year. For statutory auditors, the ceiling would not be changed from JY 20 million per year. After the meeting, the company will continue to have 10 directors and 4 statutory auditors. These changes are requested because of the introduction of the new Corporate Law, under which annual bonuses to the directors and statutory auditors, which were formerly treated as part of the annual allocation of income, are now considered part of director and statutory auditor compensation, Because the new ceilings are not excessive, we have no reason to oppose this resolution. 03/08/07 - S GEOX SPA T50283109 03/06/07 2,470 Special Meeting Agenda 1 Amend Arcticles of the Company's Bylaws to For Mgmt Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006 2 Amend Article 21 of the Company's Bylaws For Mgmt 3 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/12/07 - A GEOX SPA T50283109 04/10/07 2,470 Annual Meeting Agenda 1 Accept Financial Statements, Consolidated For Mgmt Accounts, and Statutory Reports Relative to Fiscal Year 2006 2 Fix Number of Directors on the Board; Elect For Mgmt Directors; Determine Directors' Term 3 Approve Remuneration of Directors For Mgmt 4 Appoint Internal Statutory Auditors; For Mgmt Approve Remuneration of Auditors 5 Elect External Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A Gerdau S.A. P2867P113 None 12,898 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 2 Approve Allocation of Income and Dividends For For Mgmt 3 Elect Directors and Determine the For For Mgmt Remuneration of the Company's Administrators 4 Elect Supervisory Board Members and For For Mgmt Determine their Remuneration 02/01/07 - A/S Gildan Activewear Inc. *GIL* 375916103 12/08/06 19,952 1 Elect Directors For For Mgmt 2 Ratify KPMG as Auditors For For Mgmt 3 Amend Long Term Incentive Plan For For Mgmt 05/25/07 - A Gildemeister AG D2825P117 05/04/07 4,209 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.20 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Klaus Kessler to the Supervisory Board For Mgmt 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A GlaxoSmithKline plc G3910J112 None 61,644 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Elect Daniel Podolsky as Director For For Mgmt 4 Elect Stephanie Burns as Director For For Mgmt 5 Re-elect Julian Heslop as Director For For Mgmt 6 Re-elect Sir Deryck Maughan as Director For For Mgmt 7 Re-elect Ronaldo Schmitz as Director For For Mgmt 8 Re-elect Sir Robert Wilson as Director For For Mgmt 9 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 10 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors 11 Authorise the Company to Make EU Political For For Mgmt Organisations Donations up to GBP 50,000 and to Incur EU Political Expenditures up to GBP 50,000 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 479,400,814 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 71,910,122 14 Authorise 575,280,977 Ordinary Shares for For For Mgmt Market Purchase 15 Amend Articles of Association Re: For For Mgmt Electronic Communication 06/21/07 - A Gloria Heavy Industrial Co Ltd Y2726B107 04/22/07 78,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 2.3 ($0.07) per share. This gives the company a payout ratio of 71.9 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Acknowledge Issuance of Shares for a For For Mgmt Private Placement in 2003 This item seeks shareholder acknowledgement for the issuance of 200,000 in 2003. Issue price was fixed at NTD 10 ($0.31) per share, which was based on the average closing price of the company's shares two months prior to the pricing date. All subscribers met the qualifications stipulated in Article 43-6 of the Securities and Exchange Act. Proceeds were used to purchase machinery and equipment in order to enhance its production capabilities. Given that the lock-up period of three years has passed, the company will now apply for the listing of such shares. The dilution associated with issuance of ordinary shares is 0.69 percent of the company's outstanding shares, which is within ISS guidelines on share issuances without preemptive rights of 20 percent. Given that this issuance has enabled the company to raise proceeds to expand its operations, ISS recommends shareholders to support this resolution. 4 Amend Articles of Association For Against Mgmt At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 5 Amend Election Rules of Directors and For Against Mgmt Supervisors At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 6 Amend Procedures Governing the Acquisition For Against Mgmt or Disposal of Assets At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 7 Other Business None None Mgmt This is a non-voting item. 04/25/07 - A GLOW ENERGY PUBLIC CO LTD Y27290124 04/12/07 134,422 1 Approve Minutes of Previous AGM For For Mgmt 2 Acknowledge 2006 Operating Results and For For Mgmt Directors' Report 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Allocation of Income and Payment of For For Mgmt Dividend 5 Reelect Dirk Achiel Marc Beeuwsaert, Guido For For Mgmt Geeraerts, Kovit Poshyananda, and Supapan Ruttanaporn as Directors 6 Approve Remuneration and Allowance of For For Mgmt Directors and Audit Committee Members 7 Approve Deloitte Touche Tohmatsu Jaiyos Co. For For Mgmt Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Authorize Issuance of Debentures not For For Mgmt exceeding THB 15 Billion or Its Equivalent in Other Currency 9 Other Business For Against Mgmt In view of this, a vote against this item is recommended until details on the issues have been provided. 11/10/06 - A Gold Fields Limited S31755101 None 6,351 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended June 30, 2006 2 Reelect J.G. Hopwood as Director For For Mgmt We recommend shareholders oppose J.G. Gerwell's reelection as he has attended less than 75 percent of the board meetings without a valid reason. 3 Reelect D.M.J. Ncube as Director For For Mgmt 4 Reelect I.D. Cockerill as Director For For Mgmt 5 Reelect G.J. Gerwel as Director For Against Mgmt 6 Reelect N.J. Holland as Director For For Mgmt 7 Reelect R.L. Pennant-Rea as Director For For Mgmt 8 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 10 Percent of Issued Capital 10 Revocation of Erroneous Prior Placement of For For Mgmt Unissued Shares Under the Control of Directors for the Purpose of the Gold Fields Limited 2005 Share Plan 11 Revocation of Erroneous Prior Placement of For For Mgmt Unissued Shares Under the Control of Directors for the Goldfields Management Incentive Scheme 12 Approve Issuance of Shares Pursuant to the For For Mgmt Gold Fields Limited 2005 Share Plan 13 Approve Remuneration of Directors For For Mgmt 14 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 04/25/07 - S Golden Agri-Resources Ltd V39076100 None 10,000 1 Authorize Share Repurchase Program For For Mgmt The board is seeking the authority to repurchase up to 10 percent of issued capital. The shares will be cancelled or held as treasury shares, as the case may be. This authority is good for one year and may be used at the board's discretion. 04/25/07 - A Golden Agri-Resources Ltd V39076100 None 10,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare First and Final Dividend of $0.014 For For Mgmt Per Share The board recommends the payment of a first and final dividend of $0.014 per share, an amount higher than SGD 0.01 ($0.007) from the previous year. This gives the company a payout ratio of 6.5 percent, unchanged from the year before. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. In this case, we note that this would be the second time the company would declare dividends since listing its shares in 1999. We believe the board has been using the company's cash to reinvest in the company for growth and expansion, as reflected by increasing profits since losses were incurred in 2001. As such, we recommend that shareholders support this dividend proposal. 3 Approve Directors' Fees of SGD 261,719 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 154,000) 4 Reelect Muktar Widjaja as Director For For Mgmt 5 Reelect Frankle (Djafar) Widjaja as Director For For Mgmt 6 Reelect Bertrand Denis Richard De Chazal as For For Mgmt Director 7 Reappoint Moore Stephens as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 8 Approve Issuance of Shares without For For Mgmt Preemptive Rights The limit on share issuance pursuant to annual mandates sought by the company (and nearly all other Singapore companies) is 50 percent maximum, with a sub-limit of 20 percent of issued capital for shares issued without preemptive rights. 9 Approve Mandate for Transactions with For For Mgmt Related Parties Singapore's related-party transaction rules are fairly comprehensive, providing shareholders with substantial protection against insider trading abuses. Under the country's related-party transaction rules, shares considered affiliated are excluded from voting on the related issues. Given the protections provided by Singapore law and listing requirements, related-party transactions are routine items in Singapore. 12/21/06 - A GOLDEN OCEAN GROUP LIMITED G4032A104 12/01/06 24,000 1 Elect John Fredriksen as Director For Mgmt 2 Elect Tor Olav Troim as Director For Mgmt 3 Elect Kate Blankenship as Director For Mgmt 4 Elect John Sawyer as Director For Mgmt 5 Elect Hans Christian Borresen as Director For Mgmt 6 Approve Moore Stephens as Auditors and For Mgmt Authorize Board to Fix Their Remuneration 7 Amend Bylaw 110 to Change the Requirement For Mgmt for the Form of, and Signatories to, the seal of the Company 8 Approve Remuneration of Directors For Mgmt 9 Transact Other Business (Voting) For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/17/07 - S Grasim Industries Ltd. Y28523135 None 5,668 Postal Ballot 1 Approve Employee Stock Option Scheme-2006 For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/18/06 - S GRENDENE SA P49516100 None 11,400 Special Meeting Agenda 1 Elect Director in Light of Resignation of For For Mgmt Ana Dolores Moura Carneiro de Novaes 06/20/07 - A Grifols SA E5706X124 None 10,387 1 Accept Individual Financial Statements and For For Mgmt Statutory Reports for Fiscal Year Ended Dec 31, 2006 2 Accept Consolidated Financial Statements For For Mgmt and Statutory Reports for Fiscal Year Ended Dec 31, 2006 3 Approve Discharge of Management Board For For Mgmt 4 Reelect Auditors for the Individual Firm For For Mgmt 5 Reelect Auditors for the Consolidated Group For For Mgmt 6 Reelect Victor Grifols Roura, Ramon Riera For For Mgmt Roca, Juan Ignacio Twose Roura, Thorthol Holding, B.V.; and Ratify Appointment of Edgar Dalzell Jannotta 7 Amend the General Meeting Guidelines and For For Mgmt the Board of Director Guidelines to Comply with the Recomendations of the Unified Code of Best Practices 8 Approve Remuneration of Directors For For Mgmt 9 Authorize Repurchase of Shares For For Mgmt 10 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 04/26/07 - A/S Groupe Danone F12033134 04/23/07 24,548 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 2 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Reelect Franck Riboud as Director For Mgmt 6 Reelect Emmanuel Faber as Director For Mgmt 7 Ratify Appointment of Naomasa Tsuritani as For Mgmt Director 8 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 9 Approve Creation of a Corporate Development For Mgmt Fund and Subscription to SICAV Danone.communities Shares Special Business 10 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 11 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 33 Million 12 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Authorize Capital Increase for Future For Mgmt Exchange Offers 14 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 15 Authorize Capitalization of Reserves of Up For Mgmt to EUR 33 Million for Bonus Issue or Increase in Par Value 16 Approve Employee Savings-Related Share For Mgmt Purchase Plan 17 Approve Stock Option Plans Grants For Mgmt 18 Authorize up to 1,000,000 Shares for Use in For Mgmt Restricted Stock Plan 19 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 20 Approve 1-for-2 Stock Split For Mgmt 21 Authorize Filing of Required For Mgmt Documents/Other Formalities A Amend Article 26.II of the Bylaws in order Against ShrHoldr to Cancel the Voting Rights Limitation Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/01/07 - S GROUPE STERIA F9892P100 None 391 Special Business 1 Extend Corporate Purpose For Mgmt 2 Amend Articles of Association According to For Mgmt Items 3, 4, and 5 Ordinary Business 3 Acknowledge Resignation of Soderi as For Mgmt Managing Partner and Maintaining his Function as General Partner 4 Acknowledge Resignation of Jean Carteron as For Mgmt Managing Partner and Maintaining his Function as General Partner 5 Elect Francois Enaud as Managing Partner For Mgmt 6 Elect Severin Cabannes as Supervisory Board For Mgmt Member 7 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 100,000 8 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/05/07 - A/S GROUPE STERIA F9892P100 05/31/07 391 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Management 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.42 per Share 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 6 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 7 Approve Employee Savings-Related Share For Mgmt Purchase Plan 8 Approve Employee Stock Purchase Plan For Mgmt 9 Approve Employee Stock Purchase Plan For Mgmt 10 Authorize Capital Increase of Up to EUR 13 For Mgmt Million for Future Exchange Offers 11 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/31/07 - S GRUPO AEROPORTUARIO DEL CENTRONORTE S 400501102 01/09/07 3,968 A B DE C V Meeting for ADR Holders 1 APPROVAL OF THE SHAREHOLDER OF THE COMPANY, For For Mgmt AEROINVEST S.A. DE C.V. TO ENTER INTO A FINANCING FACILITY IN ACCORDANCE WITH NUMERAL (II) OF ARTICLE THIRTY-FIVE OF THE BYLAWS OF THE COMPANY. Under this item, the board asks shareholders to approve that Aeroinvest SA de CV, a shareholder of the company, to carry out negotiation with financial institutions to refinance the existin credit agreement called Existing Facility, in which the shareholder entered into with WestLB AG, for the amount of US$180 million to be paid in Jun 2007. These funds were used to finance the acquisition of 35.3 percent of Grupo Aeroportuario del Centro Norte SAB de CV (GACN). Under the conditions of the Existing Facility, GACN will not be liable in any event for the payment of any amounts due under the credit agreement not from the proposed refinancing. Aeroinvest is a subsidiary of Empresas Ica SAB de CV and it currently holds 35.3 percent of GACN's capital in the form of series B shares and 75.5 percent of the shares of Servicios de Tecnologia Aeroportuaria SA de CV (SETA), which in turn holds 16.7 percent of GACN's capital in the form of series BB shares. The proposed transaction consists on the issuance of US$236 million that would be allocated for the prepayment of the Existing Facility, related costs, fees, reserves and corporate purposes. Under the new agreement, two classes of notes will be issued. Class A notes for the amount of US$199.7 million; 7.5 years term, and quarterly principal payments and one final amortization payment upon maturity, commencing in July of 2009 until June 2014. Class B notes for the amount of US$36.3 million; 7.5 years term; and quarterly principal payments equivalent to all amounts remaining after servicingthe Class A Notes and any reserve or other amounts , commencing in June of 2009 to june of 2014. After the Class B Notes have been paid in full, the remaining cash (after having paid the amounts due on the Class A Notes) shall be available for Aeroinvest. Although ISS does not usually see proposals in which there is an existing concerted agreement between shareholders and its financial creditors, we note that all types of debt refinancing agreements are required to be put on for shareholders approval according to Literal II of Article 35 of the company's bylaws; a provision included in the bylaws as a result of the company's privatization. Thus, knowing that GACN will not be an obligated party to the refinancing of the Existing Facility, nor will it assume any payment obligations related to the proposed refinancing, we recommend support for this request. 2 APPROVAL TO MAKE A QUARTERLY DISTRIBUTION For For Mgmt OF THE DIVIDENDS PREVIOUSLY APPROVED BY THE SHAREHOLDERS OF THE COMPANY. Under this resolution, the board asks shareholders to approve the dividends under the terms approved at the las AGM. The prospectus states that the amount of the dividends shall have a fixed and a variable component. The fixed component of the dividends contemplated by GACN shall be MNX$325 million ($29.7 million) per fiscal year. The variable component shall depend of the amount of dunds available for distribution determined in excess of the fixed component. Thus, the company proposes to distribute dividends in four installments or quarterly payments due on July 15, October 15, January 15, and April 15 of each fiscla year. We see no reason to recommend opposition to this resolution. 3 DESIGNATION OF THE PROPOSED OFFICERS TO For For Mgmt FORMALIZE AND EXECUTE THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS. 04/27/07 - A GRUPO AEROPORTUARIO DEL CENTRONORTE S 400501102 04/11/07 4,420 A B DE C V Meeting for ADR's Holders 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Period Ended Dec. 31, 2006 2 Accept Tax Report For For Mgmt 3 Accept Audit Committee Report For For Mgmt 4 Accept Corporate Practices Committee Report For For Mgmt 5 Approve Financial Statements and Statutory For For Mgmt Reports 6 Approve Allocation of Income, Increase in For For Mgmt Reserves, Allocation of Stock Repurchase Reserve and Dividends 7 Elect/Ratify Directors, Alternate Directors For For Mgmt and Chairmen of Committees 8 Approve Remuneration of Directors and For For Mgmt Members of Committees 9 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 12/07/06 - S Grupo Carso Sa De Cv P46118108 None 74,600 Only Series A Shareholders and Mexican Nationals Can Vote 1 Amend Bylaws in Order to Comply with New For For Mgmt Mexeican Securities Law These changes come as a result of Mexico's recent adoption of a series of capital market reforms that increase transparency and protection of minority shareholders. As the amendments would be changed to conform to company law, and because there is no evidence that the company has included other amenedments outside the scope of the new law, shareholder support of this item is recommended. 2 Adopt Resolutions Related to the Previous For Against Mgmt Item Because we cannot know what issues will be raised, even though we support the previous item, we cannot recommend support for this request. 3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 04/26/07 - A Grupo Carso Sa De Cv P46118108 None 70,943 Only Series A Shareholders and Mexican Nationals Can Vote 1 Accept Board of Directors and Board For For Mgmt Committees' Reports; Accept Compliance of Fiscal Obligations Report for 2006 Fiscal Year; Accept Individual and Consolidated Financial Statements and Statutory Reports 2 Approve Allocation of Income and Dividends For For Mgmt of MXN 0.50 Per Share 3 Set Aggregate Nominal Amount of Share For For Mgmt Repurchase Reserve 4 Approve Discharge of Management Board for For For Mgmt Fiscal Year 2006 5 Elect Directors and Supervisory Board For For Mgmt Members; Elect Chairs to Audit and Corporate Practices Committees; Fix Their Remuneration 6 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 08/17/06 - S Grupo Financiero Banorte SA de CV P49501201 None 66,300 1 Approve Absorption of Banco del Centro For For Mgmt 2 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 3 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 10/12/06 - S Grupo Financiero Banorte SA de CV P49501201 None 91,100 1 Approve Cash Dividends of MXN 0.375 Per For For Mgmt Share 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting For For Mgmt 12/13/06 - S Grupo Financiero Banorte SA de CV P49501201 None 91,100 Special Business 1 Amend Bylaws in Order to Comply with New For For Mgmt Mexeican Securities Law 2 Amend Bylaws Re: Compliance with Various For For Mgmt Credit Institutions Laws 3 Approve Spin-Off of Finanzas Banorte, S.A. For For Mgmt de C.V. 4 Amend Bylaws Re: Record Changes to For For Mgmt Arrendadora Banorte, Factor Banorte and Creditos Pronegocio as Companies with Diverse Business Objectives 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Approve Minutes of Meeting For For Mgmt 12/13/06 - S Grupo Financiero Banorte SA de CV P49501201 None 91,100 Ordinary Business 1 Elect Members and Chairman to the Audit and For For Mgmt Corporate Practices Committee; Fix Their Remuneration; Revoke Nomination of Supervisory Board Members 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting For For Mgmt 03/30/07 - A Grupo Financiero Banorte SA de CV P49501201 None 149,700 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec. 31, 2006 2 Accept Auditors' Report For For Mgmt 3 Approve Allocation of Income For For Mgmt 4 Elect Members, Verify Director's For For Mgmt Independency as Per New Mexican Securities Law, and Approve Their Respective Remuneration 5 Elect Members to Audit Committee and For For Mgmt Corporate Practices, Elect Their Respective Chairman, and Approve Their Remuneration 6 Present Report on Company's 2006 Share For For Mgmt Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Reserve for 2007 7 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 8 Approve Minutes of Meeting For For Mgmt 01/17/07 - S Grupo Mexico SA de CV (fm. Nueva Gr. P49538112 None 42,828 Mexico SACV) 1 Accept Balance Sheet and 'Proforma' Balance For For Mgmt Sheet as of 9-30-06 2 Approve Merger by Absorption of Subsidiary For For Mgmt Grupo Minero Mexico Internacional SA de CV to be Effective 12-31-06 3 Approve Cancellation, Issuance, and For Against Mgmt Exchange of Shares Representatives of Company's Capital Recognizing that it would be unwise for shareholders to grant open authorizations and because of potential excessive dilution to their economic and voting rights, we cannot recommend support for this request. 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 03/16/07 - A GS Holdings Corp. Y2901P103 12/31/06 3,340 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1000 Per Common Share 2 Elect Directors For For Mgmt 3 Elect Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 04/17/07 - A Gurit Holding AG (formerly Gurit H3420V174 None 11 Heberlein AG) 1 Accept Financial Statements and Statutory For Mgmt Reports; Approve Allocation of Income and Dividends of CHF 13 per Share 2 Approve Discharge of Board and Senior For Mgmt Management 3 Elect Heinrich Fischer as Director For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/18/07 - A GVT HOLDING SA P5145T104 None 16,627 1 Approve Financial Statements, and For For Mgmt Allocation of Income The company's external auditor, KPMG, asserts that the financial statements accurately portray the financial position of the firm. The company experienced losses of BRL 71.8 million ($35.3 million) in 2006. This value will be added to the accumulated losses account. Given these losses, the company will not distribute any money to shareholders. Since we are unaware of any concerns about the company's audit procedures and we do not believe it is prudent for the company to distribute dividends given its current financial position, we recommend that shareholders approve this proposal. 08/02/06 - A Halma PLC G42504103 None 225,143 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 4.12 Pence Per For For Mgmt Share 3 Approve Remuneration Report For For Mgmt 4 Re-elect Andrew Walker as Director For For Mgmt 5 Re-elect Richard Stone as Director For For Mgmt 6 Re-elect Keith Roy as Director For For Mgmt 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Adopt New Articles of Association For For Mgmt 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,845,000 11 Authorise 36,000,000 Ordinary Shares for For For Mgmt Market Purchase 12/13/06 - S Hammerson plc G4273Q107 None 64,311 1 Amend Articles of Association Re: Real For For Mgmt Estate Investment Trust 11/16/06 - S Hanarotelecom Inc. (frmr.y Hanaro Y2997E103 10/12/06 4,986 Telecom) 1 Elect Directors For Against Mgmt In this bundled director election, we note that Chen has attended only 45 percent of the board meetings this year. Given that we advocate that board members must attend at least 75 percent of board meetings unless a reasonable explanation is given, we oppose Chen's nomination to the board. Because the company has bundled the election of all three nominees, we have no choice, but to recommend that shareholders vote against the entire slate. 2 Elect Members of Audit Committee For For Mgmt 3 Approve Stock Option Grants For For Mgmt 03/23/07 - A Hankuk Carbon Co. Y3058W115 12/31/06 2,790 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 70 Per Share Proposed dividend is KRW 70 per share, which corresponds to a payout ratio of 14 percent, down from 18 percent the previous year. The payout ratio is low even by Korean standards. However, because the company is increasing its dividend per share from KRW 50 in the previous year to KRW 70 as the company's net income increased 84 percent year over year, we do not oppose this income allocation and dividend proposal at this time. 2 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 500 million, unchanged from the previous year. Although last year's actual payout was not disclosed, a total of KRW 19.85 million was paid for the one independent non-executive director. We note that the one independent non-executive director has not attended in any board meetings so far. We call on the company to improve the independent non-executive director's attendance record this year. 3 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 will be KRW 20 million, same as the previous year. Last year's actual payout was not disclosed. 04/24/07 - A Hanson plc G4286E109 None 7,184 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 15.35 Pence Per For For Mgmt Ordinary Share 4a Re-elect Mike Welton as Director For For Mgmt 4b Re-elect Jim Leng as Director For For Mgmt 4c Re-elect Graham Dransfield as Director For For Mgmt 4d Elect Pavi Binning as Director For For Mgmt 5 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 6a Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,550,000 6b Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,680,000 7 Authorise 73,600,000 Ordinary Shares for For For Mgmt Market Purchase 8 Approve Hanson Sharesave Scheme 2007 For For Mgmt Employee Savings-Related Share Option Plan 9 Authorise the Use of Electronic For For Mgmt Communication RREV does not consider the adoption of this resolution to be contentious. 05/16/07 - A Harvest Energy Trust (Harvest 41752X101 03/27/07 28,783 Operations Corp.) *HTE.U* 1 Approve Valiant Trust Company as Trustee of For For Mgmt the Trust 2 Fix Number of Directors of Harvest For For Mgmt Operations Corp at Eight 3 Elect Directors of Harvest Operations Corp For For Mgmt - Kevin Bennett, Dale Blue, David Boone, John A Brussa, M George Chernoff, William A Friley Jr, Verne G Johnson, and Hector J McFadyen 4 Appoint KPMG LLP as Auditors of Harvest For For Mgmt Operations Corp and Authorize Board to Fix Their Remuneration 06/28/07 - A Haseko Corp. *1808* J18984104 03/31/07 24,000 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 12 executives and 0 non-executives. The board currently includes 13 executives and no outside directors. Candidate 7 is the only new appointee. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 1 Nominee 1 does not meet our criteria for independence. He is a former executive of the Industrial Bank of Japan, which was one of the three banks which merged into the Mizuho group. Note that one of the company's main banks, Mizuho Corporate Bank, is part of the Mizuho group. Nominee 2 is not designated by the company as independent, and we have no reason to oppose the nomination Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Shin-Nihon on a provisional basis, and it now seeks to formally appoint Shin-Nihon. We see no reason to oppose this resolution. 04/25/07 - A HBOS plc G4364D106 None 188,844 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 27.9 Pence Per For For Mgmt Ordinary Share 3 Elect Jo Dawson as Director For For Mgmt 4 Elect Benny Higgins as Director For For Mgmt 5 Elect Richard Cousins as Director For For Mgmt 6 Re-elect Anthony Hobson as Director For For Mgmt 7 Re-elect Kate Nealon as Director For For Mgmt 8 Approve Remuneration Report For For Mgmt 9 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Audit Committee to Determine Their Remuneration 10 Amend HBOS Plc Long Term Executive Bonus For For Mgmt Plan The Company states that these increases to incentive awards are intended to address a clear shortfall in HBOS's competitive remuneration position in the financial services sector. The Company has provided RREV with further information to support this view. On this basis, we recommend support for the proposal, which has been adequately explained. 11 Authorise the Company to Make EU Political For For Mgmt Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 During the last financial year, three employees were seconded part-time (normally for two days each week) by HBOS plc to the Cross Party Group on the Scottish Economy ('CPG') in the Scottish Parliament. The CPG is not a political party. PPERA contains a specific exemption to the definition of EU Political Organisations for all party groups composed of members of the Westminster Houses of Parliament. There is no such specific exemption for all party groups of the Scottish Parliament. The Company is therefore disclosing a total amount of the donations made to the CPG during the last financial year of GBP 17,602 (USD 34,850), representing the proportion of the employees' salary paid by the Company during their secondment, not a cash donation. As in last year's RREV report, we are satisfied that the nature of this expenditure does not represent any attempt to unduly influence the political process. We consider these activities were reasonable and not contrary to shareholders' interests. We are therefore not raising any concerns with this expenditure. 12 Issue of Equity with Pre-emptive Rights up For For Mgmt to Aggregate Nominal Amount of GBP 313,782,380 (HBOS Ordinary Shares) and GBP 2,900,834,400, EUD 3,000,000,000, USD 4,998,500,000, AUD 1,000,000,000 and CAD 1,000,000,000 (HBOS Preference Shares) 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 47,067,357 14 Authorise 376,115,726 Ordinary Shares for For For Mgmt Market Purchase 10/23/06 - A HEALTHSCOPE LTD *HSP* Q4557T107 10/21/06 20,831 1 Receive Financial Statements and Statutory None None Mgmt Reports 2 Elect Ziggy Switkowski as Director For For Mgmt 3 Adopt Remuneration Report For the Year For For Mgmt Ended June 30, 2006 4 Renew Partial Takeover Provision For For Mgmt 08/31/06 - S Hellenic Exchanges Holding SA X3247C104 None 3,173 1 Amend Articles Re: Article 1- Company Name For Mgmt and Incorporation, Article 2- Company Purpose 2 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A Henderson Group plc *HGI* G4474Y156 None 50,677 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt We concluded that the new package ensures a move over the course of a three-year period to a package more in line with the Company's peers, which is why we did not raise any concerns with these arrangements. We do not note any contentious issues with the Company's remuneration practices this year, other than to again emphasis the need for improved retrospective bonus target disclosure, especially given the high maximum awards under the bonus plan. 3 Approve Final Dividend of 2.27 Pence Per For For Mgmt Ordinary Share 4 Re-elect Duncan Ferguson as Director For For Mgmt 5 Re-elect John Roques as Director For For Mgmt 6 Reappoint Ernst & Young LLP as Auditors of For For Mgmt the Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Authorise the Company to Make EU Political For For Mgmt Organisation Donations up to GBP 30,000 and to Incur EU Political Expenditures up to GBP 30,000 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 29,000,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,400,000 11 Authorise 89,900,000 Ordinary Shares for For For Mgmt Market Purchase 12 Authorise the Company to Enter into a For For Mgmt Contingent Purchase Contract with Credit Suisse (Australia) Limited and Certain of its Affiliates Providing for the Purchase by the Company of 89,900,000 Ordinary Shares As the contract is within accepted limits, we do not consider this contentious. 13 Approve New Electronic Communications For For Mgmt Provisions The proposed amendment is in line with legal changes and we note no corporate governance issues. 05/15/07 - A Hengan International Group Co. Ltd. G4402L102 05/08/07 17,701 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Sze Man Bok as Director For For Mgmt 3b Reelect Yeung Wing Chun as Director For For Mgmt 3c Reelect Hung Ching Shan as Director For For Mgmt 3d Reelect Xu Chun Man as Director For For Mgmt 3e Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 05/03/07 - A Hennes & Mauritz AB W41422101 04/26/07 50,335 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Receive President's Report; Allow for None None Mgmt Questions 4 Prepare and Approve List of Shareholders For For Mgmt 5 Approve Agenda of Meeting For For Mgmt 6 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 7 Acknowledge Proper Convening of Meeting For For Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports; Receive Auditor's and Auditing Committee's Reports; Receive Board's Report; Receive Nominating Committee's Report 9a Approve Financial Statements and Statutory For For Mgmt Reports 9b Approve Allocation of Income and Dividends For For Mgmt of SEK 11.50 per Share 9c Approve Discharge of Board and President For For Mgmt 10 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 11 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 3.9 Million; Approve Remuneration of Auditors 12 Reelect Fred Andersson, Lottie Knutson, For Against Mgmt Sussi Kvart, Bo Lundquist, Stig Nordfelt, Karl-Johan Persson, Stefan Persson (Chair), and Melker Schoerling as Directors Karl-Johan Persson is an executive director who serves on the board's Remuneration Committee. As outlined above, we prefer that all key board committees comprise only independent non-executives. If a company does not have an audit or a remuneration committee, ISS will consider the entire board to fulfill the role of these committees. In such case, we may recommend that shareholders oppose the executives, including the CEO, up for election to the board. We also note that H&M's board does not meet our guidelines as only 25 percent of the shareholder-elected nominees are independent and only 20 percent of the total board is independent. For this reason, and because of the presence of an executive on the remuneration committee, shareholders are advised to vote against this proposal. 13 Authorize Chairman of Board and For For Mgmt Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 14 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 15 Amend Corporate Purpose For For Mgmt 16 Allocate SEK 60 Million to Foundation to For For Mgmt Improve Quality of Life in Regions Where H&M Products are Manufactured 17 Close Meeting None None Mgmt 06/15/07 - A Heracles General Cement Co. X31267119 None 753 Annual Meeting Agenda 1 Elect Directors For Mgmt 2 Accept Financial Statements and Statutory For Mgmt Reports 3 Approve Discharge of Board and Auditors For Mgmt 4 Approve Auditors and Fix Their Remuneration For Mgmt 5 Approve Director Remuneration for 2006 and For Mgmt Preapprove Their Remuneration for 2007 6 Authorize Board and Management to For Mgmt Participate in Boards or Management of Other Companies with Similar Interests 7 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Higashi-Nippon Bank Ltd. *8536* J86269107 03/31/07 2,561 1 Approve Allocation of Income, with a Final For For Mgmt Dividend (Ordinary Shares)of JY 5 The payout ratio for the full year is 12 percent based on either parent-only or consolidated earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is a former executive director of the Industrial Bank of Japan, Ltd. (now known as Mizuho Bank, Ltd.) 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors One of the retiring auditors has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 05/23/07 - A Hiscox Ltd G4593F104 None 23,324 1 Accept Financial Statements and Statutory For For Mgmt Reports (Voting) 2 Approve Remuneration Report For For Mgmt We will evaluate these issues again next year when considering our vote recommendation. 3 Elect RRS Hiscox as Director For For Mgmt 4 Elect BE Masojada as Director For For Mgmt 5 Elect SJ Bridges as Director For For Mgmt 6 Elect RS Childs as Director For For Mgmt 7 Elect C Franklin Engler as Director For For Mgmt 8 Elect DM Healy as Director For For Mgmt 9 Elect Dr JAC King as Director For For Mgmt 10 Elect Sir Mervyn Pedelty as Director For For Mgmt 11 Elect AS Rosen as Director For For Mgmt 12 Elect DA Stuurop as Director For For Mgmt 13 Approve KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 14 Approve Dividends For For Mgmt 15 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights Up to 33 Percent of Issued Capital 16 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights Up to Five Percent of Issued Capital 17 Authorize Share Repurchase Program Up to 10 For For Mgmt Percent of Issued Capital 18 Adopt New Bye-Laws For For Mgmt 19 Amend Hiscox Performance Share Plan and For For Mgmt Hiscox Ltd Performance Share Plan 06/27/07 - A Hitachi Cable Ltd. *5812* J20118105 03/31/07 14,164 1 Elect Directors For Split Mgmt 1.1 Elect Director --- Against Candidates 1, 6 and 7 are designated as outside directors. Two of the nominees do not meet ISS criteria for independence. Candidates 1 and 7 are lifelong employees of parent company Hitachi Ltd. Candidate 7 is new to the board, while Candidate 1 has been an outside director of Hitachi Cable since 2005. However, Candidate 6 meets our criteria for independence. He is an attorney and joined Hitachi Cable's board in 2003. Because the benefits of adopting a board-with-committees structure are undermined by the appointment of outside directors who lack independence, we recommend that shareholders oppose Candidates 1 and 7. 1.2 Elect Director --- For Candidates 2 to 5 and 8 are insiders. Candidate 8 is new to the board and Candidate 5 is returning the board, while the other three are incumbent directors seeking reappointment. 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- Against see item 1.1 1.8 Elect Director --- For 06/25/07 - A Hitachi Construction Machinery Co. J20244109 03/31/07 43,300 Ltd. *6305* 1 Elect Directors For Split Mgmt 1.1 Elect Director --- For Candidates 1-6 are insiders who are incumbent directors seeking reappointment. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For Candidates 7-9 are outside directors. All candidates are new to the board. Candidate 7 is a former executive director of Rating and Investment Information Inc. and is currently a professor at Tsukuba International University. He is the only nominee to meet ISS criteria for independence. However, Candidate 8 is a former vice-president of majority shareholder Hitachi Ltd. and is currently a special advisor to Hitachi Ltd. Moreover, one of his relatives is employed by an affiliate of Hitachi Construction Machinery. Candidate 9 is also a former executive of Hitachi Ltd. and currently serves as the president of another Hitachi group company. Because the benefits of adopting a board-with-committees structure are undermined by the appointment of outside directors who lack independence, we recommend that shareholders oppose nominees 8 and 9. 1.8 Elect Director --- Against see item 1.7 1.9 Elect Director --- Against see item 1.7 2 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: Directors, executive officers, and employees of the company, and directors of subsidiaries Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.2 percent of issued capital from this plan; 0.4 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date and runs for 8 years. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 06/27/07 - A Hitachi Koki Co. Ltd. *6581* 433575107 03/31/07 6,289 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 2 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former executive of one of the largest shareholders in the company with a 27.39 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 13 million per month (or JY 156 million per year) to JY 16 million per month. After the meeting, the company will continue to have 11 directors.Because the new ceiling is not excessive, we have no reason to oppose this resolution. 12/22/06 - S HK Ruokatalo Group Oyj X5056X103 12/12/06 1,028 1 Issue 4.8 Million Series A Shares in For Mgmt Connection with Acquisition of Swedish Meats Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/20/07 - A HK Ruokatalo Group Oyj X5056X103 04/10/07 1,519 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Consolidated Financial Statements None Mgmt and Statutory Reports 1.3 Receive Auditors' Report None Mgmt 1.4 Receive Explanation by Board of Directors None Mgmt Warranted by Any Comments Made by Auditors 1.5 Accept Financial Statements and Statutory For Mgmt Reports; Approve Allocation of Income and Dividends of EUR 0.27 per Share 1.6 Approve Discharge of Board and President For Mgmt 1.7 Approve Remuneration of Directors and For Mgmt Auditors 1.8 Fix Number of Directors at Six For Mgmt 1 Elect Directors For Mgmt 1.10 Appoint PricewaterhouseCoopers Oy as For Mgmt Auditors and Mika Kaarisalo and Pasi Pietarinen as Deputy Auditors 2 Amend Articles to Comply with New Finnish For Mgmt Companies Act; Change Company Name to HKScan Oyj in Finnish, HKScan Abp in Swedish, and HKScan Corporation in English 3 Authorize Repurchase of up to 3.5 Million For Mgmt A-Class Shares 4 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A Ho Bee Investment Ltd Y3245N101 None 48,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2a Declare Final Dividend of SGD 0.0075 Per For For Mgmt Share 2b Declare Special Dividend of SGD 0.0125 Per For For Mgmt Share 3 Approve Directors' Fees of SGD 145,450 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 135,000) 4a Reappoint Ch'ng Jit Koon as Director For For Mgmt 4b Reappoint Tan Eng Bock as Director For For Mgmt 4c Reelect Desmond Woon Choon Leng as Director For For Mgmt 4d Reelect Ong Chong Hua as Director For For Mgmt 4e Reelect Bobby Chin Yoke Choong as Director For For Mgmt 5 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 6a Approve Issuance of Shares without For For Mgmt Preemptive Rights 6b Approve Issuance of Shares and Grant of For For Mgmt Options Pursuant to the Ho Bee Investment Ltd Share Option Scheme 06/28/07 - A Hokkaido Electric Power Co. Inc. J21378104 03/31/07 56,400 *9509* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 35 The payout ratio for the full year is 37 percent based on consolidated earnings, or 38 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 97 million to 13 directors, and JY 16 million to 5 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 12 executives and 0 non-executives.The board currently includes 13 insiders and no outside directors. 3.2 Elect Director --- For See Item 3.1 3.3 Elect Director --- For See Item 3.1 3.4 Elect Director --- For See Item 3.1 3.5 Elect Director --- For See Item 3.1 3.6 Elect Director --- For See Item 3.1 3.7 Elect Director --- For See Item 3.1 3.8 Elect Director --- For See Item 3.1 3.9 Elect Director --- For See Item 3.1 3.10 Elect Director --- For See Item 3.1 3.11 Elect Director --- For See Item 3.1 3.12 Elect Director --- For See Item 3.1 4.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee for independent statutory auditor: Nominee 1 The nominee does not meet our criteria for independence. He is a former executive director of North Pacific Bank Ltd., which is one of the company's main banks. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For For Mgmt Nominee 2 is not designated as independent. 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 2 retiring directors and 2 retiring statutory auditors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 10 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, one of the retiring statutory auditors and 2 continuing auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 40 million per month to JY 50 million per month. In addition, the company wants to raise the ceiling for statutory auditors from JY 8 million per month to JY 11 million per month. After the meeting, the number of directors will decrease from 13 to 12. The company will continue to have 5 statutory auditors. These changes are being requested because the company is abolishing the practice of paying lump-sum retirement bonuses, which do not fall under the compensation ceilings, and is replacing them with other forms of compensation which do. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 05/04/07 - A Holcim Ltd. (formerly Holderbank H36940130 None 24,581 Financiere Glarus) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - A Holcim Ltd. (formerly Holderbank H36940130 None 24,581 Financiere Glarus) 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 2 per Share 4 Elect Directors For Mgmt 4.2 Ratify Ernst & Young AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/18/06 - S HOLTEK SEMICONDUCTOR INC Y3272F104 11/18/06 97,965 1 Amend Articles of Association For For Mgmt In this item, the board is proposing to amend certain articles of the company's Articles of Incorporation: Article 12 -- To add restrictions pertaining to voting rights, whereby company shares which fall under Chapter 179 of the Company Law of Taiwan will not have voting rights; Article 14 -- To add a clause requiring the company to have at least two independent directors, and they must occupy not less than one-fifth of the total board seats. Independent directors will be elected through nomination procedures and elected by shareholders at the same time as the other directors. In addition, details regarding the nominees' professional qualifications, limits on shares held, conditions that constitute independence, nominating method, representation of attendance, and other stipulations must be based on the rules specified by the Taiwan securities supervisory authority; Article 16 -- To require the company to comply with the Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies (Ownership Procedures) in terms of disclosing director and supervisor shareholdings; Article 17 -- To delete this article which requires the company's directors and supervisors to maintain their total shareholdings within the percentage stipulated in the Ownership Procedures. Article 24 -- To remove a sentence authorizing the shareholders to adjust the percentage for income allocation and cash dividend distribution. To ensure that shareholders will be able to receive a reasonable amount of dividends, the board has also specify in this article that the total cash dividends to be paid out must not be lower than 10 percent of the total dividends paid out last year. This is the 9th time the company will be modifying its Articles of Association. Therefore, the date of the 9th amendment, which is the same as the meeting date, will be added to Article 26. The amendments are made to comply with the recent revisions made in the Company Law of Taiwan and the Securities & Exchange Act of Taiwan. ISS recommends that shareholders support this resolution. 07/28/06 - A Homeserve Plc (frm. South G8291Z148 None 1,979 Staffordshire Group) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 13.9 Pence Per For For Mgmt Ordinary Share 4 Re-elect Richard Harpin as Director For For Mgmt 5 Re-elect Justin Jewitt as Director For For Mgmt 6 Re-elect Barry Gibson as Director For For Mgmt 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,845,088 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 403,775 10 Authorise 6,460,414 Ordinary Shares for For For Mgmt Market Purchase 08/22/06 - A HONEYS CO. LTD. *2792* J21394101 05/31/06 1,240 1 Approve Dividends: Interim JY 0, Final JY For For Mgmt 20, Special JY 0 2 Amend Articles to: Set Maximum Statutory For For Mgmt Auditor Board Size - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law 3 Appoint Alternate Internal Statutory Auditor For For Mgmt 03/30/07 - A HQ AB W3917K163 03/23/07 233 1 Open Meeting None None Mgmt 2 Elect Mats Qviberg as Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8 Receive President's Report None None Mgmt 9 Approve Financial Statements and Statutory For For Mgmt Reports KPMG Bohlin AB has audited the financial statements for 2006. The auditor's report contained in the annual report is unqualified, meaning that in the opinion of the auditor, the company's financial statements are fairly presented in accordance with generally accepted accounting principles. 10 Approve Allocation of Income and Dividends For For Mgmt of SEK 12 per Share 11 Approve Discharge of Board and President For For Mgmt 12 Determine Number of Members (9) and Deputy For For Mgmt Members of Board (0) 13 Approve Remuneration of the Chairman of the For For Mgmt Board in the Amount of SEK 600,000, SEK 100,000 for Board Members, SEK 120,000 for Chairman of the Audit Committee; SEK 60,000 for Audit Committee Members; Approve Remuneration of Auditors 14 Reelect Mats Qviberg (Chairman), Stefan For For Mgmt Dahlbo, Carolina Dybeck, Patrik Enblad, Thomas Ers us, Curt Loenstroem, Johan Piehl, Anne-Marie Paalsson and Pernilla Stroem as Directors; Ratify Auditors and Deputy Auditors 15 Approve 2:1 Stock Split For For Mgmt This is a proposal of the board to split all outstanding shares on a two-to-one basis (two new shares for every one currently held). The accounting par value of the shares will therefore change from SEK 5 ($0.73) to SEK 2.5 ($0.37). The number of shares outstanding after the stock split will be 27.11 million. We support stock splits for various reasons. First, there is no change in shareholder value; the value of the stake in the company stays the same. Second, the share price is lowered, which has the potential to improve liquidity. As the improved liquidity has the potential of expanding the capital base, we recommend a vote in favor of this proposal. 16 Approve Issuance of Convertible Bonds to For Against Mgmt Employees; Approve Creation of SEK 200 Million Pool of Capital to Guarantee Conversion Rights Under this item shareholders are asked to approve an option scheme. A company's structure of employee or director compensation plans is of vital interest to shareholders. When given the opportunity to review these structures, shareholders should push for plans that motivate participants to focus on long-term shareholder value and returns. One of the most common methods of providing long-term incentive is through share option plans or share purchase plans. If properly designed, these plans can provide tight links between executive rewards and shareholder wealth creation while being sensitive to dilution of voting power. The potential dilution resulting from this scheme amounts to 2.8 percent in terms of capital and voting rights. Taking into account already outstanding incentive plans, the figures rise to 8.7 percent. Conversion may take place during the period Juli 19, 2010 to August 27, 2010, and from February 15, 2011 to May 31, 2011. The conversion price will equal 120 percent of the value of the company's share during the time frame April 23, 2007 - May 4, 2007. The plan is financed by issuance of convertibles that carry an interest corresponding to dividends and other profit allocation but not less than 6 percent yearly interest. The maximum number of shares ISS approves under a plan depends on the classification of a company's stage of development as growth or mature. For mature companies, shares available under stock option plans should be no more than 5 percent of the issued capital or voting rights at the time of approval under all plans. For growth companies, shares available should be no more than 10 percent of the issued capital or voting rights at the time of approval under all plans. However, ISS will support plans at mature companies with dilution levels of up to 10 percent if the plan includes other positive features, such as challenging performance criteria or premium-priced options. HQ is a mature company. Because of potential excessive dilution of 8.7 percent when including already outstanding employee share plans, shareholders are advised to vote against this proposal. 17 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares This request would authorize management to purchase company shares until the date of the next AGM. The authorization would allow for the purchase of shares at a price quoted on the date of acquisition with a deviation of up to 10 percent. The maximum amount of shares that may be purchased is 10 percent of total share capital. In addition, the item requests that shareholders authorize the board to use the repurchased shares to issue new shares without preemptive rights. Some shareholders object to corporations repurchasing shares. They prefer to see extra cash invested in new businesses or paid out as dividends. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. For this reason, we recommend a vote in favor of the board's proposal. 18 Approve Remuneration Policy And Other Terms For Against Mgmt of Employment For Executive Management This item concerns shareholders adoption of the principles for a remuneration policy and other terms of employment for executive management 2007. The remuneration priciples follow the ones currently applied by HQ AB. This includes fixed salary, bonus, other benefits, pension, and participation in the option schemes. The bonus for the CEO corresponds to a maximum of 12 months salary subject to company performance results (profit-share) and that the interest on shareholders' equity is at least 15 percent. Other executives participate in the profit-sharing system. Pension age is 65 years. The severance payments for the CEO and Vice-CEO amount to six months full salary including bonus and between four and 12 months for the rest ofthe executives. The plan is largely in line with our guidelines except for the option scheme (see below). If an agenda contains, along with the request for approval of the remuneration policy, a separate proposal for an equity-based compensation plan that does not comply with our guidelines, ISS will vote case-by-case on the remuneration policy taking into consideration the language of the remuneration policy and whether it includes the newly proposed plan, other components of remuneration, the overall structure of remuneration at the company, and/or any commitment made by the company to address any concerns. The option scheme explained in item 16 above is part of the proposed executive compensation package. In line with our recommendation for the option scheme proposed in item 16 above, we recommend a vote against this resolution. 19 Close Meeting None None Mgmt 05/25/07 - A HSBC Holdings plc G4634U169 None 158,835 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3(a) Re-elect Lord Butler as Director For For Mgmt 3(b) Re-elect Baroness Lydia Dunn as Director For For Mgmt 3(c) Re-elect Rona Fairhead as Director For For Mgmt 3(d) Re-elect William Fung as Director For For Mgmt 3(e) Re-elect Sir Brian Moffat as Director For For Mgmt 3(f) Elect Gwyn Morgan as Director For For Mgmt 4 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 5 Auth. Issuance of Non-Cumulative Pref. For For Mgmt Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,158,660,000 6 Subject to the Passing of Resolution 5, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 289,665,000 7 Authorise 1,158,660,000 Ordinary Shares for For For Mgmt Market Purchase 8 Approve Scrip Dividend Program For For Mgmt 9 Authorise the Company to Make EU Political For For Mgmt Organisations Donations and to Incur EU Political Expenditures up to GBP 250,000 10 Authorise HSBC Bank Plc to Make EU For For Mgmt Political Organisations Donations and to Incur EU Political Expenditures up to GBP 50,000 11 Authorise the Company to Use Electronic For For Mgmt Communications 12 Amend Articles of Association Re: Use of For For Mgmt Electronic Communications 06/12/07 - A Huaku Construction Co Ltd Y3742X107 04/13/07 119,000 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve Allocation of Income and Dividends For For Mgmt In Items 2 and 3, the board is proposing a cash dividend of NTD 4 ($0.12) per share and a stock dividend at the ratio of 100 shares for every 1,000 shares held, or NTD 1 ($0.03) per share. The proposed distribution of dividends is equivalent to a payout ratio of 69.8 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The resolution also includes the allocation of NTD 18.59 million ($570,420) as directors' and supervisors' remuneration. In addition, a total of NTD 46.47 million ($1.12 million) is reserved for employee profit sharing, out of which NTD 12 million ($368,211) will be distributed in the form of shares. In addition, the board is intending to capitalize the company's reserves to facilitate the bonus issuance of shares. The issuance of such shares shall be on the basis of 60 bonus shares for every 1,000 existing shares held by registered holders. It is also proposed that Huaku's capital be increased through the capitalization of the stock dividends worth NTD 172.88 million ($5.3 million) and employee profit sharing in the form of shares totaling NTD 12 million ($368,211). This will be taken from Huaku's 2006 earnings for working capital purposes. Upon completion, Huaku's total paid-in capital is expected to increase to NTD 1.91 billion ($58.61 million) from NTD 1.73 billion ($53.08 million) with a par value of NTD 10 ($0.31) per share. The dividend payout proposed is reasonable and easily coverable by the company. In addition, Taiwan companies routinely capitalize dividends and distribute new fully paid shares to shareholders free of charge; there is no cost to shareholders to maintain their stakes and no risk of dilution. This procedure transfers wealth to shareholders and does not significantly impact share value. The only impact on shareholders is that by increasing the number of shares on issue, the company could increase liquidity, enhance marketability, and ultimately expand its shareholder base. Meanwhile, Taiwan companies usually state in their articles of association to allocate not more than 10 percent of the company's net profit as employee profit sharing to compensate and motivate employees of the company. With regard to the bonus issuance, this is considered a direct medium in which shareholders are rewarded by the company. Moreover, the proposed bonus issuance would not dilute shareholdings as the shares are given out in direct proportion to existing shareholdings. ISS has no objections to these proposals. 3 Approve Capitalization of 2006 Dividends, For For Mgmt Reserves for Bonus Issue, and Employee Profit Sharing Refer to Item 2. 4 Amend Articles of Association For For Mgmt The proposal seeks shareholder approval to increase its registered capital to NTD 3 billion ($92.05 million) from NTD 2 billion ($61.37 million). This is to accommodate the distribution of 2006 stock dividends and bonus issue of shares as discussed in Items 2 and 3. Changes in the registered capital will be reflected in the company's Articles of Association. Increases in registered capital are requested both for general financing flexibility and to provide for a specific purpose. Companies need an adequate buffer of unissued capital in order to take advantage of opportunities during the year; thus, they often request this for no specific purpose other than to retain this flexibility. ISS believes that approving such requests is reasonable. 5 Other Business None None Mgmt This is a non-voting item. 05/22/07 - A Huaneng Power International Inc. Y3744A105 04/20/07 141,349 1 Accept Working Report of the Directors For For Mgmt 2 Accept Working Report of the Supervisory For For Mgmt Committee 3 Accept Financial Statements For For Mgmt 4 Approve Profit Distribution Plan For For Mgmt 5 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 6 Approve Liability Insurance for Directors For Against Mgmt and Senior Management Given the absence of the disclosure of any concrete provisions prohibiting the company to provide such protection in exception to the above conditions, ISS recommends shareholders to vote against this resolution. 7 Approve Issuance of Short-Term Debentures For Against Mgmt with a Principal Amount of Up to RMB 5.0 Billion within the PRC We note, however, that the company did not provide further details regarding the terms and the use of proceeds for the Proposed Short-Term Bond Issue, which is not usual market practice. As such, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or shareholder value. In view of this, we recommend a vote against this resolution. 06/21/07 - A Huang Hsiang Construction Corp Y3744Z100 04/22/07 77,572 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 7 ($0.21) per share. This gives the company a payout ratio of 62.7 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Amend Articles of Association For For Mgmt The proposal seeks shareholder approval to increase its registered capital to NTD 3 billion ($92.05 million) from NTD 2.2 billion ($67.51 million). This is to accommodate future share issuances. Changes in the registered capital will be reflected in the company's Articles of Association. Increases in registered capital are requested both for general financing flexibility and to provide for a specific purpose. Companies need an adequate buffer of unissued capital in order to take advantage of opportunities during the year; thus, they often request this for no specific purpose other than to retain this flexibility. ISS believes that approving such a request is reasonable. 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets The proposal seeks to revise the company's procedures governing the acquisition or disposal of assets (Acquisition or Disposal Procedures) in accordance with the newly revised Guidelines for Handling Acquisition or Disposal of Assets by Public Companies (Acquisition or Disposal Guidelines) issued by the Financial Supervisory Commission, Executive Yuan (FSC) on Jan. 19, 2007. Major revisions to the Acquisition or Disposal Guidelines are as follows: 1. To enumerate the assets that are governed by the Acquisition or Disposal Guidelines; 2. To require a company to have its guidelines for acquisition or disposal of assets approved by the board, supervisors, and shareholders once it has been formulated. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors regarding the formulation or revisions made to the guidelines. Such opinion must be recorded in the minutes of the board meeting. Should the company establish an audit committee, its guidelines must be approved by more than half of the audit committee members before submitting the proposal for approval to the board. If less than half of the audit committee approves the guidelines, it must be approved by more than two-thirds of the entire board before it can be implemented; 3. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors in any discussion related to the acquisition or disposal of assets from related parties, and that the opinion must be added to the minutes of the board meeting. Should the company establish an audit committee, the transactions related to the acquisition or disposal of assets from related parties must also be approved by more than half of the audit committee members. 4. The company must obtain an appraisal report from a professional appraiser when the transaction price for acquiring or disposing real property or other fixed assets reaches 20 percent of the company's paid-in capital or at least NTD 300 million ($9.21 million). Such real property or other fixed assets do not include those transacted with a government agency, commissioned to third parties to build on its own or rented land, or acquired for operating use. If special prices are required to be used as reference for the transaction price, board approval must be obtained. 5. To use the latest audited financial statements of the company to be acquired or disposed (Target Company) as the reference in appraising the transaction price, and to request for an accountant's opinion regarding the reasonableness of the transaction price should the dollar amount of the transaction be equivalent to 20 percent of the Target Company's paid-in capital or at least NTD 300 million ($9.21 million), except if: the Target Company's securities have a publicly offered price from an active market, or otherwise provided by regulations of the FSC; 6. To require a company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange; and 7. To change all references to the "Securities & Futures Commission, Ministry of Finance, Taiwan" into the FSC. The amendments are made to comply with the prevailing relevant regulations. Given that this will improve the company's existing Acquisition or Disposal Procedures, ISS recommends shareholders to support this resolution. 06/05/07 - A Hunter Douglas Nv N4327C122 None 786 1 Report to Shareholders For For Mgmt 2 Confirmation 2006 Annual Accounts For For Mgmt 3 Approve Discharge of Management and For For Mgmt Supervisory Board 4 Approve Dividend Declaration of Common For For Mgmt Shares Although this ratio falls below our minimum guideline, Hunter Douglas can be classified as a growth company. We recognize that growth companies may need to conserve cash more than mature companies in order to invest in further business development, and so may have lower dividend payouts. 5 Elect Directors and Substitutes For Against Mgmt Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. We call on Hunter Douglas to disclose the names and basic background information of all nominees in the proxy materials for all future meetings. 6 Ratify Auditors For For Mgmt This is a routine appointment. 7 Other Business (Voting) For Against Mgmt Because shareholders who vote by proxy cannot know what issues will be raised under this item, it cannot be recommended that shareholders approve this request when asked for a vote. While it is recognized that in most cases this item is a formality or includes discussion that will have no impact on shareholders, shareholders cannot risk the negative consequences of voting in advance on an item for which information has not been disclosed. 06/05/07 - S Hunter Douglas Nv N4327C122 None 786 Meeting for Common Shareholders 1 Approve Dividends For For Mgmt 04/25/07 - A Hunting plc G46648104 None 7,456 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For Abstain Mgmt The service contract of one Executive Director, Terry Gomke, does not meet the recommendations of the Combined Code, as it provides for payments in excess of one year's salary and bonus in the event of early termination. He is entitled to receive any declared bonus for the year, plus two further years' bonus. He also has change in control provisions of two years' annual salary and bonus. The Committee does not consider it appropriate to seek to amend Terry Gomke's contract which is in accordance with Canadian policy. RREV received a confirmation that it is accepted practice in Canada to have two-year contracts. However, RREV does not consider two-year contracts good practice in the UK. Consequently, we recommend that shareholders actively withold their vote (Abstain) regarding the approval of the remuneration report. 3 Approve Final Dividend of 5.2 Pence Per For For Mgmt Ordinary Share 4 Re-elect Terry Gomke as Director For For Mgmt 5 Re-elect Iain Paterson as Director For For Mgmt 6 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,922,382 8 Authorise the Company to Use Electronic For For Mgmt Communications 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,638,357 10 Authorise 13,106,858 Ordinary Shares for For For Mgmt Market Purchase 04/19/07 - A/S Husky Energy Inc. *HSE* 448055103 03/12/07 3,235 1 Elect Directors For For Mgmt 2 Ratify KPMF LLP as Auditors For For Mgmt 3 Amend Stock Option Plan For Against Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is above the allowable cap for this company of 2 percent. Based on the information provided, the plan does not expressly prohibit the repricing of underwater options. Non-employee directors are not eligible participants in this plan. ISS believes the plan amendment provision will grant the board overreaching authority to amend the plan without requiring further shareholders approval. 03/29/07 - A Hynix Semiconductor Inc. (frmrly. Y3817W109 12/31/06 6,597 Hyundai Electronic Ind.) 1 Approve Financial Statements For For Mgmt 2 Elect Six Directors For For Mgmt 3 Elect Four Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/16/07 - A Hyundai Heavy Industries Y3838M106 12/31/06 1,472 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 2500 Per Share 2 Amend Articles of Incorporation to Change For For Mgmt Executive Title 3 Elect Two Directors For For Mgmt 4 Elect Member of Audit Committee For For Mgmt 5 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/09/07 - A Hyundai Motor Co. Y38472109 12/31/06 1,797 1 Approve Appropriation of Income and For For Mgmt Dividends of KRW 1000 Per Common Share 2 Amend Articles of Incorporation to Shorten For For Mgmt Share Registry Cancellation Period and to Allow Sub-Committees 3 Elect Three Directors For For Mgmt 4 Elect Three Members of Audit Committee For For Mgmt 5 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 12/04/06 - A IAWS Group plc G4681X124 07/31/06 3,290 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends on Ordinary Shares For For Mgmt 3a Elect Denis Buckley as Director For Against Mgmt It is believed that non-independent directors, particularly on such key board committees as the audit and remuneration committees, threaten to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest. In light of these concerns, it is recommended that shareholders vote against these nominees. 3b Elect J. Brian Davy as Director For Against Mgmt 3c Elect Philip Lynch as Director For For Mgmt 3d Elect David Martin as Director For For Mgmt 3e Elect William G. Murphy as Director For Against Mgmt 3f Elect Patrick McEniff as Director For For Mgmt 3g Elect Hugo Kane as Director For For Mgmt 3h Elect Patrick Wall as Director For For Mgmt 3i Elect Tom O'Mahony as Director For For Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors 5 Approve Origin Enterprises Long Term For For Mgmt Incentive Plan 6 Approve IAWS Group Long Term Incentive Plan For For Mgmt 7 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights Up to One-Third of the Nominal Value of Issued Share Capital 8 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase For For Mgmt 10 Authorize Share Repurchase Program and For For Mgmt Reissuance of Shares 11 Acknowledge Proper Convening of Meeting for For For Mgmt the Year Ended July 31, 2006 11/09/06 - A Iba Health Ltd. (frmely IBA Q48234100 11/07/06 23,238 TECHNOLOGIES L) 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended June 30, 2006 2 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3 Elect Directors For For Mgmt 4 Approve Issuance of Up to 31,250 Shares to For Against Mgmt Stephen Garrington Pursuant to the Employee Loan Plan and Employee Deferred Incentive Plan RECOMMENDATION The recommended vote in relation to resolutions 4 and 5 is against. This recommendation has been made because: Loan-funded plan (ELP): - The ELP plan uses a limited recourse loan mechanism. Loan-funded securities plans are generally frowned upon in the local market, except for trusts and entities with stapled securities. For trusts and stapled entities, a punitive "fringe benefits tax" must be paid by the entity if options are issued to executives over units in the trust, so an appropriately structured loan-funded securities plan is considered an acceptable alternative to an option plan for these entities. - The IFSA Guidelines state: "Equity participation should not involve the provision by the company of non-recourse loans." - When the ELP was put to shareholders at the 2002 AGM, the Explanatory Notes to the Notice of Meeting stated that "The [ELP plan] trustee will either subscribe for a new issue of the Company's shares or purchase shares on the Australian Stock Exchange on behalf of the participant using the funds borrowed from the Company." From subsequent annual reports, it appears that the plan trustee has purchased shares on-market. The fact that securities are purchased on-market, rather than being newly issued securities, exposes the company to potential cash losses. The repayable amount of the loan is limited to the lower of the amount realized on the sale of shares, and the outstanding balance of the loan. So, if the share price falls 20 percent from the date the securities are acquired for an executive until the date the executive leaves the group, the company will be left holding shares that are worth 20 percent less than the cash outlaid by it to acquire those securities on the "grant" date. In this respect, a loan-funded share plan is less acceptable than a traditional option plan. Vesting period too short: - The vesting period appears to be just under two years ' the Notice of Meeting states that the performance hurdles must "be satisfied by Sept. 30, 2008." A vesting period of two years or less for 100 percent of the incentives is too short to meet local market standards. For example, the IFSA Executive Share and Option Scheme Guidelines recommend that an equity incentive scheme should "incorporate appropriate time restrictions (from the date [the options/rights are granted] to the time in which potential entitlements may be received) which reflect the nature of the scheme and the performance target and balance medium and long-term performance." The ACSI Guidelines recommend that "Grants of options and other long-term incentive instruments should incorporate a minimum acceptable vesting period of at least three years." Inadequate disclosure of performance hurdles for long term incentives: - The Notice of Meeting discloses that shares issued under the ELP as long-term incentives are subject to performance hurdles, but does not provide specific information about the hurdles. The Notice of Meeting refers to the hurdles as: "a share price target based on the earnings per share growth and the share price out performance compared to a comparable industry group as set by the Appointments and Compensation Committee, to be satisfied by Sept. 30, 2008." Local market (IFSA) guidelines recommend that companies disclose "sufficient information to enable shareholders to determine whether the incentive schemes will reward superior future performance." - A senior executive long-term incentive plan should have demanding performance hurdles in order to satisfy accepted standards of corporate governance in Australia. For example, the IFSA Executive Share and Option Scheme Guidelines recommend that executive incentive plans should contain performance hurdles that provide incentives to executives to bring about "materially improved company performance in terms of medium to long-term growth of the company and resulting shareholder value." - The company was contacted in an effort to obtain more information about the hurdles, but all key personnel were out of the country. Executive Summary of Reason for Against Recommendation on Resolutions 4 and 5 - Vesting period is too short.- Inadequate disclosure on performance hurdles. 5 Approve Issuance of Up to 31,250 Shares to For Against Mgmt Gary Cohen Pursuant to the Employee Loan Plan and Employee Deferred Incentive Plan 6 Ratify Past Issuance of 3.4 Million Shares For For Mgmt to ABN Amro Morgans Ltd and BBY Ltd Pursuant to the Underwriting Agreement 06/22/07 - A Ibiden Co. Ltd. *4062* J23059116 03/31/07 35,100 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 12 to 14 Background of non-executive nominee(s): Nominee 12 is a former president of Toyota Industries. Nominee 13 is a former vice president of Toshiba Corp. Nominee 14 is a current vice president of Toyota Industries. Board Profile Composition of board after this meeting: 11 executives and 3 non-executives. The number of outsiders is remaining the same. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 Nominee 2 meets our criteria for independence. He is a tax accountant in private practice. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonus for Director and For Against Mgmt Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are first asked to approve a retirement bonus for 1 retiring director. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 12 continuing directors and 4 continuing internal statutory auditors. The company has disclosed the aggregate amount of the payments to directors (JY 840 million, including JY 24 million for non-executive directors) and the continuing auditors (JY 32 million). The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. However, three of the continuing directors have been designated by the company as outsiders and two of the continuing auditors have been designated by the company as independent. While we applaud the disclosure of the aggregate payments, which is still rare in Japan, it is nevertheless difficult to evaluate whether the individual payments to those outsiders are set at appropriate levels. Accordingly, we recommend that shareholders oppose this resolution. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 180 million to 13 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 25 million per month to JY 45 million per month. After the meeting, the number of directors will increase from 13 to 14. This change is being requested because the company has abolished the practice of paying lump-sum retirement bonuses, which did not fall under the compensation ceiling, and replaced them with other forms of compensation which do. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 6 Approve Stock Option Plan for Directors For For Mgmt Option Plan Summary Eligibility: directors. Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.04 percent of issued capital from this plan; 0.3 percent when combined with other option grants and the option in Item 7. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 7 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: executive officers and employees of company, and directors of affiliates. Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.1 percent of issued capital from this plan; 0.3 percent when combined with other option grants and the option in Item 6. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 04/12/07 - A/S Icade F4609H103 04/06/07 1,117 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 3 Approve Discharge of Board and President For Mgmt 4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.35 per Share 5 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 6 Ratify Pascal Duhamel as Director For Mgmt 7 Acknowledge Co-Option of Francis Mayer as For Mgmt Director 8 Ratify Dominique Marcel as Director For Mgmt 9 Elect Thomas Francis Gleeson as Director For Mgmt 10 Change Location of Registered Office to 35, For Mgmt rue de la Gare - 75019 Paris 11 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 12 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 200,000 Special Business 13 Amend Articles Board Related: Age Limit for For Mgmt Board Members 14 Amend Articles of Association Re: Record For Mgmt Date 15 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 16 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/02/06 - A IG GROUP HOLDINGS PLC G4753Q106 None 16,870 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Elect Sir Alan Budd as Director For For Mgmt 3 Elect Martin Jackson as Director For For Mgmt 4 Elect Roger Yates as Director For For Mgmt 5 Approve Final Dividend of 4 Pence Per Share For For Mgmt 6 Reappoint Ernst & Young as Auditors of the For For Mgmt Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Approve Remuneration Report For For Mgmt (1) Salary increases: RREV could not calculate basic salary increases for Peter Hetherington and Andrew MacKay, who sacrifice some of their basic salary as pension contribution, but the Company confirmed that the increases for the Directors were equivalent to 20% and 11%, respectively. RREV has calculated salary increases for Nat Le Roux and Tim Howkins amounting to 15% and 21%, respectively. Following engagement, the Company explained to RREV that the increases were felt to be justified by review against industry competitors and listed comparators in the Company's sector, and in respect of the increase in value of the business which had seen the Company enter the FTSE 250 during the course of the year. RREV also notes that the basic salaries of the Executive Directors remain low in comparison with the FTSE 250 General Financial peer group, as illustrated by the chart produced by our independent remuneration consultants Inbucon. (2) Remuneration package: During the past year, the annual bonus was the only incentive scheme under which the Executive Directors received fresh awards, as the two existing incentive schemes are IPO-related. Some shareholders may consider that this arrangement focused Executive Directors on short-term performance goals, rather than long-term growth of shareholder value. (3) Remuneration disclosure: The Company has not provided the maximum participation limit under the Long-Term Incentive Plan (LTIP). RREV also encourages the Company to improve the clarity of remuneration information by showing the actual levels of bonus and basic salary pre-pension sacrifice for Peter Hetherington and Andrew MacKay and to disclose the achievement of bonus targets retrospectively. 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,458 10 Authorise 32,750,095 Ordinary Shares for For For Mgmt Market Purchase 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 807 04/25/07 - A/S IGUATEMI EMPRESA SHOPPING CENTERS SA, P5352J104 None 11,597 SAO PAULO Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12/31/06 2 Approve 2007 Captial Budget For For Mgmt 3 Approve Allocation of Income For For Mgmt Special Business 1 Amend Article 17 of Company Bylaws to For For Mgmt Reflect (Item 2 Below) Consolidation of Company Bylaws 2 Approve to Consolidate Company Bylaws to For For Mgmt Reflect Numerical Changes Made in Item 1 above in Special Business SHORT FORM NOTE: This amendment would alter the rights of preference shareholders in accordance with the provisions established in the recently-revised corporate law. A number of Brazilian companies are proposing amendments to adopt one or more of the options provided for in the law. The company proposes to grant preference shareholders the right to receive at least 80 percent of a tender offer made to common shareholders. Since this resolution would allow preference shareholders, who have traditionally been neglected with respect to tender offers, we recommend support for this resolution. 04/23/07 - A/S IMMOBILIARE GRANDE DISTRIBUZIONE SPA T5331M109 04/19/07 3,175 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements, Consolidated For Mgmt Financial Statements, and Statutory Reports at Dec. 31, 2006 2 Appoint One Internal Statutory Auditor For Mgmt 3 Extend External Auditors' Mandate in For Mgmt Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 Special Business 1 Amend Articles of the Company Bylaws to For Mgmt Comply with the Italian Law 262/2005 and the Legislative Decree 303/2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/25/07 - S IMMOBILIARE GRANDE DISTRIBUZIONE SPA T5331M109 06/22/07 6,511 Special Meeting Agenda 1 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights up to EUR 230 Million; Approve Capital Increase through the Issuance of Shares to Service the Conversion of Bonds Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/04/06 - S Impala Platinum Holdings Ltd. S37840105 None 2,031 Special Meeting Agenda 1 Authorize Increase in Implats Authorized For For Mgmt Capital through the Creation of Implats A Ordinary Shares 2 Amend Articles of Association Re: Rights For For Mgmt and Conditions of New Shares 3 Approve Issuance of Implats A Ordinary For For Mgmt Shares to RBTIH 4 Acquire RBTIH's 49 Percent Stake in the IRS For For Mgmt Business 5 Authorize Repurchase of Implats A Ordinary For For Mgmt Shares from RBTIH 6 Approve Issuance of Implats Ordinary Shares For For Mgmt (Conversion and Top-Up Shares) to RBTIH 7 Adopt the Morokotso Employee Share For Against Mgmt Ownership Program Although the plan does contain some of the elements we favor in a standard share incentive plan, and it is expected help the company meet its black ownership targets ahead of schedule, we believe the total dilution of equity-based plans at Implats is too high to support and not in the interest of current shareholders. On this basis, we recommend a vote against these items. 8 Approve Issuance of Implats Ordinary Shares For Against Mgmt to the Morokotso Trust See Item 7. 9 Authorize Repurchase of Implats Ordinary For Against Mgmt Shares from the Morokotso Trust See Item 7. 10 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10/12/06 - A Impala Platinum Holdings Ltd. S37840105 None 1,047 Ordinary Business 1 Reelect S Bessit as Director For For Mgmt 2 Reelect K Mokhele as Director For For Mgmt 3 Reelect KC Rumble as Director For For Mgmt 4 Reelect LC van Vught as Director For For Mgmt 5 Reelect NDB Orleyn as Director For For Mgmt 6 Approve Remuneration of Directors For For Mgmt 7 Place Authorized But Unissued Shares up to For For Mgmt 10 Percent of Issued Capital under Control of Directors Special Business 8 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 9 Approve Stock Split For For Mgmt 04/18/07 - S Impala Platinum Holdings Ltd. S37840113 None 19,448 Special Meeting Agenda 1 Approve Revision of Agreement between For For Mgmt Impala and Various Royal Bafokeng Entities 2 Approve Issuance of Four Implats Ordinary For For Mgmt Shares for ZAR 1.9 Million 3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/23/07 - A Imperial Chemical Industries plc G47194223 None 14,096 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Confirm First Interim Dividend of 4.15 For For Mgmt Pence and Second Interim Dividend of 4.75 Pence Per Ordinary Share 4 Re-elect Lord Butler as Director For For Mgmt 5 Re-elect Adri Baan as Director For For Mgmt 6 Re-elect David Hamill as Director For For Mgmt 7 Re-elect Baroness Noakes as Director For For Mgmt 8 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Amend Imperial Chemical Industries Plc For For Mgmt Performance Growth Plan We are recommending that shareholders support the Company's proposal. 11 Amend the Rules to Change the Dilution For For Mgmt Limits of the Imperial Chemical Industries Plc Performance Growth Plan As the proposed amendment is in line with good practice, we are recommending that shareholders support this resolution. 12 Authorise the Company to Use Electronic For For Mgmt Shareholder Communications As each shareholder is able to request hard copies at any time, we consider the proposal does not represent any weakening of shareholder rights. We therefore consider this acceptable. 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,281,345 14 Subject to the Passing of Resolution 13, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 59,735,933 15 Authorise 119,471,865 Ordinary Shares for For For Mgmt Market Purchase 04/19/07 - A/S IMS International Metal Service F52542101 04/16/07 933 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.82 per Share 5 Ratify Appointment of Yvon Jacob as For Mgmt Supervisory Board Member 6 Ratify Appointment of Christian Parente as For Mgmt Supervisory Board Member 7 Reelect Yvon Jacob as Supervisory Board For Mgmt Member 8 Reelect Dominique Du Peloux as Supervisory For Mgmt Board Member 9 Reelect Sidney Cabessa as Supervisory Board For Mgmt Member 10 Reelect Christian Parente as Supervisory For Mgmt Board Member 11 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 75,000 12 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 13 Approve Reduction Up to 10 Percent in Share For Mgmt Capital via Cancellation of Repurchased Shares 14 Amend Article 10 of Association Re: For Mgmt Threshold Disclosure 15 Amend Articles of Association Re: General For Mgmt Meeting 16 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Inabata & Co. Ltd. *8098* J23704109 03/31/07 2,325 1 Elect Directors For For Mgmt 2 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 3 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney. 4 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt Inabata & Co. Ltd. received shareholder approval to adopt a shareholder rights plan in 2006. The company is seeking to renew its poison pill. SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: Unlimited, but with annual review by the board Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: Following this meeting, the board will include no outside directors who meet ISS criteria for independence. Independence of Special Committee: 2 out of 3 of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes Because the independence of the special committee is questionable, because the board composition does not meet ISS guidelines on poison pills, stipulating that at least 20 percent, and no fewer than two, of the directors must meet ISS' definition of independence, we recommend that shareholders oppose this resolution. 04/24/07 - A/S INBEV(frmly INTERBREW) B5064A107 None 6,709 Ordinary Items A.1 Receive Directors Report on Financial Year None Mgmt Ended Dec. 31, 2006 A.2 Receive Statutory Auditor's Report on None Mgmt Financial Year Ended Dec. 31, 2006. A.3 Receive Consolidated Financial Statements None Mgmt on Financial Year Ended Dec. 31, 2006 A.4 Approve Financial Statements, and For Mgmt Allocation of Income A.5 Approve Discharge of Directors For Mgmt A.6 Approve Discharge of Statutory Auditor For Mgmt A.7.a Elect Alexandre Van Damme as Director For Mgmt A.7.b Elect Carlos Alberto da Viega Sicupira as For Mgmt Director A.7.c Elect Roberto Moses Thompson Motta as For Mgmt Director A.7.d Elect Marcel Herman Telles as Director For Mgmt A.7.e Elect Jorge Paulo Lemann as Director For Mgmt A.7.f Elect Gregoire de Spoelberch as Director, For Mgmt and Acknowledge the End of the Mandate as Director of Philippe de Spoelberch A.7.g Elect Jean-Luc Dehaene as Director For Mgmt A.7.h Elect Mark Winkelman as Director For Mgmt A.8 Renew Appointment of KPMG Represented by For Mgmt Jos Brieres as Statutory Auditor Special Items Requiring 50 Percent Quorum And 75 Percent Majority B.1.a Receive Special Report by Board Regarding None Mgmt Issuance of 200,000 Subscription Rights B.1.b Receive Special Board and Auditor Report None Mgmt Regarding Cancellation of Preemptive Rights B.1.c Approve Issuance of Subscription Rights For Mgmt without Preemptive Rights B.1.d Approve Issuing of Subscription Rights and For Mgmt Granting for Free B.1.e Approve Conditional Increase of Share For Mgmt Capital B.1.f Grant Power to Compensation and Nomination For Mgmt Committee to Determine Number of Subscription Rights B.1.f Grant Authority to Two Directors to For Mgmt Establish the Exercise of Subscription Rights B.2.a Amend Article 5 of Bylaws Regarding For Mgmt Dematerialization of Bearer Shares B.2.b Grant Power to the Board Regarding For Mgmt Dematerialization of Bearer Shares B.3.a Receive Special Report on Authorized Capital None Mgmt B.3.b Authorize Board to Issue Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer Special Items Requiring 50 Percent Quorum and 80 Percent Majority C Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital D Authorize Implementation of Approved For Mgmt Resolutions and Filing of Required Documents/Formalities at Trade Registry Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Inchcape plc G47320174 None 19,865 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt We are not raising any issues with regard to remuneration practices at Inchcape plc. See Item 10 below regarding Company's proposal to amend the Deferred Bonus Plan. 3 Approve Final Dividend of 10 Pence Per For For Mgmt Ordinary Share 4 Re-elect Ken Hanna as Director For For Mgmt 5 Re-elect David Scotland as Director For For Mgmt 6 Re-elect Michael Wemms as Director For For Mgmt 7 Re-elect Raymond Ch'ien as Director For For Mgmt 8 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Amend Inchcape Deferred Bonus Plan For For Mgmt The Remuneration Committee believes that the amended Plan will further motivate the Executive Directors to contribute to the realisation of the Company's new business strategy and will enhance the extent to which its incentive arrangements are linked to future long-term performance. There are two changes for which shareholders' approval is sought: (i) to enable a selected participant to invest a proportion of his post tax annual salary, instead of investing part of his post tax bonus. If is expected that the maximum of 50% of annual salary may be invested, although Committee has discretion to determine exceptional circumstances up to 100%; and (ii) to increase the maximum match from 1-for-1 to 2-for-1. For new awards, the Committee intends that the awards will be subject to a cumulative Economic Profit target measured over a performance period of not less than three years. If the cumulative Economic Profit achieves a target level of RPI+3% p.a., then the award will vest on a 1-for-1 basis; the award will vest on a full 2-for-1 basis if cumulative Economic Profit achieves a target level of RPI+12% p.a. or greater. For performance between those two levels, the award will vest on a straight line basis. The Board believes that Economic Profit is a key driver of the Company's new business strategy and is closely aligned with shareholder value as it is intended to place a greater emphasis on capital efficiency and cash generation in the business. Analysis and Vote Recommendation The overall proposed changes to the plan are considered satisfactory and we recommend shareholders support the resolution. 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 38,780,578 12 Subject to the Passing of Resolution 11, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,817,086 13 Authorise 46,536,694 Ordinary Shares for For For Mgmt Market Purchase 12/20/06 - A INCITEC PIVOT LTD *IPL* Q4887E101 12/18/06 1,691 1 Elect John Watson as Director For For Mgmt 2 Elect Anthony Larkin as Director For For Mgmt 3 Approve Giving of Financial Assistance by For For Mgmt Southern Cross Fertilisers Pty Ltd 4 Approve Remuneration Report for the Year For For Mgmt Ended 30 Sept 2006 11/22/06 - A Independence Group (frmly INDEPENDENCE Q48886107 11/20/06 3,199 GOLD NL) *IGO* 1 Adopt Remuneration Report for the Year For For Mgmt Ended June 30, 2006 2 Elect John Christie as Director For For Mgmt 3 Approve the Grant of 500,000 Options to For Against Mgmt Christopher Bonwick, Executive Director Summary of Reasons for Against Recommendation on Resolutions 3 and 4- The proposed grants are not subject to appropriate vesting periods and lack sufficiently challenging performance hurdles. There is also full vesting on a change-of-control event. These features are not supported by local market standards. 4 Approve the Grant of 250,000 Options to For Against Mgmt Kelly Ross, Executive Director 04/27/07 - A/S Indesit Company (fromerly Merloni T52684106 None 3,339 Elettrodomestici) Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Fix Number of Directors on the Board; Elect For Mgmt Directors and Chairman for the Three-Year Term 2007-2009; Determine Directors' Remuneration 3 Extend External Auditors' Mandate in For Mgmt Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 4 Deliberations Regarding the Special Fund For Mgmt Protecting Saving Shareholders Interests 5 Revoke Stock Option Plan for the CEO For Mgmt Special Business 1 Revoke Stock Option Plan for the Chairman; For Mgmt Modify Bylaws Accordingly 2 Amend Articles in Compliance with the For Mgmt Italian Law 262/2005 and the Legislative Decree 303/2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/02/06 - S IndiaBulls Financial Services Ltd. Y39129104 11/01/06 11,311 Postal Ballot 1 Approve Issuance of 7.25 Million Shares to For Mgmt Crown Capital Ltd. at a Price of INR 417 Per Share Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/30/07 - S IndiaBulls Financial Services Ltd. Y39129104 None 14,990 1 Amend Employees Stock Option Scheme For Mgmt 2 Amend Employees Stock Option Plan 2005 For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/07/07 - S Indiabulls Real Estate Ltd Y3912A101 03/31/07 11,311 Postal Ballot 1 Approve Issuance of up to 15 Million For Mgmt Warrants Convertible into Equity Shares at a Converstion Price of INR 300 Per Equity Share to Promoters 2 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights up to an Aggregate Amount of $600 Million 3 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights up to an Aggregate Amount of INR 26 Billion to Qualified Institutional Buyers 4 Approve Corporate Loans to Indiabulls For Mgmt Realtech Ltd up to INR 5 Billion 5 Approve Corporate Guarantee to Indiabulls For Mgmt Realtech Ltd up to INR 5 Billion 6 Approve Investment in Indiabulls Realtech For Mgmt Ltd up to INR 5 Billion 7 Approve Corporate Loans to Indiabulls For Mgmt Realcon Ltd up to INR 5 Billion 8 Approve Corporate Guarantee to Indiabulls For Mgmt Realcon Ltd up to INR 5 Billion 9 Approve Investment in Indiabulls Realcon For Mgmt Ltd up to INR 5 Billion 10 Approve Corporate Loans to Indiabulls For Mgmt Realtors Ltd up to INR 5 Billion 11 Approve Corporate Guarantee to Indiabulls For Mgmt Realtors Ltd up to INR 5 Billion 12 Approve Investment in Indiabulls Realtors For Mgmt Ltd up to INR 5 Billion 13 Approve Corporate Loans to Indiabulls For Mgmt Infratech Ltd up to INR 5 Billion 14 Approve Corporate Guarantee to Indiabulls For Mgmt Infratech Ltd up to INR 5 Billion 15 Approve Investment in Indiabulls Infratech For Mgmt Ltd up to INR 5 Billion 16 Approve Corporate Loans to Indiabulls For Mgmt Infracon Ltd up to INR 5 Billion 17 Approve Corporate Guarantee to Indiabulls For Mgmt Infracon Ltd up to INR 5 Billion 18 Approve Investment in Indiabulls Infracon For Mgmt Ltd up to INR 5 Billion 19 Approve Corporate Loans to Indiabulls For Mgmt Infraestate Ltd up to INR 5 Billion 20 Approve Corporate Guarantee to Indiabulls For Mgmt Infraestate Ltd up to INR 5 Billion 21 Approve Investment in Indiabulls For Mgmt Infraestate Ltd up to INR 5 Billion 22 Approve Corporate Loans to Indiabulls Home For Mgmt Developers Ltd up to INR 5 Billion 23 Approve Corporate Guarantee to Indiabulls For Mgmt Home Developers Ltd up to INR 5 Billion 24 Approve Investment in Indiabulls Home For Mgmt Developers Ltd up to INR 5 Billion 25 Approve Corporate Loans to Indiabulls For Mgmt Estate Developers Ltd up to INR 5 Billion 26 Approve Corporate Guarantee to Indiabulls For Mgmt Estate Developers Ltd up to INR 5 Billion 27 Approve Investment in Indiabulls Estate For Mgmt Developers Ltd up to INR 5 Billion 28 Approve Corporate Loans to Indiabulls For Mgmt Commercial Properties Ltd up to INR 5 Billion 29 Approve Corporate Guarantee to Indiabulls For Mgmt Commercial Properties Ltd up to INR 5 Billion 30 Approve Investment in Indiabulls Commercial For Mgmt Properties Ltd up to INR 5 Billion 31 Approve Corporate Loans to Indiabulls For Mgmt Buildwell Ltd up to INR 5 Billion 32 Approve Corporate Guarantee to Indiabulls For Mgmt Buildwell Ltd up to INR 5 Billion 33 Approve Investment in Indiabulls Buildwell For Mgmt Ltd up to INR 5 Billion Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/19/06 - S Indra Sistemas Sa E6271Z155 None 3,641 1 Approve Increase in Capital of EUR 3.61 For For Mgmt Million by Issuance of 18.07 Million Class A Shares with an Issue Price of EUR 0.20 Each Without Preemptive Rights to Union Fenosa S.A.; Amend Article 5 of Bylaws to Reflect Increased Share Count 2 Fix Number of Directors For For Mgmt 3 Elect Directors For For Mgmt 4 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 06/20/07 - A Indra Sistemas Sa E6271Z155 None 854 1 Approve Individual Financial Statements for For For Mgmt the Period Ended Dec. 31, 2006; Approve Allocation of Income 2 Accept Consolidated Financial Statements For For Mgmt and Statutory Reports for the Period Ended Dec. 31, 2006 3 Approve Discharge of Directors For For Mgmt 4 Approve Merger by Absorption of Azertia For For Mgmt Tecnologias de la Informacion, BMB Gestion Documental, Soluziona Consultaria y Tecnologia and Soluziona Internacional Servicios Profesionales, and their respective direct subsidiaries 5 Fix Number of Directors For For Mgmt 6 Elect Directors For For Mgmt 7.1 Approve Remuneration of Directors For For Mgmt 7.2 Approve Remuneration of Senior Management For For Mgmt 8 Amend Section 2 of Article 30 of Company For For Mgmt Bylaws Re: Executive Committee 9 Amend Article 12 of General Meeting For For Mgmt Guidelines Re: Fractioning of Votes 10 Approve Reduction of Captial Via the For For Mgmt Amortization of 80,910 Class C Redeemable Shares and 42,648 Class D Redeemable Shares 11 Authorize Issuance Equity or Equity-Linked For For Mgmt Securities, Including Redeemable Shares, without Preemptive Rights 12 Authorize Repurchase of Shares For For Mgmt 13 Authorize Issuance of Convertible Bonds For For Mgmt with or without Preemptive Rights; Increase Capital As Necessary for the Conversion and Authorize Board to Implement Capital Increase Accordingly 14 Approve Auditors for Fiscal Year 2007 For For Mgmt 15 Approve Minutes of Meeting For For Mgmt 07/18/06 - A Industria de Diseno Textil (INDITEX) E6282J109 None 25,884 1 Approve Individual Financial Statements and For For Mgmt Discharge Directors for Fiscal Year Ended 01-31-06 2 Accept Consolidated Financial Statements For For Mgmt and Discharge of Directors for Fiscal Year Ended 01-31-06 3 Approve Allocation of Income and Dividends For For Mgmt 4 Reelect Director For For Mgmt 5 Reelect Auditors For For Mgmt 6 Amend Articles 17 and 27 Re: Calling of For For Mgmt Shareholder Meetings and Director Terms 7 Amend General Meeting Guidelines Re: For For Mgmt Calling of Shareholder Meetings and Vote Requirements for Certain Items 8 Approve Stock Option Plan for Executive For Against Mgmt Directors and Employees Although potential dilution from this plan is less than 1 percent, the information available suggests that the proposed plan would permit the grant of restricted stock to executives without pre-determined performance criteria. Because this structure does not adequately align the interest of shareholders and plan participants, support for this item not recommended. 9 Authorize Repurchase of Shares For Against Mgmt We generally support share repurchases requests in this market. However, in this case, because the company would allocate a portion of the shares to service the company's stock option plan proposed in the previous item, which features the grant of restricted stock to executive directors without the disclosure of performance hurdles, support for this request is not recommended. 10 Approve Remuneration of Directors For For Mgmt 11 Present Report Re: General Meeting For For Mgmt Guidelines 12 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/10/07 - A Industrial and Commercial Bank of Y3991T104 05/02/07 36,552 China (ASIA) Ltd. (Union Bank 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Elect Jiang Jianqing as Non-Executive For For Mgmt Director 3b Elect Wang Lili as Non-Executive Director For For Mgmt 3c Elect Chen Aiping as Non-Executive Director For For Mgmt 4 Approve Remuneration of Directors For For Mgmt 5 Approve Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 6 Authorize Directors to Offer a Scrip For For Mgmt Dividend Alternative in Respect of Dividends Declared 7 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 8 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 9 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 10 Approve and Adopt Share Option Scheme For Against Mgmt Given the unfavorable terms of the proposed scheme, we recommend that shareholders vote against this proposal. 04/30/07 - A Industrias CH SA de CV P52413138 None 53,585 1 Approve Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year 2006; Report on Share Repurchase Program; Present Report from Audit Committee and Supervisory Board; Present Report on Adherence to Fiscal Obligations; Discharge Directors This is the company's routine submission of the board of directors' report, the board committees' reports, the annual income corporate tax report or fiscal obligations report, the individual and consolidated financial statements, and the share repurchase program report. In Mexico, these documents are not routinely available outside the company's headquarters prior to the meeting. Although the reports are not available, ISS sees no reason to object to this proposal unless we are aware of a specific problem with the company's performance, financial statements, audit procedures, or actions of the board. We are unaware of any problems with the company or its auditors. Mexican companies have begun to present at the AGM, a report including all transactions regarding their fiscal responsibilities during the last fiscal year, as mandated by the Mexican Income Tax Law (Article 86, section XXI). We recommend approval of this request, as it would enhance transparency to shareholders. 2 Approve Allocation of Income and Set For For Mgmt Maximum Nominal Amount for Share Repurchase Plan This item seeks shareholders approval for allocating last fiscal year's income. It also asks the approval to set the maximum nominal amount for share repurchase plan during 2007.No further information was disclosed by the company. As of April 28, 2006, the company had 2.51 million shares in treasury, which represented 0.57percent of the outstanding capital. Although no information was available on how Industrias CH plans to allocate income and use such funds for a share repurchase plan, ISS notes that in the 2006 AGM, shareholders approved that 5 percent of distributable earnings were applied to Legal Reserve, while the rest were applied to Retained Earnings. In effect, the company has not paid dividends since 1999 since its policy is to invest earnings to carry out current and future projects. It also seeks to reduce debt. Given the company's above-average growth, there is no reason to refuse the non payment of dividends at this time. 3 Elect Directors, Supervisory Board Members, For For Mgmt Executive Committee, Audit Committee and Corporate Practices Committee; Fix Their Remuneration This item asks shareholders to elect directors, board committees' members, and supervisory board members. The company also asks shareholders to approve their remuneration. No information was disclosed regarding the candidates and their current or proposed remuneration levels. Most Mexican companies' boards are unclassified, meaning that each director must stand for reelection each year. Supervisory boards carry out internal auditing functions and are usually composed of external officers. The current board of directors, elected in the 2006 AGM, has seven members: Rufino Vigil Gonzalez (chairman), Eduardo Vigil Gonzalez, Raul Vigil Gonzalez, Gerardo Arturo Avendano, Jose Luis Rico Maciel, Arturo Perez Trejo and Rodolfo Jesus Garcia. Based on the information available we are unable to provide an objective and complete classification of this board of directors. According to the company, and meeting the criteria and recommendations of the New Mexican Securities Law, shareholders elected and classified as independent directors Jose Luis Rico Maciel, Arturo Perez Trejo and Rodolfo Jesus Garcia. The company has a combined audit and corporate governance committee. The current members of this committee, also appointed during the last year's AGM meeting are Gerardo Arturo Avendano, Arturo Perez Trejo (chairman) and Rodolfo Jesus Garcia. During the AGM of April, 28, 2006, shareholders accepted the board of directors' proposal to receive no payment or any type of bonus for attending to the board and board committee meetings as well as for providing their services to the company. In the same meeting, shareholders elected Humberto Valdez Mier as principle and only member of the supervisory board. ISS supports the establishment of board committees since boards with clearly defined and separate committees allow better accountability to shareholders. Ideally, we like to see that companies maintain audit, nominations, and remuneration committees. The nominees' names were not disclosed prior to the meeting, and the elections are presented as a single voting item. Although we believe that withholding director names prior to the meeting and presenting director elections as a single voting item disenfranchises the growing number of institutional shareholders voting by proxy and precludes institutional shareholders from their rights as owners to assess the performance of individual directors, we recognize that changing this practice is best achieved through engagement with Mexican issuers. Thus, we will engage with companies in raising awareness about this issue during 2007; in 2008, we will recommend that shareholders oppose routine director elections where no director nominee information is available. 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting This item seeks to appoint an inspector or shareholder representative(s) to keep the minutes of the meeting. This is a routine formality that does not affect shareholder value. 05/15/07 - A Informa plc G4771A117 None 105,696 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 8.9 Pence Per For For Mgmt Ordinary Share 3 Re-elect Peter Rigby as Director For For Mgmt 4 Re-elect David Gilbertson as Director For For Mgmt 5 Re-elect Tony Foye as Director For For Mgmt 6 Re-elect Derek Mapp as Director For For Mgmt 7 Re-elect Sean Watson as Director For For Mgmt 8 Re-elect Pamela Kirby as Director For For Mgmt 9 Re-elect John Davis as Director For For Mgmt 10 Approve Remuneration Report For For Mgmt 11 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 12 Authorise Board to Fix Remuneration of For For Mgmt Auditors 13 Authorise the Company to Use Electronic For For Mgmt Communications 14 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,135,588 15 Subject to the Passing of Resolution 14, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,120,338 16 Amend Articles of Association Re: For For Mgmt Retirement of Directors 17 Authorise 42,406,766 Ordinary Shares for For For Mgmt Market Purchase 06/26/07 - A Information Service International - J2388L101 03/31/07 2,854 Dentsu, Ltd. *4812* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10 The payout ratio for the full year is 42 percent based on consolidated earnings, or 52 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format The proposed change is routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 9 Background of non-executive nominee(s): The nominee is a current executive of Dentsu Inc. Board Profile Composition of board after this meeting: 8 executives and 1 non-executive. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 4 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a current executive of Dentsu Inc., the largest shareholder in the company with a 61.8 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 5 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a current executive of Dentsu Inc., the largest shareholder in the company with a 61.8 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 11/07/06 - S Infosys Technologies Ltd Y4082C133 11/03/06 1,068 1 Approve Issuance of American Depositary For Mgmt Receipts with an Overseas Depositary Against Existing Equity Shares Held by Shareholders Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/07/06 - S Infosys Technologies Ltd 456788108 10/13/06 6,203 Meeting for ADR Holders 1 TO AUTHORIZE THE BOARD OF DIRECTORS TO For For Mgmt SPONSOR AN ISSUE OF AMERICAN DEPOSITARY SHARES AGAINST EXISTING EQUITY SHARES. 2 TO AUTHORIZE THE COMPANY TO ISSUE For For Mgmt DEPOSITARY RECEIPTS. See Item 1 for analysis. 3 TO AUTHORIZE THE BOARD AND OFFICERS IN For For Mgmt CONNECTION WITH THE EARLIER RESOLUTIONS. See Item 1 for analysis. 4 TO AUTHORIZE THE UNDERWRITERS TO DETERMINE For For Mgmt THE PRICE OF THE SPONSORED ADS OFFERING. See Item 1 for analysis. 5 TO AUTHORIZE THE BOARD TO DETERMINE THE For For Mgmt TERMS AND CONDITIONS. See Item 1 for analysis. 6 TO AUTHORIZE THE BOARD OF DIRECTORS TO For For Mgmt DELEGATE ITS POWERS. See Item 1 for analysis. 06/22/07 - A Infosys Technologies Ltd 456788108 05/04/07 11,227 Meeting for Holders of ADRs 1 TO RECEIVE, CONSIDER AND ADOPT THE BALANCE For For Mgmt SHEET AS AT MARCH 31, 2007 AND THE PROFIT AND LOSS ACCOUNT FOR THE YEAR. 2 TO DECLARE A FINAL DIVIDEND FOR THE For For Mgmt FINANCIAL YEAR ENDED MARCH 31, 2007. 3 TO APPOINT A DIRECTOR IN PLACE OF MR. For For Mgmt DEEPAK M. SATWALEKAR, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 4 TO APPOINT A DIRECTOR IN PLACE OF PROF. For For Mgmt MARTI G. SUBRAHMANYAM, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 5 TO APPOINT A DIRECTOR IN PLACE OF MR. S. For For Mgmt GOPALAKRISHNAN, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 6 TO APPOINT A DIRECTOR IN PLACE OF MR. S.D. For For Mgmt SHIBULAL, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 7 TO APPOINT A DIRECTOR IN PLACE OF MR. T.V. For For Mgmt MOHANDAS PAI, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 8 Ratify Auditors For For Mgmt 9 TO APPOINT MR. N.R. NARAYANA MURTHY AS A For For Mgmt DIRECTOR LIABLE TO RETIRE BY ROTATION. 10 TO APPROVE THE RE-APPOINTMENT OF MR. NANDAN For For Mgmt M. NILEKANI AS A WHOLE-TIME DIRECTOR FOR 5 YEARS EFFECTIVE 5/1/2007. 11 TO APPROVE THE APPOINTMENT OF MR. S. For For Mgmt GOPALAKRISHNAN AS THE CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR. 12 TO APPROVE THE RE-APPOINTMENT OF MR. K. For For Mgmt DINESH AS A WHOLE-TIME DIRECTOR FOR 5 YEARS EFFECTIVE 5/1/2007. 13 TO APPROVE THE RE-APPOINTMENT OF MR. S.D. For For Mgmt SHIBULAL AS A WHOLE- TIME DIRECTOR FOR A PERIOD OF 5 YEARS EFFECTIVE 1/10/2007. 14 TO APPROVE PAYMENT OF AN ANNUAL For For Mgmt REMUNERATION BY COMMISSION OF A SUM NOT EXCEEDING 1% PER ANNUM OF THE NET PROFITS. 05/01/07 - A/S Inmet Mining Corp. *IMN* 457983104 03/12/07 2,108 1 Elect Directors For For Mgmt 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 3 Amend Deferred Share Unit Plan For For Mgmt 4 Approve Shareholder Rights Plan For Against Mgmt The company claims that adopting the rights plan is in the best interests of shareholders, ensuring their fair treatment in a takeover bid. However, we find that this plan also provides the board and management with excessive opportunity to interpret and administer provisions of the plan. This plan does not allow shareholders enough control of the process to sufficiently safeguard their interests. The Inmet Shareholder Rights Plan is not a 'new generation' rights plan and we must therefore recommend against its reconfirmation. 5 Adopt New By-laws For Against Mgmt Within the Canadian market, ISS takes the position that 25 percent of the shares entitled to vote is an adequate quorum for shareholders meetings with no major shareholders. Quorum for a directors meeting should not be less than 50 percent of the number of directors. The ability of the chair to have a second or casting vote on tie votes at board meetings is a questionable practice. Granting the chair a second vote on contentious issues that result in a deadlock board can lead to conflicts of interest and potential inequality among directors. This is particularly egregious where the CEO is also Chair, as is the case here. ISS will oppose any new by-laws that contravene any of the above provisions. 05/15/07 - A International Power plc G4890M109 None 404,589 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect Sir Neville Simms as Director For For Mgmt 3 Re-elect Tony Concannon as Director For For Mgmt 4 Re-elect Steve Riley as Director For For Mgmt 5 Elect John Roberts as Director For For Mgmt 6 Approve Final Dividend of 7.9 Pence Per For For Mgmt Ordinary Share 7 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report For For Mgmt We disclosed these changes in last year's RREV report and at the time considered that the rationale for the increases in bonus and PSP awards had been adequately set out. The grant of bonuses purely in cash is a move away from good practice in terms of the alignment of Executive Directors' interests with those of shareholders. However, we note that most Executive Directors already hold shareholdings in excess of their annual basic salary. In light of the explanations provided by the Company with regards to the changes in remuneration policy, we recommend shareholders to vote in favour of the remuneration report. 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 248,730,120 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,593,387 11 Authorise 149,238,221 Ordinary Shares for For For Mgmt Market Purchase 12 Amend Articles of Association Re: For For Mgmt Electronic Communications and Director Age Limit As the proposed amendments are in line with changes to Company Law, we do not consider these amendments contentious. 06/15/07 - S International Power plc G4890M109 None 348,305 1 Approve the Completion of the Transaction For For Mgmt between the Company and Mitsui; Authorise Directors to Take All Such Steps as May be Necessary to Cause the Principal Transaction Agreements to be Completed Conclusion and Vote Recommendation We are not raising any corporate governance issues that would cause us to object to the proposed new joint venture. Ultimately, we consider that the proposal is an investment decision, which is best left for shareholders to evaluate in respect of their own individual investment strategies and after consultation with such professional advisors as each shareholder deems necessary. We note that the directors of International Power have received financial advice from Morgan Stanley. 04/26/07 - A Intershop Holding AG H42507238 None 77 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of CHF 12 per Share 2 Approve Discharge of Board and Senior For Mgmt Management 3.1 Change Location of Registered For Mgmt Office/Headquarters to Zurich 3.2 Amend Articles Re: Reduce Board Term to One For Mgmt Year 4 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/18/07 - A Intralot SA Integrated Lottery X3968Y103 None 2,410 (formerly Intralot SA) 1 Approve Consolidated Financial Statements For Mgmt 2 Approve Discharge of Board and Auditors For Mgmt 3 Approve Auditors and Authorize Board to Fix For Mgmt Their Remuneration 4 Approve Director Remuneration for 2006 and For Mgmt Preapprove Their Remuneration for 2007 5 Approve Maximum Salary for Board Members For Mgmt 6 Authorize Board and Managers of the Company For Mgmt to Participate in Boards and Management of Similar Companies 7 Authorize Share Repurchase Program For Mgmt 8 Announce Figures from Previous Share None Mgmt Repurchase Program 9 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A INTRUM JUSTITIA AB W4662R106 04/19/07 5,200 1 Open Meeting None None Mgmt 2 Elect Lars Lundquist as Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8a Receive President's Report None None Mgmt 8b Receive Chairman's Report on Board and None None Mgmt Committee Work 9 Approve Financial Statements and Statutory For For Mgmt Reports 10 Approve Allocation of Income and Dividends For For Mgmt of SEK 2.75 per Share 11 Approve Discharge of Board and President For For Mgmt 12 Determine Number of Members (7) and Deputy For For Mgmt Members (0) of Board; Receive Report from Nominating Committee 13 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 2.4 Million; Approve Remuneration of Auditors 14 Reelect Helen Fasth-Gillstedt, Lars For For Mgmt Foerberg, Bo Ingemarson, Lars Lundquist (Chair) and Lars Wollung as Directors; Elect Matts Ekman and Arsaell Hafsteinsson as New Directors 15 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 16 Authorize Chairman of Board and For For Mgmt Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee 17 Close Meeting None None Mgmt 08/10/06 - A INVESTEC PLC G49188108 None 1,655 Both the Holders of Ordinary Shares in Investec Plc and the Holder of the Special Voting Share in Investec Plc are Entitled to Vote. Investec Plc and Investec Ltd. Resolutions 1 Re-elect Bernard Kantor as Director of For For Mgmt Investec Plc and Investec Ltd. 2 Re-elect Donn Jowell as Director of For For Mgmt Investec Plc and Investec Ltd. 3 Re-elect Hugh Herman as Director of For For Mgmt Investec Plc and Investec Ltd. 4 Re-elect Ian Kantor as Director of Investec For For Mgmt Plc and Investec Ltd. 5 Re-elect Peter Thomas as Director of For Against Mgmt Investec Plc and Investec Ltd. 6 Re-elect Sam Abrahams as Director of For For Mgmt Investec Plc and Investec Ltd. 7 Re-elect Stephen Koseff as Director of For For Mgmt Investec Plc and Investec Ltd. 8 Re-elect Sir David Prosser as Director of For For Mgmt Investec Plc and Investec Ltd. Investec Ltd. Resolutions 9 Accept Financial Statements and Statutory For For Mgmt Reports of Investec Ltd. 10 Approve Remuneration Report of Investec Ltd. For For Mgmt 11 Sanction the Interim Dividend on Ordinary For For Mgmt Shares Paid by Investec Ltd. 12 Sanction the Interim Dividend on the For For Mgmt Dividend Access (South African Resident) (SA DAS) Redeemable Preference Share Paid by Investec Ltd. 13 Approve Final Dividend of 627 Cents Per For For Mgmt Ordinary Share by Investec Ltd. 14 Approve Final Dividend on the SA DAS For For Mgmt Redeemable Preference Share of an Amount Equal to That Recommended by the Directors of Investec Ltd. 15 Reappoint Ernst & Young CA (SA) as Auditors For For Mgmt of Investec Ltd. and Authorise the Board to Determine Their Remuneration 16 Reappoint KPMG Inc. as Auditors of Investec For For Mgmt Ltd. and Authorise the Board to Determine Their Remuneration 17 Authorise 1,150,047 Ordinary Shares of the For For Mgmt Unissued Shares in the Authorised Share Capital of Investec Ltd. be Placed Under the Control of Directors Until Such Date that Special Resolution 2 Becomes Effective; Otherwise up to 5,750,235 Ordinary Shares 18 Authorise 800,000 Class A Variable Rate For For Mgmt Compulsorily Convertible Non-Cumulative Preference Shares to be Placed Under the Control of Directors Until Such Date that Special Resolution 2 Becomes Effective; Otherwise up to 4,000,000 Class A Preference Shares 19 Approve that All Unissued Shares in the For For Mgmt Authorised Share Capital of Investec Ltd. be Placed Under the Control of the Directors 20 Authorise Issue of 1,150,047 Ordinary For For Mgmt Shares of ZAR 0.001 Each Until Such Date That Special Resolution 2 Becomes Effective; Otherwise up to 5,750,235 Ordinary Shares of ZAR 0.0002 Each 21 Authorise Issue of 800,000 Class A Variable For For Mgmt Rate Compulsorily Convertible Non-Cumulative Preference Shares Until Such Date that Special Resolution 2 Becomes Effective; Otherwise up to 4,000,000 Class A Preference Shares 22 Amend Investec Ltd. Security Purchase For For Mgmt Scheme 2003 Trust Deed Clause 4 of Appendix 1 23 Amend Investec Ltd. Security Purchase For For Mgmt Scheme 2003 Trust Deed Clause 6.3 of Appendix 1 24 Amend Investec Ltd. Security Purchase For For Mgmt Scheme 2003 Trust Deed Clause 1.19 25 Authorise Acquisition of 20 Percent of For For Mgmt Investec Ltd. Ordinary Issued Shares or Investec Ltd. Issued Perpetual Preference Shares 26 Approve Share Sub-Division of 55,500,000 For For Mgmt Ordinary Shares of ZAR 0.001 Each into 277,500,000 Ordinary Shares of ZAR 0.0002 Each Pursuant to the Passing of Special Resolutions 2, 3, 4 and 5 27 Approve Share Sub-Division of 8M Class A For For Mgmt Variable Rate Compulsorily Convertible Non-Cumulative Preference Shares of ZAR 0.001 Each into 40M Class A Preference Shares of ZAR 0.0002 Each Pursuant to the Passing of Special Resolutions 2, 3, 4 and 5 28 Approve Share Sub-Division of 112M Special For For Mgmt Convertible Redeemable Preference Shares of ZAR 0.001 Each into 560M Special Convertible Redeemable Preference Shares of ZAR 0.0002 Each Pursuant to the Passing of Special Resolutions 2, 3, 4 and 5 29 Amend Investec Ltd. Memorandum of For For Mgmt Association Pursuant to the Passing of Special Resolutions 2, 3, 4 and 5 30 Authorise Directors or the Company For For Mgmt Secretary to Do All Things Necessary to Carry into Effect the Aforesaid Resolutions Investec Plc Resolutions 31 Accept Financial Statements and Statutory For For Mgmt Reports of Investec Plc 32 Approve Remuneration Report of Investec Plc For For Mgmt 33 Sanction the Interim Dividend on Ordinary For For Mgmt Shares Paid by Investec Plc 34 Approve Final Dividend of 53 Pence Per For For Mgmt Ordinary Share by Investec Plc 35 Reappoint Ernst & Young LLP as Auditors of For For Mgmt Investec Plc and Authorise the Board to Determine Their Remuneration 36 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities of Investec Plc with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,036,377 37 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities of Investec Plc without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,931.66 38 Authorise 7,463,375 Ordinary Shares of For For Mgmt Investec Plc for Market Purchase Until Such Date That Special Resolution 8 Becomes Effective; Otherwise up to 37,316,875 Ordinary Shares 39 Approve Share Sub-Division of Each Ordinary For For Mgmt Share of 0.001 Pence Each into 5 Ordinary Shares of 0.0002 Pence Each; Approve Share Sub-Division of Each Special Converting Share of 0.001 Pence Each into 5 Special Converting Shares of 0.0002 Pence Each 40 Adopt New Articles of Association For For Mgmt 41 Authorise Directors or the Company For For Mgmt Secretary to Do All Things Necessary to Carry into Effect the Aforesaid Resolutions 05/02/07 - A IRESS MARKET TECHNOLOGY LTD(formerly Q49822101 04/30/07 6,898 BRIDGEDFS) *IRE* 1 Elect John William Burdett as Director For For Mgmt 2 Elect Tony Killen as Director For For Mgmt 3 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 01/22/07 - S Italjolly - Compagnia Italiana dei T62532105 01/18/07 448 Jolly Hotels - S.p.a. Special Meeting Agenda Ordinary Business 1 Elect One Director For Mgmt Special Business 1 Mandatory Conversion of Saving Shares to For Mgmt Ordinary Shares; Amend Bylaws Accordingly Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Italmobiliare SpA T62283121 04/23/07 314 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for the Fiscal Year 2006 2 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 3 Extend External Auditors' Mandate for For Mgmt theThree-Year Term 2007-2009 4 Approve Remuneration of Board Committes and For Mgmt Other Administrative Bodies Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/18/07 - S Italmobiliare SpA T62283121 06/14/07 314 Special Meeting Agenda 1 Authorize the Board to Increase Capital of For Mgmt up to EUR 260 Million through the Issuance of Bonds with Warrants Attached 2 Approve Capital Increase of up to EUR 0.91 For Mgmt Million without Preemptive Rights through the Issuance of up to 350,000 Ordinary and/or Saving Shares Reserved to Directors of the Company and its Subsidiaries 3 Approve Amendment of Articles 9, 17, and 29 For Mgmt and Further Amendments of the Bylaws to Comply with the Italian Law n. 262/2005 and the Legislative Decree n. 303/2006; Renumbering of Articles Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A/S Itausa, Investimentos Itau S.A. P58711105 None 42,000 Preferred Holders can vote on items 3 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 2 Approve Allocation of Income and Dividends For For Mgmt 3 Elect Directors For For Mgmt 4 Elect Supervisory Board Members, Respecting For For Mgmt the Rights of Preferred Shareholders to Elect one Member to the Supervisory Board in Accordance with Article 161 of Law 6404/76. 5 Approve Remuneration of Directors, For For Mgmt Executive Officers, and Supervisory Board Members Special Business 6 Cancel Company Treasury Shares For For Mgmt 7 Authorize Capitalization of Reserves for For For Mgmt Bonus Issue of Shares 8 Amend Articles to Reflect Changes in Capital For For Mgmt 9 Approve Issuance of Shares for a Private For For Mgmt Placement 02/22/07 - A ITE Group plc G63336104 None 2,130 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect Ian Tomkins as Director For For Mgmt 3 Re-elect Edward Strachan as Director For For Mgmt 4 Re-elect Sir Jeremy Hanley as Director For For Mgmt 5 Elect Malcolm Wall as Director For For Mgmt 6 Approve Final Dividend of 2.5 Pence Per For For Mgmt Share 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report For Against Mgmt While we are sympathetic to the needs of companies and ITE Group in particular to secure the services of certain directors in the medium to long-term, we consider that the terms of such a contract could potentially lead to termination payments well in excess of one year's salary and fees. RREV generally does not consider the employment under longer than one-year fixed service contracts an appropriate mechanism to retain executive directors, as these may lead to pay-offs of more than one year's salary and benefits, even potentially in cases where the director underperformed, and therefore may be seen as a reward for failure. As this is a fundamental principle of corporate governance best practice, we recommend a vote against the approval of the remuneration report. 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 866,430 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 130,452 11 Authorise 25,992,919 Ordinary Shares for For For Mgmt Market Purchase 06/26/07 - A Itochu Corp. *8001* J2501P104 03/31/07 247,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 9 The payout ratio is 13 percent based on consolidated earnings, or 23 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The consolidated payout ratio for the year is on the low side by Japanese standards. However, in light of the increase in the dividend payment from the previous year's level, we do not oppose this resolution. We will consider voting against future income allocations, if profits grow and the dividend payment is not further increased. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 13 executives and 0 non-executives. The board currently includes 14 insiders and no outside directors. 13 of the 14 are seeking reelection here. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is an attorney. Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is the current president of one of the largest shareholders in the company, Asahi Life Insurance, which holds a 1.74 percent stake in Itochu and also appears on its list of major lenders. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 05/24/07 - A IVG Immobilien AG (frmly IVG Holding D36953103 05/03/07 3,424 AG) 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Hans Gaul to the Supervisory Board For Mgmt 6 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 22 Million Pool of Capital to Guarantee Conversion Rights 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/24/07 - A Izumi Co. Ltd. *8273* J25725110 02/28/07 2,668 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 16, Final JY 16, Special JY 0 The payout ratio is 13 percent (consolidated) or 18 percent (parent). By law, funds available for dividends in Japan are based on parent company earnings only. The payout ratio is on the low side, although slightly higher than last year's levels, thanks to an increase in the dividend from the previous year's JY 26. We do not recommend opposing this resolution, but we will consider recommending votes against income allocation in the future if the dividend fails to keep pace with continued growth in earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominees 1 and 2 are incumbent directors seeking reappointment, while nominees 3 and 4 are new to the board. All nominees are executives. The board currently includes four executives and one non-executive, but two executives and the non-executive are stepping down. Following this meeting, the board will consist of these four executive directors only. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 3 Appoint External Audit Firm For For Mgmt Izumi seeks to appoint KPMG Azsa & Co., one of Japan's largest audit firms, in place of Misuzu Audit Corp. Misuzu submitted an unqualified audit report for 2006-07. 4 Approve Retirement Bonuses for Directors For For Mgmt The two bonus recipients are both executives. 05/03/07 - A JINHUI SHIPPING AND TRANSPORTATION G5137R108 04/26/07 9,044 LIMITED 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Dividends For Mgmt 3 Elect Directors and Fix Their Remuneration For Mgmt 4 Ratify Messrs. Moores Rowland Mazars as For Mgmt Auditors 5 Authorize Share Repurchase Program For Mgmt 6 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights 7 Transact Other Business (Voting) For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A JM AB W4939T109 04/20/07 52,612 1 Open Meeting and Elect Chairman of Meeting None None Mgmt 2 Prepare and Approve List of Shareholders For For Mgmt 3 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Mgmt 5 Approve Agenda of Meeting For For Mgmt 6 Receive Reports of the Board and the None None Mgmt President; Receive Financial Statements and Statutory Reports 7 Approve Financial Statements and Statutory For For Mgmt Reports 8 Approve Allocation of Income and Dividends For For Mgmt of SEK 4.50 per Share 9 Approve Record Date (May 2) for Dividend For For Mgmt 10 Approve Discharge of Board and President For For Mgmt 11 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 12 Approve Remuneration of Directors in the For For Mgmt Amount of SEK 575,000for Chairman and SEK 250,000 for Other Directors; Approve Fees for Committee Work 13 Approve Remuneration of Auditors For For Mgmt 14 Receive Information about Director None None Mgmt Nominees' other Assignments 15 Reelect Elisabett Annell, Eva Britt For For Mgmt Gustafsson, Bengt Larsson, Berthold Lindqvist, Lars Lundquist, Johan Skoglund, and Torbjoern Torell as Directors; Elect Asa Soderstrom Jerring as New Director 16 Authorize Chairman of Board and For For Mgmt Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 18 Approve Redemption Program for Shareholders For For Mgmt 19 Approve Issuance of Convertible Bonds to For For Mgmt Key Employees; Approve Creation of SEK 700,000 Pool of Capital to Guarantee Conversion Rights 20 Approve Share Matching Plan; Approve For Against Mgmt Repurchase and Reissuance of 55,000 Shares for Share Matching Plan Conclusion Although the proposed matching plan has positive features such as the requirement to make an initial investment in company shares, a vesting period of three years, and a small scale (maximum 55,000 shares), we consider the heavy discount of the matching share in the absence of performance criteria or a performance element of the plan to be below our as well as Swedish market standards for executive plans. We do not believe that the plan demonstrates a clear link between performance and pay, and therefore recommend a vote against this plan. 05/23/07 - A John Wood Group plc G9745T100 None 263,501 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of USD 3.5 Cents Per For For Mgmt Share 3 Approve Remuneration Report For For Mgmt We consider that the Company's remuneration policy is adequate, and therefore, we are recommending shareholders to vote in favour of the remuneration report. 4 Re-elect Leslie Thomas as Director For For Mgmt 5 Re-elect Christopher Masters as Director For For Mgmt 6 Re-elect John Ogren as Director For For Mgmt 7 Re-elect Roberto Monti as Director For For Mgmt 8 Elect David Woodward as Director For For Mgmt 9 Elect Ian Marchant as Director For For Mgmt 10 Elect Michael Straughen as Director For For Mgmt 11 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 12 Authorise Board to Fix Remuneration of For For Mgmt Auditors 13 Approve John Wood Group Plc Long Term For For Mgmt Incentive Plan Analysis and Vote Recommendation The proposed LTIP meets current good practice regarding the threshold vesting level, acceptable performance targets, the absence of retesting, dilution limits and vesting for good leavers and a change-in-control or other corporate events. We also welcome the replacement of the existing LTIS, which was rather complicated and allowed for shorter performance periods. We consider that overall, the structure of the proposals meet current good practice. We are therefore recommending that shareholders support the Company's proposal. 14 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,796,086 15 Subject to the Passing of Resolution 14, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 869,500 16 Authorise 52,170,043 Ordinary Shares for For For Mgmt Market Purchase 06/23/07 - A Joint Corporation *8874* J28384105 03/31/07 81,208 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 15 The payout ratio for the full year is 9 percent based on consolidated earnings, or 17 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. However, the company has posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development. 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Background of non-executive nominee(s): Both nominees meet our criteria for independence. Nominee 2 is the current president of Taenaka Management Office Ltd. Nominee 3 is a tax accountant in private practice. 2.2 Appoint Internal Statutory Auditor For For Mgmt 2.3 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 300 million per year to JY 400 million per year. After the meeting, the company will continue to have 9 directors. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/22/07 - A Joshin Denki Co. Ltd. *8173* J28499127 03/31/07 3,749 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10 The payout ratio for the full year is 20 percent based on consolidated earnings, or 25 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination 4 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is an accountant in private practice, but previously served as a partner of the company's current exernal audit firm. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: The committee members have not yet been announced. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the independence of the special committee is questionable, because the board is composed entirely of executives, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 04/17/07 - A Julius Baer Holding AG (formerly Baer H4407G172 None 1,880 Holdings) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/17/07 - A Julius Baer Holding AG (formerly Baer H4407G172 None 1,880 Holdings) 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 1 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 5 Ratify KPMG AG as Auditors For Mgmt 6 Approve 2:1 Stock Split For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/06/06 - A Jumbo SA X0282Q121 None 1,530 Annual Meeting 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Ratify Auditors For Mgmt 5 Approve Board Remuneration for Fiscal For Mgmt Period Ended June 30, 2006 6 Pre-approve Board Remuneration for Fiscal For Mgmt Period Ending June 30, 2007 7 Authorize Issuance of Common Bond Loan of For Mgmt EUR 125 Mio, Grant Board Authority to Define Terms 8 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/30/07 - S Jumbo SA X4114P111 None 2,264 1 Amend Maximum Authorization for Common Bond For Mgmt Loan from EUR 125 Million to EUR 145 Million Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/16/07 - S Jumbo SA X4114P111 None 4,528 1 Authorize Issuance of Nonconvertible Bonds For Mgmt 2 Amend Article 5 of Company Bylaws and For Mgmt Codification Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/22/06 - A JUST GROUP LTD *JST* Q514B4101 11/20/06 16,082 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Fiscal Year Ended July 29, 2006 2a Elect Laura Anderson as Director For For Mgmt 2b Elect Ian Pollard as Director For For Mgmt 3 Approve Remuneration Report for the Fiscal For For Mgmt Year Ended July 29, 2006 4 Approve Remuneration of Directors with an For For Mgmt Increase of A$200,000 from A$700,000 to A$900,000 06/28/07 - A K's Holdings Corp. *8282* J36615102 03/31/07 4,200 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 30 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 18 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 2.15 Elect Director --- For 2.16 Elect Director --- For 2.17 Elect Director --- For 2.18 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees meet our criteria for independence. Nominee 2 is a former executive of Matsushita Electric Industrial Co., Ltd. Nominee 3 is a former executive of Victor Co. of Japan. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors One of the retiring auditors has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 5 Approve Stock Option Plan for Directors and For For Mgmt Statutory Auditors Option Plan Summary Eligibility: Directors and statutory auditors of company Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.14 percent of issued capital from this plan; 2.21 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 6 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: Employees of company, and directors, statutory auditors, and employees of affiliates Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 1.49 percent of issued capital from this plan; 2.21 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 05/09/07 - A K+S AG D37808108 04/18/07 644 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 2 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify Deloitte & Touche GmbH as Auditors For Mgmt for Fiscal 2007 6 Elect Ralf Bethke to the Supervisory Board For Mgmt 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/23/06 - A KAGARA ZINC LIMITED *KZL* Q5170L108 11/21/06 7,921 1 Elect Ross Hutton as Director For For Mgmt 2 Elect Mark Ashley as Director For For Mgmt 3 Approve Remuneration Report for the Fiscal For Against Mgmt Year Ended June 30, 2006 Summary of Reasons for Against Recommendation on Resolution 3 - The options have no vesting period. - The options have no formal performance hurdles. - The company grants options to its non-executive directors - There has been a significant increase in the executive chairman's base salary without rationale in the remuneration report. 4 Amend Employee Share Option Plan For For Mgmt 5 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Kim Robinson Summary of Reasons for Against Recommendation on Resolutions 5 and 6 - Options have no formal performance hurdles. - Options have no vesting period. 6 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Joe Treacy 7 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Mark Ashley Summary of Reasons for Against Recommendation on Resolutions 7 - 9 - Local market standards do not support the issue of options to non-executive directors. 8 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Ross Hutton 9 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Shad Linley 06/28/07 - A Kagoshima Bank Ltd. *8390* J29094109 03/31/07 5,778 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 The nominee does not meet our criteria for independence. He is a former executive director of the Bank of Tokyo-Mitsubishi UFJ, Ltd., one of the largest shareholders in the company with a 3.88 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Deloitte Touche Tohmatsu & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Deloitte Touche Tohmatsu & Co. on a provisional basis. Here, the company seeks to formally appoint Deloitte Touche Tohmatsu & Co. We see no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors One of the retiring auditors has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 06/28/07 - A Kaken Pharmaceutical Co. Ltd. *4521* J29266103 03/31/07 6,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8.5 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 1 The nominee does not meet our criteria for independence. He is a former executive of one of the largest shareholders in the company with a 3.45 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney. 5 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditors The recipients are insiders. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors For directors, the ceiling is to be raised from JY 22 million per month (or JY 264 million per year) to JY 330 million per year. After the meeting, the number of directors decrease from 9 to 8. For statutory auditors, the ceiling would be lowered from JY 6 million per month (or JY 72 million per year) to JY 70 million per year. After the meeting, the company will continue to have 4 statutory auditors. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/13/07 - A KARDAN NV N4784C102 06/06/07 830 1 Open Meeting None Mgmt 2 Approval of the English Language as the For Mgmt Official Language and of the Euro as the Currency of the Annual Accounts and the Annual Report 2007 3 Receive Report of Management Board None Mgmt 4 Approve Financial Statements and Statutory For Mgmt Reports 5 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 6 Approve Dividends of EUR 0.11 Per Share For Mgmt 7 Approve Discharge of Management Board For Mgmt 8 Approve Discharge of Supervisory Board For Mgmt 9 Ratify Auditors For Mgmt 10 Elect Mr. W. van Damme to Management Board For Mgmt 11 Reelect Mr. A. Shlank to Management Board For Mgmt 12 Reelect Mr. J. Krant, Mr. A. Schnur, Mr. I. For Mgmt Fink and Mrs. K. Rechter to Supervisory Board 13 Approve Remuneration Report Containing For Mgmt Remuneration Policy for Management Board Members 14 Amend Articles For Mgmt 15 Renewal of the Directors' and Officers' For Mgmt Liability Insurance 16 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 17 Other Business (Non-Voting) None Mgmt 18 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/20/07 - A Kaufman et Broad SA F5375H102 04/17/07 816 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.87 per Share 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 209,800 6 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 7 Ratify Appointment Jeffrey T. Mezger as For Mgmt Director 8 Reelect Guy Nafilyan as Director For Mgmt 9 Reelect Jeffrey T. Mezger as Director For Mgmt 10 Reelect Yves Galland as Director For Mgmt 11 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A KBC Groupe (frm. KBC Bank and B5337G162 None 2,660 Insurance Holding Company) 1 Receive Directors' and Auditors' Reports None Mgmt 2 Receive Auditors' Reports None Mgmt 3 Receive Consolidated Financial Statements None Mgmt and Statutory Reports (Non-Voting) 4 Accept Financial Statements For Mgmt 5 Approve Allocation of Income and Dividends For Mgmt of EUR 3.31 per Share 6 Approve Discharge of Directors For Mgmt 7 Approve Discharge of Former Directors For Mgmt (Gevaert) 8 Approve Discharge of Auditors For Mgmt 9 Approve Discharge of Former Auditor For Mgmt (Gevaert) 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 11.a Elect A. Bergen as Director For Mgmt 11.b Elect F. Donck as Director For Mgmt 11.c Elect H. Langohr as Director For Mgmt 11.d Elect F. Depickere as Director For Mgmt 11.e Elect C. Defrancq as Directors For Mgmt 11.f Ratify Ernst and Young as Auditors For Mgmt 12 Allow Questions None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - S KBC Groupe (frm. KBC Bank and B5337G162 None 2,660 Insurance Holding Company) 1 Receive Special Report on Authorized Capital None Mgmt 2 Cancel Company Treasury Shares For Mgmt 3 Amend Articles Regarding the Form of Share For Mgmt 4 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights 5 Authorize Board to Issue Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer 6 Amend Articles Regarding Transitory For Mgmt Provisions 7 Amend Articles Regarding Shareholder For Mgmt Transparency 8 Authorize Board to Repurchase Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer 9 Amend Articles Regarding Dematerialized For Mgmt Shares 10 Amend Articles Regarding Board Mandates For Mgmt 11 Amend Articles Regarding Representation For Mgmt 12 Amend Articles Regarding the Date of Annual For Mgmt Meeting 13 Amend Articles Regarding a Transitory For Mgmt Provision on the Share Capital 14 Authorize Implementation of Approved For Mgmt Resolutions and Filing of Required Documents/Formalities at Trade Registry Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/08/07 - A KCI Konecranes Oyj (formerly KCI X4342T109 02/26/07 7,081 Konecranes International Co Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.45 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors For Mgmt 1.7 Approve Remuneration of Auditors For Mgmt 1.8 Fix Number of Directors at Eight For Mgmt 1 Elect Directors For Mgmt 1.10 Appoint Ernst & Young Oy as Auditor; For Mgmt Appoint Deputy Auditors 2 Amend Articles to Comply with New Finnish For Mgmt Companies Act Re: Replace References to Nominal Value of Shares and Minimum and Maximum Share Capital with Statement That Shares Belong to Book-Entry Securities System; Other Amendments 3 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital 4 Authorize Reissuance of Repurchased Shares For Mgmt 5 Approve Stock Option Plan; Approve Creation For Mgmt of Pool of Conditional Capital to Guarantee Conversion Rights 6 Amend 1997, 1999, 2001, and 2003 Stock For Mgmt Option Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Keiyo Bank Ltd. *8544* J05754106 03/31/07 12,463 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 4 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is the current president of Netz Toyota Tokyo Co.,Ltd., the company's business partner. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 06/21/07 - A Keller Group plc G5222K109 None 4,617 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 11.4 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt RREV considers a vote in favour of the remuneration report to be appropriate. 4 Re-elect Kevin Bond as Director For For Mgmt 5 Re-elect James Hind as Director For For Mgmt 6 Re-elect Wolfgang Sondermann as Director For For Mgmt 7 Re-elect Michael West as Director For For Mgmt 8 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 9 Approve Scrip Dividend Program For For Mgmt 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,193,240 11 Subject to the Passing of Resolution 10, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 329,315 12 Authorise 6,586,307 Ordinary Shares for For For Mgmt Market Purchase 04/03/07 - A KEMIRA GROWHOW OYJ X4448F102 03/23/07 6,390 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditor's Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.15 Per Share 1.5 Approve April 17, 2007 as Date of Dividend For Mgmt Distribution 1.6 Approve Discharge of Board and President For Mgmt 1.7 Approve Remuneration of Directors and For Mgmt Auditors 1.8 Fix Number of Directors at Seven For Mgmt 1 Elect Directors For Mgmt 1.10 Appoint KPMG Oy Ab as Auditor; Appoint For Mgmt Pekka Pajamo as Deputy Auditor 2 Authorize Reissuance of Repurchased Shares For Mgmt 3 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights Shareholder Proposals 4 Shareholder Proposal: Establish Nominating None ShrHoldr Committee Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/02/07 - A Kendrion NV (Formerly Schuttersveld N48485127 None 2,421 Holding NV) 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3.a Approve Financial Statements and Statutory For Mgmt Reports 3.b Approve Allocation of Income For Mgmt 4 Approve Discharge of Management Board For Mgmt 5 Approve Discharge of Supervisory Board For Mgmt 6 Elect R.L. de Bakker to Supervisory Board For Mgmt 7 Approve Reverse Stock Split For Mgmt 8 Discussion on Company's Corporate None Mgmt Governance Structure 9 Grant Board Authority to Issue Shares Up To For Mgmt 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 11 Other Business (Non-Voting) None Mgmt 12 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/27/07 - A Kenedix Inc. (formerly Kennedy-Wilson J3243N100 12/31/06 4 Japan) *4321* 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 3000, Special JY 0 2 Amend Articles to: Expand Business Lines For For Mgmt 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Statutory Auditors 8 Appoint External Audit Firm For For Mgmt 04/27/07 - A Keppel Land Ltd. (formerly Straits V87778102 None 65,750 Steamship Land) 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend For For Mgmt 3 Reelect Kevin Wong Kingcheung as Director For For Mgmt 4 Reelect Khor Poh Hwa as Director For For Mgmt 5 Reelect Niam Chiang Meng as Director For For Mgmt 6 Reelect Edward Lee Kwong Foo as Director For For Mgmt 7 Approve Directors' Fees of SGD 637,000 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 610,000) 8 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights 10 Authorize Share Repurchase Program For For Mgmt 11 Approve Mandate for Transactions with For For Mgmt Related Parties 05/18/07 - A Kerry Group plc G52416107 None 3,135 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends For For Mgmt 3ai Elect Denis Buckley as Director For Against Mgmt Effective boards exercise independent judgment when carrying out their fiduciary responsibilities. By requiring a majority of independent directors, the possibility of conflicts of interest is reduced and the quality of board oversight is increased. For companies in this market, we will recommend against the election or reelection of any non-independent directors (excluding the CEO) if the proposed board does not consist of a majority of independent directors. At Kerry Group, excluding the chairman, only 11 percent of the board is independent. Therefore, shareholders are advised to vote against the election of Flor Healy, Brian Mehigan, Denis Buckley, Michael Dowling, Eugene McSweeney, Desmond O'Connor, James O'Connell, Michael O'Connor, and Gerard O'Hanlon. 3aii Elect Michael Dowling as Director For Against Mgmt 3aiii Elect Eugene McSweeney as Director For Against Mgmt 3bi Elect Brian Mehigan as Director For Against Mgmt 3bii Elect Flor Healy as Director For Against Mgmt 3biii Elect Desmond O'Connor as Director For Against Mgmt 3biv Elect Michael J. Sullivan as Director For For Mgmt 3ci Elect James O'Connell as Director For Against Mgmt 3cii Elect Michael O'Connor as Director For Against Mgmt 3ciii Elect Gerard O'Hanlon as Director For Against Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors This is a routine proposal. 5 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights up to the Authorized But Unissued A Ordinary Share Capital 6 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights up to Five Percent of the Issued A Ordinary Share Capital 7 Authorize Share Repurchase of up to Five For For Mgmt Percent of the Issued A Ordinary Share Capital 12/08/06 - S Kingboard Chemical Holdings Ltd G52562140 12/06/06 21,000 1 Approve Connected Transactions and Annual For For Mgmt Caps 05/18/07 - A Kingboard Chemical Holdings Ltd G52562140 05/15/07 28,500 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend and Special Dividend For For Mgmt 3a Reelect Cheung Kwong Kwan as Executive For For Mgmt Director and Authorize Board to Fix His Remuneration 3b Reelect Mok Cham Hung, Chadwick as For For Mgmt Executive Director and Authorize Board to Fix His Remuneration 3c Reelect Ho Yin Sang as Executive Director For For Mgmt and Authorize Board to Fix His Remuneration 3d Reelect Cheung Wai Lin, Stephanie as For For Mgmt Executive Director and Authorize Board to Fix Her Remuneration 3e Reelect Cheng Ming Fun, Paul as Independent For For Mgmt Non-Executive Director and Authorize Board to Fix His Remuneration 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 5a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 5c Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 06/25/07 - S Kingboard Chemical Holdings Ltd G52562140 None 28,500 1 Approve KBL Share Option Scheme For Against Mgmt Given the unfavorable terms of the proposed plan, we recommend that shareholders vote against this proposal. 05/24/07 - A Kingspan Group plc G52654103 None 57,198 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends For For Mgmt 3a Elect Noel Crowe as Director For Against Mgmt At Kingspan Group Plc, excluding the chairman, only 36.36 percent of the board is independent. In addition, Eoin McCarthy is a non-independent non-executive director who serves on the board's Remuneration Committee. Therefore, shareholders are advised to vote against the election of Noel Crowe and Eoin McCarthy. 3b Elect Brian Joyce as Director For For Mgmt 3c Elect Tony McArdle as Director For For Mgmt 3d Elect Eugene Murtagh as Director For For Mgmt 3e Elect Eoin McCarthy as Director For Against Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors Special Business 5 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights 6 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 7 Amend Kingspan Group PLC 1998 Share Option For For Mgmt Scheme 8 Amend Kingspan Group PLC 2001 Second Tier For For Mgmt Share Option Scheme 06/20/07 - A Kintetsu World Express, Inc. *9375* J33384108 03/31/07 2,100 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 11 The payout ratio for the full year is 10 percent based on consolidated earnings, or 26 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year on a consolidated basis is on the low side by Japanese standards. However, in light of the increase in the dividend payment, we do not oppose this resolution. We will consider voting against future income allocations, if profits grow and the dividend payment is not further increased. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 1 and 14 Background of non-executive nominee(s): Nominee 1 is the current chairman of company's largest shareholder Kintetsu Corporation, and Nominee 14 is the current president of Kintetsu Corporation. Board Profile Composition of board after this meeting: 12 executives and 2 non-executives. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 Nominee 3 meets our criteria for independence. He is a professor of the Graduate School of Finance, Accounting and Law at Waseda University. Nominees 1 and 2 are not designated by the company as independent, and we have no reason to oppose their nominations. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 06/20/07 - A KLOECKNER & CO. AG D40376101 None 3,302 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.80 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5a Elect Jochen Melchior to the Supervisory For Mgmt Board 5b Elect Hans-Georg Vater to the Supervisory For Mgmt Board 6 Ratify KPMG Hartkopf und Rentrop Treuhand For Mgmt KG as Auditors for Fiscal 2007 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 8 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 9 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million 10 Approve Creation of EUR 11.6 Million Pool For Mgmt of Capital Capital to Guarantee Conversion Rights of Holders of Convertible Bonds and/or Bonds with Warrants Attached Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A KME GROUP SPA (Formerly SMI- Societa T6291E129 05/21/07 24,721 Metallurgica Italiana) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Fix Number of Directors on the Board; Elect For Mgmt Directors; Determine Directors' Remuneration 3 Revoke Mandate of External Auditors to For Mgmt Deloitte & Touche Spa and Elect KPMG Spa as External Auditors for the Nine-Year Term 2007-2015; Fix Auditors' Remuneration Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/20/07 - S KME GROUP SPA (Formerly SMI- Societa T6291E129 06/18/07 24,721 Metallurgica Italiana) Special Meeting Agenda Ordinary Business 1 Amend the KME Group SpA Stock Option For Mgmt Schemes for Executive Directors and Top Management Special Business 1 Authorize Capital Increase up to EUR 2.75 For Mgmt Million Through the Issuance of up to 8 Million Shares, without Preemptive Rights, Pursuant the Stock Option Scheme; Reduce Capital Increase Authorization Approved on May 19, 2006; Amend Bylaws Accordingly 2 Approve 3:1 Share Consolidation; Consequent For Mgmt Amendment of Company's Bylaws 3 Amend Articles 10, 11, 14, 16, 17, 22, and For Mgmt 24 to Comply with the New Italian Law Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/16/07 - A Kolon Engineering & Construction Co. Y4818P101 12/31/06 2,230 (formerly Kolon Construction) 1 Approve Appropriation of Income and For For Mgmt Dividends of KRW 600 Per Common Share Proposed dividend is KRW 600 per common share (KRW 650 per preferred share), which corresponds to a total payout ratio of 21 percent, slightly increased from 20 percent the previous year. Although the payout ratio is low even by Korean standards, given the company's net income decline of 4 percent year over year, we do not oppose this income allocation and dividend proposal. 2 Amend Articles of Incorporation to Contract For For Mgmt Business Objectives The amendment would seek shareholder approval to expand the company's business objectives by removing the information system business, the power converter-related business, the parking equipment business, and the Internet broadcasting business. We do not oppose this resolution. 3 Elect Five Directors For For Mgmt This item asks shareholders to elect three executive directors, one non-independent non-executive director (NED) and one independent NED to the board. The executive director nominees are Kwon Yong-dae, a vice president of the company; Lee Joo-hong, a vice president of the company; and Lee Yong-cheol, a managing director of the company. The non-independent NED nominee is Kim Nam-soo, a vice president of Kolon Co., an affiliate of the company. The independent NED nominee is Jang Myung-soon, a professor at Hanyang University. Kwon and Jang are incumbent directors while others are new directors. All of their terms will be three years on the board once elected. Kwon holds 3000 stock options and 24250 common shares of the company while the others have not engaged in any disclosable transaction with the company within the last three years. The number of directors remains unchanged at eight, of whom two are independent NEDs. 4 Appoint Two Auditors For For Mgmt This item seeks shareholder approval to elect two auditors for the company. The nominees are Lim Jae-hyung, the representative director of Misiryung Dongseo Road Penetration Inc. and Hong Ji-man, the head at HONG JI MAN Law Firm. Lim is a new director while Hong is an incumbent director. Both of their terms will be three years as auditors once elected. Neither nominee has engaged in any disclosable transaction with the company within the last three years. 5 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 3.5 billion, unchanged from the previous year. Although the last year's actual payout was not disclosed, a total of KRW 48 million was paid for the two independent NEDs. The level of directors' fees is usually not problematic among Korean companies. We see no reason to oppose this resolution. 6 Approve Limit on Remuneration of Auditors For For Mgmt The ceiling for two auditors for 2007 remains unchanged at KRW 300 million. Last year's actual payout was not disclosed. 7 Approve Stock Option Grants For For Mgmt The company is seeking shareholder approval on option grants over a total of 15,000 shares to Won Hyun-soo, the representative director of the company. Either newly issued or repurchased shares may be used. The exercise period is within three years after two years since issued while the exercise price is KRW 21,000. The exercise price shall be adjusted in the event of a capital increase, stock dividend, capitalization of reserves, stock split, or reverse split. These grants would bring the total number of options to 133650, representing approximately 0.6 percent of issued share capital. This falls within ISS guidelines, which allows a maximum of 5-percent dilution from all stock options for a mature company such as Kolon Engineering & Construction. 06/22/07 - A Komatsu Ltd. *6301* J35759125 03/31/07 134,700 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 13, Final JY 18, Special JY 0 The payout ratio is 19 percent based on consolidated earnings, or 37 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 6, 7, and 8 Background of non-executive nominee(s): Nominee 6 is a senior advisor to Sumitomo Mitsui Bank (SMBC), and former chairman of predecessor Sumitomo Bank. SMBC is Komatsu's main lender. Nominee 7 is the current chairman of NEC Corp. Nominee 8 is the former chairman of Shiseido Co., Ltd. Composition of board after this meeting: 7 executives and 3 non-executives. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney in private practice. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing aggregate bonus payments of JY 339 million to 7 executive directors and JY 9 million to 3 non-executives. Because the amounts are not excessive, we have no reason to oppose this resolution. 5 Approve Stock Option Plan for Directors For For Mgmt Option Plan Summary Eligibility: directors of company Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: The maximum number of shares which could be issued per year is 206,000 for executive directors and 33,000 for non-executives; with a maximum value of JY 310 million per year for executives and JY 50 million per year for non-executives. If this resolution is approved, the company will not need to seek annual shareholder approval for future option grants as long as the value of options issued per year does not exceed the annual limit. Assuming that the company issues 239,000 shares per year over the next ten years, the maximum potential dilution from this plan, coupled with dilution from the company's other option plans, comes to less than one percent of issued capital. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: The exercise period will be determined by the full board, potentially beginning as soon as one year from the grant date and running for as long as 7 years. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 6 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: Employees of Komatsu and directors of affiliates. Komatsu directors have their own option plan (see Item 5). Exercise Price: 5 percent premium to market price prior to grant date Potential Dilution: 0.03 percent of issued capital from this plan; less than one percent when combined with other option grants. Note that companies must seek approval each year for option grants to employees (including directors of subsidiaries); unlike option grants to directors and statutory auditors. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: September 1, 2008 through August 31, 2015. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 7 Approve Retirement Bonuses to Directors and For Against Mgmt Statutory Auditor, and Special Payments to Continuing Directors and Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 2 retiring directors and 1 retiring statutory auditor. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 8 continuing directors and 4 continuing statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, the retiring statutory auditor has been designated by the company as independent. In addition, 3 of the continuing directors have been designated as outside directors and 2 of the continuing statutory auditors have been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. We note that Komatsu has disclosed the aggregate amounts of the payments: JY 654.7 million to the 10 retiring and continuing directors (of which the three outside directors will share a total of JY 19.5 million), and JY 46.3 million to the five retiring and continuing auditors (of which the three outsiders will share a total of JY 18.3 million). Although we applaud the company for disclosing more information than usual concerning these payments, it is clear that the amounts in question are not trivial, and we cannot be certain that the independence of the outsiders -- particularly those who will remain in their posts -- will not be impacted by these payments. 03/23/07 - A Kookmin Bank Y4822W100 12/31/06 5,886 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 3650 Per Share 2 Elect Jacques P.M. Kemp as Independent For For Mgmt Non-Executive Director 3 Elect Four Members of Audit Committee For For Mgmt 4 Approve Stock Options Previous Granted by For For Mgmt Board 5 Approve Stock Option Grants For For Mgmt 08/09/06 - S Korea Electric Power Corp Y48406105 07/05/06 5,370 1 Elect Three Executive Directors For For Mgmt 03/23/07 - A Korea Electric Power Corp Y48406105 12/31/06 4,260 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1000 Per Share 2 Elect President of Company For For Mgmt 03/26/07 - A Korea Gas Corp. Y48861101 12/31/06 4,400 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1100 Per Share 2 Amend Articles of Incorporation For For Mgmt 3 Elect Directors For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 5 Approve Limit on Remuneration of Auditors For For Mgmt 6 Aprrove 2007 Business Plan For For Mgmt 03/16/07 - A Korea Line Corp. Y4925J105 12/31/06 250 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 750 Per Share Proposed dividend is KRW 750 per share, which corresponds to a payout ratio of 7 percent, slightly down from 8 percent the previous year. The payout ratio is extremely low even by Korean standard. We call on the company to improve its payout ratio in the future. However, in light of the company's strong financial performance, we do not oppose this income allocation and dividend proposal at this time. 2 Elect Directors For For Mgmt There are one executive director nominee and one independent non-executive director (NED) nominee. The executive director nominee is Lee Jin-bang, the president of the company. The independent NED nominee is Jo Hyun-woo, a former judge at Seoul Bar Association. Both Lee and Jo are incumbent directors. Both nominees will serve on the board for the next three years upon shareholder approval. Neither nominee has engaged in any disclosable transaction with the company within the last three years. The number of director remains unchanged at six, of whom two are independent NEDs. 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 1.5 billion, unchanged from the previous year. Although last year's actual payout was not disclosed, a total of KRW 48 million was paid for two independent non-executive directors. 4 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 remains unchanged at KRW 200 million. Last year's actual payout was not disclosed. 02/28/07 - A Korea Zinc Co Ltd Y4960Y108 12/31/06 432 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1500 Per Share 2 Elect Directors For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 4 Approve Limit on Remuneration of Auditors For For Mgmt 03/16/07 - A Korean Air Co. Ltd. (formerly Korean Y4936S102 12/31/06 5,090 Air Lines) 1 Approve Appropriation of Income and Cash For For Mgmt Dividend of KRW 100 Per Common Share 2 Elect Three Executive Directors For For Mgmt 3 Elect Two Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 01/18/07 - S Kowloon Development Company Limited Y49749107 01/15/07 4,000 1 Approve Increase in Authorized Capital from For For Mgmt HK$100.0 Million to HK$500.0 Million by the Creation of 4.0 Billion New Ordinary Shares of HK$0.1 Each This item seeks to increase the company's authorized capital from HK$100.0 million ($12.9 million) to HK$ 500.0 million ($64.5 million) by the creation of 4.0 billion new shares of HK$0.1 ($0.01) each (Capital Increase). The company's authorized capital is currently composed of 1.0 billion shares of HK$0.1 ($0.01) each with a nominal value of HK$100.0 million ($12.9 million). Upon the Capital Increase becoming effective and assuming no further shares would be issued prior to the EGM, the authorized share capital of the company would be HK$500.0 million ($64.5 million) divided into 5.0 billion shares of HK$0.1 ($0.01) each, of which 767.1 million shares of HK$0.1 ($0.01) would be issued and fully paid. The directors propose this increase to facilitate the issue by the company of rights shares on the basis of one rights share for every two shares held in order to raise proceeds for the company's investment in a joint venture enterprise in connection with an acquisition of a composite property development site. This is a reasonable request. 03/14/07 - A KT&G Corp. (Formerly Korea Tobacco & Y49904108 12/31/06 24,378 Ginseng) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 2400 Per Share 2 Elect President of the Company For For Mgmt 3 Elect Three Independent Non-Executive For For Mgmt Directors 4 Elect Member of Audit Committee who is also For For Mgmt Independent Non-Executive Director 5 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 6 Amend Terms of Severance Payments to For For Mgmt Executive Directors 7 Amend Terms of Severance Payments to For For Mgmt Executives 05/24/07 - A Kumba Iron Ore Ltd. S4341C103 None 10,367 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 2006 2 Elect Directors For For Mgmt 3 Approve Remuneration of Directors For For Mgmt 4 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 5 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 5 Percent of Issued Ordinary Share Capital Special Business 1 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 04/18/07 - A Kungsleden AB W53033101 04/12/07 6,000 1 Open Meeting None None Mgmt 2 Elect Bengt Kjell as Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Board and Committee Reports None None Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports; Receive President's Report 9a Approve Financial Statements and Statutory For For Mgmt Reports 9b Approve Allocation of Income and Dividends For For Mgmt of SEK 11 Per Share; Set April 23, 2007 as Record Date for Dividends 9c Approve Discharge of Board and CEO For For Mgmt 10 Receive Report of Nominating Committee None None Mgmt 11 Determine Number of Auditors (1) and Deputy For For Mgmt Auditors (1) 12 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 13 Approve Remuneration of Directors in the For Against Mgmt Amount of SEK 400,000 for Chairman and SEK 200,000 for Shareholder-Elected Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors Auditors' fees for the previous fiscal year are not disclosed and broken down into at least audit and non-audit fees. Disclosure of audit and non-audit fees is a prerequisite for evaluating auditor independence. An auditor's ability to remain objective becomes questionable when fees paid to the auditor for non-audit services such as management consulting, general bookkeeping, and special situation audits exceed the standard annual audit fees. Companies in a large number of countries are either required by law to disclose audit fees or it is accepted market practice to do so. However, not all companies disclose audit fees in a timely manner. Companies in the MSCI EAFE index are some of the largest, with high international and institutional ownership. As such, those companies should adhere to higher disclosure standards and are expected to provide the minimum disclosure of auditors' fees. We therefore target companies on this index which do not provide audit fees broken down into at least audit and non-audit fees. Our policy requires that fees must be disclosed in a publicly available source, such as the annual report or the company's Web site. In the absence of disclosure of at least audit and non-audit fees, we recommend that investors vote against this item. 14 Reelect Bengt Kjell (Chairman), Jens For For Mgmt Engwall, Mats Israelsson, Jan Nygren, Anne Jiffer, Jonas Nyren, and Per-Anders Ovin as Directors; Elect Thomas Erseus as New Director 15 Ratify Bjorn Flink as Auditor and George For For Mgmt Pattersson as Deputy Auditor (Both from KPMG Bohlins AB) 16 Approve New Instructions for Nominating For For Mgmt Committee 17 Elect KG Lindvall, Gunnar Balsvik, and For For Mgmt Charlotta Wikstrom as Members of Nominating Committee 18 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 19 Approve Stock Option Plan for Key For For Mgmt Employees; Approve Repurchase of 400,000 Shares and Reissuance of Shares for Stock Option Program 20 Authorization to Raise Loans Where Payable For Against Mgmt Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position We strongly believe that publicly listed companies should disclose financial information as well as details on proposals well in advance of the meeting. Without such disclosure, shareholders cannot make informed decisions on whether agenda items are routine or non-routine and therefore whether they should incur expenses in order to attend the meeting or arrange to be represented at the meeting. We recommend that shareholders contact the company's investor relations department directly and express their desire to receive details of proposals well in advance of the meeting. Because of a lack of information, shareholders are advised to vote against this item. 21 Close Meeting None None Mgmt 06/28/07 - A Kuroda Electric Co. (Kuroda Denki) J37254109 03/31/07 1,800 *7517* 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Candidates 1 to 6 are insiders and are incumbent directors seeking reappointment. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For Candidates 7 to 9 have been classified as outside directors. All nominees meet ISS criteria for independence. Candidate 7 is an attorney and law professor. He has not previously held a position at Kuroda. Candidate 8 is an attorney in private practice. Candidate 9 is former executive of NEC Corp. 1.8 Elect Director --- For 1.9 Elect Director --- For 06/21/07 - A KYORIN CO LTD *4569* J37996113 03/31/07 4,000 1 Elect Directors For For Mgmt 1.1 Elect Director --- For All nominees are incumbent executive directors. Two other executives are stepping down, so the board size will decrease from 11 to 9. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 2 Appoint Internal Statutory Auditor For For Mgmt The nominee, a former executive of construction company Taisei Corp., meets our criteria for independence. 3 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor The retiring auditor is an outsider. As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing this item. 04/26/07 - A LABROY MARINE LTD Y5109N143 None 79,612 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.02 Per Share For For Mgmt 3 Reelect Sitoh Yih Pin as Director For For Mgmt 4 Reelect Peter Chen Siow Hsing as Director For For Mgmt 5 Approve Directors' Fees For Against Mgmt As the absence of information on this proposal makes it difficult to ascertain whether approval of this item would have any negative impact on shareholders, a vote opposing this resolution is recommended. 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Other Business (Voting) For Against Mgmt While such request is usually routine, the potential for discussion and subsequent approval of items that could be dangerous to minority shareholders is a possibility. Until more detailed information is made available concerning this item, a vote opposing such request must be recommended. 8 Approve Issuance of Shares without For For Mgmt Preemptive Rights 9 Approve Issuance of Shares and Grant For Against Mgmt Options Pursuant to the Labroy Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. 05/03/07 - A/S Lafarge F54432111 04/27/07 18,381 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 3 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Reelect Michael Blakeham as Director For Mgmt 6 Reelect Michel Pebereau as Director For Mgmt 7 Elect Philippe Dauman as Director For Mgmt 8 Elect Pierre de Lafarge as Director For Mgmt 9 Authorize Repurchase of Up to Seven Percent For Mgmt of Issued Share Capital 10 Authorize Issuance of Bonds/Debentures in For Mgmt the Aggregate Value of EUR 5 Billion Special Business 11 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 12 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 13 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 14 Authorize Capital Increase of up to EUR 68 For Mgmt Million for Future Acquisitions 15 Authorize Capitalization of Reserves of Up For Mgmt to EUR 100 Million for Bonus Issue or Increase in Par Value 16 Approve Stock Option Plans Grants For Mgmt 17 Authorize up to 1 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 18 Approve Employee Savings-Related Share For Mgmt Purchase Plan 19 Approve Employee Stock Purchase Plan for US For Mgmt Employees 20 Amend Articles of Association Re: For Mgmt Disclosure Threshold 21 Amend Articles of Association Re: For Mgmt Videoconference at Board Meetings 22 Amend Articles of Association Re: Record For Mgmt Date 23 Amend Articles of Association Re: Voting For Mgmt Rights Limitation 24 Authorize Filing of Required For Mgmt Documents/Other Formalities A End of the Voting Rights Limitation: Jan. Against ShrHoldr 1, 2011 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/24/07 - A LAND CO. LTD. *8918* J3863B105 02/28/07 9 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 2000, Special JY 1000 The payout ratio is 26 percent based on consolidated earnings, or 27 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to Recognize Validity of For For Mgmt Board Resolutions in Writing or by Electronic Means This amendment would allow the board to meet by teleconference, video conference or similar means, without having to physically assemble in one place. Most companies have sought approval for similar amendments, as part of the package of changes accompanying the promulgation of the new Corporate Law. Because this item is routine, we see no reason to oppose this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 5 and 6 Affiliation of non-executive nominee(s): Nominee 5 is a former executive director of Daikyo Inc. Nominee 6 is an attorney. Board Profile Composition of board after this meeting: 4 executives and 2 non-executives. The number of outsiders is increasing from 0 to 2. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former executive of Sumitomo Life Insurance Company. 5.1 Appoint External Audit Firm For For Mgmt Land Co. seeks approval for the reappointment of Misuzu Audit Corp. in Item 5.1, and for the appointment of Shin Nihon & Co. in Item 5.2. Misuzu, then known as ChuoAoyama, was ordered to suspend operations for two months in 2006 after its auditors were implicated in a case of accounting fraud at Kanebo Ltd. Land Co. reappointed Misuzu on a provisional basis after the suspension ended, and Misuzu submitted an unqualified audit report for 2006-07. However, in recognition of the damage to its reputation and bottom line, Misuzu decided earlier this year to voluntarily disband in July and transfer its remaining auditors and clients to a number of other audit firms. ISS has opposed the reappointment of Misuzu, even during a relatively brief transition period, where a successor firm has not been identified. However, in this case it is clear that Shin Nihon will take over from Misuzu effective August 1. Accordingly, we do not oppose the appointment of either firm. 5.2 Appoint External Audit Firm For For Mgmt See Item 5.1. 05/31/07 - A Lanxess AG D5032B102 05/10/07 3,683 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.25 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Amend Existing Pool of Capital without For Mgmt Preemptive Rights 7 Approve Creation of EUR 5.8 Million Pool of For Mgmt Capital without Preemptive Rights 8 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 21.2 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 21.2 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/27/06 - A Lasertec Corp. *6920* J38702106 06/30/06 1,232 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 40, Special JY 0 2 Amend Articles to: Expand Business Lines - For For Mgmt Reduce Directors Term in Office - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Limit Liability of Directors and Statutory Auditors 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 4 Approve Deep Discount Stock Option Plan for For For Mgmt Directors 11/09/06 - A Leighton Holdings Ltd. *LEI* Q55190104 11/07/06 53,694 1 Receive Financial Statements and Statutory For For Mgmt Reports For the Year Ended June 30, 2006 2 Adopt Remuneration Report For the Year For For Mgmt Ended June 30, 2006 3 Elect Directors For For Mgmt 4 Approve Senior Executive Option Plan For For Mgmt 5 Approve Management Share Plan For For Mgmt 6 Approve Grant of Up to 600,000 Options to For For Mgmt W.M. King, Under the Senior Executive Option Plan 7 Approve Grant of Up to 400,000 Options to For For Mgmt D.S. Adamsas, Under the Senior Executive Option Plan 03/16/07 - A Lemminkaeinen Corporation X4894Y100 03/06/07 159 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.50 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors For Mgmt 1.7 Fix Number of Directors at Five For Mgmt 1.8 Approve Remuneration of Auditors For Mgmt 1 Elect Directors For Mgmt 1.10 Reelect PricewaterhouseCoopers Oy as Auditor For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/26/07 - A LG Card Co. Y5275T106 12/31/06 3,280 1 Approve Financial Statements For For Mgmt 2 Elect Six Directors For For Mgmt 3 Elect Three Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 5 Amend Articles of Incorporation For Against Mgmt Because the company has not specified any business objectives the company is proposing, we recommend that shareholders vote against this resolution. 09/22/06 - S LG Dacom Corporation (frmly Dacom Y1855Q109 08/28/06 1,670 Corp.) 1 Amend Articles of Incorporation to Change For For Mgmt Company's Name The company seeks shareholder approval to change its name from DACOM CORPORATION to LG DACOM CORPORATION. We have no reason to oppose this resolution. 2 Elect Directors For For Mgmt There are one non-independent non-executive director nominee and one executive director nominee. The non-independent non-executive director nominee is Nam Young-Woo, a vice president of LG Corp. and a former CFO of Dacom Corp. The executive director nominee is Sung Ki-Sup, a senior executive director of the company. Neither nominee has engaged in any disclosable transaction with the company within the last three years. 03/09/07 - A LG Dacom Corporation (frmly Dacom Y5252V108 12/31/06 9,360 Corp.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 600 Per Share 2 Elect Independent Non-Executive Director For For Mgmt 3 Elect Member of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/23/07 - A LG Electronics Inc. Y5275H177 12/31/06 3,530 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 750 Per Common Share 2 Elect Directors For For Mgmt 3 Elect Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/16/07 - A LG Household & Health Care Ltd. Y5275R100 12/31/06 461 1 Approve Appropriation of Income and For For Mgmt Dividends of KRW 1050 Per Common Share 2 Elect Directors For For Mgmt 3 Elect Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 06/14/07 - A LIG Insurance Co. (frmly LG Insurance Y5277H100 03/31/07 16,440 Co.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 150 Per Share 2 Elect Two Directors For For Mgmt 3 Approve Limit on Remuneration of Directors For For Mgmt 04/26/07 - A Lindt & Spruengli AG H49983176 None 3 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Lindt & Spruengli AG H49983176 None 3 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 275 per Share and CHF 27.50 per Participation Certificate 4 Elect Directors For Mgmt 4.2 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/03/06 - S Lojas Renner P6332C102 None 1,818 1 Approve 1:5 Stock Split For For Mgmt 2 Amend Bylaws to Conform with Bovespa's Novo For For Mgmt Mercado Regulations 3 Amend Company's Option Plan Approved at the For Against Mgmt 5-25-06 EGM Re: Total Number of Shares of up to 4.5 Percent of the Outstanding Capital and the Share Price Shall be the Average Market Price 30 Days Prior to the Grant Date Because of the potential for the granting of options to executives at a discount to fair market value, it is recommended that shareholders oppose this item. 05/18/07 - A Lookers plc G56420170 None 4,506 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 2.2 Pence Per For For Mgmt Ordinary Share 4 Elect Phil White as Director For For Mgmt 5 Re-elect Ken Surgenor as Director For For Mgmt 6 Re-elect David Dyson as Director For For Mgmt 7 Re-elect Brian Schumacker as Director For For Mgmt 8 Appoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,003,255 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 450,487 12 Authorise 18,019,503 Ordinary Shares for For For Mgmt Market Purchase 03/16/07 - A LS Cable Co. (formerly LG Cable) Y5274S109 12/31/06 4,510 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1000 Per Share 2 Elect Executive Director For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 06/28/07 - A Lukoil Oao 677862104 05/11/07 198,396 Meeting for ADR Holders 1 TO APPROVE THE ANNUAL REPORT OF OAO LUKOIL For For Mgmt FOR 2006, INCLUDING: THE NET PROFIT OF OAO LUKOIL FOR DISTRIBUTION FOR 2006 WAS EQUAL TO 55,129,760,000 Elect 11 Directors by Cumulative Voting 2 Elect Directors None Split Mgmt 2.1 Elect Vagit Alekperov as Director --- Withhold ISS Analysis As declared by Lukoil in a written statement to ISS, Belikov, Kutafin, Matzke, Mikhailov, and Shokhin fulfill ISS' criteria for independent directors. Because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Belikov (item 2.2), Kutafin (item 2.6), Matzke (item 2.8), Mikhailov (item 2.9), and Shokhin (item 2.12) and withhold their votes for the remaining seven nominees. We believe that these five candidates are most likely to bring independence to the board and will most likely act in all shareholders' interest. 2.2 Elect Igor Belikov as Director --- For 2.3 Elect Mikhail Berezhnoy as Director --- Withhold 2.4 Elect Donald Wallette (Jr.) as Director --- Withhold 2.5 Elect Valery Grayfer as Director --- Withhold 2.6 Elect Oleg Kutafin as Director --- For 2.7 Elect Ravil Maganov as Director --- Withhold 2.8 Elect Richard Matzke as Director --- For 2.9 Elect Sergey Mikhailov as Director --- For 2.10 Elect Nikolay Tsvetkov as Director --- Withhold 2.11 Elect Igor Sherkunov as Director --- Withhold 2.12 Elect Alexander Shokhin as Director --- For Elect Three Members of Audit Commission 3 TO ELECT THE AUDIT COMMISSION FROM THE LIST For For Mgmt OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): BULAVINA, 4 TO ELECT THE AUDIT COMMISSION FROM THE LIST For For Mgmt OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): KONDRATIEV, 5 TO ELECT THE AUDIT COMMISSION FROM THE LIST For For Mgmt OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): NIKITENKO, 6 TO PAY REMUNERATION AND REIMBURSE EXPENSES For For Mgmt TO MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 1. 7 TO ESTABLISH REMUNERATION FOR NEWLY ELECTED For For Mgmt MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 2. TO INVALIDATE 8 TO APPROVE THE INDEPENDENT AUDITOR OF OAO For For Mgmt LUKOIL - CLOSED JOINT STOCK COMPANY KPMG. 9 TO DETERMINE THE NUMBER OF AUTHORISED For For Mgmt SHARES OF OAO LUKOIL AS EIGHTY-FIVE MILLION (85,000,000) ORDINARY REGISTERED SHARES, WITH A PAR VALUE OF TWO AND A HALF 10 TO APPROVE AMENDMENTS AND ADDENDA TO THE For For Mgmt CHARTER OF OPEN JOINT STOCK COMPANY OIL COMPANY LUKOIL , PURSUANT TO THE APPENDIX. 11 TO APPROVE AMENDMENTS TO THE REGULATIONS ON For For Mgmt THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF OAO LUKOIL , PURSUANT TO THE 12 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO LOAN CONTRACT 13 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO OIL SUPPLY 14 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO 15 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO 16 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: POLICY (CONTRACT) ON INSURING THE 17 TO APPROVE MEMBERSHIP OF OAO LUKOIL IN THE For For Mgmt RUSSIAN NATIONAL ASSOCIATION SWIFT. 06/18/07 - A/S Lundin Mining Corporation *LUN* 550372106 04/20/07 1,535 1 Elect Directors For Split Mgmt 1.1 Elect Director Lukas H. Lundin --- Against ISS recommends withholding votes from Lukas H. Lundin for standing as an insider on the Corporate Governance and Nominating Committee. 1.2 Elect Director Colin K. Benner --- For 1.3 Elect Director Karl-Axel Waplan --- For 1.4 Elect Director Donald Charter --- For 1.5 Elect Director John H. Craig --- For 1.6 Elect Director Brian D. Edgar --- For 1.7 Elect Director David F. Mullen --- For 1.8 Elect Director Anthony O'Reilly --- For 1.9 Elect Director Dale C. Peniuk --- For 1.10 Elect Director William A. Rand --- For 2 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 3 Approve Issuance of Shares in Connection For For Mgmt with Acquisition Conclusion Based on our review of the terms of the transaction and the factors described above, we believe that the business combination Arrangement warrants shareholder support. 4 Other Business For Against Mgmt As we can not know the content of the issues to be raised under this item, we do not recommend shareholders approve this request. 02/01/07 - S Maanshan Iron & Steel Company Ltd. Y5361G109 12/29/06 187,550 1 Approve Issuance of One-Year Short-Term For Against Mgmt Commercial Papers for an Aggregate Amount Not Exceeding RMB 3.0 Billion As the issuance of short-term commercial papers would increase the company's liabilities, and considering the full authority given to the board to determine details of the issuance including the use of proceeds, the lack of sufficient information on this proposal makes it difficult to ascertain whether approval of this item would negatively affect the company and its shareholders. 06/12/07 - A Maanshan Iron & Steel Company Ltd. Y5361G109 05/11/07 404,000 1 Accept Work Report of the Board of Directors For For Mgmt 2 Accept Work Report of the Supervisory For For Mgmt Committee 3 Accept Financial Statements For For Mgmt 4 Approve Profit Appropriation For For Mgmt 5 Appoint Ernst & Young Hua Ming and Ernst & For For Mgmt Young as Auditors and Authorize Board to Fix Their Remuneration 04/24/07 - A Macintosh Retail Group NV (Formerly N54137166 None 733 Macintosh NV) 1 Open Meeting None Mgmt 2.a Receive Report of Management Board None Mgmt 2.b Receive Report of Supervisory Board None Mgmt 3.a Approve Financial Statements and Statutory For Mgmt Reports 3.b Approve Allocation of Income and Dividends For Mgmt 3.c Approve Discharge of Management Board For Mgmt 3.d Approve Discharge of Supervisory Board For Mgmt 4.a Receive Information on Vacancies None Mgmt 4.b Receive Information on Profile None Mgmt 4.c Possibility to Do Recommendations None Mgmt 4.d Receive Further Information by Supervisory None Mgmt Board 4.e Elect W. Dekker to Supervisory Board For Mgmt 5 Receive Notification on the Nomination of None Mgmt Mr. Strijbos and Mr. Coorens to the Management Board 6.a Grant Board Authority to Issue Shares For Mgmt 6.b Authorize Board to Exclude Preemptive For Mgmt Rights from Issuance Under Item 6.a 7 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 8 Other Business (Non-Voting) None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/10/06 - A Macmahon Holdings Ltd. Q56970132 11/08/06 6,314 1 Approve Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 2 Elect Barry Raymond Ford as Director For For Mgmt 3 Approve Increase in Remuneration for For For Mgmt Non-Executive Directors from A$400,000 to A$800,000 Per Year 06/28/07 - A Maeda Road Construction Co. Ltd. J39401104 03/31/07 4,561 *1883* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 14 2 Amend Articles to: Expand Business Lines - For Against Mgmt Decrease Maximum Board Size The company is decreasing the maximum number of directors on the board from 22 to 12, in connection with the introduction of an executive officer system. After this meeting, there will be no vacant seats on the board to which dissident nominees could be elected. Because the company will have no vacant seats on the board following this meeting, we recommend that shareholders oppose this resolution. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 to 5 All nominees meet our criteria for independence. Nominee 3 is an attorney. Nominee 4 is a CPA. And, nominee 5 is a professor of Tokyo University of Agriculture. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 4.4 Appoint Internal Statutory Auditor For For Mgmt 4.5 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 07/26/06 - A Mahindra & Mahindra Ltd Y54164135 07/01/06 12,770 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Dividend of INR 7.50 Per Share For Mgmt 3 Reappoint D.S. Parekh as Director For Mgmt 4 Reappoint N. Vaghul as Director For Mgmt 5 Reappoint A.K. Nanda as Director For Mgmt 6 Reappoint B. Doshi as Director For Mgmt 7 Approve A.F. Ferguson & Co. as Auditors and For Mgmt Authorize Board to Fix Their Remuneration 8 Appoint Thomas Mathew T. as Director For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/20/07 - S Mahindra & Mahindra Ltd Y54164135 None 15,302 1 Approve Increase in Borrowing Powers to INR For Mgmt 60 Billion 2 Approve Investments in Various Entities of For Mgmt up to INR 15 Billion Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/31/07 - S Mahindra & Mahindra Ltd Y54164135 04/27/07 15,302 Postal Ballot 1 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights up to an Aggregate Amount of $300 Million with a Greenshoe Option of up to 15 Percent 2 Approve Corporate Guarantee of up to INR 15 For Mgmt Billion Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/27/07 - A Makita Corp. *6586* J39584107 03/31/07 62,300 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 55 The payout ratio for the full year, including the interim dividend, is 29 percent based on consolidated earnings, or 49 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee designated as non-executive: Nominee 15 Background of non-executive nominee: The nominee is a current vice president of JTEKT Corporation, a business partner of Makita. Board Profile Composition of board after this meeting: 14 executives and 1 non-executive. The number of outsiders is remaining the same, but the number of executives is increasing from 12 to 14. The new appointees are candidates 12, 13 and 14. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 2.15 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a CPA. 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is the current chairman of the Hekikai Shinkin Bank. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 122 million to 12 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 05/10/07 - A MAN AG D51716104 04/19/07 39,601 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 1.50 and Bonus Dividend of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Supervisory Board Member For Mgmt 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Amend 2005 AGM Authorization to Issue For Mgmt Convertible Bonds and/or Bonds with Warrants Attached up to an Aggregate Nominal Amount of EUR 1.5 Billion with Preemptive Rights and to Create an EUR 76.8 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Approve Affiliation Agreements with For Mgmt Subsidiary MAN Versicherungsvermittlung GmbH 10 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/11/06 - A Man Group plc G5790V107 None 37,026 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt The Company's general policy is to pay large uncapped bonuses, as is common in this sector. Disclosure of the performance taken into account in determining bonuses is acceptable and provides adequate reassurance that there is a link between bonus awards and performance. However, RREV is highlighting the following points regarding other aspects of the remuneration package: - Salary increases of 17% to Kevin Davis and 10% to Peter Clarke have not been specifically explained in the annual report. On contact the Company provided an adequate explanation for each (see 'Salary and Service Contracts' in the Remuneration section of this report); - The Share Option Scheme allows for 50% of awards to vest for EPS growth of 5% per annum with full vesting at 10%. The lower target is below broker forecasts of around 8% per annum, but we recognise that forecasts will include an element relating to management quality. Furthermore, the targets for the scheme have increased during the year from 3% to 6%, which we welcome. Despite this, we consider that a lower proportion of the award should be available for the minimum target, to ensure a smoother vesting schedule. The Company has informed RREV that there is no sliding scale between the lower and upper targets. Although this has the effect of making the rewards harder to achieve, RREV would nevertheless prefer a sliding scale to ensure rewards are proportionate to the level of performance achieved. - In response to the new pensions tax regime, the Company has confirmed to RREV that it has made changes that will result in a cost to the Company of approximately GBP 1.6 million (USD 2.9 million), spread over five years. The executives affected will also make additional contributions. The only Executive Director affected by these arrangements is Peter Clarke. RREV does not consider it appropriate for the Company to compensate executives for a change in their tax situation and we note that at most companies the response has been cost-neutral to shareholders. - The Performance Share Plan (PSP) allows for the investment of bonuses to be matched, subject to return on equity targets. Given the lack of an individual cap for bonuses, this allows for an unpredictable level of award to vest for a given level of performance. As the PSP is reaching the end of its duration we have focused this concern on Item 15, which proposes a replacement scheme. Our concerns relating to the option scheme are mainly structural rather than to do with the stringency of the targets themselves. We would encourage the Company to review this scheme over the forthcoming year to address these points. The Company's response to the pension regime changes was not appropriate in our view, but we note that in the main this related to sub-Board executives and did not amount to full compensation. The actual amounts involved were also small in relation to the overall remuneration package. We therefore do not consider this sufficient to merit a vote recommendation against the remuneration report. 3 Approve Final Dividend of 54.6 Cents Per For For Mgmt Ordinary Share 4 Re-elect Jon Aisbitt as Director For For Mgmt 5 Re-elect Peter Clarke as Director For For Mgmt 6 Re-elect Kevin Davis as Director For For Mgmt 7 Re-elect Glen Moreno as Director For For Mgmt 8 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Approve Share Sub-Division of Each For For Mgmt 450,000,000 Ordinary Shares of 18 US Cents Each Into 6 Ordinary Shares of 3 US Cents Each 11 Amend Articles of Association Re: For For Mgmt Sub-division of Ordinary Shares 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 18,459,386 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,768,907.96 14 Authorise 30,765,644 Ordinary Shares for For For Mgmt Market Purchase 15 Approve Man Group 2006 Long-Term Incentive For Against Mgmt Plan The proposed scheme replaces the current PSP which is nearing the end of its ten-year life. It mirrors the main features of the PSP, while updating provisions on good leavers and change in control in line with best practice. The scheme incorporates the recommended 5% and 10% dilution limits. The vesting scale allows only a small proportion to vest at the lower target, which we welcome. The scheme uses average annual Return on Equity for its performance measure. The Company's ROE figures for the last five years are as follows: 30.7%, 26.9%, 32.5%, 29.8% and 33.5%. Taking into account the Company's successful performance in recent years, RREV considers the scheme's upper target of 30% reasonably challenging in this context. The Remuneration Committee has informed RREV that, given the capital requirements set by regulators that apply to the Company, it considers the 20% to 30% range remains sufficiently challenging. The Company consulted with RREV and major shareholders prior to the introduction of these proposals, in line with good practice. We raised a concern at that point which remains significant, regarding the ability of Executive Directors to invest their bonus in the scheme and receive a matching award. Although this would not normally be an issue, it is problematic in this case due to the uncapped nature of individual bonuses within the overall pool and the size of bonuses awarded in practice. RREV recognises that an initial investment is required of participants in this part of the scheme, but we also note that this investment can be withdrawn at any point (forfeiting the matching award). This investment is not sufficient to balance our concern that, by allowing bonuses to be invested in the LTIP, there is an unacceptable degree of unpredictability concerning the size of reward available from year to year for a given level of performance. In addition, the potential bonus matching award is considerably higher than either the performance share award or the matching award available for the investment of shares from the Assisted Purchase Scheme. This has the effect of focusing an even greater part of the package on bonus performance than would be the case otherwise, which raises concerns that the package as a whole is not sufficiently balanced towards the long term. For these reasons, we consider that there should be a clear maximum limit to the matching element of the scheme and in the absence of such we recommend that shareholders vote against the proposed scheme. 05/09/07 - A Mandarin Oriental International Ltd. G57848106 None 8,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Reelect Jonathan Gould as Director For Against Mgmt We recommend shareholders vote against non-independent non-executive directors Jonathan Gould, Julian Hui, Charles Powell, Rodney Leach, and Mark Greenberg for failure to establish an independent nominating and compensation committees. 3 Reelect Mark Greenberg as Director For Against Mgmt 4 Reelect Julian Hui as Director For Against Mgmt 5 Reelect Leach of Fairford as Director For Against Mgmt 6 Reelect Powell of Bayswater as Director For Against Mgmt 7 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 8 Authorize Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 16.5 Million and without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2.4 Million 9 Authorize Share Repurchase Program For For Mgmt 05/02/07 - A MAPELEY LTD G58216105 None 1,578 1 Accept Financial Statements and Statutory For For Mgmt Reports (Voting) 2 Approve Remuneration Report For Against Mgmt The presence of a non-independent director on the Remuneration Committee leaves us no choice but to recommend a vote against this proposal. 3 Reelect Michael Fascitelli as a Director For For Mgmt 4 Reelect John Harris as a Director For For Mgmt 5 Approve Ernst & Young as Auditors and For For Mgmt Authorize Audit Committee to Fix Their Remuneration 07/14/06 - S Marine Harvest ASA (Formerly Pan Fish R69595107 None 148,216 ASA) 1 Approve Notice of Meeting and Agenda For For Mgmt 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Change Range of Size of Board (3-8 Members) For For Mgmt 4 Amend Articles Re: Establish Written For For Mgmt Instructions for Nominating Committee 5 Approve Creation of NOK 650.2 Million Pool For Against Mgmt of Capital without Preemptive Rights Due to potential excessive dilution of 25 percent, we recommend a vote against this proposal. 6 Elect Directors For Against Mgmt ISS strongly believes that publicly listed companies should disclose details on proposals at least 30 days prior to the meeting. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. Most large Norwegian companies disclose at least the names of any nominees to the board in the meeting notice. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 07/11/06 - A Marks & Spencer Group plc G5824M107 None 193,883 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt In the AGM circular, the Company explains that the Remuneration Committee believes that the Company's senior management team, led by Stuart Rose, can further improve the performance of the Company and help it achieve its full potential. To do this, the Company argues that it is essential that the members of this team are retained within the business over the coming years and, to achieve this, the Remuneration Committee has proposed a number of changes to the remuneration packages of the senior executives. Bonus The Company is proposing to increase the bonus potential from 150% to a maximum of 250%. Against the background of a rise last year from 100% to 150%, we expressed concern during the consultation exercise that an increase in 2006/07 appeared to be setting a pattern for regular increases. The Company explained that there is no current intention of lifting the bonus limit higher and that the change will only be applied to three individuals in the Company: Stuart Rose, Ian Dyson and Steven Sharp. The associated increase from 50% to 60% of bonus actually paid having to be held in shares for three years (without a matching opportunity) is intended to stresses the retention aspect of the arrangements. Performance Share Plan - EPS Target Change As regards the PSP, the Company is proposing two significant changes. The Company is proposing to alter the EPS targets under the PSP for the 2006 awards (this is not subject to prior shareholder approval). The Remuneration Committee believes that EPS is the most appropriate measure of performance but considers that the targets for the 2006/07 - 2009/10 cycle need to be changed from those applying to the 2005 awards. The Company intends to reduce the current EPS target range of RPI+8% p.a. (20% vesting) to RPI+15% p.a. (full vesting) to RPI+5% (20% vesting) to RPI+12% p.a. (full vesting). Our feedback to the Company during the consultation exercise expressed concern that the proposed lower EPS growth targets may not appear to be suitably challenging given the Company's impressive EPS performance over recent years. However, the Company considers that it is appropriate the revise down the targets as the earlier performance was achieved during a recovery phase and because the Company is now facing more challenging market conditions in retailing. In addition to this change, the Company is proposing to raise the 'exceptional circumstances' individual participation limit from 300% to 400% of salary (this is subject to prior shareholder approval - see item 22) for a few selected people. The Company has stressed the retention aim of these remuneration arrangements and that it is necessary that the remuneration packages are sufficiently flexible and attractive to enable the Company to keep the team together over the coming years. Although we recognise the rationale behind the proposals, we have some concerns regarding the extent to which the targets remain sufficiently challenging. Following further engagement with the Company, we have concluded that they are acceptable for the 2006/07 awards, but we shall look to the Company to keep the targets under review for awards in subsequent years. 3 Approve Final Dividend of 9.5 Pence Per For For Mgmt Ordinary Share 4 Elect Jeremy Darroch as Director For For Mgmt 5 Elect David Michels as Director For For Mgmt 6 Elect Louise Patten as Director For For Mgmt 7 Elect Steven Sharp as Director For For Mgmt 8 Re-elect Stuart Rose as Director For For Mgmt 9 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 10 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 140,266,912 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,040,036 13 Authorise 168,000,000 Ordinary Shares for For For Mgmt Market Purchase 14 Authorise the Company to Make Donations to For For Mgmt EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 15 Authorise Marks and Spencer Plc to Make For For Mgmt Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 16 Authorise Marks and Spencer Outlet Limited For For Mgmt to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 17 Authorise Marks and Spencer Shared Services For For Mgmt Limited to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 18 Authorise Marks and Spencer Simply Foods For For Mgmt Limited to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 19 Authorise Marks and Spencer (Ireland) For For Mgmt Limited to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 20 Approve Reduction in Authorised Capital by For For Mgmt GBP 2,240,000,000 We do not consider this to be contentious. 21 Adopt New Articles of Association For For Mgmt 22 Amend Marks and Spencer Group Performance For For Mgmt Share Plan 2005 The Company included RREV in its shareholder consultation exercise prior to the publication of the meeting circular. The proposed amendment to the PSP will increase the 'exceptional circumstances' participation limit from 300% to 400%. Once this proposal is approved, the Remuneration Committee intends to exceed the 200% normal limit in 2006/07 for around six individuals, whom the Committee wishes to ensure maximum retention. Upon contact, the Company also noted that the maximum limit is not just a one-off grant but to be available to the Remuneration Committee for future years' grant in light of the circumstances at that time. Although we recognise that the Company does not intend to use the option scheme on a regular basis and such an arrangement is used as a retention tool, we regard 400% limit to be a substantial grant. Whilst we do not believe this warrants a vote against the amendment to the plan, we do not expect awards at the higher level to be a routine event and expect the Remuneration Committee to provide a detailed explanation in the annual report for any awards that are made. 04/20/07 - A MARR S.P.A. T6456M106 04/18/07 4,624 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Elect External Auditors for the Nine-Year For Mgmt Term 2007-2015 3 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Marubun Co *7537* J39818109 03/31/07 1,200 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 18 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format The proposed changes are routine. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: All nominees Nominee 3 does not meet our criteria for independence. He is a former executive director of the company's main bank. However, nominee 1 and 2 meet our criteria for independence. Nominee 1 is a former executive of Norinchukin Bank, and nominee 2 is the current president of Yamasa Shoyu. Co., Ltd. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For Against Mgmt See item 4.1. 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 06/28/07 - A Matsuda Sangyo Co., Ltd. *7456* J4083J100 03/31/07 202 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 12 The payout ratio for the full year is 10.7 percent based on consolidated earnings, or 11.8 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Director For For Mgmt 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: All nominees Nominees 1 and 3 do not meet our criteria for independence. They are former partners of the company's external audit firm. However, nominee 2 and 4 meet our criteria for independence. Nominee 2 is a former executive director of Sharp Corporation, and nominee 4 is a former local government official.Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 1 and 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1. 3.4 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Shin-Nihon & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution 6 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditor The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 7 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 01/10/07 - S Meda AB W5612K109 01/04/07 2,186 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Approve Agenda of Meeting For For Mgmt 4 Prepare and Approve List of Shareholders For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Approve Creation of SEK 23.9 Million Pool For For Mgmt of Capital with Preemptive Rights Under this item the board asks for shareholder approval to create a SEK 23,884,300 ($3,008,098) pool of capital through the issuance of up to 11,942,150 new class A shares - including the exercise of company's warrants from already outstanding warrant programs. Each nine existing shares currently held entitles to one subscription right. The shares may be purchased to a price of SEK 160 ($20.15) per share. The Meda share currently trades at SEK 239 ($30.10). The pool of capital is to be used in the acquisition of 3M's pharmaceutical division in Europe as well as for general purposes and is conditional upon the closure of that acquisition. Our guidelines allow for general capital increases with preemptive rights to a maximum of 100 percent of the existing outstanding share capital; this sum is generally more than adequate for unforeseen contingencies. Issuance authorities larger than 100 percent could lead to excessive cash calls on shareholders, requiring them to provide the funds to maintain their relative positions or accept substantial dilution. As the authorization would increase the share capital by up to 11.4 percent, we recommend a vote in favor of this proposal. 8 Authorization to Raise Loans Up to SEK 11.3 For Against Mgmt Billion Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position Under this item, the board proposes that the meeting authorize the board to raise certain loans that are subject to the provisions in Chapter 11 Section 11 of the Swedish Companies Act (2005:551). The terms and conditions of such loans, which would not be convertible into shares, shall be based on market terms. The rationale for the authorization is that the company shall be able to raise such loans on terms favorable to the company, e.g., by making the interest dependent upon the performance or financial position of the company. According to the provisions of the new Companies Act that entered into force on Jan. 1, 2006, a decision to raise such loans must now be resolved by the general meeting or by the board, if the board of directors has been authorized by the general meeting. This is a routine financing request. The maximum nominal value of the loans that could be raised under this authorization amounts to SEK 11.3 billion ($1.42 billion). As of Dec. 2005, the company had a debt-to-equity ratio of approximately 133 percent. Full use of this authorization could potentially increase this ratio to 433.1 percent. On the same date, Meda's total debt-to-total assets ratio was 67.3 percent; the ratio could increase to 165.6 percent under the authorization. Although it is possible that the company does not expect to utilize the total amount of the issuance power it requests, this amount of leverage appears excessively high in the absence of further information regarding the use of the funds. Meda is a high-growth specialty pharmaceuticals company that may need large amounts of cash to reinvest in the business , but we are concerned that the size of the request could put too much power into the hands of management and reduce shareholder control of the company. We recommend that shareholders oppose this item and ask the company to request a new reduced debt authority. 9 Close Meeting None None Mgmt 05/03/07 - A Meda AB W5612K109 04/26/07 3,136 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8 Receive President's Report None None Mgmt 9 Allow Questions None None Mgmt 10a Approve Financial Statements and Statutory For For Mgmt Reports 10b Approve Allocation of Income and Dividends For For Mgmt of SEK 1.00 per Share 10c Approve Discharge of Board and President For For Mgmt 11 Determine Number of Members (6) and Deputy For For Mgmt Members (0) of Board 12 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 1.4 Million; Approve Remuneration of Auditors 13 Reelect Anders Loenner, Anders For For Mgmt Waldenstroem, Bert-Aake Eriksson, Marianne Hamilton, Peter Sjoestrand, and Tuve Johannesson as Directors 14 Elect Peter Sjoestrand as Chairman of Board For For Mgmt 15 Authorize Chairman of Board and For For Mgmt Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 17 Approve 2:1 Stock Split; Ammend Articles to For For Mgmt Reflect Change in Capital 18 Approve Issuance of 23.2 Million Shares For For Mgmt without Preemptive Rights 19 Authorization to Raise Customary Credit For Against Mgmt Facilities Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position We strongly believe that publicly listed companies should disclose financial information as well as details on proposals well in advance of the meeting. Without such disclosure, shareholders cannot make informed decisions on whether agenda items are routine or non-routine and therefore whether they should incur expenses in order to attend the meeting or arrange to be represented at the meeting. We recommend that shareholders contact the company's investor relations department directly and express their desire to receive details of proposals well in advance of the meeting. Because of a lack of information, shareholders are advised to vote against this item. 20 Other Business (Non-Voting) None None Mgmt 21 Close Meeting None None Mgmt 06/11/07 - A MediaTek Inc. Y5945U103 04/12/07 31,090 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 4 Amend Articles of Association For For Mgmt 5 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 6 Approve Increase of Registered Capital and For For Mgmt Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt 7 Other Business None None Mgmt 06/15/07 - A Mega Financial Holding Co. Ltd. (frm Y1822Y102 04/16/07 494,000 CTB FINANCIAL HOLDING C 1 Accept 2006 Operating Results, Financial For For Mgmt Statements, and Consolidated Financial Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 4 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 5 Other Business None None Mgmt 11/30/06 - S MegaStudy Co. Y59327109 None 432 1 Amend Articles of Incorporation to Increase For For Mgmt Limits of Convertible Bond and Warrant Issuances and to Increase Board Responsibilities The first amendment would increase the limits of both convertible bond and warrant issuances from KRW 40 billion to KRW 100 billion. The second amendment would increase the responsibilities of the board, to be in line with market practices in Korea. We have no reason to oppose this resolution. 2 Elect Directors For For Mgmt There are one non-independent non-executive director nominee and two independent non-executive director nominees. The non-independent non-executive director nominee is Kim Sung-Oh, the representative director of MBest Education Corp. and a former vice president of the company. Kim has engaged in a real estate transaction with the company within the last three years. Kim is also a brother-in-law of the largest shareholder of the company. The independent non-executive director nominees are Kim Suk-Hyun, the representative director of Cornerstone Equity Partners Co. and Lee Han-Il, a managing director of Cornerstone Equity Partners Co. Kim S. and Lee have not engaged in any disclosable transaction with the company within the last three years. 03/22/07 - A MegaStudy Co. Y59327109 12/31/06 432 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 900 Per Share 2 Amend Articles of Incorporation to Expand For For Mgmt Business Objectives 3 Elect Executive Director For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 5 Approve Limit on Remuneration of Auditor For Against Mgmt 06/28/07 - A Meiji Dairies Corp. *2261* J41723115 03/31/07 259,607 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 7 The payout ratio for the full year is 23 percent based on consolidated earnings, or 35 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 27 million to 24 directors and JY 3 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 3 Amend Articles to: Increase Number of For For Mgmt Statutory Auditors - Authorize Public Announcements in Electronic Format In this item, the company first seeks to make public announcements in electronic format. Second, the company seeks to increase the maximum number of internal statutory auditors the company can appoint from 5 to 6. The proposed changes meet our guidelines. 4 Elect Directors For For Mgmt 4.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 25 executives and 0 non-executives. The board currently includes 24 insiders and no outside directors. Where companies implement poison pills without a shareholder vote, we consider recommending votes against the reelection of the company's representative directors. Such decisions are based on the terms of the pill, the company's overall governance profile, and the company's performance under the incumbent management team. In this case, Meiji Dairies is giving shareholders an indirect vote on its poison pill, in the form of a vote on an increase in authorized capital intended to facilitate the issuance of warrants under the pill. Although the absence of outside directors means that ISS must oppose that authorized capital increase, the company's performance is not in our view so unsatisfactory as to merit a vote against the reelection of the incumbent representative directors at this time. Shareholders who do wish to vote against their reelection should note that Chairman Hisashi Nakayama and President Shigetaro Asano are candidates 1 and 2, respectively. 4.2 Elect Director --- For 4.3 Elect Director --- For 4.4 Elect Director --- For 4.5 Elect Director --- For 4.6 Elect Director --- For 4.7 Elect Director --- For 4.8 Elect Director --- For 4.9 Elect Director --- For 4.10 Elect Director --- For 4.11 Elect Director --- For 4.12 Elect Director --- For 4.13 Elect Director --- For 4.14 Elect Director --- For 4.15 Elect Director --- For 4.16 Elect Director --- For 4.17 Elect Director --- For 4.18 Elect Director --- For 4.19 Elect Director --- For 4.20 Elect Director --- For 4.21 Elect Director --- For 4.22 Elect Director --- For 4.23 Elect Director --- For 4.24 Elect Director --- For 4.25 Elect Director --- For 5.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile: Nominee(s) for independent statutory auditor: Nominee 2 The nominee passes our criteria for independence. He is an attorney. 5.2 Appoint Internal Statutory Auditor For For Mgmt 6 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent statutory auditor meets our criteria for independence. He is a former executive of Yamato Holdings Co., Ltd. 7 Approve Retirement Bonuses for Directors For Against Mgmt and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 6 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 18 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 8 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 50 million per month (or JY 600 million per year) to JY 1 billion per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 10 million per month (or JY 120 million per year) to JY 200 million per year. After the meeting, the board size will increase from 24 to 25 directors. The number of statutory auditors will increase from 4 to 6. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 9 Amend Articles to: Increase Authorized For Against Mgmt Capital The company seeks to increase its authorized share capital from 560,000,000 to 800,000,000 shares, an increase of 42.9 percent. The company currently has 329,648,786 shares outstanding, or about 59 percent of the current authorization. After the proposed increase, the company will have 41 percent of its authorized capital outstanding. The increase in the authorized capital is proposed in connection with the introduction of a takeover defense, which is not itself on the agenda. The defense is an "advance-warning type" poison pill, but includes provisions for a "shareholder will confirmation meeting" to vote on whether the pill should be triggered -- unless the board decides the bid would be so damaging as to justify triggering the pill without such a meeting. The board, which includes no outsiders, will make that decision without going through an independent committee. As the potential for conflicts of interest, and for this pill to be used for entrenchment, are simply too great in the absence of independent directors, we recommend that shareholders oppose this resolution. 05/14/07 - A METKA SA X5328R165 None 2,172 1 Accept Annual and Consolidated Financial For Mgmt Statements and Statutory Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Approve Auditors and Fix Their Remuneration For Mgmt 5 Approve Directors Remuneration For Mgmt 6 Elect Board of Directors For Mgmt 7 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/23/07 - A/S Metro Inc. *MRU.A* 59162N109 12/08/06 1,443 Meeting For Class A and Class B Shareholders 1 Elect Pierre Brunet, Marc DeSerres, Claude For For Mgmt Dussault, Serge Ferland, Bobbie Andrea Gaunt, Paule Gauthier, Paul Gobeil, Christian W.E. Haub, Maurice Jodoin, Maryse Labonte, Michel Labonte, Pierre H. Lessard, Marie-Jose Nadeau, Bernard A. Roy as Directors 2 Ratify Ernst & Young LLP as Auditors For For Mgmt 3 Amend Stock Option Plan For For Mgmt Vote Recommendation The total cost of the company's plans of 1.89 percent is within the allowable cap for this company of 3.00 percent. The plan does not include non-employee directors as eligible participants. The proposed amendment provision has adequately limited the board's authority to amend the plan as approved by shareholders. 11/16/06 - A MFS Ltd (frmly MFS LEVERAGED Q6074B105 11/14/06 1,229 INVESTMENTS AND SECURITIES TRUS 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended June 30, 2006 2a Elect Terence O'Dwyer as Director For For Mgmt 2b Elect Barry Cronin as Director For For Mgmt 2c Elect Geoff Williams as Director For For Mgmt 3 Adopt Remuneration Report For the Year For For Mgmt Ended June 30, 2006 4 Approve the Issuance of One Million For For Mgmt Ordinary Shares to Ocean Crossing Pty Ltd in Consideration for the Acquisition of HI Holdings Pty Ltd 05/23/07 - A Michael Page International plc G68694119 None 177,991 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 4.2 Pence Per For For Mgmt Ordinary Share 3 Re-elect Charles-Henri Dumon as Director For For Mgmt 4 Re-elect Sir Adrian Montague as Director For For Mgmt 5 Re-elect Stephen Box as Director For For Mgmt 6 Approve Remuneration Report For For Mgmt We raised a few concerns in regards to (i) the lack of a cap on the amount of annual bonus that may be awarded to the Executive Directors and (ii) the rationale for the deferred element under the Share Incentive Plan award having no performance criteria. Upon contact, the Company explains that: - rewarding exceptional performance with exceptional rewards fits both the objectives of the Group and its shareholders. The remuneration philosophy of the Group is such that having a fixed salary capped multiple for Executives bonuses would run contra to the remuneration philosophy in the rest of the business. Consultants, managers and directors (below board level) in the business are remunerated on a meritocratic basis against value delivered by way of receiving bonuses against a percentage of trading profit earned for the Company. This philosophy is mirrored in the Executive Director's remuneration. The levels of anticipated remuneration are set by way of targets and higher level triggers such that the outcome is highly geared with the profit performance of the Company. Whilst the bonus is uncapped, the remuneration structure is geared to the long-term interest of the Company and puts the focus on the medium-term share performance. - the share incentive plan is in two parts: 1/3 with a performance condition and 2/3 with no performance conditions except the requirement to remain in the employment of the Company. Upon contact, the Company explains that the split is that as a primarily permanent recruitment company are highly cyclical in nature and other elements of short-term remuneration, such as bonuses that in themselves form a large part of the remuneration package, are very sensitive to economic cycles. Since such a large of the value of the company is represented by the senior employees, it is vital for the long-term growth and security of the Group that they are able to on to senior management employees through growth cycles as this element of the remuneration package aims to secure such assets. We consider the rationale given acceptable and recommend that shareholders vote for the remuneration report. 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Audit Committee to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,099,699 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,621 10 Authorise 33,324,208 Ordinary Shares for For For Mgmt Market Purchase 05/11/07 - A/S Michelin Et Cie. F61824144 05/08/07 3,603 Special Business 1 Amend Article 10 of the Bylaws Re: For Mgmt Appointment of General Managers, Whether Qualifying as General Partners or Not 2 Amend Article 11 of the Bylaws Re: For Mgmt Mandatory Blocking of Shares Owned by the General Managers Who Are General Partners 3 Amend Articles 12, and 30 of the Bylaws Re: For Mgmt Remuneration of General Managers Who Are Not General Partners 4 Amend Article13 of the Bylaws Re: End of For Mgmt Mandate of General Managers Who Are Not General Partners 5 Amend Article 14 of the Bylaws Re: Powers For Mgmt of General Partners Concerning General Managers 6 Amend Article 17 of the Bylaws Re: Powers For Mgmt of the Supervisory Board Concerning General Managers 7 Amend Articles 25, and 26 of the Bylaws Re: For Mgmt Powers of General Meeting of Shareholders Concerning Nominations of General Managers Whether Qualifying as General Partners or Not and of General Partners 8 Amend Articles 13-1, and 14 of the Bylaws For Mgmt Re: Interim Management 9 Amend Articles 3, and 10 of the Bylaws Re: For Mgmt Company's Name and Signature 10 Amend Article 36 of the Bylaws Re: For Mgmt Introduction of a Competence Clause 11 Amend Articles of Association Re: Record For Mgmt Date Ordinary Business 12 Approve Financial Statements and Statutory For Mgmt Reports 13 Approve Allocation of Income and Dividends For Mgmt of EUR 1.45 per Share 14 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 15 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 16 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 17 Elect Didier Miraton as General Manager For Mgmt 18 Elect Jean-Dominique Senard as General For Mgmt Manager Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/05/07 - A MIGROS Turkey M7009U105 None 13,868 1 Elect Presiding Council of Meeting For Mgmt 2 Accept Financial Statements and Statutory, For Mgmt Auditors and Independent Auditors Reports 3 Approve Changes in the Composition of the For Mgmt Board of Directors 4 Approve Discharge of Directors and Auditors For Mgmt 5 Approve Allocation of Income for the Year For Mgmt 2006 6 Fix Number of and Elect Directors, and For Mgmt Determine Their Terms of Office 7 Fix Number of and Elect Auditors, and For Mgmt Determine Their Terms of Office 8 Approve Remuneration of Directors and For Mgmt Auditors 9 Decision on Setting off the Previous Year For Mgmt Losses 10 Receive Information on Donations Made in None Mgmt 2006 11 Elect Independent Audit Company For Mgmt 12 Receive Information on Dividend Policies None Mgmt for 2007 and the Following Years 13 Grant Permission for Board Members to For Mgmt Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 15 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/19/07 - A Milbon Co., Ltd. *4919* J42766105 12/20/06 335 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 26, Final JY 26, Special JY 0 2 Amend Articles to: Authorize Public For Against Mgmt Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Limit Liability of Directors and Statutory Auditors - Limit Liability of Audit Firm Because it is not in shareholders' interest to limit the liability of the external audit firm, we recommend that shareholders oppose the whole resolution. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 6 Approve Special Payments to Continuing For For Mgmt Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors 05/03/07 - A Millennium & Copthorne Hotels plc G6124F107 None 7,915 1 Accept Directors' Report For For Mgmt 2 Accept Financial Statements and Statutory For For Mgmt Reports 3 Approve Final Dividend of 10.42 Pence Per For For Mgmt Share 4 Elect Christopher Keljik as Director For For Mgmt 5 Elect Peter Papadimitropoulos as Director For For Mgmt 6 Re-elect Wong Hong Ren as Director For For Mgmt 7 Re-elect John Sclater as Director For For Mgmt 8 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 9 Approve Remuneration Report For For Mgmt 10 Extend the Provisions of the Co-operation For For Mgmt Agreement Enabling City Developments Limited to Maintain its Percentage of Shareholding in the Company 11 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditures up to GBP 100,000 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 29,183,052 13 Subject to the Passing of Resolution 12, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,377,458 14 Authorise 29,183,053 Ordinary Shares for For For Mgmt Market Purchase 08/30/06 - A Mimasu Semiconductor Industry Co. Ltd. J42798108 05/31/06 1,446 *8155* 1 Approve Dividends: Interim JY 0, Final JY For For Mgmt 17, Special JY 0 2 Amend Articles to: Increase Authorized For For Mgmt Capital - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law 3 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors 05/11/07 - A Minara Resources Limited(frmly Q6120A101 05/09/07 11,487 Anaconda Nickel Lt) *MRE* 1 Elect Directors For For Mgmt 2 Approve Remuneration Report for the Year For For Mgmt Ended Dec 31, 2006 3 Approve Grant of Performance Rights to For Against Mgmt Acquire Up to 780,000 Options Over Unissued Shares to Peter Johnston Some shareholders may consider that given the otherwise demanding nature of the performance hurdles, the extension of the assessment period relative to previous grants makes this resolution worthy of support. However, given Australian investor preferences for a three-year vesting period, shareholders should vote against this resolution. Executive Summary of Reasons for "Against" Recommendation on Resolution 3 - The vesting period for the proposed grant of rights to the CEO is only two years; Australian investors generally prefer performance under long-term incentives to be assessed over at least three years. 11/08/06 - A MINCOR RESOURCES NL *MCR* Q6137H107 11/06/06 9,943 1 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 2 Elect Ian Fred Burston as Director For For Mgmt 3 Elect James Stewart Reeve as Director For For Mgmt 4 Approve Increase in Remuneration for For For Mgmt Non-Executive Directors to A$350,000 Per Year 5 Approve Issuance of 9.73 Million Options For Against Mgmt Under the 2002 Employee Share Option PLan Summary of Reasons for Against Recommendation on Resolution 5- The options plans, and the grants under the plans, lack sufficient vesting periods and have no performance hurdles. 6 Ratify Past Issuance of 3.75 Million For Against Mgmt Options to Senior Managers Made on May 8, 2006 Summary of Reasons for Against Recommendation on Resolutions 6 and 7- The options plans, and the grants under the plans, lack sufficient vesting periods and have no performance hurdles. 7 Ratify Past Issuance of 250,000 Options to For Against Mgmt Senior Managers Made on Sept. 9, 2006 11/30/06 - S Mission Oil & Gas Inc. 60510P101 10/16/06 320 1 Approve Plan of Arrangement For Against Mgmt ISS Recommendation Despite the positve aspects of the transaction, we believe the recent development in the income trust sector warrants a fresh look at the Arrangement. As such, we recommend shareholders vote AGAINST the resolution. 02/08/07 - S Mission Oil & Gas Inc. 60510P101 01/08/07 2,820 1 Approve Plan of Arrangement with Crescent For For Mgmt Point Energy Trust 10/17/06 - S Mitchells & Butlers plc G61614114 None 101,244 1 Approve Sub-Division of Existing Ord. For For Mgmt Shares into Intermediate Shares;Capitalise Reserves;Approve Consolidation of All Unissued Intermediate Shares into Unissued New Ord. Shares;Approve Consolidation of All Issued Intermediate Shares into New Ord. Shares 2 Authorise 40,335,011 New Ordinary Shares For For Mgmt for Market Purchase 02/01/07 - A Mitchells & Butlers plc G61614122 None 115,650 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 8.6 Pence Per For For Mgmt Ordinary Share 4a Re-elect Sir Tim Lankester as Director For For Mgmt 4b Re-elect Karim Naffah as Director For For Mgmt 4c Re-elect Sara Weller as Director For For Mgmt 5 Reappoint Ernst & Young LLP as Auditors of For For Mgmt the Company 6 Authorise Audit Committee to Fix For For Mgmt Remuneration of Auditors 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,487,458 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,723,118 9 Authorise 40,346,510 Ordinary Shares for For For Mgmt Market Purchase 10 Authorise the Company to Make EU Political For For Mgmt Donations and To Incur EU Political Expenditure up to GBP 50,000 Each; Authorise Mitchells and Butlers Retail Ltd to Make EU Political Donations and To Incur EU Political Expenditure up to GBP 50,000 Each 06/28/07 - A Mitsubishi Gas Chemical Co. Inc. J43959113 03/31/07 183,431 *4182* 1 Amend Articles to: Increase Number of For For Mgmt Statutory Auditors In this item, the company seeks to increase the maximum number of internal statutory auditors it can appoint from 4 to 5. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes 10 insiders and no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1, 3, and 4 Nominees 1 and 3 do not meet our criteria for independence. Nominee 1 is a former executive of The Bank of Tokyo-Mitsubishi, Ltd., the company's main bank and also one of the largest shareholders in the company with a 3.4 percent stake. Nominee 3 is a former vice president of Nippon Life Insurance Company, one of the company's main lenders and also one of the largest shareholders in the company with a 4.4 percent stake. However, nominee 4 meets our criteria for independence. He is an emeritus professor at Tokyo University. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 1 and 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 3.4 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditor and Special Payments to Continuing Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 1 retiring director and 1 retiring statutory auditor. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 3 continuing statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Statutory Auditors The ceiling would be raised from JY 7 million per month to JY 10 million per month. This change is being requested because of an increase in the number of statutory auditors from 4 to 5 and the abolition of the practice of paying lump-sum retirement bonuses, which do not fall under the compensation ceiling, and is replacing them with other forms of compensation which do. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/22/07 - A Mitsubishi Steel Mfg. Co. Ltd. *5632* J44475101 03/31/07 10,521 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 4 The payout ratio for the full year is 18 percent based on consolidated earnings, or 21 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 4 and 8 Background of non-executive nominee(s): Nominee 4 is a former president and current senior advisor to Mitsubishi Heavy Industries Ltd. Nominee 8 is a former vice-president and current senior advisor to Mitsubishi Corporation. Board Profile Composition of board after this meeting: 7 executives and 2 non-executives. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees do not meet our criteria for independence. Nominee 1 is a former executive of one of the largest shareholders in the company with a 3.6 percent stake. Nominee 2 is a former partner of the company's external audit firm. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See the item 3.1 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors One of the retiring auditors has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 06/28/07 - A Mitsui Fudosan Co. Ltd. *8801* J4509L101 03/31/07 78,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 9 The payout ratio for the full year is 16 percent based on consolidated earnings, or 30 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive: Nominees 7 and 8 Background of non-executive nominees: Nominee 7, Toshiharu Aoki, is a former vice-president of Nippon Telegraph & Telephone Corp. and president of NTT Data Corp. He is currently a senior advisor to NTT Data and joined Mitsui Fudosan's board in 2005. Nominee 8, Yoshiharu Hayakawa, is a former representative of Chuo Coopers Lybrand Consulting and is currently the representative of Kasumi Empowerment Research Institute. Mr. Hayakawa is being appointed to the board for the first time. Board Profile Composition of board after this meeting: 6 executives and 2 non-executives. The number of outsiders is increasing from 1 to 2. Candidate 6 is returning to the board after an absence, and as noted above, candidate 8 is a new appointee. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominees for independent statutory auditor: Nominees 2 and 3 Nominees 2 and 3 do not meet our criteria for independence, as they are both executives of Mitsui group companies. Nominee 2, Akishige Okada, is a former president of Mitsui Fudosan's main bank Sakura Bank, which is now known as Sumitomo Mitsui Bank. Mr. Okada was also the chairman of that bank's holding company Sumitomo Mitsui Financial Group and is currently a special advisor to the bank. Nominee 3, Keiu Nishida, is a former president and chairman of Mitsui Trust and Banking, now known as Chuo Mitsui Trust and Banking, which is also a major lender to Mitsui Fudosan. Moreover, one of Mr. Nishida's relatives is an executive of an unnamed affiliate of Mitsui Fudosan. Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 2 and 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt see item 3.1 3.3 Appoint Internal Statutory Auditor For Against Mgmt see item 3.1 4 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 4 retiring directors and 1 retiring statutory auditor. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 5 continuing directors and 1 continuing statutory auditor. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. The recipients are insiders and we have no reason to oppose this resolution. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing aggregate bonus payments of JY 264 million to 9 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The director ceiling would be raised from JY 45 million per month to JY 60 million per month. In addition, the company wants to raise the ceiling for statutory auditors from JY 10 million per month to JY 13 million per month. After the meeting, the number of directors will be decreasing from 10 to 8 (includes 2 outside directors), and the number of statutory auditors will remain unchanged at 5. This change is being requested because of the introduction of the new Corporate Law, under which annual bonuses to the directors and statutory auditors, which were formerly treated as part of the annual allocation of income, are now considered part of director and statutory auditor compensation. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 7 Approve Deep Discount Stock Option Plan For For Mgmt Option Plan Summary Eligibility: Executive directors of Mitsui Fudosan. The exercise price will be set at JY 1 per share. Potential Dilution: The maximum number of shares which could be issued per year is 100,000. If this resolution is approved, the company will not need to seek annual shareholder approval for future option grants as long as the number of shares issued per year does not exceed the annual limit. Assuming that the company issues 100,000 shares per year over the next ten years, the maximum potential dilution from this plan comes to 0.1 percent of issued capital. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: The exercise period will be determined by the full board, potentially beginning as soon as the day after the grant date and running for as long as 30 years. However, options may only be exercised after the recipient steps down from his or her position Performance Hurdles: None disclosed. This plan is intended to replace the seniority-based retirement bonus system with compensation based on share price performance. The deep-discount option plan meets ISS guidelines. Because this plan will contribute to a greater consciousness of the company's share price, we have no reason to oppose this resolution 06/21/07 - A Mitsui O.S.K. Lines Ltd. *9104* J45013109 03/31/07 252,000 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 9, Final JY 11, Special JY 0 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors to Add Separate Ceiling for Annual Bonuses 5 Approve Stock Option Plan for Directors For For Mgmt 6 Approve Executive Stock Option Plan For For Mgmt 06/28/07 - A Mitsumi Electric Co. Ltd. *6767* J45464120 03/31/07 41,813 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 33 2 Amend Articles to: Decrease Maximum Board For Against Mgmt Size - Limit Rights of Odd-lot Holders - Authorize Internet Disclosure of Shareholder Meeting Materials In this item, the company first seeks to delete a provision directing the company to reduce authorized capital by the number of treasury shares cancelled. Under the old Commercial Code, if a company retired treasury shares, authorized capital had to be reduced by the number of such treasury shares retired. This provision in the articles was introduced in line with this requirement. However, this rule was abolished under the new Corporate Law. Accordingly, deleting the provision means that the company can effectively increase unused authorized capital in the event of a share cancellation because the authorized capital will remain unchanged. This amendment would make it easier for the company to buy back shares on the market while at the same time issuing shares in a private placement, thereby manipulating the shareholder composition to help ward off a takeover. Second, the company seeks to decrease the maximum number of directors on the board from 20 to 15, in order to strengthen the management structure by speeding up the decision-making process. Following this meeting, the company would still have 2 vacant seats on the board, to which dissident nominees could be elected. Because deleting a provision that the company shall reduce authorized capital by the number of treasury shares cancelled will in effect increase authorized capital every time treasury shares are retired in the future, and such transactions do not require shareholder approval, we recommend that shareholders oppose the resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Both nominees are insiders. 3.2 Elect Director --- For 4 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 05/11/07 - A Mittal Steel South Africa(frm Ispat S51418101 None 18,700 Iscor(frmly Iscor Ltd.)) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 12-31-06 2 Elect Directors For For Mgmt 3 Approve Remuneration of Directors for For For Mgmt Fiscal 2006 4 Approve Remuneration of Directors for For For Mgmt Fiscal 2007 5 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 6 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 15 Percent of Issued Capital 7 Approve Cash Distribution to Shareholders For For Mgmt by Way of Reduction of Share Premium Account 8 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 03/27/07 - S Mizrahi Tefahot Bank Ltd (formerly M9540S110 02/26/07 27,700 United Mizrahi Bank) 1 Approve Director/Officer Liability and For For Mgmt Indemnification Insurance As the company's liability and indemnification policies meet the benchmark established under Delaware Corporate Law, this item merits support. 11/24/06 - S MMC Norilsk Nickel 46626D108 10/06/06 2,428 Meeting for ADR Holders 1 TO APPROVE THE PAYMENT OF INTERIM CASH For For Mgmt DIVIDENDS FOR 9 MONTHS OF 2006 IN THE AMOUNT OF RUB 56 PER SHARE, AND TO PAY THESE DIVIDENDS WITHIN 60 DAYS AFTER THE DATE OF THIS RESOLUTION. 06/28/07 - A MMC Norilsk Nickel 46626D108 05/15/07 3,025 Meeting for ADR Holders 1 Approve Annual Report, Financial For For Mgmt Statements, and Allocation of Income 2 Approve Dividends of RUB 176 per Ordinary For For Mgmt Share, Including Special Dividends of RUB 56 for First Nine Months of Fiscal 2006 Approved at Company's Nov. 24, 2006, EGM Elect Nine Directors by Cumulative Voting 3 Elect Directors Split Split Mgmt 3.1 Elect Andrey Bugrov as Director --- Against ISS Analysis We note that the company's definition of independence is not as detailed as ours and that we are therefore unable to classify de Selliers, Dolgikh, Ugolnikov, and Schimmelbusch as independent directors based on our classification guidelines. However, because the four candidates can be classified as independent based on the definition of director independence adopted by MMC Norilsk Nickel, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of de Selliers (item 3.2), Dolgikh (item 3.3), Ugolnikov (item 3.10), and Schimmelbusch (item 3.11) and withhold their votes for the remaining seven nominees. We believe that these four candidates are most likely to bring independence to the board and will most likely act in all shareholders' interests. 3.2 Elect Guy de Selliers as Director --- For 3.3 Elect Vladimir Dolgikh as Director --- For 3.4 Elect Andrey Klishas as Director --- Against 3.5 Elect Ralph Morgan as Director --- Against 3.6 Elect Denis Morozov as Director --- Against 3.7 Elect Kirill Parinov as Director --- Against 3.8 Elect Vladimir Potanin as Director --- Against 3.9 Elect Ekaterina Salnikova as Director --- Against 3.10 Elect Kirill Ugolnikov as Director --- For 3.11 Elect Heinz Schimmelbusch as Director --- For Elect Five Members of Audit Commission 4.1 Elect Julia Basova as Member of Audit For For Mgmt Commission 4.2 Elect Vadim Meshcheryakov as Member of For For Mgmt Audit Commission 4.3 Elect Nikolay Morozov as Member of Audit For For Mgmt Commission 4.4 Elect Olga Rompel as Member of Audit For For Mgmt Commission 4.5 Elect Olesya Firsik as Member of Audit For For Mgmt Commission 5 Ratify Rosexpertiza LLC as Auditor For For Mgmt 6 Approve Remuneration of Directors For For Mgmt 7 Approve Price of Liability Insurance for For For Mgmt Directors and Executives 8 Approve Related-Party Transaction Re: For For Mgmt Liability Insurance for Directors and Executives 9 Approve Value of Assets Subject to For For Mgmt Compensation Agreement with Directors and Executives 10 Approve Related-Party Transaction Re: For For Mgmt Compensation of Expenses to Directors and Executives 11 Approve Revised Edition of Charter For Against Mgmt In this case, we believe that the negative provision under this item outweighs any positive ones. For this reason, we must recommend a vote against this resolution. 12 Approve Revised Edition of Regulations on For For Mgmt Board of Directors 13 Cancel Company's Membership in Cobalt For For Mgmt Development Institute 14 Cancel Company's Membership in Palladium For For Mgmt Council 10/27/06 - A MMI Holdings Ltd Y6049M104 None 65,423 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.02 Per Share For For Mgmt 3 Reelect Tan Choo Pie @ Tang Chang Chai as For For Mgmt Director 4 Reelect Hang Chang Chieh as Director For For Mgmt 5 Approve Directors' Fees of $146,000 for the For For Mgmt Year Ended June 30, 2006 (2005: SGD 268,000) 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the MMI Employees' Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. Moreover, the plan allows for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the plan. 05/09/07 - A Modern Times Group AB-MTG W56523116 05/03/07 18,862 1 Elect Chairman of Meeting For For Mgmt 2 Prepare and Approve List of Shareholders For For Mgmt 3 Approve Agenda of Meeting For For Mgmt 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For For Mgmt 6 Receive Financial Statements and Statutory None None Mgmt Reports 7 Approve Financial Statements and Statutory For For Mgmt Reports 8 Approve Allocation of Income and Dividends For For Mgmt of SEK 7.50 per Share 9 Approve Discharge of Board and President For For Mgmt 10 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 11 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 3.83 Million; Approve Remuneration of Auditors 12 Reelect David Chance (Chair), Asger Aamund, For For Mgmt Nick Humby, Lars-Johan Jarnheimer, David Marcus, Cristina Stenbeck, and Pelle Toernberg as Directors; Elect Mia Brunell as New Director 13 Determine Number of Auditors; Ratify Ernst For For Mgmt & Young as Auditors 14 Authorize Cristina Stenbeck and For For Mgmt Representatives of at Least Two of Company's Largest Shareholders to Serve on Nominating Committee 15 Approve Remuneration Policy And Other Terms For Against Mgmt of Employment For Executive Management The company had not published the proposed guidelines for executive remuneration at the time of analysis but mention that it will be available at least two weeks prior to the meeting. We strongly believe that publicly listed companies should make information concerning all proposals available at least 30 days prior to the meeting, preferably via the internet in addition to traditional channels. It is of particular importance that full disclosure is provided with respect to executive remuneration, which is subject to much debate. We recommend that shareholders contact the company's investor relations department directly to request better disclosure. Because of the lack of information regarding the details of the proposed remuneration policy, we recommend a vote against this item. 16 Amend Articles Re: Allow Conversion of For For Mgmt Class-A Shares into Class-B Shares 17 Approve SEK 1,000 Million Transfer from For For Mgmt Share Premium Account to Unrestricted Shareholders' Equity 18 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 19 Approve SEK 33.5 Million Reduction In Share For For Mgmt Capital via Share Cancellation 20a Approve Stock Option Plan for Key Employees For For Mgmt 20b Approve Issuance of 57,142 Subscription For For Mgmt Rights to Subsidiary (MTG Holding AB) 20c Approve Issuance of 342,852 Subscription For For Mgmt Rights 21 Authorization to Raise Customary Credit For Against Mgmt Facilities Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position Because of a lack of information concerning the maximal nominal value of the loans that could be raised, shareholders are advised to vote against this item. 22 Close Meeting None None Mgmt 06/28/07 - A Mori Seiki Co. Ltd. *6141* J46496121 03/31/07 135,200 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 24 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 to 5 Nominees 4 and 5 do not meet our criteria for independence. Nominee 4 is a former executive director of Sumitomo Mitsui Banking Corporation, the company's main bank. Nominee 5 is a former vice president of Nanto Bank, Ltd., one of the largest shareholders in the company with a 3 percent stake. However, nominee 3 meets our criteria for independence. He is an attorney. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 4 and 5 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 3.4 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 3.5 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: employees of company, and employees of affiliates Exercise Price: 5 percent premium to market price prior to grant date Potential Dilution: 1.29 percent of issued capital from this plan; 4.76 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 30 million per month (or JY 360 million per year) to JY 600 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 5 million per month (or JY 60 million per year) to JY 100 million per year. After the meeting, the company will continue to have 15 directors and 5 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 06/28/07 - A Morinaga Milk Industry Co. Ltd. *2264* J46410114 03/31/07 38,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 2 Amend Articles to: Increase Authorized For Against Mgmt Capital - Authorize Issuance of Warrants for Takeover Defense By Resolution of Board or AGM In the item, the company first seeks to increase its authorized share capital from 480 million to 720 million shares, an increase of 50 percent. The company currently has 253977218 shares outstanding, or about 53 percent of the current authorization. After the proposed increase, the company will have 35 percent of its authorized capital outstanding. The company states that the proposed increase in the authorized capital is intended to prepare for the introduction of the takeover defense proposed in Item 3. Second the company wants to amend the articles to authorize the company to issue warrants for takeover defense by a board resolution or shareholder approval. Under Japan's Corporate Law, the issuance of warrants does not require a shareholder vote, but may be implemented by a board resolution. However, the company is seeking shareholder approval for its defense plan (see Item 3), and seeks to amend its articles to allow the company to confirm the will of shareholders regarding the plan. Because we cannot support the company's takeover defense for the reasons discussed below, we also recommend that shareholders vote against this resolution. 3 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 2 years Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: All members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the board is composed entirely of executives, because of the failure of the directors to seek reelection annually, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 4 Elect Directors For For Mgmt 4.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 9 executives and 0 non-executives. The board currently includes no outside directors. 4.2 Elect Director --- For 4.3 Elect Director --- For 4.4 Elect Director --- For 4.5 Elect Director --- For 4.6 Elect Director --- For 4.7 Elect Director --- For 4.8 Elect Director --- For 4.9 Elect Director --- For 5 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our criteria for independence. He is a former executive director of the largest shareholder in the company with a 10.37 percent. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 6 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our criteria for independence. He is an attorney. 06/22/07 - A Moshi Moshi Hotline Inc. *4708* J46733101 03/31/07 911 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 60 The payout ratio for the full year is 33 percent based on consolidated earnings, or 38 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 7 Background of non-executive nominee(s): The nominee is a current executive of Mitsui & Co., Ltd., the largest shareholder in the company with a 34.3 percent stake. Board Profile Composition of board after this meeting: 6 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditor The company is proposing aggregate bonus payments of JY 40.9 million to 6 directors, and JY 2.2 million to 1 statutory auditor. Because the amounts are not excessive, we have no reason to oppose this resolution. 4 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 year Trigger Threshold: 15 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: Following this meeting, the board will include no outside directors who meet ISS criteria for independence. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the board composition does not meet ISS guidelines on poison pills, stipulating that at least 20 percent, and no fewer than two, of the directors must meet ISS' definition of independence, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 10/25/06 - A Murray & Roberts Holdings Ltd. S52800133 None 38,163 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended June 30, 2006 2 Reelect R.C. Andersen For For Mgmt 3 Reelect N. Jorek For For Mgmt 4 Reelect M.J. Shaw For For Mgmt 5 Reelect J.J.M. van Zyl For For Mgmt 6 Ratify Deloitte and Touche as Auditors For For Mgmt 7 Approve Remuneration of Directors For For Mgmt 8 Place 30 Million Authorized But Unissued For For Mgmt Shares under Control of Directors 9 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 06/28/07 - A Musashino Bank Ltd. *8336* J46883104 03/31/07 638 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 30 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former local government official. 07/18/06 - A N Brown Group plc G64036109 None 5,213 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For Against Mgmt 3 Approve Final Dividend of 4.45 Pence Per For For Mgmt Ordinary Share 4 Re-elect Alan White as Director For For Mgmt 5 Re-elect Lord Alliance of Manchester as For For Mgmt Director 6 Re-elect Nigel Alliance as Director For For Mgmt 7 Re-elect Ivan Fallon as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,846,449.40 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,476,967.41 11 Authorise 29,539,348 Ordinary Shares for For For Mgmt Market Purchase 12 Renew N Brown Group Plc Long-Term Incentive For Against Mgmt Share Plan 02/21/07 - S N Brown Group plc G64036109 None 16,502 1 Approve Increase in Auth. Cap. to GBP For For Mgmt 39,029,625.88; Auth. Capitalisation of GBP 29,625.88 on the Company's Share Premium Account and Apply Such Sum to B Shares; Issue Equity with Rights; Approve Share Reorganisation; Adopt New Art. of Assoc. 2 Subject to and Conditional Upon the Passing For For Mgmt of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,414,121.30 3 Subject to and Conditional Upon the Passing For For Mgmt of Resolutions 1 and 2, Authorise Issue of Equity without Pre-emptive Rights up to Aggregate Nominal Amount of the Greater of GBP 1,479,293.94 and Five Percent of the Issued Ordinary Share Capital of the Company 01/31/07 - A National Australia Bank Limited *NAB* Q65336119 01/29/07 87,123 1 Presentations by the Chairman and the Group None None Mgmt Chief Executive Officer 2 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended Sept. 30, 2006 3a Elect Michael Chaney as Director For For Mgmt 3b Elect Ahmed Fahour as Director For For Mgmt 3c Elect Paul Rizzo as Director For For Mgmt 3d Elect Michael Ulmer as Director For For Mgmt 4 Approve Remuneration Report for the Year For For Mgmt Ended Sept. 30, 2006 5 Approve Non-Executive Director Share Plan For For Mgmt 6 Approve Issuance of 37,260 National Shares For For Mgmt at A$39.52 Each to John Stewart, Group Chief Executive Officer, Under Short Term Incentive Plan 7 Approve Grants of 42,587 Shares, 284,250 For For Mgmt Performance Options and 71,063 Performance Rights, Under the Company's Short Term and Long Term Incentive Plans, to Ahmed Fahour, Chief Executive Officer, Australia 8a Approve Grants of 19,661 Shares, 152,514 For For Mgmt Performance Options, and 38,129 Performance Rights, Under the Company's Short Term and Long Term Incentive Plans, to Michael Ullmer,Group Chief Financial Officer 8b Approve Grant of Shares to the Value of A$1 For For Mgmt Million to Michael Ullmer, Group Chief Financial Officer 9 Approve Selective Buy-Back Scheme Relating For For Mgmt to 20 Million Preference Shares Associated with the National Income Securities 07/31/06 - A National Grid PLC(frmrly. National G6375K151 None 128,143 Grid Transco PLC) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 15.9 Pence Per For For Mgmt Ordinary Share 3 Re-elect Sir John Parker as Director For For Mgmt 4 Re-elect Steve Lucas as Director For For Mgmt 5 Re-elect Nick Winser as Director For For Mgmt 6 Re-elect Kenneth Harvey as Director For For Mgmt 7 Re-elect Stephen Pettit as Director For For Mgmt 8 Re-elect George Rose as Director For For Mgmt 9 Re-elect Steve Holliday as Director For For Mgmt 10a Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 10b Authorise Board to Fix Remuneration of For For Mgmt Auditors 11 Approve Remuneration Report For For Mgmt The cash bonuses of the US-based Executive Director are pensionable. This is not consistent with UK best practice but reflects US market practice. 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 103,241,860 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,497,674 14 Authorise 272,000,000 Ordinary Shares for For For Mgmt Market Purchase 15 Authorise 8,500,000 B Shares for Market For For Mgmt Purchase 16 Approve the Broker Contract Between For For Mgmt Deutsche Bank and the Company for the Repurchase of B Shares 17 Approve Increase In Borrowing Powers to GBP For For Mgmt 30 Billion with Limit of Four Times Adjusted Capital and Reserves RREV considers this proposal acceptable. 07/31/06 - S National Grid PLC(frmrly. National G6375K151 None 128,143 Grid Transco PLC) 1 Approve Acquisition of KeySpan Corporation For For Mgmt Pursuant to the Merger Agreement 12/07/06 - S Nedbank Group(frmly Nedcor Ltd.) S5518R104 None 8,487 Special Meeting Agenda 1 Approve the NedNamibia Holdings LTIP For For Mgmt 2 Approve the Black Management Scheme For For Mgmt 3 Approve the Broad-based Employee Scheme For For Mgmt 4 Approve the Education Trust Scheme For For Mgmt 5 Approve the Long-term Strategic Allocation For For Mgmt 6 Approve Specific Issuance of Shares For For Mgmt Pursuant to Private Placement 7 Authorize Specific Repurchase of Shares For For Mgmt 8 Approve Specific Authority to Issuance of For For Mgmt Shares to Various Special Purpose Vehicles 9 Approve Specific Authority to Issue Share For For Mgmt Relating to Annual Performance Fees 10 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 02/27/07 - S NEO-CHINA GROUP (HOLDINGS) LTD (frmrly G6419E104 None 100,000 NEO-TECH GLOBAL LTD) 1 Approve Acquisition by Beijing New Shine For For Mgmt Land Investment Consultancy Ltd. (Purchaser) of 67.0 Percent of the Registered Capital of Hunan Qianshuiwan Shuangya Wanquan Huayuen Co. Ltd. from Beijing New Shine Investment Group Co. Ltd. I. Transaction Summary Acquirer: Beijing New Shine Land Investment Consultancy Ltd. (Purchaser), a wholly-owned subsidiary of the company Target: 67 percent of the registered capital of Wunan Qianshuiwan Shuangya Wanquan Huayuen Co. Ltd. (Changsa JV) Consideration: cash Transaction Terms: The Purchaser would acquire 67 percent of the registered capital of Changsa JV from Beijing New Shine Investment Group Co. Ltd. (Beijing New Shine Investment), a company whose controlling shareholder is Li Song Xiao (Mr. Li), who in turn is the chairman and an executive director of the company, for a consideration of RMB 216.0 million ($26.9 million) Value of Transaction: RMB 216.0 million ($26.9 million) payable by the company Fairness Opinion: First Shanghai Capital Ltd., the independent financial adviser, is of the opinion that the terms of the deal are fair and reasonable and are in the interests on the company and the shareholders as a whole II. Company Description Changsa JV, owned as to 75 percent, 20 percent, and 5 percent by Beijing New Shine Investment, Beijing Guoke Xinye Technology Development Co. Ltd. (Beijing Guoke), and Zhuhai Yi Hua Tong, respectively, is the sole developer of a project situated in Wancheng County, Changsa City, the People's Republic of China (the PRC) (Changsa Property Project). The Changsa Property Project comprises five parcels of land with an aggregate site area of approximately 665,987 square meters which would be developed into a large scale residential and commercial development comprising a villa, low to high-rise residential buildings, a clubhouse, and other ancillary facilities. It is planned that the Changsa Property Project would be developed in two phases, which are scheduled to be completed in around 2010. It was noted that Changsa JV has obtained the land use rights of all five parcels of land in two batches in Oct. 2005 and Nov. 2006 and the total cost of acquisition of titles was approximately RMB 33.1 million ($4.1 million). The audited net asset value of Changsa JV as at July 31, 2006 and Dec. 31, 2005 were RMB 29.7 million ($3.7 million) and RMB 29.7 million ($3.7 million), respectively. III. Transaction Under the proposed acquisition, the Purchaser would acquire 67 percent of the registered capital of Changsa JV from Beijing New Shine Investment for a consideration of RMB 216.0 million ($26.9 million). Based on arm's length negotiations between the parties involved, the consideration was determined by reference to the audited net assets of Changsa JV at July 31, 2006 amounting to approximately RMB 29.7 million ($3.7 million) and the value of its property interest as valued by Savills Valuation and Professional Services Ltd. (Savills), an independent property valuer, in their valuation report which amounted to HK$372.3 million ($46.4 million). This amount would be paid in cash and would be funded from internal resources of the company. Upon completion of the acquisition, the company would have an effective equity interest of 67 percent in Changsa JV and Changsa JV would become an indirect subsidiary of the company. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (Group) are principally engaged in property investment and development in the PRC and have been proactively appraising various investment opportunities to explore high potential investments and attractive business opportunities in major cities in the PRC. The proposed acquisition is expected to provide the Group a good opportunity to further expand its business in the property market in Changsa. It was noted that land and construction costs are comparatively lower and the selling price is satisfactory in Changsa's property market. The directors believe that acquiring an interest in Changsa JV would provide positive contributions to the company's earnings in the coming years. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group, assuming that the acquisition had taken place on Oct. 31, 2006, net assets would have increased by 7.9 percent from approximately HK$3.4 billion ($421.6 million) to HK$3.7 billion ($455.1 million). VI. ISS Financial Valuation (Disclosure Level: Satisfactory) Given that the target company is privately held, ISS cannot conduct a premiums analysis. Savills Valuation and Professional Services Ltd., an independent property valuer, however, has valued the Changsa JV at approximately HK$372.3 million ($46.4 million). VII. Market Reaction - Pre-announcement: The share price increased by 30.9 percent in the 60 days prior to Jan. 3, 2007, the company's announcement date (Announcement Date), versus an 8.9 percent increase for the Hang Seng Index (HSI), outperforming the index by 22.0 percentage points. - Initial: The share price increased by 6.7 percent a day before the Announcement Date, versus a 0.5 percent increase for the HSI, outperforming the index by 6.2 percentage points. - Post-announcement: The share price decreased by 12.6 percent from the Announcement Date to Feb. 12, 2007, versus a 1.1 percent increase for the HSI, underperforming the index by 13.7 percentage points. We note that the company's share price has been declining from Nov. 29, 2006 until Dec. 19, 2006 where it stabilized at HK$1.19 ($0.1) until Jan. 2, 2007, the day before the Announcement Date. The share price immediately increased to HK$1.27 ($0.2) on the Announcement Date before dropping back to post announcement prices. VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of Changsa JV. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 2 Approve Acquisition by the Purchaser of For For Mgmt 22.1 Percent of the Registered Capital of Beijing New Shine Properties Development Co. Ltd. from Beijing Guoke Xinye Technology Development Co. Ltd. I. Transaction Summary Acquirer: Purchaser Target: 22.1 percent of the registered capital of Beijing New Shine Properties Development Co. Ltd. (Youngman Point JV) Consideration: cash Transaction Terms: The Purchaser would acquire 22.1 percent of the registered capital of Youngman Point JV from Beijing Guoke, a company controlled by Mr. Li for a consideration of RMB 90.0 million ($11.2 million) Value of Transaction: RMB 90.0 million ($11.2 million) payable by the company Fairness Opinion: First Shanghai Capital Ltd., the independent financial adviser, is of the opinion that the terms of the deal are fair and reasonable and are in the interests on the company and the shareholders as a whole II. Company Description Youngman Point JV, owned as to 51.6 percent, 22.1 percent, and 26.3 percent by New Direction Development Ltd. (New Direction), Beijing Guoke, and Beijing Int'l Trust Investment Co. Ltd., respectively, is a sino-foreign equity joint venture established in the PRC solely engaged in the development of a residential and commercial property located at No. 2 Ganluyuan, Zhongli, Qingnian Road, Chaoyang District, Beijing, the PRC (Youngman Point Property Project). The Youngman Point Property Project consists two phases: (1) Phase I has a site area and gross floor area of approximately 40,917.3 square meters and approximately 145,424 square meters, respectively, and comprises 1,587 residential units and 25 commercial units in total for sale purposes; and (2) Phase II which is composed of four lots and is still at the planning stage. The expected completion of Phase II is in Dec. 2007. The audited net asset value of Youngman Point JV as at July 31, 2006 and Dec. 31, 2005 were RMB 182.8 million ($22.8 million) and RMB 34.0 million ($4.2 million), respectively. The company holds an effective interest in Youngman Point JV of 51.6 percent through its indirect wholly-owned subsidiary, New Direction. III. Transaction Under the proposed acquisition, the Purchaser would acquire 22.1 percent of the registered capital of Youngman Point JV from Beijing Guoke for a consideration of RMB 90.0 million ($11.2 million). Based on arm's length negotiations between the parties involved, the consideration was determined by reference to the audited net assets of Youngman Point JB at July 31, 2006 amounting to RMB 182.8 million ($22.8 million) and the value of its property interest as valued by Savills which amounted to RMB 621.5 million ($77.5 million). This amount would be paid in cash and would be funded from internal resources of the company. Upon completion of the acquisition, the company's effective interest in Youngman Point JV would increase from 51.6 percent to 73.7 percent. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (Group) are principally engaged in property investment and development in the PRC and have been proactively appraising various investment opportunities to explore high potential investments and attractive business opportunities in major cities in the PRC. The board believes that the proposed acquisition would provide the Group a good opportunity to further expand its business in the property market in Beijing, where investment risks are low and market prices are steadily growing. It is expected that acquiring a further interest in Youngman Point JV would provide the company more control over the development of Youngman Point Property Project. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group, assuming that the acquisition had taken place on Oct. 31, 2006, net assets would have increased by 7.9 percent from approximately HK$3.4 billion ($421.6 million) to HK$3.7 billion ($455.1 million). VI. ISS Financial Valuation (Disclosure Level: Satisfactory) Given that the target company is privately held, ISS cannot conduct a premiums analysis. Savills Valuation and Professional Services Ltd., an independent property valuer, however, has valued the Youngman Point JV at approximately RMB 621.5 million ($77.5 million). VII. Risks The company did not disclose possible risks pertaining to the proposed acquisition of Youngman Point JV. VIII. Market Reaction - Pre-announcement: The share price increased by 30.9 percent in the 60 days prior to Jan. 3, 2007, the company's announcement date (Announcement Date), versus an 8.9 percent increase for the Hang Seng Index (HSI), outperforming the index by 22.0 percentage points. - Initial: The share price increased by 6.7 percent a day before the Announcement Date, versus a 0.5 percent increase for the HSI, outperforming the index by 6.2 percentage points. - Post-announcement: The share price decreased by 12.6 percent from the Announcement Date to Feb. 12, 2007, versus a 1.1 percent increase for the HSI, underperforming the index by 13.7 percentage points. We note that the company's share price has been declining from Nov. 29, 2006 until Dec. 19, 2006 where it stabilized at HK$1.19 ($0.1) until Jan. 2, 2007, the day before the Announcement Date. The share price immediately increased to HK$1.27 ($0.2) on the Announcement Date before dropping back to post announcement prices. VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of Youngman Point JV. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 3 Approve Acquisition by the Purchaser of For For Mgmt 15.0 Percent of the Registered Capital of Beijing Jin Ma Wen Hua Yuan Properties Development Co. Ltd. from Beijing Xi Hua Wei Yie Construction Materials Trading Co. Ltd. I. Transaction Summary Acquirer: Purchaser Target: 15 percent of the registered capital of Beijing Jin Ma Wen Hua Yuan Properties Development Co. Ltd. (American Rock JV) Consideration: cash Transaction Terms: The Purchaser would acquire 15 percent of the registered capital of American Rock JV from Beijing Xi Hua Wei Yie Construction Materials Trading Co. Ltd. (Beijing Xi Hua) for a consideration of RMB 100.0 million ($12.58 million) Value of Transaction: RMB 100.0 million ($12.58 million) payable by the company Fairness Opinion: First Shanghai Capital Ltd., the independent financial adviser, is of the opinion that the terms of the deal are fair and reasonable and are in the interests on the company and the shareholders as a whole Accounting Treatment: Not disclosed Tax Treatment: Not disclosed Walkaway Rights/Breakup Fee: Not disclosed Dividends: None II. Company Description American Rock JV, owned as to 45 percent, 40 percent and 15 percent by Top Fair Ltd., Lucky Merit Development Ltd. (Lucky Merit) and Beijing Xi Hua, respectively, is a sino-foreign equity joint venture established in the PRC solely engaged in the development of a residential and commercial property located at No. 16, Baiziwan Road, Chaoyang District, Beijing, the PRC (American Rock Property Project). The American Rock Property Project consists two phases and four zones with approximately 5,400 residential and commercial units in total for sale purposes. The audited net asset value of American Rock JV as at July 31, 2006 and Dec. 31, 2005 were RMB 434.3 million ($54.1 million) and RMB 388.9 million ($48.5 million), respectively. The company holds an effective interest in American Rock JV of 85.0 percent through its wholly-owned subsidiaries, Top Fair Ltd. and Lucky Merit. III. Transaction Under the proposed acquisition, the Purchaser would acquire 15 percent of the registered capital of American Rock JV from Beijing Xi Hua for a consideration of RMB 100.0 million ($12.58 million). Based on arm's length negotiations between the parties, the consideration was determined by reference to the audited net assets American Rock JV at July 31, 2006 amounting to RMB 483.2 million ($60.2 million) and the value of its property interest as valued by Savills which amounted to RMB 804.7 million ($10.0 million). This amount would be paid in cash and would be funded from internal resources of the company. Upon completion of the acquisition, American Rock JV would become a wholly-owned subsidiary of the company. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (Group) are principally engaged in property investment and development in the PRC and have been proactively appraising various investment opportunities to explore high potential investments and attractive business opportunities in major cities in the PRC. The board believes that the proposed acquisition would provide the Group a good opportunity to further expand its business in the property market in Beijing, where investment risks are low and market prices are steadily growing. It is expected that acquiring a further interest in American Rock JV would provide the company full control over the development of American Rock Property Project. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group, assuming that the acquisition had taken place on Oct. 31, 2006, net assets would have increased by 7.9 percent from approximately HK$3.4 billion ($421.6 million) to HK$3.7 billion ($455.1 million). VI. ISS Financial Valuation (Disclosure Level: Satisfactory) Given that the target company is privately held, ISS cannot conduct a premiums analysis. Savills Valuation and Professional Services Ltd., an independent property valuer, however, has valued the American Rock JV at approximately RMB 804.7 million ($10.0 million). VII. Risks The company did not disclose possible risks pertaining to the acquisition of American Rock JV. VIII. Market Reaction - Pre-announcement: The share price increased by 30.9 percent in the 60 days prior to Jan. 3, 2007, the company's announcement date (Announcement Date), versus an 8.9 percent increase for the Hang Seng Index (HSI), outperforming the index by 22.0 percentage points. - Initial: The share price increased by 6.7 percent a day before the Announcement Date, versus a 0.5 percent increase for the HSI, outperforming the index by 6.2 percentage points. - Post-announcement: The share price decreased by 12.6 percent from the Announcement Date to Feb. 12, 2007, versus a 1.1 percent increase for the HSI, underperforming the index by 13.7 percentage points. We note that the company's share price has been declining from Nov. 29, 2006 until Dec. 19, 2006 where it stabilized at HK$1.19 ($0.1) until Jan. 2, 2007, the day before the Announcement Date. The share price immediately increased to HK$1.27 ($0.2) on the Announcement Date before dropping back to post announcement prices. IX. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of American Rock JV. X. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 06/01/07 - S NEO-CHINA GROUP (HOLDINGS) LTD (frmrly G6419E104 None 100,000 NEO-TECH GLOBAL LTD) 1 Approve Acquisition by Neo-China Investment For For Mgmt Ltd. of the Entire Issued Shared Capital in One Alliance Investment Ltd. from Invest Gain Ltd. I. Transaction Summary Acquirer: Neo-China Investment Ltd. (Purchaser), a wholly-owned subsidiary of the company Target: Entire issued share capital of One Alliance Investment Ltd. (Holding Company) Consideration: shares Transaction Terms: The Purchaser would acquire the Holding Company from Invest Gain Ltd. (the Vendor), a company wholly-owned by Li Song Xiao (Mr. Li) who is the chairman and an executive director of the company, for an aggregate consideration of HK$505.0 million ($64.6 million), which would be satisfied by the allotment and issuance of approximately 467.6 million new shares (Consideration Shares) Value of Transaction: HK$505.0 million ($64.6 million) payable by the company Fairness Opinion: First Shanghai Capital Ltd., the independent financial adviser, is of the view that the terms of the deal as fair and reasonable and are in the interest of the company and shareholders as a whole. II. Company Description The Holding Company, ultimately and beneficially owned by Mr. Li, is an investment holding company that will hold the interest in Shanghai Jiujiu Square Investment Development Ltd. (Property Owner) after the restructuring of the ownership of the Property Owner (Restructuring). The Property Owner, after the Restructuring, will have 100 percent equity interest in two pieces of land situated in Song Jiang District Gui Dao Jiao Tong Jiu Ting Zhen No.1 -- Land Lot B Sections A and B, Shanghai, the People's Republic of China (PRC) (Property Interests). The Property Interests constitute a property project named as Jiujiu Youth City Development, which is planned to be developed into business, office buildings and hotel apartments. III. Transaction Under the proposed acquisition, the Purchaser would acquire the Holding Company from the Vendor for an aggregate consideration of HK$505.0 million ($64.6 million), which was determined after arm's length negotiations between the parties involved and the valuation of the Property Interests as valued by American Appraisal China Bhd., an independent property valuer, at RMB 487.7 million ($62.4 million) as at Feb. 28, 2007. The consideration amount would be satisfied by the allotment and issuance of the Consideration Shares, representing approximately 6.8 percent and 6.4 percent of the existing and enlarged share capital of company, at an issue price of HK$1.08 ($0.14) each (Issue Price), which was determined after arm's length negotiations between the parties involved and with reference to the recent traded price of the shares and future prospects of the company. The Issue Price represents a premium of 2.8 percent, a discount of 0.9 percent and a discount of 5.9 percent over the average closing price of shares 60 days prior to April 3, 2007, the date on which the announcement pertaining to the proposed acquisition was posted on the Stock Exchange of Hong Kong Ltd. (Stock Exchange) (Announcement Date); a day before the Announcement Date; and from the Announcement Date to May 17, 2007, which is the date of writing of this report, respectively. Upon completion of the proposed acquisition, the Holding Company would become a wholly-owned subsidiary of the company. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (Group) are principally engaged in property investment and development in the PRC and have been proactively appraising various investment opportunities to explore high potential investments and attractive opportunities in major cities in the PRC. This proposal presents a good opportunity for the Group to further expand its business in the property market in Shanghai, which was noted to be the largest city in the PRC. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group, assuming that the acquisition had taken place on Oct. 31, 2006, the net asset value (NAV) of the Group would have increased by approximately 15.6 percent from approximately HK$3.2 billion ($405.8 million) to HK$3.7 billion ($469.2 million), NAV per share would have decreased by 10.9 percent from HK$0.55 ($0.07) to HK$0.49 ($0.06) and earnings per share would have decreased by 7.1 percent from HK$0.014 ($0.002) to HK$0.013 ($0.002). VI. ISS Financial Valuation (Disclosure Level: Satisfactory) Given that Holdings Company is privately held, we cannot conduct a premiums analysis. American Appraisal China Ltd., an independent property valuer, however, has valued the Property Interests at RMB 487.7 million ($62.4 million) as at Feb. 28, 2007. VII. Risks The company did not disclose possible risks pertaining to the proposed acquisition. VIII. Market Reaction -Pre-announcement: The share price decreased by 4.2 percent in the 60 days prior to April 3, 2007, the day on which the company's announcement was posted on the website of the Stock Exchange of Hong Kong Ltd. (Announcement Date), versus a 2.2 percent decline for the Hang Seng Index (HSI), underperforming the index by 2.0 percentage points. -Initial: The share price increased by 3.7 percent a day before the Announcement Date, versus a 1.0 percent increase for the HSI, outperforming the index by 2.7 percentage points. -Post-announcement: The share price increased by 13.3 percent from the Announcement Date to May 17, 2007, versus an 8.3 percent increase for the HSI, outperforming the index by 8.3 percentage points. The market's reaction to this proposal appears positive. IX. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the proposed acquisition. X. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 03/28/07 - S NEOCHIMIKI L.V. LAVRENTIADIS S.A. X5811P106 None 2,432 1 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights 2 Elect Directors in Replacement of Retiring For Mgmt Ones 3 Amend Articles Re: Abolition of For Mgmt Transitional Provisions and Codification Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/13/07 - A NEOCHIMIKI L.V. LAVRENTIADIS S.A. X5811P106 None 1,216 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Appoint Auditors and Deputy Auditors For Mgmt 5 Approve Board Remuneration For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/05/06 - A/S Neopost F65196119 None 7,969 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Acknowledge Material Error and Decide to For Mgmt Correct the Situation by Withdrawing an Amount of EUR 27,895 from Retained Earnings Account 3 Approve Allocation of Income and Dividends For Mgmt of EUR 3 per Share 4 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 230,000 7 Reelect Henk Bodt as Director For Mgmt 8 Reelect Eric Licoys as Director For Mgmt 9 Reelect Bernard Bourigeaud as Director For Mgmt 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 11 Amend Articles of Association Re: For Mgmt Attendance of Board Meetings through Videoconference or Telecommunication 12 Authorize Issuance of Equity with For Mgmt Preemptive Rights up to Aggregate Nominal Amount of EUR 5 million 13 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Relating to Delegation Submitted to Shareholder Vote Above 14 Authorize Capitalization of Reserves of Up For Mgmt to EUR 30 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 16 Authorize Capital Increase for Future For Mgmt Exchange Offers 17 Approve Employee Savings-Related Share For Mgmt Purchase Plan 18 Authorize up to One Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 19 Approve Stock Option Plans Grants For Mgmt 20 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 21 Approve Issuance of Securities Convertible For Mgmt into Debt 22 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Nestle SA H57312466 None 17,201 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Nestle SA H57312466 None 17,201 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 10.40 per Share 4 Approve CHF 7.7 Million Reduction in Share For Mgmt Capital via Cancellation of Repurchased Shares 5 Elect Directors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A/S NEXANS F65277109 05/07/07 1,904 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1.20 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Reelect Gianpaolo Caccini as Director For Mgmt 6 Reelect Jean-Marie Chevalier as Director For Mgmt 7 Reelect Georges Chodron de Courcel as For Mgmt Director 8 Reelect Jacques Garaialde as Director For Mgmt 9 Reelect Ervin Rosenberg as Director For Mgmt 10 Elect Jerome Gallot as Director For Mgmt 11 Elect Jean-Louis Gerondeau as Director For Mgmt 12 Elect Nicolas de Tavernost as Director For Mgmt 13 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 14 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million 16 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights 17 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 19 Authorize Capitalization of Reserves of Up For Mgmt to EUR 10 Million for Bonus Issue or Increase in Par Value 20 Approve Employee Savings-Related Share For Mgmt Purchase Plan 21 Approve Stock Option Plans Grants For Mgmt 22 Authorize up to EUR 500,000 of Issued For Mgmt Capital for Use in Restricted Stock Plan 23 Amend Articles of Association Re: Record For Mgmt Date 24 Amend Articles of Association Re: Voting For Mgmt Rights Ordinary Business 25 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/15/07 - A/S NEXITY F6527B126 05/10/07 18,356 Special Business 1 Decide to Amend Articles of Association in For Mgmt order to Reflect Legal Changes 2 Amend Article 14 of Bylaws Accordingly Re: For Mgmt Attend Board Meetings by Way ofTelecommunication 3 Amend Article 19 of Bylaws Accordingly Re: For Mgmt Record date 4 Acknowledge and Modify a Material Error in For Mgmt Item 5 of the General Meeting Held on May 24, 2006 5 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares Ordinary Business 6 Approve Financial Statements, Discharge For Mgmt Directors and Acknowledge Non-tax Deductible Expenses 7 Approve Allocation of Income and Dividends For Mgmt of EUR 1.90 per Share 8 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 9 Approve Consolidated Financial Statements For Mgmt and Statutory Reports 10 Reappoint Robert Daussun as Censor For Mgmt 11 Reappoint Jean Louis Charon as Censor For Mgmt 12 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 13 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/16/07 - A Next plc G6500M106 None 4,871 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 33.5 Pence Per For For Mgmt Ordinary Share 4 Re-elect David Keens as Director For For Mgmt 5 Re-elect Nick Brookes as Director For For Mgmt 6 Re-elect Derek Netherton as Director For For Mgmt Derek Netherton (appointed in November 1996) has exceeded the nine-year tenure consideration and although we regarded him as non-independent NED last year, after thorough engagement with the Company, we are satisfied with the explanation provided and consider Derek Netherton to be an independent NED. The Board concluded his retailing experience with Greggs plc and other business interests continue to enable him to maintain an independent, critical and relevant stance of the Group's retailing and other business operations when performing his duties as a NED of NEXT. We note that the Board is in the process of recruiting a new NED who will have recent and relevant financial experience and be a member of the Audit Committee. It is intended that Derek Netherton will stand down from the committee after a suitable period to ensure continuity and transfer of knowledge. We welcome the Company's positive arrangement in addressing the issue of Committee membership, bringing the Board in line with good practice. 7 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Approve NEXT Risk/Reward Investment Plan For For Mgmt This proposed plan (which is similar to the arrangements introduced in 2005) is unusual as a remuneration arrangement for Executive Directors in a UK context. We note that there are no performance criteria attached to the proposed plan other than the absolute level of the share price in four years' time. Under the NAPF policy and generally accepted current market practice, we consider that performance criteria for long-term incentive plans should be challenging and reflect the Company's objectives. We recognise that, in present market conditions, the share price has been set at a potentially tough absolute target. However, depending on future market conditions over the next four years, the target could potentially be met even if the Company were to underperforming its peers. The Company explains that, by contrast to the proposed arrangements, most LTIPs are of a nil cost nature and lack personal financial commitment by Executive Directors. The Remuneration Committee believes that targets for 2007 investments will be extremely challenging for the retail industry in the current economic environment, given that, based on the current share price and market conditions. Against a share price of around GBP 21.00 and market capitalisation of GBP 4.8 billion (USD 9.5 billion), the Board believes that, in conjunction with LTIP incentives, implementation of the plan in 2007 will help maintain management focus on the long term creation of shareholder value. We have discussed these arrangements with the Company extensively when the 2005 plan was proposed. We are pleased that the Company has since introduced a formal continuous employment condition (as a retention mechanism), as under the initial arrangements it would appear that a participant could leave the Company at any time and for any reason (including as a result of having their contract terminated for cause) and still benefit from this arrangement. Although, as discussed above, we are critical of the absence of any performance criteria other than the absolute level of share price, we accept that the proposed targets will be sufficiently stretching. For this reason we are supporting the proposed arrangements. 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,400,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,100,000 11 Authorise 34,000,000 Ordinary Shares for For For Mgmt Market Purchase 12 Approve Programme Agreements Between the For For Mgmt Company and Each of Goldman Sachs International, UBS AG, Deutsche Bank AG and Barclays Bank Plc We are not voting against this resolution at the current time as any shares purchased under this authority count towards the limit of 15% and these purchases will provide flexibility to purchase shares at all times. We continue to encourage the Company to provide further substantive rationale for such arrangements in the circular/annual report in the future. 13 Amend Articles of Association Re: For For Mgmt Retirement Age of Directors Permission sought to remove the maximum age limit on directors of 70 years. This is in line with the Companies Act 2006, which removed the threshold. We therefore consider this acceptable. 14 Amend Articles of Association Re: For For Mgmt Electronic Communications 15 Authorise the Company to Use Electronic For For Mgmt Communications 05/15/07 - A NIBE INDUSTRIER AB W57113115 05/08/07 2,400 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive President's Report None None Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports 9a Approve Financial Statements and Statutory For For Mgmt Reports SET Revisionsbyra AB audited the financial statements for 2006. The auditor's report contained in the annual report is unqualified, meaning that in the opinion of the auditor, the company's financial statements are fairly presented in accordance with generally accepted accounting principles. 9b Approve Allocation of Income and Dividends For For Mgmt of SEK 1.15 per Share; Set May 21, 2007, as Record Date 9c Approve Discharge of Board and President For For Mgmt The grant of discharge to the board and president has long been a tradition in Swedish companies and can be said to have symbolic value. The resolution is a tacit vote of confidence in the company's management and policies. This is a standard request in Sweden, and discharge generally is granted unless a shareholder states a specific reason for withholding discharge and intends to undertake legal action. 10 Determine Number of Members (5) and Deputy For For Mgmt Members (0) of Board 11 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 700,000; Approve Remuneration of Auditors 12 Reelect Arvid Gierow (Chair), Georg For For Mgmt Brunstam, Gerteric Lindquist, Hans Linnarsson och Bill Tunbrant as Directors 13 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management According to the Corporate Governance Code (based on the comply-or-explain principle) that came into effect on July 1, 2005, a proposal for the company's policy on remuneration and other terms of employment for senior management is to be presented to the general meeting for approval. The recommendations of the Code currently apply only to companies listed on the two major indices of the Stockholm Stock Exchange. On July 1, 2006, the vote on executive remuneration was further formalized as it was incorporated into the Swedish Companies Act and therefore became law. The disclosure pertaining to the performance objectives for the bonus arrangement--although not complete--is at par with market standards in Sweden. Nevertheless, we would prefer to see further details about the criteria used to measure company results and the levels of these criteria. We consider, however, the overall remuneration policy to be satisfactory despite these shortcomings. The company has reasonable overall levels of remuneration, and it has imposed reasonable caps on the short-term bonus payments (three months' salary). The company does not have any outstanding share related incentive plan As we consider the overall structure of the proposed remuneration policy to be shareholder friendly, we recommend a vote in favor of the proposal. 14 Other Business (Non-Voting) None None Mgmt 15 Close Meeting None None Mgmt 06/28/07 - A Nichias Corp. *5393* J49205107 03/31/07 9,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8.5 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 1 The nominee for independent auditor does not meet our criteria for independence. He is an attorney and has served as the company's outside counsel. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 2 retiring directors and 1 retiring statutory auditor. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 7 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 3 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 06/26/07 - A Nichirei Corp. *2871* J49764145 03/31/07 20,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 5 The payout ratio for the full year is 23 percent based on consolidated earnings, or 42 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Expand Business Lines For For Mgmt In this item, the company asks for shareholder approval to expand its permitted business objectives so that it can invest in and control companies engaged in the production and trading of seeds, seedlings, and flowers. The company is already authorized to engage in these activities directly, and so the change is a routine one. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive: Nominees 8 to 10 Background of non-executive nominees: Nominee 8 is a former president of Johnson & Johnson (J&J) Medical, and is currently the president or chairman of several other companies. Nominee 9 is a former executive of McKinsey & Co. (Japan). Nominee 10 is a former employee of Reuters, and is now a professor at Yokohama University. Board Profile Composition of board after this meeting: 7 executives and 3 non-executives. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is an attorney and former prosecutor.Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination. 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is also an attorney and former prosecutor. 6 Amend Articles to: Authorize Issuance of For Against Mgmt Warrants for Takeover Defense By Resolution of Board or AGM The company wants to amend the articles to authorize the company to issue warrants for takeover defense by a board resolution or shareholder approval. Under Japan's Corporate Law, the issuance of warrants does not require a shareholder vote, but may be implemented by a board resolution. However, the company is seeking shareholder approval for its defense plan (see Item 7), and seeks to amend its articles to allow the company to confirm the will of shareholders regarding the plan. Nichirei states that it will not proceed with the poison pill unless this resolution is approved. Because we cannot support the poison pill itself, for the reasons detailed below, we also recommend that shareholders oppose this resolution. 7 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent Directors' Term in Office: 1 year Board Independence: Following this meeting, there will be 3 independent directors (30 percent of the board) according to ISS criteria. Independence of Special Committee: All members of the committee meet ISS criteria for independence. The members are outside directors Toshiki Sumitani (candidate 3.9) and Mayuri Kawamata (candidate 3.10), and statutory auditor Kunitaro Saida (candidate 4.2). Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes Nichirei's poison pill meets all of ISS's necessary conditions (which are not sufficient conditions). That does not end the discussion, however, but rather requires us to evaluate the company's likely vulnerability to a hostile takeover, and its strategy to improve its valuation. With a market cap. of only JY 194.59 billion as of this writing, Nichirei would certainly be digestible by a would-be acquirer, and its P-E ratio of 17.9 and price-book ratio of 1.75 suggest that there are opportunities to improve the company's valuation, although there are certainly many companies in Japan with far lower valuations. In the 12 months leading up to May 15, Nichirei had handsomely outperformed both the benchmark TOPIX index (by 21 percentage points) and the TOPIX Foods Index (by nearly 14 percentage points), as it posted a 70 percent increase in group net profit in 2006-07. However, on May 15 the company announced its final earnings for the year, and a forecast of lower income in 2007-08; and the shares have fallen by 10 percent since that time. The company also announced its poison pill on May 15. As is standard practice in Japan, the pill was announced simultaneously with a "mid-term management plan" for the next three fiscal years. Nichirei notes that under its last three-year plan, it succeeded in reducing interest-bearing debt to one-third of its peak level reached in 1997-98, by prioritizing the use of operating cash flow to repay debt and by disposing of underperforming assets. Nichirei also increased profitability in its processed foods and commercial frozen foods businesses, while launching direct sales of a line of low calorie frozen foods. While the company's marine products operations suffered from a difficult procurement environment caused by the worldwide increase in demand for seafood, Nichirei has reduced headcount in this area and is working on a revival plan for the business. Under the 2007-10 plan, Nichirei plans to prioritize the use of cash flow to invest in growth areas, in order to boost profitability. It is planning to devote JY 54 billion to facilities investment, and has set targets for ROE of 10 percent, consolidated dividend on equity (DOE) of 2.5 percent, and a consolidated payout ratio of 25 percent. Nichirei is setting a target for group net profit of JY 11.4 billion, on sales of JY 533.1 billion. We note that Nichirei's actual 2006-07 net profit was JY 10.845 billion, meaning that the target level represents only a 5 percent increase. The consolidated dividend payout ratio for 2006-07 was 23 percent, so a goal of 25 percent is also not much of a stretch. (Payout ratios in previous years were substantially higher.) We do not believe that these goals, even if attained, will be sufficient to have a substantial impact on the company's valuation. We believe that the 10 percent decline in the share price since the results and the management plan were announced reflects investors' lukewarm evaluation of the company's plans. Accordingly, we recommend that shareholders oppose this poison pill, in order to keep up the pressure on management to work harder to improve shareholder value. 06/28/07 - A Nihon Denpa Kogyo Co. Ltd. *6779* J26819102 03/31/07 2,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 25 2 Elect Directors For For Mgmt 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 4 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 06/28/07 - A Nihon Eslead *8877* J5013U107 03/31/07 400 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 9 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees pass our test for independence. Nominee 1 is a former executive of The Midori Bank, Ltd., which currently is a part of The Minato Bank, Ltd. Nominee 2 is a former executive of Japan Finance Corporation for Small and Medium Enterprise. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former chief of Osaka prefectural police. 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 06/28/07 - A Nihon Koden Corp. *6849* J50538115 03/31/07 4,233 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 15 2 Amend Articles to: Decrease Maximum Board For For Mgmt Size - Reduce Directors Term in Office The company is decreasing the maximum number of directors on the board from 18 to 12, in order to strengthen the management structure by speeding up the decision-making process. Following this meeting, the company would still have 4 vacant seats on the board, to which dissident nominees could be elected. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For All nominees are insiders. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 5 Approve Retirement Bonuses to Directors and For Against Mgmt Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 4 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 8 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors For directors, the ceiling would be raised from JY 22 million per month (or JY 264 million per year) to JY 400 million per year. After the meeting, the number of directors will decrease from 12 to 8. For statutory auditors, the ceiling would be lowered from JY 7 million per month (or JY 84 million per year) to JY 80 million per year. After the meeting, the company will continue to have 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 7 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: All members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the board is composed entirely of executives, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 06/28/07 - A Nintendo Co. Ltd. *7974* J51699106 03/31/07 2,340 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 620 The payout ratio for the full year, including the interim dividend, is 51 percent based on consolidated earnings, or 62 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. Note that the full year dividend of JY 690 represents an increase of JY 300 compared to the previous year's level. 2 Amend Articles to: Amend Business Lines - For For Mgmt Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Authorize Internet Disclosure of Shareholder Meeting Materials In this item, the company asks for shareholder approval to expand its permitted business objectives to include production of motion picture and musical content and development and sale of broadcast-related technologies. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive: None Board Profile Composition of board after this meeting: 13 executives and 0 non-executives. The board composition will not change, assuming all nominees are reelected. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominees for independent statutory auditor: Nominees 2 and 3 Both nominees pass our test for independence. Nominee 2 is a tax accountant. Nominee 3 is an attorney in private practice and also a lecturer at Senshu University's law school. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Appointment of External Audit Firm For For Mgmt The company seeks to appoint Kyoto Audit Corp. as its external audit firm in place of Misuzu Audit Corp. Misuzu has decided to cease operations in July, as a result of the damage to its reputation and loss of clients resulting from the firm's involvement in accounting fraud at Kanebo Ltd. and other companies. However, these problems took place at companies based in the Tokyo area, and Misuzu's Kyoto office, seen as unconnected to the scandals, has decided to break away from Misuzu and form an independent entity, to be known as Kyoto Audit Corp. Because Kyoto Audit has a management structure separate from Misuzu, we do not oppose this resolution 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors Nintendo seeks to divide its director compensation ceiling -- which since last year has been set at JY 800 million per year, covering both fixed and variable compensation -- into two parts. The fixed compensation ceiling will be set at JY 500 million per year, while the variable compensation ceiling will be set at 0.2 percent of consolidated operating profit. We note that 0.2 percent of that figure for 2006-07 was JY 452 million. Assuming the company maintains a similar level of profit going forward, this proposal could result in a substantial increase in director compensation. However, we applaud the disclosure of a specific mechanism to link compensation to performance, and in light of the company's strong profitability in recent years, we do not believe that this proposal merits opposition. 03/29/07 - A Nippon Denko Co. Ltd. *5563* J52946126 12/31/06 6,326 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 5, Special JY 0 The payout ratio is 51 percent based on consolidated earnings, or 34 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Limit Rights of Odd-lot For For Mgmt Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors First, the company wants to limit the right of odd-lot shareholders to bring shareholder lawsuits. As odd-lot holders would be extremely unlikely to bring such lawsuits in Japan, where any funds recovered go to the company rather than the plaintiff, we do not view the limitation of their right to sue as especially consequential. Next, the company seeks the authority to impose limits on the legal liability of directors and statutory auditors by way of a board resolution. In addition, shareholders are asked to authorize the company to impose limits on the legal liability of outside directors and statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Executive nominee(s): All nominees Non-executive nominee(s): None Incumbent nominee(s): Nominees 1 to 12 New nominee(s): Nominee 13 Board Profile Composition of current board: 13 executives and 0 non-executives Incumbent director(s) stepping down from the board at the close of this meeting: 1 executive Composition of board after this meeting: 13 executives and 0 non-executives We ordinarily recommend opposing director nominees only in case of clear mismanagement. That is not the case here. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1 and 3 Neither nominee meets our criteria for independence. Both nominees are former executives of Nippon Steel Corp., the largest shareholder in Nippon Denko with a 6.2 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For For Mgmt The second nominee is not designated as independent. 4.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1. 5 Appoint External Audit Firm For Against Mgmt The board recommends that Misuzu Audit Corp., formerly known as ChuoAoyama Audit Corp., be approved as the company's independent accounting firm. Note that ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following this development, the company appointed another audit firm on a provisional basis. In addition, the company reappointed Misuzu, also on a provisional basis, after the suspension period. However, the company now seeks to formally reappoint Misuzu as its sole audit firm. A number of the firm's auditors have defected to other firms, and many client companies have already switched to other audit firms, or are planning to do so at their next annual meeting. Other companies have appointed additional audit firms to serve alongside Misuzu. In recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations, and transfer its accountants and its business to a number of other major audit firms. However, it is not clear which firm will ultimately be auditing Nippon Denko's books. Because Misuzu has suffered sufficient damage to its reputation that it now plans to disband, we cannot support the firm's appointment as the company's external auditor, and we recommend that shareholders oppose this resolution. 6 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditor The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 7 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 28.2 million to 13 directors, and JY 1.8 million to 4 statutory auditors. Because the company has been profitable, and because the amounts are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Nippon Light Metal Co. Ltd. *5701* J54709100 03/31/07 22,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 5 The payout ratio for the full year is 21 percent based on consolidated earnings, or 26 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 9 and 11 Background of non-executive nominee(s): Nominee 9 is a former vice-president and current senior advisor to Toray Industries Inc. Nominee 11 is a former vice-president of Mizuho Holdings, which is the parent company of Nippon Light Metal's main bank, Mizuho Corporate Bank. He is currently a senior advisor to Yushu Corp. Board Profile Composition of board after this meeting: 9 executives and 2 non-executives. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Shin-Nihon on a provisional basis. Here, the company seeks to formally appoint Shin-Nihon. We see no reason to oppose this resolution. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent Directors' Term in Office: 1 year Board Independence: Following this meeting, there will be 1 independent director (9 percent of the board) according to ISS criteria. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the independence of the special committee is questionable, and because the board composition does not meet ISS guidelines on poison pills, stipulating that at least 20 percent, and no fewer than two, of the directors must meet ISS' definition of independence, we recommend that shareholders oppose this resolution. 06/28/07 - A Nippon Paint Co. Ltd. *4612* J55053128 03/31/07 12,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 4.5 2 Amend Articles to: Abolish Retirement Bonus For For Mgmt System The proposed change is routine. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated as independent, and we have no reason to oppose the nomination. 5 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System The recipients are insiders. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling for directors would be raised from JY 35 million per month to JY 45 million per month. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 7 Amend Articles to: Allow the Company to For Against Mgmt Adopt Takeover Defense with Shareholder Approval In the item, The company seeks to amend the articles to specify that a takeover defense shall be implemented via a vote at a general meeting of shareholders. The renewal of any such defense shall also require a shareholder vote. The general understanding is that Japanese law does not require such a vote -- although this has not yet been challenged in court, and a majority of companies implementing poison pills in 2007 are in fact seeking shareholder approval. Nippon Paint Co Led. is seeking shareholder approval for its defense plan in Item 8, and seeks to clarify the basis on which it is doing so. Because we cannot support the company's takeover defense for the reasons discussed below, we also recommend that shareholders vote against this resolution. 8 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: All members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the board is composed entirely of executives ,and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 06/28/07 - A Nippon Pillar Packing *6490* J55182109 03/31/07 3,249 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 12 2 Amend Articles to: Increase Authorized For For Mgmt Capital - Decrease Maximum Board Size - Reduce Directors Term - Limit Liability of Directors and Statutory Auditors - Authorize Board to Determine Income Allocation The company first seeks the authority to impose limits on the legal liability of directors and statutory auditors by way of a board resolution. In addition, shareholders are asked to authorize the company to impose limits on the legal liability of outside directors and outside statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. Second, the company is decreasing the maximum number of directors on the board from 15 to 7, in connection with the introduction of an executive officer system. Following this meeting, the company would still have 2 vacant seats on the board, to which dissident nominees could be elected. Finally, the company seeks to increase its authorized share capital from 40,352,000 to 80 million shares, an increase of 98 percent. The company currently has 25,042,406 shares outstanding, or about 62 percent of the current authorization. After the proposed increase, the company will have 31 percent of its authorized capital outstanding. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that KPMG Azsa & Co be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint KPMG Azsa & Co, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 06/27/07 - A Nippon Seiki Co. *7287* J55483101 03/31/07 2,512 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 16 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 1.15 Elect Director --- For 1.16 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees pass our test for independence. Nominee 1 is an accountant in private practice. Nominee 2 is an attorney in private practice. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 06/28/07 - A Nippon Shinyaku Co. Ltd. *4516* J55784102 03/31/07 5,116 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 2 Amend Articles to: Introduce Provisions on For Against Mgmt Takeover Defense The company seeks to amend the articles to specify that a takeover defense shall be implemented via a vote at a general meeting of shareholders. The renewal of any such defense shall also require a shareholder vote. The general understanding is that Japanese law does not require such a vote -- although this has not yet been challenged in court, and a majority of companies implementing poison pills in 2007 are in fact seeking shareholder approval. Nippon Shinyaku is seeking shareholder approval for its defense plan in Item 5, and seeks to clarify the basis on which it is doing so. Because we cannot support the company's takeover defense for the reasons discussed below, we also recommend that shareholders vote against this resolution. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. The nominee is a former executive director of Takara Holdings Inc. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the independence of the special committee is questionable, because the board is composed entirely of executives, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 06/25/07 - A Nippon Steel Corp. *5401* J55999122 03/31/07 482,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 The payout ratio for the full year, including the interim dividend, is 18 percent based on consolidated earnings, or 26 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 233 million to the 37 directors who served on the board during the 2006-07 fiscal year, and JY 37 million to 7 statutory auditors. Because the per-capita amounts are not excessive and the company has been profitable, we have no reason to oppose this resolution. Note that 26 directors resigned from the board following the 2006 AGM, but will receive bonuses for their service from the beginning of the fiscal year on April 1 to the time they resigned. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board will continue to include no outside directors following this meeting. Nominees 1-5, 7 and 8 are incumbent directors seeking reelection, while nominees 6, 9 10 and 11 are executives who are returning to the board after an absence. Candidate 1 is the company's president and representative director, Akio Mimura. Candidates 2 through 5 are also representative directors. ISS ordinarily opposes individuals or whole boards only in the case of clear mismanagement of the company or abuse of board authority. In cases where a company implements a poison pill without a shareholder vote, as Nippon Steel did in 2006, we consider recommending votes against the representative directors (i.e. top management). Such decisions are made on a case-by-case basis, taking into account the terms of the defense plan, the company's overall governance profile, and performance under the incumbent management team. As shareholders will recall, ISS did not recommend votes against directors at Nippon Steel in 2006, because the company had made improvements to its governance structure by cutting the size of its board and requiring directors to seek annual reelection, and because the shares had far outperformed the benchmark TOPIX index. We also felt that the terms of the poison pill did serve to limit the discretion of the directors to some degree. Nippon Steel's poison pill remains in place this year, and the company remains very obviously concerned about the threat of a takeover by a foreign steel company. With a market capitalization of close to JY 6 trillion, Nippon Steel is under no threat from any domestic competitor, or from a hedge fund or corporate raider. Essentially, the poison pill is directed at one potential acquirer: Arcelor Mittal. ISS would have preferred to see the company appoint independent outsiders to the board this year. We refuse to believe that a company as prominent as Nippon Steel would be unable to find experienced, qualified candidates who could make a meaningful contribution to the board's deliberations, should it make a genuine effort to search for such candidates. However, we nonetheless do not believe that shareholders would benefit from opposing the reelection of directors at Nippon Steel. We note that the company's share price has more than doubled in the past 12 months, and has far outpaced the TOPIX Iron & Steel Index as well as the shares of rivals such as JFE Holdings and Sumitomo Metal Industries. We do, however, urge shareholders to engage in a dialogue with management, to make it clear that the continued failure to appoint outside directors is leaving the company increasingly out of step with its Japanese peers, not to mention global standards. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an executive of Research Institute of Innovative Technology of the Earth, and an emeritus professor at Tokyo University. 06/27/07 - A Nippon Suisan Kaisha Ltd. *1332* J56042104 03/31/07 20,600 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 17 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 1.15 Elect Director --- For 1.16 Elect Director --- For 1.17 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: None Neither nominee is designated by the company as independent, and we have no reason to oppose the nominations. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonus for 2 retiring directors and 2 retiring statutory auditors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 14 continuing directors and 2 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, all of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 70 million per month (or JY 840 million per year) to JY 1.5 billion per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 10 million per month (or JY 120 million per year) to JY 200 million per year. After the meeting, the number of directors will increase from 16 to 17. The company will continue to have 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Nippon System Development Co. Ltd. J56107105 03/31/07 1,400 *9759* 1 Amend Articles to: Change Location of Head For For Mgmt Office The proposed changes are routine. 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former executive of Dai-ichi Life Information Systems Co., Ltd., which is a company's business partner. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors 06/26/07 - A Nissin Electric Co. Ltd. *6641* J58020116 03/31/07 8,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 The payout ratio for the full year is 21 percent based on consolidated earnings, or 31 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 8 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 3 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a current executive director of the largest shareholder in the company with a 32.3 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former government official and a current university professor. 06/15/07 - A Nissin Kogyo *7230* J58074105 03/31/07 4,041 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes 15 executives and no outside directors. 1.2 Elect Director --- For See 1.1 1.3 Elect Director --- For See 1.1 1.4 Elect Director --- For See 1.1 1.5 Elect Director --- For See 1.1 1.6 Elect Director --- For See 1.1 1.7 Elect Director --- For See 1.1 1.8 Elect Director --- For See 1.1 1.9 Elect Director --- For See 1.1 1.10 Elect Director --- For See 1.1 1.11 Elect Director --- For See 1.1 1.12 Elect Director --- For See 1.1 1.13 Elect Director --- For See 1.1 1.14 Elect Director --- For See 1.1 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 The nominee does not meet our criteria for independence. He is a former an executive of Honda Motor Co., which owns 34.7 percent of Nissin Kogyo. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For For Mgmt See 2.1 2.3 Appoint Internal Statutory Auditor For Against Mgmt See 2.1 3 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee does not meet our criteria for independence. He is a former executive of Honda Motor Co. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 88.4 million to 15 directors, and JY 5.6 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditor All retirees have held executive positions with the company. Accordingly, we have no reason to oppose this resolution. 06/28/07 - A Nittetsu Mining Co. Ltd. *1515* J58321100 03/31/07 15,720 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 The payout ratio for the full year is 10 percent based on consolidated earnings, or 11 percent based on parent-company earnings. 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is an attorney. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 4 retiring directors and 2 retiring statutory auditors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 6 continuing directors and 2 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 1 of the retiring statutory auditor has been designated by the company as independent. 1 of the continuing statutory auditor has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 22 million per month to JY 27 million per month. In addition, the company wants to raise the ceiling for statutory auditors from JY 4.2 million per month to JY 6 million per month. After the meeting, the number of directors will decrease from 10 to 7, but the company will continue to have 4 statutory auditors. In addition, the company wants shareholder approval to create annual bonus ceiling for directors of JY 60 million. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 03/29/07 - A NOBIA AB W5750H108 03/23/07 1,700 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8 Receive President's and Chairman's Report None None Mgmt 9 Approve Financial Statements and Statutory For For Mgmt Reports 10 Approve Allocation of Income and Dividends For For Mgmt of SEK 6 per Share 11 Approve Discharge of Board and President For For Mgmt 12 Determine Number of Members (9) and Deputy For For Mgmt Members (0) of Board; Determine Number of Auditors and Deputy Auditors 13 Approve Remuneration the Amount of SEK For For Mgmt 300,000 for Board Members and SEK 750,000 for the Chairman; Approve Remuneration of Auditors 14 Reelect Hans Larsson (Chairman), Fredrik For Against Mgmt Cappelen, Stefan Dahlbo, Bodil Eriksson, Wilhelm Lauren, Harald Mix, and Fredrik Palmstierna as Directors; Elect Thore Ohlsson and Lotta Stalin as New Directors If a company does not have an audit or a remuneration committee, we will consider the entire board to fulfill the role of the committees. Cappelen is an executive director who serves on the board's Audit Committee. As outlined above, we prefer that all key board committees comprise only independent non-executives. If a company does not have an audit or a remuneration committee, ISS will consider the entire board to fulfill the role of these committees. In such case, we will recommend that shareholders oppose the executives, including the CEO, up for election to the board. Due to the presence of Nobia's CEO on the board, which is considered to fulfill the role of the audit committee, shareholders are advised to vote against this proposal. 15 Ratify KPMG as Auditors For For Mgmt 16 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 17 Approve 3:1 Stock Split; Adjust Range for For For Mgmt Min. (SEK 135 Million) and Max. (SEK 540 Million) Numbers of Shares; Editorial Changes to Reflect Stock Split 18 Approve Stock Option Plan for Employees; For For Mgmt Approve Creation of SEK 600,000 Million Pool of Capital to Guarantee Conversion Rights 19 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 20 Close Meeting None None Mgmt 06/22/07 - A NOMURA RESEARCH INSTITUTE *4307* J5900F106 03/31/07 8,600 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 10 and 11 Background of non-executive nominee(s): Nominee 10 is the current chairman of Takeda Pharmaceutical Company Limited. Nominee 11 is a former president and current senior advisor to Tokyo Electric Power Company. Board Profile Composition of board after this meeting: 9 executives and 2 non-executives. The number of outsiders is remaining the same. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee does not meet our criteria for independence. He is a former executive director of Nomura Asset Management Co., Ltd., the largest shareholder in the company with a 19.3 percent stake. Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination.Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For Against Mgmt see item 2.1 04/13/07 - A Nordea Bank AB (formerly Nordea AB) W57996105 04/05/07 156,400 1 Elect Clas Beyer as Chairman of Meeting For For Mgmt 2 Prepare and Approve List of Shareholders For For Mgmt 3 Approve Agenda of Meeting For For Mgmt 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For For Mgmt 6 Receive Financial Statements and Statutory None None Mgmt Reports; Receive Board's Report; Receive President's Report 7 Approve Financial Statements and Statutory For For Mgmt Reports 8 Approve Allocation of Income and Dividends For For Mgmt of EUR 0.49 per Share 9 Approve Discharge of Board and President For For Mgmt 10 Determine Number of Members (11) and Deputy For For Mgmt Members (0) of Board 11 Determine Number of Auditors (1) For For Mgmt 12 Approve Remuneration of Directors; Approve For For Mgmt Remuneration of Auditors 13 Reelect Kjell Aamot, Harald Arnkvaern, Hans For For Mgmt Dalborg, Birgitta Kantola, Claus Hoeg Madsen, Lars Nordstroem, Timo Peltola, and Bjoern Saven as Directors; Elect Marie Ehrling, Tom Knutzen, and Ursula Ranin as New Directors; Elect New Chairman 14 Ratify KPMG Bohlin AB as Auditors For For Mgmt 15 Elect Members of Nominating Committee For For Mgmt 16a Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital Some shareholders object to corporations repurchasing shares. They prefer to see extra cash invested in new businesses or paid out as dividends. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. For this reason, we recommend a vote in favor of the board's proposal. 16b Authorize Reissuance of Repurchased Shares For For Mgmt 17 Authorize Repurchase of Up to One Percent For For Mgmt of Issued Share Capital For Equity Trading Purposes Some shareholders object to corporations repurchasing shares. They prefer to see extra cash invested in new businesses or paid out as dividends. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. For this reason, we recommend a vote in favor of the board's proposal. 18 Authorization to Raise Loans Where Payable For For Mgmt Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Dividend Paid to Shareholders, the Company's Results or Financial Position 19 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 20a Approve Share Matching Plan For For Mgmt 20b Approve Creation and Issuance Up to 3.12 For For Mgmt Million Redeemable C-Share in Connection with Share Matching Plan (Item 20a) Shareholder Proposals 21 Approve Allocation of SEK 100 Million for Against Against ShrHoldr "The Institute for Integration and Growth in Landskrona" We do not support shareholder proposals that seek to micromanage the company. Decisions about donations or are best left to management, as it is the most qualified body to make such a decision. We therefore recommend that shareholders vote against this proposal. 06/05/07 - A North West Company Fund 662906106 04/20/07 1,214 1 Elect Trustees : David G Broadhurst, Frank For For Mgmt J Coleman, Wendy F Evans, R J (Bob) Kennedy, Edward S Kennedy, Gary J Lukassen, Keith G Martell, James G Obome, H Sanford (Sandy) Riley, and Ian Sutherland 2 Elect Directors of North West Company Inc - For For Mgmt David G Broadhurst, Frank J Coleman, Wendy F Evans, R J (Bob) Kennedy, Edward S Kennedy, Gary J Lukassen, Keith G Martell, James G Obome, H Sanford (Sandy) Riley, and Ian Sutherland 3 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 09/27/06 - A Northgate Plc (Formerly Goode Durrant) G6644T108 None 2,344 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 14 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt We view the provision for half of annual bonuses to be realised in shares as a positive feature, as it incentivises Executive Directors to grow the share price. In addition, the three year deferral period for the share element constitutes a retention mechanism. However, we note that both the Share Option Scheme and the Annual Bonus Scheme feature an EPS growth measurement. Some investors may prefer separate performance criteria to be applied to different incentive plans. 4 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 5 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors In the annual report, unclassified 'other' non-audit fees amount to 26.5 percent. According to NAPF policy, if non-audit fees comprise more than 20 percent of the Audit Fees disclosed in the annual report, an analysis of the principal areas of non-audit fees should be provided to shareholders in the Annual Report. Following engagement by RREV, the Company provided a further breakdown of the unclassified audit fees (see Audit Commentary). 6 Re-elect Stephen Smith as Director For For Mgmt 7 Re-elect Phil Moorhouse as Director For For Mgmt 8 Re-elect Gerard Murray as Director For For Mgmt 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 175,000 10 Authorise 7,000,000 Ordinary Shares for For For Mgmt Market Purchase 05/10/07 - A Novae Group plc G66819106 None 19,258 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Elect Jeremy Adams as Director For For Mgmt 4 Elect Sir Bryan Carsberg as Director For For Mgmt 5 Elect Oliver Corbett as Director For For Mgmt 6 Elect Matthew Fosh as Director For For Mgmt 7 Elect Tony Hambro as Director For For Mgmt 8 Elect David Henderson as Director For For Mgmt 9 Elect Peter Matson as Director For For Mgmt 10 Elect Allan Nichols as Director For For Mgmt 11 Elect Paul Selway-Swift as Director For For Mgmt 12 Appoint KPMG Audit Plc as Auditors of the For For Mgmt Company 13 Authorise Board to Fix Remuneration of For For Mgmt Auditors 14 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,407,115 15 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors to GBP 300,000 16 Approve Novae Group Plc Long Term Incentive For For Mgmt Plan 2007 Analysis and Vote Recommendation The Company included RREV in its shareholder consultation exercise prior to the publication of the meeting circular. The proposed LTIP meets current good practice regarding the threshold vesting level, stretching performance targets, vesting for good leavers and a change-in-control or other corporate events. We would also welcome the introduction of significant shareholding guidelines and public disclosure of the constituents of the comparator group used for the TSR-related segment of the award vesting. With regard appropriate dilution limits, the Company has assured RREV that it would not expect the aggregate share usage for this and any successor plans over the next ten years to exceed 10% of the issued share capital. We consider that overall, the structure of the proposals meet current good practice. In addition, we commend the Company on their change in remuneration policy away from upper quartile to median. We are therefore recommending that shareholders support the Company's proposal. 17 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,661,067 18 Authorise 73,221,345 Ordinary Shares for For For Mgmt Market Purchase 03/06/07 - A Novartis AG H5820Q150 None 28,966 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/06/07 - A Novartis AG H5820Q150 None 28,966 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 1.35 per Share 4.1 Retirement of Birgit Breuel (Non-Voting) None Mgmt 4 Elect Directors For Mgmt 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/13/06 - S Novatek OAO (formerly Novafininvest 669888208 10/23/06 5,918 OAO) Meeting for Holders of ADRs 1 APPROVAL OF THE PRE-SCHEDULED TERMINATION None For ShrHoldr OF POWERS OF MEMBERS OF BOARD OF DIRECTORS. 2 TO ELECT AKIMOV, ANDREY IGOREVICH AS THE None Against ShrHoldr BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 3 TO ELECT VARDANIAN, RUBEN KARLENOVICH AS None For ShrHoldr THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 4 TO ELECT GYETVAY, MARK ANTHONY AS THE BOARD None Against ShrHoldr OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 5 TO ELECT DMITRIEV, VLADIMIR ALEXANDROVICH None For ShrHoldr AS THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 6 TO ELECT MIKHELSON, LEONID VIKTOROVICH AS None Against ShrHoldr THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 7 TO ELECT NATALENKO, ALEXANDER YEGOROVICH AS None For ShrHoldr THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 8 TO ELECT SELEZNEV, KIRILL GENNADYEVICH AS None Against ShrHoldr THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 9 TO ELECT YUZHANOV, ILYA ARTUROVICH AS THE None For ShrHoldr BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 10 APPROVAL OF THE PRE-SCHEDULED TERMINATION None For ShrHoldr OF POWERS OF MEMBERS OF THE REVISION COMMITTEE. 11 TO ELECT KONOVALOVA, MARIA ALEXEEVNA AS A None For ShrHoldr MEMBER OF THE REVISION COMMITTEE. 12 TO ELECT RYASKOV, IGOR ALEXANDROVICH AS A None For ShrHoldr MEMBER OF THE REVISION COMMITTEE. 13 TO ELECT SHTREHOBER, FELIX AS A MEMBER OF None For ShrHoldr THE REVISION COMMITTEE. 14 TO ELECT SHULIKIN, NIKOLAY KONSTANTINOVICH None For ShrHoldr AS A MEMBER OF THE REVISION COMMITTEE. 09/29/06 - S Novolipetsk Steel (frmly Novolipetsk 67011E105 08/31/06 8,803 Ferrous Metal Factory) Meeting for Holders of ADRs 1 TO APPROVE THE DIVIDENDS FOR THE FIRST HALF For For Mgmt OF 2006 IN THE AMOUNT OF 1.5 RUBLE PER COMMON SHARE. 06/05/07 - A Novolipetsk Steel (frmly Novolipetsk 67011E105 04/16/07 53 Ferrous Metal Factory) Meeting for Holders of ADR's 1 TO APPROVE THE COMPANY S 2006 ANNUAL For For Mgmt REPORT, ANNUAL FINANCIAL STATEMENTS, P&L ACCOUNT, DISTRIBUTION OF THE COMPANY S PROFIT AND LOSS IN 2006 FINANCIAL YEAR. 2 TO DECLARE PAYMENT OF DIVIDENDS ON PLACED For For Mgmt COMMON SHARES FOR THE YEAR OF 2006 IN THE AMOUNT OF 3.00 RUBLE PER COMMON SHARE. CONSIDERING THE INTERIM DIVIDENDS PAID FOR H1 2006 IN THE AMOUNT OF 1.50 RUBLE PER COMMON SHARE, TO PAY ADDITIONALLY 1.50 RUBLES PE 3 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt OLEG VLADIMIROVICH BAGRIN. ISS Analysis We note that the company's definition of director independence is not as detailed as ours and that we are therefore unable to classify Doering, Reynolds, and Gindin as independent directors based on our classification guidelines. However, because the three candidates can be classified as independent based on Novolipetsk Steel's definition of director independence, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Gindin (item 6), Doering (item 7), and Reynolds (item 9), while abstaining their votes for the remaining six nominees. We believe that these three candidates are most likely to bring independence to Novolipetsk Steel's board and will most likely act in all shareholders' interest. 4 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt BRUNO BOLFO. 5 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt NIKOLAI ALEKSEEVICH GAGARIN. 6 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt DMITRY ARONOVICH GINDIN. 7 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt KARL DOERING. 8 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt VLADIMIR SERGEEVICH LISIN. 9 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt RANDOLPH REYNOLDS. 10 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt VLADIMIR NIKOLAYEVICH SKOROHODOV. 11 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt IGOR PETROVICH FYODOROV. 12 TO ELECT PRESIDENT OF THE COMPANY (CHAIRMAN For For Mgmt OF THE MANAGEMENT BOARD) - LAPSHIN ALEXEY ALEXEEVICH. 13 TO ELECT MEMBER TO THE COMPANY S INTERNAL For For Mgmt AUDIT COMMISSION: VALERY SERAFIMOVICH KULIKOV. Because of a lack of controversy regarding the work of the audit commission in the past, we recommend that shareholders vote for the incumbents (Kulikov and Shipilova), while abstain votes for the remaining five candidates. 14 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: JULIA VLADIMIROVNA KUNIHINA. 15 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LUDMILA ALEXANDROVNA LAZARENKO. 16 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LARISA MIKHAILOVNA OVSIANNIKOVA. 17 TO ELECT MEMBER TO THE COMPANY S INTERNAL For For Mgmt AUDIT COMMISSION: GALINA IVANOVNA SHIPILOVA. 18 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: TATYANA VLADIMIROVNA GORBUNOVA. 19 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LUDMILA VLADIMIROVNA KLADIENKO. 20 APPROVAL OF THE COMPANY AUDITOR, CJSC For For Mgmt PRICEWATERHOUSECOOPERS AUDIT . 21 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt COMPANY CHARTER. 22 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt REGULATIONS OF THE BOARD OF DIRECTORS. 23 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt NLMK DIVIDEND POLICY. 24 APPROVAL OF RELATED PARTY TRANSACTION. For For Mgmt 25 PAYMENT OF REMUNERATION TO THE MEMBERS OF For For Mgmt THE BOARD OF DIRECTORS. 06/05/07 - A Novolipetsk Steel (frmly Novolipetsk 67011E204 04/16/07 1,619 Ferrous Metal Factory) Meeting for Holders of ADR's 1 TO APPROVE THE COMPANY S 2006 ANNUAL For For Mgmt REPORT, ANNUAL FINANCIAL STATEMENTS, P&L ACCOUNT, DISTRIBUTION OF THE COMPANY S PROFIT AND LOSS IN 2006 FINANCIAL YEAR. 2 TO DECLARE PAYMENT OF DIVIDENDS ON PLACED For For Mgmt COMMON SHARES FOR THE YEAR OF 2006 IN THE AMOUNT OF 3.00 RUBLE PER COMMON SHARE. CONSIDERING THE INTERIM DIVIDENDS PAID FOR H1 2006 IN THE AMOUNT OF 1.50 RUBLE PER COMMON SHARE, TO PAY ADDITIONALLY 1.50 RUBLES PE 3 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt OLEG VLADIMIROVICH BAGRIN. ISS Analysis We note that the company's definition of director independence is not as detailed as ours and that we are therefore unable to classify Doering, Reynolds, and Gindin as independent directors based on our classification guidelines. However, because the three candidates can be classified as independent based on Novolipetsk Steel's definition of director independence, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Gindin (item 6), Doering (item 7), and Reynolds (item 9), while abstaining their votes for the remaining six nominees. We believe that these three candidates are most likely to bring independence to Novolipetsk Steel's board and will most likely act in all shareholders' interest. 4 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt BRUNO BOLFO. 5 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt NIKOLAI ALEKSEEVICH GAGARIN. 6 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt DMITRY ARONOVICH GINDIN. 7 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt KARL DOERING. 8 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt VLADIMIR SERGEEVICH LISIN. 9 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt RANDOLPH REYNOLDS. 10 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt VLADIMIR NIKOLAYEVICH SKOROHODOV. 11 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt IGOR PETROVICH FYODOROV. 12 TO ELECT PRESIDENT OF THE COMPANY (CHAIRMAN For For Mgmt OF THE MANAGEMENT BOARD) - LAPSHIN ALEXEY ALEXEEVICH. 13 TO ELECT MEMBER TO THE COMPANY S INTERNAL For For Mgmt AUDIT COMMISSION: VALERY SERAFIMOVICH KULIKOV. Because of a lack of controversy regarding the work of the audit commission in the past, we recommend that shareholders vote for the incumbents (Kulikov and Shipilova), while abstain votes for the remaining five candidates. 14 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: JULIA VLADIMIROVNA KUNIHINA. 15 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LUDMILA ALEXANDROVNA LAZARENKO. 16 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LARISA MIKHAILOVNA OVSIANNIKOVA. 17 TO ELECT MEMBER TO THE COMPANY S INTERNAL For For Mgmt AUDIT COMMISSION: GALINA IVANOVNA SHIPILOVA. 18 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: TATYANA VLADIMIROVNA GORBUNOVA. 19 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LUDMILA VLADIMIROVNA KLADIENKO. 20 APPROVAL OF THE COMPANY AUDITOR, CJSC For For Mgmt PRICEWATERHOUSECOOPERS AUDIT . 21 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt COMPANY CHARTER. 22 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt REGULATIONS OF THE BOARD OF DIRECTORS. 23 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt NLMK DIVIDEND POLICY. 24 APPROVAL OF RELATED PARTY TRANSACTION. For For Mgmt 25 PAYMENT OF REMUNERATION TO THE MEMBERS OF For For Mgmt THE BOARD OF DIRECTORS. 06/26/07 - A NSK Ltd. *6471* J55505101 03/31/07 165,000 1 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format The proposed change is routine. 2 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: directors, executive officers and employees of the company, and directors of affiliates. Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.14 percent of issued capital from this plan; 0.4 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins on grant date and runs for 5 years. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Although we would prefer to see a clearly disclosed vesting period, or challenging performance hurdles (the latter of which are virtually unknown in Japan), given the premium on the exercise price we do not oppose this resolution. 3 Elect Directors For Split Mgmt 3.1 Elect Director --- For Candidates 1-8 are insiders. Candidates 1 to 7 are being reappointed, while Candidate 8 is new to the board. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For Candidates 9-12 are designated as outside directors, but only one nominee (Candidate 9) meets ISS criteria for independence. Candidate 9 is a former executive director of Sony and is currently an adviser to Sony Financial Holdings; Candidate 10 is a former partner of NSK's external audit firm and is currently an accountant in private practice; Candidate 11 is a former executive director of the company's main bank who later served as chairman of one of the bank's subsidiaries; and Candidate 12 is a former president and the current chairman of Denso Corp., which is engaged in a business relationship with NSK. Because the benefits of adopting a board-with-committees structure are undermined by the appointment of outside directors who lack independence, we recommend that shareholders oppose the three affiliated nominees (Candidates 10, 11 and 12. 3.10 Elect Director --- Against see item 3.9 3.11 Elect Director --- Against see item 3.9 3.12 Elect Director --- Against see item 3.9 06/28/07 - A NTN Corp. *6472* J59353110 03/31/07 24,688 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 7, Final JY 8, Special JY 1 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Nominee 2 does not meet our criteria for independence. He is a former executive of one of the largest shareholders in the company with a 4.61 percent stake, which is also the company's main bank. However, nominee 3 passes our criteria for independence. He is an attorney. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt see item 3.1 3.3 Appoint Internal Statutory Auditor For For Mgmt 01/30/07 - A OHARA INC. *5218* J59741108 10/31/06 500 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 40, Special JY 0 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, neither nominee for independent auditor can be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt 5 Appoint External Audit Firm For For Mgmt 6 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditors As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we recommend opposing this resolution. 7 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 8 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors 06/28/07 - A Oiles Corporation *6282* J60235108 03/31/07 1,890 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 23 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a CPA. 06/27/07 - A Oita Bank Ltd. *8392* J60256104 03/31/07 2,970 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3 The payout ratio for the full year is 12 percent based on either parent-only or consolidated earnings. 2 Amend Articles to: Increase Number of For For Mgmt Statutory Auditors In this item, the company is increasing the maximum number of directors on the board from 4 to 5, in order to strengthen the management structure. The proposed change meets our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees pass our test for independence. Nominee 1 is an attorney, and nominee 2 is a former civil officer. 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonus for Director For For Mgmt The recipient is an insider. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 06/15/07 - A Okinawa Cellular Telephone *9436* J60805108 03/31/07 8 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 2500, Final JY 3500, Special JY 0 The payout ratio is 24 percent based on parent-only earnings. The company does not report consolidated financial statements. 2 Amend Articles To: Expand Business Lines For For Mgmt In this item, the company asks for shareholder approval to expand its permitted business objectives to include the banking agency business. Okinawa Cellular plans to take part in the Mobilenet Bank project which will be launched jointly by Bank of Tokyo-Mitsubishi UFJ and KDDI, which is Okinawa Cellular's majority shareholder. The bank venture will allow customers to make payments and carry out other transactions by mobile phone, and is expected to launch in the 2008-09 fiscal year. Because we believe that the services contemplated are logical extensions of the company's current mobile telephony services, we do not oppose this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 1, 5, 6, 8 and 11. Background of non-executive nominee(s): Nominee 1 is a senior advisor to KDDI Corp., the largest shareholder in the company with a 51.51 percent stake. Nominee 5 is a senior advisor to Bank of The Ryukyus, Ltd., another major shareholder with a 1.72 percent stake. Nominee 6 is a chairman of Ryukyu Broadcasting Corp., also a major shareholder with a 1.72 percent stake. Nominee 8 is a current vice president of KDDI Corp. Nominee 11 is a current executive of KDDI Corp. Board Profile Composition of board after this meeting: 6 executives and 5 non-executives. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: All nominees None of the nominees passes our test for independence. Nominee 1 is a current executive director of The Bank of Okinawa, Ltd., one of the largest shareholders in the company with a 1.72 percent stake. Nominee 2 is a current president of Okinawa Electric Power Co., another major shareholder which again holds a 1.72 percent stake. Nominee 3 is a current executive of majority shareholder KDDI Corp. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, none of the nominees for independent auditor can be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1 4.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1 5 Appoint External Audit Firm For For Mgmt The board recommends that Kyoto Audit Corp. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed an individual CPA as its auditor, and then reappointed Misuzu on a provisional basis after the suspension period ended. Here, the company seeks to appoint Kyoto Audit Corp., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditor The company is proposing an aggregate bonus payment of JY 9.46 million to 4 directors, and a payment of JY 1.725 million to 1 statutory auditor. Because the amounts are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Olympus Corp. (formerly Olympus J61240107 03/31/07 44,000 Optical) *7733* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 24 The payout ratio for the full year is 20 percent based on consolidated earnings, or 117 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 14 and 15 Background of non-executive nominee(s): Nominee 14 is a professor at Columbia University and was also awarded the Nobel Memorial Prize in Economic Sciences in 1999. Nominee 15 is a hospital director at Tsurumaki Onsen Hospital. Board Profile Composition of board after this meeting: 13 executives and 2 non-executives. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 2.15 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent alternate auditor passes our test for independence. He is a former executive of Sojitz Corporation. 11/30/06 - S Organizacion Soriana SAB de CV P8728U167 None 16,672 1 Approve Three-for-One Stock Split For For Mgmt 2 Amend Articles to Reflect Stock Split For For Mgmt 3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 03/13/07 - A ORIOLA-KD CORPORATION X60005117 03/02/07 3,428 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.06 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Fix Number of Directors at Seven For Mgmt 1.7 Approve Remuneration of Directors and For Mgmt Auditors 1 Elect Directors For Mgmt 1.9 Elect Olli Riikkala as Board Chairman For Mgmt 1.10 Elect Ernst & Young Oy as Auditor; Elect For Mgmt Anu Ojala as Deputy Auditor 2 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital; Authorize Reissuance of Repurchased Shares 3 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/22/07 - A Orix Corp. *8591* J61933123 03/31/07 13,762 1 Elect Directors For Split Mgmt 1.1 Elect Director Yoshihiko Miyauchi --- For Because nominee Teruo Ozaki (candidate 11) is a former senior executive of Orix's external audit firm, potentially compromising his independence, we recommend that shareholders oppose the reelection of this nominee. 1.2 Elect Director Yasuhiko Fujiki --- For 1.3 Elect Director Hiroaki Nishina --- For 1.4 Elect Director Kenji Kajiwara --- For 1.5 Elect Director Yukio Yanase --- For 1.6 Elect Director Haruyuki Urata --- For 1.7 Elect Director Yoshinori Yokoyama --- For 1.8 Elect Director Paul Sheard --- For 1.9 Elect Director Hirotaka Takeuchi --- For 1.10 Elect Director Takeshi Sasaki --- For 1.11 Elect Director Teruo Ozaki --- Against 2 Approve Executive Stock Option Plan For For Mgmt 06/28/07 - A/S ORPEA F69036105 06/25/07 668 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividends 4 Approve Discharge of Board For Mgmt 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 60,000 7 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 8 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 9 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 10 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 11 Authorize Capitalization of Reserves of Up For Mgmt to EUR 10 Million for Bonus Issue or Increase in Par Value 12 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 14 Approve Stock Split For Mgmt 15 Amend Articles to Reflect Changes in Capital For Mgmt 16 Approve Employee Savings-Related Share For Mgmt Purchase Plan 17 Authorize up to 90,000 Shares for Use in For Mgmt Restricted Stock Plan 18 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 19 Authorize Board to Issue Free Warrants with For Mgmt Preemptive Rights During a Public Tender Offer or Share Exchange 20 Amend Articles of Association Re: For Mgmt Disclosure Threshold 21 Amend Articles Re: Attend Board Meetings For Mgmt Through Videoconference and Telecommunication 22 Amend Articles of Association Re: General For Mgmt Meeting Quorum Requirements 23 Amend Articles of Association Re: Call For Mgmt General Meetings 24 Amend Articles of Association Re: Record For Mgmt Date 25 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Osaka Steel Co., Ltd. *5449* J62772108 03/31/07 3,498 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3. Neither nominee meets our criteria for independence. Both nominees are current executives of the largest shareholder in the company with a 60.6 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 2.1 2.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 2.1 3 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor passes does not pass our test for independence. He is a current executive of the largest shareholder in the company with a 60.61 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Retirement Bonus for Director For For Mgmt The retiring director is an insider, and we have no reason to oppose this resolution. 04/19/07 - A Oversea-Chinese Banking Corp. Ltd. Y64248209 None 469,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2a1 Reelect Lee Seng Wee as Director For For Mgmt 2a2 Reelect Michael Wong Pakshong as Director For For Mgmt 2b1 Elect David Philbrick Conner as Director For For Mgmt 2b2 Elect Giam Chin Toon as Director For For Mgmt 2b3 Elect Tsao Yuan as Director For For Mgmt 2b4 Elect David Wong Cheong Fook as Director For For Mgmt 3 Declare Final Dividend of SGD 0.12 Per Share For For Mgmt 4a Approve Directors' Fees of SGD 1.0 Million For For Mgmt for the Year Ended Dec. 31, 2006 (2005: SGD 909,000) 4b Approve Allotment and Issuance of 4,800 For For Mgmt Ordinary Shares to Each Non-Executive Director as Part of Their Remuneration for the Year Ended Dec. 31, 2006 5 Appoint Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 6a Approve Issuance of Shares without For For Mgmt Preemptive Rights 6b Approve Issuance of Shares and Grant For For Mgmt Options and/or Rights to Subscribe for Ordinary Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 6c Approve Allotment and Issuance of For For Mgmt Preference/Non-Voting Shares 04/19/07 - S Oversea-Chinese Banking Corp. Ltd. Y64248209 None 469,000 1 Authorize Share Repurchase Program For For Mgmt 2 Amend OCBC Share Option Scheme 2001 and For For Mgmt OCBC Executives' Share Option Scheme 1994 05/03/07 - A Oxford Biomedica plc G6836F106 None 37,869 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt The Company has failed to provide any justification for the salary increases during the year and has not disclosed it general policy in this area. Furthermore, the remuneration report does not disclose the maximum individual award levels under the annual bonus scheme, nor does it disclose the (1) type of performance targets that such will be assessed against during 2007 and (2) a general explanation regarding the retrospective performance targets achieved which resulted in the level of bonus payout during 2006. At this time RREV is not raising this as an area of serious contention since the executive remuneration payments (both fixed and performance related) are considered to be below median for a company of this size. Basic salary increase are reported to be between 5% and 8.5% for the past financial year, while bonus awards equated to between 21% and 35% of basic salary. However, RREV expects the Company to improve its remuneration disclosure for future awards. Should the Company not provide an adequate level of disclosure in future years, RREV will reconsider its vote recommendation in reference to future remuneration payments. 3 Re-elect Mark Berninger as Director For For Mgmt Mark Berninger is not considered independent by RREV because he has a material business relationship through a consultancy agreement with the Company. RREV acknowledges that Mark Berninger has wide experience in the biotechnology industry in the United States and consequently is a valuable member of the Board. Mark Berninger is not a member of any of the Board's key committees. In principle, RREV does not object to non-independent NEDs being members of company boards, so long as composition is not compromised by their presence. In this case the composition of the Company's Board does not meet the Code's recommendation for companies of this size. We believe that his presence is not the sole contributing factor for this non-compliance since his exclusion from the Board would not address this area. Therefore, RREV encourages the Company to appoint a further independent NED to bring the number of truly independent NEDs to the recommended amount. 4 Re-elect Peter Nolan as Director For For Mgmt 5 Re-elect Andrew Wood as Director For For Mgmt 6 Re-elect Nick Woolf as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 8 Amend Articles of Association Re: For For Mgmt Electronic Communications 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,164,888 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 266,755 04/04/07 - A PACIFIC BASIN SHIPPING LIMITED G68437139 03/30/07 157,224 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Christopher R. Buttery as Executive For For Mgmt Director 3b Reelect Klaus Nyborg as Executive Director For For Mgmt 3c Reelect Wang Chunlin as Executive Director For For Mgmt 3d Reelect Jan Rindbo as Executive Director For For Mgmt 3e Reelect Daniel R. Bradshaw as Non-Executive For For Mgmt Director 3f Reelect Robert C. Nicholson as Independent For For Mgmt Non-Executive Director 3g Reelect Patrick B. Paul as Independent For For Mgmt Non-Executive Director 3h Reelect David M. Turnbull as Independent For For Mgmt Non-Executive Director 3i Authorize Board to Fix Remuneration of For For Mgmt Directors 4 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 8 Approve Renewal of the 2 Percent Annual Cap For Against Mgmt Within the Issue Mandate Under the Long Term Incentive Scheme The Incentive Scheme, under whose terms this request is made, fails to meet acceptable standards for dilution given the absence of performance conditions and vesting periods. In addition, the Incentive Scheme is administered by the full board, including executives who may participate under the plan, thereby exposing the Incentive Scheme to potential back-scratching abuses. Given these concerns, shareholders are advised to vote against this resolution. 06/23/07 - A Pacific Industrial Co. Ltd. *7250* J63438105 03/31/07 4,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 5 The payout ratio for the full year is 17 percent based on consolidated earnings, or 24 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 6 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 4 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former partner of the company's external audit firm. 5 Approve Retirement Bonus for Statutory For For Mgmt Auditor The retiring auditor has not been classified as independent, and we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 45 million to 6 directors, and JY 5 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Pacific Metals Co. Ltd. *5541* J63481105 03/31/07 10,000 1 Amend Articles to: Limit Directors' Legal For For Mgmt Liability - Limit Liability of Statutory Auditors The company seeks the authority to impose limits on the legal liability of outside directors and outside statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. We do not oppose this resolution. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 10 and 11 Background of non-executive nominee(s): Nominee 10 is a senior advisor to third largest shareholder Mitsubishi Corp. Nominee 11 is an attorney in private practice. Board Profile Composition of board after this meeting: 9 executives and 2 non-executives. The number of outsiders is increasing from 1 to 2. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Neither nominee meets our criteria for independence. Nominee 2 is an executive of one of the largest shareholders in the company with an 8.16 percent stake. Nominee 3 is a former executive of one of the company's main banks. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 2 and 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 3.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that KPMG Azsa & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Azsa, and then reappointed Misuzu on a provisional basis. Here, the company seeks to formally appoint Azsa, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt The company seeks to renew its poison pill plan which was approved at last year's AGM, as the duration is expiring at the close of this AGM. SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: Following this meeting, there will be 1 independent director (9 percent of the board) according to ISS criteria. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the independence of the special committee is questionable, and because the board composition does not meet ISS guidelines on poison pills, stipulating that at least 20 percent, and no fewer than two, of the directors must meet ISS' definition of independence, we recommend that shareholders oppose this resolution. 05/22/07 - A Paddy Power (frmrly. POWER LEISURE) G68673105 None 2,031 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of EUR 0.2277 per For For Mgmt Share 3a Elect Stewart Kenny as a Director For Against Mgmt Shareholders are advised to vote against David Power and Stewart Kenny for serving as non-independent directors on a board that is less than majority-independent, and against David Power for serving as a non-independent member of the Audit and Remuneration Committees. 3b Elect Nigel Northridge as a Director For For Mgmt 3c Elect David Power as a Director For Against Mgmt 3d Elect Patrick Kennedy as a Director For For Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors 5 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 6 Authorize Share Repurchase For For Mgmt 7 Determine Price Range at which Treasury For For Mgmt Shares may be Re-issued 03/28/07 - A Palfinger AG A61346101 None 150 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management Board For Mgmt 4 Approve Discharge of Supervisory Board For Mgmt 5 Ratify Auditors For Mgmt 6 Elect Supervisory Board Members For Mgmt 7 Approve Increase in Authorized Capital via For Mgmt a Capitalization of Reserves 8 Approve 4:1 Stock Split For Mgmt 9 Amend Articles to Reflect Changes in For Mgmt Capital and Stock Split Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - A Parkland Income Fund *PKI.U* 70137Q101 03/15/07 1,006 1 Elect Directors John Bechtold, Robert G. For For Mgmt Brawn, Jim Dinning, Alain Ferland, Kris Matthews, James Pantelidis, ron Rogers, David A. Spencer and Michael W. Chorlton 2 Ratify PricewaterhouseCoopers as Auditors For For Mgmt 05/17/07 - A PARKSON RETAIL GROUP LTD G69370107 04/20/07 17,750 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare Final Dividend of RMB 0.27 Per Share For For Mgmt 3a1 Reelect Chew Fook Seng as Director For For Mgmt 3a2 Reelect Cheng Heng Jem as Director For For Mgmt 3a3 Reelect Yau Ming King, Robert as Director For For Mgmt 3b Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Appoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 5a Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 5b Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 12/22/06 - S PEACE MARK (HOLDINGS) LIMITED G6957A167 None 40,000 1 Approve Grant of Options to Chau Cham Wong, For For Mgmt Patrick to Subscribe for an Aggregate of 19.8 Million Shares at HK$5.37 Per Share Under the Company's Share Option Scheme 2 Approve Grant of Options to Leung Yung to For For Mgmt Subscribe for an Aggregate of 19.8 Million Shares at HK$5.37 Per Share Under the Company's Share Option Scheme 04/27/07 - A Pembina Pipeline Income Fund *PIF.U* 706329109 03/13/07 1,877 1 Elect David A. Bissett, Allan L. Edgeworth, For For Mgmt Randall J. Findlay, Lorne B. Gordon, Myron F. Kanik, David N. Kitchen, Robert B. Michaleski and Robert F. Taylor as Directors of Pembina Pipeline Corporation 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 11/29/06 - A PERILYA LIMITED (formerly Perilya Q74414105 11/27/06 9,188 Mines NL) *PEM* 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Fiscal Year Ended June 30, 2006 2 Approve Remuneration Report for the Fiscal For Against Mgmt Year Enden June 30, 2006 Summary of Reasons for Against Recommendation on Resolution 2 - The option plan fails to meet local market investor expectations in several areas. - The company sought, and obtained, an ASX waiver so it would not need to obtain shareholder approval to grant 5 million options to CEO. - The CEO's options do not lapse on redundancy. 3 Elect Peter Harley as Director For For Mgmt 4 Elect Patrick O'Connor as Director For For Mgmt 5 Approve Issuance of Shares Pursuant to the For Against Mgmt Employee Share Option Plan Summary of Reasons for Against Recommendation on Resolution 5 - The plan contains: (1) unsatisfactory performance hurdles; (2) excessive retesting; and (3) board discretion to permit complete vesting on change of control (note that, for the CEO, the 5 million options vest automatically on a change of control -- the board has no discretion). 6 Approve Remuneration of Directors with an None For Mgmt Increase of A$100,000 from A$400,000 to A$500,000 7 Approve Perilya Limited Dividend For For Mgmt Reinvestment Plan 04/19/07 - A Persimmon plc G70202109 None 11,632 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 32.7 Pence Per For For Mgmt Share 3 Re-elect Michael Farley as Director For For Mgmt 4 Re-elect David Bryant as Director For For Mgmt 5 Re-elect Hamish Melville as Director For For Mgmt 6 Re-elect Neil Davidson as Director For For Mgmt 7 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report For For Mgmt 9 Approve Persimmon Plc Long-Term Incentive For For Mgmt Plan 2007 10 Authorise 29,926,110 Ordinary Shares for For For Mgmt Market Purchase 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,573,889 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,496.305 04/25/07 - A Pescanova SA E8013L130 None 199 1 Approve Individual and Consolidated For For Mgmt Financial Statements and Discharge Directors for Fiscal Year 2006 2 Approve Allocation of Income For Against Mgmt Because of the long-term shareholder-unfriendly policy of the company, we recommend voting against the allocation of income proposal. 3 Elect and/or Reelect Directors For For Mgmt 4 Approve Auditors For For Mgmt 5 Authorize Repurchase of Shares For For Mgmt 6 Authorize Issuance of Non-Convertible For For Mgmt Bonds/Debentures 7 Authorize Issuance of Convertible Securities For For Mgmt 8 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10 Approve Minutes of Meeting For For Mgmt 11/01/06 - S Petrochina Company Limited Y6883Q104 10/03/06 627,219 1 Approve Continuing Connected Transactions For For Mgmt Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement 2 Approve Revision of Existing Annual Caps of For For Mgmt Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc. 3 Approve Revision of Existing Annual Caps of For For Mgmt Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd. 4 Approve Revision of Existing Annual Caps in For For Mgmt Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp. 5 Amend Articles Re: Scope of Business For For Mgmt 05/16/07 - A Petrochina Company Limited Y6883Q104 04/13/07 441,219 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Final Dividend For For Mgmt 5 Authorize Board to Determine the For For Mgmt Distribution of Interim Dividends for the Year 2007 6 Reappoint PricewaterhouseCoopers,CPA and For For Mgmt PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., CPA as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Reelect Jiang Jiemin as Director For For Mgmt 8 Reelect Zhou Jiping as Director For For Mgmt 9 Reelect Duan Wende as Director For For Mgmt 10 Reelect Sun Xianfeng as Supervisor For For Mgmt 11 Reelect Zhang Jinzhu as Supervisor For For Mgmt 12 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 13 Approve Disposal of 70 Percent Equity For For Mgmt Interest in China National United Oil Corporation to China National Petroleum Corporation 14 Other Business (Voting) For Against Mgmt Although this item is routine and only those issues that could legally be discussed could be presented for consideration, its approval would create an opportunity for those who attend the meeting to approve changes that are not in the best interests of all shareholders. We recommend that shareholders oppose this item unless the company has provided detailed information about the issues that will be discussed. 05/11/07 - A Petrofac Ltd G7052T101 None 139,379 1 Accept Financial Statements and Statutory For For Mgmt Reports (Voting) 2 Approve Final Dividend For For Mgmt 3 Approve Remuneration Report For For Mgmt 4 Elect Amjad Bseisu as a Director For For Mgmt 5 Elect Rijnhard van Tets as a Director For For Mgmt 6 Reelect Kjell Almskog as a Director For For Mgmt 7 Reelect Bernard de Combret as a Director For For Mgmt 8 Reelect Michael Press as a Director For For Mgmt 9 Ratify Ernst & Young LLP as Auditors For For Mgmt 10 Authorize Board to Fix Remuneration of For For Mgmt Auditors 11 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of USD 2,878,623 12 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 431,793 13 Approve Share Repurchase Program Up to Ten For For Mgmt Percent of Issued Capital 14 Approve/Amend Deferred Bonus Share Plan For For Mgmt (DBSP) 04/02/07 - A/S Petroleo Brasileiro 71654V408 03/08/07 13,728 Meeting for Holders of ADRs 1 MANAGEMENT REPORT, FINANCIAL STATEMENTS AND For For Mgmt AUDIT COMMITTEE S OPINION FOR THE FISCAL YEAR 2006 2 CAPITAL EXPENDITURE BUDGET FOR THE FISCAL For For Mgmt YEAR 2007 3 DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR For For Mgmt 2006 4 ELECTION OF MEMBERS OF THE BOARD OF For For Mgmt DIRECTORS 5 ELECTION OF CHAIRMAN OF THE BOARD OF For For Mgmt DIRECTORS 6 ELECTION OF MEMBERS OF THE FISCAL COUNCIL For For Mgmt AND THEIR RESPECTIVE SUBSTITUTES 7 ESTABLISHMENT OF THE MANAGEMENT For For Mgmt COMPENSATION, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY S BYLAWS, AS WELL AS OF MEMBERS OF THE FISCAL COUNCIL 8 INCREASE IN THE CAPITAL STOCK THROUGH THE For For Mgmt INCORPORATION OF PART OF THE REVENUE RESERVES CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$ 4.380 MILLION, INCREASING THE CAPITAL STOCK FROM R$ 48.264 MILLION TO R$ 52.644 MILLION WITHOUT ANY CHANGE TO THE 07/06/06 - A Phonak Holding AG H62042124 None 25,116 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/06/06 - A Phonak Holding AG H62042124 None 25,116 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 0.50 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/12/07 - A Phonak Holding AG H62042124 None 32,448 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/12/07 - A Phonak Holding AG H62042124 None 32,448 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 0.75 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt 5 Change Company Name to Sonova Holding AG For Mgmt 6 Approve Creation of CHF 167,813 Pool of For Mgmt Capital without Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/22/07 - A PICC PROPERTY AND CASUALTY COMPANY LTD Y6975Z103 05/22/07 246,000 1 Accept Report of Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Profit Distribution Plan For For Mgmt 5 Approve Remuneration of Directors For For Mgmt 6 Approve Remuneration of Supervisors For For Mgmt 7 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 8 Reappoint Ernst & Young and Ernst & Young For For Mgmt Hua Ming as International and Domestic Auditors, Respectively and Authorize Board to Fix Their Remuneration 02/15/07 - A/S Pierre et Vacances S.A. F4447W106 None 243 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Approve Allocation of Income and Dividends For Mgmt of EUR 2.50 per Share 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 150,000 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Elect Gerard Bremond as Director For Mgmt 7 Elect Michel Dupont as Director For Mgmt 8 Elect Olivier Bremond as Director For Mgmt 9 Elect Marc Pasture as Director For Mgmt 10 Elect Sven Boinet as Director For Mgmt 11 Elect Ralf Corsten as Director For Mgmt 12 Elect SA Societe d'Investissement For Mgmt Touristique et Immobilier - SITI as Director 13 Elect G.B. Developpement SA as Director For Mgmt 14 Elect Eric Debry as Director For Mgmt 15 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 16 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 17 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million 18 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Millions 19 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 21 Approve Employee Savings-Related Share For Mgmt Purchase Plan Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Pigeon Corp. *7956* J63739106 01/31/07 2,200 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 15, Final JY 10, Special JY 5 2 Amend Articles To: Limit Rights of Odd-lot For For Mgmt Holders - Limit Liability of Statutory Auditors - Update Terminology to Match that of New Corporate Law 3 Elect Director For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 4.4 Appoint Internal Statutory Auditor For For Mgmt 5 Appoint Alternate Internal Statutory Auditor For For Mgmt 6 Approve Retirement Bonuses for Director and For For Mgmt Statutory Auditor 03/16/07 - A Poongsan Corp Y70692101 12/31/06 9,118 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 700 Per Share 2 Elect Two Executive Directors For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 4 Approve Limit on Remuneration of Auditor For For Mgmt 03/14/07 - A PORTUCEL-Empresa Produtora de Pasta de X6718U107 None 11,047 Papel S.A. (frmrly. P 1 Accept IndividualFinancial Statements and For Mgmt Statutory Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income For Mgmt 4 Approve Discharge of Management and For Mgmt Supervisory Board 5 Elect Corporate Boadies for Fiscal Years For Mgmt 2007-2010 6 Amend Articles 2, 4, 8, 9, 13, 15, 17, 22, For Mgmt 23, and 24 of Bylaws 7 Authorize Repurchase and Cancellation of For Mgmt Shares and Debt Securities in Accordance with Articles 319, 320, and 354 of Portuguese Securities Code Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/14/07 - S POWERTECH TECHNOLOGY INC Y7083Y103 01/15/07 56,000 1 Approve Issuance of Unsecured Convertible For For Mgmt Bonds through Private Placement This item seeks shareholder approval to issue domestic unsecured convertible bonds (Convertible Bonds) valued up to not more than NTD 3.5 billion ($107.39 million) to selected investors (Bond Issuance). The Convertible Bonds will have a face value of NTD 100,000 ($3,068) each with a coupon rate of 3.5 percent per annum, and will expire after five years. In addition, the Convertible Bonds may be issued at one time or from time to time within one year from the date of approval by shareholders. Proceeds from the Bond Issuance will be used for working capital purposes. The proposal would also authorize the board to do all acts deemed necessary in order to give effect to the Bond Issuance, which includes making the terms and conditions of the Convertible Bonds in accordance with the relevant Taiwanese laws and regulations. Given that the proposed Bond Issuance may allow the company to explore a new financing channel to raise funds for its businesses, and to bring in strategic partners that would support and enhance the company's operations, a vote in favor of this resolution is recommended. 2 Other Business None None Mgmt This is a non-voting item. 06/15/07 - A POWERTECH TECHNOLOGY INC Y7083Y103 04/16/07 100,000 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Increase in Registered Capital For For Mgmt 4 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 5 Amend Articles of Association For For Mgmt 6 Approve Investment in People's Republic of For For Mgmt China 7 Amend Election Rules of Directors and For Against Mgmt Supervisors At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 03/05/07 - A Poyry Oyj (Formerly Jaakko Poyry Group X4032L101 02/23/07 1,147 Oyj) Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditor's Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Fix Number of Directors at Seven For Mgmt 1.7 Approve Remuneration of Directors and For Mgmt Auditors 1 Elect Directors For Mgmt 1.9 Appoint Auditors For Mgmt 2 Approve Creation of Pool of Conditional For Mgmt Capital without Preemptive Rights; Approve Reissuance of Repurchased Shares 3 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Premier Foods plc G72186102 None 12,114 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 2.55 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt 4 Elect Louise Makin as Director For For Mgmt 5 Re-elect David Felwick as Director For For Mgmt 6 Re-elect Ian McHoul as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,813,418 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 422,013 06/15/07 - A PRESIDENT SECURITIES CORP Y7083F104 04/16/07 202,000 1 Accept 2006 Financial Statements For For Mgmt 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 0.9 ($0.03) per share and a stock dividend of 35 shares for every 1,000 shares held, or NTD 0.35 ($0.01) each. This gives the company a payout ratio of 65.6 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Approve Capitalization of 2006 Dividends For For Mgmt Taiwanese companies routinely capitalize dividends and distribute new fully paid shares to shareholders free of charge; there is no cost to shareholders to maintain their stakes and no risk of dilution. This procedure transfers wealth to shareholders and does not significantly impact share value. The only impact on shareholders is that by increasing the number of shares on issue, the company could increase liquidity, enhance marketability, and ultimately expand its shareholder base. This item is pursuant to the stock dividends discussed in Item 2. ISS has no objections to this resolution. 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets The proposal seeks to revise the company's procedures governing the acquisition or disposal of assets (Acquisition or Disposal Procedures) in accordance with the newly revised Guidelines for Handling Acquisition or Disposal of Assets by Public Companies (Acquisition or Disposal Guidelines) issued by the Financial Supervisory Commission, Executive Yuan (FSC) on Jan. 19, 2007. Major revisions to the Acquisition or Disposal Guidelines are as follows: 1. To enumerate the assets that are governed by the Acquisition or Disposal Guidelines; 2. To require a company to have its guidelines for acquisition or disposal of assets approved by the board, supervisors, and shareholders once it has been formulated. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors regarding the formulation or revisions made to the guidelines. Such opinion must be recorded in the minutes of the board meeting. Should the company establish an audit committee, its guidelines must be approved by more than half of the audit committee members before submitting the proposal for approval to the board. If less than half of the audit committee approves the guidelines, it must be approved by more than two-thirds of the entire board before it can be implemented; 3. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors in any discussion related to the acquisition or disposal of assets from related parties, and that the opinion must be added to the minutes of the board meeting. Should the company establish an audit committee, the transactions related to the acquisition or disposal of assets from related parties must also be approved by more than half of the audit committee members. 4. The company must obtain an appraisal report from a professional appraiser when the transaction price for acquiring or disposing real property or other fixed assets reaches 20 percent of the company's paid-in capital or at least NTD 300 million ($9.21 million). Such real property or other fixed assets do not include those transacted with a government agency, commissioned to third parties to build on its own or rented land, or acquired for operating use. If special prices are required to be used as reference for the transaction price, board approval must be obtained. 5. To use the latest audited financial statements of the company to be acquired or disposed (Target Company) as the reference in appraising the transaction price, and to request for an accountant's opinion regarding the reasonableness of the transaction price should the dollar amount of the transaction be equivalent to 20 percent of the Target Company's paid-in capital or at least NTD 300 million ($9.21 million), except if: the Target Company's securities have a publicly offered price from an active market, or otherwise provided by regulations of the FSC; 6. To require a company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange; and 7. To change all references to the "Securities & Futures Commission, Ministry of Finance, Taiwan" into the FSC. The amendments are made to comply with the prevailing relevant regulations. Given that this will improve the company's existing Acquisition or Disposal Procedures, ISS recommends shareholders to support this resolution. 5 Other Business None None Mgmt 12/29/06 - S PROFARMA DISTRIBUIDORA DE PRODUTOS P7913E103 None 15,761 FARMACEUTICOS SA Special Meeting Agenda 1 Approve Removal of Director and Elect For Against Mgmt Replacement The board proposes to remove one member of the board and elect a replacement. However, the company has not provided any detailed information regarding the reasons for the removal of the board member. ISS contacted the company several times to obtain further information with regards to the proposed resolutioni but all attempts went unanswered. Without additional disclosure by the company regarding the reasons for the removal of the director, shareholders are advised to vote against this proposal. 08/02/06 - A ProSiebenSAT.1 Media AG (frmly D6216S101 07/12/06 2,315 Prosieben Media AG) 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2005 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.84 per Preference Share and Dividends of EUR 0.82 per Registerd Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2005 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2005 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2006 6 Amend Articles Re: Calling of and For Mgmt Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) 7 Amend Articles Re: Conducting of For Mgmt Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) 8 Authorize Management Board Not to Disclose For Mgmt Individualized Remuneration of its Members 9 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 10 Approve Affiliation Agreement with For Mgmt Subsidiary 9Live Fernsehen GmbH 11 Approve Affiliation Agreements with For Mgmt Subsidiaries ProSiebenSat.1 Erste Verwaltungsgesellschaft mbH and ProSiebenSat.1 Zweite Verwaltungsgesellschaft mbH Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/14/07 - S PROTECT DATA AB W69086101 02/08/07 200 1 Open Meeting; Elect Chairman of Meeting For For Mgmt 2 Prepare and Approve List of Shareholders For For Mgmt 3 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Mgmt 5 Approve Agenda of Meeting For For Mgmt 6 Determine Number of Members and Deputy For For Mgmt Members of Board 7 Elect Directors For Against Mgmt We strongly believe that publicly listed companies should disclose details on proposals at least 30 days prior to the meeting. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. Most Swedish companies disclose at least the names of any nominees to the board in the meeting notice. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 8 Close Meeting None None Mgmt 05/16/07 - A PT Astra Agro Lestari Tbk Y7116Q119 None 218,500 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income For For Mgmt 3A Elect Directors and Commissioners For For Mgmt 3B Approve Remuneration of Directors and For For Mgmt Commissioners 4 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 05/15/07 - A PT Bank Central Asia TBK Y7123P120 04/27/07 341,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income For For Mgmt 3 Approve Remuneration of Directors and For For Mgmt Commissioners 4 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 5 Approve Dividends For For Mgmt 6 Change Location of Headquarters For For Mgmt 05/15/07 - S PT Bank Central Asia TBK Y7123P120 04/27/07 341,000 1 Authorize Share Repurchase Program For For Mgmt 05/22/07 - A PT Bank Rakyat Indonesia (Persero) Tbk Y0697U104 05/07/07 030,500 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income For For Mgmt 3 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 4 Approve Remuneration of Directors and For For Mgmt Commissioners 5 Approve Write-off of Non-Performing Loans For Against Mgmt Until the bank provides full disclosure on the terms of this resolution, shareholders are advised to vote against this request. 6 Amend Articles of Association For Against Mgmt Because Bank Rakyat Indonesia has failed to disclose essential information regarding this item, it is uncertain whether or not the proposed modifications would negatively impact shareholder value. Therefore, this request cannot be supported. 7 Elect Commissioners For For Mgmt 8 Amend Retirement Plan For Against Mgmt Until further information has been disclosed regarding the details of the plan, it is recommended that shareholders vote against this proposal. 03/14/07 - S PT International Nickel Indonesia Tbk Y39128130 02/27/07 47,000 1 Open Meeting For For Mgmt 2 Elect Commissioners For For Mgmt 03/30/07 - A PT International Nickel Indonesia Tbk Y39128130 03/14/07 47,000 1 Open Meeting For For Mgmt 2 Accept Directors' Report For For Mgmt 3 Accept Commissioners' Report For For Mgmt 4 Accept Financial Statements and Statutory For For Mgmt Reports 5 Approve Allocation of Income For For Mgmt 6 Elect Commissioners For For Mgmt 7 Elect Directors For For Mgmt 8 Approve Haryanto Sahari & Rekan as Auditors For For Mgmt and Authorize Board to Fix Their Remuneration 9 Other Business For Against Mgmt It is recommended that shareholders oppose this item unless the company has provided detailed information about the issues that will be discussed. 01/26/07 - S PT Telekomunikasi Indonesia Tbk Y71474137 None 232,600 1 Amend Employeee and Management Stock Option For Against Mgmt Plan to Use Treasury Shares Conclusion Although the company is to be commended for providing a greater level of disclosure than is generally seen in this market, the plan does not merit support due to the presence of discounted options and the lack of corresponding performance criteria. 02/28/07 - S PT Telekomunikasi Indonesia Tbk Y71474137 02/12/07 144,500 1 Amend Retirement Plan For Against Mgmt Until further information has been disclosed regarding the details of the plan, it is recommended that shareholders vote against this proposal. 2 Amend Utilization of Repurchased Shares For Against Mgmt Conclusion Although the company is to be commended for providing a greater level of disclosure than is generally seen in this market, the plan does not merit support due to the presence of discounted options and the lack of corresponding performance criteria. 3 Approve Stock Option Plan For Against Mgmt 4 Elect Commissioners For For Mgmt 5 Elect Directors For For Mgmt 06/29/07 - A PT Telekomunikasi Indonesia Tbk Y71474137 06/06/07 144,500 1 Accept Annual Report For For Mgmt 2 Accept Financial Statements and Statutory For For Mgmt Reports 3 Approve Allocation of Income For For Mgmt 4 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 5 Elect Directors and Commissioners For For Mgmt 6 Approve Remuneration of Directors and For For Mgmt Commissioners 7 Approve Delegation of Duties for Directors For For Mgmt 8 Elect Commissioners For For Mgmt 9 Authorize Share Repurchase Program For For Mgmt 10 Amend Articles of Association For For Mgmt 06/04/07 - A/S Publicis Groupe F7607Z165 05/30/07 813 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Treatment of Losses and Dividends For Mgmt of EUR 0.50 per Share 4 Approve Discharge of Management Board For Mgmt 5 Approve Discharge of Supervisory Board For Mgmt 6 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 7 Reelect Felix Rohatyn as Supervisory Board For Mgmt Member 8 Ratify Ernst & Young et Autres as Auditor For Mgmt 9 Ratify Auditex as Alternate Auditor For Mgmt 10 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 11 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 12 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 13 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 14 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 15 Authorize Capitalization of Reserves of Up For Mgmt to EUR 40 Million for Bonus Issue or Increase in Par Value 16 Authorize Capital Increase of Up to EUR 40 For Mgmt Million for Future Exchange Offers 17 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 18 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Approve Employee Savings-Related Share For Mgmt Purchase Plan 20 Approve Stock Option Plans Grants For Mgmt 21 Set Global Limit for Capital Increase to For Mgmt Result from All Issuance Requests at EUR 40 Million 22 Authorize up to 10 Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 23 Allow Board to Issue Shares Items 11 to 22 For Mgmt in the Event of a Public Tender Offer or Share Exchange Offer 24 Amend Article 20 of Association Re: Attend For Mgmt General Meetings 25 Amend Article 10 of Association Re: Change For Mgmt Size of Management Board 26 Amend Article 12 of Association Re: Powers For Mgmt of Supervisory Board 27 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/24/07 - A Punch Taverns plc G73003108 None 162,779 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 3 Approve Remuneration Report For For Mgmt 4 Approve Final Dividend of 9 Pence Per For For Mgmt Ordinary Share 5 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditure up to GBP 50,000 6 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 41,823 7 Re-elect Mike Foster as Director For For Mgmt 8 Re-elect Peter Cawdron as Director For For Mgmt 9 Re-elect Ian Fraser as Director For For Mgmt 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,336 11 Authorise 26,480,685 Ordinary Shares for For For Mgmt Market Purchase 04/04/07 - A QBE Insurance Group Ltd. *QBE* Q78063114 04/02/07 167,951 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended Dec. 31, 2006 2 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 3 Approve the Increase in Maximum Aggregate None For Mgmt Fees Payable to Non-Executive Directors from A$2.2 million to A$2.7 million 4 Approve Grant of Conditional Rights of For Against Mgmt 30,000 Ordinary Shares and Options to Subscribe for a Maximum of 60,000 Shares to Francis M. O'Halloran, Chief Executive Officer, Under the Deferred Compensation Plan RECOMMENDATION We recommend a vote against this resolution. This recommendation has been made because: - The equity incentives will vest on continued service until April 2012 (in the case of the options) or on retirement. There are no other hurdles attached to these options and rights other than the option exercise price because the grant is made based on O'Halloran's achievement of performance hurdles in 2006 that assessed QBE's performance over one year. - The hurdle for O'Halloran's equity incentives is the same as that used for his annual bonus. Under this hurdle, QBE's return on equity must be greater than 14 percent in 2006, with full payment of his STI (and full equity allocations) for a return on equity above 21 percent. QBE's return on equity in 2006 was 29 percent. - Australian investors are generally supportive of accounting-based hurdles for equity incentives so long as these are sufficiently demanding, including requiring achievement of a hurdle over a number of years. This particular grant is being made based on achievement of a hurdle over one year and will vest with no other hurdles needing to be satisfied (there is a service condition but given O'Halloran's long service with QBE, if he retires the rights and options will automatically vest). - The IFSA guidelines on equity incentive schemes call for performance to be assessed over the medium to long-term, while the ACSI Guidelines call for performance to be assessed over at least three years. This proposed grant to O'Halloran is, as the scheme name suggests, not so much a long-term incentive as a deferred element of his short-term incentive. As noted above, shareholders are generally supportive of such arrangements for STIs -- but not in lieu of a long-term incentive scheme with forward-looking hurdles assessing performance over a number of years. - Shareholders should also note that O'Halloran will be able to fund the exercise price of the options using an interest free personal recourse loan that is repayable on employment ceasing. - In considering how to vote on this resolution, shareholders should also note the following: - O'Halloran owned as at Dec. 31, 2006, 1.2 million QBE shares. These were worth (on the opening March 15, 2007 share price of A$30.90 ($24.39)) A$36.7 million ($28.9 million), with O'Halloran owing QBE A$5.227 million ($4.126 million) in relation to loans secured over shares of which A$4.336 million ($3.423 million) are limited recourse and A$891,000 ($703,293) personal recourse). - He also held as at Dec. 31, 2006, 130,488 rights over shares and 328,052 options, which would cost A$4.969 million ($3.922 million) to exercise. As noted above, these will vest on retirement. - Not including the equity incentives for which approval is being sought at this meeting, O'Halloran presently has shares and options over shares in QBE with a net value (excluding loans and exercise prices) of A$40.64 million ($32.08 million). - Some shareholders may consider, aside from the concerns with the hurdles for the proposed new equity incentives, that these equity holdings already provide sufficient incentive for O'Halloran, and sufficient alignment with shareholders. He is among QBE's 200 largest shareholders, and based on dividend payments in 2006, would have received nearly A$1 million ($0.79 million) in dividends. It should be noted that this shareholding has been built up over more than 30 years with the company. - Shareholders should also note that QBE could have structured this grant in such a way as to avoid the need to seek shareholder approval (by purchasing shares on-market and transferring them to O'Halloran) under a controversial change to ASX Listing Rule 10.14 at the end of 2005. Some shareholders may consider QBE's decision to seek shareholder approval as worthy of consideration in deciding how to vote on this resolution. Discussions with company We contacted QBE in order to gain a better understanding of the reasons behind the company's long-term incentive scheme for its CEO and other senior executives. The company said that it considers the scheme to be appropriate and in the interests of shareholders for the following reasons: - The scheme has over the past five years helped drive strong performance at QBE and does link returns to executives directly to returns to shareholders over time. This has been shown by the increase in QBE's share price over the past five years (it has risen from A$10.90 ($1.50) on March 14, 2001 to A$30.20 ($2.53) on March 14, 2007), and by the growth in profits: QBE's 2000 net profit after tax was A$101 million ($79.72 million) and in 2006 was A$1.483 billion ($1.171 billion). - QBE has changed the name of the equity incentive scheme to the "Deferred Compensation Plan" in 2007 in an effort to highlight QBE's unique approach to longer-term equity incentives relative to other companies. - The granting of substantial amounts of equity also ensures that executives including O'Halloran have a strong alignment with share price performance and directly with shareholders. - A substantial portion of remuneration is at risk given the link between the STI and LTI. Should executives fail to achieve their STI hurdles for a given year, they will receive no STI and no LTI awards. This creates an extremely strong alignment between executive pay and company returns. - The seven-year spread measure used to adjust the return on equity measure is used because QBE considers this gives a more accurate picture of QBE's performance. This is because it removes the year-to-year distortions caused by marking unrealized investment gains to market under statutory profit reporting rules. QBE considers this creates a more accurate picture of performance and therefore provides greater alignment between long-term performance and executive pay. - The retirement arrangements for O'Halloran have been clearly disclosed as the company wishes shareholders to understand the impact on vesting of equity incentives should O'Halloran retire. The company notes that this vesting is in recognition that the performance that resulted in the incentives being granted has already been achieved and in recognition of the fact O'Halloran has been employed by QBE for more than 30 years. We note that in QBE's opinion the existing scheme has helped drive the performance of the company over the past five years. Some shareholders may consider that the success of the company under the present management team, use of this incentive scheme during this period of strong performance, and QBE's decision to seek shareholder approval for these incentives justify supporting this resolution. However, this grant has been determined on performance over one year and will vest without any further hurdle being satisfied. Shareholders should also note O'Halloran's shareholding (amassed over 30 years with QBE) in considering how to vote on this resolution. - The proposed grant is based on performance over the 2006 financial year and will vest without the satisfaction of any forward-looking performance hurdles. 5 Elect Len F. Bleasel, AM as Director For For Mgmt 6 Elect Duncan M. Boyle as Director For For Mgmt 06/15/07 - A Quanta Computer Inc. Y7174J106 04/16/07 163,000 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 4 Amend Articles of Association For For Mgmt 5 Amend Internal Rules and Policies For For Mgmt Elect Directors by Cumulative Voting 6 Elect Directors For Split Mgmt 6.1 Elect Barry Lam as Director with Shareholder No. 1 --- Against We believe that directors and supervisors function as the representatives of shareholders throughout the year and are therefore a crucial avenue of ongoing influence on management. As such, it is important to elect directors and supervisors who have no material connection, either directly or indirectly, to the company, to enable them to act in the best interest of shareholders. In this case, we recommend that shareholders concentrate their cumulative votes equally in favor of the independent director nominees, Wei-Ta Pan and Chan Lu-Min, and distribute their cumulative votes equally among all supervisor nominees, namely: S.C. Liang, Eddie Lee, and Chang Ching-Yi. 6.2 Elect C. C. Leung as Director with Shareholder No. 5 --- Against 6.3 Elect Michael Wang as Director with Shareholder No. 14 --- Against 6.4 Elect Wei-Ta Pan as Director with Shareholder No. 99044 --- For 6.5 Elect Chan Lu-Min as Director with ID No. K101713364 --- For Elect Supervisors by Cumulative Voting 6 Elect Directors For For Mgmt 7 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 8 Other Business None None Mgmt 10/27/06 - A Raffles Education Corp Ltd. (frmrly Y7343V121 None 6,381 RAFFLES LASALLE LTD) 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Approve Final Dividend of SGD 0.018 Per For For Mgmt Share for the Financial Year Ended June 30, 2006 3 Approve Directors' Fees of SGD 60,000 for For For Mgmt the Financial Year Ended June 30, 2006 4 Reelect Henry Tan Song Kok as Director For For Mgmt 5 Reelect Tan Teck Meng as Director For For Mgmt 6 Reappoint BDO Raffles as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the RAFFLES EDUCATION CORPORATION Employees' Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. Moreover, the plans allow for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the plan. 10/27/06 - S Raffles Education Corp Ltd. (frmrly Y7343V121 None 6,381 RAFFLES LASALLE LTD) 1 Approve Distribution of Up To 43.3 Million For For Mgmt Ordinary Shares in the Capital of Hartford Education Corp. Ltd. Held by the Company on the Basis of One Hartford Share for Every 12 Ordinary Shares in the Capital of the Company by Way of a Dividend in Specie 2 Approve Sub-division of Each Share into Two For For Mgmt Ordinary Shares 06/05/07 - A Raiffeisen International Bank-Holding A7111G104 None 324 AG 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management Board For Mgmt 4 Approve Discharge of Supervisory Board For Mgmt 5 Approve Remuneration of Supervisory Board For Mgmt Members 6 Ratify Auditors For Mgmt 7 Approve Increase in Authorized Capital via For Mgmt a Capitalization of Reserves 8 Approve Creation of EUR 217.7 Million Pool For Mgmt of Capital with Preemptive Rights 9 Amend Articles to Reflect Changes in Capital For Mgmt 10 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/28/07 - A/S Rally Energy Corp. *RAL* 750913105 04/20/07 9,093 1 Fix Number of Directors at Eight For For Mgmt 2 Elect Directors Abdel (Abby) Badwi, Blair For Against Mgmt Coady, Michael J. Hibberd, Phillip R. Knoll, Angus A. Mackenzie, James S. Palmer, Lamont Tolley and Gregory G. Turnbull Tolley was CEO of the company until 2005 and sits on the Compensation and Corporate Governance Committee. ISS believes the ongoing influence exerted by the former CEO or recent ex-CFO on the Audit or Compensation Committee raises serious concerns regarding lack of independent oversight of pay schemes or financial reporting controls, which they may have designed or in which they may have played a key role. As such, ISS views his or her status as closer to that of an insider for purposes of sitting on the Audit or Compensation Committee. We therefore recommend withholding votes from the entire slate. 3 Approve Deloitte & Touche LLP as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 4 Approve Stock Option Plan For Against Mgmt Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to the allowable cap for this company of 6 percent. However, we oppose the proposed option plan, because it would appear that non-employee directors have the ability to participate in the plan on a discretionary basis. This is a practice which gives rise to the possibility of self-dealing by directors in options. Directors who are able to grant themselves options without limit could find their independence compromised. As well, we believe the plan's amendment provisions provide the board with overreaching authority to make future amendments to the plan without requiring future shareholder approval. While the provision will comply with the minimum requirements of the TSX, we prefer such provisions to carve out exceptions for future amendments (such as adding option assignability and broadening the range of eligible participants) that would be returned to shareholders for their approval prior to being enacted. ISS also prefers to see the repricing and extension of terms of any options require shareholder approval, and not just those held by insiders. 04/19/07 - A RAMIRENT OYJ X01741101 04/05/07 1,181 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.20 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors For Mgmt 1.7 Fix Number of Directors at Seven; Fix For Mgmt Number of Auditors 1 Elect Directors For Mgmt 1.9 Ratify KPMG Oy Ab as Auditor For Mgmt 2 Amend Articles to Comply with New Finnish For Mgmt Companies Act 3 Approve 3:1 (Three New Shares for Each For Mgmt Share Currently Held) Stock Split 4 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital 5 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights; Authorize Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/18/07 - S Realtek Semiconductor Corp. Y7220N101 12/19/06 220,000 1 Approve Reduction in Stated Capital For For Mgmt 2 Other Business For Against Mgmt This routine item would allow other issues of concern, not contained in the company's official agenda, to be raised at the general meeting without giving shareholders ample time to review their details. Consequently, this would create an opportunity to pass resolutions not in the best interest of the shareholders. In view of this, a vote against this item is recommended until details on the issues have been provided. 05/03/07 - A Reckitt Benckiser plc G7420A107 None 67,026 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt Following extensive engagement with the Company last year, RREV recommended approval for the 2006 LTIP. This was despite concerns regarding dilution limits, the high proportion vesting for the lower performance target, the vesting range compared to broker forecasts and the absence of a maximum limit for awards. With regard to dilution, we note that despite the flexibility to use up to 2% of its issued share capital p.a., the Company has historically only used part of the authority to the level of approximately 1-1.1% p.a. and does not currently anticipate that this level of annual usage will be exceeded in future years. From our previous discussions with the Company, we understand that the Committee is mindful of dilution and, in the absence of any exceptional circumstances, would intend to observe the 10% over 10 years limit as an overall guide, while retaining the additional flexibility that the 2% limit p.a. will provide. The Company has been transparent in disclosing the current level of dilution (1.04% of the current issued share capital being used for discretionary LTIP in 2006; and 6.8% over a rolling ten-year period from 1996 to 2006). We commend the Company for disclosing such information to shareholders in a transparent manner. We note that the vesting range appears more challenging that last year given current broker forecasts of around 7% EPS growth p.a. We received assurances last year that the Company would review the proportion vesting at minimum and the lack of an individual cap. Both of these features remain. In light of the more challenging nature of the vesting scale in the current environment, we are not recommending a vote against the remuneration report this year. However, if the proportion vesting at minimum is not addressed next year, we may recommend a vote against at that stage. 3 Approve Final Dividend of 25 Pence Per For For Mgmt Ordinary Share 4 Re-elect Colin Day as Director For For Mgmt 5 Re-elect Judith Sprieser as Director For For Mgmt 6 Re-elect Kenneth Hydon as Director For For Mgmt 7 Re-elect Peter White as Director For For Mgmt RREV considers Peter White to be a non-independent member of the Company's Audit Committee. The Combined Code recommends that audit committee should be comprised solely of independent NEDs. He is deemed to be non-independent having been appointed to the Board more than nine years ago since 1997. Although we noticed that Peter White has stepped down from the Nomination Committee, he remains a member of the Audit Committee. Given the new appointment this year of a new independent NED, David Tyler, who has financial experience background, we will support Peter White's re-election at this moment. We do, however, encourage the Company to remove Peter White from the Committee altogether by next year. 8 Elect David Tyler as Director For For Mgmt 9 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 10 Authorise Board to Fix Remuneration of For For Mgmt Auditors 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,160,000 Although the proposed amount is within the recommended limit of the NAPF, the five-year authority exceeds the recommended one-year period under the NAPF policy. However, taking into consideration the Company's historical practice of returning to shareholders on an annual basis, we do not oppose this resolution. However, we encourage the Company to continue seeking annual approval from shareholders on this authority. 12 Subject to the Passing of Resolution 11, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,700,000 13 Authorise 72,000,000 Ordinary Shares for For For Mgmt Market Purchase 05/30/07 - A Red Electrica de Espana E42807102 None 3,094 1 Accept Individual Financial Statements and For For Mgmt Statutory Reports for Fiscal Year Ended Dec. 31, 2006 2 Accept Consolidated Financial Statements For For Mgmt and Statutory Reports for Fiscal Year Ended Dec. 31, 2006 3 Approve Allocation of Income and Dividends For For Mgmt for Fiscal Year Ended Dec. 31, 2006 4 Approve Discharge of Directors For For Mgmt 5.1 Amend Article 11 of Company Bylaws Re: For For Mgmt Annual General Meeting of Shareholders 5.2 Amend Articles 22, 23, and 24 of Company For For Mgmt Bylaws Re: Board Committees 5.3 Amend Article 26 of Company Bylaws Re: For For Mgmt Board Secretary 6.1 Amend Article 3 of General Meeting For For Mgmt Guidelines Re: Authorities of the General Meetings 6.2 Amend Article 5 of General Meeting For For Mgmt Guidelines Re: Convening of General Meetings 6.3 Amend Article 15.8 of General Meeting For For Mgmt Guidelines Re:Voting During General Meetings 7 Approve Remuneration of Directors For For Mgmt 8.1 Authorize Repurchase of Shares For For Mgmt 8.2 Approve Use of Repurchased Shares for For For Mgmt Executive and Director Remuneration 8.3 Revoke Previous Authority to Repurchase For For Mgmt Shares Granted at May 26, 2006 9 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10 Present and Inform Re: 2006 Corporate For For Mgmt Governance Report 01/27/07 - C Reliance Communications Ltd (formerly Y72317103 None 15,791 RELIANCE COMMUNICATION Court-Ordered Meeting for Shareholders 1 Approve Scheme of Arrangement Among For Mgmt Reliance Communications Ltd, Reliance Telecom Ltd, and Reliance Telecom Infrastructure Ltd Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/14/07 - A RENEWABLE ENERGY CORPORATION AS R7199U100 None 39,155 1 Open Meeting; Registration of Attending None None Mgmt Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Approve Financial Statements and Statutory For For Mgmt Reports 5 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 6 Approve Remuneration of NOK 350,000 for For For Mgmt Chairman; Approve Remuneration of NOK 200,000 for Other Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Nominating Committee 7 Approve Remuneration of Auditors in the For For Mgmt Amount of NOK 1.6 Million 8 Reelect Rune Selmar and Marius For For Mgmt Groenningseter as Nominating Committee Members; Elect Stig Andersen as New Nominating Committee Member 9 Approve Issuance of 49 Million Shares For For Mgmt without Preemptive Rights 10 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 11 Elect Christian Berg and Inger Solhaug as For For Mgmt Directors 12 Amend Articles Re: Set Number of Employee For For Mgmt Representatives to Four; Increase Max.Size of Board 12 Members; Decide that No Corporate Assembly be Created; Allow for Flexibility in Location of AGM 03/29/07 - A RENTA CORPORACION REAL ESTATE SA E84737100 None 2,534 1 Accept Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year Ended Dec. 31, 2006 2 Accept Individual and Consolidated For For Mgmt Statutory Reports for Fiscal Year Ended Dec. 31, 2006; Discharge Directors 3 Approve Allocation of Income for Fiscal 2006 For For Mgmt 4 Amend Article 38 of Company Bylaws Re: For For Mgmt Compliance with New Unified Code on Corporate Governance 5 Amend Article 43 of Company Bylaws Re: For For Mgmt Compliance with New Unified Code on Corporate Governance 6 Amend Article 50 of Company Bylaws Re: For For Mgmt Compliance with New Unified Code on Corporate Governance 7 Amend Article 46 of Company Bylaws Re: For For Mgmt Compatibility of Executive Directors' Roles on Board with Executive Functions 8 Approve Revised Text for the Company's For For Mgmt Bylaws Incorporating Changes in Items 4 through 7 9 Amend Articles 5, 8, 25 and 26 of General For For Mgmt Meeting Guidelines Re: Compliance with New Unified Code on Corporate Governance and Approval of Revised Text as Consequence of Changes 10 Recognize Changes Made to Board Guidelines For For Mgmt in Order to Comply with the New Unified Code on Corporate Governance 11 Approve Stock Incentive Plan for Directors, For Against Mgmt Executives and Employees for 2006 and 2007 and the Allocation of Shares Under Said Plans Based on the possibility of zero cost equity awards without performance criteria and the lack of a rigorously independent administration structure, it is recommended that shareholders oppose this item. 12 Elect Cesar Bardaji Vivancos as Director For Against Mgmt Because such lengthy board terms are not common practice in Spain and go counter to best practice principles which advocate shorter terms to increase director accountability, we recommend shareholders vote against the election of both director nominees. 13 Elect Enric Venancio Fillat as Director For Against Mgmt 14 Approve Maximum Amount Allowed for For For Mgmt Remuneration of Directors Under Company Bylaws 15 Approve Auditors For For Mgmt 16 Authorize Repurchase of Shares For For Mgmt 17 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 18 Authorize the Issuance of Debt Securities For For Mgmt 19 Authorize the Board to Include for or For For Mgmt Exclude from Trading Any of the Company's Securities on Any Spanish or Other Stock Exchanges; Authorize Related Powers 20 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 21 Allow Questions None None Mgmt 07/17/06 - S Resolution plc G7521P102 None 67,294 1 Approve Acquisition by Resolution Life For For Mgmt Limited of Abbey National Plc; Increase Auth. Cap. from GBP 25,000,000 to GBP 50,000,000; Issue of Equity with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,500,000 In Connection With the Rights Issue Corporate Governance Currently, Resolution's standing Committees and the overall Board composition are compliant with the Combined Code. The Board currently comprises the Executive Chairman Clive Cowdery, seven independent NEDs and two Executive Directors. Following the acquisition, Ian Maidens, Group Chief Actuary and Head of Corporate Development, and Brendan Meehan, Managing Director, Resolution Management Services, will join the Board. The new appointments will mean that the total number of Directors will be twelve. As, under Article 89 of Resolution's Articles of Association, the maximum number of Directors on the Board is eleven, a special resolution (Resolution 6) will be proposed at the EGM to amend the Articles of Association so that the maximum number of Directors going forwards is fifteen. If this is approved, the two new Executive Directors will be appointed to the Board after the EGM. Subsequent to their appointment, the composition of the Board will remain in line with the recommendations of the Combined Code. Biographies of proposed new Executive Directors: Brendan Meehan. Managing Director, Resolution Management Services Ltd. Former COO of Resolution Life Group Ltd. Former director of Royal Nederland Levensverzekeringen NV and Finance Director of AMP's UK financial services business. Chartered Accountant. Ian Maidens. Group Chief Actuary and Head of Corporate Development. Former principal in the UK life consulting practice of Tillinghast. Former Deputy Actuary of NPI. Conclusion and Vote Recommendation The Board has received financial advice from Citigroup, Goldman Sachs and Lazard. In providing their financial advice to the Directors, Citigroup, Goldman Sachs and Lazard have each relied on the Directors' commercial assessments. The Board considers the Acquisition and its financing arrangements, including the Rights Issue, and all the Resolutions to be put to shareholders at the EGM to be in the best interests of the Company and its Shareholders as a whole. We are not raising any corporate governance objections to the acquisition and rights issue and we consider the proposals to have been clearly explained. However, we consider such proposals to be an investment decision, which are best left for shareholders to evaluate in respect of their individual investment strategies. 2 Conditional Upon Admission of the New For For Mgmt Shares, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,870,000 3 Conditional Upon the Passing of Item 1, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,500,000 In Connection With the Rights Issue 4 Conditional Upon the Passing of Items 1 and For For Mgmt 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,781,510 5 Conditional Upon Admission of the New For For Mgmt Shares, Authorise up to GBP 3,563,020 for Market Purchase 6 Amend Articles of Association Re: Maximum For For Mgmt Number of Directors We do not consider this proposal to be contentious. 06/21/07 - A Resorts World Berhad Y7368M113 None 321,300 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Financial Year Ended Dec. 31, 2006 2 Approve Final Dividend of MYR 0.15 Per For Against Mgmt Share Less 27 Percent Tax for the Financial Year Ended Dec. 31, 2006 In this case, the company was found to have reserves of approximately MYR 5.7 billion ($1.6 billion) for the latest financial year end, yet has failed to comply with the minimum standard of 30 percent for the past five years. Given that no adequate justification was provided for the retention of capital, we recommend shareholders to oppose this dividend request. 3 Approve Remuneration of Directors in the For For Mgmt Amount of MYR 661,900 for the Financial Year Ended Dec. 31, 2006 4 Elect Clifford Francis Herbert as Director For For Mgmt 5 Elect Lin See Yan as Director For For Mgmt 6 Elect Alwi Jantan as Director For For Mgmt 7 Elect Wan Sidek bin Hj Wan Abdul Rahman as For For Mgmt Director 8 Approve PricewaterhouseCoopers as Auditors For For Mgmt and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 10 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 06/01/07 - A RHI AG (Fm. Radex Heraklith A65231101 None 1,554 Industriebeteiligungs AG) 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management and For Mgmt Supervisory Board 4 Approve Remuneration of Supervisory Board For Mgmt Members 5 Ratify Auditors For Mgmt 6 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares to Employees and Executives 7 Amend Articles Re: Board Decisions and For Mgmt Guidelines for Alternate Board Members 8 Elect Supervisory Board Members For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A/S Rhodia SA F7813K101 04/27/07 37,928 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividend 4 Approve Transaction with the CEO Jean For Mgmt Pierre Clamadieu Re: Severance Payment 5 Approve Transaction with Jacques Kheliff, For Mgmt Executive director Re: Employment contract 6 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 600,000 7 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 8 Amend Articles of Association Re: Record For Mgmt 9 Approve Reverse Stock Split 12 for 1 and For Mgmt Amend Articles Accordingly 10 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 million 11 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 million 12 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Set Global Limit for Capital Increase to For Mgmt Result from Issuance Requests Pursuant to Items 10 to 12 Above at EUR 600 Million 14 Approve Employee Savings-Related Share For Mgmt Purchase Plan 15 Approve Capital Increase of up to EUR 50 For Mgmt million Reserved For Officer and Employees of a Subsidiary Based Outside France 16 Authorize up to 2 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 17 Approve Stock Option Plans Grants For Mgmt 18 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/02/07 - A Rightmove plc G75657109 None 2,886 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 3 Pence Per For For Mgmt Ordinary Share 4 Re-elect Ed Williams as Director For For Mgmt 5 Re-elect Nick McKittrick as Director For For Mgmt 6 Re-elect Stephen Shipperley as Director For For Mgmt As a company listed in the FTSE 250, we expect the Company to comply with the Code's recommendations or provide a full explanation of why the Board considers the current composition to be in shareholders' best interests. This is the first AGM of the Company and hence, we will provide more flexibility and will not recommend a vote against Stephen Shipperley. However, we expect the Company to appoint further independent NEDs so as to ensure a satisfactory balance of independent representation on the Board. We will review this issue prior to arriving at our vote recommendations for the next AGM. 7 Reappoint KPMG LLP as Auditors of the For For Mgmt Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 437,771 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 66,329 11 Authorise 13,265,802 Ordinary Shares for For For Mgmt Market Purchase 12 Authorise the Company to Use Electronic For For Mgmt Communication 13 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditures up to GBP 50,000 06/28/07 - A Riken Corp. *6462* J64855109 03/31/07 8,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 7 The payout ratio for the full year is 23 percent based on consolidated earnings, or 32 percent based on parent-company earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1 and 3 Nominee 3 does not meet our criteria for independence. He is a former executive of the company's main bank. However, nominee 1 meets our criteria for independence. He is an attorney. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1 3.4 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditors The recipients are insiders. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 6 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 2 years Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: 1 out of 3 members of the committee meets ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the independence of the special committee is questionable, because the board is composed entirely of executives, because the failure of the directors to seek reelection annually, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 02/28/07 - A RINGKJOBING LANDBOBANK K81980136 02/09/07 65 1 Elect Chairman of Meeting For For Mgmt 2 Receive Report of Board None None Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Allocation of Income For For Mgmt 5 Elect Members to Committee of For Against Mgmt Representatives Most large Danish companies disclose at least the names of any nominees to the board or the committee of representatives in the meeting notice. Shareholders consider board and committee of representative elections to be one of the most important voting decisions that shareholders make as it is investors' most direct means of communicating satisfaction or dissatisfaction with the board. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. We recommend that shareholders contact Ringkjoebing Landbobank's investor relations department directly and express their desire to receive details of proposals well in advance of the meeting. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 6 Ratify Auditors For For Mgmt 7a Amend Articles Re: Editorial Changes; For Against Mgmt Extend Time Limit to Increase Share Capital to February 22, 2012; Editorial Changes Due to the excessive potential dilution that could result from the authorization to issue shares without preemptive rights, we recommend that shareholders vote against this resolution. 7b Approve DKK 200,000 Reduction in Share For For Mgmt Capital via Share Cancellation 7c Authorize Share Repurchase Program For For Mgmt 7d Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7e Authorize Board or Other Designated Person For For Mgmt to Make Editorial Changes to Adopted Resolutions in Connection with Registration 03/28/07 - A RISA Partners Inc. *8924* J6522K101 12/31/06 6 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 2000, Special JY 0 The payout ratio is 8 percent based on consolidated earnings, or 9 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the year is low even by Japanese standards. However, the company went public in March 2004, and has posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development. 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors In this item, the company first seeks to update the terminology of its articles to match that of the Corporate Law which took effect in May 2006. Nearly all Japanese companies made these changes in 2006. The changes are routine ones. Second, the company is seeking the authority to make public announcements in an electronic format. These include announcements of financial results, record dates for corporate actions, and creditor and shareholder objection periods for mergers and other transactions. The company hopes to improve convenience for its shareholders by allowing them to obtain announcements in a timely manner. Third, the company seeks the authority to impose limits on the legal liability of outside statutory auditors in the event of a shareholder lawsuit. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions, and so we do not oppose this resolution. 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1, 2, and 4 None of the nominees for independent statutory auditor meet out criteria for independence. They are former executives of Long-Term Credit Bank of Japan (now known as Shinsei Bank), and Shinsei Bank is the main lender to RISA Partners. Nominee 3 is not designated by the company as independent, and we have no reason to oppose the nomination. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 1, 2, and 4 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 3.3 Appoint Internal Statutory Auditor For For Mgmt 3.4 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Appoint External Audit Firm For Against Mgmt The board recommends that Misuzu Audit Corp., formerly known as ChuoAoyama Audit Corp., be approved as the company's independent accounting firm. Note that ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. RISA Partners' board of statutory auditors reappointed the firm on a provisional basis after the suspension period. However, the company now seeks to formally reappoint Misuzu as its sole audit firm, in order to preserve continuity in the audit process. Just as Enron was not Arthur Andersen's "first strike," Kanebo was not the first accounting problem in which ChuoAoyama/Misuzu has been implicated, and we note that the firm also audited the books of Nikko Cordial Corp., which was recently hit with a record fine for falsifying its earnings for the 2004-05 fiscal year. A number of the firm's auditors have defected to other firms, and many client companies have already switched to other audit firms, or are planning to do so at their next annual meeting. Other companies have appointed additional audit firms to serve alongside Misuzu. In recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations, and transfer its accountants and its business to a number of other major audit firms. However, it is not clear which firm will ultimately be auditing RISA Partners' books. Because Misuzu has suffered sufficient damage to its reputation that it now plans to disband, we cannot support the firm's appointment as RISA Partners' external auditor, and we recommend that shareholders oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Statutory Auditors The ceiling would be raised from JY 20 million per year to JY 40 million per year. (Note that this ceiling applies to the statutory auditors, and not to the audit firm.) The ceiling was last adjusted in 1999 when the company was still privately-held. This change is being requested because the number of statutory auditors will increase from 3 to 4, as proposed in Item 3, with a view to strengthening the internal audit function. Because the new ceiling is not excessive and because the company has been performing well financially, we have no reason to oppose this resolution. However, we do urge the company to appoint statutory auditors who have no ties to RISA's lenders or other business partners. 12/22/06 - S Road King Infrastructure Ltd. G76058109 None 26,000 1 Approve Issuance of 20 Million Shares For For Mgmt Pursuant to a Subscription Agreement with Shenzhen Investment Ltd. This item seeks shareholder approval for the subscription agreement entered into by the company, Shenzhen Investment Ltd. (SIL), a substantial shareholder of the company holding 21.9 percent of the company's existing issued share capital, and UBS AG (UBS), an independent third party (SIL Subscription Agreement). Under the subscription agreement, SIL agreed to conditionally subscribe for 20.0 million new shares, which represents approximately 3 percent of the company's existing issued share capital and 2.9 percent of the company's share capital as enlarged by the SIL Subscription Agreement. The subscription shares would rank pari passu with the existing issued shares of the company, and would be issued at the subscription price of HK$$10.96 ($1.4) per share. The subscription price represents a discount of 0.4 percent, discount of 5 percent, and a discount of 6 percent to the average closing price of the company's shares 60 days prior to the announcement of the proposal (Pre-announcement) on Nov. 14, 2006 (Announcement Date), a day before the Announcement Date (Initial), and from the announcement date to Dec. 7, 2006, which is the date of writing of this analysis (Post-announcement), respectively, and is equal to the placing price for shares pursuant to a placing and subscription agreement between the company, Wai Kee Hldgs. Ltd., holder of 41.8 percent of the company's shares, Ko Yuk Bing, and UBS on Nov. 9, 2006. It was also noted that SIL has undertaken to UBS that from the date of the SIL Subscription Agreement up to 90 days after the date of the completion of the SIL Subscription Agreement, it would not and would procure none of its nominees and companies controlled by its entities associated with it transfer or dispose of any shares of the company held by it. Estimated net proceeds upon completion of the SIL Subscription are estimated to be approximately HK$212.0 million ($27.3 million), which would be used for the company's general working capital. The directors consider that this proposal would strengthen the capital base of the company and increase liquidity of trading in its shares. This is a reasonable request. 12/22/06 - S Road King Infrastructure Ltd. G76058109 None 26,000 1 Approve Sunco A Subscription Agreement For For Mgmt Relating to the Subscription of 55 Percent of the Enlarged Issued Capital of Sunco Binhai Land Ltd. I. Transaction Summary Acquirers: RK Investments (Beijing) Ltd. (RKI (BJ)), a wholly-owned subsidiary of the company; Elite Rich Investments Ltd. (Elite Rich), a wholly-owned subsidiary of Wai Kee Hldgs. Ltd. (Wai Kee), the controlling shareholder of the company holding 41.8 percent of the company's existing issued share capital; and Zhang Hauqiao (Mr. Zhang), an executive director of Shenzhen Investment Ltd., which holds 21.9 percent of the company's existing issued share capital (collectively, the Subscribers) Target: a total of 55 new shares of $1.0 each in Sunco Binhai Ltd. (Sunco A), a company owned as to 40 percent by Sunco China Hldgs. Ltd. (Sunco China), a company indirectly owned by Sun Hongbin (Mr. Sun) (Sunco A Subscription) Consideration: capitalization of loans advanced and cash Transaction Terms: the Subscribers would subscribe for a total of 55 new shares in Sunco A at an aggregate subscription amount of RMB 500.0 million ($61.9 million) Value of Transaction: RMB 500.0 million ($61.9 million) Dividends: Upon completion of the Sunco A Subscription (Completion), the Subscribers would be entitled to cash dividend or any other distribution in specie in each financial year within 36 months from the date of Completion, with a guaranteed annual return of 20 percent to their subscription monies. II. Company Description Sunco A, owned as to 88.9 percent and 11.1 percent by Sunco China and Sunco Management Hldgs. Ltd., respectively, is an investment holding company together with its subsidiaries (Sunco A Group) engage in property development in the People's Republic of China (PRC). As at Sept. 30, 2006, the Sunco A Group had various projects located in eight cities in the PRC. III. Transaction Under the Sunco A Subscription, a total of 55 new shares in Sunco A would be subscribed to by the Subscribers, as to 49 new shares by RKI (BJ), 5 new shares by Elite Rich, and 1 new share by Mr. Zhang. Based on arm's length negotiations between the parties involved, the aggregate subscription amount of RMB 500.0 million ($61.9 million) was determined based on the Subscribers' knowledge and experience with regard to the property development projects in the PRC, their perceived potentials to be generated from the property development projects and the independent valuation of the property interests held by Sunco A Group as at Sept. 30, 2006 prepared by RHL Appraisal Ltd. The subscription amount would be satisfied by the Subscribers as to RMB 200.0 million ($24.8 million) by the capitalization of a loan provided by RKI (BJ) amounting to approximately RMB 172.7 million ($21.4 million) and Elite Rich amounting to approximately RMB 27.3 million ($3.4 million) to Sunco A, while the balance would be funded by cash. It was noted that Mr. Sun, Sunco China, and Sunco Management have undertaken to ensure that Sunco A fulfill its obligations under the Sunco A Subscription. Following the completion of the Sunco A Subscription Agreement, the company would be interested in 49.0 percent of Sunco A. IV. Rationale Considerations (Disclosure Level: Satisfactory) In view of the vast potential of the PRC property market, the company believes that it is strategically appropriate to expand its PRC property development business in order to broaden and secure another significant source of profit and supplement the earnings of its traditional highway business. The proposed transaction is expected enable the company to achieve a significant and critical mass as well as a considerable scale of investment and participation in the PRC property sector. V. Pro Forma Financial Summary Upon Completion, the net assets of the company and its subsidiaries (Group) would increase by HK$69.4 million ($8.9 million). VI. Risks Among the risks associated with the Sunco A Subscription are: 1. Sunco A Group's revenue from the sale of properties in the PRC is dependent on the trends of the PRC's property market. 2. Sunco A Group may not have adequate financing to fund their land acquisition and property developments. 3. Sunco A Group may not be able to replenish land reserves for development VII. Market Reaction (vs. market index during same period) -Pre-announcement: The share price increased by 16.5 percent in the 60 days prior to Oct. 17, 2006 (the Announcement Date) vs. a 3.7 percent increase for the HSI, outperforming the index by 12.8 percentage points -Initial: The share price remained unchanged a day before the Announcement Date, vs. a 0.03 percent increase for the HSI, underperforming the index by 0.03 percentage points -Post-analysis: The shares increased by 12.7 percent from the Announcement Date to Dec. 8, 2006, vs. a 4 percent increase for the HSI, outperforming the index by 8.7 percentage points - We note that the price of the company's shares has been increasing prior to and after the release of the announcement pertaining to this acquisition. VIII. Governance (Disclosure Level: Satisfactory) Following the completion of the Sunco A Subscription, the board of directors of Sunco A would comprise nine members of whom, five are to be appointed by RK Properties Hldgs. Ltd. (RK Properties), a wholly-owned subsidiary of the company and Elite Rich. Mr. William Zen, chairman of Wai Kee and the company, is also expected to chair the board of directors of Sunco A. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 2 Approve Suzhou Sunco Acquisition Agreement For For Mgmt Relating to the Acquisition by Changzhou Hongxi of the Entire Registered Capital of Suzhou Sunco and the Shareholders Loan I. Transaction Summary Acquirer: Changzhou Hongxi, an indirect wholly-owned subsidiary of RK Properties. Target: Entire registered capital of Suzhou Sunco and part of the shareholder's loan due to Sunco B WFOE (Vendor A), a company indirectly owned as to 40 percent by Sunco China, of approximately RMB 320.7 million ($39.7 million) at face value. Consideration: debt settlement Transaction Terms: Changzhou Hongxi would acquire the entire registered capital of Suzhou Sunco for RMB 49.3 million ($6.1 million) and part of the shareholder's loan due to Vendor A, amounting to approximately RMB 320.7 million ($39.7 million) from Vendor A and two of its subsidiaries namely, Vendor B and Vendor C, whose English names are not disclosed, (collectively, Vendors) Value of Transaction: RMB 370.0 million ($45.8 million) II. Company Description Suzhou Sunco, a company owned by Sunco B, is an investment holding company engaged in property development in the PRC. As at Sept. 30, 2006, Suzhou Sunco has one project in the name of "Phoenix Land" with three pieces of land developable on hand located at Suzhou, Jiangsu, the PRC. It was noted that Suzhou Sunco has not completed and delivered any properties to buyers in the two years ended Dec. 2005, thus, no revenue was recorded during those two financial years. However, for the six months ended June 30, 2006, it has completed certain properties which have been delivered to buyers and as such a revenue of approximately RMB 304.3 million ($37.7 million) was recognized for that period. III. Transaction Under the proposed acquisition, Changzhou Hongxi would acquire the entire registered capital of Suzhou Sunco for approximately RMB 49.3 million ($6.1 million) from the Vendors and part of the shareholder's loan due to Sunco B WFOE by Suzhou Sunco amounting to approximately RMB 320.7 million ($39.7 million) on a dollar for dollar basis for an aggregate consideration of RMB 370.0 million ($45.8 million). Based on arm's length negotiations between the parties involved, the aggregate consideration amount was determined with regard to the perceived potential of the development of the "Phoenix Land" with approximately 197,179 meters squared of gross floor area (GFA) available for sale and an undeveloped site area of approximately 671,702 meters squared, the value of the underlying property assets of Suzhou Sunco as at Sept. 30, 2006, the loan receivable in the amount of approximately RMB 320.7 million ($39.7 million), and the audited net assets of Suzhou Sunco as at June 30, 2006 of approximately RMB 119.1 million ($14.7 million). The consideration for the acquisition would be settled by the application of the total consideration amount to repay the principal amount of loans advanced by wholly-owned subsidiaries of RK Properties of RMB 270.0 million ($33.4 million) and RMB 100.0 million ($12.4 million) to Sunco Beijing 1 and Sunco A WFOE, respectively, which are companies indirectly owned by Sunco China as to 94.7 percent and 88.9 percent, respectively. Upon completion of the acquisition, Suzhou Sunco would be wholly-owned by Changzhou Hongxi. IV. Rationale Considerations (Disclosure Level: Satisfactory) In view of the vast potential of the PRC property market, the company believes that it is strategically appropriate to expand its PRC property development business in order to broaden and secure another significant source of profit and supplement the earnings of its traditional highway business. The proposed transaction is expected enable the company to achieve a significant and critical mass as well as a considerable scale of investment and participation in the PRC property sector. V. Pro Forma Financial Summary Upon Completion, the net assets of the company and its subsidiaries (Group) would increase by HK$184.6 million ($23.8 million). VI. Risks Among the risks associated with the acquisition of Suzhou Sunco are: 1. Suzhou Sunco's revenue from the sale of properties in the PRC is dependent on the trends of the PRC's property market. 2. Suzhou Sunco may not have adequate financing to fund their land acquisition and property developments. 3. Suzhou Sunco may not be able to replenish land reserves for development VII. Market Reaction (vs. market index during same period) -Pre-announcement: The share price increased by 23 percent in the 60 days prior to Nov. 1, 2006 (the Announcement Date) vs. a 5.9 percent increase for the HSI, outperforming the index by 17.1 percentage points -Initial: The share price remained unchanged a day before the Announcement Date, vs. a 0.7 percent increase for the HSI, underperforming the index by 0.7 percentage points -Post-analysis: The shares increased by 5.1 percent from the Announcement Date to Dec. 8, 2006, vs. a 1.5 percent increase for the HSI, outperforming the index by 3.6 percentage points - We note that the price of the company's shares has been increasing prior to and after the release of the announcement pertaining to this acquisition. VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of Suzhou Sunco. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 3 Approve Advance of a Loan in the Aggregate For For Mgmt Principal Amount of RMB 363.6 Million to Sunco Real Estate Investment Ltd. This item seeks to approve a loan to be advanced by RKI (BJ) to Sunco B, a company owned as to 88.9 percent and 11.1 percent by Sunco China and Sunco Management, respectively, in the principal amount of RMB 363.6 million ($45.0 million). The loan would carry an interest rate of 12 percent per annum, would mature on March 16, 2008 and would be prepaid in full, together with the acquired interest, within five months after the expiry, termination or exercise of an option granted by Mr. Sun and Sunco China (collectively, Sunco Parties) to RK Properties and Elite Rich (collectively, Principal Investors), which grants the Principal Investors the right to require the Sunco Parties to procure that Sunco B issues to them shares representing 55 percent interest of Sunco B's enlarged issued capital. The proposed loan is expected to strengthen the financial position of Sunco Parties and Sunco B, which would in turn, enable a smooth implementation of the transactions contemplated under the Sunco A Subscription Agreement and the Suzhou Acquisition Agreement, which were discussed in items 1 and 2, respectively. This being the case, a vote in favor of this resolution is recommended. 05/07/07 - S Road King Infrastructure Ltd. G76058109 None 66,718 1 Approve Advance of a Loan by RK Investment For For Mgmt (Beijing) Ltd. of Up to HK$600.0 Million to Sunco Property Hldgs. Co. Ltd. at an Interest Rate of 6 Percent Per Annum This item seeks approval for agreements entered into between RK Investment (Beijing) Ltd. (RKI BJ), a wholly-owned subsidiary of the company, and Sunco Property Hldgs. Co. Ltd. (Sunco A), owned as to 49 percent by the company, relating to the advance by RK BJ of a loan of up to HK$400.0 million ($51.4 million) to Sunco A (Loan 5) and the provision by RKI BJ of a further loan of HK$600.0 million ($77.1 million) to Sunco A as a result of RKI BJ's exercise of its first right of refusal to provide such further loan (Loan 6). Both Loan 5 and Loan 6 would have an interest rate of 6 percent per annum, be repayable on demand in any event until Oct. 31, 2007 and be secured by fixed and floating charges over the entire assets and undertakings of Sunco A. It was noted that Sunco A would use proceeds from such loan advances to fund the acquisition of direct or indirect interest in land property development projects in the People's Republic of China (the PRC). This proposal is expected to facilitate the expansion of the company and its subsidiaries (Group) in the future. Given its 49 percent interest in Sunco A, the Group expects that with the provision of loans to Sunco A it would be able to capture a considerable scale of investment and participation in the PRC property sector. This is a reasonable request. 05/15/07 - A Road King Infrastructure Ltd. G76058109 05/09/07 66,718 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare Final Dividend For For Mgmt The board recommends the payment of a final dividend of HK$0.26 ($0.03) per share 3a Reelect Hu Aimin as Director For For Mgmt 3b Reelect Chan Hing Chiu, Vincent as Director For For Mgmt 3c Reelect Chow Shiu Kee, Stephen as Director For For Mgmt 3d Reelect Lau Sai Yung as Director For For Mgmt 3e Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks shareholder approval for the granting of a new mandate to issue shares, representing up to 20 percent of current issued capital, without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, shareholders are advised to vote against this item unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 6 Approve Issuance of Shares Pursuant to the For Against Mgmt Share Option Scheme The percentage of shares available under the Share Option Scheme is 10 percent of the company's issued capital, which is considered an unacceptable level of dilution. In the absence of set performance criteria and vesting periods, this scheme cannot be considered sufficiently well-structured to justify a potential dilution of 10 percent. 05/10/07 - A Robert Walters plc G7608T118 None 6,377 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 2.85 Pence Per For For Mgmt Ordinary Share 4 Re-elect Philip Aiken as Director For For Mgmt 5 Re-elect Russell Tenzer as Director For For Mgmt 6 Elect Martin Griffiths as Director For For Mgmt 7 Elect Alan Bannatyne as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,618,138 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 854,126 11 Approve Reduction of GBP 20,000,000 from For For Mgmt Share Premium Account 12 Authorise the Disapplication of the For For Mgmt Provisions of Section 89(1) of the Companies Act 1985 13 Authorise 12,803,058 Ordinary Shares for For For Mgmt Market Purchase 07/06/06 - A Robert Wiseman Dairies plc G7608U107 None 1,473 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 6.60 Pence Per For For Mgmt Ordinary Share 4 Re-elect Norman Murray as Director For For Mgmt 5 Re-elect Alan Wiseman as Director For For Mgmt 6 Re-elect Beverley Hodson as Director For For Mgmt 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,350,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 360,000 11 Authorise 7,000,000 Ordinary Shares for For For Mgmt Market Purchase 12 Approve Waiver on Tender-Bid Requirement For Against Mgmt 13 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors to GBP 500,000 03/05/07 - A Roche Holding AG H69293217 None 35,431 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 3.40 per Share 4 Elect Directors For Mgmt 5 KPMG Klynveld Peat Marwick Goerdeler SA For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/25/06 - A Rock Field Co. *2910* J65275109 04/30/06 639 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 7, Final JY 12, Special JY 0 2 Amend Articles to: Increase Number of For For Mgmt Statutory Auditors - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Limit Liability of Directors and Statutory Auditors 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt 04/25/07 - A Rockwool International K8254S144 None 310 1 Receive Report of Board None None Mgmt 2 Receive Financial Statements and Statutory None None Mgmt Reports 3 Approve Financial Statements and Statutory For For Mgmt Report; Approve Discharge of Directors 4 Approve Allocation of Income For For Mgmt 5 Elect Directors For Against Mgmt We strongly believe that publicly listed companies should disclose details on proposals at least 30 days prior to the meeting. According to Rockwool International's notice, the names of the nominees will not be made public until approximately eight days before the AGM. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. Most large Danish companies disclose at least the names of any nominees to the board in the meeting notice. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 6 Ratify Auditors For For Mgmt 7a Approve Remuneration of Directors For For Mgmt 7b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 04/30/07 - A/S RODOBENS NEGOCIOS IMOBILIARIOS SA P81424106 None 22,025 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12/31/06 This item requests shareholder acceptance of the financial statements and statutory reports for the fiscal year ended 2006. The company provided its financial statements and statutory reports via Bloomberg news and has also submitted their financials to the Brazilian securities commission (CVM). According to the board of director minutes, the external auditors' (name not disclosed in meeting notes) provided their unqualified opinion and asserts that the financial statements accurately reflect the financial position of the company. ISS recommends shareholder support. 2 Approve Allocation of Income and Dividends For For Mgmt This item requests to approve the allocation of income and dividends as proposed by the board of directors. The company financial statements provided the following distribution of income for 2006: Net profits: BRL 2.365 million ($1.1 million) Legal reserves of BRL 118,250 ($55,500) Proposed dividend of BRL 629,205 ($295,000) The cash dividend payout to shareholders translates to BRL .0129 ($0.006) per share represents a 28 percent payout ratio of the total net profits. As Rodobens dividend payout has met the Brazilian law stating that companies must distribute a minimum of 25 percent of their net income, and given the newly-listed status of the company, this is a reasonable dividend and income allocation request that warrants shareholder support. 3 Approve Aggregate Remuneration of Directors For For Mgmt for Fiscal Year 2007 This item requests to approve directors' remuneration. It is Brazilian market practice not to disclose the proposed remuneration levels until the day of the AGM. At the 2006 AGM shareholders approved remuneration of BRL 200,000 ($93,800). We find last year's remuneration level to be in line with that of similarly sized companies in Brazil. As such, this is a routine item that warrants shareholder support. Special Business 1 Discuss Alternatives to be Represented on For Against Mgmt Behalf of the Company and Amend Article 30 Accordingly This item requests to amend article 30 of the company bylaws. Article 30 describes the various ways of representing the company by the board of directors and executives. We note that the company's meeting materials did not contain the complete text of the article amendments. ISS was also unable to procure a full text of the proposed changes. As we are unable to assess this resolution's impact on shareholder rights, support for this item is not recommended at this time. 04/20/07 - A Rotork plc G76717126 None 6,799 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 11.65 Pence Per For For Mgmt Ordinary Share 3 Re-elect Alex Walker as Director For For Mgmt 4 Re-elect Bob Arnold as Director For For Mgmt 5 Elect Peter France as Director For For Mgmt 6 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Approve Remuneration Report For For Mgmt 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to 22,706,689 Ordinary Shares 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to 4,314,161 Ordinary Shares 11 Authorise 8,500,000 Ordinary Shares for For For Mgmt Market Purchase 12 Authorise 44,795 Preference Shares for For For Mgmt Market Purchase 13(a) Adopt New Articles of Association For For Mgmt 13(b) Amend Memorandum of Association For For Mgmt The Company confirmed to RREV, that the auditors are not included within the scope of the indemnity, which is in line with best practice. Therefore, this amendment is not contentious. 04/25/07 - A Royal Bank of Scotland Group plc G76891111 None 168,511 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 66.4 Pence Per For For Mgmt Ordinary Share 4 Re-elect Lawrence Fish as Director For For Mgmt 5 Re-elect Sir Fred Goodwin as Director For For Mgmt 6 Re-elect Archie Hunter as Director For For Mgmt 7 Re-elect Charles Koch as Director For For Mgmt 8 Re-elect Joe MacHale as Director For For Mgmt 9 Re-elect Gordon Pell as Director For For Mgmt 10 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 11 Authorise Audit Committee to Fix For For Mgmt Remuneration of Auditors 12 Authorise Bonus Issue For For Mgmt Shareholders rights will not be affected by this bonus issue, which we consider adequately explained by the Company. 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 260,052,320 14 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,401,867 15 Authorise 315,214,934 Ordinary Shares for For For Mgmt Market Purchase 16 Approve The Royal Bank of Scotland Group For For Mgmt Plc 2007 Executive Share Option Plan Analysis and Vote Recommendation The Company included RREV in its shareholder consultation exercise prior to the publication of the meeting circular. We welcome the replacement of the current ESOS, which we highlighted in our last report as not complying with good practice, as it operates a single EPS vesting hurdle of 3% above RPI per annum. The proposed ESOS meets current good practice regarding the threshold vesting level, the absence of retesting, dilution limits and vesting for good leavers and a change-in-control or other corporate events. We also welcome the introduction of significant shareholding guidelines. We have based our analysis of the scheme on the indicated EPS range provided by the Company, in the absence of a pre-set scale. This vesting scale of 5% to 10% growth p.a. is a significant improvement on the current ESOS and appears suitably challenging at the upper end. The lower target does not appear challenging given current broker forecasts of 10% growth p.a., so we urge the Committee to adjust this at the time of making grants if forecasts remain at a similar level. RREV will keep the targets set each year under review, to ensure they are suitably challenging. The scheme award limit of 300% of salary is higher than the current ESOS limit of 250%. In addition, in practice ESOS grants have typically been 125% of salary, other than to the CEO. The Company has informed RREV that the Remuneration Committee has not yet set individual grant levels under the new ESOP. These will take account of the change in expected value resulting from the introduction of the tougher vesting scale. It is also possible that differentials between individual Executive Directors will be maintained. RREV accepts these points. Based on the information provided by the Company, we recommend that shareholders approve this scheme. 17 Approve The Royal Bank of Scotland Group For For Mgmt Plc 2007 Sharesave Plan 18 Authorise the Company to Use Electronic For For Mgmt Communication As each shareholder is able to request hard copies at any time, we consider the proposal does not represent any weakening of shareholder rights. We therefore consider this acceptable. 05/15/07 - A Royal Dutch Shell plc G7690A100 None 125,349 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Elect Rijkman Groenink as Director For For Mgmt 4 Re-elect Malcolm Brinded as Director For For Mgmt 5 Re-elect Linda Cook as Director For For Mgmt 6 Re-elect Maarten van den Bergh as Director For For Mgmt 7 Re-elect Nina Henderson as Director For For Mgmt 8 Re-elect Christine Morin-Postel as Director For For Mgmt 9 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 10 Authorise Board to Fix Remuneration of For For Mgmt Auditors 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000 13 Authorise 644,000,000 Ordinary Shares for For For Mgmt Market Purchase 14 Authorise the Company to Make EU Political For For Mgmt Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 05/15/07 - A Royal Dutch Shell plc G7690A118 None 48,483 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Elect Rijkman Groenink as Director For For Mgmt 4 Re-elect Malcolm Brinded as Director For For Mgmt 5 Re-elect Linda Cook as Director For For Mgmt 6 Re-elect Maarten van den Bergh as Director For For Mgmt 7 Re-elect Nina Henderson as Director For For Mgmt 8 Re-elect Christine Morin-Postel as Director For For Mgmt 9 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 10 Authorise Board to Fix Remuneration of For For Mgmt Auditors 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000 13 Authorise 644,000,000 Ordinary Shares for For For Mgmt Market Purchase 14 Authorise the Company to Make EU Political For For Mgmt Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 08/28/06 - S Royal KPN NV N4297B146 08/21/06 170,189 1 Open Meeting None Mgmt 2 Receive Notification of the Appointment of None Mgmt J.B.P Coopmans to the Management Board 3 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/17/07 - A Royal KPN NV N4297B146 03/19/07 259,473 1 Open Meeting and Receive Announcements None Mgmt 2 Receive Report of Management Board None Mgmt 3 Discussion on Company's Corporate None Mgmt Governance Structure 4 Approve Financial Statements and Statutory For Mgmt Reports 5 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 6 Approve Dividends of EUR 0.34 Per Share For Mgmt 7 Approve Discharge of Management Board For Mgmt 8 Approve Discharge of Supervisory Board For Mgmt 9 Amend Articles For Mgmt 10 Ratify PricewaterhouseCoopers Accountants For Mgmt NV as Auditors 11 Opportunity to Nominate Supervisory Board None Mgmt Member 12 Elect M. Bischoff to Supervisory Board For Mgmt 13 Elect J.B.M. Streppel to Supervisory Board For Mgmt 14 Elect C.M. Colijn-Hooymans to Supervisory For Mgmt Board 15 Announce Vacancies on Supervisory Board None Mgmt 16 Approve Remuneration of Supervisory Board For Mgmt 17 Approve Remuneration Policy for Management For Mgmt Board Members 18 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 19 Approve Reduction in Share Capital via For Mgmt Cancellation of Shares 20 Allow Questions and Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/18/07 - A RWE AG D6629K109 03/28/07 26,663 1 Receive Financial Statements, Statutory None Mgmt Reports, and Supervisory Board Report for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 3.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives when Repurchasing Shares 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Ryobi Ltd. *5851* J65629164 03/31/07 8,190 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 12 The payout ratio for the full year is 20 percent based on consolidated earnings, or 24 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 9 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Neither nominee is designated by the company as independent, and we have no reason to oppose the nominations. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 30 million per month (or JY 360 million per year) to JY 420 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 4 million per month (or JY 48 million per year) to JY 60 million per year. After the meeting, the company will continue to have 10 directors and 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 07/06/06 - A/S S.O.I.TEC SILICON on INSULATOR F84138118 None 42,891 TECHNOLOGIES Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividends 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Elect Andre-Jacques Auberton-Herve as For Mgmt Director 6 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 7 Authorize Issuance of Bonds/Debentures in For Mgmt the Aggregate Value of EUR 300 Million Special Business 8 Amend Articles of Association Re: Attend For Mgmt Board of Directors' Meetings by Way of Videoconference and of Telecommunication 9 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Million 10 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Million 11 Set Global Limit for Capital Increase to For Mgmt Result from Above Issuance Requests at EUR 1.2 Million and for Debt Issuance Requests at EUR 300 Million 12 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Relating to Delegation Submitted to Shareholder Vote Above 13 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 14 Authorize Capitalization of up to Full For Mgmt Amount of Reserves for Bonus Issue or Increase in Par Value 15 Authorize up to Five Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 16 Approve Capital Increase Reserved for For Mgmt Employees Participating in Savings-Related Share Purchase Plan 17 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/30/07 - A/S SABESP, Companhia Saneamento Basico P8228H104 None 980,000 Sao Paulo Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income; Approve For For Mgmt Transfer of Retained Profits to Investment Reserves in Compliance with Investment Plan 3 Elect Board Members and Supervisory Board; For For Mgmt Elect Their Respective Alternates 4 Approve Remuneration of Directors, For For Mgmt Supervisory Board Members, Audit Committee, and Executive Officer Board Special Business 5 Approve 125:1 Reverse Stock Split For For Mgmt 6 Amend Article 2 to Conform with Federal Law For For Mgmt 11,445/07; Article 5 to Reflect Changes in Capital; and Article 28 Related to the Company's Organizational Structure 06/28/07 - A Sakai Chemical Industry Co. Ltd. J66489121 03/31/07 20,000 *4078* 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 2 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 3 Approve Retirement Bonus for Director For For Mgmt The recipient is an insider. 11/30/06 - A SALLY MALAY MINING LTD *SMY* Q82375116 11/28/06 9,406 1 Elect Christopher Langdon as Director For For Mgmt 2 Adopt Remuneration Report for the Fiscal For Against Mgmt Year Ended June 30, 2006 Executive Summary of Reason for Against Recommendation on Resolution 2 - Non-executive directors are entitled to termination benefits if removed by shareholders; equity granted to executives does not have demanding performance hurdles; non-executive directors are eligible to receive options on the same terms as those granted to management. 3 Approve the Increase in Non-Executive For For Mgmt Directors'Remuneration from A$200,000 to A$400,000 Per Annum - As noted above, directors of Sally Malay are entitled to termination payments if removed as directors by shareholders. Some investors may wish to vote against this proposed increase to the fee cap as a result, or correspond with the company on this issue. 4 Approve the Grant of 250,000 Options at an For Against Mgmt Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Christopher de Guingand Executive Summary of Reason for Against Recommendation on Resolutions 4, 5, and 6 - Resolutions 4 and 5: The resolutions seek approval to grant options to non-executive directors on the same terms as those to be granted to management. This is not supported by Australian governance standards. - Resolution 6: The performance hurdle for the proposed option grants is a premium-exercise-price hurdle which is not demanding enough to satisfy local market standards. 5 Approve the Grant of 250,000 Options at an For Against Mgmt Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Christopher David James Langdon 6 Approve the Grant of 1.5 Million Options at For Against Mgmt an Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Peter John Harold 7 Approve the Grant of 750,000 Options at an For Against Mgmt Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Richard Jordinson, Senior Executive Executive Summary of Reason for Against Recommendation on Resolutions 7 and 8 - The performance hurdle for the proposed option grants is a premium-exercise-price hurdle, which is not demanding enough to satisfy local market standards. 8 Approve the Grant of 750,000 Options at an For Against Mgmt Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Trevor Eton, Senior Executive 9 Approve the Grant One Million Shares to For For Mgmt Peter John Harold, Managing Director, Pursuant to the Long Term Share Plan 05/04/07 - S SALLY MALAY MINING LTD *SMY* Q82375116 05/02/07 32,586 1 Elect John Rowe as Director For For Mgmt 2 Elect Brian Phillips as Director For For Mgmt 3 Approve Grant of 500,000 Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to Christopher de Guingand Summary of Reason for 'Against' Recommendation on Res. 3, 4, 5, and 6 - These resolutions seek to grant options to non-executive directors. Australian investors generally oppose grants of options to non-executive directors. 4 Approve Grant of 500,000 Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to Christopher Langdon 5 Approve Grant of 500,000 Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to John Rowe 6 Approve Grant of 500,000 Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to Brian Phillips 7 Approve Grant of 5 Million Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to Peter Harold Summary of Reasons for 'Against' Recommendation on Res. 7 - The vesting period for the options is too short. Eighty percent of the options vest within two years of grant, and all options vest after approximately 2.2 years. - The performance hurdles are not demanding enough to satisfy local market standards, being based on absolute production and NPAT targets. 05/23/07 - A Salzgitter AG (frmly Preussag Stahl D80900109 05/02/07 15,782 AG) 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 1 per Share and a Special Dividend of EUR 1 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6a Elect Hasan Cakir (Employee Representative) For Mgmt to the Supervisory Board 6b Elect Lothar Hageboelling to the For Mgmt Supervisory Board 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 64 Million Pool of For Mgmt Capital without Preemptive Rights 9 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 48.5 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/28/07 - A Samsung Electronics Co. Ltd. Y74718100 12/31/06 1,821 1 Approve Appropriation of Income and Final For For Mgmt Dividend of KRW 5000 Per Common Share 2 Elect Directors For For Mgmt 2.3 Elect Member of Audit Committee For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 06/26/07 - A San-in Godo Bank Ltd. *8381* J67220103 03/31/07 1,422 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 The payout ratio for the full year is 10 percent based on consolidated earnings, or 11 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. We will consider recommending votes against future income allocations, if profits grow and the dividend payment is not increased. 2 Amend Articles to: Streamline Board For For Mgmt Structure The proposed change is routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 8 and 17 Background of non-executive nominee(s): Nominee 8 is the current president of Hotel Management Yonago Co., Ltd. Nominee 17 is the president of his own company and he is a former partner and a current senior adviser to ABeam Consulting Ltd. Board Profile Composition of board after this meeting: 15 executives and 2 non-executives. The number of outsiders is increasing from 1 to 2. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 3.14 Elect Director --- For 3.15 Elect Director --- For 3.16 Elect Director --- For 3.17 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee does not meet our criteria for independence. He is an attorney and has served as the company's outside counsel. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt See item 4.1 5 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 57.66 million to 17 directors, and JY 7.34 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 7 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditor All retirees have held executive positions with the company. Accordingly, we have no reason to oppose this resolution. 04/24/07 - S Sanlam Limited S7302C137 None 209,506 1 Approve Specific Repurchase in Terms of the For For Mgmt Voluntary Tender Offer 2 General Authority to a Sanlam Director or For For Mgmt the CompanySecretary 06/06/07 - A Sanlam Limited S7302C137 None 164,406 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 12-31-06 2 Ratify Ernst & Young as Auditors For For Mgmt 3 Reelect J.P. Moller as Director Appointed For For Mgmt During the Year Due to the poor attendance records of Bakane-Touane, James, and Motsepe we recommend that shareholders oppose their reelection. 4 Elect Directors For Split Mgmt 4.1 Reelect M.M. Bakane-Tuoane as Director --- Against 4.2 Reelect F.A. du Plessis as Director --- For 4.3 Reelect W.G. James as Director --- Against 4.4 Reelect P.T. Motsepe as Director --- Against 4.5 Reelect R.V. Simelane as Director --- For 5 Authorize Board to Fix Remuneration of the For For Mgmt Auditors 6 Approve Remuneration of Directors for For For Mgmt Fiscal 2006 7 Approve Remuneration of Directors for For For Mgmt Fiscal 2007 8 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 9 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 10 Amend Articles of Association Re: Director For For Mgmt Indemnification 11 Amend Articles of Association Re: Third For For Mgmt Parties 04/27/07 - A Sartorius AG D6705R119 04/06/07 186 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.62 per Ordinary Share and 0.64 per Preference Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Amend Articles Re: Electronic Distribution For Mgmt of Company Communication 6a Elect Dirk Basting to the Supervisory Board For Mgmt 6b Elect Lothar Kappich to the Supervisory For Mgmt Board 6c Elect Gerd Krieger to the Supervisory Board For Mgmt 6d Elect Heribert Offermanns to the For Mgmt Supervisory Board 6e Elect Arnold Picot to the Supervisory Board For Mgmt 6f Elect Michael Schulenburg to the For Mgmt Supervisory Board 7 Ratify Deloitte & Touche GmbH as Auditors For Mgmt for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/03/06 - S Sasol Ltd. 803866102 None 12,286 Special Meeting Agenda 1 Approve Repurchase of 60 Million Ordinary For For Mgmt Treasury Shares from Sasol Investment Company (Pty) Limited 2 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 11/23/06 - A Sasol Ltd. 803866102 None 6,623 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended June 30, 2006 2 Elect Directors For Split Mgmt 2.1 Reelect E. le R. Bradley as Director --- For 2.2 Reelect B.P. Connellan as Director --- For 2.3 Reelect P.V. Cox as Director --- For 2.4 Reelect L.P.A. Davies as Director --- Against 2.5 Reelect M.S.V. Gantsho as Director --- For 2.6 Reelect J.E. Schrempp as Director --- For 3 Elect Directors For For Mgmt 4 Ratify KPMG, Inc. as Auditors For For Mgmt 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Remuneration of Directors For For Mgmt 06/28/07 - A Sato Shoji Corp. *8065* J69757102 03/31/07 2,044 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 15 2 Amend Articles to: Expand Business Lines For Against Mgmt In the item, the company seeks to limit the liability of its external audit firm in the event of a shareholder lawsuit. Because we believe the proposal to limit the liability of the external audit firm may have a negative impact on the quality of the audit function, we recommend that shareholders oppose this resolution. 3 Elect Director For For Mgmt Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives. The board currently includes no outside directors. 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee for independent auditor does not pass our test for independence. He is an attorney and has been served as the company's outside counsel. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt See item 4.1 5 Approve Retirement Bonus for Statutory For For Mgmt Auditor The recipient is an insider. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 12 million per month (or JY 144 million per year) to JY 280 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 3 million per month (or JY 36 million per year) to JY 70 million per year. After the meeting, the number of directors will increase from 6 to 7. The number of statutory auditors will decrease from 4 to 3. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 05/09/07 - A Savills plc G78283119 None 15,318 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 11 Pence Per For For Mgmt Ordinary Share 3a Elect Martin Angle as Director For For Mgmt 3b Re-elect Charles McVeigh as Director For For Mgmt 3c Re-elect Rupert Sebag-Montefiore as Director For For Mgmt 4 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 5 Authorise Board to Fix Remuneration of For For Mgmt Auditors 6 Approve Remuneration Report For For Mgmt Although the two issues highlighted above have been noted by RREV, we consider a vote in favour of the remuneration report to be appropriate. 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,096,916 8 Subject to the Passing of Resolution 7, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 164,537 9 Authorise 13,162,999 Ordinary Shares for For For Mgmt Market Purchase 06/22/07 - A Sawai Pharmaceutical Co., Ltd. *4555* J69811107 03/31/07 376 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 25 The payout ratio for the full year, including the interim dividend, is 35 percent based on consolidated earnings, or 46 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Increase Maximum Board For For Mgmt Size The company is increasing the maximum number of directors on the board from 12 to 15, in order to strengthen the management structure. The company will continue to have no outside directors. Nevertheless, in light of the company's growth and the fact that the board will not be unduly large by Japanese standards, we do not oppose this change. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 13 executives and 0 non-executives. The board currently includes 11 insiders and no outside directors. Candidates 11, 12 and 13 are new to the board (one incumbent director is stepping down). 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney in private practice. 5 Approve Retirement Bonus for Director For For Mgmt The retiring director is an insider, and we have no reason to oppose this resolution. 09/20/06 - S Schmolz + Bickenbach AG (frmly Swiss H8404Y102 None 107 Steel AG) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/20/06 - S Schmolz + Bickenbach AG (frmly Swiss H8404Y102 None 107 Steel AG) 1 Issue 11.1 Million Shares in Connection For Mgmt with a Merger 2 Change Company Name to SCHMOLZ + BICKENBACH For Mgmt AG 3 Convert Form of Securities from Bearer For Mgmt Shares into Registered Shares 4 Approve Creation of CHF 30 Million Pool of For Mgmt Capital without Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/12/06 - S Schmolz + Bickenbach AG (frmly Swiss H8404Y102 None 475 Steel AG) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/12/06 - S Schmolz + Bickenbach AG (frmly Swiss H8404Y102 None 475 Steel AG) 1 Convert Form of Securities from Bearer For Mgmt Shares into Registered Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Schmolz + Bickenbach AG (frmly Swiss H7321K104 None 299 Steel AG) 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 1.25 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 4.2 Ratify Ernst & Young AG as Auditors For Mgmt 5 Increase Existing Pool of Capital without For Mgmt Preemptive Rights to CHF 60 Million Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Schoeller-Bleckmann Oilfield A7362J104 None 563 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management and For Mgmt Supervisory Board 4 Approve Remuneration of Supervisory Board For Mgmt Members 5 Elect Supervisory Board Members For Mgmt 6 Ratify Auditors For Mgmt 7 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 8 Authorize Reissuance or Cancellation of For Mgmt Repurchased Shares 9 Authorize Reissuance of Own Shares without For Mgmt Preemptive Rights Through Other Means Than via Stock Exchange or Public Offer Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Schulthess Group AG H86243120 None 69 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Schulthess Group AG H86243120 None 69 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Accept Financial Statements and Statutory For Mgmt Reports 3 Approve Discharge of Board and Senior For Mgmt Management 4 Approve Allocation of Income and Dividends For Mgmt of CHF 12 per Share 5 Approve 10:1 Stock Split For Mgmt 6 Reelect Rudolf Kaegi and Thomas Rutz as For Mgmt Directors 7 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/16/07 - A Schweiter Technologies AG H73431142 None 23 1 Open Meeting (Non-Voting) None Mgmt 2 Receive Presentation on Fiscal 2006 None Mgmt 3 Accept Financial Statements and Statutory For Mgmt Reports 4 Approve Discharge of Board and Senior For Mgmt Management 5 Approve Allocation of Income and Dividends For Mgmt of CHF 6 per Share 6 Transact Other Business (Non-Voting) None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/15/07 - S SCi Entertainment Group Plc G7863S102 None 1,539 1 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 443,044.85 Pursuant to a Share Subscription by Warner Bros Entertainment. 01/24/07 - A SCi Entertainment Group Plc G7863S102 None 2,056 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Reappoint BDO Stoy Hayward LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 4 Re-elect Bill Ennis as Director For For Mgmt 5 Re-elect Tim Ryan as Director For Abstain Mgmt 6 Elect Roger Ames as Director For For Mgmt 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,041,881 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 190,406 9 Authorise 3,808,119 Ordinary Shares for For For Mgmt Market Purchase 10 Approve Increase in Remuneration of For For Mgmt Directors to GBP 300,000 05/10/07 - A/S SECHILIENNE-SIDEC F82125109 05/07/07 584 Ordinary Business 1 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 2 Approve Financial Statements and Statutory For Mgmt Reports 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Dividends of EUR 1.10 per Share For Mgmt 5 Ratify Appointment of Claude Rosevegue as For Mgmt Director 6 Reelect Claude Rosevegue as Director For Mgmt 7 Reelect Patrick de Giovanni as Director For Mgmt 8 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 9 Amend Articles to Reflect Changes in Capital For Mgmt 10 Amend Articles of Association Re: Record For Mgmt Date, Shareholding Disclosure Threshold, Quorum Requirements, and Nationality of the Company 11 Amend Articles Re: Composition of the Board For Mgmt of Directors 12 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 13 Approve Stock Option Plans Grants For Mgmt 14 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/28/07 - A SECURED CAPITAL JAPAN CO. LTD. *2392* J6998L104 12/31/06 6 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 1500, Special JY 0 Payout ratio is 9 percent (consolidated) or 15 percent (parent company). This is low by Japanese standards, but in light of the company's rapid growth, we do not object to the retention of cash at this stage of its development. The company was established in 1997, and went public only three years ago. 2 Amend Articles to: Expand Business Lines - For For Mgmt Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors The company seeks authority to limit the liability of outside statutory auditors in its service contracts with these individuals. The limit will be no less than JY 1 million or two years' worth of compensation, whichever is greater. Because such limitations are seen as necessary to attract qualified outsiders to serve in these positions, we do not generally oppose such amendments. The new business objectives are the management and collection of debts, and related research and consulting activities. 3.1 Appoint Internal Statutory Auditor For For Mgmt The nominees are the company's three incumbent statutory auditors, all of whom are designated as independent. All three meet our criteria for independence. They are, respectively, a former securities firm executive, a CPA, and an attorney. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee, a former securities firm executive and president of a research firm, meets our criteria for independence. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The company seeks approval to provide non-cash benefits to directors, in the form of company-owned housing at subsidized rates. The maximum annual cost burden to the company would be limited to JY 24 million per year. This would be in addition to the cash compensation ceiling of JY 200 million per year. We do not oppose this resolution. 10/31/06 - A SEEK LTD *SEK* Q8382E102 10/29/06 3,386 1 Receive Financial Statements and Statutory None None Mgmt Reports For the Year Ended June 30, 2006 2 Adopt Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3 Elect James Packer as Director For For Mgmt Shareholders wishing to signify their concern over the composition of the board are advised to vote against the reelection of Christopher Anderson, PBL's other representative on SEEK's board, when he is next up for reelection, as it is considered counterproductive to recommend against the reelection to the SEEK board of the principal executive of SEEK's largest shareholder. 05/22/07 - A SEGRO plc (formerly Slough Estates G81821103 None 12,255 plc) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 12.1 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt 4 Elect Nigel Rich as Director For Abstain Mgmt RREV considers this to be a fundamental governance issue and is recommending that shareholders register their concern on this point by actively withholding their vote (abstain) on Nigel Rich's re-election. 5 Elect Walter Hens as Director For For Mgmt 6 Elect Lesley MacDonagh as Director For For Mgmt 7 Re-elect Stephen Howard as Director For For Mgmt 8 Re-elect Marshall Lees as Director For For Mgmt 9 Re-elect Andrew Palmer as Director For For Mgmt 10 Re-elect Christopher Peacock as Director For For Mgmt 11 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 12 Authorise Board to Fix Remuneration of For For Mgmt Auditors 13 Authorise the Company to Make EU Political For For Mgmt Organisation Donations up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 14 Change Company Name to SEGRO Plc For For Mgmt RREV does not consider this name change to be contentious. 15 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 28,597,878.75 16 Subject to the Passing of Resolution 15, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,900,106 17 Authorise up to Ten Percent of the Issued For For Mgmt Ordinary Shares for Market Purchase 10/18/06 - S Semapa, Sociedade de Investimento e X7936A113 None 1,161 Gestao S.A. Special Meeting Agenda 1 Approve New Management Structure in Light For Mgmt of the New Commercial Code 2 Amend Bylaws For Mgmt 3 Elect General Meeting Board Members, For Mgmt Supervisory Board, and Statutory Auditor Consequent to Item 1 and Any Vacancies that Might Occur Due to the New Independence Requirements 4 Approve Increase in the Size of the Board For Mgmt from Eleven to Thirteen Members and Elect Two Directors to Fill the New Seats Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A Semperit AG Holding A76473122 None 276 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management and For Mgmt Supervisory Boards 4 Elect Supervisory Board Members For Mgmt 5 Ratify Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/05/06 - S Senior plc G8031U102 None 7,276 1 Approve Proposed Acquisition of All of the For For Mgmt Issued and Outstanding Capital Stock of Aerospace Manufacturing Technologies Inc. Pursuant to the Stock Purchase Agreement and the Associated and Ancillary Arrangements Contemplated by the Acquisition Agreement Conclusion The Company considers that the Enlarged Group will benefit from its increased size, and the range of services and the terms of the offer is expected to increase shareholder value for Senior. Shareholders should note that the rights issue is not conditional on the acquisition. After admission, the rights issue will proceed even if the acquisition does not. We consider these proposals have been clearly explained and do not raise any corporate governance concerns. However, we consider this transaction is primarily an investment decision for shareholders to determine according to their individual investment strategies. We note that the Company has received advice from Hoare Govett. 2 Approve The Senior Plc 2006 Savings-Related For For Mgmt Share Option Scheme; Authorise the Directors to Do All Acts and Things Necessary to Establish and Carry the Scheme into Effect This HM Customs and Revenue approved plan is broad-based and non-contentious. 04/27/07 - A Senior plc G8031U102 None 10,733 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 1.381 Pence Per For For Mgmt Share 4 Re-elect Martin Clark as Director For For Mgmt 5 Re-elect Graham Menzies as Director For For Mgmt 6 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12,990,000 8 Subject to the Passing of Resolution 7, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,949,000 9 Authorise 38,990,000 Ordinary Shares for For For Mgmt Market Purchase 06/07/07 - A Severfield-Rowen plc G80568101 None 1,713 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 37.00 Pence Net For For Mgmt Per Share 3 Approve Remuneration Report For For Mgmt 4 Re-elect Brian Hick as Director For For Mgmt 5 Re-elect John Featherstone as Director For Against Mgmt As the Board refreshment has not resolved these long-standing issues, we consider it appropriate to revert back to our previous recommendation to vote against his re-election. 6 Re-elect David Ridley as Director For For Mgmt 7 Re-elect Geoff Wright as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 673,265 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 102,010 11 Authorise 2,040,197 Ordinary Shares for For For Mgmt Market Purchase 02/09/07 - S Shenzhen Investment (frmrly. Shum Yip Y7743P120 None 104,000 Invst.) 1 Approve Disposal by Shum Yip Investment For For Mgmt (Shenzhen) Ltd. of its 26.8 Percent Equity Interest in the Subject Company to Shum Yip Hldgs. Co. Ltd. 02/09/07 - S Shenzhen Investment (frmrly. Shum Yip Y7743P120 None 104,000 Invst.) 1 Approve Division and Allocation of All the For For Mgmt Assets of Shum Yip Logistics (Split Agreement) and the Establishment of Shenzhen Shum Yip Hangfa Logistics Kaifa Shares Co. Ltd. Pursuant to the Split Agreement 05/21/07 - A Shenzhen Investment (frmrly. Shum Yip Y7743P120 05/14/07 024,000 Invst.) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2a Approve Final Dividend For For Mgmt 2b Approve Special Dividend For For Mgmt 3a Reelect Zhang Yijun as Director For For Mgmt 3b Reelect Zhang Huaqiao as Director For For Mgmt 3c Reelect Tam Ping Lung as Director For For Mgmt 3d Reelect Li Wai Keung as Director For For Mgmt 3e Reelect Wu Wai Chung, Michael as Director For For Mgmt 3f Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 06/15/07 - A SHIN KONG FINANCIAL HOLDING CO LTD Y7753X104 04/16/07 271,411 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Use of Proceeds from the Issuance of For For Mgmt Unsecured Convertible Bonds in 2005 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 5 Amend Articles of Association For For Mgmt 6 Amend Rules and Procedures Regarding For For Mgmt Shareholder Meeting 7 Amend Election Rules of Directors and For For Mgmt Supervisors 8 Approve Capitalization of 2006 Dividends For For Mgmt 9 Other Business None None Mgmt 06/28/07 - A Shin-Etsu Chemical Co. Ltd. *4063* J72810120 03/31/07 50,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 45 The payout ratio for the full year is 20 percent based on consolidated earnings, or 59 percent based on parent-company earnings. 2 Amend Articles to: Increase Maximum Board For For Mgmt Size In this item, the company is increasing the maximum number of directors on the board from 18 to 22, in order to "strengthen the management structure." The actual board size will increase from 18 to 20 if all nominees in Item 3 are elected. Although we question the need for a board as large as 20, the creation of vacant seats to which shareholder nominees could potentially be elected is a positive change. We therefore support this item. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 3, 4, and 10 Background of non-executive nominee(s): Nominee 3 is a former chairman of Dow Chemical Co. and is currently a director of SHINTECH INC. (a US subsidiary of Shin-Etsu Chemical), nominee 4 is a senior advisor to Tokio Marine & Nichido Fire Insurance Co., and nominee 10 is a former chairman of Mitsubishi Logistics Corporation. Board Profile Composition of board after this meeting: 16 executives and 4 non-executives. The number of outsiders is increasing from 3 to 4. (Shin-Etsu directors serve for a term of two years, and one outsider is not up for reelection this year.) 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 The nominee meets our criteria for independence. He is the supreme advisor to Jasdaq Securities Exchange, Inc. Nominees 1 and 2 are not designated by the company as independent, and we have no reason to oppose the nominations. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Shin-Nihon, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 6 Approve Retirement Bonus for Statutory For Against Mgmt Auditor The retiring auditor has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 7 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Shin-Etsu seeks to pay its executive directors a total of JY 282.7 million, its outside directors a total of JY 11.9 million, and its statutory auditors a total of JY 9.41 million. 8 Approve Executive Stock Option Plan For Against Mgmt Option Plan Summary Eligibility: directors and employees of company Exercise Price: 2.5 percent premium to market price prior to grant date Potential Dilution: 0.23 percent of issued capital from this plan; 0.55 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins immediately after grant date Performance Hurdles: None disclosed. Because the exercise period starts less than one year after the grant date and the plan has an insufficient premium to market price, suggesting that this plan is not well structured to align the interests of grantees with those of ordinary shareholders over the medium-to-long term, we recommend that shareholders oppose this option plan. 9 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 1 year Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 2 years Board Independence: Following this meeting, there will be 4 independent directors (20 percent of the board) according to ISS criteria. We are unable to establish that the companies for which the outside directors work (or have worked) are business partners of, or lenders to, Shin-Etsu Chemical Independence of Special Committee: The committee members are not disclosed in the proxy circular. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Shin-Etsu's failure to disclose the members of its special committee in the proxy materials for this meeting means that shareholders cannot determine whether they have conflicts of interest with ordinary shareholders. Executives of a company's lenders, customers or suppliers have an incentive to reject a takeover which could affect the terms of the business relationship, even if ordinary shareholders would benefit; and the same is true for attorneys or other professionals who provide services to the company. Because it is impossible for shareholders to verify the independence of the members of the special committee, because the directors do not seek reelection annually, and because company failed to release the proxy materials at least three weeks before the meeting date, we recommend that shareholders oppose this resolution. 03/20/07 - A Shinhan Financial Group Co. Ltd. Y7749X101 12/31/06 5,282 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 900 Per Share 2 Elect Fifteen Directors For For Mgmt 3 Elect Four Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 5 Approve Stock Option Grants For For Mgmt 06/28/07 - A Shinko Plantech Co. Ltd *6379* J73456105 03/31/07 6,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 18 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees do not meet our criteria for independence. Nominee 1 is a current executive of one of the company's main banks. Nominee 2 is a former executive of one of the company's main banks. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1 4 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditor The retiring auditor has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 06/28/07 - A Shinwa Kaiun Kaisha Ltd. *9110* J74100108 03/31/07 9,309 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8 2 Amend Articles to: Decrease Maximum Board For For Mgmt Size The company is decreasing the maximum number of directors on the board from 15 to 10, in connection with the introduction of an executive officer system in order to strengthen the management structure by speeding up the decision-making process. Following this meeting, the company would still have 2 vacant seats on the board, to which dissident nominees could be elected. After this meeting, there will be no vacant seats on the board to which dissident nominees could be elected. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not meet our criteria for independence. He is a former executive of the company's main bank. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 3 retiring directors and 1 retiring statutory auditor. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 8 continuing directors and 3 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, the retiring statutory auditor has been designated by the company as independent. In addition, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 240 million per year to JY 400 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 50 million per year to JY 100 million per year. After the meeting, the number of directors will decrease 11 to 8. The company will continue to have 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 04/16/07 - S Shire plc G8125A103 None 89,058 1 Approve Increase In Borrowing Powers to USD For For Mgmt 4 Billion; Approve Acquisition of New River Pharmaceuticals Inc Conclusion We are not raising any corporate governance issues that would cause us to object to the proposed acquisition of New River. For the increase in borrowing powers, we are sympathetic to the request and recommend that shareholders support the resolution, but more generally, the definition of borrowing powers by a company remains an area that we are keeping under review. Ultimately, we consider that the proposal is an investment decision, which is best left for shareholders to evaluate in respect of their own individual investment strategies. We note that the Company's directors have received financial advice from Goldman Sachs and Morgan Stanley. 06/20/07 - A Shire plc G8125A103 None 67,642 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect James Cavanaugh as Director For For Mgmt 3 Re-elect Barry Price as Director For For Mgmt 4 Elect Kathleen Nealon as Director For For Mgmt 5 Elect Jeffrey Leiden as Director For For Mgmt 6 Re-elect Matthew Emmens as Director For For Mgmt 7 Re-elect David Kappler as Director For For Mgmt 8 Re-elect Patrick Langlois as Director For For Mgmt 9 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 10 Authorise Audit Committee to Fix For For Mgmt Remuneration of Auditors 11 Approve Remuneration Report For For Mgmt 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,208,819 13 Subject to the Passing of Resolution 12, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,381,461 14 Authorise 55,258,441 Ordinary Shares for For For Mgmt Market Purchase 15 Authorise the Company to Make EU Political For For Mgmt Organisation Donations up to GBP 25,000 and to Incur EU Political Expenditure up to GBP 25,000 Shire did not make any donations to EU political parties during the year ended December 31, 2006. During 2006, Shire set up a Political Action Committee in the US. The Committee is registered with the Federal Election Committee and attracts voluntary donations from US citizen employees and certain US suppliers and vendors. The PAC is run by a committee of employees which determines the political campaigns or political candidates the Committee will support. Contributions are held by the Committee in a separate and segregated fund and Shire does not contribute financially to this fund. 16 Approve 2007 Shire Plc Employee Stock For For Mgmt Purchase Plan This plan is broad-based and non-contentious. 06/26/07 - A Shizuoka Bank Ltd. *8355* J74444100 03/31/07 103,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8 The payout ratio for the full year is 25 percent. 2 Amend Articles to: Reduce Directors Term in For For Mgmt Office - Limit Directors' Legal Liability - Authorize Public Announcements in Electronic Format - Limit Liability of Statutory Auditors The bank seeks the authority to impose limits on the legal liability of outside directors and outside statutory auditors in the bank's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. The bank also seeks to reduce its directors' term in office from 2 years to 1 year. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes 10 insiders and no outside directors. Three incumbent directors are stepping down, and being replaced by candidates 2, 7 and 10. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 4 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not meet our criteria for independence. He is an attorney and has served as the bank's outside counsel. 5 Approve Retirement Bonuses for Directors For Against Mgmt and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 3 retiring directors. In addition, the bank requests shareholder approval for payments in lieu of retirement bonuses to 7 continuing directors and 5 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 3 of the continuing statutory auditors have been designated by the bank as independent. As we believe the payment of such bonuses to non-executives at the discretion of the insiders is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The bank is proposing aggregate bonus payments of JY 25.472 million to 10 directors, and JY 4.538 million to 5 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 20 million per month (or JY 240 million per year) to JY 300 million per year. In addition, the bank wants to raise the ceiling for statutory auditors from JY 5 million per month (or JY 60 million per year) to JY 90 million per year. After the meeting, the bank will continue to have 10 directors and 5 statutory auditors. These changes are being requested because the bank has abolished the practice of paying lump-sum retirement bonuses, which did not fall under the compensation ceilings, and replaced them with other forms of compensation which do. In addition, Shizuoka Bank seeks to divide the current cash compensation ceiling for directors into a ceiling for fixed compensation and one for performance-based compensation. There will no performance-based compensation for the statutory auditors. Under the proposed system, the performance-based compensation will be linked to the bank's net profit. Note that the bank posted net profit of JY 36.26 billion for the 2006-07 fiscal year. If Shizuoka Bank achieves a net profit below JY 10 billion, then the performance-based compensation will be zero. If the bank reaches a net profit between JY 10 billion and JY 20 billion, then the performance-based compensation ceiling will be JY 10 million. If the bank reaches a net profit between JY 20 billion and JY 25 billion, then the performance-based compensation ceiling will be JY 20 million. If the bank reaches a net profit between JY 25 billion and JY 30 billion, then the performance-based compensation ceiling will be JY 30 million. If the bank reaches a consolidated net profit between JY 30 billion and JY 35 billion, then the performance-based compensation ceiling will be JY 40 million. If the bank reaches a consolidated net profit between JY 35 billion and JY 40 billion, then the performance-based compensation ceiling will be JY 60 million. If the bank reaches a consolidated net profit between JY 40 billion and JY 45 billion, then the performance-based compensation ceiling will be JY 80 million. If the bank reaches a consolidated net profit over JY 45 billion, then the performance-based compensation ceiling will be JY 100 million. Shizuoka Bank argues that the proposed compensation system will give incentives to directors to focus more on the bank's financial performance. Because the proposal reflects the bank's move away from an essentially seniority-based compensation system to one tied to performance, we have no reason to oppose this resolution. 8 Approve Deep Discount Stock Option Plan For For Mgmt Option Plan Summary Eligibility: Directors of the bank. The exercise price will be set at JY 1 per share. Potential Dilution: 0.014 percent of issued capital per year from this plan. Although this is an "evergreen" plan -- meaning that as long as the value of each year's option grants falls within a ceiling of JY 100 million, the bank will not have to go back to shareholders for approval of each year's grants -- dilution from this plan will not be significant even if grants continue for several decades. Even when combined with other option grants, overall dilution will be less than 1 percent. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Options may only be exercised after the recipient steps down from his or her position. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Because this plan will contribute to a greater consciousness of the bank's share price, we have no reason to oppose this resolution. 03/23/07 - A Shoei Co. Ltd. (3003) *3003* J74530106 12/31/06 1,000 1 Amend Articles to: Expand Business Lines For For Mgmt 2 Elect Directors For Split Mgmt 2.1 Elect Director --- For Because the benefits of adopting a US-style board structure are undermined by the appointment of outside directors who lack independence, ISS recommends that shareholders oppose candidates 4 to 6, who have affiliations that could compromise their independence. ISS does not recommend opposition to candidates 1, 2, 3 or 7. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- Against 2.5 Elect Director --- Against 2.6 Elect Director --- Against 2.7 Elect Director --- For 10/23/06 - A Shoprite Holdings Ltd. S76263102 None 37,399 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports For The Year Ended 30 June 2006 2 Approve Remuneration of Non-Executive For For Mgmt Directors For The Year Ended June 30, 2006 3 Approve PricewaterhouseCoopers as Auditors For For Mgmt and Authorize Board to Fix Their Remuneration 4 Approve Dividends For For Mgmt 5 Reelect Mr. JA Louw as Director For For Mgmt E.L. Nel, who is up for reelection has attended less than 75 percent of board meetings for the year without a valid reason for the absences. ISS believes that the purpose of board membership is to represent outside shareholder interests and to monitor the activities of management. Directors cannot satisfy their fiduciary responsibility to shareholders if they do not attend meetings. We therefore recommend that shareholders oppose this director nominee. 6 Reelect Mr. AN Van Zyl as Director For For Mgmt 7 Reelect Mr BR Weyers as Director For For Mgmt 8 Reelect Mr JF Malherbe as Director For For Mgmt 9 Reelect Mr AE Karp as Director For For Mgmt 10 Reelect Mr EL Nel as Director For Against Mgmt 11 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 12 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 10 Percent of Issued Capital 13 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 14 Authorize Special Approval to Repurchase Up For For Mgmt to 35.65 Million Ordinary Shares from Shoprite Checkers(Proprietary) Limited and Up to 481038 Ordinary Shares from The Shoprite Holdings Ltd Share Incentive Trust 15 Amend Articles of Association For For Mgmt 04/05/07 - A Siam Commercial Bank PCL Y7905M113 03/15/07 82,000 1 Approve Minutes of Previous AGM For For Mgmt 2 Acknowledge 2006 Operational Results None None Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Allocation of Income and Payment of For For Mgmt Dividend of THB 2 Per Share 5 Approve Remuneration and Bonus of Directors For For Mgmt 6 Elect Directors For For Mgmt 7 Approve Deloitte Touche Tohmatsu Jaiyos as For For Mgmt Auditors and Fix Their Remuneration 8 Amend Clause 4 of the Memorandum of For For Mgmt Association In Line with Conversion of Preferred Shares 06/12/07 - A Sidenor Steel Products Manufacturing X7835U103 None 1,900 Co. S.A., (frmly Sideno Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Auditors For Mgmt 3 Approve Allocation of Income and Dividends For Mgmt 4 Approve Auditors and Authorize Board to Fix For Mgmt Their Remuneration 5 Ratify Appointment of Temporary Directors For Mgmt 6 Elect New Board of Directors For Mgmt 7 Approve Director Remuneration For Mgmt 8 Amend Bylaws: Company Representation For Mgmt 9 Authorize Issuance of Bonds For Mgmt 10 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/27/07 - S Sidenor Steel Products Manufacturing X7835U103 None 1,900 Co. S.A., (frmly Sideno Repeat Annual Meeting Agenda 1 Authorize Issuance of Bonds For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/17/07 - A Sika AG (formerly Sika Finanz AG) H7631K158 None 45 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 5.20 per Registered Share and CHF 31.20 per Bearer Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 4.2 Ratify Ernst & Young AG as Auditors For Mgmt 5 Transact Other Business (Non-Voting) None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/13/07 - A Siliconware Precision Industries Co. Y7934R109 04/14/07 253,000 Ltd. 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 4 Amend Articles of Association For For Mgmt 5 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 6 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 7 Other Business None None Mgmt 05/02/07 - A Silver Standard Resources Inc. *SSO* 82823L106 03/15/07 992 1 Elect Directors For Split Mgmt 1.1 Elect Director John R. Brodie --- For We recommend withholding votes from Meyer because he has attended less than 75 percent of the board and committee meetings, which we consider the minimum attendance threshold for public company directors. Anyone who accepts a nomination to serve as director should be prepared to make attendance at scheduled meetings a top priority particularly given the rigorous demands now placed on all directors of public companies. 1.2 Elect Director R.E. Gordon Davis --- For 1.3 Elect Director David L. Johnston --- For 1.4 Elect Director William Meyer --- Against 1.5 Elect Director Robert A. Quartermain --- For 1.6 Elect Director Peter W. Tomsett --- For 2 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 03/29/07 - A Simcorp A/S K8851Q111 03/12/07 220 1 Receive Report of Board None None Mgmt 2 Approve Financial Statements and Statutory For For Mgmt Reports 3 Approve Allocation of Income For For Mgmt 4 Elect Directors For For Mgmt 5 Ratify Auditors For For Mgmt 6A Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of DKK 1.6 Million; Approve Allocation of 4,200 Stock Options to Directors 6B Authorize Board to Allocate Special For For Mgmt Dividends 6C Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6D Amend Articles Re: Designate VP Investor For For Mgmt Services A/S as Company Registrar 7 Other Business (Non-Voting) None None Mgmt 06/21/07 - A SIMPLEX INVESTMENT ADVISORS INC. J7550K104 03/31/07 27 *8942* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 850 The payout ratio for the full year is 10 percent based on consolidated earnings, or 9 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. However, the company went public only recently, and as posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development. 2 Amend Articles to: Expand Business Lines For For Mgmt In the item, the company asks for shareholder approval to expand its permitted business objectives. The new business lines proposed here include classified loan business and financial commodity. The change would not require the company to enter the new business; rather, it would give the board the right to do so at its discretion. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 5 Background of non-executive nominee(s): Nominee 5 is a current executive of Japan Single-residence Reit Inc. and the president of his own company. Board Profile Composition of board after this meeting: 5 executives and 1 non-executive. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For See 3.1 4 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 241 million to 5 directors. We do not oppose this resolution. 06/22/07 - A Sinanen Co. Ltd. (formerly Shinagawa J7554V106 03/31/07 1,000 Fuel Co. Ltd.) *8132* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 20 The payout ratio for the full year is 116 percent based on consolidated earnings, or 35 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. In this case, the company is proposing a dividend amount that exceeds EPS for the year, so the payout ratio for the full year exceeds 100 percent. As the company's cash reserves are still adequate to cover the dividend, we have no reason to oppose this resolution. However, we will examine future income allocation proposals carefully, and consider voting against income allocation if the company continues to pay out dividends in excess of earnings in a way that comes to threaten its long-term health. 2 Amend Articles to: Decrease Maximum Board For For Mgmt Size The company is decreasing the maximum number of directors on the board from 20 to 10, in connection with the introduction of an executive officer system. The proposed change meets our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 9 executives and 0 non-executives. The number of outsiders is decreasing from 1 to 0. 3.2 Elect Director --- For 06/28/07 - A Sincere Navigation Corp. Y7991E108 04/29/07 199,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 5 ($0.15) per share. This gives the company a payout ratio of 88 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Amend Articles of Association For For Mgmt Approval of this item will allow the company to revise its Articles of Association. Key amendments include increasing the board size to six directors from five directors; and to appoint several vice presidents, instead of just two vice presidents, depending on the company's operational needs. The increase in board size will allow the company to attract potentially valuable board members during the year. Meanwhile, the appointment of additional vice presidents may increase management's efficiency in dealing with the company's day-to-day operations. ISS has no objections to this resolution. 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets The proposal seeks to revise the company's procedures governing the acquisition or disposal of assets (Acquisition or Disposal Procedures) in accordance with the newly revised Guidelines for Handling Acquisition or Disposal of Assets by Public Companies (Acquisition or Disposal Guidelines) issued by the Financial Supervisory Commission, Executive Yuan (FSC) on Jan. 19, 2007. Major revisions to the Acquisition or Disposal Guidelines are as follows: 1. To enumerate the assets that are governed by the Acquisition or Disposal Guidelines; 2. To require a company to have its guidelines for acquisition or disposal of assets approved by the board, supervisors, and shareholders once it has been formulated. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors regarding the formulation or revisions made to the guidelines. Such opinion must be recorded in the minutes of the board meeting. Should the company establish an audit committee, its guidelines must be approved by more than half of the audit committee members before submitting the proposal for approval to the board. If less than half of the audit committee approves the guidelines, it must be approved by more than two-thirds of the entire board before it can be implemented; 3. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors in any discussion related to the acquisition or disposal of assets from related parties, and that the opinion must be added to the minutes of the board meeting. Should the company establish an audit committee, the transactions related to the acquisition or disposal of assets from related parties must also be approved by more than half of the audit committee members. 4. The company must obtain an appraisal report from a professional appraiser when the transaction price for acquiring or disposing real property or other fixed assets reaches 20 percent of the company's paid-in capital or at least NTD 300 million ($9.21 million). Such real property or other fixed assets do not include those transacted with a government agency, commissioned to third parties to build on its own or rented land, or acquired for operating use. If special prices are required to be used as reference for the transaction price, board approval must be obtained. 5. To use the latest audited financial statements of the company to be acquired or disposed (Target Company) as the reference in appraising the transaction price, and to request for an accountant's opinion regarding the reasonableness of the transaction price should the dollar amount of the transaction be equivalent to 20 percent of the Target Company's paid-in capital or at least NTD 300 million ($9.21 million), except if: the Target Company's securities have a publicly offered price from an active market, or otherwise provided by regulations of the FSC; 6. To require a company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange. In addition, some of the information must be disclosed to the public in accordance with the format specified by the securities regulatory authorities two days after such transaction has been approved by the board; and 7. To change all references to the "Securities & Futures Commission, Ministry of Finance, Taiwan" into the FSC. The amendments are made to comply with the prevailing relevant regulations. Given that this will improve the company's existing Acquisition or Disposal Procedures, ISS recommends shareholders to support this resolution. Elect Directors by Cumulative Voting 5 Elect Directors For For Mgmt 5.1 Elect Steve Gee-King Hsu as Director with Shareholder No. 1 --- For Items 5.1 to 5.8 seek to elect six directors and two supervisors to replace the retiring directors and supervisors for the coming term. The tenure of the newly elected directors and supervisors will be for three years from the meeting date until June 27, 2010. The existing directors and supervisors shall be discharged from their offices on the same date as the new directors and supervisors are elected. For the director nominees, Orient Dynasty Ltd. and Uppercrest Enterprises Ltd. will each appoint one representative; while the rest of the candidates do not represent any shareholder. Two of the nominees hold posts in Sincere Navigation. These are Fred Ching-Pen Tsai, who is the chairman and president of Sincere Navigation; and Douglas Fong-Chou Chang, who is one of the vice presidents of Sincere Navigation. For the supervisor nominees, one of the candidates will be representing Ching Shan Investments Co. Ltd. The other candidate, Henry C. Wang, does not represent any shareholder. None of the nominees have been classified by Sincere Navigation to be independent. Further details regarding the nominees were not disclosed. Taiwanese companies do not routinely disclose the number or names of nominees to their boards. While we prefer more disclosure concerning the election of directors, the absence of comprehensive disclosure is common practice for most Taiwanese companies. In the absence of any significant concerns regarding the proposed nominees, ISS recommends that shareholders distribute their cumulative votes equally among all director nominees, as well as supervisor nominees. 5.2 Elect Fred Ching-Pen Tsai as Director with Shareholder No. 5 --- For Refer to Item 5.1. 5.3 Elect Jack Chi-Kao Hsu as Director with Shareholder No. 10 --- For Refer to Item 5.1. 5.4 Elect a Representative of Orient Dynasty Ltd. as Director with Shareholder No. 88614 --- For Refer to Item 5.1. 5.5 Elect a Representative of Uppercrest Enterprises Ltd. as Director with Shareholder No. 92013 --- For Refer to Item 5.1. 5.6 Elect Douglas Fong-Chou Chang as Director with ID No. N100228475 --- For Refer to Item 5.1. Elect Supervisors by Cumulative Voting 5 Elect Directors For For Mgmt 5.7 Elect Henry C. Wang as Supervisor with Shareholder No. 17 --- For Refer to Item 5.1. 5.8 Elect a Representative of Ching Shan Investments Co. Ltd. as Supervisor with Shareholder No. 21 --- For Refer to Item 5.1. 6 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors This request will allow the directors of the company to serve on the boards of other companies. This is an item that is routinely proposed at Taiwanese AGMs. We recommend that shareholders support this request. 7 Other Business None None Mgmt This is a non-voting item. 04/24/07 - A Singapore Land Ltd. V80978113 None 3,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare First and Final Dividend of SGD For For Mgmt 0.20 Per Share and Special Dividend of SGD 0.25 Per Share 3 Approve Directors' Fees of SGD 297,314 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 294,500) 4a Reelect James L. Go as Director For Against Mgmt Due to the company's failure to provide the annual report for financial year 2006, we are unable to ascertain the level of independence of these nominees. Given this and considering concerns against executive directors who are also members of key board committees, as their presence threatens to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest, and the best practice recommendations stipulated in Singapore's Code of Corporate Governance, which limits the members of audit and remuneration committees to non-executives only, a vote against these resolutions is recommended. 4b Reelect Lance Y. Gokongwei as Director For Against Mgmt 4c Reelect Gwee Lian Kheng as Director For Against Mgmt 4d Reelect Pang Cheng Lian as Director For Against Mgmt 5a Reelect Wee Cho Yaw as Director For Against Mgmt 5b Reelect John Gokongwei, Jr. as Director For Against Mgmt 5c Reelect Tan Boon Teik as Director For Against Mgmt 5d Reelect Hwang Soo Jin as Director For Against Mgmt 5e Reelect Gabriel C. Singson as Director For Against Mgmt 6 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Other Business (Voting) For Against Mgmt While such requests are usually routine, the potential for discussion and subsequent approval of items that could be dangerous to minority shareholders is a possibility. Until more detailed information is made available concerning these items, a vote opposing such requests must be recommended. 05/28/07 - A/S Sino-Forest Corporation *TRE* 82934H101 04/26/07 4,212 1 Elect Directors Allen T.Y. Chan, Kai Kit For Against Mgmt Poon, Edmund Mak, Simon Murray, James M.E. Hyde and Judson Martin 2 Approve BDO McCabe Lo Limited as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 3 Amend Stock Option Plan For Against Mgmt ISS feels that the proposed amendment provision provides the board with overly broad discretionary powers to amend the company's equity-based compensation plans as currently approved by shareholders. 06/27/07 - A Sintokogio Ltd. *6339* J75562108 03/31/07 8,882 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 and 4 Nominee 3 does not meet our criteria for independence. He is a former executive director of one of the company's main banks. Nominee 4 meets our criteria for independence. He is a former executive director of IBM Japan, Ltd. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For For Mgmt 2.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 2.1. 2.4 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 06/25/07 - A SISTEMA-HALS JSC 82977M108 05/23/07 9,629 Meeting for Holders of ADRs 1 ANNUAL BOOKKEEPING REPORTING, INCLUDING For For Mgmt PROFIT-AND-LOSS REPORTS (PROFIT-AND-LOSS ACCOUNT) OJSC SISTEMA-HALS FOR 2006. 2 NOT TO PAY SHARE DIVIDENDS OF OJSC For For Mgmt SISTEMA-HALS FOR 2006 ACCORDING TO THE RESULTS OF RAS (RUSSIAN ACCOUNTING STANDARDS). 3.1 TO APPROVE LLC (LIMITED LIABILITY COMPANY) For For Mgmt AUDITING COMPANY REFIN AUDIT AS AN AUDITOR OF OJSC SISTEMA-HALS FOR 2007 FOR AUDITING ACCORDING TO STANDARDS RAS (RUSSIAN ACCOUNTING STANDARDS). 3.2 TO APPROVE CJSC DELLOITTE & TOUCHE (CIS) AS For For Mgmt AN AUDITOR OF OJSC SISTEMA-HALS FOR 2007 FOR AUDITING ACCORDING TO STANDARDS US GAAP. 4 TO PAY MANAGEMENT FEE TO THE BOARD OF For For Mgmt DIRECTORS COUNCILORS OF OJSC SISTEMA-HALS UNDER THE TOTALS OF 2006 AT THE RATE OF 100 (A HUNDRED) THOUSAND US DOLLARS TO EACH. 5 TO APPROVE THE PROVISION ON FEES AND For For Mgmt COMPENSATIONS PAID TO COUNCILORS OF THE CORPORATION BOARD OF DIRECTORS IN A NEW EDITION. 6 TO APPROVE THE PROVISION ON THE OPTIONAL For Against Mgmt PROGRAM FOR COUNCILORS OF THE BOARD OF DIRECTORS OF OJSC SISTEMA-HALS . Although the company has disclosed the terms of the plan, we note that details such as vesting provisions or performance criteria, if any, are absent from the terms. We note that the shares will be offered for free to all board members, both executives and non-executives. Absent performance criteria or vesting provisions, the plan participants will have an incentive to cash in their grants for an immediate return rather than hold on to their options for future gains, thereby reducing or eliminating the incentive value of such awards. For this reason, we recommend a vote against this proposal. 7.1 Fix Number of Directors at Nine For For Mgmt Elect Nine Directors by Cumulative Voting 7.2a Elect Valery Abramson as Director None Withhol Mgmt ISS Analysis We note that the definition of independence contained in the Russian Corporate Governance Code, and used by the company, is not as detailed as ours and that we are therefore unable to classify Daft as an independent director based on our classification guidelines. However, because this candidate can be classified as independent based on the company's definition of director independence, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Daft (item 7.2e) and withhold their votes for the remaining eight nominees. We believe that this candidate is most likely to bring independence to the board and will most likely act in all shareholders' interest. 7.2b Elect Alexey Buyanov as Director None Withhol Mgmt 7.2c Elect John Gummer as Director None Withhol Mgmt 7.2d Elect Alexander Goncharuk as Director None Withhol Mgmt 7.2e Elect Douglas Daft as Director None For Mgmt 7.2f Elect Sergey Drozdov as Director None Withhol Mgmt 7.2g Elect Felix Evtushenkov as Director None Withhol Mgmt 7.2h Elect Dmitry Zubov as Director None Withhol Mgmt 7.2i Elect Robert Tsenin as Director None Withhol Mgmt Elect Three Members of Audit Commission 8.1 ELECTION OF AUDITING COMMISSION OF OJSC For For Mgmt "SISTEMA-HALS: TRETIAKOV ALEXANDER VLADIMIROVITCH. 8.2 ELECTION OF AUDITING COMMISSION OF OJSC For For Mgmt SISTEMA-HALS: SOKOLOV IGOR MARKOVITCH. 8.3 ELECTION OF AUDITING COMMISSION OF OJSC For For Mgmt SISTEMA-HALS: SHATOKHIN ALEXEI ANATOLIEVITCH. 03/09/07 - A SK Corporation (FormerlyYukong Ltd ) Y80662102 12/31/06 2,390 1 Approve Appropriation of Income and For For Mgmt Dividends of KRW 1900 Per Common Share 2 Elect Directors For For Mgmt 2.3.1 Elect Dae-woo Nam as Member of Audit For For Mgmt Committee 2.3.2 Elect Yoon-suk Suh as Member of Audit For For Mgmt Committee 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/09/07 - A SK Telecom Y4935N104 12/31/06 747 1 Approve Appropriation of Income and For For Mgmt Year-End Dividend of KRW 7000 Per Share 2 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 3 Elect Directors For For Mgmt 3.2 Elect Member of Audit Committee For For Mgmt 03/09/07 - A SKC Ltd. Y8065Z100 12/31/06 2,520 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 300 Per Share 2 Elect Executive Director For For Mgmt 3 Elect Two Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For Against Mgmt and Independent Non-Executive Directors ISS believes it is unfair to increase the remuneration ceiling while the dividend payout is relatively far low even by Korean Standards. Therefore, we recommend that shareholders vote against this resolution. 05/17/07 - A/S Skye Resources Ltd. *SKR* 83081N107 04/17/07 2,727 1 Approve Davidson & Company as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors Davidson & Company are the company's current auditors. Multilateral Instrument 52-110 - Audit Committees requires all reporting issuers to disclose the fees paid to external auditors. According to the company, it paid $89,408 for audit, $15,240 for audit-related,$9,750 for tax, and $nil for other services provided by the auditing firm for the most recent fiscal year. Tax fees were paid for tax compliance, advice and planning services. 2 Fix Number of Directors at Eight For For Mgmt This is a routine resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director Ian G. Austin --- For We applaud the company for providing shareholders with the opportunity to vote with respect to each director individually. The board will be a majority independent. The slate is composed of seven independent and one inside nominees. The offices of Chairman and CEO have been separated. The board has formed a separate Governance & Human Resources Committee, which performs the function of a compensation committee. There are no insiders on the Audit and Governance & Human Resources committees. Austin, who is president and CEO of the company, is an insider. 3.2 Elect Director Gordon W. Bacon --- For Bacon, who is an independent outsider, is chair of the board and a member of the Audit and Governance & Human Resources committees. 3.3 Elect Director Robert A. Horn --- For Horn, who is an independent outsider, is a member of the Governance & Human Resources Committee. 3.4 Elect Director Terry A. Lyons --- For Lyons is an independent outsider and a member of the Audit and Governance & Human Resources committees. Based on the information provided in the circular, Lyons sits on seven public company boards including this one. Due to the increased demands on directors of public companies we view best practice to be no more than two outside directorships for a CEO and no more than six for a non-employee director. We believe that directors who are overextended may be jeopardizing their ability to serve as effective representatives of shareholders, and will continue to monitor this situation at Skye Resources. 3.5 Elect Director David Mcintyre --- For McIntyre is an independent outsider. 3.6 Elect Director Sheila H. O'Brien --- For O'Brien is an independent outsider. 3.7 Elect Director Ronald S. Simkus, --- For Simkus is an independent outsider. 3.8 Elect Director David S. Smith --- For Smith is an independent outsider and a member of the Audit Committee. 4 Amend Stock Option Plan For Against Mgmt This item is proposing to introduce a detailed amendment provision in the stock option plan which meets most of ISS requirements but is missing one potential amendment regarding the transferability of options. The proposed provision does not require shareholder approval to amend the plan to allow the transferability or assignability of options. ISS believes that this amendment provision grants discretionary power to the board to amend the plan in a way which may not align with shareholder interests. 5 Approve Performance Share Units Plan For For Mgmt This item will approve a Performance Share Units Plan. Details of the plan: Eligible participants: Employees, executive directors and consultants. Awards: performance share units (PSUs) credited to the participant's account. PSUs are redeemed at the end of each performance period upon achievement of target milestones established by the company. The performance period commences January 1 or immediately preceding the grant and ends on December 31 of the third year following the calendar year in which PSUs were granted. Number of shares: 1,050,000; Potential dilution (non-diluted): 2.4 percent. Maximum number of shares: In any fiscal year to any one participant five percent of shares outstanding. . Amendment provision: Shareholder approval required to amend plan to (a) increase number of shares reserved; (b) change the manner of determining the market value of the PSUs.; (c) extend the termination date beyond the original expiration date. The total cost of the PSU Plan is compared to an allowable cap using a compensation model. The allowable caps are industry-specific, market cap-based, and pegged to the average amount paid by companies performing in the top quartile of their peer groupings. Industry classifications are established using standard industry code (SIC) groups. Using historic data tracked by ISS of the value of authorized shares for issue at each company ranked in the top quartile of its industry, a benchmark pay level is established for each industry. The total cost of the company's plan of eight percent is equal to the allowable cap for this company of eight percent. We note that the company also has an option plan which reserves a fixed number of shares resulting in potential dilution of 10.5 percent. At this meeting the company is asking for approval of two new plans, the PSU Plan and a Deferred Share Unit Plan (Item 6), which when combined with the option plan could result in potential dilution of 13.5 percent. Two negative features of this plan are (i) PSUs have no exercise price and are valued at zero percent of fair market value making them more costly than an award with an exercise price; (ii) the amendment provision grants discretionary power to the board to amend the plan. However, ISS generally favours plans such as this one which align the interests of employees and shareholders by (i) including performance vesting criteria; (ii) excluding discretionary director participation. 6 Approve Deferred Share Unit Plan For For Mgmt This item will approve a Deferred Share Unit Plan. Details of the plan: Eligible participants: Directors who are not employees of the company. Awards: Deferred share units (DSUs) credited to the participant's account. DSUs are redeemed after the termination date which is the earliest date on which the participant ceases to be a member of the board of the company of a related company. Number of shares: 300,000; Potential dilution (non-diluted): 0.7 percent. Maximum number of shares: In any fiscal year to any one participant five percent of shares outstanding. . Amendment provision: Shareholder approval required to amend plan to (a) increase number of shares reserved; (b) change the manner of determining the market value of the DSUs. The total cost of the DSU Plan is compared to an allowable cap using a compensation model. The allowable caps are industry-specific, market cap-based, and pegged to the average amount paid by companies performing in the top quartile of their peer groupings. Industry classifications are established using standard industry code (SIC) groups. Using historic data tracked by ISS of the value of authorized shares for issue at each company ranked in the top quartile of its industry, a benchmark pay level is established for each industry. The total cost of the company's plan of seven percent is within the allowable cap for this company of eight percent. We note that the company also has an option plan which reserves a fixed number of shares resulting in potential dilution of 10.5 percent. At this meeting the company is asking for approval of two new plans, the PSU Plan and a Performance Share Unit Plan (Item 5), which when combined with the option plan could result in potential dilution of 13.5 percent. Negative features of this plan are (i) DSUs have no exercise price and are valued at zero percent of fair market value making them more costly than an award with an exercise price; (ii) the board has discretionary power to amend the plan and participate in the plan. However, ISS generally favours plans such as this one which align the interests of directors, employees and shareholders by including time vesting criteria. 7 Approve Shareholder Rights Plan For For Mgmt Shareholders are being asked to approve a shareholder rights plan adopted by the board of directors on December 21, 2006. If approved, the Skye Resources rights plan will have a term of three years. Many Canadian companies in the last five years have adopted shareholder rights plans which address the concerns of institutional investors by, among other things, providing for three-year sunset provisions and allowing for partial bids to proceed despite board opposition. These 'new generation' rights plans ensure that in a takeover bid situation the board has limited discretion to interpret the plan and shareholders receive fair and equal treatment. The Skye Resources rights plan meets the criteria of a 'new generation' rights plan. The Skye Resources rights plan is a permitted bid plan with a 20 percent ownership trigger and a minimum share deposit requirement to approve a takeover bid. A Permitted Bid, according to the provisions of the plan, must be made to all holders of voting shares by means of a takeover bid circular and remain open for deposits for not less than 60 days. Shares may not be taken up under a Permitted Bid unless more than 50 percent of the voting shares held by Independent Shareholders are deposited and in the event that this condition is satisfied, the offeror is obligated to make a public announcement of the fact and the bid must remain open for further deposits for an additional ten days. Based on this definition, partial bids are possible under the Skye Resources rights plan. Partial bids are integral to rights plans since Canadian takeover bid legislation is premised on the right of shareholders to determine for themselves the acceptability of any bid for their shares, partial or otherwise. The other definitions in this plan also conform to ISS guidelines. The redemption and waiver provisions require prior shareholder approval for any substantive amendment to the plan. The plan also contains an acceptable exemption for lockup agreements. The terms of the lock-up agreement balance the ability of a potential bidder to make a takeover bid and the ability of the board to maximize shareholder value. Finally, this plan has a three-year sunset provision which ISS supports affording shareholders the opportunity to review the plan in light of current market conditions and management's use of the plan. On the basis of the foregoing, the Skye Resources shareholder rights plan limits the discretion to the board while protecting shareholder interests, and is a 'new generation' rights plan. We recommend voting for its approval. 03/14/07 - A SLIGRO FOOD GROUP NV(formerly SLIGRO N8084E106 None 973 BEHEER NV) 1 Open Meeting and Receive Announcements None Mgmt 2a Discuss Minutes of Meeting That Took Place None Mgmt March 22, 2006 2b Discuss Minutes of Meeting That Took Place None Mgmt on June 28, 2006 3 Receive Report of Management Board None Mgmt 4a Approve Financial Statements and Statutory For Mgmt Reports 4b Approve Allocation of Income For Mgmt 4c Approve Discharge of Management Board For Mgmt 4d Approve Discharge of Supervisory Board For Mgmt 5 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 6 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 7 Grant Board Authority to Issue Shares Up To For Mgmt 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 8 Approve 1:2 Stock Split For Mgmt 9 Close Meeting and Allow Questions None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/18/06 - S Smit Internationale N81047164 10/11/06 247 1 Open Meeting None Mgmt 2 Amend Articles of Association For Mgmt 3 Allow Questions None Mgmt 4 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/09/07 - A Smit Internationale N81047172 05/02/07 733 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 5 Approve Dividends of EUR 2.25 Per Share For Mgmt 6 Approve Discharge of Management Board For Mgmt 7 Approve Discharge of Supervisory Board For Mgmt 8 Approve Remuneration of Supervisory Board For Mgmt 9 Ratify KPMG Accountants NV as Auditors For Mgmt 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 11 Grant Board Authority to Issue Shares For Mgmt 12 Receive Announcements (non-voting) None Mgmt 13 Other Business (Non-Voting) None Mgmt 14 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/20/07 - A So-Net Entertainment Corp. (formerly J7620U108 03/31/07 12 Sony Communication Network Corp.) *3789* 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 7 Background of non-executive nominee(s): The nominee is an attorney. Board Profile Composition of board after this meeting: 6 executives and 1 non-executive. The number of outsiders is remaining the same. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: All nominees Nominees 1 and 2 do not pass our test for independence. Nominee 1 is a long-time employee of parent company Sony Corp. and its affiliate Sony Global Solutions, Inc. Nominee 2 is a current executive officer of the second largest shareholder, Sony Finance International, which holds a 12.56 percent stake in So-Net Entertainment Corp. However, nominee 3 meets our criteria for independence. He is the general manager of the Tokyo branch of Deutsche Bank. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 1 and 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For Against Mgmt See item 2.1. 2.3 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Special Payments to Continuing For For Mgmt Directors in Connection with Abolition of Retirement Bonus System The company requests shareholder approval for payments in lieu of retirement bonuses to 4 continuing directors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, the recipients have held executive positions with the company, and we have no reason to oppose this resolution. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors and Approve Deep Discount Stock Option Plan for Directors In this item, first, the fixed compensation ceiling for directors would be raised from JY 200 million per year to JY 300 million per year. Next, the company is proposing a deep discount stock option plan for its directors. So-Net Entertainment seeks to create a new compensation ceiling of JY 100 million per year set aside for directors' stock option grants. The value of options will be calculated based on financial models such as the Black--Scholes model. Option Plan Summary The exercise price will be set at JY 1 per share. Potential Dilution: The maximum number of shares which could be issued per year is 300. If this resolution is approved, the company will not need to seek annual shareholder approval for future option grants as long as the number of shares issued per year does not exceed the annual limit. Assuming that the company issues 300 shares per year over the next ten years, the maximum potential dilution from this plan comes to 1.2 percent of issued capital. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Options may only be exercised after the recipient steps down from his or her position. Performance Hurdles: None. This plan meets ISS guidelines. Because this plan will contribute to a greater consciousness of the company's share price, we have no reason to oppose this resolution. 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that PricewaterhouseCoopers Aarata be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed PricewaterhouseCoopers Aarata on a provisional basis. Here, the company seeks to formally appoint PricewaterhouseCoopers Aarata. We see no reason to oppose this resolution. 01/30/07 - A/S Sodexho Alliance SA F84941123 None 2,102 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.95 per Share 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 5 Reelect Pierre Bellon as Director For Mgmt 6 Reelect Remi Baudin as Director For Mgmt 7 Reelect Francois-Xavier Bellon as Director For Mgmt 8 Reelect Astrid Bellon as Director For Mgmt 9 Reelect Sophie Clamens as Director For Mgmt 10 Reelect Nathalie Szabo as Director For Mgmt 11 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 472,500 12 Authorize Issuance of Bonds/Debentures in For Mgmt the Aggregate Value of EUR 2 Billion. Special Business 13 Amend Article 12 of Bylaws Re: Attend Board For Mgmt Meetings Through Videoconference and Telecommunication 14 Authorize up to 1 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 15 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 16 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/11/07 - A Software AG D7045M133 04/20/07 679 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.90 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Frank Beelitz and Alf Wulf to the For Mgmt Supervisory Board 6 Ratify BDO Detsche Warentreuhand AG as For Mgmt Auditors 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Allow Electronic Distribution of Company For Mgmt Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/15/07 - A SONIX TECHNOLOGY CO Y8071M101 04/16/07 103,000 1 Accept Operating Results and Financial For For Mgmt Statements 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 3.7 ($0.11) per share and a stock dividend of 30 shares for every 1,000 shares held, or NTD 0.3 ($0.009) each. This gives the company a payout ratio of 80.3 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing Taiwanese companies routinely capitalize dividends and distribute new fully paid shares to shareholders free of charge; there is no cost to shareholders to maintain their stakes and no risk of dilution. This procedure transfers wealth to shareholders and does not significantly impact share value. The only impact on shareholders is that by increasing the number of shares on issue, the company could increase liquidity, enhance marketability, and ultimately expand its shareholder base. This item is pursuant to the stock dividends discussed in Item 2. Meanwhile, Taiwanese companies usually state in their articles of association to allocate not more than 10 percent of the company's net profit as employee profit sharing to compensate and motivate employees of the company. In this case, a total of NTD 20 million ($613,686) is reserved for employee profit sharing in the form of shares. ISS has no objections to this resolution. 4 Amend Articles of Association For Against Mgmt At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 5 Amend Procedures Governing the Acquisition For Against Mgmt or Disposal of Assets At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 6 Other Business None None Mgmt This is a non-voting item. 07/18/06 - A SP AUSNET *SPN* Q8604X102 07/16/06 25,352 1 Receive Financial Statements and Statutory None None Mgmt Reports 2a Elect Eric Gwee Teck Hai as Director For Against Mgmt Executive Summary of Reason for 'Against' Recommendation on Res. 2(a) - Gwee is a non-independent non-executive director associated with the controlling security holder on a board where executives and non-executive directors affiliated with the controlling shareholder hold six of the nine positions. - Gwee is also a member of an audit committee with directors affiliated with the controlling security holder hold three of the six positions. 2b Elect Jeremy Guy Ashcroft Davis as Director For For Mgmt 2c Elect Antonio Mario (Tony) Iannello as For For Mgmt Director 3 Approve KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 4 Adopt Remuneration Report for the Period For For Mgmt Ended March 31, 2006 5 Approve Remuneration of Non-Executive For For Mgmt Directors in the Amount of A$1 Million Per Year With Effect From April 1, 2006 6 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights Up to 15 Percent of the Company's Issued Share Capital 01/31/07 - A SPAREBANKEN MIDT-NORGE R82401101 None 1,603 Meeting for Holders of Primary Capital Certificates 1 Elect Members and Deputy Members of For For Mgmt Committee of Representatives 2 Elect Members and Deputy Members of For For Mgmt Nominating Committee 10/26/06 - A SPECIALITY FASHION GROUP LTD Q60933100 10/24/06 17,901 1 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 2a Elect Geoffrey Levy as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Resolution 2a - MRL has no independent directors. Levy is the chairperson, and in addition, is an affiliate of Investec Wentworth, a substantial investor via private equity funds it manages, in the company. Investec Wentworth executives and executive directors comprise four of the five directors at the time this report was written, and will continue to comprise a majority of the board even after the retirement from an executive role of one director. 2b Elect Ian Miller as Director For For Mgmt 3 Change Company Name to Specialty Fashion For For Mgmt Group Limited 4 Approve Reduction in Share Capital by For For Mgmt Returning A$0.20 Per Share on Issue as at Nov. 2, 2006 5 Approve Eight-for-Ten Reverse Stock Split For For Mgmt 6 Amend Constitution Re: Sale of Unmarketable For For Mgmt Parcels of Shares 09/06/06 - A Spice Plc G834BB108 None 699 1 Accept Financial Statements and Statutory For For Mgmt Reports The Audit Committee comprises Philip Rodgers (Committee Chairman), Sir Rodney Walker and John Taylor. Sir Rodney Walker is deemed non-independent by RREV (see note below). We believe that AIM listed companies should be granted more flexibility, and as such, we only require that a majority of the members of this committee be independent NEDs. The Company meets this requirement. Under the NAPF interpretation of the Code, we do not consider it best practice for the Chairman of the Board to be a member of the Audit Committee. We encourage the Company to address this over the upcoming year. 2 Approve Final Dividend of 1.9 Pence Per For For Mgmt Ordinary Share 3 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 4 Re-elect Carl Chambers as Director For For Mgmt 5 Re-elect Sir Rodney Walker as Director For Abstain Mgmt The individual up for re-election is the Company's Chairman. He is the Chairman of the Nomination Committee and a member of the Audit and Remuneration Committees. Under the NAPF interpretation of the Code, we do not consider it best practice for the Chairman of the Board to be a member of the Audit Committee. Moving on, we encourage the Company to reconsider Sir Rodney Walker's membership on the Audit Committee since his membership compromises the independent oversight provided by this committee. With regard to his membership on the Remuneration Committee, we are not highlighting this as a significant corporate governance issue in the interim as the Financial Reporting Council (FRC) is currently consulting regarding a possible amendment to the Code on this point. Consequently, we will not be recommending any adverse vote decision at this time considering the limited number of non-executive directors on the Board. 6 Approve Increase in Authorised Capital from For For Mgmt GBP 6,000,000 to GBP 8,000,000 The Board is proposing to increase the Company's authorised share capital by 33.33 percent by the creation of 20,000,000 additional ordinary shares of 10 pence each ranking pari passu with the existing ordinary share capital of the Company. We have no objections to this increase. 7 Subject to the Passing of Item 6, Authorise For For Mgmt Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,648,888.16 Pursuant to Section 80 of the Companies Act 1985, the Board is proposing an amount for share issuances with pre-emptive rights equivalent to 33.33 percent of the current issued share capital. The authority will expire at the Company's AGM in 2007. We recommend that shareholders approve this authority, which is within our guidelines for a company of this size and scope. 8 Subject to the Passing of Item 7, Authorise For For Mgmt Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,332.22 Pursuant to Section 95 of the Companies Act 1985, the Board is proposing an amount for share issuances without pre-emptive rights equivalent to five percent of the current issued share capital. The authority will expire at the Company's AGM in 2007. We recommend that shareholders approve this authority, which is within our guidelines for a company of this size and scope. 9 Change Company Name to Spice Plc For For Mgmt The Board is seeking Shareholder approval to change the name of the Company to "Spice Plc". The shorter name of "Spice" is more striking and memorable and was unavailable at Companies House until recently. 10 Approve the Company Entering Into the For For Mgmt Contract to Purchase Wellfield House The Board is proposing an ordinary resolution to approve the Company entering into a contract to purchase Wellfield House for GBP 1,650,000. Part of Wellfield House is currently leased by the Company and used as its head office. During the year, the Company paid GBP 82,500 to Tree Tots Limited in consideration for which an option was granted by Tree Tots Limited to the Company which gives the Company the right to purchase Wellfield House for GBP 1,650,000 subject to shareholder approval of the proposed contract. The wife of William Rigby is a Director of Tree Tots Limited. Under Section 320 of the Companies Act 1985, shareholder approval is required before the Company may enter into the contract to purchase Wellfield House since William Rigby and Tree Tots Limited are connected parties. The agreed purchase price for Wellfield House was determined after obtaining two independent valuations from chartered surveyors. The option fee of GBP 82,500 will be deducted from the agreed purchase price and is refundable in the event that shareholder approval is not obtained. It is considered that acquiring the freehold to Wellfield House would allow the Company maximum flexibility to adapt and use the whole of the premises to meet head office and other Group accomodation requirements. 04/04/07 - A Sponda Oyj X84465107 03/23/07 3,695 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.40 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors and For Mgmt Auditors 1.7 Fix Number of Directors at Six For Mgmt 1 Elect Directors For Mgmt 1.9 Appoint KPMG Oy Ab and Sixten Nyman APA as For Mgmt Auditors; Elect Riitta Pyykko as Deputy Auditor Shareholder Proposals 2 Shareholder Proposal: Establish Nominating None ShrHoldr Committee Ordinary Business 3 Amend Articles to Comply with New Finnish For Mgmt Companies Act 4 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital 5 Authorize Reissuance of Repurchased Shares For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/21/06 - S SRE Group Ltd. G8064F105 None 74,000 1 Approve Acquisition by Gaken Investment For For Mgmt Ltd. of the Remaining 30 Percent Equity Interest in Shanghai Qinhai Real Estate Co., Ltd. from Shanghai Chengfu Enterprise Management Co. Ltd. I. Transaction Summary Acquirer: Gaken Investments Ltd. (Purchaser), a wholly-owned subsidiary of the company Target: 30 percent equity interest in Shanghai Qinhai Real Estate Co., Ltd. (Qinhai), together with all the rights and obligations attaching thereto (Sale Interest). Consideration: cash Transaction Terms: the Purchaser would acquire the 30 percent equity interest in Qinhai held by Shanghai Chengfu Enterprise Management Co. Ltd. (Vendor) at a cash consideration of RMB 90.0 million ($11.1 million) Value of Transaction: RMB 90.0 million ($11.1 million) Fairness Opinion: Baron Capital Ltd. Accounting Treatment: Not disclosed Tax Treatment: Not disclosed Walkaway Rights/Breakup Fee: Not disclosed Dividends: None II. Company Description Qinhai, owned as to 70 percent by Shunlink Investment Ltd. (Shunlink), a wholly-owned subsidiary of the company, and 30 percent by the Vendor, is a limited liability company established on the People's Republic of China (the PRC) with a registered capital of RMB 300.0 million ($37.2 million). Qinhai is principally engaged in the development of a piece of land located to the east of Da Xing Jie of Huanpu District in Shanghai, to the south of Zhong Hua Lu and Huang Jia Que Lu, to the west of Ying Xun Lu and to the north of Lu Jia Bang Lu and within 717-719 Jie Lane of Juang Pu District, Shanghai, the PRC with a site area of approximately 37,129 square meters (sq.m.) (Property). It is intended that the property be developed into a residential estate with a gross floor area of approximately 118,813 sq.m. Currently, the property is at its early stage of development, which primarily involves the relocation of the existing residents on the site. III. Transaction Under the proposed acquisition, the Purchaser would acquire the sale interest from the Vendor at a consideration of RMB 90.0 million ($11.1 million) payable in cash. Based on arm's length negotiations between the parties involved, the consideration was arrived at by reference to the location of the Property, the size of the development, and the requirement of the company to replenish its land reserve and the market value of the Property in Shanghai, the PRC. The consideration represents a discount of approximately 16.7 percent to the proportionate interest in the open market value of the property in its existing state of approximately RMB 360.0 million ($44.6 million), would be payable within 10 business days from the date of completion of the proposed acquisition and would be funded out of the proceeds from the 8.6 percent guaranteed notes due on 2013 in the aggregate principal amount of $200.0 million issued by the company on April 24, 2006 (Guaranteed Notes). Upon completion of the proposed acquisition, Qinhai would be wholly-owned by the company and its subsidiaries (Group) through the 70 percent and 30 percent equity interest in Qinhai held by Shunlink and the Vendor, respectively. IV. Rationale Considerations (Disclosure Level: Satisfactory) In this case, the company provided satisfactory information regarding the proposed acquisition. The Group is primarily engaged in the development and the sale of residential and commercial properties in Shanghai, with a specific focus on the middle to high end residential properties. Acquiring the Property is expected to provide the Group an opportunity to increase its land bank in Shanghai at a reasonable price as well as strengthen its business in the field of property development in Shanghai, the PRC. V. Pro Forma Financial Summary The company did not disclose information regarding its pro forma summary in relation to the acquisition of Qinhai. VI. Risks The company did not disclose possible risks pertaining to the acquisition of Qinhai. VII. Market Reaction (vs. market index during same period) -Pre-announcement: The share price increased by 2.9 percent in the 60 days prior to Oct. 4, 2006 (the Announcement Date) vs. a 4.4 percent increase for the HSI, underperforming the index by 1.5 percentage points -Initial: The share price increased by 2.3 percent a day before the Announcement Date, vs. a 0.1 percent increase for the HSI, outperforming the index by 2.2 percentage points -Post-analysis: The shares increased by 33.4 percent from the Announcement Date to Dec. 7, 2006, vs. a 6.1 percent increase for the HSI, outperforming the index by 28.5 percentage points - We note that the price of the company's shares has been increasing prior to and after the release of the announcement relating to the proposed acquisition. VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of Qinhai. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 01/08/07 - S SRE Group Ltd. G8064F105 None 74,000 1 Approve Acquisition by Mayson Resources For For Mgmt Ltd. of a 55 Percent Interest in Shanghai Shuo Cheng Real Estate Ltd. I. Transaction Summary: Acquirer: Mayson Resources Ltd. (Mayson Resources), a wholly-owned subsidiary of the company. Target: An aggregate equity interest of 55 percent in Shanghai Shuo Cheng Real Estate Ltd. (Shuo Cheng). Consideration: cash Transaction Terms: Mayson Resources would acquire equity interests of 25 percent, 20 percent and 10 percent in Shuo Cheng from Vendor A, Vendor B and Vendor C (English names not provided) for a cash consideration of RMB 15.2 million ($1.9 million), RMB 12.2 million ($1.5 million) and RMB 6.1 million ($755,605), respectively. Value of Transaction: RMB 33.5 million ($4.1 million) Fairness Opinion: None II. Asset Description: Shuo Cheng is a company established in the People's Republic of China (PRC) engaged in the business of owning and developing the real estate development known as Albany Oasis Garden (the Property). The Property has a total gross floor area of 480,000 sq.m., which is allocated for development for various uses such as residential, facilities, retail, office and hotel use. At present, Shuo Cheng is owned as to 45 percent by Shanghai Wingo Infrastructure Co. Ltd. (Wingo Infrastructure), a 98 percent owned subsidiary of the company; as to 25 percent by Vendor A; as to 20 percent by Vendor B; and as to10 percent by Vendor C. III. Transaction: This proposal involves Mayson Resources' acquisition of a 25 percent, 20 percent and 10 percent equity interest in Shuo Cheng from Vendor A, Vendor B and Vendor C, respectively, for an aggregate cash consideration of RMB 33.5 million ($4.1 million) broken down as to RMB 15.2 million ($1.9 million) payable to Vendor A, as to RMB 12.2 million ($1.5 million) payable to Vendor B, and as to RMB 6.1 million ($755,605) payable to Vendor C. The consideration for the acquisition was based on the location of the Property, the size of the development and the requirement of the company to replenish its land reserve and the price of property in Shanghai. The company intends to finance the acquisition by using proceeds received from the issuance of guaranteed notes in the aggregate principal amount of $200 million on April 24, 2006. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (the Group) are enged in property development and investment in Shanghai, the PRC. This proposal is in line with the company's strategy of increasing its land reserve at a reasonable price. Following completion of the acquisition, the company would have an indirect interest of approximately 99.1 percent in Shuo Cheng through its subsidiaries namely Wingo Infrastructure and Mayson Resources. V. Market Reaction: -Pre-announcement: The company's share price increased by 12.1 percent in the 60 day period prior to the release of an announcement pertaining to this acquisition on Nov. 3, 2006 (Announcement Date) vs. a 7.1 percent increase in the Hang Seng Index (HSI), outperforming the index by 5.0 percentage points. -Initial: The share price decreased by 1.5 percent a day before the Announcement Date vs. 0.2 percent increase in the HSI, underperforming the index by 1.7 percentage points. -Post-announcement: The share price increased by 28.7 percent from the Announcement Date to the date of this report vs. a 2.8 percent increase in the HSI, outperforming the index by 25.9 percentage points. The market's reaction to the proposed acquisition appears positive. VI. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition. VII. Conclusion: Based on our analysis, we recommend that shareholders vote in favor of this resolution. 03/30/07 - A SSAB Swedish Steel W8615U124 03/24/07 56,000 1 Elect Chairman of Meeting For For Mgmt 2 Prepare and Approve List of Shareholders For For Mgmt 3 Approve Agenda of Meeting For For Mgmt 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For For Mgmt 6a Receive Financial Statements and Statutory None None Mgmt Reports; Receive Report of Board 6b Receive President's Report None None Mgmt 6c Receive Auditor s Report None None Mgmt 7a Approve Financial Statements and Statutory For For Mgmt Reports 7b Approve Allocation of Income and Dividends For For Mgmt of 4.5 SEK per Share 7c Approve Record Date for Dividends For For Mgmt 7d Approve Discharge of Board and President For For Mgmt 8 Receive Report on Work of Nominating None None Mgmt Committee 9 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 10 Approve Remuneration of the Chairman of the For For Mgmt Board in in the Amount of SEK 1 Million; Approve Remuneration of Other Board Members in the Amount of SEK 375,000; Approve Remuneration of Committee Members; Approve Remuneration of Auditors 11 Reelect Carl Bennet, Anders Carlberg, Olof For Against Mgmt Faxander, Sverker Martin-Loef, Marianne Nivert, Anders Nyren, Matti Sundberg, and Lars Westerberg as Directors We recommend a vote against this item because the president serves on the Remuneration Committee. We would have preferred only to vote against the reelection of the president, but since the resolution is bundled, we must advise shareholders to vote against the reelection of the other directors as well. 12 Reelect Sverker Martin-Loef as Chairman For For Mgmt 13 Ratify PricewaterhouseCoopers as Auditors For For Mgmt 14 Elect Members of Nominating Committee For For Mgmt 15 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 16 Authorize Reissuance of Repurchased Shares For For Mgmt 17 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 18 Close Meeting None None Mgmt 04/27/07 - S Stagecoach Group plc G8403M159 None 51,686 1 Adopt New Articles of Association For For Mgmt We do not consider these amendments to be contentious. 2 Approve Capital Reorganisation; Authorise For For Mgmt Issue of Equity with Pre-emptive Rights up to 277,777,777 B Shares and 1,200,000,000 C Shares; Approve the Terms of the Proposed Contract Between Credit Suisse and the Company; Adopt New Articles of Association Conclusion and Vote Recommendation We are not raising any corporate governance issues that would cause us to object to the proposed return of capital. Ultimately, we consider that the proposal is an investment decision, which is best left for shareholders to evaluate in respect of their own individual investment strategies and after consultation with such professional advisors as each shareholder deems necessary. We note that Credit Suisse Securities (Europe) Ltd has advised the Board on the proposal. 3 Subject to and Conditional upon the Passing For For Mgmt of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,316,724 4 Subject to and Conditional upon the Passing For For Mgmt of Resolutions 2 and 3, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 347,509 06/04/07 - A/S STALLERGENES F17399118 05/30/07 427 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 0.35 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 6 Ratify Appointment of David Darmon as For Mgmt Director Special Business 7 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 8 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Million 9 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Million 10 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 11 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 12 Authorize Capitalization of Reserves of Up For Mgmt to EUR 10 Million for Bonus Issue or Increase in Par Value 13 Approve Employee Savings-Related Share For Mgmt Purchase Plan 14 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/29/07 - A STANDARD BANK GROUP LTD (formerly S80605132 None 46,204 Standard Bank Investment C 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 2006 2.1 Approve Remuneration of Group Chairman For For Mgmt 2.2 Approve Remuneration of Group Director For For Mgmt 2.3 Approve Remuneration of Group International For For Mgmt Director 2.4 Approve Remuneration of Group Credit For For Mgmt Committee 2.5 Approve Remuneration Large Exposures For For Mgmt Committee 2.6 Approve Remuneration of Directors' Affairs For For Mgmt Committee 2.7 Approve Remuneration of Group Risk For For Mgmt Management Committee 2.8 Approve Remuneration of Group Remuneration For For Mgmt Committee 2.9 Approve Remuneration of Transformation For For Mgmt Committee 2.10 Approve Remuneration of Group Audit For For Mgmt Committee 2.11 Approve Ad Hoc Meeting Attendance Fee For For Mgmt 3 Elect Directors For For Mgmt 4.1 Place Shares for the Equity Growth Scheme For Against Mgmt under Control of Directors Given the high level of potential dilution associated with these plans, the potential for insufficient vesting, and the absence of performance conditions under the Equity Growth Scheme, we recommend shareholders oppose placing shares under the control of directors for the purpose of satisfying these plans. 4.2 Place Shares for the Incentive Scheme under For Against Mgmt Control of Directors 4.3 Place Unissued Ordinary Shares under For For Mgmt Control of Directors 4.4 Place Unissued Preference Shares under For For Mgmt Control of Directors 4.5 Give Directors General Authority to Make For For Mgmt Payments to Shareholders 4.6 Amend Clause 5.3 of Company's Equity Growth For Against Mgmt Scheme Since we believe that stock options should be limited to the company's employees, we do not feel this amendment is in the best interests of shareholders. 5.1 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 5.2 Amend Article 87.8 Re: Directors' For For Mgmt Retirement Age 5.3 Amend Article 183 Re: Voting Through For For Mgmt Electronic Means 05/24/07 - A Star Micronics Co. Ltd. *7718* J76680107 02/28/07 5,316 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 14, Final JY 18, Special JY 0 The payout ratio is 24 percent (consolidated) or 37 percent (parent). 2 Amend Articles To: Limit Liability of For For Mgmt Statutory Auditors This amendment would allow the board to specify limits on the legal liability of outside statutory auditors in the company's service contracts with these individuals. The ceilings on liability would be no less than two years' worth of total compensation. As provided by law, the limitations would not apply in cases of gross negligence or criminal behavior, and would only apply if the individual acted in good faith. To the extent this amendment facilitates the appointment of independent outsiders to these posts, it has the potential to benefit shareholders. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For If all nominees are elected, the board size will shrink from eight to seven, but the board will continue to include no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. Candidate 1 is a managing director of Star Micronics' largest shareholder, Citizen Holdings, which owns 16 percent of Star. Candidate 2 is a former executive of one of Star's major lenders, Shizuoka Bank. 4.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Star proposes to pay an aggregate bonus of JY 66.4 million to the eight directors in office as of the fiscal year-end, and an aggregate bonus of JY 3.6 million to three statutory auditors. In light of the company's performance and the size of these payments, we see no reason to oppose this resolution. 6 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System The retiring auditor and the two continuing auditors are all designated as independent. As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing this item. 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors Star proposes to raise the ceiling for directors from JY 7.5 million per month to JY 130 million per year, and to establish a separate ceiling for annual director bonuses of JY 100 million per year. The ceiling for auditors would be raised from JY 1.5 million per month to JY 22 million per year. The increases are being requested because the company plans to abolish the payment of retirement bonuses, which were not covered by these ceilings, and replace such payments with other forms of compensation which will be covered; and because annual bonuses to directors and auditors, which were formerly treated as part of the annual allocation of income, are now considered "compensation" under the new Corporate Law. The number of directors is declining from eight to seven, but the number of statutory auditors will remain at three. In light of the company's performance and the fairly modest size of the new ceilings, we do not oppose this item. 07/24/06 - S STARHUB LTD Y8152F108 None 656,823 Special Business 1 Approve Reduction of Issued Capital by a For For Mgmt Maximum of SGD 666 Million by Cancelling One Ordinary Share for Every Seven Shares and Returning to Each Shareholder SGD 2.13 in Cash for Each Share Held 04/18/07 - A STARHUB LTD Y8152F116 None 750,991 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Reelect Lim Chin Beng as Director For For Mgmt 3 Reelect Kua Hong Pak as Director For For Mgmt 4 Reelect Lim Ming Seong as Director For For Mgmt 5 Reelect Teo Ek Tor as Director For For Mgmt 6 Reelect Liu Chee Ming as Director For For Mgmt 7 Approve Directors' Fees SGD 844,300 for the For For Mgmt Year Ended Dec. 31, 2006 (2005: SGD 685,452) 8 Declare Final Dividend of SGD 0.035 Per For For Mgmt Share 9 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 10 Approve Issuance of Shares without For For Mgmt Preemptive Rights 11 Approve Issuance of Shares Pursuant to the For Against Mgmt StarHub Pte Ltd Share Option Plan In this case, the percentage of shares available under the Share Plans is 15 percent of the company's total issued capital from time to time, which is considered an unacceptable level of dilution. These share plans cannot be considered sufficiently well-structured to justify a potential dilution level of 15 percent. Moreover, the option plans allow for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the share plans. 12 Approve Issuance of Shares and Grant of For Against Mgmt Options and Awards Pursuant to the StarHub Share Option Plan 2004, StarHub Performance Share Plan and StarHub Restricted Stock Plan 04/18/07 - S STARHUB LTD Y8152F116 None 750,991 Special Business 1 Approve Reduction of Issued Share Capital For For Mgmt of Up to SGD 452.0 Million and Return to Shareholders of SGD 2.86 in Cash for Each Share Held Ordinary Business 2 Authorize Share Repurchase Program For For Mgmt 3 Approve Mandate for Transactions with For For Mgmt Related Parties 03/26/07 - A STX Pan Ocean Co Ltd Y81718101 12/31/06 582,000 1 Approve Financial Statements For For Mgmt This is a routine item. 2 Approve Appropriation of Income and For For Mgmt Dividend of USD 0.023 Per Share The company is proposing a final dividend of USD 0.023 per ordinary share less income tax of 27.5 percent for the financial year ended 31 December 2006. 3 Elect Directors For For Mgmt This item is to approve the appointment/re-appointment of Yu Chun-il, Han Gun-suk, Choi Dong-moo, Cha Duk-keun, and Chee Wong-seng. The executive director nominee is the head of the Strategic Planning Department. The independent non-executive director nominees are Choi Dong-moo, the president of PMK Pte Ltd.; Han Gun-suk, a former employee of Korea Development Bank; Cha Duk-Keun, a former executive vice president at Korea Circuit Co. There is no information on Chee Wong-seng. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors This item is to approve the payment of Directors' Fees of up to KRW 5 billion for the year ending 31 December 2007 and to approve the annual limit of Severance Payment for directors and executive officers of up to 40% of the annual salary and the individual severance payment is subject to approval by the Board of Directors. 5 Appove Allocation and Issuance Shares up to For For Mgmt 50 Percent of Total Shares Pursuant to the provisions of Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited ("SGX-ST"), the Directors be empowered to allot and issue shares and convertible securities in the capital of the company at any time and upon such terms and conditions and for such purposes as the Directors may, in their absolute discretion, deem fit provided that the aggregate number of shares (including shares to be issued in accordance with the terms of convertible securities issued, made or granted pursuant to this Resolution) to be allotted and issued pursuant to this Resolution shall not exceed fifty per centum (50%) of the issued share capital of the Company at the time of the passing of this resolution, of which the aggregate number of shares and convertible securities to be issued other than on a pro rata basis to all shareholders of the Company shall not exceed twenty per centum (20%) of the issued capital of the Company and that such authority shall, unless revoked or varied by the Company in general meeting, continue in force (i) until the conclusion of the Company's next Annual General Meeting or the date by which the next Annual General Meeting of the Company is required by law or the bye-laws of the Company to be held, whichever is earlier or (ii) in the case of shares to be issued in accordance with the terms of convertible securities issued, made or granted pursuant to this Resolution, until the issuance of such shares in accordance with the terms of such convertible securities. 6 Renew Shareholders' Mandate for Interested For For Mgmt Person Transaction This item would ensure that 1) approval be and is hereby given for the purposes of Chapter 9 of the SGX-ST Listing Manual for the Company, its subsidiaries and target associated companies or any of them to enter into any of the transactions falling within the types of Interested Person Transactions set out in the Company's Appendix to Shareholders dated 2 March 2007 (the "Appendix"), with any party who is of the class or classes of Interested Persons described in the Appendix relating to the proposed renewal of the Shareholders Mandate (the "Shareholders' Mandate"), provided that such transactions are carried out in the normal course of business, at arm's length and on commercial terms in accordance with the guidelines and procedures for review of Interested Person Transactions as set out in Company's Appendix; 2) that the Shareholders' Mandate shall, unless revoked or varied by the Company in general meeting, continue to be in force until the conclusion of the next Annual General Meeting of the Company; and 3) that the Directors of the Company and each of them be and are hereby authorised to complete and do all such acts and things (including executing all such documents as may be required) as they or he may consider expedient or necessary or in the interests of the Company to give effect to the Shareholders' Mandate and/or this Resolution. 7 Amend Articles of Incorporation For For Mgmt According to the company, the Articles of Incorporation of the Company would be altered in the manner and to the extent as set out in the Circular to shareholders dated 2 March 2007. As part of its corporate strategy to establish its standing in the Korean market as a Korea listed company, the Company is presently considering seeking a listing on the KRX (the "Proposed KRX Listing"). As and when the Company decides to go ahead with the Proposed KRX Listing, the Company is required under Korea laws to submit a listing application to the KRX together with, among other things, a set of its Articles which have to be in compliance with the requirements stipulated under the KSEA and the listing rules of the KRX. As part of its preliminary preparations for the Proposed KRX Listing, the Company therefore proposes to alter certain provisions under its Articles as set out in greater detail below in order to bring its Articles in line with the requirements under the KSEA and the listing rules of the KRX. The Company is presently targeting that the Proposed KRX Listing takes place by end 2007, subject to market conditions. The Company currently contemplates that the Proposed KRX Listing will comprise an offer of new common shares to be issued by the Company. The new common shares contemplated to be listed on the KRX will be a separate bloc of shares from those common shares of the Company listed on the SGX-ST. The Company further contemplates that the number of new common shares to be issued will not exceed 20% of its issued share capital, in accordance with the limit set out in Article 5(2) of its existing Articles. Shareholders should however note that the Company may modify the aforementioned plans depending on the outcome of discussions with the Korean authorities, the Company's investment bankers as well as market conditions. We have no reason to oppose this resolution. 12/22/06 - S Sumco Techxiv Corporation *5977* J35695105 10/31/06 471 1 Amend Articles to: Change Fiscal Year End - For For Mgmt Change Company Name to Sumco Techxiv Corp. The name change and the change in the fiscal year-end (from March 31 to January 31) both reflect the change in Komatsu Electronic Metals' (KEM's) parent company, from Komatsu Ltd. to Sumco Corp. Sumco acquired a 51 percent stake in KEM from Komatsu in October 2006. We have no reason to oppose these amendments. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For The three director nominees are all executive directors of Sumco, KEM's new parent company. Candidates 2 and 3 are designated as outside directors, but candidate 1 is not, which means he will hold an executive position at KEM following his election to the board. Candidates 2 and 3 replace two outgoing directors from former parent company Komatsu Ltd. 2.2 Elect Director --- For 2.3 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the three nominees for independent auditor, all of whom represent parent company Sumco, cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. Candidates 1 and 2 are executives of Sumco, while candidate 3 is a standing statutory auditor of that company and has spent his entire career with related companies. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1. 3.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1. 06/22/07 - A Sumitomo Corp. *8053* J77282119 03/31/07 219,600 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 15, Final JY 18, Special JY 0 The payout ratio is 19 percent based on consolidated earnings, or 59 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 12 executives and 0 non-executives. The board currently includes 13 insiders and no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee meets our criteria for independence. He is a former partner of audit firm Deloitte Touche Tohmatsu & Co. However, Sumitomo Corp.'s external audit firm is KPMG Azsa & Co. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 949 million to 13 directors. This is quite high by Japanese standards, but in light of the company's strong performance over the past year, we do not oppose this resolution. 5 Approve Stock Option Plan for Directors For For Mgmt Option Plan Summary Eligibility: directors of company Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.005 percent of issued capital from this plan; 0.04 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 1 year from the grant date. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 6 Approve Deep Discount Stock Option Plan For For Mgmt Option Plan Summary Eligibility: The company seeks approval for a deep-discount option plan for directors. The exercise price will be set at JY 1 per share. Potential Dilution: 0.006 percent of issued capital from this plan; 0.04 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Options may only be exercised within 10 years after the recipient steps down from his or her position. Performance Hurdles: None disclosed. This plan is intended to replace the seniority-based retirement bonus system, which Sumitomo Corp. abolished in 2006, with compensation based on share price performance. Rather than make a cash payment to the directors upon their retirement, the company plans to make annual payments in the form of deep-discount options. This is intended to induce the grantees to focus on share price, as unlike the seniority-based retirement bonus system, grantees will benefit more the greater the appreciation in the company's stock price. ISS applauds the idea of replacing seniority-based compensation with compensation based on share price performance, as this should contribute to a greater consciousness on the part of directors concerning the company's share price. Moreover, the very modest size of these grants means that dilution to shareholders is not a concern. We have no reason to oppose this resolution. 06/28/07 - A Sumitomo Heavy Industry Ltd. *6302* J77497113 03/31/07 225,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 The payout ratio is 11 percent based on consolidated earnings, or 33 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Reduce Directors Term in For For Mgmt Office The proposed changes are routine. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is a CPA. 4.2 Appoint Internal Statutory Auditor For For Mgmt See Item 4.1 4.3 Appoint Internal Statutory Auditor For For Mgmt 5 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former partner of the company's external audit firm. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 06/28/07 - A SUMITOMO MITSUI FINANCIAL GROUP INC. J7771X109 03/31/07 186 *8316* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend (Ordinary Shares) of JY 7000 The payout ratio is 15 percent based on parent earnings, or 12 percent based on consolidated earnings. This is on the low side even by Japanese standards, but in light of the increase in the dividend compared to the previous year's JY 3000 per share, and the continuing burden of dividends on preferred shares, we do not recommend a vote against this item. 2 Amend Articles to: Create New Classes of For Against Mgmt Preferred Shares and Remove Obsolete Provisions on Preferred Shares SMFG first seeks to delete all references in the articles to Class 1, 2 and 3 preferred shares, all of which have been cancelled. SMFG also seeks to reduce the number of authorized preferred shares of classes 4, 5 and 6, to reflect the cancellation of a portion of those shares. Finally, SMFG seeks to create three new classes of preferred shares, Class 7, Class 8 and Class 9. SMFG would be authorized to issue up to 167,000, 115,000 and 115,000 of these shares, respectively. SMFG finished repaying public funds in the 2006-07 fiscal year, through the repurchase of Class 1, 2 and 3 preferred shares. It does not plan to issue any more such shares to the government. However, its core capital ratio is still on the low side, and it evidently seeks the flexibility to issue preferred shares to client companies or other financial institutions in the future. No such issuance is on the agenda for this meeting, and SMFG has not disclosed any details of its plans for such an issuance. We note that Class 7 shares would be convertible into ordinary shares, at a rate and in a time frame which have not yet been determined. Because it is impossible for ordinary shareholders to assess the ultimate impact of the issuance of such shares on their ownership interests, we recommend a vote against this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Candidates 1-4 are executives, while candidates 5 and 6 are outside directors. Candidate 4 is the only nominee who is new to the board, and he replaces a retiring executive director. SMFG has three other directors who are not up for reelection until next year. One of those directors is an outsider, so the overall board composition after this meeting will remain at 6 executives and 3 non-executives. Candidate 5, Yoshiaki Yamauchi, is a former partner at Arthur Andersen and joined the board of the former Sumitomo Bank in 1999. Candidate 6, Yoichiro Yamakawa, is an attorney, and first joined the board of Sumitomo Mitsui Bank in 2001. Both of these directors serve on the board of Sumitomo Mitsui Bank as well as the board of holding company SMFG. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Candidates 1 and 2 are not designated as independent. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt Candidate 3, an attorney, meets our criteria for independence. 5 Approve Retirement Bonuses for Director and For For Mgmt Statutory Auditor Neither retiree is an outsider. 06/27/07 - A Sumitomo Real Estate Sales Co. J7786K100 03/31/07 656 (Sumitomo Fudosan Hanbai) *8870* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 50 The payout ratio for the full year is 23 percent based on consolidated earnings, or 28 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives.The board currently includes 19 insiders and no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: None Neither nominee is designated by the company as independent, and we have no reason to oppose the nominations. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 5 Amend Articles to: Clarify Director For For Mgmt Authorities The proposed changes are routine. 06/28/07 - A Sumitomo Realty & Development Co. Ltd. J77841112 03/31/07 41,000 *8830* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8 The full-year payout ratio is 13 percent (consolidated) or 14 percent (parent). This is low even by Japanese standards, but in light of the rapid growth in profits in recent years, we do not object to the retention of cash at this time. 2 Amend Articles to: Authorize Share For Against Mgmt Repurchases at Board's Discretion The company is seeking to amend its articles to enable it to repurchase shares on the market at the discretion of the board, eliminating the need to obtain shareholder approval in advance. However, given the company's recent share price gains, and its current P-E ratio and PBR, a share buyback does not seem like an urgent necessity at this time. If the company does see a need to repurchase shares, ISS sees no reason why it cannot seek shareholder approval for a share repurchase framework at each year's AGM, giving shareholders the ability to evaluate the company's plans before the fact. Accordingly, we oppose this amendment. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes 8 insiders and no outside directors. Candidates 5-9 are new appointees or are returning to the board after an absence. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Two members are attorneys, while the third is a former chairman of the company's external audit firm. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the independence of the special committee is questionable, and the company has no independent directors, we recommend that shareholders oppose this resolution. 06/28/07 - A Sumitomo Seika Chemicals Co. Ltd. J70445101 03/31/07 2,977 *4008* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 2 Amend Articles To: Reduce Directors Term in For For Mgmt Office - Authorize Public Announcements in Electronic Format The proposed changes are routine. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 The nominee does not meet our criteria for independence. He is a former executive of one of the largest shareholders in the company with a 30 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The company seeks to express the compensation ceilings for directors and statutory auditors as yearly, rather than monthly, ceilings. This will allow the company greater flexibility with respect to the timing of bonus payments, which under the new corporate law are now included in the compensation ceilings. We do not oppose this resolution. 06/28/07 - A Sumitomo Trust & Banking Co. Ltd. J77970101 03/31/07 265,000 *8403* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8.5 The payout ratio is 35 percent of parent earnings. By law, funds available for dividends in Japan are based on parent company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For All 13 nominees are insiders. Candidates 8 and 12 are new appointees, while candidate 13 is returning to the board after a year. All three replace outgoing executive directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee, an emeritus professor at Gakushuin University, meets our criteria for independence. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors Sumitomo Trust proposes to pay a total of JY 85 million to the 13 directors in office in 2006-07. 07/07/06 - S Sunland Group Limited *SDG* Q8803B109 07/05/06 2,663 1 Approve Issuance of 37.5 Million Ordinary For For Mgmt Shares and the Grant of an Option to Acquire by Way of Issue a Further 24.9 Million Ordinary Shares to Cavalene Holdings Pty Ltd 2 Elect James Douglas Packer as Director For For Mgmt 11/21/06 - A Sunland Group Limited *SDG* Q8803B109 11/19/06 10,003 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Fiscal Year Ended June 30, 2006 2 Elect Garry Rothwell as Director For For Mgmt 3 Elect Terry Jackman as Director For For Mgmt 4 Adopt Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 5 Amend Articles of Association For For Mgmt 04/25/07 - A/S Suzano Papel e Celulose S.A. P06768165 None 17,043 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 2 Approve Allocation of Income and Dividends For Against Mgmt Even though the company is meeting its minimum legal obligations to shareholders, we still find that the company is not adequately remunerating shareholders. We understand that the company is expanding its production capacity by investing in its "Projeto Mucuri" and in Ripasa. We also understand that the paper and cellulose industry is experiencing difficult times worldwide and that the high valuation of the Brazilian currency has hurt the company's exports. With that said, the company still appears to be in a healthy financial position and able to pay higher dividends than it has been paying. We feel the company's policy of paying close to the minimum legal requirement is unduly disadvantageous to shareholders, and thus we recommend that they oppose this item. Note that Suzano is controlled by Suzano Holding, and a vote against this item will simply be an expression of dissatisfaction with the company. 3 Elect Supervisory Board Members and For For Mgmt Determine their Remuneration 4 Approve Annual Global Remuneration of For For Mgmt Directors and Executive Officers Special Business 1 Ratify Increase in Share Capital Due to the For For Mgmt Conversion of Bonds, as Approved by the Board of Directors on Jan 15, 2007 and March 15, 2007; Ammend Article 5 Accordingly 06/28/07 - A Suzuki Motor Corp. *7269* J78529138 03/31/07 10,990 1 Approve Allocation of Income, with a Final For Against Mgmt Dividend of JY 8 The payout ratio for the full year, including an interim dividend of JY 6, is 8 percent based on consolidated earnings, or 14 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio is low even by Japanese standards. The JY 3 increase in the total dividend for the year failed to keep pace with the increase in earnings per share, causing the payout ratios to drop from last year's already low levels. Moreover, Suzuki's payout ratios have consistently been low for a number of years. The company has not conducted substantial share buybacks on the open market, although it did buy back shares once held by strategic partner and former largest shareholder General Motors. Suzuki is proposing to transfer JY 35 billion to a general reserve account which already contains JY 298.35 billion, or 47 times the total amount Suzuki plans to spend on dividend payments for 2006-07. Although we recognize that the company's growth has rewarded shareholders through share price appreciation, we believe it is clear that the company is in a position to return a much greater percentage of its profit to shareholders in the form of dividends. Accordingly, we recommend that shareholders oppose this resolution, to signal their dissatisfaction with the company's dividend policies. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. The 14 incumbent directors are all seeking reelection. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 234 million to 14 directors, and JY 26 million to 5 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 05/11/07 - A Swatch Group AG H83949141 None 1,685 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 0.70 per Registered Share and CHF 3.50 per Bearer Share 4 Reelect Esther Grether, Nayla Hayek, Peter For Mgmt Gross, Nicolas Hayek, Claude Nicollier, Johann Schneider-Ammann and Ernst Tanner as Directors 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt 6 Approve CHF 3.1 Million Reduction in Share For Mgmt Capital via Cancellation of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A SWEDBANK AB W9423X102 04/20/07 39,900 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7a Receive Board's Report None None Mgmt 7b Receive CEO's Report None None Mgmt 7c Receive Auditor's Report None None Mgmt 8 Approve Financial Statements and Statutory For For Mgmt Reports 9 Approve Allocation of Income and Dividends For For Mgmt of SEK 8.25 per Share 10 Approve Discharge of Board and President For For Mgmt 11 Determine Number of Members and Deputy For For Mgmt Members of Board 12 Determine Number of Auditors For For Mgmt 13 Approve Remuneration of Directors; Approve For For Mgmt Remuneration of Auditors 14 Reelect Ulrika Francke, Goeran Johnsson, For For Mgmt Berith Haegglund-Marcus, Anders Nyblom, Carls Eric Staalberg, and Caroline Sundewall as Directors; Elect Gail Buyske and Simon F.D. Ellis as New Directors 15 Ratify Deloitte AB as Auditors until 2010 For For Mgmt AGM 16 Authorize Chairman of Board and For For Mgmt Representatives of 4 of Company's Largest Shareholders to Serve on Nominating Committee 17 Amend Articles Re: Numbering of Articles For For Mgmt 18 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares 19 Authorize Repurchase of Up to Five Percent For For Mgmt of Issued Share Capital 20 Authorization to Raise Customary Credit For For Mgmt Facilities Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position 21 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 22 Grant Right to Transfer and Issue Interests For For Mgmt in Swedbank First Securities, LLC (SFS), to Present and Future Employees of SFS 23 Approve Merger by Absorption of Soederhamns For For Mgmt Sparbank AB Shareholder Proposals 24 Sharholder Proposal: Decide That a Private None Against ShrHoldr Client Officer Shall Not Be Entitled to Act as Administrator or Trustee to a Present or Prior Customer to the Private Client Officer in Question At this AGM, while we sympathize with the shareholder's concerns over this issue, we do not support shareholder proposals that seek to micromanage the company. We believe this kind of decision is best left to management or regulated by law. Therefore, we recommend a vote against this proposal. 25 Shareholder Proposal: Decide That Swedbank None Against ShrHoldr Shall Become the Most Available Bank for Customers by 2010, i.e., Available for Customers with Defective Vision Who Are Visually Disabled on Legible Media At this AGM, while we sympathize with the shareholder's concerns over this issue, we do not support shareholder proposals that seek to micromanage the company. We believe this kind of decision is best left to management or regulated by law. Therefore, we recommend a vote against this proposal. 26 Shareholder Proposal re: Allocate SEK 100 None Against ShrHoldr Million of the 2006 Profit to Establish "The Institute for Integration and Growth in Landskrona" At this AGM, while we sympathize with the shareholder's concerns over social issues, we do not support shareholder proposals that seek to micromanage the company. We believe the decision of whether to donate funds to a charitable cause is best left to management. Therefore, we recommend a vote against this proposal. Management Proposals 27 Other Business (Non-Voting) None None Mgmt 28 Close Meeting None None Mgmt 05/08/07 - A Swiss Life Holding H7354Q135 None 426 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/08/07 - A Swiss Life Holding H7354Q135 None 426 1 Accept Financial Statements and Statutory For Mgmt Reports 2.1 Approve Allocation of Income and Omission For Mgmt of Dividends 2.2 Approve CHF 247 Million Reduction in Share For Mgmt Capital; Approve Capital Repayment of CHF 7 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/20/07 - A Swiss Reinsurance (Schweizerische H84046137 None 30,421 Rueckversicherungs) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/20/07 - A Swiss Reinsurance (Schweizerische H84046137 None 4,829 Rueckversicherungs) 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 3.40 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4.1 Approve CHF 450,535 Reduction in Share For Mgmt Capital 4.2 Approve Cancellation of Unused CHF 900,000 For Mgmt Pool of Capital 4.3 Approve CHF 496,072 Reduction in Existing For Mgmt Pool of Capital Reserved for Issuance Upon Conversion of Convertible Bonds 4.4 Authorize Share Repurchase Program and For Mgmt Cancellation of Repurchased Shares 5 Elect Directors For Mgmt 5.2 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/08/07 - A Sydbank (Formerly Syd Sonerjylland) K9419V113 02/20/07 5,000 1 Receive Report of Board None None Mgmt 2 Approve Financial Statements and Statutory For For Mgmt Reports 3 Approve Allocation of Income and Dividends For For Mgmt 4 Elect Members of Committee of For For Mgmt Representatives 5 Ratify Auditors For For Mgmt 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital Shareholder Proposals 7 Formulate Environmental Policy None Against ShrHoldr In this case, the company was not in possession of any further information about the shareholder resolution in advance of the meeting. Due to a lack of information, shareholders are therefore advised to vote against this proposal. 8 Other Business (Non-Voting) None None Mgmt 03/16/07 - A Taewoong Co. Y8365T101 12/31/06 257 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 70 Per Share Proposed dividend is KRW 70, which corresponds to a payout ratio of 4 percent, slightly down from 5 percent the previous year. The payout ratio is extremely low by standards. We call on the company to improve its payout ratio in the future. We recommend that shareholders vote for this dividend proposal at this time. 2 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 400 million, same as the previous year. Although last year's actual payout was not disclosed, the company paid a total KRW 52.8 million for the two independent non-executive directors. We see no reason to oppose this resolution. 3 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 will be KRW 100 million, same as the previous year. Last year's actual payout was not disclosed. 05/07/07 - A Taiwan Semiconductor Manufacturing Co. Y84629107 03/08/07 332,315 1 Accept 2006 Business Report and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution For For Mgmt 3 Approve Capitalization of 2006 Dividends, For For Mgmt Employee Profit Sharing, and Capitalization of Capital Surplus 4 Amend Articles of Association For For Mgmt 5 Amend Internal Rules and Policies For For Mgmt 6 Other Business None Against Mgmt 06/28/07 - A Taiyo Nippon Sanso Corp. (formerly J55440119 03/31/07 10,000 Nippon Sanso Corp.) *4091* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 7 2 Elect Directors For For Mgmt 2.1 Elect Director --- For All 5 nominees are insiders. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 3 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former executive of one of the largest shareholders in the company with a 3.8 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, the company requests shareholder approval for payments in lieu of retirement bonuses to 16 continuing directors and 4 continuing internal statutory auditors. The company has disclosed the aggregate amount of the payments to the continuing directors (JY 673 million) and the continuing auditors (JY 41 million) . The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. However, 1 of the continuing directors and 2 of the continuing statutory auditors have been designated by the company as outsiders. While we applaud the disclosure of the aggregate payments, which is still rare in Japan, it is nevertheless difficult to evaluate whether the individual payments to the outside directors and statutory auditors are set at appropriate levels. Accordingly, we recommend that shareholders oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 50 million per month (or JY 600 million per year) to JY 1 billion per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 10 million per month (or JY 120 million per year) to JY 200 million per year. After the meeting, the company will continue to have 16 directors and 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Takagi Securities Co. *8625* J8039M109 03/31/07 6,006 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 12 The payout ratio for the full year is 40 percent based on either parent-only or consolidated earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 4 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney. 06/28/07 - A Takeda Pharmaceutical Co. Ltd. *4502* J8129E108 03/31/07 46,400 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 68 The payout ratio for the full year, including the interim dividend, is 33 percent based on consolidated earnings, or 51 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Limit Directors' Legal For For Mgmt Liability - Limit Liability of Statutory Auditors - Reduce Directors' Term in Office In this item, the company seeks the authority to impose limits on the legal liability of directors and statutory auditors by way of a board resolution. In addition, shareholders are asked to authorize the company to impose limits on the legal liability of outside directors and outside statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions; although we note that Takeda is not proposing to appoint any outside directors this year. Takeda also seeks to subject its directors to annual reelection, a change which ISS supports. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive: None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives. Candidate 4 is a new appointee, but replaces an outgoing executive director. The board will continue to include no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 5 Approve Appointment of External Audit Firm For For Mgmt The company seeks to appoint KPMG Azsa & Co. as its external audit firm in place of Deloitte Touche Tohmatsu & Co. The company has provided no specific reason for the change, but we note that Tohmatsu's audit report for 2006-07 was unqualified. We believe this is simply an audit firm rotation, and we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 200 million to 7 directors, and JY 13 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 7 Approve Retirement Bonuses for Director and For For Mgmt Statutory Auditor Both retirees have held executive positions with the company. Accordingly, we have no reason to oppose this resolution. 05/04/07 - A Takkt AG D82824109 04/13/07 353 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.25 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify Dr. Ebner, Dr. Stolz und Partner For Mgmt GmbH as Auditors for Fiscal 2007 6a Elect Klaus Truetzschler to the Supervisory For Mgmt Board 6b Elect Eckhard Cordes to the Supervisory For Mgmt Board 6c Elect Michael Klein to the Supervisory Board For Mgmt 6d Elect Thomas Kniehl to the Supervisory Board For Mgmt 6e Elect Arnold Picot to the Supervisory Board For Mgmt 6f Elect Alexander von Witzleben to the For Mgmt Supervisory Board 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A/S TAM SA (frm. TAM - Cia de P8947T132 None 9,800 Investimentos em Transportes TAM Preference Shareholders Can Vote on Item 3 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12-31-06 2 Approve Allocation of Income and For For Mgmt Dividends/Interest on Capital 3 Elect Board of Directors and Independent For For Mgmt Directors in Accordance with Level 2 of Bovespa 04/19/07 - A Tandberg ASA R88391108 None 11,500 1 Open Meeting; Registration of Attending None None Mgmt Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Receive Management's Status Report None For Mgmt 5 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Allocation of Income and Dividends of NOK 0.80 per Share 6 Approve Remuneration Policy And Other Terms For Against Mgmt of Employment For Executive Management The disclosure pertaining to the performance objectives for the bonus arrangement -- although not complete -- is at par with market standards in Norway. Nevertheless, we would like to have seen further details disclosed about the remuneration policies applied. Such information should include more detail on the performance criteria and caps applied to the bonus. In addition, there should be clearly defined performance criteria attached to the share incentive scheme and the levels of performance required to attain maximum and minimum bonus/shares should be disclosed. We recommend that shareholders contact the company's investor relations department directly to request better disclosure. Because of the lack of information regarding the performance criteria of the restricted stock plan, we recommend a vote against this item. 7 Approve Remuneration of Directors, For For Mgmt Committees, and Auditors 8 Reelect Jan Chr. Opsahl, Amund Skarholt, For For Mgmt Joergen Ole Haslestad, and Barbara Thoralfsson as Directors; Reelect Halvor Loeken, Age Korsvold, and Jan Chr. Opsahl as Members of the Nomination Committee 9 Approve NOK 12.1 Million Reduction in Share For For Mgmt Capital via Share Cancellation 10 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital for Use in Connection With Outstanding Share Incentive Plans and Potential Acquisitions; Receive Presentation on Existing Share Incentive Plans in the Company 11 Approve Creation of NOK 10.9 Million Pool For For Mgmt of Capital without Preemptive Rights 07/28/06 - A TAT HONG HOLDINGS LIMITED Y8548U124 None 15,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.017 Per For For Mgmt Share and Special Dividend of SGD 0.01 Per Share 3 Reelect Tan Chok Kian as Director For For Mgmt 4 Reelect Ong Tiew Siam as Director For For Mgmt 5 Reelect Ng Sun Ho as Director For For Mgmt 6 Reelect Low Seow Juan as Director For For Mgmt 7 Approve Directors' Fees for the Year Ended For For Mgmt Mar. 31, 2006 8 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights The limit on share issuances pursuant to annual mandates sought by the company (and nearly all other Singapore companies) is 50 percent maximum, with a sub-limit of 20 percent of issued capital for shares without preemptive rights. 10 Approve Issuance of Shares and Grant of For For Mgmt Options Pursuant to the Tat Hong Holdings Employees' Share Option Scheme This item seeks shareholder approval for directors to grant options and issue shares under the terms of Tat Hong Employees' Share Option Scheme for the coming year. In this case, the option scheme makes available 5 percent of the company's issued capital from time to time, which is within ISS guidelines. This is a routine request. 12/08/06 - S TAT HONG HOLDINGS LIMITED Y8548U124 None 15,000 Ordinary Business 1 Approve Tat Hong Share Option Scheme 2006 For Against Mgmt This item seeks shareholder approval for the adoption of the Tat Hong Share Option Scheme 2006 (2006 SOS) for employees and executive directors of the company and its subsidiaries (the Group) and non-executive directors of the Group (Eligibility Criteria), as well as controlling shareholders and their associates who meet the Eligibility Criteria. Upon the exercise of options granted under the 2006 SOS, the company may elect to issue new shares, issue existing or treasury shares, pay the equivalent value of the options in cash, or combinations thereof to the participant. In the event new shares are issued, the maximum number of new shares that may be allotted and issued under the 2006 SOS, together with the Tat Hong Hldgs. Employee Share Option Plan (1998 ESOP) and the Tat Hong Performance Share Plan (PSP) proposed in Item 2, may not exceed 15 percent of the company's issued capital from time to time, which constitutes and excessive level of dilution according to ISS' standards. Moreover, we note that with respect to treasury shares being issued, no limit was prescribed by the company and while we recognize the benefits to existing shareholders when repurchased shares are used to fund share grants, we require that limits be set on the number of treasury shares given that share buybacks still present a real cost to the company and shareholders. As no limit was provided with respect to the number of treasury shares that may be allotted under the 2006 SOS and considering the excessive level of dilution in case new shares would be issued, we recommend that shareholders oppose this resolution. 2 Approve Tat Hong Performance Share Plan For Against Mgmt This item seeks shareholder approval for the adoption of the Tat Hong Performance Share Plan (PSP) for employees and executive directors of the Group and eligible controlling shareholders and their associates. Awards under the PSP give participants the right to receive fully paid up shares, their equivalent cash value or combinations thereof, free of charge upon achieving set performance targets and/or service conditions or after having performed well and/or made a significant contribution to the company. Awards would vest after achieving the performance targets and/or service conditions. To satisfy awards, the compay may issue new shares, existing or treasury shares, or pay the equivalent value in cash to the participant. In the event new shares are issued, the maximum number of new shares that may be allotted and issued under the PSP, together with the 2006 SOS proposed in Item 1 and the 1998 ESOP, may not exceed 15 percent of the company's issued capital from time to time, which constitutes an excessive level of dilution according to ISS' standards. Moreover, we note that with respect to treasury shares being issued, no limit was prescribed by the company and while we recognize the benefits to existing shareholders when repurchased shares are used to fund share grants, we require that limits be set on the number of treasury shares given that share buybacks still present a real cost to the company and shareholders. As no limit was provided with respect to the number of treasury shares that may be allotted under the PSP and considering the excessive level of dilution in case new shares would be issued, we recommend that shareholders oppose this resolution. 3 Approve Participation of Ng San Tiong, For Against Mgmt Roland, a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng San Tiong, Roland, a controlling shareholder and managing director of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 4 Approve Grant of Options and Awards to Ng For Against Mgmt San Tiong, Roland, a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 1.1 million shares and awards in respect of not more than 4.0 million shares to Ng San Tiong, Roland under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 5 Approve Participation of Ng Sun Ho, Tony, a For Against Mgmt Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng Sun Ho, Tony, a controlling shareholder and the deputy managing director of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 6 Approve Grant of Options and Awards to Ng For Against Mgmt Sun Ho, Tony, a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 800,000 shares and awards in respect of not more than 2.3 million shares to Ng Sun Ho, Tony under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 7 Approve Participation of Ng Sang Kuey, For Against Mgmt Michael, an Associate of a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng Sang Kuey, Michael, an executive director and associate of a controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 8 Approve Grant of Options and Awards to Ng For Against Mgmt Sang Kuey, Michael, an Associate of a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 800,000 shares and awards in respect of not more than 1.7 million shares to Ng Sang Kuey, Michael under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 9 Approve Participation of Ng San Wee, David, For Against Mgmt a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng San Wee, David, an executive director and controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 10 Approve Grant of Options and Awards to Ng For Against Mgmt San Wee, David, a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 500,000 shares and awards in respect of not more than 1.0 million shares to Ng San Wee, David under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 11 Approve Participation of Ng Sun Hoe, For Against Mgmt Patrick, an Associate of a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng Sun Hoe, Patrick, an associate of a controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 12 Approve Grant of Options and Awards to Ng For Against Mgmt Sun Hoe, Patrick, an Associate of a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 600,000 shares and awards in respect of not more than 1.5 million shares to Ng Sun Hoe, Patrick under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 13 Approve Participation of Ng San Guan, For Against Mgmt William, an Associate of a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng San Guan, William an associate of a controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 14 Approve Grant of Options and Awards to Ng For Against Mgmt San Guan, William, an Associate of a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 500,000 shares and awards in respect of not more than 1.0 million shares to Ng San Guan, William under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 15 Approve Participation of Ng Sun Oh, Lewis, For Against Mgmt an Associate of a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng Sun Oh, Lewis, an associate of a controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 16 Approve Grant of Options and Awards to Ng For Against Mgmt Sun Oh, Lewis, an Associate of a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 400,000 shares and awards in respect of not more than 1.0 million shares to Ng Sun Oh, Lewis under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 17 Authorize Share Repurchase Program For For Mgmt The board is seeking the authority to repurchase up to 10 percent of issued capital. The shares would be cancelled or held as treasury shares, as the case may be. This authority is good for one year and may be used at the board's discretion. Special Business 1 Amend Articles of Association For For Mgmt The company seeks authorization to amend its articles of association in order to be consistent with changes to the Companies Amendment Act. The amendments provide for the abolition of the concepts of par value and authorized capital, as well as allow repurchased shares to be held by companies as treasury shares. With the abolition of the concept of par value, shares will no longer have any par or nominal value, and the concepts of share premium and issuance of shares at a discount will also be abolished accordingly. In order to comply with such changes to the Companies Act, the directors propose to amend relevant provisions in the articles of association so as to delete references to nominal value, share premium, and authorized capital in conjunction with the abolition of these concepts. In addition, the amended articles would allow the company to pay commissions or brokerage on any issue of shares at such rate or amount and in such manner as the directors may deem fit. The amendments also provide that any amount unpaid on the shares must also be specified in the share certificates and enable the company to either hold as treasury shares or cancel those shares it repurchased. Given that the proposed changes to the articles are in line with recent amendments to the Companies Act and relevant laws and regulations, a vote in favor of this resolution is recommended. 06/29/07 - A Tata Consultancy Services Ltd. Y85279100 06/19/07 10,909 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Interim and Final Dividends of INR For Mgmt 11.50 Per Share 3 Reappoint A. Mehta as Director For Mgmt 4 Reappoint N. Chandra as Director For Mgmt 5 Approve S.B. Billimoria & Co. as Auditors For Mgmt and Authorize Board to Fix Their Remuneration 6 Appoint R. Sommer as Director For Mgmt 7 Appoint L.M. Cha as Director For Mgmt 8 Approve Retirement Benefits to For Mgmt Managing/Executive Directors 9 Approve Transfer of Register of Members, For Mgmt Documents and Certificates to TSR Darashaw Ltd, Registrar and Share Transfer Agents 10 Appoint Branch Auditors and Authorize Board For Mgmt to Fix Their Remuneration Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/17/06 - S Tata Tea Ltd Y85484114 None 7,093 Postal Ballot 1 Amend Object Clause of the Memorandum of For Mgmt Association Re: New Business Opportunities 2 Approve Commencement and Undertaking of For Mgmt Businesses Enumerated in Sub-Clauses (62) to (72) of the Object Clause of the Memorandum of Association Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/08/06 - A Tata Tea Ltd Y85484114 None 7,093 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Dividend of INR 12 Per Share For Mgmt 3 Reappoint R.K.K. Kumar as Director For Mgmt 4 Reappoint Y.H. Malegam as Director For Mgmt 5 Reappoint D.B. Engineer as Director For Mgmt 6 Approve N.M. Raiji & Co. as Auditors and For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Revision in the Remuneration of For Mgmt P.T. Siganporia, Managing Director, and V. Venkiteswaran and S. Talwar, Executive Directors 8 Appoint A. Patel as Director For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A/S Teck Cominco Ltd. *TCK.B* 878742204 03/01/07 23,509 Meeting for Class A Common and Class B Subordinate Voting Shares 1 Elect Directors J.B. Aune, J.H. Bennett, For For Mgmt H.J. Bolton, Norman B. Keevil, Norman B. Keevil III, T. Kuriyama, D. R. Lindsay, T. Mochihara, D. G. Pannell, J.G. Rennie, W.S.R. Seyffert, K.E. Steeves, C.M.T. Thompson and R.J. Wright 2 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 3 Approve 1:2 Stock Split For For Mgmt 11/20/06 - S TECNOCOM TELECOMUNICACIONES YENERGIA E62436253 None 322 SA Special Meeting Agenda 1 Approve Merger by Absorption of Softgal For For Mgmt Servicios de Software de Galicia, S.A.U., Scorpion Sistemas, S.A.U., Scorpion Networking Solutions, S.A.U., Eurocomercial Informatica y Comunicaciones, S.A., Analysis Proyectos 2000, S.L. and Open Solutions Because the companies are already subsidiaries in which Tecnocom owns nearly all the equity, this resolution consists of internal restructuring measures. It should not be viewed as an acquisition proposal. These absorptions would have no significant impact on shareholder value, and they would simplify Tecnocom's accounts and streamline operations by assuring Tecnocom's full control over the companies. 2 Amend Corporate Purpose and Modify Article For For Mgmt 2 of Company By-laws 3 Change Location of Registered Office and For For Mgmt Modify Article 4 of Company By-laws 4 Elect Directors For For Mgmt Under this item, the company nominates Corporacion Caixa Galicia to the board. 5 Amend Articles 6 and 11 of the General For For Mgmt Meeting Guidelines The company is proposing the amendment of articles 6 and 11 of the General Meeting Guidelines. The first amendment would be to change the notice period for shareholder meetings from 15 days to one month before the meeting. The second modification in Article 11 would stipulate that proposals submitted to the meeting agenda by shareholders owning at least 5 percent of the company's share capital shall be included in the meeting notice. These are positive amendments, thus we recommend shareholder support. 6 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 04/27/07 - A Telecom Argentina SA (frml. Telecom 879273209 03/29/07 5,500 Argentina Stet-France) Meeting for Holders of ADRs 1 APPOINT TWO SHAREHOLDERS TO APPROVE AND For For Mgmt SIGN THE MINUTES. 2 REVIEW OF THE DOCUMENTS PROVIDED FOR IN LAW For For Mgmt NO 19,550 AND THE LISTING REGULATIONS AND OF THE ACCOUNTING DOCUMENTS IN ENGLISH LANGUAGE REQUIRED BY THE U.S. SECURITIES & EXCHANGE COMMISSION REGULATION FOR THE 18TH FISCAL YEAR ENDED ON DECEMBER 31, 2006. 3 CONSIDERATION OF THE RETAINED EARNINGS AS For For Mgmt OF DECEMBER 31, 2006. 4 REVIEW OF THE PERFORMANCE OF THE BOARD OF For For Mgmt DIRECTORS AND THE SUPERVISORY COMMITTEE ACTING DURING THE 18TH FISCAL YEAR. 5 REVIEW OF THE BOARD OF DIRECTOR S For For Mgmt COMPENSATION FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2006. 6 AUTHORIZATION OF THE BOARD OF DIRECTORS TO For For Mgmt MAKE ADVANCE PAYMENTS OF FEES FOR UP TO P$2,000,000 PAYABLE TO DIRECTORS. 7 DETERMINATION OF THE FEES PAYABLE TO THE For For Mgmt SUPERVISORY COMMITTEE ACTING DURING THE 18TH FISCAL YEAR. 8 ELECTION OF THE REGULAR AND ALTERNATE For For Mgmt DIRECTORS FOR THE 19TH FISCAL YEAR. 9 ELECTION OF THE REGULAR AND ALTERNATE For For Mgmt MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE 19TH FISCAL YEAR. 10 Ratify Auditors For For Mgmt 11 CONSIDERATION OF THE BUDGET TO BE ASSIGNED For For Mgmt TO THE AUDIT COMMITTEE FOR FISCAL YEAR 2007. 03/29/07 - A TELECOM EGYPT M87886103 None 111,851 1 Approve Auditor's Report for Fiscal Year For Mgmt Ended 12-31-06 2 Approve Directors' Report for Fiscal Year For Mgmt Ended 12-31-06 3 Approve Financial Statements for Fiscal For Mgmt Year Ended 12-31-06 4 Approve Dividends For Mgmt 5 Approve Auditor and Fix Their Remuneration For Mgmt 6 Discharge Directors For Mgmt 7 Elect Hassan Al-Sayed Abdullah to the Board For Mgmt 8 Approve Sale of 2 Percent of Middle East For Mgmt Radio Communications Company to TE Data 9 Approve Sale of Assets Allocated to Egypt For Mgmt Net to TE Data 10 Authorize Extension of the Term for Ali For Mgmt Gamal El Din Ahmed Abdelaziz Salama as Vice-President of Financial Affairs for a Period of Six Months 11 Authorize Extension of the Term for Dawlat For Mgmt Abdel Hamid El Badawy as Vice-President of Projects Planning for a Period of One Year 12 Approve Donations Allocated During Fiscal For Mgmt 2006 and Authorize Board to Grant Donations During Fiscal 2007 13 Approve Addition of Land Not Listed in For Mgmt General Assessment of Assets of 1998 14 Approve Directors' Remuneration for 2007 For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/29/07 - S TELECOM EGYPT M87886103 None 111,851 1 Approve Amendments to Articles 18, 19, 21, For Mgmt 24-27, 32, 48 and 60 of the Statutes of the Company Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/09/07 - A Telefonica S.A. (Formerly Telefonica 879382109 None 43,307 De Espana, S.A.) 1 Approve Individual and Consolidated For For Mgmt Financial Statements, Allocation of Income, and Discharge of Directors 2 Elect Directors For For Mgmt 3 Authorize Repurchase of Shares For For Mgmt 4 Authorize Issuance of Convertible Bonds or For For Mgmt Other Debt Instruments 5 Cancel Treasury Shares; Amend Articles to For For Mgmt Reflect the Change in Share Capital 6.1 Amend Articles 14-16 and 18-20 of Bylaws For For Mgmt Re: General Meetings 6.2 Amend Articles 17, 17 Bis and 20 Bis of For For Mgmt Bylaws Re: Right of Attendance; Remote Voting 6.3 Amend Articles 24, 25, 27, 30 and 31 Bis For For Mgmt Re: Board of Directors 7.1 Amend Article 5 of the General Meeting For For Mgmt Guidelines Re: General Meeting Competencies 7.2 Amend Articles 7-10 of the General Meeting For For Mgmt Guidelines Re: Calling of the General Meeting 7.3 Amend Articles 13, 15, 17 Bis and 20 Bis of For For Mgmt the General Meeting Guidelines Re: Remote Voting 7.4 Amend Articles 21 and 24 of the General For For Mgmt Meeting Guidelines Re: Voting on Agenda Items 8 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/31/07 - A/S TELENET GROUP HOLDINGS N.V. B89957110 None 3,635 Annual Meeting Agenda 1 Receive Directors' and Auditors' Reports None Mgmt 2 Approve Allocation of Income For Mgmt 3 Receive Consolidated Financial Statements None Mgmt and Statutory Reports (Non-Voting) 4 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 5 Approve Discharge of Directors For Mgmt 6 Approve Discharge of Auditors For Mgmt 7 Approve Remuneration of Directors For Mgmt 8 Elect Directors For Mgmt Extra Ordinary Meeting Agenda 1.a Receive Special Board Report None Mgmt 1.b Receive Special Auditor Report None Mgmt 2 Approve Issuance of Shares For Mgmt 3 Approve Issue Premium For Mgmt 4.a Authorize Implementation of Approved For Mgmt Resolutions Related to the Issue Premium 4.b Authorize Implementation of Approved For Mgmt Resolutions Related to the Company Personnel Eligible for Inscription 4.c Authorize Implementation of Approved For Mgmt Resolutions Related to the Term of Inscription 5 Approve Use of Electronic Registry For Mgmt 6 Amend Articles Related to the Elimination For Mgmt of Bearer Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/15/07 - A Telenor ASA R21882106 None 24,300 1 Approve Notice of Meeting For For Mgmt 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share 4 Approve Remuneration of Auditors For For Mgmt 5 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management The disclosure pertaining to the performance objectives for the bonus arrangement -- although not complete -- is at par with market standards in Norway. Nevertheless, we would prefer to see further details about the criteria used to measure company results and the levels of these criteria. In addition, we believe the company should disclose or reference all aspects of the proposed remuneration policy in the meeting notice. We consider, however, the overall remuneration policy to be satisfactory despite these shortcomings. The company has reasonable overall levels of remuneration, and it has imposed reasonable caps on the short-term bonus payments. As we consider the overall structure of the proposed remuneration policy to be shareholder friendly, we recommend a vote in favor of the proposal. 6 Approve NOK 5 Billion Transfer from Share For For Mgmt Premium Account to Unrestricted Shareholders' Equity 7 Authorize Repurchase of Up to 9.80 Percent For For Mgmt of Issued Share Capital for Acquisition of Businesses; Authorize Repurchase of Up to 0.15 Percent of Issued Share Capital in Connection With the Company's Existing Share Incentive Plans 8 Elect Members and Deputy Members of For For Mgmt Corporate Assembly 9 Approve Remuneration of Corporate Assembly For For Mgmt 10 Elect Members of Nominating Committee For For Mgmt 10/20/06 - A Telkom SA S84197102 None 4,835 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended March 31, 2006 2 Approve Simultaneous Reappointment of For Against Mgmt Retiring Directors 2 Elect Directors For Split Mgmt 2.1 Reelect L. Zim --- Against The proposed director nominee (L. Zim) who is up for reelection under this resolution has attended less than 75 percent of board meetings for the year without a valid reason for the absences. ISS believes that the purpose of board membership is to represent outside shareholder interests and to monitor the activities of management. Directors cannot satisfy their fiduciary responsibility to shareholders if they do not attend meetings. We therefore recommend that shareholders oppose this director nominee. 2.2 Reelect T. Mosololi --- For 3 Ratify Ernst & Young as Auditors For For Mgmt 4 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 5 Amend Articles of Association For Against Mgmt Based on the fact that the company is removing the provision regarding fixed number of directors and replacing it with a range, given that the new Human Resources Review and Remuneration Committee (which would make recommendations on the remuneration for executives) would include executives, and since this is a bundled resolution, we recommend shareholders oppose the amendments to the articles because these negative provisions outweigh the neutral, editorial ones. 06/01/07 - A Temenos Group AG H8547Q107 None 4,521 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/01/07 - A Temenos Group AG H8547Q107 None 4,521 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Omission For Mgmt of Dividends 3 Approve Discharge of Management and For Mgmt Supervisory Board 4 Authorize Use of CHF 24.7 Million from For Mgmt Existing Pool of Capital to Guarantee Conversion Rights of Convertible Bonds to be Issued to Metavante Corporation 5 Reelect Andreas Andreades as Director For Mgmt 6 Ratify PricewaterhouseCoopers SA as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/05/06 - S Teva Pharmaceutical Industries Ltd. 881624209 08/29/06 8,141 Meeting for Holders of ADRs 1 TO APPROVE THE REMUNERATION OF MR. ELI For For Mgmt HURVITZ IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF TEVA, IN AN AMOUNT OF THE NIS EQUIVALENT OF $300,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER PRICE INDEX, TOGETHER WITH AN OFFIC 2 TO APPROVE THE REMUNERATION OF DR. PHILLIP For For Mgmt FROST IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA AND CHAIRMAN OF THE BOARD S SCIENCE AND TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE NIS EQUIVALENT OF $275,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE 12/27/06 - A Thai Airways International PCL Y8615C114 12/07/06 81,700 1 Chairman's Address For For Mgmt 2 Approve Minutes of Previous AGM For For Mgmt 3 Acknowledge 2006 Operating Results For For Mgmt 4 Accept Financial Statements and Statutory For For Mgmt Reports 5 Approve Payment of Dividend of Baht 1.65 For For Mgmt Per Share 6 Approve Remuneration, Monthly Allowance, For For Mgmt and Annual Bonus of Directors 7 Approve Office of the Auditor General as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 8 Amend Article 40 of the Articles of For For Mgmt Association Re: Accounting Period 9 Elect Apinan Sumanaseni, Chaisawasd For For Mgmt Kittipornpaiboon, Pichai Chunhavajira, Wisudhi Srisuphan, Wichit Na - Ranong, and Pornthip Jala as Directors 10 Other Business For Against Mgmt In view of this, a vote against this item is recommended until details on the issues have been provided. 04/10/07 - A THAI OIL PUBLIC CO LTD Y8620B119 03/21/07 121,215 1 Approve Minutes of Previous AGM For For Mgmt 2 Accept 2006 Operating Results and Financial For For Mgmt Statements 3 Approve Allocation of Income and Payment of For For Mgmt Dividend 4 Elect Directors For For Mgmt 5 Approve Remuneration of Directors For For Mgmt 6 Approve KPMG Phoomchai Audit Ltd. as For For Mgmt Auditors and Fix Their Remuneration 7 Authorize Issuance of Debentures not For For Mgmt exceeding $500 Million or its Equivalent in Other Currency 8 Other Business For Against Mgmt In view of this, a vote against this item is recommended until details on the issues have been provided. 07/14/06 - A The British Land Company plc G15540118 None 4,074 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 11.8 Pence Per For For Mgmt Share 3 Re-elect Sir John Ritblat as Director For For Mgmt 4 Re-elect Michael Cassidy as Director For For Mgmt 5 Re-elect Robert Swannell as Director For For Mgmt 6 Re-elect Christopher Gibson-Smith as For For Mgmt Director 7 Re-elect David Michels as Director For For Mgmt 8 Elect Lord Turnbull as Director For For Mgmt 9 Elect Kate Swann as Director For For Mgmt 10 Elect Andrew Jones as Director For For Mgmt 11 Elect Tim Roberts as Director For For Mgmt 12 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 13 Authorise Board to Fix Remuneration of For For Mgmt Auditors 14 Approve Remuneration Report For For Mgmt 15 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,192,578 16 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,489,828 17 Authorise 51,918,628 Ordinary Shares for For For Mgmt Market Purchase 18 Approve The British Land Company Plc Fund For For Mgmt Managers Performance Plan 19 Approve The British Land Company Plc For For Mgmt Matching Share Plan 20 Amend The British Land Company Long Term For For Mgmt Incentive Plan 21 Approve Further Plans for Overseas For For Mgmt Employees Based on the Performance Plan and the Matching Share Plan 12/20/06 - S The British Land Company plc G15540118 None 62,296 1 Amend Articles of Association Re: Real For For Mgmt Estate Investment Trust Introduction The Board is proposing that the Company elect for Real Estate Investment Trust (REIT) status with effect from 1 January 2007 in order to benefit from the provisions contained in Part 4 of the Finance Act 2006 and the related regulations (the 'REIT regime'), which require a change to the Articles of Association. REIT Status The amendment proposed to be made to the Company's Articles is required for the Company to be confident that it will not become subject to certain additional tax charges provided under the REIT regime. By electing for REIT status, the Company (and any subsidiaries) will no longer pay UK direct tax on the profits and gains from their qualifying property rental businesses in the UK provided that they meet certain conditions. Non-qualifying profits and gains of the Group will continue to be subject to corporation tax as normal. On entering the REIT regime, a company that carries on a qualifying property rental business in the UK will be subject to an entry tax charge approximately equal to 2% of the aggregate market value of the properties and other assets involved in that business immediately prior to entry into the REIT regime. The Company states that the tax charge would be approximately GBP 315 million (USD 624 million), based on September 2006 valuations. Based on these valuations, the Company's deferred tax liability would have been reduced by approximately GBP 1.7 billion (USD 3.4 billion). A REIT will be required to distribute to shareholders (by way of dividend), within 12 months of the end of the accounting period in question, at least 90% of the income profits (broadly, calculated using normal tax rules) of the members of the Group in respect of their tax-exempt business. Under the REIT regime, a tax charge may be levied on the Company if the Company makes a distribution to a company which is beneficially entitled (directly or indirectly) to 10% or more of the shares or dividends of the Company or controls (directly or indirectly) 10% or more of the voting rights of the Company unless the Company has taken reasonable steps to avoid such a distribution being paid. The amendment proposed to be made to the Company's Articles is intended to give the Board the powers it needs to demonstrate to HMRC that such reasonable steps have been taken by the Company. The EGM proposal is consistent with the draft guidance published by HMRC. The Board will review the guidance when it is published, and will reconsider the conversion into a REIT if the latest available guidance suggests there are material implications that the Board considers would be adverse for the Company or would affect the consequences of conversion for shareholders in a way that is materially different to that described in the EGM material or if there is material uncertainty as to whether that might be the case. Shareholders should note that the Company's election for REIT status will affect their tax position. Dividends The Company explains that an important element of REITs is higher cash distribution for shareholders. The Company expects that in respect of the Group's first year as a REIT, the full-year dividend will be no less than GBP 0.33 (USD 0.65), which presents a 94 percent increase on the previous year's dividend. Board Recommendation The Board considers that the resolution to be proposed at the EGM is in the best interests of shareholders as a whole and unanimously recommends shareholders to vote in favour of the Resolution, as the Directors intend to do in respect of their own beneficial shareholdings. Conclusion and Vote Recommendation The approval of this item will permit the Company to achieve REIT status as detailed above. We are not raising any corporate governance issues that would cause us to object to the proposed resolution. Ultimately, we consider that the proposal is an investment decision, which is best left for shareholders to evaluate in respect of their own individual investment strategies and after consultation with such professional advisors as each shareholder deems necessary. 12/04/06 - S The Unite Group plc G9283N101 None 4,404 1 Approve Disposal by UNITE Group Companies For For Mgmt of a Majority Interest in the Fund; Approve Proposed Transactions by Certain UNITE Group Companies Pursuant to the Property and Asset Management Agreement; Authorise Directors to Implement All the Transactions 06/29/07 - A/S Theolia F8857Q103 06/26/07 779 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividends 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Receive Chairman's and Auditor's Reports on For Mgmt Internal Control 6 Elect Andrew Marsden as Director For Mgmt 7 Elect Yves Menat as Director For Mgmt 8 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 120,000 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Authorize Filing of Required For Mgmt Documents/Other Formalities Special Business 11 Approve Acquisitions of EFS Windpark For Mgmt Beteiligungs, EFS Windpark Asleben Beteiligungs GmbH, and of EFS Windpark 1 Management GmbH 12 Issue 2.78 Million of Shares to EFS-B and For Mgmt Issue 2.47 Million of Shares to General Electric Finance Holding GmbH in Connection with Acquisitions Above 13 Delegation of Powers to Board of Directors For Mgmt to Acknowledge Completion of Acquisitions 14 Amend Articles to Reflect Changes in For Mgmt Capital Following Acquisitions Above 15 Approve Issuance of 1,212,000 Shares For Mgmt Subject to Approval of Item 16 Above 16 Eliminate Preemptive Rights to the benefit For Mgmt of EFS-B and General Electric Finance Holding GmbH 17 Approve Issuance of 1.5 Million of Warrants For Mgmt 18 Reserve Issuance Above to EFS-B and General For Mgmt Electric Finance Holding GmbH 19 Approve Issuance of 1.5 Million of Warrants For Mgmt 20 Reserve Issuance Above to EFS-B and General For Mgmt Electric Finance Holding 21 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 22 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 23 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 24 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above 25 Authorize Capital Increase of Up to EUR 15 For Mgmt Million for Future Exchange Offers 26 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 27 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 28 Approve Employee Savings-Related Share For Mgmt Purchase Plan 29 Amend Articles of Association Re: For Mgmt Double-voting rights 30 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/19/07 - A ThyssenKrupp AG (formerly Thyssen AG) D8398Q119 12/29/06 21,442 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of EUR 1 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2005/2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2005/2006 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2006/2007 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Approve Creation of EUR 500 Million Pool of For Mgmt Capital without Preemptive Rights 8 Amend Articles Re: Grant Alfried Krupp von For Mgmt Bohlen und Halbach Foundation the Right to Nominate up to Three Supervisory Board Members 9 Amend Articles Re: Increase Fixed and For Mgmt Decrease Variable Amount of Compensation for Supervisory Board Members 10 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/14/07 - A Tiger Brands Ltd. (Formerly Tiger Oats S84594142 None 9,013 Ltd.) 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 9-30-06 2 Reelect AC Nissen as Director For For Mgmt 3 Reelect BL Sibiya as Director For For Mgmt 4 Reelect LC van Vught as Director For For Mgmt 5 Reelect RM W Dunne as Director For For Mgmt 6 Reelect NP Doyle as Director For For Mgmt 7 Approve Remuneration of Non-Executive For For Mgmt Directors, Including the Chairman and Seputy Chairman 8 Approve Remuneration of Non-Executive For For Mgmt Directors Members of the Different Board Committees 9 Approve Payment of Fees to Non-Executive For For Mgmt Directors for Unscheduled Meetings and/or Other Projects 10 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital by Company and/or Subsidiary 03/23/07 - A TK Corp. (formerly Taekwang Bend Y8363M108 12/31/06 757 Industry Co.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 75 Per Share Proposed dividend is KRW 75 per share, which corresponds to a payout ratio of 8 percent, about same the previous year. The payout ratio is very low even by Korean standards and we call on the company to improve its payout ratio in the near future. However, we do not oppose this income allocation and dividend proposal at this time. 2 Amend Articles of Incorporation to Increase For For Mgmt Authorized Shares The amendment would increase the company's authorized capital from 20 million shares to 30 million shares, an increase of 50 percent. We believe this increase will grant management enough flexibility to issue new shares to raise working capital. 3 Elect Executive Director For For Mgmt There is an executive director nominee to the board. The nominee is Yoon Sung-deok, the representative director and largest shareholder of the company. The nominee is incumbent director. Upon shareholder approval, Yoon will serve on the board for the next three years. The nominee has not engaged in any disclosable transactions with the company during the past three years. The number of directors remains unchanged at four, of whom one is an independent non-executive director. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 500 million, up from KRW 400 million in 2006. Although last year's actual payout was not disclosed, the company paid KRW 13.5 million for the one independent non-executive director. We see no reason to oppose this resolution. 5 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 will be KRW 100 million, same as the previous year. Last year's actual payout was not disclosed. 05/29/07 - A TK Development K9589G102 05/18/07 5,700 1 Receive Report of Board None None Mgmt 2 Approve Financial Statements and Statutory For For Mgmt Reports 3 Approve Allocation of Income and Omission For For Mgmt of Dividends 4a Amend Articles Re: Change Company Registrar For For Mgmt to VP Investor Services A/S 4b Proposals from Shareholders (None Submitted) None None Mgmt 5 Reelect Poul Lauritsen, Torsten Rasmussen, For For Mgmt Per Pedersen, Kurt Daell, and Jesper Jarlbaek as Members of the Supervisory Board; Elect Niels Roth as New Member of the Supervisory Board 6 Ratify Auditors For For Mgmt 7 Other Business (Non-Voting) None None Mgmt 01/17/07 - S TMK OAO 87260R102 12/01/06 67 Meeting for Holders of ADRs 1 APPROVAL OF THE AMENDMENT TO THE COMPANY S For For Mgmt CHARTER. This item asks shareholders to amend the company's regulations on management. The document in question defines the composition, work, duties, and rights of TMK's management. It is proposed to include a provision in the text of the regulations requiring members of the company's management board to disclose in writing to the company's board of directors, the internal audit commission, and the auditor information pertaining to the members' ownership of TMK shares as well as any sales or purchases of TMK stock made by management board members. As explained by TMK, the Russian Trading System (RTS), the Russian stock exchange where TMK shares are listed and traded, has requested that the company amend the regulations on management by including the provision in question in the text of the regulations. We note that the company's regulations on information policy, which contain, among others, the company's internal rules and regulations regarding disclosure of company information, already require members of TMK's management board to disclose the required information on their ownership of TMK shares as well as on any transactions involving company shares. However, the RTS has requested that the company add such a requirement to the regulations on management to avoid any potential discrepancy between the two documents. The proposed amendment is of a technical nature, as the company already requires members of its management board to disclose information regarding their holdings in the company as well as any transactions made by them with respect to company stock. As the proposed amendment will not have any negative impact on shareholder rights at TMK and serves a technical and informational purpose, a vote in favor of this proposal is recommended. 06/27/07 - A TMK OAO 87260R102 05/21/07 4,749 Meeting for GDR Holders 1 Approve Annual Report and Financial For For Mgmt Statements 2 Approve Allocation of Income and Dividends For For Mgmt of RUB 4.30 Per Ordinary Share Elect Ten Directors by Cumulative Voting 3 Elect Directors None Split Mgmt 3.1 Elect Petr Golitsyn as Director --- For ISS Analysis We note that the company's definition of independence is not as detailed as ours and that we are therefore unable to classify Eskindarov, Golitsyn, Marous, and Townsend as independent directors based on our classification guidelines. We note also that all ten candidates will be elected to the board. However, because the four candidates can be classified as independent based on TMK's definition of director independence, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Golitsyn (item 3.1), Marous (item 3.4), Townsend (item 3.7), and Eskindarov (item 3.10), and withhold their votes for the remaining six nominees. We believe that these four candidates are most likely to bring independence to the board and will most likely act in all shareholders' interest. 3.2 Elect Andrey Kaplunov as Director --- Withhold 3.3 Elect Adrian Cobb as Director --- Withhold 3.4 Elect Josef Marous as Director --- For 3.5 Elect Sergey Papin as Director --- Withhold 3.6 Elect Dmitry Pumpyansky as Director --- Withhold 3.7 Elect Geoffrey Townsend as Director --- For 3.8 Elect Igor Khmelevsky as Director --- Withhold 3.9 Elect Alexander Shiryaev as Director --- Withhold 3.10 Elect Mukhadin Eskindarov as Director --- For Elect Members of Audit Commission 4.1 Elect Alexander Borobiev as Member of Audit For For Mgmt Commission 4.2 Elect Alexander Maximenko as Member of For For Mgmt Audit Commission 4.3 Elect Anna Novokshonova as Member of Audit For For Mgmt Commission 5 Ratify Auditor For For Mgmt 04/20/07 - A TNT N.V. N86672107 03/21/07 50,908 1 Open Meeting None Mgmt 2 Presentation by M.P. Bakker, CEO None Mgmt 3 Receive Annual Report None Mgmt 4 Discussion of the Company's Corporate None Mgmt Governance Chapter in the Annual Report, Chapter 7 5 Approve Financial Statements and Statutory For Mgmt Reports 6a Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 6b Approve Dividends of EUR 0.73 Per Share For Mgmt 7 Approve Discharge of Management Board For Mgmt 8 Approve Discharge of Supervisory Board For Mgmt 9 Approve Remuneration Report Containing For Mgmt Remuneration Policy for Management Board Members 10a Announce Vacancies on Supervisory Board None Mgmt 10b Opportunity to Make Recommendations for the None Mgmt Appointment of Members of the Supervisory Board 10c Announcement by the Supervisory Board of None Mgmt the Persons Nominated for Appointment 11 Elect R. Dahan to Supervisory Board For Mgmt 12 Elect V. Halberstadt to Supervisory Board For Mgmt 13 Elect W. Kok to Supervisory Board For Mgmt 14 Elect M. Harris to Supervisory Board For Mgmt 15 Announce Vacancies on Supervisory Board None Mgmt Expected in 2008 16a Grant Board Authority to Issue Ordinary For Mgmt Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 16b Grant Board Authority to Issue All Unissued For Mgmt Preference Shares B 17 Authorize Board to Exclude Preemptive For Mgmt Rights from Issuance Under Item 16a 18 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 19 Reduction of the Issued Capital by For Mgmt Cancellation of Own Shares 20a Amend Articles Re: Conversion of the For Mgmt Special Share 20b Amend Articles For Mgmt 21 Receive Announcements on the Functioning of None Mgmt the External Auditor 22 Allow Questions None Mgmt 23 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/21/07 - A TOCALO CO LTD (EX JAFCO SIG CO LTD) J84227123 03/31/07 900 *3433* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 22.5 The payout ratio for the full year is 18 percent based on consolidated earnings, or 19 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 7 Background of non-executive nominee(s): The nominee is an attorney in private practice. Board Profile Composition of board after this meeting: 9 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 3 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Shin-Nihon & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 4 Approve Retirement Bonuses for Directors For For Mgmt The two retiring directors are insiders and we have no reason to oppose this resolution. 5 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System The company requests shareholder approval for payments in lieu of retirement bonuses to 7 continuing directors and 3 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 1 of the continuing directors has been designated by the company as an outside director and all of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 06/25/07 - A Tokai Rubber Industrial *5191* J86011103 03/31/07 1,355 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10 The payout ratio for the full year is 13 percent based on consolidated earnings, or 25 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. However, in light of the increase in the dividend payment, we do not oppose this resolution. We will consider voting against future income allocations, if profits grow and the dividend payment is not further increased. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives. The board currently includes 6 insiders and no outside directors. Candidate 7 is new to the board (more precisely, is returning to the board after 2 years as an executive officer). 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 300 million per year to JY 350 million per year. This change is being requested because of an increase in the number of directors from 6 to 7. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/28/07 - A Tokushima Bank Ltd. *8561* J86463106 03/31/07 1,265 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 4 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 8 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former local government official. 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former local government official. 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Shin-Nihon, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 6 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 06/26/07 - A Tokuyama Corporation *4043* J86506102 03/31/07 12,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3 The payout ratio for the full year is 9 percent based on consolidated earnings, or 11 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. However, the company has posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board ProfileComposition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3 Approve Retirement Bonuses for Directors For Against Mgmt and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 3 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 11 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 545 million per year to JY 635 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 60 million per year to JY 75 million per year. After the meeting, the company will continue to have 14 directors and 4 statutory auditors. These changes are being requested because the company has abolished the practice of paying lump-sum retirement bonuses, which did not fall under the compensation ceilings, and replaced them with other forms of compensation which do. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Tokyo Tomin Bank Ltd. *8339* J88505102 03/31/07 2,000 1 Elect Directors For For Mgmt 2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonuses for Director and For For Mgmt Statutory Auditor The recipients are insiders. 05/28/07 - S Toll Holdings Limited *TOL* Q9104H100 05/26/07 100,315 1 Authorize Reduction in Share Capital by an For For Mgmt Aggregate Sum of A$289.17 Million by Appropriating the Aggregate Sum Among Registered Shareholders in Proportion to the Number of Ordinary Shares Held 2 Authorize Reduction in Share Capital by an For For Mgmt Aggregate Sum of A$2.41 Billion by Appropriating the Aggregate Sum Among Registered Shareholders in Proportion to the Number of Ordinary Shares Held 3 Approve Provision of Financial Assistance For For Mgmt by Granting the Guarantees and Securities 4 Approve Issuance of Stapled Securities to For For Mgmt Mostia Dion Nominees Pty Ltd as Trustee for The Mark Rowthorn Family Trust of that Number of Stapled Securities Having an Aggregate Subscription Price of A$50 Million 5 Approve Benefits Payable on Termination of For Against Mgmt Paul Little, Under the Terms of an Executive Service Deed Executive Summary of Reason for "Against" Recommendations on Res. 5-7 - The termination payment arrangements provide for potential payouts well in excess of local market standards, including the ACSI Guidelines. 6 Approve Benefits Payable on Termination of For Against Mgmt Neil Chatfield, John Ludeke, Stephen Stanley, and Bernard McInerney, Under the Terms of an Executive Service Deed 7 Approve Benefits Granted to Directors on For Against Mgmt Termination in Certain Circumstances 8 Approve Benefits Payable on Termination of For Against Mgmt Asciano Executive Mark Rowsthorn, Under the Terms of an Executive Service Deed Executive Summary of Reason for "Against" Recommendations on Res. 8 and 9 - The termination payment arrangements provide for potential payouts well in excess of local market standards, including the ACSI Guidelines. 9 Approve Benefits Payable on Termination of For Against Mgmt Asciano Executive Don Telford, Under the Terms of an Executive Service Deed 10 Approve Deed of Indemnity, Insurance and None For Mgmt Access and Financial Benefits Thereunder, with Each Director and Future Director 05/28/07 - C Toll Holdings Limited *TOL* Q9104H100 05/26/07 100,315 COURT-ORDERED MEETING FOR SHAREHOLDERS (FIRST SCHEME MEETING) 1 Approve Scheme of Arrangement Proposed For For Mgmt Between the Company and the Holders of its Ordinary Shares to Consider the Unit Scheme 05/28/07 - C Toll Holdings Limited *TOL* Q9104H100 05/26/07 100,315 COURT-ORDERED MEETING FOR SHAREHOLDERS (SECOND SCHEME MEETING) 1 Approve Scheme of Arrangement Proposed For For Mgmt Between the Company and the Holders of its Ordinary Shares to Consider the Share Scheme 02/27/07 - A TOSEI CORP. *8923* J8963D109 11/30/06 18 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 1400, Special JY 0 2 Amend Articles to: Require Supermajority For Against Mgmt Vote to Remove Director - Increase Authorized Capital - Limit Liability of Outside Directors and Statutory Auditors Because the proposed increase in authorized capital would leave the company with only 25.1 percent of the new authorization on issue, failing to meet ISS guidelines for authorized capital increases, and because we do not believe it is in shareholders' interest to increase the percentage of votes required to remove a director from office, we recommend that shareholders vote against this resolution. 3 Elect Director For For Mgmt 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors 05/11/07 - A/S Total SA (Formerly Total Fina Elf S.A F92124100 05/07/07 13,979 ) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1.87 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 6 Reelect Thierry Desmarest as Director For Mgmt 7 Reelect Thierry De Rudder as Director For Mgmt 8 Reelect Serge Tchuruk as Director For Mgmt 9 Reelect Daniel Boeuf as Director For Mgmt 10 Elect Philippe Marchandise as Director Against Mgmt 11 Elect Mohammed Zaki as Director Against Mgmt 12 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 1.1 million Special Business 13 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 bn 14 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.8 bn 15 Approve Employee Savings-Related Share For Mgmt Purchase Plan 16 Approve Stock Option Plans Grants For Mgmt 17 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 18 Amend Articles of Association Re: Attend For Mgmt Board Meetings Through Videoconference and Telecommunication 19 Amend Articles of Association Re: Record For Mgmt Date 20 Amend Articles of Association Re: Attend For Mgmt and Vote to the General Meetings through Videoconference and Telecommunication A Amend Articles of Association Re: Against ShrHoldr Appointment of Employee Shareholder Representative B Authorize up to 0.2 Percent of Issued Against ShrHoldr Capital for Use in Restricted Stock Plan to the Benefit of All Company Employees C Amend Article 18 al. 7 of Bylaws Re: Remove Against ShrHoldr Voting Rights Limitation Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Towa Pharmaceutical Co. Ltd. *4553* J90505108 03/31/07 601 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 22.5 The payout ratio for the full year is 23 percent based on consolidated earnings, or 24 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives.The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 and 4 Nominee 3 passes our test for independence. He is an attorney. However, nominee 4 does not meet our criteria for independence. He is a former executive of the Bank of Tokyo-Mitsubishi UFJ, Ltd., the company's main bank. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 4 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 3.4 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 06/22/07 - A Toyota Motor Corp. *7203* J92676113 03/31/07 124,833 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 70 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 3.4 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Appointment of External Audit Firm For For Mgmt 5 Approve Executive Stock Option Plan For For Mgmt 6 Authorize Share Repurchase Program For For Mgmt The limits on the plan are within our guidelines, and this is a routine request. 7 Approve Retirement Bonuses for Statutory For Against Mgmt Auditors As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing this item. 8 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 04/27/07 - A/S TransCanada Corporation *TRP* 89353D107 03/01/07 181 1 Elect Directors For For Mgmt 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 3 Amend Stock Option Plan For For Mgmt VI. Vote Recommendation In Canada, ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns, and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. The company's one and three-year fiscal total shareholder returns are 14.7 percent and 63.5 percent respectively. The CEO's total annual compensation fell 4.62 percent in the last fiscal year, due largely to a decrease in the annual pension expense. The estimated shareholder value transfer of the company's plans of 1 percent is equal to or less than the allowable cap for this company of 2 percent. The plan requires shareholder approval to reprice underwater stock options. Non-employee directors are not eligible participants in this plan. ISS believes the plan's proposed amendment provision has adequately limited the board's unilateral authority to amend the plan going forward. 4 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt 04/27/07 - A/S TransCanada Corporation *TRP* 89353D107 03/01/07 40,400 1 Elect Directors For For Mgmt 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 3 Amend Stock Option Plan For For Mgmt VI. Vote Recommendation In Canada, ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns, and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. The company's one and three-year fiscal total shareholder returns are 14.7 percent and 63.5 percent respectively. The CEO's total annual compensation fell 4.62 percent in the last fiscal year, due largely to a decrease in the annual pension expense. The estimated shareholder value transfer of the company's plans of 1 percent is equal to or less than the allowable cap for this company of 2 percent. The plan requires shareholder approval to reprice underwater stock options. Non-employee directors are not eligible participants in this plan. ISS believes the plan's proposed amendment provision has adequately limited the board's unilateral authority to amend the plan going forward. 4 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt 06/26/07 - A transcosmos inc. (frm. Trans Cosmos) J9297T109 03/31/07 465 *9715* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 40 The payout ratio for the full year is 23 percent based on either parent-only or consolidated earnings. 2 Amend Articles to: Expand Business Lines For For Mgmt The company asks for shareholder approval to expand its permitted business objectives. The new business lines proposed here include bank agency service, and market research. The change would not require the company to enter the new business; rather, it would give the board the right to do so at its discretion. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 9, 10, and 11 Background of non-executive nominee(s): Nominee 9 is a former vice-president of Sumitomo Life Insurance Company. Nominee 10 is a former senior advisor to Nikko Cordial Corp. Nominee 11 is a former director of Recruit Co.,Ltd. Board Profile Composition of board after this meeting: 8 executives and 3 non-executive. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 16 million to 6 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 05/16/07 - A TT ELECTRONICS PLC (formerly TT Group G91159106 None 5,319 plc) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt The 2005 LTIP made its first grant in 2006. The LTIP was an improvement on the previous share incentive plans although current broker forecasts suggest that the EPS targets may be readily achievable. 3 Approve Final Dividend of 6.36 Pence Per For For Mgmt Ordinary Share 4 Re-elect Roderick Weaver as Director For For Mgmt 5 Re-elect David Crowther as Director For For Mgmt 6 Re-elect David Crowe as Director For For Mgmt 7 Re-elect Timothy Reed as Director For Against Mgmt We do not consider Timothy Reed to be independent because he has served on the Board for 34 years and formerly held the position of Non-executive Chairman. We are again recommending that shareholders vote against Timothy Reed's re-election because he is a non-independent NED and: (i) He is a member of the Audit Committee and Chairman of the Remuneration Committee, both roles reserved for independent NEDs under the Code. (ii) He is designated as the senior independent director, a role reserved for an independent NED under the Code. (iii) Due to Timothy Reed's non-independent status, the Nomination Committee does not contain a majority of independent NEDs. This is a further contravention of the Code. 8 Reappoint Grant Thornton UK LLP as Auditors For For Mgmt of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12,899,841 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,934,976 12 Authorise 15,479,810 Ordinary Shares for For For Mgmt Market Purchase 04/30/07 - A Tupras Turkiye Petrol Rafinerileri M8966X108 None 14,708 A.S. 1 Elect Presiding Council of Meeting For Mgmt 2 Accept Financial Statements for 2006 and For Mgmt Receive Board of Directors, Auditors and Independent Auditors Reports 3 Approve Discharge of Directors and Auditors For Mgmt 4 Approve Allocation of Income, and Determine For Mgmt Date of Distribution 5 Receive Information on Profit Distribution None Mgmt Policy for 2007 and Following Years 6 Fix Number of and Elect Directors, and For Mgmt Determine Their Terms of Office 7 Fix Number of and Elect Auditors, and For Mgmt Determine Their Terms of Office 8 Approve Monthly Gross Remuneration of For Mgmt Chairman, Directors and Auditors 9 Receive Information on Donations Made in None Mgmt 2006 10 Approve Independent Audit Company Selected For Mgmt by the Board 11 Approve Decision on Proceeding with Law For Mgmt Suit Against Former CEO of Tupras 12 Approve Decision on Amended Articles of For Mgmt Assocation 13 Grant Permission for Board Members to For Mgmt Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 15 Wishes None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/24/07 - A Turk Hava Yollari M8926R100 None 41,694 1 Elect Presiding Council of Meeting For Mgmt 2 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 3 Receive Directors and Auditors Reports for None Mgmt 2006 4 Accept Financial Statements for 2006 For Mgmt 5 Approve Discharge of Directors and Auditors For Mgmt 6 Approve Allocation of Income For Mgmt 7 Approve Independent Audit Company Selected For Mgmt by the Board 8 Receive Information on Profit Distribution None Mgmt Policy for 2007 and Following Years 9 Receive Information on Donations None Mgmt 10 Accept IFRS Accounting Standards as of For Mgmt January 1, 2007 11 Elect Board of Directors For Mgmt 12 Elect Internal Auditors For Mgmt 13 Approve Remuneration of Directors and For Mgmt Auditors 14 Wishes None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/26/06 - S TVN S.A. X9283W102 09/19/06 3,844 1 Open Meeting None Mgmt 2 Elect Meeting Chairman For Mgmt 3 Acknowledge Proper Convening of Meeting For Mgmt 4 Approve Agenda of Meeting For Mgmt 5 Elect Members of Vote Counting Commission For Mgmt 6 Amend Statute Re: Corporate Purpose For Mgmt 7 Authorize Management Board to Sign For Mgmt Agreement with National Depository for Securities Regarding Dematerialization and Registration of Series D Shares and Their Listing on Warsaw Stock Exchange 8 Approve Conditional Increase in Share For Mgmt Capital in Connection with Incentive Plan Proposed under Items 10 and 11 9 Disapply Preemptive Rights in Connection For Mgmt with Conditional Increase in Share Capital Proposed under Item 8 10 Approve Issuance of Warrants For Mgmt 11 Approve Terms of Incentive Plan (Issuance For Mgmt of Warrants) 12 Approve Unified Text of Statute For Mgmt 13 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/29/06 - S TVN S.A. X9283W102 11/22/06 840 1 Open Meeting None Mgmt 2 Elect Meeting Chairman For Mgmt 3 Acknowledge Proper Convening of Meeting For Mgmt 4 Approve Agenda of Meeting For Mgmt 5 Elect Members of Vote Counting Commission For Mgmt 6 Approve Merger with TVN-24 Sp. z o.o. For Mgmt 7 Approve 5:1 (Five Shares for One Share For Mgmt Currently Held) Stock Split; Amend Statute Accordingly 8 Authorize Management Board to Apply for For Mgmt Listing of New Shares and to Enter into Agreement with National Depository of Securities Regarding Registration of New Shares (in Connection with Increase in Share Capital Proposed under Item 7) 9 Amend June 8, 2006, AGM Resolution Re: For Mgmt Conditional Increase in Share Capital in Connection with Introduction of Incentive Plan 10 Amend June 8, 2006, AGM Resolution Re: For Mgmt Revoke Shareholders' Preemptive Rights to Subscribe to Series C1, C2, and C3 Shares in Connection with Introduction of Incentive Plan 11 Amend June 8, 2006, AGM Resolution Re: For Mgmt Issuance of Warrants 12 Amend June 8, 2006, AGM Resolution Re: For Mgmt Terms of Incentive Plan 13 Amend Sept. 26, 2006, EGM Resolution Re: For Mgmt Conditional Increase in Share Capital in Connection with Introduction of Incentive Plan 14 Amend Sept. 26, 2006, EGM Resolution Re: For Mgmt Revoke Shareholders' Preemptive Rights to Subscribe to Series E1, E2, E3, and E4 Shares in Connection with Introduction of Incentive Plan 15 Amend Sept. 26, 2006, EGM Resolution Re: For Mgmt Issuance of Warrants 16 Amend Sept. 26, 2006, EGM Resolution Re: For Mgmt Introduction of Incentive Plan 17 Incorporate Any Approved Amendments into For Mgmt Text of Statute and Approve Unified Text of Statute 18 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/05/07 - A U-Ming Marine Transport Corp. Y9046H102 04/06/07 274,000 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt The board is proposing a cash dividend of NTD 5 ($0.15) per share for the year 2006. This gives the company a payout ratio of 89.6 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The resolution also includes the allocation of NTD 43.78 million ($1.34 million) to be reserved for employee profit sharing and the same amount as remuneration for directors and supervisors. These rates were similar to the amount given out in 2005. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets The proposal seeks to revise the company's procedures governing the acquisition or disposal of assets in accordance with the newly revised Guidelines for Handling Acquisition and Disposal of Assets by Public Companies issued by the Financial Supervisory Commission, Executive Yuan (FSC) on Jan. 19, 2007. Major revisions are as follows: to include the fund underlying securities as part of the assets to be handled by the company, and change the term "long- and short-term investments" into "other investments"; to add that if special prices are required to be used as reference for the transaction price, there is no need to obtain an appraisal report and an accountant opinion regarding the transaction; to specify that the request for an accountant's opinion shall not apply for acquisition or disposal of securities which have a publicly offered price from an active market, or for other provisions that are determined by the FSC; to add a sentence indicating that the opinion of an independent director shall be fully considered in any discussion related to the acquisition of real estate from related parties, and that the opinion must be added to the minutes of the board meeting; and to add a paragraph requiring the company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange. The information is required to be preserved for five years. The amendments are made to comply with the prevailing relevant regulations. Given that this will improve the company's existing rules and procedures governing the acquisition or disposal of assets, ISS recommends shareholders to support this resolution. 4 Elect Directors and Supervisors For For Mgmt 5 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors This request will allow the directors of the company to serve on the boards of other companies. This is an item that is routinely proposed at Taiwanese AGMs. We recommend that shareholders support this request. 6 Other Business None None Mgmt This is a non-voting item. 04/18/07 - A UBS AG H89231338 None 26,732 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/18/07 - A UBS AG H89231338 None 26,732 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 2.20 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 4.3 Ratify Ernst & Young AG as Auditors For Mgmt 5.1 Approve CHF 33 Million Reduction in Share For Mgmt Capital via Cancellation of Repurchased Shares 5.2 Authorize Share Repurchase Program and For Mgmt Cancellation of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/28/06 - A ULVAC INC. *6728* J94048105 06/30/06 1,165 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 37, Special JY 0 2 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 3 Amend Articles to: Limit Rights of Odd-lot For For Mgmt Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors 4 Elect Directors For For Mgmt 5.1 Appoint External Audit Firm For For Mgmt 5.2 Appoint External Audit Firm For For Mgmt 6 Approve Retirement Bonuses for Directors For Against Mgmt As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 7 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 8 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors 10/24/06 - S Umicore (frmly Union Miniere S.A.) B95505119 10/18/06 8,195 1.1 Receive Report of the Board of Directors on None Mgmt the Authorized Capital 1.2 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights 2 Authorize Reissuance of Repurchased Shares For Mgmt 3.1 Receive Report of the Board of Directors on None Mgmt the Merger through Absorption of Umicore Immo 3.2 Approve Merger by Absorption of Umicore Immo For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - S Umicore (frmly Union Miniere S.A.) B95505119 04/18/07 11,222 1.1 Amend Article 7 Regarding the Abolition of For Mgmt Bearer Shares. 1.2 Amend Article 18 in Relation to the Conduct For Mgmt of Meetings of Shareholders. 2 Change Date of Ordinary General Meeting of For Mgmt Shareholders 3 Authorize Board to Acquire Own Shares in For Mgmt the Company Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A Umicore (frmly Union Miniere S.A.) B95505119 None 821 1 Receive Directors' Reports None Mgmt 2 Receive Auditors' Reports None Mgmt 3 Approve Annual Accounts, Allocation of For Mgmt Income and Dividends 4 Approve Discharge of Directors and Auditors For Mgmt 5.a Elect I. Bouillot as Director For Mgmt 5.b Elect S. Naito as Director For Mgmt 5.c Approve Remuneration of Directors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A/S Unibail Holding (frmly. Unibail) F95094110 04/24/07 298 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 5 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Reelect Henri Moulard as Director For Mgmt 6 Elect Jean Pierre Duport as Director For Mgmt 7 Elect Jean Louis Laurens as Director For Mgmt 8 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 9 Authorize Capitalization of Reserves for For Mgmt Bonus Issue or Increase in Par Value Special Business 10 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 11 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Millions 12 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to 25 Percent of Current Share Capital 13 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above in Item 11 14 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above in Item 12 15 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 16 Approve Employee Savings-Related Share For Mgmt Purchase Plan 17 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/21/07 - S Unibail Holding (frmly. Unibail) F95094110 05/16/07 298 Special Business 1 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million 2 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 47 Million 3 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 4 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 5 Authorize Capital Increase of Up to EUR 240 For Mgmt Million for Remuneration of the Share Exhange Offer with Rodamco Europe NV 6 Set Global Limit for Capital Increase to For Mgmt Result from All Issuance Requests at EUR 400 Million 7 Authorize Capitalization of Reserves of Up For Mgmt to EUR 200 Million for Bonus Issue or Increase in Par Value 8 Approve Employee Savings-Related Share For Mgmt Purchase Plan 9 Approve Stock Option Plans Grants For Mgmt 10 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 11 Adopt Two-Tiered Board Structure Depending For Mgmt on the Share Exchange Offer with Rodamco 12 Amend Article 2 of Association Regarding For Mgmt Company Purpose 13 Change Company Name to Unibail-Rodamco For Mgmt 14 Adopt New Status, Depending on the Share For Mgmt Exchange Offer with Rodamco 15 Allow Delegation of All Outstanding Capital For Mgmt Authorizations to the Management Board in Accordance with Item 11 Ordinary Business 16 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 17 Elect Robert F.W. Van Oordt as Supervisory For Mgmt Board Member 18 Elect Francois Jaclot as Supervisory Board For Mgmt Member 19 Elect Frans J.G.M. Cremers as Supervisory For Mgmt Board Member 20 Elect Jacques Dermagne as Supervisory Board For Mgmt Member 21 Elect Rob Ter Haar as Supervisory Board For Mgmt Member 22 Elect Jean-Louis Laurens as Supervisory For Mgmt Board Member 23 Elect Yves Lyon-Caen as Supervisory Board For Mgmt Member 24 Elect Henri Moulard as Supervisory Board For Mgmt Member 25 Elect Bart R. Okkens as Supervisory Board For Mgmt Member 26 Elect Jos W.BBB. Westerburgen as For Mgmt Supervisory Board Member 27 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 875,000 28 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A/S Unicredito Italiano SpA (Form .Credito T95132105 05/08/07 410,011 Italiano) Annual Meeting Agenda Ordinary Business 1 Extend Mandate of the External Auditing For Mgmt Company KPMG SpA 2 Accept Financial Statements, Consolidated For Mgmt Financial Statements, and Statutory Reports for the Fiscal Year 2007 3 Approve Allocation of Income For Mgmt 4 Fix Number of Directors on the Board For Mgmt 5.1 Appoint Internal Statutory Auditors and For Mgmt their Chairman - Slate 1 5.2 Appoint Internal Statutory Auditors and For Mgmt their Chairman - Slate 2 6 Approve Remuneration of Board Committees For Mgmt 7 Approve Remuneration of Internal Statutory For Mgmt Auditors 8 Approve Group Personnel Long-Term Incentive For Mgmt Plan 2007 Special Business 1 Authorize Board of Directors to Increase For Mgmt Capital up to EUR 525 Million with Preemptive Rights, Through the Issuance of up to 1.05 Billion Shares with Par Value EUR 0.50, within a Five-Year term; Amend Bylaws Accordingly 2 Authorize Board of Directors to Increase For Mgmt Capital up to EUR 23.7 Million Through the Issuance of up to 47.35 Million Shares, without Preemptive Rights, to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly 3 Authorize Board of Directors to Increase For Mgmt Capital up to EUR 23.7 Million Through the Issuance of New Class of Shares to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly 4 Amend Article 6, 11, 12, 14, 17, 20, 21, For Mgmt 23, 27, 36 of the Bylaws; Introduce New Title XII and New Article 40 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Unified Energy Systems RAO 904688108 05/11/07 5,000 Meeting for GDR Holders 1 Approve Annual Report, Financial For For Mgmt Statements, and Allocation of Income 2 Approve Omission of Dividends For For Mgmt 3 Ratify CJSC PricewaterhouseCoopers Audit as For For Mgmt Auditor Elect 15 Directors by Cumulative Voting 4 Elect Directors Split Split Mgmt 4.1 Elect Andrey Akimov as Director --- Against ISS Analysis As Seppo Remes can be classified as independent based on ISS' director independence criteria, which has been confirmed by the company, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Remes (item 4.12) and withhold their votes for the remaining 17 nominees. We believe that this candidate is most likely to bring independence to the board and will most likely act in all shareholders' interest. 4.2 Elect Kirill Androsov as Director --- Against 4.3 Elect Grigory Berezkin as Director --- Against 4.4 Elect Andrey Bugrov as Director --- Against 4.5 Elect Alexander Voloshin as Director --- Against 4.6 Elect German Gref as Director --- Against 4.7 Elect Andrey Dementyev as Director --- Against 4.8 Elect Gleb Nikitin as Director --- Against 4.9 Elect Sergey Oganesyan as Director --- Against 4.10 Elect Olga Pushkareva as Director --- Against 4.11 Elect Vladimir Rashevsky as Director --- Against 4.12 Elect Seppo Remes as Director --- For 4.13 Elect Kirill Seleznev as Director --- Against 4.14 Elect Yakov Urinson as Director --- Against 4.15 Elect Victor Khristenko as Director --- Against 4.16 Elect Anatoly Chubais as Director --- Against 4.17 Elect Andrey Sharonov as Director --- Against 4.18 Elect Ilya Yuzhanov as Director --- Against Elect Five Members of Audit Commission 5.1 Elect Marina Ganeyeva as Member of Audit For For Mgmt Commission 5.2 Elect Andrey Kobzev as Member of Audit For For Mgmt Commission 5.3 Elect Mikhail Kurbatov as Member of Audit For For Mgmt Commission 5.4 Elect Victoria Oseledko as Member of Audit For For Mgmt Commission 5.5 Elect Alexander Rutenberg as Member of For For Mgmt Audit Commission 6 Approve Related-Party Transaction Re: For For Mgmt Acquisition of 86.9 Billion Shares in JSC FGC UES 06/26/07 - A Unified Energy Systems RAO 904688207 05/11/07 1,700 Meeting for GDR Holders 1 Approve Annual Report, Financial For For Mgmt Statements, and Allocation of Income 2 Approve Omission of Dividends For For Mgmt 3 Ratify CJSC PricewaterhouseCoopers Audit as For For Mgmt Auditor Elect 15 Directors by Cumulative Voting 4 Elect Directors Split Split Mgmt 4.1 Elect Andrey Akimov as Director --- Against ISS Analysis As Seppo Remes can be classified as independent based on ISS' director independence criteria, which has been confirmed by the company, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Remes (item 4.12) and withhold their votes for the remaining 17 nominees. We believe that this candidate is most likely to bring independence to the board and will most likely act in all shareholders' interest. 4.2 Elect Kirill Androsov as Director --- Against 4.3 Elect Grigory Berezkin as Director --- Against 4.4 Elect Andrey Bugrov as Director --- Against 4.5 Elect Alexander Voloshin as Director --- Against 4.6 Elect German Gref as Director --- Against 4.7 Elect Andrey Dementyev as Director --- Against 4.8 Elect Gleb Nikitin as Director --- Against 4.9 Elect Sergey Oganesyan as Director --- Against 4.10 Elect Olga Pushkareva as Director --- Against 4.11 Elect Vladimir Rashevsky as Director --- Against 4.12 Elect Seppo Remes as Director --- For 4.13 Elect Kirill Seleznev as Director --- Against 4.14 Elect Yakov Urinson as Director --- Against 4.15 Elect Victor Khristenko as Director --- Against 4.16 Elect Anatoly Chubais as Director --- Against 4.17 Elect Andrey Sharonov as Director --- Against 4.18 Elect Ilya Yuzhanov as Director --- Against Elect Five Members of Audit Commission 5.1 Elect Marina Ganeyeva as Member of Audit For For Mgmt Commission 5.2 Elect Andrey Kobzev as Member of Audit For For Mgmt Commission 5.3 Elect Mikhail Kurbatov as Member of Audit For For Mgmt Commission 5.4 Elect Victoria Oseledko as Member of Audit For For Mgmt Commission 5.5 Elect Alexander Rutenberg as Member of For For Mgmt Audit Commission 6 Approve Related-Party Transaction Re: For For Mgmt Acquisition of 86.9 Billion Shares in JSC FGC UES 05/16/07 - A Unilever plc G92087165 None 1,361 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt Deferred Bonus Plan: As highlighted in our 2006 report, the share matching under the Bonus Plan is not subject to performance conditions. We believe that matching should always depend on the achievement of stretching performance criteria. However, we note that the potential awards are not excessive, as the original investment in the scheme is limited to 25% of a Director's annual bonus. For this reason, we do not consider that an adverse voting recommendation is warranted but we encourage the Company to review the provision for matching without performance conditions (see Board Commentary). New Plan: The Company is proposing a new Global Share Incentive Plan, which by 2008 will replace the existing TSR-based LTIP and the Global Performance Share Plan 2005 for all participants (see item 26). 3 Approve Final Dividend of 32.04 Pence Per For For Mgmt Ordinary Share 4 Re-elect Patrick Cescau as Director For For Mgmt 5 Re-elect Kees van der Graaf as Director For For Mgmt 6 Re-elect Ralph Kugler as Director For For Mgmt 7 Re-elect Lord Brittan of Spennithorne as For For Mgmt Director 8 Re-elect Wim Dik as Director For For Mgmt 9 Re-elect Charles Golden as Director For For Mgmt 10 Re-elect Byron Grote as Director For For Mgmt 11 Re-elect Lord Simon of Highbury as Director For For Mgmt 12 Re-elect Jean-Cyril Spinetta as Director For For Mgmt 13 Re-elect Kornelis Storm as Director For For Mgmt 14 Re-elect Jeroen van der Veer as Director For For Mgmt 15 Elect Genevieve Berger as Director For For Mgmt 16 Elect Narayana Murthy as Director For For Mgmt 17 Elect Hixonia Nyasulu as Director For For Mgmt 18 Elect Michael Treschow as Director For For Mgmt 19 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 20 Authorise Board to Fix Remuneration of For For Mgmt Auditors 21 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,450,000 22 Subject to the Passing of Resolution 21, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 23 Authorise 131,000,000 Ordinay Shares for For For Mgmt Market Purchase 24 Amend Articles of Association Re: For For Mgmt E-Communications and Voting Rights 25 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors to GBP 2,000,000 26 Approve Unilever Global Share Incentive For For Mgmt Plan 2007 5. Analysis and Vote Recommendation The Company included RREV in its shareholder consultation exercise prior to the publication of the meeting circular. The proposed plan meets current good practice regarding the absence of retesting, dilution limits and vesting for good leavers and a change-in-control or other corporate events. Our main concern is over the lack of disclosure of the internally focused performance measures - underlying sales growth and ungeared cash flow. We have engaged with the Company which has provided this information on a confidential basis. We are content that the targets are consistent with the Company's measures of long-term value creation and sufficiently challenging and we are able to recommend shareholders to support this plan. 06/06/07 - A Union Fenosa E93171119 None 550 1 Approve Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year Ended 12-31-06, and Discharge Directors 2 Approve Allocation of Income and Remaining For For Mgmt Balance if Applicable 3 Nominate, Elect or Reelect Auditors for For For Mgmt Company and Consolidated Group 4 Approve Merger Agreement and Absorption of For For Mgmt Wholly Onwed Subsdiaries Union Fenosa Consultoria SA and Union Fenosa Inversiones SA; Approve Merger Balance Sheet as of 12-31-06; Approve Compliance with Tax Regime 5 Authorize Issuance of Simple, Exchangeable For For Mgmt and/or Convertible Fixed Income Securities, Debentures/Bonds, and Warrants by up to EUR 5 Billion without Preemptive Rights; And Issuance of EUR 1.5 Billion in Payable Notes and EUR 2 Billion in Preference Notes 6 Authorize Board to Increase Capital via For For Mgmt Cash Contributions and with the Powers to Exclude Preemptive Rights in Accordance with Article 159.2 of Spanish Company Law 7 Amend New Corporate Bylaws For Against Mgmt Conclusion After revising the entire set of proposed changes for the abovementioned articles, we can conclude that most of the changes would not adversely affect shareholder rights. However, Union Fenosa is including an amendment to the bylaws that would increase an arguably excessive five-year board term to an even greater term. Approval of this item would allow directors to be elected for six-year terms, which is not in line with European best practices. Because the negative aspect of this proposal outweighs the positive modifications proposed under this resolution, support for this resolution is not recommended. 8 Amend Preamble of Articles 2, 4, 9, 19, and For For Mgmt 21 of General Meeting Guidelines 9 Nominate, Ratify or Reelect Board Members For Against Mgmt We believe that Union Fenosa should adhere more closely to international standards of corporate governance and present director elections as individual voting items. We also believe that the company's choice to adopt six-year director terms moves counter to best practice principles which advocate shorter terms to increase director accountability. Considering this new structure to be a significant deficiency for a market-leading MSCI-EAFE index company, we cannot recommend shareholder support for this item. 10 Authorize Repurchase of Shares and For For Mgmt Subsequent Cancellation of Shares 11 Approve Listing and Delisting of Shares, For For Mgmt Fixed Income Securities, and Other Debt Instruments from Secundary Stock Exchanges 12 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 04/18/07 - A Unisteel Technology Limited Y9163B102 None 5,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.035 Per For For Mgmt Share and Final Special Dividend of SGD 0.015 Per Share 3 Approve Directors' Fees of SGD 160,000 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 150,000) 4 Reelect Teo Kiang Kok as Director For For Mgmt 5 Reelect Ng Jui Ping as Director For For Mgmt 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the Unisteel Employees' Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well-structured to justify a potential dilution level of 15 percent. Moreover, the plan allows for the grant of options to executives and to non-executive directors at a discount to market prices, which undermines the incentive impact of the plan. 9 Authorize Share Repurchase Program For For Mgmt 04/18/07 - S Unisteel Technology Limited Y9163B102 None 5,000 Special Business 1 Amend Articles of Association For For Mgmt 03/19/07 - S United Business Media plc G92272122 None 10,049 1 Approve Sub-Division of All Issued and For For Mgmt Unissued Ord. Shares into Intermediate Shares; Approve Consolidation of All Unissued Intermediate Shares into Unissued New Ord. Shares; Approve Consolidation of All Issued Interemediate Shares into New Ord. Shares 2 Authorise 25,275,654 New Ordinary Shares For For Mgmt for Market Purchase 05/10/07 - A United Business Media plc G92272130 None 8,586 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 13.6 Pence Per For For Mgmt Share 4 Elect Pradeep Kar as Director For For Mgmt 5 Elect Karen Thomson as Director For For Mgmt 6 Re-elect John Botts as Director For For Mgmt 7 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Authorise 25,285,801 Ordinary Shares for For For Mgmt Market Purchase 9 Authorise 4,133,770 B Shares for Market For For Mgmt Purchase 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 28,494,416 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,274,162 12 Authorise the Company to Make Documents For For Mgmt Available to Shareholders Via a Website 13 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditures up to GBP 50,000 10/12/06 - A United Group Ltd. (formerly United Q9313R105 10/10/06 3,091 Construction Group) *UGL* 1 Elect Directors For For Mgmt 2 Adopt Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3 Ratify Past Issuance of 660,157 Options For For Mgmt Over Ordinary Shares of the Company Under the Employee Share Option Plan 4 Ratify Past Issuance of 9.4 Million Fully For For Mgmt Paid Ordinary Shares of the Company at A$12.80 per Share Issued on June 30, 2006 5 Approve the Issuance of 339,116 Fully Paid For For Mgmt Ordinary Shares at A$12.80 Each to Protech Holdings (WA) Pty Ltd for a Private Placement 6 Approve Grant of Up to 1.35 Million Options For For Mgmt to Acquire Fully Paid Ordinary Shares at A$ 13.77 Each wih an Expiry Date of Aug. 31, 2011 to Richard Leupen, CEO 7 Approve the Increase in Total Directors' For For Mgmt Remuneration to A$1.5 Million for the Year Ended June 30, 2006 05/30/07 - A United Internet AG (formerly 1 & 1 AG) D8542B125 None 1,081 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.18 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify Ernst & Young AG as Auditors for For Mgmt Fiscal 2007 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 8 Amend Articles Re: Editorial Changes For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A UOL Group Ltd Y9299W103 None 397,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare First and Final Dividend of SGD For For Mgmt 0.075 Per Share and Special Dividend of SGD 0.075 Per Share 3 Approve Directors' Fees of SGD 378,100 for For For Mgmt 2006 (2005: SGD 245,000) 4 Reelect Wee Cho Yaw as Director For For Mgmt 5 Reelect Alan Choe Fook Cheong as Director For For Mgmt 6 Reelect Lim Kee Ming as Director For For Mgmt 7 Reelect Gwee Lian Kheng as Director For For Mgmt 8 Reelect Wee Ee Chao as Director For For Mgmt 9 Reelect Wee Ee Lim as Director For For Mgmt 10 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Shares and Grant For Against Mgmt Options Pursuant to the UOL 2000 Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well-structured to justify a potential dilution level of 15 percent. 12 Approve Issuance of Shares without For For Mgmt Preemptive Rights 06/07/07 - A/S Uranium One Inc. 87112P106 04/27/07 7,900 1 Elect Directors For Split Mgmt 1.1 Elect Director Andrew B. Adams --- For We recommend withholding votes from Wheatley because he has attended less than 75 percent of the board and committee meetings, which we consider the minimum attendance threshold for public company directors. Anyone who accepts a nomination to serve as director should be prepared to make attendance at scheduled meetings a top priority particularly given the rigorous demands now placed on all directors of public companies. 1.2 Elect Director Massimo C. Carello --- For 1.3 Elect Director Neal J. Froneman --- For 1.4 Elect Director David Hodgson --- For 1.5 Elect Director Terry Rosenberg --- For 1.6 Elect Director Phillip Shirvington --- For 1.7 Elect Director Ian Telfer --- For 1.8 Elect Director Mark Wheatley --- Against 1.9 Elect Director Kenneth Williamson --- For 2 Approve Deloitte & Touche LLP as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 3 Approve Increase in Size of Board from 10 For For Mgmt to 12 4 Change Company Name to Uranium One Inc. For For Mgmt 5 Amend Restricted Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 2 percent is equal to or less than the allowable cap for this company of 5 percent. Plan provides for director participation on a limited basis. ISS believes that the amendment provision adequately restricts the amending powers of plan administrators. 06/28/07 - A Urban Corp. *8868* J9442L100 03/31/07 83,600 1 Elect Directors For For Mgmt 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor:Nominees 2, 3, 4, and 5 All nominees meet our criteria for independence. Nominee 2 is CPA. Nominee 3 is a former executive of The Hiroshima Bank Ltd. Nominee 4 is an estate surveyor. Nominee 5 is an attorny. 2.2 Appoint Internal Statutory Auditor For For Mgmt 2.3 Appoint Internal Statutory Auditor For For Mgmt 2.4 Appoint Internal Statutory Auditor For For Mgmt 2.5 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Appointment of External Audit Firm For For Mgmt The company seeks to appoint KPMG Azsa & Co. as its external audit firm in place of Deloitte Touche Tohmatsu & Co. We note that the outgoing auditors submitted an unqualified report for the year under review. 10/03/06 - S USG People NV (frmely United Services N9040V109 None 1,484 Group and Unique International) 1 Open Meeting None Mgmt 2 Receive Report on the Share Split None Mgmt 3 Amend Articles For Mgmt 4 Other Business (Non-Voting) None Mgmt 5 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/10/07 - A Usinas Siderurgicas De Minas Gerais P9632E117 None 5,200 S.A. Preference Shareholders are Entitled to Vote on Item 5 of the Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12-31-06 2 Approve Allocation of Income and Dividends; For For Mgmt Ratify Distribution of Interest on Capital 3 Approve Annual Remuneration of Directors For For Mgmt 4 Elect Two Principal and One Alternate For For Mgmt Members of the Board until 2008 5 Elect Supervisory Board Members and For For Mgmt Alternates 06/28/07 - A Uyemura (C.) & Co. *4966* J0845U102 03/31/07 254 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 55 2 Elect Directors For For Mgmt 3 Approve Retirement Bonus for Director For For Mgmt The recipient is an insider. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 250 million per year to JY 350 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 30 million per year to JY 50 million per year. After the meeting, the number of directors will decrease from 9 to 8. The company will continue to have 3 statutory auditors.Because the new ceilings are not excessive, we have no reason to oppose this resolution. 05/10/07 - A Valentino Fashion Group T9683G108 05/08/07 1,930 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006; Elect Board of Directors, Internal Statutory Auditors and Their Chairmen 2 Extend External Auditors' Mandate in For Mgmt compliance with the Legislative Decree 58/1998 as Amended by the Legislative Decree 303/2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/02/06 - A VEDANTA RESOURCES PLC G9328D100 None 32,773 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 14.3 US Cents Per For For Mgmt Ordinary Share 4 Re-elect Anil Agarwal as Director For For Mgmt 5 Re-elect Shailendra Tamotia as Director For For Mgmt 6 Re-elect Naresh Chandra as Director For For Mgmt 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 8 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors 9 Authorise Issue of Equity with Pre-emptive For For Mgmt Rights up to USD 3,275,956 Pursuant with the USD 725 Million 4.60 Percent Guaranteed Convertible Bonds Due 2026 Issued by Vedanta Finance (Jersey) Ltd; Otherwise, up to USD 9,558,417 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,433,905 11 Authorise 28,678,119 Ordinary Shares for For For Mgmt Market Purchase 05/08/07 - A VEIDEKKE R9590N107 None 1,796 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Approve Financial Statements and Statutory For Against Mgmt Reports Conclusion The company did not provide the annual report for fiscal year 2006 in a timely manner and no details were provided about the proposed policy in the meeting notice or on the company's Web site. Therefore, we cannot comment on the remuneration policy. We strongly believe that publicly listed companies should make the annual report available at least 30 days prior to the meeting, preferably via the internet in addition to traditional channels. In addition, the meeting notice should disclose the details of all proposals. It is of particular importance that full disclosure is provided with respect to executive remuneration, which is subject to much debate. Shareholders should contact the company's investor relations department directly to request better disclosure. In addition, we note that it is not market practice in Norway to bundle resolutions approving the financial statements of the company with the specific statement on executive compensation. Because of a lack of information regarding the proposed remuneration policy, we recommend a vote against the entire item. 5 Approve Allocation of Income and Dividends For For Mgmt of NOK 13 per Share 6 Approve Remuneration of Auditors For For Mgmt 7 Elect Helge Andresen, Jan Knutsen, Erik For For Mgmt Must, and Olaug Svarva as Members of Nominating Committee 8 Approve Remuneration of Directors For For Mgmt 9 Reelect Goete Dahlin, Peder Loevenskiold, For For Mgmt and Hilde Aasheim as Directors 10.1 Amend Articles Re: Stipulate Composition, For For Mgmt Range, and Other Terms of Board 10.2 Amend Articles Re: Update Principles of For For Mgmt Instruction and Composition of Nominating Committee 10.3 Amend Articles Re: Allow Shareholders the For For Mgmt Possibility to Elect Alternates to the Board 10.4 Amend Articles Re: Stipulate That For For Mgmt Shareholders Approve Remuneration Policy And Other Terms of Employment For Executive Management at Annual General Meetings 10.5 Amend Articles Re: Adopt Deadline for For For Mgmt Shareholders' Notification of Attendence to General Meetings 11 Approve 5:1 Stock Split For For Mgmt 12 Approve NOK 1.4 Million Reduction in Share For For Mgmt Capital via Share Cancellation 13 Approve Creation of NOK 7 Million Pool of For For Mgmt Capital without Preemptive Rights 14 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 15 Approve NOK 304.8 Million Transfer from For For Mgmt Share Premium Account to Unrestricted Shareholders' Equity 08/24/06 - A Venture Link Co. Ltd. *9609* J9451J103 05/31/06 10,307 1 Approve Allocation of Income, with No For For Mgmt Dividends 2 Amend Articles to: Expand Business Lines - For Against Mgmt Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors - Change Fiscal Year End Because we do not believe it is in shareholders' interest to effectively give the board carte blanche to engage in any lawful business activities, we recommend that shareholders vote against this resolution. 3 Elect Directors For For Mgmt 05/10/07 - A/S Vinci (Formerly Societe Generale F5879X108 05/07/07 4,080 d'Entreprises) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 2.65 per Share 4 Ratify Appointment and Reelect Pascale For Mgmt Sourisse as Director 5 Ratify Appointment and Reelect Robert For Mgmt Castaigne as Director 6 Ratify Appointment and Reelect Jean-Bernard For Mgmt Levy as Director 7 Ratify Deloitte and Associes as Auditor For Mgmt 8 Ratify KPMG SA as Auditor For Mgmt 9 Ratify BEAS Sarl as Alternate Auditor For Mgmt 10 Ratify Philippe Mathis as Alternate Auditor For Mgmt 11 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 12 Approve Shareholders Agreement Between For Mgmt Vinci and ASF Holding 13 Approve Transaction with Societe For Mgmt Gastronomique de l'Etoile 14 Approve Additional Pension Scheme For Mgmt Benefiting to the Chairman Special Business 15 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 17 Authorize Capitalization of Reserves for For Mgmt Bonus Issue or Increase in Par Value 18 Authorize Issuance of Specific Convertible For Mgmt Bonds without Preemptive Rights Named OCEANE 19 Approve Issuance of Convertible Bonds For Mgmt without Preemptive Rights Other than OCEANE 20 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Votes in Items 16, 18, and 19 Above 21 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 22 Approve Employee Savings-Related Share For Mgmt Purchase Plan 23 Authorize Board to Issue Shares Reserved to For Mgmt Share Purchase Plan for Employees of International Subsidiaries 24 Approve Issuance of Securities Convertible For Mgmt into Debt 25 Authorize Issuance of Bonds with Warrants For Mgmt Attached without Preemptive Rights 26 Approve 1 for 2 Stock Split For Mgmt 27 Amend Article 11 of Bylaws Re: Appointment For Mgmt of Employee Shareholder Representative 28 Amend Article 17 of Bylaws Re: Record Date For Mgmt 29 Amend Article 10 bis of Bylaws Re: Record For Mgmt Date 30 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/17/07 - A VISCOFAN S.A E97579192 None 3,220 1 Reading of Meeting Notice For For Mgmt 2 Designate Two Shareholders to Approve and For For Mgmt Sign Minutes of Meeting 3 Approve Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Management Board for Fiscal Year Ended Dec. 31, 2006 4 Approve Auditors For For Mgmt 5 Elect Management Board For Against Mgmt We continue to believe that the excessive length of the proposed board terms warrants opposition to this item, even in the absence of performance concerns, and that opposing these items sends a clear message to the company that it should attempt to align its director election policies with best practice. On this basis, we will oppose the election of any directors, whose terms would allow them to serve on the board for six years. 6 Approve Reduction in Share Capital and For For Mgmt Amend Article 5 Accordingly 7 Authorize Repurchase of Shares For For Mgmt 8 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/23/07 - A Vislink plc G9375E118 None 12,363 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For Against Mgmt As we do not consider the Executive Exit Bonus Plan and the change in control provision to be in line with best practice, we are recommending that shareholders vote against the remuneration report. 3 Approve Final Dividend of 1.0 Pence Per For For Mgmt Ordinary Share 4 Re-elect Timothy Trotter as Director For For Mgmt 5 Re-elect Ian Scott-Gall as Director For For Mgmt 6 Elect Robin Howe as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 173,072 9 Authorise 13,845,278 Ordinary Shares for For For Mgmt Market Purchase 05/09/07 - A Vivartia SA (frmly Delta Holdings SA) X18052104 None 991 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Discharge of Board and Auditors For Mgmt 4 Ratify Auditors For Mgmt 5 Authorize Capitalization of Above Par For Mgmt Account and Increase in Par Value 6 Approve Reduction in Share Capital and For Mgmt Decrease in Par Value 7 Approve Amendment to Article 5 of Company For Mgmt Bylaws 8 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights 9 Authorize Board of Directors and Management For Mgmt to Participate in Boards or Management of Other Companies with Similar Interests 10 Approve Transaction with a Related Party For Mgmt 11 Preapprove Director Remuneration for 2007 For Mgmt 12 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A/S Vivendi SA (Formerly Vivendi F97982106 04/16/07 101,013 Universal) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.20 per Share 5 Ratify Appointment of Mehdi Dazi as For Mgmt Supervisory Board Member 6 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 7 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 8 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 9 Authorize Capitalization of Reserves of Up For Mgmt to EUR 500 Million for Bonus Issue or Increase in Par Value 10 Approve Employee Savings-Related Share For Mgmt Purchase Plan 11 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 12 Amend Articles Board Related: Election of For Mgmt Employee Representative to the Supervisory Board 13 Amend Articles Board Related: Attend For Mgmt Supervisory Board and Management Board Meetings Through Videoconference and Telecommunication 14 Amend Articles of Association Re: Record For Mgmt Date 15 M0126 Amend Articles of Association Re: For Mgmt Disclosure Threshold Requirements 16 Amend Articles of Association Re: Voting For Mgmt Rights 17 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/25/06 - A Vodafone Group plc G93882101 None 841,708 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect Sir John Bond as Director For For Mgmt 3 Re-elect Arun Sarin as Director For For Mgmt 4 Re-elect Thomas Geitner as Director For For Mgmt 5 Re-elect Michael Boskin as Director For For Mgmt 6 Re-elect Lord Broers as Director For For Mgmt 7 Re-elect John Buchanan as Director For For Mgmt 8 Re-elect Andy Halford as Director For For Mgmt 9 Re-elect Jurgen Schrempp as Director For For Mgmt 10 Re-elect Luc Vandevelde as Director For For Mgmt 11 Elect Philip Yea as Director For For Mgmt 12 Elect Anne Lauvergeon as Director For For Mgmt 13 Elect Anthony Watson as Director For For Mgmt 14 Approve Final Dividend of 3.87 Pence Per For For Mgmt Ordinary Share 15 Approve Remuneration Report For For Mgmt 16 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 17 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors 18 Adopt New Articles of Association For For Mgmt 19 Authorise the Company and Any Company Which For For Mgmt is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 20 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000 21 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 260,000,000 22 Authorise 5,200,000,000 Ordinary Shares for For For Mgmt Market Purchase Should the Special Resolution at the Extraordinary General Meeting on 25 July 2006 be Passed; Otherwise up to 6,000,000,000 Ordinary Shares 07/25/06 - S Vodafone Group plc G93882101 None 841,708 1 Approve Increase in Authorised Capital to For For Mgmt GBP 9,900,050,000 and USD 7,800,000,000; Authorise Capitalisation up GBP 9,990,000,000; Issue Equity with Rights up to 66,600,000,000 B Shares; Capital Reorganisation; Amend Articles of Association 08/11/06 - A Vtech Holdings Ltd G9400S108 08/03/06 5,000 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Year Ended Mar. 31, 2006 2 Approve Final Dividend for the Year Ended For For Mgmt Mar. 31, 2006 3a Reelect Allan WONG Chi Yun as Director For For Mgmt 3b Reelect Albert LEE Wai Kuen as Director For For Mgmt 3c Approve Total Remuneration of Directors at For For Mgmt $120,000 with Each Director Entitled to Not More Than $20,000 Per Annum for the Year Ending Mar. 31, 2007 and Each Subsequent Financial Year 4 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights As the share issuance amount is subject to abuse by Hong Kong companies, in the absence of language restricting both discounts and the authority to refresh the share issuance amounts without prior shareholder approval, a vote against is recommended. 7 Authorize Reissuance of Repurchased Shares For For Mgmt 05/29/07 - A Wacker Chemie AG D9540Z106 05/08/07 920 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 2.00 per Share, and a Special Dividend of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 6 Approve Affiliation Agreement with For Mgmt Subsidiary Wacker Biotech GmbH 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/27/07 - A Wan Hai Lines Limited Y9507R102 04/28/07 1 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Articles of Association For Against Mgmt At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 5 Other Business None None Mgmt 08/24/06 - S Western Lakota Energy Services Inc. 95852P103 07/21/06 1,239 1 Approve Plan of Arrangement For For Mgmt 04/26/07 - A Wihlborgs Fastigheter AB (formerly W9899S108 04/20/07 1,000 WIHLBORGS SYD AB) 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 5 Approve Agenda of Meeting For For Mgmt 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive President's Report None None Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports 9a Approve Financial Statements and Statutory For For Mgmt Reports 9b Approve Allocation of Income and Dividends For For Mgmt of SEK per Share 9c Approve Discharge of Board and President For For Mgmt 9b Determine Record Date for Dividends For For Mgmt 10 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 11 Approve Remuneration of Directors in the For Against Mgmt Aggregate Amount of SEK 900,000; Approve Remuneration of Auditors Conclusion Auditors' fees for the previous fiscal year are not disclosed and broken down into at least audit and non-audit fees. Disclosure of audit and non-audit fees is a prerequisite for evaluating auditor independence. An auditor's ability to remain objective becomes questionable when fees paid to the auditor for non-audit services such as management consulting, general bookkeeping, and special situation audits exceed the standard annual audit fees. Companies in a large number of countries are either required by law to disclose audit fees or it is accepted market practice to do so. However, not all companies disclose audit fees in a timely manner. Companies in the MSCI EAFE index are some of the largest, with high international and institutional ownership. As such, those companies should adhere to higher disclosure standards and are expected to provide the minimum disclosure of auditors' fees. We therefore target companies on this index which do not provide audit fees broken down into at least audit and non-audit fees. Our policy requires that fees must be disclosed in a publicly available source, such as the annual report or the company's Web site. As the auditors' fees for the previous fiscal year are not disclosed and broken down into at least audit and non-audit fees, shareholders are advised to vote against this proposal. 12 Reelect Kerstin Fredriksson, Anders Jarl, For Against Mgmt Sten Johnson, Erik Paulsson, Tommy Qvarfort and Johan Qviberg; Elect Helen Olausson and Sara Paulsson Karlsson as Directors Conclusion Effective boards exercise independent judgment when carrying out their fiduciary responsibilities. By requiring 50 percent of independent directors, the possibility of conflicts of interest is reduced, and the quality of board oversight is increased. We expect the largest Swedish companies that are members of the MSCI EAFE index to adhere to higher corporate governance standards: For all Swedish MSCI EAFE companies, we recommend a vote against the election of any non-independent director (excluding the CEO) if less than 50 percent of the shareholder-elected members are independent non-executive directors as defined by our director categorization guidelines. In addition, for Swedish MSCI EAFE companies with labor representatives on the board of directors, we will apply the first criterion above, plus require that one-third of the total board (shareholder-elected members and labor representatives) be independent non-executive directors. If a nominee cannot be categorized, we assume that person is non-independent and include the nominee in the calculation. Due to poor disclosure, we cannot categorize six of the eight directors, and thus cannot conclude what percentage of the board is independent. Due to the absence of adequate and timely disclosure about the nominees to the board and the resulting inability to determine whether the board has a sufficient number of independent directors, we recommend a vote against this item. 13 Approve Principles for Election of Members For For Mgmt of Nominating Committee 14 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 15 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares This request would authorize management to purchase company shares until the date of the next AGM. The authorization would allow for the purchase of shares at a price quoted on the date of acquisition with a deviation of up to 10 percent. The maximum amount of shares that may be purchased is 10 percent of total share capital. In addition, the item requests that shareholders authorize the board to use the repurchased shares to issue new shares without preemptive rights. Some shareholders object to corporations repurchasing shares. They prefer to see extra cash invested in new businesses or paid out as dividends. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. For this reason, we recommend a vote in favor of the board's proposal. 16 Approve Creation of Pool of Capital without For For Mgmt Preemptive Rights Corresponding to 10 Percent of Issued Share Capital This is a general capital request; that is, the company is seeking the authority to issue shares for no specific purpose. Our guidelines allow for general capital increases without preemptive rights to a maximum of 20 percent of the existing outstanding share capital; this amount is generally more than adequate for unforeseen contingencies. Since the potential dilution amounts to 10 percent, we recommend a vote in favor of this proposal. 17 Other Business (Non-Voting) None None Mgmt 18 Close Meeting None None Mgmt 12/05/06 - S Wimm-Bill-Dann Foods OJSC 97263M109 10/24/06 4,616 Meeting for ADR Holders 1 1. TO ANNOUNCE DIVIDENDS PAYMENT UPON 9M For For Mgmt Y2006 FINANCIAL RESULTS ON ALLOCATED COMMON NOMINAL SHARES OF WBD FOODS OJSC, IN THE DIVIDEND AMOUNT OF 7 (SEVEN) RUBLES 86 KOPECKS PER 1 COMMON NOMINAL SHARE. 2. TO SET THE FOLLOWING TERMS AND 2 TO REVISE THE AMOUNT OF REMUNERATION PAID For For Mgmt TO WBD FOODS OJSC BOARD OF DIRECTORS MEMBERS (EXCEPT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS), APPROVED BY THE GENERAL SHAREHOLDERS MEETING (MINUTES AS OF 29.06.2004 No. 22-06), ALL AS MORE FULLY 06/27/07 - A Wimm-Bill-Dann Foods OJSC 97263M109 05/15/07 43 Meeting for Holders of ADRs 1 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: LIMONOVA, OLGA MIKHAILOVNA 2 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: MUKHIN, MIKHAIL MIKHAILOVICH 3 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: NOVGORODOVA, MARINA ALEXANDROVNA 4 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: SONTSEVA, EVGENIYA SOLOMONOVNA 5 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: TYUSINA, IRINA ANATOLIEVNA 6 APPROVAL OF WBD FOODS OJSC ANNUAL REPORT. For For Mgmt BE IT RESOLVED THAT WBD FOODS OJSC ANNUAL REPORT PREPARED ON THE BASIS OF ACCOUNTING DATA ACCORDING TO RUSSIAN STANDARDS FOR 2006, BE APPROVED. 7 APPROVAL OF THE ANNUAL FINANCIAL For For Mgmt STATEMENTS, INCLUDING THE INCOME STATEMENT (PROFIT AND LOSS ACCOUNTS) OF WBD FOODS OJSC. BE IT RESOLVED THAT THE ANNUAL FINANCIAL STATEMENTS FOR (Y2006), INCLUDING THE INCOME STATEMENT (PROFIT AND LOSS ACCOUNTS) OF WBD FO 8 DISTRIBUTION OF THE PROFIT (INCLUDING For For Mgmt PAYMENT/DECLARATION OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. THE PART OF NET PROFIT REFLECTED IN Y2006 FINANCIAL STATEMENTS IN ACCORDANCE WITH RUSSIAN STANDARDS, IN THE AMOUNT OF 10 852 382 RUR 65 KOP. BE TRANSFER 9 DISTRIBUTION OF THE PROFIT (INCLUDING For For Mgmt PAYMENT/DECLARATION OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. UPON Y2006 FINANCIAL YEAR RESULTS DIVIDENDS PAYMENT ON WBD FOODS ORDINARY NOMINAL SHARES BE ANNOUNCED, IN THE DIVIDEND AMOUNT OF 3 (THREE) RUBLES 18 KOP 10 DISTRIBUTION OF THE PROFIT (INCLUDING For For Mgmt PAYMENT/DECLARATION OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. THAT THE FOLLOWING TERMS AND CONDITIONS OF DIVIDENDS PAYMENT (ANNOUNCEMENT) BE SET: 4.3.1. METHOD OF DIVIDENDS PAYMENT CASH; 4.3.2. TERM OF DIVIDEND PAY 11 APPROVAL OF ERNST & YOUNG LLC AS WBD FOODS For For Mgmt OJSC AUDITOR FOR 2007. 12 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: BRANIS, ALEXANDER MARKOVICH ISS Analysis We note that the company's definition of independence is not as detailed as ours and that we are therefore unable to classify de Selliers, O'Neill, Sherbak, Yasin, and Tipton as independent directors based on our classification guidelines. However, because the five candidates can be classified as independent based on the definition followed by WBD, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of de Selliers, O'Neill, Sherbak, Yasin, and Tipton and abstain their votes for the remaining 15 nominees. We believe that these five candidates are most likely to bring independence to the board and will most likely act in all shareholders' interest. 13 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: MAZALOV, IVAN NIKOLAEVICH 14 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: FIL KIN ROMAN ALEXEEVICH 15 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: STATSENKO, SERGEY OLEGOVICH 16 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: IVASHKOVSKY, SERGEY STANISLAVOVICH 17 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: DE SELLIERS, GUY 18 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: DUBININ, MIKHAIL VLADIMIROVICH 19 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: O NEILL, MICHAEL 20 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: ORLOV, ALEXANDER SERGEEVICH 21 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: PLASTININ, SERGEI ARKADIEVICH 22 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: TUTELYAN, VIKTOR ALEKSANDROVICH 23 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: SHERBAK, VLADIMIR NIKOLAEVICH 24 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: YUSHVAEV, GAVRIL ABRAMOVICH 25 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: LAKOBACHVILI, DAVID 26 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: YASIN, EVGENY GRIGORIEVICH 27 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: TIPTON, E. LINWOOD (TIP) 28 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: KOSTIKOV, IGOR VLADIMIROVICH 29 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: NOTKIN, BORIS ISAEVICH 30 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: SKOPINOV, VICTOR GRIGORIEVICH 31 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: VINCENT, JACQUES 32 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION LESHKINA, IRINA NIKOLAEVNA 33 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: LVANOVA, OLGA SERGEEVNA 34 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: KOLESNKOVA, NATALYA NILKOLAEVNA 35 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: DZHEMELINSKAYA, VICTORIA VALERIEVNA 36 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: DAVIDIUK, ALEXANDER ANATOLIEVICH 37 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: NAZAROVA, TATIANA ANATOLIEVNA 38 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: GAVRILENKO, LASYA MIKHAILOVNA 01/29/07 - A Wincor Nixdorf AG D9695J105 01/08/07 495 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of EUR 2.80 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2005/2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2005/2006 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt as Auditors for Fiscal 2005/2006 6 Elect Karl-Heinz Stiller to the Supervisory For Mgmt Board 7 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 8 Approve EUR 16.5 Million Capital Increase For Mgmt for 2:1 Stock Split; Approve EUR 95.4 Million Transfer from Capital Reserves to Free Reserves; Approve Proportional Reduction in Conditional Capital Reserved for Stock Option Plan 9 Amend Stock Option Plan to Change For Mgmt Allocation of Options Between Groups 10 Approve Increase in Remuneration for For Mgmt Supervisory Board Chairman Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Wing Hang Bank Ltd Y9588K109 04/20/07 6,464 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of HK$2.00 Per Share For For Mgmt With Scrip Option 3a Reelect Simon K Y Lee as Director For For Mgmt 3b Reelect Tung Chee Chen as Director For For Mgmt 3c Reelect Patrick Y B Fung as Director For For Mgmt 4 Authorize Board to Fix Directors' Fees For For Mgmt 5 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 8 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 04/28/07 - A Wing Lung Bank Y95910108 04/19/07 1,400 1 Approve Financial Statements and For For Mgmt Declaration of Final Dividend 2a Reelect Lincoln Hung-leung Soo as Director For For Mgmt 2b Reelect Albert Po-cheung Wu as Director For For Mgmt 2c Fix Directors' Fees at HK$120,000 for the For For Mgmt Chairman, HK$100,000 for the Vice-Chairman, HK$80,000 for Director, HK$140,000 for the Director Serving as Chairman of Audit Committee and HK$120,000 for the Directors Serving as Member of Audit Committee 3 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, shareholders are recommended to oppose this resolution. 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits of up to 5 percent of the market price for the issuance of shares without preemptive rights. As such, it is recommended that shareholders vote against this resolution. 7 Amend Articles Re: Electronic and Corporate For For Mgmt Communication 10/26/06 - A Wing Tai Holdings V97973107 None 28,415 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Approve First and Final Dividend of SGD For For Mgmt 0.03 Per Share and Special Dividend of SGD 0.03 Per Share 3 Approve Directors' Fees for the Year Ended For For Mgmt June 30, 2006 4 Reelect Cheng Wai Keung as Director For Against Mgmt We note that Cheng Wai Keung is an executive director who serves on the board's Nominating Committee. We prefer that all key board committees comprise only independent directors. We believe that executives ' particularly on such key board committees as the audit, remuneration and nominating committees ' threaten to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest. Given this concern, a vote against this item is recommended. 5 Reelect Boey Tak Hap as Director For For Mgmt 6 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 7 Reelect Phua Bah Lee as Director For For Mgmt 8 Reelect Lee Han Yang as Director For For Mgmt 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights 10 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the Wing Tai Holdings Limited (2001) Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. 10/26/06 - S Wing Tai Holdings V97973107 None 28,415 1 Amend Memorandum and Articles of Association For For Mgmt 2 Authorize Share Repurchase Program For For Mgmt 06/22/07 - S Wing Tai Holdings V97973107 None 82,830 1 Approve Provision by the Company and For For Mgmt Crossbrook Group Ltd. of an Irrevocable Undertaking to Tender 71.8 Million Shares in the Share Capital of Winsor Properties Hldgs. Ltd. to USI Holdings Ltd. 05/24/07 - A Wm Morrison Supermarkets plc G62748119 None 297,624 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt RREV recognises that at the time the payments were made, the Company paid the minimum legally required. Also, from July 2007 all Executive Directors' contracts will be in line with good practice. As we raised concerns at the time last year and the provisions will shortly be removed, we do not believe there is any merit in taking these payments into account when determining our vote recommendation for this year's remuneration report. Overall, we therefore recommend support for the remuneration report. 3 Approve Final Dividend of 3.375 Pence Per For For Mgmt Ordinary Share 4 Re-elect Roger Owen as Director For For Mgmt 5 Elect Marc Bolland as Director For For Mgmt 6 Elect Martyn Jones as Director For For Mgmt 7 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Authorise 151,900,000 Ordinary Shares and For For Mgmt 28,266 Preference Shares for Market Purchase 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80,300,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,387,561 11 Approve Wm Morrison Supermarkets Long-Term For For Mgmt Incentive Plan On this basis, we consider that the new levels of remuneration resulting from the LTIP have been adequately justified. We consider that overall, the structure of the proposals meet current good practice. We are therefore recommending that shareholders support the Company's proposal. 12 Approve the Share Incentive Award to Marc For For Mgmt Bolland Analysis and Vote Recommendation The rationale for the award is reasonable in our view. The performance targets appear sufficiently challenging on the same basis as those in the LTIP (see Item 11) and are over a shorter time period to represent that the award relates to the CEO's first financial year. 13 Authorise the Company to Use Electronic For For Mgmt Communications; Amend Articles of Association As each shareholder is able to request hard copies at any time, we consider the proposal does not represent any weakening of shareholder rights. We therefore consider this acceptable. 06/12/07 - S Woolworths Holdings Limited S98758121 None 80,168 Special Meeting Agenda 1 Approve Reorganization of Company For Against Mgmt Authorized Share Capital to Create Convertible, Redeemable, Non-Cumulative Participating Preference Shares Because the incorporation of this BEE deal would increase the dilution associated with share schemes to well above 10 percent, which we consider excessive, we recommend that shareholders oppose these items. 2 Approve Amendment to the Articles of For Against Mgmt Association of the Company, to Create the Convertible, Redeemable, Non-Cumulative Participating Preference Shares Ordinary Business 1 Approve of the Woolworths Employee Share For Against Mgmt Ownership Trust Deed 2 Place Authorized But Unissued Shares under For Against Mgmt Control of Directors 3 Authorize Board to Ratify and Execute For Against Mgmt Approved Resolutions Based on our opposition to the BEE transaction, we also recommend a vote against this item. 03/29/07 - S Woongjin Thinkbig Co. (frmly Y9694Y100 03/03/07 5,460 WoongJin.Com Co.) 1 Approve Spin-Off Agreement For For Mgmt The company seeks shareholder approval to spin off its manufacturing business from the current company structure. Once the resolution is approved, there will be two entities: Woongjin Corp. (26.1519 percent of the total capital) and Woongjin Thinkbig (73.8481 percent of the total capital). Woongjin Corp. will focus on the investment and the brand/licensing business while Woongjin Thinkbig will operate the company's manufacturing and educational businesses. The effective spin-off date is May 1, 2007. The company plans to list new shares of Woongjin Corp. on May 31, 2007, by issuing 24.38 million new shares. The conversion ratio is 0.738481 Woongjin's share per each Woongjin Thinkbig's share held. After the spin-off, Woongjin Corp. will be capitalized at KRW 53.337 billion on assets of KRW 56.211 billion with liabilities of KRW 2.874 billion. Woongjin Thinkbig will be capitalized at KRW 145.504 billion on assets of KRW 305.384 billion with liabilities of KRW 159.88 billion. The number of total shares of Woongjin Thinkbig will decline from 33.019 million to 24.384 million while the face value will remain unchanged. For Woongjin Corp., there will be six executive directors, two independent non-executive directors and one auditor on the board. The remuneration of directors for the first year in operation will be set at KRW 1.6 billion for directors and KRW 250 million for the company's one auditor. The company has apparently decided to carry out this reorganization in order to ensure more independent business management between the two units and to increase each unit's business responsibilities. The company believes that the spin-off will increase the transparency of management's decision process and improve the company's corporate governance overall. Because current shareholders will continue to have same proportional ownership of both entities following the spin-off, the overall impact of the transaction to shareholders should be limited. Because the reorganization has the potential to boost transparency, we recommend that shareholders vote for this resolution. 2 Elect Directors For For Mgmt This item asks shareholders to elect two non-independent non-executive director (NED) nominees and one independent NED nominee. The non-independent NED nominees are Park Yong-seon, a former representative director of Woongjin Coway Co. and Yoon Seok-hwan, an executive director of the Strategic Planning Department of Woonjin Group. The independent NED nominee is Jung Jin-kyu, a lawyer of Deryook In't Patent & Law Firm. The nominees are new nominees. Upon shareholder approval, all the three nominees will serve on the board for the next three years. None of the nominees has engaged in any disclosable transaction with the company within the last three years. The number of directors is increasing from eight to ten, due to increases in the number of executive directors from six to seven and the number of independent non-executive directors from two to three. 3 Appoint Auditor For For Mgmt This item seeks shareholder approval to elect a new full-time auditor for the company. The nominee is Kim Ki-seon, a former auditor of KRX (Korea Exchange). Kim is a new nominee. Upon shareholder approval, the nominee will serve as an auditor of the company for the next three years. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 1.5 billion, up from KRW 1.2 billion the previous year. Although last year's actual payout was not disclosed, a total of KRW 72 million was paid for the two independent non-executive directors. 5 Approve Limit on Remuneration of Auditor For For Mgmt Proposed limit for one auditor for 2007 is KRW 250 million, up from KRW 220 million the previous year. Last year's actual payout was not disclosed. 03/29/07 - A Woongjin Thinkbig Co. (frmly Y9694Y100 12/31/06 3,690 WoongJin.Com Co.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 385 Per Share Proposed dividend is KRW 385 per share, which corresponds to a total payout ratio of 40 percent, increased from 15 percent the previous year. The payout ratio is high by Korean standards. Given that the company increased its dividend from KRW 245 per share in the previous year despite a net income decline of 43 percent year over year, we do not oppose this income allocation and dividend proposal. 2 Amend Articles of Incorporation For For Mgmt The first amendment would expand the company's business objectives by adding the education related research consulting business. The second amendment would shorten the director meeting notification period from one-week to two-weeks before board meetings. We believe that this amendment is positive, as it would allow more times for directors to prepare for the boarding meetings. We recommend that shareholders vote for this resolution. 03/30/07 - A Woori Finance Holdings Co. Y9695X119 12/31/06 14,830 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 600 Per Share 2 Elect Director For For Mgmt 3 Elect Six Members of Audit Committee For Against Mgmt In this case, Choi M.S. is not independent under our classification. As a result, given that the company is proposing all nominees as a single voting item, we recommend a vote against the entire slate. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 04/02/07 - S Worleyparsons Ltd (frmly WORLEY GROUP Q9857K102 03/31/07 77,069 LTD) *WOR* 1 Approve the Variation of Class Rights For For Mgmt Through the Issue of the Special Voting Share 2 Approve Issuance of 12.23 Million For For Mgmt Exchangeable Shares to CanCo and the Vendors and Up to 357, 143 Ordinary Shares Under the Caravel Offer to Caravel Shareholders for a Private Placement 06/26/07 - A WPP Group plc G9787H105 None 132,479 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 7.61 Pence Per For For Mgmt Ordinary Share 3 Re-elect Philip Lader as Director For For Mgmt 4 Re-elect Esther Dyson as Director For For Mgmt 5 Re-elect Stanley Morten as Director For Abstain Mgmt We have discussed Bud Morten's continuing membership of the Audit Committee with the Company who advised that his substantial experience and time commitment, as well as the increased workload since Sarbanes-Oxley justified his membership of the Committee. Furthermore, the Company maintained that it considered him independent and an invaluable member of the Committee. We note the large number of independent NEDs on the Board and the time which the Company had to find a suitable replacement for Bud Morten as member of the Audit Committee, but take into account the Company's assertion that he is a valuable member, especially given the Company's need to comply with s.404 under the Sarbanes-Oxley Act by the end of the year. The Company stated to RREV its strong intentions to review the Audit Committee composition before the 2008 AGM. We reiterate our opinion that the Committee could continue to benefit from Bud Morten's advice without retaining him as a voting member, but recognise his continued value as member of the Committee during the Company's work towards Sarbanes-Oxley compliance. However, due to our concerns regarding his independence, we are recommending shareholders to actively abstain from voting on Bud Morten's re-election. We expect the Company to address the above issues regarding Bud Morten's membership of the Audit Committee and his position as Senior Independent NED and will consider voting action if this situation remains unaddressed during future AGMs. 6 Re-elect John Quelch as Director For For Mgmt As the balance between independent and non-independent directors on the Board is adequate in accordance with the Combined Code and John Quelch does not sit on any of the Board Committees, we do not have any issues with an non-independent NED sitting on the Board and are recommending shareholders to vote in favour of his re-election. We also positively note that John Quelch, as a long-serving director, is required to stand for annual re-election as a matter of policy in line with the Code recommendation. 7 Re-elect Paul Richardson as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,971,683.97 10 Authorise 122,579,509 Ordinary Shares for For For Mgmt Market Purchase 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,128,975.44 12 Approve Remuneration Report For For Mgmt Given the Company's assurances regarding its management of potential dilution and weighing up our concerns regarding the matching of deferred bonuses, and the operation and matching proportion under the LEAP, we recommend shareholders to vote in favour of the remuneration report. 13 Approve Electronic Communications For For Mgmt 05/01/07 - A WSP Group plc G98105102 None 1,183 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt We are not raising any issues regarding the Company's remuneration arrangements. 3 Approve Final Dividend of 6.0 Pence Per For For Mgmt Ordinary Share 4 Re-elect David Turner as Director For For Mgmt 5 Re-elect Malcolm Paul as Director For For Mgmt 6 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,000,000 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 154,925 10 Authorise up to Ten Percent Ordinary Shares For For Mgmt for Market Purchase 06/28/07 - A WUMART STORES INC Y97176112 05/25/07 68,000 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Profit Distribution Plan For For Mgmt 3 Accept Report of the Board of Directors For For Mgmt 4 Accept Report of the Supervisory Committee For For Mgmt 5 Reappoint Deloitte Touche Tohmatsu CPA Ltd. For For Mgmt and Deloitte Touche Tohmatsu as Domestic and International Auditors Respectively, and Authorize Board to Fix Their Remuneration 6 Approve Resignation of Zhang Wen-zhong as For For Mgmt Director 7 Elect Xu Ying as Executive Director For For Mgmt Special Business 1 Approve Issuance of H Shares without For Against Mgmt Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of H shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 2 Amend Articles Re: Business Scope For For Mgmt 3 Other Business (Voting) For Against Mgmt Although this item is routine and only those issues that could legally be discussed could be presented for consideration, its approval would create an opportunity for those who attend the meeting to approve changes that are not in the best interests of all shareholders. We recommend that shareholders oppose this item unless the company has provided detailed information about the issues that will be discussed. 05/11/07 - A XINYI GLASS HOLDINGS LTD G9828G108 None 38,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare a Final Dividend of HK$0.07 Per For For Mgmt Share A final dividend of HK$0.07 ($0.009) is being proposed. Including the interim dividend, this will give the company a full year dividend distribution of HK$0.11 ($0.014) per share. 3a1 Reelect Lee Shing Put as Executive Director For For Mgmt 3a2 Reelect Lee Yau Ching as Executive Director For For Mgmt 3a3 Reelect Li Man Yin as Executive Director For For Mgmt 3a4 Reelect Wong Chat Chor Samuel as For For Mgmt Independent Non-Executive Director 3b Authorize Board to Fix Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration PricewaterhouseCoopers is being proposed to be reappointed as the company's external auditors. 5a Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5b Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks to refresh the company's mandate to issue shares, representing up to 20 percent of current issued capital, without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent of issued capital from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, shareholders are recommended to oppose this item unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 08/14/06 - S XSTRATA PLC G9826T102 None 44,122 1 Approve Acquisition by Xstrata Canada Inc. For For Mgmt of Any and All of the Issued, to be Issued and Outstanding Falconbridge Shares Other Than Any Falconbridge Shares Owned Directly or Indirectly by Xstrata Canada Inc. or Its Affiliates 05/08/07 - A XSTRATA PLC G9826T102 None 77,863 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 30 US Cents Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt 4 Re-elect Mick Davis as Director For For Mgmt 5 Re-elect Trevor Reid as Director For For Mgmt 6 Re-elect Sir Steve Robson as Director For For Mgmt 7 Re-elect David Rough as Director For For Mgmt 8 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 161,663,784.50 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 24,249,567.50 11 Authorise the Company to Use Electronic For For Mgmt Communications 12 Approve Cancellation of 13,609,948,397 of For For Mgmt the Authorised But Unissued Ordinary Shares from Share Premium Account 06/27/07 - A Yakult Honsha Co. Ltd. *2267* J95468120 03/31/07 25,335 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10.5 The payout ratio for the full year, including the interim dividend, is 21 percent (consolidated), or 38 percent (parent). 2 Amend Articles to: Authorize Board to For Against Mgmt Determine Income Allocation - Decrease Maximum Board Size - Reduce Directors' Term in Office In this item, the company is first proposing to decreasing the maximum number of directors on the board from 40 to 30. Following this meeting, the company would still have 4 vacant seats on the board, to which dissident nominees could be elected. Yakult also seeks to subject its directors to annual reelection. The company also seeks to grant the board the authority to determine the allocation of income, including dividend payments, without a shareholder vote. The proposal would not prevent shareholders from submitting shareholder proposals related to the allocation of income. Nonetheless, we do not believe it is in shareholders' interest to allow the company to determine income allocation at the board's discretion, and we recommend that shareholders oppose this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nomiees 15, 16, 25 and 26. The nominees all represent Groupe Danone SA and its affiliates. Danone is Yakult's largest shareholder, with a 20.2 percent stake, and is a business partner as well. Composition of board after this meeting: 22 executives and 4 non-executives. The number of outsiders is increasing from 2 to 4. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 3.14 Elect Director --- For 3.15 Elect Director --- For 3.16 Elect Director --- For 3.17 Elect Director --- For 3.18 Elect Director --- For 3.19 Elect Director --- For 3.20 Elect Director --- For 3.21 Elect Director --- For 3.22 Elect Director --- For 3.23 Elect Director --- For 3.24 Elect Director --- For 3.25 Elect Director --- For 3.26 Elect Director --- For 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 170.4 million to 26 directors (of which the two incumbent outsiders will share JY 2.4 million), and JY 14 million to 6 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 06/28/07 - A Yamazen Corp. *8051* J96744115 03/31/07 4,681 1 Elect Directors For For Mgmt 2 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Deloitte Touche Tohmatsu & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Deloitte Touche Tohmatsu & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 3 Approve Special Payments to Continuing For For Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System The company requests shareholder approval for payments in lieu of retirement bonuses to 7 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system.In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 480 million per year to 720 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 60 million per year to JY 90 million per year. After the meeting, the number of directors will increase from 7 to 10. The company will continue to have 4 statutory auditors. 05/10/07 - A Yara International ASA R9900C106 None 67,400 1 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 2 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share 3 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 4 Approve Remuneration of Auditors For For Mgmt 5 Approve Remuneration of Directors For For Mgmt 6 Approve Remuneration to Nominating Committee For For Mgmt 7 Approve NOK 19.4 Million Reduction in Share For For Mgmt Capital via Cancellation of 7.3 Million Repurchased Shares and Redemption of 4.1 Million Shares Held by Norwegian State 8 Authorize Repurchase of Up to Five Percent For For Mgmt of Issued Share Capital 03/09/07 - A Youngone Corp. Y98573101 12/31/06 34,560 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 100 Per Share Proposed dividend is KRW 100 per share, which corresponds to a payout ratio of 12 percent, slightly down from 17 percent the previous year. The payout ratio is low even by Korean standards. Given that the company's net income increased 45 percent year over year, we call on the company to improve its payout ratio as its financial performance improves. However, we do not oppose this income allocation and dividend proposal at this time. 2 Elect Directors For For Mgmt This item asks shareholders to elect four executive directors to the board. The executive director nominees are Sung Ki-hak, the chairman and largest shareholder of the company; Moon Hong-woo, a senior executive vice president; Chae Gyu-tae, an executive vice president of the company; and Sung Rae-eun, a team leader of the company. Sung is a son of the largest shareholder. Sung K.H and Moon are incumbent directors while Chae and Sung R.E are new nominees. Upon shareholder approval, all the nominees will serve on the board for the next three years. None of the nominees has engaged in any disclosable transaction with the company within the last three years. The number of directors is increasing from nine to eleven, due to an increase in the number of executive directors from six to eight. 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 3 billion, unchanged from the previous year. Although last year's actual payout was not disclosed, a total of KRW 170.1 million was paid for three independent non-executive directors. We see no reason to oppose this resolution. 4 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 will be KRW 160 million, up from KRW 120 million in 2006. Last year's actual payout was not disclosed. 12/07/06 - A Ytl Corporation Berhad Y98610101 None 105,800 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Financial Year Ended June 30, 2006 2 Approve First and Final Dividend of 15 For Against Mgmt Percent Gross Less Malaysian Income Tax for the Financial Year Ended June 30, 2006 In this case, the company was found to have reserves of approximately MYR 6.1 billion ($1.7 billion) for the latest financial year-end, yet has failed to comply with the minimum standard of 30 percent for the past five years. Given that no adequate justification was provided for the retention of capital, we recommend that shareholders oppose this dividend request. 3 Elect Francis Yeoh Sock Ping as Director For Against Mgmt Again, we do not support the reelection of Francis Yeoh Sock Ping, Michael Yeoh Sock Siong, Yeoh Soo Keng, and Yeoh Tiong Lay, executive directors, as their presence may compromise the independent objectives of the Audit and Remuneration Committees. Shareholders should note that we also recommend voting against Francis Yeoh Sock Ping due to his poor attendance. 4 Elect Michael Yeoh Sock Siong as Director For Against Mgmt 5 Elect Yeoh Soo Keng as Director For Against Mgmt 6 Elect Yeoh Tiong Lay as Director For Against Mgmt 7 Elect Yahya Bin Ismail as Director For For Mgmt 8 Elect Haron Bin Mohd Taib as Director For For Mgmt 9 Elect Eu Peng Meng @ Leslie Eu as Director For For Mgmt 10 Approve Remuneration of Directors in the For For Mgmt Amount of MYR 280,000 for the Financial Year Ended June 30, 2006 11 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 12 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 13 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 14 Approve Implementation of Shareholders' For For Mgmt Mandate for Recurrent Related Party Transactions 08/18/06 - S Zijin Mining Group Co Ltd (formerly Y9892H107 07/20/06 176,000 FUJIAN ZIJIN MINING INDU 1 Amend Articles of Association For For Mgmt 2a Elect Chen Jinghe as Director For For Mgmt 2b Elect Liu Xiaochu as Director For For Mgmt 2c Elect Luo Yingnan as Director For For Mgmt 2d Elect Lan Fusheng as Director For For Mgmt 2e Elect Huang Xiaodong as Director For For Mgmt 2f Elect Zou Laichang as Director For For Mgmt 2g Elect Ke Xiping as Director For For Mgmt 2h Elect Su Congfu as Director For For Mgmt 2i Elect Chen Yichuan as Director For For Mgmt 2j Elect Lin Yongjing as Director For For Mgmt 2k Elect Loong Ping Kwan as Director For For Mgmt 3a1 Elect Zheng Jingxing as Supervisor For For Mgmt Representing Shareholders 3a2 Elect Xu Qiang as Supervisor Representing For For Mgmt Shareholders 3a3 Elect Lin Jingtian as Supervisor For For Mgmt Representing Shareholders 3b Elect Lan Liying as Supervisor Representing For For Mgmt the Staff and Workers 3c Elect Zhang Yumin as Supervisor For For Mgmt Representing the Staff and Workers 4 Authorize Board to Enter into Service For For Mgmt Contract and/or Appointment Letter With Each of the Newly Elected Directors and Supervisors, Respectively 5 Authorize Board to Fix the Remuneration of For For Mgmt Directors and Supervisors 11/27/06 - A ZINIFEX LTD *ZFX* Q9899H109 11/25/06 95,348 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Fiscal Year Ended June 30, 2006 2a Elect Richard Knight as Director For For Mgmt 2b Elect Anthony Larkin as Director For For Mgmt 3 Adopt Remuneration Report for the Fiscal For Against Mgmt Year Ended June 30, 2006 Executive Summary of Reasons for Against Recommendation on Resolution 3 - The salary package of the CEO has doubled without adequate explanation. - The CEO is entitled to a potentially excessive termination payment. - The CEO has been granted substantial amounts of equity without shareholder approval. 4 Renew Partial Takeover Provision For For Mgmt 04/03/07 - A Zurich Financial Services AG H9870Y105 None 10,398 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/03/07 - A Zurich Financial Services AG H9870Y105 None 10,398 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 11 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Approve CHF 324,244 Increase in Pool of For Mgmt Capital Reserved for Stock Option Plan 5 Elect Directors For Mgmt 5.2 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. Fund: Principal Variable Contracts Fund, Inc. - Equity Growth Account Sub-Advisor: T. Rowe Price Associates, Inc. 4420 - Principal Variable Contracts Fund - Equity Growth Series - ------------------------------------- --------------------- ----------------------------------- -------------- --------------------- (g) (h) (i) Did Vote Was the (For, Vote (d) (f) Registrant Against, For or (a) (b) (c) S/H Mtg. (e) Proposed by Vote? Abstain) Against Issuer Ticker CUSIP Date Matter Voted On Issuer or S/H (Yes or No) Management - ------------------------------------------------------- ----------------------------------- --------------------------------- Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director Carl Bildt Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director John E. Koerner III Issuer Yes For For Elect Director Cheryl Gordon Legg Mason, Inc. LM 524901105 7/18/2006 Krongard Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director James E. Ukrop Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director W. Allen Reed Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Increase Authorized Common Stock Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Amend Omnibus Stock Plan Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Ratify Auditors Issuer Yes For For APPROVAL OF PROPOSAL TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF THE COMPANY S COMMON SHARES AS DESCRIBED IN THE PROXY STATEMENT GARMIN LTD GRMN G37260109 7/21/2006 OF THE COMPANY DATED JUNE 8, 2006 Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director Willem P. Roelandts Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director John L. Doyle Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director Jerald G. Fishman Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director Philip T. Gianos Issuer Yes For For Elect Director William G. Howard, Xilinx, Inc. XLNX 983919101 7/26/2006 Jr. Issuer Yes For For Elect Director J. Michael Xilinx, Inc. XLNX 983919101 7/26/2006 Patterson Issuer Yes For For Elect Director Elizabeth W. Xilinx, Inc. XLNX 983919101 7/26/2006 Vanderslice Issuer Yes For For Amend Qualified Employee Stock Xilinx, Inc. XLNX 983919101 7/26/2006 Purchase Plan Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Approve Omnibus Stock Plan Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Ratify Auditors Issuer Yes For For Red Hat, Inc. RHT 756577102 8/17/2006 Elect Director W. Steve Albrecht Issuer Yes For For Red Hat, Inc. RHT 756577102 8/17/2006 Elect Director Marye Anne Fox Issuer Yes For For Red Hat, Inc. RHT 756577102 8/17/2006 Ratify Auditors Issuer Yes For For Approve Executive Incentive Bonus Red Hat, Inc. RHT 756577102 8/17/2006 Plan Issuer Yes For For Red Hat, Inc. RHT 756577102 8/17/2006 Amend Omnibus Stock Plan Issuer Yes For For Medtronic, Require a Majority Vote for the Inc. MDT 585055106 8/24/2006 Election of Directors S/H Yes For Against Medtronic, Inc. MDT 585055106 8/24/2006 Elect Director Richard H. Anderson Issuer Yes For For Elect Director Michael R. Medtronic, Inc. MDT 585055106 8/24/2006 Bonsignore Issuer Yes For For Medtronic, Inc. MDT 585055106 8/24/2006 Elect Director Robert C. Pozen Issuer Yes For For Medtronic, Inc. MDT 585055106 8/24/2006 Ratify Auditors Issuer Yes For For Medtronic, Inc. MDT 585055106 8/24/2006 Elect Director Gordon M. Sprenger Issuer Yes Withhold Against Harman International Industries, Inc. HAR 413086109 11/2/2006 Elect Director Edward H. Meyer Issuer Yes For For Harman International Industries, Inc. HAR 413086109 11/2/2006 Elect Director Gina Harman Issuer Yes For For SYSCO Corporation SYY 871829107 11/10/2006 Elect Director Jonathan Golden Issuer Yes For For Elect Director Joseph A. Hafner, SYSCO Corporation SYY 871829107 11/10/2006 Jr. Issuer Yes For For SYSCO Corporation SYY 871829107 11/10/2006 Elect Director Nancy S. Newcomb Issuer Yes For For Elect Director Richard J. SYSCO Corporation SYY 871829107 11/10/2006 Schnieders Issuer Yes For For SYSCO Corporation SYY 871829107 11/10/2006 Elect Director Manuel A. Fernandez Issuer Yes For For SYSCO Corporation SYY 871829107 11/10/2006 Ratify Auditors Issuer Yes For For Require a Majority Vote for the SYSCO Corporation SYY 871829107 11/10/2006 Election of Directors S/H Yes For NA Automatic Data Processing, Elect Director Gregory D. Inc. ADP 53015103 11/14/2006 Brenneman Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Leslie A. Brun Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Gary C. Butler Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Leon G. Cooperman Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director R. Glenn Hubbard Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director John P. Jones Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Ann Dibble Jordan Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Frederic V. Malek Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Henry Taub Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Arthur F. Weinbach Issuer Yes For For Automatic Data Processing, Approve Executive Incentive Bonus Inc. ADP 53015103 11/14/2006 Plan Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Ratify Auditors Issuer Yes For For Cease Product Sales that Can Be Microsoft Corp. MSFT 594918104 11/14/2006 Used to Violate Human Rights S/H Yes Against For Amend EEO Statement to Not Microsoft Corp. MSFT 594918104 11/14/2006 Reference Sexual Orientation S/H Yes Against For Establish Shareholder Advisory Microsoft Corp. MSFT 594918104 11/14/2006 Committee S/H Yes Against For Elect Director William H. Gates, Microsoft Corp. MSFT 594918104 11/14/2006 III Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Steven A. Ballmer Issuer Yes For For Elect Director James I. Cash, Microsoft Corp. MSFT 594918104 11/14/2006 Jr., Ph.D. Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Dina Dublon Issuer Yes For For Elect Director Raymond V. Microsoft Corp. MSFT 594918104 11/14/2006 Gilmartin Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director David F. Marquardt Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Charles H. Noski Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Helmut Panke Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Jon A. Shirley Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Ratify Auditors Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director David W. Bernauer Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director William C. Foote Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director James J. Howard Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Alan G. McNally Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Cordell Reed Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Jeffrey A. Rein Issuer Yes For For Walgreen Elect Director Nancy M. Co. WAG 931422109 1/10/2007 Schlichting Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director David Y. Schwartz Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director James A. Skinner Issuer Yes For For Walgreen Elect Director Marilou M. von Co. WAG 931422109 1/10/2007 Ferstel Issuer Yes For For Walgreen Elect Director Charles R. Co. WAG 931422109 1/10/2007 Walgreen, III Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Ratify Auditors Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Amend Omnibus Stock Plan Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Samuel H. Armacost Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Charles Crocker Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Joseph R. Hardiman Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Robert D. Joffe Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Charles B. Johnson Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Gregory E. Johnson Issuer Yes For For Franklin Resources, Elect Director Rupert H. Johnson, Inc. BEN 354613101 1/25/2007 Jr. Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Thomas H. Kean Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Chutta Ratnathicam Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Peter M. Sacerdote Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Laura Stein Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Anne M. Tatlock Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Louis E. Woodworth Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Ratify Auditors Issuer Yes For For Franklin Resources, Amend Qualified Employee Stock Inc. BEN 354613101 1/25/2007 Purchase Plan Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: NOBUYUKI IDEI. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: MARJORIE MAGNER. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: DENNIS F. HIGHTOWER. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: WILLIAM L. KIMSEY. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: ROBERT I. LIPP. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: WULF VON SCHIMMELMANN. Issuer Yes For For ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 Ratify Auditors Issuer Yes For For Elect Director Barbara T. QUALCOMM Inc. QCOM 747525103 3/13/2007 Alexander Issuer Yes For For Elect Director Raymond V. QUALCOMM Inc. QCOM 747525103 3/13/2007 Dittamore Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Irwin Mark Jacobs Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Sherry Lansing Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Peter M. Sacerdote Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Marc I. Stern Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Ratify Auditors Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Performance-Based Equity Awards S/H Yes For Against Require a Majority Vote for the Analog Devices, Inc. ADI 32654105 3/13/2007 Election of Directors S/H Yes For Against Analog Devices, Inc. ADI 32654105 3/13/2007 Elect Director Jerald G. Fishman Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Elect Director John C. Hodgson Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Elect Director F. Grant Saviers Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Elect Director Paul J. Severino Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Ratify Auditors Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Michael H. Armacost Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Robert H. Brust Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Deborah A. Coleman Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Philip V. Gerdine Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Thomas J. Iannotti Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Charles Y.S. Liu Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director James C. Morgan Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Gerhard H. Parker Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Willem P. Roelandts Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Michael R. Splinter Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Applied Materials, Inc. AMAT 38222105 3/14/2007 Purchase Plan Issuer Yes For For Amend Executive Incentive Bonus Applied Materials, Inc. AMAT 38222105 3/14/2007 Plan Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Ratify Auditors Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Approve Merger Agreement Issuer Yes None NA Caremark Rx, Inc. CMX 141705103 3/16/2007 Approve Merger Agreement Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Adjourn Meeting Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Adjourn Meeting Issuer Yes None NA CME Group Inc. CME 167760107 4/4/2007 Approve Merger Agreement Issuer Yes For For CME Group Inc. CME 167760107 4/4/2007 Adjourn Meeting Issuer Yes For For Amend Vote Requirements to Amend Morgan Stanley MS 617446448 4/10/2007 Articles/Bylaws/Charter S/H Yes For Against Approve Report of the Morgan Stanley MS 617446448 4/10/2007 Compensation Committee S/H Yes For Against Morgan Stanley MS 617446448 4/10/2007 Elect Director Klaus Zumwinkel Issuer Yes Against Against Morgan Stanley MS 617446448 4/10/2007 Approve Omnibus Stock Plan Issuer Yes Against Against Morgan Stanley MS 617446448 4/10/2007 Elect Director Roy J. Bostock Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Erskine B. Bowles Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Howard J. Davies Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director C. Robert Kidder Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director John J. Mack Issuer Yes For For Elect Director Donald T. Morgan Stanley MS 617446448 4/10/2007 Nicolaisen Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Charles H. Noski Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Hutham S. Olayan Issuer Yes For For Elect Director Charles E. Morgan Stanley MS 617446448 4/10/2007 Phillips, Jr. Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Griffith Sexton Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Laura D. Tyson Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Ratify Auditors Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director P. Camus Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director J.S. Gorelick Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director A. Gould Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director T. Isaac Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director N. Kudryavtsev Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director A. Lajous Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director M.E. Marks Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director D. Primat Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director L.R. Reif Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director T.I. Sandvold Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director N. Seydoux Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director L.G. Stuntz Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director R. Talwar Issuer Yes For For ADOPTION AND APPROVAL OF Schlumberger Ltd. SLB 806857108 4/11/2007 FINANCIALS AND DIVIDENDS. Issuer Yes For For APPROVAL OF INDEPENDENT Schlumberger Ltd. SLB 806857108 4/11/2007 REGISTERED PUBLIC ACCOUNTING FIRM. Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director T. Albright Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director K. Burnes Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director P. Coym Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director N. Darehshori Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director A. Fawcett Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director A. Goldstein Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director D. Gruber Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director L. Hill Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director C. LaMantia Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Logue Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director M. Miskovic Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Sergel Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Skates Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director G. Summe Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director D. Walsh Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Weissman Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Increase Authorized Common Stock Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Ratify Auditors Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Craig S. Donohue Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Terrence A. Duffy Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Daniel R. Glickman Issuer Yes For For Elect Director William P. Miller, CME Group Inc. CME 167760107 4/25/2007 II Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director James E. Oliff Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director John F. Sandner Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Terry L. Savage Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Executive Incentive Bonus CME Group Inc. CME 167760107 4/25/2007 Plan Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Ratify Auditors Issuer Yes For For Company-Specific -- One Director General Electric Co. GE 369604103 4/25/2007 from the Ranks of Retirees S/H Yes Against For Separate Chairman and CEO General Electric Co. GE 369604103 4/25/2007 Positions S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Report on Charitable Contributions S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Report on Global Warming S/H Yes Against For Adopt Ethical Criteria for General Electric Co. GE 369604103 4/25/2007 Military Contracts S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Report on Pay Disparity S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Provide for Cumulative Voting S/H Yes For Against Company-Specific -- Adopt Policy General Electric Co. GE 369604103 4/25/2007 on Overboarded Directors S/H Yes For Against Limit Dividend and Dividend General Electric Co. GE 369604103 4/25/2007 Equivalent Payments to Executives S/H Yes For Against General Electric Co. GE 369604103 4/25/2007 Elect Director James I. Cash, Jr. Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director William M. Castell Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Ann M. Fudge Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Susan Hockfield Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Jerry R. Immelt Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Andrea Jung Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Alan G. Lafley Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Robert W. Lane Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Ralph S. Larsen Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Rochelle B. Lazarus Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Sam Nunn Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Roger S. Penske Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Robert J. Swieringa Issuer Yes For For Elect Director Douglas A. Warner General Electric Co. GE 369604103 4/25/2007 III Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Robert C. Wright Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Ratify Auditors Issuer Yes For For Adopt Majority Vote Standard in General Electric Co. GE 369604103 4/25/2007 Director Elections Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Approve Omnibus Stock Plan Issuer Yes For For Company-Specific-Approve Material Terms of Senior Officer General Electric Co. GE 369604103 4/25/2007 Performance Goals Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Claudio X. Gonzalez Issuer Yes Withhold Against Marriott International Inc. MAR 571903202 4/27/2007 Elect Director J.W. Marriott, Jr. Issuer Yes For For Elect Director John W. Marriott, Marriott International Inc. MAR 571903202 4/27/2007 III Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Richard S. Braddock Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Lawrence W. Kellner Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Debra L. Lee Issuer Yes For For Elect Director Floretta Dukes Marriott International Inc. MAR 571903202 4/27/2007 McKenzie Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director George Munoz Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Steven S Reinemund Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Harry J. Pearce Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director William J. Shaw Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Lawrence M. Small Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Ratify Auditors Issuer Yes For For Amend EEO Policy to Reference Expeditors International of Discrimination based on Sexual Washington, Inc. EXPD 302130109 5/2/2007 Orientation S/H Yes For Against Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Approve Stock Option Plan Issuer Yes Against Against Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director Peter J. Rose Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director James L.K. Wang Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director R. Jordan Gates Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director James J. Casey Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director Dan P. Kourkoumelis Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director Michael J. Malone Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director John W. Meisenbach Issuer Yes For For Expeditors International of Amend Qualified Employee Stock Washington, Inc. EXPD 302130109 5/2/2007 Purchase Plan Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Ratify Auditors Issuer Yes For For Compensation Specific-Adopt Policy Concerning Backdating Broadcom Corp. BRCM 111320107 5/2/2007 Controversy S/H Yes For Against Amend Qualified Employee Stock Broadcom Corp. BRCM 111320107 5/2/2007 Purchase Plan Issuer Yes Against Against Broadcom Corp. BRCM 111320107 5/2/2007 Amend Omnibus Stock Plan Issuer Yes Against Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director George L. Farinsky Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Nancy H. Handel Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Scott A. McGregor Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Robert E. Switz Issuer Yes For For Approve Executive Incentive Bonus Broadcom Corp. BRCM 111320107 5/2/2007 Plan Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Ratify Auditors Issuer Yes For For Elect Director Maureen E. Broadcom Corp. BRCM 111320107 5/2/2007 Grzelakowski Issuer Yes Withhold Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director John Major Issuer Yes Withhold Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Alan E. Ross Issuer Yes Withhold Against Elect Director Henry Samueli, Broadcom Corp. BRCM 111320107 5/2/2007 Ph.D. Issuer Yes Withhold Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Werner F. Wolfen Issuer Yes Withhold Against Kohl's Require a Majority Vote for the Corp. KSS 500255104 5/2/2007 Election of Directors S/H Yes For Against Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Steven A. Burd Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Wayne Embry Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director James D. Ericson Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director John F. Herma Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director William S. Kellogg Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Kevin Mansell Issuer Yes For For Kohl's Elect Director R. Lawrence Corp. KSS 500255104 5/2/2007 Montgomery Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Frank V. Sica Issuer Yes For For Kohl's Elect Director Peter M. Corp. KSS 500255104 5/2/2007 Sommerhauser Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Stephen E. Watson Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director R. Elton White Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Ratify Auditors Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Amend Omnibus Stock Plan Issuer Yes For For Kohl's Approve Executive Incentive Bonus Corp. KSS 500255104 5/2/2007 Plan Issuer Yes For For Kohl's Company Specific-Adopt Majority Corp. KSS 500255104 5/2/2007 Vote for Election of Directors Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Other Business Issuer Yes Against Against Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director James DeFranco Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director Michael T. Dugan Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director Cantey Ergen Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director Charles W. Ergen Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director Steven R. Goodbarn Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director Gary S. Howard Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director David K. Moskowitz Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director Tom A. Ortolf Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director C.Michael Schroeder Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Elect Director Carl E. Vogel Issuer Yes For For Echostar Communications Cor DISH 278762109 5/8/2007 Ratify Auditors Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director Stephen A. Wynn Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director Alvin V. Shoemaker Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director D. Boone Wayson Issuer Yes For For Amend Executive Incentive Bonus Wynn Resorts Ltd WYNN 983134107 5/8/2007 Plan Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Ratify Auditors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Develop an Animal Welfare Policy S/H Yes Against For Amgen, Inc. AMGN 31162100 5/9/2007 Prepare a Sustainability Report S/H Yes Against For Elect Director Frank J. Biondi, Amgen, Inc. AMGN 31162100 5/9/2007 Jr. Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Jerry D. Choate Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Frank C. Herringer Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Gilbert S. Omenn Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Ratify Auditors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Declassify the Board of Directors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Declassify the Board of Directors Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Paul Berg Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John F. Cogan Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Etienne F. Davignon Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director James M. Denny Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Carla A. Hills Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John W. Madigan Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John C. Martin Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Gordon E. Moore Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Nicholas Moore Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Gayle E. Wilson Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Ratify Auditors Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Gilead Sciences, Inc. GILD 375558103 5/9/2007 Purchase Plan Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Limit Executive Compensation S/H Yes Against For CVS Caremark Corp CVS 126650100 5/9/2007 Prepare Sustainability Report S/H Yes Against For Disclose Information on CVS Caremark Corp CVS 126650100 5/9/2007 Compensation Consultant S/H Yes Against For Separate Chairman and CEO CVS Caremark Corp CVS 126650100 5/9/2007 Positions S/H Yes For Against Compensation Specific- Policy on Stock Option Grants/Option CVS Caremark Corp CVS 126650100 5/9/2007 Backdating S/H Yes For Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Roger L. Headrick Issuer Yes Against Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director C.A. Lance Piccolo Issuer Yes Against Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Edwin M. Banks Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director C. David Brown II Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Edwin Mac Crawford Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director David W. Dorman Issuer Yes For For Elect Director Kristen E. Gibney CVS Caremark Corp CVS 126650100 5/9/2007 Williams Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Marian L. Heard Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director William H. Joyce Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Jean-Pierre Million Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Terrence Murray Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Sheli Z. Rosenberg Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Thomas M. Ryan Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Richard J. Swift Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Ratify Auditors Issuer Yes For For Approve Qualified Employee Stock CVS Caremark Corp CVS 126650100 5/9/2007 Purchase Plan Issuer Yes For For Approve Executive Incentive Bonus CVS Caremark Corp CVS 126650100 5/9/2007 Plan Issuer Yes For For Adopt Policies to Protect Freedom Google Inc GOOG 38259P508 5/10/2007 of Access to the Internet S/H Yes Against For Google Inc GOOG 38259P508 5/10/2007 Amend Omnibus Stock Plan Issuer Yes Against Against Google Inc GOOG 38259P508 5/10/2007 Elect Director Eric Schmidt Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Sergey Brin Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Larry Page Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director L. John Doerr Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director John L. Hennessy Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Arthur D. Levinson Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Ann Mather Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Paul S. Otellini Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director K. Ram Shriram Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Shirley M. Tilghman Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Ratify Auditors Issuer Yes For For Approve Executive Incentive Bonus Google Inc GOOG 38259P508 5/10/2007 Plan Issuer Yes For For Report on Feasibility of Adopting a Toxic Chemical Elimination Apple, Inc. AAPL 37833100 5/10/2007 Policy S/H Yes Against For Apple, Inc. AAPL 37833100 5/10/2007 Stock Retention/Holding Period S/H Yes Against For Report on Computer Recycling Apple, Inc. AAPL 37833100 5/10/2007 Policy S/H Yes Against For Compensation Specific--Option Apple, Inc. AAPL 37833100 5/10/2007 Dating Policy S/H Yes For Against Apple, Inc. AAPL 37833100 5/10/2007 Pay For Superior Performance S/H Yes For Against Advisory Vote to Ratify Named Apple, Inc. AAPL 37833100 5/10/2007 Executive Officers' Compensation S/H Yes For Against Apple, Inc. AAPL 37833100 5/10/2007 Elect Director Steven P. Jobs Issuer Yes For For Apple, Inc. AAPL 37833100 5/10/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Apple, Inc. AAPL 37833100 5/10/2007 Purchase Plan Issuer Yes For For Amend Non-Employee Director Stock Apple, Inc. AAPL 37833100 5/10/2007 Option Plan Issuer Yes For For Apple, Inc. AAPL 37833100 5/10/2007 Ratify Auditors Issuer Yes For For Apple, Inc. AAPL 37833100 5/10/2007 Elect Director William V. Campbell Issuer Yes Withhold Against Apple, Inc. AAPL 37833100 5/10/2007 Elect Director Millard S. Drexler Issuer Yes Withhold Against Apple, Inc. AAPL 37833100 5/10/2007 Elect Director Albert A. Gore, Jr. Issuer Yes Withhold Against Elect Director Arthur D. Apple, Inc. AAPL 37833100 5/10/2007 Levinson, Ph.D. Issuer Yes Withhold Against Elect Director Eric E. Schmidt, Apple, Inc. AAPL 37833100 5/10/2007 Ph.D. Issuer Yes Withhold Against Apple, Inc. AAPL 37833100 5/10/2007 Elect Director Jerome B. York Issuer Yes Withhold Against Sepracor Inc. SEPR 817315104 5/15/2007 Elect Director Digby W. Barrios Issuer Yes For For Sepracor Inc. SEPR 817315104 5/15/2007 Elect Director Alan A. Steigrod Issuer Yes For For Sepracor Inc. SEPR 817315104 5/15/2007 Amend Omnibus Stock Plan Issuer Yes For For Sepracor Inc. SEPR 817315104 5/15/2007 Ratify Auditors Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Stock Retention/Holding Period S/H Yes Against For Danaher Corp. DHR 235851102 5/15/2007 Elect Director Steven M. Rales Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Elect Director John T. Schwieters Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Elect Director Alan G. Spoon Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Ratify Auditors Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Increase Authorized Common Stock Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Approve Omnibus Stock Plan Issuer Yes For For Approve Executive Incentive Bonus Danaher Corp. DHR 235851102 5/15/2007 Plan Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Amend Deferred Compensation Plan Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Elect Director Michael A. Rocca Issuer Yes For For Elect Director Stefan K. St. Jude Medical, Inc. STJ 790849103 5/16/2007 Widensohler Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Approve Omnibus Stock Plan Issuer Yes For For Approve Qualified Employee Stock St. Jude Medical, Inc. STJ 790849103 5/16/2007 Purchase Plan Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Ratify Auditors Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Sheila P. Burke Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Victor S. Liss Issuer Yes For For Elect Director Jane G. Pisano, Wellpoint Inc WLP 94973V107 5/16/2007 Ph.D. Issuer Yes For For Elect Director George A. Wellpoint Inc WLP 94973V107 5/16/2007 Schaefer, Jr. Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Jackie M. Ward Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director John E. Zuccotti Issuer Yes For For Company Specific--Approve Majority Voting for the Non- Wellpoint Inc WLP 94973V107 5/16/2007 Contested Election of Directors Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Ratify Auditors Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Limit Executive Compensation S/H Yes Against For Intel Corp. INTC 458140100 5/16/2007 Elect Director Charlene Barshefsky Issuer Yes Against Against Intel Corp. INTC 458140100 5/16/2007 Elect Director Craig R. Barrett Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Susan L. Decker Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director D. James Guzy Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Reed E. Hundt Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Paul S. Otellini Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director James D. Plummer Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director David S. Pottruck Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Jane E. Shaw Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director John L. Thornton Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director David B. Yoffie Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Ratify Auditors Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Amend Omnibus Stock Plan Issuer Yes For For Intel Approve Executive Incentive Bonus Corp. INTC 458140100 5/16/2007 Plan Issuer Yes For For Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Elect Director Robert M. Calderoni Issuer Yes For For Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Elect Director Pradeep Sindhu Issuer Yes For For Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Ratify Auditors Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director Ronald D. Fisher Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director George A. Hayter Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director R. Jarrett Lilien Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director Donna L. Weaver Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Ratify Auditors Issuer Yes For For Elect Director John Maxwell Lamar Advertising Company LAMR 512815101 5/24/2007 Hamilton Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Robert M. Jelenic Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Stephen P. Mumblow Issuer Yes For For Elect Director Thomas V. Lamar Advertising Company LAMR 512815101 5/24/2007 Reifenheiser Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Anna Reilly Issuer Yes For For Elect Director Kevin P. Reilly, Lamar Advertising Company LAMR 512815101 5/24/2007 Jr. Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Wendell Reilly Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Ratify Auditors Issuer Yes For For Elect Director Howard W. Barker, MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Jr. Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Elect Director David B. Snow, Jr. Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Declassify the Board of Directors Issuer Yes For For Approve Qualified Employee Stock MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Purchase Plan Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Ratify Auditors Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Report on Political Contributions S/H Yes For Against Target Corporation TGT 87612E106 5/24/2007 Elect Director Calvin Darden Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Elect Director Anne M. Mulcahy Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Elect Director Stephen W. Sanger Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Elect Director Gregg W. Steinhafel Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Ratify Auditors Issuer Yes For For Approve Executive Incentive Bonus Target Corporation TGT 87612E106 5/24/2007 Plan Issuer Yes For For Company Specific- Require Majority Vote for the Election of Target Corporation TGT 87612E106 5/24/2007 Directors Issuer Yes For For Require Director Nominee Lowe's Companies, Inc. LOW 548661107 5/25/2007 Qualifications S/H Yes Against For Report on Progress Toward Implementing the Company's Wood Lowe's Companies, Inc. LOW 548661107 5/25/2007 Policy S/H Yes Against For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Declassify the Board of Directors S/H Yes For Against Submit Severance Agreement (Change in Control) to Lowe's Companies, Inc. LOW 548661107 5/25/2007 shareholder Vote S/H Yes For Against Lowe's Companies, Inc. LOW 548661107 5/25/2007 Pay For Superior Performance S/H Yes For Against Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director David W. Bernauer Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Leonard L. Berry Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Dawn E. Hudson Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Robert A. Niblock Issuer Yes For For Amend Qualified Employee Stock Lowe's Companies, Inc. LOW 548661107 5/25/2007 Purchase Plan Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Ratify Auditors Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Establish SERP Policy S/H Yes Against For Performance-Based and/or UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Time-Based Equity Awards S/H Yes For Against Advisory Vote to Ratify Named UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Executive Officers' Compensation S/H Yes For Against Equal Access to the Proxy for UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Purpose of Electing a Director S/H Yes For Against Elect Director William C. UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Ballard, Jr. Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Elect Director Richard T. Burke Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Elect Director Stephen J. Hemsley Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Elect Director Robert J. Darretta Issuer Yes For For Company Specific--Majority Vote UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 for the Election of Directors Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Declassify the Board of Directors Issuer Yes For For Reduce Supermajority Vote Requirement for Removal of UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Directors Issuer Yes For For Reduce Supermajority Vote UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Requirement Issuer Yes For For Amend Articles-Make Stylistic, UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Clarifying and Conforming Changes Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Ratify Auditors Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Salvatore Iannuzzi Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Robert J. Chrenc Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director George R. Eisele Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director John Gaulding Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Michael Kaufman Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Ronald J. Kramer Issuer Yes For For Elect Director Philip R. Lochner, Monster Worldwide, Inc. MNST 611742107 5/30/2007 Jr Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director David A. Stein Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Ratify Auditors Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Charitable Contributions S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Healthcare Policies S/H Yes Against For Report on Equity Compensation by Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Race and Gender S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Pay Disparity S/H Yes Against For Prepare Business Social Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Responsibility Report S/H Yes Against For Report on Social and Reputation Impact of Failure to Comply with Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 ILO Conventions S/H Yes Against For Require Director Nominee Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Qualifications S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Pay For Superior Performance S/H Yes For Against Advisory Vote to Ratify Named Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Executive Officers' Compensation S/H Yes For Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Political Contributions S/H Yes For Against Restore or Provide for Cumulative Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Voting S/H Yes For Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Jack C. Shewmaker Issuer Yes Against Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Aida M. Alvarez Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director James W. Breyer Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director M. Michele Burns Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director James I. Cash, Jr. Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Roger C. Corbett Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Douglas N. Daft Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director David D. Glass Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Roland A. Hernandez Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Allen I. Questrom Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director H. Lee Scott, Jr. Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Jim C. Walton Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director S. Robson Walton Issuer Yes For For Elect Director Christopher J. Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Williams Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Linda S. Wolf Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Ratify Auditors Issuer Yes For For Elect Director Philippe eBay Inc. EBAY 278642103 6/14/2007 Bourguignon Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Elect Director Thomas J. Tierney Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Elect Director Margaret C. Whitman Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock eBay Inc. EBAY 278642103 6/14/2007 Purchase Plan Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Ratify Auditors Issuer Yes For For Fund: Principal Variable Contracts Fund, Inc. - Equity Income Account Sub-Advisor: Principal Global Investors Vote Summary Report Jul 01, 2006 - Jun 30, 2007 PVC-Equity Income Fund - 851 Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- ---------------------------------------- ------------ ------------- -------------------- ---------- ---------- - ---------------------------------------------------------------------------------------------------------------------------------- 01/25/07 - A Air Products & Chemicals, Inc. *APD* 009158106 11/30/06 15,500 1 Elect Directors For Split Mgmt 1.1 Elect Director William L. Davis III --- For We recommend a vote FOR the directors with the exception of independent outsider Margaret G. McGlynn. We recommend that shareholders WITHHOLD votes from Margaret G. McGlynn for poor attendance. 1.2 Elect Director W. Douglas Ford --- For 1.3 Elect Director Evert Henkes --- For 1.4 Elect Director Margaret G. Mcglynn --- Withhold 2 Ratify Auditors For For Mgmt 10/25/06 - A Allco Finance Group Limited (formerly Q0202W107 10/23/06 1,913 Record Investments Lim 1 Receive Financial Statements and Statutory None None Mgmt Reports 2 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3a Elect Bob Mansfield as Director For For Mgmt 3b Elect Rod Eddington as Director For For Mgmt 3c Elect Michael Stefanovski as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Resolution 3c - Stefanovski is an executive director on a board where independent non-executive directors hold four of the eight board seats. 3d Elect David Turnbull as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Resolution 3d - Turnbull is an executive director on a board where independent non-executive directors hold four of the eight board seats. 3e Elect Neil Lewis as Director For For Mgmt 4 Approve KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 07/13/06 - S Aluminium of Greece SA X00944136 None 2,647 Special Meeting Agenda 1 Change Location of Registered Office; For Mgmt Amend Article 4 Accordingly Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/07/07 - S AM NV (frmely Amstelland N.V. N0461R131 03/02/07 10,366 (Formerly NBM Amstelland NV)) 1 Open Meeting None Mgmt 2 Receive Announcements None Mgmt 3 Discuss Minutes of Previous Meeting None Mgmt 4 Elect P.P. Kohnstamm to Supervisory Board For Mgmt 5 Allow Questions None Mgmt 6 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/16/07 - A AM NV (frmely Amstelland N.V. N0461R131 None 10,366 (Formerly NBM Amstelland NV)) 1 Open Meeting None Mgmt 2 Receive Announcements (non-voting) None Mgmt 3 Approve Minutes of Previous Meeting For Mgmt 4 Receive Report of Management Board None Mgmt 5 Discussion on Company's Corporate None Mgmt Governance Structure 6 Approve Financial Statements and Statutory For Mgmt Reports 7 Approve Dividends For Mgmt 8a Approve Discharge of Management Board For Mgmt 8b Approve Discharge of Supervisory Board For Mgmt 9 Approve Remuneration of Supervisory Board For Mgmt 10 Ratify Auditors For Mgmt 11 Allow Questions None Mgmt 12 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/29/06 - S Angang Steel Company Limited Y0132D105 08/30/06 186,000 1 Approve the Bayuquan Facility Proposal For For Mgmt 08/04/06 - S Ashtead Group PLC G05320109 None 24,703 1 Approve Acquisition of the Entire Issued For For Mgmt Share Capital of NationsRent Conclusion We are not raising any objections to the proposed acquisition. The Company considers that the Enlarged Group will benefit from its increased size, and the range of services and the terms of the offer is expected to increase shareholder value for Ashtead. We consider the proposal to have been clearly explained and do not raise any corporate governance concerns. However, we consider such proposals to be an investment decision, which are best left for shareholders to evaluate in respect of their individual investment strategy. We note that the directors of Ashtead have received financial advice from UBS Limited and JP Morgan Cazenove Limited. 2 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15.3 Million in Connection with the Rights Issue 12/15/06 - A Australia and New Zealand Banking Q09504137 12/13/06 10,638 Group Ltd. (formerly Austr *ANZ* 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended Sept. 30, 2006 2a Elect J.K. Ellis as Director For For Mgmt 2b Elect M.A. Jackson as Director For For Mgmt 3 Approve Remuneration Report for the Year For For Mgmt Ended Sept. 30, 2006 07/26/06 - A AWG Plc ( Formerly Anglian Water Plc) G0688X190 None 7,593 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 36 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt 4 Elect Roger Witcomb as Director For For Mgmt 5 Re-elect Jim McKenna as Director For For Mgmt 6 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 7 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,385,367 9 Authorise 14,148,441 Ordinary Shares for For For Mgmt Market Purchase 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,407,804 10/22/06 - S Banco Santander Central Hispano (frmly E19790109 None 32,547 banco Santander) 1 Approve Merger Agreement with Riyal SL, For For Mgmt Lodares Inversiones SL Sociedad Unipersonal, Somaen Dos SL Sociedad Unipersonal, Gessinest Consulting SA Sociedad Unipersonal, and Carvasa Inversiones SL Sociedad Unipersonal; Approve Consolidated Tax Regime 2 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 12/07/06 - A Barry Callebaut AG H05072105 None 237 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/07/06 - A Barry Callebaut AG H05072105 None 237 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Receive Auditor's Reports None Mgmt 3 Accept Financial Statements and Statutory For Mgmt Reports 4.1 Approve Allocation of Income and Omission For Mgmt of Dividends 4.2 Approve CHF 54.3 Million Reduction in For Mgmt Share Capital; Approve Capital Repayment of CHF 10.50 per Share 5 Approve Discharge of Board and Senior For Mgmt Management 6 Elect Directors For Mgmt 7 Ratify KPMG Fides Peat as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/30/07 - A Becton, Dickinson and Company *BDX* 075887109 12/06/06 6,790 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 7.61 percent is within the allowable cap for this company of 8.03 percent. Additionally, this plan expressly forbids repricing. 4 Restore or Provide for Cumulative Voting Against For ShrHoldr Although the company substantially meets the required corporate governance and performance guidelines, it does not have an annually-elected board. Accordingly, ISS believes that this cumulative voting proposal warrants shareholder support. 07/21/06 - S BellSouth Corp. 079860102 06/01/06 32,900 1 Approve Merger Agreement For For Mgmt We believe that based on: 1) the 17.9 percent one-day premium; 2) the sensible strategic rationale of the merger; and 3) the improvement in shareholders rights, the merger agreement warrants shareholder support. 11/29/06 - A BHP Billiton Limited (Formerly BHP Q1498M100 11/27/06 3,291 Ltd.) *BHP* 1 Receive Financial Statements and Statutory For For Mgmt Reports for BHP Billiton Plc for the Year Ended June 30, 2006 2 Receive Financial Statements and Statutory For For Mgmt Reports for BHP Billiton Ltd for the Year Ended June 30, 2006 3 Elect Paul M. Anderson as Director of BHP For For Mgmt Billiton Plc 4 Elect Paul M. Anderson as Director of BHP For For Mgmt Billiton Ltd 5 Elect Marius J. Kloppers as Director of For For Mgmt BHP Billiton Plc 6 Elect Marius J. Kloppers as Director of For For Mgmt BHP Billiton Ltd 7 Elect Chris J. Lynch as Director of BHP For For Mgmt Billiton Plc 8 Elect Chris J. Lynch as Director of BHP For For Mgmt Billiton Ltd 9 Elect Jacques Nasser as Director of BHP For For Mgmt Billiton Plc 10 Elect Jacques Nasser as Director of BHP For For Mgmt Billiton Ltd 11 Elect David A. Crawford as Director of BHP For For Mgmt Billiton Plc 12 Elect David A. Crawford as Director of BHP For For Mgmt Billiton Ltd 13 Elect Don R. Argus as Director of BHP For For Mgmt Billiton Plc 14 Elect Don R. Argus as Director of BHP For For Mgmt Billiton Ltd 15 Elect David C. Brink as Director of BHP For For Mgmt Billiton Plc 16 Elect David C. Brink as Director of BHP For For Mgmt Billiton Ltd 17 Elect John G.S. Buchanan as Director of For For Mgmt BHP Billiton Plc 18 Elect John G.S. Buchanan as Director of For For Mgmt BHP Billiton Ltd 19 Elect John M. Schubert as Director of BHP For For Mgmt Billiton Plc 20 Elect John M. Schubert as Director of BHP For For Mgmt Billiton Ltd 21 Appoint KPMG Audit Plc as Auditors of BHP For For Mgmt Billiton Plc 22 Approve the Allotment of 553.4 Million For For Mgmt Unissued Shares to Participants of the Group Incentive Schemes and Other Legacy Employee Share Schemes 23 Approve the Issuance of up to 123.4 For For Mgmt Million Shares 24 Authorize Share Repurchase Program For For Mgmt 25(i) Approve Cancellation of Shares in BHP For For Mgmt Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on Dec. 31, 2006 25(ii Approve Cancellation of Shares in BHP For For Mgmt Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on March 31, 2006 25(ii Approve Cancellation of Shares in BHP For For Mgmt Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on May 15, 2007 25(iv Approve Cancellation of Shares in BHP For For Mgmt Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on June 30, 2007 25(v) Approve Cancellation of Shares in BHP For For Mgmt Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on Sept. 30, 2007 25(vi Approve Cancellation of Shares in BHP For For Mgmt Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on Nov. 15, 2007 26 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 27 Approve the Grant of Deferred Shares and For For Mgmt Options Pursuant to the Group Incentive Scheme and Performance Shares Pursuant to the Long Term Incentive Plan to C.W. Goodyear, Chief Executive Officer 28 Approve the Grant of Deferred Shares and For For Mgmt Options Pursuant to the Group Incentive Scheme and Performance Shares Pursuant to the Long Term Incentive Plan to Marius J. Kloppers, Group President Non-Ferrous Materials 29 Approve the Grant of Deferred Shares and For For Mgmt Options Pursuant to the Group Incentive Scheme and Performance Shares Pursuant to the Long Term Incentive Plan to Chris J. Lynch, Group President Carbon Steel Materials 30 Approve Global Employee Share Plan For For Mgmt 31 Approve the Maximum Remuneration for For For Mgmt Non-Executive Directors of BHP Billiton Plc of $3.0 Million 32 Approve the Maximum Remuneration for For For Mgmt Non-Executive Directors of BHP Billiton Ltd of $3.0 Million 07/07/06 - A C&C GROUP PLC G1826G107 None 9,486 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends For For Mgmt 3 Re-elect John Burgess as Director For For Mgmt 4 Re-elect Richard Holroyd as Directors For For Mgmt 5 Re-elect Breege O'Donoghue as Director For For Mgmt 6 Re-elect Maurice Pratt as Director For For Mgmt 7 Authorize Board to Fix Remuneration of For For Mgmt Auditors 8 Approve Remuneration of Directors up to a For For Mgmt Maximum of EUR 700,000 9 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights up to a Maximum of EUR 1,084,000 10 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights up to a Maximum of EUR 162,744 11 Authorize Share Repurchase up to 10 For For Mgmt Percent of Issued Share Capital 12 Authorize Reissuance of Repurchased Shares For For Mgmt 10/20/06 - A CENTRO PROPERTIES GROUP ( Formerly Q2226X103 10/18/06 20,189 Centro Properties Ltd.) *CNP* Ordinary Business 1 Receive Financial Statements and Statutory None None Mgmt Reports 2a Elect Samuel Kavourakis as Director For For Mgmt 2b Elect Peter Wilkinson as Director For For Mgmt 2c Elect Paul Cooper as Director For For Mgmt Special Business 1 Approve Remuneration Report for the For For Mgmt Financial Year Ended June 30, 2006 11/22/06 - S CNP Assurances F1876N318 None 1,078 Special Business 1 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million 2 Amend Employee Savings-Related Share For Mgmt Purchase Plan 3 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/03/06 - A Commonwealth Bank Of Australia *CBA* Q26915100 11/01/06 6,440 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended June 30, 2006 2a Elect S. Carolyn Kay as Director For For Mgmt 2b Elect Warwick G. Kent as Director For For Mgmt 2c Elect Fergus D. Ryan as Director For For Mgmt 2d Elect David J. Turner as Director For For Mgmt 2e Elect Jane M. Hemstritch as Director For For Mgmt 3 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 10/18/06 - A CSL Ltd *CSL* Q3018U109 10/16/06 1,395 1 Receive Financial Statements and Statutory None None Mgmt Reports 2a Elect John Shine as Director For For Mgmt 2b Elect David Simpson as Director For For Mgmt 2c Elect Elizabeth A. Alexander as Director For For Mgmt 2d Elect Antoni M. Cipa as Director For For Mgmt 3 Approve Remuneration Report For the Year For For Mgmt Ended June 30, 2006 4 Renew Partial Takeover Provision For For Mgmt 5 Approve the Issuance of up to 500,000 For For Mgmt Performance Rights to Executive Directors Under the Performance Rights Plan 07/13/06 - A Csr Ltd. *CSR* Q30297115 07/11/06 35,606 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Year Ended March 31, 2006 2 Adopt the Remuneration Report for the Year For For Mgmt Ended March 31, 2006 3a Elect Barry Jackson as Director For For Mgmt 3b Elect John Story as Director For For Mgmt 4 Amend the Constitution to Renew For For Mgmt Proportional Takeover Provisions for a Further Three Years 12/01/06 - A David Jones Limited (DJL) *DJS* Q31227103 11/29/06 38,521 1 Receive Financial Statements and Statutory None None Mgmt Reports 2(a) Elect John Coates as Director For For Mgmt 2(b) Elect Katie Lahey as Director For For Mgmt 3 Approve Increase of Aggregate Remuneration For For Mgmt of Non-Executive Directors to A$1.8 Million Per Annum 4 Adoption of the 2006 Remuneration Report For For Mgmt 5(a) Approve Issuance of 489,850 Ordinary For For Mgmt Shares to Mark McInnes, Pursuant to the Long-Term Incentive Plan 5(b) Approve Issuance of 233,601 Ordinary For For Mgmt Shares to Stephen Goddard, Pursuant to the Long-Term Incentive Plan 07/28/06 - S Devoteam S.A. F26011100 None 2,570 Special Business 1 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750,000 2 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250,000 3 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above 4 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 5 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 6 Approve Employee Savings-Related Share For Mgmt Purchase Plan 7 Amend Articles of Association Re: For Mgmt Shareholding Disclosure Threshold 8 Amend Articles of Association Re: For Mgmt Extraordinary General Meeting Powers 9 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/06/06 - A DSG INTERNATIONAL PLC (formerly Dixons G28473109 None 26,379 Group Plc) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 6.53 Pence Per For For Mgmt Ordinary Share 3 Re-elect John Whybrow as Director For For Mgmt 4 Re-elect Rita Clifton as Director For For Mgmt 5 Re-elect John Clare as Director For For Mgmt 6 Reappoint Deloitte & Touche LLP as For For Mgmt Auditors of the Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Approve Remuneration Report For For Mgmt We are not raising any issues regarding the Company's remuneration. 9 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditure up to GBP 25,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,283,449 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,292,517 12 Authorise 183,000,000 Ordinary Shares for For For Mgmt Market Purchase 10/13/06 - S Elec & Eltek International Company Y22705100 None 25,047 Ltd. Ordinary Business 1 Authorize Share Repurchase Program For For Mgmt 2 Approve Mandate for Transactions with For For Mgmt Related Parties Special Business 1 Amend Memorandum and Articles of For For Mgmt Association 10/13/06 - A Elec & Eltek International Company Y22705100 None 25,047 Ltd. 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of $0.045 Per Share For For Mgmt and Special Dividend of $0.08 Per Share 3 Reelect Cheung Kwok Wing as Director For For Mgmt 4 Reelect Chadwick Mok Cham Hung as Director For For Mgmt 5 Reelect Cheung Kwok Wa as Director For For Mgmt 6 Reelect Claudia Heng Nguan Leng as Director For For Mgmt 7 Approve Directors' Fees of HK$150,000 for For For Mgmt the Period From July 1, 2006 to Dec. 31, 2006 (Financial Year Ended June 30, 2006: HK$300,000) 8 Appoint Deloitte & Touche as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 9a Approve Issuance of Shares Pursuant to the For Against Mgmt 2002 Elec & Eltek Employees' Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. Moreover, the plan allows for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the plan. 9b Approve Issuance of Shares without For For Mgmt Preemptive Rights 02/06/07 - A Emerson Electric Co. *EMR* 291011104 11/28/06 8,290 1 Elect Directors For Split Mgmt 1.1 Elect Director C. Fernandez G --- Withhold We recommend a vote FOR the directors with the exception of Carlos Fernandez Gonzales. We recommend that shareholders WITHHOLD votes from Carlos Fernandez Gonzales for sitting on more than three boards while serving as a CEO. 1.2 Elect Director W. J. Galvin --- For 1.3 Elect Director R. L. Ridgway --- For 1.4 Elect Director R. L. Stephenson --- For 2 Ratify Auditors For For Mgmt 11/14/06 - A Fletcher Building Ltd. (frmrly. Q3915B105 11/12/06 13,077 Fletcher Challenge Building) 1 Elect Hugh Alasdair Fletcher as Director For For Mgmt 2 Elect Jonathan Peter Ling as Director For For Mgmt 3 Elect Geoffrey James McGrath as Director For For Mgmt 4 Elect Ralph Graham Waters as Director For For Mgmt 5 Authorize Board to Fix Remuneration of the For For Mgmt Auditors 6 Approve Grants of Up to One Million For For Mgmt Options to Jonathan Peter Ling, Chief Executive Officer and Managing Director, Pursuant to the 2006 Share Options Plan 7 Approve Participation of Jonathan Peter For For Mgmt Ling, Chief Executive Officer and Managing Director, in the Executive Performance Share Scheme 8 Approve the Increase in Non-Executive For For Mgmt Directors' Remuneration from NZ$900,000 to NZ$1.5 Million Per Annum 10/04/06 - S Fortis SA/NV B4399L102 None 6,006 1 Open Meeting None Mgmt 2.1 Receive Special Report on Authorized None Mgmt Capital 2.2 Approve Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights 2.3 Authorize Board to Issue Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer 3 Amend Articles Regarding Voting Formalities For Mgmt 4 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/16/06 - A Guoco Group Ltd. G42098122 10/10/06 7,000 1a Approve Final Dividend For For Mgmt 1b Approve Special Dividend For For Mgmt 2a Approve Remuneration of Directors For For Mgmt Amounting to HK$1.9 Million for the Year Ended June 30, 2006 2b1 Reelect Quek Leng Chan as Director For For Mgmt 2b2 Reelect Kwek Leng Hai as Director For For Mgmt 3 Approve KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 4 Approve Employees' Share Award Scheme For Against Mgmt Given the unfavorable terms of the proposed share award scheme for employees, we recommend that shareholders vote against this proposal. 5 Amend Bylaws For For Mgmt 6a Authorize Repurchase of Up to 10 Percent For For Mgmt of Issued Share Capital 6b Approve Issuance of Equity or For Against Mgmt Equity-Linked Securities without Preemptive Rights As the share issuance amount is subject to abuse by Hong Kong companies, in the absence of language restricting both discounts and the number of times the authority may be refreshed, a vote against is recommended. 6c Authorize Reissuance of Repurchased Shares For For Mgmt 08/31/06 - S Hellenic Exchanges Holding SA X3247C104 None 5,774 1 Amend Articles Re: Article 1- Company Name For Mgmt and Incorporation, Article 2- Company Purpose 2 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/22/06 - A Independence Group (frmly INDEPENDENCE Q48886107 11/20/06 37,877 GOLD NL) *IGO* 1 Adopt Remuneration Report for the Year For For Mgmt Ended June 30, 2006 2 Elect John Christie as Director For For Mgmt 3 Approve the Grant of 500,000 Options to For Against Mgmt Christopher Bonwick, Executive Director Summary of Reasons for Against Recommendation on Resolutions 3 and 4- The proposed grants are not subject to appropriate vesting periods and lack sufficiently challenging performance hurdles. There is also full vesting on a change-of-control event. These features are not supported by local market standards. 4 Approve the Grant of 250,000 Options to For Against Mgmt Kelly Ross, Executive Director 08/24/06 - S Intralot SA Integrated Lottery X3968Y103 None 2,090 (formerly Intralot SA) 1 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights 2 Amend Stock Option Plan For Mgmt 3 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/22/06 - A JUST GROUP LTD *JST* Q514B4101 11/20/06 45,964 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Fiscal Year Ended July 29, 2006 2a Elect Laura Anderson as Director For For Mgmt 2b Elect Ian Pollard as Director For For Mgmt 3 Approve Remuneration Report for the Fiscal For For Mgmt Year Ended July 29, 2006 4 Approve Remuneration of Directors with an For For Mgmt Increase of A$200,000 from A$700,000 to A$900,000 11/28/06 - A MACQUARIE LEISURE TRUST Q5701X134 11/26/06 31,909 1 Elect Bruce Scott as Director For For Mgmt 2 Approve Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 3 Approve Increase in Remuneration of For For Mgmt Directors from A$320,000 to A$400,000 Per Annum 4 Ratify Past Issuance of 26.1 Million For For Mgmt Stapled Securities at a Price of A$2.70 Each Made on Sept. 5, 2006 5 Ratify Past Issuance of 1.7 Million For For Mgmt Stapled Securities at a Price of A$2.4511 Each Made on Sept. 1, 2006 6 Approve Issuance of Stapled Securities to For For Mgmt DRP Underwriter 11/14/06 - A Microsoft Corp. *MSFT* 594918104 09/08/06 24,470 1 Elect Director William H. Gates, III For For Mgmt 2 Elect Director Steven A. Ballmer For For Mgmt 3 Elect Director James I. Cash, Jr., Ph.D. For For Mgmt 4 Elect Director Dina Dublon For For Mgmt 5 Elect Director Raymond V. Gilmartin For For Mgmt 6 Elect Director David F. Marquardt For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Helmut Panke For For Mgmt 9 Elect Director Jon A. Shirley For For Mgmt 10 Ratify Auditors For For Mgmt 11 Cease Product Sales that Can Be Used to Against Against ShrHoldr Violate Human Rights In this case, the proponent is requesting that the company cease providing products that can be used to violate human or labor rights to foreign governments, departments, or agencies. ISS is concerned with the potential negative impact that such actions could have on Microsoft's competitive position and, ultimately, shareholder value. Moreover, the company has publicly outlined the issue in general, potential options that the company is evaluating, and its current policies related to government regulations on free expression. This information provides disclosure to shareholders on the potential impact of this issue on the company's operations and informs interested parties of Microsoft's general approach to providing products and services in such markets. Considering Microsoft's level of transparency on this issue as well as the nature of the requested actions, ISS does not believe shareholder support for this resolution is warranted. 12 Amend EEO Statement to Not Reference Against Against ShrHoldr Sexual Orientation Therefore, considering potential benefits that may be associated with Microsoft's existing policy, and the absence of information suggesting that there are significant costs or negative impacts associated with including reference to sexual orientation in the EEO statement, we do not believe shareholder support for this resolution is warranted. 13 Establish Shareholder Advisory Committee Against Against ShrHoldr While we agree with the proponent that all shareholders are entitled to third-party proxy advice which is independent from management, we are concerned that this proposal includes an inherent conflict of interest and creates a potential legal liability to the corporation. Microsoft would be paying a proxy advisor directly for analysis of its own proxy matters. The company may also be responsible for any errors or omissions contained in proxy analysis. ISS is also concerned that this resolution could be expensive and bureaucratic to administer. The proposal offers no details on how the bidding process and advisory firm selection would be handled or what hidden costs might be associated with these processes. Such additional corporate expenditures would be hard to justify considering analysis of proxy voting matters are currently readily available to the public from a variety of vendors, and barriers to entry are low. 07/18/06 - A N Brown Group plc G64036109 None 8,404 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For Against Mgmt 3 Approve Final Dividend of 4.45 Pence Per For For Mgmt Ordinary Share 4 Re-elect Alan White as Director For For Mgmt 5 Re-elect Lord Alliance of Manchester as For For Mgmt Director 6 Re-elect Nigel Alliance as Director For For Mgmt 7 Re-elect Ivan Fallon as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,846,449.40 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,476,967.41 11 Authorise 29,539,348 Ordinary Shares for For For Mgmt Market Purchase 12 Renew N Brown Group Plc Long-Term For Against Mgmt Incentive Share Plan 07/31/06 - A National Grid PLC(frmrly. National G6375K151 None 19,120 Grid Transco PLC) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 15.9 Pence Per For For Mgmt Ordinary Share 3 Re-elect Sir John Parker as Director For For Mgmt 4 Re-elect Steve Lucas as Director For For Mgmt 5 Re-elect Nick Winser as Director For For Mgmt 6 Re-elect Kenneth Harvey as Director For For Mgmt 7 Re-elect Stephen Pettit as Director For For Mgmt 8 Re-elect George Rose as Director For For Mgmt 9 Re-elect Steve Holliday as Director For For Mgmt 10a Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 10b Authorise Board to Fix Remuneration of For For Mgmt Auditors 11 Approve Remuneration Report For For Mgmt The cash bonuses of the US-based Executive Director are pensionable. This is not consistent with UK best practice but reflects US market practice. 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 103,241,860 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,497,674 14 Authorise 272,000,000 Ordinary Shares for For For Mgmt Market Purchase 15 Authorise 8,500,000 B Shares for Market For For Mgmt Purchase 16 Approve the Broker Contract Between For For Mgmt Deutsche Bank and the Company for the Repurchase of B Shares 17 Approve Increase In Borrowing Powers to For For Mgmt GBP 30 Billion with Limit of Four Times Adjusted Capital and Reserves RREV considers this proposal acceptable. 07/31/06 - S National Grid PLC(frmrly. National G6375K151 None 19,120 Grid Transco PLC) 1 Approve Acquisition of KeySpan Corporation For For Mgmt Pursuant to the Merger Agreement 11/24/06 - A New World Development Co. Ltd. Y63084126 11/16/06 55,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Cheng Kar-Shun, Henry as Director For For Mgmt 3b Reelect Leung Chi-Kin, Stewart as Director For For Mgmt 3c Reelect Cheng Kar-Shing, Peter as Director For For Mgmt 3d Reelect Sandberg, Michael as Director For For Mgmt 3e Reelect Cha Mou-Sing, Payson as Director For For Mgmt 3f Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Joint Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent For For Mgmt of Issued Share Capital 6 Approve Issuance of Equity or For Against Mgmt Equity-Linked Securities without Preemptive Rights As the share issuance amount is subject to abuse by Hong Kong companies, in the absence of language restricting both discounts and the number of times the authority may be refreshed, a vote against is recommended. 7 Authorize Reissuance of Repurchased Shares For For Mgmt 8 Approve Share Option Scheme For Against Mgmt Given the unfavorable terms of the proposed plan, we recommend that shareholders vote against this proposal. 9 Amend NWS Share Option Scheme For Against Mgmt Given that the unfavorable terms of the share option scheme are not addressed by the amendments proposed under this item, a vote against this resolution is recommended. 08/31/06 - S Nutreco Holdings NV N6508Y120 08/24/06 1,432 1 Open Meeting None Mgmt 2 Approve Dividends of EUR 9 Per Share For Mgmt 3 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/15/06 - A PEET LIMITED (formerly PEET & COMPANY Q73763106 11/13/06 45,746 LTD) 1 Receive Financial Statements and Statutory None None Mgmt Reports Item 1 is a non-voting item. 2a Elect Anthony Wayne Lennon as Director For For Mgmt This nominee is a non-independent non-executive chairman of the board. 2b Elect Graeme William Sinclair as Director For For Mgmt This nominee is a non-independent non-executive director. 3 Adopt Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 This proposal concerns the company's submission of its remuneration report. Amendments made to the Australian Corporations Act in 2004 introduced a requirement for companies to include in the annual report a separate section, referred to as the remuneration report and to put this report to a shareholder vote at the AGM, for adoption. The vote on this resolution is advisory only and not binding on the board. ISS deems that the overall remuneration policies and practices of the company are acceptable and within reason. We recommend that shareholders support this request. 11/01/06 - S Petrochina Company Limited Y6883Q104 10/03/06 241,150 1 Approve Continuing Connected Transactions For For Mgmt Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement 2 Approve Revision of Existing Annual Caps For For Mgmt of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc. 3 Approve Revision of Existing Annual Caps For For Mgmt of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd. 4 Approve Revision of Existing Annual Caps For For Mgmt in Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp. 5 Amend Articles Re: Scope of Business For For Mgmt 08/28/06 - S Royal KPN NV N4297B146 08/21/06 19,828 1 Open Meeting None Mgmt 2 Receive Notification of the Appointment of None Mgmt J.B.P Coopmans to the Management Board 3 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/28/07 - A Samsung Electronics Co. Ltd. 796050888 12/29/06 1,600 Meeting for ADR Holders 1 Approve Appropriation of Income and Final For For Mgmt Dividend of KRW 5000 Per Common Share 2 Elect Independent Non-Executive Directors For For Mgmt 3 Elect Executive Director For For Mgmt 4 Elect Members of Audit Committee For For Mgmt 5 Approve Remuneration of Executive For For Mgmt Directors and Independent Non-Executive Directors 11/30/06 - S SanPaolo Imi Spa T8249V104 11/30/06 12,768 Special Meeting Agenda 1 Approve Plan of Merger by Incorporation of For Mgmt Sanpaolo IMI SpA in Banca Intesa SpA Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/27/06 - A Scottish & Southern Energy Plc G7885V109 None 8,094 (frm.Hydro Electric Power PLC 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 32.7 Pence Per For For Mgmt Ordinary Share 4 Re-elect Gregor Alexander as Director For For Mgmt 5 Re-elect David Payne as Director For For Mgmt 6 Re-elect Susan Rice as Director For For Mgmt 7 Reappoint KPMG Audit Plc as Auditors of For For Mgmt the Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 143,380,318 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,507,047 11 Authorise 86,028,191 Ordinary Shares for For For Mgmt Market Purchase 12 Approve Scottish and Southern Energy Plc For For Mgmt Performance Share Plan 10/18/06 - S Semapa, Sociedade de Investimento e X7936A113 None 17,675 Gestao S.A. Special Meeting Agenda 1 Approve New Management Structure in Light For Mgmt of the New Commercial Code 2 Amend Bylaws For Mgmt 3 Elect General Meeting Board Members, For Mgmt Supervisory Board, and Statutory Auditor Consequent to Item 1 and Any Vacancies that Might Occur Due to the New Independence Requirements 4 Approve Increase in the Size of the Board For Mgmt from Eleven to Thirteen Members and Elect Two Directors to Fill the New Seats Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/18/06 - S Smit Internationale N81047164 10/11/06 1,232 1 Open Meeting None Mgmt 2 Amend Articles of Association For Mgmt 3 Allow Questions None Mgmt 4 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/24/06 - A Stockland Corporation Ltd.(Trust Q8773B105 10/22/06 12,256 Group) *SGP* 1 Amend Stockland Trust Constitution Re: For For Mgmt Supplemental Deed Poll No. 11 - Stockland Trust 2 Receive Financial Statements and Statutory None None Mgmt Reports 3 Elect Lyn Gearing as Director For For Mgmt 4 Elect Terry Williamson as Director For For Mgmt 5 Adopt Remuneration Report For the Year For For Mgmt Ended June 30, 2006 6 Approve Tax Exempt Employee Security Plan For For Mgmt 7 Approve Non-Executive Director Security For For Mgmt Acquisition Plan 8 Approve Performance Rights Plan For For Mgmt 9 Approve Grant of Up to 470,000 Performance For For Mgmt Rights to Matthew Quinn, Managing Director, Pursuant to the Performance Rights Plan 10 Approve Grant of Up to 204,000 Performance For For Mgmt Rights to Hugh Thorburn, Finance Director, Pursuant to the Performance Rights Plan 12/20/06 - S The British Land Company plc G15540118 None 3,153 1 Amend Articles of Association Re: Real For For Mgmt Estate Investment Trust Introduction The Board is proposing that the Company elect for Real Estate Investment Trust (REIT) status with effect from 1 January 2007 in order to benefit from the provisions contained in Part 4 of the Finance Act 2006 and the related regulations (the "REIT regime"), which require a change to the Articles of Association. REIT Status The amendment proposed to be made to the Company's Articles is required for the Company to be confident that it will not become subject to certain additional tax charges provided under the REIT regime. By electing for REIT status, the Company (and any subsidiaries) will no longer pay UK direct tax on the profits and gains from their qualifying property rental businesses in the UK provided that they meet certain conditions. Non-qualifying profits and gains of the Group will continue to be subject to corporation tax as normal. On entering the REIT regime, a company that carries on a qualifying property rental business in the UK will be subject to an entry tax charge approximately equal to 2% of the aggregate market value of the properties and other assets involved in that business immediately prior to entry into the REIT regime. The Company states that the tax charge would be approximately GBP 315 million (USD 624 million), based on September 2006 valuations. Based on these valuations, the Company's deferred tax liability would have been reduced by approximately GBP 1.7 billion (USD 3.4 billion). A REIT will be required to distribute to shareholders (by way of dividend), within 12 months of the end of the accounting period in question, at least 90% of the income profits (broadly, calculated using normal tax rules) of the members of the Group in respect of their tax-exempt business. Under the REIT regime, a tax charge may be levied on the Company if the Company makes a distribution to a company which is beneficially entitled (directly or indirectly) to 10% or more of the shares or dividends of the Company or controls (directly or indirectly) 10% or more of the voting rights of the Company unless the Company has taken reasonable steps to avoid such a distribution being paid. The amendment proposed to be made to the Company's Articles is intended to give the Board the powers it needs to demonstrate to HMRC that such reasonable steps have been taken by the Company. The EGM proposal is consistent with the draft guidance published by HMRC. The Board will review the guidance when it is published, and will reconsider the conversion into a REIT if the latest available guidance suggests there are material implications that the Board considers would be adverse for the Company or would affect the consequences of conversion for shareholders in a way that is materially different to that described in the EGM material or if there is material uncertainty as to whether that might be the case. Shareholders should note that the Company's election for REIT status will affect their tax position. Dividends The Company explains that an important element of REITs is higher cash distribution for shareholders. The Company expects that in respect of the Group's first year as a REIT, the full-year dividend will be no less than GBP 0.33 (USD 0.65), which presents a 94 percent increase on the previous year's dividend. Board Recommendation The Board considers that the resolution to be proposed at the EGM is in the best interests of shareholders as a whole and unanimously recommends shareholders to vote in favour of the Resolution, as the Directors intend to do in respect of their own beneficial shareholdings. Conclusion and Vote Recommendation The approval of this item will permit the Company to achieve REIT status as detailed above. We are not raising any corporate governance issues that would cause us to object to the proposed resolution. Ultimately, we consider that the proposal is an investment decision, which is best left for shareholders to evaluate in respect of their own individual investment strategies and after consultation with such professional advisors as each shareholder deems necessary. 10/03/06 - S USG People NV (frmely United Services N9040V109 None 547 Group and Unique International) 1 Open Meeting None Mgmt 2 Receive Report on the Share Split None Mgmt 3 Amend Articles For Mgmt 4 Other Business (Non-Voting) None Mgmt 5 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/11/06 - A Vtech Holdings Ltd G9400S108 08/03/06 32,000 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Year Ended Mar. 31, 2006 2 Approve Final Dividend for the Year Ended For For Mgmt Mar. 31, 2006 3a Reelect Allan WONG Chi Yun as Director For For Mgmt 3b Reelect Albert LEE Wai Kuen as Director For For Mgmt 3c Approve Total Remuneration of Directors at For For Mgmt $120,000 with Each Director Entitled to Not More Than $20,000 Per Annum for the Year Ending Mar. 31, 2007 and Each Subsequent Financial Year 4 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent For For Mgmt of Issued Share Capital 6 Approve Issuance of Equity or For Against Mgmt Equity-Linked Securities without Preemptive Rights As the share issuance amount is subject to abuse by Hong Kong companies, in the absence of language restricting both discounts and the authority to refresh the share issuance amounts without prior shareholder approval, a vote against is recommended. 7 Authorize Reissuance of Repurchased Shares For For Mgmt 11/24/06 - S Wartsila Oyj (Formerly Metra Oy) X98155116 11/14/06 4,600 1 Approve Special Dividend of EUR 1.50 Per For Mgmt Each A and B Share Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/27/06 - A ZINIFEX LTD *ZFX* Q9899H109 11/25/06 11,489 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Fiscal Year Ended June 30, 2006 2a Elect Richard Knight as Director For For Mgmt 2b Elect Anthony Larkin as Director For For Mgmt 3 Adopt Remuneration Report for the Fiscal For Against Mgmt Year Ended June 30, 2006 Executive Summary of Reasons for Against Recommendation on Resolution 3 - The salary package of the CEO has doubled without adequate explanation. - The CEO is entitled to a potentially excessive termination payment. - The CEO has been granted substantial amounts of equity without shareholder approval. 4 Renew Partial Takeover Provision For For Mgmt Fund Name: Principal Variable Contracts - Equity Income Account Sub-Advisor: Spectrum Asset Management - ----------------------- --------------------------------------------- -------------- --------------------- (g) (h) (i) Did Vote Was the (For, Vote (d) (f) Registrant Against, For or (a) (b) (c) S/H Mtg. (e) Proposed by Vote? Abstain) Against Issuer Ticker CUSIP Date Matter Voted On Issuer or S/H (Yes or No) Management - ----------------------------------------------------------------- --------------------------------- No Proxies were Voted. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07462 Reporting Period: 07/01/2006 - 06/30/2007 Principal Variable Contracts Fund, Inc.- Equity Income Account I Sub-Advisor: Edge Asset Management, Inc. ========================= PVC EQUITY INCOME ACCOUNT I ========================== 3M CO Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 8, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda G. Alvarado For For Management 1.2 Elect Director George W. Buckley For For Management 1.3 Elect Director Vance D. Coffman For For Management 1.4 Elect Director Michael L. Eskew For For Management 1.5 Elect Director W. James Farrell For For Management 1.6 Elect Director Herbert L. Henkel For For Management 1.7 Elect Director Edward M. Liddy For For Management 1.8 Elect Director Robert S. Morrison For For Management 1.9 Elect Director Aulana L. Peters For For Management 1.10 Elect Director Rozanne L. Ridgway For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Rescind Fair Price Provision For For Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Approve Executive Incentive Bonus Plan For For Management 7 Pay For Superior Performance Against For Shareholder - -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 27, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.S. Austin For For Management 1.2 Elect Director W.M. Daley For For Management 1.3 Elect Director W.J. Farrell For For Management 1.4 Elect Director H.L. Fuller For For Management 1.5 Elect Director R.A. Gonzalez For For Management 1.6 Elect Director D.A.L. Owen For For Management 1.7 Elect Director B. Powell Jr. For For Management 1.8 Elect Director W.A. Reynolds For For Management 1.9 Elect Director R.S. Roberts For For Management 1.10 Elect Director S.C. Scott III For Withhold Management 1.11 Elect Director W.D. Smithburg For For Management 1.12 Elect Director G.F. Tilton For For Management 1.13 Elect Director M.D. White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 4 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- ACE LTD. Ticker: ACE Security ID: G0070K103 Meeting Date: MAY 17, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 ELECTION OF DIRECTOR: BRIAN DUPERREAULT For For Management 2 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ For For Management 3 ELECTION OF DIRECTOR: PETER MENIKOFF For For Management 4 ELECTION OF DIRECTOR: ROBERT RIPP For For Management 5 ELECTION OF DIRECTOR: DERMOT F. SMURFIT For For Management 6 RATIFICATION OF THE APPOINTMENT OF For For Management PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 - -------------------------------------------------------------------------------- AETNA INC. Ticker: AET Security ID: 00817Y108 Meeting Date: APR 27, 2007 Meeting Type: Annual Record Date: FEB 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank M. Clark For For Management 1.2 Elect Director Betsy Z. Cohen For For Management 1.3 Elect Director Molly J. Coye, M.D. For For Management 1.4 Elect Director Barbara Hackman Franklin For For Management 1.5 Elect Director Jeffrey E. Garten For For Management 1.6 Elect Director Earl G. Graves, Sr. For For Management 1.7 Elect Director Gerald Greenwald For For Management 1.8 Elect Director Ellen M. Hancock For For Management 1.9 Elect Director Edward J. Ludwig For For Management 1.10 Elect Director Joseph P. Newhouse For For Management 1.11 Elect Director Ronald A. Williams For For Management 2 Ratify Auditors For For Management 3 Company Specific-Majority Vote Standard For For Management for the Election of Directors in Uncontested Election 4 Restore or Provide for Cumulative Voting Against Against Shareholder 5 Require Director Nominee Qualifications Against Against Shareholder - -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 7, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel P. Amos For For Management 1.2 Elect Director John Shelby Amos, II For For Management 1.3 Elect Director Paul S. Amos, II For For Management 1.4 Elect Director Yoshiro Aoki For For Management 1.5 Elect Director Michael H. Armacost For For Management 1.6 Elect Director Kriss Cloninger, III For For Management 1.7 Elect Director Joe Frank Harris For For Management 1.8 Elect Director Elizabeth J. Hudson For For Management 1.9 Elect Director Kenneth S. Janke, Sr. For For Management 1.10 Elect Director Douglas W. Johnson For For Management 1.11 Elect Director Robert B. Johnson For For Management 1.12 Elect Director Charles B. Knapp For For Management 1.13 Elect Director E. Stephen Purdom, M.D. For For Management 1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management 1.15 Elect Director Marvin R. Schuster For For Management 1.16 Elect Director David Gary Thompson For For Management 1.17 Elect Director Robert L. Wright For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ALCATEL-LUCENT Ticker: ALU Security ID: 013904305 Meeting Date: JUN 1, 2007 Meeting Type: Annual Record Date: APR 25, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE FINANCIAL STATEMENTS FOR For For Management THE FISCAL YEAR ENDED DECEMBER 31, 2006. 2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. 3 RESULTS FOR THE FISCAL YEAR - For For Management APPROPRIATION. 4 SETTLING OF ATTENDANCE FEES ATTRIBUTED TO For For Management THE DIRECTORS. 5 SETTLING OF THE REMUNERATION ATTRIBUTED For For Management TO THE CENSEURS. 6 RATIFICATION OF THE APPOINTMENT OF LADY For For Management JAY AS MEMBER OF THE BOARD OF DIRECTORS. 7 RATIFICATION OF THE APPOINTMENT OF MR For For Management JEAN-CYRIL SPINETTA AS MEMBER OF THE BOARD OF DIRECTORS. 8 APPROVAL OF RELATED PARTY AGREEMENTS For For Management ENTERED INTO OR WHICH REMAINED IN FORCE DURING THE FISCAL YEAR. 9 APPROVAL OF AGREEMENTS WITH THE CHIEF For For Management EXECUTIVE OFFICER. 10 AUTHORIZATION TO BE GIVEN TO THE BOARD OF For Against Management DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. 11 AUTHORIZATION TO BE GIVEN TO THE BOARD OF For For Management DIRECTORS TO REDUCE THE SHARE CAPITAL OF THE COMPANY. 12 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management DIRECTORS TO PROCEED WITH (I) THE ISSUE WITHOUT CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES AND OF SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY OR O 13 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management DIRECTORS TO PROCEED WITH THE ISSUE OF CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF (I) ORDINARY SHARES AND ANY SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY OR OF I 14 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE TO REMUNERATE CONTRIBUTIONS IN KIND OF CAPITAL STOCK OR MARKETABLE SECURITIES GIVING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES. 15 AGGREGATE LIMIT TO THE AMOUNT OF For For Management ISSUANCES CARRIED OUT BY VIRTUE OF THE 12TH, 13TH, AND 14TH RESOLUTIONS. 16 DELEGATION OF AUTHORITY GRANTED TO THE For For Management BOARD OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE OF SHARE CAPITAL BY THE ISSUANCES OF SHARES RESERVED TO THE PARTICIPANTS IN A COMPANY SAVINGS PLAN. 17 AUTHORIZATION GIVEN TO THE BOARD OF For Against Management DIRECTORS FOR A FREE BONUS ISSUE OF EXISTING SHARES OR OF SHARES TO BE ISSUED BY THE COMPANY. 18 MODIFICATION OF BY-LAWS ARTICLE NUMBER For For Management 21 RELATING TO SHAREHOLDERS MEETINGS. 19 POWERS. For For Management 20 RESOLUTION A PROPOSED BY SHAREHOLDERS - Against For Shareholder NOT AGREED BY THE BOARD OF DIRECTORS: MODIFICATION OF ARTICLE 22 OF THE BY-LAWS; CANCELLATION OF THE PROVISIONS LIMITING VOTING RIGHTS. 21 AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT For For Management THE MEETING. - -------------------------------------------------------------------------------- ALCOA INC. Ticker: AA Security ID: 013817101 Meeting Date: APR 20, 2007 Meeting Type: Annual Record Date: JAN 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain J.P. Belda For For Management 1.2 Elect Director Carlos Ghosn For For Management 1.3 Elect Director Henry B. Schacht For For Management 1.4 Elect Director Franklin A. Thomas For For Management 2 Ratify Auditor For For Management - -------------------------------------------------------------------------------- ALLSTATE CORP., THE Ticker: ALL Security ID: 020002101 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: MAR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director F. Duane Ackerman For For Management 2 Elect Director James G. Andress For For Management 3 Elect Director Robert D. Beyer For For Management 4 Elect Director W. James Farrell For For Management 5 Elect Director Jack M. Greenberg For For Management 6 Elect Director Ronald T. LeMay For For Management 7 Elect Director Edward M. Liddy For For Management 8 Elect Director J. Christopher Reyes For For Management 9 Elect Director H. John Riley, Jr. For For Management 10 Elect Director Joshua I. Smith For For Management 11 Elect Director Judith A. Sprieser For For Management 12 Elect Director Mary Alice Taylor For For Management 13 Elect Director Thomas J. Wilson For For Management 14 Ratify Auditors For For Management 15 Reduce Supermajority Vote Requirement For For Management - -------------------------------------------------------------------------------- ALLTEL CORP. Ticker: AT Security ID: 020039103 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: APR 11, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott T. Ford For For Management 1.2 Elect Director L.L Gellerstedt, III For For Management 1.3 Elect Director Emon A. Mahony, Jr. For For Management 1.4 Elect Director Ronald Townsend For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: MAR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth E. Bailey For For Management 1.2 Elect Director Harold Brown For For Management 1.3 Elect Director Mathis Cabiallavetta For For Management 1.4 Elect Director Louis C. Camilleri For For Management 1.5 Elect Director J. Dudley Fishburn For For Management 1.6 Elect Director Robert E. R. Huntley For For Management 1.7 Elect Director Thomas W. Jones For For Management 1.8 Elect Director George Munoz For For Management 1.9 Elect Director Lucio A. Noto For For Management 1.10 Elect Director John S. Reed For For Management 1.11 Elect Director Stephen M. Wolf For For Management 2 Ratify Auditors For For Management 3 Provide for Cumulative Voting Against For Shareholder 4 Disclose Information on Secondhand Smoke Against Against Shareholder 5 Cease Add Campaigns Oriented to Prevent Against Against Shareholder Youth Smoking 6 Cease Production, Promotion, and Against Against Shareholder Marketing of Tobacco Products 7 Adopt Animal Welfare Policy Against Against Shareholder - -------------------------------------------------------------------------------- AMB PROPERTY CORP. Ticker: AMB Security ID: 00163T109 Meeting Date: MAY 10, 2007 Meeting Type: Annual Record Date: MAR 6, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Afsaneh M. Beshloss For For Management 2 Elect Director T. Robert Burke For For Management 3 Elect Director David A. Cole For For Management 4 Elect Director Lydia H. Kennard For For Management 5 Elect Director J. Michael Losh For For Management 6 Elect Director Hamid R. Moghadam For For Management 7 Elect Director Frederick W. Reid For For Management 8 Elect Director Jeffrey L. Skelton For For Management 9 Elect Director Thomas W. Tusher For For Management 10 Ratify Auditors For For Management 11 Amend Omnibus Stock Plan For Against Management 12 Pay For Superior Performance Against For Shareholder - -------------------------------------------------------------------------------- AMERICAN EXPRESS CO. Ticker: AXP Security ID: 025816109 Meeting Date: APR 23, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director Charlene Barshefsky For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth I. Chenault For For Management 1.5 Elect Director Peter Chernin For For Management 1.6 Elect Director Vernon E. Jordan, Jr. For For Management 1.7 Elect Director Jan Leschly For For Management 1.8 Elect Director Richard C. Levin For For Management 1.9 Elect Director Richard A. McGinn For For Management 1.10 Elect Director Edward D. Miller For For Management 1.11 Elect Director Frank P. Popoff For For Management 1.12 Elect Director Steven S. Reinemund For For Management 1.13 Elect Director Robert D. Walter For For Management 1.14 Elect Director Ronald A. Williams For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Provide for Cumulative Voting Against For Shareholder - -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874107 Meeting Date: MAY 16, 2007 Meeting Type: Annual Record Date: MAR 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marshall A. Cohen For For Management 1.2 Elect Director Martin S. Feldstein For For Management 1.3 Elect Director Ellen V. Futter For For Management 1.4 Elect Director Stephen L. Hammerman For For Management 1.5 Elect Director Richard C. Holbrooke For For Management 1.6 Elect Director Fred H. Langhammer For For Management 1.7 Elect Director George L. Miles, Jr. For For Management 1.8 Elect Director Morris W. Offit For For Management 1.9 Elect Director James F. Orr, III For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Martin J. Sullivan For For Management 1.12 Elect Director Michael H. Sutton For For Management 1.13 Elect Director Edmund S.W. Tse For For Management 1.14 Elect Director Robert B. Willumstad For For Management 1.15 Elect Director Frank G. Zarb For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Performance-Based and/or Time-Based Against For Shareholder Equity Awards - -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James M. Cracchiolo For For Management 2 Elect Director Warren D. Knowlton For For Management 3 Elect Director H. Jay Sarles For For Management 4 Elect Director Robert F. Sharpe, Jr. For For Management 5 Amend Omnibus Stock Plan For For Management 6 Ratify Auditors For For Management - -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 14, 2007 Meeting Type: Annual Record Date: JAN 19, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael H. Armacost For For Management 1.2 Elect Director Robert H. Brust For For Management 1.3 Elect Director Deborah A. Coleman For For Management 1.4 Elect Director Philip V. Gerdine For For Management 1.5 Elect Director Thomas J. Iannotti For For Management 1.6 Elect Director Charles Y.S. Liu For For Management 1.7 Elect Director James C. Morgan For For Management 1.8 Elect Director Gerhard H. Parker For For Management 1.9 Elect Director Willem P. Roelandts For For Management 1.10 Elect Director Michael R. Splinter For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ARCHSTONE SMITH TRUST Ticker: ASN Security ID: 039583109 Meeting Date: MAY 16, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Demeritt For For Management 1.2 Elect Director Ernest A. Gerardi, Jr. For For Management 1.3 Elect Director Ruth Ann M. Gillis For For Management 1.4 Elect Director Ned S. Holmes For For Management 1.5 Elect Director Robert P. Kogod For For Management 1.6 Elect Director James H. Polk, III For For Management 1.7 Elect Director John C. Schweitzer For For Management 1.8 Elect Director R. Scot Sellers For For Management 1.9 Elect Director Robert H. Smith For For Management 2 Pay For Superior Performance Against Against Shareholder 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: 046353108 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: MAR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE COMPANY S ACCOUNTS AND THE For For Management REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2006 2 TO CONFIRM DIVIDENDS For For Management 3 Ratify Auditors For For Management 4 TO AUTHORISE THE DIRECTORS TO AGREE THE For For Management REMUNERATION OF THE AUDITOR 5(a) Elect Director Louis Schweitzer For For Management 5(b) Elect Director Hakan Mogren For For Management 5(c) Elect Director David R Brennan For For Management 5(d) Elect Director John Patterson For For Management 5(e) Elect Director Jonathan Symonds For For Management 5(f) Elect Director John Buchanan For For Management 5(g) Elect Director Jane Henney For For Management 5(h) Elect Director Michele Hooper For For Management 5(i) Elect Director Joe Jimenez For For Management 5(j) Elect Director Dame Nancy Rothwell For For Management 5(k) Elect Director John Varley For For Management 5(l) Elect Director Marcus Wallenberg For For Management 6 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT FOR THE YEAR ENDED DECEMBER 31, 2006 7 TO AUTHORISE LIMITED EU POLITICAL For For Management DONATIONS 8 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management UNISSUED SHARES 9 TO AUTHORISE THE DIRECTORS TO DISAPPLY For For Management PRE-EMPTION RIGHTS 10 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management OWN SHARES 11 TO AUTHORISE ELECTRONIC COMMUNICATION For For Management WITH SHAREHOLDERS - -------------------------------------------------------------------------------- AT&T INC Ticker: T Security ID: 00206R102 Meeting Date: APR 27, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William F. Aldinger III For For Management 2 Elect Director Gilbert F. Amelio For For Management 3 Elect Director Reuben V. Anderson For For Management 4 Elect Director James H. Blanchard For For Management 5 Elect Director August A. Busch III For For Management 6 Elect Director James P. Kelly For For Management 7 Elect Director Charles F. Knight For For Management 8 Elect Director Jon C. Madonna For For Management 9 Elect Director Lynn M. Martin For For Management 10 Elect Director John B. McCoy For For Management 11 Elect Director Mary S. Metz For For Management 12 Elect Director Toni Rembe For For Management 13 Elect Director Joyce M. Roche For For Management 14 Elect Director Randall L. Stephenson For For Management 15 Elect Director Laura D' Andrea Tyson For For Management 16 Elect Director Patricia P. Upton For For Management 17 Elect Director Edward E. Whitacre, Jr. For For Management 18 Ratify Auditors For For Management 19 Compensation Specific-Severance Payments For For Management to Executives 20 Report on Political Contributions Against Against Shareholder 21 Amend Articles/Bylaws/Charter - Call Against For Shareholder Special Meetings 22 Pay For Superior Performance Against For Shareholder 23 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 24 Establish SERP Policy Against For Shareholder - -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Ticker: BHI Security ID: 057224107 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: MAR 1, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry D. Brady For For Management 1.2 Elect Director Clarence P. Cazalot, Jr. For For Management 1.3 Elect Director Chad C. Deaton For For Management 1.4 Elect Director Edward P. Djerejian For For Management 1.5 Elect Director Anthony G. Fernandes For For Management 1.6 Elect Director Claire W. Gargalli For For Management 1.7 Elect Director Pierre H. Jungels For For Management 1.8 Elect Director James A. Lash For For Management 1.9 Elect Director James F. McCall For For Management 1.10 Elect Director J. Larry Nichols For For Management 1.11 Elect Director H. John Riley, Jr. For For Management 1.12 Elect Director Charles L. Watson For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management - -------------------------------------------------------------------------------- BANK OF AMERICA CORP. Ticker: BAC Security ID: 060505104 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: MAR 2, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William Barnet, III For For Management 2 Elect Director Frank P. Bramble, Sr. For For Management 3 Elect Director John T. Collins For For Management 4 Elect Director Gary L. Countryman For For Management 5 Elect Director Tommy R. Franks For For Management 6 Elect Director Charles K. Gifford For For Management 7 Elect Director W. Steven Jones For For Management 8 Elect Director Kenneth D. Lewis For For Management 9 Elect Director Monica C. Lozano For For Management 10 Elect Director Walter E. Massey For For Management 11 Elect Director Thomas J. May For For Management 12 Elect Director Patricia E. Mitchell For For Management 13 Elect Director Thomas M. Ryan For For Management 14 Elect Director O. Temple Sloan, Jr. For For Management 15 Elect Director Meredith R. Spangler For For Management 16 Elect Director Robert L. Tillman For For Management 17 Elect Director Jackie M. Ward For For Management 18 Ratify Auditors For For Management 19 Prohibit Executive Stock-Based Awards Against Against Shareholder 20 Change Size of Board of Directors Against Against Shareholder 21 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- BANK OF NEW YORK CO., INC., THE Ticker: BK Security ID: 064057102 Meeting Date: APR 10, 2007 Meeting Type: Annual Record Date: FEB 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mr. Biondi For For Management 1.2 Elect Director Mr. Donofrio For For Management 1.3 Elect Director Mr. Hassell For For Management 1.4 Elect Director Mr. Kogan For For Management 1.5 Elect Director Mr. Kowalski For For Management 1.6 Elect Director Mr. Luke For For Management 1.7 Elect Director Ms. Rein For For Management 1.8 Elect Director Mr. Renyi For For Management 1.9 Elect Director Mr. Richardson For For Management 1.10 Elect Director Mr. Scott For For Management 1.11 Elect Director Mr. Vaughan For For Management 2 Ratify Auditors For For Management 3 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter 4 Restore or Provide for Cumulative Voting Against For Shareholder 5 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- BANK OF NEW YORK CO., INC., THE Ticker: BK Security ID: 064057102 Meeting Date: MAY 24, 2007 Meeting Type: Special Record Date: APR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adopt Supermajority Vote Requirement for For For Management Mergers 3 Increase Authorized Preferred and Common For For Management Stock 4 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BCS Security ID: 06738E204 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: MAR 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE DIRECTORS AND AUDITORS For For Management REPORTS AND THE AUDITED ACCOUNTS FOR THE YEAR ENDED 31ST DECEMBER 2006. 2 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT FOR THE YEAR ENDED 31ST DECEMBER 2006. 3 THAT MARCUS AGIUS BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 4 THAT FREDERIK SEEGERS BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 5 THAT CHRISTOPHER LUCAS BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 6 THAT STEPHEN RUSSELL BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 7 THAT RICHARD LEIGH CLIFFORD BE RE-ELECTED For For Management A DIRECTOR OF THE COMPANY. 8 THAT SIR ANDREW LIKLERMAN BE RE-ELECTED A For For Management DIRECTOR OF THE COMPANY. 9 THAT JOHN VARLEY BE RE-ELECTED A DIRECTOR For For Management OF THE COMPANY. 10 THAT NIGEL RUDD BE RE-ELECTED A DIRECTOR For For Management OF THE COMPANY. 11 Ratify Auditors For For Management 12 TO AUTHORISE THE DIRECTORS TO SET THE For For Management REMUNERATION OF THE AUDITORS. 13 TO AUTHORISE BARCLAYS BANK PLC TO MAKE EU For For Management POLITICAL DONATIONS. 14 TO RENEW THE AUTHORITY GIVEN TO THE For For Management DIRECTORS TO ALLOT SECURITIES. 15 TO RENEW THE AUTHORITY GIVEN TO THE For For Management DIRECTORS TO ALLOT SECURITIES FOR CASH OTHER THAN ON A PRO-RATA BASIS TO SHAREHOLDERS AND TO SELL TREASURY SHARES. 16 TO RENEW THE COMPANY S AUTHORITY TO For For Management PURCHASE ITS OWN SHARES. 17 TO ADOPT NEW ARTICLES OF ASSOCIATION OF For For Management THE COMPANY. - -------------------------------------------------------------------------------- BARRICK GOLD CORP. Ticker: ABX Security ID: 067901108 Meeting Date: MAY 2, 2007 Meeting Type: Annual/Special Record Date: MAR 14, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. L. Beck For For Management 1.2 Elect Director C. W. D. Birchall For For Management 1.3 Elect Director D. J. Carty For For Management 1.4 Elect Director G. Cisneros For For Management 1.5 Elect Director M. A. Cohen For For Management 1.6 Elect Director P. A. Crossgrove For For Management 1.7 Elect Director J. W. Crow For For Management 1.8 Elect Director R. M. Franklin For For Management 1.9 Elect Director P. C. Godsoe For For Management 1.10 Elect Director J. B. Harvey For For Management 1.11 Elect Director B. Mulroney For For Management 1.12 Elect Director A. Munk For For Management 1.13 Elect Director P. Munk For For Management 1.14 Elect Director S. J. Shapiro For For Management 1.15 Elect Director G. C. Wilkins For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Remuneration of Auditors 3 Amend Stock Option Plan For For Management - -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: JUN 6, 2007 Meeting Type: Annual/Special Record Date: APR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Berard For For Management 1.2 Elect Director Ronald Alvin Brenneman For For Management 1.3 Elect Director Richard James Currie For For Management 1.4 Elect Director Anthony Smithson Fell For For Management 1.5 Elect Director Donna Soble Kaufman For For Management 1.6 Elect Director Brian Michael Levitt For For Management 1.7 Elect Director Edward C. Lumley For For Management 1.8 Elect Director Judith Maxwell For For Management 1.9 Elect Director John Hector McArthur For For Management 1.10 Elect Director Thomas Charles O'Neill For For Management 1.11 Elect Director James Allen Pattison For For Management 1.12 Elect Director Robert Charles Pozen For For Management 1.13 Elect Director Michael Jonathan Sabia For For Management 1.14 Elect Director Paul Mathias Tellier For For Management 1.15 Elect Director Victor Leyland Young For For Management 2 Ratify Deloitte & Touche LLP as Auditors For For Management 3 Change Company Name to Bell Canada Inc. For For Management 4 Amend Stock Option Plan For For Management - -------------------------------------------------------------------------------- BLACK & DECKER CORP., THE Ticker: BDK Security ID: 091797100 Meeting Date: APR 19, 2007 Meeting Type: Annual Record Date: FEB 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nolan D. Archibald For For Management 1.2 Elect Director Norman R. Augustine For For Management 1.3 Elect Director Barbara L. Bowles For For Management 1.4 Elect Director George W. Buckley For For Management 1.5 Elect Director M. Anthony Burns For For Management 1.6 Elect Director Kim B. Clark For For Management 1.7 Elect Director Manuel A. Fernandez For For Management 1.8 Elect Director Benjamin H. Griswold, IV For For Management 1.9 Elect Director Anthony Luiso For For Management 1.10 Elect Director Robert L. Ryan For For Management 1.11 Elect Director Mark H. Willes For For Management 2 Ratify Auditors For For Management 3 Pay For Superior Performance Against For Shareholder - -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB CO. Ticker: BMY Security ID: 110122108 Meeting Date: MAY 1, 2007 Meeting Type: Annual Record Date: MAR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lewis B. Campbell For For Management 2 Elect Director James M. Cornelius For For Management 3 Elect Director Louis J. Freeh For For Management 4 Elect Director Laurie H. Glimcher For For Management 5 Elect Director Michael Grobstein For For Management 6 Elect Director Leif Johansson For For Management 7 Elect Director James D. Robinson III For For Management 8 Elect Director Vicki L. Sato For For Management 9 Elect Director R. Sanders Williams For For Management 10 Ratify Auditors For For Management 11 Approve Omnibus Stock Plan For For Management 12 Approve Executive Incentive Bonus Plan For For Management 13 Increase Disclosure of Executive Against Against Shareholder Compensation 14 Claw-back of Payments under Restatements Against Against Shareholder 15 Restore or Provide for Cumulative Voting Against For Shareholder - -------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORP. Ticker: BPO Security ID: 112900105 Meeting Date: APR 26, 2007 Meeting Type: Annual/Special Record Date: MAR 15, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon E. Arnell For For Management 1.2 Elect Director William T. Cahill For For Management 1.3 Elect Director Richard B. Clark For For Management 1.4 Elect Director Jack L. Cockwell For For Management 1.5 Elect Director J. Bruce Flatt For For Management 1.6 Elect Director Roderick D. Fraser For For Management 1.7 Elect Director Paul D. McFarlane For For Management 1.8 Elect Director Allan S. Olson For For Management 1.9 Elect Director Samuel P.S. Pollock For For Management 1.10 Elect Director Linda D. Rabbitt For For Management 1.11 Elect Director Robert L. Stelzl For For Management 1.12 Elect Director Diana L. Taylor For For Management 1.13 Elect Director John E. Zuccotti For For Management 2 Approve Deloitte & Touche LLP as Auditors For For Management and Authorize Board to Fix Remuneration of Auditors 3 Amend Stock Option Plan For For Management 4 Approve 2:3 Stock Split for Common and For For Management Approve 4:9 Stock Spilt for Class A Redeemable Voting Preferred Shares - -------------------------------------------------------------------------------- CADBURY SCHWEPPES PLC Ticker: CSG Security ID: 127209302 Meeting Date: MAY 24, 2007 Meeting Type: Annual Record Date: APR 2, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 FINANCIAL STATEMENTS For For Management 2 DECLARATION OF FINAL DIVIDEND 2006 For For Management 3 DIRECTORS REMUNERATION REPORT For For Management 4 RE-APPOINTMENT OF SIR JOHN SUNDERLAND For For Management 5 RE-APPOINTMENT OF ROSEMARY THORNE For For Management 6 RE-APPOINTMENT OF DAVID THOMPSON For For Management 7 RE-APPOINTMENT OF SANJIV AHUJA For For Management 8 RE-APPOINTMENT OF RAYMOND VIAULT For For Management 9 Ratify Auditors For For Management 10 REMUNERATION OF AUDITORS For For Management 11 APPROVE PROPOSED AMENDMENTS TO THE GROUP For For Management SHARE PLANS 12 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management 13 AUTHORITY TO SERVE COMMUNICATIONS BY For For Management ELECTRONIC MEANS 14 AUTHORITY TO ALLOT EQUITY SECURITIES For For Management 15 AUTHORITY TO MAKE MARKET PURCHASES For For Management - -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP. Ticker: COF Security ID: 14040H105 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Ronald Dietz For For Management 1.2 Elect Director Lewis Hay, III For For Management 1.3 Elect Director Mayo A. Shattuck, III For For Management 2 Ratify Auditors For For Management 3 Amend Articles of Incorporation - Remove For For Management Provision of Plurality Voting for the Election of Directors 4 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- CAREMARK RX, INC. Ticker: CMX Security ID: 141705103 Meeting Date: MAR 16, 2007 Meeting Type: Proxy Contest Record Date: JAN 15, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 1 Approve Merger Agreement Against Did Not Management Vote 2 Adjourn Meeting For Did Not Management Vote - -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: MAR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Samuel H. Armacost For For Management 2 Elect Director Linnet F. Deily For For Management 3 Elect Director Robert E. Denham For For Management 4 Elect Director Robert J. Eaton For For Management 5 Elect Director Sam Ginn For For Management 6 Elect Director Franklyn G. Jenifer For For Management 7 Elect Director Sam Nunn For For Management 8 Elect Director David J. O'Reilly For For Management 9 Elect Director Donald B. Rice For For Management 10 Elect Director Peter J. Robertson For For Management 11 Elect Director Kevin W. Sharer For For Management 12 Elect Director Charles R. Shoemate For For Management 13 Elect Director Ronald D. Sugar For For Management 14 Elect Director Carl Ware For For Management 15 Ratify Auditors For For Management 16 Reduce Supermajority Vote Requirement For For Management 17 Adopt Human Rights Policy Against For Shareholder 18 Adopt Greenhouse Gas Emission Reduction Against Against Shareholder Goals 19 Adopt Animal Welfare Policy Against Against Shareholder 20 Separate Chairman and CEO Positions Against For Shareholder 21 Approve/Amend Terms of Existing Poison Against Against Shareholder Pill 22 Report on Market Specific Environmental Against Against Shareholder Laws - -------------------------------------------------------------------------------- CHUBB CORP., THE Ticker: CB Security ID: 171232101 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zoe Bard For For Management 1.2 Elect Director Sheila P. Burke For For Management 1.3 Elect Director James I. Cash, Jr. For For Management 1.4 Elect Director Joel J. Cohen For For Management 1.5 Elect Director John D. Finnegan For For Management 1.6 Elect Director Klaus J. Mangold For For Management 1.7 Elect Director David G. Scholey For For Management 1.8 Elect Director Lawrence M. Small For For Management 1.9 Elect Director Daniel E. Somers For For Management 1.10 Elect Director Karen Hastie Williams For For Management 1.11 Elect Director Alfred W. Zollar For For Management 2 Ratify Auditors For For Management 3 Amend Articles/Bylaws/Charter General For For Management Matters--Adopt Majority Vote Standard for the Election of Directors 4 Report on Political Contributions Against For Shareholder - -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967101 Meeting Date: APR 17, 2007 Meeting Type: Annual Record Date: FEB 21, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director C. Michael Armstrong For For Management 2 Elect Director Alain J.P. Belda For For Management 3 Elect Director George David For For Management 4 Elect Director Kenneth T. Derr For For Management 5 Elect Director John M. Deutch For For Management 6 Elect Director Roberto Hernandez Ramirez For For Management 7 Elect Director Klaus Kleinfeld For For Management 8 Elect Director Andrew N. Liveris For For Management 9 Elect Director Anne Mulcahy For For Management 10 Elect Director Richard D. Parsons For For Management 11 Elect Director Charles Prince For For Management 12 Elect Director Judith Rodin For For Management 13 Elect Director Robert E. Rubin For For Management 14 Elect Director Franklin A. Thomas For For Management 15 Ratify Auditors For For Management 16 Report on Government Service of Employees Against Against Shareholder 17 Report on Political Contributions Against For Shareholder 18 Report on Charitable Contributions Against Against Shareholder 19 Approve Report of the Compensation Against For Shareholder Committee 20 Report on Pay Disparity Against Against Shareholder 21 Separate Chairman and CEO Positions Against Against Shareholder 22 Stock Retention/Holding Period Against Against Shareholder 23 Restore or Provide for Cumulative Voting Against Against Shareholder 24 Amend Bylaws to Permit Shareholders to Against For Shareholder Call Special Meetings - -------------------------------------------------------------------------------- COCA-COLA COMPANY, THE Ticker: KO Security ID: 191216100 Meeting Date: APR 18, 2007 Meeting Type: Annual Record Date: FEB 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Herbert A. Allen For For Management 2 Elect Director Ronald W. Allen For For Management 3 Elect Director Cathleen P. Black For For Management 4 Elect Director Barry Diller For Against Management 5 Elect Director E. Neville Isdell For For Management 6 Elect Director Donald R. Keough For For Management 7 Elect Director Donald F. McHenry For For Management 8 Elect Director Sam Nunn For For Management 9 Elect Director James D. Robinson, III For For Management 10 Elect Director Peter V. Ueberroth For For Management 11 Elect Director James B. Williams For For Management 12 Ratify Auditors For For Management 13 Approve Executive Incentive Bonus Plan For For Management 14 Limit Executive Compensation Against Against Shareholder 15 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 16 Report on Chemical and Biological Testing Against Against Shareholder Data 17 Report on Environmental Liabilities in Against Against Shareholder India 18 Performance-Based and/or Time-Based Against For Shareholder Equity Awards - -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 9, 2007 Meeting Type: Annual Record Date: MAR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James E. Copeland, Jr. For For Management 2 Elect Director Kenneth M. Duberstein For For Management 3 Elect Director Ruth R. Harkin For For Management 4 Elect Director William R. Rhodes For For Management 5 Elect Director J. Stapleton Roy For For Management 6 Elect Director William E. Wade, Jr. For For Management 7 Ratify Auditors For For Management 8 Report on Political Contributions Against Against Shareholder 9 Report on Renewable Energy Sources Against Against Shareholder 10 Require Director Nominee Qualifications Against Against Shareholder 11 Report on Environmental Damage from Against For Shareholder Drilling in the National Petroleum Reserve 12 Report on Indigenous Peoples Rights Against Against Shareholder Policies 13 Report on Community Impact of Operations Against Against Shareholder - -------------------------------------------------------------------------------- COUNTRYWIDE FINANCIAL CORP. Ticker: CFC Security ID: 222372104 Meeting Date: JUN 13, 2007 Meeting Type: Annual Record Date: APR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry G. Cisneros For For Management 1.2 Elect Director Robert J. Donato For For Management 1.3 Elect Director Harley W. Snyder For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- CVS/CAREMARK CORP Ticker: CVS Security ID: 126650100 Meeting Date: MAY 9, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Edwin M. Banks For For Management 2 Elect Director C. David Brown II For For Management 3 Elect Director Edwin Mac Crawford For For Management 4 Elect Director David W. Dorman For For Management 5 Elect Director Kristen E. Gibney Williams For For Management 6 Elect Director Roger L. Headrick For Against Management 7 Elect Director Marian L. Heard For For Management 8 Elect Director William H. Joyce For For Management 9 Elect Director Jean-Pierre Million For For Management 10 Elect Director Terrence Murray For For Management 11 Elect Director C.A. Lance Piccolo For Against Management 12 Elect Director Sheli Z. Rosenberg For For Management 13 Elect Director Thomas M. Ryan For For Management 14 Elect Director Richard J. Swift For For Management 15 Ratify Auditors For For Management 16 Approve Qualified Employee Stock Purchase For For Management Plan 17 Approve Executive Incentive Bonus Plan For For Management 18 Limit Executive Compensation Against Against Shareholder 19 Separate Chairman and CEO Positions Against For Shareholder 20 Prepare Sustainability Report Against For Shareholder 21 Disclose Information on Compensation Against For Shareholder Consultant 22 Compensation Specific- Policy on Stock Against For Shareholder Option Grants/Option Backdating - -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DT Security ID: 251566105 Meeting Date: MAY 3, 2007 Meeting Type: Annual Record Date: MAR 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 RESOLUTION ON THE APPROPRIATION OF NET For For Management INCOME. 2 RESOLUTION ON THE APPROVAL OF THE ACTIONS For For Management OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2006 FINANCIAL YEAR. 3 RESOLUTION ON THE APPROVAL OF THE ACTIONS For For Management OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR. 4 Ratify Auditors For For Management 5 RESOLUTION AUTHORIZING THE CORPORATION TO For For Management PURCHASE AND USE ITS OWN SHARES WITH POSSIBLE EXCLUSION OF SUBSCRIPTION RIGHTS AND ANY RIGHT TO PURCHASE. 6 CANCELLATION OF THE EXISTING CONTINGENT For For Management CAPITAL I AND III AS WELL AS THE RELEVANT AMENDMENT TO SECTION 5 OF THE ARTICLES. 7 APPROVAL OF FORWARDING INFORMATION For For Management ELECTRONICALLY TO DEUTSCHE TELEKOM AG SHAREHOLDERS. 8 ELECTION OF A SUPERVISORY BOARD MEMBER. For For Management 9 ELECTION OF A SUPERVISORY BOARD MEMBER. For For Management 10 RESOLUTION ON THE APPROVAL OF THE CONTROL For For Management AND PROFIT AND LOSS TRANSFER AGREEMENT WITH T-MOBILE INTERNATIONAL AG. 11 RESOLUTION ON THE APPROVAL OF THE CONTROL For For Management AND PROFIT AND LOSS TRANSFER AGREEMENT WITH PLINIUS TELEKOMMUNIKATIONSDIENSTE GMBH. 12 RESOLUTION ON THE APPROVAL OF THE CONTROL For For Management AND PROFIT AND LOSS TRANSFER AGREEMENT WITH SALLUST TELEKOMMUNIKATIONSDIENSTE GMBH. 13 RESOLUTION ON THE APPROVAL OF THE CONTROL For For Management AND PROFIT AND LOSS TRANSFER AGREEMENT WITH TIBULL TELEKOMMUNIKATIONSDIENSTE GMBH. - -------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORP. Ticker: DDR Security ID: 251591103 Meeting Date: MAY 8, 2007 Meeting Type: Annual Record Date: MAR 19, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management 2.1 Elect Director Dean S. Adler For For Management 2.2 Elect Director Terrance R. Ahern For For Management 2.3 Elect Director Robert H. Gidel For For Management 2.4 Elect Director Victor B. MacFarlane For For Management 2.5 Elect Director Craig Macnab For Withhold Management 2.6 Elect Director Scott D. Roulston For For Management 2.7 Elect Director Barry A. Sholem For For Management 2.8 Elect Director William B. Summers, Jr. For For Management 2.9 Elect Director Scott A. Wolstein For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Articles/Bylaws/Charter-Non-Routine For For Management --authorize the Company to notify shareholders of record of shareholder meetings by electronic or other means of communication authorized by the shareholders. 5 Amend Articles/Bylaws/Charter-Non-Routine For For Management --authorize shareholders and other persons entitled to vote at shareholder meetings to appoint proxies by electronic or other verifiable communications. 6 Company Specific-Equity-Related --Issue For For Management Shares without Physical Certificates 7 Ratify Auditors For For Management - -------------------------------------------------------------------------------- DEVON ENERGY CORP. Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 6, 2007 Meeting Type: Annual Record Date: APR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas F. Ferguson For For Management 1.2 Elect Director David M. Gavrin For For Management 1.3 Elect Director John Richels For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- DOMINION RESOURCES, INC. Ticker: D Security ID: 25746U109 Meeting Date: APR 27, 2007 Meeting Type: Annual Record Date: FEB 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter W. Brown For For Management 1.2 Elect Director George A. Davidson, Jr. For For Management 1.3 Elect Director Thomas F. Farrell, II For For Management 1.4 Elect Director John W. Harris For For Management 1.5 Elect Director Robert S. Jepson, Jr. For For Management 1.6 Elect Director Mark J. Kington For For Management 1.7 Elect Director Benjamin J. Lambert, III For For Management 1.8 Elect Director Margaret A. McKenna For For Management 1.9 Elect Director Frank S. Royal, M.D. For For Management 1.10 Elect Director David A. Wollard For For Management 2 Ratify Auditors For For Management 3 Report on Greenhouse Gas Emissions Against For Shareholder 4 Report on Impact of Utilizing National Against Against Shareholder Interest Electric Transmission Corridor - -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: APR 17, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. H. Benson For For Management 1.2 Elect Director R. W. Cremin For For Management 1.3 Elect Director J-P. M. Ergas For For Management 1.4 Elect Directors K. C. Graham For For Management 1.5 Elect Director R. L. Hoffman For For Management 1.6 Elect Director J. L. Koley For For Management 1.7 Elect Director R. K. Lochridge For For Management 1.8 Elect Director T. L. Reece For For Management 1.9 Elect Director B. G. Rethore For For Management 1.10 Elect Director M. B. Stubbs For For Management 1.11 Elect Director M. A. Winston For For Management 2 Sustainability Report Against For Shareholder 3 Other Business For Against Management - -------------------------------------------------------------------------------- DUKE ENERGY CORP. Ticker: DUK Security ID: 26441C105 Meeting Date: MAY 10, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Barnet, III For For Management 1.2 Elect Director G. Alex Bernhardt, Sr. For For Management 1.3 Elect Director Michael G. Browning For For Management 1.4 Elect Director Phillip R. Cox For For Management 1.5 Elect Director Ann Maynard Gray For For Management 1.6 Elect Director James H. Hance, Jr For For Management 1.7 Elect Director James T. Rhodes For For Management 1.8 Elect Director James E. Rogers For For Management 1.9 Elect Director Mary L. Schapiro For For Management 1.10 Elect Director Dudley S. Taft For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- DUKE REALTY CORPORATION Ticker: DRE Security ID: 264411505 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: FEB 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barrington H. Branch For For Management 1.2 Elect Director Geoffrey Button For For Management 1.3 Elect Director William Cavanaugh III For For Management 1.4 Elect Director Ngaire E. Cuneo For For Management 1.5 Elect Director Charles R. Eitel For For Management 1.6 Elect Director R. Glenn Hubbard For For Management 1.7 Elect Director Martin C. Jischke For For Management 1.8 Elect Director L. Ben Lytle For For Management 1.9 Elect Director William O. Mccoy For For Management 1.10 Elect Director Dennis D. Oklak For For Management 1.11 Elect Director Jack R. Shaw For For Management 1.12 Elect Director Robert J. Woodward, Jr. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- E.I. DU PONT DE NEMOURS & CO. Ticker: DD Security ID: 263534109 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: MAR 2, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Brown For For Management 1.2 Elect Director Robert A. Brown For For Management 1.3 Elect Director Bertrand P. Collomb For For Management 1.4 Elect Director Curtis J. Crawford For For Management 1.5 Elect Director John T. Dillon For For Management 1.6 Elect Director Eleuthere I. du Pont For For Management 1.7 Elect Director Charles O. Holliday, Jr. For For Management 1.8 Elect Director Lois D. Juliber For For Management 1.9 Elect Director Masahisa Naitoh For For Management 1.10 Elect Director Sean O'Keefe For For Management 1.11 Elect Director William K. Reilly For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Report on Genetically Modified Organisms Against Against Shareholder 5 Evaluate Community Impact of Plant Against Against Shareholder Closures or Layoffs 6 Report on PFOA Compounds in DuPont Against For Shareholder Products 7 Report on Lobbying Expenditures related Against Against Shareholder to Environmental Pollution 8 Prepare a Global Warming Report Against Against Shareholder 9 Report on Security of Chemical Facilities Against Against Shareholder - -------------------------------------------------------------------------------- EL PASO CORP Ticker: EP Security ID: 28336L109 Meeting Date: MAY 24, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Juan Carlos Braniff For For Management 2 Elect Director James L. Dunlap For For Management 3 Elect Director Douglas L. Foshee For For Management 4 Elect Director Robert W. Goldman For For Management 5 Elect Director Anthony W. Hall, Jr. For For Management 6 Elect Director Thomas R. Hix For For Management 7 Elect Director William H. Joyce For For Management 8 Elect Director Ronald L. Kuehn, Jr. For For Management 9 Elect Director Ferrell P. McClean For For Management 10 Elect Director Steven J. Shapiro For For Management 11 Elect Director J. Michael Talbert For For Management 12 Elect Director Robert F. Vagt For For Management 13 Elect Director John L. Whitmire For For Management 14 Elect Director Joe B. Wyatt For For Management 15 Ratify Auditors For For Management 16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 17 Company Specific-Policy Abandoning Against Against Shareholder Decision by the Board - -------------------------------------------------------------------------------- ELI LILLY AND CO. Ticker: LLY Security ID: 532457108 Meeting Date: APR 16, 2007 Meeting Type: Annual Record Date: FEB 15, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sir Winfried Bischoff For For Management 1.2 Elect Director J. Michael Cook For For Management 1.3 Elect Director Franklyn G. Prendergast, For For Management M.D., Ph.D. 1.4 Elect Director Kathi P. Seifert For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Report on Animal Welfare Against Against Shareholder 6 Report on Animal Testing Policies Against Against Shareholder 7 Separate Chairman and CEO Positions Against For Shareholder 8 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter 9 Adopt Simple Majority Vote Against For Shareholder - -------------------------------------------------------------------------------- EMBARQ CORP Ticker: EQ Security ID: 29078E105 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: MAR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Brown For For Management 1.2 Elect Director Steven A. Davis For For Management 1.3 Elect Director Daniel R. Hesse For For Management 1.4 Elect Director John P. Mullen For For Management 1.5 Elect Director William A. Owens For For Management 1.6 Elect Director Dinesh C. Paliwal For For Management 1.7 Elect Director Stephanie M. Shern For For Management 1.8 Elect Director Laurie A. Siegel For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: MAY 24, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Alexander For For Management 1.2 Elect Director Charles L. Atwood For For Management 1.3 Elect Director Stephen O. Evans For For Management 1.4 Elect Director Boone A. Knox For For Management 1.5 Elect Director John E. Neal For For Management 1.6 Elect Director David J. Neithercut For For Management 1.7 Elect Director Desiree G. Rogers For For Management 1.8 Elect Director Sheli Z. Rosenberg For For Management 1.9 Elect Director Gerald A. Spector For For Management 1.10 Elect Director B. Joseph White For For Management 1.11 Elect Director Samuel Zell For For Management 2 Ratify Auditors For For Management 3 Require a Majority Vote for the Election Against For Shareholder of Directors - -------------------------------------------------------------------------------- EXXON MOBIL CORP. Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 30, 2007 Meeting Type: Annual Record Date: APR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director William W. George For For Management 1.3 Elect Director James R. Houghton For For Management 1.4 Elect Director William R. Howell For For Management 1.5 Elect Director Reatha Clark King For For Management 1.6 Elect Director Philip E. Lippincott For For Management 1.7 Elect Director Marilyn Carlson Nelson For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director Steven S Reinemund For For Management 1.10 Elect Director Walter V. Shipley For For Management 1.11 Elect Director J. Stephen Simon For For Management 1.12 Elect Director Rex W. Tillerson For For Management 2 Ratify Auditors For For Management 3 Restore or Provide for Cumulative Voting Against For Shareholder 4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 5 Separate Chairman and CEO Positions Against For Shareholder 6 Initiate Payment of Cash Dividend Against Against Shareholder 7 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 8 Company-Specific- Amend Article IX of the Against Against Shareholder Corporation's by-laws 9 Review Executive Compensation Against Against Shareholder 10 Limit Executive Compensation Against Against Shareholder 11 Claw-back of Payments under Restatements Against For Shareholder 12 Report on Political Contributions Against For Shareholder 13 Amend Equal Employment Opportunity Policy Against For Shareholder to Prohibit Discrimination Based on Sexual Orientation 14 Report on Environmental Accountability Against Against Shareholder 15 Report on Emission Reduction Goals Against For Shareholder 16 Report on Carbon Dioxide Emissions Against Against Shareholder Information at Gas Stations 17 Adopt Policy to Increase Renewable Energy Against Against Shareholder Portfolio - -------------------------------------------------------------------------------- FEDERATED DEPARTMENT STORES, INC. Ticker: FD Security ID: 31410H101 Meeting Date: MAY 18, 2007 Meeting Type: Annual Record Date: MAR 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sara Levinson For For Management 1.2 Elect Director Joseph Neubauer For For Management 1.3 Elect Director Joseph Pichler For For Management 1.4 Elect Director Joyce M. Roche For For Management 1.5 Elect Director Karl von der Heyden For For Management 1.6 Elect Director Craig E. Weatherup For For Management 2 Ratify Auditors For For Management 3 Change Company Name For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Approve Deferred Compensation Plan For For Management - -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R105 Meeting Date: MAY 23, 2007 Meeting Type: Annual Record Date: APR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cary H. Thompson For Withhold Management 1.2 Elect Director Daniel D. (Ron) Lane For For Management 1.3 Elect Director General William Lyon For For Management 1.4 Elect Director Richard N. Massey For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES INC Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 23, 2007 Meeting Type: Annual Record Date: APR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee A. Kennedy For For Management 1.2 Elect Director Keith W. Hughes For For Management 1.3 Elect Director James K. Hunt For For Management 1.4 Elect Director Richard N. Massey For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FORTUNE BRANDS, INC. Ticker: FO Security ID: 349631101 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: FEB 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne M. Tatlock For For Management 1.2 Elect Director Norman H. Wesley For For Management 1.3 Elect Director Peter M. Wilson For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Approve Omnibus Stock Plan For For Management 5 Declassify the Board of Directors Against For Shareholder 6 Pay For Superior Performance Against For Shareholder - -------------------------------------------------------------------------------- FPL GROUP, INC. Ticker: FPL Security ID: 302571104 Meeting Date: MAY 25, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry S. Barrat For For Management 1.2 Elect Director Robert M. Beall, II For For Management 1.3 Elect Director J. Hyatt Brown For Withhold Management 1.4 Elect Director James L. Camaren For For Management 1.5 Elect Director J. Brian Ferguson For For Management 1.6 Elect Director Lewis Hay, III For For Management 1.7 Elect Director Toni Jennings For For Management 1.8 Elect Director Oliver D. Kingsley, Jr. For For Management 1.9 Elect Director Rudy E. Schupp For For Management 1.10 Elect Director Michael H. Thaman For For Management 1.11 Elect Director Hansel E. Tookes, II For For Management 1.12 Elect Director Paul R. Tregurtha For For Management 2 Ratify Auditors For For Management 3 Approve Non-Employee Director Stock For For Management Option Plan - -------------------------------------------------------------------------------- FRANCE TELECOM SA Ticker: FTE Security ID: 35177Q105 Meeting Date: MAY 21, 2007 Meeting Type: Special Record Date: APR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE STATUTORY FINANCIAL For For Management STATEMENTS FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS. 2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management STATEMENTS FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS. 3 ALLOCATION OF THE RESULTS. For For Management 4 APPROVAL OF THE AGREEMENTS REFERRED TO IN For Against Management ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE. 5 AUTHORIZATION TO BE GRANTED TO THE BOARD For Against Management OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM SHARES. 6 APPOINTMENT OF A DIRECTOR: MRS. CLAUDIE For Against Management HAIGNERE 7 AMENDMENT OF ARTICLE 21 OF THE BY-LAWS IN For For Management ORDER TO BRING IT INTO CONFORMITY WITH THE DECREE NO. 2007-431 OF MARCH 25, 2007. 8 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management DIRECTORS TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS. 9 DELEGATION OF AUTHORITY TO THE BOARD For For Management DIRECTORS TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO THE ORDINARY SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS. 10 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management DIRECTORS IN THE EVENT OF THE ISSUANCE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS, OF ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES, TO DETERMINE THE ISSUANCE PRICE. 11 AUTHORIZATION GRANTED TO THE BOARD OF For For Management DIRECTORS IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED. 12 DELEGATION OF AUTHORITY TO THE BOARD OF For Against Management DIRECTORS TO ISSUE ORDINARY SHARES AND SECURITIES GIVING ACCESS TO ORDINARY SHARES, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY. 13 DELEGATION OF POWERS TO THE BOARD OF For For Management DIRECTORS TO ISSUE ORDINARY SHARES AND SECURITIES GIVING ACCESS TO ORDINARY SHARES, IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO S 14 DELEGATION OF AUTHORITY TO THE BOARD OF For Against Management DIRECTORS TO ISSUE ORDINARY SHARES, AS A RESULT OF THE ISSUANCE BY THE COMPANY S SUBSIDIARIES OF SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY. 15 DELEGATION OF POWERS TO THE BOARD OF For For Management DIRECTORS TO ISSUE THE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF THE FIRM ORANGE S.A. 16 DELEGATION OF POWERS TO THE BOARD OF For Against Management DIRECTORS TO PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED LIQUIDITY INSTRUMENTS RESERVED FOR HOLDERS OF STOCK OPTIONS OF ORANGE S.A. AND BENEFICIARIES OF A LIQUIDITY AGREEMENT. 17 OVERALL LIMITATION OF THE AUTHORIZATIONS. For For Management 18 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management DIRECTORS TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES. 19 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS. 20 AUTHORIZATION TO THE BOARD OF DIRECTORS For For Management TO ISSUE STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS OF ORDINARY SHARES FROM THE COMPANY. 21 DELEGATION OF AUTHORITY TO THE BOARD OF For Against Management DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN. 22 AUTHORIZATION TO THE BOARD OF DIRECTORS For For Management TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF ORDINARY SHARES. 23 POWERS FOR FORMALITIES. For For Management - -------------------------------------------------------------------------------- FREDDIE MAC Ticker: FRE Security ID: 313400301 Meeting Date: JUN 8, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Barbara T. Alexander For For Management 2 Elect Director Geoffrey T. Boisi For For Management 3 Elect Director Michelle Engler For For Management 4 Elect Director Robert R. Glauber For For Management 5 Elect Director Richard Karl Goeltz For For Management 6 Elect Director Thomas S. Johnson For For Management 7 Elect Director William M. Lewis, Jr For For Management 8 Elect Director Eugene M. McQuade For For Management 9 Elect Director Shaud F. O Malley For For Management 10 Elect Director Jeffrey M. Peek For For Management 11 Elect Director Nicolas P. Retsinas For For Management 12 Elect Director Stephen A. Ross For For Management 13 Elect Director Richard F. Syron For For Management 14 Ratify Auditors For For Management 15 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- GENERAL DYNAMICS CORP. Ticker: GD Security ID: 369550108 Meeting Date: MAY 2, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Nicholas D. Chabraja For For Management 2 Elect Director James S. Crown For For Management 3 Elect Director William P. Fricks For For Management 4 Elect Director Charles H. Goodman For For Management 5 Elect Director Jay L. Johnson For For Management 6 Elect Director George A. Joulwan For For Management 7 Elect Director Paul G. Kaminski For For Management 8 Elect Director John M. Keane For For Management 9 Elect Director Deborah J. Lucas For For Management 10 Elect Director Lester L. Lyles For For Management 11 Elect Director Carl E. Mundy, Jr. For For Management 12 Elect Director Robert Walmsley For For Management 13 Ratify Auditors For For Management 14 Pay For Superior Performance Against For Shareholder 15 Performance-Based and/or Equity Based Against For Shareholder Awards - -------------------------------------------------------------------------------- GENERAL ELECTRIC CO. Ticker: GE Security ID: 369604103 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: FEB 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James I. Cash, Jr. For For Management 1.2 Elect Director William M. Castell For For Management 1.3 Elect Director Ann M. Fudge For For Management 1.4 Elect Director Claudio X. Gonzalez For Withhold Management 1.5 Elect Director Susan Hockfield For For Management 1.6 Elect Director Jerry R. Immelt For For Management 1.7 Elect Director Andrea Jung For For Management 1.8 Elect Director Alan G. Lafley For For Management 1.9 Elect Director Robert W. Lane For For Management 1.10 Elect Director Ralph S. Larsen For For Management 1.11 Elect Director Rochelle B. Lazarus For For Management 1.12 Elect Director Sam Nunn For For Management 1.13 Elect Director Roger S. Penske For For Management 1.14 Elect Director Robert J. Swieringa For For Management 1.15 Elect Director Douglas A. Warner III For For Management 1.16 Elect Director Robert C. Wright For For Management 2 Ratify Auditors For For Management 3 Adopt Majority Vote Standard in Director For For Management Elections 4 Approve Omnibus Stock Plan For For Management 5 Company-Specific-Approve Material Terms For For Management of Senior Officer Performance Goals 6 Provide for Cumulative Voting Against For Shareholder 7 Company-Specific -- Adopt Policy on Against For Shareholder Overboarded Directors 8 Company-Specific -- One Director from the Against Against Shareholder Ranks of Retirees 9 Separate Chairman and CEO Positions Against For Shareholder 10 Limit Dividend and Dividend Equivalent Against For Shareholder Payments to Executives 11 Report on Charitable Contributions Against Against Shareholder 12 Report on Global Warming Against Against Shareholder 13 Adopt Ethical Criteria for Military Against Against Shareholder Contracts 14 Report on Pay Disparity Against Against Shareholder - -------------------------------------------------------------------------------- GLOBALSANTAFE CORPORATION (FORMERLY SANTA FE INTERNATIONAL CORP) Ticker: GSF Security ID: G3930E101 Meeting Date: JUN 7, 2007 Meeting Type: Annual Record Date: APR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Muller For For Management 1.2 Elect Director John L. Whitmire For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GOLDMAN SACHS GROUP, INC., THE Ticker: GS Security ID: 38141G104 Meeting Date: APR 11, 2007 Meeting Type: Annual Record Date: JAN 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lloyd C. Blankfein For For Management 2 Elect Director Lord Browne of Madingley For For Management 3 Elect Director John H. Bryan For For Management 4 Elect Director Gary D. Cohn For For Management 5 Elect Director Claes Dahlback For For Management 6 Elect Director Stephen Friedman For For Management 7 Elect Director William W. George For For Management 8 Elect Director Rajat K. Gupta For For Management 9 Elect Director James A. Johnson For For Management 10 Elect Director Lois D. Juliber For For Management 11 Elect Director Edward M. Liddy For For Management 12 Elect Director Ruth J. Simmons For For Management 13 Elect Director Jon Winkelried For For Management 14 Ratify Auditors For For Management 15 Report on Charitable Contributions Against Against Shareholder 16 Sustainability Report Against Against Shareholder 17 Prohibit Executive Stock-Based Awards Against Against Shareholder - -------------------------------------------------------------------------------- HARTFORD FINANCIAL SERVICES GROUP, INC., THE Ticker: HIG Security ID: 416515104 Meeting Date: MAY 16, 2007 Meeting Type: Annual Record Date: MAR 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ramani Ayer For For Management 1.2 Elect Director Ramon De Oliveira For For Management 1.3 Elect Director Trevor Fetter For For Management 1.4 Elect Director Edward J. Kelly, III For For Management 1.5 Elect Director Paul G. Kirk, Jr. For For Management 1.6 Elect Director Thomas M. Marra For For Management 1.7 Elect Director Gail J. Mcgovern For For Management 1.8 Elect Director Michael G. Morris For For Management 1.9 Elect Director Robert W. Selander For For Management 1.10 Elect Director Charles B. Strauss For For Management 1.11 Elect Director H. Patrick Swygert For For Management 1.12 Elect Director David K. Zwiener For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- HEALTH CARE PROPERTY INVESTORS, INC. Ticker: HCP Security ID: 421915109 Meeting Date: MAY 10, 2007 Meeting Type: Annual Record Date: MAR 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary A. Cirillo-Goldberg For For Management 1.2 Elect Director Robert R. Fanning, Jr. For For Management 1.3 Elect Director James F. Flaherty III For For Management 1.4 Elect Director David B. Henry For For Management 1.5 Elect Director Michael D. McKee For Withhold Management 1.6 Elect Director Harold M. Messmer, Jr. For For Management 1.7 Elect Director Peter L. Rhein For For Management 1.8 Elect Director Kenneth B. Roath For For Management 1.9 Elect Director Richard M. Rosenberg For For Management 1.10 Elect Director Joseph P. Sullivan For For Management 2 Ratify Auditors For For Management 3 Pay For Superior Performance Against For Shareholder - -------------------------------------------------------------------------------- HESS CORP Ticker: HES Security ID: 42809H107 Meeting Date: MAY 2, 2007 Meeting Type: Annual Record Date: MAR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.F. Brady For Withhold Management 1.2 Elect Director J.B. Collins For For Management 1.3 Elect Director T.H. Kean For For Management 1.4 Elect Director F.A. Olsen For Withhold Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors None For Shareholder - -------------------------------------------------------------------------------- HEWLETT-PACKARD CO. Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 14, 2007 Meeting Type: Annual Record Date: JAN 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director L.T. Babbio, Jr. For For Management 2 Elect Director S.M. Baldauf For For Management 3 Elect Director R.A. Hackborn For For Management 4 Elect Director J.H. Hammergren For For Management 5 Elect Director M.V. Hurd For For Management 6 Elect Director R.L. Ryan For For Management 7 Elect Director L.S. Salhany For For Management 8 Elect Director G.K.Thompson For For Management 9 Ratify Auditors For For Management 10 Require Director Nominee Qualifications Against For Shareholder 11 Separate Chairman and CEO Positions Against Against Shareholder 12 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 13 Performance-Based Equity Awards Against For Shareholder - -------------------------------------------------------------------------------- HILTON HOTELS CORP. Ticker: HLT Security ID: 432848109 Meeting Date: MAY 24, 2007 Meeting Type: Annual Record Date: MAR 29, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director A. Steven Crown For For Management 2 Elect Director John H. Myers For For Management 3 Elect Director Donna F. Tuttle For For Management 4 Ratify Auditors For For Management 5 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL, INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 23, 2007 Meeting Type: Annual Record Date: FEB 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gordon M. Bethune For For Management 2 Elect Director Jaime Chico Pardo For For Management 3 Elect Director David M. Cote For For Management 4 Elect Director D. Scott Davis For For Management 5 Elect Director Linnet F. Deily For For Management 6 Elect Director Clive R. Hollick For For Management 7 Elect Director James J. Howard For For Management 8 Elect Director Ivan G. Seidenberg For For Management 9 Elect Director Bradley T. Sheares For For Management 10 Elect Director Eric K. Shinseki For For Management 11 Elect Director John R. Stafford For For Management 12 Elect Director Michael W. Wright For For Management 13 Ratify Auditors For For Management 14 Approve Nonqualified Employee Stock For For Management Purchase Plan 15 Claw-back of Payments under Restatements Against Against Shareholder 16 Performance-Based and/or Time-Based Against For Shareholder Equity Awards 17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 18 Remove Six Sigma Terminology Against Against Shareholder - -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 17, 2007 Meeting Type: Annual Record Date: MAR 29, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Roberts M. Baylis For For Management 2 Elect Director Terence C. Golden For Against Management 3 Elect Director Ann M. Korologos For For Management 4 Elect Director Richard E. Marriott For For Management 5 Elect Director Judith A. Mchale For For Management 6 Elect Director John B. Morse Jr For For Management 7 Elect Director Christopher J. Nassetta For For Management 8 Ratify Auditors For For Management - -------------------------------------------------------------------------------- IDEARC INC. Ticker: IAR Security ID: 451663108 Meeting Date: APR 19, 2007 Meeting Type: Annual Record Date: MAR 1, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Mueller For For Management 1.2 Elect Director Jerry V. Elliott For For Management 1.3 Elect Director Katherine J. Harless For For Management 1.4 Elect Director Donald B. Reed For For Management 1.5 Elect Director Stephen L. Robertson For For Management 1.6 Elect Director Thomas S. Rogers For For Management 1.7 Elect Director Paul E. Weaver For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ING GROEP NV Ticker: ING Security ID: 456837103 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 ANNUAL ACCOUNTS FOR 2006. For For Management 2 DIVIDEND FOR 2006. For For Management 3 MAXIMUM NUMBER OF STOCK OPTIONS AND For For Management PERFORMANCE SHARES TO BE GRANTED TO MEMBERS OF THE EXECUTIVE BOARD FOR 2006. 4 AMENDMENT OF THE ARTICLES OF ASSOCIATION. For For Management 5 DISCHARGE OF THE EXECUTIVE BOARD IN For For Management RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2006. 6 DISCHARGE OF THE SUPERVISORY BOARD IN For For Management RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2006. 7 COMPOSITION OF THE EXECUTIVE BOARD: For For Management APPOINTMENT OF MR. JOHN HELE. 8 COMPOSITION OF THE EXECUTIVE BOARD: For For Management APPOINTMENT OF MR. KOOS TIMMERMANS. 9 COMPOSITION OF THE SUPERVISORY BOARD: For For Management REAPPOINTMENT OF MR. CLAUS DIETER HOFFMANN. 10 COMPOSITION OF THE SUPERVISORY BOARD: For For Management REAPPOINTMENT OF MR. WIM KOK. 11 COMPOSITION OF THE SUPERVISORY BOARD: For For Management APPOINTMENT OF MR. HENK BREUKINK. 12 COMPOSITION OF THE SUPERVISORY BOARD: For For Management APPOINTMENT OF MR. PETER ELVERDING. 13 COMPOSITION OF THE SUPERVISORY BOARD: For For Management APPOINTMENT OF MR. PIET HOOGENDOORN. 14 AUTHORISATION TO ISSUE ORDINARY SHARES For For Management WITH OR WITHOUT PREFERENTIAL RIGHTS. 15 AUTHORISATION TO ISSUE PREFERENCE B For For Management SHARES WITH OR WITHOUT PREFERENTIAL RIGHTS. 16 AUTHORISATION TO ACQUIRE ORDINARY SHARES For For Management OR DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE COMPANY S OWN CAPITAL. 17 AUTHORISATION TO ACQUIRE PREFERENCE A For For Management SHARES OR DEPOSITARY RECEIPTS FOR PREFERENCE A SHARES IN THE COMPANY S OWN CAPITAL. 18 CANCELLATION OF (DEPOSITARY RECEIPTS OF) For For Management PREFERENCE A SHARES WHICH ARE HELD BY ING GROEP N.V. - -------------------------------------------------------------------------------- INTEL CORP. Ticker: INTC Security ID: 458140100 Meeting Date: MAY 16, 2007 Meeting Type: Annual Record Date: MAR 19, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Craig R. Barrett For For Management 2 Elect Director Charlene Barshefsky For Against Management 3 Elect Director Susan L. Decker For For Management 4 Elect Director D. James Guzy For For Management 5 Elect Director Reed E. Hundt For For Management 6 Elect Director Paul S. Otellini For For Management 7 Elect Director James D. Plummer For For Management 8 Elect Director David S. Pottruck For For Management 9 Elect Director Jane E. Shaw For For Management 10 Elect Director John L. Thornton For For Management 11 Elect Director David B. Yoffie For For Management 12 Ratify Auditors For For Management 13 Amend Omnibus Stock Plan For For Management 14 Approve Executive Incentive Bonus Plan For For Management 15 Limit Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: FEB 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cathleen Black For For Management 1.2 Elect Director Kenneth I. Chenault For For Management 1.3 Elect Director Juergen Dormann For For Management 1.4 Elect Director Michael L. Eskew For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Minoru Makihara For For Management 1.7 Elect Director Lucio A. Noto For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Samuel J. Palmisano For For Management 1.10 Elect Director Joan E. Spero For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Lorenzo H. Zambrano For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Reduce Supermajority Vote Requirement For For Management 5 Reduce Supermajority Vote Requirement For For Management 6 Reduce Supermajority Vote Requirement For For Management 7 Restore or Provide for Cumulative Voting Against For Shareholder 8 Evaluate Age Discrimination in Retirement Against Against Shareholder Plans 9 Review Executive Compensation Against For Shareholder 10 Report on Outsourcing Against Against Shareholder 11 Require a Majority Vote for the Election Against For Shareholder of Directors - -------------------------------------------------------------------------------- INTERNATIONAL PAPER CO. Ticker: IP Security ID: 460146103 Meeting Date: MAY 7, 2007 Meeting Type: Annual Record Date: MAR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Directors David J. Bronczek For For Management 1.2 Elect Directors Martha F. Brooks For Withhold Management 1.3 Elect Directors Lynn Laverty Elsenhans For For Management 1.4 Elect Directors John L. Townsend, III For Withhold Management 2 Ratify Auditors For For Management 3 Require a Majority Vote for the Election For For Shareholder of Directors - -------------------------------------------------------------------------------- ITT CORP. Ticker: ITT Security ID: 450911102 Meeting Date: MAY 8, 2007 Meeting Type: Annual Record Date: MAR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Loranger For For Management 1.2 Elect Director Curtis J. Crawford For For Management 1.3 Elect Director Christina A. Gold For For Management 1.4 Elect Director Ralph F. Hake For For Management 1.5 Elect Director John J. Hamre For For Management 1.6 Elect Director Raymond W. LeBoeuf For For Management 1.7 Elect Director Frank T. MacInnis For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director Markos I. Tambakeras For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: FEB 27, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Sue Coleman For For Management 1.2 Elect Director James G. Cullen For For Management 1.3 Elect Director Michael M.E. Johns For For Management 1.4 Elect Director Arnold G. Langbo For For Management 1.5 Elect Director Susan L. Lindquist For For Management 1.6 Elect Director Leo F. Mullin For For Management 1.7 Elect Director Christine A. Poon For For Management 1.8 Elect Director Charles Prince For For Management 1.9 Elect Director Steven S Reinemund For For Management 1.10 Elect Director David Satcher For For Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Require a Majority Vote for the Election Against For Shareholder of Directors 4 Submit Supplemental Executive Retirement Against For Shareholder Plans to Shareholder vote - -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: MAR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Crandall C. Bowles For For Management 1.2 Elect Director Stephen B. Burke For For Management 1.3 Elect Director James S. Crown For For Management 1.4 Elect Director James Dimon For For Management 1.5 Elect Director Ellen V. Futter For For Management 1.6 Elect Director William H. Gray, III For For Management 1.7 Elect Director Laban P. Jackson, Jr. For For Management 1.8 Elect Director Robert I. Lipp For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Lee R. Raymond For For Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Put Repricing of Stock Options to Against Against Shareholder Shareholder Vote 4 Performance-Based and/or Time-Based Against For Shareholder Equity Awards 5 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 6 Separate Chairman and CEO Positions Against Against Shareholder 7 Provide for Cumulative Voting Against For Shareholder 8 Require a Majority Vote for the Election Against For Shareholder of Directors 9 Report on Political Contributions Against Against Shareholder 10 Report on Management Initiatives to Against Against Shareholder Address Links to Slavery and Human Rights Abuse - -------------------------------------------------------------------------------- KIMBERLY-CLARK CORP. Ticker: KMB Security ID: 494368103 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: FEB 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James M. Jenness For For Management 2 Elect Director Linda Johnson Rice For For Management 3 Elect Director Marc J. Shapiro For For Management 4 Ratify Auditors For For Management 5 Declassify the Board of Directors For For Management 6 Adopt Simple Majority Vote Against For Shareholder 7 Adopt ILO Standards Against Against Shareholder 8 Report on Feasibility of Phasing Out the Against Against Shareholder Use of Non-certified Wood Fiber - -------------------------------------------------------------------------------- KIMCO REALTY CORP. Ticker: KIM Security ID: 49446R109 Meeting Date: MAY 17, 2007 Meeting Type: Annual Record Date: MAR 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Kimmel For For Management 1.2 Elect Director Milton Cooper For Withhold Management 1.3 Elect Director Richard G. Dooley For Withhold Management 1.4 Elect Director Michael J. Flynn For Withhold Management 1.5 Elect Director Joe Grills For For Management 1.6 Elect Director David B. Henry For Withhold Management 1.7 Elect Director F. Patrick Hughes For For Management 1.8 Elect Director Frank Lourenso For Withhold Management 1.9 Elect Director Richard Saltzman For For Management 2 Company Specific-Equity-Related For For Management --Increase Number of Shares of Authorized Stock to Issue, Common Stock and Excess Stock 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- KRAFT FOODS INC Ticker: KFT Security ID: 50075N104 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ajay Banga For For Management 1.2 Elect Director Jan Bennink For For Management 1.3 Elect Director Louis C. Camilleri For For Management 1.4 Elect Director Mark D. Ketchum For For Management 1.5 Elect Director Richard A. Lemer For For Management 1.6 Elect Director John C. Pope For For Management 1.7 Elect Director Irene B. Rosenfeld For For Management 1.8 Elect Director Mary L. Shapiro For For Management 1.9 Elect Director Deborah C. Wright For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- KROGER CO., THE Ticker: KR Security ID: 501044101 Meeting Date: JUN 28, 2007 Meeting Type: Annual Record Date: APR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reuben V. Anderson For For Management 1.2 Elect Director John L. Clendenin For For Management 1.3 Elect Director David B. Dillon For For Management 1.4 Elect Director David B. Lewis For For Management 1.5 Elect Director Don W. McGeorge For For Management 1.6 Elect Director W. Rodney McMullen For For Management 1.7 Elect Director Jorge P. Montoya For For Management 1.8 Elect Director Clyde R. Moore For For Management 1.9 Elect Director Susan M. Phillips For For Management 1.10 Elect Director Steven R. Rogel For For Management 1.11 Elect Director James A. Runde For For Management 1.12 Elect Director Ronald L. Sargent For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Amend Articles/Regulations--i)Rules of For For Management Conduct in Connection with Shareholder Meetings and (ii) Meetings Outside Cincinnati 4 Ratify Auditors For For Management 5 Report on Climate Change Against For Shareholder - -------------------------------------------------------------------------------- L-3 COMMUNICATIONS HOLDINGS, INC. Ticker: LLL Security ID: 502424104 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael T. Strianese For For Management 1.2 Elect Director Claude R. Canizares For For Management 1.3 Elect Director Thomas A. Corcoran For For Management 1.4 Elect Director Alan H. Washkowitz For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- LEHMAN BROTHERS HOLDINGS INC. Ticker: LEH Security ID: 524908100 Meeting Date: APR 12, 2007 Meeting Type: Annual Record Date: FEB 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael L. Ainslie For For Management 2 Elect Director John F. Akers For For Management 3 Elect Director Roger S. Berlind For For Management 4 Elect Director Thomas H. Cruikshank For For Management 5 Elect Director Marsha Johnson Evans For For Management 6 Elect Director Richard S. Fuld, Jr. For For Management 7 Elect Director Christopher Gent For For Management 8 Elect Director Roland A. Hernandez For For Management 9 Elect Director Henry Kaufman For For Management 10 Elect Director John D. Macomber For For Management 11 Ratify Auditors For For Management 12 Amend Omnibus Stock Plan For Against Management 13 Publish Political Contributions Against Against Shareholder - -------------------------------------------------------------------------------- LINCOLN NATIONAL CORP. Ticker: LNC Security ID: 534187109 Meeting Date: MAY 10, 2007 Meeting Type: Annual Record Date: MAR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Avery For For Management 1.2 Elect Director William H. Cunningham For For Management 1.3 Elect Director William Porter Payne For For Management 1.4 Elect Director Patrick S. Pittard For For Management 1.5 Elect Director Jill S. Ruckelshaus For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Non-Employee Director Stock For For Management Option Plan - -------------------------------------------------------------------------------- LOEWS CORP. Ticker: LTR Security ID: 540424108 Meeting Date: MAY 8, 2007 Meeting Type: Annual Record Date: MAR 15, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann E. Berman For For Management 1.2 Elect Director Joseph L. Bower For For Management 1.3 Elect Director Charles M. Diker For For Management 1.4 Elect Director Paul J. Fribourg For For Management 1.5 Elect Director Walter L. Harris For For Management 1.6 Elect Director Philip A. Laskawy For For Management 1.7 Elect Director Gloria R. Scott For For Management 1.8 Elect Director Andrew H. Tisch For For Management 1.9 Elect Director James S. Tisch For For Management 1.10 Elect Director Jonathan M. Tisch For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Provide for Cumulative Voting Against Against Shareholder 5 Social Proposal Against Against Shareholder - -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 25, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Bernauer For For Management 1.2 Elect Director Leonard L. Berry For For Management 1.3 Elect Director Dawn E. Hudson For For Management 1.4 Elect Director Robert A. Niblock For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Ratify Auditors For For Management 4 Require Director Nominee Qualifications Against Against Shareholder 5 Report on Progress Toward Implementing Against Against Shareholder the Company's Wood Policy 6 Declassify the Board of Directors Against For Shareholder 7 Submit Severance Agreement (Change in Against For Shareholder Control) to shareholder Vote 8 Pay For Superior Performance Against For Shareholder - -------------------------------------------------------------------------------- MACERICH CO., THE Ticker: MAC Security ID: 554382101 Meeting Date: MAY 30, 2007 Meeting Type: Annual Record Date: MAR 13, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward C. Coppola For For Management 1.2 Elect Director Fred S. Hubbell For For Management 1.3 Elect Director William P. Sexton For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder - -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 17, 2007 Meeting Type: Annual Record Date: MAR 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Zachary W. Carter For For Management 2 Elect Director Oscar Fanjul For For Management 3 Ratify Auditors For For Management 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Report on Political Contributions Against For Shareholder - -------------------------------------------------------------------------------- MCDONALD'S CORP. Ticker: MCD Security ID: 580135101 Meeting Date: MAY 24, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Edward A. Brennan For For Management 2 Elect Director Walter E. Massey For For Management 3 Elect Director John W. Rogers, Jr. For For Management 4 Elect Director Roger W. Stone For For Management 5 Ratify Auditors For For Management 6 Label Genetically Modified Organisms Against Against Shareholder 7 Adopt and Implement ILO Based Code of Against Against Shareholder Conduct - -------------------------------------------------------------------------------- MELLON FINANCIAL CORP. Ticker: MEL Security ID: 58551A108 Meeting Date: APR 17, 2007 Meeting Type: Annual Record Date: FEB 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jared L. Cohon For For Management 1.2 Elect Director Ira J. Gumberg For For Management 1.3 Elect Director Robert P. Kelly For For Management 1.4 Elect Director David S. Shapira For For Management 1.5 Elect Director John P. Surma For Withhold Management 2 Declassify the Board of Directors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MELLON FINANCIAL CORP. Ticker: MEL Security ID: 58551A108 Meeting Date: MAY 24, 2007 Meeting Type: Special Record Date: APR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adopt Supermajority Vote Requirement for For For Management Mergers 3 Increase Authorized Preferred and Common For For Management Stock 4 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- METLIFE, INC Ticker: MET Security ID: 59156R108 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 1, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Burton A. Dole, Jr. For For Management 1.2 Elect Director R. Glenn Hubbard For For Management 1.3 Elect Director James M. Kilts For For Management 1.4 Elect Director Charles M. Leighton For For Management 1.5 Elect Director David Satcher For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MGIC INVESTMENT CORP. Ticker: MTG Security ID: 552848103 Meeting Date: MAY 10, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2.1 Elect Director James A. Abbott For For Management 2.2 Elect Director Thomas M. Hagerty For For Management 2.3 Elect Director Michael E. Lehman For For Management 3 Ratify Auditors For For Management 4 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP Ticker: 8306 Security ID: 606822104 Meeting Date: JUN 28, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROPRIATION OF SURPLUS For For Management 2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management INCORPORATION 3 ELECTION OF 15 (FIFTEEN) DIRECTORS For Against Management 4 ELECTION OF 1 (ONE) CORPORATE AUDITOR For Against Management 5 GRANTING OF RETIREMENT GRATUITIES TO For For Management RETIRING DIRECTORS AND CORPORATE AUDITOR AND PAYMENT OF LUMP-SUM RETIREMENT GRATUITIES TO DIRECTORS AND CORPORATE AUDITORS DUE TO THE ABOLITION OF RETIREMENT GRATUITIES PROGRAM FOR OFFICERS 6 REVISION OF THE AMOUNT OF REMUNERATION, For For Management ETC. FOR DIRECTORS AND CORPORATE AUDITORS, AND DETERMINATION OF THE AMOUNT AND DETAILS OF STOCK OPTION REMUNERATION, ETC. - -------------------------------------------------------------------------------- MOLSON COORS BREWING CO Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 16, 2007 Meeting Type: Annual Record Date: MAR 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Cleghorn For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director David P. O'Brien For For Management - -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: APR 10, 2007 Meeting Type: Annual Record Date: FEB 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Roy J. Bostock For For Management 2 Elect Director Erskine B. Bowles For For Management 3 Elect Director Howard J. Davies For For Management 4 Elect Director C. Robert Kidder For For Management 5 Elect Director John J. Mack For For Management 6 Elect Director Donald T. Nicolaisen For For Management 7 Elect Director Charles H. Noski For For Management 8 Elect Director Hutham S. Olayan For For Management 9 Elect Director Charles E. Phillips, Jr. For For Management 10 Elect Director Griffith Sexton For For Management 11 Elect Director Laura D. Tyson For For Management 12 Elect Director Klaus Zumwinkel For Against Management 13 Ratify Auditors For For Management 14 Approve Omnibus Stock Plan For Against Management 15 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter 16 Approve Report of the Compensation Against For Shareholder Committee - --------------------------------------------------------------------------- NEWS CORPORATION Ticker: NWS Security ID: 65248E203 Meeting Date: APR 3, 2007 Meeting Type: Special Record Date: FEB 27, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Share Exchange Agreement For For Management 2 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- NOKIA CORP. Ticker: NOK Security ID: 654902204 Meeting Date: MAY 3, 2007 Meeting Type: Annual Record Date: MAR 1, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports, Including Auditors' Report; Accept Financial Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 0.43 Per Share 3 Approve Discharge of Board and President For For Management 4 Amend Articles to Comply with New Finnish For For Management Companies Act 5 Approve Remuneration of Directors For For Management 6 Fix Number of Directors at 11 For For Management 7.1 Elect Director Georg Ehrnrooth For For Management 7.2 Elect Director Daniel R. Hesse For For Management 7.3 Elect Director Bengt Holmstrom For For Management 7.4 Elect Director Per Karlsson For For Management 7.5 Elect Director Jorma Ollila For For Management 7.6 Elect Director Marjorie Scardino For For Management 7.7 Elect Director Keijo Suila For For Management 7.8 Elect Director Vesa Vainio For For Management 7.9 Elect Director Lalita D. Gupte For For Management 7.10 Elect Director Henning Kagermann For For Management 7.11 Elect Director Olli-Pekka Kallasvuo For For Management 8 Approve Remuneration of Auditors For For Management 9 Reelect PricewaterhouseCoopers Oy as For For Management Auditor 10 Approve Stock Option Plan for Key For For Management Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights 11 Approve Minimum EUR 2.3 Billion Reduction For For Management in Share Premium Account 12 Amend 2001, 2003, and 2005 Stock Option For For Management Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund 13 Approve Creation of Pool of Capital For For Management without Preemptive Rights Consisting of up to 800 Million Shares 14 Authorize Repurchase of up to 10 Percent For For Management of Issued Share Capital 15 Mark The Box If you wish to Instruct None Abstain Management Nokia S Legal Counsels To Vote In their Discretion On Your behalf Only Upon Item 15 *NOTE* Voting Options For Props 5-6, 8-9 are FOR or ABSTAIN - -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORP. Ticker: NSC Security ID: 655844108 Meeting Date: MAY 10, 2007 Meeting Type: Annual Record Date: MAR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alston D. Correll For For Management 1.2 Elect Director Landon Hilliard For For Management 1.3 Elect Director Burton M. Joyce For For Management 1.4 Elect Director Jane Margaret O' Brien For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NVS Security ID: 66987V109 Meeting Date: MAR 6, 2007 Meeting Type: Annual Record Date: JAN 19, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL REPORT, THE For For Management FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006. 2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management OF DIRECTORS 3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND 4 ELECTION TO THE BOARD OF DIRECTORS: For For Management RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM 5 ELECTION TO THE BOARD OF DIRECTORS: For For Management RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM 6 ELECTION TO THE BOARD OF DIRECTORS: For For Management ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010 7 Ratify Auditors For For Management 8 VOTES REGARDING ADDITIONAL AND/OR For Against Management COUNTER-PROPOSALS AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN ACCORDANCE WITH THE PROPOSALS OF THE BOARD OF DIRECTORS. MARKING THE BOX FOR IS A VOTE FOR THE PROPOS - -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. Ticker: OXY Security ID: 674599105 Meeting Date: MAY 4, 2007 Meeting Type: Annual Record Date: MAR 15, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Spencer Abraham For Against Management 2 Elect Director Ronald W. Burkle For For Management 3 Elect Director John S. Chalsty For Against Management 4 Elect Director Edward P. Djerejian For For Management 5 Elect Director R. Chad Dreier For Against Management 6 Elect Director John E. Feick For For Management 7 Elect Director Ray R. Irani For For Management 8 Elect Director Irvin W. Maloney For Against Management 9 Elect Director Rodolfo Segovia For Against Management 10 Elect Director Aziz D. Syriani For For Management 11 Elect Director Rosemary Tomich For Against Management 12 Elect Director Walter L. Weisman For For Management 13 Ratify Auditors For For Management 14 Amend Omnibus Stock Plan For Against Management 15 Publish a Scientific Global Warming Against Against Shareholder Report 16 Advisory Vote to Ratify Named Executive Against For Shareholder Officers Compensation 17 Performance-Based and/or Time-Based Against For Shareholder Equity Awards - -------------------------------------------------------------------------------- PENN WEST ENERGY TRUST Ticker: PWT.U Security ID: 707885109 Meeting Date: JUN 8, 2007 Meeting Type: Annual Record Date: APR 27, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors of PWPL at Nine For For Management 2 Elect James E. Allard, William E. Andrew, For For Management George H. Brookman, John A. Brussa, Shirley A. McClellan, Murray N. Nunns, Thomas E. Phillips, Frank Potter and James C. Smith as Directors of PWPL 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Remuneration of Auditors - -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORP. Ticker: PNW Security ID: 723484101 Meeting Date: MAY 23, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Roy A. Herberger, Jr. For For Management 2.2 Elect Director Humberto S. Lopez For For Management 2.3 Elect Director Kathryn L. Munro For For Management 2.4 Elect Director William L. Stewart For For Management 2.5 Elect Director Edward N. Basha, Jr. For For Management 2.6 Elect Director Jack E. Davis For For Management 2.7 Elect Director Michael L. Gallagher For For Management 2.8 Elect Director Pamela Grant For For Management 2.9 Elect Director William S. Jamieson, Jr. For For Management 2.10 Elect Director Bruce J. Nordstrom For For Management 2.11 Elect Director William J. Post For For Management 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PLUM CREEK TIMBER COMPANY, INC. Ticker: PCL Security ID: 729251108 Meeting Date: MAY 2, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Rick R. Holley For For Management 2 Elect Director Ian B. Davidson For For Management 3 Elect Director Robin Josephs For For Management 4 Elect Director John G. McDonald For For Management 5 Elect Director Robert B. McLeod For For Management 6 Elect Director John F. Morgan, Sr. For For Management 7 Elect Director John H. Scully For For Management 8 Elect Director Stephen C. Tobias For For Management 9 Elect Director Carl B. Webb For For Management 10 Elect Director Martin A. White For For Management 11 Ratify Auditors For For Management 12 Report on Political Contributions Against For Shareholder 13 Pay For Superior Performance Against Against Shareholder - -------------------------------------------------------------------------------- PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mr. Berndt For For Management 1.2 Elect Director Mr. Bunch For For Management 1.3 Elect Director Mr. Chellgren For For Management 1.4 Elect Director Mr. Clay For For Management 1.5 Elect Director Mr. Davidson For For Management 1.6 Elect Director Ms. James For For Management 1.7 Elect Director Mr. Kelson For For Management 1.8 Elect Director Mr. Lindsay For For Management 1.9 Elect Director Mr. Massaro For For Management 1.10 Elect Director Ms. Pepper For For Management 1.11 Elect Director Mr. Rohr For For Management 1.12 Elect Director Mr. Shepard For For Management 1.13 Elect Director Ms. Steffes For For Management 1.14 Elect Director Mr. Strigl For For Management 1.15 Elect Director Mr. Thieke For For Management 1.16 Elect Director Mr. Usher For For Management 1.17 Elect Director Mr. Walls For For Management 1.18 Elect Director Mr. Wehmeier For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PROGRESS ENERGY, INC. Ticker: PGN Security ID: 743263105 Meeting Date: MAY 9, 2007 Meeting Type: Annual Record Date: MAR 2, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James E. Bostic, Jr. For For Management 2 Elect Director David L. Burner For For Management 3 Elect Director Richard L. Daugherty For For Management 4 Elect Director Harris E. DeLoach, Jr. For For Management 5 Elect Director Robert W. Jones For For Management 6 Elect Director W. Steven Jones For For Management 7 Elect Director Robert B. McGehee For For Management 8 Elect Director E. Marie McKee For For Management 9 Elect Director John H. Mullin, III For For Management 10 Elect Director Carlos A. Saladrigas For For Management 11 Elect Director Theresa M. Stone For For Management 12 Elect Director Alfred C. Tollison, Jr. For For Management 13 Ratify Auditors For For Management 14 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- PROLOGIS Ticker: PLD Security ID: 743410102 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: MAR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director K. Dane Brooksher For For Management 1.2 Elect Director Stephen L. Feinberg For For Management 1.3 Elect Director George L. Fotiades For For Management 1.4 Elect Director Christine N. Garvey For For Management 1.5 Elect Director Donald P. Jacobs For For Management 1.6 Elect Director Walter C. Rakowich For For Management 1.7 Elect Director Nelson C. Rising For For Management 1.8 Elect Director Jeffrey H. Schwartz For For Management 1.9 Elect Director D. Michael Steuert For For Management 1.10 Elect Director J. Andre Teixeira For For Management 1.11 Elect Director William D. Zollars For Withhold Management 1.12 Elect Director Andrea M. Zulberti For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC Ticker: PRU Security ID: 744320102 Meeting Date: MAY 8, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederic K. Becker For For Management 1.2 Elect Director Gordon M. Bethune For For Management 1.3 Elect Director Gaston Caperton For For Management 1.4 Elect Director Gilbert F. Casellas For For Management 1.5 Elect Director James G. Cullen For For Management 1.6 Elect Director William H. Gray, III For For Management 1.7 Elect Director Jon F. Hanson For For Management 1.8 Elect Director Constance J. Horner For For Management 1.9 Elect Director Karl J. Krapek For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Arthur F. Ryan For For Management 1.12 Elect Director James A. Unruh For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PUBLIC STORAGE, INC. Ticker: PSA Security ID: 74460D109 Meeting Date: MAY 3, 2007 Meeting Type: Annual Record Date: MAR 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Wayne Hughes For For Management 1.2 Elect Director Ronald L. Havner, Jr. For For Management 1.3 Elect Director Dann V. Angeloff For For Management 1.4 Elect Director William C. Baker For For Management 1.5 Elect Director John T. Evans For For Management 1.6 Elect Director Uri P. Harkham For For Management 1.7 Elect Director B. Wayne Hughes, Jr. For For Management 1.8 Elect Director Harvey Lenkin For For Management 1.9 Elect Director Gary E. Pruitt For For Management 1.10 Elect Director Daniel C. Staton For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Change State of Incorporation [From For Against Management California Corporation to Maryland Real Estate Investment Trust] 5 Adjourn Meeting For Against Management - -------------------------------------------------------------------------------- QUALCOMM INC. Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 13, 2007 Meeting Type: Annual Record Date: JAN 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara T. Alexander For For Management 1.2 Elect Director Raymond V. Dittamore For For Management 1.3 Elect Director Irwin Mark Jacobs For For Management 1.4 Elect Director Sherry Lansing For For Management 1.5 Elect Director Peter M. Sacerdote For For Management 1.6 Elect Director Marc I. Stern For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- QUEST DIAGNOSTICS, INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 8, 2007 Meeting Type: Annual Record Date: MAR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Baldwin, M.D. For For Management 1.2 Elect Director Surya N. Mohapatra, Ph.D. For For Management 1.3 Elect Director Gary M. Pfeiffer For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- SCHERING-PLOUGH CORP. Ticker: SGP Security ID: 806605101 Meeting Date: MAY 18, 2007 Meeting Type: Annual Record Date: MAR 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans W. Becherer For For Management 1.2 Elect Director Thomas J. Colligan For For Management 1.3 Elect Director Fred Hassan For For Management 1.4 Elect Director C. Robert Kidder For For Management 1.5 Elect Director Philip Leder, M.D. For For Management 1.6 Elect Director Eugene R. McGrath For For Management 1.7 Elect Director Carl E. Mundy, Jr. For For Management 1.8 Elect Director Antonio M. Perez For For Management 1.9 Elect Director Patricia F. Russo For For Management 1.10 Elect Director Jack L. Stahl For For Management 1.11 Elect Director Kathryn C. Turner For For Management 1.12 Elect Director Robert F.W. van Oordt For For Management 1.13 Elect Director Arthur F. Weinbach For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Company Specific--Adopt Majority Voting For Against Management 5 Performance-Based and/or Time-Based Against For Shareholder Equity Awards - ------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 10, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Birch Bayh For For Management 1.2 Elect Director Melvyn E. Bergstein For For Management 1.3 Elect Director Linda Walker Bynoe For For Management 1.4 Elect Director Karen N. Horn, Ph.D. For For Management 1.5 Elect Director Reuben S. Leibowitz For For Management 1.6 Elect Director J. Albert Smith, Jr. For For Management 1.7 Elect Director Pieter S. van den Berg For For Management 2 Ratify Auditors For For Management 3 Pay for Superior Performance Against For Shareholder 4 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 5 Submit Severance Agreement (Change in Against For Shareholder Control) to shareholder Vote - -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 16, 2007 Meeting Type: Annual Record Date: MAR 21, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen C. Barrett For Withhold Management 1.2 Elect Director David W. Biegler For For Management 1.3 Elect Director Louis E. Caldera For For Management 1.4 Elect Director C. Webb Crockett For Withhold Management 1.5 Elect Director William H. Cunningham, For For Management Ph.D. 1.6 Elect Director Travis C. Johnson For For Management 1.7 Elect Director Herbert D. Kelleher For Withhold Management 1.8 Elect Director Gary C. Kelly For Withhold Management 1.9 Elect Director Nancy B. Loeffler For Withhold Management 1.10 Elect Director John T. Montford For For Management 2 Reduce Supermajority Vote Requirement For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management 5 Company Specific-Adopt Simple Majority Against Against Shareholder Vote - -------------------------------------------------------------------------------- SPRINT NEXTEL CORP Ticker: S Security ID: 852061100 Meeting Date: MAY 8, 2007 Meeting Type: Annual Record Date: MAR 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Keith J. Bane For For Management 2 Elect Director Robert R. Bennett For For Management 3 Elect Director Gordon M. Bethune For For Management 4 Elect Director Frank M. Drendel For For Management 5 Elect Director Gary D. Forsee For For Management 6 Elect Director James H. Hance, Jr. For For Management 7 Elect Director V. Janet Hill For For Management 8 Elect Director Irvine O. Hockaday, Jr. For For Management 9 Elect Director Linda Koch Lorimer For For Management 10 Elect Director William H. Swanson For For Management 11 Ratify Auditors For For Management 12 Approve Omnibus Stock Plan For For Management 13 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- STMICROELECTRONICS N.V. Ticker: STM Security ID: 861012102 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1a TO ADOPT OUR STATUTORY ANNUAL ACCOUNTS For For Management FOR THE 2006 FINANCIAL YEAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 1b TO DISTRIBUTE A DIVIDEND IN CASH OF US For For Management $0.30 PER ORDINARY SHARE, IN LINE WITH OUR DIVIDEND POLICY AS COMMUNICATED. 1c TO DISCHARGE THE SOLE MEMBER OF OUR For For Management MANAGING BOARD FOR HIS MANAGEMENT DURING THE 2006 FINANCIAL YEAR. 1d TO DISCHARGE THE MEMBERS OF OUR For For Management SUPERVISORY BOARD FOR THEIR SUPERVISION DURING THE 2006 FINANCIAL YEAR. 2a TO APPOINT MR. ALESSANDRO OVI AS A MEMBER For Against Management OF OUR SUPERVISORY BOARD FOR A THREE-YEAR TERM EFFECTIVE AS OF OUR 2007 AGM. 2b TO APPOINT MR. RAY BINGHAM AS A MEMBER OF For For Management OUR SUPERVISORY BOARD FOR A THREE-YEAR TERM EFFECTIVE AS OF OUR 2007 AGM. 3 TO APPROVE THE MODIFICATION TO THE THREE For Against Management YEAR STOCK-BASED COMPENSATION PLAN. 4 TO APPROVE THE DELEGATION TO OUR For For Management SUPERVISORY BOARD OF THE POWER TO GRANT MR. C. BOZOTTI UP TO A MAXIMUM NUMBER OF 100,000 ORDINARY SHARES. 5 TO DESIGNATE OUR SUPERVISORY BOARD AS THE For Against Management CORPORATE BODY AUTHORIZED TO RESOLVE UPON ISSUANCE OF ANY NUMBER OF SHARES AS COMPRISED IN THE AUTHORIZED SHARE CAPITAL. 6 TO AUTHORIZE OUR MANAGING BOARD TO For For Management ACQUIRE FOR A CONSIDERATION ON A STOCK EXCHANGE. 7 TO AMEND OUR ARTICLES OF ASSOCIATION, ALL For For Management AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. - -------------------------------------------------------------------------------- SUNCOR ENERGY INC Ticker: SU Security ID: 867229106 Meeting Date: APR 26, 2007 Meeting Type: Annual/Special Record Date: FEB 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mel E. Benson For For Management 1.2 Elect Director Brian A. Canfield For For Management 1.3 Elect Director Bryan P. Davies For For Management 1.4 Elect Director Brian A. Felesky For For Management 1.5 Elect Director John T. Ferguson For For Management 1.6 Elect Director W. Douglas Ford For For Management 1.7 Elect Director Richard L. George For For Management 1.8 Elect Director John R. Huff For For Management 1.9 Elect Director M. Ann McCaig For For Management 1.10 Elect Director Michael W. O'Brien For For Management 1.11 Elect Director Eira M. Thomas For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Equity Compensation Plan For For Management 4 Approve Performance Stock Options For Against Management 5 Amend Bylaws For For Management - -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: APR 17, 2007 Meeting Type: Annual Record Date: FEB 27, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Beall, II For For Management 1.2 Elect Director Jeffrey C. Crowe For For Management 1.3 Elect Director J. Hicks Lanier For Withhold Management 1.4 Elect Director Larry L. Prince For For Management 1.5 Elect Director Frank S. Royal, M.D. For For Management 1.6 Elect Director Phail Wynn, Jr. For For Management 1.7 Elect Director James M. Wells, III For For Management 2 Amend Rights and Preferences of Preferred For For Management Stock 3 Declassify the Board of Directors For For Management 4 Require a Majority Vote for the Election Against For Shareholder of Directors 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: APR 12, 2007 Meeting Type: Annual Record Date: FEB 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward C. Bernard For For Management 1.2 Elect Director James T. Brady For For Management 1.3 Elect Director J. Alfred Broaddus, Jr. For For Management 1.4 Elect Director Donald B. Hebb, Jr. For For Management 1.5 Elect Director James A.C. Kennedy For For Management 1.6 Elect Director Brian C. Rogers For For Management 1.7 Elect Director Dr. Alfred Sommer For For Management 1.8 Elect Director Dwight S. Taylor For For Management 1.9 Elect Director Anne Marie Whittemore For For Management 2 Approve Non-Employee Director Omnibus For For Management Stock Plan 3 Ratify Auditors For For Management 4 Other Business For Against Management - -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: MAY 24, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Calvin Darden For For Management 1.2 Elect Director Anne M. Mulcahy For For Management 1.3 Elect Director Stephen W. Sanger For For Management 1.4 Elect Director Gregg W. Steinhafel For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Company Specific- Require Majority Vote For For Management for the Election of Directors 5 Report on Political Contributions Against For Shareholder - -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INC. Ticker: TXN Security ID: 882508104 Meeting Date: APR 19, 2007 Meeting Type: Annual Record Date: FEB 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James R. Adams For For Management 2 Elect Director David L. Boren For For Management 3 Elect Director Daniel A. Carp For Against Management 4 Elect Director Carrie S. Cox For For Management 5 Elect Director Thomas J. Engibous For For Management 6 Elect Director David R. Goode For For Management 7 Elect Director Pamela H. Patsley For For Management 8 Elect Director Wayne R. Sanders For For Management 9 Elect Director Ruth J. Simmons For Against Management 10 Elect Director Richard K. Templeton For For Management 11 Elect Director Christine Todd Whitman For Against Management 12 Ratify Auditors For For Management - -------------------------------------------------------------------------------- TIME WARNER INC Ticker: TWX Security ID: 887317105 Meeting Date: MAY 18, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director Jeffrey L. Bewkes For For Management 1.3 Elect Director Stephen F. Bollenbach For For Management 1.4 Elect Director Frank J. Caufield For For Management 1.5 Elect Director Robert C. Clark For For Management 1.6 Elect Director Mathias Dopfner For For Management 1.7 Elect Director Jessica P. Einhorn For For Management 1.8 Elect Director Reuben Mark For For Management 1.9 Elect Director Michael A. Miles For For Management 1.10 Elect Director Kenneth J. Novack For For Management 1.11 Elect Director Richard D. Parsons For For Management 1.12 Elect Director Francis T. Vincent, Jr. For For Management 1.13 Elect Director Deborah C. Wright For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Advisory Vote to Ratify Named Executive Against For Shareholder Officers'Compensation 5 Separate Chairman and CEO Positions Against Against Shareholder 6 Company Specific- Adopt Simple Majority Against For Shareholder Vote 7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 8 Company-Specific- Stockholder Against Against Shareholder Ratification of Director Compensation, When a Stockholder Rights Plan Has Been Adopted - -------------------------------------------------------------------------------- TRIBUNE CO. Ticker: TRB Security ID: 896047107 Meeting Date: MAY 9, 2007 Meeting Type: Annual Record Date: MAR 14, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Chandler For For Management 1.2 Elect Director William A. Osborn For For Management 1.3 Elect Director Miles D. White For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder - -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 17, 2007 Meeting Type: Annual Record Date: FEB 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victoria Buynisk Gluckman For For Management 1.2 Elect Director Arthur D. Collins, Jr. For For Management 1.3 Elect Director Olivia F. Kirtley For For Management 1.4 Elect Director Jerry W. Levin For For Management 1.5 Elect Director Richard G. Reiten For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Declassify the Board of Directors For For Management 5 Approve Report of the Compensation Against For Shareholder Committee 6 Establish SERP Policy Against For Shareholder - -------------------------------------------------------------------------------- UBS AG Ticker: UBSN Security ID: H89231338 Meeting Date: APR 18, 2007 Meeting Type: Annual Record Date: MAR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP AND STATUTORY AUDITORS 2 APPROPRIATION OF RETAINED EARNINGS For For Management DIVIDEND FOR FINANCIAL YEAR 2006 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management DIRECTORS AND THE GROUP EXECUTIVE BOARD 4 RE-ELECTION OF BOARD MEMBER: STEPHAN For For Management HAERINGER 5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE For For Management 6 RE-ELECTION OF BOARD MEMBER: PETER For For Management SPUHLER 7 ELECTION OF NEW BOARD MEMBER: SERGIO For For Management MARCHIONNE 8 ELECTION OF THE GROUP AND STATUTORY For For Management AUDITORS 9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management REPURCHASED UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE ARTICLES OF ASSOCIATION 10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management SHARE BUYBACK PROGRAM FOR 2007-2010 11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS - -------------------------------------------------------------------------------- UNION PACIFIC CORP. Ticker: UNP Security ID: 907818108 Meeting Date: MAY 3, 2007 Meeting Type: Annual Record Date: FEB 22, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew H. Card, Jr. For For Management 1.2 Elect Director Erroll B. Davis, Jr. For For Management 1.3 Elect Director Thomas J. Donohue For For Management 1.4 Elect Director Archie W. Dunham For For Management 1.5 Elect Director Judith Richards Hope For For Management 1.6 Elect Director Charles C. Krulak For For Management 1.7 Elect Director Michael W. McConnell For For Management 1.8 Elect Director Thomas F. McLarty III For For Management 1.9 Elect Director Steven R. Rogel For For Management 1.10 Elect Director James R. Young For For Management 2 Ratify Auditors For For Management 3 Require a Majority Vote for the Election Against For Shareholder of Directors 4 Report on Political Contributions Against For Shareholder - -------------------------------------------------------------------------------- UNUM GROUP Ticker: UNM Security ID: 91529Y106 Meeting Date: MAY 18, 2007 Meeting Type: Annual Record Date: MAR 19, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. Michael Caulfield For For Management 1.2 Elect Director Ronald E. Goldsberry For For Management 1.3 Elect Director Michael J. Passarella For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 3, 2007 Meeting Type: Annual Record Date: MAR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James R. Barker For For Management 2 Elect Director Richard L. Carrion For For Management 3 Elect Director M. Frances Keeth For For Management 4 Elect Director Robert W. Lane For For Management 5 Elect Director Sandra O. Moose For For Management 6 Elect Director Joseph Neubauer For For Management 7 Elect Director Donald T. Nicolaisen For For Management 8 Elect Director Thomas H. O'Brien For For Management 9 Elect Director Clarence Otis, Jr. For For Management 10 Elect Director Hugh B. Price For For Management 11 Elect Director Ivan G. Seidenberg For For Management 12 Elect Director Walter V. Shipley For For Management 13 Elect Director John W. Snow For For Management 14 Elect Director John R. Stafford For For Management 15 Elect Director Robert D. Storey For For Management 16 Ratify Auditors For For Management 17 Limit Executive Compensation Against Against Shareholder 18 Eliminate or Restrict Severance Against For Shareholder Agreements (Change-in-Control) 19 Disclose Information on Compensation Against For Shareholder Consultant 20 Advisory Vote to Ratify Named Executive Against For Shareholder Officer's Compensation 21 Adopt Policy on Overboarded Director Against Against Shareholder 22 Approve Terms of Existing Poison Pill Against Against Shareholder 23 Report on Charitable Contributions Against Against Shareholder - -------------------------------------------------------------------------------- VF CORP. Ticker: VFC Security ID: 918204108 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 6, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward E. Crutchfield For For Management 1.2 Elect Director George Fellows For For Management 1.3 Elect Director Daniel R. Hesse For For Management 1.4 Elect Director Clarence Otis, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 22, 2007 Meeting Type: Annual Record Date: APR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert P. Kogod For For Management 1.2 Elect Director David Mandelbaum For For Management 1.3 Elect Director Richard R. West For For Management 2 Ratify Auditors For For Management 3 Require a Majority Vote for the Election Against For Shareholder of Directors - -------------------------------------------------------------------------------- WASHINGTON MUTUAL, INC Ticker: WM Security ID: 939322103 Meeting Date: APR 17, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne V. Farrell For For Management 1.2 Elect Director Stephen E. Frank For For Management 1.3 Elect Director Kerry K. Killinger For For Management 1.4 Elect Director Thomas C. Leppert For For Management 1.5 Elect Director Charles M. Lillis For For Management 1.6 Elect Director Phillip D. Matthews For For Management 1.7 Elect Director Regina T. Montoya For For Management 1.8 Elect Director Michael K. Murphy For For Management 1.9 Elect Director Margaret Osmer Mcquade For For Management 1.10 Elect Director Mary E. Pugh For For Management 1.11 Elect Director William G. Reed, Jr. For For Management 1.12 Elect Director Orin C. Smith For For Management 1.13 Elect Director James H. Stever For For Management 2 Ratify Auditors For For Management 3 Establish SERP Policy Against For Shareholder 4 Require a Majority Vote for the Election Against For Shareholder of Directors 5 Require Director Nominee Qualifications Against Against Shareholder - -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WMI Security ID: 94106L109 Meeting Date: MAY 4, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Pastora San Juan Cafferty For For Management 2 Elect Director Frank M. Clark, Jr. For For Management 3 Elect Director Patrick W. Gross For For Management 4 Elect Director Thomas I. Morgan For For Management 5 Elect Director John C. Pope For For Management 6 Elect Director W. Robert Reum For For Management 7 Elect Director Steven G. Rothmeier For For Management 8 Elect Director David P. Steiner For For Management 9 Elect Director Thomas H. Weidemeyer For For Management 10 Ratify Auditors For For Management - -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 6, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Chen For For Management 1.2 Elect Director Lloyd H. Dean For For Management 1.3 Elect Director Susan E. Engel For For Management 1.4 Elect Director Enrique Hernandez, Jr. For For Management 1.5 Elect Director Robert L. Joss For For Management 1.6 Elect Director Richard M. Kovacevich For For Management 1.7 Elect Director Richard D. McCormick For For Management 1.8 Elect Director Cynthia H. Milligan For Against Management 1.9 Elect Director Nicholas G. Moore For For Management 1.10 Elect Director Philip J. Quigley For Against Management 1.11 Elect Director Donald B. Rice For Against Management 1.12 Elect Director Judith M. Runstad For For Management 1.13 Elect Director Stephen W. Sanger For For Management 1.14 Elect Director Susan G. Swenson For For Management 1.15 Elect Director John G. Stumpf For For Management 1.16 Elect Director Michael W. Wright For Against Management 2 Ratify Auditors For For Management 3 Separate Chairman and CEO Positions Against For Shareholder 4 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 5 Establish SERP Policy Against For Shareholder 6 Report on Racial and Ethnic Disparities Against Against Shareholder in Loan Pricing 7 Report on Emission Reduction Goals Against For Shareholder - -------------------------------------------------------------------------------- WEYERHAEUSER CO. Ticker: WY Security ID: 962166104 Meeting Date: APR 19, 2007 Meeting Type: Annual Record Date: FEB 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Rogel For Withhold Management 1.2 Elect Director Debra A. Cafaro For For Management 1.3 Elect Director Richard H. Sinkfield For Withhold Management 1.4 Elect Director D. Michael Steuert For Withhold Management 1.5 Elect Director James N. Sullivan For Withhold Management 1.6 Elect Director Kim Williams For For Management 2 Report on Political Contributions Against Against Shareholder 3 Adopt Simple Majority Vote Against For Shareholder 4 Report on Wood Sourcing Against Against Shareholder 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- WILLIAMS COMPANIES, INC., THE Ticker: WMB Security ID: 969457100 Meeting Date: MAY 17, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kathleen B. Cooper For For Management 2 Elect Director William R. Granberry For For Management 3 Elect Director Charles M. Lillis For For Management 4 Elect Director William G. Lowrie For For Management 5 Ratify Auditors For For Management 6 Approve Omnibus Stock Plan For For Management 7 Approve Qualified Employee Stock Purchase For For Management Plan - -------------------------------------------------------------------------------- WINDSTREAM CORP. Ticker: WIN Security ID: 97381W104 Meeting Date: MAY 9, 2007 Meeting Type: Annual Record Date: MAR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel E. Beall, III For For Management 1.2 Elect Director Dennis E. Foster For For Management 1.3 Elect Director Francis X. Frantz For For Management 1.4 Elect Director Jeffery R. Gardner For For Management 1.5 Elect Director Jeffrey T. Hinson For For Management 1.6 Elect Director Judy K. Jones For For Management 1.7 Elect Director William A. Montgomery For For Management 1.8 Elect Director Frank E. Reed For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Stock Retention/Holding Period Against Against Shareholder - -------------------------------------------------------------------------------- WM. WRIGLEY JR. CO. Ticker: WWY Security ID: 982526105 Meeting Date: MAR 14, 2007 Meeting Type: Annual Record Date: JAN 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Knowlton For For Management 1.2 Elect Director Steven B. Sample For For Management 1.3 Elect Director Alex Shumate For For Management 1.4 Elect Director William D. Perez For For Management 2 Amend Bylaws to Require a Majority Vote For For Management for the Election of Directors 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 23, 2007 Meeting Type: Annual Record Date: MAR 29, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Coney Burgess For For Management 1.2 Elect Director Fredric W. Corrigan For For Management 1.3 Elect Director Richard K. Davis For Withhold Management 1.4 Elect Director Roger R. Hemminghaus For For Management 1.5 Elect Director A. Barry Hirschfeld For For Management 1.6 Elect Director Richard C. Kelly For For Management 1.7 Elect Director Douglas W. Leatherdale For For Management 1.8 Elect Director Albert F. Moreno For For Management 1.9 Elect Director Margaret R. Preska For For Management 1.10 Elect Director A. Patricia Sampson For For Management 1.11 Elect Director Richard H. Truly For For Management 1.12 Elect Director David A. Westerlund For For Management 1.13 Elect Director Timothy V. Wolf For For Management 2 Ratify Auditors For For Management 3 Separate Chairman and CEO Positions Against For Shareholder 4 Pay For Superior Performance Against Against Shareholder - -------------------------------------------------------------------------------- XTO ENERGY INC Ticker: XTO Security ID: 98385X106 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lane G. Collins For For Management 2 Elect Director Scott G. Sherman For For Management 3 Elect Director Bob R. Simpson For For Management 4 Ratify Auditors For For Management Fund: Principal Variable Contracts Fund, Inc. - Equity Value Account Sub-Advisor: American Century Investment Management, Inc. Vote Summary Report Jul 01, 2006 - Jun 30, 2007 American Century Equity Value Account (Principal) Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- --------------------------------------- ------------- ------------ ---------- ----------- ---------- ---------- - ----------------------------------------------------------------------------------------------------------------------------------- 04/27/07 - A Abbott Laboratories *ABT* 002824100 02/28/07 1,880 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 4 Separate Chairman and CEO Positions Against Against ShrHoldr 04/26/07 - A Altria Group, Inc. *MO* 02209S103 03/05/07 1,140 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Provide for Cumulative Voting Against For ShrHoldr 4 Disclose Information on Secondhand Smoke Against Against ShrHoldr 5 Cease Add Campaigns Oriented to Prevent Against Against ShrHoldr Youth Smoking 6 Cease Production, Promotion, and Marketing Against Against ShrHoldr of Tobacco Products 7 Adopt Animal Welfare Policy Against Against ShrHoldr 05/16/07 - A American International Group, Inc. 026874107 03/23/07 1,790 *AIG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt 4 Performance-Based and/or Time-Based Equity Against Against ShrHoldr Awards 05/09/07 - A Amgen, Inc. *AMGN* 031162100 03/12/07 290 1 Elect Director Frank J. Biondi, Jr. For For Mgmt 2 Elect Director Jerry D. Choate For For Mgmt 3 Elect Director Frank C. Herringer For For Mgmt 4 Elect Director Gilbert S. Omenn For For Mgmt 5 Ratify Auditors For For Mgmt 6 Declassify the Board of Directors For For Mgmt 7 Declassify the Board of Directors For For Mgmt 8 Develop an Animal Welfare Policy Against Against ShrHoldr 9 Prepare a Sustainability Report Against Against ShrHoldr 05/16/07 - A Anadarko Petroleum Corp. *APC* 032511107 03/21/07 530 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 03/14/07 - A Applied Materials, Inc. *AMAT* 038222105 01/19/07 490 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt 4 Amend Executive Incentive Bonus Plan For For Mgmt 5 Ratify Auditors For For Mgmt 07/21/06 - S AT&T Inc *T* 00206R102 06/01/06 3,080 1 Approve Merger Agreement For For Mgmt 04/27/07 - A AT&T Inc *T* 00206R102 02/28/07 5,280 1 Elect Director William F. Aldinger III For For Mgmt 2 Elect Director Gilbert F. Amelio For For Mgmt 3 Elect Director Reuben V. Anderson For For Mgmt 4 Elect Director James H. Blanchard For For Mgmt 5 Elect Director August A. Busch III For For Mgmt 6 Elect Director James P. Kelly For For Mgmt 7 Elect Director Charles F. Knight For For Mgmt 8 Elect Director Jon C. Madonna For For Mgmt 9 Elect Director Lynn M. Martin For For Mgmt 10 Elect Director John B. McCoy For For Mgmt 11 Elect Director Mary S. Metz For For Mgmt 12 Elect Director Toni Rembe For For Mgmt 13 Elect Director Joyce M. Roche For For Mgmt 14 Elect Director Randall L. Stephenson For For Mgmt 15 Elect Director Laura D' Andrea Tyson For For Mgmt 16 Elect Director Patricia P. Upton For For Mgmt 17 Elect Director Edward E. Whitacre, Jr. For For Mgmt 18 Ratify Auditors For For Mgmt 19 Compensation Specific-Severance Payments to For For Mgmt Executives 20 Report on Political Contributions Against Against ShrHoldr 21 Amend Articles/Bylaws/Charter - Call Against For ShrHoldr Special Meetings 22 Pay For Superior Performance Against Against ShrHoldr 23 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 24 Establish SERP Policy Against Against ShrHoldr 04/25/07 - A Bank of America Corp. *BAC* 060505104 03/02/07 4,440 1 Elect Director William Barnet, III For For Mgmt 2 Elect Director Frank P. Bramble, Sr. For For Mgmt 3 Elect Director John T. Collins For For Mgmt 4 Elect Director Gary L. Countryman For For Mgmt 5 Elect Director Tommy R. Franks For For Mgmt 6 Elect Director Charles K. Gifford For For Mgmt 7 Elect Director W. Steven Jones For For Mgmt 8 Elect Director Kenneth D. Lewis For For Mgmt 9 Elect Director Monica C. Lozano For For Mgmt 10 Elect Director Walter E. Massey For For Mgmt 11 Elect Director Thomas J. May For For Mgmt 12 Elect Director Patricia E. Mitchell For For Mgmt 13 Elect Director Thomas M. Ryan For For Mgmt 14 Elect Director O. Temple Sloan, Jr. For For Mgmt 15 Elect Director Meredith R. Spangler For For Mgmt 16 Elect Director Robert L. Tillman For For Mgmt 17 Elect Director Jackie M. Ward For For Mgmt 18 Ratify Auditors For For Mgmt 19 Prohibit Executive Stock-Based Awards Against Against ShrHoldr 20 Change Size of Board of Directors Against Against ShrHoldr 21 Separate Chairman and CEO Positions Against Against ShrHoldr 07/21/06 - S BellSouth Corp. 079860102 06/01/06 1,560 1 Approve Merger Agreement For For Mgmt 06/13/07 - A Caterpillar Inc. *CAT* 149123101 04/16/07 490 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against Against ShrHoldr 4 Require a Majority Vote for the Election of Against Against ShrHoldr Directors 04/25/07 - A Chevron Corporation *CVX* 166764100 03/12/07 2,750 1 Elect Director Samuel H. Armacost For For Mgmt 2 Elect Director Linnet F. Deily For For Mgmt 3 Elect Director Robert E. Denham For For Mgmt 4 Elect Director Robert J. Eaton For For Mgmt 5 Elect Director Sam Ginn For For Mgmt 6 Elect Director Franklyn G. Jenifer For For Mgmt 7 Elect Director Sam Nunn For For Mgmt 8 Elect Director David J. O'Reilly For For Mgmt 9 Elect Director Donald B. Rice For For Mgmt 10 Elect Director Peter J. Robertson For For Mgmt 11 Elect Director Kevin W. Sharer For For Mgmt 12 Elect Director Charles R. Shoemate For For Mgmt 13 Elect Director Ronald D. Sugar For For Mgmt 14 Elect Director Carl Ware For For Mgmt 15 Ratify Auditors For For Mgmt 16 Reduce Supermajority Vote Requirement For For Mgmt 17 Adopt Human Rights Policy Against Against ShrHoldr 18 Adopt Greenhouse Gas Emission Reduction Against Against ShrHoldr Goals 19 Adopt Animal Welfare Policy Against Against ShrHoldr 20 Separate Chairman and CEO Positions Against Against ShrHoldr 21 Approve/Amend Terms of Existing Poison Pill Against Against ShrHoldr 22 Report on Market Specific Environmental Laws Against Against ShrHoldr 04/17/07 - A Citigroup Inc. *C* 172967101 02/21/07 5,760 1 Elect Director C. Michael Armstrong For For Mgmt 2 Elect Director Alain J.P. Belda For For Mgmt 3 Elect Director George David For For Mgmt 4 Elect Director Kenneth T. Derr For For Mgmt 5 Elect Director John M. Deutch For For Mgmt 6 Elect Director Roberto Hernandez Ramirez For For Mgmt 7 Elect Director Klaus Kleinfeld For For Mgmt 8 Elect Director Andrew N. Liveris For For Mgmt 9 Elect Director Anne Mulcahy For For Mgmt 10 Elect Director Richard D. Parsons For For Mgmt 11 Elect Director Charles Prince For For Mgmt 12 Elect Director Judith Rodin For For Mgmt 13 Elect Director Robert E. Rubin For For Mgmt 14 Elect Director Franklin A. Thomas For For Mgmt 15 Ratify Auditors For For Mgmt 16 Report on Government Service of Employees Against Against ShrHoldr 17 Report on Political Contributions Against Against ShrHoldr 18 Report on Charitable Contributions Against Against ShrHoldr 19 Approve Report of the Compensation Committee Against Against ShrHoldr 20 Report on Pay Disparity Against Against ShrHoldr 21 Separate Chairman and CEO Positions Against Against ShrHoldr 22 Stock Retention/Holding Period Against Against ShrHoldr 23 Restore or Provide for Cumulative Voting Against For ShrHoldr 24 Amend Bylaws to Permit Shareholders to Call Against For ShrHoldr Special Meetings 07/31/06 - A Computer Sciences Corporation *CSC* 205363104 06/02/06 470 1 Elect Directors For For Mgmt 2 Approve Non-Employee Director Omnibus Stock For For Mgmt Plan 3 Ratify Auditors For For Mgmt 4 Board Diversity Against Against ShrHoldr 05/09/07 - A ConocoPhillips *COP* 20825C104 03/12/07 1,960 1 Elect Director James E. Copeland, Jr. For For Mgmt 2 Elect Director Kenneth M. Duberstein For For Mgmt 3 Elect Director Ruth R. Harkin For For Mgmt 4 Elect Director William R. Rhodes For For Mgmt 5 Elect Director J. Stapleton Roy For For Mgmt 6 Elect Director William E. Wade, Jr. For For Mgmt 7 Ratify Auditors For For Mgmt 8 Report on Political Contributions Against Against ShrHoldr 9 Report on Renewable Energy Sources Against Against ShrHoldr 10 Require Director Nominee Qualifications Against Against ShrHoldr 11 Report on Environmental Damage from Against Against ShrHoldr Drilling in the National Petroleum Reserve 12 Report on Indigenous Peoples Rights Policies Against Against ShrHoldr 13 Report on Community Impact of Operations Against Against ShrHoldr 02/28/07 - A Deere & Co. *DE* 244199105 12/31/06 500 1 Elect Director Robert W. Lane For For Mgmt 2 Elect Director Antonio Madero B. For For Mgmt 3 Elect Director Aulana L. Peters For For Mgmt 4 Ratify Auditors For For Mgmt 06/06/07 - A Devon Energy Corp. *DVN* 25179M103 04/09/07 460 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/17/07 - A Dover Corporation *DOV* 260003108 02/28/07 940 1 Elect Directors For For Mgmt 2 Sustainability Report Against For ShrHoldr 3 Other Business For Against Mgmt 04/25/07 - A E.I. Du Pont De Nemours & Co. *DD* 263534109 03/02/07 1,290 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt 4 Report on Genetically Modified Organisms Against Against ShrHoldr 5 Evaluate Community Impact of Plant Closures Against Against ShrHoldr or Layoffs 6 Report on PFOA Compounds in DuPont Products Against Against ShrHoldr 7 Report on Lobbying Expenditures related to Against Against ShrHoldr Environmental Pollution 8 Prepare a Global Warming Report Against Against ShrHoldr 9 Report on Security of Chemical Facilities Against Against ShrHoldr 04/16/07 - A Eli Lilly and Co. *LLY* 532457108 02/15/07 550 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt 5 Report on Animal Welfare Against Against ShrHoldr 6 Report on Animal Testing Policies Against Against ShrHoldr 7 Separate Chairman and CEO Positions Against Against ShrHoldr 8 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter 9 Adopt Simple Majority Vote Against For ShrHoldr 05/08/07 - A Exelon Corp. *EXC* 30161N101 03/19/07 1,580 1 Elect Director Nicholas DeBenedictis For Against Mgmt 2 Elect Director Sue L. Gin For For Mgmt 3 Elect Director William C. Richardson, Ph.D. For For Mgmt 4 Elect Director Thomas J. Ridge For For Mgmt 5 Elect Director Don Thompson For For Mgmt 6 Elect Director Stephen D. Steinour For For Mgmt 7 Ratify Auditors For For Mgmt 8 Declassify the Board of Directors For For Mgmt 9 Submit Severance Agreement (Change in Against Against ShrHoldr Control) to shareholder Vote 05/30/07 - A Exxon Mobil Corp. *XOM* 30231G102 04/05/07 4,310 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr 4 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings 5 Separate Chairman and CEO Positions Against Against ShrHoldr 6 Initiate Payment of Cash Dividend Against Against ShrHoldr 7 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 8 Company-Specific- Amend Article IX of the Against Against ShrHoldr Corporation's by-laws 9 Review Executive Compensation Against Against ShrHoldr 10 Limit Executive Compensation Against Against ShrHoldr 11 Claw-back of Payments under Restatements Against Against ShrHoldr 12 Report on Political Contributions Against Against ShrHoldr 13 Amend Equal Employment Opportunity Policy Against Against ShrHoldr to Prohibit Discrimination Based on Sexual Orientation 14 Report on Environmental Accountability Against Against ShrHoldr 15 Report on Emission Reduction Goals Against Against ShrHoldr 16 Report on Carbon Dioxide Emissions Against Against ShrHoldr Information at Gas Stations 17 Adopt Policy to Increase Renewable Energy Against Against ShrHoldr Portfolio 05/23/07 - A Fiserv, Inc. *FISV* 337738108 03/20/07 680 1 Elect Directors For For Mgmt 2 Company Specific- Provide Majority Vote for For Against Mgmt the Election of Directors 3 Approve Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt 09/08/06 - A Freddie Mac *FRE* 313400301 06/30/06 2,300 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Charitable Contributions Against Against ShrHoldr 06/08/07 - A Freddie Mac *FRE* 313400301 03/30/07 2,680 1 Elect Director Barbara T. Alexander For For Mgmt 2 Elect Director Geoffrey T. Boisi For For Mgmt 3 Elect Director Michelle Engler For For Mgmt 4 Elect Director Robert R. Glauber For For Mgmt 5 Elect Director Richard Karl Goeltz For For Mgmt 6 Elect Director Thomas S. Johnson For For Mgmt 7 Elect Director William M. Lewis, Jr For For Mgmt 8 Elect Director Eugene M. McQuade For For Mgmt 9 Elect Director Shaud F. O Malley For For Mgmt 10 Elect Director Jeffrey M. Peek For For Mgmt 11 Elect Director Nicolas P. Retsinas For For Mgmt 12 Elect Director Stephen A. Ross For For Mgmt 13 Elect Director Richard F. Syron For For Mgmt 14 Ratify Auditors For For Mgmt 15 Amend Omnibus Stock Plan For Against Mgmt 04/24/07 - A Gannett Co., Inc. *GCI* 364730101 02/28/07 1,260 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt 4 Company Specific-Governance Against Against ShrHoldr Related--Require Chairman to be Independent 04/25/07 - A General Electric Co. *GE* 369604103 02/26/07 2,560 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt Majority Vote Standard in Director For For Mgmt Elections 4 Approve Omnibus Stock Plan For For Mgmt 5 Company-Specific-Approve Material Terms of For Against Mgmt Senior Officer Performance Goals 6 Provide for Cumulative Voting Against For ShrHoldr 7 Company-Specific -- Adopt Policy on Against Against ShrHoldr Overboarded Directors 8 Company-Specific -- One Director from the Against Against ShrHoldr Ranks of Retirees 9 Separate Chairman and CEO Positions Against Against ShrHoldr 10 Limit Dividend and Dividend Equivalent Against Against ShrHoldr Payments to Executives 11 Report on Charitable Contributions Against Against ShrHoldr 12 Report on Global Warming Against Against ShrHoldr 13 Adopt Ethical Criteria for Military Against Against ShrHoldr Contracts 14 Report on Pay Disparity Against Against ShrHoldr 09/07/06 - A H&R Block, Inc. *HRB* 093671105 07/05/06 510 1 Elect Directors For For Mgmt 2 Approve Stock Option Plan For Against Mgmt 3 Approve/Amend Executive Incentive Bonus Plan For For Mgmt 4 Ratify Auditors For For Mgmt 03/14/07 - A Hewlett-Packard Co. *HPQ* 428236103 01/16/07 2,270 1 Elect Director L.T. Babbio, Jr. For For Mgmt 2 Elect Director S.M. Baldauf For For Mgmt 3 Elect Director R.A. Hackborn For For Mgmt 4 Elect Director J.H. Hammergren For For Mgmt 5 Elect Director M.V. Hurd For For Mgmt 6 Elect Director R.L. Ryan For For Mgmt 7 Elect Director L.S. Salhany For For Mgmt 8 Elect Director G.K.Thompson For For Mgmt 9 Ratify Auditors For For Mgmt 10 Require Director Nominee Qualifications Against For ShrHoldr 11 Separate Chairman and CEO Positions Against Against ShrHoldr 12 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote 13 Performance-Based Equity Awards Against For ShrHoldr 05/24/07 - A Home Depot, Inc. *HD* 437076102 03/26/07 1,340 1 Elect Director David H. Batchelder For For Mgmt 2 Elect Director Francis S. Blake For For Mgmt 3 Elect Director Gregory D. Brenneman For For Mgmt 4 Elect Director John L. Clendenin For For Mgmt 5 Elect Director Claudio X. Gonzalez For For Mgmt 6 Elect Director Milledge A. Hart, III For For Mgmt 7 Elect Director Bonnie G. Hill For For Mgmt 8 Elect Director Laban P. Jackson, Jr. For For Mgmt 9 Elect Director Helen Johnson-Leipold For For Mgmt 10 Elect Director Lawrence R. Johnston For For Mgmt 11 Elect Director Kenneth G. Langone For For Mgmt 12 Ratify Auditors For For Mgmt 13 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr Pill) to Shareholder Vote 14 Prepare Employment Diversity Report Against Against ShrHoldr 15 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 16 Claw-back of Payments under Restatements Against Against ShrHoldr 17 Submit Supplemental Executive Retirement Against Against ShrHoldr Plans to Shareholder vote 18 Performance-Based Equity Awards Against Against ShrHoldr 19 Pay for Superior Performance Against Against ShrHoldr 20 Affirm Political Non-partisanship Against Against ShrHoldr 21 Separate Chairman and CEO Positions Against Against ShrHoldr 06/06/07 - A Ingersoll-Rand Company Limited *IR* G4776G101 04/09/07 1,420 Meeting for Holders of ADR's 1 Elect Directors For For Mgmt 2 ADOPTION OF THE INCENTIVE STOCK PLAN OF For Against Mgmt 2007. 3 Ratify Auditors For For Mgmt 4 SHAREHOLDER PROPOSAL TO REQUIRE A Against Against ShrHoldr SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION. 05/16/07 - A Intel Corp. *INTC* 458140100 03/19/07 1,490 1 Elect Director Craig R. Barrett For For Mgmt 2 Elect Director Charlene Barshefsky For Against Mgmt 3 Elect Director Susan L. Decker For For Mgmt 4 Elect Director D. James Guzy For For Mgmt 5 Elect Director Reed E. Hundt For For Mgmt 6 Elect Director Paul S. Otellini For For Mgmt 7 Elect Director James D. Plummer For For Mgmt 8 Elect Director David S. Pottruck For For Mgmt 9 Elect Director Jane E. Shaw For For Mgmt 10 Elect Director John L. Thornton For For Mgmt 11 Elect Director David B. Yoffie For For Mgmt 12 Ratify Auditors For For Mgmt 13 Amend Omnibus Stock Plan For Against Mgmt 14 Approve Executive Incentive Bonus Plan For For Mgmt 15 Limit Executive Compensation Against Against ShrHoldr 04/24/07 - A International Business Machines Corp. 459200101 02/23/07 850 *IBM* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt 4 Reduce Supermajority Vote Requirement For For Mgmt 5 Reduce Supermajority Vote Requirement For For Mgmt 6 Reduce Supermajority Vote Requirement For For Mgmt 7 Restore or Provide for Cumulative Voting Against For ShrHoldr 8 Evaluate Age Discrimination in Retirement Against Against ShrHoldr Plans 9 Review Executive Compensation Against Against ShrHoldr 10 Report on Outsourcing Against Against ShrHoldr 11 Require a Majority Vote for the Election of Against Against ShrHoldr Directors 04/26/07 - A Johnson & Johnson *JNJ* 478160104 02/27/07 1,480 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against Against ShrHoldr Directors 4 Submit Supplemental Executive Retirement Against Against ShrHoldr Plans to Shareholder vote 05/15/07 - A JPMorgan Chase & Co. *JPM* 46625H100 03/16/07 3,280 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Put Repricing of Stock Options to Against Against ShrHoldr Shareholder Vote 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards 5 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 6 Separate Chairman and CEO Positions Against Against ShrHoldr 7 Provide for Cumulative Voting Against For ShrHoldr 8 Require a Majority Vote for the Election of Against Against ShrHoldr Directors 9 Report on Political Contributions Against Against ShrHoldr 10 Report on Management Initiatives to Address Against Against ShrHoldr Links to Slavery and Human Rights Abuse 05/17/07 - A Liz Claiborne, Inc. *LIZ* 539320101 03/19/07 1,070 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against Against ShrHoldr Directors 08/03/06 - S Loews Corp. 540424108 06/22/06 1,130 1 Increase Authorized Common Stock For Against Mgmt 2 Adjust Par Value of Common Stock For For Mgmt 05/08/07 - A Loews Corp. 540424108 03/15/07 1,330 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Executive Incentive Bonus Plan For For Mgmt 4 Provide for Cumulative Voting Against For ShrHoldr 5 Social Proposal Against Against ShrHoldr 05/17/07 - A Marsh & McLennan Companies, Inc. 571748102 03/20/07 1,280 *MMC* 1 Elect Director Zachary W. Carter For For Mgmt 2 Elect Director Oscar Fanjul For For Mgmt 3 Ratify Auditors For For Mgmt 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt 5 Report on Political Contributions Against Against ShrHoldr 05/24/07 - A McDonald's Corp. *MCD* 580135101 03/26/07 1,390 1 Elect Director Edward A. Brennan For For Mgmt 2 Elect Director Walter E. Massey For For Mgmt 3 Elect Director John W. Rogers, Jr. For For Mgmt 4 Elect Director Roger W. Stone For For Mgmt 5 Ratify Auditors For For Mgmt 6 Label Genetically Modified Organisms Against Against ShrHoldr 7 Adopt and Implement ILO Based Code of Against Against ShrHoldr Conduct 04/24/07 - A Merck & Co., Inc. *MRK* 589331107 02/23/07 1,050 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt 4 Reduce Supermajority Vote Requirement For For Mgmt 5 Establish Range For Board Size For For Mgmt 6 Replace Cumulative Voting to Majority Vote For Against Mgmt Standard for the Election of Directors 7 Publish Political Contributions Against Against ShrHoldr 8 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 04/27/07 - A Merrill Lynch & Co., Inc. 590188108 02/28/07 1,170 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr 4 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 5 Performance-Based and/or Time-Based Equity Against Against ShrHoldr Awards 11/14/06 - A Microsoft Corp. *MSFT* 594918104 09/08/06 3,370 1 Elect Director William H. Gates, III For For Mgmt 2 Elect Director Steven A. Ballmer For For Mgmt 3 Elect Director James I. Cash, Jr., Ph.D. For For Mgmt 4 Elect Director Dina Dublon For For Mgmt 5 Elect Director Raymond V. Gilmartin For For Mgmt 6 Elect Director David F. Marquardt For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Helmut Panke For For Mgmt 9 Elect Director Jon A. Shirley For For Mgmt 10 Ratify Auditors For For Mgmt 11 Cease Product Sales that Can Be Used to Against Against ShrHoldr Violate Human Rights 12 Amend EEO Statement to Not Reference Sexual Against Against ShrHoldr Orientation 13 Establish Shareholder Advisory Committee Against Against ShrHoldr 04/10/07 - A Morgan Stanley 617446448 02/09/07 1,310 1 Elect Director Roy J. Bostock For For Mgmt 2 Elect Director Erskine B. Bowles For For Mgmt 3 Elect Director Howard J. Davies For For Mgmt 4 Elect Director C. Robert Kidder For For Mgmt 5 Elect Director John J. Mack For For Mgmt 6 Elect Director Donald T. Nicolaisen For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Hutham S. Olayan For For Mgmt 9 Elect Director Charles E. Phillips, Jr. For For Mgmt 10 Elect Director Griffith Sexton For For Mgmt 11 Elect Director Laura D. Tyson For For Mgmt 12 Elect Director Klaus Zumwinkel For For Mgmt 13 Ratify Auditors For For Mgmt 14 Approve Omnibus Stock Plan For Against Mgmt 15 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter 16 Approve Report of the Compensation Committee Against Against ShrHoldr 05/07/07 - PC Motorola, Inc. *MOT* 620076109 03/08/07 880 Management Proxy (White Card) 1 Elect Directors For DoNotVote Mgmt 2 Amend Qualified Employee Stock Purchase Plan For DoNotVote Mgmt 3 Advisory Vote to Ratify Named Executive Against DoNotVote ShrHoldr Officers' Compensation 4 Claw-back of Payments under Restatements Against DoNotVote ShrHoldr Dissident Proxy (Gold Card) 1 Elect Directors (Opposition Slate) For For Mgmt 2 Amend Qualified Employee Stock Purchase Plan None For Mgmt 3 Advisory Vote to Ratify Named Executive For Against ShrHoldr Officers' Compensation 4 Claw-back of Payments under Restatements None For ShrHoldr 04/24/07 - A National City Corp. *NCC* 635405103 03/02/07 40 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Pay For Superior Performance Against Against ShrHoldr 05/08/07 - A Newell Rubbermaid Inc. *NWL* 651229106 03/15/07 1,430 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt Simple Majority Vote Against For ShrHoldr 4 Require a Majority Vote for the Election of Against Against ShrHoldr Directors 05/08/07 - A NiSource Inc. *NI* 65473P105 03/13/07 1,600 1 Elect Director Steven C. Beering For For Mgmt 2 Elect Director Dennis E. Foster For For Mgmt 3 Elect Director Marty K. Kittrell For For Mgmt 4 Elect Director Peter McCausland For For Mgmt 5 Elect Director Steven R. McCracken For For Mgmt 6 Elect Director W. Lee Nutter For For Mgmt 7 Elect Director Ian M. Rolland For For Mgmt 8 Elect Director Robert C. Skaggs, Jr For For Mgmt 9 Elect Director Richard L. Thompson For For Mgmt 10 Elect Director Carolyn Y. Woo For For Mgmt 11 Elect Director Roger A. Young For For Mgmt 12 Ratify Auditors For For Mgmt 05/16/07 - A Northrop Grumman Corp. *NOC* 666807102 03/20/07 840 1 Elect Director Lewis W. Coleman For For Mgmt 2 Elect Director Victor H. Fazio For For Mgmt 3 Elect Director Donald E. Felsinger For For Mgmt 4 Elect Director Stephen E. Frank For For Mgmt 5 Elect Director Charles R. Larson For For Mgmt 6 Elect Director Richard B. Myers For For Mgmt 7 Elect Director Philip A. Odeen For For Mgmt 8 Elect Director Aulana L. Peters For For Mgmt 9 Elect Director Kevin W. Sharer For For Mgmt 10 Elect Director Ronald D. Sugar For For Mgmt 11 Ratify Auditors For For Mgmt 12 Approve Non-Employee Director Omnibus Stock For Against Mgmt Plan 13 Report on Foreign Arms Sales Against Against ShrHoldr 14 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 15 Separate Chairman and CEO Positions Against Against ShrHoldr 05/10/07 - A Nucor Corp. *NUE* 670346105 03/12/07 490 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against Against ShrHoldr Directors 10/09/06 - A Oracle Corp. *ORCL* 68389X105 08/14/06 2,430 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Amend Non-Employee Director Omnibus Stock For Against Mgmt Plan 10/25/06 - A Parker-Hannifin Corp. *PH* 701094104 08/31/06 460 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr 04/26/07 - A Pfizer Inc. *PFE* 717081103 03/01/07 5,040 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr 4 Report on Animal Testing Policies Against Against ShrHoldr 5 Amend Animal Welfare Policy Against Against ShrHoldr 6 Require Director Nominee Qualifications Against Against ShrHoldr 04/24/07 - A PNC Financial Services Group, Inc. 693475105 02/28/07 610 *PNC* 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Ratify Auditors For For Mgmt 04/19/07 - A PPG Industries, Inc. *PPG* 693506107 02/16/07 1,100 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Articles/Bylaws/Charter General For Against Mgmt Matters 4 Eliminate Cumulative Voting For For Mgmt 5 Submit Severance Agreement (Change in Against Against ShrHoldr Control) to shareholder Vote 05/23/07 - A PPL Corp. *PPL* 69351T106 02/28/07 2,270 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt Simple Majority Vote Against For ShrHoldr 05/24/07 - A R. R. Donnelley & Sons Co. *RRD* 257867101 04/05/07 1,280 1 Elect Director Thomas J. Quinlan, III For For Mgmt 2 Elect Director Oliver R. Sockwell For For Mgmt 3 Elect Director Stephen M. Wolf For For Mgmt 4 Ratify Auditors For For Mgmt 5 Declassify the Board of Directors For For Mgmt 6 Reduce Supermajority Vote Requirement For For Mgmt 7 Prepare a Sustainability Report Against Against ShrHoldr 8 Declassify the Board of Directors Against For ShrHoldr 05/15/07 - A Royal Dutch Shell plc 780259206 04/04/07 2,670 Meeting for Holders of ADRs 1 ADOPTION OF ANNUAL REPORT AND ACCOUNTS For For Mgmt 2 APPROVAL OF REMUNERATION REPORT For For Mgmt 3 ELECTION OF RIJKMAN GROENINK AS A DIRECTOR For For Mgmt OF THE COMPANY 4 RE-ELECTION OF MALCOLM BRINDED AS A For For Mgmt DIRECTOR OF THE COMPANY 5 RE-ELECTION OF LINDA COOK AS A DIRECTOR OF For For Mgmt THE COMPANY 6 RE-ELECTION OF MAARTEN VAN DEN BERGH AS A For For Mgmt DIRECTOR OF THE COMPANY 7 RE-ELECTION OF NINA HENDERSON AS A DIRECTOR For For Mgmt OF THE COMPANY 8 RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A For For Mgmt DIRECTOR OF THE COMPANY 9 Ratify Auditors For For Mgmt 10 REMUNERATION OF AUDITORS For For Mgmt 11 AUTHORITY TO ALLOT SHARES For For Mgmt 12 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Mgmt 13 AUTHORITY TO PURCHASE OWN SHARES For For Mgmt 14 AUTHORITY FOR CERTAIN DONATIONS AND For For Mgmt EXPENDITURE 10/26/06 - A Sara Lee Corp. *SLE* 803111103 09/01/06 1,580 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against Against ShrHoldr 4 Approve Report of the Compensation Committee Against Against ShrHoldr 05/08/07 - A Sprint Nextel Corp *S* 852061100 03/20/07 3,230 1 Elect Director Keith J. Bane For For Mgmt 2 Elect Director Robert R. Bennett For For Mgmt 3 Elect Director Gordon M. Bethune For For Mgmt 4 Elect Director Frank M. Drendel For For Mgmt 5 Elect Director Gary D. Forsee For For Mgmt 6 Elect Director James H. Hance, Jr. For For Mgmt 7 Elect Director V. Janet Hill For For Mgmt 8 Elect Director Irvine O. Hockaday, Jr. For For Mgmt 9 Elect Director Linda Koch Lorimer For For Mgmt 10 Elect Director William H. Swanson For For Mgmt 11 Ratify Auditors For For Mgmt 12 Approve Omnibus Stock Plan For For Mgmt 13 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 05/15/07 - A The Allstate Corp. *ALL* 020002101 03/16/07 1,390 1 Elect Director F. Duane Ackerman For For Mgmt 2 Elect Director James G. Andress For For Mgmt 3 Elect Director Robert D. Beyer For For Mgmt 4 Elect Director W. James Farrell For For Mgmt 5 Elect Director Jack M. Greenberg For For Mgmt 6 Elect Director Ronald T. LeMay For For Mgmt 7 Elect Director Edward M. Liddy For For Mgmt 8 Elect Director J. Christopher Reyes For For Mgmt 9 Elect Director H. John Riley, Jr. For For Mgmt 10 Elect Director Joshua I. Smith For For Mgmt 11 Elect Director Judith A. Sprieser For For Mgmt 12 Elect Director Mary Alice Taylor For For Mgmt 13 Elect Director Thomas J. Wilson For For Mgmt 14 Ratify Auditors For For Mgmt 15 Reduce Supermajority Vote Requirement For For Mgmt 04/10/07 - A The Bank Of New York Mellon Corp. 064057102 02/20/07 1,550 *BK* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter 4 Restore or Provide for Cumulative Voting Against For ShrHoldr 5 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 05/24/07 - S The Bank Of New York Mellon Corp. 064057102 04/12/07 1,590 *BK* 1 Approve Merger Agreement For For Mgmt 2 Adopt Supermajority Vote Requirement for For For Mgmt Mergers 3 Increase Authorized Preferred and Common For For Mgmt Stock 4 Adjourn Meeting For For Mgmt 04/18/07 - A The Coca-Cola Company *KO* 191216100 02/20/07 1,590 1 Elect Director Herbert A. Allen For For Mgmt 2 Elect Director Ronald W. Allen For For Mgmt 3 Elect Director Cathleen P. Black For For Mgmt 4 Elect Director Barry Diller For For Mgmt 5 Elect Director E. Neville Isdell For For Mgmt 6 Elect Director Donald R. Keough For For Mgmt 7 Elect Director Donald F. McHenry For For Mgmt 8 Elect Director Sam Nunn For For Mgmt 9 Elect Director James D. Robinson, III For For Mgmt 10 Elect Director Peter V. Ueberroth For For Mgmt 11 Elect Director James B. Williams For For Mgmt 12 Ratify Auditors For For Mgmt 13 Approve Executive Incentive Bonus Plan For For Mgmt 14 Limit Executive Compensation Against Against ShrHoldr 15 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 16 Report on Chemical and Biological Testing Against Against ShrHoldr Data 17 Report on Environmental Liabilities in India Against Against ShrHoldr 18 Performance-Based and/or Time-Based Equity Against Against ShrHoldr Awards 06/05/07 - A The Gap, Inc. *GPS* 364760108 04/09/07 2,080 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/16/07 - A The Hartford Financial Services 416515104 03/20/07 840 Group, Inc. *HIG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/28/07 - A The Kroger Co. *KR* 501044101 04/30/07 1,570 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Amend Articles/Regulations--i)Rules of For For Mgmt Conduct in Connection with Shareholder Meetings and (ii) Meetings Outside Cincinnati 4 Ratify Auditors For For Mgmt 5 Report on Climate Change Against Against ShrHoldr 05/23/07 - A The Pepsi Bottling Group, Inc. *PBG* 713409100 03/26/07 1,600 1 Elect Director Linda G. Alvarado For For Mgmt 2 Elect Director Barry H. Beracha For For Mgmt 3 Elect Director Eric J. Foss For For Mgmt 4 Elect Director Ira D. Hall For For Mgmt 5 Elect Director Hugh F. Johnston For For Mgmt 6 Elect Director Susan D. Kronick For For Mgmt 7 Elect Director Blythe J. McGarvie For For Mgmt 8 Elect Director Margaret D. Moore For For Mgmt 9 Elect Director John A. Quelch For For Mgmt 10 Elect Director Javier G. Teruel For For Mgmt 11 Ratify Auditors For For Mgmt 05/18/07 - A Time Warner Inc *TWX* 887317105 03/30/07 5,950 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers'Compensation 5 Separate Chairman and CEO Positions Against Against ShrHoldr 6 Company Specific- Adopt Simple Majority Vote Against For ShrHoldr 7 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings 8 Company-Specific- Stockholder Ratification Against Against ShrHoldr of Director Compensation, When a Stockholder Rights Plan Has Been Adopted 04/26/07 - A Torchmark Corp. *TMK* 891027104 03/02/07 650 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt 4 Commit to Board Diversity Against Against ShrHoldr 03/08/07 - A Tyco International Ltd. *TYC* 902124106 01/12/07 2,490 Meeting for ADR Holders 1 Elect Directors For Mgmt 2 Ratify Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/08/07 - S Tyco International Ltd. *TYC* 902124106 01/12/07 2,490 Meeting for ADR Holders 1 APPROVAL OF REVERSE STOCK SPLIT OF THE For Mgmt COMPANYS COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4 2 APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE For Mgmt COMPANY S AMENDED AND RESTATED BYE-LAWS. Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A Verizon Communications *VZ* 92343V104 03/05/07 2,300 1 Elect Director James R. Barker For For Mgmt 2 Elect Director Richard L. Carrion For For Mgmt 3 Elect Director M. Frances Keeth For For Mgmt 4 Elect Director Robert W. Lane For For Mgmt 5 Elect Director Sandra O. Moose For For Mgmt 6 Elect Director Joseph Neubauer For For Mgmt 7 Elect Director Donald T. Nicolaisen For For Mgmt 8 Elect Director Thomas H. O'Brien For For Mgmt 9 Elect Director Clarence Otis, Jr. For For Mgmt 10 Elect Director Hugh B. Price For For Mgmt 11 Elect Director Ivan G. Seidenberg For For Mgmt 12 Elect Director Walter V. Shipley For For Mgmt 13 Elect Director John W. Snow For For Mgmt 14 Elect Director John R. Stafford For For Mgmt 15 Elect Director Robert D. Storey For For Mgmt 16 Ratify Auditors For For Mgmt 17 Limit Executive Compensation Against Against ShrHoldr 18 Eliminate or Restrict Severance Agreements Against Against ShrHoldr (Change-in-Control) 19 Disclose Information on Compensation Against Against ShrHoldr Consultant 20 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officer's Compensation 21 Adopt Policy on Overboarded Director Against Against ShrHoldr 22 Approve Terms of Existing Poison Pill Against Against ShrHoldr 23 Report on Charitable Contributions Against Against ShrHoldr 04/24/07 - A VF Corp. *VFC* 918204108 03/06/07 560 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt 3 Ratify Auditors For For Mgmt 08/31/06 - S Wachovia Corp. *WB* 929903102 07/11/06 1,560 1 Issue Shares in Connection with an For Against Mgmt Acquisition 2 Amend Omnibus Stock Plan For Against Mgmt 04/17/07 - A Wachovia Corp. *WB* 929903102 02/12/07 1,830 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt 3 Company Specific--Provide for Majority For Against Mgmt Voting 4 Ratify Auditors For For Mgmt 5 Approve Report of the Compensation Committee Against Against ShrHoldr 6 Require Director Nominee Qualifications Against Against ShrHoldr 7 Report on Political Contributions Against Against ShrHoldr 8 Separate Chairman and CEO Positions Against Against ShrHoldr 06/01/07 - A Wal-Mart Stores, Inc. *WMT* 931142103 04/05/07 1,330 1 Elect Director Aida M. Alvarez For For Mgmt 2 Elect Director James W. Breyer For For Mgmt 3 Elect Director M. Michele Burns For For Mgmt 4 Elect Director James I. Cash, Jr. For For Mgmt 5 Elect Director Roger C. Corbett For For Mgmt 6 Elect Director Douglas N. Daft For For Mgmt 7 Elect Director David D. Glass For For Mgmt 8 Elect Director Roland A. Hernandez For For Mgmt 9 Elect Director Allen I. Questrom For For Mgmt 10 Elect Director H. Lee Scott, Jr. For For Mgmt 11 Elect Director Jack C. Shewmaker For Against Mgmt 12 Elect Director Jim C. Walton For For Mgmt 13 Elect Director S. Robson Walton For For Mgmt 14 Elect Director Christopher J. Williams For For Mgmt 15 Elect Director Linda S. Wolf For For Mgmt 16 Ratify Auditors For For Mgmt 17 Report on Charitable Contributions Against Against ShrHoldr 18 Report on Healthcare Policies Against Against ShrHoldr 19 Pay For Superior Performance Against Against ShrHoldr 20 Report on Equity Compensation by Race and Against Against ShrHoldr Gender 21 Report on Pay Disparity Against Against ShrHoldr 22 Prepare Business Social Responsibility Against Against ShrHoldr Report 23 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 24 Report on Political Contributions Against Against ShrHoldr 25 Report on Social and Reputation Impact of Against Against ShrHoldr Failure to Comply with ILO Conventions 26 Restore or Provide for Cumulative Voting Against For ShrHoldr 27 Require Director Nominee Qualifications Against Against ShrHoldr 05/04/07 - A Waste Management, Inc. *WMI* 94106L109 03/09/07 1,010 1 Elect Director Pastora San Juan Cafferty For For Mgmt 2 Elect Director Frank M. Clark, Jr. For For Mgmt 3 Elect Director Patrick W. Gross For For Mgmt 4 Elect Director Thomas I. Morgan For For Mgmt 5 Elect Director John C. Pope For For Mgmt 6 Elect Director W. Robert Reum For For Mgmt 7 Elect Director Steven G. Rothmeier For For Mgmt 8 Elect Director David P. Steiner For For Mgmt 9 Elect Director Thomas H. Weidemeyer For For Mgmt 10 Ratify Auditors For For Mgmt 04/24/07 - A Wells Fargo & Company *WFC* 949746101 03/06/07 4,140 1 Elect Directors For Split Mgmt 1.1 Elect Director John S. Chen --- For 1.2 Elect Director Lloyd H. Dean --- For 1.3 Elect Director Susan E. Engel --- For 1.4 Elect Director Enrique Hernandez, Jr. --- For 1.5 Elect Director Robert L. Joss --- For 1.6 Elect Director Richard M. Kovacevich --- For 1.7 Elect Director Richard D. McCormick --- For 1.8 Elect Director Cynthia H. Milligan --- Against 1.9 Elect Director Nicholas G. Moore --- For 1.10 Elect Director Philip J. Quigley --- Against 1.11 Elect Director Donald B. Rice --- Against 1.12 Elect Director Judith M. Runstad --- For 1.13 Elect Director Stephen W. Sanger --- For 1.14 Elect Director Susan G. Swenson --- For 1.15 Elect Director John G. Stumpf --- For 1.16 Elect Director Michael W. Wright --- Against 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against Against ShrHoldr 4 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 5 Establish SERP Policy Against Against ShrHoldr 6 Report on Racial and Ethnic Disparities in Against Against ShrHoldr Loan Pricing 7 Report on Emission Reduction Goals Against Against ShrHoldr 04/26/07 - A Wyeth *WYE* 983024100 03/02/07 1,790 1 Elect Director Robert Essner For For Mgmt 2 Elect Director John D. Feerick For For Mgmt 3 Elect Director Frances D. Fergusson For For Mgmt 4 Elect Director Victor F. Ganzi For For Mgmt 5 Elect Director Robert Langer For For Mgmt 6 Elect Director John P. Mascotte For For Mgmt 7 Elect Director Raymond J. McGuire For For Mgmt 8 Elect Director Mary Lake Polan For For Mgmt 9 Elect Director Bernard Poussot For For Mgmt 10 Elect Director Gary L. Rogers For For Mgmt 11 Elect Director Ivan G. Seidenberg For For Mgmt 12 Elect Director Walter V. Shipley For For Mgmt 13 Elect Director John R. Torell III For For Mgmt 14 Ratify Auditors For For Mgmt 15 Reduce Supermajority Vote Requirement For For Mgmt 16 Amend Omnibus Stock Plan For For Mgmt 17 Adopt Animal Welfare Policy Against Against ShrHoldr 18 Report on Policy to Limit Drug Supply to Against Against ShrHoldr Canada 19 Report on Political Contributions Against Against ShrHoldr 20 Claw-back of Payments under Restatements Against For ShrHoldr 21 Company-Specific - Interlocking Directorship Against Against ShrHoldr 22 Disclose Information-Proposal Withdrawn. No Against Abstain ShrHoldr Vote Required 23 Separate Chairman and CEO Positions Against Against ShrHoldr 24 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 05/24/07 - A Xerox Corp. *XRX* 984121103 03/26/07 2,500 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Adopt ILO Based Vendor Standards Against Against ShrHoldr Fund: Principal Variable Contracts Fund, Inc. - Government & High Quality Bond Account Sub-Advisor: Principal Global Investors - ----------------------- --------------------------------------------- -------------- --------------------- (g) (h) (i) Did Vote Was the (For, Vote (d) (f) Registrant Against, For or (a) (b) (c) S/H Mtg. (e) Proposed by Vote? Abstain) Against Issuer Ticker CUSIP Date Matter Voted On Issuer or S/H (Yes or No) Management - ----------------------------------------------------------------- --------------------------------- No Proxies were Voted. Fund: Variable Contracts Fund, Inc. - Growth Account Sub-Advisor: Columbus Circle Investors Vote Summary Report Jul 01, 2006 - Jun 30, 2007 Principal Variable Contracts Fund, Inc.-Growth - 4420 Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- --------------------------------------- ------------- ------------ ------------- ----------- -------- ---------- - ------------------------------------------------------------------------------------------------------------------------------------ 04/27/07 - A Abbott Laboratories *ABT* 002824100 02/28/07 130,000 1 Elect Directors For Split Mgmt 1.1 Elect Director R.S. Austin --- For 1.2 Elect Director W.M. Daley --- For 1.3 Elect Director W.J. Farrell --- For 1.4 Elect Director H.L. Fuller --- For 1.5 Elect Director R.A. Gonzalez --- For 1.6 Elect Director D.A.L. Owen --- For 1.7 Elect Director B. Powell Jr. --- For 1.8 Elect Director W.A. Reynolds --- For 1.9 Elect Director R.S. Roberts --- For 1.10 Elect Director S.C. Scott III --- Withhold 1.11 Elect Director W.D. Smithburg --- For 1.12 Elect Director G.F. Tilton --- For 1.13 Elect Director M.D. White --- For 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation 4 Separate Chairman and CEO Positions Against Against ShrHoldr 05/09/07 - A Alcon Inc. *ACL* H01301102 03/26/07 34,000 Meeting for Holders of ADRs 1 APPROVAL OF THE 2006 ANNUAL REPORT AND For For Mgmt ACCOUNTS OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES 2 APPROPRIATION OF AVAILABLE EARNINGS AND For For Mgmt PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2006 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Mgmt DIRECTORS FOR THE FINANCIAL YEAR 2006 4 ELECTION OF KPMG KLYNVELD PEAT MARWICK For For Mgmt GOERDELER SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS 5 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS For For Mgmt SPECIAL AUDITORS 6 ELECTION TO THE BOARD OF DIRECTORS: WERNER For For Mgmt J. BAUER 7 ELECTION TO THE BOARD OF DIRECTORS: For For Mgmt FRANCISCO CASTANER 8 ELECTION TO THE BOARD OF DIRECTORS: For For Mgmt LODEWIJK J.R. DE VINK 9 ELECTION TO THE BOARD OF DIRECTORS: GERHARD For For Mgmt N. MAYR 10 APPROVAL OF SHARE CANCELLATION For For Mgmt 05/02/07 - A Allegheny Technologies, Inc. *ATI* 01741R102 03/05/07 74,379 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Prepare a Sustainability Report Against For ShrHoldr Detailed information on how these issues affect the company's strategic position, how the company is overseeing the implementation of these policies, and how Allegheny Technologies is performing relative to industry peers and/or internally established goals, provides both management and its shareholders insight into the effectiveness of its established commitments and guidelines relating to sustainability. We believe that more comprehensive reporting on sustainability issues will benefit Allegheny Technologies by helping the company and its shareholders better assess the financial risks and opportunities that certain sustainability issues pose to its business model and future development. As such, we believe that this resolution merits shareholder support. 06/06/07 - A Alliance Data Systems Corp. *ADS* 018581108 04/12/07 1,470 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/02/07 - A Apache Corp. *APA* 037411105 03/13/07 99,100 1 Elect Director Eugene C. Fiedorek For For Mgmt 2 Elect Director Patricia Albjerg Graham For Against Mgmt 3 Elect Director F. H. Merelli For For Mgmt 4 Elect Director Raymond Plank For For Mgmt 5 Approve Omnibus Stock Plan For For Mgmt 6 Company-Specific --Reimbursement of Proxy Against Against ShrHoldr Expenses 05/10/07 - A Apple, Inc. *AAPL* 037833100 03/20/07 171,522 1 Elect Directors For Split Mgmt 1.1 Elect Director William V. Campbell --- Withhold 1.2 Elect Director Millard S. Drexler --- Withhold 1.3 Elect Director Albert A. Gore, Jr. --- Withhold 1.4 Elect Director Steven P. Jobs --- For 1.5 Elect Director Arthur D. Levinson, Ph.D. --- Withhold 1.6 Elect Director Eric E. Schmidt, Ph.D. --- Withhold 1.7 Elect Director Jerome B. York --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt 4 Amend Non-Employee Director Stock Option For For Mgmt Plan 5 Ratify Auditors For For Mgmt 6 Compensation Specific--Option Dating Policy Against For ShrHoldr 7 Pay For Superior Performance Against For ShrHoldr 8 Report on Feasibility of Adopting a Toxic Against Against ShrHoldr Chemical Elimination Policy 9 Stock Retention/Holding Period Against For ShrHoldr 10 Report on Computer Recycling Policy Against Against ShrHoldr 11 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation 05/03/07 - A Avon Products, Inc. *AVP* 054303102 03/15/07 115,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Articles/Bylaws/Charter-Adopt For For Mgmt Majority Voting 4 Pay For Superior Performance Against For ShrHoldr 05/01/07 - A Baxter International Inc. *BAX* 071813109 03/02/07 208,100 1 Elect Director Blake E. Devitt For For Mgmt 2 Elect Director John D. Forsyth For For Mgmt 3 Elect Director Gail D. Fosler For For Mgmt 4 Elect Director Carole J. Shapazian For For Mgmt 5 Ratify Auditors For For Mgmt 6 Approve Omnibus Stock Plan For For Mgmt 07/19/06 - A BEA Systems, Inc. *BEAS* 073325102 05/26/06 133,000 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt 4 Ratify Auditors For For Mgmt 5 Act on Shareholder Resolutions that Receive Against For ShrHoldr Majority Support 6 Declassify the Board of Directors Against For ShrHoldr 03/16/07 - PC Caremark Rx, Inc. 141705103 01/15/07 118,262 Management Proxy (White Card) 1 Approve Merger Agreement For Against Mgmt 2 Adjourn Meeting For Against Mgmt Dissident Proxy (Gold Card) 1 Approve Merger Agreement Against DoNotVote Mgmt 2 Adjourn Meeting For DoNotVote Mgmt 06/12/07 - A Celgene Corp. *CELG* 151020104 04/26/07 917 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 11/15/06 - A Cisco Systems, Inc. *CSCO* 17275R102 09/18/06 140,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards 4 Report on Pay Disparity Against Against ShrHoldr 5 Report on Internet Fragmentation Against For ShrHoldr 06/07/07 - A Cognizant Technology Solutions Corp. 192446102 04/17/07 71,800 *CTSH* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Other Business For Against Mgmt 05/23/07 - A Comcast Corp. *CMCSA* 20030N101 03/15/07 1,860 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Prohibit Executive Stock-Based Awards Against Against ShrHoldr 4 Separate Chairman and CEO Positions Against For ShrHoldr 5 Prepare Sustainability Report Against For ShrHoldr 6 Company-Specific -- Adopt Recapitalization Against For ShrHoldr Plan 7 Advisory Vote to Ratify Named Executive Against Against ShrHoldr Officers' Compensation 8 Report on Pay Disparity Against Against ShrHoldr 9 Report on Political Contributions Against Against ShrHoldr 03/15/07 - S CVS Caremark Corp *CVS* 126650100 01/19/07 374,500 1 Amend Articles/Increase Common Stock and For For Mgmt Change Company Name 2 Issue Shares in Connection with an For For Mgmt Acquisition 3 Adjourn Meeting For For Mgmt 05/09/07 - A CVS Caremark Corp *CVS* 126650100 03/30/07 380,000 1 Elect Director Edwin M. Banks For For Mgmt 2 Elect Director C. David Brown II For For Mgmt 3 Elect Director Edwin Mac Crawford For For Mgmt 4 Elect Director David W. Dorman For For Mgmt 5 Elect Director Kristen E. Gibney Williams For For Mgmt 6 Elect Director Roger L. Headrick For Against Mgmt 7 Elect Director Marian L. Heard For For Mgmt 8 Elect Director William H. Joyce For For Mgmt 9 Elect Director Jean-Pierre Million For For Mgmt 10 Elect Director Terrence Murray For For Mgmt 11 Elect Director C.A. Lance Piccolo For Against Mgmt 12 Elect Director Sheli Z. Rosenberg For For Mgmt 13 Elect Director Thomas M. Ryan For For Mgmt 14 Elect Director Richard J. Swift For For Mgmt 15 Ratify Auditors For For Mgmt 16 Approve Qualified Employee Stock Purchase For For Mgmt Plan 17 Approve Executive Incentive Bonus Plan For For Mgmt 18 Limit Executive Compensation Against Against ShrHoldr 19 Separate Chairman and CEO Positions Against For ShrHoldr 20 Prepare Sustainability Report Against For ShrHoldr 21 Disclose Information on Compensation Against For ShrHoldr Consultant 22 Compensation Specific- Policy on Stock Against For ShrHoldr Option Grants/Option Backdating 06/06/07 - A Devon Energy Corp. *DVN* 25179M103 04/09/07 124,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/14/07 - A eBay Inc. *EBAY* 278642103 04/16/07 158,853 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt 4 Ratify Auditors For For Mgmt 02/06/07 - A Emerson Electric Co. *EMR* 291011104 11/28/06 26,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/23/07 - A Fidelity National Information 31620M106 04/16/07 102,000 Services Inc *FIS* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/20/07 - A Genentech, Inc. *DNA* 368710406 02/20/07 108,000 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/09/07 - A Gilead Sciences, Inc. *GILD* 375558103 03/22/07 211,500 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt 05/10/07 - A Google Inc *GOOG* 38259P508 03/22/07 37,590 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For Against Mgmt The plan allows repricing of underwater stock options in a variety of methods (see Plan Features) without shareholder approval, which we believe reduces the incentive value of the plan. 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Adopt Policies to Protect Freedom of Access Against Against ShrHoldr to the Internet 06/18/07 - A Guess?, Inc. *GES* 401617105 04/23/07 148,860 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 03/14/07 - A * Hewlett-Packard Co. *HPQ* 428236103 01/16/07 283,643 1 Elect Director L.T. Babbio, Jr. For For Mgmt 2 Elect Director S.M. Baldauf For For Mgmt 3 Elect Director R.A. Hackborn For For Mgmt 4 Elect Director J.H. Hammergren For For Mgmt 5 Elect Director M.V. Hurd For For Mgmt 6 Elect Director R.L. Ryan For For Mgmt 7 Elect Director L.S. Salhany For For Mgmt 8 Elect Director G.K.Thompson For For Mgmt 9 Ratify Auditors For For Mgmt 10 Require Director Nominee Qualifications Against For ShrHoldr 11 Separate Chairman and CEO Positions Against Against ShrHoldr 12 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote 13 Performance-Based Equity Awards Against For ShrHoldr 04/24/07 - A International Business Machines Corp. 459200101 02/23/07 91,800 *IBM* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt 4 Reduce Supermajority Vote Requirement For For Mgmt 5 Reduce Supermajority Vote Requirement For For Mgmt 6 Reduce Supermajority Vote Requirement For For Mgmt 7 Restore or Provide for Cumulative Voting Against For ShrHoldr 8 Evaluate Age Discrimination in Retirement Against Against ShrHoldr Plans 9 Review Executive Compensation Against For ShrHoldr 10 Report on Outsourcing Against Against ShrHoldr 11 Require a Majority Vote for the Election of Against For ShrHoldr Directors 04/27/07 - A Intuitive Surgical Inc *ISRG* 46120E602 02/28/07 550 1 Elect Directors For For Mgmt 05/02/07 - A Kohl's Corp. *KSS* 500255104 03/07/07 97,200 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Company Specific-Adopt Majority Vote for For For Mgmt Election of Directors 6 Require a Majority Vote for the Election of Against Against ShrHoldr Directors 05/24/07 - A Lamar Advertising Company *LAMR* 512815101 04/02/07 66,663 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/07/07 - A LAS VEGAS SANDS CORP *LVS* 517834107 04/20/07 697 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/27/07 - A Marriott International Inc. *MAR* 571903202 03/06/07 111,000 1 Elect Director J.W. Marriott, Jr. For For Mgmt 2 Elect Director John W. Marriott, III For For Mgmt 3 Elect Director Richard S. Braddock For For Mgmt 4 Elect Director Lawrence W. Kellner For For Mgmt 5 Elect Director Debra L. Lee For For Mgmt 6 Elect Director Floretta Dukes McKenzie For For Mgmt 7 Elect Director George Munoz For For Mgmt 8 Elect Director Steven S Reinemund For For Mgmt 9 Elect Director Harry J. Pearce For For Mgmt 10 Elect Director William J. Shaw For For Mgmt 11 Elect Director Lawrence M. Small For For Mgmt 12 Ratify Auditors For For Mgmt 06/07/07 - A MasterCard Incorporated *MA* 57636Q104 04/09/07 41,834 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Approve Conversion of Securities For For Mgmt 4 Ratify Auditors For For Mgmt 05/24/07 - A McDonald's Corp. *MCD* 580135101 03/26/07 218,300 1 Elect Director Edward A. Brennan For For Mgmt 2 Elect Director Walter E. Massey For For Mgmt 3 Elect Director John W. Rogers, Jr. For For Mgmt 4 Elect Director Roger W. Stone For For Mgmt 5 Ratify Auditors For For Mgmt 6 Label Genetically Modified Organisms Against Against ShrHoldr 7 Adopt and Implement ILO Based Code of Against Against ShrHoldr Conduct 05/24/07 - A MEDCO Health Solutions Inc *MHS* 58405U102 03/29/07 63,000 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt 3 Approve Qualified Employee Stock Purchase For For Mgmt Plan 4 Ratify Auditors For For Mgmt 08/18/06 - A Microchip Technology, Inc. *MCHP* 595017104 06/22/06 50,000 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt 4 Ratify Auditors For For Mgmt 12/05/06 - A Micron Technology, Inc. *MU* 595112103 10/11/06 129,000 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Amend EEO Policy to Prohibit Discrimination Against For ShrHoldr Based on Sexual Orientation or Gender Identity 04/10/07 - A Morgan Stanley 617446448 02/09/07 199,400 1 Elect Director Roy J. Bostock For For Mgmt 2 Elect Director Erskine B. Bowles For For Mgmt 3 Elect Director Howard J. Davies For For Mgmt 4 Elect Director C. Robert Kidder For For Mgmt 5 Elect Director John J. Mack For For Mgmt 6 Elect Director Donald T. Nicolaisen For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Hutham S. Olayan For For Mgmt 9 Elect Director Charles E. Phillips, Jr. For For Mgmt 10 Elect Director Griffith Sexton For For Mgmt 11 Elect Director Laura D. Tyson For For Mgmt 12 Elect Director Klaus Zumwinkel For Against Mgmt 13 Ratify Auditors For For Mgmt 14 Approve Omnibus Stock Plan For Against Mgmt 15 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter 16 Approve Report of the Compensation Committee Against For ShrHoldr 05/08/07 - A Newell Rubbermaid Inc. *NWL* 651229106 03/15/07 258,600 1 Elect Directors For Split Mgmt 1.1 Elect Director Scott S. Cowen --- Withhold 1.2 Elect Director Cynthia A. Montgomery --- Withhold 1.3 Elect Director Gordon R. Sullivan --- Withhold 1.4 Elect Director Michael A. Todman --- For 2 Ratify Auditors For For Mgmt 3 Adopt Simple Majority Vote Against For ShrHoldr 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors 05/03/07 - A/S Potash Corporation of Saskatchewan 73755L107 03/12/07 35,800 Inc. *POT* 1 Elect Directors For For Mgmt 2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt 3 Approve Performance Option Plan For For Mgmt 03/13/07 - A QUALCOMM Inc. *QCOM* 747525103 01/12/07 210,554 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/16/07 - A Safeway Inc. *SWY* 786514208 03/19/07 207,500 1 Elect Director Steven A. Burd For For Mgmt 2 Elect Director Janet E. Grove For For Mgmt 3 Elect Director Mohan Gyani For For Mgmt 4 Elect Director Paul Hazen For For Mgmt 5 Elect Director Robert I. MacDonnell For For Mgmt 6 Elect Director Douglas J. MacKenzie For For Mgmt 7 Elect Director Rebecca A. Stirn For For Mgmt 8 Elect Director William Y. Tauscher For For Mgmt 9 Elect Director Raymond G. Viault For For Mgmt 10 Approve Omnibus Stock Plan For For Mgmt 11 Amend Executive Incentive Bonus Plan For For Mgmt 12 Ratify Auditors For For Mgmt 13 Provide for Cumulative Voting Against Against ShrHoldr 14 Separate Chairman and CEO Positions Against Against ShrHoldr 15 Label Genetically Modified Organisms Against Against ShrHoldr 16 Prepare Sustainability Report Against Against ShrHoldr 17 Report on Feasibility of Improving Animal Against Against ShrHoldr Welfare Standards 06/06/07 - A Saks Incorporated *SKS* 79377W108 04/02/07 300,700 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Provide for Cumulative Voting Against Against ShrHoldr 04/16/07 - S Shire plc 82481R106 03/20/07 86,000 Meeting for Holders of ADR's 1 TO APPROVE THE ACQUISITION BY THE COMPANY For For Mgmt OF NEW RIVER PHARMACEUTICALS, INC. AND APPROVE THE INCREASE IN THE BORROWING LIMITS OF THE COMPANY. 06/20/07 - A Shire plc 82481R106 05/08/07 62,727 Meeting for Holders of ADRs 1 TO RECEIVE THE DIRECTORS REPORT AND For For Mgmt ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2006. 2 TO RE-ELECT DR JAMES HENRY CAVANAUGH AS A For For Mgmt DIRECTOR. 3 TO RE-ELECT DR BARRY JOHN PRICE AS A For For Mgmt DIRECTOR. 4 TO ELECT MS KATHLEEN ANNE NEALON AS A For For Mgmt DIRECTOR. 5 TO ELECT DR JEFFREY MARC LEIDEN AS A For For Mgmt DIRECTOR. 6 TO RE-ELECT MR MATTHEW WILLIAM EMMENS AS A For For Mgmt DIRECTOR. 7 TO RE-ELECT MR DAVID JOHN KAPPLER AS A For For Mgmt DIRECTOR. 8 TO RE-ELECT MR PATRICK LANGLOIS AS A For For Mgmt DIRECTOR. 9 Ratify Auditors For For Mgmt 10 TO AUTHORISE THE AUDIT COMMITTEE TO For For Mgmt DETERMINE THE REMUNERATION OF THE AUDITORS. 11 TO APPROVE THE DIRECTORS REMUNERATION For For Mgmt REPORT FOR THE YEAR ENDED DECEMBER 31, 2006. 12 TO AUTHORISE THE ALLOTMENT OF SHARES. For For Mgmt 13 TO AUTHORISE THE DISAPPLICATION OF For For Mgmt PRE-EMPTION RIGHTS. 14 TO AUTHORISE MARKET PURCHASES. For For Mgmt 15 TO AUTHORISE DONATIONS TO EU POLITICAL For For Mgmt ORGANISATIONS AND THE INCURRING OF EU POLITICAL EXPENDITURE. 16 TO APPROVE THE RULES OF THE 2007 SHIRE PLC For For Mgmt EMPLOYEE STOCK PURCHASE PLAN AND TO AUTHORISE THE DIRECTORS TO MAKE MODIFICATIONS AND TO ESTABLISH FURTHER PLANS. 05/16/07 - A St. Jude Medical, Inc. *STJ* 790849103 03/19/07 145,000 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 3 Approve Qualified Employee Stock Purchase For For Mgmt Plan 4 Ratify Auditors For For Mgmt 03/21/07 - A Starbucks Corp. *SBUX* 855244109 01/12/07 63,351 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Ratify Auditors For For Mgmt 04/18/07 - A State Street Corp. (Boston) *STT* 857477103 02/23/07 140,000 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt 3 Ratify Auditors For For Mgmt 04/18/07 - A The Coca-Cola Company *KO* 191216100 02/20/07 279,133 1 Elect Director Herbert A. Allen For For Mgmt 2 Elect Director Ronald W. Allen For For Mgmt 3 Elect Director Cathleen P. Black For For Mgmt 4 Elect Director Barry Diller For Against Mgmt 5 Elect Director E. Neville Isdell For For Mgmt 6 Elect Director Donald R. Keough For For Mgmt 7 Elect Director Donald F. McHenry For For Mgmt 8 Elect Director Sam Nunn For For Mgmt 9 Elect Director James D. Robinson, III For For Mgmt 10 Elect Director Peter V. Ueberroth For For Mgmt 11 Elect Director James B. Williams For For Mgmt 12 Ratify Auditors For For Mgmt 13 Approve Executive Incentive Bonus Plan For For Mgmt 14 Limit Executive Compensation Against Against ShrHoldr 15 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation 16 Report on Chemical and Biological Testing Against Against ShrHoldr Data 17 Report on Environmental Liabilities in India Against Against ShrHoldr 18 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards 04/11/07 - A The Goldman Sachs Group, Inc. 38141G104 01/26/07 73,700 1 Elect Director Lloyd C. Blankfein For For Mgmt 2 Elect Director Lord Browne of Madingley For For Mgmt 3 Elect Director John H. Bryan For For Mgmt 4 Elect Director Gary D. Cohn For For Mgmt 5 Elect Director Claes Dahlback For For Mgmt 6 Elect Director Stephen Friedman For For Mgmt 7 Elect Director William W. George For For Mgmt 8 Elect Director Rajat K. Gupta For For Mgmt 9 Elect Director James A. Johnson For For Mgmt 10 Elect Director Lois D. Juliber For For Mgmt 11 Elect Director Edward M. Liddy For For Mgmt 12 Elect Director Ruth J. Simmons For For Mgmt 13 Elect Director Jon Winkelried For For Mgmt 14 Ratify Auditors For For Mgmt 15 Report on Charitable Contributions Against Against ShrHoldr 16 Sustainability Report Against Against ShrHoldr 17 Prohibit Executive Stock-Based Awards Against Against ShrHoldr 10/10/06 - A The Procter & Gamble Company *PG* 742718109 08/11/06 19,000 1 Elect Directors For For Mgmt 2 Approve Decrease in Size of Board For For Mgmt 3 Ratify Auditors For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt 5 Put Repricing of Stock Options to Against Against ShrHoldr Shareholder Vote 05/15/07 - A Thermo Fisher Scientific Inc. *TMO* 883556102 03/29/07 139,000 1 Elect Director Marijn E. Dekkers For For Mgmt 2 Approve Qualified Employee Stock Purchase For For Mgmt Plan 3 Ratify Auditors For For Mgmt 05/10/07 - A UAL Corporation *UAUA* 902549807 03/12/07 27,206 1 Elect Directors For For Mgmt 03/14/07 - A Wm. Wrigley Jr. Co. *WWY* 982526105 01/12/07 67,639 1 Elect Directors For For Mgmt 2 Amend Bylaws to Require a Majority Vote for For For Mgmt the Election of Directors 3 Ratify Auditors For For Mgmt 06/12/07 - A Yahoo!, Inc. *YHOO* 984332106 04/16/07 1,980 1 Elect Director Terry S. Semel For For Mgmt 2 Elect Director Jerry Yang For For Mgmt 3 Elect Director Roy J. Bostock For Against Mgmt 4 Elect Director Ronald W. Burkle For Against Mgmt 5 Elect Director Eric Hippeau For For Mgmt 6 Elect Director Vyomesh Joshi For For Mgmt 7 Elect Director Arthur H. Kern For Against Mgmt 8 Elect Director Robert A. Kotick For For Mgmt 9 Elect Director Edward R. Kozel For For Mgmt 10 Elect Director Gary L. Wilson For For Mgmt 11 Amend Omnibus Stock Plan For For Mgmt 12 Amend Qualified Employee Stock Purchase Plan For For Mgmt 13 Ratify Auditors For For Mgmt 14 Pay For Superior Performance Against For ShrHoldr 15 Adopt Policies to Protect Freedom of Access Against For ShrHoldr to the Internet 16 Amend Bylaws to Establish a Board Committee Against Against ShrHoldr on Human Rights ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07462 Reporting Period: 07/01/2006 - 06/30/2007 Principal Variable Contracts Fund, Inc.-Income Account Sub-Advisor: Edge Asset Management, Inc. =========================== PVC INCOME ACCOUNT =========================== No Proxies Voted. Fund: Principal Variable Contracts Fund, Inc. - International Emerging Markets Account Sub-Advisor: Principal Global Investors Vote Summary Report Jul 01, 2006 - Jun 30, 2007 PVC- International Emerging Markets - 431 Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- ---------------------------------------- ------------- ------------ -------------- ----------- ----------------- - ------------------------------------------------------------------------------------------------------------------------------------ 08/24/06 - S Akcansa Cimento SA M03343122 None 51,073 1 Elect Presiding Council of Meeting For Mgmt 2 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 3 Amend Articles 6 and 27, and Delete For Mgmt Temporary Article 1 of Bylaws Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/18/07 - A ALUMINUM CORPORATION OF CHINA LTD Y0094N109 04/18/07 602,000 1 Accept Report of the Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Profit Distribution Proposal and For For Mgmt Final Dividend 5 Approve Remuneration of Directors and For For Mgmt Supervisors 6 Elect Xiao Yaqing; Luo Jianchuan; Chen For Against Mgmt Jihua; Helmut Wieser; Shi Chungui; Poon Yiu Kin, Samuel; Kang Yi; Zhang Zuoyuan; and Liu Xiangmin as Directors In this case, we note that the proposed election of directors is bundled into one resolution. Consolidating director elections into one voting item restricts shareholders' ability to block the election of individuals unfit to hold office and gives shareholders an all-or-nothing choice. Given that bundling restricts shareholders' ability to elect directors individually, shareholders are advised to vote against this resolution. 7 Elect Ao Hong; Yuan Li; and Zhang Zhankui For Against Mgmt as Supervisors In this case, we note that the proposed election of supervisors is bundled into one resolution. Consolidating supervisor elections into one voting item restricts shareholders' ability to block the election of individuals unfit to hold office and gives shareholders an all-or-nothing choice. Given that bundling restricts shareholders' ability to elect supervisors individually, shareholders are advised to vote against this resolution. 8 Approve PricewaterhouseCoopers, Hong Kong For For Mgmt Certified Public Accountants, and PricewaterhouseCoopers Zhong Tian CPAs Ltd. Co. as Independent Auditors and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration 9 Other Business (Voting) For Against Mgmt Although this item is routine and only those issues that could legally be discussed could be presented for consideration, its approval would create an opportunity for those who attend the meeting to approve changes that are not in the best interests of all shareholders. We recommend that shareholders oppose this item unless the company has provided detailed information about the issues that will be discussed. 10 Approve Issuance of H Shares without For Against Mgmt Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 11 Authorize Issuance of Short-term Bonds with For Against Mgmt a Principal Amount of Up to RMB 5.0 Billion We note, however, that the company did not provide further details regarding the terms and the use of proceeds for the Proposed Short-Term Bond Issue, which is not usual market practice. As such, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or value. In view of this, we recommend a vote against this resolution. 08/22/06 - C Ambuja Cements Ltd (Formerly Gujarat Y2943F147 None 124,106 Ambuja Cements Ltd.) Court-Ordered Meeting for Shareholders 1 Approve Scheme of Amalgamation of Ambuja For Mgmt Cement Eastern Ltd with Gujarat Ambuja Cements Ltd Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - S America Movil SAB de CV (formerly 02364W105 04/16/07 71,212 America Movil SA de CV) Meeting for Holders of ADR's 1 Elect Representatives of Class L Shares to For For Mgmt the Board of Directors 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 06/13/07 - A AMTRAN TECHNOLOGY Y0124Y109 04/14/07 706,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 0.8 ($0.02) per share and a stock dividend of 80 shares for every 1,000 shares held, or NTD 0.8 ($0.02) each. This gives the company a payout ratio of 74.1 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Amend Articles of Association For Against Mgmt At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 4 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing Taiwanese companies routinely capitalize dividends and distribute new fully paid shares to shareholders free of charge; there is no cost to shareholders to maintain their stakes and no risk of dilution. This procedure transfers wealth to shareholders and does not significantly impact share value. The only impact on shareholders is that by increasing the number of shares on issue, the company could increase liquidity, enhance marketability, and ultimately expand its shareholder base. This item is pursuant to the stock dividends discussed in Item 2. Meanwhile, Taiwanese companies usually state in their articles of association to allocate not more than 10 percent of the company's net profit as employee profit sharing to compensate and motivate employees of the company. In this case, a total of NTD 102.6 million ($3.15 million) is reserved for employee profit sharing, out of which a total of NTD 51.3 million ($1.57 million) will be distributed in the form of shares. ISS has no objections to this resolution. 5 Amend Procedures Governing the Acquisition For Against Mgmt or Disposal of Assets At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 6 Amend Trading Procedures Governing For For Mgmt Derivative Products This item seeks to require the company's finance officer to record all details of the derivatives transactions entered into by the company in a memorandum book. The information that must be recorded shall be in accordance with those stipulated in the Guidelines for Handling Acquisition or Disposal of Assets by Public Companies issued by the Financial Supervisory Commission, Executive Yuan. In addition, all transactions must be subject to the board's approval. These proposals shall be reflected in the company's procedures governing derivative products. If approved, the company will be able to comply with the prevailing laws. ISS has no objections to this resolution. 7 Amend Rules and Procedures Regarding For For Mgmt Shareholder Meeting Approval of this item will allow the company to revise its rules and procedures regarding shareholder meetings. Details of the amendments are as follows: 1. To allow shareholders to cast their votes in writing or through electronic form; and 2. To add a new article specifying that shareholders who casted their votes in writing or through electronic form will be treated as personally attending the meeting. However, for proposals raised under "Other Business" or should there be any changes to the existing shareholder proposals, their votes will be considered as "Abstain." The amendments are made to comply with the latest changes to the Company Law of Taiwan. ISS has no objections to this item. 8 Other Business None None Mgmt This is a non-voting item. 09/29/06 - S Angang Steel Company Limited Y0132D105 08/30/06 229,000 1 Approve the Bayuquan Facility Proposal For For Mgmt 03/26/07 - S Angang Steel Company Limited Y0132D105 02/23/07 74,000 1 Elect Zhang Xiaogang as Executive Director For For Mgmt 05/29/07 - S Angang Steel Company Limited Y0132D105 04/27/07 446,000 Special Business 1a Approve Class and Par Value of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 1b Approve Ratio and Number of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 1c Approve Pricing of Shares to be Issued For For Mgmt Pursuant to the Proposed Rights Issue 1d Approve Target Subscribers of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 1e Approve Use of Proceeds from the Proposed For For Mgmt Rights Issue 1f Approve Validity of the Proposed Rights For For Mgmt Issue 1g Authorize Board to Take Any Action and For For Mgmt Execute Any Document Necessary to Implement the Proposed Rights Issue Ordinary Business 2 Approve Use of Proceeds from the Proposed For For Mgmt Rights Issue for the Bayuquan Project 3 Approve Distribution of Undistributed For For Mgmt Retained Profits Accrued Before the Completion of the Proposed Rights Issue 4 Approve the Previous Fund Use Report For For Mgmt 05/29/07 - S Angang Steel Company Limited Y0132D105 04/27/07 446,000 Meeting for H Shareholders Special Business 1 Approve Class and Par Value of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 2 Approve Ratio and Number of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 3 Approve Pricing of Shares to be Issued For For Mgmt Pursuant to the Proposed Rights Issue 4 Approve Target Subscribers of Shares to be For For Mgmt Issued Pursuant to the Proposed Rights Issue 5 Approve Use of Proceeds from the Proposed For For Mgmt Rights Issue 6 Approve Validity of the Proposed Rights For For Mgmt Issue 7 Authorize Board to Take Any Action and For For Mgmt Execute Any Document Necessary to Implement the Proposed Rights Issue 06/08/07 - A Angang Steel Company Limited Y0132D105 04/27/07 446,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Proposed Distribution of Profits For For Mgmt 5 Approve Remuneration of Directors and For For Mgmt Senior Management 6 Approve Remuneration of Supervisors For For Mgmt 7 Appoint KPMG and KPMG Huazhen as Overseas For For Mgmt and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 03/30/07 - A Anglo Platinum Ltd (frmly Anglo S9122P108 None 9,991 American Platinum Corp. Ltd.) 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended December 31, 2006 2 Elect Directors For For Mgmt 3 Ratify Deloitte & Touche as Auditors For For Mgmt 4 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 5.1 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 5.2 Approve Non-Executive Director Fees For For Mgmt 5.3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 12/12/06 - S Anhui Conch Cement Company Ltd Y01373102 11/22/06 174,000 1 Approve Acquisition of the Three Target For For Mgmt Assets from Anhui Conch Hldgs Co Ltd at an Aggregate Consideration of RMB 302.6 Million (Conch Hldgs Consideration) and Issuance of New A Shares as Payment for the Conch Hldgs Consideration (Conch Hldgs Transaction) 2 Approve Acquisition of the Four Target For For Mgmt Assets from Anhui Conch Venture Investment Co Ltd at an Aggregate Consideration of RMB 3.8 Billion (Venture Consideration) and Issuance of New A Shares as Payment for the Venture Consideration (Venture Transaction) 3 Authorize Board to Do Such Things or Make For For Mgmt Arrangements Relating to the Conch Hldgs Transaction and Venture Transaction 4 Allow Same Rights to Distributable Profits For For Mgmt to Existing Shareholders of the Company and A Shareholders as a Result of the A Share Issue Under the Conch Hldgs Transaction and Venture Transaction 5 Waive Requirement for Mandatory Offer to A For For Mgmt Shareholders 6 Waive Requirement for Mandatory Offer to For For Mgmt All Shareholders 12/12/06 - S Anhui Conch Cement Company Ltd Y01373102 11/22/06 174,000 Meeting For H Shareholders Special Business 1 Approve Acquisition of the Three Target For For Mgmt Assets from Anhui Conch Hldgs Co Ltd at an Aggregate Consideration of RMB 302.6 Million (Conch Hldgs Consideration) and Issuance of New A Shares as Payment for the Conch Hldgs Consideration 2 Approve Acquisition of the Four Target For For Mgmt Assets from Anhui Conch Venture Investment Co Ltd at an Aggregate Consideration of RMB 3.8 Billion (Venture Consideration) and Issuance of New A Shares as Payment for the Venture Consideration 12/15/06 - S Anhui Conch Cement Company Ltd Y01373102 11/10/06 174,000 1 Approve Continuing Connected Transactions For For Mgmt and Annual Caps 06/13/07 - A Antofagasta plc G0398N128 None 64,393 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of USD 0.43 Per For For Mgmt Ordinary Share 4 Re-elect Daniel Yarur as Director For For Mgmt Considering that Daniel Yarur makes up part of the independent influence on the Board and its Committees, we are recommending shareholders to vote in favour of his re-election. However, we encourage the Company to ensure his attendance at Board and Committee meetings on a regular basis for future years. 5 Re-elect Charles Bailey as Director For Against Mgmt Therefore, the Board is satisfied that Charles Bailey remains independent in character and judgement, notwithstanding that he has served on the Board for more than nine years. We have carefully reviewed the Company's explanation, but note that the Combined Code states that length of tenure alone may effect independence, regardless of additional remuneration or other issues. Therefore, RREV does not accept the Company's explanation. This is especially clear given the length of time involved, which is currently 20 years. Charles Bailey is a member of the Company's Nomination, Remuneration and Audit Committees, the compositions of which do not comply with the Code's provisions. Only independent NEDs should be members of these Committees (a majority of independent NEDs in the case of the Nomination Committee). For that reason we continue to recommend that shareholders vote against the re-election of Charles Bailey. 6 Re-elect Gonzalo Menendez as Director For Against Mgmt We have reviewed the Company's explanation, but note that the Combined Code states that length of tenure alone may effect independence, regardless of additional remuneration or other issues. Therefore, RREV does not accept the Company's explanation. This is especially clear given the length of time involved, which is currently 22 years. Gonzalo Menendez is a member of the Company's Nomination, Remuneration and Audit Committees, the composition of which do not comply with the Code's provisions. For that reason we continue to recommend that shareholders vote against the re-election of Gonzalo Menendez. 7 Elect William Hayes as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise 98,585,669 Ordinary Shares for For For Mgmt Market Purchase 08/24/06 - S Banco do Brasil S.A. P11427112 None 21,568 1 Amend Article 7 of Bylaws Re: Capital For For Mgmt Increase Resulting from the Subcription of Series B 2 Amend Article 42 of Bylwas Re: Guarantee For For Mgmt Flexibility for the Creation of Statutory Reserves In Order to Preserve the Maintenance of the Company's Operational Marging 3 Amend Articles 50, 51, and 52 Re: Comply For For Mgmt with Bovespa's Novo Mercado Regulations 04/25/07 - A/S Banco do Brasil S.A. P11427112 None 24,000 Ordinary Business 1 Approve Capital Budget For For Mgmt 2 Accept Financial Statements and Statutory For For Mgmt Reports for 2006 Fiscal Year 3 Approve Allocation of Income and Dividends For For Mgmt 4 Elect Supervisory Board Members For For Mgmt 5 Approve Remuneration of Supervisory Board For For Mgmt 6 Elect Board Members For For Mgmt 7 Approve Global Annual Remuneration of Board For For Mgmt Members and Executive Officer Board Special Business 8 Approve 3:1 Stock Split For For Mgmt 9 Authorize Capitalization of Expansion For For Mgmt Reserves Account and Capital Reserves Without Issuance of Shares 10 Amend Article 7 to Reflect Changes in For For Mgmt Capital Presented in Items 8 and 9 09/01/06 - S Banco Macro SA 05961W105 08/11/06 10,857 Meeting for Holders of ADRs 1 APPOINT TWO SHAREHOLDERS TO SIGN THE For For Mgmt MINUTES OF THE SHAREHOLDERS MEETING. 2 EVALUATE THE CREATION OF A GLOBAL PROGRAM For Against Mgmt FOR THE ISSUANCE OF SIMPLE SHORT, MEDIUM OR LONG-TERM NOTES, EITHER SUBORDINATED OR NOT, SECURED OR UNSECURED, PURSUANT TO THE PROVISIONS OF LAW 23,576, AS AMENDED BY LAW 23,962. Items 2 through 6 concern the issuance of bonds/ debentures. The board is seeking approval for the issuance of up to US$400 million in bonds/ debentures. While the maximum amount that could be issued was disclosed by the company, other bond terms such as time, form, duration, price, terms of payment, guarantee, placement, and use of the bond proceeds, were not disclosed. The maximum amount that could be issued under this authority is high and would have considerable impact on the company's financial standing if the maximum authority were used, therefore it is imperative with requests of this size that the company emit detailed information so shareholders may consider the merits of such a proposal. In particular, it is not clear whether these bonds are convertible or not, therefore there could be a potential for dilution to current shareholders. The ratio for the conversion of such bonds into company shares would not be determined until the company decides to issue the bonds. However, based on the company's ADR share price of US$20.40 on Aug. 14, 2006, the conversion of the bonds would result in the issuance of up to 19.6 million new shares, representing a potential increase of 29 percent over currently issued capital. This proposal would give the board flexibility to act throughout the year in the event that it needs to issue such bonds. However, the potential dilution to shareholders likely to arise from this particular issuance exceeds the 20-percent limit established by our guidelines for issuances without preemptive rights. Because Banco Macro Bansud, S.A. has omitted important details concerning this issuance request and there is a potential for excessive dilution to shareholders' economic and voting rights, we cannot recommend support for this resolution. 3 EVALUATE HOW THE PROCEEDS RAISED AS A For Against Mgmt RESULT OF THE PLACEMENT OF THE NOTES TO BE ISSUED UNDER THE PROGRAM SHALL BE APPLIED. 4 EVALUATE THE REQUEST OF AUTHORIZATION (I) For Against Mgmt FOR THE CREATION OF THE PROGRAM BEFORE THE COMISION NACIONAL DE VALORES ( CNV ); AND (II) OF THE PROGRAM FOR THE POSSIBLE LISTING AND/OR NEGOTIATION OF THE NOTES ISSUED UNDER THE PROGRAM. 5 DELEGATE THE NECESSARY POWERS TO THE BOARD For Against Mgmt SO THAT IT MAY (I) DETERMINE AND ESTABLISH ALL TERMS AND CONDITIONS OF THE PROGRAM; (II) CARRY OUT ALL THE NECESSARY ACTS BEFORE THE CNV; (III) CARRY OUT ALL THE NECESSARY ACTS BEFORE THE BCRA; (IV) CARRY OUT TH 6 AUTHORIZE THE BOARD OF DIRECTORS TO For Against Mgmt SUB-DELEGATE TO ONE OR MORE OF ITS MEMBERS, OR TO THE PERSON SUCH MEMBERS MAY DEEM APPROPRIATE, THE EXERCISE OF THE POWERS LISTED IN PARAGRAPH 5) ABOVE. 7 EVALUATE THE TRANSACTION WITH A RELATED For Against Mgmt PARTY, REGARDING THE SALE OF THE CERTIFICATES REPRESENTING A PARTICIPATING INTEREST IN PUERTO MADERO SIETE TRUST, IN FAVOR OF THE DIRECTOR FERNANDO A. SANSUSTE. Due to a lack of disclosure regarding this transaction, ISS recommends that shareholders vote against this request. 11/09/06 - S BANCO NOSSA CAIXA ADPV07972 None 12,800 Special Meeting Agenda 1 Approve Interest on Capital Payments For For Mgmt Totalling BRL 91.5 Million 2 Elect Alternate Supervisory Board Member For For Mgmt and Reinstatement of Said Board 03/26/07 - A Bank Millennium SA (frmly Bank X05407105 03/16/07 178,441 Millennium Spolka Akcyjna) 1 Open Meeting None Mgmt 2 Receive Information about Voting Rules None Mgmt 3 Elect Meeting Chairman For Mgmt 4 Acknowledge Proper Convening of Meeting For Mgmt 5 Approve Agenda of Meeting For Mgmt 6 Elect Members of Vote Counting Commission For Mgmt 7 Approve Financial Statements and Statutory For Mgmt Reports 8 Approve Consolidated Financial Statements For Mgmt 9 Approve Discharge of Management and For Mgmt Supervisory Boards 10 Decide on Allocation of Undistributed For Mgmt Profit (as Result of Changes in Accounting Principles) 11 Approve Allocation of Income For Mgmt 12 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/09/07 - S BANK OF COMMUNICATIONS CO LTD Y06988102 12/08/06 379,500 Special Business 1a Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights This item seeks to grant a general mandate to allow the board of directors to allot, issue, and deal with additional shares representing 20 percent of each of the aggregate nominal amount of Bank of Communications Co. Ltd.'s (the Bank) domestic shares and overseas-listed foreign shares (H Shares) in issue without preemptive rights. This request is made in connection with the proposed issuance of up to 4.5 billion domestic ordinary shares (A Shares) by way of a public offering in the Shanghai Stock Exchange (SSE), as discussed in item 2 (A Share Issue). If approved, the authority would lapse after one year or at the next annual general meeting of the Bank. ISS typically issues a recommendation against the general mandate to issue shares in Hong Kong as the authority is subject to abuse by companies that issue shares at steep discounts to related parties and renew the share issuance amount several times within a period of one year. In this case however, we note that authority given under this item would facilitate the A Share Issue, which would involve the issuance of A Shares to individuals, entities and other institutions in the People's Republic of China (PRC) who have maintained A Share accounts with the SSE, except those prohibited under PRC laws and regulations applicable to the Bank (Target Subscribers), at an issue price that would be determined based on the prevailing market conditions at the time of the A Share Issue, but in no case be less than the net asset value per share of the Bank. In view of the benefits of the proposed A Share Issue and considering that the issuance of A Shares would rely on the general mandate proposed in this item, we recommend that shareholders vote in favor of this resolution. 1b Authorize Board to Increase Registered For For Mgmt Capital and Amend Articles of Association to Reflect Such Changes This item seeks to grant board authority to increase the registered capital of the Bank and amend the articles of association in order to reflect the issue of shares in the Bank authorized under item 1a. Given our support of item 1a and the proposed issuance of A Shares in item 2, a vote in favor of this resolution is recommended. 2 Approve Public Offering of A Shares on the For For Mgmt Shanghai Stock Exchange This item seeks to approve the terms of the proposed issuance by the Bank of up to 4.5 billion A Shares, which are to be listed on the SSE, by way of public offering of new shares subject to approval of items 1a and 1b, and conditional upon obtaining approvals from the China Securities Regulatory Commission (CSRC), the China Banking Regulatory Commission, and other relevant regulatory authorities. Details of the proposed A Share Issue are as follows: Class of Shares: A Shares Number of A Shares to be issued: Not more than 4.5 billion A Shares, representing approximately 9.8 percent and 8.9 percent of the existing and enlarged total issued share capital of the Bank after completion of the A Share Issue, respectively. Nominal Value: RMB 1.0 ($0.1) for each A Share Rights Attached to A Shares: The A Shares would rank pari passu with existing domestic shares and H Shares of the company in all respects, except as otherwise provided for in the articles of association and relevant laws and regulations. Target Subscribers: The target subscribers would be individuals, entities, and other institutions in the PRC which have maintained A Share accounts with SSE, except for those prohibited under PRC laws and regulations. Basis for determining the issue price: The pricing of the A Share Issue would follow the market-driven principle and would be determined based on the prevailing conditions of the PRC securities market at the time when the A Share Issue takes place by way of market consultation or such other methods as approved by the CSRC. The issue price would be no less than the net asset value per share of the Bank at the time of the A Share Issue. Use of Proceeds: The net proceeds from the A Share Issue would be used to strengthen the capital base of the Bank. Distribution plan for the accumulated profit before the issue: The distributable profit of the Bank as at Dec. 31, 2006 would be distributed to the shareholders then existing prior to the A Share Issue in accordance with the share distribution plan to be approved in the 2006 annual general meeting of the Bank. The accumulated profit as at Dec. 31, 2006 after such distribution and the distributable profit that arise after Jan. 1, 2007 would be distributed to all new shareholders under the A Share Issue and the existing shareholders in proportion to their shareholding. Validity of Resolution: The A Share Issue would be effective for a period of 12 months from the date of approval. Board Authority in Relation to the A Share Issue: The board and its attorney would be given full authority and discretion to determine and deal with matters in relation to the A Share Issue including the specific timing of issue, number of A shares to be issued, offering structure, target subscribers, method of issue, pricing mechanism, the issue price, size of the over-allotment option and other matters relating to the A Share Issue and the listing of A Shares in accordance with this resolution and with reference to the status of the approval by the CSRC and conditions of the securities market. It was noted that the Bank has been advised by its PRC counsel that according to relevant PRC laws and regulations in force and the relevant requirements of the CSRC and the SSE, domestic shares issued before the A Share Issue will all be converted into tradable A Shares upon completion of the A Share Issue. In addition, it was expected that the conversion of the existing issued domestic shares into A Shares would not involve any payment of compensation by the holders of such domestic shares to the holders of the A Shares issued under the A Share Issue. The proposed A Share Issue is expected to provide the Bank with funds needed for its ongoing business development and an opportunity to establish a new financing platform. The directors also believe that the A Share Issue could resolve the share re-designation issue and improve the competitiveness of the Bank. Given the benefits of and the purpose for which the proceeds from the A Share Issue would be used, a vote in favor of this resolution is recommended. 3 Amend Articles of Association For For Mgmt This item seeks to amend the articles of association of the company in light of the A Share Issue and pursuant to the requirements of applicable PRC laws and regulations and relevant rules of the stock exchange on which the A Shares would be listed. The proposed amendments pertain to the alteration of the Bank's registered capital and shareholding structure; restriction on share transfer by directors, supervisors, senior management personnel, and shareholders holding certain percentage of shares in the Bank; repurchase of the shares of the Bank; and regulations on the rights and obligations of shareholders. Among others, amendments are being made to reflect the Bank's registered capital and equity structure after completion of the A Share Issue in accordance with actual circumstances. The amendments also provide that the Bank's shares held by any directors, supervisors, and senior management personnel should not be transferred within one year after the listing date of the shares in the Bank. In addition, transfer of shares held by directors, supervisors, and other senior management personnel during their terms of office would be restricted to not more than 25 percent of the total number of shares held by them. The amendments also state that the Bank may repurchase its issued shares if such shares are distributed to its employees as bonus; and such shares are repurchased by the Bank upon request of any shareholder opposing a resolution regarding a merger or division at a general meeting. In addition, the amendments provide that shareholders would have the right to request, convene, preside, attend or appoint a proxy to attend shareholder's meetings and to exercise his right to vote in accordance with the laws; receive information on the minutes of shareholders' meetings, resolutions of the board meetings, supervisory committee meetings, financial and accounting reports and counterfoil of debt securities of the Bank; and require the Bank to repurchase their shares when they object to a resolution on merger or division of the Bank. Other amendments also include changes to procedures of the proceedings of general meetings; regulations on the rights and obligations of directors, supervisors, and senior management personnel; and other provisions as required by applicable laws and regulations for A Share listed companies. This is a reasonable request. 4 Amend Procedural Rules of Shareholders For For Mgmt General Meeting This item seeks to approve amendments made to the Procedural Rules of Shareholders' General Meeting in accordance with applicable PRC and CSRC requirements in light of the A Share Issue. The amended procedures provide that an independent director, the supervisory committee, or shareholders individually or jointly, holding more than 10 percent of the voting rights of the shares having the right to vote in such a meeting would have the right to request the board of directors to convene an extraordinary general meeting. In addition, the amended rules provide that shareholders may attend the shareholders' general meeting in person, or appoint a proxy to attend the meeting and vote on their behalf. Amendments were also made regarding the requirements, delivery, and information to be disclosed in the notice of meeting when a resolution pertaining to the election of directors or supervisors is proposed. The amended rules also state that the board, the supervisory committee, or shareholders individually or in aggregate, holding more than 3 percent of the Bank's shares would have the right to propose resolutions to the Bank. The amendments also clarify procedures for voting and making resolutions at the general meeting; who presides over the general meetings; where the meetings should be held; as well as issues to be classified as ordinary resolutions and special resolutions. This is a reasonable request. 5 Amend Procedural Rules of the Board For For Mgmt This item seeks to approve amendments made to the Procedural Rules of the Board in accordance with applicable PRC and CSRC requirements in light of the A Share Issue. The amended rules enumerate the responsibilities, functions and powers of the board as well as the functions and powers of the chairman of the board. The amendments also provide details on the meetings of the board which is classified into routine meetings and temporary meetings; frequency of holding meetings; circumstances for holding a temporary meeting; and who presides over these meetings as well as the manner of sending out of notices for these meetings and the information required to be disclosed in such notices. The amended rules also allow supervisors and non-director senior management members to attend a board meeting; give opinion on relevant subjects; and have their views be recorded in the minutes of the board meeting, but do not allow them to vote on resolutions at the board meeting. The amended rules also state that the quorum for a board meeting should be more than one half of the directors and that a director who appoints another director on his behalf should be deemed as having attended the meeting provided that the power of attorney should specify the names of the appointing director and the director being appointed; matters of proxy; authority and term of validity of the power of attorney; and should be signed or sealed by the appointing director. The amendments also state the circumstances where directors should abstain on from voting certain resolutions. This is a reasonable request. 6 Amend Procedural Rules of the Supervisory For For Mgmt Committee This item seeks to approve amendments made to the Procedural Rules of the Supervisory Committee in accordance with applicable PRC and CSRC requirements in light of the A Share Issue. The amended rules state that the supervisory committee should hold at least four routine meetings every year with at least one meeting every six months. The amendments also provide details on the manner the notice of the supervisory committee meeting would be served as well as the contents of the notice of meeting. The amendments also allow the supervisory committee to request directors and senior management personnel, internal and external auditing personnel of the Bank to attend the supervisory committee meeting to answer all questions of concern. In addition, the amended rules provide details on voting at the supervisory committee meeting such that it may be conducted by show of hands, votes bearing names, or other means of communication and that resolutions would only be approved when passed by over two-thirds of supervisors. This is a reasonable request. 7 Approve Issuance of Subordinated Bonds in For For Mgmt an Aggregate Principal Amount Not Exceeeding RMB 25 Billion This item seeks to approve the terms of the proposed issuance by the company of subordinated bonds. Details of the proposed issuance are as follows: Aggregate principal amount: No more than RMB 25 billion ($3.1 billion) Maturities: Not less than 10 years Interest rate: The interest rate would be determined with reference to market interest rate and the method of issue. Repayment of the principal amount and payment of interests: Interests would be payable once every year and the principal amount would be repaid in full on the maturity date or the date of redemption. Payments would be made through China Government Securities Depository Trust & Clearing Co. Ltd. Target bondholders: members of the inter-bank bond market. Use of Proceeds: The proceeds would be used to replenish the subordinated capital of the Bank, increase capital adequacy ratio, improve intermediate and long term equity-debt structure of the company and support the development of the Bank's new intermediate and long term asset management business. Method of issue: The bonds would be issued by way of public offering in the national inter-bank bond market. Validity period of this resolution: This resolution would be effective for a period of 12 months from the date of the passing of this resolution. Authorization: The senior management would be authorized for 12 months from the date of the passing of this resolution to determine matters in relation to the issuance of the subordinated bonds including but not limited to the size and terms of the issue, maturity term, and range of interest of the subordinated bonds. The proposed issuance of subordinated bonds would enable the company to raise additional funds to improve its capital structure and finance its future business development. Given the purpose for which proceeds from the proposed issuance of subordinated bonds would be used, we recommend that shareholders vote in favor of this resolution. Ordinary Business 8 Elect Li Ka-cheung, Eric as Independent For For Mgmt Non-Executive Director and Authorize Board to Fix His Remuneration 04/26/07 - A Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/19/07 14,800 1 Open Meeting None Mgmt 2 Elect Meeting Chairman For Mgmt 3 Acknowledge Proper Convening of Meeting For Mgmt 4 Elect Members of Vote Counting Commission For Mgmt 5 Approve Agenda of Meeting For Mgmt 6 Receive Management Board Report on None Mgmt Company's Operations in 2006 7 Receive Financial Statements None Mgmt 8 Receive Management Board Report on None Mgmt Operations of Bank's Capital Group in 2006 9 Receive Consolidated Financial Statements None Mgmt 10 Receive Management Board's Proposal on None Mgmt Allocation of Income 11 Receive Supervisory Board Report None Mgmt 12.1 Approve Management Board Report on For Mgmt Company's Operations in 2006 12.2 Approve Financial Statements For Mgmt 12.3 Approve Management Board Report on For Mgmt Operations of Bank's Capital Group in 2006 12.4 Approve Consolidated Financial Statements For Mgmt 12.5 Approve Allocation of Income For Mgmt 12.6 Approve Report on Supervisory Board's For Mgmt Activities in 2006 12.7 Approve Discharge of Supervisory Board For Mgmt 12.8 Approve Discharge of Management Board For Mgmt 13 Ratify Auditor for Fiscal Years 2007-2009 For Mgmt 14 Transact Other Business (Voting) For Mgmt 15 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - S Bank Polska Kasa Opieki SA (PEKAO) X0641X106 04/20/07 7,400 1 Open Meeting None Mgmt 2 Elect Meeting Chairman For Mgmt 3 Acknowledge Proper Convening of Meeting For Mgmt 4 Elect Members of Vote Counting Commission For Mgmt 5 Approve Agenda of Meeting For Mgmt 6 Approve Integration of Company with Bank For Mgmt BPH S.A. via Transferring of Some of Bank BPH S.A.'s Assets under Company's Ownership; Amend Company Statute 7 Approve Allocation of Funds from Reserve For Mgmt Capital to Brokerage Activities Fund 8 Transact Other Business (Voting) For Mgmt 9 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/25/07 - A Barloworld Limited (formerly Barlow S08470189 None 22,384 Ltd.) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended Sept. 30, 2006 2 Reelect P.J. Blackbeard For For Mgmt 3 Reelect W.A.M. Clewlow For For Mgmt 4 Reelect B.P. Diamond For For Mgmt 5 Reelect J.E. Goversall For For Mgmt 6 Reelect S.B. Pfeiffer For For Mgmt 7 Reelect G. Rodriguez de Castro For For Mgmt 8 Reelect R.C. Tomkinson For For Mgmt 9 Reelect S. Mkhabela For For Mgmt 10 Reelect D.G. Wilson For For Mgmt 11 Ratify Deloitte & Touche as Auditors For For Mgmt 12.1 Approve Remuneration of Chairman For For Mgmt 12.2 Approve Remuneration of Resident For For Mgmt Non-Executive Directors 12.3 Approve Remuneration of Non-Resident For For Mgmt Non-Executive Directors 12.4 Approve Remuneration of Audit Committee For For Mgmt Chairman 12.5 Approve Remuneration of Resident Members of For For Mgmt the Audit Committee 12.6 Approve Remuneration of Non-Resident For For Mgmt Members of the Audit Committee 12.7 Approve Remuneration of Resident Members of For For Mgmt Other Committees (Except Risk and Sustainability and EMpowerment and Transformation Committees) 12.8 Approve Remuneration of Non-Resident For For Mgmt Members of Other Committees (Except Risk and Sustainability and EMpowerment and Transformation Committees) 12.9 Approve Remuneration of Resident Members of For For Mgmt the Empowerment and Transformation Committee 12.10 Approve Remuneration of Non-Resident For For Mgmt Members of the Empowerment and Transformation Committee 13 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 06/08/07 - S Barloworld Limited (formerly Barlow S08470189 None 37,134 Ltd.) Please note that the holders of the 6 percent non-redeemable cumulative preference shares are eligible to vote on items 1-3 of this agenda. 1 Approve Spin-Off of PPC, Subject to For For Mgmt Parliamentary Approval of the Corporate Laws Amendment Act, 2006 2 Approve Spin-Off of PPC For For Mgmt 3 Approve Authority to Distribute Cash to For For Mgmt Shareholders by Way of Reduction of Share Premium Account 4 Amend 1985 Stock Option Scheme Re: Special For Against Mgmt Dividend Although these article amendments appear to be a well-intentioned attempt to give the company some flexibility to adjust the terms offered to optionholders in the case of a spin-off, the company has not disclosed the magnitude of the proposed adjustment. As such, we believe these amendments could lead to shares being offered at an unduly high discount. In the absence of a provision that specifies the criteria used to readjust the option price, we must recommend that shareholders vote against items 4 and 5. 5 Amend 1985 Stock Option Scheme Re: For Against Mgmt Subsidiary Directors 6 Amend 1979 Share Purchase Scheme For For Mgmt 7 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 12/20/06 - S Bezeq The Israeli Telecom Corp M2012Q100 12/10/06 311,933 1 Approve Cash Dividend For For Mgmt Although the payout ratio for the proposed dividend likely exceeds the recommended guideline of 100 percent, given the advisability of resolving the labor contract and completing the privatization process, this item merits shareholder support. 2 Amend Articles Regarding Director/Officer For Against Mgmt Indemnification Given the excessive indemnification and liability protections allowed under Israeli law, including indemnification that exceeds legal expenses, shareholder approval is not warranted. 12/28/06 - S Bezeq The Israeli Telecom Corp M2012Q100 12/18/06 311,933 1 Approve Distribution of Dividend For For Mgmt Although the payout ratio for the proposed dividend likely exceeds the recommended guideline of 100 percent, given the advisability of resolving the labor contract and completing the privatization process, this item merits shareholder support. 01/17/07 - S Bezeq The Israeli Telecom Corp M2012Q100 12/20/06 311,933 1 Elect R. Numkin and Y. Forat as Directors For For Mgmt In the absence of negative press coverage, this item merits shareholder approval. 2 Approve Grant of Indemnity Undertakings to For For Mgmt Directors This item warrants shareholder approval. 02/01/07 - S Bezeq The Israeli Telecom Corp M2012Q100 01/04/07 311,933 1a Elect D. Blumberg as External Director For For Mgmt Despite the poor level of disclosure regarding the board, a situation that is common in Israel, it would be counterproductive to withhold support from the directors in the absence of a specific controversy involving the company. 1b Elect A. Yaniv as External Director For For Mgmt 2 Approve Compensation and Grant of Indemnity For For Mgmt to External Directors As the company's liability and indemnification policies meet the benchmark established under Delaware Corporate Law, these items merit support. 3 Approve Increase in Authorized Capital For For Mgmt Given the reasonable size of the proposed increase, this item merits shareholder approval. 4 Approve Grant of Options to Company For For Mgmt Employees Given the reasonable 4.5 percent dilution associated with this proposal, shareholder approval is warranted. 09/15/06 - A Bharat Heavy Electricals Ltd. Y0882L117 09/05/06 12,951 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Dividend of INR 2 Per Share For Mgmt 3 Reappoint V. Nayyar as Director For Mgmt 4 Reappoint N. Chaturvedi as Director For Mgmt 5 Authorize Board to Fix Remuneration of For Mgmt Auditors 6 Appoint S.M. Dadlika as Director For Mgmt 7 Appoint A.K. Aggarwal as Director For Mgmt 8 Appoint M. Gupta as Director For Mgmt 9 Appoint S. Datta as Director For Mgmt 10 Appoint R.S. Sidhu as Director For Mgmt 11 Appoint Madhukar as Director For Mgmt 12 Appoint C.P. Singh as Director For Mgmt 13 Amend Articles of Association Re: Delegated For Mgmt Powers to the Board of Navratna Public Sector Enterprises Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/31/06 - A Bidvest Group Ltd. S1201R154 None 42,966 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended June 30, 2006 2 Approve Remuneration of Directors for For For Mgmt Fiscal 2007 3 Ratify KPMG, Inc. as Auditors For For Mgmt 4.1 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 4.2 Adopt New Articles of Association For Against Mgmt Although the proposed amendments appear routine and mostly compliance in nature, the available disclosure does not allow a further inspection of the proposed documents for unrelated amendments that could have a negative impact on shareholder value. Given that full public disclosure of article amendments is standard market practice in South Africa, support for this item is not recommended. 4.3 Authorize Specific Repurchase of Shares For For Mgmt from Company Subsidiary 5.1 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 5.2 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 30 Million Shares 5.3 Approve Cash Distribution to Shareholders For For Mgmt by Way of Reduction of Share Premium Account 5.4 Amend Bidvest Incentive Scheme For Against Mgmt Due to the lack of information regarding the key features of the plan and of the amendments proposed under this item, we recommend that shareholders vote against this resolution. 6 Elect Directors For Against Mgmt 6.1 Reelect D.B.D. Band as Director --- Against Given the lack of information due to the company's failure to disclose the annual report in a timely manner, we recommend shareholders vote against the director nominees. 6.2 Reelect B.L. Berson as Director --- Against 6.3 Reelect L.G. Boyle as Director --- Against 6.4 Reelect M.B.N. Dube as Director --- Against 6.5 Reelect l.I. Jacobs as Director --- Against 6.6 Reelect R.M. Kunene as Director --- Against 6.7 Reelect D. Masson as Director --- Against 6.8 Reelect S.G. Pretorius as Director --- Against 7 Elect Directors For Against Mgmt 04/30/07 - A BRADESPAR SA P1808W104 None 61,600 Preferred Holders can vote on items 2 & 3 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006, and Allocate Income for the Year 2 Elect Directors For For Mgmt 3 Elect Supervisory Board Members For For Mgmt 4 Approve Global Remuneration of Directors For For Mgmt and Executive Officers 11/23/06 - S Bumiputra-Commerce Holdings Bhd Y1002C102 None 276,200 (Formerly Commerce Asset-Hol 1 Approve Ex-Gratia Payment of MYR 1.59 For Against Mgmt Million to Mohd Desa Pachi, Former Chairman/Independent Non-Executive Director ISS is wary of exceptional payments such as these as they may compromise the independence of independent directors and may set a precedent of substantial retirement payments to non-executive directors. These directors should represent the interests of the company's shareholders, and their decisions and their tenure should not be tainted by expectations of substantial retirement payments and the like. We therefore recommend that shareholders vote against this proposal. 04/26/07 - S Bumiputra-Commerce Holdings Bhd Y1002C102 04/18/07 344,200 (Formerly Commerce Asset-Hol 1 Amend Articles of Association For For Mgmt 04/26/07 - A Bumiputra-Commerce Holdings Bhd Y1002C102 04/18/07 344,200 (Formerly Commerce Asset-Hol 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Financial Year Ended Dec. 31, 2006 2 Approve First and Final Dividend of MYR For For Mgmt 0.15 Per Share Less Income Tax of 27 Percent for the Financial Year Ended Dec. 31, 2006 3 Elect Roslan A. Ghaffar as Director For For Mgmt We recommend that shareholders vote against Robert Cheim Dau Meng, an executive director, as his presence may compromise the independent objective of the Remuneration Committee. 4 Elect Md Nor Md Yusof as Director For For Mgmt 5 Elect Haidar Mohamed Nor as Director For For Mgmt 6 Elect Hamzah Bakar as Director For For Mgmt 7 Elect Zainal Abidin Putih as Director For For Mgmt 8 Elect Syed Muhamad Syed Abdul Kadir as For For Mgmt Director 9 Elect Robert Cheim Dau Meng as Director For Against Mgmt 10 Elect Cezar Peralta Consing as Director For For Mgmt 11 Approve Remuneration of Directors in the For For Mgmt Amount of MYR 90,000 Per Director Per Annum for the Financial Year Ended Dec. 31, 2006 12 Approve PricewaterhouseCoopers as Auditors For For Mgmt and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 14 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 04/20/07 - A Carso Global Telecom SA de CV P2142R108 None 190,900 Only A1 Shareholders Who are Mexican National Can Vote at This Meeting 1 Accept Board of Directors and Audit For For Mgmt Committee Reports; Accept Compliance of Fiscal Obligations Report for 2006 Fiscal Year; Approve Discharge of Directors; Accept Individual and Consolidated Financial Statements and Statutory Reports This is the company's routine submission of the board of directors' report, the board committees' reports, the CEO's report, and the annual income corporate tax report. In Mexico, these documents are not routinely available outside the company's headquarters prior to the meeting. Although the reports are not available, ISS sees no reason to object to this proposal unless we are aware of a specific problem with the company's performance, financial statements, audit procedures, or actions of the board. We are unaware of any problems with the company or its auditors. Mexican companies have begun to present at the AGM, a report including all transactions regarding their fiscal responsibilities during the last fiscal year, as mandated by the Mexican Income Tax Law (Article 86, section XXI). We recommend approval of this request, as it would enhance transparency to shareholders. 2 Approve Allocation of Income For For Mgmt This resolution seeks approval of management's plans for allocating income for the year, including the proposed dividend. No information was available on how Carso Global Telecom plans to allocate its income or its proposed dividend. However, most Mexican companies do not disclose this information. We use a minimum payout ratio of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. Although no information was available on how Carso Global Telecom plans to allocate income, most Mexican companies do not disclose income allocation details. Nevertheless, we note that the company has not distributed and paid any dividends since 1999 due to investment and debt service commitments (source: 2005 annual report, pp. 24-25). In addition, the company has a rigorous share repurchase program, which has returned capital to shareholders in the amount of a 7.5-percent reduction in the number of shares outstanding between the fiscal years of 2002 and 2005. In this context, we believe it would be counterproductive not to support this routine item on the basis of lack of disclosure unless we were aware of a problem with the proposed allocation. ISS is not aware of any such problems 3 Approve Discharge of Management Board; For For Mgmt Elect/Reelect Directors and Chair to Audit Committee and Fix Their Remuneration Items 2-3: This is a two-part resolution. The first part requests that shareholders approve the formal discharge of the directors and supervisory board members for the previous fiscal year. This annual request represents shareholder endorsement of actions taken during the year. Discharge is a tacit vote of confidence in the company's management and policies. It does not necessarily eliminate the possibility of future shareholder action, although it does make such action more difficult to pursue. Discharge generally is granted unless a shareholder states a specific reason for withholding it. Withholding discharge is advisable only when a shareholder has concrete evidence of negligence or abuse on the part of the board or management, has plans to take legal action, or has knowledge of other shareholders' plans to take legal action. We are unaware of any such instance. The second part asks shareholders to elect directors, supervisory board members, their respective alternates, committee members and chairman of the audit committee for fiscal year 2007. The company also asks shareholders to approve their remuneration. The company failed to disclose the names of the nominees to the board and their proposed remuneration. Given the lack of disclosure, ISS is unable to comment on the current composition of the company's board. Most Mexican companies' boards are unclassified, meaning that each director must stand for reelection each year. Supervisory boards carry out internal auditing functions and are usually composed of external officers. ISS notes that in the April 28, 2006 AGM, shareholders elect the following individuals to the board of directors: Jaime Chico Pardo (chairman), Carlos Slim Helu (honorary chairman), Carlos Slim Domit (vicechairman), Humberto Gutierrez, Claudio Gonzalez and Juan A. Perez. Shareholders also elected a same amount of alternate directors. Alberto Turcio and Fernando Espinosa were ratified as principal and alternate members of the supervisory board, respectively. At the same meeting, shareholders set individual directors and supervisory board members remuneration levels as follows: MXN 12,000 ($1,076) per each meeting they participate. According to Carso Global, and meeting the criteria and recommendations of the New Mexican Securities Law, shareholders ratified the qualification as independent directors of Jose Kuri Harfush, Claudio Gonzalez and Juan A. Perez. The Audit committee was also elected and shareholders chose the following members: Jose Kuri Harfush (chairman and alternate director), Eduardo Valdes Acra (alternate director) and Juan A. Perez. The individual remuneration for this committee was set at MXN 6,000 ($538) per each meeting they participate. The nominees' names were not disclosed prior to the meeting, and the elections are presented as a single voting item. Although we believe that withholding director names prior to the meeting and presenting director elections as a single voting item disenfranchises the growing number of institutional shareholders voting by proxy and precludes institutional shareholders from their rights as owners to assess the performance of individual directors, we recognize that changing this practice is best achieved through engagement with Mexican issuers. Thus, we will engage with companies in raising awareness about this issue during 2007; in 2008, we will recommend that shareholders oppose routine director elections where no director nominee information is available. 4 Elect Board Committees and Fix Their For For Mgmt Remuneration 5 Set Aggregate Nominal Amount of Share For For Mgmt Repurchase Reserve; Approve Share Repurchase Policy This is the company's submission of the share repurchase reserves report in accordance with the requirements of the Mexican Banking and Securities Commission and Securities Market law passed on March 19, 2003. This resolution would inform shareholders about the share repurchases carried out with funds either from revenues or reserve accounts during the fiscal year ended Dec. 31, 2006. Although no information was disclosed regarding the proposed or current amount set by the company for its share repurchase program, ISS notes that as of Dec. 31, 2005, the company had 41.4 million shares in treasury, which represented 1.18 percent of the outstanding capital. The ordinary general meeting would have to decide, for each fiscal year, the maximum amount of funds to be allocated for the repurchase of shares, which in no case would exceed the total of the net profits, including the retained earnings fund. The company can only make a general repurchase of shares subject to the following conditions: -- The repurchase of securities must be implemented on the Mexican Stock Exchange and authorized by the Mexican Banking and Securities Commission. -- The company's articles of association must authorize and state the limits of the repurchase. -- The repurchase must be authorized by shareholders. -- The repurchase must be made at market prices. -- The repurchase of more than 3 percent of outstanding shares in one or more transactions, within 20 business days, must be made through a tender offer. We recommend support for the board's request to make public this information before the meeting. 6 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting This item seeks to appoint an inspector or shareholder representative(s) to keep the minutes of the meeting. This is a routine formality that does not affect shareholder value. 06/28/07 - A Catcher Technology Co Ltd Y1148A101 04/29/07 115,870 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Articles of Association For For Mgmt 4 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 5 Amend Endorsement and Guarantee Operating For For Mgmt Guidelines 6 Amend Operating Procedures for Loan of For For Mgmt Funds to Other Parties 7 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 8 Amend Rules and Procedures Regarding For For Mgmt Shareholder Meeting 9 Other Business For Against Mgmt In view of this, a vote against this item is recommended until details on the issues have been provided. 06/15/07 - A CATHAY FINANCIAL HOLDING CO., LTD. Y11654103 04/16/07 164,727 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Articles of Association For For Mgmt 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 5 Amend Election Rules of Directors and For For Mgmt Supervisors 6 Elect Directors For For Mgmt 7 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 12/07/06 - S CEMEX S.A.B. de C.V. P22561321 None 503,994 Each CPO is Composed of 2 Class A Shares and 1 Class B Shares; Only Mexican Nationals Who Own Class A Shares Are Entitled to Vote 1 Discuss and Authorize a Corporate For For Mgmt Transaction after Listening to the Report of the CEO and the Opinion of the Board of Directors 2 Approve Minutes of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 04/26/07 - A CEMEX S.A.B. de C.V. P22561321 None 638,094 Each CPO is Composed of 2 Class A Shares and 1 Class B Shares; Only Mexican Nationals Who Own Class A Shares Are Entitled to Vote 1 Accept Financial Statements and Statutory For For Mgmt Reports for 2006 Fiscal Year 2 Approve Allocation of Income; Set Aggregate For For Mgmt Nominal Amount of Share Repurchase 3 Authorize Increase in Variable Portion of For For Mgmt Capital via Capitalization of Accumulated Profits Account 4 Elect Board Members; Elect Members and For For Mgmt Chairman of Both Audit and Corporate Practices Committee 5 Approve Remuneration of Directors and For For Mgmt Members of the Board Committees 6 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 06/22/07 - S Cemig, Companhia Energetica De Minas P2577R110 None 76,800 Gerais 1 Elect Directors For For Mgmt 04/23/07 - A Cez A.S. X2337V121 04/17/07 5,065 1 Open Meeting; Elect Chairman and Other For Mgmt Meeting Officials; Approve Procedural Rules 2 Accept Report on Operations in 2006 For Mgmt 3 Accept Supervisory Board Report For Mgmt 4 Approve Liquidation of Social Fund and For Mgmt Rewards Fund 5 Amend Statute For Mgmt 6 Accept Financial Statements and Statutory For Mgmt Reports; Accept Consolidated Financial Statements and Statutory Reports 7 Approve Allocation of Income and Dividends For Mgmt 8 Approve Renewal of System of Management For Mgmt Control in Power Plant Dukovany - Modules M3-M5 9 Decide on Volume of Company's Sponsorship For Mgmt Funds 10 Approve Share Repurchase Program For Mgmt 11 Approve Changes to Composition of For Mgmt Supervisory Board 12 Approve Contracts and Related Benefits For Mgmt 13 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/13/07 - A China Construction Bank Corporation Y1397N101 05/21/07 3,748,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Board of Supervisors For For Mgmt 3a Reelect Guo Shuqing as Executive Director For For Mgmt 3b Reelect Zhang Jianguo as Executive Director For For Mgmt 3c Reelect Zhao Lin as Executive Director For For Mgmt 3d Reelect Luo Zhefu as Executive Director For For Mgmt 3e Reelect Wang Shumin as Non-Executive For For Mgmt Director 3f Reelect Wang Yonggang as Non-Executive For For Mgmt Director 3g Reelect Liu Xianghui as Non-Executive For For Mgmt Director 3h Reelect Zhang Xiangdong as Non-Executive For For Mgmt Director 3i Reelect Gregory L. Curl as Non-Executive For For Mgmt Director 3j Reelect Song Fengming as Independent For For Mgmt Non-Executive Director 3k Reelect Tse Hau Yin, Aloysius as For For Mgmt Independent Non-Executive Director 3l Reelect Elaine La Roche as Independent For For Mgmt Non-Executive Director 3m Reelect Peter Levene as Independent For For Mgmt Non-Executive Director 3n Elect Wang Yong as Non-Executive Director For For Mgmt 3o Elect Li Xiaoling as Non-Executive Director For For Mgmt 4a Reelect Xie Duyang as Supervisor For For Mgmt 4b Reelect Liu Jin as Supervisor For For Mgmt 4c Reelect Jin Panshi as Supervisor For For Mgmt 4d Reelect Guo Feng as External Supervisor For For Mgmt 4e Elect Dai Deming as External Supervisor For For Mgmt 5 Approve Final Emoluments Distribution Plan For For Mgmt for Directors and Supervisors 6 Accept Financial Statements and Statutory For For Mgmt Reports 7 Approve Profit Distribution Plan and For For Mgmt Dividend 8 Authorize Board to Deal with Matters For For Mgmt Related to the Declaration of Interim Dividend of 2007, the Interim Dividend of 2007 Should be 45 Percent of the After-Tax Net Profit of the Bank in the First Half of 2007 9 Accept Final Accounts For For Mgmt 10 Approve Capital Expenditure Budget for 2007 For For Mgmt 11 Approve Cooperation Agreement Between the For For Mgmt Company and Bank of America Corporation and Establishment of a Joint Venture 12 Authorize Directors to Deal with Matters For Against Mgmt Related to Liability Insurance of Directors, Supervisors and Senior Management in Accordance with Market Practice Due to the company's failure to provide specific details regarding the scope and the terms of this proposal, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or shareholder value. In view of this, we recommend a vote against this resolution. 13 Reappoint KPMG Huazhen and KPMG as Domestic For For Mgmt and International Auditors Respectively and Authorize Board to Fix Their Remuneration 14 Authorize Issuance of Subordinated Bonds For For Mgmt 10/16/06 - S CHINA LIFE INSURANCE CO LTD Y1477R204 09/15/06 301,000 Special Business 1a Approve Issuance of A Shares For For Mgmt 1b Approve Issuance of Not More Than 1.5 For For Mgmt Billion A Shares 1c Approve Nominal Value of Each A Share at For For Mgmt RMB 1.0 Each 1d Approve Target Subscribers of A Shares For For Mgmt 1e Approve Issue Price of A Shares For For Mgmt 1f Approve Shanghai Stock Exchange as Place of For For Mgmt Listing of A Shares 1g Approve Use of Proceeds from the A Share For For Mgmt Issue 1h Approve Entitlement to Accumulated Retained For For Mgmt Earnings of the Company of Existing and New Shareholders Whose Names Appear on the Register of Members of the Company after Completion of A Share Issue 1i Approve Effectivity of A Share Issue for a For For Mgmt Period of 12 Months from the Date of Approval 1j Authorize Board to Determine and Deal with, For For Mgmt at Their Discretion and Full Authority, Matters in Relation to the A Share Issue 1k Authorize Board to Determine Matters in For For Mgmt Relation to Strategic Investors 1l Authorize Board to Execute All Documents For For Mgmt and Do All Acts Necessary to Give Effect to A Share Issue 2 Amend Articles Re: A Share Issuance For For Mgmt Ordinary Business 3 Adopt Procedural Rules of the Shareholders' For For Mgmt General Meetings 4 Adopt Procedural Rules of the Board Meetings For For Mgmt 5 Adopt Procedural Rules of the Supervisory For For Mgmt Committee Meetings 6 Approve Establishment of the China Life For For Mgmt Charity Fund 12/29/06 - S CHINA LIFE INSURANCE CO LTD Y1477R204 11/29/06 301,000 1 Approve Employee Share Incentive Plan For Against Mgmt We note, however, that the company would be allocating up to 10 percent of its net profits for the incentive fund and an equivalent of 10 percent of the company's issued capital for share awards without providing clear performance targets and vesting periods on which to base share awards. Given the cost to the company of funding the incentive awards and in the absence of performance targets and vesting periods, we recommend shareholders vote against this resolution. 2 Elect Ngai Wai Fung as Independent For For Mgmt Non-Executive Director 06/12/07 - A CHINA LIFE INSURANCE CO LTD Y1477R204 05/11/07 205,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Auditors' For For Mgmt Report 4 Approve Profit Distribution and Cash For For Mgmt Dividend Distribution Plan 5 Authorize Board to Fix the Remuneration of For For Mgmt Directors and Supervisors 6 Approve Purchase of Liability Insurance for For Against Mgmt Directors and Management and Authorize Board to Organize and Implement It Due to the company's failure to provide specific details regarding the scope and the terms of this proposal, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or shareholder value. In view of this, we recommend a vote against this resolution. 7 Reappoint PricewaterhouseCoopers Zhong Tian For For Mgmt CPAs Co. Ltd., Certified Public Accountants and PricewaterhouseCoopers, Certified Public Accountants as PRC and International Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 06/22/07 - A CHINA MENGNIU DAIRY CO LTD G21096105 06/18/07 211,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Jiao Shuge as Director and For For Mgmt Authorize Board to Fix His Remuneration 3b Reelect Lu Jun as Director and Authorize For For Mgmt Board to Fix Her Remuneration 3c Reelect Wang Huibao as Director and For For Mgmt Authorize Board to Fix His Remuneration 4 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 06/15/07 - A CHINA MERCHANTS BANK CO LTD Y14896115 05/15/07 303,000 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Board of Supervisors For For Mgmt 3 Accept Audited Financial Statements and For For Mgmt Statutory Reports 4 Accept Final Financial Report For For Mgmt 5 Approve Profit Appropriations Plan For For Mgmt Including the Distribution of Final Dividend This item seeks shareholder approval for the profit appropriation proposal for the year 2006. Relevant regulations in the People's Republic of China and the articles of association of the company require 10 percent of profits to be transferred to the statutory surplus reserve account and the transfer to this reserve must be made before the distribution of dividends to shareholders. In addition, the board recommends the payment of a first and final dividend of RMB 0.12 ($0.015) per share, up from RMB 0.08 ($0.010) in the previous period. This gives the company a payout ratio of 22.6 percent, down from 23.5 percent in the previous period. We use a minimum 30-percent and a maximum 100-percent ratio as triggers for further analysis. When the payout ratio falls below our minimum standard of 30 percent, we recommend a closer analysis of the allocation proposal. As the company had its initial public offering in May 9, 2002, we believe that the board is using the company's cash to reinvest in the company for growth and expansion. We typically give newly listed companies a period of five years to bring up their payout ratios to meet our guidelines. Given that the company is in its fifth year as a listed company, we recommend that shareholders support this dividend proposal. This is a common request for companies incorporated in the People's Republic of China and we see no reason to oppose such requests. 6 Appoint Auditors and Authorize Board to Fix For For Mgmt Their Remuneration The board seeks to appoint auditors of the company for the year. We note however that the auditors report contained in the annual report is unqualified, meaning that in the opinion of the auditors, the financial statements are fairly presented in accordance with International Financial Reporting Standards and the disclosure requirements of the Hong Kong Companies Ordinance. Also included in this resolution is the grant of board authority to fix the remuneration of the auditors. In the absence of issues concerning the auditors and the way the audit was conducted, a vote supporting this proposal is recommended. 7a Reelect Qin Xiao as Non-Executive Director For For Mgmt 7b Reelect Fu Yuning as Non-Executive Director For For Mgmt 7c Reelect Li Yinquan as Non-Executive Director For For Mgmt 7d Reelect Huang Dazhan as Non-Executive For For Mgmt Director 7e Elect Ding An Hua, Edward as Non-Executive For For Mgmt Director 7f Reelect Wei Jiafu as Non-Executive Director For For Mgmt 7g Reelect Sun Yueying as Non-Executive For For Mgmt Director 7h Reelect Wang Daxiong as Non-Executive For For Mgmt Director 7i Reelect Fu Junyuan as Non-Executive Director For For Mgmt 7j Reelect Ma Weihua as Executive Director For For Mgmt 7k Elect Zhang Guanghua as Executive Director For For Mgmt 7l Elect Li Hao as Executive Director For For Mgmt 7m Reelect Wu Jiesi as Independent For For Mgmt Non-Executive Director 7n Elect Yan Lan as Independent Non-Executive For For Mgmt Director 7o Elect Song Lin as Independent Non-Executive For For Mgmt Director 7p Reelect Chow Kwong Fai, Edward as For For Mgmt Independent Non-Executive Director 7q Reelect Liu Yongzhang as Independent For For Mgmt Non-Executive Director 7r Reelect Liu Hongxia as Independent For For Mgmt Non-Executive Director 7s Elect Hong Xiaoyuan as Non-Executive For For Mgmt Director 8a Reelect Zhu Genlin as Shareholder For For Mgmt Representative Supervisor 8b Reelect Chen Haoming as Shareholder For For Mgmt Representative Supervisor 8c Elect Dong Xiande as Shareholder For For Mgmt Representative Supervisor 8d Elect Li Jiangning as Shareholder For For Mgmt Representative Supervisor 8e Reelect Shi Jiliang as External Supervisor For For Mgmt 8f Reelect Shao Ruiqing as External Supervisor For For Mgmt 9 Accept Duty Performance and For For Mgmt Cross-Evaluation Reports of Independent Non-Executive Directors 10 Accept Assessment Report on the Duty For For Mgmt Performance of Directors 11 Accept Duty Performance and For For Mgmt Cross-Evaluation Reports of External Supervisors 12 Accept Related Party Transaction Report For For Mgmt 05/16/07 - A China Mobile (Hong Kong) Limited Y14965100 05/11/07 260,959 1 Accept Financial Statements and Statutory For For Mgmt Reports 2a Approve Final Dividend For For Mgmt 2b Approve Special Dividend For For Mgmt 3a Reelect Wang Jianzhou as Director For For Mgmt 3b Reelect Li Yue as Director For For Mgmt 3c Reelect Zhang Chenshuang as Director For For Mgmt 3d Reelect Frank Wong Kwong Shing as Director For For Mgmt 3e Reelect Paul Michael Donovan as Director For For Mgmt 4 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 01/22/07 - S China Petroleum & Chemical Corp. Y15010104 12/22/06 1,595,108 Special Business 1 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights 2 Approve Issuance of Up to $1.5 Billion For For Mgmt Convertible Bonds within 12 Months from the Date of Approval 3 Authorize Board to Deal with All Matters in For For Mgmt Connection with the Issuance of Convertible Bonds 4 Approve Issuance of Up to RMB 10 Billion For For Mgmt Domestic Corporate Bonds within 12 Months from the Date of Approval 5 Authorize Board to Deal with All Matters in For For Mgmt Connection with the Issuance of Domestic Corporate Bonds 05/29/07 - A China Petroleum & Chemical Corp. Y15010104 04/30/07 1,580,554 1 Accept the Report of the Board of Directors For For Mgmt 2 Accept the Report of the Supervisory For For Mgmt Committee 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Profit Distribution Plan and Final For For Mgmt Dividend 5 Approve KPMG Huazhen and KPMG as Domestic For For Mgmt and Overseas Auditors and Authorize Board to Fix Their Remuneration 6 Approve Sichuan-to-East China Gas Project For For Mgmt 7 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 8 Approve Issuance of Corporate Bonds For For Mgmt 9 Authorize Board to Deal with All Matters in For For Mgmt Connection with the Issuance of Corporate Bonds and Formulation and Execution of All Necessary Legal Documents for Such Purpose 12/06/06 - S CHINA POWER INTERNATIONAL DEVELOPMENT Y1508G102 12/05/06 1,129,000 LTD 1 Approve Acquisition of 390.9 Million Shares For For Mgmt in the Issued Capital of Shanghai Electric Power Co., Ltd. from China Power Investment Corp. for a Total Consideration of RMB 1.7 Billion I. Transaction Summary Acquirer: China Power Int'l Development Ltd. (the company) Target: 390.9 million shares, representing approximately 25 percent of the total issued capital of Shanghai Electric Power Co., Ltd. (Shanghai Power) (Sale Shares) Consideration: cash Transaction Terms: the company would acquire 390.9 million shares, representing a 25 percent equity interest in Shanghai Power from China Power Investment Corp. (CPI Group) at a total consideration of RMB 1.7 billion ($206.3 million) Value of Transaction: RMB 1.7 billion ($206.3 million) Fairness Opinion: CLSA Equity Capital Markets Ltd. Accounting Treatment: Not disclosed Tax Treatment: Not disclosed Walkaway Rights/Breakup Fee: Not disclosed Dividends: None II. Company Description Shanghai Power is the largest power provider in Shanghai in terms of total controlled capacity and is principally engaged in the production and supply of electricity and heat. Shanghai Power has four wholly-owned power plants as well as various investments in power plants in Shanghai and is gradually expanding to neighboring provinces such as Jiangsu Province, Anhui Province, and Zheijiang Province. Shanghai Power has an attributable installed capacity of approximately 4,260 MW as at Dec. 31, 2006, and its gross electricity generation reached approximately 22,554 GWh for the year ended Dec. 31, 2005. Also, it has, in the past few years, expanded itself in the East China region. The compounded annual growth rate of attributable capacity achieved by Shanghai Power from 2003 to 2005 was 23 percent. III. Transaction Under the proposed acquisition, the company would acquire the Sale Shares from CPI Group, an indirect controlling shareholder of the company, for a total consideration of RMB 1.7 billion ($206.3 million) or RMB 4.26 ($0.5) per Sale Share, which was arrived at after arm's length negotiations between the company and CPI Group. The consideration amount, based on the net asset value per share of Shanghai Power as at June 30, 2006 of RMB 3.927 ($0.5) per share, represents a discount of approximately 4.1 percent off the closing price of the A shares of Shanghai Power on Nov. 2, 2006 of RMB 4.44 ($0.5) per share; while based on the audited financial statements of Shanghai Power, represents a premium of approximately 8.5 percent over the net asset value attributable to the Sale Shares as at June 30, 2006. The consideration amount would be satisfied by the company in cash through two installments and would be financed from the proceeds of the company's initial public offering in 2004, the company's working capital and external financing. Upon payment of the consideration in full, the Sale Shares would be transferred and registered in the name of the company, which would become the second largest shareholder of Shanghai Power. Thus, Shanghai Power would become an associated company of the company. IV. Rationale Considerations (Disclosure Level: Satisfactory) In this case, the company provided satisfactory information regarding the proposed acquisition. The proposed acquisition is expected to significantly enlarge the company's operational scale by leveraging on Shanghai Power's market leadership position. The company is also expected to tap the growth potential of Shanghai Power by enabling it to enter into the Shanghai market, a region with the highest Gross Domestic Product per capita in China. V. Pro Forma Financial Summary (Disclosure Level: Satisfactory) The company did not disclose information regarding its pro forma summary in relation to the acquisition of Shanghai Power VI. ISS Financial Valuation (Disclosure Level: Satisfactory) The consideration of RMB 4.26 ($0.5) per Sale Share represents: -A premium of about 0.04 percent to the 60-day average closing price of Shanghai Power shares prior to the announcement of the proposal on Nov. 2, 2006 (Announcement Date). -A discount of about 3.2 percent to the average closing price of Shanghai Power shares prior to the Announcement Date. -A discount of about 2.2 percent to the average closing price of Shanghai Power shares from the Announcement Date to Nov. 20, 2006. VII. Risks The company did not disclose possible risks pertaining to the acquisition of Shanghai Power VIII. Market Reaction (vs. market index during same period) -The market reaction with respect to the Acquisition appears positive. -Pre-announcement: The share price increased by 34.3 percent in the 60 days prior to Nov. 2, 2006 (the Announcement Date) vs. a 7.4 percent increase for the HSI, outperforming the index by 26.9 percentage points -Initial: The share price increased by 2.2 percent a day before the Announcement Date, vs. a 1.4 percent increase for the HSI, outperforming the index by 0.8 percentage points -Post-analysis: The shares increased by 14.2 percent from the Announcement Date to Nov. 20, 2006, vs. a 1.6 percent increase for the HSI, outperforming the index by 12.6 percentage points IX. Governance (Disclosure Level: Satisfactory) Upon completion of the acquisition, the company intends to nominate at least two directors to the board of Shanghai Power. X. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 04/27/07 - A CHINA POWER INTERNATIONAL DEVELOPMENT Y1508G102 04/20/07 956,721 LTD 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of RMB 0.08 Per Share For For Mgmt 3 Reelect Hu Jiandong as Director For For Mgmt 4 Authorize Board to Fix the Remuneration of For For Mgmt Directors 5 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6c Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 09/04/06 - S CHINA RESOURCES POWER HOLDINGS CO LTD Y1503A100 None 728,000 1 Approve Acquisition by China Resources For For Mgmt Power Hldgs. Co. Ltd. (the Company) of 55.0 Percent Effective Interest in Fuyang China Resources Power Co., Ltd. from China Resources (Hldgs) Co. Ltd. (CRH) (Fuyang Acquisition) XI. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 2 Approve Acquisition by the company of 65.0 For For Mgmt Percent Effective Interest in Yunnan China Resources Power (Honghe) Co., Ltd. from CRH (Yunpeng Acquisition) 05/30/07 - A CHINA RESOURCES POWER HOLDINGS CO LTD Y1503A100 05/21/07 954,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Tang Cheng as Director For For Mgmt 3b Reelect Zhang Shen Wen as Director For For Mgmt 3c Reelect Jiang Wei as Director For For Mgmt 3d Reelect Anthony H. Adams as Director For For Mgmt 3e Reelect Ma Chiu-Cheung, Andrew as Director For For Mgmt 3f Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 05/15/07 - A CHINA SHENHUA ENERGY CO LTD Y1504C113 04/14/07 146,500 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Board of Supervisors For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Profit Distribution Plan For For Mgmt 5 Approve Remuneration of Directors and For For Mgmt Supervisors 6 Reappoint KPMG Hauzhen and KPMG as the PRC For For Mgmt and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Renewal of Certain Connected For For Mgmt Transactions for 2008 to 2010 and Relevant Annual Caps 8 Approve Adjustments to the Annual Caps for For For Mgmt Certain Connected Transactions in 2007 9 Elect Yun Gongmin as Non-Executive Director For For Mgmt 10 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 06/21/07 - A China Steel Corporation Y15041109 04/22/07 849,000 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 4 Amend Articles of Association For For Mgmt 5 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 6 Amend Election Rules of Directors and For For Mgmt Supervisors Elect Directors by Cumulative Voting 7 Elect Directors For Split Mgmt 7.1 Elect Yao-Chung Chiang, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001 --- Against ISS believes that directors and supervisors function as the representatives of shareholders throughout the year and are therefore a crucial avenue of ongoing influence on management. As such, it is important to elect directors and supervisors who have no material connection, either directly or indirectly, to the company, to enable them to act in the best interest of shareholders. In this case, ISS recommends that shareholders concentrate their cumulative votes in favor of all independent director nominees, namely: San-Shiung Hong, Ken H.C. Chiu and Wei-Sheng Hwang. For the supervisor nominees, given the absence of any negative concern regarding these candidates, ISS advises shareholders to allocate their cumulative votes equally for all supervisor nominees. These are Iuan-Yuan Lu, Jing-Yi Wang, and Ying-Yuan Lee. 7.2 Elect Fadah Hsieh, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001 --- Against 7.3 Elect Jung-Chiou Hwang, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001 --- Against 7.4 Elect Yuan-Cheng Chen, a Representative of Chiun Yu Investment Corporation., as Director with Shareholder No. V01357 --- Against 7.5 Elect Lo-Min Chung, a Representative of Ever Wealthy International Corporation, as Director with Shareholder No. V02376 --- Against 7.6 Elect Cheng-I Weng, a Representative of Gau Ruei Investment Corporation as Director with Shareholder No. V01360 --- Against 7.7 Elect Shun-Tsai Wu, a Representative of China Steel Labor Union, as Director with Shareholder No. X00012 --- Against 7.8 Elect Ho-Chong Chen, a Representative of Shin Mao Investment Corporation, as Director with Shareholder No. V01369 --- Against 7.9 Elect San-Shiung Hong as Independent Director with ID No. A101349114 --- For 7.10 Elect Ken H.C. Chiu as Independent Director with ID No. E100588951 --- For 7.11 Elect Wei-Sheng Hwang as Independent Director with ID No. T102103672 --- For Elect Supervisors by Cumulative Voting 7 Elect Directors For For Mgmt 8 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 9 Other Business For Against Mgmt 05/16/07 - A CITIC Pacific Ltd Y1639J116 05/09/07 216,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend and Special Dividend For For Mgmt 3a Reelect Larry Yung Chi Kin as Director For For Mgmt 3b Reelect Peter Lee Chung Hing as Director For For Mgmt 3c Reelect Vernon Francis Moore as Director For For Mgmt 3d Reelect Liu Jifu as Director For For Mgmt 3e Reelect Willie Chang as Director For For Mgmt 3f Reelect Norman Ho Hau Chong as Director For For Mgmt 3g Reelect Chang Zhenming as Director For For Mgmt 4 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 8 Adopt CITIC 1616 Holdings Limited Share For Against Mgmt Option Plan Given the unfavorable terms of the proposed plan, we recommend that shareholders vote against this proposal. 09/29/06 - S CNOOC LTD Y1662W117 09/25/06 595,000 1 Approve Revised Annual Caps for Connected For For Mgmt Transactions 12/18/06 - S COCA COLA ICECEK SANAYI A.S. M253EL109 None 41,816 1 Open Meeting None Mgmt 2 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 3 Accept Special Financial Statements as of For Mgmt 30 June 2006 Prepared for Merger Agreement 4 Approve Merger Agreement With Efes Sinai For Mgmt Yatirim Holdings A.S. 5 Increase Authorized Capital to YTL 254.37 For Mgmt Million From YTL 249.59 Million 6 Approve Auditors for Year-End and Special For Mgmt Audit 7 Wishes None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/05/06 - S Coca-Cola FEMSA SAB de CV P2861Y136 None 163,300 1 Amend Bylaws in Order to Comply with New For For Mgmt Mexican Securities Law These changes come as a result of Mexico's recent adoption of a series of capital market reforms that increase transparency and protection of minority shareholders. As the amendments would be changed to conform to company law, and because there is no evidence that the company has included other amendments outside the scope of the new law, shareholder support of this item is recommended. 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting For For Mgmt 12/05/06 - S Coca-Cola FEMSA SAB de CV P2861Y136 None 163,300 1 Elect Members of Board of Directors, Board For For Mgmt Secretaries and their Respective Alternates, Including Independent Members in Accordance with New Mexican Securities Law; Approve their Remuneration Items 1-2. These items seek shareholder approval of director and board committee member positions as stipulated in the new Mexican Securities Market Law. Though the names of the committee members and/or new directors will not be disclosed before the meeting, (Which is common market practice in Mexico) we do know that the proposed changes are designed to guarantee a minimum level of board and committee independence. For a company with the size and status of Coca-Cola Femsa, such inadequate disclosure is inexcusable. However, because the changes are being made to improve corporate governance, and because it appears that the board and key committees will have a greater portion of independent members as a result of this meeting, it would be counterproductive to oppose these items for inadequate disclosure. Support for items 1-2 is therefore recommended. 2 Approve Integration of Board Committees For For Mgmt including Audit and Corporate Practices Committees, Elect the Chairman of Each Board Committee and Approve their Remuneration 3 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting For For Mgmt 04/27/07 - A/S Companhia Vale Do Rio Doce P2605D109 None 101,836 Ordinary Business 1.1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 1.2 Approve Allocation of Income and Dividends For For Mgmt for 2006 and Approve the Capital Budget Plan 1 Elect Directors For For Mgmt 1 Elect Supervisory Board Member For For Mgmt 1.5 Approve Remuneration of Directors, For For Mgmt Executive Officers, and Supervisory Board Members Special Business 2.1 Authorize Capitalization of Reserves for For For Mgmt Increase in Share Capital with no Issuance of Shares, and Ammend Article 5 Accordingly 04/18/07 - A Compania Cervecerias Unidas SA P24905104 None 61,462 1 Accept Chairman's Report For For Mgmt 2 Accept Financial Statements and Statutory For For Mgmt Reports for the Fiscal Year Ended Dec. 31, 2006 3 Approve Allocation of Income and Dividends For For Mgmt 4 Approve Dividend Policy For For Mgmt 5 Elect Directors For For Mgmt 6 Approve Remuneration of Directors for For For Mgmt Fiscal Year 2007 7 Approve Director's Committee Report for For For Mgmt Fiscal Year 2006 8 Fix Remuneration of Director's Committee For For Mgmt for Fiscal Year 2007 9 Fix Remuneration of Audit Committee for For For Mgmt Fiscal Year 2007 10 Approve External Auditors for Fiscal Year For For Mgmt 2007 11 Approve Special Auditors' Report Regarding None None Mgmt Related-Party Transactions 12 Other Business (Voting) For For Mgmt 04/27/07 - A COPEL, Companhia Paranaense de Energia P30557139 None 6,700,968 Preference Shareholders are Entitled to Vote on Item 5 of the Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12-31-06 2 Approve Allocation of Income and Share For For Mgmt Profits Distribution 3 Authorize Capitalization of Reserves Via For For Mgmt Incorporation of Retained Earnings Reserves 4 Elect Board of Directors For For Mgmt 5 Elect Supervisory Board Members For For Mgmt 6 Approve Remuneration of Directors and For For Mgmt Supervisory Board Members 7 Raification of Designated Newspaper to For For Mgmt Publish Meeting Announcements 04/27/07 - A Corporacion Geo SAB de CV P3142C117 None 101,600 1 Present Statutory Reports for Fiscal Year For For Mgmt Ended 12-31-06 2 Accept Financial Statements For For Mgmt 3 Approve Discharge of Board of Directors For For Mgmt 4 Approve Allocation of Income For For Mgmt 5 Elect/Ratify Board Members and Secretary of For For Mgmt the Board 6 Elect Chairmen of Audit Committee and For For Mgmt Corporate Practices Committee 7 Approve Remuneration of Directors, Members For For Mgmt of the Board Committees, and Secretaries of the Board 8 Set Aggregate Nominal Amount of Share For For Mgmt Repurchase 9 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 10 Approve Minutes of Meeting For For Mgmt 03/16/07 - A Daewoo Engineering & Construction Y1888W107 12/31/06 21,910 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 500 Per Share 2 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 3 Amend Articles of Incorporation to Expand For For Mgmt Business Objectives, to Allow Stock Options Converted to Preferred Shares, and to Allow Interim Dividends 06/06/07 - A Denway Motors Ltd. (formerly Denway Y2032Y106 05/30/07 2,368,000 Investment) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare Final Dividend For For Mgmt 3a Elect ZHANG Fangyou as Director For For Mgmt 3b Elect ZENG Qinghong as Director For For Mgmt 3c Elect CHEUNG Doi Shu as Director For For Mgmt 3d Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 05/08/07 - A Digi.com Berhad (formerly Digi Y2070F100 None 105,143 Swisscom) 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Financial Year Ended Dec. 31, 2006 2 Approve Dividends of MYR 0.575 Per Share For For Mgmt Less 27 Percent Income Tax for the Financial Year Ended Dec. 31, 2006 3 Elect Christian Storm as Director For For Mgmt 4 Elect Ragnar Holmen Korsaeth as Director For For Mgmt 5 Approve Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 7 Approve Renewal of Shareholders' Mandate For For Mgmt for Recurrent Related Party Transactions 06/14/07 - A Dongbu Insurance Co. Y2096K109 03/31/07 81,580 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 450 Per Share 2 Elect Three Directors For For Mgmt 3 Elect Members of Audit Committee Who Is For For Mgmt Independent 4 Elect Members of Audit Committee Who is Not For Against Mgmt Independent In this case, because the nominee is not independent, we recommend that shareholders vote against this resolution. 5 Approve Limit on Remuneration of Directors For Against Mgmt Due to the lack of disclosure, we recommend that shareholders vote against this resolution. 04/30/07 - A DUFRY SOUTH AMERICA LTD 264340209 None 36,434 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 The company has not yet published its financial statements for fiscal year 2006. Nonetheless, this is a routine request and in the absence of any specific concerns regarding the company, we recommend shareholder support for this item. 2 Approve Allocation of Income and Dividends For For Mgmt The company has not disclosed its allocation of income plans. However, since Dufry South America went public only in December of 2006, we do not expect much in terms of a dividend payout relative to 2006. We see no reason to oppose this item. 3 Ratify Ernst & Young as Auditors For For Mgmt This is a routine, non-contentious issue and we recommend shareholder support. 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors Once again, no information was disclosed, but we expect the company to pay market rates to Ernst & Young. We recommend shareholder support for this item. 5 Approve Discharge of Management and For For Mgmt Supervisory Board This item requests that shareholders approve the formal discharge of the directors and supervisory board members for the previous fiscal year. This annual request represents shareholder endorsement of actions taken during the year. Discharge is a tacit vote of confidence in the company's management and policies. It does not necessarily eliminate the possibility of future shareholder action, although it does make such action more difficult to pursue. Although this request is rare in Brazil, it is common in other markets. Discharge generally is granted unless a shareholder states a specific reason for withholding it. Withholding discharge is advisable only when a shareholder has concrete evidence of negligence or abuse on the part of the board or management, has plans to take legal action, or has knowledge of other shareholders' plans to take legal action. We are unaware of any such instance. 07/12/06 - A Edgars Consolidated Stores (Formerly S24179111 None 69,767 Edgars Stores Ltd.) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended April 1, 2006 2.1 Approve Remuneration of Chairman of the For For Mgmt Board 2.2 Approve Remuneration of Chairman of the For For Mgmt Audit and Risk Committee 2.3 Approve Remuneration of Chairman of the For For Mgmt Remuneration and Nominations Committee 2.4 Approve Remuneration of Members of the Board For For Mgmt 2.5 Approve Remuneration of Members of the For For Mgmt Audit and Risk Committee 2.6 Approve Remuneration of Members of the For For Mgmt Remuneration and Nominations Committee 2.7 Approve Remuneration of Members of the For For Mgmt Customer Service Committee 2.8 Approve Remuneration of Members of the For For Mgmt Transformation Committee 3 Elect Directors For Split Mgmt 3.1 Approve Appointment of H.S.P. Mashaba as Director --- For S.D.M. Zungu, who is up for reelection under this resolution, has attended less than 75 percent of board meetings for the year without a valid reason for the absences. We believe that the purpose of board membership is to represent outside shareholder interests and to monitor the activities of management. Directors cannot satisfy their fiduciary responsibility to shareholders if they do not attend meetings. We therefore recommend that shareholders oppose this director nominee. 3.2 Reelect H.S.P. Mashaba as Director --- For 3.3 Reelect S.R. Binnie as Director --- For 3.4 Reelect A. van A. Boshoff as Director --- For 3.5 Reelect Z.B. Ebrahim as Director --- For 3.6 Reelect S.D.M. Zungu as Director --- Against 4 Increase Authorized Share Capital by the For For Mgmt Creation of B Preference Shares 5 Amend Memorandum of Association Re: Include For For Mgmt Reference to B Preference Shares 6 Amend Articles of Association Re: Set Out For For Mgmt Rights and Privileges of B Preference Shares; Quorums for Board Meetings; Description of CEO as Managing Director 7 Authorize Issuance of B Preference Shares For For Mgmt in a Private Placement 8 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 07/24/06 - S EVRAZ GROUP S A *EVGPF* 30050A103 None 27,936 Meeting For ADR Holders A Amend Articles of Incorporation re: For For Mgmt Condition Precedent B Amend Articles of Incorporation to Provide For For Mgmt that Shares of the Company are in Registered Form Only C Amend Articles of Incorporation Re: Calling For For Mgmt of Board Meetings, Quorum at Board Meetings, Election of Chairman, Appointment of CEO, and Clarify Authority of CEO to Sign Transactional Documents on Behalf of Company D Increase Number of Directors to Nine; Elect For For Mgmt Directors; Confirm Decision Not to Adjust Level of Remuneration of Directors; Authorize Chairman of the Board to Sign Management Service Agreements with Each Independent Non-Executive Director E Authorize Board of Directors to Appoint For For Mgmt Valery I. Khoroshkovsky as CEO and to Delegate Day to Day Management to the CEO F Amend Articles of Incorporation Re: For For Mgmt Amendment Date, Cut Off Date 06/20/07 - A EVRAZ GROUP S A *EVGPF* 30050A103 05/29/07 25,737 Meeting for GDR Holders 1 Approve Reports of the Board of Directors For For Mgmt and of the Statutory Auditor for the Year Ending on Dec. 31, 2006 2 Approve Financial Statements and Allocation For For Mgmt of Income for as of Dec. 31, 2006 3 Approve Reports of the Board of Directors For For Mgmt and of the External Auditor on the Consolidated Financial Statements on Dec. 31, 2005 and Dec. 31, 2006 4 Accept Consolidated Financial Statements For For Mgmt for the Years Ending on Dec. 31, 2005 and Dec. 31, 2006 5 Approve Discharge of Directors and Auditors For For Mgmt 6 Statutory Elections For For Mgmt 7 Allow Board to Delegate Daily Management of For For Mgmt the Company and to Appoint Mr. Alexander V. Frolov as Managing Director of the Company 8 Transact Other Business (Voting) For Against Mgmt Because "other business" could include provisions or motions that would negatively affect shareholder rights, we cannot support this proposal. 06/15/07 - A First Financial Holding Co. Ltd. Y2518F100 04/16/07 537,000 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt 4 Amend Articles of Association For For Mgmt 5 Amend Election Rules of Directors and For For Mgmt Supervisors 6 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 7 Other Business None None Mgmt 06/08/07 - A Formosa Chemical & Fiber Co. Corp. Y25946107 04/09/07 352,000 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt The board is proposing a cash dividend of NTD 4.8 ($0.15) per share. This gives the company a payout ratio of 81.4 percent, up from the 74 percent achieved last year. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The resolution also includes the allocation of NTD 37.42 million ($1.15 million) as directors' and supervisors' remuneration, while a total of NTD 142.26 million ($4.37 million) in compensation is linked to employee profit sharing. The dividend proposed is reasonable and could be easily covered by the company. ISS recommends a vote in favor of this resolution. 3 Amend Articles of Association and Approve For For Mgmt Other Important Matters Approval of this item will allow the company to modify its Articles of Association (AA). Major revisions are as follows: to specify the company matters that the chairman of the board is authorized to handle; and to authorize the board to determine the remuneration of directors and supervisors based on their participation and contribution to the company and based on the industry standard. Also included in this item is the approval of other important matters proposed by the company's board. This includes amending the company's Procedures Governing the Acquisition or Disposal of Assets (PG), and releasing of restrictions of competitive activities of directors. Modifications to the PG include: to include the fund underlying securities as part of the assets to be handled by the company, and change the term "long- and short-term investments" into "other investments"; to add that if special prices are required to be used as reference for the transaction price, there is no need to obtain an appraisal report and an accountant opinion regarding the transaction; to specify that the request for an accountant's opinion shall not apply for acquisition or disposal of securities which have a publicly offered price from an active market, or for other provisions that are determined by the Financial Supervisory Commission, Executive Yuan ; to add a sentence indicating that the opinion of an independent director shall be fully considered in any discussion related to the acquisition of real estate from related parties, and that the opinion must be added to the minutes of the board meeting; and to add a paragraph requiring the company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange. The information is required to be preserved for five years. The revisions will be made to comply with the latest amendments to the prevailing laws and to address the operational needs of the company. Meanwhile, setting the remuneration standard will provide the company with flexibility in determining board remuneration. Likewise, the proposal regarding permitting the directors of the company to serve on the boards of other companies is an item that is routinely proposed at Taiwanese AGMs. In view of this, ISS recommends shareholders to support this resolution. 08/04/06 - S FOXCONN INTERNATIONAL HOLDINGS LTD G36550104 None 283,884 1 Amend Share Scheme For For Mgmt ISS notes that the company provided no details with respect to this proposal. As such, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or value. A vote against this resolution is recommended. 10/23/06 - S FOXCONN INTERNATIONAL HOLDINGS LTD G36550104 10/19/06 283,884 1 Approve Revision of Annual Caps For For Mgmt 06/29/07 - A Gazprom OAO 368287207 06/06/07 796,642 Meeting for ADR Holders 1 Approve Annual Report For For Mgmt 2 Approve Financial Statements For For Mgmt 3 Approve Allocation of Income For For Mgmt 4 Approve Dividends of RUB 2.54 per Ordinary For For Mgmt Share 5 Approve Remuneration of Directors and For Against Mgmt Members of Audit Commission Because the company did not provide any justification for such high remuneration, ISS cannot support this proposal. 6 Ratify CJSC PricewaterhouseCoopers Audit as For For Mgmt Auditor 7 Amend Charter For For Mgmt 8 Approve Series of Related-Party For For Mgmt Transactions in Connection with Implementation of Nord Stream Project 9.1 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.2 Approve Related-Party Transaction with For For Mgmt Sberbank 9.3 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.4 Approve Related-Party Transaction with For For Mgmt Sberbank 9.5 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.6 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.7 Approve Related-Party Transaction with For For Mgmt Sberbank 9.8 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.9 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.10 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.11 Approve Related-Party Transaction with For For Mgmt Sberbank 9.12 Approve Related-Party Transaction with CJSC For For Mgmt AB Gazprombank 9.13 Approve Related-Party Transaction with OJSC For For Mgmt Severneftegazprom 9.14 Approve Related-Party Transaction with OJSC For For Mgmt Severneftegazprom 9.15 Approve Related-Party Transaction with For For Mgmt Mezhregiongaz LLC 9.16 Approve Related-Party Transaction with For For Mgmt Mezhregiongaz LLC 9.17 Approve Related-Party Transaction with For For Mgmt Mezhregiongaz LLC 9.18 Approve Related-Party Transaction with CJSC For For Mgmt Northgas 9.19 Approve Related-Party Transaction with OJSC For For Mgmt Novatek 9.20 Approve Related-Party Transaction with OJSC For For Mgmt Tomskgazprom 9.21 Approve Related-Party Transaction with For For Mgmt Mezhregiongaz LLC 9.22 Approve Related-Party Transaction with OJSC For For Mgmt Gazprom Neft 9.23 Approve Related-Party Transaction with OJSC For For Mgmt Novatek 9.24 Approve Related-Party Transaction with OJSC For For Mgmt Novatek 9.25 Approve Related-Party Transaction with For For Mgmt Latvijas Gaze a/s 9.26 Approve Related-Party Transaction with AB For For Mgmt Lietuvos dujos 9.27 Approve Related-Party Transaction with UAB For For Mgmt Kauno Termofikacijos Elektrine 9.28 Approve Related-Party Transaction with For For Mgmt MoldovaGaz S.A. 9.29 Approve Related-Party Transaction with For For Mgmt MoldovaGaz S.A. Elect 11 Directors by Cumulative Voting 10 Elect Directors Split Split Mgmt 10.1 Elect Andrey Akimov as Director --- Against ISS Analysis As declared in a written statement to ISS, Fedorov fulfills ISS' criteria for independent directors. Because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Fedorov (item 10.14) and withhold their votes for the remaining 18 nominees. We believe that this candidate is most likely to bring independence to the board and will most likely act in all shareholders' interest. 10.2 Elect Alexander Ananenkov as Director --- Against 10.3 Elect Burckhard Bergmann as Director --- Against 10.4 Elect Farit Gazizullin as Director --- Against 10.5 Elect German Gref as Director --- Against 10.6 Elect Elena Karpel as Director --- Against 10.7 Elect Dmitry Medvedev as Director --- Against 10.8 Elect Yury Medvedev as Director --- Against 10.9 Elect Alexey Miller as Director --- Against 10.10 Elect Victor Nikolaev as Director --- Against 10.11 Elect Sergey Oganesyan as Director --- Against 10.12 Elect Alexander Potyomkin as Director --- Against 10.13 Elect Mikhail Sereda as Director --- Against 10.14 Elect Boris Fedorov as Director --- For 10.15 Elect Robert Foresman as Director --- Against 10.16 Elect Victor Khristenko as Director --- Against 10.17 Elect Alexander Shokhin as Director --- Against 10.18 Elect Igor Yusufov as Director --- Against 10.19 Elect Evgeny Yasin as Director --- Against Elect Nine Members of Audit Commission 11.1 Elect Dmitry Arkhipov as Member of Audit For For Mgmt Commission As shareholders must vote for only up to nine of the 11 nominees, and based on a lack of controversy regarding the current composition of the audit commission, we recommend that shareholders vote in favor of the incumbents: Arkhipov, Bikulov, Ishutin, Lobanova, and Sinyov and withhold their votes for the remaining six candidates. 11.2 Elect Denis Askinadze as Member of Audit For Against Mgmt Commission 11.3 Elect Vadim Bikulov as Member of Audit For For Mgmt Commission 11.4 Elect Rafael Ishutin as Member of Audit For For Mgmt Commission 11.5 Elect Andrey Kobzev as Member of Audit For Against Mgmt Commission 11.6 Elect Nina Lobanova as Member of Audit For For Mgmt Commission 11.7 Elect Yury Nosov as Member of Audit For Against Mgmt Commission 11.8 Elect Victoria Oseledko as Member of Audit For Against Mgmt Commission 11.9 Elect Vladislav Sinyov as Member of Audit For For Mgmt Commission 11.10 Elect Andrey Fomin as Member of Audit For Against Mgmt Commission 11.11 Elect Yury Shubin as Member of Audit For Against Mgmt Commission 03/21/07 - S Genting Berhad Y26926116 None 79,850 Ordinary Business 1 Approve Share Split Involving the For For Mgmt Subdivision of Every One Existing Share of MYR 0.50 Each into Five Shares of MYR 0.10 Each Special Business 1 Amend Memorandum and Articles of For For Mgmt Association to Reflect Changes in Authorized Share Capital 04/27/07 - A Gerdau S.A. P2867P113 None 34,549 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 2 Approve Allocation of Income and Dividends For For Mgmt 3 Elect Directors and Determine the For For Mgmt Remuneration of the Company's Administrators 4 Elect Supervisory Board Members and For For Mgmt Determine their Remuneration 06/21/07 - A Gloria Heavy Industrial Co Ltd Y2726B107 04/22/07 244,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 2.3 ($0.07) per share. This gives the company a payout ratio of 71.9 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Acknowledge Issuance of Shares for a For For Mgmt Private Placement in 2003 This item seeks shareholder acknowledgement for the issuance of 200,000 in 2003. Issue price was fixed at NTD 10 ($0.31) per share, which was based on the average closing price of the company's shares two months prior to the pricing date. All subscribers met the qualifications stipulated in Article 43-6 of the Securities and Exchange Act. Proceeds were used to purchase machinery and equipment in order to enhance its production capabilities. Given that the lock-up period of three years has passed, the company will now apply for the listing of such shares. The dilution associated with issuance of ordinary shares is 0.69 percent of the company's outstanding shares, which is within ISS guidelines on share issuances without preemptive rights of 20 percent. Given that this issuance has enabled the company to raise proceeds to expand its operations, ISS recommends shareholders to support this resolution. 4 Amend Articles of Association For Against Mgmt At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 5 Amend Election Rules of Directors and For Against Mgmt Supervisors At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 6 Amend Procedures Governing the Acquisition For Against Mgmt or Disposal of Assets At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 7 Other Business None None Mgmt This is a non-voting item. 04/25/07 - A GLOW ENERGY PUBLIC CO LTD Y27290124 04/12/07 305,304 1 Approve Minutes of Previous AGM For For Mgmt 2 Acknowledge 2006 Operating Results and For For Mgmt Directors' Report 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Allocation of Income and Payment of For For Mgmt Dividend 5 Reelect Dirk Achiel Marc Beeuwsaert, Guido For For Mgmt Geeraerts, Kovit Poshyananda, and Supapan Ruttanaporn as Directors 6 Approve Remuneration and Allowance of For For Mgmt Directors and Audit Committee Members 7 Approve Deloitte Touche Tohmatsu Jaiyos Co. For For Mgmt Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Authorize Issuance of Debentures not For For Mgmt exceeding THB 15 Billion or Its Equivalent in Other Currency 9 Other Business For Against Mgmt In view of this, a vote against this item is recommended until details on the issues have been provided. 11/10/06 - A Gold Fields Limited S31755101 None 19,023 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended June 30, 2006 2 Reelect J.G. Hopwood as Director For For Mgmt We recommend shareholders oppose J.G. Gerwell's reelection as he has attended less than 75 percent of the board meetings without a valid reason. 3 Reelect D.M.J. Ncube as Director For For Mgmt 4 Reelect I.D. Cockerill as Director For For Mgmt 5 Reelect G.J. Gerwel as Director For Against Mgmt 6 Reelect N.J. Holland as Director For For Mgmt 7 Reelect R.L. Pennant-Rea as Director For For Mgmt 8 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 10 Percent of Issued Capital 10 Revocation of Erroneous Prior Placement of For For Mgmt Unissued Shares Under the Control of Directors for the Purpose of the Gold Fields Limited 2005 Share Plan 11 Revocation of Erroneous Prior Placement of For For Mgmt Unissued Shares Under the Control of Directors for the Goldfields Management Incentive Scheme 12 Approve Issuance of Shares Pursuant to the For For Mgmt Gold Fields Limited 2005 Share Plan 13 Approve Remuneration of Directors For For Mgmt 14 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 01/17/07 - S Grasim Industries Ltd. Y28523135 None 17,281 Postal Ballot 1 Approve Employee Stock Option Scheme-2006 For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/18/06 - S GRENDENE SA P49516100 None 34,800 Special Meeting Agenda 1 Elect Director in Light of Resignation of For For Mgmt Ana Dolores Moura Carneiro de Novaes 01/31/07 - S GRUPO AEROPORTUARIO DEL CENTRONORTE S 400501102 01/09/07 8,851 A B DE C V Meeting for ADR Holders 1 APPROVAL OF THE SHAREHOLDER OF THE COMPANY, For For Mgmt AEROINVEST S.A. DE C.V. TO ENTER INTO A FINANCING FACILITY IN ACCORDANCE WITH NUMERAL (II) OF ARTICLE THIRTY-FIVE OF THE BYLAWS OF THE COMPANY. Under this item, the board asks shareholders to approve that Aeroinvest SA de CV, a shareholder of the company, to carry out negotiation with financial institutions to refinance the existin credit agreement called Existing Facility, in which the shareholder entered into with WestLB AG, for the amount of US$180 million to be paid in Jun 2007. These funds were used to finance the acquisition of 35.3 percent of Grupo Aeroportuario del Centro Norte SAB de CV (GACN). Under the conditions of the Existing Facility, GACN will not be liable in any event for the payment of any amounts due under the credit agreement not from the proposed refinancing. Aeroinvest is a subsidiary of Empresas Ica SAB de CV and it currently holds 35.3 percent of GACN's capital in the form of series B shares and 75.5 percent of the shares of Servicios de Tecnologia Aeroportuaria SA de CV (SETA), which in turn holds 16.7 percent of GACN's capital in the form of series BB shares. The proposed transaction consists on the issuance of US$236 million that would be allocated for the prepayment of the Existing Facility, related costs, fees, reserves and corporate purposes. Under the new agreement, two classes of notes will be issued. Class A notes for the amount of US$199.7 million; 7.5 years term, and quarterly principal payments and one final amortization payment upon maturity, commencing in July of 2009 until June 2014. Class B notes for the amount of US$36.3 million; 7.5 years term; and quarterly principal payments equivalent to all amounts remaining after servicingthe Class A Notes and any reserve or other amounts , commencing in June of 2009 to june of 2014. After the Class B Notes have been paid in full, the remaining cash (after having paid the amounts due on the Class A Notes) shall be available for Aeroinvest. Although ISS does not usually see proposals in which there is an existing concerted agreement between shareholders and its financial creditors, we note that all types of debt refinancing agreements are required to be put on for shareholders approval according to Literal II of Article 35 of the company's bylaws; a provision included in the bylaws as a result of the company's privatization. Thus, knowing that GACN will not be an obligated party to the refinancing of the Existing Facility, nor will it assume any payment obligations related to the proposed refinancing, we recommend support for this request. 2 APPROVAL TO MAKE A QUARTERLY DISTRIBUTION For For Mgmt OF THE DIVIDENDS PREVIOUSLY APPROVED BY THE SHAREHOLDERS OF THE COMPANY. Under this resolution, the board asks shareholders to approve the dividends under the terms approved at the las AGM. The prospectus states that the amount of the dividends shall have a fixed and a variable component. The fixed component of the dividends contemplated by GACN shall be MNX$325 million ($29.7 million) per fiscal year. The variable component shall depend of the amount of dunds available for distribution determined in excess of the fixed component. Thus, the company proposes to distribute dividends in four installments or quarterly payments due on July 15, October 15, January 15, and April 15 of each fiscla year. We see no reason to recommend opposition to this resolution. 3 DESIGNATION OF THE PROPOSED OFFICERS TO For For Mgmt FORMALIZE AND EXECUTE THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS. 04/27/07 - A GRUPO AEROPORTUARIO DEL CENTRONORTE S 400501102 04/11/07 11,840 A B DE C V Meeting for ADR's Holders 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Period Ended Dec. 31, 2006 2 Accept Tax Report For For Mgmt 3 Accept Audit Committee Report For For Mgmt 4 Accept Corporate Practices Committee Report For For Mgmt 5 Approve Financial Statements and Statutory For For Mgmt Reports 6 Approve Allocation of Income, Increase in For For Mgmt Reserves, Allocation of Stock Repurchase Reserve and Dividends 7 Elect/Ratify Directors, Alternate Directors For For Mgmt and Chairmen of Committees 8 Approve Remuneration of Directors and For For Mgmt Members of Committees 9 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 12/07/06 - S Grupo Carso Sa De Cv P46118108 None 228,200 Only Series A Shareholders and Mexican Nationals Can Vote 1 Amend Bylaws in Order to Comply with New For For Mgmt Mexeican Securities Law These changes come as a result of Mexico's recent adoption of a series of capital market reforms that increase transparency and protection of minority shareholders. As the amendments would be changed to conform to company law, and because there is no evidence that the company has included other amenedments outside the scope of the new law, shareholder support of this item is recommended. 2 Adopt Resolutions Related to the Previous For Against Mgmt Item Because we cannot know what issues will be raised, even though we support the previous item, we cannot recommend support for this request. 3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 04/26/07 - A Grupo Carso Sa De Cv P46118108 None 189,917 Only Series A Shareholders and Mexican Nationals Can Vote 1 Accept Board of Directors and Board For For Mgmt Committees' Reports; Accept Compliance of Fiscal Obligations Report for 2006 Fiscal Year; Accept Individual and Consolidated Financial Statements and Statutory Reports 2 Approve Allocation of Income and Dividends For For Mgmt of MXN 0.50 Per Share 3 Set Aggregate Nominal Amount of Share For For Mgmt Repurchase Reserve 4 Approve Discharge of Management Board for For For Mgmt Fiscal Year 2006 5 Elect Directors and Supervisory Board For For Mgmt Members; Elect Chairs to Audit and Corporate Practices Committees; Fix Their Remuneration 6 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 08/17/06 - S Grupo Financiero Banorte SA de CV P49501201 None 196,900 1 Approve Absorption of Banco del Centro For For Mgmt 2 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 3 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 10/12/06 - S Grupo Financiero Banorte SA de CV P49501201 None 271,800 1 Approve Cash Dividends of MXN 0.375 Per For For Mgmt Share 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting For For Mgmt 12/13/06 - S Grupo Financiero Banorte SA de CV P49501201 None 271,800 Special Business 1 Amend Bylaws in Order to Comply with New For For Mgmt Mexeican Securities Law 2 Amend Bylaws Re: Compliance with Various For For Mgmt Credit Institutions Laws 3 Approve Spin-Off of Finanzas Banorte, S.A. For For Mgmt de C.V. 4 Amend Bylaws Re: Record Changes to For For Mgmt Arrendadora Banorte, Factor Banorte and Creditos Pronegocio as Companies with Diverse Business Objectives 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Approve Minutes of Meeting For For Mgmt 12/13/06 - S Grupo Financiero Banorte SA de CV P49501201 None 271,800 Ordinary Business 1 Elect Members and Chairman to the Audit and For For Mgmt Corporate Practices Committee; Fix Their Remuneration; Revoke Nomination of Supervisory Board Members 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting For For Mgmt 03/30/07 - A Grupo Financiero Banorte SA de CV P49501201 None 271,800 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec. 31, 2006 2 Accept Auditors' Report For For Mgmt 3 Approve Allocation of Income For For Mgmt 4 Elect Members, Verify Director's For For Mgmt Independency as Per New Mexican Securities Law, and Approve Their Respective Remuneration 5 Elect Members to Audit Committee and For For Mgmt Corporate Practices, Elect Their Respective Chairman, and Approve Their Remuneration 6 Present Report on Company's 2006 Share For For Mgmt Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Reserve for 2007 7 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 8 Approve Minutes of Meeting For For Mgmt 01/17/07 - S Grupo Mexico SA de CV (fm. Nueva Gr. P49538112 None 131,525 Mexico SACV) 1 Accept Balance Sheet and 'Proforma' Balance For For Mgmt Sheet as of 9-30-06 2 Approve Merger by Absorption of Subsidiary For For Mgmt Grupo Minero Mexico Internacional SA de CV to be Effective 12-31-06 3 Approve Cancellation, Issuance, and For Against Mgmt Exchange of Shares Representatives of Company's Capital Recognizing that it would be unwise for shareholders to grant open authorizations and because of potential excessive dilution to their economic and voting rights, we cannot recommend support for this request. 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 03/16/07 - A GS Holdings Corp. Y2901P103 12/31/06 9,520 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1000 Per Common Share 2 Elect Directors For For Mgmt 3 Elect Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 04/18/07 - A GVT HOLDING SA P5145T104 None 45,465 1 Approve Financial Statements, and For For Mgmt Allocation of Income The company's external auditor, KPMG, asserts that the financial statements accurately portray the financial position of the firm. The company experienced losses of BRL 71.8 million ($35.3 million) in 2006. This value will be added to the accumulated losses account. Given these losses, the company will not distribute any money to shareholders. Since we are unaware of any concerns about the company's audit procedures and we do not believe it is prudent for the company to distribute dividends given its current financial position, we recommend that shareholders approve this proposal. 12/18/06 - S HOLTEK SEMICONDUCTOR INC Y3272F104 11/18/06 278,747 1 Amend Articles of Association For For Mgmt In this item, the board is proposing to amend certain articles of the company's Articles of Incorporation: Article 12 - To add restrictions pertaining to voting rights, whereby company shares which fall under Chapter 179 of the Company Law of Taiwan will not have voting rights; Article 14 - To add a clause requiring the company to have at least two independent directors, and they must occupy not less than one-fifth of the total board seats. Independent directors will be elected through nomination procedures and elected by shareholders at the same time as the other directors. In addition, details regarding the nominees' professional qualifications, limits on shares held, conditions that constitute independence, nominating method, representation of attendance, and other stipulations must be based on the rules specified by the Taiwan securities supervisory authority; Article 16 - To require the company to comply with the Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies (Ownership Procedures) in terms of disclosing director and supervisor shareholdings; Article 17 - To delete this article which requires the company's directors and supervisors to maintain their total shareholdings within the percentage stipulated in the Ownership Procedures. Article 24 - To remove a sentence authorizing the shareholders to adjust the percentage for income allocation and cash dividend distribution. To ensure that shareholders will be able to receive a reasonable amount of dividends, the board has also specify in this article that the total cash dividends to be paid out must not be lower than 10 percent of the total dividends paid out last year. This is the 9th time the company will be modifying its Articles of Association. Therefore, the date of the 9th amendment, which is the same as the meeting date, will be added to Article 26. The amendments are made to comply with the recent revisions made in the Company Law of Taiwan and the Securities & Exchange Act of Taiwan. ISS recommends that shareholders support this resolution. 06/12/07 - A Huaku Construction Co Ltd Y3742X107 04/13/07 270,000 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve Allocation of Income and Dividends For For Mgmt In Items 2 and 3, the board is proposing a cash dividend of NTD 4 ($0.12) per share and a stock dividend at the ratio of 100 shares for every 1,000 shares held, or NTD 1 ($0.03) per share. The proposed distribution of dividends is equivalent to a payout ratio of 69.8 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The resolution also includes the allocation of NTD 18.59 million ($570,420) as directors' and supervisors' remuneration. In addition, a total of NTD 46.47 million ($1.12 million) is reserved for employee profit sharing, out of which NTD 12 million ($368,211) will be distributed in the form of shares. In addition, the board is intending to capitalize the company's reserves to facilitate the bonus issuance of shares. The issuance of such shares shall be on the basis of 60 bonus shares for every 1,000 existing shares held by registered holders. It is also proposed that Huaku's capital be increased through the capitalization of the stock dividends worth NTD 172.88 million ($5.3 million) and employee profit sharing in the form of shares totaling NTD 12 million ($368,211). This will be taken from Huaku's 2006 earnings for working capital purposes. Upon completion, Huaku's total paid-in capital is expected to increase to NTD 1.91 billion ($58.61 million) from NTD 1.73 billion ($53.08 million) with a par value of NTD 10 ($0.31) per share. The dividend payout proposed is reasonable and easily coverable by the company. In addition, Taiwan companies routinely capitalize dividends and distribute new fully paid shares to shareholders free of charge; there is no cost to shareholders to maintain their stakes and no risk of dilution. This procedure transfers wealth to shareholders and does not significantly impact share value. The only impact on shareholders is that by increasing the number of shares on issue, the company could increase liquidity, enhance marketability, and ultimately expand its shareholder base. Meanwhile, Taiwan companies usually state in their articles of association to allocate not more than 10 percent of the company's net profit as employee profit sharing to compensate and motivate employees of the company. With regard to the bonus issuance, this is considered a direct medium in which shareholders are rewarded by the company. Moreover, the proposed bonus issuance would not dilute shareholdings as the shares are given out in direct proportion to existing shareholdings. ISS has no objections to these proposals. 3 Approve Capitalization of 2006 Dividends, For For Mgmt Reserves for Bonus Issue, and Employee Profit Sharing Refer to Item 2. 4 Amend Articles of Association For For Mgmt The proposal seeks shareholder approval to increase its registered capital to NTD 3 billion ($92.05 million) from NTD 2 billion ($61.37 million). This is to accommodate the distribution of 2006 stock dividends and bonus issue of shares as discussed in Items 2 and 3. Changes in the registered capital will be reflected in the company's Articles of Association. Increases in registered capital are requested both for general financing flexibility and to provide for a specific purpose. Companies need an adequate buffer of unissued capital in order to take advantage of opportunities during the year; thus, they often request this for no specific purpose other than to retain this flexibility. ISS believes that approving such requests is reasonable. 5 Other Business None None Mgmt This is a non-voting item. 05/22/07 - A Huaneng Power International Inc. Y3744A105 04/20/07 376,150 1 Accept Working Report of the Directors For For Mgmt 2 Accept Working Report of the Supervisory For For Mgmt Committee 3 Accept Financial Statements For For Mgmt 4 Approve Profit Distribution Plan For For Mgmt 5 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 6 Approve Liability Insurance for Directors For Against Mgmt and Senior Management Given the absence of the disclosure of any concrete provisions prohibiting the company to provide such protection in exception to the above conditions, ISS recommends shareholders to vote against this resolution. 7 Approve Issuance of Short-Term Debentures For Against Mgmt with a Principal Amount of Up to RMB 5.0 Billion within the PRC We note, however, that the company did not provide further details regarding the terms and the use of proceeds for the Proposed Short-Term Bond Issue, which is not usual market practice. As such, we are unable to ascertain whether approval of this item would have any negative impact on shareholder rights or shareholder value. In view of this, we recommend a vote against this resolution. 06/21/07 - A Huang Hsiang Construction Corp Y3744Z100 04/22/07 333,086 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 7 ($0.21) per share. This gives the company a payout ratio of 62.7 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Amend Articles of Association For For Mgmt The proposal seeks shareholder approval to increase its registered capital to NTD 3 billion ($92.05 million) from NTD 2.2 billion ($67.51 million). This is to accommodate future share issuances. Changes in the registered capital will be reflected in the company's Articles of Association. Increases in registered capital are requested both for general financing flexibility and to provide for a specific purpose. Companies need an adequate buffer of unissued capital in order to take advantage of opportunities during the year; thus, they often request this for no specific purpose other than to retain this flexibility. ISS believes that approving such a request is reasonable. 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets The proposal seeks to revise the company's procedures governing the acquisition or disposal of assets (Acquisition or Disposal Procedures) in accordance with the newly revised Guidelines for Handling Acquisition or Disposal of Assets by Public Companies (Acquisition or Disposal Guidelines) issued by the Financial Supervisory Commission, Executive Yuan (FSC) on Jan. 19, 2007. Major revisions to the Acquisition or Disposal Guidelines are as follows: 1. To enumerate the assets that are governed by the Acquisition or Disposal Guidelines; 2. To require a company to have its guidelines for acquisition or disposal of assets approved by the board, supervisors, and shareholders once it has been formulated. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors regarding the formulation or revisions made to the guidelines. Such opinion must be recorded in the minutes of the board meeting. Should the company establish an audit committee, its guidelines must be approved by more than half of the audit committee members before submitting the proposal for approval to the board. If less than half of the audit committee approves the guidelines, it must be approved by more than two-thirds of the entire board before it can be implemented; 3. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors in any discussion related to the acquisition or disposal of assets from related parties, and that the opinion must be added to the minutes of the board meeting. Should the company establish an audit committee, the transactions related to the acquisition or disposal of assets from related parties must also be approved by more than half of the audit committee members. 4. The company must obtain an appraisal report from a professional appraiser when the transaction price for acquiring or disposing real property or other fixed assets reaches 20 percent of the company's paid-in capital or at least NTD 300 million ($9.21 million). Such real property or other fixed assets do not include those transacted with a government agency, commissioned to third parties to build on its own or rented land, or acquired for operating use. If special prices are required to be used as reference for the transaction price, board approval must be obtained. 5. To use the latest audited financial statements of the company to be acquired or disposed (Target Company) as the reference in appraising the transaction price, and to request for an accountant's opinion regarding the reasonableness of the transaction price should the dollar amount of the transaction be equivalent to 20 percent of the Target Company's paid-in capital or at least NTD 300 million ($9.21 million), except if: the Target Company's securities have a publicly offered price from an active market, or otherwise provided by regulations of the FSC; 6. To require a company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange; and 7. To change all references to the "Securities & Futures Commission, Ministry of Finance, Taiwan" into the FSC. The amendments are made to comply with the prevailing relevant regulations. Given that this will improve the company's existing Acquisition or Disposal Procedures, ISS recommends shareholders to support this resolution. 03/29/07 - A Hynix Semiconductor Inc. (frmrly. Y3817W109 12/31/06 22,213 Hyundai Electronic Ind.) 1 Approve Financial Statements For For Mgmt 2 Elect Six Directors For For Mgmt 3 Elect Four Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/16/07 - A Hyundai Heavy Industries Y3838M106 12/31/06 4,372 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 2500 Per Share 2 Amend Articles of Incorporation to Change For For Mgmt Executive Title 3 Elect Two Directors For For Mgmt 4 Elect Member of Audit Committee For For Mgmt 5 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/09/07 - A Hyundai Motor Co. Y38472109 12/31/06 5,318 1 Approve Appropriation of Income and For For Mgmt Dividends of KRW 1000 Per Common Share 2 Amend Articles of Incorporation to Shorten For For Mgmt Share Registry Cancellation Period and to Allow Sub-Committees 3 Elect Three Directors For For Mgmt 4 Elect Three Members of Audit Committee For For Mgmt 5 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 04/25/07 - A/S IGUATEMI EMPRESA SHOPPING CENTERS SA, P5352J104 None 31,025 SAO PAULO Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12/31/06 2 Approve 2007 Captial Budget For For Mgmt 3 Approve Allocation of Income For For Mgmt Special Business 1 Amend Article 17 of Company Bylaws to For For Mgmt Reflect (Item 2 Below) Consolidation of Company Bylaws 2 Approve to Consolidate Company Bylaws to For For Mgmt Reflect Numerical Changes Made in Item 1 above in Special Business SHORT FORM NOTE: This amendment would alter the rights of preference shareholders in accordance with the provisions established in the recently-revised corporate law. A number of Brazilian companies are proposing amendments to adopt one or more of the options provided for in the law. The company proposes to grant preference shareholders the right to receive at least 80 percent of a tender offer made to common shareholders. Since this resolution would allow preference shareholders, who have traditionally been neglected with respect to tender offers, we recommend support for this resolution. 07/04/06 - S Impala Platinum Holdings Ltd. S37840105 None 6,144 Special Meeting Agenda 1 Authorize Increase in Implats Authorized For For Mgmt Capital through the Creation of Implats A Ordinary Shares 2 Amend Articles of Association Re: Rights For For Mgmt and Conditions of New Shares 3 Approve Issuance of Implats A Ordinary For For Mgmt Shares to RBTIH 4 Acquire RBTIH's 49 Percent Stake in the IRS For For Mgmt Business 5 Authorize Repurchase of Implats A Ordinary For For Mgmt Shares from RBTIH 6 Approve Issuance of Implats Ordinary Shares For For Mgmt (Conversion and Top-Up Shares) to RBTIH 7 Adopt the Morokotso Employee Share For Against Mgmt Ownership Program Although the plan does contain some of the elements we favor in a standard share incentive plan, and it is expected help the company meet its black ownership targets ahead of schedule, we believe the total dilution of equity-based plans at Implats is too high to support and not in the interest of current shareholders. On this basis, we recommend a vote against these items. 8 Approve Issuance of Implats Ordinary Shares For Against Mgmt to the Morokotso Trust See Item 7. 9 Authorize Repurchase of Implats Ordinary For Against Mgmt Shares from the Morokotso Trust See Item 7. 10 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10/12/06 - A Impala Platinum Holdings Ltd. S37840105 None 3,132 Ordinary Business 1 Reelect S Bessit as Director For For Mgmt 2 Reelect K Mokhele as Director For For Mgmt 3 Reelect KC Rumble as Director For For Mgmt 4 Reelect LC van Vught as Director For For Mgmt 5 Reelect NDB Orleyn as Director For For Mgmt 6 Approve Remuneration of Directors For For Mgmt 7 Place Authorized But Unissued Shares up to For For Mgmt 10 Percent of Issued Capital under Control of Directors Special Business 8 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 9 Approve Stock Split For For Mgmt 04/18/07 - S Impala Platinum Holdings Ltd. S37840113 None 53,193 Special Meeting Agenda 1 Approve Revision of Agreement between For For Mgmt Impala and Various Royal Bafokeng Entities 2 Approve Issuance of Four Implats Ordinary For For Mgmt Shares for ZAR 1.9 Million 3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 11/02/06 - S IndiaBulls Financial Services Ltd. Y39129104 11/01/06 34,310 Postal Ballot 1 Approve Issuance of 7.25 Million Shares to For Mgmt Crown Capital Ltd. at a Price of INR 417 Per Share Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/30/07 - S IndiaBulls Financial Services Ltd. Y39129104 None 34,310 1 Amend Employees Stock Option Scheme For Mgmt 2 Amend Employees Stock Option Plan 2005 For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/07/07 - S Indiabulls Real Estate Ltd Y3912A101 03/31/07 34,310 Postal Ballot 1 Approve Issuance of up to 15 Million For Mgmt Warrants Convertible into Equity Shares at a Converstion Price of INR 300 Per Equity Share to Promoters 2 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights up to an Aggregate Amount of $600 Million 3 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights up to an Aggregate Amount of INR 26 Billion to Qualified Institutional Buyers 4 Approve Corporate Loans to Indiabulls For Mgmt Realtech Ltd up to INR 5 Billion 5 Approve Corporate Guarantee to Indiabulls For Mgmt Realtech Ltd up to INR 5 Billion 6 Approve Investment in Indiabulls Realtech For Mgmt Ltd up to INR 5 Billion 7 Approve Corporate Loans to Indiabulls For Mgmt Realcon Ltd up to INR 5 Billion 8 Approve Corporate Guarantee to Indiabulls For Mgmt Realcon Ltd up to INR 5 Billion 9 Approve Investment in Indiabulls Realcon For Mgmt Ltd up to INR 5 Billion 10 Approve Corporate Loans to Indiabulls For Mgmt Realtors Ltd up to INR 5 Billion 11 Approve Corporate Guarantee to Indiabulls For Mgmt Realtors Ltd up to INR 5 Billion 12 Approve Investment in Indiabulls Realtors For Mgmt Ltd up to INR 5 Billion 13 Approve Corporate Loans to Indiabulls For Mgmt Infratech Ltd up to INR 5 Billion 14 Approve Corporate Guarantee to Indiabulls For Mgmt Infratech Ltd up to INR 5 Billion 15 Approve Investment in Indiabulls Infratech For Mgmt Ltd up to INR 5 Billion 16 Approve Corporate Loans to Indiabulls For Mgmt Infracon Ltd up to INR 5 Billion 17 Approve Corporate Guarantee to Indiabulls For Mgmt Infracon Ltd up to INR 5 Billion 18 Approve Investment in Indiabulls Infracon For Mgmt Ltd up to INR 5 Billion 19 Approve Corporate Loans to Indiabulls For Mgmt Infraestate Ltd up to INR 5 Billion 20 Approve Corporate Guarantee to Indiabulls For Mgmt Infraestate Ltd up to INR 5 Billion 21 Approve Investment in Indiabulls For Mgmt Infraestate Ltd up to INR 5 Billion 22 Approve Corporate Loans to Indiabulls Home For Mgmt Developers Ltd up to INR 5 Billion 23 Approve Corporate Guarantee to Indiabulls For Mgmt Home Developers Ltd up to INR 5 Billion 24 Approve Investment in Indiabulls Home For Mgmt Developers Ltd up to INR 5 Billion 25 Approve Corporate Loans to Indiabulls For Mgmt Estate Developers Ltd up to INR 5 Billion 26 Approve Corporate Guarantee to Indiabulls For Mgmt Estate Developers Ltd up to INR 5 Billion 27 Approve Investment in Indiabulls Estate For Mgmt Developers Ltd up to INR 5 Billion 28 Approve Corporate Loans to Indiabulls For Mgmt Commercial Properties Ltd up to INR 5 Billion 29 Approve Corporate Guarantee to Indiabulls For Mgmt Commercial Properties Ltd up to INR 5 Billion 30 Approve Investment in Indiabulls Commercial For Mgmt Properties Ltd up to INR 5 Billion 31 Approve Corporate Loans to Indiabulls For Mgmt Buildwell Ltd up to INR 5 Billion 32 Approve Corporate Guarantee to Indiabulls For Mgmt Buildwell Ltd up to INR 5 Billion 33 Approve Investment in Indiabulls Buildwell For Mgmt Ltd up to INR 5 Billion Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/30/07 - A Industrias CH SA de CV P52413138 None 145,092 1 Approve Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year 2006; Report on Share Repurchase Program; Present Report from Audit Committee and Supervisory Board; Present Report on Adherence to Fiscal Obligations; Discharge Directors This is the company's routine submission of the board of directors' report, the board committees' reports, the annual income corporate tax report or fiscal obligations report, the individual and consolidated financial statements, and the share repurchase program report. In Mexico, these documents are not routinely available outside the company's headquarters prior to the meeting. Although the reports are not available, ISS sees no reason to object to this proposal unless we are aware of a specific problem with the company's performance, financial statements, audit procedures, or actions of the board. We are unaware of any problems with the company or its auditors. Mexican companies have begun to present at the AGM, a report including all transactions regarding their fiscal responsibilities during the last fiscal year, as mandated by the Mexican Income Tax Law (Article 86, section XXI). We recommend approval of this request, as it would enhance transparency to shareholders. 2 Approve Allocation of Income and Set For For Mgmt Maximum Nominal Amount for Share Repurchase Plan This item seeks shareholders approval for allocating last fiscal year's income. It also asks the approval to set the maximum nominal amount for share repurchase plan during 2007.No further information was disclosed by the company. As of April 28, 2006, the company had 2.51 million shares in treasury, which represented 0.57percent of the outstanding capital. Although no information was available on how Industrias CH plans to allocate income and use such funds for a share repurchase plan, ISS notes that in the 2006 AGM, shareholders approved that 5 percent of distributable earnings were applied to Legal Reserve, while the rest were applied to Retained Earnings. In effect, the company has not paid dividends since 1999 since its policy is to invest earnings to carry out current and future projects. It also seeks to reduce debt. Given the company's above-average growth, there is no reason to refuse the non payment of dividends at this time. 3 Elect Directors, Supervisory Board Members, For For Mgmt Executive Committee, Audit Committee and Corporate Practices Committee; Fix Their Remuneration This item asks shareholders to elect directors, board committees' members, and supervisory board members. The company also asks shareholders to approve their remuneration. No information was disclosed regarding the candidates and their current or proposed remuneration levels. Most Mexican companies' boards are unclassified, meaning that each director must stand for reelection each year. Supervisory boards carry out internal auditing functions and are usually composed of external officers. The current board of directors, elected in the 2006 AGM, has seven members: Rufino Vigil Gonzalez (chairman), Eduardo Vigil Gonzalez, Raul Vigil Gonzalez, Gerardo Arturo Avendano, Jose Luis Rico Maciel, Arturo Perez Trejo and Rodolfo Jesus Garcia. Based on the information available we are unable to provide an objective and complete classification of this board of directors. According to the company, and meeting the criteria and recommendations of the New Mexican Securities Law, shareholders elected and classified as independent directors Jose Luis Rico Maciel, Arturo Perez Trejo and Rodolfo Jesus Garcia. The company has a combined audit and corporate governance committee. The current members of this committee, also appointed during the last year's AGM meeting are Gerardo Arturo Avendano, Arturo Perez Trejo (chairman) and Rodolfo Jesus Garcia. During the AGM of April, 28, 2006, shareholders accepted the board of directors' proposal to receive no payment or any type of bonus for attending to the board and board committee meetings as well as for providing their services to the company. In the same meeting, shareholders elected Humberto Valdez Mier as principle and only member of the supervisory board. ISS supports the establishment of board committees since boards with clearly defined and separate committees allow better accountability to shareholders. Ideally, we like to see that companies maintain audit, nominations, and remuneration committees. The nominees' names were not disclosed prior to the meeting, and the elections are presented as a single voting item. Although we believe that withholding director names prior to the meeting and presenting director elections as a single voting item disenfranchises the growing number of institutional shareholders voting by proxy and precludes institutional shareholders from their rights as owners to assess the performance of individual directors, we recognize that changing this practice is best achieved through engagement with Mexican issuers. Thus, we will engage with companies in raising awareness about this issue during 2007; in 2008, we will recommend that shareholders oppose routine director elections where no director nominee information is available. 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting This item seeks to appoint an inspector or shareholder representative(s) to keep the minutes of the meeting. This is a routine formality that does not affect shareholder value. 11/07/06 - S Infosys Technologies Ltd 456788108 10/13/06 18,554 Meeting for ADR Holders 1 TO AUTHORIZE THE BOARD OF DIRECTORS TO For For Mgmt SPONSOR AN ISSUE OF AMERICAN DEPOSITARY SHARES AGAINST EXISTING EQUITY SHARES. 2 TO AUTHORIZE THE COMPANY TO ISSUE For For Mgmt DEPOSITARY RECEIPTS. See Item 1 for analysis. 3 TO AUTHORIZE THE BOARD AND OFFICERS IN For For Mgmt CONNECTION WITH THE EARLIER RESOLUTIONS. See Item 1 for analysis. 4 TO AUTHORIZE THE UNDERWRITERS TO DETERMINE For For Mgmt THE PRICE OF THE SPONSORED ADS OFFERING. See Item 1 for analysis. 5 TO AUTHORIZE THE BOARD TO DETERMINE THE For For Mgmt TERMS AND CONDITIONS. See Item 1 for analysis. 6 TO AUTHORIZE THE BOARD OF DIRECTORS TO For For Mgmt DELEGATE ITS POWERS. See Item 1 for analysis. 06/22/07 - A Infosys Technologies Ltd 456788108 05/04/07 29,942 Meeting for Holders of ADRs 1 TO RECEIVE, CONSIDER AND ADOPT THE BALANCE For For Mgmt SHEET AS AT MARCH 31, 2007 AND THE PROFIT AND LOSS ACCOUNT FOR THE YEAR. 2 TO DECLARE A FINAL DIVIDEND FOR THE For For Mgmt FINANCIAL YEAR ENDED MARCH 31, 2007. 3 TO APPOINT A DIRECTOR IN PLACE OF MR. For For Mgmt DEEPAK M. SATWALEKAR, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 4 TO APPOINT A DIRECTOR IN PLACE OF PROF. For For Mgmt MARTI G. SUBRAHMANYAM, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 5 TO APPOINT A DIRECTOR IN PLACE OF MR. S. For For Mgmt GOPALAKRISHNAN, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 6 TO APPOINT A DIRECTOR IN PLACE OF MR. S.D. For For Mgmt SHIBULAL, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 7 TO APPOINT A DIRECTOR IN PLACE OF MR. T.V. For For Mgmt MOHANDAS PAI, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 8 Ratify Auditors For For Mgmt 9 TO APPOINT MR. N.R. NARAYANA MURTHY AS A For For Mgmt DIRECTOR LIABLE TO RETIRE BY ROTATION. 10 TO APPROVE THE RE-APPOINTMENT OF MR. NANDAN For For Mgmt M. NILEKANI AS A WHOLE-TIME DIRECTOR FOR 5 YEARS EFFECTIVE 5/1/2007. 11 TO APPROVE THE APPOINTMENT OF MR. S. For For Mgmt GOPALAKRISHNAN AS THE CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR. 12 TO APPROVE THE RE-APPOINTMENT OF MR. K. For For Mgmt DINESH AS A WHOLE-TIME DIRECTOR FOR 5 YEARS EFFECTIVE 5/1/2007. 13 TO APPROVE THE RE-APPOINTMENT OF MR. S.D. For For Mgmt SHIBULAL AS A WHOLE- TIME DIRECTOR FOR A PERIOD OF 5 YEARS EFFECTIVE 1/10/2007. 14 TO APPROVE PAYMENT OF AN ANNUAL For For Mgmt REMUNERATION BY COMMISSION OF A SUM NOT EXCEEDING 1% PER ANNUM OF THE NET PROFITS. 10/31/06 - A Irsa (Inversiones Y Representaciones) 450047204 10/12/06 7,600 Meeting for Holders of ADRs 1 DESIGNATION OF TWO SHAREHOLDERS TO SIGN THE For For Mgmt MINUTES OF THE MEETING. 2 TREATMENT OF THE PERTINENT DOCUMENTATION TO For For Mgmt FISCAL YEAR ENDED ON JUNE 30, 2006, PURSUANT TO SECTION 234, SUBSECTION 1 OF LAW 19,550. 3 DELIBERATION OF THE BOARD OF DIRECTORS For For Mgmt PERFORMANCE. 4 DELIBERATION OF THE SUPERVISORY COMMITTEE S For For Mgmt PERFORMANCE. 5 TREATMENT AND ALLOCATION OF PS.96,573,000 For For Mgmt OF PROFITS AS OF FISCAL YEAR ENDED ON JUNE 30, 2006. 6 DELIBERATION OF THE BOARD S REMUNERATION AS For For Mgmt OF FISCAL YEAR ENDED ON JUNE 30, 2006, FOR AN AMOUNT OF PS.7,400,000. 7 TREATMENT OF THE SUPERVISORY COMMITTEE S For For Mgmt REMUNERATION PERTINENT TO FISCAL YEAR ENDED ON JUNE 30, 2006. 8 DETERMINATION OF THE NUMBER AND APPOINTMENT For For Mgmt OF PERMANENT DIRECTORS AS WELL AS ALTERNATE DIRECTORS, IF DEEMED NECESSARY. 9 APPOINTMENT OF PERMANENT AND ALTERNATE For For Mgmt MEMBERS OF THE SUPERVISORY COMMITTEE. 10 APPOINTMENT OF THE CERTIFIED PUBLIC For For Mgmt ACCOUNTANT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF HIS REMUNERATION. 11 CONFIRMATION OF THE DECISIONS ARRIVED AT For Against Mgmt THE SHAREHOLDERS MEETING OF OCTOBER 22, 2004. Since the company failed once again the to disclose essential information in advance of the meeting, making impossible for us to know whether the ratification proposed would be in shareholders' best interests, we cannot recommend support for this request. 12 CONSIDERATION OF A GLOBAL PROGRAMME FOR THE For For Mgmt ISSUANCE OF NON-CONVERTIBLE NEGOTIABLE NOTES WORTH US$ 200,000,000. 04/27/07 - A/S Itausa, Investimentos Itau S.A. P58711105 None 114,000 Preferred Holders can vote on items 3 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 2 Approve Allocation of Income and Dividends For For Mgmt 3 Elect Directors For For Mgmt 4 Elect Supervisory Board Members, Respecting For For Mgmt the Rights of Preferred Shareholders to Elect one Member to the Supervisory Board in Accordance with Article 161 of Law 6404/76. 5 Approve Remuneration of Directors, For For Mgmt Executive Officers, and Supervisory Board Members Special Business 6 Cancel Company Treasury Shares For For Mgmt 7 Authorize Capitalization of Reserves for For For Mgmt Bonus Issue of Shares 8 Amend Articles to Reflect Changes in Capital For For Mgmt 9 Approve Issuance of Shares for a Private For For Mgmt Placement 03/23/07 - A Kookmin Bank Y4822W100 12/31/06 17,609 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 3650 Per Share 2 Elect Jacques P.M. Kemp as Independent For For Mgmt Non-Executive Director 3 Elect Four Members of Audit Committee For For Mgmt 4 Approve Stock Options Previous Granted by For For Mgmt Board 5 Approve Stock Option Grants For For Mgmt 08/09/06 - S Korea Electric Power Corp Y48406105 07/05/06 16,256 1 Elect Three Executive Directors For For Mgmt 03/23/07 - A Korea Electric Power Corp Y48406105 12/31/06 13,080 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1000 Per Share 2 Elect President of Company For For Mgmt 03/26/07 - A Korea Gas Corp. Y48861101 12/31/06 13,690 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1100 Per Share 2 Amend Articles of Incorporation For For Mgmt 3 Elect Directors For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 5 Approve Limit on Remuneration of Auditors For For Mgmt 6 Aprrove 2007 Business Plan For For Mgmt 03/16/07 - A Korean Air Co. Ltd. (formerly Korean Y4936S102 12/31/06 15,320 Air Lines) 1 Approve Appropriation of Income and Cash For For Mgmt Dividend of KRW 100 Per Common Share 2 Elect Three Executive Directors For For Mgmt 3 Elect Two Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/14/07 - A KT&G Corp. (Formerly Korea Tobacco & Y49904108 12/31/06 8,697 Ginseng) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 2400 Per Share 2 Elect President of the Company For For Mgmt 3 Elect Three Independent Non-Executive For For Mgmt Directors 4 Elect Member of Audit Committee who is also For For Mgmt Independent Non-Executive Director 5 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 6 Amend Terms of Severance Payments to For For Mgmt Executive Directors 7 Amend Terms of Severance Payments to For For Mgmt Executives 05/24/07 - A Kumba Iron Ore Ltd. S4341C103 None 27,852 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 2006 2 Elect Directors For For Mgmt 3 Approve Remuneration of Directors For For Mgmt 4 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 5 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 5 Percent of Issued Ordinary Share Capital Special Business 1 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 03/26/07 - A LG Card Co. Y5275T106 12/31/06 9,920 1 Approve Financial Statements For For Mgmt 2 Elect Six Directors For For Mgmt 3 Elect Three Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 5 Amend Articles of Incorporation For Against Mgmt Because the company has not specified any business objectives the company is proposing, we recommend that shareholders vote against this resolution. 03/09/07 - A LG Dacom Corporation (frmly Dacom Y5252V108 12/31/06 23,630 Corp.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 600 Per Share 2 Elect Independent Non-Executive Director For For Mgmt 3 Elect Member of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/23/07 - A LG Electronics Inc. Y5275H177 12/31/06 10,960 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 750 Per Common Share 2 Elect Directors For For Mgmt 3 Elect Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 06/14/07 - A LIG Insurance Co. (frmly LG Insurance Y5277H100 03/31/07 42,500 Co.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 150 Per Share 2 Elect Two Directors For For Mgmt 3 Approve Limit on Remuneration of Directors For For Mgmt 10/03/06 - S Lojas Renner P6332C102 None 5,358 1 Approve 1:5 Stock Split For For Mgmt 2 Amend Bylaws to Conform with Bovespa's Novo For For Mgmt Mercado Regulations 3 Amend Company's Option Plan Approved at the For Against Mgmt 5-25-06 EGM Re: Total Number of Shares of up to 4.5 Percent of the Outstanding Capital and the Share Price Shall be the Average Market Price 30 Days Prior to the Grant Date Because of the potential for the granting of options to executives at a discount to fair market value, it is recommended that shareholders oppose this item. 03/16/07 - A LS Cable Co. (formerly LG Cable) Y5274S109 12/31/06 17,520 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1000 Per Share 2 Elect Executive Director For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 06/28/07 - A Lukoil Oao 677862104 05/11/07 529,332 Meeting for ADR Holders 1 TO APPROVE THE ANNUAL REPORT OF OAO LUKOIL For For Mgmt FOR 2006, INCLUDING: THE NET PROFIT OF OAO LUKOIL FOR DISTRIBUTION FOR 2006 WAS EQUAL TO 55,129,760,000 Elect 11 Directors by Cumulative Voting 2 Elect Directors None Split Mgmt 2.1 Elect Vagit Alekperov as Director --- Withhold ISS Analysis As declared by Lukoil in a written statement to ISS, Belikov, Kutafin, Matzke, Mikhailov, and Shokhin fulfill ISS' criteria for independent directors. Because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Belikov (item 2.2), Kutafin (item 2.6), Matzke (item 2.8), Mikhailov (item 2.9), and Shokhin (item 2.12) and withhold their votes for the remaining seven nominees. We believe that these five candidates are most likely to bring independence to the board and will most likely act in all shareholders' interest. 2.2 Elect Igor Belikov as Director --- For 2.3 Elect Mikhail Berezhnoy as Director --- Withhold 2.4 Elect Donald Wallette (Jr.) as Director --- Withhold 2.5 Elect Valery Grayfer as Director --- Withhold 2.6 Elect Oleg Kutafin as Director --- For 2.7 Elect Ravil Maganov as Director --- Withhold 2.8 Elect Richard Matzke as Director --- For 2.9 Elect Sergey Mikhailov as Director --- For 2.10 Elect Nikolay Tsvetkov as Director --- Withhold 2.11 Elect Igor Sherkunov as Director --- Withhold 2.12 Elect Alexander Shokhin as Director --- For Elect Three Members of Audit Commission 3 TO ELECT THE AUDIT COMMISSION FROM THE LIST For For Mgmt OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): BULAVINA, 4 TO ELECT THE AUDIT COMMISSION FROM THE LIST For For Mgmt OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): KONDRATIEV, 5 TO ELECT THE AUDIT COMMISSION FROM THE LIST For For Mgmt OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): NIKITENKO, 6 TO PAY REMUNERATION AND REIMBURSE EXPENSES For For Mgmt TO MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 1. 7 TO ESTABLISH REMUNERATION FOR NEWLY ELECTED For For Mgmt MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 2. TO INVALIDATE 8 TO APPROVE THE INDEPENDENT AUDITOR OF OAO For For Mgmt LUKOIL - CLOSED JOINT STOCK COMPANY KPMG. 9 TO DETERMINE THE NUMBER OF AUTHORISED For For Mgmt SHARES OF OAO LUKOIL AS EIGHTY-FIVE MILLION (85,000,000) ORDINARY REGISTERED SHARES, WITH A PAR VALUE OF TWO AND A HALF 10 TO APPROVE AMENDMENTS AND ADDENDA TO THE For For Mgmt CHARTER OF OPEN JOINT STOCK COMPANY OIL COMPANY LUKOIL , PURSUANT TO THE APPENDIX. 11 TO APPROVE AMENDMENTS TO THE REGULATIONS ON For For Mgmt THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF OAO LUKOIL , PURSUANT TO THE 12 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO LOAN CONTRACT 13 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO OIL SUPPLY 14 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO 15 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO 16 TO APPROVE THE FOLLOWING INTERESTED-PARTY For For Mgmt TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: POLICY (CONTRACT) ON INSURING THE 17 TO APPROVE MEMBERSHIP OF OAO LUKOIL IN THE For For Mgmt RUSSIAN NATIONAL ASSOCIATION SWIFT. 02/01/07 - S Maanshan Iron & Steel Company Ltd. Y5361G109 12/29/06 567,000 1 Approve Issuance of One-Year Short-Term For Against Mgmt Commercial Papers for an Aggregate Amount Not Exceeding RMB 3.0 Billion As the issuance of short-term commercial papers would increase the company's liabilities, and considering the full authority given to the board to determine details of the issuance including the use of proceeds, the lack of sufficient information on this proposal makes it difficult to ascertain whether approval of this item would negatively affect the company and its shareholders. 06/12/07 - A Maanshan Iron & Steel Company Ltd. Y5361G109 05/11/07 1,102,000 1 Accept Work Report of the Board of Directors For For Mgmt 2 Accept Work Report of the Supervisory For For Mgmt Committee 3 Accept Financial Statements For For Mgmt 4 Approve Profit Appropriation For For Mgmt 5 Appoint Ernst & Young Hua Ming and Ernst & For For Mgmt Young as Auditors and Authorize Board to Fix Their Remuneration 07/26/06 - A Mahindra & Mahindra Ltd Y54164135 07/01/06 53,533 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Dividend of INR 7.50 Per Share For Mgmt 3 Reappoint D.S. Parekh as Director For Mgmt 4 Reappoint N. Vaghul as Director For Mgmt 5 Reappoint A.K. Nanda as Director For Mgmt 6 Reappoint B. Doshi as Director For Mgmt 7 Approve A.F. Ferguson & Co. as Auditors and For Mgmt Authorize Board to Fix Their Remuneration 8 Appoint Thomas Mathew T. as Director For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/20/07 - S Mahindra & Mahindra Ltd Y54164135 None 47,328 1 Approve Increase in Borrowing Powers to INR For Mgmt 60 Billion 2 Approve Investments in Various Entities of For Mgmt up to INR 15 Billion Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/31/07 - S Mahindra & Mahindra Ltd Y54164135 04/27/07 47,328 Postal Ballot 1 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights up to an Aggregate Amount of $300 Million with a Greenshoe Option of up to 15 Percent 2 Approve Corporate Guarantee of up to INR 15 For Mgmt Billion Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/11/07 - A MediaTek Inc. Y5945U103 04/12/07 82,480 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 4 Amend Articles of Association For For Mgmt 5 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 6 Approve Increase of Registered Capital and For For Mgmt Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt 7 Other Business None None Mgmt 06/15/07 - A Mega Financial Holding Co. Ltd. (frm Y1822Y102 04/16/07 1,111,000 CTB FINANCIAL HOLDING C 1 Accept 2006 Operating Results, Financial For For Mgmt Statements, and Consolidated Financial Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 4 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 5 Other Business None None Mgmt 04/05/07 - A MIGROS Turkey M7009U105 None 37,143 1 Elect Presiding Council of Meeting For Mgmt 2 Accept Financial Statements and Statutory, For Mgmt Auditors and Independent Auditors Reports 3 Approve Changes in the Composition of the For Mgmt Board of Directors 4 Approve Discharge of Directors and Auditors For Mgmt 5 Approve Allocation of Income for the Year For Mgmt 2006 6 Fix Number of and Elect Directors, and For Mgmt Determine Their Terms of Office 7 Fix Number of and Elect Auditors, and For Mgmt Determine Their Terms of Office 8 Approve Remuneration of Directors and For Mgmt Auditors 9 Decision on Setting off the Previous Year For Mgmt Losses 10 Receive Information on Donations Made in None Mgmt 2006 11 Elect Independent Audit Company For Mgmt 12 Receive Information on Dividend Policies None Mgmt for 2007 and the Following Years 13 Grant Permission for Board Members to For Mgmt Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 15 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/11/07 - A Mittal Steel South Africa(frm Ispat S51418101 None 25,982 Iscor(frmly Iscor Ltd.)) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 12-31-06 2 Elect Directors For For Mgmt 3 Approve Remuneration of Directors for For For Mgmt Fiscal 2006 4 Approve Remuneration of Directors for For For Mgmt Fiscal 2007 5 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 6 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 15 Percent of Issued Capital 7 Approve Cash Distribution to Shareholders For For Mgmt by Way of Reduction of Share Premium Account 8 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 03/27/07 - S Mizrahi Tefahot Bank Ltd (formerly M9540S110 02/26/07 64,775 United Mizrahi Bank) 1 Approve Director/Officer Liability and For For Mgmt Indemnification Insurance As the company's liability and indemnification policies meet the benchmark established under Delaware Corporate Law, this item merits support. 11/24/06 - S MMC Norilsk Nickel 46626D108 10/06/06 7,206 Meeting for ADR Holders 1 TO APPROVE THE PAYMENT OF INTERIM CASH For For Mgmt DIVIDENDS FOR 9 MONTHS OF 2006 IN THE AMOUNT OF RUB 56 PER SHARE, AND TO PAY THESE DIVIDENDS WITHIN 60 DAYS AFTER THE DATE OF THIS RESOLUTION. 06/28/07 - A MMC Norilsk Nickel 46626D108 05/15/07 7,206 Meeting for ADR Holders 1 Approve Annual Report, Financial For For Mgmt Statements, and Allocation of Income 2 Approve Dividends of RUB 176 per Ordinary For For Mgmt Share, Including Special Dividends of RUB 56 for First Nine Months of Fiscal 2006 Approved at Company's Nov. 24, 2006, EGM Elect Nine Directors by Cumulative Voting 3 Elect Directors Split Split Mgmt 3.1 Elect Andrey Bugrov as Director --- Against ISS Analysis We note that the company's definition of independence is not as detailed as ours and that we are therefore unable to classify de Selliers, Dolgikh, Ugolnikov, and Schimmelbusch as independent directors based on our classification guidelines. However, because the four candidates can be classified as independent based on the definition of director independence adopted by MMC Norilsk Nickel, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of de Selliers (item 3.2), Dolgikh (item 3.3), Ugolnikov (item 3.10), and Schimmelbusch (item 3.11) and withhold their votes for the remaining seven nominees. We believe that these four candidates are most likely to bring independence to the board and will most likely act in all shareholders' interests. 3.2 Elect Guy de Selliers as Director --- For 3.3 Elect Vladimir Dolgikh as Director --- For 3.4 Elect Andrey Klishas as Director --- Against 3.5 Elect Ralph Morgan as Director --- Against 3.6 Elect Denis Morozov as Director --- Against 3.7 Elect Kirill Parinov as Director --- Against 3.8 Elect Vladimir Potanin as Director --- Against 3.9 Elect Ekaterina Salnikova as Director --- Against 3.10 Elect Kirill Ugolnikov as Director --- For 3.11 Elect Heinz Schimmelbusch as Director --- For Elect Five Members of Audit Commission 4.1 Elect Julia Basova as Member of Audit For For Mgmt Commission 4.2 Elect Vadim Meshcheryakov as Member of For For Mgmt Audit Commission 4.3 Elect Nikolay Morozov as Member of Audit For For Mgmt Commission 4.4 Elect Olga Rompel as Member of Audit For For Mgmt Commission 4.5 Elect Olesya Firsik as Member of Audit For For Mgmt Commission 5 Ratify Rosexpertiza LLC as Auditor For For Mgmt 6 Approve Remuneration of Directors For For Mgmt 7 Approve Price of Liability Insurance for For For Mgmt Directors and Executives 8 Approve Related-Party Transaction Re: For For Mgmt Liability Insurance for Directors and Executives 9 Approve Value of Assets Subject to For For Mgmt Compensation Agreement with Directors and Executives 10 Approve Related-Party Transaction Re: For For Mgmt Compensation of Expenses to Directors and Executives 11 Approve Revised Edition of Charter For Against Mgmt In this case, we believe that the negative provision under this item outweighs any positive ones. For this reason, we must recommend a vote against this resolution. 12 Approve Revised Edition of Regulations on For For Mgmt Board of Directors 13 Cancel Company's Membership in Cobalt For For Mgmt Development Institute 14 Cancel Company's Membership in Palladium For For Mgmt Council 10/25/06 - A Murray & Roberts Holdings Ltd. S52800133 None 114,315 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended June 30, 2006 2 Reelect R.C. Andersen For For Mgmt 3 Reelect N. Jorek For For Mgmt 4 Reelect M.J. Shaw For For Mgmt 5 Reelect J.J.M. van Zyl For For Mgmt 6 Ratify Deloitte and Touche as Auditors For For Mgmt 7 Approve Remuneration of Directors For For Mgmt 8 Place 30 Million Authorized But Unissued For For Mgmt Shares under Control of Directors 9 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 12/07/06 - S Nedbank Group(frmly Nedcor Ltd.) S5518R104 None 26,139 Special Meeting Agenda 1 Approve the NedNamibia Holdings LTIP For For Mgmt 2 Approve the Black Management Scheme For For Mgmt 3 Approve the Broad-based Employee Scheme For For Mgmt 4 Approve the Education Trust Scheme For For Mgmt 5 Approve the Long-term Strategic Allocation For For Mgmt 6 Approve Specific Issuance of Shares For For Mgmt Pursuant to Private Placement 7 Authorize Specific Repurchase of Shares For For Mgmt 8 Approve Specific Authority to Issuance of For For Mgmt Shares to Various Special Purpose Vehicles 9 Approve Specific Authority to Issue Share For For Mgmt Relating to Annual Performance Fees 10 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 12/13/06 - S Novatek OAO (formerly Novafininvest 669888208 10/23/06 17,863 OAO) Meeting for Holders of ADRs 1 APPROVAL OF THE PRE-SCHEDULED TERMINATION None For ShrHoldr OF POWERS OF MEMBERS OF BOARD OF DIRECTORS. 2 TO ELECT AKIMOV, ANDREY IGOREVICH AS THE None Against ShrHoldr BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 3 TO ELECT VARDANIAN, RUBEN KARLENOVICH AS None For ShrHoldr THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 4 TO ELECT GYETVAY, MARK ANTHONY AS THE BOARD None Against ShrHoldr OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 5 TO ELECT DMITRIEV, VLADIMIR ALEXANDROVICH None For ShrHoldr AS THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 6 TO ELECT MIKHELSON, LEONID VIKTOROVICH AS None Against ShrHoldr THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 7 TO ELECT NATALENKO, ALEXANDER YEGOROVICH AS None For ShrHoldr THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 8 TO ELECT SELEZNEV, KIRILL GENNADYEVICH AS None Against ShrHoldr THE BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 9 TO ELECT YUZHANOV, ILYA ARTUROVICH AS THE None For ShrHoldr BOARD OF DIRECTOR OF JOINT STOCK COMPANY NOVATEK. 10 APPROVAL OF THE PRE-SCHEDULED TERMINATION None For ShrHoldr OF POWERS OF MEMBERS OF THE REVISION COMMITTEE. 11 TO ELECT KONOVALOVA, MARIA ALEXEEVNA AS A None For ShrHoldr MEMBER OF THE REVISION COMMITTEE. 12 TO ELECT RYASKOV, IGOR ALEXANDROVICH AS A None For ShrHoldr MEMBER OF THE REVISION COMMITTEE. 13 TO ELECT SHTREHOBER, FELIX AS A MEMBER OF None For ShrHoldr THE REVISION COMMITTEE. 14 TO ELECT SHULIKIN, NIKOLAY KONSTANTINOVICH None For ShrHoldr AS A MEMBER OF THE REVISION COMMITTEE. 09/29/06 - S Novolipetsk Steel (frmly Novolipetsk 67011E105 08/31/06 26,346 Ferrous Metal Factory) Meeting for Holders of ADRs 1 TO APPROVE THE DIVIDENDS FOR THE FIRST HALF For For Mgmt OF 2006 IN THE AMOUNT OF 1.5 RUBLE PER COMMON SHARE. 06/05/07 - A Novolipetsk Steel (frmly Novolipetsk 67011E105 04/16/07 6,607 Ferrous Metal Factory) Meeting for Holders of ADR's 1 TO APPROVE THE COMPANY S 2006 ANNUAL For For Mgmt REPORT, ANNUAL FINANCIAL STATEMENTS, P&L ACCOUNT, DISTRIBUTION OF THE COMPANY S PROFIT AND LOSS IN 2006 FINANCIAL YEAR. 2 TO DECLARE PAYMENT OF DIVIDENDS ON PLACED For For Mgmt COMMON SHARES FOR THE YEAR OF 2006 IN THE AMOUNT OF 3.00 RUBLE PER COMMON SHARE. CONSIDERING THE INTERIM DIVIDENDS PAID FOR H1 2006 IN THE AMOUNT OF 1.50 RUBLE PER COMMON SHARE, TO PAY ADDITIONALLY 1.50 RUBLES PE 3 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt OLEG VLADIMIROVICH BAGRIN. ISS Analysis We note that the company's definition of director independence is not as detailed as ours and that we are therefore unable to classify Doering, Reynolds, and Gindin as independent directors based on our classification guidelines. However, because the three candidates can be classified as independent based on Novolipetsk Steel's definition of director independence, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Gindin (item 6), Doering (item 7), and Reynolds (item 9), while abstaining their votes for the remaining six nominees. We believe that these three candidates are most likely to bring independence to Novolipetsk Steel's board and will most likely act in all shareholders' interest. 4 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt BRUNO BOLFO. 5 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt NIKOLAI ALEKSEEVICH GAGARIN. 6 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt DMITRY ARONOVICH GINDIN. 7 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt KARL DOERING. 8 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt VLADIMIR SERGEEVICH LISIN. 9 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None For Mgmt RANDOLPH REYNOLDS. 10 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt VLADIMIR NIKOLAYEVICH SKOROHODOV. 11 ELECTION OF MEMBER OF BOARD OF DIRECTOR: None Abstain Mgmt IGOR PETROVICH FYODOROV. 12 TO ELECT PRESIDENT OF THE COMPANY (CHAIRMAN For For Mgmt OF THE MANAGEMENT BOARD) - LAPSHIN ALEXEY ALEXEEVICH. 13 TO ELECT MEMBER TO THE COMPANY S INTERNAL For For Mgmt AUDIT COMMISSION: VALERY SERAFIMOVICH KULIKOV. Because of a lack of controversy regarding the work of the audit commission in the past, we recommend that shareholders vote for the incumbents (Kulikov and Shipilova), while abstain votes for the remaining five candidates. 14 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: JULIA VLADIMIROVNA KUNIHINA. 15 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LUDMILA ALEXANDROVNA LAZARENKO. 16 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LARISA MIKHAILOVNA OVSIANNIKOVA. 17 TO ELECT MEMBER TO THE COMPANY S INTERNAL For For Mgmt AUDIT COMMISSION: GALINA IVANOVNA SHIPILOVA. 18 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: TATYANA VLADIMIROVNA GORBUNOVA. 19 TO ELECT MEMBER TO THE COMPANY S INTERNAL For Abstain Mgmt AUDIT COMMISSION: LUDMILA VLADIMIROVNA KLADIENKO. 20 APPROVAL OF THE COMPANY AUDITOR, CJSC For For Mgmt PRICEWATERHOUSECOOPERS AUDIT . 21 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt COMPANY CHARTER. 22 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt REGULATIONS OF THE BOARD OF DIRECTORS. 23 APPROVAL OF REVISED CORPORATE DOCUMENTS: For For Mgmt NLMK DIVIDEND POLICY. 24 APPROVAL OF RELATED PARTY TRANSACTION. For For Mgmt 25 PAYMENT OF REMUNERATION TO THE MEMBERS OF For For Mgmt THE BOARD OF DIRECTORS. 11/30/06 - S Organizacion Soriana SAB de CV P8728U167 None 45,323 1 Approve Three-for-One Stock Split For For Mgmt 2 Amend Articles to Reflect Stock Split For For Mgmt 3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 04/04/07 - A PACIFIC BASIN SHIPPING LIMITED G68437139 03/30/07 1,102,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Christopher R. Buttery as Executive For For Mgmt Director 3b Reelect Klaus Nyborg as Executive Director For For Mgmt 3c Reelect Wang Chunlin as Executive Director For For Mgmt 3d Reelect Jan Rindbo as Executive Director For For Mgmt 3e Reelect Daniel R. Bradshaw as Non-Executive For For Mgmt Director 3f Reelect Robert C. Nicholson as Independent For For Mgmt Non-Executive Director 3g Reelect Patrick B. Paul as Independent For For Mgmt Non-Executive Director 3h Reelect David M. Turnbull as Independent For For Mgmt Non-Executive Director 3i Authorize Board to Fix Remuneration of For For Mgmt Directors 4 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 8 Approve Renewal of the 2 Percent Annual Cap For Against Mgmt Within the Issue Mandate Under the Long Term Incentive Scheme The Incentive Scheme, under whose terms this request is made, fails to meet acceptable standards for dilution given the absence of performance conditions and vesting periods. In addition, the Incentive Scheme is administered by the full board, including executives who may participate under the plan, thereby exposing the Incentive Scheme to potential back-scratching abuses. Given these concerns, shareholders are advised to vote against this resolution. 05/17/07 - A PARKSON RETAIL GROUP LTD G69370107 04/20/07 73,250 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare Final Dividend of RMB 0.27 Per Share For For Mgmt 3a1 Reelect Chew Fook Seng as Director For For Mgmt 3a2 Reelect Cheng Heng Jem as Director For For Mgmt 3a3 Reelect Yau Ming King, Robert as Director For For Mgmt 3b Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Appoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 5a Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 5b Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 11/01/06 - S Petrochina Company Limited Y6883Q104 10/03/06 1,873,990 1 Approve Continuing Connected Transactions For For Mgmt Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement 2 Approve Revision of Existing Annual Caps of For For Mgmt Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc. 3 Approve Revision of Existing Annual Caps of For For Mgmt Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd. 4 Approve Revision of Existing Annual Caps in For For Mgmt Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp. 5 Amend Articles Re: Scope of Business For For Mgmt 05/16/07 - A Petrochina Company Limited Y6883Q104 04/13/07 1,219,990 1 Accept Report of the Board of Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Final Dividend For For Mgmt 5 Authorize Board to Determine the For For Mgmt Distribution of Interim Dividends for the Year 2007 6 Reappoint PricewaterhouseCoopers,CPA and For For Mgmt PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., CPA as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Reelect Jiang Jiemin as Director For For Mgmt 8 Reelect Zhou Jiping as Director For For Mgmt 9 Reelect Duan Wende as Director For For Mgmt 10 Reelect Sun Xianfeng as Supervisor For For Mgmt 11 Reelect Zhang Jinzhu as Supervisor For For Mgmt 12 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 13 Approve Disposal of 70 Percent Equity For For Mgmt Interest in China National United Oil Corporation to China National Petroleum Corporation 14 Other Business (Voting) For Against Mgmt Although this item is routine and only those issues that could legally be discussed could be presented for consideration, its approval would create an opportunity for those who attend the meeting to approve changes that are not in the best interests of all shareholders. We recommend that shareholders oppose this item unless the company has provided detailed information about the issues that will be discussed. 06/22/07 - A PICC PROPERTY AND CASUALTY COMPANY LTD Y6975Z103 05/22/07 558,000 1 Accept Report of Directors For For Mgmt 2 Accept Report of the Supervisory Committee For For Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Profit Distribution Plan For For Mgmt 5 Approve Remuneration of Directors For For Mgmt 6 Approve Remuneration of Supervisors For For Mgmt 7 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 8 Reappoint Ernst & Young and Ernst & Young For For Mgmt Hua Ming as International and Domestic Auditors, Respectively and Authorize Board to Fix Their Remuneration 03/16/07 - A Poongsan Corp Y70692101 12/31/06 22,150 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 700 Per Share 2 Elect Two Executive Directors For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 4 Approve Limit on Remuneration of Auditor For For Mgmt 02/23/07 - A POSCO (formerly Pohang Iron & Steel) 693483109 12/28/06 2,500 Meeting for ADR Holders 1 APPROVAL OF BALANCE SHEET, INCOME For For Mgmt STATEMENT, AND THE STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 39TH FISCAL YEAR 2 PARTIAL AMENDMENTS TO ARTICLES OF For For Mgmt INCORPORATION: INTRODUCTION OF NEW BUSINESSES 3 PARTIAL AMENDMENTS TO ARTICLES OF For For Mgmt INCORPORATION: AMENDMENT TO RULES FOR ISSUANCE OF NEW SHARES, CB, AND BW 4 PARTIAL AMENDMENTS TO ARTICLES OF For For Mgmt INCORPORATION: SUPPLEMENT TO EXISTING CUMULATIVE VOTING RULES 5 ELECTION OF INDEPENDENT NON-EXECUTIVE For For Mgmt DIRECTOR: JUN, KWANG-WOO ISS Analysis The company proposes the election of both nominees as a single voting item. We disapprove in principle of bundling together proposals that could be presented as separate voting items because bundled resolutions leave shareholders with an all-or-nothing choice, skewing power disproportionately towards the board and away from shareholders. ISS considers director elections to be one of the most important voting decisions that shareholders make. Therefore, directors should be held accountable and elected individually, and we call on POSCO to adopt such a practice in the future. However, it is still market practice in South Korea to elect a single slate, and we would not recommend a vote against this resolution on the basis of bundling unless there were also other concerns, such as poor director attendance or any evidence of improprieties. Unlike most Korean companies, POSCO has provided shareholders more detailed information with respect to each individual director's affiliation and share ownership. In Korea, this type of information is generally available only for current nominees. Unless we are aware of a serious performance or corporate governance problem with the company, its board, or individual directors, we recommend supporting director elections at Korean companies. We are not aware of any such problems here. 6 ELECTION OF INDEPENDENT NON-EXECUTIVE For For Mgmt DIRECTOR: PARK, WON-SOON 7 ELECTION OF INDEPENDENT NON-EXECUTIVE For For Mgmt DIRECTOR AS AUDIT COMMITTEE:JEFFREY D. JONES ISS supports the role of audit committees in Korea, as the market has lacked such oversight in the past. Although we recognize that more Korean companies are making efforts to nominate more independent non-executive directors to audit committees, our policy for core companies in Korea is that the membership of audit committees should be restricted to independent directors only. In this case, the nominee is an independent non-executive director, and there are no concerns of which ISS is aware that would lead us to oppose this resolution. 8 ELECTION OF EXECUTIVE DIRECTOR: LEE, KU-TAEK For For Mgmt ISS Analysis The company proposes the election of all three nominees as a single voting item. We disapprove in principle of bundling together proposals that could be presented as separate voting items because bundled resolutions leave shareholders with an all-or-nothing choice, skewing power disproportionately towards the board and away from shareholders. ISS considers director elections to be one of the most important voting decisions that shareholders make. Therefore, directors should be held accountable and elected individually, and we call on POSCO to adopt such a practice in the future. However, it is still market practice in South Korea to elect a single slate, and we would not recommend a vote against this resolution on the basis of bundling unless there were also other concerns, such as poor director attendance or any evidence of improprieties. Unless we are aware of a serious performance or corporate governance problem with the company, its board, or individual directors, we recommend supporting director elections at Korean companies. We are not aware of any such problems here. 9 ELECTION OF EXECUTIVE DIRECTOR: YOON, For For Mgmt SEOK-MAN 10 ELECTION OF EXECUTIVE DIRECTOR: CHUNG, For For Mgmt JOON-YANG 11 APPROVAL OF LIMITS OF TOTAL REMUNERATION For For Mgmt FOR DIRECTORS This level of fees is not high for a company like POSCO, even by Korean standards, and companies usually do not pay out the entire amount authorized. Last year's actual payout was KRW 4.7 billion ($5.1 million), of which a total of KRW 600 million ($650,000) was paid for nine independent non-executive directors. We recommend support for this resolution. 02/14/07 - S POWERTECH TECHNOLOGY INC Y7083Y103 01/15/07 168,000 1 Approve Issuance of Unsecured Convertible For For Mgmt Bonds through Private Placement This item seeks shareholder approval to issue domestic unsecured convertible bonds (Convertible Bonds) valued up to not more than NTD 3.5 billion ($107.39 million) to selected investors (Bond Issuance). The Convertible Bonds will have a face value of NTD 100,000 ($3,068) each with a coupon rate of 3.5 percent per annum, and will expire after five years. In addition, the Convertible Bonds may be issued at one time or from time to time within one year from the date of approval by shareholders. Proceeds from the Bond Issuance will be used for working capital purposes. The proposal would also authorize the board to do all acts deemed necessary in order to give effect to the Bond Issuance, which includes making the terms and conditions of the Convertible Bonds in accordance with the relevant Taiwanese laws and regulations. Given that the proposed Bond Issuance may allow the company to explore a new financing channel to raise funds for its businesses, and to bring in strategic partners that would support and enhance the company's operations, a vote in favor of this resolution is recommended. 2 Other Business None None Mgmt This is a non-voting item. 06/15/07 - A POWERTECH TECHNOLOGY INC Y7083Y103 04/16/07 168,000 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Increase in Registered Capital For For Mgmt 4 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 5 Amend Articles of Association For For Mgmt 6 Approve Investment in People's Republic of For For Mgmt China 7 Amend Election Rules of Directors and For Against Mgmt Supervisors At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 06/15/07 - A PRESIDENT SECURITIES CORP Y7083F104 04/16/07 545,000 1 Accept 2006 Financial Statements For For Mgmt 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 0.9 ($0.03) per share and a stock dividend of 35 shares for every 1,000 shares held, or NTD 0.35 ($0.01) each. This gives the company a payout ratio of 65.6 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Approve Capitalization of 2006 Dividends For For Mgmt Taiwanese companies routinely capitalize dividends and distribute new fully paid shares to shareholders free of charge; there is no cost to shareholders to maintain their stakes and no risk of dilution. This procedure transfers wealth to shareholders and does not significantly impact share value. The only impact on shareholders is that by increasing the number of shares on issue, the company could increase liquidity, enhance marketability, and ultimately expand its shareholder base. This item is pursuant to the stock dividends discussed in Item 2. ISS has no objections to this resolution. 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets The proposal seeks to revise the company's procedures governing the acquisition or disposal of assets (Acquisition or Disposal Procedures) in accordance with the newly revised Guidelines for Handling Acquisition or Disposal of Assets by Public Companies (Acquisition or Disposal Guidelines) issued by the Financial Supervisory Commission, Executive Yuan (FSC) on Jan. 19, 2007. Major revisions to the Acquisition or Disposal Guidelines are as follows: 1. To enumerate the assets that are governed by the Acquisition or Disposal Guidelines; 2. To require a company to have its guidelines for acquisition or disposal of assets approved by the board, supervisors, and shareholders once it has been formulated. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors regarding the formulation or revisions made to the guidelines. Such opinion must be recorded in the minutes of the board meeting. Should the company establish an audit committee, its guidelines must be approved by more than half of the audit committee members before submitting the proposal for approval to the board. If less than half of the audit committee approves the guidelines, it must be approved by more than two-thirds of the entire board before it can be implemented; 3. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors in any discussion related to the acquisition or disposal of assets from related parties, and that the opinion must be added to the minutes of the board meeting. Should the company establish an audit committee, the transactions related to the acquisition or disposal of assets from related parties must also be approved by more than half of the audit committee members. 4. The company must obtain an appraisal report from a professional appraiser when the transaction price for acquiring or disposing real property or other fixed assets reaches 20 percent of the company's paid-in capital or at least NTD 300 million ($9.21 million). Such real property or other fixed assets do not include those transacted with a government agency, commissioned to third parties to build on its own or rented land, or acquired for operating use. If special prices are required to be used as reference for the transaction price, board approval must be obtained. 5. To use the latest audited financial statements of the company to be acquired or disposed (Target Company) as the reference in appraising the transaction price, and to request for an accountant's opinion regarding the reasonableness of the transaction price should the dollar amount of the transaction be equivalent to 20 percent of the Target Company's paid-in capital or at least NTD 300 million ($9.21 million), except if: the Target Company's securities have a publicly offered price from an active market, or otherwise provided by regulations of the FSC; 6. To require a company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange; and 7. To change all references to the "Securities & Futures Commission, Ministry of Finance, Taiwan" into the FSC. The amendments are made to comply with the prevailing relevant regulations. Given that this will improve the company's existing Acquisition or Disposal Procedures, ISS recommends shareholders to support this resolution. 5 Other Business None None Mgmt 12/29/06 - S PROFARMA DISTRIBUIDORA DE PRODUTOS P7913E103 None 47,888 FARMACEUTICOS SA Special Meeting Agenda 1 Approve Removal of Director and Elect For Against Mgmt Replacement The board proposes to remove one member of the board and elect a replacement. However, the company has not provided any detailed information regarding the reasons for the removal of the board member. ISS contacted the company several times to obtain further information with regards to the proposed resolutioni but all attempts went unanswered. Without additional disclosure by the company regarding the reasons for the removal of the director, shareholders are advised to vote against this proposal. 05/16/07 - A PT Astra Agro Lestari Tbk Y7116Q119 None 746,010 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income For For Mgmt 3A Elect Directors and Commissioners For For Mgmt 3B Approve Remuneration of Directors and For For Mgmt Commissioners 4 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 05/15/07 - A PT Bank Central Asia TBK Y7123P120 04/27/07 1,671,500 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income For For Mgmt 3 Approve Remuneration of Directors and For For Mgmt Commissioners 4 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 5 Approve Dividends For For Mgmt 6 Change Location of Headquarters For For Mgmt 05/15/07 - S PT Bank Central Asia TBK Y7123P120 04/27/07 1,671,500 1 Authorize Share Repurchase Program For For Mgmt 05/22/07 - A PT Bank Rakyat Indonesia (Persero) Tbk Y0697U104 05/07/07 2,292,500 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income For For Mgmt 3 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 4 Approve Remuneration of Directors and For For Mgmt Commissioners 5 Approve Write-off of Non-Performing Loans For Against Mgmt Until the bank provides full disclosure on the terms of this resolution, shareholders are advised to vote against this request. 6 Amend Articles of Association For Against Mgmt Because Bank Rakyat Indonesia has failed to disclose essential information regarding this item, it is uncertain whether or not the proposed modifications would negatively impact shareholder value. Therefore, this request cannot be supported. 7 Elect Commissioners For For Mgmt 8 Amend Retirement Plan For Against Mgmt Until further information has been disclosed regarding the details of the plan, it is recommended that shareholders vote against this proposal. 03/14/07 - S PT International Nickel Indonesia Tbk Y39128130 02/27/07 76,500 1 Open Meeting For For Mgmt 2 Elect Commissioners For For Mgmt 03/30/07 - A PT International Nickel Indonesia Tbk Y39128130 03/14/07 76,500 1 Open Meeting For For Mgmt 2 Accept Directors' Report For For Mgmt 3 Accept Commissioners' Report For For Mgmt 4 Accept Financial Statements and Statutory For For Mgmt Reports 5 Approve Allocation of Income For For Mgmt 6 Elect Commissioners For For Mgmt 7 Elect Directors For For Mgmt 8 Approve Haryanto Sahari & Rekan as Auditors For For Mgmt and Authorize Board to Fix Their Remuneration 9 Other Business For Against Mgmt It is recommended that shareholders oppose this item unless the company has provided detailed information about the issues that will be discussed. 01/26/07 - S PT Telekomunikasi Indonesia Tbk Y71474137 None 329,000 1 Amend Employeee and Management Stock Option For Against Mgmt Plan to Use Treasury Shares Conclusion Although the company is to be commended for providing a greater level of disclosure than is generally seen in this market, the plan does not merit support due to the presence of discounted options and the lack of corresponding performance criteria. 02/28/07 - S PT Telekomunikasi Indonesia Tbk Y71474137 02/12/07 329,000 1 Amend Retirement Plan For Against Mgmt Until further information has been disclosed regarding the details of the plan, it is recommended that shareholders vote against this proposal. 2 Amend Utilization of Repurchased Shares For Against Mgmt Conclusion Although the company is to be commended for providing a greater level of disclosure than is generally seen in this market, the plan does not merit support due to the presence of discounted options and the lack of corresponding performance criteria. 3 Approve Stock Option Plan For Against Mgmt 4 Elect Commissioners For For Mgmt 5 Elect Directors For For Mgmt 06/29/07 - A PT Telekomunikasi Indonesia Tbk Y71474137 06/06/07 329,000 1 Accept Annual Report For For Mgmt 2 Accept Financial Statements and Statutory For For Mgmt Reports 3 Approve Allocation of Income For For Mgmt 4 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 5 Elect Directors and Commissioners For For Mgmt 6 Approve Remuneration of Directors and For For Mgmt Commissioners 7 Approve Delegation of Duties for Directors For For Mgmt 8 Elect Commissioners For For Mgmt 9 Authorize Share Repurchase Program For For Mgmt 10 Amend Articles of Association For For Mgmt 06/15/07 - A Quanta Computer Inc. Y7174J106 04/16/07 440,000 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 4 Amend Articles of Association For For Mgmt 5 Amend Internal Rules and Policies For For Mgmt Elect Directors by Cumulative Voting 6 Elect Directors For Split Mgmt 6.1 Elect Barry Lam as Director with Shareholder No. 1 --- Against We believe that directors and supervisors function as the representatives of shareholders throughout the year and are therefore a crucial avenue of ongoing influence on management. As such, it is important to elect directors and supervisors who have no material connection, either directly or indirectly, to the company, to enable them to act in the best interest of shareholders. In this case, we recommend that shareholders concentrate their cumulative votes equally in favor of the independent director nominees, Wei-Ta Pan and Chan Lu-Min, and distribute their cumulative votes equally among all supervisor nominees, namely: S.C. Liang, Eddie Lee, and Chang Ching-Yi. 6.2 Elect C. C. Leung as Director with Shareholder No. 5 --- Against 6.3 Elect Michael Wang as Director with Shareholder No. 14 --- Against 6.4 Elect Wei-Ta Pan as Director with Shareholder No. 99044 --- For 6.5 Elect Chan Lu-Min as Director with ID No. K101713364 --- For Elect Supervisors by Cumulative Voting 6 Elect Directors For For Mgmt 7 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 8 Other Business None None Mgmt 06/05/07 - A Raiffeisen International Bank-Holding A7111G104 None 869 AG 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management Board For Mgmt 4 Approve Discharge of Supervisory Board For Mgmt 5 Approve Remuneration of Supervisory Board For Mgmt Members 6 Ratify Auditors For Mgmt 7 Approve Increase in Authorized Capital via For Mgmt a Capitalization of Reserves 8 Approve Creation of EUR 217.7 Million Pool For Mgmt of Capital with Preemptive Rights 9 Amend Articles to Reflect Changes in Capital For Mgmt 10 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/18/07 - S Realtek Semiconductor Corp. Y7220N101 12/19/06 658,000 1 Approve Reduction in Stated Capital For For Mgmt 2 Other Business For Against Mgmt This routine item would allow other issues of concern, not contained in the company's official agenda, to be raised at the general meeting without giving shareholders ample time to review their details. Consequently, this would create an opportunity to pass resolutions not in the best interest of the shareholders. In view of this, a vote against this item is recommended until details on the issues have been provided. 03/29/07 - S Reliance Industries Ltd. Y72596102 02/27/07 48,738 Postal Ballot 1 Approve Issuance of up to 120 Million For Mgmt Warrants Convertible into Equity Shares to the Promoter/Promoter Group Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/21/07 - C Reliance Industries Ltd. Y72596102 None 61,982 Court-Ordered Meeting for Shareholders 1 Approve Scheme of Amalgamtion of Indian For Mgmt Petrochemicals Corp Ltd with Reliance Industries Ltd Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/21/07 - A Resorts World Berhad Y7368M113 None 863,200 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Financial Year Ended Dec. 31, 2006 2 Approve Final Dividend of MYR 0.15 Per For Against Mgmt Share Less 27 Percent Tax for the Financial Year Ended Dec. 31, 2006 In this case, the company was found to have reserves of approximately MYR 5.7 billion ($1.6 billion) for the latest financial year end, yet has failed to comply with the minimum standard of 30 percent for the past five years. Given that no adequate justification was provided for the retention of capital, we recommend shareholders to oppose this dividend request. 3 Approve Remuneration of Directors in the For For Mgmt Amount of MYR 661,900 for the Financial Year Ended Dec. 31, 2006 4 Elect Clifford Francis Herbert as Director For For Mgmt 5 Elect Lin See Yan as Director For For Mgmt 6 Elect Alwi Jantan as Director For For Mgmt 7 Elect Wan Sidek bin Hj Wan Abdul Rahman as For For Mgmt Director 8 Approve PricewaterhouseCoopers as Auditors For For Mgmt and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 10 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 05/07/07 - S Road King Infrastructure Ltd. G76058109 None 74,431 1 Approve Advance of a Loan by RK Investment For For Mgmt (Beijing) Ltd. of Up to HK$600.0 Million to Sunco Property Hldgs. Co. Ltd. at an Interest Rate of 6 Percent Per Annum This item seeks approval for agreements entered into between RK Investment (Beijing) Ltd. (RKI BJ), a wholly-owned subsidiary of the company, and Sunco Property Hldgs. Co. Ltd. (Sunco A), owned as to 49 percent by the company, relating to the advance by RK BJ of a loan of up to HK$400.0 million ($51.4 million) to Sunco A (Loan 5) and the provision by RKI BJ of a further loan of HK$600.0 million ($77.1 million) to Sunco A as a result of RKI BJ's exercise of its first right of refusal to provide such further loan (Loan 6). Both Loan 5 and Loan 6 would have an interest rate of 6 percent per annum, be repayable on demand in any event until Oct. 31, 2007 and be secured by fixed and floating charges over the entire assets and undertakings of Sunco A. It was noted that Sunco A would use proceeds from such loan advances to fund the acquisition of direct or indirect interest in land property development projects in the People's Republic of China (the PRC). This proposal is expected to facilitate the expansion of the company and its subsidiaries (Group) in the future. Given its 49 percent interest in Sunco A, the Group expects that with the provision of loans to Sunco A it would be able to capture a considerable scale of investment and participation in the PRC property sector. This is a reasonable request. 05/15/07 - A Road King Infrastructure Ltd. G76058109 05/09/07 74,431 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare Final Dividend For For Mgmt The board recommends the payment of a final dividend of HK$0.26 ($0.03) per share 3a Reelect Hu Aimin as Director For For Mgmt 3b Reelect Chan Hing Chiu, Vincent as Director For For Mgmt 3c Reelect Chow Shiu Kee, Stephen as Director For For Mgmt 3d Reelect Lau Sai Yung as Director For For Mgmt 3e Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks shareholder approval for the granting of a new mandate to issue shares, representing up to 20 percent of current issued capital, without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, shareholders are advised to vote against this item unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 6 Approve Issuance of Shares Pursuant to the For Against Mgmt Share Option Scheme The percentage of shares available under the Share Option Scheme is 10 percent of the company's issued capital, which is considered an unacceptable level of dilution. In the absence of set performance criteria and vesting periods, this scheme cannot be considered sufficiently well-structured to justify a potential dilution of 10 percent. 04/30/07 - A/S RODOBENS NEGOCIOS IMOBILIARIOS SA P81424106 None 59,062 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12/31/06 This item requests shareholder acceptance of the financial statements and statutory reports for the fiscal year ended 2006. The company provided its financial statements and statutory reports via Bloomberg news and has also submitted their financials to the Brazilian securities commission (CVM). According to the board of director minutes, the external auditors' (name not disclosed in meeting notes) provided their unqualified opinion and asserts that the financial statements accurately reflect the financial position of the company. ISS recommends shareholder support. 2 Approve Allocation of Income and Dividends For For Mgmt This item requests to approve the allocation of income and dividends as proposed by the board of directors. The company financial statements provided the following distribution of income for 2006: Net profits: BRL 2.365 million ($1.1 million) Legal reserves of BRL 118,250 ($55,500) Proposed dividend of BRL 629,205 ($295,000) The cash dividend payout to shareholders translates to BRL .0129 ($0.006) per share represents a 28 percent payout ratio of the total net profits. As Rodobens dividend payout has met the Brazilian law stating that companies must distribute a minimum of 25 percent of their net income, and given the newly-listed status of the company, this is a reasonable dividend and income allocation request that warrants shareholder support. 3 Approve Aggregate Remuneration of Directors For For Mgmt for Fiscal Year 2007 This item requests to approve directors' remuneration. It is Brazilian market practice not to disclose the proposed remuneration levels until the day of the AGM. At the 2006 AGM shareholders approved remuneration of BRL 200,000 ($93,800). We find last year's remuneration level to be in line with that of similarly sized companies in Brazil. As such, this is a routine item that warrants shareholder support. Special Business 1 Discuss Alternatives to be Represented on For Against Mgmt Behalf of the Company and Amend Article 30 Accordingly This item requests to amend article 30 of the company bylaws. Article 30 describes the various ways of representing the company by the board of directors and executives. We note that the company's meeting materials did not contain the complete text of the article amendments. ISS was also unable to procure a full text of the proposed changes. As we are unable to assess this resolution's impact on shareholder rights, support for this item is not recommended at this time. 04/30/07 - A/S SABESP, Companhia Saneamento Basico P8228H104 None 5,380,000 Sao Paulo Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income; Approve For For Mgmt Transfer of Retained Profits to Investment Reserves in Compliance with Investment Plan 3 Elect Board Members and Supervisory Board; For For Mgmt Elect Their Respective Alternates 4 Approve Remuneration of Directors, For For Mgmt Supervisory Board Members, Audit Committee, and Executive Officer Board Special Business 5 Approve 125:1 Reverse Stock Split For For Mgmt 6 Amend Article 2 to Conform with Federal Law For For Mgmt 11,445/07; Article 5 to Reflect Changes in Capital; and Article 28 Related to the Company's Organizational Structure 02/28/07 - A Samsung Electronics Co. Ltd. Y74718100 12/31/06 5,205 1 Approve Appropriation of Income and Final For For Mgmt Dividend of KRW 5000 Per Common Share 2 Elect Directors For For Mgmt 2.3 Elect Member of Audit Committee For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 04/24/07 - S Sanlam Limited S7302C137 None 566,474 1 Approve Specific Repurchase in Terms of the For For Mgmt Voluntary Tender Offer 2 General Authority to a Sanlam Director or For For Mgmt the CompanySecretary 06/06/07 - A Sanlam Limited S7302C137 None 441,648 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 12-31-06 2 Ratify Ernst & Young as Auditors For For Mgmt 3 Reelect J.P. Moller as Director Appointed For For Mgmt During the Year Due to the poor attendance records of Bakane-Touane, James, and Motsepe we recommend that shareholders oppose their reelection. 4 Elect Directors For Split Mgmt 4.1 Reelect M.M. Bakane-Tuoane as Director --- Against 4.2 Reelect F.A. du Plessis as Director --- For 4.3 Reelect W.G. James as Director --- Against 4.4 Reelect P.T. Motsepe as Director --- Against 4.5 Reelect R.V. Simelane as Director --- For 5 Authorize Board to Fix Remuneration of the For For Mgmt Auditors 6 Approve Remuneration of Directors for For For Mgmt Fiscal 2006 7 Approve Remuneration of Directors for For For Mgmt Fiscal 2007 8 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 9 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 10 Amend Articles of Association Re: Director For For Mgmt Indemnification 11 Amend Articles of Association Re: Third For For Mgmt Parties 10/03/06 - S Sasol Ltd. 803866102 None 37,030 Special Meeting Agenda 1 Approve Repurchase of 60 Million Ordinary For For Mgmt Treasury Shares from Sasol Investment Company (Pty) Limited 2 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 3 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 11/23/06 - A Sasol Ltd. 803866102 None 20,208 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended June 30, 2006 2 Elect Directors For Split Mgmt 2.1 Reelect E. le R. Bradley as Director --- For 2.2 Reelect B.P. Connellan as Director --- For 2.3 Reelect P.V. Cox as Director --- For 2.4 Reelect L.P.A. Davies as Director --- Against 2.5 Reelect M.S.V. Gantsho as Director --- For 2.6 Reelect J.E. Schrempp as Director --- For 3 Elect Directors For For Mgmt 4 Ratify KPMG, Inc. as Auditors For For Mgmt 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Remuneration of Directors For For Mgmt 02/09/07 - S Shenzhen Investment (frmrly. Shum Yip Y7743P120 None 3,716,000 Invst.) 1 Approve Disposal by Shum Yip Investment For For Mgmt (Shenzhen) Ltd. of its 26.8 Percent Equity Interest in the Subject Company to Shum Yip Hldgs. Co. Ltd. 02/09/07 - S Shenzhen Investment (frmrly. Shum Yip Y7743P120 None 3,716,000 Invst.) 1 Approve Division and Allocation of All the For For Mgmt Assets of Shum Yip Logistics (Split Agreement) and the Establishment of Shenzhen Shum Yip Hangfa Logistics Kaifa Shares Co. Ltd. Pursuant to the Split Agreement 05/21/07 - A Shenzhen Investment (frmrly. Shum Yip Y7743P120 05/14/07 2,256,000 Invst.) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2a Approve Final Dividend For For Mgmt 2b Approve Special Dividend For For Mgmt 3a Reelect Zhang Yijun as Director For For Mgmt 3b Reelect Zhang Huaqiao as Director For For Mgmt 3c Reelect Tam Ping Lung as Director For For Mgmt 3d Reelect Li Wai Keung as Director For For Mgmt 3e Reelect Wu Wai Chung, Michael as Director For For Mgmt 3f Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 06/15/07 - A SHIN KONG FINANCIAL HOLDING CO LTD Y7753X104 04/16/07 665,478 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Amend Use of Proceeds from the Issuance of For For Mgmt Unsecured Convertible Bonds in 2005 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 5 Amend Articles of Association For For Mgmt 6 Amend Rules and Procedures Regarding For For Mgmt Shareholder Meeting 7 Amend Election Rules of Directors and For For Mgmt Supervisors 8 Approve Capitalization of 2006 Dividends For For Mgmt 9 Other Business None None Mgmt 03/20/07 - A Shinhan Financial Group Co. Ltd. Y7749X101 12/31/06 16,139 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 900 Per Share 2 Elect Fifteen Directors For For Mgmt 3 Elect Four Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 5 Approve Stock Option Grants For For Mgmt 10/23/06 - A Shoprite Holdings Ltd. S76263102 None 112,028 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports For The Year Ended 30 June 2006 2 Approve Remuneration of Non-Executive For For Mgmt Directors For The Year Ended June 30, 2006 3 Approve PricewaterhouseCoopers as Auditors For For Mgmt and Authorize Board to Fix Their Remuneration 4 Approve Dividends For For Mgmt 5 Reelect Mr. JA Louw as Director For For Mgmt E.L. Nel, who is up for reelection has attended less than 75 percent of board meetings for the year without a valid reason for the absences. ISS believes that the purpose of board membership is to represent outside shareholder interests and to monitor the activities of management. Directors cannot satisfy their fiduciary responsibility to shareholders if they do not attend meetings. We therefore recommend that shareholders oppose this director nominee. 6 Reelect Mr. AN Van Zyl as Director For For Mgmt 7 Reelect Mr BR Weyers as Director For For Mgmt 8 Reelect Mr JF Malherbe as Director For For Mgmt 9 Reelect Mr AE Karp as Director For For Mgmt 10 Reelect Mr EL Nel as Director For Against Mgmt 11 Place Authorized But Unissued Shares under For For Mgmt Control of Directors 12 Approve Issuance of Shares without For For Mgmt Preemptive Rights up to a Maximum of 10 Percent of Issued Capital 13 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 14 Authorize Special Approval to Repurchase Up For For Mgmt to 35.65 Million Ordinary Shares from Shoprite Checkers(Proprietary) Limited and Up to 481038 Ordinary Shares from The Shoprite Holdings Ltd Share Incentive Trust 15 Amend Articles of Association For For Mgmt 06/13/07 - A Siliconware Precision Industries Co. Y7934R109 04/14/07 290,000 Ltd. 1 Accept 2006 Operating Results and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution Plan For For Mgmt 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing 4 Amend Articles of Association For For Mgmt 5 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets 6 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors 7 Other Business None None Mgmt 06/28/07 - A Sincere Navigation Corp. Y7991E108 04/29/07 515,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 5 ($0.15) per share. This gives the company a payout ratio of 88 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Amend Articles of Association For For Mgmt Approval of this item will allow the company to revise its Articles of Association. Key amendments include increasing the board size to six directors from five directors; and to appoint several vice presidents, instead of just two vice presidents, depending on the company's operational needs. The increase in board size will allow the company to attract potentially valuable board members during the year. Meanwhile, the appointment of additional vice presidents may increase management's efficiency in dealing with the company's day-to-day operations. ISS has no objections to this resolution. 4 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets The proposal seeks to revise the company's procedures governing the acquisition or disposal of assets (Acquisition or Disposal Procedures) in accordance with the newly revised Guidelines for Handling Acquisition or Disposal of Assets by Public Companies (Acquisition or Disposal Guidelines) issued by the Financial Supervisory Commission, Executive Yuan (FSC) on Jan. 19, 2007. Major revisions to the Acquisition or Disposal Guidelines are as follows: 1. To enumerate the assets that are governed by the Acquisition or Disposal Guidelines; 2. To require a company to have its guidelines for acquisition or disposal of assets approved by the board, supervisors, and shareholders once it has been formulated. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors regarding the formulation or revisions made to the guidelines. Such opinion must be recorded in the minutes of the board meeting. Should the company establish an audit committee, its guidelines must be approved by more than half of the audit committee members before submitting the proposal for approval to the board. If less than half of the audit committee approves the guidelines, it must be approved by more than two-thirds of the entire board before it can be implemented; 3. If a company has appointed independent directors, it shall fully consider the opinion of its independent directors in any discussion related to the acquisition or disposal of assets from related parties, and that the opinion must be added to the minutes of the board meeting. Should the company establish an audit committee, the transactions related to the acquisition or disposal of assets from related parties must also be approved by more than half of the audit committee members. 4. The company must obtain an appraisal report from a professional appraiser when the transaction price for acquiring or disposing real property or other fixed assets reaches 20 percent of the company's paid-in capital or at least NTD 300 million ($9.21 million). Such real property or other fixed assets do not include those transacted with a government agency, commissioned to third parties to build on its own or rented land, or acquired for operating use. If special prices are required to be used as reference for the transaction price, board approval must be obtained. 5. To use the latest audited financial statements of the company to be acquired or disposed (Target Company) as the reference in appraising the transaction price, and to request for an accountant's opinion regarding the reasonableness of the transaction price should the dollar amount of the transaction be equivalent to 20 percent of the Target Company's paid-in capital or at least NTD 300 million ($9.21 million), except if: the Target Company's securities have a publicly offered price from an active market, or otherwise provided by regulations of the FSC; 6. To require a company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange. In addition, some of the information must be disclosed to the public in accordance with the format specified by the securities regulatory authorities two days after such transaction has been approved by the board; and 7. To change all references to the "Securities & Futures Commission, Ministry of Finance, Taiwan" into the FSC. The amendments are made to comply with the prevailing relevant regulations. Given that this will improve the company's existing Acquisition or Disposal Procedures, ISS recommends shareholders to support this resolution. Elect Directors by Cumulative Voting 5 Elect Directors For For Mgmt 5.1 Elect Steve Gee-King Hsu as Director with Shareholder No. 1 --- For Items 5.1 to 5.8 seek to elect six directors and two supervisors to replace the retiring directors and supervisors for the coming term. The tenure of the newly elected directors and supervisors will be for three years from the meeting date until June 27, 2010. The existing directors and supervisors shall be discharged from their offices on the same date as the new directors and supervisors are elected. For the director nominees, Orient Dynasty Ltd. and Uppercrest Enterprises Ltd. will each appoint one representative; while the rest of the candidates do not represent any shareholder. Two of the nominees hold posts in Sincere Navigation. These are Fred Ching-Pen Tsai, who is the chairman and president of Sincere Navigation; and Douglas Fong-Chou Chang, who is one of the vice presidents of Sincere Navigation. For the supervisor nominees, one of the candidates will be representing Ching Shan Investments Co. Ltd. The other candidate, Henry C. Wang, does not represent any shareholder. None of the nominees have been classified by Sincere Navigation to be independent. Further details regarding the nominees were not disclosed. Taiwanese companies do not routinely disclose the number or names of nominees to their boards. While we prefer more disclosure concerning the election of directors, the absence of comprehensive disclosure is common practice for most Taiwanese companies. In the absence of any significant concerns regarding the proposed nominees, ISS recommends that shareholders distribute their cumulative votes equally among all director nominees, as well as supervisor nominees. 5.2 Elect Fred Ching-Pen Tsai as Director with Shareholder No. 5 --- For Refer to Item 5.1. 5.3 Elect Jack Chi-Kao Hsu as Director with Shareholder No. 10 --- For Refer to Item 5.1. 5.4 Elect a Representative of Orient Dynasty Ltd. as Director with Shareholder No. 88614 --- For Refer to Item 5.1. 5.5 Elect a Representative of Uppercrest Enterprises Ltd. as Director with Shareholder No. 92013 --- For Refer to Item 5.1. 5.6 Elect Douglas Fong-Chou Chang as Director with ID No. N100228475 --- For Refer to Item 5.1. Elect Supervisors by Cumulative Voting 5 Elect Directors For For Mgmt 5.7 Elect Henry C. Wang as Supervisor with Shareholder No. 17 --- For Refer to Item 5.1. 5.8 Elect a Representative of Ching Shan Investments Co. Ltd. as Supervisor with Shareholder No. 21 --- For Refer to Item 5.1. 6 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors This request will allow the directors of the company to serve on the boards of other companies. This is an item that is routinely proposed at Taiwanese AGMs. We recommend that shareholders support this request. 7 Other Business None None Mgmt This is a non-voting item. 03/09/07 - A SK Corporation (FormerlyYukong Ltd ) Y80662102 12/31/06 7,230 1 Approve Appropriation of Income and For For Mgmt Dividends of KRW 1900 Per Common Share 2 Elect Directors For For Mgmt 2.3.1 Elect Dae-woo Nam as Member of Audit For For Mgmt Committee 2.3.2 Elect Yoon-suk Suh as Member of Audit For For Mgmt Committee 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/09/07 - A SK Telecom Y4935N104 12/31/06 2,254 1 Approve Appropriation of Income and For For Mgmt Year-End Dividend of KRW 7000 Per Share 2 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 3 Elect Directors For For Mgmt 3.2 Elect Member of Audit Committee For For Mgmt 06/15/07 - A SONIX TECHNOLOGY CO Y8071M101 04/16/07 241,000 1 Accept Operating Results and Financial For For Mgmt Statements 2 Approve Allocation of Income and Dividends For For Mgmt The board is proposing a cash dividend of NTD 3.7 ($0.11) per share and a stock dividend of 30 shares for every 1,000 shares held, or NTD 0.3 ($0.009) each. This gives the company a payout ratio of 80.3 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Approve Capitalization of 2006 Dividends For For Mgmt and Employee Profit Sharing Taiwanese companies routinely capitalize dividends and distribute new fully paid shares to shareholders free of charge; there is no cost to shareholders to maintain their stakes and no risk of dilution. This procedure transfers wealth to shareholders and does not significantly impact share value. The only impact on shareholders is that by increasing the number of shares on issue, the company could increase liquidity, enhance marketability, and ultimately expand its shareholder base. This item is pursuant to the stock dividends discussed in Item 2. Meanwhile, Taiwanese companies usually state in their articles of association to allocate not more than 10 percent of the company's net profit as employee profit sharing to compensate and motivate employees of the company. In this case, a total of NTD 20 million ($613,686) is reserved for employee profit sharing in the form of shares. ISS has no objections to this resolution. 4 Amend Articles of Association For Against Mgmt At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 5 Amend Procedures Governing the Acquisition For Against Mgmt or Disposal of Assets At the time of the delivery of this analysis, the company had not disclosed adequate information. Therefore, a vote against the resolution must be advised due to poor disclosure. 6 Other Business None None Mgmt This is a non-voting item. 05/29/07 - A STANDARD BANK GROUP LTD (formerly S80605132 None 123,453 Standard Bank Investment C 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 2006 2.1 Approve Remuneration of Group Chairman For For Mgmt 2.2 Approve Remuneration of Group Director For For Mgmt 2.3 Approve Remuneration of Group International For For Mgmt Director 2.4 Approve Remuneration of Group Credit For For Mgmt Committee 2.5 Approve Remuneration Large Exposures For For Mgmt Committee 2.6 Approve Remuneration of Directors' Affairs For For Mgmt Committee 2.7 Approve Remuneration of Group Risk For For Mgmt Management Committee 2.8 Approve Remuneration of Group Remuneration For For Mgmt Committee 2.9 Approve Remuneration of Transformation For For Mgmt Committee 2.10 Approve Remuneration of Group Audit For For Mgmt Committee 2.11 Approve Ad Hoc Meeting Attendance Fee For For Mgmt 3 Elect Directors For For Mgmt 4.1 Place Shares for the Equity Growth Scheme For Against Mgmt under Control of Directors Given the high level of potential dilution associated with these plans, the potential for insufficient vesting, and the absence of performance conditions under the Equity Growth Scheme, we recommend shareholders oppose placing shares under the control of directors for the purpose of satisfying these plans. 4.2 Place Shares for the Incentive Scheme under For Against Mgmt Control of Directors 4.3 Place Unissued Ordinary Shares under For For Mgmt Control of Directors 4.4 Place Unissued Preference Shares under For For Mgmt Control of Directors 4.5 Give Directors General Authority to Make For For Mgmt Payments to Shareholders 4.6 Amend Clause 5.3 of Company's Equity Growth For Against Mgmt Scheme Since we believe that stock options should be limited to the company's employees, we do not feel this amendment is in the best interests of shareholders. 5.1 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 5.2 Amend Article 87.8 Re: Directors' For For Mgmt Retirement Age 5.3 Amend Article 183 Re: Voting Through For For Mgmt Electronic Means 03/26/07 - A STX Pan Ocean Co Ltd Y81718101 12/31/06 1,756,000 1 Approve Financial Statements For For Mgmt This is a routine item. 2 Approve Appropriation of Income and For For Mgmt Dividend of USD 0.023 Per Share The company is proposing a final dividend of USD 0.023 per ordinary share less income tax of 27.5 percent for the financial year ended 31 December 2006. 3 Elect Directors For For Mgmt This item is to approve the appointment/re-appointment of Yu Chun-il, Han Gun-suk, Choi Dong-moo, Cha Duk-keun, and Chee Wong-seng. The executive director nominee is the head of the Strategic Planning Department. The independent non-executive director nominees are Choi Dong-moo, the president of PMK Pte Ltd.; Han Gun-suk, a former employee of Korea Development Bank; Cha Duk-Keun, a former executive vice president at Korea Circuit Co. There is no information on Chee Wong-seng. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors This item is to approve the payment of Directors' Fees of up to KRW 5 billion for the year ending 31 December 2007 and to approve the annual limit of Severance Payment for directors and executive officers of up to 40% of the annual salary and the individual severance payment is subject to approval by the Board of Directors. 5 Appove Allocation and Issuance Shares up to For For Mgmt 50 Percent of Total Shares Pursuant to the provisions of Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited ("SGX-ST"), the Directors be empowered to allot and issue shares and convertible securities in the capital of the company at any time and upon such terms and conditions and for such purposes as the Directors may, in their absolute discretion, deem fit provided that the aggregate number of shares (including shares to be issued in accordance with the terms of convertible securities issued, made or granted pursuant to this Resolution) to be allotted and issued pursuant to this Resolution shall not exceed fifty per centum (50%) of the issued share capital of the Company at the time of the passing of this resolution, of which the aggregate number of shares and convertible securities to be issued other than on a pro rata basis to all shareholders of the Company shall not exceed twenty per centum (20%) of the issued capital of the Company and that such authority shall, unless revoked or varied by the Company in general meeting, continue in force (i) until the conclusion of the Company's next Annual General Meeting or the date by which the next Annual General Meeting of the Company is required by law or the bye-laws of the Company to be held, whichever is earlier or (ii) in the case of shares to be issued in accordance with the terms of convertible securities issued, made or granted pursuant to this Resolution, until the issuance of such shares in accordance with the terms of such convertible securities. 6 Renew Shareholders' Mandate for Interested For For Mgmt Person Transaction This item would ensure that 1) approval be and is hereby given for the purposes of Chapter 9 of the SGX-ST Listing Manual for the Company, its subsidiaries and target associated companies or any of them to enter into any of the transactions falling within the types of Interested Person Transactions set out in the Company's Appendix to Shareholders dated 2 March 2007 (the "Appendix"), with any party who is of the class or classes of Interested Persons described in the Appendix relating to the proposed renewal of the Shareholders Mandate (the "Shareholders' Mandate"), provided that such transactions are carried out in the normal course of business, at arm's length and on commercial terms in accordance with the guidelines and procedures for review of Interested Person Transactions as set out in Company's Appendix; 2) that the Shareholders' Mandate shall, unless revoked or varied by the Company in general meeting, continue to be in force until the conclusion of the next Annual General Meeting of the Company; and 3) that the Directors of the Company and each of them be and are hereby authorised to complete and do all such acts and things (including executing all such documents as may be required) as they or he may consider expedient or necessary or in the interests of the Company to give effect to the Shareholders' Mandate and/or this Resolution. 7 Amend Articles of Incorporation For For Mgmt According to the company, the Articles of Incorporation of the Company would be altered in the manner and to the extent as set out in the Circular to shareholders dated 2 March 2007. As part of its corporate strategy to establish its standing in the Korean market as a Korea listed company, the Company is presently considering seeking a listing on the KRX (the "Proposed KRX Listing"). As and when the Company decides to go ahead with the Proposed KRX Listing, the Company is required under Korea laws to submit a listing application to the KRX together with, among other things, a set of its Articles which have to be in compliance with the requirements stipulated under the KSEA and the listing rules of the KRX. As part of its preliminary preparations for the Proposed KRX Listing, the Company therefore proposes to alter certain provisions under its Articles as set out in greater detail below in order to bring its Articles in line with the requirements under the KSEA and the listing rules of the KRX. The Company is presently targeting that the Proposed KRX Listing takes place by end 2007, subject to market conditions. The Company currently contemplates that the Proposed KRX Listing will comprise an offer of new common shares to be issued by the Company. The new common shares contemplated to be listed on the KRX will be a separate bloc of shares from those common shares of the Company listed on the SGX-ST. The Company further contemplates that the number of new common shares to be issued will not exceed 20% of its issued share capital, in accordance with the limit set out in Article 5(2) of its existing Articles. Shareholders should however note that the Company may modify the aforementioned plans depending on the outcome of discussions with the Korean authorities, the Company's investment bankers as well as market conditions. We have no reason to oppose this resolution. 04/25/07 - A/S Suzano Papel e Celulose S.A. P06768165 None 46,572 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended Dec 31 2006 2 Approve Allocation of Income and Dividends For Against Mgmt Even though the company is meeting its minimum legal obligations to shareholders, we still find that the company is not adequately remunerating shareholders. We understand that the company is expanding its production capacity by investing in its "Projeto Mucuri" and in Ripasa. We also understand that the paper and cellulose industry is experiencing difficult times worldwide and that the high valuation of the Brazilian currency has hurt the company's exports. With that said, the company still appears to be in a healthy financial position and able to pay higher dividends than it has been paying. We feel the company's policy of paying close to the minimum legal requirement is unduly disadvantageous to shareholders, and thus we recommend that they oppose this item. Note that Suzano is controlled by Suzano Holding, and a vote against this item will simply be an expression of dissatisfaction with the company. 3 Elect Supervisory Board Members and For For Mgmt Determine their Remuneration 4 Approve Annual Global Remuneration of For For Mgmt Directors and Executive Officers Special Business 1 Ratify Increase in Share Capital Due to the For For Mgmt Conversion of Bonds, as Approved by the Board of Directors on Jan 15, 2007 and March 15, 2007; Ammend Article 5 Accordingly 05/07/07 - A Taiwan Semiconductor Manufacturing Co. Y84629107 03/08/07 943,224 1 Accept 2006 Business Report and Financial For For Mgmt Statements 2 Approve 2006 Profit Distribution For For Mgmt 3 Approve Capitalization of 2006 Dividends, For For Mgmt Employee Profit Sharing, and Capitalization of Capital Surplus 4 Amend Articles of Association For For Mgmt 5 Amend Internal Rules and Policies For For Mgmt 6 Other Business None Against Mgmt 04/27/07 - A/S TAM SA (frm. TAM - Cia de P8947T132 None 26,200 Investimentos em Transportes TAM Preference Shareholders Can Vote on Item 3 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12-31-06 2 Approve Allocation of Income and For For Mgmt Dividends/Interest on Capital 3 Elect Board of Directors and Independent For For Mgmt Directors in Accordance with Level 2 of Bovespa 06/29/07 - A Tata Consultancy Services Ltd. Y85279100 06/19/07 29,518 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Interim and Final Dividends of INR For Mgmt 11.50 Per Share 3 Reappoint A. Mehta as Director For Mgmt 4 Reappoint N. Chandra as Director For Mgmt 5 Approve S.B. Billimoria & Co. as Auditors For Mgmt and Authorize Board to Fix Their Remuneration 6 Appoint R. Sommer as Director For Mgmt 7 Appoint L.M. Cha as Director For Mgmt 8 Approve Retirement Benefits to For Mgmt Managing/Executive Directors 9 Approve Transfer of Register of Members, For Mgmt Documents and Certificates to TSR Darashaw Ltd, Registrar and Share Transfer Agents 10 Appoint Branch Auditors and Authorize Board For Mgmt to Fix Their Remuneration Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/17/06 - S Tata Tea Ltd Y85484114 None 20,973 Postal Ballot 1 Amend Object Clause of the Memorandum of For Mgmt Association Re: New Business Opportunities 2 Approve Commencement and Undertaking of For Mgmt Businesses Enumerated in Sub-Clauses (62) to (72) of the Object Clause of the Memorandum of Association Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/08/06 - A Tata Tea Ltd Y85484114 None 20,973 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Dividend of INR 12 Per Share For Mgmt 3 Reappoint R.K.K. Kumar as Director For Mgmt 4 Reappoint Y.H. Malegam as Director For Mgmt 5 Reappoint D.B. Engineer as Director For Mgmt 6 Approve N.M. Raiji & Co. as Auditors and For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Revision in the Remuneration of For Mgmt P.T. Siganporia, Managing Director, and V. Venkiteswaran and S. Talwar, Executive Directors 8 Appoint A. Patel as Director For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A Telecom Argentina SA (frml. Telecom 879273209 03/29/07 17,100 Argentina Stet-France) Meeting for Holders of ADRs 1 APPOINT TWO SHAREHOLDERS TO APPROVE AND For For Mgmt SIGN THE MINUTES. 2 REVIEW OF THE DOCUMENTS PROVIDED FOR IN LAW For For Mgmt NO 19,550 AND THE LISTING REGULATIONS AND OF THE ACCOUNTING DOCUMENTS IN ENGLISH LANGUAGE REQUIRED BY THE U.S. SECURITIES & EXCHANGE COMMISSION REGULATION FOR THE 18TH FISCAL YEAR ENDED ON DECEMBER 31, 2006. 3 CONSIDERATION OF THE RETAINED EARNINGS AS For For Mgmt OF DECEMBER 31, 2006. 4 REVIEW OF THE PERFORMANCE OF THE BOARD OF For For Mgmt DIRECTORS AND THE SUPERVISORY COMMITTEE ACTING DURING THE 18TH FISCAL YEAR. 5 REVIEW OF THE BOARD OF DIRECTOR S For For Mgmt COMPENSATION FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2006. 6 AUTHORIZATION OF THE BOARD OF DIRECTORS TO For For Mgmt MAKE ADVANCE PAYMENTS OF FEES FOR UP TO P$2,000,000 PAYABLE TO DIRECTORS. 7 DETERMINATION OF THE FEES PAYABLE TO THE For For Mgmt SUPERVISORY COMMITTEE ACTING DURING THE 18TH FISCAL YEAR. 8 ELECTION OF THE REGULAR AND ALTERNATE For For Mgmt DIRECTORS FOR THE 19TH FISCAL YEAR. 9 ELECTION OF THE REGULAR AND ALTERNATE For For Mgmt MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE 19TH FISCAL YEAR. 10 Ratify Auditors For For Mgmt 11 CONSIDERATION OF THE BUDGET TO BE ASSIGNED For For Mgmt TO THE AUDIT COMMITTEE FOR FISCAL YEAR 2007. 03/29/07 - A TELECOM EGYPT M87886103 None 303,667 1 Approve Auditor's Report for Fiscal Year For Mgmt Ended 12-31-06 2 Approve Directors' Report for Fiscal Year For Mgmt Ended 12-31-06 3 Approve Financial Statements for Fiscal For Mgmt Year Ended 12-31-06 4 Approve Dividends For Mgmt 5 Approve Auditor and Fix Their Remuneration For Mgmt 6 Discharge Directors For Mgmt 7 Elect Hassan Al-Sayed Abdullah to the Board For Mgmt 8 Approve Sale of 2 Percent of Middle East For Mgmt Radio Communications Company to TE Data 9 Approve Sale of Assets Allocated to Egypt For Mgmt Net to TE Data 10 Authorize Extension of the Term for Ali For Mgmt Gamal El Din Ahmed Abdelaziz Salama as Vice-President of Financial Affairs for a Period of Six Months 11 Authorize Extension of the Term for Dawlat For Mgmt Abdel Hamid El Badawy as Vice-President of Projects Planning for a Period of One Year 12 Approve Donations Allocated During Fiscal For Mgmt 2006 and Authorize Board to Grant Donations During Fiscal 2007 13 Approve Addition of Land Not Listed in For Mgmt General Assessment of Assets of 1998 14 Approve Directors' Remuneration for 2007 For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/29/07 - S TELECOM EGYPT M87886103 None 303,667 1 Approve Amendments to Articles 18, 19, 21, For Mgmt 24-27, 32, 48 and 60 of the Statutes of the Company Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/20/06 - A Telkom SA S84197102 None 14,646 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended March 31, 2006 2 Approve Simultaneous Reappointment of For Against Mgmt Retiring Directors 2 Elect Directors For Split Mgmt 2.1 Reelect L. Zim --- Against The proposed director nominee (L. Zim) who is up for reelection under this resolution has attended less than 75 percent of board meetings for the year without a valid reason for the absences. ISS believes that the purpose of board membership is to represent outside shareholder interests and to monitor the activities of management. Directors cannot satisfy their fiduciary responsibility to shareholders if they do not attend meetings. We therefore recommend that shareholders oppose this director nominee. 2.2 Reelect T. Mosololi --- For 3 Ratify Ernst & Young as Auditors For For Mgmt 4 Authorize Repurchase of Up to 20 Percent of For For Mgmt Issued Share Capital 5 Amend Articles of Association For Against Mgmt Based on the fact that the company is removing the provision regarding fixed number of directors and replacing it with a range, given that the new Human Resources Review and Remuneration Committee (which would make recommendations on the remuneration for executives) would include executives, and since this is a bundled resolution, we recommend shareholders oppose the amendments to the articles because these negative provisions outweigh the neutral, editorial ones. 10/05/06 - S Teva Pharmaceutical Industries Ltd. 881624209 08/29/06 23,414 Meeting for Holders of ADRs 1 TO APPROVE THE REMUNERATION OF MR. ELI For For Mgmt HURVITZ IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF TEVA, IN AN AMOUNT OF THE NIS EQUIVALENT OF $300,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER PRICE INDEX, TOGETHER WITH AN OFFIC 2 TO APPROVE THE REMUNERATION OF DR. PHILLIP For For Mgmt FROST IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA AND CHAIRMAN OF THE BOARD S SCIENCE AND TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE NIS EQUIVALENT OF $275,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE 12/27/06 - A Thai Airways International PCL Y8615C114 12/07/06 232,600 1 Chairman's Address For For Mgmt 2 Approve Minutes of Previous AGM For For Mgmt 3 Acknowledge 2006 Operating Results For For Mgmt 4 Accept Financial Statements and Statutory For For Mgmt Reports 5 Approve Payment of Dividend of Baht 1.65 For For Mgmt Per Share 6 Approve Remuneration, Monthly Allowance, For For Mgmt and Annual Bonus of Directors 7 Approve Office of the Auditor General as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 8 Amend Article 40 of the Articles of For For Mgmt Association Re: Accounting Period 9 Elect Apinan Sumanaseni, Chaisawasd For For Mgmt Kittipornpaiboon, Pichai Chunhavajira, Wisudhi Srisuphan, Wichit Na - Ranong, and Pornthip Jala as Directors 10 Other Business For Against Mgmt In view of this, a vote against this item is recommended until details on the issues have been provided. 04/10/07 - A THAI OIL PUBLIC CO LTD Y8620B119 03/21/07 245,594 1 Approve Minutes of Previous AGM For For Mgmt 2 Accept 2006 Operating Results and Financial For For Mgmt Statements 3 Approve Allocation of Income and Payment of For For Mgmt Dividend 4 Elect Directors For For Mgmt 5 Approve Remuneration of Directors For For Mgmt 6 Approve KPMG Phoomchai Audit Ltd. as For For Mgmt Auditors and Fix Their Remuneration 7 Authorize Issuance of Debentures not For For Mgmt exceeding $500 Million or its Equivalent in Other Currency 8 Other Business For Against Mgmt In view of this, a vote against this item is recommended until details on the issues have been provided. 02/14/07 - A Tiger Brands Ltd. (Formerly Tiger Oats S84594142 None 20,989 Ltd.) 1 Accept Financial Statements and Statutory For For Mgmt Reports for Year Ended 9-30-06 2 Reelect AC Nissen as Director For For Mgmt 3 Reelect BL Sibiya as Director For For Mgmt 4 Reelect LC van Vught as Director For For Mgmt 5 Reelect RM W Dunne as Director For For Mgmt 6 Reelect NP Doyle as Director For For Mgmt 7 Approve Remuneration of Non-Executive For For Mgmt Directors, Including the Chairman and Seputy Chairman 8 Approve Remuneration of Non-Executive For For Mgmt Directors Members of the Different Board Committees 9 Approve Payment of Fees to Non-Executive For For Mgmt Directors for Unscheduled Meetings and/or Other Projects 10 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital by Company and/or Subsidiary 06/27/07 - A TMK OAO 87260R102 05/21/07 12,980 Meeting for GDR Holders 1 Approve Annual Report and Financial For For Mgmt Statements 2 Approve Allocation of Income and Dividends For For Mgmt of RUB 4.30 Per Ordinary Share Elect Ten Directors by Cumulative Voting 3 Elect Directors None Split Mgmt 3.1 Elect Petr Golitsyn as Director --- For ISS Analysis We note that the company's definition of independence is not as detailed as ours and that we are therefore unable to classify Eskindarov, Golitsyn, Marous, and Townsend as independent directors based on our classification guidelines. We note also that all ten candidates will be elected to the board. However, because the four candidates can be classified as independent based on TMK's definition of director independence, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Golitsyn (item 3.1), Marous (item 3.4), Townsend (item 3.7), and Eskindarov (item 3.10), and withhold their votes for the remaining six nominees. We believe that these four candidates are most likely to bring independence to the board and will most likely act in all shareholders' interest. 3.2 Elect Andrey Kaplunov as Director --- Withhold 3.3 Elect Adrian Cobb as Director --- Withhold 3.4 Elect Josef Marous as Director --- For 3.5 Elect Sergey Papin as Director --- Withhold 3.6 Elect Dmitry Pumpyansky as Director --- Withhold 3.7 Elect Geoffrey Townsend as Director --- For 3.8 Elect Igor Khmelevsky as Director --- Withhold 3.9 Elect Alexander Shiryaev as Director --- Withhold 3.10 Elect Mukhadin Eskindarov as Director --- For Elect Members of Audit Commission 4.1 Elect Alexander Borobiev as Member of Audit For For Mgmt Commission 4.2 Elect Alexander Maximenko as Member of For For Mgmt Audit Commission 4.3 Elect Anna Novokshonova as Member of Audit For For Mgmt Commission 5 Ratify Auditor For For Mgmt 04/30/07 - A Tupras Turkiye Petrol Rafinerileri M8966X108 None 39,930 A.S. 1 Elect Presiding Council of Meeting For Mgmt 2 Accept Financial Statements for 2006 and For Mgmt Receive Board of Directors, Auditors and Independent Auditors Reports 3 Approve Discharge of Directors and Auditors For Mgmt 4 Approve Allocation of Income, and Determine For Mgmt Date of Distribution 5 Receive Information on Profit Distribution None Mgmt Policy for 2007 and Following Years 6 Fix Number of and Elect Directors, and For Mgmt Determine Their Terms of Office 7 Fix Number of and Elect Auditors, and For Mgmt Determine Their Terms of Office 8 Approve Monthly Gross Remuneration of For Mgmt Chairman, Directors and Auditors 9 Receive Information on Donations Made in None Mgmt 2006 10 Approve Independent Audit Company Selected For Mgmt by the Board 11 Approve Decision on Proceeding with Law For Mgmt Suit Against Former CEO of Tupras 12 Approve Decision on Amended Articles of For Mgmt Assocation 13 Grant Permission for Board Members to For Mgmt Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 15 Wishes None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/24/07 - A Turk Hava Yollari M8926R100 None 112,735 1 Elect Presiding Council of Meeting For Mgmt 2 Authorize Presiding Council to Sign Minutes For Mgmt of Meeting 3 Receive Directors and Auditors Reports for None Mgmt 2006 4 Accept Financial Statements for 2006 For Mgmt 5 Approve Discharge of Directors and Auditors For Mgmt 6 Approve Allocation of Income For Mgmt 7 Approve Independent Audit Company Selected For Mgmt by the Board 8 Receive Information on Profit Distribution None Mgmt Policy for 2007 and Following Years 9 Receive Information on Donations None Mgmt 10 Accept IFRS Accounting Standards as of For Mgmt January 1, 2007 11 Elect Board of Directors For Mgmt 12 Elect Internal Auditors For Mgmt 13 Approve Remuneration of Directors and For Mgmt Auditors 14 Wishes None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/26/06 - S TVN S.A. X9283W102 09/19/06 11,515 1 Open Meeting None Mgmt 2 Elect Meeting Chairman For Mgmt 3 Acknowledge Proper Convening of Meeting For Mgmt 4 Approve Agenda of Meeting For Mgmt 5 Elect Members of Vote Counting Commission For Mgmt 6 Amend Statute Re: Corporate Purpose For Mgmt 7 Authorize Management Board to Sign For Mgmt Agreement with National Depository for Securities Regarding Dematerialization and Registration of Series D Shares and Their Listing on Warsaw Stock Exchange 8 Approve Conditional Increase in Share For Mgmt Capital in Connection with Incentive Plan Proposed under Items 10 and 11 9 Disapply Preemptive Rights in Connection For Mgmt with Conditional Increase in Share Capital Proposed under Item 8 10 Approve Issuance of Warrants For Mgmt 11 Approve Terms of Incentive Plan (Issuance For Mgmt of Warrants) 12 Approve Unified Text of Statute For Mgmt 13 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/29/06 - S TVN S.A. X9283W102 11/22/06 2,516 1 Open Meeting None Mgmt 2 Elect Meeting Chairman For Mgmt 3 Acknowledge Proper Convening of Meeting For Mgmt 4 Approve Agenda of Meeting For Mgmt 5 Elect Members of Vote Counting Commission For Mgmt 6 Approve Merger with TVN-24 Sp. z o.o. For Mgmt 7 Approve 5:1 (Five Shares for One Share For Mgmt Currently Held) Stock Split; Amend Statute Accordingly 8 Authorize Management Board to Apply for For Mgmt Listing of New Shares and to Enter into Agreement with National Depository of Securities Regarding Registration of New Shares (in Connection with Increase in Share Capital Proposed under Item 7) 9 Amend June 8, 2006, AGM Resolution Re: For Mgmt Conditional Increase in Share Capital in Connection with Introduction of Incentive Plan 10 Amend June 8, 2006, AGM Resolution Re: For Mgmt Revoke Shareholders' Preemptive Rights to Subscribe to Series C1, C2, and C3 Shares in Connection with Introduction of Incentive Plan 11 Amend June 8, 2006, AGM Resolution Re: For Mgmt Issuance of Warrants 12 Amend June 8, 2006, AGM Resolution Re: For Mgmt Terms of Incentive Plan 13 Amend Sept. 26, 2006, EGM Resolution Re: For Mgmt Conditional Increase in Share Capital in Connection with Introduction of Incentive Plan 14 Amend Sept. 26, 2006, EGM Resolution Re: For Mgmt Revoke Shareholders' Preemptive Rights to Subscribe to Series E1, E2, E3, and E4 Shares in Connection with Introduction of Incentive Plan 15 Amend Sept. 26, 2006, EGM Resolution Re: For Mgmt Issuance of Warrants 16 Amend Sept. 26, 2006, EGM Resolution Re: For Mgmt Introduction of Incentive Plan 17 Incorporate Any Approved Amendments into For Mgmt Text of Statute and Approve Unified Text of Statute 18 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/05/07 - A U-Ming Marine Transport Corp. Y9046H102 04/06/07 645,000 1 Accept 2006 Financial Statements For For Mgmt 2 Approve 2006 Profit Distribution Plan For For Mgmt The board is proposing a cash dividend of NTD 5 ($0.15) per share for the year 2006. This gives the company a payout ratio of 89.6 percent. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. The resolution also includes the allocation of NTD 43.78 million ($1.34 million) to be reserved for employee profit sharing and the same amount as remuneration for directors and supervisors. These rates were similar to the amount given out in 2005. The dividend payout proposed is reasonable and easily coverable by the company. ISS has no objections to this proposal. 3 Amend Procedures Governing the Acquisition For For Mgmt or Disposal of Assets The proposal seeks to revise the company's procedures governing the acquisition or disposal of assets in accordance with the newly revised Guidelines for Handling Acquisition and Disposal of Assets by Public Companies issued by the Financial Supervisory Commission, Executive Yuan (FSC) on Jan. 19, 2007. Major revisions are as follows: to include the fund underlying securities as part of the assets to be handled by the company, and change the term "long- and short-term investments" into "other investments"; to add that if special prices are required to be used as reference for the transaction price, there is no need to obtain an appraisal report and an accountant opinion regarding the transaction; to specify that the request for an accountant's opinion shall not apply for acquisition or disposal of securities which have a publicly offered price from an active market, or for other provisions that are determined by the FSC; to add a sentence indicating that the opinion of an independent director shall be fully considered in any discussion related to the acquisition of real estate from related parties, and that the opinion must be added to the minutes of the board meeting; and to add a paragraph requiring the company to prepare a record of all pertinent information when the transaction involves a merger, spin-off or acquisition of companies listed or sold on a securities exchange. The information is required to be preserved for five years. The amendments are made to comply with the prevailing relevant regulations. Given that this will improve the company's existing rules and procedures governing the acquisition or disposal of assets, ISS recommends shareholders to support this resolution. 4 Elect Directors and Supervisors For For Mgmt 5 Approve Release of Restrictions of For For Mgmt Competitive Activities of Directors This request will allow the directors of the company to serve on the boards of other companies. This is an item that is routinely proposed at Taiwanese AGMs. We recommend that shareholders support this request. 6 Other Business None None Mgmt This is a non-voting item. 06/26/07 - A Unified Energy Systems RAO 904688108 05/11/07 11,800 Meeting for GDR Holders 1 Approve Annual Report, Financial For For Mgmt Statements, and Allocation of Income 2 Approve Omission of Dividends For For Mgmt 3 Ratify CJSC PricewaterhouseCoopers Audit as For For Mgmt Auditor Elect 15 Directors by Cumulative Voting 4 Elect Directors Split Split Mgmt 4.1 Elect Andrey Akimov as Director --- Against ISS Analysis As Seppo Remes can be classified as independent based on ISS' director independence criteria, which has been confirmed by the company, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of Remes (item 4.12) and withhold their votes for the remaining 17 nominees. We believe that this candidate is most likely to bring independence to the board and will most likely act in all shareholders' interest. 4.2 Elect Kirill Androsov as Director --- Against 4.3 Elect Grigory Berezkin as Director --- Against 4.4 Elect Andrey Bugrov as Director --- Against 4.5 Elect Alexander Voloshin as Director --- Against 4.6 Elect German Gref as Director --- Against 4.7 Elect Andrey Dementyev as Director --- Against 4.8 Elect Gleb Nikitin as Director --- Against 4.9 Elect Sergey Oganesyan as Director --- Against 4.10 Elect Olga Pushkareva as Director --- Against 4.11 Elect Vladimir Rashevsky as Director --- Against 4.12 Elect Seppo Remes as Director --- For 4.13 Elect Kirill Seleznev as Director --- Against 4.14 Elect Yakov Urinson as Director --- Against 4.15 Elect Victor Khristenko as Director --- Against 4.16 Elect Anatoly Chubais as Director --- Against 4.17 Elect Andrey Sharonov as Director --- Against 4.18 Elect Ilya Yuzhanov as Director --- Against Elect Five Members of Audit Commission 5.1 Elect Marina Ganeyeva as Member of Audit For For Mgmt Commission 5.2 Elect Andrey Kobzev as Member of Audit For For Mgmt Commission 5.3 Elect Mikhail Kurbatov as Member of Audit For For Mgmt Commission 5.4 Elect Victoria Oseledko as Member of Audit For For Mgmt Commission 5.5 Elect Alexander Rutenberg as Member of For For Mgmt Audit Commission 6 Approve Related-Party Transaction Re: For For Mgmt Acquisition of 86.9 Billion Shares in JSC FGC UES 04/10/07 - A Usinas Siderurgicas De Minas Gerais P9632E117 None 14,000 S.A. Preference Shareholders are Entitled to Vote on Item 5 of the Agenda 1 Accept Financial Statements and Statutory For For Mgmt Reports for Fiscal Year Ended 12-31-06 2 Approve Allocation of Income and Dividends; For For Mgmt Ratify Distribution of Interest on Capital 3 Approve Annual Remuneration of Directors For For Mgmt 4 Elect Two Principal and One Alternate For For Mgmt Members of the Board until 2008 5 Elect Supervisory Board Members and For For Mgmt Alternates 12/05/06 - S Wimm-Bill-Dann Foods OJSC 97263M109 10/24/06 4,733 Meeting for ADR Holders 1 1. TO ANNOUNCE DIVIDENDS PAYMENT UPON 9M For For Mgmt Y2006 FINANCIAL RESULTS ON ALLOCATED COMMON NOMINAL SHARES OF WBD FOODS OJSC, IN THE DIVIDEND AMOUNT OF 7 (SEVEN) RUBLES 86 KOPECKS PER 1 COMMON NOMINAL SHARE. 2. TO SET THE FOLLOWING TERMS AND 2 TO REVISE THE AMOUNT OF REMUNERATION PAID For For Mgmt TO WBD FOODS OJSC BOARD OF DIRECTORS MEMBERS (EXCEPT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS), APPROVED BY THE GENERAL SHAREHOLDERS MEETING (MINUTES AS OF 29.06.2004 No. 22-06), ALL AS MORE FULLY 06/27/07 - A Wimm-Bill-Dann Foods OJSC 97263M109 05/15/07 2,514 Meeting for Holders of ADRs 1 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: LIMONOVA, OLGA MIKHAILOVNA 2 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: MUKHIN, MIKHAIL MIKHAILOVICH 3 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: NOVGORODOVA, MARINA ALEXANDROVNA 4 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: SONTSEVA, EVGENIYA SOLOMONOVNA 5 ELECTION OF MEMBER OF WBD FOODS OJSC For For Mgmt COUNTING COMMISSION: TYUSINA, IRINA ANATOLIEVNA 6 APPROVAL OF WBD FOODS OJSC ANNUAL REPORT. For For Mgmt BE IT RESOLVED THAT WBD FOODS OJSC ANNUAL REPORT PREPARED ON THE BASIS OF ACCOUNTING DATA ACCORDING TO RUSSIAN STANDARDS FOR 2006, BE APPROVED. 7 APPROVAL OF THE ANNUAL FINANCIAL For For Mgmt STATEMENTS, INCLUDING THE INCOME STATEMENT (PROFIT AND LOSS ACCOUNTS) OF WBD FOODS OJSC. BE IT RESOLVED THAT THE ANNUAL FINANCIAL STATEMENTS FOR (Y2006), INCLUDING THE INCOME STATEMENT (PROFIT AND LOSS ACCOUNTS) OF WBD FO 8 DISTRIBUTION OF THE PROFIT (INCLUDING For For Mgmt PAYMENT/DECLARATION OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. THE PART OF NET PROFIT REFLECTED IN Y2006 FINANCIAL STATEMENTS IN ACCORDANCE WITH RUSSIAN STANDARDS, IN THE AMOUNT OF 10 852 382 RUR 65 KOP. BE TRANSFER 9 DISTRIBUTION OF THE PROFIT (INCLUDING For For Mgmt PAYMENT/DECLARATION OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. UPON Y2006 FINANCIAL YEAR RESULTS DIVIDENDS PAYMENT ON WBD FOODS ORDINARY NOMINAL SHARES BE ANNOUNCED, IN THE DIVIDEND AMOUNT OF 3 (THREE) RUBLES 18 KOP 10 DISTRIBUTION OF THE PROFIT (INCLUDING For For Mgmt PAYMENT/DECLARATION OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. THAT THE FOLLOWING TERMS AND CONDITIONS OF DIVIDENDS PAYMENT (ANNOUNCEMENT) BE SET: 4.3.1. METHOD OF DIVIDENDS PAYMENT CASH; 4.3.2. TERM OF DIVIDEND PAY 11 APPROVAL OF ERNST & YOUNG LLC AS WBD FOODS For For Mgmt OJSC AUDITOR FOR 2007. 12 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: BRANIS, ALEXANDER MARKOVICH ISS Analysis We note that the company's definition of independence is not as detailed as ours and that we are therefore unable to classify de Selliers, O'Neill, Sherbak, Yasin, and Tipton as independent directors based on our classification guidelines. However, because the five candidates can be classified as independent based on the definition followed by WBD, and because we believe that independent directors are most capable of making impartial decisions, taking into consideration first and foremost the rights and value of the company's shareholders, we recommend that shareholders vote in favor of de Selliers, O'Neill, Sherbak, Yasin, and Tipton and abstain their votes for the remaining 15 nominees. We believe that these five candidates are most likely to bring independence to the board and will most likely act in all shareholders' interest. 13 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: MAZALOV, IVAN NIKOLAEVICH 14 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: FIL KIN ROMAN ALEXEEVICH 15 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: STATSENKO, SERGEY OLEGOVICH 16 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: IVASHKOVSKY, SERGEY STANISLAVOVICH 17 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: DE SELLIERS, GUY 18 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: DUBININ, MIKHAIL VLADIMIROVICH 19 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: O NEILL, MICHAEL 20 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: ORLOV, ALEXANDER SERGEEVICH 21 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: PLASTININ, SERGEI ARKADIEVICH 22 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: TUTELYAN, VIKTOR ALEKSANDROVICH 23 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: SHERBAK, VLADIMIR NIKOLAEVICH 24 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: YUSHVAEV, GAVRIL ABRAMOVICH 25 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: LAKOBACHVILI, DAVID 26 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: YASIN, EVGENY GRIGORIEVICH 27 ELECTION OF THE MEMBER OF WBD FOODS OJSC None For Mgmt BOARD OF DIRECTORS: TIPTON, E. LINWOOD (TIP) 28 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: KOSTIKOV, IGOR VLADIMIROVICH 29 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: NOTKIN, BORIS ISAEVICH 30 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: SKOPINOV, VICTOR GRIGORIEVICH 31 ELECTION OF THE MEMBER OF WBD FOODS OJSC None Abstain Mgmt BOARD OF DIRECTORS: VINCENT, JACQUES 32 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION LESHKINA, IRINA NIKOLAEVNA 33 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: LVANOVA, OLGA SERGEEVNA 34 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: KOLESNKOVA, NATALYA NILKOLAEVNA 35 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: DZHEMELINSKAYA, VICTORIA VALERIEVNA 36 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: DAVIDIUK, ALEXANDER ANATOLIEVICH 37 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: NAZAROVA, TATIANA ANATOLIEVNA 38 ELECTION OF THE MEMBER OF WBD FOODS OJSC For For Mgmt AUDITING COMMISSION: GAVRILENKO, LASYA MIKHAILOVNA 06/12/07 - S Woolworths Holdings Limited S98758121 None 216,762 Special Meeting Agenda 1 Approve Reorganization of Company For Against Mgmt Authorized Share Capital to Create Convertible, Redeemable, Non-Cumulative Participating Preference Shares Because the incorporation of this BEE deal would increase the dilution associated with share schemes to well above 10 percent, which we consider excessive, we recommend that shareholders oppose these items. 2 Approve Amendment to the Articles of For Against Mgmt Association of the Company, to Create the Convertible, Redeemable, Non-Cumulative Participating Preference Shares Ordinary Business 1 Approve of the Woolworths Employee Share For Against Mgmt Ownership Trust Deed 2 Place Authorized But Unissued Shares under For Against Mgmt Control of Directors 3 Authorize Board to Ratify and Execute For Against Mgmt Approved Resolutions Based on our opposition to the BEE transaction, we also recommend a vote against this item. 03/30/07 - A Woori Finance Holdings Co. Y9695X119 12/31/06 44,360 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 600 Per Share 2 Elect Director For For Mgmt 3 Elect Six Members of Audit Committee For Against Mgmt In this case, Choi M.S. is not independent under our classification. As a result, given that the company is proposing all nominees as a single voting item, we recommend a vote against the entire slate. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/09/07 - A Youngone Corp. Y98573101 12/31/06 157,920 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 100 Per Share Proposed dividend is KRW 100 per share, which corresponds to a payout ratio of 12 percent, slightly down from 17 percent the previous year. The payout ratio is low even by Korean standards. Given that the company's net income increased 45 percent year over year, we call on the company to improve its payout ratio as its financial performance improves. However, we do not oppose this income allocation and dividend proposal at this time. 2 Elect Directors For For Mgmt This item asks shareholders to elect four executive directors to the board. The executive director nominees are Sung Ki-hak, the chairman and largest shareholder of the company; Moon Hong-woo, a senior executive vice president; Chae Gyu-tae, an executive vice president of the company; and Sung Rae-eun, a team leader of the company. Sung is a son of the largest shareholder. Sung K.H and Moon are incumbent directors while Chae and Sung R.E are new nominees. Upon shareholder approval, all the nominees will serve on the board for the next three years. None of the nominees has engaged in any disclosable transaction with the company within the last three years. The number of directors is increasing from nine to eleven, due to an increase in the number of executive directors from six to eight. 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 3 billion, unchanged from the previous year. Although last year's actual payout was not disclosed, a total of KRW 170.1 million was paid for three independent non-executive directors. We see no reason to oppose this resolution. 4 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 will be KRW 160 million, up from KRW 120 million in 2006. Last year's actual payout was not disclosed. 12/07/06 - A Ytl Corporation Berhad Y98610101 None 280,600 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Financial Year Ended June 30, 2006 2 Approve First and Final Dividend of 15 For Against Mgmt Percent Gross Less Malaysian Income Tax for the Financial Year Ended June 30, 2006 In this case, the company was found to have reserves of approximately MYR 6.1 billion ($1.7 billion) for the latest financial year-end, yet has failed to comply with the minimum standard of 30 percent for the past five years. Given that no adequate justification was provided for the retention of capital, we recommend that shareholders oppose this dividend request. 3 Elect Francis Yeoh Sock Ping as Director For Against Mgmt Again, we do not support the reelection of Francis Yeoh Sock Ping, Michael Yeoh Sock Siong, Yeoh Soo Keng, and Yeoh Tiong Lay, executive directors, as their presence may compromise the independent objectives of the Audit and Remuneration Committees. Shareholders should note that we also recommend voting against Francis Yeoh Sock Ping due to his poor attendance. 4 Elect Michael Yeoh Sock Siong as Director For Against Mgmt 5 Elect Yeoh Soo Keng as Director For Against Mgmt 6 Elect Yeoh Tiong Lay as Director For Against Mgmt 7 Elect Yahya Bin Ismail as Director For For Mgmt 8 Elect Haron Bin Mohd Taib as Director For For Mgmt 9 Elect Eu Peng Meng @ Leslie Eu as Director For For Mgmt 10 Approve Remuneration of Directors in the For For Mgmt Amount of MYR 280,000 for the Financial Year Ended June 30, 2006 11 Approve Auditors and Authorize Board to Fix For For Mgmt Their Remuneration 12 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 13 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 14 Approve Implementation of Shareholders' For For Mgmt Mandate for Recurrent Related Party Transactions 08/18/06 - S Zijin Mining Group Co Ltd (formerly Y9892H107 07/20/06 536,000 FUJIAN ZIJIN MINING INDU 1 Amend Articles of Association For For Mgmt 2a Elect Chen Jinghe as Director For For Mgmt 2b Elect Liu Xiaochu as Director For For Mgmt 2c Elect Luo Yingnan as Director For For Mgmt 2d Elect Lan Fusheng as Director For For Mgmt 2e Elect Huang Xiaodong as Director For For Mgmt 2f Elect Zou Laichang as Director For For Mgmt 2g Elect Ke Xiping as Director For For Mgmt 2h Elect Su Congfu as Director For For Mgmt 2i Elect Chen Yichuan as Director For For Mgmt 2j Elect Lin Yongjing as Director For For Mgmt 2k Elect Loong Ping Kwan as Director For For Mgmt 3a1 Elect Zheng Jingxing as Supervisor For For Mgmt Representing Shareholders 3a2 Elect Xu Qiang as Supervisor Representing For For Mgmt Shareholders 3a3 Elect Lin Jingtian as Supervisor For For Mgmt Representing Shareholders 3b Elect Lan Liying as Supervisor Representing For For Mgmt the Staff and Workers 3c Elect Zhang Yumin as Supervisor For For Mgmt Representing the Staff and Workers 4 Authorize Board to Enter into Service For For Mgmt Contract and/or Appointment Letter With Each of the Newly Elected Directors and Supervisors, Respectively 5 Authorize Board to Fix the Remuneration of For For Mgmt Directors and Supervisors Fund: Principal Variable Contracts Fund, Inc. - International SmallCap Account Sub-Advisor: Principal Global Investors Vote Summary Report Jul 01, 2006 - Jun 30, 2007 International SmallCap - 441 Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- ---------------------------------------- ------------- ------------ --------- ----------- ---------- ---------- - ----------------------------------------------------------------------------------------------------------------------------------- 04/23/07 - A Aalberts Industries N00089164 04/19/07 3,818 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 5 Approve Dividends of EUR 1.10 Per Share For Mgmt 6 Approve Discharge of Management Board For Mgmt 7 Approve Discharge of Supervisory Board For Mgmt 8 Approve Remuneration of Supervisory Board For Mgmt 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Grant Board Authority to Issue Shares and For Mgmt Restricting/Excluding Preemptive Rights 11 Approve Reduction in Share Capital by For Mgmt Cancelling Issued Preference Shares 12 Amend Articles For Mgmt 13 Authorize Management Board to Request a For Mgmt Declaration of No Objection Related to the Amendment of Articles (Item 12) 14a Reelect C.J. Brakel to Supervisory Board For Mgmt 14b Reelect A.B. van Luyk to Supervisory Board For Mgmt 14c Elect H. Scheffers to Supervisory Board For Mgmt 14d Elect W. van de Vijver to Supervisory Board For Mgmt 15 Ratify PricewaterhouseCoopers Accountants For Mgmt NV as Auditors 16 Announcements and Other Business None Mgmt (Non-Voting) 17 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/30/07 - A Aareal Bank AG D00379111 05/09/07 7,800 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Authorize Repurchase of Up to 5 Percent of For Mgmt Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Approve Affiliation Agreement with For Mgmt Subsidiary Aareal First Financial Solutions AG 9 Elect Hans Lohneiss to the Supervisory Board For Mgmt 10 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/14/07 - A Abengoa S.A. E0002V179 None 94 1 Approve Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year 2006; Approve Discharge Directors 2 Approve Allocation of Income for Fiscal For For Mgmt Year 2006 3 Elect Auditor for Company and Consolidated For For Mgmt Group 4 Amend Articles 44 and 46 of the Company's For For Mgmt Bylaws Re: Remove References to the Supervisory Board 5 Amend Article 39 of the Company Bylaws Re: For For Mgmt Fixing the Maximum Number of Directors to Fifteen Members 6 Elect Directors For For Mgmt 7 Amend Article 41 of the Company Bylaws Re: For For Mgmt Designation of a Director as a Coordinator of External Directors 8 Amend Article 24 of the Company Bylaws and For For Mgmt Article 5 of the General Meeting Guidelines Re: Notice Period for Shareholder Meetings 9 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 10 Authorize Issuance of Convertible and For For Mgmt Non-convertible Bonds/Debentures and/or Debt Securities 11 Authorize Repurchase of Shares For For Mgmt 12 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 13 Approve Minutes of Meeting For For Mgmt 04/26/07 - A ABG Sundal Collier ASA (frmly ASKIA R00006107 None 66,499 INVEST) 1 Open Meeting; Registration of Shareholders None None Mgmt 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Approve Financial Statements and Statutory For For Mgmt Reports 5 Approve Allocation of Income and Dividends For For Mgmt of NOK 1.60 per Share 6 Approve Remuneration of Auditors For For Mgmt 7 Approve Remuneration of Directors For For Mgmt 8 Approve Remuneration Policy And Other Terms For Against Mgmt of Employment For Executive Management We have concerns with the long-term variable compensation, however. Under the terms of the company's share purchase (partner share) plan, partners may buy shares at a 15-percent discount provided that they retain the shares for at least three years. It is the intention that the participants in this plan will continue to retain around 50 percent of shares outstanding over time. The company has not provided a definition of "partner"; therefore, it is unclear whether the plan is directed at employees only, or whether it would include other individuals, such as consultants, that are only marginally connected to the company and its business. In addition, no details have been provided regarding the scope of the plan in terms of number of shares issues. Due to potential excessive dilution and lack of disclosure regarding the share purchase plan, we recommend a vote against this item. 9 Amend Articles For Against Mgmt Since we do not know what amendments will be proposed under this item, we recommend a vote against. 10 Elect Members of Nominating Committee For For Mgmt 11 Elect Directors For Against Mgmt We strongly believe that publicly listed companies should disclose details on proposals at least 30 days prior to the meeting. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. Most large Norwegian companies disclose at least the names of any nominees to the board in the meeting notice. A company representative informed us that the names of the proposed directors will not be published until the week prior to the AGM. We recommend that shareholders contact ABG Sundal Collier's investor relations department directly and express their desire to receive details of proposals well in advance of the meeting. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 12 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 13 Approve Creation of NOK 13.6 Million Pool For Against Mgmt of Capital without Preemptive Rights Due to potential excessive dilution of 20.2 percent, we recommend a vote against this proposal. 05/25/07 - A Acambis plc G0062N107 None 54,387 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Re-elect Ross Graham as Director For For Mgmt 4 Re-elect Randal Chase as Director For For Mgmt 5 Elect William Jenkins as Director For For Mgmt 6 Elect John Lambert as Director For For Mgmt 7 Elect Michael Watson as Director For For Mgmt 8 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,232,866 10 Amend Articles of Association Re: For For Mgmt Electronic Communications 11 Amend Articles of Association Re: Transfer For For Mgmt of Ordinary Shares to Non-US Persons Conclusion From the information provided by the Company, it is evident that if Acambis plc continues to have a US registration, the reporting obligations under the Securities Exchange Act (SEC reporting) and Sarbanes-Oxley Act, will result in increased further administrative and compliance costs. In view of this, we are aware that: (i) It becomes increasingly difficult to justify the higher compliance cost and management time required; and (ii) The US listing seems to be of limited benefit to a significant majority of the shareholders. However, US Holders should be aware that they could, if the amendments are approved, be forced into a compulsory sale of their shares in order to permit the Company to de-list in the US. In the event of a compulsory sale, the best price offered to them could be lower or higher than the market price when the circular was issued by the Company. We have serious corporate governance concerns over changes of this nature as, regardless of the size of their shareholding, we would prefer that no shareholder should be forced into selling their investment. In addition, in this case, Acambis plc has proposed a process that does not provide the opportunity to give shareholders any premium or other form of compensation or sale expenses for the compulsory sale. Despite these reservations, after a careful review of Acambis's circumstances, we recommend that shareholders vote for this proposal. We are, however, aware that this proposal could potentially have some disadvantage to the Company's US based shareholders. For that reason we strongly encourage shareholders to review this vote recommendation carefully from their own specific investment perspective. 12 Authorise 10,767,134 Ordinary Shares for For For Mgmt Market Purchase 13 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 538,357 03/29/07 - A ACTA HOLDING R0388P107 None 100,783 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 5 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Allocation of Income and Dividends of NOK 2.65 per Share 6 Approve Remuneration of Directors in the For For Mgmt Amount of NOK 250,000 for Chairman and NOK 150,000 for Other Members 7 Approve Remuneration of Auditors Ernst & For For Mgmt Young in the Amount of NOK 107,000 8 Reelect Alfred Ydsteboe (Chairman), Ellen For For Mgmt Math Henrichsen, and Fred Ingebrigsten as Board Members; Elect Marit Arnstad and Ragnhild Kvaalshaugen as New Board Members 9 Reelect Ulf-Einar Staalesen (Chairman), Jan For For Mgmt Petter Collier, and Fred Ingebrigsten as Members of Nominating Committee 10 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 11 Approve Creation of NOK 4.5 Million Pool of For For Mgmt Capital without Preemptive Rights 12 Authorize Repurchase of Up to 25 Million For For Mgmt Shares 05/04/07 - A Actelion Ltd. H0032X135 None 4,724 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - A Actelion Ltd. H0032X135 None 4,724 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Omission For Mgmt of Dividends 3 Approve Discharge of Board and Senior For Mgmt Management 4 Reelect Werner Henrich, Jean Malo, and For Mgmt Armin Kessler as Directors 5 Ratify Ernst & Young AG as Auditors For Mgmt 6.1.1 Authorize Use of Existing CHF 839,963 Pool For Mgmt of Capital for Stock Option Plan 6.1.2 Approve CHF 4.2 Million Increase in Pool of For Mgmt Capital Reserved for Stock Option Plan 6.2.1 Approve CHF 9.3 Million Increase in Pool of For Mgmt Capital Reserved to Guarantee Conversion Rights of Convertible Bonds 6.2.2 Approve Creation of CHF 17.5 Million Pool For Mgmt of Capital with Preemptive Rights 7 Approve 5:1 Stock Split For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Adelaide Brighton Ltd. *ABC* Q0109N101 05/08/07 84,031 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended Dec. 31, 2006 2 Elect C L Harris as Director For For Mgmt 3 Elect M A Kinnaird as Director For For Mgmt 4 Approve Grant of 1.31 Million Awards to For For Mgmt Mark Chellew, Managing Director, Under the Adelaide Brighton Executive Performance Share Plan 5 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 05/16/07 - A Admiral Group plc G0110T106 None 44,122 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt The Company used the Unapproved Free Share Plan at Executive Director level for the first time. Although it has not been put forward for shareholder approval as a stand alone item at any point, it was approved as part of the IPO document in 2004, which fully sets out the terms and conditions relating to it. Kevin Chidwick, the new Finance Director, received shares with a face value equivalent to approximately 270% of basic salary. RREV considers that the terms of the scheme are mostly in line with best practice. Vesting periods, at three years, dilution limits, at 5% of the Group's issued share capital over a 10-year period, and individual limits (GBP 400,000 or, if lower, 600% of basic salary) are all acceptable. However, the rules of the Plan allow early exercise in the event of takeover, reconstruction or winding-up of the Company. We expect the Company to review this with a view to amending the Scheme and bring it fully in line with best practice. At this point, this will not lead to an adverse voting recommendation. However, we will continue to monitor the use of this scheme going forward. 3 Approve Final Dividend of 24.0 Pence Per For For Mgmt Ordinary Share 4 Elect Kevin Chidwick as Director For For Mgmt 5 Re-elect Martin Jackson as Director For For Mgmt 6 Re-elect Keith James as Director For For Mgmt 7 Elect Margaret Johnson as Director For For Mgmt 8 Elect Lucy Kellaway as Director For For Mgmt 9 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 10 Authorise Board to Fix Remuneration of For For Mgmt Auditors 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 86,000 12 Subject to the Passing of Resolution 11, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,000 13 Authorise 13,000,000 Ordinary Shares for For For Mgmt Market Purchase 14 Authorise the Company to Use Electronic For For Mgmt Communications 04/24/07 - A Aedes SpA T89843105 None 13,078 Annual Meeting Agenda - Ordinary Business 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Elect One Director Director For Mgmt 3 Extend External Auditors' Mandate for the For Mgmt Three-Year Term 2012-2014, in Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 4 Revoke Deliberation Taken on April 24, 2006 For Mgmt Concerning the Repurchase Program and Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/22/06 - S Aegis Group plc G0105D108 None 506,058 Shareholder Proposals 1 Appoint Philippe Germond to the Board Against Against ShrHoldr 2 Appoint Roger Hatchuel to the Board Against Against ShrHoldr 04/04/07 - S Aegis Group plc G0105D108 None 502,745 Shareholder Proposals 1 Appoint Philippe Germond to the Board Against Against ShrHoldr 2 Appoint Roger Hatchuel to the Board Against Against ShrHoldr 05/25/07 - A Aegis Group plc G0105D108 None 502,745 Management Proposals 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 1.175 Pence Per For For Mgmt Ordinary Share 3 Re-elect Robert Lerwill as Director For For Mgmt 4 Re-elect Charles Strauss as Director For For Mgmt 5 Re-elect Leslie Van de Walle as Director For For Mgmt 6 Elect Mainardo de Nardis as Director For For Mgmt 7 Elect Alicja Lesniak as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Approve Remuneration Report For For Mgmt RREV is not highlighting any issues that would lead us to vote against the remuneration report. 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,778,495 12 Subject to the Passing of Resolution 11, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,854,462 13 Authorise 57,221,500 Ordinary Shares for For For Mgmt Market Purchase Shareholder Proposals 14 Appoint Philippe Germond to the Board Against Against ShrHoldr RREV Conclusion As in previous reports, RREV has again considered both points of view and continues to believe a vote against the election of Philippe Germond and Roger Hatchuel to the Aegis Board to be appropriate. The following factors have been significant in determining our decision: - we consider the conflict of interest to be real given that the nominees represent a shareholder with significant interests in a competitor; - given that the Board is recommending that shareholders vote against the individuals' election to the Board we believe that a divided Board is not conducive to shareholders' interests in general; and - under the current Board's stewardship, Aegis has outperformed the sector over the past five years and has positive broker forecasts for the coming year. Having previously engaged with Groupe Bollore regarding the conflict of interest we feel the issue remains the crux of the argument for recommending a vote against the individual's election to the Board. Whilst we recognise that shareholders may wish to be represented on the Board and that this is common in situations where there is a large shareholder, in this case RREV considers the conflict of interest that arises due to Vincent Bollore's interest in Havas SA to be a decisive issue. 15 Appoint Roger Hatchuel Against Against ShrHoldr 04/20/07 - A AFG Arbonia-Foster-Holdings AG H00624173 None 386 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Discharge of Board and Senior For For Mgmt Management 3 Approve Allocation of Income and Dividends For Against Mgmt of CHF 10 per Bearer Share and CHF 2 per Registered Share Due to long-term low payout ratios and shareholder-unfriendly dividend allocation schemes, shareholders are advised to vote against this allocation of income proposal. 4 Approve Creation of CHF 1.9 Million Pool of For For Mgmt Capital with Preemptive Rights 5 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt 6 Transact Other Business (Non-Voting) None None Mgmt 04/25/07 - A Aggreko plc G0116S102 None 147,244 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 4.19 Pence Per For For Mgmt Ordinary Share 4 Re-elect Rupert Soames as Director For For Mgmt 5 Re-elect George Walker as Director For For Mgmt 6 Re-elect Andrew Salvesen as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 8 Approve Aggreko UK Sharesave Plan 2007 For For Mgmt 9 Approve Aggreko International Sharesave For For Mgmt Plan 2007 10 Approve Aggreko U.S. Employee Stock Purchae For For Mgmt Plan 2007 11 Approve Aggreko (Republic of Ireland) For For Mgmt Sharesave Plan 2007 12 Adopt New Articles of Association For For Mgmt 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,695,000 14 Authorise 26,950,000 Ordinary Shares for For For Mgmt Market Purchase 06/22/07 - A Ahresty Corp. *5852* J16674103 03/31/07 10,600 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 5 Background of non-executive nominee(s): The nominee is an executive of Nippon Light Metal Co., Ltd. Board Profile Composition of board after this meeting: 4 executives and 1 non-executive. The number of outsiders is remaining the same. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is the president of YOROZU Corporation. Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Appointment of External Audit Firm For For Mgmt The company seeks to appoint Deloitte Touche Tohmatsu & Co. as its external audit firm in place of Shin-Nihon & Co. The company has provided no reason for the change. We note that the outgoing auditors submitted an unqualified report for the year under review. 06/28/07 - A Aichi Bank Ltd. *8527* J07686108 03/31/07 500 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 45 The payout ratio for the full year is 9 percent based on consolidated earnings, or 10 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 12 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees pass our test for independence. Nominee 2 is a former government official. Nominee 3 is the president of his own certified tax accountant office. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that KPMG Azsa & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint KPMG Azsa & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 06/28/07 - A Aichi Corp. *6345* J00284109 03/31/07 52,182 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 and 4 Neither nominee meets our criteria for independence. Nominee 3 is a current executive of the largest shareholder in the company with a 51.0 percent stake. Nominee 4 is a current vice president of one of the largest shareholders in the company with a 2.6 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1 3.4 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that PricewaterhouseCoopers Aarata be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed PricewaterhouseCoopers Aarata on a provisional basis. Here, the company seeks to formally appoint PricewaterhouseCoopers Aarata. We see no reason to oppose this resolution. 5 Approve Retirement Bonus for Director For For Mgmt The recipient is an insider. 06/28/07 - A Air Water Inc. (formerly Daido Hoxoan J00662114 03/31/07 6,300 Inc.) *4088* 1 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 2 Elect Directors For For Mgmt 3 Approve Retirement Bonuses for Directors For Against Mgmt and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 4 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 16 continuing directors and 4 continuing internal statutory auditor. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing directors have been designated by the company as outside directors. 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 4 Approve Deep Discount Stock Option Plan For For Mgmt Option Plan Summary Eligibility: The company seeks approval for a deep-discount option plan for directors. The exercise price will be set at JY 1 per share. Potential Dilution: 0.07 percent of issued capital from this plan; 7.5 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: The exercise period will be determined by the full board, potentially beginning as soon as the day after the grant date and running for as long as 20 years. Performance Hurdles: None disclosed. This plan is intended to replace the seniority-based retirement bonus system with compensation based on share price performance. Because total dilution from this plan and the company's previous option plans exceeds ISS guidelines, and because the grant of deeply discounted options which may be exercised immediately after grant carries no assurance that grantees will focus on long-term share price appreciation, rather than cashing in on short-term gains, we recommend that shareholders oppose this option plan. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 60 million per month (or JY 720 million per year) to JY 870 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 6.5 million per month (or JY 78 million per year) to JY 98 million per year. After the meeting, the company will continue to have 20 directors and 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 06/28/07 - A ALFRESA HOLDINGS CORP. *2784* J0109X107 03/31/07 17,412 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 9 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 2 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 10/06/06 - C Alinta Ltd (frmly ALINTAGAS) *AAN* Q0197N104 10/04/06 40,214 Court-Ordered Meeting for Shareholders 1 Approve the Alinta Scheme of Arrangement For For Mgmt 10/25/06 - A Allco Finance Group Limited (formerly Q0202W107 10/23/06 20,777 Record Investments Lim 1 Receive Financial Statements and Statutory None None Mgmt Reports 2 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3a Elect Bob Mansfield as Director For For Mgmt 3b Elect Rod Eddington as Director For For Mgmt 3c Elect Michael Stefanovski as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Resolution 3c - Stefanovski is an executive director on a board where independent non-executive directors hold four of the eight board seats. 3d Elect David Turnbull as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Resolution 3d - Turnbull is an executive director on a board where independent non-executive directors hold four of the eight board seats. 3e Elect Neil Lewis as Director For For Mgmt 4 Approve KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 06/26/07 - A Alpine Electronics Inc. *6816* J01134105 03/31/07 19,900 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 15 The payout ratio for the full year is 30 percent based on consolidated earnings, or 54 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 6 executives and 0 non-executives. The board currently includes six insiders and no outside directors. Candidates 5 and 6 are new appointees, but they replace two outgoing executives. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 3 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 06/27/07 - A/S Alten F02626103 06/22/07 8,043 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Allocation of Income and Omission For Mgmt of Dividend 5 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 6 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15,507,000 7 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15,507,000 8 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above 9 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 10 Approve Employee Savings-Related Share For Mgmt Purchase Plan 11 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 12 Authorize up to 3 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 13 Approve Issuance of Warrants Reserved to For Mgmt Employees and Directors 14 Amend Article 17 of Bylaws Re: Vote, Attend For Mgmt Board Meetings Through Videoconference and Telecommunication 15 Amend Articles 8 and 21 of Bylaws Re: For Mgmt Record Date 16 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/29/07 - A ALTRI SGPS SA X0142R103 None 34,585 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports for Fiscal Year 2006 3 Approve Allocation of Income and Dividends For Mgmt 4 Approve Discharge of Management and For Mgmt Supervisory Board 5 Authorization to Buy and Sell Company Stock For Mgmt 6 Amend Article 6 to Reflect Changes in For Mgmt Corporate Law 7 Elect Members to the Supervisory Board, For Mgmt Elect the Statutory Auditor, and Elect the Secretary of the General Meeting Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/13/06 - S Aluminium of Greece SA X00944136 None 13,912 Special Meeting Agenda 1 Change Location of Registered Office; Amend For Mgmt Article 4 Accordingly Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/03/07 - S Aluminium of Greece SA X00944136 None 27,824 1 Approve Reduction in Share Capital Via For Mgmt Cancellation of On Shares 2 Amend Articles to Reflect Changes in Capital For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/14/07 - A Aluminium of Greece SA X00944136 None 13,912 1 Accept Annual and Consolidated Financial For Mgmt Statements and Statutory Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Approve Auditors and Fix Their Remuneration For Mgmt 5 Approve Directors Remuneration For Mgmt 6 Elect Directors For Mgmt 7 Amend Article 2 and Codification For Mgmt 8 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/13/07 - A Amper S.A. E04600198 None 15,857 1 Approve Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2006, Approve Discharge Directors 2 Approve Allocation of Income and Dividends For For Mgmt 3 Amend Article 20 of Bylaws to Set Minimum For For Mgmt and Maximum Number of Directors 4 Fix Number of Directors; Elect Directors For Against Mgmt The uncertainty over the number of members being elected and the presentation of this proposal as a single voting item virtually excludes proxy-voting shareholders from participating in the director election process, which is a practice no longer followed by the majority of Spanish companies. Considering these to be significant deficiencies, we cannot recommend shareholder support for this item. 5 Reelect Auditors for Company and For For Mgmt Consolidated Group 6 Approve Incentive Plan for Managers For For Mgmt 7 Authorize Repurchase of Shares For For Mgmt 8 Delegate Powers to Board in Relation to For For Mgmt Trading Company's Securities 9 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10 Approve Minutes of Meeting For For Mgmt 11/29/06 - S ANITE Group plc G25088108 None 18,890 1 Approve Proposed Acquisition by the Company For For Mgmt of the Entire Issued Share Capitals of Nemo Technologies Ltd and Elektrobit Group Pte Ltd and Certain Other Related Assets, Subject to the Terms and Conditions Contained in the Agreement Dated 2 November 2006 05/10/07 - A/S Anvil Mining Limited *AVM* 03734N106 04/06/07 9,950 1 Elect Directors For For Mgmt 2 Ratify PriceWaterhouseCoopers LLP as For For Mgmt Auditors 3 Approval of Non-Employee Directors' Fees For For Mgmt 4 Approve Stock Option Plan Grants to Peter For Against Mgmt J.L. Bradford, Thomas C. Dawson, John W. Sabine and Kenneth L. Brown Although this plan has been previously approved by shareholders, on the basis that the cost of the plan itself is unacceptable according to the ISS proprietary compensation cost assessment model, and that the amount of options proposed to be granted exceed that which ISS Canada views as acceptable for non-employee directors due to concerns of the potential for compromise of independence, particularly given the board's discretion to grant further options at any time, we are unable to support the proposed grants. 5 Approve Stock Option Plan Grants to William For Against Mgmt S. Turner 04/26/07 - A/S APRIL GROUP F0346N106 04/23/07 3,522 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Management and Supervisory Board Members 2 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 3 Approve Allocation of Income and Dividends For Mgmt of EUR 0.40 per Share 4 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 5 Approve Remuneration of Supervisory Board For Mgmt Members in the Aggregate Amount of EUR 83,000 6 Authorize Repurchase of Up to 5 Percent of For Mgmt Issued Share Capital 7 Reelect Bruno Rousset as Supervisory Board For Mgmt Member 8 Reelect Vanessa Rousset as Supervisory For Mgmt Board Member 9 Reelect Xavier Coquard as Supervisory Board For Mgmt Member 10 Reelect Jean-Claude Augros as Supervisory For Mgmt Board Member 11 Reelect Bernard Belletante as Supervisory For Mgmt Board Member 12 Reelect Gilles Dupin as Supervisory Board For Mgmt Member 13 Reelect Philippe Marcel as Supervisory For Mgmt Board Member 14 Reelect Guy Rigaud as Supervisory Board For Mgmt Member 15 Elect Andre Arrago as Supervisory Board For Mgmt Member 16 Elect Jean-Yves Nouy as Supervisory Board For Mgmt Member 17 Authorize Filing of Required For Mgmt Documents/Other Formalities Special Business 18 Amend Articles of Association Re: Record For Mgmt Date Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/22/07 - S ARC Energy Limited(formerly ARC Energy Q0493K101 06/20/07 107,233 NL) 1 Ratify Past Issuance of 32.30 Million For For Mgmt Shares at A$1.40 Each to Institutional, Sophisticated and Professional Investors Made on May 16, 2007 2 Approve Issuance of 32.30 Million Shares at For For Mgmt A$1.40 Each to Institutional, Sophisticated and Professional Investors 3 Approve Issuance of Surplus Shares at the For For Mgmt Lower of A$1.30 and the Average Closing Market Price of Shares Over the Five Trading Days on Which Sales of Shares Are Recorded Prior to Issuance to Macquarie Equity Capital Markets Ltd orSub-underwriters 04/26/07 - A/S Arctic Glacier Income Fund *AG.U* 039675103 03/07/07 9,000 1 Fix Number of Trustees of the Fund to not For For Mgmt more than Four 2 Elect James E. Clark, Robert J. Nagy, Gary For For Mgmt A. Filmon and David R. Swaine as Trustees of the Fund 3 Direct Trustees to Fix Number of Directors For For Mgmt of Arctic Glacier Inc. at not more than Five 4 Elect James E. Clark, Robert J. Nagy, Gary For For Mgmt A. Filmon, David R. Swaine and Richard L. Johnson as Directors of Arctic Glacier Inc. 5 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 6 Amend Incentive Stock Option Plan For Against Mgmt Conclusion Where companies are proposing changes to the amendment or black-out provisions of existing equity-based compensation plans are not contemplating increasing the size of such plans, ISS will base our vote recommendation solely on the merits of the provisions being proposed. For clarification, where companies are also proposing any other amendments that will substantially affect the cost of an equity-based compensation plan, ISS will continue to run our proprietary compensation model and review all relevant provisions and usage of the plan when determining vote recommendations. The terms of the black-out provision are reasonable. ISS feels that the proposed amendment provision provides the board with overly broad discretionary powers to amend the company's equity-based compensation plans. ISS prefers amendment provisions that require shareholder approval for the repricing of any options, including those held by non-Insiders. 10/29/06 - A ARDEPRO CO. LTD. *8925* J01955103 08/01/06 229 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 250, Final JY 1350, Special JY 0 2 Amend Articles to: Expand Business Lines - For Against Mgmt Update Terminology to Match that of New Corporate Law - Limit Liability of Directors, Statutory Auditors and Audit Firm Because it is not in shareholders' interest to limit the liability of the external audit firm, we recommend that shareholders oppose the whole resolution. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Payment of Annual Bonuses to For For Mgmt Directors 06/05/07 - A/S ARKEMA F0392W125 05/31/07 10,309 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividends 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Change Location of Registered Office For Mgmt 6 Ratify Nomination of Tidjane Thiam as For Mgmt Director 7 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 8 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 9 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A ARNEST ONE CORP. *8895* J0197M104 03/31/07 14,808 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 4 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees pass our test for independence. Nominee 2 is an attorney. Nominee 3 is a tax accountant. 2.2 Appoint Internal Statutory Auditor For For Mgmt 2.3 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 4 Approve Retirement Bonus for Statutory For For Mgmt Auditor The recipient is an insider. 06/21/07 - A Arques Industries AG (frmly AG Bad D0405P127 05/31/07 27,739 Salzschlirf) 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.51 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Elect Supervisory Board Member For Mgmt 7 Approve Stock Option Plan for Key For Mgmt Employees; Approve Creation of EUR 1.2 million Pool of Capital for Stock Option Plan 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Amend Articles Re: Responsibilities of For Mgmt Supervisory Board 10 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/15/07 - A Asahi Pretec *5855* J0274J107 03/31/07 27,704 1 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 25 million to 5 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 2 Appoint External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Shin-Nihon & Co. on a provisional basis. Here, the company seeks to formally appoint Shin-Nihon & Co. We see no reason to oppose this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives.The board currently includes five executives and no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees pass our test for independence. Nominee 1 is an attorney, and nominee 2 is a CPA. 4.2 Appoint Internal Statutory Auditor For For Mgmt 04/20/07 - A ASM SPA (Formerly ASM BRESCIA SPA) T0452Q104 04/18/07 91,573 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for The Fiscal Year 2006 2 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 3 Elect Directors and the Chairman; Determine For Mgmt Directors' Remuneration 4 Appoint Internal Statutory Auditors and For Mgmt their Chairman; Approve Remuneration of Auditors 5 Extend External Auditors' Mandate For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/29/07 - A ATRIUM CO. LTD. *8993* J03519105 02/28/07 7,978 1 Amend Articles To: Change Location of Head For For Mgmt Office In this item, the company seeks to change location of the head office within Tokyo. This is a routine item with no tax or regulatory implications. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 6 Affiliation of non-executive nominee(s): The nominee is the president of Credit Saison Corporation, Atrium's parent company. Board Profile Composition of board after this meeting: 12 executives and 1 non-executive. The number of insiders and number of outsiders will not change. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominees for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is a current executive of NEC Corp. Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint External Audit Firm For Against Mgmt Atrium seeks to reappoint Misuzu Audit Corp. as its external auditor. Misuzu, then known as ChuoAoyama, was forced to suspend operations for two months in 2006 after its auditors were implicated in accounting fraud at Kanebo Ltd. More recently, the firm's reputation was damaged further due to malfeasance at another client company, Nikko Cordial. In recognition of the damage to its reputation and its bottom line, Misuzu decided in February to disband this coming July, and transfer its remaining clients and auditors to other firms. However, despite several months' notice, Atrium has evidently failed to find a successor to take over from Misuzu, because no such successor firm is designated. Japanese law allows a company to appoint an audit firm on a provisional basis, subject to ratification at the next annual meeting -- and in fact, that is what Atrium did with Misuzu following the suspension period last year. It appears that shareholders will not be informed of Misuzu's successor until after this AGM, and will not have a vote on the appointment of the successor until the 2008 AGM. Because we do not believe that shareholders will be well served by the reappointment of Misuzu in this situation, we strongly recommend that shareholders oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 05/24/07 - A Australian Agricultural Company Ltd. Q08448112 05/22/07 18,973 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Year Ended Dec. 31, 2006 2 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 3a Elect Chris Roberts as Director For For Mgmt 3b Elect Les Wozniczka as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Res. 3b - Wozniczka is a director associated with major shareholder Futuris on a board where independent non-executive directors hold two of the six board seats. Wozniczka is also one of two Futuris representatives on the audit committee which is not majority-independent. 4 Approve the Increase in Maximum Aggregate For For Mgmt Non-Executive Directors' Remuneration From A$600,000 per Annum to A$875,000 per Annum 05/04/07 - A Austrian Airlines Oesterreichische A07126138 None 15,879 Luftverkehrs AG 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Discharge of Management and For Mgmt Supervisory Board 3 Approve Remuneration of Supervisory Board For Mgmt Members 4 Ratify Auditors For Mgmt 5 Elect Supervisory Board Members For Mgmt 6 Approve Stock Option Plan for Key Employees For Mgmt 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Change Company Name to For Mgmt Austrian Airlines AG; Allow Electronic Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A Avenir Diversified Income Trust 05356Q200 04/09/07 12,446 *AVF.U* 1 Fix Number of Directors at Seven For For Mgmt This is a routine resolution. 2 Elect William M. Gallacher, Gary H. Dundas, For Against Mgmt David E. Butler, Stuart Y. Chow, Alan C. Moon, Jeffery D. Kohn and William E. Patterson as Directors of Avenir Operating Corp. Given that unitholders may wish to express differing views as to the suitability of the director nominees, ISS takes the view that unitholders should have the ability to cast ballots with respect to individuals rather than the entire slate. If this is possible, they will not be forced to withhold votes from the board as a whole as their only method of registering a negative view of an individual or individuals. The board will be a majority independent. The slate is composed of four independent, one affiliated (Kohn: controls a company that manages the real estate portfolio of the Trust) and two inside (Gallacher: president and CEO of Avenir Operating Corp., the manager of the Trust; Dundas: VP Finance and CFO of Avenir Operating Corp., the manager of the Trust) nominees. The offices of Chairman and CEO have not been separated. The board has appointed Moon as the lead director. ISS recommends withholding votes from the entire slate because Gallacher is standing as an insider on the Corporate Governance and Compensation Committee, which also acts as the nominating committee for the company. ISS advocates the establishment of a majority independent board of directors and independent key board committees. The presence of an insider on the Audit, Compensation or Nominating committees, which approves financial statements or compensation agreements, threatens the committee's ability to provide independent oversight. 3 Approve Ernst & Young LLP as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors Ernst & Young LLP have been the trust's auditors since January 16, 2003. Multilateral Instrument 52-110 - Audit Committees requires all reporting issuers to disclose the fees paid to external auditors. According to the trust, it paid $388,500 for audit, $203,140 for audit-related, $350,890 for tax, and $0 for other services provided by the auditing firm for the most recent fiscal year. Tax fees were for tax advisory services including M&A. 05/25/07 - A Axon Group plc G0691M108 None 18,452 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 2.25 Pence Per For For Mgmt Ordinary Share 4 Elect Royston Hoggarth as Director For For Mgmt 5 Elect Iain Mcintosh as Director For For Mgmt 6 Re-elect Stephen Cardell as Director For For Mgmt 7 Re-elect Roy Merritt as Director For For Mgmt 8 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,964 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 30,894 11 Approve Axon Group Plc Performance Share For Against Mgmt Plan This item will not be voted upon at the AGM. Instead, the Company is proposing to adopt the new PSP, including corrected performance targets, by way of an ordinary resolution proposed at the EGM following immediately after the AGM (EGM Item 1). If this item had been votable, we would have recommended a vote against (see EGM Item 1). 05/25/07 - S Axon Group plc G0691M108 None 18,452 1 Approve Axon Group Plc Performance Share For Against Mgmt Plan; Authorise Directors at their Discretion to Adopt Equivalent Plans in Overseas Jurisdictions We consider that Executive Directors should not be rewarded for underachieving compared to market expectations of the Company's performance in the near future. The proposed EPS target over the whole performance period appears to be easily achievable if only the consensus forecasts for 2007 comes in, without requiring any further growth in subsequent years in order to receive the full award. Furthermore, as the awards are over conditional shares rather than share options with a fixed exercise price, we do not accept the Company's argument regarding the increase in share price being the real award rather than the performance share; especially given that the plan does not provide for further deferral of vested shares. In any case, we do not consider absolute share price an appropriate measure of management performance, given the influence external factors may have. On the positive side, the proposed PSP meets current good practice regarding the absence of retesting and vesting for good leavers and a change-in-control or other corporate events. Furthermore, the scheme uses only existing shares for the servicing of awards, and therefore, is non-dilutive to existing shareholders. However, we consider that the concerns greatly outweigh the positive aspects of this plan, and we are therefore recommending shareholders to vote against the adoption of the PSP. 10/23/06 - A Babcock & Brown Japan Property Trust Q1243B102 10/21/06 132,628 *BJT* 1 Ratify Past Issuance of 64.3 Million Units For For Mgmt at an Issue Price of A$1.78 Each to Institutional Investors Made on Aug. 23, 2006 05/25/07 - A BABCOCK & BROWN LTD *BNB* Q1243A104 05/23/07 62,705 1 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 2 Elect Elizabeth Nosworthy as Director For For Mgmt 3 Elect Geoffrey (Ian) Martin as Director For For Mgmt 4 Elect Martin Rey as Director For Against Mgmt Summary of Reason for Against Recommendation on Res. 4 Martin Rey is an executive director on a board where executives and non-independent non-executive directors hold two thirds of the board seats. 5 Approve Grant of 79,365 Bonus Deferral For For Mgmt Rights to James Babcock Under the Babcock & Brown Ltd Equity Incentive Plan 6 Approve Grant of 265,278 Bonus Deferral For For Mgmt Rights to Phillip Green Under the Babcock & Brown Ltd Equity Incentive Plan 7 Approve Grant of 124,008 Bonus Deferral For For Mgmt Rights to James Fantaci Under the Babcock & Brown Ltd Equity Incentive Plan 8 Approve Grant of 121,820 Bonus Deferral For For Mgmt Rights to Martin Rey Under the Babcock & Brown Ltd Equity Incentive Plan 9 Approve Issuance of Securities Under the For For Mgmt Babcock & Brown Equity Incentive Plan 10 Ratify Past Issuance of 15 Million Shares For For Mgmt 11 Ratify Past Issuance of 1.5 Million Babcock For For Mgmt & Brown Subordinated Notes 12 Ratify Past Issuance of 189.03 Million For For Mgmt Babcock & Brown Subordinated Notes 2 13 Ratify Past Issuance of 4.1 Million For For Mgmt Mandatory Bonus Deferral Rights (BDRs) and 78,592 Voluntary BDRs, and 4.17 Million Shares to the Trustees of Babcock & Brown Ltd Equity Incentive Plan 14 Amend Articles Re: Electronic For For Mgmt Communications, Dividend Payment, and Directors' Resolutions Without Meetings 15 Approve Section 195 of the Corporations Act For For Mgmt 07/14/06 - A Babcock International Group plc G0689Q152 None 138,146 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 4.25 Pence Per For For Mgmt Ordinary Share 3 Re-elect Sir Nigel Essenhigh as Director For For Mgmt 4 Elect Justin Crookenden as Director For For Mgmt 5 Re-elect Lord Alexander Hesketh as Director For For Mgmt 6 Approve Remuneration Report For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise 20,900,000 Ordinary Shares for For For Mgmt Market Purchase 11/09/06 - S Banca Italease S.p.A. T11845103 11/07/06 22,468 Special Meeting Agenda Ordinary Business 1 Approve Stock Option Plan For Mgmt Special Business 1 Approve Plan of Merger by Incorporation of For Mgmt Leasimpresa SpA in Banca Italease SpA; Approve Capital Increase of up to Maximum EUR 37.8 Million, Through the Issuance of n. 7,325,500 Million Shares with Par Value EUR 5.16 2 Authorize Capital Increase in the Maximum For Mgmt Amount of EUR 300 Million With Preemptive Rights, Within a One Year Term 3 Authorize Board of Directors to Increase For Mgmt Capital up to EUR 2.58 Million Through the Issuance of up to 500,000 Ordinary Shares Without Preemptive Rights and Within a Five-Year Term, to Be Reserved to Managers and/or Employees and/or Collaborators of the Co Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/16/07 - A/S Banca Italease S.p.A. T11845103 04/12/07 12,304 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements, Consolidated For Mgmt Accounts, and Statutory Reports Relative to the Fiscal Year 2006 2 Elect Directors For Mgmt 3 Extend External Auditors' Mandate For Mgmt Special Business 1 Amend Articles 7, 8, 10, 14, 16, 19, 21, 28 For Mgmt of the Bylaws Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/03/07 - S Banca Lombarda e Piemontese T1707K108 02/28/07 32,294 (Form.Credito Agrario Bresciano) Special Meeting Agenda 1 Approve Merger by Absorption of 'Banca For Mgmt Lombarda e Piemontese SpA' into 'Banche Popolari Unite ScpA' Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/30/07 - A Banca Popolare Italiana (frmely Banca T14616139 04/26/07 87,844 Popolare di Lodi) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Set the Company's Shares' Book Value For Mgmt According to Article 6 of the Bylaws 3 Elect External Auditors for the Nine-Year For Mgmt Term 2007-2015; Fix Auditors' Remuneration 4 Approve Remuneration of Directors for For Mgmt Fiscal Year 2007 5 Elect Primary and Alternate Censors For Mgmt ('Collegio dei Probiviri') for the Three-Year Term 2007-2009 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/08/07 - S Banca Popolare Italiana (frmely Banca T14616139 06/06/07 87,844 Popolare di Lodi) Special Meeting Agenda 1 Approve Decisions Inherent to Legal Action For Mgmt Against Former Officers and/or Directors Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/30/07 - A/S BANCHE POPOLARI UNITE SCARL T1681V104 04/26/07 6,354 Annual Meeting Agenda - Special and Ordinary Business 1 Amend Articles 1, 2, 3, 6, 8, 10 of the For Mgmt Bylaws 2 Approve Financial Statements, Statutory For Mgmt Reports, and Allocation of Income for the Fiscal year 2006 3 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 4 Extend Mandate of the External Auditors For Mgmt KPMG until 2011 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - S BANCHE POPOLARI UNITE SCARL T1681V104 05/02/07 6,354 Special Meeting Agenda - Ordinary Business 1 Elect Two Supervisory Board Members For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/04/06 - S Banco De Sabadell E15819118 None 27,081 1 Approve Merger Agreement and Subsequent For For Mgmt Absorption of Banco Urquijo by Banco de Sabadell; Approve Merger Balance Sheet as of 6-30-06 2 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/19/07 - A Bandai Visual Co. Ltd. *4325* J0376T102 02/28/07 13 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 1500, Final JY 1500, Special JY 2500 The payout ratio is 29 percent based on either parent-only or consolidated earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 10 Affiliation of non-executive nominee(s): The nominee represents Namco Bandai Holdings, the parent company with a 62.4 percent stake. Board Profile Composition of board after this meeting: 9 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a tax accountant in private practice. 4 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System This item requests shareholder approval for payments in lieu of retirement bonuses to 9 continuing directors and 3 continuing internal statutory auditors. The board is requesting the authority to make these payments because it plans to abolish the retirement bonus system effective upon conclusion of this meeting. In this case, all of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to outsiders is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 78.8 million to 9 directors. Because the company has been profitable, and because the amount is not excessive, we have no reason to oppose this resolution. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 200 million per year to JY 400 million per year. The ceiling was last adjusted in 2005. After the meeting, the company will continue to have 10 directors. This change is being requested because of the abolition of the retirement bonus system (see Item 4). Retirement bonus payments in Japan are not covered by director or statutory auditor compensation ceilings, but any type of payment which will replace the retirement bonuses will need to fall within the ceilings. Because the new ceiling is not excessive, because the company has been profitable, and because the change reflects the company's move away from the essentially seniority-based retirement bonus system, we have no reason to oppose this resolution. 06/24/07 - A Bank of Iwate Ltd. *8345* J25510108 03/31/07 4,022 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 30 The payout ratio for the full year is 18 percent based on either parent-only or consolidated earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 8, 9, 11 and 12 Background of non-executive nominee(s): Nominee 8 is the current chairman of Iwate Nippo Co., Ltd., and nominee 9 is the current chairman of Kanto Auto Works, Ltd. Nominee 11 is the current chairman of Yurtec Co., Inc., and nominee 12 is a professor at Sophia University. Board ProfileComposition of board after this meeting: 8 executives and 4 non-executives. The number of outsiders is increasing from 3 to 4. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 1 The nominee does not meet our criteria for independence. He is the current president of Mikuni Industry Co., Ltd., the company's business partner. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor One of the retiring directors has been designated as an outside director. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 23.8 million to 13 directors, including one director who retired during the period, and JY 5.2 million to 5 statutory auditors, including one retired statutory auditor. Because the amounts are not -excessive, we have no reason to oppose this resolution. 06/28/07 - A Bank of Nagoya Ltd. *8522* J47442108 03/31/07 40,318 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 The payout ratio for the full year is 17 percent based on consolidated earnings, or 18 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees pass our test for independence. Nominee 2 is a former government official. Nominee 3 is a current chairman of Nagoya City Museum. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that KPMG Azsa & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint KPMG Azsa & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 04/26/07 - A BANYAN TREE HOLDINGS LTD Y0703M104 None 33,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.0178 Per For For Mgmt Share 3 Reelect Ho KwonPing as Director For Against Mgmt Due to the company's failure to provide the annual report for financial year 2006, we are unable to ascertain the level of independence of these nominees. Given this and considering our position against executive directors who are also members of key board committees, as their presence threatens to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest, and the recommendations stipulated in Singapore's Code of Corporate Governance that also limit members of the audit and remuneration committees to non-executives only, a vote against this resolution is recommended. 4 Reelect Chia Chee Ming Timothy as Director For Against Mgmt 5 Approve Directors' Fees of SGD 210,000 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 115,000) 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7a Approve Issuance of Shares without For For Mgmt Preemptive Rights 7b Approve Issuance of Shares and Grant For Against Mgmt Options and/or Awards Pursuant to the Banyan Tree Share Option Plan and Banyan Tree Performance Share Plan In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. These schemes cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. 7c Other Business (Voting) For Against Mgmt While such request is usually routine, the potential for discussion and subsequent approval of items that could be dangerous to minority shareholders is a possibility. Until more detailed information is made available concerning this item, a vote opposing such request must be recommended. 04/26/07 - S BANYAN TREE HOLDINGS LTD Y0703M104 None 33,000 1 Approve Mandate for Transactions with For For Mgmt Related Parties 2 Authorize Share Repurchase Program For For Mgmt 03/27/07 - S Barratt Developments plc G08288105 None 30,543 1 Approve Acquisition of Wilson Bowden Plc; For For Mgmt Approve Increase in Authorised Capital from GBP 30,000,000 to GBP 40,285,000; Authorise Issue of Equity with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,285,000 (Acquisition) 12/07/06 - A Barry Callebaut AG H05072105 None 285 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/07/06 - A Barry Callebaut AG H05072105 None 285 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Receive Auditor's Reports None Mgmt 3 Accept Financial Statements and Statutory For Mgmt Reports 4.1 Approve Allocation of Income and Omission For Mgmt of Dividends 4.2 Approve CHF 54.3 Million Reduction in Share For Mgmt Capital; Approve Capital Repayment of CHF 10.50 per Share 5 Approve Discharge of Board and Senior For Mgmt Management 6 Elect Directors For Mgmt 7 Ratify KPMG Fides Peat as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A BAUER AG D0639R105 06/07/07 6,938 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/21/07 - A Bechtle AG D0873U103 05/31/07 1,745 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 6 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 7 Ratify Ernst & Young AG as Auditors for For Mgmt Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/07/07 - A Belimo Holding AG H07171103 None 60 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/07/07 - A Belimo Holding AG H07171103 None 60 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 30 per Share 3 Approve CHF 5.9 Million Reduction in Share For Mgmt Capital; Approve Capital Repayment of CHF 9 per Share 4 Amend Articles Re: Reduce Capital Holding For Mgmt Requirement for Submitting Shareholder Proposals; Establish Mandatory Retirement Age for Directors 5 Approve Discharge of Board and Senior For Mgmt Management 6.1 Receive Information on Retirement of Walter None Mgmt Burkhalter, and Andreas Steiner (Non-Voting) 6 Elect Directors For Mgmt 7 Ratify KPMG AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/20/06 - S Beneteau Sa F09419106 None 973 Ordinary Business 1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 2 Approve Stock Option Plans Grants For Mgmt 3 Authorize up to 10 Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 4 Approve Employee Savings-Related Share For Mgmt Purchase Plan 5 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 6 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/26/07 - A Beneteau Sa F09419106 None 985 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.48 per Share 5 Appoint Atlantique Revision Conseil, For Mgmt represented by Sebastien Caillaud,as Auditor and Jean-Paul Caquineau as Alternate Auditor 6 Elect Jean-Louis Caussin as Supervisory For Mgmt Board Member 7 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 80,000 8 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/22/07 - A/S Beneteau Sa F09419106 06/19/07 985 Ordinary Business 1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 2 Approve Stock Option Plans Grants For Mgmt 3 Authorize up to 10 Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 4 Approve Employee Savings-Related Share For Mgmt Purchase Plan 5 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 6 Approve 1 for 5 Stock Split For Mgmt 7 Amend Article 6 of Bylaws Accordingly For Mgmt 8 Amend Article 17 of Bylaws Accordingly Re: For Mgmt Supervisory Board Members Shareholding 9 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/24/06 - A BERGMAN & BEVING W14696111 08/18/06 5,903 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8 Receive President's Report None None Mgmt 9A Approve Financial Statements and Statutory For For Mgmt Reports 9B Approve Allocation of Income and Dividends For For Mgmt of SEK 3.50 per Share 9C Approve Discharge of Board and President For For Mgmt 10 Amend Articles Re: Limits for Minimum and For For Mgmt Maximum Size of Issued Share Capital; Preemptive Rights in Connection with Issuance of Warrants or Convertibles; Board Size; Appointment of Auditors; Other Amendments 11 Determine Number of Members (5) and Deputy For For Mgmt Members (0) of Board 12 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 1.1 Million; Approve Remuneration of Auditors 13 Elect Tom Hedelius as Chairman of Board; For Against Mgmt Reelect Per Axelsson, Anders Boerjesson, Tom Hedelius, Anita Pineus, and Stefan Wigren as Directors Stefan Wigren is an executive director who serves on the board's remuneration committee. The company does specify that while Wigren is a member of the compensation committee, he does not participate in decision-making with respect to his own compensation. ISS, however, prefers that all key board committees comprise only independent non-executives. ISS believes that executives, particularly on such key board committees as the audit and remuneration committees, threaten to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest. The best practice recommendations stipulated in the Swedish Corporate Governance Code also recommend against executives on these key board committees. The chairman of the board may, however, also chair the remuneration committee. If a company does not have an audit or a remuneration committee, ISS will consider the entire board to fulfill the role of the committees. In such case, ISS will oppose the executives, including the CEO, up for election to the board. As the director elections are bundled, ISS must recommend a vote against the entire slate in this case. 14 Approve Principles for How Members of the For For Mgmt Nominating Committee Shall Be Appointed 15 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares 16 Approve Stock Option Plan for Key For Against Mgmt Employees; Reserve 250,000 Repurchased Class B Shares to Guarantee Conversion Rights As the options could be convertible at an undisclosed discount, we must recommend a vote against the proposal. 17 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management Under Item 17, ISS recommends a vote against the proposed stock option plans. As ISS considers the overall structure of the proposed remuneration policy and the level of disclosure to be shareholder friendly, however, we recommend a vote in favor of this proposal. 18 Other Business (Non-Voting) None None Mgmt 19 Close Meeting None None Mgmt 02/22/07 - S BERGMAN & BEVING W14696111 02/16/07 5,903 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Change Company Name to B&B Tools AB For For Mgmt 8 Close Meeting None None Mgmt 09/28/06 - A Bespak Plc G10639105 None 4,003 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 12.1 Pence Per For For Mgmt Ordinary Share 3 Re-elect John Robinson as Director For For Mgmt 4 Re-elect Mark Throdahl as Director For For Mgmt 5 Elect Paul Boughton as Director For For Mgmt 6 Elect Jonathan Glenn as Director For For Mgmt 7 Elect Peter Fellner as Director For For Mgmt 8 Elect Jim Dick as Director For For Mgmt 9 Elect Chris Banks as Director For For Mgmt 10 Approve Remuneration Report For For Mgmt 11 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 934,018 13 Subject to the Passing of Resolution 12, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 140,102 14 Authorise 2,802,056 Ordinary Shares for For For Mgmt Market Purchase 15 Amend Articles of Association Re: For For Mgmt Indemnification 04/30/07 - A/S Biesse SpA T2060S100 04/26/07 9,385 Annual Meeting Agenda Special Business 1 Amend Articles 16, 19, 19-ter of Company For Mgmt Bylaws also to Comply with the Italian Law 262/2005 Ordinary Business 1 Extend Deloitte & Touche's Mandate as For Mgmt External Auditors for the Three-Year Term 2007-2009 2 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 3 Approve Dividend Distribution for Ordinary For Mgmt Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/06/06 - A Big Yellow Group plc G1093E108 None 19,630 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 3 Pence Per For For Mgmt Ordinary Share 4 Re-elect David Ross as Director For Against Mgmt 5 Re-elect James Gibson as Director For For Mgmt 6 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,425,086 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 513,763 9 Authorise 10,275,260 Ordinary Shares for For For Mgmt Market Purchase 05/10/07 - A/S Boardwalk Real Estate Investment Trust 096631106 03/27/07 14,400 *BEI.U* 1 Fix Number of Directors For For Mgmt 2 Elect Directors For For Mgmt 3 Ratify Deloitte & Touche as Auditors For For Mgmt 4 Approve Grants Made Pursuant to the For For Mgmt Deferred Compensation Plan The estimated shareholder value transfer of the company's plans of 1 percent is equal to or less than the allowable cap for this company of 4 percent. ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns (TSR), and its CEO also had an increase in total direct compensation (TDC) from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. The company does not provide a TDC figure. In 2006 the company did not have a stock option plan. The CEO has not received a salary or security-based compensation in three years and in 2006 elected to forego a salary in lieu of Boardwalk providing an equivalent amount to a scholarship program for the trust's associates. Roberto Geremia, the CFO, received no security-based compensation in 2005 and 8,737 deferred units in 2006. The one and three year change in TSR was 101 percent and 145 percent respectively. Although eligibility of the Plan extends to non-employee trustees, they are entitled to the deferred units in lieu of cash, albeit twice the amount they would otherwise receive. Trustee compensation at the Reit is conservative with annual directors' fees of $20,000 and $1,500 per meeting generally and an additional $3,000 per committee served. Detailed amendment provision does not require unitholder approval to allow assignability of awards but this issue is not a concern for plans that do not issue options. The cost of the plan is reasonable, trustee participation is limited to twice the annual board fees which are conservative and the Trust does not currently have an option plan, therefore we support approval of the plan. 5 Re-approve Shareholder Rights Plan For For Mgmt 6 Amend Declaration of Trust For For Mgmt 04/25/07 - A Bolsas y Mercados Espanoles, Sociedad E8893G102 None 12,073 Hldg de Mercados y Sistemas Financiers S.A 1 Accept Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports for Fiscal Year Ended 12/31/06 2 Approve Allocation of Income For For Mgmt 3 Elect Directors For For Mgmt 4 Approve Remuneration of the Chairman of the For For Mgmt Board of Directors 5 Approve Remuneration of Directors For For Mgmt 6 Reelect Deloitte,S.L. as External Auditors For For Mgmt for Fiscal Year 2007 7 Authorize Repurchase of Shares For For Mgmt 8 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 9 Allow Questions For For Mgmt 12/07/06 - A/S Bonduelle S.C.A. F10689119 None 1,481 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Financial Statements and Discharge For Mgmt Directors 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.25 per Share 5 Authorize Repurchase of Up to Five Percent For Mgmt of Issued Share Capital 6 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 30,000 7 Reelect Daniel Bracquart as Supervisory For Mgmt Board Member 8 Reelect Andre Crespel as Supervisory Board For Mgmt Member 9 Reelect Stanislas Dalle as Supervisory For Mgmt Board Member 10 Reelect Jean Gueguen as Supervisory Board For Mgmt Member 11 Elect Isabelle Danjou as Supervisory Board For Mgmt Member 12 Ratify Mazard et Guerard as Auditor and For Mgmt Denis Grison as Alternate Auditor 13 Appoint Deloitte & Associe as Auditor and For Mgmt BEAS as Alternate Auditor Special Business 14 Approve Employee Savings-Related Share For Mgmt Purchase Plan 15 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 17,500,000 17 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 17,500,000 18 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above 19 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 20 Amend Articles 6 and 7 to reflect Legal For Mgmt Changes 21 Amend Articles of Association: Shareholders For Mgmt Identification 22 Amend Articles of Association Re: For Mgmt Shareholding Disclosure Threshold 23 Amend Article 14 To Reflect Structure's For Mgmt Modification of the General Partners 24 Amend Articles for the Use of For Mgmt Videoconference 25 Amend Articles of Association Re: Attend For Mgmt General Meetings through Videoconference and Telecommunication 26 Amend Articles of Association to Reflect For Mgmt Recent Legal Changes 27 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/24/07 - A/S Bonterra Energy Income Trust 09852Q102 04/19/07 1,364 1 Fix Number of Directors at Four and Elect For Abstain Mgmt Directors - Gary J Drummond, George F Fink, Carl R Jonsson, and F William Woodward. 2 Appoint Auditors and Authorize Board to Fix For For Mgmt Their Remuneration - Deloitte & Touche LLP 3 Approve Olympia Trust Company as Trustee of For For Mgmt the Trust 4 Approve Unit Option Plan - Unallocated For Against Mgmt Options VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to or less than the allowable cap for this company of 6 percent. ISS opposes plans that provide for unlimited discretionary director participation. This is a practice which gives rise to the possibility of self-dealing by directors in options. Directors who are able to grant themselves options without limit could find their independence compromised. The plan amendment provision does not comply with ISS criteria for acceptable plan amendment provisions (see Item #5). 5 Amend Unit Option Plan For Against Mgmt 10/20/06 - A BOOM LOGISTICS LTD *BOL* Q6154T109 10/18/06 102,757 1 Receive Financial Statements and Statutory None None Mgmt Reports 2 Approve Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 3a Elect R. John Robinson as Director For For Mgmt 3b Elect Huw Davies as Director For For Mgmt 3c Elect Mark Lawrence as Director For For Mgmt 4 Approve PKF Chartered Accountants as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Ratify Past Issuance of: 1.3 Million Shares For For Mgmt to Camilleri Industries Australia; 16 Million Shares to Institutional Investors; 1.3 Million Shares to Finook Pty Ltd; and 116,279 Shares to Concept Accounting Pty. Ltd. 6 Approve Issuance of Shares to Mark Lawrence For For Mgmt Under the Boom Logistics Ltd. Employee Share Trust 7 Renew Partial Takeover Provision For For Mgmt 05/09/07 - A Boskalis Westminster (Koninklijke NV) N14952225 None 19,624 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3.a Approve Financial Statements and Statutory For Mgmt Reports 3.b Receive Report of Supervisory Board None Mgmt 4.a Approve Allocation of Income For Mgmt 4.b Approve Allocation of Income and Dividends For Mgmt of EUR 2.04 per Share 5 Approve Discharge of Management Board For Mgmt 6 Approve Discharge of Supervisory Board For Mgmt 7 Notification on Nomination to the None Mgmt Supervisory Board 8 Elect C. van Woudenberg and M. van der Vorm For Mgmt to Supervisory Board 9 Approve Remuneration of Supervisory Board For Mgmt 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 11 Approve Stock Split For Mgmt 12 Allow Questions None Mgmt 13 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/24/07 - A Bradford & Bingley plc G1288A101 None 53,139 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 13.4 Pence Per For For Mgmt Ordinary Share 4 Re-elect George Cox as Director For For Mgmt 5 Re-elect Ian Cheshire as Director For For Mgmt 6 Re-elect Louise Patten as Director For For Mgmt 7 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 50,000,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,930,000 11 Authorise 63,400,000 Ordinary Shares for For For Mgmt Market Purchase 12 Adopt New Articles of Association For For Mgmt 10/30/06 - A BRADKEN LTD *BKN* Q17369101 10/28/06 54,298 1 Receive Financial and Directors' Reports None None Mgmt for the Financial Year Ended June 30, 2006 2 Adopt Remuneration Report for the Financial For For Mgmt Year Ended June 30, 2006 3 Elect Vincent O'Rourke as Director For For Mgmt 4 Approve the Grant of 107,731 Performance For For Mgmt Rights to Brian Hodges, Executive Director, Pursuant to the Performance Rights Plan 04/27/07 - A/S Brembo SPA T2204N108 04/24/07 19,752 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements and Statutory For Mgmt Reports for the Fiscal Year 2006 2 Accept Consolidated Financial Statements For Mgmt for the Fiscal Year 2006 3 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 4 Integrate the Mandate of the External For Mgmt Auditor PriceWaterhouse&Coopers for the Fiscal Year 2006 5 Extend Mandate of the External Auditor For Mgmt PriceWaterhouse&Coopers for the Six-Year Term 2007-2012 Special Business 1 Amend Articles 2, 5, 9, 10, 11, 13, 15, 16, For Mgmt 17, 18, 20, 22, 23 to Comply with the Italian law n. 262/2005 2 Other Business (Related to Item 1 of the For Mgmt Special Business) Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/18/06 - S Brixton plc G15932109 None 32,530 1 Amend Articles of Association Re: Real For For Mgmt Estate Investment Trust 04/26/07 - A Bure Equity Ab (Formerly Bure W72479103 04/20/07 114,298 Investment AB) 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive President's Report None None Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports 9a Approve Financial Statements and Statutory For For Mgmt Reports 9b Approve Allocation of Income and Omission For For Mgmt of Dividends 9c Approve Discharge of Board and President For For Mgmt 10 Determine Number (5) of Members and Deputy For For Mgmt Members of Board 11 Approve Remuneration of Directors in the For For Mgmt Amount of SEK 350,000 for Chairman and SEK 160,000 for Each Other Director 12 Reelect Patrik Tigerschioeld (Chair), For For Mgmt Bjoern Bjoernsson, Kjell Duveblad, Haakan Larsson, and Ann-Sofi Lodin as Directors 13 Approve Remuneration of Auditors For For Mgmt 14 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 15a Approve Combined Share and Option Plan for For For Mgmt Key Employees of Subsidiary (Enero-Retea Group AB) 15b Approve Stock Option Plan for Key Employees For For Mgmt of Subsidiary (Vittra AB) 16a Approve SEK 23.5 Million Reduction In Share For For Mgmt Capital via Share Cancellation 16b Approve Capitalization of Reserves of SEK For For Mgmt 23.5 Million 17 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares 18 Approve Repurchase of 2003/2007 Options Up For For Mgmt to SEK 753.2 Million 19 Approve Issuance of 9 Shares without For For Mgmt Preemptive Rights 20 Approve 1:10 Reverse Stock Split; Amend For For Mgmt Articles to Reflect Split 21a Approve SEK 922.4 Million Reduction In For For Mgmt Share Capital and Redemption of Shares 21b1 Approve Capitalization of Reserves of SEK For For Mgmt 50.25 Million 21b2 Approve Capitalization of Reserves of SEK For For Mgmt 100.5 Million 21b3 Approve Capitalization of Reserves of SEK For For Mgmt 150 Million 21b4 Approve Capitalization of Reserves of SEK For For Mgmt 175 Million; Authorize Board to Make, or Delegate Making of, Editorial Changes to Adopted Resolutions in Connection with Registration with Swedish Authorities 22 Other Business (Non-Voting) None None Mgmt 23 Close Meeting None None Mgmt 05/11/07 - A/S Buzzi Unicem Spa (Formerly Unicem) T2320M109 05/09/07 20,003 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Deliberations Relative to Authorize Share For Mgmt Repurchase Program and Reissuance of Repurchased Shares 3 Deliberation Relative to Remuneration of For Mgmt Directors 4 Extend Deloitte & Touche's Mandate as For Mgmt External Auditors for the Six-Year Term 2008-2013 5 Amend Articles 3, 7 and 12 of the Rules For Mgmt Governing General Meetings Special Business 1 Amend Articles 7, 9, 11 and 13 of the For Mgmt Bylaws; Introduction of Article 22; Consequent Renumbering of the Following Articles to Comply with the Italian Law 262/2005 and to Delegate Directors to Increase Capital and Issue Bonds, Convertibles or with Warrants Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/07/06 - A C&C GROUP PLC G1826G107 None 72,103 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends For For Mgmt 3 Re-elect John Burgess as Director For For Mgmt 4 Re-elect Richard Holroyd as Directors For For Mgmt 5 Re-elect Breege O'Donoghue as Director For For Mgmt 6 Re-elect Maurice Pratt as Director For For Mgmt 7 Authorize Board to Fix Remuneration of For For Mgmt Auditors 8 Approve Remuneration of Directors up to a For For Mgmt Maximum of EUR 700,000 9 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights up to a Maximum of EUR 1,084,000 10 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights up to a Maximum of EUR 162,744 11 Authorize Share Repurchase up to 10 Percent For For Mgmt of Issued Share Capital 12 Authorize Reissuance of Repurchased Shares For For Mgmt 08/04/06 - A/S Canaccord Capital Inc. *CCI* 134801109 06/12/06 10,060 1 Elect Directors Peter M. Brown, Michael G. For For Mgmt Greenwood, Arpad A. Busson, William J. Eeuwes, Michael D. Harris, Brian D. Harwood, Timothy J.D. Hoare, Terrence A. Lyons, Paul D. Reynolds, Michael A. Walker and John B. Zaozirny 2 Ratify Ernst & Young LLP as Auditors For For Mgmt 3 Authorize Board to Fix Remuneration of For For Mgmt Auditors 4 Approve Issuance of Shares For For Mgmt Starting February 1, 2006, director annual retainer Canaccord has been increased from $25,000 to $50,000. The value of the grant being requested is seven times (or 9.5 times based on the most recent market value) the current annual retainer, an enormous amount of money, in our view, without a compelling reason. This, coupled with Mr. Busson's poor attendance record during the past fiscal year, makes it hard for us to support this resolution. 05/15/07 - A/S Canadian Real Estate Investment Trust 13650J104 03/20/07 13,367 1 Elect Directors For For Mgmt 2 Approve Deloitte & Touche LLP as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 3 Amend Declaration of Trust Re: Investments For For Mgmt in Joint Ventures 4 Amend Declaration of Trust Re: Reports to For For Mgmt Unitholders 5 Amend Employee Unit Purchase Plan For For Mgmt Conclusion We believe that the proposed amendment provision provides the board with discretionary powers to amend the company's Unit Purchase Plan. ISS prefers the detailed amendment provision to also require unitholder approval to extend the employee contribution limit, or extend/increase the contribution period. On this basis, we do not support approval of the proposed amendment provision. 03/08/07 - A/S Canadian Western Bank *CWB* 13677F101 01/19/07 16,600 1 Ratify Deloitte & Touche LLP as Auditors For For Mgmt 2 Elect Charles Allard, Albrecht Bellstedt, For For Mgmt Jack Donald, Allan Jackson, Wendy Leaney, Robert Manning, Gerald McGavin, Howard Pechet, Robert Phillips, Larry Pollock, Alan Rowe, Arnold Shell as Directors 3 Amend Share Incentive Plan For For Mgmt Pay-For-Performance In 2006, ISS implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns, and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. The total compensation for Larry Pollock for 2006 totalled $2,771,045 an increase of 120 percent from his 2005 total compensation. The primary source of this large increase was due to a one-time grant of 160,00 retention options which are valued at just over $1.5 million options. The options vest in unequal tranches over the next five years; 20,000 on January 2, 2007, 20,000 in 2008, 30,000 in 2009, 40,000 in 2010, and the final 50,000 in 2011. The retention options were granted in accordance with the terms of his revised employment agreement. If Pollock ceases to be employed by the bank, any unvested options will be forfeited. The estimated fair value of stock options granted in 2006, $100,518 is a decrease of 58 percent from his 2005 option grant. If the value of the retention options is removed from the 2006 total compensation calculation, it results in a 4.8 percent decrease from 2005 to 2006. The bank's total shareholder returns for the one- and five-year periods were 22% and 30% respectively. Vote Recommendation The total cost of the company's plans of 4.62 percent is within the allowable cap for this company of 4.82 percent. This plan does not include non-employee directors as eligible participants. The terms of the black-out provision are reasonable. ISS does not feel that the proposed amendment provision as it is currently drafted adequately restricts the amending powers of plan administrators. Given the June 30, 2007 deadline imposed by the TSX, ISS accepts the bank's written commitment to address our concerns, and we will not oppose this resolution at this time. If a proposal to carve out these additional amendments is not proposed by the next AGM , ISS will review the situation and consider a vote recommending to withhold votes from the election of each member of the Corporate Governance and Human Resources Committee. 03/28/07 - A Canon Electronics, Inc. *7739* J05082102 12/31/06 1,731 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 30, Final JY 35, Special JY 0 2 Amend Articles to: Authorize Board to For Against Mgmt Determine Income Allocation - Limit Rights of Odd-lot Holders - Increase Maximum Board Size - Lower Quorum Requirement for Special Business Because allowing the company to determine income allocation at the board's discretion is not in shareholders' interest, we recommend that shareholders oppose the whole resolution. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominees for independent auditor (candidates 2 and 3) cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt 4.3 Appoint Internal Statutory Auditor For Against Mgmt 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors 6 Approve Payment of Annual Bonuses to For For Mgmt Directors 7 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 04/18/07 - A Cementir SpA T27468171 04/16/07 19,030 Annual Meeting Agenda 1 Accept Financial Statements for Fiscal Year For Mgmt 2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/21/07 - S Cementir SpA T27468171 06/19/07 19,030 Special Meeting Agenda 1 Amend Articles of the Company's Bylaws also For Mgmt to Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/19/06 - S CERMAQ ASA R1536Z104 None 27,600 1 Open Meeting and Registration of None None Mgmt Shareholders 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Approve NOK 750 Million Transfer from Share For For Mgmt Premium Account to Other Equity 03/15/07 - A/S CFF Recycling (Formerly Compagnie F1552K125 03/12/07 2,146 Francaise de Ferrail) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 0.60 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Reelect Jean-Pierre Schires as Director For Mgmt 6 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 7 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 8 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 9 Authorize Capitalization of Reserves of Up For Mgmt to EUR 50 Million for Bonus Issue or Increase in Par Value 10 Approve Employee Savings-Related Share For Mgmt Purchase Plan 11 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Charter plc G2067Y104 None 64,150 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Re-elect Grey Denham as Director For For Mgmt 4 Re-elect Andrew Osborne as Director For For Mgmt 5 Re-elect John Neill as Director For For Mgmt 6 Elect James Deeley as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,111,259 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,688 11 Authorise 16,668,885 Ordinary Shares for For For Mgmt Market Purchase 12 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditure up to GBP 25,000 13 Approve Authority to Send or Supply For For Mgmt Shareholder Communications by Publication on a Website 05/24/07 - A Chaucer Holdings plc G2071N102 None 136,657 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 2.90 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt 4 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 5 Authorise the Limit of Ordinary Shares Held For For Mgmt by the Chaucer Holdings Plc Employee Benefit Trust 6 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,038,666 7 Subject to and Conditional Upon the Passing For For Mgmt of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,905,799 8 Authorise 31,246,399 Ordinary Shares for For For Mgmt Market Purchase 9 Adopt New Articles of Association For For Mgmt 03/22/07 - A Chemring Group plc G20860105 None 15,992 Preference Shareholders are not Entitled to Attend and Vote at the Meeting. 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 11.20 Pence Per For For Mgmt Ordinary Share 4 Elect Lord Freeman as Director For For Mgmt 5 Re-elect Kenneth Scobie as Director For Abstain Mgmt 6 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 538,246 8 Subject to the Passing of Resolution 7, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80,587 9 Authorise 3,223,507 Ordinary Shares for For For Mgmt Market Purchase 10 Amend Articles of Association Re: Treasury For For Mgmt Shares 11 Amend Articles of Association Re: For Against Mgmt Indemnification 12 Amend Articles of Association Re: Borrowing For For Mgmt Limits 13 Amend Articles of Association Re: CREST For For Mgmt Proxies 14 Amend Articles of Association Re: For For Mgmt Retirement of Directors Over the Age of 70 15 Amend Articles of Association Re: Alternate For For Mgmt Directors 05/08/07 - A CHINA TING GROUP HOLDINGS LTD G8439J105 None 506,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Special Final Dividend of HK$0.026 For For Mgmt Per Share and Final Dividend of HK$0.044 Per Share 3a1 Reelect Ting Man Yi as Executive Director For For Mgmt 3a2 Reelect Ting Hung Yi as Executive Director For For Mgmt 3a3 Reelect Ding Jianer as Executive Director For For Mgmt 3a4 Reelect Cheung Tin Yin, Peter as Executive For For Mgmt Director 3b Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration The board is proposing to reappoint PricewaterhouseCoopers as the company's auditors for the year. 5a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks shareholder approval to issue up to 20 percent of the company's issued capital without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date of the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent of issued capital from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, a vote against this item is recommended unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 10/27/06 - A China Water Affairs Group Ltd G21090108 None 680,000 (formerly CHINA SILVER DRAGON 1 Accept Financial Statements and Statutory For For Mgmt Reports 2a Reelect Chen Guo Ru as Director and For For Mgmt Authorize Board to Fix His Remuneration 2b Reelect Zhao Hai Hu as Director and For For Mgmt Authorize Board to Fix His Remuneration This item seeks to reelect Zhao Hai Hu, a non-independent non-executive director. We are currently unaware of issues or concerns regarding this nominee. 2c Reelect Wu Jiesi as Director and Authorize For Against Mgmt Board to Fix His Remuneration Wu Jiesi (Mr. Wu), classified by the company as a non-independent non-executive director, is considered by ISS to be an executive director as he received salaries and other emoluments that belong to the five highest paid emoluments of the company for the latest financial year end. In view of this concern, we believe that Mr. Wu cannot be expected to fulfill his obligations as a non-independent non-executive director and therefore recommend that shareholders vote against his proposed reelection. 3 Reappoint Grant Thornton as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights As the share issuance authority is subject to abuse by Hong Kong companies, in the absence of language restricting both discounts and the number of times the authority may be refreshed, a vote against is recommended. 4b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This resolution would extend for one year the board's authority to repurchase company shares at their discretion. This authority is limited to 10 percent of the share capital of the company in issue at the date of the passing of this resolution. 4c Authorize Reissuance of Repurchased Shares For For Mgmt This resolution authorizes the board to reissue any shares repurchased under the general mandate to purchase shares approved above, without limiting the general mandate to issue shares sought above. This authority would also be limited to the maximum 10 percent allowed to be repurchased. This request is being made to renew the authority, as the authority to reissue repurchased shares expired with the convening of this meeting. 01/05/07 - S China Water Affairs Group Ltd G21090108 None 340,000 (formerly CHINA SILVER DRAGON 1 Approve Acquisition by China Water Group For For Mgmt Ltd. of 30 Percent of the Issued Share Capital of China Environmental Water Hldgs. Ltd. from Color Hill Group Ltd. for a Total Consideration of HK$19.2 Million I. Transaction Summary Acquirer: China Water Group Ltd. (Purchaser), a wholly-owned subsidiary of the company Target: 30 percent equity interest in China Environmental Water Hldgs. Ltd. (Target) Consideration: cash Transaction Terms: The Purchaser would acquire the 30 percent equity interest in the Target from Color Hill Group Ltd. (Vendor) for a consideration of HK$19.2 million ($2.5 million) Value of Transaction: HK$19.2 million ($2.5 million) Fairness Opinion: Menlo Capital Ltd. Accounting Treatment: Not disclosed Tax Treatment: Not disclosed Walkaway Rights/Breakup Fee: Not disclosed Dividends: None II. Company Description The Target, owned as to 70 percent by the Purchaser and 30 percent by the Vendor, currently holds a 50 equity interest in Conseco Seabuckthorn Co., Ltd. (Seabuckthorn Co.), a company principally engaged in the cultivation and sale of sea buckthorn seedling as well as the manufacture and sale of its related products. III. Transaction The Purchaser would acquire the Target from the Vendor for a consideration of HK$19.2 million ($2.5 million). Based on arm's length negotiations between the parties involved, the consideration was determined with reference to the latest audited financial results attributable to the Target, which was approximately HK$6.4 million ($824,636). This amount would be funded from the internal resources of the company and would be paid as to HK$10.0 million ($1.3 million) within two business days after signing of the agreement relating to the proposed acquisition (Agreement) and upon production by the Vendor of its certified true copy of board minutes approving the Agreement while the remaining HK$9.2 million ($1.2 million) would be paid upon completion of the proposed acquisition (Completion). Upon Completion, the company, through the Purchaser, would own 100 percent of the issued share capital of the Target and 50 percent effective interest in Seabuckthorn Co. IV. Rationale Considerations (Disclosure Level: Satisfactory) In this case, the company provided satisfactory information regarding the proposed acquisition. Through the 70 percent interest in the Target held by the Purchaser, the Target as well as Seabuckthorn Co. has been regarded as subsidiaries and their accounts have been consolidated into the accounts of the company and its subsidiaries (Group). Acquiring the remaining 30 percent equity interest in the Target is expected to provide long-term financial benefit to the Group as well as allow the Group to further strengthen the development of its sea buckthorn business. V. Pro Forma Financial Summary The company did not disclose information regarding its pro forma summary in relation to the acquisition of the Target. VI. Risks The company did not disclose possible risks pertaining to the acquisition of the Target. VII. Market Reaction (vs. market index during same period) -Pre-announcement: The share price increased by 43.2 percent in the 60 days prior to Nov. 16, 2006 (the Announcement Date) vs. a 11.1 percent increase for the HSI, outperforming the index by 32.1 percentage points -Initial: The share price increased by 1.1 percent a day before the Announcement Date, vs. a 0.3 percent increase for the HSI, outperforming the index by 0.8 percentage points -Post-analysis: The shares increased by 1.7 percent from the Announcement Date to Dec. 15, 2006, vs. a 0.2 percent decline for the HSI, outperforming the index by 1.9 percentage points - We note that the price of the company's shares has been increasing prior to and after the release of the announcement pertaining to the proposed acquisition. VIII. Governance (Disclosure Level: Satisfactory) The Target currently has two directors. Upon Completion, one of the directors, Wang Hui, would resign and the Group may appoint additional directors to the Target's board of directors. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 03/22/07 - A/S Com Dev International Ltd. *CDV* 199907106 02/08/07 12,232 1 Elect Directors Keith Ainsworth, Douglas For For Mgmt Wright, Frank Hasenfratz, Peter Scovell, Kym Anthony and Christopher O'Donovan as Directors 2 Approve Ernst & Young LLP as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors 3 Approve Second Amended and Restated Stock For For Mgmt Option Plan The estimated shareholder value transfer of the company's plans of 7 percent is equal to or less than the allowable cap for this company of 8 percent. Plan provides for director participation on a limited basis. The proposed amendment procedures (refer to II. Plan Features) and black out provisions (refer to I. Cost-Based Analysis Summary) within the plan are in line with ISS guidelines. As such, we support this resolution because the amendment provision has adequately limited the board's unilateral authority to amend the plan going forward and thereby providing better protection of shareholder interests. 4 Approve First Amended and Restated Employee For For Mgmt Stock Purchase Plan 5 Approve New General By-Law For Against Mgmt We recommend voting against this resolution to adopt the by-law given our view of the quorum provision which has the potential to impact shareholders' rights. 05/10/07 - A/S Compagnie Generale De Geophysique - F2349S108 05/07/07 2,366 Veritas (Frmly Cie Generale De Geophysique) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Omission For Mgmt of Dividend 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Discharge of Directors For Mgmt 5 Reelect Jean Dunand as Director For Mgmt 6 Reelect Christian Marbach as Director For Mgmt 7 Ratify Mazard and Guerard as Auditor For Mgmt 8 Ratify Ernst and Young as Auditor For Mgmt 9 Ratify Patrick de Cambourg as Alternate For Mgmt Auditor 10 Ratify Auditex as Alternate Auditor For Mgmt 11 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 580,000 12 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 13 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions Special Business 14 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 54 Million 15 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 18 Million 16 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 17 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capitalization of Reserves of Up For Mgmt to EUR 10 Million for Bonus Issue or Increase in Par Value 19 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 20 Approve Transfer of an Autonomous Section For Mgmt of the Company to CGG Services 21 Amend Employee Savings-Related Share For Mgmt Purchase Plan 22 Approve Issuance of Securities Convertible For Mgmt into Debt 23 Approve Stock Option Plans Grants For Mgmt 24 Authorize up to 1 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 25 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 26 Amend Articles of Association Re: Record For Mgmt Date 27 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/12/06 - S Cosco Corp (Singapore) Ltd (frmlyCosco Y1764Z208 None 235,160 Investment (Singapore 1 Approve Mandate for Transactions with For For Mgmt Related Parties 10/19/06 - S Cosco International Holdings (frmrl. G8114Z101 None 602,000 Shun Shing Holdings) 1 Approve Acquisition by Dynamic Class Ltd. For For Mgmt of 20 Percent and 4 Percent Equity Interest in Sino Ocean Real Estate Development Co., Ltd. from COSCO and COSCO Tianjin, Respectively, at a Consideration of RMB 329.4 Million and RMB 65.9 Million, Respectively I. Transaction Summary Acquirer: Dynamic Class Ltd. (Dynamic Class), a wholly-owned subsidiary of the company Target: An aggregate of 24 percent equity interest in Sino Ocean Real Estate Development Co., Ltd. (SORED) held in part as to 20 percent by China Ocean Shipping (Group) Co. (COSCO) and 4 percent by Tianjin Ocean Shipping Co. (COSCO Tianjin) Consideration: cash Transaction Terms: Dynamic Class would acquire a 20 percent equity interest in SORED from COSCO for a cash consideration of RMB 329.4 million ($40.8 million) and a 4 percent equity interest in SORED from COSCO Tianjin for a cash consideration of RMB 65.9 million ($8.2 million) Value of Transaction: RMB 395.3 million ($49.0 million) Fairness Opinion: CIMB-GK Securities (HK) Ltd. Accounting Treatment: Not Disclosed Tax Treatment: Not Disclosed Walkaway Rights/Breakup Fee: Not Disclosed Dividends: None II. Company Description SORED, a company with a current registered capital of RMB 1.0 billion ($123.9 million), is principally engaged in the businesses of property development and investment, decoration, trading of construction materials and provision of property consultancy services in the People's Republic of China (PRC). As at June 30, 2006, the value of its property portfolio is approximately RMB 11.0 billion ($1.4 billion), as valued by Vigers Appraisal and Consulting Ltd., a professional valuer. III. Transaction Under the proposed acquisition, Dynamic Class would acquire an aggregate of 24 percent equity interest in SORED, comprising a 20 percent equity interest held by COSCO for a cash consideration of RMB 329.4 million ($40.8 million) and a 4 percent equity interest held by COSCO Tianjin for a cash consideration of RMB 65.9 million ($8.2 million). Based on arm's length negotiations between the parties, the consideration represents a premium of approximately 10.3 percent over the net asset value (NAV) of SORED as at June 30, 2006 of RMB 1.5 billion ($185.8 million) and a discount of approximately 17.4 percent on the adjusted NAV of approximately RMB2.0 billion ($247.7 million). The aggregate consideration would be funded by internal resources of the company and its subsidiaries (Group). Upon completion, Dynamic Class would own 24 percent of the equity interest in SORED. Coupled with the 20 percent equity interest in SORED held by Mission Success Ltd., another wholly-owned subsidiary of the company, the Group would hold a total of 44 percent equity interest in SORED. IV. Rationale Considerations (Disclosure Level: Satisfactory) In this case, the company provided satisfactory information regarding the proposed acquisition. The Group has been holding a 20 percent equity interest in SORED after a share acquisition and subsequent capital injection in 2003. By increasing the Group's equity stake in SORED from 20 percent to 44 percent and in view of SORED's rapid growing business in the recent years and its proven track record in the property development business in the PRC, it is expected that the proposed acquisition would eventually bring meaningful profit contribution for the Group. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group immediately upon the completion of the acquisition (Enlarged Group) as of June 30, 2006, the Group's cash and cash equivalents would decrease by 33.1 percent from $150.3 million to $100.6 million. VI. Risks The company did not disclose possible risks pertaining to the acquisition of SORED. VII. Market Reaction (vs. market index during same period) The market reaction with respect to the acquisition appears positive. -Pre-announcement: The shares increased by 19.2 percent in the 60 days prior to Aug. 22, 2006 (the Announcement Date) vs. a 8.4 percent increase for the HSI, outperforming the index by 10.8 percentage points -Initial: The shares increased by 2.5 percent a day before the Announcement Date, vs. a 0.8 percent increase for the HSI, outperforming the index by 1.7 percentage points -Post-analysis: The shares increased by 18.0 percent from the Announcement Date to Oct. 3, 2006, vs. a 2.1 percent increase for the HSI, outperforming the index by 15.9 percentage points VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of SORED. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 12/21/06 - S Cosco International Holdings (frmrl. G8114Z101 None 602,000 Shun Shing Holdings) 1 Approve Connected Transaction and Annual For For Mgmt Caps This item seeks to approve the proposed connected transactions between China Ocean Shipping (Group) Co. (COSCO), the company's ultimate holding company, COSCO (Hong Kong) Group Ltd., the company's intermediate holding company, and their subsidiaries and other associates, excluding the company and its subsidiaries (the Group), (collectively referred to as the COSCO Group); and COSCO (Hong Kong) Insurance Brokers Ltd. (HK Insurance), a wholly-owned subsidiary of the company; and Shenzen COSCO Insurance Brokers Ltd. (SZ Insurance), a 55 percent owned subsidiary of the company, concerning the provision of marine and general insurance brokerage services (the Services) by the Group to COSCO Group for a term of three years commencing from Jan. 1, 2007 to Dec. 31, 2009. Under the agreement, the Group, acting as insurance broker, would source insurance companies, which are third parties independent of the company, upon the request of COSCO Group for a particular marine or general insurance coverage. The Group would be entitled to receive commission or other brokerage income from the relevant insurance companies for the transaction/s based on market rates or rates which are no less favorable than those offered for similar insurance brokerage services provided to independent third parties and the insurance premium payable by the COSCO Group to the relevant insurance companies would be on normal commercial terms and negotiated on an arm's length basis. For each of the three financial years ending Dec. 31, 2007, 2008 and 2009, annual caps of HK$44.8 million ($5.8 million), HK$49.3 million ($6.4 million) and HK$54.3 million ($7.0 million) respectively, have been set. In determining the annual caps, the Board has (a) examined and compared the most recent performance of HK Insurance during the years 2004 and 2005, and the nine months ended Sept. 30, 2006; (b) interviewed the management of HK Insurance and SZ Insurance to obtain opinion on the projected volume of the connected transactions for the years 2007 until 2009; and (c) considered the following factors: (i) business growth trend of the Services to be provided by HK Insurance and SZ Insurance; (ii) recent price trend of the ocean vessels - higher price required for higher insured sum; (iii) premium rate movement and trend quoted by insurance underwriters; (iv) growth prospects of SZ Insurance given its commencement of business in the second half of 2006; (v) estimated demands of the Services for the existing and new vessels and charter boats of the COSCO Group for the years 2007 until 2009; and (vi) unaudited management accounts of HK Insurance and SZ Insurance for the nine months ended Sept. 30, 2006, in determining the proposed annual caps. ISS notes that the connected transactions would be conducted in the usual and ordinary course of business of the Group and would be based on normal commercial terms and on terms no less favorable to the Group than terms available to other independent parties. The proposed transactions would help to increase and secure the market share of HK Insurance and SZ Insurance to the COSCO Group, as they remain to be the major customer of the Group and are considered to be one of the largest shipowners in the world. CIMB-GK Securities (HK) Ltd., the appointed independent financial adviser, finds the proposed connected transactions to be fair and reasonable to the company and shareholders. This item also seeks to grant authority to any director to execute documents and agreements and do all acts in connection to the proposed connected transactions. These are reasonable requests. 03/15/07 - S Cosco International Holdings (frmrl. G8114Z101 None 602,000 Shun Shing Holdings) 1 Approve Sale by COSCO (B.V.I.) Hldgs. Ltd. For For Mgmt of 100 Shares of $1.0 Each in the Issued Share Capital of COSCO Construction Ltd. and Related Shareholder's Loan to COSCO (H.K.) Property Devt. Ltd. This item seeks to approve the proposed disposal by COSCO (B.V.I.) Hldgs. Ltd. (COSCO BVI), a wholly-owned subsidiary of the company, of: (a) 100 shares of $1.0 each, representing the entire issued share capital of COSCO Int'l Construction Ltd. (COSCO Construction), another wholly-owned subsidiary of the company, (Sale Shares); (b) approximately HK$403.5 million ($52.0 million) owed by COSCO Construction to COSCO BVI (Shareholder's Loan); and (c) further advances of shareholder's loan from COSCO BVI to COSCO Construction in the amount of relevant operating loss from Jan. 1, 2007 up to the date on which the conditions for the proposed disposal is fulfilled (Further Advances) to COSCO (H.K.) Property Development Ltd. (COSCO HK Property), a wholly-owned subsidiary of COSCO (Hong Kong) Group Ltd., which is in turn the company's ultimate holding company. Under the agreement, a cash consideration of HK$2.0 ($0.3), which was determined after taking into account the adjusted book value of the assets and liabilities of COSCO Construction and its subsidiaries (COSCO Construction Group) as at Dec. 31, 2006 of approximately HK$403.6 million ($52.1 million) would be paid by COSCO HK Property to COSCO BVI. It was noted that as a term of the agreement, COSCO HK Property should procure that all existing and corporate guarantees provided by the company in respect of any liabilities of COSCO Construction Group (Existing Guarantees) be released and discharged and be replaced by such corporate guarantees given by members of COSCO HK Property and its subsidiaries (COSCO Property Group) excluding the company and its subsidiaries (Group). It was also noted that COSCO HK Property should indemnify the company against all obligations, liabilities and claims in connection with these Existing Guarantees. Upon completion of the proposed disposal, the Group would realize a gain of approximately HK$44,000 ($5,674) and COSCO Construction would cease to be a subsidiary of the Group. COSCO Construction Group is principally engaged in building construction, maintenance and property development. The board notes that it is the company's strategy to position itself into the ship trading business and it has no intention of further pursuing its building construction business, which is currently undertaken by COSCO Construction Group. The proposed disposal is in line with this strategy and presents an opportunity for the Group to dispose of its non-core assets so as to focus on its core business of ship trading and supplying services. This is a reasonable request. 05/29/07 - A Cosco International Holdings (frmrl. G8114Z101 05/22/07 602,000 Shun Shing Holdings) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt A final dividend of HK$0.043 ($0.005) per share has been proposed. 3a Reelect Wei Jiafu as Director For For Mgmt 3b Reelect Liu Guoyuan as Director For For Mgmt 3c Reelect Li Jianhong as Director For For Mgmt 3d Reelect Wang Futian as Director For For Mgmt 3e Reelect Jia Lianjun as Director For For Mgmt 3f Reelect Wang Xiaoming as Director For For Mgmt 3g Reelect Liang Yanfeng as Director For For Mgmt 3h Reelect Meng Qinghui as Director For For Mgmt 3i Reelect Chen Xuewen as Director For For Mgmt 3j Reelect Lin Libing as Director For For Mgmt 3k Reelect Wang Xiaodong as Director For For Mgmt 3l Reelect Lin Wenjin as Director For For Mgmt 3m Reelect Kwong Che Keung, Gordon as Director For For Mgmt 3n Reelect Tsui Yiu Wa, Alec as Director For For Mgmt 3o Reelect Jiang, Simon X. as Director For For Mgmt 3p Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration The company is proposing that PricewaterhouseCoopers be reappointed as its external auditors. 5a Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5b Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks to refresh the company's mandate to issue shares, representing up to 20 percent of current issued capital, without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent of issued capital from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, shareholders are recommended to oppose this item unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 08/30/06 - A COSMOS PHARMACEUTICAL CORP *3349* J08959108 05/31/06 7,547 1 Approve Dividends: Interim JY 0, Final JY For For Mgmt 10, Special JY 0 2 Amend Articles to: Limit Rights of Odd-lot For For Mgmt Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors 3 Elect Directors For For Mgmt 4 Approve Special Payments to Continuing For For Mgmt Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System 04/18/07 - A Cramo OyJ (Frmly Rakentajain X71756104 04/05/07 9,624 Konevuokraamo Oyj) Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Annual Report None Mgmt 1.3 Receive Auditor's Report None Mgmt 1.4 Accept Financial Statements and Statutory For Mgmt Reports 1.5 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 Per Share 1.6 Approve Discharge of Board and President For Mgmt 1.7 Fix Number of Directors at Six and Approve For Mgmt Their Remuneration 1.8 Fix Number of Auditors at Two and Approve For Mgmt Their Remuneration 1 Elect Directors For Mgmt 1.10 Appoint Auditors and Deputy Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/25/06 - A Creed Corp. *8888* J7007Z100 05/31/06 104 1 Approve Dividends: Interim JY 0, Final JY For For Mgmt 2000, Special JY 0 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors 05/31/07 - A/S Crescent Point Energy Trust *CPG.U* 225908102 04/26/07 26,670 1 Fix Number of Directors at Seven For For Mgmt 2 Elect Directors For For Mgmt 3 Ratify PricewaterhouseCoopers LLP as For For Mgmt Auditors 4 Amend Restricted Stock Plan For For Mgmt Conclusion Where companies are proposing changes to the amendment or black-out provisions of existing equity-based compensation plans are not contemplating increasing the size of such plans, ISS will base our vote recommendation solely on the merits of the provisions being proposed. For clarification, where companies are also proposing any other amendments that will substantially affect the cost of an equity-based compensation plan, ISS will continue to run our proprietary compensation model and review all relevant provisions and usage of the plan when determining vote recommendations. Since the plan is a full value award plan, the limitation of Insiders by points b) and c) of the amendment provision would not have any meaningful effect on the plan following our communications with the trust to clarify the intention of those provisions. We would prefer to see the amendment provision also requires unitholder approval for any amendments that would provide for the transferability or assignability of Restricted Units. The trust has indicated to ISS that it will not amend the plan to allow transfer or assignment of Restricted Units, except for normal estate purposes. As such, ISS believes that the amendment provision adequately restricts the amending powers of plan administrators. 04/24/07 - A CSE Global Ltd (frmly CSE Systems & Y8346J107 None 59,000 Engineering Ltd) 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare First and Final Dividend of SGD For For Mgmt 0.035 Per Share 3 Reelect Lim Ming Seong as Director For Against Mgmt Due to the company's failure to provide the annual report for fiscal year 2006, we are unable to ascertain the level of independence of this nominee. Given this and considering our position against executive directors who are also members of key board committees, as their presence threatens to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest, and the best practice recommendations stipulated in Singapore's Code of Corporate Governance that limit members of the Audit and Remuneration Committees to non-executives only, a vote against this resolution is recommended. 4 Reelect Goh Boon Seng as Director For Against Mgmt 5 Approve Directors' Fees of SGD 190,000 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 196,000) 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Approve Issuance of Shares and Grant For Against Mgmt Options Pursuant to the CSE Global Limited Executives' Share Option Scheme In this case, the percentage of shares available under the Scheme is 12 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well-structured to justify a potential dilution level of 12 percent. 9 Approve Issuance of Shares and Grant For For Mgmt Options Pursuant to the CSE (US Subsidiaries) Incentive Stock Option Plan 04/24/07 - S CSE Global Ltd (frmly CSE Systems & Y8346J107 None 59,000 Engineering Ltd) 1 Approve Allotment and Issuance of Up to For For Mgmt 170.4 Million Bonus Shares on the Basis of One Bonus Share for Every 2 Existing Shares 07/13/06 - A Csr Ltd. *CSR* Q30297115 07/11/06 165,812 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Year Ended March 31, 2006 2 Adopt the Remuneration Report for the Year For For Mgmt Ended March 31, 2006 3a Elect Barry Jackson as Director For For Mgmt 3b Elect John Story as Director For For Mgmt 4 Amend the Constitution to Renew For For Mgmt Proportional Takeover Provisions for a Further Three Years 06/28/07 - A D&M HOLDINGS INC *6735* J1232Z100 03/31/07 47,030 1 Elect Directors For Split Mgmt 1.1 Elect Director --- For Candidates 4, 6 to 9 have been designated as outsiders, but candidates 6 and 9 meet our criteria for independence. Candidate 4 is president of the Japanese subsidiary of D&M's second largest shareholder, Phillips Electronics. Candidate 7 is the executive vice-president of RHJ International, which is the parent company of D&M. Candidate 8 is a vice-president of RHJI Industrial Partners Asia, a subsidiary of parent RHJ International. Candidate 6 is a former vice president of International Paper and director of Boston Acoustics, and Candidate 9 is the chairman of On International Inc. These nominees appear to meet our criteria for independence. Because the benefits of adopting a US-style board are undermined by the appointment of outside directors who lack independence, we recommend that shareholders oppose nominees 4, 7 and 8. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- Against see item 1.1 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- Against see item 1.1 1.8 Elect Director --- Against see item 1.1 1.9 Elect Director --- For 05/23/07 - S D/S NORDEN K19911138 05/02/07 100 1 Approve DKK 1.475 Million Reduction in For For Mgmt Share Capital via Share Cancellation; Amend Articles Accordingly 06/20/07 - S D/S NORDEN K19911146 06/01/07 2,000 1 Approve DKK 1.475 Million Reduction in For For Mgmt Share Capital via Share Cancellation; Amend Articles Accordingly 03/15/07 - A Daegu Bank Y1859G115 12/31/06 40,600 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 565 Per Share 2 Amend Articles of Incorporation to Increase For For Mgmt Number of Independent Non-Executive Directors and to Set Audit Committee Member's Term 3 Elect Three Independent Non-Executive For For Mgmt Directors 4 Elect Members of Audit Committee For For Mgmt 5 Approve Stock Option Grants For For Mgmt 05/25/07 - A Daewoong Pharmaceutical Co. Y1915W104 03/31/07 5,308 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 800 Per Share This item seeks approval of the company's financial statements and of management's plans for allocating income for the year. The company is proposing a dividend of KRW 800 per share. This corresponds to a payout ratio of approximately 15 percent, down from 18.4 percent in the previous year. The company is increasing its dividend from KRW 700 in the previous year to KRW 800 as the company's net income increased 37.7 percent year over year. 2 Amend Articles of Incorporation For Against Mgmt The amendment would allow the board to decide on the limit of the number of additional convertible bonds and bonds with subscription warrant that may be issued and at what price. The discretion is especially troubling considering that the board may issue bonds that are convertible into ordinary shares. Because of the excessive discretion afforded to the board in setting the terms of the issuances, the undisclosed nature of the authorization, and the history of widespread collusive business practices in the Korean market, we do not support this request. 3 Elect Two Executive Directors For For Mgmt The two executive (inside) director nominees are Yoon Jae-soong, the representative director of the company and Kim Jung-ho, a managing director of the company. Neither nominee has engaged in any disclosable transaction with the company within the last three years. Yoon is a son of the largest shareholder of the company. The number of directors on the board remains unchanged at nine, of whom three are independent non-executive (outside) directors. 4 Approve Limit on Remuneration of Directors For For Mgmt This item is to fix a maximum amount for director remuneration for the year at KRW 2 billion, unchanged from the previous year. The actual payout amount for the last year for three outside directors was KRW 68.4 million. The level of directors' fees is usually not problematic among Korean companies, and we see no reason to oppose this routine resolution. 5 Approve Limit on Remuneration of Auditor For For Mgmt This item seeks to fix an amount for internal auditor remuneration for the year. The amount proposed for one auditor is KRW 150 million, unchanged from the previous year. This level of fees is not high by Korean standards, and companies usually do not pay out the entire amount authorized. We recommend that shareholders vote for this resolution. 06/27/07 - A Daiichi Jitsugyo Co. Ltd. *8059* J09492109 03/31/07 13,954 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 13 The payout ratio for the full year is 28 percent based on consolidated earnings, or 35 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials The proposed changes are routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 3.14 Elect Director --- For 4 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders, and we have no reason to oppose this resolution. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 70 million to 14 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 05/24/07 - A Daiseki Co. Ltd. *9793* J10773109 02/28/07 3,055 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 6, Final JY 8, Special JY 0 The payout ratio is 14 percent based on consolidated earnings, or 15 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the year is on the low side by Japanese standards. However, the company has posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives.The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 06/22/07 - A Daito Bank *8563* J10941102 03/31/07 28,765 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 1.5 The payout ratio for the full year is 5 percent based on either parent-only or consolidated earnings. The payout ratio for the full year is on the low side by Japanese standards. We will consider recommending votes against future income allocations, if profits grow and the dividend payment is not increased. 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials The proposed changes are routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 4 Background of non-executive nominee(s): The nominee is the current executive of Koriyama Chamber Commerce and Industry. Board Profile Composition of board after this meeting: 3 executives and 1 non-executive. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 Nominee 2 meets our criteria for independence. He is a former local government official. 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditors One of the retiring auditors has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 07/31/06 - A Dana Petroleum PLC G26503113 None 39,767 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect Thomas Cross as Director For For Mgmt 3 Re-elect David MacFarlane as Director For For Mgmt 4 Elect Philip Dayer as Director For For Mgmt 5 Elect Stuart Paton as Director For For Mgmt 6 Re-elect Angus Burn as Director For For Mgmt 7 Approve Remuneration Report For Against Mgmt 8 Reappoint Ernst & Young LLP as Auditors of For For Mgmt the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,680,695 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 641,579 12 Authorise 8,554,300 Ordinary Shares for For For Mgmt Market Purchase 09/26/06 - S Dana Petroleum PLC G26503113 None 51,301 1 Approve Dana Petroleum Plc 2006 Long-Term For For Mgmt Incentive Plan and the Employee Benefit Trust to be Established for Use in Connection with the Plan; Authorise the Directors to Do All Acts and Things Necessary to Carry the Plan into Effect 2 Approve Deferred Share Payment A (Deferred For Against Mgmt Compensation); Authorise the Directors to Do All Acts and Things Necessary to Carry the Arrangement into Effect 3 Approve Deferred Share Payment B (Exchange For For Mgmt Options); Authorise the Directors to Do All Acts and Things Necessary to Carry the Arrangement into Effect 4 Approve Dana Petroleum Plc Share Incentive For For Mgmt Plan; Authorise the Directors to Do All Acts and Things Necessary to Carry the Plan into Effect 11/27/06 - S Datamonitor plc G2659P107 None 10,401 1 Approve Acquisition by the Co. of All For For Mgmt Issued and to be Issued Share Cap. of Ovum Plc Subject to the Terms and Conditions of the Offer Document; Auth. Board to Take All Steps to Complete the Acquisition and to Do All Thing Necessary Pursuant to the Offer 07/27/06 - A De La Rue Plc G6448X115 None 38,639 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 11.8 Pence Per For For Mgmt Ordinary Share 4 Re-elect Michael Jeffries as Director For For Mgmt 5 Re-elect Keith Hodgkinson as Director For For Mgmt 6 Re-elect Nicholas Brookes as Director For For Mgmt 7 Elect Gill Rider as Director For For Mgmt 8 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,309,688 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,296,682 12 Authorise 24,787,640 Ordinary Shares for For For Mgmt Market Purchase 13 Authorise the Company to Make Donations to For For Mgmt EU Political Organisations up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 While this is a standard item, the Company is seeking a four-year authority for these proposals. NAPF guidelines recommend that Companies seek annual renewal resolutions proposals related to political expenditure and donations. Upon engagement, the Company explained to RREV that it has been Company policy for twenty years not to make any political donations at all and that the current resolutions are precautionary in nature. As the regulations require a separate resolution for each EU subsidiary rather than a composite one, the Company is seeking authority every four years, as permitted by the Political parties, Elections and Referendums Act 2000, rather than every year. The Company has confirmed that if it were to change its policy not to make any political donations, it would submit these resolutions for shareholder approval annually. RREV therefore recommends that shareholders support resolutions 13 to 24. 14 Authorise De La Rue International Limited For For Mgmt to Make Donations to EU Political Organisations up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 See Item 13 for a more detailed explanation. 15 Authorise De La Rue Holdings Plc to Make For For Mgmt Donations to EU Political Organisations up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 See Item 13 for a more detailed explanation. 16 Authorise De La Rue Cash Systems NV to Make For For Mgmt Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 17 Authorise De La Rue Smurfit Limited to Make For For Mgmt Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 18 Authorise De La Rue Cash System S.A. to For For Mgmt Make Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 19 Authorise De La Rue Cash Systems GmbH to For For Mgmt Make Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 20 Authorise De La Rue BV to Make Donations to For For Mgmt EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 21 Authorise De La Rue Systems S.A. to Make For For Mgmt Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 22 Authorise De La Rue Cash Systems AB to Make For For Mgmt Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 23 Authorise De La Rue Currency and Security For For Mgmt Print Limited to Make Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 24 Authorise De La Rue Systems Automatizacao, For For Mgmt S.A. to Make Donations to EU Political Organisations up to GBP 10,000 and to Incur EU Political Expenditure up to GBP 10,000 See Item 13 for a more detailed explanation. 04/18/07 - A Denison Mines Corp. *DML* 248356107 03/09/07 39,600 1 Elect as Director John H Craig, W Robert For For Mgmt Dengler, Brian D Edgar, E Peter Farmer, Ron F Hochstein, Paul F Little, Lukas H Lundin, William A Rand, Roy J Romanow, and Catherine J G Stefan. 2 Appoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 01/08/07 - S Derwent London plc G27300105 None 9,346 1 Approve Merger with London Merchant For For Mgmt Securities Plc; Approve Increase in Authorised Capital from GBP 3,550,000 to GBP 6,036,850; Authorise Issue of Equity with Pre-emptive Rights up to GBP 2,486,850 in Connection with the Merger 2 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors to GBP 400,000 3 Change Company Name to Derwent London Plc For For Mgmt 05/11/07 - A Deutsche Boerse AG D1882G119 None 313 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 3.40 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Approve EUR 100 Million Capitalization of For Mgmt Reserves; Approve 2:1 Stock Split 6 Approve Creation of EUR 14 Million Pool of For Mgmt Capital without Preemptive Rights (Authorized Capital III) 7 Approve Stock Bonus Plan for Key Employees; For Mgmt Approve Creation of EUR 6 Million Pool of Capital for Stock Bonus Plan 8 Authorize Share Repurchase Program and For Mgmt Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 10 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/18/07 - A Deutsche Lufthansa AG D1908N106 None 38,441 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.70 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Clemens Boersig to the Supervisory For Mgmt Board 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 8 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Deutsche Postbank AG D1922R109 None 2,952 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 1.25 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Authorize Repurchase of Up to 5 Percent of For Mgmt Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Approve Affiliation Agreements with For Mgmt Subsidiary Postbank Beteiligungen GmbH Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/10/07 - A Diploma plc G27664112 None 3,877 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 15 Pence Per For For Mgmt Ordinary Share 3 Re-elect John Matthews as Director For For Mgmt 4 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 5 Authorise Board to Fix Remuneration of For For Mgmt Auditors 6 Approve Remuneration Report For For Mgmt 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 377,465 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 56,620 9 Authorise 2,264,791 Ordinary Shares for For For Mgmt Market Purchase 02/23/07 - S Dodwell B.M.S. J12139101 12/31/06 20,701 1 Approve Formation of Joint Holding Company For For Mgmt with Graphtec Corp. Conclusion Based on our analysis in valuation and rationale, we recommend that shareholders vote for this merger. 05/11/07 - A Draegerwerk AG D22938118 04/20/07 4,406 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.49 per Common Share and EUR 0.55 per Preference Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Approve Remuneration of Supervisory Board For Mgmt 6 Ratify BDO Deutsche Warentreuhand AG as For Mgmt Auditors for Fiscal 2007 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Approve Change of Corporate Form from Stock For Mgmt Corporation (AG) to Partnership Limited by Shares (KGaA); Approve Draegerwerk Verwaltungs AG as Personally Liable Partner; Adopt New Articles of Association Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/11/07 - A Draka Holding N.V. N2771R199 05/07/07 8,581 1 Open Meeting None Mgmt 2.a Receive Report of Management Board None Mgmt 2.b Approve Financial Statements and Statutory For Mgmt Reports 3 Approve Allocation of Income and Dividends For Mgmt 4 Approve Discharge of Management Board For Mgmt 5 Approve Discharge of Supervisory Board For Mgmt 6 Elect Members to Supervisory Board For Mgmt 7 Approve Remuneration of Supervisory Board For Mgmt 8 Approve Remuneration Report Containing For Mgmt Remuneration Policy for Management Board Members 9 Ratify Auditors For Mgmt 10 Grant Board Authority to Issue Shares and For Mgmt Restricting/Excluding Preemptive Rights 11.a Authorize Repurchase of Preference Shares For Mgmt 11.b Authorize Repurchase of Ordinary Shares For Mgmt 12 Cancel Preference Shares Held by the Company For Mgmt 13 Allow Questions None Mgmt 14 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/18/07 - A Drillisch AG D23138106 04/27/07 8,904 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Omission For Mgmt of Dividends 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify BDO Deutsche Warentreuhand AG as For Mgmt Auditors for Fiscal 2007 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Approve Creation of EUR 19.2 Million Pool For Mgmt of Capital without Preemptive Rights 8 Approve EUR 0.9 Million Capitalization of For Mgmt Reserves for Increase in Par Value 9 Amend Articles Re: Conducting of For Mgmt Shareholder Meeting due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) 10 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 11 Approve Affiliation Agreement with For Mgmt Subsidiary McSIM Mobilfunk GmbH 12 Amend Existing Affiliation Agreements with For Mgmt Subsidiaries VICTORVOX GmbH, SIMply Communication GmbH, IQ-work Software AG, and Alphatel Kommunikationstechnik GmbH Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/07/06 - A DTZ Holdings Plc (Fm. Debenham Tewson G2848D114 None 28,509 & Chinnocks Hold. Plc) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 7 Pence Per For For Mgmt Ordinary Share 3a Re-elect Mark Struckett as Director For For Mgmt 3b Re-elect Peter Stone as Director For For Mgmt 3c Re-elect Dag Detter as Director For For Mgmt 3d Re-elect Alicja Lesniak as Director For For Mgmt 4 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 5 Approve Remuneration Report For For Mgmt 6 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 683,072 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 135,846 8 Authorise 2,716,927 Ordinary Shares for For For Mgmt Market Purchase 9 Approve DTZ Holdings Plc Long-Term Reward For For Mgmt Plan Performance conditions RREV has no objections to the performance conditions attached to the scheme. Brokers' forecasts indicate that the EPS targets were stretching at the time of conception, although recent forecasts indicate that the performance expectations have increased, suggesting that the targets for the vesting of the maximum award are no longer as stretching as originally intended. RREV welcomes the removal of retesting from the COSOP and the introduction of performance conditions for free shares under the Co-Investment Plan. Dilution Our main concern with the LTRP is in the area of dilution. NAPF policy recommends that the aggregated commitments of all a Company's incentive schemes (discretionary and non-discretionary) must not exceed 10% of the issued ordinary share capital (adjusted for scrip/bonus and rights issues) in any rolling 10 year period. Within these limits, the maximum commitment to discretionary incentive schemes must not exceed 5% of the issued ordinary share capital in any rolling 10 year period. The LTRP is a discretionary scheme, but the Company has explained to RREV that it is not proposing to include a 5% limit for discretionary schemes, since, the Company believes that grants under the discretionary schemes are likely to be more significant compared to grants under all employee schemes than would be the case with other business sectors, as the Company is a 'people business'. Voting Recommendation Although we are very critical of the omission of the 5% dilution limit for discretionary schemes, we consider that in other respects the proposals reflect current good practice. In addition, they are a significant improvement on the Company's existing arrangements, which the Plan will replace. For this reason, we are recommending that shareholders support the adoption of the LTRP. Nevertheless, we urge the Company to reconsider its approach to dilution with a view to adopting the 5% in 10 years guideline. In addition, we shall expect the Company to disclose its latest dilution level in each annual report, in order to permit shareholders to monitor the changes in this important metric. 10 Approve DTZ Holdings Plc Share Incentive For For Mgmt Plan 05/03/07 - A/S Dundee Real Estate Investment Trust ADPV03041 03/27/07 13,800 *D.U* 1 Elect Gunther Bautz, Detlef Bierbaum, For For Mgmt Donald K. Charter, Michael J. Cooper, Peter A. Crossgrove, Robert G. Goodall, Duncan Jackman and Robert Tweedy as Trustees 2 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 3 Amend Deferred Unit Incentive Plan For Against Mgmt VI. Vote Recommendation In Canada, ISS recently implemented a pay-for-performance assessment, looking for correlation between CEO's pay and the company's total shareholder return. Specifically if a company has negative one- and three-year fiscal total shareholder returns, and its CEO also had an increase in total direct compensation from the prior year, it would require closer scrutiny. If more than half of the increase in total direct compensation is attributable to equity compensation, ISS may recommend a vote against an equity-based compensation plan in which the CEO participates. The assessment applies to TSX Composite Index companies that have at least three fiscal years of stock price history and have had the same CEO in place for the past two fiscal years. Dundee REIT has a positive one- and three-year TSR of 62 and 28 percent. The estimated shareholder value transfer of the company's plans of 2 percent is equal to or less than the allowable cap for this company of 4 percent. ISS believes the plan amendment provision has adequately limited the board's unilateral authority to amend the plan as it exists at this time. Should non-management trustees be removed as eligible participants in the future, we would expect to see this provision added to the list of amendment requiring shareholder approval. ISS opposes plans that provide for discretionary director/trustee participation. This is a practice which gives rise to the possibility of self-dealing by directors in options. Directors who are able to grant themselves options without limit could find their independence compromised. 05/02/07 - A DURO FELGUERA SA EX.GRUPO DURO E3800J109 None 8,202 FELGUERA SA, OVIEDO 1 Accept Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports for Fiscal Year 2006 and Approve Allocation of Income 2 Approve Discharge of Board of Directors For For Mgmt 3 Fix Number of Directors; Elect Directors For Against Mgmt On this item, we consider there to be several factors that warrant a vote against. The withholding of director names before the meeting diminishes shareholder's ability to make informed voting decisions, while the presence of an executive director on the board's Audit Committee raises concerns of conflicts of interest. Moreover, both are practices which the majority of Spanish companies no longer follow. Given these concerns, we cannot recommend shareholder support for this item. 4 Grant Authority to the Board to Increase For For Mgmt Capital Via Issuance of Securities; Amend Article 5 of Company Bylaws; Approve Listing of New Securities in the Stock Exchange 5 Authorize Repurchase of Shares For For Mgmt 6 Elect External Auditors For For Mgmt 7 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 06/27/07 - A Eagle Industry Co. Ltd. *6486* J12558110 03/31/07 52,420 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 5 The payout ratio for the full year is 13 percent based on consolidated earnings, or 31 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1 and 2 Neither nominee meets our criteria for independence. Both nominees are current executives of the largest shareholder in the company with a 28.6 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, Both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditors The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 20 million per month to JY 30 million per month. After the meeting, the number of directors will increase from 12 to 14. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 04/18/07 - A/S Eiffage F2924U106 04/13/07 3,221 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Consolidated Financial Statements For Mgmt and Discharge Directors 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Appoint KPMG SA as Auditors and Bertnard For Mgmt Paulet as Deputy Auditors 6 Appoint PricewaterhouseCoopers Audit as For Mgmt Auditors and Yves Nicolas as Deputy Auditors 7 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 8 Reelect Jean-Francois Roverato as Director For Mgmt 9 Ratify Appointment of Benoit Heitz as For Mgmt Director and Reelect him 10 Elect Jean-Claude Kerboeuf as Director For Mgmt A Elect Vincente Benedito Frances as Director Against ShrHoldr B Elect Ana de Pro Gonzalo as Director Against ShrHoldr C Elect Jose Manuel Loureda Lopez as Director Against ShrHoldr D Elect Santiago del Pino Aguilera as Director Against ShrHoldr E Elect Javier Zarrabeitia Unzueta as Director Against ShrHoldr Special Business 11 Authorize Board to Issue Free Warrants with For Mgmt Preemptive Rights During a Public Tender Offer or Share Exchange 12 Amend Articles of Association Re: For Mgmt Shareholder Disclosure Threshold 13 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 14 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 15 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 17 Approve Stock Option Plans Grants For Mgmt 18 Authorize up to 1 Million Shares for Use in For Mgmt Restricted Stock Plan 19 Approve Employee Savings-Related Share For Mgmt Purchase Plan 20 Amend Articles of Association Re: Record For Mgmt Date 21 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/19/07 - A Elisa Corporation (frm.HPY Holding) X1949T102 03/09/07 37,116 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.50 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors and For Mgmt Auditors 1.7 Fix Number of Directors at Six; Fix Number For Mgmt of Auditors at One 1 Elect Directors For Mgmt 1.9 Appoint KPMG Oy Ab as Auditor For Mgmt 2 Amend Articles of Association to Comply For Mgmt with New Finnish Companies Act 3 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights; Authorize Reissuance of Repurchased Shares 4 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - S Elisa Corporation (frm.HPY Holding) X1949T102 06/18/07 36,355 1 Approve EUR 530.4 Million Decrease in Share For Mgmt Premium Fund 2 Approve Special Dividend of EUR 165 Million For Mgmt in Aggregate Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Ementor ASA (formerly Merkantildata R44435106 None 64,207 As) 1 Elect Chairman of Meeting For For Mgmt 2 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Receive President's Report None None Mgmt 5 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Allocation of Income and Omission of Dividends 6 Approve Remuneration of Auditors For For Mgmt 7 Approve Remuneration of Directors For For Mgmt 8 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 9 Reelect Bente Rathe and Jan-Fredrik For For Mgmt Wilhelmsen as Members of Nominating Committee 10 Approve Stock Option Plan for Employees; For For Mgmt Approve Creation of up to NOK 50 Million Pool of Capital to Guarantee Conversion Rights 11 Approve Creation of up to NOK 100 Million For For Mgmt Pool of Capital without Preemptive Rights 12 Authorize Repurchase of up to NOK 20 For For Mgmt Million of Issued Share Capital 02/14/07 - S ENDEMOL NV N30617109 02/07/07 21,816 1 Open Meeting None Mgmt 2 Receive Announcements on the Proposed None Mgmt Acquisition 3 Approve Acquisition of Endemol France S.A.S. For Mgmt 4 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/24/07 - A ENDEMOL NV N30617109 05/18/07 21,154 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Approve Dividends of EUR 0.45 Per Share For Mgmt 5 Approve Discharge of Management Board For Mgmt 6 Approve Discharge of Supervisory Board For Mgmt 7 Reelect Mr. G.H. Smit to Supervisory Board For Mgmt 8 Grant Board Authority to Issue Shares Up To For Mgmt 5.1 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Allow Questions None Mgmt 11 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/01/06 - A/S Energy Metals Corp. *EMC* 29271B106 10/27/06 9,967 1 Fix Number of Directors at Six For For Mgmt This is a routine resolution. 2 Elect Directors For For Mgmt 2.1 Elect Director Paul Matysek --- For We applaud the company for providing shareholders with the opportunity to vote with respect to each director individually. The board will consist an equal number of independent and related directors. The slate is composed of three independent, one affiliated and two inside nominees. Matysek, President and CEO; and Sheriff, member of management of the company, are an inside nominees. Watt, former President of the company is an affiliated nominee. Hand, Lupien, and Cole are independent nominees. The offices of Chairman and CEO have been separated. The company has not disclosed the existance of an Lead director in conjunction with the Chairman, Watt, who is an affiliated outsider. The board has formed a separate Compensation Committee. There are no insiders on any key committees. We note that Watt is an affiliated outsider sitting on all Audit, Compenstaion, and Corporate Goverance and Nominating Committees. 2.2 Elect Director William Sheriff --- For Sheriff is an is an insider nominee. 2.3 Elect Director James G.G. Watt --- For Watt is an affiliated nominee. 2.4 Elect Director Grayson Hand --- For Hand is an independent nominee. 2.5 Elect Director William Lupien --- For Lupien is an independent nominee. 2.6 Elect Director David Cole --- For Cole is an independent nominee. 3 Approve Davidson & Company as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors Davidson & Company have been the company's auditors since 1998. Multilateral Instrument 52-110 - Audit Committees requires all reporting issuers to disclose the fees paid to external auditors. According to the company, it paid $27,000 for audit, $44,100 for audit-related, $7,000 for tax, and Nil for other services provided by the auditing firm for the most recent fiscal year. Tax fees relate to tax services consisting of tax compliance, tax planning and advice. 4 Approval & Ratification of Rolling 10% For Against Mgmt Stock Option Plan Shareholders are asked to approve the Amended & Restated Stock Option Plan. The amendments include the conversion to a 10 percent rolling stock option plan, and update the amendment procedures. The effect of rolling plans is that shares reserved for issuance will automatically be replenished upon the exercise or cancellation of stock options. The TSX Exchange, where the company is listed, requires rolling option plans to be approved by shareholders every three years. Plans that reserves shares for options on a rolling basis is potentially more dilutive than a plan with a fixed number of shares reserved for options. We estimate that potential dilution will equal 11percent with a reservation of 7,312,991 shares, taking into account a 3.3 percent compond growth rate of outstanding shares over the three years. In general ISS prefers fixed limit option plans over rolling limit option plans. Share Price as of November 17 , 2006: $8.40, Outstanding Options as of Fiscal Year End: 3,707,600 Burn Rates (non-diluted): 2005 - 5.6 percent, 2004 - 7.6 percent, 2003 - 3.4 percent Three-Year Average - 5.5 percent Eligible Participants: Employees, officers, directors, and consultants, Maximum Annual Grants: five percent of outstanding shares to any individual in any one year; 10 percent of outstanding shares to any insider and their associates in any one year; 10 percent of outstanding shares to insiders as a group; two percent of outstanding shares to any consultant or Investor Relations employee in a one-year period, Exercise Price: market value on the date of grant, Option Terms: five years, Vesting: No mandatory vesting. To be determined by the board, Hold Period: Four months from grant date, Change in control: Not disclosed, Option Repricing: Not disclosed The terms of the Plan holds that the company may amend the Stock Option Plan without shareholder approve in the following cases:(a) to comply with the requirements of any applicable regulatory authority; (b) to comply with the rules, policies and terms of listing of any stock exchange on which the Company's securities are listed; (c) to correct any typographical errors in the Stock Option Plan or to amend wording of any provision of the Stock Option Plan for the purpose of clarifying the meaning of existing provisions; (d) to modify or extend the termination date applicable to any specific grant of Options; (e) to amend the exercise price of any Options held by persons who are not insiders; and (f) to amend the categories of persons described who are eligible to receive Options. The total cost of the company's plans of 8.53 percent is above the allowable cap for this company of 3.40 percent. We oppose the amendment to increase shares reserved for options because it would appear that non-employee directors have the ability to participate in options on a discretionary basis. This is a practice which gives rise to the possibility of self-dealing by directors in options. Directors who are able to grant themselves options without limit could find their independence compromised. In addition ISS will generally recommend against the approval of proposed amendment procedures that expressly premit changes in eligible participants which could lead to introduction or reintroduction of non-employee directors under a plan. 5 Other Business For Against Mgmt As we can not know the content of the issues to be raised under this item, we do not recommend shareholders approve this request. 05/15/07 - A Eriks Group (formerly ERIKS HOLDING) N5103E158 None 1,293 1 Open Meeting None Mgmt 2 Receive Announcements None Mgmt 3 Approve Minutes of the Meeting Taking Place For Mgmt on November 13, 2006 4 Receive Report of Management Board None Mgmt 5 Approve Financial Statements and Statutory For Mgmt Reports 6 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 7 Approve Dividends of EUR 1.35 Per Share For Mgmt 8 Approve Discharge of Management Board For Mgmt 9 Approve Discharge of Supervisory Board For Mgmt 10 Discussion on Company's Corporate None Mgmt Governance Structure 11 Elect Members to Supervisory Board For Mgmt 12 Approve Remuneration of Supervisory Board For Mgmt 13 Grant Board Authority to Issue Shares Up To For Mgmt 20 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 14 Allow Questions None Mgmt 15 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Espec Corp. *6859* J1323D109 03/31/07 4,700 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 11 The payout ratio for the full year is 21 percent based on consolidated earnings, or 24 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Expand Business Lines - For For Mgmt Limit Directors' Legal Liability - Limit Liability of Statutory Auditors In the item, the company asks for shareholder approval to expand its permitted business objectives. The new business lines proposed here includes disposal of devices and equipment. The change would not require the company to enter the new business; rather, it would give the board the right to do so at its discretion. The company also seeks the authority to impose limits on the legal liability of outside directors and outside statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 4 and 5 Background of non-executive nominee(s): Nominee 4 is a former vice president of NTN Corp. Nominee 5 is a former vice chairman of Itochu Corporation. Board Profile Composition of board after this meeting: 3 executives and 2 non-executives. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 5 Approve Retirement Bonus for Statutory For For Mgmt Auditor The retiring auditor has not been classified as independent, and we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 29 million to 5 directors, and JY 5.5 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 05/11/07 - A/S Essilor International F31668100 05/08/07 9,667 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Approve Consolidated Financial Statements For Mgmt and Discharge Directors 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1.10 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Ratify Maurice Marchand Tonel as Director For Mgmt 6 Elect Aicha Mokdahi as Representative of For Mgmt Employee Shareholders to the Board 7 Reelect Xavier Fontanet as Director For Mgmt 8 Reelect Yves Chevillotte as Director For Mgmt 9 Reelect Serge Zins as Director For Mgmt 10 Elect Bridget Cosgrave as Director For Mgmt 11 Reelect PricewaterhouseCooper as Auditor For Mgmt and Etienne Boris as Deputy Auditor 12 Elect Mazars and Guerard as Auditor and For Mgmt Jean-Louis Simon as Deputy Auditor 13 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 14 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 15 Approve Employee Savings-Related Share For Mgmt Purchase Plan 16 Approve Stock Option Plans Grants For Mgmt 17 Authorize up to 3 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 18 Set Global Limit for Capital Increase to For Mgmt Result from Issuance Requests Pursuant to Items 16 to 17 Regarding Stock Plans at 3 Percent of Capital 19 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 million 20 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 25 million 21 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capitalization of Reserves of Up For Mgmt to EUR 500 Million for Bonus Issue or Increase in Par Value 23 Approve Stock Split For Mgmt 24 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 25 Authorize Board to Issue Free Warrants with For Mgmt Preemptive Rights During a Public Tender Offer or Share Exchange 26 Amend Articles of Association Re: For Mgmt Shareholding Disclosure Threshold 27 Amend Article 24 of Association Re: Voting For Mgmt Rights Ceiling 28 Amend Articles of Association Re: General For Mgmt Meeting Quorum Requirements, Related Party Transactions, Employee Shareholder Representative, Record Date 29 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/19/06 - S EURONEXT N3113K363 12/12/06 12,559 1 Open Meeting None Mgmt 2 Designate Secretary of the Meeting For Mgmt 3 Approve Merger Agreement with NYSE Group For Mgmt Inc. and Jefferson Merger Sub, Inc. 4.a.1 Elect Rijnhard Beaufort to Supervisory Board For Mgmt 4.a.2 Elect Rene Barbier to Supervisory Board For Mgmt 4.b Designate The Two New Supervisory Board For Mgmt Members as Representatives of the Company 5 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/19/06 - S Eurozinc Mining Corp. 298804105 09/18/06 203,453 1 Approve Plan of Arrangement For For Mgmt 2 Other Business (Voting) For Against Mgmt As we can not know the content of the issues to be raised under this item, we do not recommend shareholders approve this request. 11/10/06 - A/S EUTELSAT COMMUNICATIONS(frmly F3692M128 None 47,360 SATBIRDS) Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Treatment of Losses For Mgmt 4 Approve Dividends of EUR 0.54 per Share For Mgmt 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Approve Discharge of Directors For Mgmt 7 Ratify Appointment of Geoffrey Fink as For Mgmt Director 8 Elect Frank Dangeard as Director For Mgmt 9 Elect Lord Birt as Director For Mgmt 10 Elect Roberto Colaninno as Director For Mgmt 11 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 700,000 12 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 13 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 14 Approve Issuance of Free Warrants During a For Mgmt Takeover up to an Aggregate Nominal Amount Corresponding at Maximum to the Amount of the Share Capital 15 Amend Articles of Association Re: Age Limit For Mgmt for Chairman, CEO, and Directors 16 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/15/07 - A/S EVS BROADCAST EQUIPMENT SA B3883A119 None 3,134 Annual Meeting Agenda 1 Receive Directors Report on the Statutory For Mgmt and Consolidated Annual Accounts of Fiscal Year Ended Dec.31, 2006 2 Receive Auditors' Reports on the Statutory For Mgmt and Consolidated Annual Accounts of Fiscal Year Ended Dec.31, 2006 3 Approve Statutory and Consolidated Annual For Mgmt Accounts and Allocation of Income, Included An Employee Proft Participation Plan 4 Approve Discharge of Directors and Auditors For Mgmt 5 Elect BIP Investment Partners SA, For Mgmt Represented by Marc Faber as Independent Director 6 Ratify a Belgian Statutory Auditor For Mgmt Special Meeting Agenda 1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 2 Authorize Board to Issue Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer 3 Amend Articles Regarding Elimination of For Mgmt Bearer Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/11/07 - S EVS BROADCAST EQUIPMENT SA B3883A119 None 3,134 Extraordinary Meeting 1 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 2 Authorize Board to Issue Shares in the For Mgmt Event of a Public Tender Offer or Share Exchange Offer 3 Amend Articles Re: Elimination of Bearer For Mgmt Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/22/06 - A EZRA HOLDINGS LTD Y2401G108 None 34,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.026 Per For For Mgmt Share and Special Dividend of SGD 0.016 Per Share 3 Reelect Lee Kian Soo as Director For Against Mgmt Due to the company's failure to provide the annual report for fiscal year 2006, we are unable to ascertain the level of independence of these nominees. Given this and considering our position against executive directors who are also members of key board committees, as their presence threatens to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest, a vote against these resolutions is recommended. 4 Reelect Tan Eng Liang as Director For Against Mgmt 5 Reelect Lee Cheow Ming Doris Damaris as For Against Mgmt Director 6 Reelect Wong Bheet Huan as Director For Against Mgmt 7 Approve Directors' Fees of SGD 249,000 for For For Mgmt the Year Ended Aug. 31, 2006 8 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights 10 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the Ezra Employees Share Option Scheme The percentage of shares available under the Ezra Employees Share Option Scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. Moreover, the plan allows for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the plan. 02/09/07 - S EZRA HOLDINGS LTD Y2401G108 None 34,000 Special Business 1 Amend Articles of Association For For Mgmt Ordinary Business 2 Approve Sale by Lewek Shipping Pte Ltd of For For Mgmt the Vessels to Bukit Merah Shipping Pte Ltd or Bukit Timah Shipping Pte Ltd and the Subsequent Leaseback of the Vessels to Emas Offshore Pte Ltd 3 Authorize Any Director of the Company to For For Mgmt Execute for and on Behalf of the Company Any Related Documents Required Under the Above Resolutions 06/21/07 - A F.C.C. Co., Ltd. *7296* J1346G105 03/31/07 10,132 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 13 The payout ratio for the full year is 16 percent based on consolidated earnings, or 30 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Change Location of Head For For Mgmt Office The proposed change is routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee Profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is an attorney in private practice. Nominee 1 is not designated by the company as independent, and we have no reason to oppose his nomination. 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonus for Statutory For For Mgmt Auditor The retiring auditor has not been classified as independent, and we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 62.58 million to 10 directors, and JY 12.54 million to 2 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 04/20/07 - S FirstGroup plc G34604101 None 107,596 1 Subject to the Passing of Resolutions 2, 3 For For Mgmt and 4, Approve Acquisition of Laidlaw International, Inc 2 Approve Increase in Authorised Capital from For For Mgmt GBP 30,000,000 to GBP 230,000,000 3 Subject to the Passing of Resolution 2, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 200,000,000 Pursuant to the Acquisition 4 Subject to the Completion of the For For Mgmt Acquisition of Laidlaw International, Inc, Auth. the Company to Incur and Permit Subsidiaries of the Company to Incur and Have Outstanding Borrowings for the Purpose of Facilitating the Acquisition up to USD 4,000,000,000 5 Subject to the Passing of Resolution 3, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,190,000 11/30/06 - A FKP Property Group(frmly FKP Limited) Q3930V102 11/28/06 25,978 *FKP* 1 Elect Rod Forrester as Director For For Mgmt 2 Elect David Crombie as Director For For Mgmt 3 Elect Seng Huang Lee as Director For For Mgmt 4 Adopt Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 5 Approve Increase in Remuneration for For Against Mgmt Non-Executive Directors from A$500,000 to A$650,000 Per Annum Executive Summary of Reason for Against Recommendation on Resolution 5 - Non-executive directors appointed prior to June 30, 2004, continue to accrue retirement benefits. 6 Ratify Past Issuance of 20.5 Million For For Mgmt Stapled Securities at an Issue Price of A$5.50 Each to Institutional Investors 7a Ratify Past Issuance of 11.6 Million For For Mgmt Stapled Securities to Mulpha Investments Pty. Ltd. and Mulpha Australia Ltd. Made on December 2005 in Consideration for the Acquisition of 49 Percent Interest in Mulpha FKP Pty. Ltd. 7b Ratify Past Issuance of 7.9 Million Stapled For For Mgmt Securities to Mulpha Investments Pty. Ltd. and Mulpha Australia Ltd. in Consideration for the Acquisition of 49 Percent Interest in Mulpha FKP Pty. Ltd. 05/29/07 - A/S FNX Mining Company Inc. *FNX* 30253R101 04/16/07 26,858 1 Elect Directors For Split Mgmt 1.1 Elect Director A.T. MacGibbon --- For We recommend withholding votes from Walter because he has attended less than 75 percent of the board and committee meetings without a valid reason, which we consider the minimum attendance threshold for public company directors. Anyone who accepts a nomination to serve as director should be prepared to make attendance at scheduled meetings a top priority particularly given the rigorous demands now placed on all directors of public companies. 1.2 Elect Director Donald M. Ross --- For 1.3 Elect Director J. Duncan Gibson --- For 1.4 Elect Director Robert Cudney --- For 1.5 Elect Director John Lydall --- For 1.6 Elect Director Robert Low --- For 1.7 Elect Director Bruce Walter --- Against 1.8 Elect Director John Lill --- For 1.9 Elect Director Daniel Innes --- For 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 3 Approve Stock Option Plan For Against Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 2 percent is equal to or less than the allowable cap for this company of 4 percent. Based on the information provided, the plan prohibits repricing of underwater stock options without shareholder approval. Non-employee directors are not eligible participants in this plan. ISS believes the plan amendment provision will grant the board overreaching authority to amend the plan without requiring further shareholders approval. 12/04/06 - S Fondiaria SAI Spa (Formerly SAI) T4689Q101 12/01/06 25,142 Special Meeting Agenda 1 Approve Reduction in Share Capital from EUR For Mgmt 177,680,822 to EUR 168,190,610, via Cancellation of n. 9,490,212 Treasury Shares; Modify Art. 5 of the Bylaws Accordingly Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/08/07 - A Fortis Inc. *FTS* 349553107 03/30/07 15,900 1 Elect Directors Peter E. Case, Bruce Chafe, For For Mgmt Frank J. Crothers, Geoffrey F. Hyland, Linda L. Inkpen, H. Stanley Marshall, John S. McCallum, Harry McWatters, David G. Norris, Michael A. Pavey and Roy P. Rideout 2 Approve Ernst & Young LLP as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors 06/28/07 - A FP Corporation *7947* J13671102 03/31/07 1,393 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 16 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 1.15 Elect Director --- For 1.16 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is Asia Air Survey Co., Ltd. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonuses for Statutory For Against Mgmt Auditors Two of the retiring auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 05/16/07 - A Fresenius AG D27348107 04/25/07 20,171 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.57 per Common Share and EUR 0.58 per Preference Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/08/07 - A FRIGOGLASS SA X3031A108 None 6,266 1 Accept Statutory Reports For Mgmt 2 Accept Financial Statements For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Approve Board Remuneration for Fiscal 2006 For Mgmt and Pre-Approve Board Remuneration for 2007 5 Approve Auditors and Authorize Board to Fix For Mgmt Their Remuneration 6 Approve Allocation of Income and Dividends For Mgmt 7 Approve Stock Option Plan For Mgmt 8 Elect Directors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/02/07 - A Fuchs Petrolub AG D27462122 04/10/07 5,485 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.94 per Common Share and EUR 1.00 per Preference Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Authorize Share Repurchase Program and For Mgmt Cancellation of Repurchased Shares 6 Approve Remuneration of Supervisory Board For Mgmt 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 8 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A Fugro NV N3385Q197 04/26/07 8,806 1 Open Meeting None Mgmt 2 Receive Report of Management and None Mgmt Supervisory Board 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Approve Discharge of Management Board For Mgmt 5 Approve Discharge of Supervisory Board For Mgmt 6a Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 6b Approve Allocation of Income and Dividends For Mgmt of EUR 0.83 per Share 7 Reelect J.A. Colligan to Supervisory Board For Mgmt 8 Approve Remuneration of Supervisory Board For Mgmt 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Grant Board Authority to Issue All For Mgmt Preference Shares and Ordinary Shares and Restricting/Excluding Preemptive Rights 11 Other Business (Non-Voting) None Mgmt 12 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/22/07 - A Fujimi Incorporated *5384* J1497L101 03/31/07 7,300 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 23 The payout ratio for the full year is 31 percent based on consolidated earnings, or 39 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Reduce Directors Term in For For Mgmt Office The proposed change is routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 6 executives and 0 non-executives. The board currently includes no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 Nominee 3 passes our criteria for independence. He is the current president of Mutsumi Bussan Co. Ltd. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Stock Option Plan for Directors For For Mgmt Option Plan Summary Eligibility: directors of the company. Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: The maximum number of shares which could be issued per year is 40,000. If this resolution is approved, the company will not need to seek annual shareholder approval for future option grants as long as the number of shares issued per year does not exceed the annual limit. Assuming that the company issues 40,000 shares per year over the next ten years, the maximum potential dilution from this plan, coupled with dilution from the company's other option plans and the option plan proposed in item 6, comes to 2.8 percent of issued capital. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company Exercise Period: Potentially begins two years after the grant date Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 6 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: employees of company, and directors and executives of affiliates. Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.5 percent of issued capital from this plan; 2.8 percent when combined with other option grants and the option plan proposed in item 5. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Will be determined by board, between June 23, 2009 and June 30, 2014. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 06/28/07 - A Furusato Industries *8087* J16548109 03/31/07 5,578 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 30 2 Amend Articles to: Expand Business Lines For For Mgmt The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former internal statutory auditor of one of the largest shareholders in the company with a 4.78 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Deloitte Touche Tohmatsu & Co be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Tohmatsu, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 06/27/07 - A Futaba Industrial Co. Ltd. *7241* J16800104 03/31/07 8,940 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 15 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 1.15 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Nominee 2 does not meet our criteria for independence. He is a current executive of Toyota Motor Corporation, the largest shareholder in the company with a 12.3 percent stake. However, nominee 3 passes our test for independence. He is a current senior advisor to Mitsui & Co., Ltd. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 2.1 2.3 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors Two of the retiring auditors have been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 10/27/06 - A Galliford Try plc G37100107 None 64,314 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt (2) DAVID CALVERLEY'S REMUNERATION: The former CEO, David Calverley, whose successor was appointed to the role of CEO in 1 July 2005, became non-executive Chairman on 28 October 2005. David Calverley received salary, benefits and a supplement in lieu of bonus until February 2006 under his former contractual entitlements as CEO and only started receiving fees as non-executive Chairman from 1 March 2006. The Company has explained that it agreed with David Calverley, pursuant to a letter dated 28 June 2005, that in consideration of his stepping down as CEO of Galliford Try plc, his contractual entitlement to be paid until February 2006 would be met through the continued payment of salary at the rate received when he was CEO. 3 Approve Final Dividend of 1.8 Pence Per For For Mgmt Share 4 Elect Ken Gillespie as Director For For Mgmt 5 Re-elect Andy Sturgess as Director For For Mgmt 6 Re-elect Chris Bucknall as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Audit Committee to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,599,249 9 Subject to the Passing of Resolution 8, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 690,568 10 Authorise 27,622,737 Ordinary Shares for For For Mgmt Market Purchase 11 Approve Galliford Try Plc 2006 Long Term For For Mgmt Incentive Plan; Authorise the Directors To Do All Acts and Things Necessary to Carry the Plan Into Effect Performance is measured against a custom peer group, comprising both housebuilding and construction companies and initially consisting of 20 companies. The companies comprised in the peer group were disclosed to RREV following engagement and RREV is satisfied that the size of the comparator group is sufficiently large for comparison purposes. Galliford Try plc is currently listed in the FTSE SmallCap Index, whereas the companies comprised in the competitor group are mainly FTSE 250 companies. Following engagement, the Company explained to RREV that it is just below the FTSE 250 Index and that most of its competitors are in the FTSE 250 Index. The Company disclosed that it consulted major shareholders regarding the structure of the LTIP and received positive feedback. On balance, RREV recommends that shareholders vote in favour of this resolution. 03/05/07 - S Galliford Try plc G37100107 None 64,314 1 Approve the Proposed Acquisition of Linden For For Mgmt Holdings Plc 2 Approve Increase in Authorised Capital from For For Mgmt GBP 18,000,000 to GBP 25,250,000 3 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,011,503 Pursuant to the Placing Agreement; Otherwise up to GBP 6,274,922 4 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,011,503 Pursuant to the Placing Agreement; Otherwise up to GBP 941,238 04/26/07 - A Gamma Holding NV N34176151 04/12/07 634 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Approve Allocation of Income and Dividends For Mgmt of EUR 2.00 per Ordinary Share and EUR 0.21 per Preference Share 5a Approve Discharge of Management Board For Mgmt 5b Approve Discharge of Supervisory Board For Mgmt 6 Reelect J.H.M. LindenBergh to Supervisory For Mgmt Board 7 Discussion on Company's Corporate None Mgmt Governance Structure 8 Ratify PricewaterhouseCoopers Accountants For Mgmt NV as Auditors 9a Grant Board Authority to Issue Shares Up To For Mgmt 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 9b Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Announcements and Allow Questions None Mgmt 11 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Geberit AG H2942E108 None 642 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Geberit AG H2942E108 None 642 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 40 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Reelect Klaus Weisshaar as Director For Mgmt 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt 6.1 Approve 10:1 Stock Split For Mgmt 6.2 Amend Articles Re: Reduce Capital Holding For Mgmt Requirement for Submitting Shareholder Proposals 6.3 Amend Articles Re: Majority Voting at For Mgmt General Meetings 6.4 Amend Articles Re: Closing of Company's For Mgmt Share Register 6.5 Change Location of Registered For Mgmt Office/Headquarters to Rapperswil-Jona Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/20/06 - S Geely Automobile Holdings Ltd G3777B103 None 800,000 (formerly GUORUN HOLDINGS LTD) 1 Approve Joint Venture Agreement Between For For Mgmt Geely Holding Ltd. and Centurion Industries Ltd. in Relation to the Establishment of a Joint Venture Company to be Named Zhejiang Kingkong Automobile Co. Ltd. This item seeks to approve the establishment of a sino-foreign equity joint venture to be named Zhejiang Kingkong Automobile Co. Ltd. (Zhejiang Kingkong JV) by Geely Hldg. Ltd., owned as to 55 percent by Li Shu Fu (Mr. Li), a director holding 60.2 percent equity interest in the company, and as to 45 percent by Li Xu Bing, brother of Mr. Li; and Centurion Industries Ltd. (Centurion), a wholly-owned subsidiary of the company. Under the agreement, Geely Hldg. Ltd. and Centurion would establish Zhejiang Kingkong JV, which would have a total investment of approximately RMB 701.6 million ($86.9 million), registered capital of approximately RMB 235.0 million ($29.1 million), and would be owned as to 53.2 percent and 46.8 percent by Geely Hldg Ltd. and Centurion, respectively. Geely Hldg. Ltd. would contribute its portion of the registered capital amounting to approximately RMB 125.0 ($15.5 million) by transferring to Zhejiang Kingkong JV, in a single transfer within six months following the establishment of Zhejiang Kingkong JV, 20 parcels of conjoining land with a total site area of approximately 807,102 square meters (sq.m.) on which are constructed 13 buildings with a total gross floor area of approximately 149,108.49 sq.m. and various ancillary structures located at Luqiao District, Taizhou City, Zhejiang Province, the People's Republic of China (PRC) (Geely Hldg. Assets) valued at approximately RMB 591.6 million ($73.3 million) by an independent valuer, which would result in a surplus amount of RMB 466.7 million ($57.8 million); while Centurion would contribute its 48.8 percent capital contribution amount of approximately RMB 110.0 million ($13.6 million) in cash to be financed from the company and its subsidiaries' (Group) internal resources upon completion of the assets transfer by Geely Hldg. Ltd. of the Geely Hldg. Assets to Zhejiang Kingkong JV. The surplus amount of RMB 466.7 million ($57.8 million) from the assets transfered by Geely Hldg. Ltd. would be accounted for as a shareholder's advance to the Zhejiang Kingkong JV without interest. Profits of the Zhejiang Kingkong JV would be distributed in accordance with the proportion of the registered capital held by Geely Hldg. Ltd. and Centurion, respectively, while the board of Zhejiang Kingkong JV would comprise four members with Mr. Li as the chairman, two members to be nominated by Geely Hldg. Ltd. and one member to be nominated by Centurion. Zhejiang Kingkong JV would have a term of 50 years from the date of issuance of the business license; would be established in Zhejiang Province; and would be engaged in the research, production, marketing, and sales of sedan related components as well as the provision of related after-sales services in the PRC. The Group is principally engaged in the manufacture and trading of automobile parts and related automobiles in the PRC, and it was noted that the Group's medium to long-term target is to upgrade and expand its production facilities. With the continued growth in the PRC coupled with the strong growth in demand for fuel-efficient and easy-to-maintain economic sedans, the establishment of Zhejiang Kingkong JV is expected to enable the company to capture the business opportunities generated by the growth of the domestic sedan business as well as leverage on the resources provided by Geely Hldg. Ltd. Also, the sino-foreign shareholding structure of Zhejiang Kingkong JV, would entitle it to tax privileges in the PRC. This is a reasonable request. 2 Approve Joint Venture Agreement Between For For Mgmt Zhejiang Haoqing Automobile Manufacturing Co. Ltd. and Centurion Industries Ltd. in Relation to the Establishment of a Joint Venture Company to be Named Zhejiang Ruhoo Automobile Co. Ltd. This item seeks to approve the establishment of a sino-foreign equity joint venture to be named Zhejiang Ruhoo Automobile Co. Ltd. (Zhejiang Ruhoo JV) by Zhejiang Haoqing Automobile Manufacturing Co. Ltd. (Zhejiang Haoqing), owned as to 90.0 percent by Geely Hldg. Group Co. Ltd. (Geely Hldg.), which is in turn owned as to 72.7 percent by Mr. Li; and Centurion. Under the agreement, Geely Hldg. and Centurion would establish Zhejiang Ruhoo JV, which would have a total investment of approximately RMB 389.3 million ($48.2 million), a registered capital of approximately RMB 151.7 million ($18.8 million), and would be owned as to 53.2 percent and 46.8 percent by Zhejiang Haoqing and Centurion, respectively. Zhejiang Haoqing would contribute its portion of the registered capital amounting to RMB 80.7 million ($10.0 million) by transferring to Zhejiang Ruhoo JV, in a single transfer within three months following the establishment of the Zhejiang Ruhoo, JV two parcels of land with a total site area of approximately 387,251.6 sq.m. on which are constructed 10 buildings with a total gross floor area of approximately 125,461.5 sq.m. and various ancillary structures located at Dingjiayang Village, Dayang Street, Linhai City, Zhejiang Province, the PRC (Zhejiang Haoqing Assets) valued at approximately RMB 318.3 million ($39.4 million) by an independent valuer, which would result in a surplus amount of RMB 237.6 million ($29.4 million); while Centurion would contribute its 46.8 percent capital contribution amount of approximately RMB 71.0 million ($8.8 million) in cash to be financed from the Group's internal resources in which approximately RMB 40.0 million ($4.9 million) would be payable upon completion of the assets transfer by Zhejiang Haoqing of the Zhejiang Haoqing Assets to Zhejiang Ruhoo JV while the remaining RMB 31.0 million ($3.8 million) would be payable in one year following the establishment of Zhejiang Ruhoo JV. The surplus amount of RMB 237.6 million ($29.4 million) from the assets transfered by Zhejiang Haoqing would be accounted for as a shareholder's advance to Zhejiang Ruhoo JV without interest. Profits for Zhejiang Ruhoo JV would be distributed in accordance with the proportion of the registered capital held by Zhejiang Haoqing and Centurion, respectively, while the board of Zhejiang Ruhoo JV would comprise four members with Mr. Li as the chairman, two members to be nominated by Zhejiang Haoqing and one member to be nominated by Centurion. Zhejiang Ruhoo JV would have a term of 50 years from the date of issuance of the business license; would be established in the Zhejiang Province; and would be engaged in the research, production, marketing and sales of sedan related components as well as the provision of related after-sales services in the PRC. The Group is principally engaged in the manufacture and trading of automobile parts and related automobiles in the PRC, and it was noted that the Group's medium to long-term target is to upgrade and expand its production facilities. With the continued growth in the PRC coupled with the strong growth in demand for fuel-efficient and easy-to-maintain economic sedans, the establishment of Zhejiang Ruhoo JV is expected to enable the company to capture the business opportunities generated by the growth of the domestic sedan business as well as leverage on the resources provided by Zhejiang Haoqing. Also, the sino-foreign shareholding structure of Zhejiang Ruhoo JV, would entitle it to tax privileges in the PRC. This is a reasonable request. 3 Amend Articles Re: Voting by Poll, For For Mgmt Appointment of Directors, Retirement by Rotation, Removal of Directors, and Board Meetings This item seeks to approve amendments made to the company's articles of association in order to comply with amendments made to the listing rules. The amendments provide that the board should meet regularly at least four times a year at approximately quarterly intervals and that a notice should be given at least 14 days for regular board meetings while reasonable notice should be given for all other board meetings. The amendments also provide that every director would be subject to retirement by rotation at least once every three years and that any director appointed to fill a casual vacancy should hold office until the next following general meeting. Moreover, the amended articles allow voting by way of poll and removal of directors by an ordinary resolution instead of a special resolution. 12/20/06 - S Geely Automobile Holdings Ltd G3777B103 None 800,000 (formerly GUORUN HOLDINGS LTD) 1 Approve Joint Venture Agreement with For For Mgmt Shanghai Maple Automobile Co. Ltd. to establish a Sino-Foreign Equity Joint Venture to be Named Shanghai Geely Maple Automobile Limited This item seeks to approve the establishment of a sino-foreign equity joint venture to be named Shanghai Geely Maple Automobile Ltd. (JV) by the company and Shanghai Maple Automobile Co. Ltd. (Shanghai Maple), owned as to 90.0 percent by Geely Hldg. Group Co. Ltd which is owned as to 72.7 percent by Li Shu Fu (Mr. Li), a director holding 60.2 percent beneficial interest in the issued share capital of the company. Under the agreement, the company and Shanghai Maple would establish the JV which would have a total investment of $99.5 million, registered capital of $54.3 million, and would be owned as to 99.0 percent and 1.0 percent by the company and Shanghai Maple, respectively. The company would contribute its portion of the registered capital amounting to approximately $53.8 million in cash to be financed by internal resources and/or equity financing and/or external borrowing, while Shanghai Maple would contribute its 1.0 percent capital contribution amount of approximately $542,971.5 in cash. Profits from the JV would be distributed with the proportion of the registered capital held by the company and Shanghai Maple, respectively, while the board of the JV would comprise three members with two members to be nominated by the company and one member to be nominated by Shanghai Maple. The JV would have a term of 50 years from the date of issuance of the business license; would be established in Shanghai; and would be engaged in the manufacture, sales and distribution of automobile components, parts, components and sub-assembles. The establishment of the JV is in line with the company's objective to develop into an internationally competitive sedan manufacturer as it serves as the first step towards the cooperation with Manganese Bronze Hldgs. Plc. (Manganese Bronze), a company principally engaged in taxi sales and taxi finance in the United Kingdom. This transaction is also expected to enable the company and its subsidiaries (Group) to tap into Manganese Bronze's car manufacturing technology techniques and to participate in the manufacturing of London taxi. This is a reasonable request. 06/28/07 - A GEO Co., Ltd. *2681* J1710A106 03/31/07 34 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 1200 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Nominee 1 does not meet our criteria for independence. He is a former executive of The Industrial Bank of Japan, Ltd., which is now a part of one of the company's main banks. However, nominee 2 passes our test for independence. She is an attorney. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 1 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors For directors, the ceiling would be raised from JY 250 million per year to JY 280 million per year. For statutory auditors, the ceiling would not be changed from JY 20 million per year. After the meeting, the company will continue to have 10 directors and 4 statutory auditors. These changes are requested because of the introduction of the new Corporate Law, under which annual bonuses to the directors and statutory auditors, which were formerly treated as part of the annual allocation of income, are now considered part of director and statutory auditor compensation, Because the new ceilings are not excessive, we have no reason to oppose this resolution. 03/08/07 - S GEOX SPA T50283109 03/06/07 13,887 Special Meeting Agenda 1 Amend Arcticles of the Company's Bylaws to For Mgmt Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006 2 Amend Article 21 of the Company's Bylaws For Mgmt 3 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/12/07 - A GEOX SPA T50283109 04/10/07 13,887 Annual Meeting Agenda 1 Accept Financial Statements, Consolidated For Mgmt Accounts, and Statutory Reports Relative to Fiscal Year 2006 2 Fix Number of Directors on the Board; Elect For Mgmt Directors; Determine Directors' Term 3 Approve Remuneration of Directors For Mgmt 4 Appoint Internal Statutory Auditors; For Mgmt Approve Remuneration of Auditors 5 Elect External Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/01/07 - A/S Gildan Activewear Inc. *GIL* 375916103 12/08/06 15,122 1 Elect Directors For For Mgmt 2 Ratify KPMG as Auditors For For Mgmt 3 Amend Long Term Incentive Plan For For Mgmt 05/25/07 - A Gildemeister AG D2825P117 05/04/07 23,243 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.20 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Klaus Kessler to the Supervisory Board For Mgmt 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - S Golden Agri-Resources Ltd V39076100 None 60,000 1 Authorize Share Repurchase Program For For Mgmt The board is seeking the authority to repurchase up to 10 percent of issued capital. The shares will be cancelled or held as treasury shares, as the case may be. This authority is good for one year and may be used at the board's discretion. 04/25/07 - A Golden Agri-Resources Ltd V39076100 None 60,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare First and Final Dividend of $0.014 For For Mgmt Per Share The board recommends the payment of a first and final dividend of $0.014 per share, an amount higher than SGD 0.01 ($0.007) from the previous year. This gives the company a payout ratio of 6.5 percent, unchanged from the year before. We use a minimum of 30 percent and a maximum of 100 percent as benchmarks to trigger further analysis. In this case, we note that this would be the second time the company would declare dividends since listing its shares in 1999. We believe the board has been using the company's cash to reinvest in the company for growth and expansion, as reflected by increasing profits since losses were incurred in 2001. As such, we recommend that shareholders support this dividend proposal. 3 Approve Directors' Fees of SGD 261,719 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 154,000) 4 Reelect Muktar Widjaja as Director For For Mgmt 5 Reelect Frankle (Djafar) Widjaja as Director For For Mgmt 6 Reelect Bertrand Denis Richard De Chazal as For For Mgmt Director 7 Reappoint Moore Stephens as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 8 Approve Issuance of Shares without For For Mgmt Preemptive Rights The limit on share issuance pursuant to annual mandates sought by the company (and nearly all other Singapore companies) is 50 percent maximum, with a sub-limit of 20 percent of issued capital for shares issued without preemptive rights. 9 Approve Mandate for Transactions with For For Mgmt Related Parties Singapore's related-party transaction rules are fairly comprehensive, providing shareholders with substantial protection against insider trading abuses. Under the country's related-party transaction rules, shares considered affiliated are excluded from voting on the related issues. Given the protections provided by Singapore law and listing requirements, related-party transactions are routine items in Singapore. 12/21/06 - A GOLDEN OCEAN GROUP LIMITED G4032A104 12/01/06 200,000 1 Elect John Fredriksen as Director For Mgmt 2 Elect Tor Olav Troim as Director For Mgmt 3 Elect Kate Blankenship as Director For Mgmt 4 Elect John Sawyer as Director For Mgmt 5 Elect Hans Christian Borresen as Director For Mgmt 6 Approve Moore Stephens as Auditors and For Mgmt Authorize Board to Fix Their Remuneration 7 Amend Bylaw 110 to Change the Requirement For Mgmt for the Form of, and Signatories to, the seal of the Company 8 Approve Remuneration of Directors For Mgmt 9 Transact Other Business (Voting) For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/20/07 - A Grifols SA E5706X124 None 58,374 1 Accept Individual Financial Statements and For For Mgmt Statutory Reports for Fiscal Year Ended Dec 31, 2006 2 Accept Consolidated Financial Statements For For Mgmt and Statutory Reports for Fiscal Year Ended Dec 31, 2006 3 Approve Discharge of Management Board For For Mgmt 4 Reelect Auditors for the Individual Firm For For Mgmt 5 Reelect Auditors for the Consolidated Group For For Mgmt 6 Reelect Victor Grifols Roura, Ramon Riera For For Mgmt Roca, Juan Ignacio Twose Roura, Thorthol Holding, B.V.; and Ratify Appointment of Edgar Dalzell Jannotta 7 Amend the General Meeting Guidelines and For For Mgmt the Board of Director Guidelines to Comply with the Recomendations of the Unified Code of Best Practices 8 Approve Remuneration of Directors For For Mgmt 9 Authorize Repurchase of Shares For For Mgmt 10 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 02/01/07 - S GROUPE STERIA F9892P100 None 2,251 Special Business 1 Extend Corporate Purpose For Mgmt 2 Amend Articles of Association According to For Mgmt Items 3, 4, and 5 Ordinary Business 3 Acknowledge Resignation of Soderi as For Mgmt Managing Partner and Maintaining his Function as General Partner 4 Acknowledge Resignation of Jean Carteron as For Mgmt Managing Partner and Maintaining his Function as General Partner 5 Elect Francois Enaud as Managing Partner For Mgmt 6 Elect Severin Cabannes as Supervisory Board For Mgmt Member 7 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 100,000 8 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/05/07 - A/S GROUPE STERIA F9892P100 05/31/07 2,251 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Management 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.42 per Share 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 6 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 7 Approve Employee Savings-Related Share For Mgmt Purchase Plan 8 Approve Employee Stock Purchase Plan For Mgmt 9 Approve Employee Stock Purchase Plan For Mgmt 10 Authorize Capital Increase of Up to EUR 13 For Mgmt Million for Future Exchange Offers 11 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/17/07 - A Gurit Holding AG (formerly Gurit H3420V174 None 59 Heberlein AG) 1 Accept Financial Statements and Statutory For Mgmt Reports; Approve Allocation of Income and Dividends of CHF 13 per Share 2 Approve Discharge of Board and Senior For Mgmt Management 3 Elect Heinrich Fischer as Director For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/13/06 - S Hammerson plc G4273Q107 None 49,356 1 Amend Articles of Association Re: Real For For Mgmt Estate Investment Trust 11/16/06 - S Hanarotelecom Inc. (frmr.y Hanaro Y2997E103 10/12/06 42,729 Telecom) 1 Elect Directors For Against Mgmt In this bundled director election, we note that Chen has attended only 45 percent of the board meetings this year. Given that we advocate that board members must attend at least 75 percent of board meetings unless a reasonable explanation is given, we oppose Chen's nomination to the board. Because the company has bundled the election of all three nominees, we have no choice, but to recommend that shareholders vote against the entire slate. 2 Elect Members of Audit Committee For For Mgmt 3 Approve Stock Option Grants For For Mgmt 03/23/07 - A Hankuk Carbon Co. Y3058W115 12/31/06 5,600 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 70 Per Share Proposed dividend is KRW 70 per share, which corresponds to a payout ratio of 14 percent, down from 18 percent the previous year. The payout ratio is low even by Korean standards. However, because the company is increasing its dividend per share from KRW 50 in the previous year to KRW 70 as the company's net income increased 84 percent year over year, we do not oppose this income allocation and dividend proposal at this time. 2 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 500 million, unchanged from the previous year. Although last year's actual payout was not disclosed, a total of KRW 19.85 million was paid for the one independent non-executive director. We note that the one independent non-executive director has not attended in any board meetings so far. We call on the company to improve the independent non-executive director's attendance record this year. 3 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 will be KRW 20 million, same as the previous year. Last year's actual payout was not disclosed. 04/24/07 - A Hanson plc G4286E109 None 39,676 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 15.35 Pence Per For For Mgmt Ordinary Share 4a Re-elect Mike Welton as Director For For Mgmt 4b Re-elect Jim Leng as Director For For Mgmt 4c Re-elect Graham Dransfield as Director For For Mgmt 4d Elect Pavi Binning as Director For For Mgmt 5 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 6a Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,550,000 6b Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,680,000 7 Authorise 73,600,000 Ordinary Shares for For For Mgmt Market Purchase 8 Approve Hanson Sharesave Scheme 2007 For For Mgmt Employee Savings-Related Share Option Plan 9 Authorise the Use of Electronic For For Mgmt Communication RREV does not consider the adoption of this resolution to be contentious. 06/28/07 - A Haseko Corp. *1808* J18984104 03/31/07 128,000 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 12 executives and 0 non-executives. The board currently includes 13 executives and no outside directors. Candidate 7 is the only new appointee. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 1 Nominee 1 does not meet our criteria for independence. He is a former executive of the Industrial Bank of Japan, which was one of the three banks which merged into the Mizuho group. Note that one of the company's main banks, Mizuho Corporate Bank, is part of the Mizuho group. Nominee 2 is not designated by the company as independent, and we have no reason to oppose the nomination Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Shin-Nihon on a provisional basis, and it now seeks to formally appoint Shin-Nihon. We see no reason to oppose this resolution. 10/23/06 - A HEALTHSCOPE LTD *HSP* Q4557T107 10/21/06 176,414 1 Receive Financial Statements and Statutory None None Mgmt Reports 2 Elect Ziggy Switkowski as Director For For Mgmt 3 Adopt Remuneration Report For the Year For For Mgmt Ended June 30, 2006 4 Renew Partial Takeover Provision For For Mgmt 08/31/06 - S Hellenic Exchanges Holding SA X3247C104 None 27,198 1 Amend Articles Re: Article 1- Company Name For Mgmt and Incorporation, Article 2- Company Purpose 2 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A Henderson Group plc *HGI* G4474Y156 None 253,458 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt We concluded that the new package ensures a move over the course of a three-year period to a package more in line with the Company's peers, which is why we did not raise any concerns with these arrangements. We do not note any contentious issues with the Company's remuneration practices this year, other than to again emphasis the need for improved retrospective bonus target disclosure, especially given the high maximum awards under the bonus plan. 3 Approve Final Dividend of 2.27 Pence Per For For Mgmt Ordinary Share 4 Re-elect Duncan Ferguson as Director For For Mgmt 5 Re-elect John Roques as Director For For Mgmt 6 Reappoint Ernst & Young LLP as Auditors of For For Mgmt the Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Authorise the Company to Make EU Political For For Mgmt Organisation Donations up to GBP 30,000 and to Incur EU Political Expenditures up to GBP 30,000 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 29,000,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,400,000 11 Authorise 89,900,000 Ordinary Shares for For For Mgmt Market Purchase 12 Authorise the Company to Enter into a For For Mgmt Contingent Purchase Contract with Credit Suisse (Australia) Limited and Certain of its Affiliates Providing for the Purchase by the Company of 89,900,000 Ordinary Shares As the contract is within accepted limits, we do not consider this contentious. 13 Approve New Electronic Communications For For Mgmt Provisions The proposed amendment is in line with legal changes and we note no corporate governance issues. 05/15/07 - A Hengan International Group Co. Ltd. G4402L102 05/08/07 108,705 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Sze Man Bok as Director For For Mgmt 3b Reelect Yeung Wing Chun as Director For For Mgmt 3c Reelect Hung Ching Shan as Director For For Mgmt 3d Reelect Xu Chun Man as Director For For Mgmt 3e Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 06/15/07 - A Heracles General Cement Co. X31267119 None 4,190 Annual Meeting Agenda 1 Elect Directors For Mgmt 2 Accept Financial Statements and Statutory For Mgmt Reports 3 Approve Discharge of Board and Auditors For Mgmt 4 Approve Auditors and Fix Their Remuneration For Mgmt 5 Approve Director Remuneration for 2006 and For Mgmt Preapprove Their Remuneration for 2007 6 Authorize Board and Management to For Mgmt Participate in Boards or Management of Other Companies with Similar Interests 7 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Higashi-Nippon Bank Ltd. *8536* J86269107 03/31/07 13,143 1 Approve Allocation of Income, with a Final For For Mgmt Dividend (Ordinary Shares)of JY 5 The payout ratio for the full year is 12 percent based on either parent-only or consolidated earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is a former executive director of the Industrial Bank of Japan, Ltd. (now known as Mizuho Bank, Ltd.) 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors One of the retiring auditors has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 05/23/07 - A Hiscox Ltd G4593F104 None 128,788 1 Accept Financial Statements and Statutory For For Mgmt Reports (Voting) 2 Approve Remuneration Report For For Mgmt We will evaluate these issues again next year when considering our vote recommendation. 3 Elect RRS Hiscox as Director For For Mgmt 4 Elect BE Masojada as Director For For Mgmt 5 Elect SJ Bridges as Director For For Mgmt 6 Elect RS Childs as Director For For Mgmt 7 Elect C Franklin Engler as Director For For Mgmt 8 Elect DM Healy as Director For For Mgmt 9 Elect Dr JAC King as Director For For Mgmt 10 Elect Sir Mervyn Pedelty as Director For For Mgmt 11 Elect AS Rosen as Director For For Mgmt 12 Elect DA Stuurop as Director For For Mgmt 13 Approve KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 14 Approve Dividends For For Mgmt 15 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights Up to 33 Percent of Issued Capital 16 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights Up to Five Percent of Issued Capital 17 Authorize Share Repurchase Program Up to 10 For For Mgmt Percent of Issued Capital 18 Adopt New Bye-Laws For For Mgmt 19 Amend Hiscox Performance Share Plan and For For Mgmt Hiscox Ltd Performance Share Plan 06/27/07 - A Hitachi Cable Ltd. *5812* J20118105 03/31/07 85,556 1 Elect Directors For Split Mgmt 1.1 Elect Director --- Against Candidates 1, 6 and 7 are designated as outside directors. Two of the nominees do not meet ISS criteria for independence. Candidates 1 and 7 are lifelong employees of parent company Hitachi Ltd. Candidate 7 is new to the board, while Candidate 1 has been an outside director of Hitachi Cable since 2005. However, Candidate 6 meets our criteria for independence. He is an attorney and joined Hitachi Cable's board in 2003. Because the benefits of adopting a board-with-committees structure are undermined by the appointment of outside directors who lack independence, we recommend that shareholders oppose Candidates 1 and 7. 1.2 Elect Director --- For Candidates 2 to 5 and 8 are insiders. Candidate 8 is new to the board and Candidate 5 is returning the board, while the other three are incumbent directors seeking reappointment. 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- Against see item 1.1 1.8 Elect Director --- For 06/27/07 - A Hitachi Koki Co. Ltd. *6581* 433575107 03/31/07 36,453 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 2 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former executive of one of the largest shareholders in the company with a 27.39 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 13 million per month (or JY 156 million per year) to JY 16 million per month. After the meeting, the company will continue to have 11 directors.Because the new ceiling is not excessive, we have no reason to oppose this resolution. 12/22/06 - S HK Ruokatalo Group Oyj X5056X103 12/12/06 8,661 1 Issue 4.8 Million Series A Shares in For Mgmt Connection with Acquisition of Swedish Meats Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/20/07 - A HK Ruokatalo Group Oyj X5056X103 04/10/07 8,661 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Consolidated Financial Statements None Mgmt and Statutory Reports 1.3 Receive Auditors' Report None Mgmt 1.4 Receive Explanation by Board of Directors None Mgmt Warranted by Any Comments Made by Auditors 1.5 Accept Financial Statements and Statutory For Mgmt Reports; Approve Allocation of Income and Dividends of EUR 0.27 per Share 1.6 Approve Discharge of Board and President For Mgmt 1.7 Approve Remuneration of Directors and For Mgmt Auditors 1.8 Fix Number of Directors at Six For Mgmt 1 Elect Directors For Mgmt 1.10 Appoint PricewaterhouseCoopers Oy as For Mgmt Auditors and Mika Kaarisalo and Pasi Pietarinen as Deputy Auditors 2 Amend Articles to Comply with New Finnish For Mgmt Companies Act; Change Company Name to HKScan Oyj in Finnish, HKScan Abp in Swedish, and HKScan Corporation in English 3 Authorize Repurchase of up to 3.5 Million For Mgmt A-Class Shares 4 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A Ho Bee Investment Ltd Y3245N101 None 271,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2a Declare Final Dividend of SGD 0.0075 Per For For Mgmt Share 2b Declare Special Dividend of SGD 0.0125 Per For For Mgmt Share 3 Approve Directors' Fees of SGD 145,450 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 135,000) 4a Reappoint Ch'ng Jit Koon as Director For For Mgmt 4b Reappoint Tan Eng Bock as Director For For Mgmt 4c Reelect Desmond Woon Choon Leng as Director For For Mgmt 4d Reelect Ong Chong Hua as Director For For Mgmt 4e Reelect Bobby Chin Yoke Choong as Director For For Mgmt 5 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 6a Approve Issuance of Shares without For For Mgmt Preemptive Rights 6b Approve Issuance of Shares and Grant of For For Mgmt Options Pursuant to the Ho Bee Investment Ltd Share Option Scheme 05/04/07 - A Holcim Ltd. (formerly Holderbank H36940130 None 18,729 Financiere Glarus) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - A Holcim Ltd. (formerly Holderbank H36940130 None 18,729 Financiere Glarus) 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 2 per Share 4 Elect Directors For Mgmt 4.2 Ratify Ernst & Young AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/28/06 - A Homeserve Plc (frm. South G8291Z148 None 13,278 Staffordshire Group) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 13.9 Pence Per For For Mgmt Ordinary Share 4 Re-elect Richard Harpin as Director For For Mgmt 5 Re-elect Justin Jewitt as Director For For Mgmt 6 Re-elect Barry Gibson as Director For For Mgmt 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,845,088 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 403,775 10 Authorise 6,460,414 Ordinary Shares for For For Mgmt Market Purchase 08/22/06 - A HONEYS CO. LTD. *2792* J21394101 05/31/06 10,888 1 Approve Dividends: Interim JY 0, Final JY For For Mgmt 20, Special JY 0 2 Amend Articles to: Set Maximum Statutory For For Mgmt Auditor Board Size - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law 3 Appoint Alternate Internal Statutory Auditor For For Mgmt 03/30/07 - A HQ AB W3917K163 03/23/07 1,312 1 Open Meeting None None Mgmt 2 Elect Mats Qviberg as Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8 Receive President's Report None None Mgmt 9 Approve Financial Statements and Statutory For For Mgmt Reports KPMG Bohlin AB has audited the financial statements for 2006. The auditor's report contained in the annual report is unqualified, meaning that in the opinion of the auditor, the company's financial statements are fairly presented in accordance with generally accepted accounting principles. 10 Approve Allocation of Income and Dividends For For Mgmt of SEK 12 per Share 11 Approve Discharge of Board and President For For Mgmt 12 Determine Number of Members (9) and Deputy For For Mgmt Members of Board (0) 13 Approve Remuneration of the Chairman of the For For Mgmt Board in the Amount of SEK 600,000, SEK 100,000 for Board Members, SEK 120,000 for Chairman of the Audit Committee; SEK 60,000 for Audit Committee Members; Approve Remuneration of Auditors 14 Reelect Mats Qviberg (Chairman), Stefan For For Mgmt Dahlbo, Carolina Dybeck, Patrik Enblad, Thomas Ers us, Curt Loenstroem, Johan Piehl, Anne-Marie Paalsson and Pernilla Stroem as Directors; Ratify Auditors and Deputy Auditors 15 Approve 2:1 Stock Split For For Mgmt This is a proposal of the board to split all outstanding shares on a two-to-one basis (two new shares for every one currently held). The accounting par value of the shares will therefore change from SEK 5 ($0.73) to SEK 2.5 ($0.37). The number of shares outstanding after the stock split will be 27.11 million. We support stock splits for various reasons. First, there is no change in shareholder value; the value of the stake in the company stays the same. Second, the share price is lowered, which has the potential to improve liquidity. As the improved liquidity has the potential of expanding the capital base, we recommend a vote in favor of this proposal. 16 Approve Issuance of Convertible Bonds to For Against Mgmt Employees; Approve Creation of SEK 200 Million Pool of Capital to Guarantee Conversion Rights Under this item shareholders are asked to approve an option scheme. A company's structure of employee or director compensation plans is of vital interest to shareholders. When given the opportunity to review these structures, shareholders should push for plans that motivate participants to focus on long-term shareholder value and returns. One of the most common methods of providing long-term incentive is through share option plans or share purchase plans. If properly designed, these plans can provide tight links between executive rewards and shareholder wealth creation while being sensitive to dilution of voting power. The potential dilution resulting from this scheme amounts to 2.8 percent in terms of capital and voting rights. Taking into account already outstanding incentive plans, the figures rise to 8.7 percent. Conversion may take place during the period Juli 19, 2010 to August 27, 2010, and from February 15, 2011 to May 31, 2011. The conversion price will equal 120 percent of the value of the company's share during the time frame April 23, 2007 - May 4, 2007. The plan is financed by issuance of convertibles that carry an interest corresponding to dividends and other profit allocation but not less than 6 percent yearly interest. The maximum number of shares ISS approves under a plan depends on the classification of a company's stage of development as growth or mature. For mature companies, shares available under stock option plans should be no more than 5 percent of the issued capital or voting rights at the time of approval under all plans. For growth companies, shares available should be no more than 10 percent of the issued capital or voting rights at the time of approval under all plans. However, ISS will support plans at mature companies with dilution levels of up to 10 percent if the plan includes other positive features, such as challenging performance criteria or premium-priced options. HQ is a mature company. Because of potential excessive dilution of 8.7 percent when including already outstanding employee share plans, shareholders are advised to vote against this proposal. 17 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares This request would authorize management to purchase company shares until the date of the next AGM. The authorization would allow for the purchase of shares at a price quoted on the date of acquisition with a deviation of up to 10 percent. The maximum amount of shares that may be purchased is 10 percent of total share capital. In addition, the item requests that shareholders authorize the board to use the repurchased shares to issue new shares without preemptive rights. Some shareholders object to corporations repurchasing shares. They prefer to see extra cash invested in new businesses or paid out as dividends. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. For this reason, we recommend a vote in favor of the board's proposal. 18 Approve Remuneration Policy And Other Terms For Against Mgmt of Employment For Executive Management This item concerns shareholders adoption of the principles for a remuneration policy and other terms of employment for executive management 2007. The remuneration priciples follow the ones currently applied by HQ AB. This includes fixed salary, bonus, other benefits, pension, and participation in the option schemes. The bonus for the CEO corresponds to a maximum of 12 months salary subject to company performance results (profit-share) and that the interest on shareholders' equity is at least 15 percent. Other executives participate in the profit-sharing system. Pension age is 65 years. The severance payments for the CEO and Vice-CEO amount to six months full salary including bonus and between four and 12 months for the rest ofthe executives. The plan is largely in line with our guidelines except for the option scheme (see below). If an agenda contains, along with the request for approval of the remuneration policy, a separate proposal for an equity-based compensation plan that does not comply with our guidelines, ISS will vote case-by-case on the remuneration policy taking into consideration the language of the remuneration policy and whether it includes the newly proposed plan, other components of remuneration, the overall structure of remuneration at the company, and/or any commitment made by the company to address any concerns. The option scheme explained in item 16 above is part of the proposed executive compensation package. In line with our recommendation for the option scheme proposed in item 16 above, we recommend a vote against this resolution. 19 Close Meeting None None Mgmt 06/05/07 - A Hunter Douglas Nv N4327C122 None 4,330 1 Report to Shareholders For For Mgmt 2 Confirmation 2006 Annual Accounts For For Mgmt 3 Approve Discharge of Management and For For Mgmt Supervisory Board 4 Approve Dividend Declaration of Common For For Mgmt Shares Although this ratio falls below our minimum guideline, Hunter Douglas can be classified as a growth company. We recognize that growth companies may need to conserve cash more than mature companies in order to invest in further business development, and so may have lower dividend payouts. 5 Elect Directors and Substitutes For Against Mgmt Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. We call on Hunter Douglas to disclose the names and basic background information of all nominees in the proxy materials for all future meetings. 6 Ratify Auditors For For Mgmt This is a routine appointment. 7 Other Business (Voting) For Against Mgmt Because shareholders who vote by proxy cannot know what issues will be raised under this item, it cannot be recommended that shareholders approve this request when asked for a vote. While it is recognized that in most cases this item is a formality or includes discussion that will have no impact on shareholders, shareholders cannot risk the negative consequences of voting in advance on an item for which information has not been disclosed. 06/05/07 - S Hunter Douglas Nv N4327C122 None 4,330 Meeting for Common Shareholders 1 Approve Dividends For For Mgmt 04/25/07 - A Hunting plc G46648104 None 41,954 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For Abstain Mgmt The service contract of one Executive Director, Terry Gomke, does not meet the recommendations of the Combined Code, as it provides for payments in excess of one year's salary and bonus in the event of early termination. He is entitled to receive any declared bonus for the year, plus two further years' bonus. He also has change in control provisions of two years' annual salary and bonus. The Committee does not consider it appropriate to seek to amend Terry Gomke's contract which is in accordance with Canadian policy. RREV received a confirmation that it is accepted practice in Canada to have two-year contracts. However, RREV does not consider two-year contracts good practice in the UK. Consequently, we recommend that shareholders actively withold their vote (Abstain) regarding the approval of the remuneration report. 3 Approve Final Dividend of 5.2 Pence Per For For Mgmt Ordinary Share 4 Re-elect Terry Gomke as Director For For Mgmt 5 Re-elect Iain Paterson as Director For For Mgmt 6 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,922,382 8 Authorise the Company to Use Electronic For For Mgmt Communications 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,638,357 10 Authorise 13,106,858 Ordinary Shares for For For Mgmt Market Purchase 12/04/06 - A IAWS Group plc G4681X124 07/31/06 27,884 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends on Ordinary Shares For For Mgmt 3a Elect Denis Buckley as Director For Against Mgmt It is believed that non-independent directors, particularly on such key board committees as the audit and remuneration committees, threaten to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest. In light of these concerns, it is recommended that shareholders vote against these nominees. 3b Elect J. Brian Davy as Director For Against Mgmt 3c Elect Philip Lynch as Director For For Mgmt 3d Elect David Martin as Director For For Mgmt 3e Elect William G. Murphy as Director For Against Mgmt 3f Elect Patrick McEniff as Director For For Mgmt 3g Elect Hugo Kane as Director For For Mgmt 3h Elect Patrick Wall as Director For For Mgmt 3i Elect Tom O'Mahony as Director For For Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors 5 Approve Origin Enterprises Long Term For For Mgmt Incentive Plan 6 Approve IAWS Group Long Term Incentive Plan For For Mgmt 7 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights Up to One-Third of the Nominal Value of Issued Share Capital 8 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase For For Mgmt 10 Authorize Share Repurchase Program and For For Mgmt Reissuance of Shares 11 Acknowledge Proper Convening of Meeting for For For Mgmt the Year Ended July 31, 2006 11/09/06 - A Iba Health Ltd. (frmely IBA Q48234100 11/07/06 197,104 TECHNOLOGIES L) 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended June 30, 2006 2 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3 Elect Directors For For Mgmt 4 Approve Issuance of Up to 31,250 Shares to For Against Mgmt Stephen Garrington Pursuant to the Employee Loan Plan and Employee Deferred Incentive Plan RECOMMENDATION The recommended vote in relation to resolutions 4 and 5 is against. This recommendation has been made because: Loan-funded plan (ELP): - The ELP plan uses a limited recourse loan mechanism. Loan-funded securities plans are generally frowned upon in the local market, except for trusts and entities with stapled securities. For trusts and stapled entities, a punitive "fringe benefits tax" must be paid by the entity if options are issued to executives over units in the trust, so an appropriately structured loan-funded securities plan is considered an acceptable alternative to an option plan for these entities. - The IFSA Guidelines state: "Equity participation should not involve the provision by the company of non-recourse loans." - When the ELP was put to shareholders at the 2002 AGM, the Explanatory Notes to the Notice of Meeting stated that "The [ELP plan] trustee will either subscribe for a new issue of the Company's shares or purchase shares on the Australian Stock Exchange on behalf of the participant using the funds borrowed from the Company." From subsequent annual reports, it appears that the plan trustee has purchased shares on-market. The fact that securities are purchased on-market, rather than being newly issued securities, exposes the company to potential cash losses. The repayable amount of the loan is limited to the lower of the amount realized on the sale of shares, and the outstanding balance of the loan. So, if the share price falls 20 percent from the date the securities are acquired for an executive until the date the executive leaves the group, the company will be left holding shares that are worth 20 percent less than the cash outlaid by it to acquire those securities on the "grant" date. In this respect, a loan-funded share plan is less acceptable than a traditional option plan. Vesting period too short: - The vesting period appears to be just under two years ' the Notice of Meeting states that the performance hurdles must "be satisfied by Sept. 30, 2008." A vesting period of two years or less for 100 percent of the incentives is too short to meet local market standards. For example, the IFSA Executive Share and Option Scheme Guidelines recommend that an equity incentive scheme should "incorporate appropriate time restrictions (from the date [the options/rights are granted] to the time in which potential entitlements may be received) which reflect the nature of the scheme and the performance target and balance medium and long-term performance." The ACSI Guidelines recommend that "Grants of options and other long-term incentive instruments should incorporate a minimum acceptable vesting period of at least three years." Inadequate disclosure of performance hurdles for long term incentives: - The Notice of Meeting discloses that shares issued under the ELP as long-term incentives are subject to performance hurdles, but does not provide specific information about the hurdles. The Notice of Meeting refers to the hurdles as: "a share price target based on the earnings per share growth and the share price out performance compared to a comparable industry group as set by the Appointments and Compensation Committee, to be satisfied by Sept. 30, 2008." Local market (IFSA) guidelines recommend that companies disclose "sufficient information to enable shareholders to determine whether the incentive schemes will reward superior future performance." - A senior executive long-term incentive plan should have demanding performance hurdles in order to satisfy accepted standards of corporate governance in Australia. For example, the IFSA Executive Share and Option Scheme Guidelines recommend that executive incentive plans should contain performance hurdles that provide incentives to executives to bring about "materially improved company performance in terms of medium to long-term growth of the company and resulting shareholder value." - The company was contacted in an effort to obtain more information about the hurdles, but all key personnel were out of the country. Executive Summary of Reason for Against Recommendation on Resolutions 4 and 5 - Vesting period is too short.- Inadequate disclosure on performance hurdles. 5 Approve Issuance of Up to 31,250 Shares to For Against Mgmt Gary Cohen Pursuant to the Employee Loan Plan and Employee Deferred Incentive Plan 6 Ratify Past Issuance of 3.4 Million Shares For For Mgmt to ABN Amro Morgans Ltd and BBY Ltd Pursuant to the Underwriting Agreement 04/12/07 - A/S Icade F4609H103 04/06/07 6,159 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 3 Approve Discharge of Board and President For Mgmt 4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.35 per Share 5 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 6 Ratify Pascal Duhamel as Director For Mgmt 7 Acknowledge Co-Option of Francis Mayer as For Mgmt Director 8 Ratify Dominique Marcel as Director For Mgmt 9 Elect Thomas Francis Gleeson as Director For Mgmt 10 Change Location of Registered Office to 35, For Mgmt rue de la Gare - 75019 Paris 11 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 12 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 200,000 Special Business 13 Amend Articles Board Related: Age Limit for For Mgmt Board Members 14 Amend Articles of Association Re: Record For Mgmt Date 15 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 16 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/02/06 - A IG GROUP HOLDINGS PLC G4753Q106 None 142,840 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Elect Sir Alan Budd as Director For For Mgmt 3 Elect Martin Jackson as Director For For Mgmt 4 Elect Roger Yates as Director For For Mgmt 5 Approve Final Dividend of 4 Pence Per Share For For Mgmt 6 Reappoint Ernst & Young as Auditors of the For For Mgmt Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Approve Remuneration Report For For Mgmt (1) Salary increases: RREV could not calculate basic salary increases for Peter Hetherington and Andrew MacKay, who sacrifice some of their basic salary as pension contribution, but the Company confirmed that the increases for the Directors were equivalent to 20% and 11%, respectively. RREV has calculated salary increases for Nat Le Roux and Tim Howkins amounting to 15% and 21%, respectively. Following engagement, the Company explained to RREV that the increases were felt to be justified by review against industry competitors and listed comparators in the Company's sector, and in respect of the increase in value of the business which had seen the Company enter the FTSE 250 during the course of the year. RREV also notes that the basic salaries of the Executive Directors remain low in comparison with the FTSE 250 General Financial peer group, as illustrated by the chart produced by our independent remuneration consultants Inbucon. (2) Remuneration package: During the past year, the annual bonus was the only incentive scheme under which the Executive Directors received fresh awards, as the two existing incentive schemes are IPO-related. Some shareholders may consider that this arrangement focused Executive Directors on short-term performance goals, rather than long-term growth of shareholder value. (3) Remuneration disclosure: The Company has not provided the maximum participation limit under the Long-Term Incentive Plan (LTIP). RREV also encourages the Company to improve the clarity of remuneration information by showing the actual levels of bonus and basic salary pre-pension sacrifice for Peter Hetherington and Andrew MacKay and to disclose the achievement of bonus targets retrospectively. 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,458 10 Authorise 32,750,095 Ordinary Shares for For For Mgmt Market Purchase 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 807 04/23/07 - A/S IMMOBILIARE GRANDE DISTRIBUZIONE SPA T5331M109 04/19/07 17,510 Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements, Consolidated For Mgmt Financial Statements, and Statutory Reports at Dec. 31, 2006 2 Appoint One Internal Statutory Auditor For Mgmt 3 Extend External Auditors' Mandate in For Mgmt Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 Special Business 1 Amend Articles of the Company Bylaws to For Mgmt Comply with the Italian Law 262/2005 and the Legislative Decree 303/2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/25/07 - S IMMOBILIARE GRANDE DISTRIBUZIONE SPA T5331M109 06/22/07 36,207 Special Meeting Agenda 1 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights up to EUR 230 Million; Approve Capital Increase through the Issuance of Shares to Service the Conversion of Bonds Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A Imperial Chemical Industries plc G47194223 None 78,497 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Confirm First Interim Dividend of 4.15 For For Mgmt Pence and Second Interim Dividend of 4.75 Pence Per Ordinary Share 4 Re-elect Lord Butler as Director For For Mgmt 5 Re-elect Adri Baan as Director For For Mgmt 6 Re-elect David Hamill as Director For For Mgmt 7 Re-elect Baroness Noakes as Director For For Mgmt 8 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Amend Imperial Chemical Industries Plc For For Mgmt Performance Growth Plan We are recommending that shareholders support the Company's proposal. 11 Amend the Rules to Change the Dilution For For Mgmt Limits of the Imperial Chemical Industries Plc Performance Growth Plan As the proposed amendment is in line with good practice, we are recommending that shareholders support this resolution. 12 Authorise the Company to Use Electronic For For Mgmt Shareholder Communications As each shareholder is able to request hard copies at any time, we consider the proposal does not represent any weakening of shareholder rights. We therefore consider this acceptable. 13 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,281,345 14 Subject to the Passing of Resolution 13, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 59,735,933 15 Authorise 119,471,865 Ordinary Shares for For For Mgmt Market Purchase 04/19/07 - A/S IMS International Metal Service F52542101 04/16/07 5,240 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.82 per Share 5 Ratify Appointment of Yvon Jacob as For Mgmt Supervisory Board Member 6 Ratify Appointment of Christian Parente as For Mgmt Supervisory Board Member 7 Reelect Yvon Jacob as Supervisory Board For Mgmt Member 8 Reelect Dominique Du Peloux as Supervisory For Mgmt Board Member 9 Reelect Sidney Cabessa as Supervisory Board For Mgmt Member 10 Reelect Christian Parente as Supervisory For Mgmt Board Member 11 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 75,000 12 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 13 Approve Reduction Up to 10 Percent in Share For Mgmt Capital via Cancellation of Repurchased Shares 14 Amend Article 10 of Association Re: For Mgmt Threshold Disclosure 15 Amend Articles of Association Re: General For Mgmt Meeting 16 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Inabata & Co. Ltd. *8098* J23704109 03/31/07 14,029 1 Elect Directors For For Mgmt 2 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 3 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney. 4 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt Inabata & Co. Ltd. received shareholder approval to adopt a shareholder rights plan in 2006. The company is seeking to renew its poison pill. SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: Unlimited, but with annual review by the board Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: Following this meeting, the board will include no outside directors who meet ISS criteria for independence. Independence of Special Committee: 2 out of 3 of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes Because the independence of the special committee is questionable, because the board composition does not meet ISS guidelines on poison pills, stipulating that at least 20 percent, and no fewer than two, of the directors must meet ISS' definition of independence, we recommend that shareholders oppose this resolution. 05/10/07 - A Inchcape plc G47320174 None 110,375 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt We are not raising any issues with regard to remuneration practices at Inchcape plc. See Item 10 below regarding Company's proposal to amend the Deferred Bonus Plan. 3 Approve Final Dividend of 10 Pence Per For For Mgmt Ordinary Share 4 Re-elect Ken Hanna as Director For For Mgmt 5 Re-elect David Scotland as Director For For Mgmt 6 Re-elect Michael Wemms as Director For For Mgmt 7 Re-elect Raymond Ch'ien as Director For For Mgmt 8 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Amend Inchcape Deferred Bonus Plan For For Mgmt The Remuneration Committee believes that the amended Plan will further motivate the Executive Directors to contribute to the realisation of the Company's new business strategy and will enhance the extent to which its incentive arrangements are linked to future long-term performance. There are two changes for which shareholders' approval is sought: (i) to enable a selected participant to invest a proportion of his post tax annual salary, instead of investing part of his post tax bonus. If is expected that the maximum of 50% of annual salary may be invested, although Committee has discretion to determine exceptional circumstances up to 100%; and (ii) to increase the maximum match from 1-for-1 to 2-for-1. For new awards, the Committee intends that the awards will be subject to a cumulative Economic Profit target measured over a performance period of not less than three years. If the cumulative Economic Profit achieves a target level of RPI+3% p.a., then the award will vest on a 1-for-1 basis; the award will vest on a full 2-for-1 basis if cumulative Economic Profit achieves a target level of RPI+12% p.a. or greater. For performance between those two levels, the award will vest on a straight line basis. The Board believes that Economic Profit is a key driver of the Company's new business strategy and is closely aligned with shareholder value as it is intended to place a greater emphasis on capital efficiency and cash generation in the business. Analysis and Vote Recommendation The overall proposed changes to the plan are considered satisfactory and we recommend shareholders support the resolution. 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 38,780,578 12 Subject to the Passing of Resolution 11, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,817,086 13 Authorise 46,536,694 Ordinary Shares for For For Mgmt Market Purchase 12/20/06 - A INCITEC PIVOT LTD *IPL* Q4887E101 12/18/06 14,256 1 Elect John Watson as Director For For Mgmt 2 Elect Anthony Larkin as Director For For Mgmt 3 Approve Giving of Financial Assistance by For For Mgmt Southern Cross Fertilisers Pty Ltd 4 Approve Remuneration Report for the Year For For Mgmt Ended 30 Sept 2006 11/22/06 - A Independence Group (frmly INDEPENDENCE Q48886107 11/20/06 27,135 GOLD NL) *IGO* 1 Adopt Remuneration Report for the Year For For Mgmt Ended June 30, 2006 2 Elect John Christie as Director For For Mgmt 3 Approve the Grant of 500,000 Options to For Against Mgmt Christopher Bonwick, Executive Director Summary of Reasons for Against Recommendation on Resolutions 3 and 4- The proposed grants are not subject to appropriate vesting periods and lack sufficiently challenging performance hurdles. There is also full vesting on a change-of-control event. These features are not supported by local market standards. 4 Approve the Grant of 250,000 Options to For Against Mgmt Kelly Ross, Executive Director 04/27/07 - A/S Indesit Company (fromerly Merloni T52684106 None 18,438 Elettrodomestici) Annual Meeting Agenda Ordinary Business 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Fix Number of Directors on the Board; Elect For Mgmt Directors and Chairman for the Three-Year Term 2007-2009; Determine Directors' Remuneration 3 Extend External Auditors' Mandate in For Mgmt Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 4 Deliberations Regarding the Special Fund For Mgmt Protecting Saving Shareholders Interests 5 Revoke Stock Option Plan for the CEO For Mgmt Special Business 1 Revoke Stock Option Plan for the Chairman; For Mgmt Modify Bylaws Accordingly 2 Amend Articles in Compliance with the For Mgmt Italian Law 262/2005 and the Legislative Decree 303/2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/19/06 - S Indra Sistemas Sa E6271Z155 None 30,855 1 Approve Increase in Capital of EUR 3.61 For For Mgmt Million by Issuance of 18.07 Million Class A Shares with an Issue Price of EUR 0.20 Each Without Preemptive Rights to Union Fenosa S.A.; Amend Article 5 of Bylaws to Reflect Increased Share Count 2 Fix Number of Directors For For Mgmt 3 Elect Directors For For Mgmt 4 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 06/20/07 - A Indra Sistemas Sa E6271Z155 None 4,744 1 Approve Individual Financial Statements for For For Mgmt the Period Ended Dec. 31, 2006; Approve Allocation of Income 2 Accept Consolidated Financial Statements For For Mgmt and Statutory Reports for the Period Ended Dec. 31, 2006 3 Approve Discharge of Directors For For Mgmt 4 Approve Merger by Absorption of Azertia For For Mgmt Tecnologias de la Informacion, BMB Gestion Documental, Soluziona Consultaria y Tecnologia and Soluziona Internacional Servicios Profesionales, and their respective direct subsidiaries 5 Fix Number of Directors For For Mgmt 6 Elect Directors For For Mgmt 7.1 Approve Remuneration of Directors For For Mgmt 7.2 Approve Remuneration of Senior Management For For Mgmt 8 Amend Section 2 of Article 30 of Company For For Mgmt Bylaws Re: Executive Committee 9 Amend Article 12 of General Meeting For For Mgmt Guidelines Re: Fractioning of Votes 10 Approve Reduction of Captial Via the For For Mgmt Amortization of 80,910 Class C Redeemable Shares and 42,648 Class D Redeemable Shares 11 Authorize Issuance Equity or Equity-Linked For For Mgmt Securities, Including Redeemable Shares, without Preemptive Rights 12 Authorize Repurchase of Shares For For Mgmt 13 Authorize Issuance of Convertible Bonds For For Mgmt with or without Preemptive Rights; Increase Capital As Necessary for the Conversion and Authorize Board to Implement Capital Increase Accordingly 14 Approve Auditors for Fiscal Year 2007 For For Mgmt 15 Approve Minutes of Meeting For For Mgmt 05/10/07 - A Industrial and Commercial Bank of Y3991T104 05/02/07 209,000 China (ASIA) Ltd. (Union Bank 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Elect Jiang Jianqing as Non-Executive For For Mgmt Director 3b Elect Wang Lili as Non-Executive Director For For Mgmt 3c Elect Chen Aiping as Non-Executive Director For For Mgmt 4 Approve Remuneration of Directors For For Mgmt 5 Approve Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 6 Authorize Directors to Offer a Scrip For For Mgmt Dividend Alternative in Respect of Dividends Declared 7 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 8 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 9 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 10 Approve and Adopt Share Option Scheme For Against Mgmt Given the unfavorable terms of the proposed scheme, we recommend that shareholders vote against this proposal. 06/26/07 - A Information Service International - J2388L101 03/31/07 15,496 Dentsu, Ltd. *4812* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10 The payout ratio for the full year is 42 percent based on consolidated earnings, or 52 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format The proposed change is routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 9 Background of non-executive nominee(s): The nominee is a current executive of Dentsu Inc. Board Profile Composition of board after this meeting: 8 executives and 1 non-executive. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 4 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a current executive of Dentsu Inc., the largest shareholder in the company with a 61.8 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 5 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a current executive of Dentsu Inc., the largest shareholder in the company with a 61.8 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 05/01/07 - A/S Inmet Mining Corp. *IMN* 457983104 03/12/07 10,497 1 Elect Directors For For Mgmt 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 3 Amend Deferred Share Unit Plan For For Mgmt 4 Approve Shareholder Rights Plan For Against Mgmt The company claims that adopting the rights plan is in the best interests of shareholders, ensuring their fair treatment in a takeover bid. However, we find that this plan also provides the board and management with excessive opportunity to interpret and administer provisions of the plan. This plan does not allow shareholders enough control of the process to sufficiently safeguard their interests. The Inmet Shareholder Rights Plan is not a 'new generation' rights plan and we must therefore recommend against its reconfirmation. 5 Adopt New By-laws For Against Mgmt Within the Canadian market, ISS takes the position that 25 percent of the shares entitled to vote is an adequate quorum for shareholders meetings with no major shareholders. Quorum for a directors meeting should not be less than 50 percent of the number of directors. The ability of the chair to have a second or casting vote on tie votes at board meetings is a questionable practice. Granting the chair a second vote on contentious issues that result in a deadlock board can lead to conflicts of interest and potential inequality among directors. This is particularly egregious where the CEO is also Chair, as is the case here. ISS will oppose any new by-laws that contravene any of the above provisions. 05/15/07 - A International Power plc G4890M109 None 165,501 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect Sir Neville Simms as Director For For Mgmt 3 Re-elect Tony Concannon as Director For For Mgmt 4 Re-elect Steve Riley as Director For For Mgmt 5 Elect John Roberts as Director For For Mgmt 6 Approve Final Dividend of 7.9 Pence Per For For Mgmt Ordinary Share 7 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report For For Mgmt We disclosed these changes in last year's RREV report and at the time considered that the rationale for the increases in bonus and PSP awards had been adequately set out. The grant of bonuses purely in cash is a move away from good practice in terms of the alignment of Executive Directors' interests with those of shareholders. However, we note that most Executive Directors already hold shareholdings in excess of their annual basic salary. In light of the explanations provided by the Company with regards to the changes in remuneration policy, we recommend shareholders to vote in favour of the remuneration report. 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 248,730,120 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,593,387 11 Authorise 149,238,221 Ordinary Shares for For For Mgmt Market Purchase 12 Amend Articles of Association Re: For For Mgmt Electronic Communications and Director Age Limit As the proposed amendments are in line with changes to Company Law, we do not consider these amendments contentious. 06/15/07 - S International Power plc G4890M109 None 165,501 1 Approve the Completion of the Transaction For For Mgmt between the Company and Mitsui; Authorise Directors to Take All Such Steps as May be Necessary to Cause the Principal Transaction Agreements to be Completed Conclusion and Vote Recommendation We are not raising any corporate governance issues that would cause us to object to the proposed new joint venture. Ultimately, we consider that the proposal is an investment decision, which is best left for shareholders to evaluate in respect of their own individual investment strategies and after consultation with such professional advisors as each shareholder deems necessary. We note that the directors of International Power have received financial advice from Morgan Stanley. 04/26/07 - A Intershop Holding AG H42507238 None 432 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of CHF 12 per Share 2 Approve Discharge of Board and Senior For Mgmt Management 3.1 Change Location of Registered For Mgmt Office/Headquarters to Zurich 3.2 Amend Articles Re: Reduce Board Term to One For Mgmt Year 4 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/18/07 - A Intralot SA Integrated Lottery X3968Y103 None 12,434 (formerly Intralot SA) 1 Approve Consolidated Financial Statements For Mgmt 2 Approve Discharge of Board and Auditors For Mgmt 3 Approve Auditors and Authorize Board to Fix For Mgmt Their Remuneration 4 Approve Director Remuneration for 2006 and For Mgmt Preapprove Their Remuneration for 2007 5 Approve Maximum Salary for Board Members For Mgmt 6 Authorize Board and Managers of the Company For Mgmt to Participate in Boards and Management of Similar Companies 7 Authorize Share Repurchase Program For Mgmt 8 Announce Figures from Previous Share None Mgmt Repurchase Program 9 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A INTRUM JUSTITIA AB W4662R106 04/19/07 28,800 1 Open Meeting None None Mgmt 2 Elect Lars Lundquist as Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8a Receive President's Report None None Mgmt 8b Receive Chairman's Report on Board and None None Mgmt Committee Work 9 Approve Financial Statements and Statutory For For Mgmt Reports 10 Approve Allocation of Income and Dividends For For Mgmt of SEK 2.75 per Share 11 Approve Discharge of Board and President For For Mgmt 12 Determine Number of Members (7) and Deputy For For Mgmt Members (0) of Board; Receive Report from Nominating Committee 13 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 2.4 Million; Approve Remuneration of Auditors 14 Reelect Helen Fasth-Gillstedt, Lars For For Mgmt Foerberg, Bo Ingemarson, Lars Lundquist (Chair) and Lars Wollung as Directors; Elect Matts Ekman and Arsaell Hafsteinsson as New Directors 15 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 16 Authorize Chairman of Board and For For Mgmt Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee 17 Close Meeting None None Mgmt 08/10/06 - A INVESTEC PLC G49188108 None 13,870 Both the Holders of Ordinary Shares in Investec Plc and the Holder of the Special Voting Share in Investec Plc are Entitled to Vote. Investec Plc and Investec Ltd. Resolutions 1 Re-elect Bernard Kantor as Director of For For Mgmt Investec Plc and Investec Ltd. 2 Re-elect Donn Jowell as Director of For For Mgmt Investec Plc and Investec Ltd. 3 Re-elect Hugh Herman as Director of For For Mgmt Investec Plc and Investec Ltd. 4 Re-elect Ian Kantor as Director of Investec For For Mgmt Plc and Investec Ltd. 5 Re-elect Peter Thomas as Director of For Against Mgmt Investec Plc and Investec Ltd. 6 Re-elect Sam Abrahams as Director of For For Mgmt Investec Plc and Investec Ltd. 7 Re-elect Stephen Koseff as Director of For For Mgmt Investec Plc and Investec Ltd. 8 Re-elect Sir David Prosser as Director of For For Mgmt Investec Plc and Investec Ltd. Investec Ltd. Resolutions 9 Accept Financial Statements and Statutory For For Mgmt Reports of Investec Ltd. 10 Approve Remuneration Report of Investec Ltd. For For Mgmt 11 Sanction the Interim Dividend on Ordinary For For Mgmt Shares Paid by Investec Ltd. 12 Sanction the Interim Dividend on the For For Mgmt Dividend Access (South African Resident) (SA DAS) Redeemable Preference Share Paid by Investec Ltd. 13 Approve Final Dividend of 627 Cents Per For For Mgmt Ordinary Share by Investec Ltd. 14 Approve Final Dividend on the SA DAS For For Mgmt Redeemable Preference Share of an Amount Equal to That Recommended by the Directors of Investec Ltd. 15 Reappoint Ernst & Young CA (SA) as Auditors For For Mgmt of Investec Ltd. and Authorise the Board to Determine Their Remuneration 16 Reappoint KPMG Inc. as Auditors of Investec For For Mgmt Ltd. and Authorise the Board to Determine Their Remuneration 17 Authorise 1,150,047 Ordinary Shares of the For For Mgmt Unissued Shares in the Authorised Share Capital of Investec Ltd. be Placed Under the Control of Directors Until Such Date that Special Resolution 2 Becomes Effective; Otherwise up to 5,750,235 Ordinary Shares 18 Authorise 800,000 Class A Variable Rate For For Mgmt Compulsorily Convertible Non-Cumulative Preference Shares to be Placed Under the Control of Directors Until Such Date that Special Resolution 2 Becomes Effective; Otherwise up to 4,000,000 Class A Preference Shares 19 Approve that All Unissued Shares in the For For Mgmt Authorised Share Capital of Investec Ltd. be Placed Under the Control of the Directors 20 Authorise Issue of 1,150,047 Ordinary For For Mgmt Shares of ZAR 0.001 Each Until Such Date That Special Resolution 2 Becomes Effective; Otherwise up to 5,750,235 Ordinary Shares of ZAR 0.0002 Each 21 Authorise Issue of 800,000 Class A Variable For For Mgmt Rate Compulsorily Convertible Non-Cumulative Preference Shares Until Such Date that Special Resolution 2 Becomes Effective; Otherwise up to 4,000,000 Class A Preference Shares 22 Amend Investec Ltd. Security Purchase For For Mgmt Scheme 2003 Trust Deed Clause 4 of Appendix 1 23 Amend Investec Ltd. Security Purchase For For Mgmt Scheme 2003 Trust Deed Clause 6.3 of Appendix 1 24 Amend Investec Ltd. Security Purchase For For Mgmt Scheme 2003 Trust Deed Clause 1.19 25 Authorise Acquisition of 20 Percent of For For Mgmt Investec Ltd. Ordinary Issued Shares or Investec Ltd. Issued Perpetual Preference Shares 26 Approve Share Sub-Division of 55,500,000 For For Mgmt Ordinary Shares of ZAR 0.001 Each into 277,500,000 Ordinary Shares of ZAR 0.0002 Each Pursuant to the Passing of Special Resolutions 2, 3, 4 and 5 27 Approve Share Sub-Division of 8M Class A For For Mgmt Variable Rate Compulsorily Convertible Non-Cumulative Preference Shares of ZAR 0.001 Each into 40M Class A Preference Shares of ZAR 0.0002 Each Pursuant to the Passing of Special Resolutions 2, 3, 4 and 5 28 Approve Share Sub-Division of 112M Special For For Mgmt Convertible Redeemable Preference Shares of ZAR 0.001 Each into 560M Special Convertible Redeemable Preference Shares of ZAR 0.0002 Each Pursuant to the Passing of Special Resolutions 2, 3, 4 and 5 29 Amend Investec Ltd. Memorandum of For For Mgmt Association Pursuant to the Passing of Special Resolutions 2, 3, 4 and 5 30 Authorise Directors or the Company For For Mgmt Secretary to Do All Things Necessary to Carry into Effect the Aforesaid Resolutions Investec Plc Resolutions 31 Accept Financial Statements and Statutory For For Mgmt Reports of Investec Plc 32 Approve Remuneration Report of Investec Plc For For Mgmt 33 Sanction the Interim Dividend on Ordinary For For Mgmt Shares Paid by Investec Plc 34 Approve Final Dividend of 53 Pence Per For For Mgmt Ordinary Share by Investec Plc 35 Reappoint Ernst & Young LLP as Auditors of For For Mgmt Investec Plc and Authorise the Board to Determine Their Remuneration 36 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities of Investec Plc with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,036,377 37 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities of Investec Plc without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,931.66 38 Authorise 7,463,375 Ordinary Shares of For For Mgmt Investec Plc for Market Purchase Until Such Date That Special Resolution 8 Becomes Effective; Otherwise up to 37,316,875 Ordinary Shares 39 Approve Share Sub-Division of Each Ordinary For For Mgmt Share of 0.001 Pence Each into 5 Ordinary Shares of 0.0002 Pence Each; Approve Share Sub-Division of Each Special Converting Share of 0.001 Pence Each into 5 Special Converting Shares of 0.0002 Pence Each 40 Adopt New Articles of Association For For Mgmt 41 Authorise Directors or the Company For For Mgmt Secretary to Do All Things Necessary to Carry into Effect the Aforesaid Resolutions 05/02/07 - A IRESS MARKET TECHNOLOGY LTD(formerly Q49822101 04/30/07 39,435 BRIDGEDFS) *IRE* 1 Elect John William Burdett as Director For For Mgmt 2 Elect Tony Killen as Director For For Mgmt 3 Approve Remuneration Report for the Year For For Mgmt Ended Dec. 31, 2006 01/22/07 - S Italjolly - Compagnia Italiana dei T62532105 01/18/07 2,939 Jolly Hotels - S.p.a. Special Meeting Agenda Ordinary Business 1 Elect One Director For Mgmt Special Business 1 Mandatory Conversion of Saving Shares to For Mgmt Ordinary Shares; Amend Bylaws Accordingly Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Italmobiliare SpA T62283121 04/23/07 1,789 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for the Fiscal Year 2006 2 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 3 Extend External Auditors' Mandate for For Mgmt theThree-Year Term 2007-2009 4 Approve Remuneration of Board Committes and For Mgmt Other Administrative Bodies Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/18/07 - S Italmobiliare SpA T62283121 06/14/07 1,789 Special Meeting Agenda 1 Authorize the Board to Increase Capital of For Mgmt up to EUR 260 Million through the Issuance of Bonds with Warrants Attached 2 Approve Capital Increase of up to EUR 0.91 For Mgmt Million without Preemptive Rights through the Issuance of up to 350,000 Ordinary and/or Saving Shares Reserved to Directors of the Company and its Subsidiaries 3 Approve Amendment of Articles 9, 17, and 29 For Mgmt and Further Amendments of the Bylaws to Comply with the Italian Law n. 262/2005 and the Legislative Decree n. 303/2006; Renumbering of Articles Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/22/07 - A ITE Group plc G63336104 None 27,481 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Re-elect Ian Tomkins as Director For For Mgmt 3 Re-elect Edward Strachan as Director For For Mgmt 4 Re-elect Sir Jeremy Hanley as Director For For Mgmt 5 Elect Malcolm Wall as Director For For Mgmt 6 Approve Final Dividend of 2.5 Pence Per For For Mgmt Share 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report For Against Mgmt While we are sympathetic to the needs of companies and ITE Group in particular to secure the services of certain directors in the medium to long-term, we consider that the terms of such a contract could potentially lead to termination payments well in excess of one year's salary and fees. RREV generally does not consider the employment under longer than one-year fixed service contracts an appropriate mechanism to retain executive directors, as these may lead to pay-offs of more than one year's salary and benefits, even potentially in cases where the director underperformed, and therefore may be seen as a reward for failure. As this is a fundamental principle of corporate governance best practice, we recommend a vote against the approval of the remuneration report. 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 866,430 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 130,452 11 Authorise 25,992,919 Ordinary Shares for For For Mgmt Market Purchase 05/24/07 - A IVG Immobilien AG (frmly IVG Holding D36953103 05/03/07 19,410 AG) 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Hans Gaul to the Supervisory Board For Mgmt 6 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 22 Million Pool of Capital to Guarantee Conversion Rights 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/24/07 - A Izumi Co. Ltd. *8273* J25725110 02/28/07 14,078 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 16, Final JY 16, Special JY 0 The payout ratio is 13 percent (consolidated) or 18 percent (parent). By law, funds available for dividends in Japan are based on parent company earnings only. The payout ratio is on the low side, although slightly higher than last year's levels, thanks to an increase in the dividend from the previous year's JY 26. We do not recommend opposing this resolution, but we will consider recommending votes against income allocation in the future if the dividend fails to keep pace with continued growth in earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominees 1 and 2 are incumbent directors seeking reappointment, while nominees 3 and 4 are new to the board. All nominees are executives. The board currently includes four executives and one non-executive, but two executives and the non-executive are stepping down. Following this meeting, the board will consist of these four executive directors only. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 3 Appoint External Audit Firm For For Mgmt Izumi seeks to appoint KPMG Azsa & Co., one of Japan's largest audit firms, in place of Misuzu Audit Corp. Misuzu submitted an unqualified audit report for 2006-07. 4 Approve Retirement Bonuses for Directors For For Mgmt The two bonus recipients are both executives. 05/03/07 - A JINHUI SHIPPING AND TRANSPORTATION G5137R108 04/26/07 50,352 LIMITED 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Dividends For Mgmt 3 Elect Directors and Fix Their Remuneration For Mgmt 4 Ratify Messrs. Moores Rowland Mazars as For Mgmt Auditors 5 Authorize Share Repurchase Program For Mgmt 6 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights 7 Transact Other Business (Voting) For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A JM AB W4939T109 04/20/07 43,648 1 Open Meeting and Elect Chairman of Meeting None None Mgmt 2 Prepare and Approve List of Shareholders For For Mgmt 3 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Mgmt 5 Approve Agenda of Meeting For For Mgmt 6 Receive Reports of the Board and the None None Mgmt President; Receive Financial Statements and Statutory Reports 7 Approve Financial Statements and Statutory For For Mgmt Reports 8 Approve Allocation of Income and Dividends For For Mgmt of SEK 4.50 per Share 9 Approve Record Date (May 2) for Dividend For For Mgmt 10 Approve Discharge of Board and President For For Mgmt 11 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 12 Approve Remuneration of Directors in the For For Mgmt Amount of SEK 575,000for Chairman and SEK 250,000 for Other Directors; Approve Fees for Committee Work 13 Approve Remuneration of Auditors For For Mgmt 14 Receive Information about Director None None Mgmt Nominees' other Assignments 15 Reelect Elisabett Annell, Eva Britt For For Mgmt Gustafsson, Bengt Larsson, Berthold Lindqvist, Lars Lundquist, Johan Skoglund, and Torbjoern Torell as Directors; Elect Asa Soderstrom Jerring as New Director 16 Authorize Chairman of Board and For For Mgmt Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 18 Approve Redemption Program for Shareholders For For Mgmt 19 Approve Issuance of Convertible Bonds to For For Mgmt Key Employees; Approve Creation of SEK 700,000 Pool of Capital to Guarantee Conversion Rights 20 Approve Share Matching Plan; Approve For Against Mgmt Repurchase and Reissuance of 55,000 Shares for Share Matching Plan Conclusion Although the proposed matching plan has positive features such as the requirement to make an initial investment in company shares, a vesting period of three years, and a small scale (maximum 55,000 shares), we consider the heavy discount of the matching share in the absence of performance criteria or a performance element of the plan to be below our as well as Swedish market standards for executive plans. We do not believe that the plan demonstrates a clear link between performance and pay, and therefore recommend a vote against this plan. 06/23/07 - A Joint Corporation *8874* J28384105 03/31/07 41,736 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 15 The payout ratio for the full year is 9 percent based on consolidated earnings, or 17 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. However, the company has posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development. 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Background of non-executive nominee(s): Both nominees meet our criteria for independence. Nominee 2 is the current president of Taenaka Management Office Ltd. Nominee 3 is a tax accountant in private practice. 2.2 Appoint Internal Statutory Auditor For For Mgmt 2.3 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 300 million per year to JY 400 million per year. After the meeting, the company will continue to have 9 directors. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/22/07 - A Joshin Denki Co. Ltd. *8173* J28499127 03/31/07 29,352 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10 The payout ratio for the full year is 20 percent based on consolidated earnings, or 25 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination 4 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is an accountant in private practice, but previously served as a partner of the company's current exernal audit firm. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: The committee members have not yet been announced. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the independence of the special committee is questionable, because the board is composed entirely of executives, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 04/17/07 - A Julius Baer Holding AG (formerly Baer H4407G172 None 10,299 Holdings) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/17/07 - A Julius Baer Holding AG (formerly Baer H4407G172 None 10,299 Holdings) 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 1 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 5 Ratify KPMG AG as Auditors For Mgmt 6 Approve 2:1 Stock Split For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/06/06 - A Jumbo SA X0282Q121 None 12,927 Annual Meeting 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Ratify Auditors For Mgmt 5 Approve Board Remuneration for Fiscal For Mgmt Period Ended June 30, 2006 6 Pre-approve Board Remuneration for Fiscal For Mgmt Period Ending June 30, 2007 7 Authorize Issuance of Common Bond Loan of For Mgmt EUR 125 Mio, Grant Board Authority to Define Terms 8 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/30/07 - S Jumbo SA X4114P111 None 12,927 1 Amend Maximum Authorization for Common Bond For Mgmt Loan from EUR 125 Million to EUR 145 Million Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/16/07 - S Jumbo SA X4114P111 None 25,854 1 Authorize Issuance of Nonconvertible Bonds For Mgmt 2 Amend Article 5 of Company Bylaws and For Mgmt Codification Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/22/06 - A JUST GROUP LTD *JST* Q514B4101 11/20/06 140,550 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Fiscal Year Ended July 29, 2006 2a Elect Laura Anderson as Director For For Mgmt 2b Elect Ian Pollard as Director For For Mgmt 3 Approve Remuneration Report for the Fiscal For For Mgmt Year Ended July 29, 2006 4 Approve Remuneration of Directors with an For For Mgmt Increase of A$200,000 from A$700,000 to A$900,000 06/28/07 - A K's Holdings Corp. *8282* J36615102 03/31/07 20,784 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 30 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 18 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 2.15 Elect Director --- For 2.16 Elect Director --- For 2.17 Elect Director --- For 2.18 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Both nominees meet our criteria for independence. Nominee 2 is a former executive of Matsushita Electric Industrial Co., Ltd. Nominee 3 is a former executive of Victor Co. of Japan. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors One of the retiring auditors has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 5 Approve Stock Option Plan for Directors and For For Mgmt Statutory Auditors Option Plan Summary Eligibility: Directors and statutory auditors of company Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 0.14 percent of issued capital from this plan; 2.21 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 6 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: Employees of company, and directors, statutory auditors, and employees of affiliates Exercise Price: 5 percent premium to market price prior to grant date. Potential Dilution: 1.49 percent of issued capital from this plan; 2.21 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 05/09/07 - A K+S AG D37808108 04/18/07 3,556 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 2 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify Deloitte & Touche GmbH as Auditors For Mgmt for Fiscal 2007 6 Elect Ralf Bethke to the Supervisory Board For Mgmt 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/23/06 - A KAGARA ZINC LIMITED *KZL* Q5170L108 11/21/06 67,111 1 Elect Ross Hutton as Director For For Mgmt 2 Elect Mark Ashley as Director For For Mgmt 3 Approve Remuneration Report for the Fiscal For Against Mgmt Year Ended June 30, 2006 Summary of Reasons for Against Recommendation on Resolution 3 - The options have no vesting period. - The options have no formal performance hurdles. - The company grants options to its non-executive directors - There has been a significant increase in the executive chairman's base salary without rationale in the remuneration report. 4 Amend Employee Share Option Plan For For Mgmt 5 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Kim Robinson Summary of Reasons for Against Recommendation on Resolutions 5 and 6 - Options have no formal performance hurdles. - Options have no vesting period. 6 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Joe Treacy 7 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Mark Ashley Summary of Reasons for Against Recommendation on Resolutions 7 - 9 - Local market standards do not support the issue of options to non-executive directors. 8 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Ross Hutton 9 Approve the Grant of 500,000 Options at an For Against Mgmt Exercise Price of A$6.00 Each to Shad Linley 06/28/07 - A Kagoshima Bank Ltd. *8390* J29094109 03/31/07 32,628 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 The nominee does not meet our criteria for independence. He is a former executive director of the Bank of Tokyo-Mitsubishi UFJ, Ltd., one of the largest shareholders in the company with a 3.88 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Deloitte Touche Tohmatsu & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Deloitte Touche Tohmatsu & Co. on a provisional basis. Here, the company seeks to formally appoint Deloitte Touche Tohmatsu & Co. We see no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors One of the retiring auditors has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 06/28/07 - A Kaken Pharmaceutical Co. Ltd. *4521* J29266103 03/31/07 33,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8.5 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 1 The nominee does not meet our criteria for independence. He is a former executive of one of the largest shareholders in the company with a 3.45 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney. 5 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditors The recipients are insiders. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors For directors, the ceiling is to be raised from JY 22 million per month (or JY 264 million per year) to JY 330 million per year. After the meeting, the number of directors decrease from 9 to 8. For statutory auditors, the ceiling would be lowered from JY 6 million per month (or JY 72 million per year) to JY 70 million per year. After the meeting, the company will continue to have 4 statutory auditors. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/13/07 - A KARDAN NV N4784C102 06/06/07 4,773 1 Open Meeting None Mgmt 2 Approval of the English Language as the For Mgmt Official Language and of the Euro as the Currency of the Annual Accounts and the Annual Report 2007 3 Receive Report of Management Board None Mgmt 4 Approve Financial Statements and Statutory For Mgmt Reports 5 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 6 Approve Dividends of EUR 0.11 Per Share For Mgmt 7 Approve Discharge of Management Board For Mgmt 8 Approve Discharge of Supervisory Board For Mgmt 9 Ratify Auditors For Mgmt 10 Elect Mr. W. van Damme to Management Board For Mgmt 11 Reelect Mr. A. Shlank to Management Board For Mgmt 12 Reelect Mr. J. Krant, Mr. A. Schnur, Mr. I. For Mgmt Fink and Mrs. K. Rechter to Supervisory Board 13 Approve Remuneration Report Containing For Mgmt Remuneration Policy for Management Board Members 14 Amend Articles For Mgmt 15 Renewal of the Directors' and Officers' For Mgmt Liability Insurance 16 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 17 Other Business (Non-Voting) None Mgmt 18 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/20/07 - A Kaufman et Broad SA F5375H102 04/17/07 4,818 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.87 per Share 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 209,800 6 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 7 Ratify Appointment Jeffrey T. Mezger as For Mgmt Director 8 Reelect Guy Nafilyan as Director For Mgmt 9 Reelect Jeffrey T. Mezger as Director For Mgmt 10 Reelect Yves Galland as Director For Mgmt 11 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/08/07 - A KCI Konecranes Oyj (formerly KCI X4342T109 02/26/07 39,657 Konecranes International Co Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.45 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors For Mgmt 1.7 Approve Remuneration of Auditors For Mgmt 1.8 Fix Number of Directors at Eight For Mgmt 1 Elect Directors For Mgmt 1.10 Appoint Ernst & Young Oy as Auditor; For Mgmt Appoint Deputy Auditors 2 Amend Articles to Comply with New Finnish For Mgmt Companies Act Re: Replace References to Nominal Value of Shares and Minimum and Maximum Share Capital with Statement That Shares Belong to Book-Entry Securities System; Other Amendments 3 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital 4 Authorize Reissuance of Repurchased Shares For Mgmt 5 Approve Stock Option Plan; Approve Creation For Mgmt of Pool of Conditional Capital to Guarantee Conversion Rights 6 Amend 1997, 1999, 2001, and 2003 Stock For Mgmt Option Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Keiyo Bank Ltd. *8544* J05754106 03/31/07 71,123 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 4 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is the current president of Netz Toyota Tokyo Co.,Ltd., the company's business partner. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 06/21/07 - A Keller Group plc G5222K109 None 26,062 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 11.4 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt RREV considers a vote in favour of the remuneration report to be appropriate. 4 Re-elect Kevin Bond as Director For For Mgmt 5 Re-elect James Hind as Director For For Mgmt 6 Re-elect Wolfgang Sondermann as Director For For Mgmt 7 Re-elect Michael West as Director For For Mgmt 8 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 9 Approve Scrip Dividend Program For For Mgmt 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,193,240 11 Subject to the Passing of Resolution 10, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 329,315 12 Authorise 6,586,307 Ordinary Shares for For For Mgmt Market Purchase 04/03/07 - A KEMIRA GROWHOW OYJ X4448F102 03/23/07 35,291 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditor's Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.15 Per Share 1.5 Approve April 17, 2007 as Date of Dividend For Mgmt Distribution 1.6 Approve Discharge of Board and President For Mgmt 1.7 Approve Remuneration of Directors and For Mgmt Auditors 1.8 Fix Number of Directors at Seven For Mgmt 1 Elect Directors For Mgmt 1.10 Appoint KPMG Oy Ab as Auditor; Appoint For Mgmt Pekka Pajamo as Deputy Auditor 2 Authorize Reissuance of Repurchased Shares For Mgmt 3 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights Shareholder Proposals 4 Shareholder Proposal: Establish Nominating None ShrHoldr Committee Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/02/07 - A Kendrion NV (Formerly Schuttersveld N48485127 None 13,354 Holding NV) 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3.a Approve Financial Statements and Statutory For Mgmt Reports 3.b Approve Allocation of Income For Mgmt 4 Approve Discharge of Management Board For Mgmt 5 Approve Discharge of Supervisory Board For Mgmt 6 Elect R.L. de Bakker to Supervisory Board For Mgmt 7 Approve Reverse Stock Split For Mgmt 8 Discussion on Company's Corporate None Mgmt Governance Structure 9 Grant Board Authority to Issue Shares Up To For Mgmt 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 11 Other Business (Non-Voting) None Mgmt 12 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/27/07 - A Kenedix Inc. (formerly Kennedy-Wilson J3243N100 12/31/06 26 Japan) *4321* 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 3000, Special JY 0 2 Amend Articles to: Expand Business Lines For For Mgmt 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Statutory Auditors 8 Appoint External Audit Firm For For Mgmt 05/18/07 - A Kerry Group plc G52416107 None 17,311 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends For For Mgmt 3ai Elect Denis Buckley as Director For Against Mgmt Effective boards exercise independent judgment when carrying out their fiduciary responsibilities. By requiring a majority of independent directors, the possibility of conflicts of interest is reduced and the quality of board oversight is increased. For companies in this market, we will recommend against the election or reelection of any non-independent directors (excluding the CEO) if the proposed board does not consist of a majority of independent directors. At Kerry Group, excluding the chairman, only 11 percent of the board is independent. Therefore, shareholders are advised to vote against the election of Flor Healy, Brian Mehigan, Denis Buckley, Michael Dowling, Eugene McSweeney, Desmond O'Connor, James O'Connell, Michael O'Connor, and Gerard O'Hanlon. 3aii Elect Michael Dowling as Director For Against Mgmt 3aiii Elect Eugene McSweeney as Director For Against Mgmt 3bi Elect Brian Mehigan as Director For Against Mgmt 3bii Elect Flor Healy as Director For Against Mgmt 3biii Elect Desmond O'Connor as Director For Against Mgmt 3biv Elect Michael J. Sullivan as Director For For Mgmt 3ci Elect James O'Connell as Director For Against Mgmt 3cii Elect Michael O'Connor as Director For Against Mgmt 3ciii Elect Gerard O'Hanlon as Director For Against Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors This is a routine proposal. 5 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights up to the Authorized But Unissued A Ordinary Share Capital 6 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights up to Five Percent of the Issued A Ordinary Share Capital 7 Authorize Share Repurchase of up to Five For For Mgmt Percent of the Issued A Ordinary Share Capital 12/08/06 - S Kingboard Chemical Holdings Ltd G52562140 12/06/06 176,000 1 Approve Connected Transactions and Annual For For Mgmt Caps 05/18/07 - A Kingboard Chemical Holdings Ltd G52562140 05/15/07 154,500 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend and Special Dividend For For Mgmt 3a Reelect Cheung Kwong Kwan as Executive For For Mgmt Director and Authorize Board to Fix His Remuneration 3b Reelect Mok Cham Hung, Chadwick as For For Mgmt Executive Director and Authorize Board to Fix His Remuneration 3c Reelect Ho Yin Sang as Executive Director For For Mgmt and Authorize Board to Fix His Remuneration 3d Reelect Cheung Wai Lin, Stephanie as For For Mgmt Executive Director and Authorize Board to Fix Her Remuneration 3e Reelect Cheng Ming Fun, Paul as Independent For For Mgmt Non-Executive Director and Authorize Board to Fix His Remuneration 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 5a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 5c Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 06/25/07 - S Kingboard Chemical Holdings Ltd G52562140 None 154,500 1 Approve KBL Share Option Scheme For Against Mgmt Given the unfavorable terms of the proposed plan, we recommend that shareholders vote against this proposal. 05/24/07 - A Kingspan Group plc G52654103 None 29,859 Ordinary Business 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Dividends For For Mgmt 3a Elect Noel Crowe as Director For Against Mgmt At Kingspan Group Plc, excluding the chairman, only 36.36 percent of the board is independent. In addition, Eoin McCarthy is a non-independent non-executive director who serves on the board's Remuneration Committee. Therefore, shareholders are advised to vote against the election of Noel Crowe and Eoin McCarthy. 3b Elect Brian Joyce as Director For For Mgmt 3c Elect Tony McArdle as Director For For Mgmt 3d Elect Eugene Murtagh as Director For For Mgmt 3e Elect Eoin McCarthy as Director For Against Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors Special Business 5 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights 6 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 7 Amend Kingspan Group PLC 1998 Share Option For For Mgmt Scheme 8 Amend Kingspan Group PLC 2001 Second Tier For For Mgmt Share Option Scheme 06/20/07 - A Kintetsu World Express, Inc. *9375* J33384108 03/31/07 11,800 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 11 The payout ratio for the full year is 10 percent based on consolidated earnings, or 26 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year on a consolidated basis is on the low side by Japanese standards. However, in light of the increase in the dividend payment, we do not oppose this resolution. We will consider voting against future income allocations, if profits grow and the dividend payment is not further increased. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 1 and 14 Background of non-executive nominee(s): Nominee 1 is the current chairman of company's largest shareholder Kintetsu Corporation, and Nominee 14 is the current president of Kintetsu Corporation. Board Profile Composition of board after this meeting: 12 executives and 2 non-executives. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 Nominee 3 meets our criteria for independence. He is a professor of the Graduate School of Finance, Accounting and Law at Waseda University. Nominees 1 and 2 are not designated by the company as independent, and we have no reason to oppose their nominations. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 05/23/07 - A KME GROUP SPA (Formerly SMI- Societa T6291E129 05/21/07 137,350 Metallurgica Italiana) Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Fix Number of Directors on the Board; Elect For Mgmt Directors; Determine Directors' Remuneration 3 Revoke Mandate of External Auditors to For Mgmt Deloitte & Touche Spa and Elect KPMG Spa as External Auditors for the Nine-Year Term 2007-2015; Fix Auditors' Remuneration Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/20/07 - S KME GROUP SPA (Formerly SMI- Societa T6291E129 06/18/07 137,350 Metallurgica Italiana) Special Meeting Agenda Ordinary Business 1 Amend the KME Group SpA Stock Option For Mgmt Schemes for Executive Directors and Top Management Special Business 1 Authorize Capital Increase up to EUR 2.75 For Mgmt Million Through the Issuance of up to 8 Million Shares, without Preemptive Rights, Pursuant the Stock Option Scheme; Reduce Capital Increase Authorization Approved on May 19, 2006; Amend Bylaws Accordingly 2 Approve 3:1 Share Consolidation; Consequent For Mgmt Amendment of Company's Bylaws 3 Amend Articles 10, 11, 14, 16, 17, 22, and For Mgmt 24 to Comply with the New Italian Law Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/16/07 - A Kolon Engineering & Construction Co. Y4818P101 12/31/06 18,820 (formerly Kolon Construction) 1 Approve Appropriation of Income and For For Mgmt Dividends of KRW 600 Per Common Share Proposed dividend is KRW 600 per common share (KRW 650 per preferred share), which corresponds to a total payout ratio of 21 percent, slightly increased from 20 percent the previous year. Although the payout ratio is low even by Korean standards, given the company's net income decline of 4 percent year over year, we do not oppose this income allocation and dividend proposal. 2 Amend Articles of Incorporation to Contract For For Mgmt Business Objectives The amendment would seek shareholder approval to expand the company's business objectives by removing the information system business, the power converter-related business, the parking equipment business, and the Internet broadcasting business. We do not oppose this resolution. 3 Elect Five Directors For For Mgmt This item asks shareholders to elect three executive directors, one non-independent non-executive director (NED) and one independent NED to the board. The executive director nominees are Kwon Yong-dae, a vice president of the company; Lee Joo-hong, a vice president of the company; and Lee Yong-cheol, a managing director of the company. The non-independent NED nominee is Kim Nam-soo, a vice president of Kolon Co., an affiliate of the company. The independent NED nominee is Jang Myung-soon, a professor at Hanyang University. Kwon and Jang are incumbent directors while others are new directors. All of their terms will be three years on the board once elected. Kwon holds 3000 stock options and 24250 common shares of the company while the others have not engaged in any disclosable transaction with the company within the last three years. The number of directors remains unchanged at eight, of whom two are independent NEDs. 4 Appoint Two Auditors For For Mgmt This item seeks shareholder approval to elect two auditors for the company. The nominees are Lim Jae-hyung, the representative director of Misiryung Dongseo Road Penetration Inc. and Hong Ji-man, the head at HONG JI MAN Law Firm. Lim is a new director while Hong is an incumbent director. Both of their terms will be three years as auditors once elected. Neither nominee has engaged in any disclosable transaction with the company within the last three years. 5 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 3.5 billion, unchanged from the previous year. Although the last year's actual payout was not disclosed, a total of KRW 48 million was paid for the two independent NEDs. The level of directors' fees is usually not problematic among Korean companies. We see no reason to oppose this resolution. 6 Approve Limit on Remuneration of Auditors For For Mgmt The ceiling for two auditors for 2007 remains unchanged at KRW 300 million. Last year's actual payout was not disclosed. 7 Approve Stock Option Grants For For Mgmt The company is seeking shareholder approval on option grants over a total of 15,000 shares to Won Hyun-soo, the representative director of the company. Either newly issued or repurchased shares may be used. The exercise period is within three years after two years since issued while the exercise price is KRW 21,000. The exercise price shall be adjusted in the event of a capital increase, stock dividend, capitalization of reserves, stock split, or reverse split. These grants would bring the total number of options to 133650, representing approximately 0.6 percent of issued share capital. This falls within ISS guidelines, which allows a maximum of 5-percent dilution from all stock options for a mature company such as Kolon Engineering & Construction. 03/16/07 - A Korea Line Corp. Y4925J105 12/31/06 2,130 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 750 Per Share Proposed dividend is KRW 750 per share, which corresponds to a payout ratio of 7 percent, slightly down from 8 percent the previous year. The payout ratio is extremely low even by Korean standard. We call on the company to improve its payout ratio in the future. However, in light of the company's strong financial performance, we do not oppose this income allocation and dividend proposal at this time. 2 Elect Directors For For Mgmt There are one executive director nominee and one independent non-executive director (NED) nominee. The executive director nominee is Lee Jin-bang, the president of the company. The independent NED nominee is Jo Hyun-woo, a former judge at Seoul Bar Association. Both Lee and Jo are incumbent directors. Both nominees will serve on the board for the next three years upon shareholder approval. Neither nominee has engaged in any disclosable transaction with the company within the last three years. The number of director remains unchanged at six, of whom two are independent NEDs. 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 1.5 billion, unchanged from the previous year. Although last year's actual payout was not disclosed, a total of KRW 48 million was paid for two independent non-executive directors. 4 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 remains unchanged at KRW 200 million. Last year's actual payout was not disclosed. 02/28/07 - A Korea Zinc Co Ltd Y4960Y108 12/31/06 3,720 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 1500 Per Share 2 Elect Directors For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 4 Approve Limit on Remuneration of Auditors For For Mgmt 01/18/07 - S Kowloon Development Company Limited Y49749107 01/15/07 61,390 1 Approve Increase in Authorized Capital from For For Mgmt HK$100.0 Million to HK$500.0 Million by the Creation of 4.0 Billion New Ordinary Shares of HK$0.1 Each This item seeks to increase the company's authorized capital from HK$100.0 million ($12.9 million) to HK$ 500.0 million ($64.5 million) by the creation of 4.0 billion new shares of HK$0.1 ($0.01) each (Capital Increase). The company's authorized capital is currently composed of 1.0 billion shares of HK$0.1 ($0.01) each with a nominal value of HK$100.0 million ($12.9 million). Upon the Capital Increase becoming effective and assuming no further shares would be issued prior to the EGM, the authorized share capital of the company would be HK$500.0 million ($64.5 million) divided into 5.0 billion shares of HK$0.1 ($0.01) each, of which 767.1 million shares of HK$0.1 ($0.01) would be issued and fully paid. The directors propose this increase to facilitate the issue by the company of rights shares on the basis of one rights share for every two shares held in order to raise proceeds for the company's investment in a joint venture enterprise in connection with an acquisition of a composite property development site. This is a reasonable request. 04/18/07 - A Kungsleden AB W53033101 04/12/07 5,100 1 Open Meeting None None Mgmt 2 Elect Bengt Kjell as Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Board and Committee Reports None None Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports; Receive President's Report 9a Approve Financial Statements and Statutory For For Mgmt Reports 9b Approve Allocation of Income and Dividends For For Mgmt of SEK 11 Per Share; Set April 23, 2007 as Record Date for Dividends 9c Approve Discharge of Board and CEO For For Mgmt 10 Receive Report of Nominating Committee None None Mgmt 11 Determine Number of Auditors (1) and Deputy For For Mgmt Auditors (1) 12 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 13 Approve Remuneration of Directors in the For Against Mgmt Amount of SEK 400,000 for Chairman and SEK 200,000 for Shareholder-Elected Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors Auditors' fees for the previous fiscal year are not disclosed and broken down into at least audit and non-audit fees. Disclosure of audit and non-audit fees is a prerequisite for evaluating auditor independence. An auditor's ability to remain objective becomes questionable when fees paid to the auditor for non-audit services such as management consulting, general bookkeeping, and special situation audits exceed the standard annual audit fees. Companies in a large number of countries are either required by law to disclose audit fees or it is accepted market practice to do so. However, not all companies disclose audit fees in a timely manner. Companies in the MSCI EAFE index are some of the largest, with high international and institutional ownership. As such, those companies should adhere to higher disclosure standards and are expected to provide the minimum disclosure of auditors' fees. We therefore target companies on this index which do not provide audit fees broken down into at least audit and non-audit fees. Our policy requires that fees must be disclosed in a publicly available source, such as the annual report or the company's Web site. In the absence of disclosure of at least audit and non-audit fees, we recommend that investors vote against this item. 14 Reelect Bengt Kjell (Chairman), Jens For For Mgmt Engwall, Mats Israelsson, Jan Nygren, Anne Jiffer, Jonas Nyren, and Per-Anders Ovin as Directors; Elect Thomas Erseus as New Director 15 Ratify Bjorn Flink as Auditor and George For For Mgmt Pattersson as Deputy Auditor (Both from KPMG Bohlins AB) 16 Approve New Instructions for Nominating For For Mgmt Committee 17 Elect KG Lindvall, Gunnar Balsvik, and For For Mgmt Charlotta Wikstrom as Members of Nominating Committee 18 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 19 Approve Stock Option Plan for Key For For Mgmt Employees; Approve Repurchase of 400,000 Shares and Reissuance of Shares for Stock Option Program 20 Authorization to Raise Loans Where Payable For Against Mgmt Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position We strongly believe that publicly listed companies should disclose financial information as well as details on proposals well in advance of the meeting. Without such disclosure, shareholders cannot make informed decisions on whether agenda items are routine or non-routine and therefore whether they should incur expenses in order to attend the meeting or arrange to be represented at the meeting. We recommend that shareholders contact the company's investor relations department directly and express their desire to receive details of proposals well in advance of the meeting. Because of a lack of information, shareholders are advised to vote against this item. 21 Close Meeting None None Mgmt 06/28/07 - A Kuroda Electric Co. (Kuroda Denki) J37254109 03/31/07 9,900 *7517* 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Candidates 1 to 6 are insiders and are incumbent directors seeking reappointment. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For Candidates 7 to 9 have been classified as outside directors. All nominees meet ISS criteria for independence. Candidate 7 is an attorney and law professor. He has not previously held a position at Kuroda. Candidate 8 is an attorney in private practice. Candidate 9 is former executive of NEC Corp. 1.8 Elect Director --- For 1.9 Elect Director --- For 06/21/07 - A KYORIN CO LTD *4569* J37996113 03/31/07 23,000 1 Elect Directors For For Mgmt 1.1 Elect Director --- For All nominees are incumbent executive directors. Two other executives are stepping down, so the board size will decrease from 11 to 9. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 2 Appoint Internal Statutory Auditor For For Mgmt The nominee, a former executive of construction company Taisei Corp., meets our criteria for independence. 3 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor The retiring auditor is an outsider. As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing this item. 04/26/07 - A LABROY MARINE LTD Y5109N143 None 461,919 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.02 Per Share For For Mgmt 3 Reelect Sitoh Yih Pin as Director For For Mgmt 4 Reelect Peter Chen Siow Hsing as Director For For Mgmt 5 Approve Directors' Fees For Against Mgmt As the absence of information on this proposal makes it difficult to ascertain whether approval of this item would have any negative impact on shareholders, a vote opposing this resolution is recommended. 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Other Business (Voting) For Against Mgmt While such request is usually routine, the potential for discussion and subsequent approval of items that could be dangerous to minority shareholders is a possibility. Until more detailed information is made available concerning this item, a vote opposing such request must be recommended. 8 Approve Issuance of Shares without For For Mgmt Preemptive Rights 9 Approve Issuance of Shares and Grant For Against Mgmt Options Pursuant to the Labroy Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. 05/24/07 - A LAND CO. LTD. *8918* J3863B105 02/28/07 52 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 2000, Special JY 1000 The payout ratio is 26 percent based on consolidated earnings, or 27 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to Recognize Validity of For For Mgmt Board Resolutions in Writing or by Electronic Means This amendment would allow the board to meet by teleconference, video conference or similar means, without having to physically assemble in one place. Most companies have sought approval for similar amendments, as part of the package of changes accompanying the promulgation of the new Corporate Law. Because this item is routine, we see no reason to oppose this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 5 and 6 Affiliation of non-executive nominee(s): Nominee 5 is a former executive director of Daikyo Inc. Nominee 6 is an attorney. Board Profile Composition of board after this meeting: 4 executives and 2 non-executives. The number of outsiders is increasing from 0 to 2. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former executive of Sumitomo Life Insurance Company. 5.1 Appoint External Audit Firm For For Mgmt Land Co. seeks approval for the reappointment of Misuzu Audit Corp. in Item 5.1, and for the appointment of Shin Nihon & Co. in Item 5.2. Misuzu, then known as ChuoAoyama, was ordered to suspend operations for two months in 2006 after its auditors were implicated in a case of accounting fraud at Kanebo Ltd. Land Co. reappointed Misuzu on a provisional basis after the suspension ended, and Misuzu submitted an unqualified audit report for 2006-07. However, in recognition of the damage to its reputation and bottom line, Misuzu decided earlier this year to voluntarily disband in July and transfer its remaining auditors and clients to a number of other audit firms. ISS has opposed the reappointment of Misuzu, even during a relatively brief transition period, where a successor firm has not been identified. However, in this case it is clear that Shin Nihon will take over from Misuzu effective August 1. Accordingly, we do not oppose the appointment of either firm. 5.2 Appoint External Audit Firm For For Mgmt See Item 5.1. 05/31/07 - A Lanxess AG D5032B102 05/10/07 20,698 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.25 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6 Amend Existing Pool of Capital without For Mgmt Preemptive Rights 7 Approve Creation of EUR 5.8 Million Pool of For Mgmt Capital without Preemptive Rights 8 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 21.2 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 21.2 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/27/06 - A Lasertec Corp. *6920* J38702106 06/30/06 11,056 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 40, Special JY 0 2 Amend Articles to: Expand Business Lines - For For Mgmt Reduce Directors Term in Office - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Limit Liability of Directors and Statutory Auditors 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 4 Approve Deep Discount Stock Option Plan for For For Mgmt Directors 11/09/06 - A Leighton Holdings Ltd. *LEI* Q55190104 11/07/06 64,946 1 Receive Financial Statements and Statutory For For Mgmt Reports For the Year Ended June 30, 2006 2 Adopt Remuneration Report For the Year For For Mgmt Ended June 30, 2006 3 Elect Directors For For Mgmt 4 Approve Senior Executive Option Plan For For Mgmt 5 Approve Management Share Plan For For Mgmt 6 Approve Grant of Up to 600,000 Options to For For Mgmt W.M. King, Under the Senior Executive Option Plan 7 Approve Grant of Up to 400,000 Options to For For Mgmt D.S. Adamsas, Under the Senior Executive Option Plan 03/16/07 - A Lemminkaeinen Corporation X4894Y100 03/06/07 936 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.50 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors For Mgmt 1.7 Fix Number of Directors at Five For Mgmt 1.8 Approve Remuneration of Auditors For Mgmt 1 Elect Directors For Mgmt 1.10 Reelect PricewaterhouseCoopers Oy as Auditor For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/22/06 - S LG Dacom Corporation (frmly Dacom Y1855Q109 08/28/06 14,270 Corp.) 1 Amend Articles of Incorporation to Change For For Mgmt Company's Name The company seeks shareholder approval to change its name from DACOM CORPORATION to LG DACOM CORPORATION. We have no reason to oppose this resolution. 2 Elect Directors For For Mgmt There are one non-independent non-executive director nominee and one executive director nominee. The non-independent non-executive director nominee is Nam Young-Woo, a vice president of LG Corp. and a former CFO of Dacom Corp. The executive director nominee is Sung Ki-Sup, a senior executive director of the company. Neither nominee has engaged in any disclosable transaction with the company within the last three years. 03/09/07 - A LG Dacom Corporation (frmly Dacom Y5252V108 12/31/06 14,270 Corp.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 600 Per Share 2 Elect Independent Non-Executive Director For For Mgmt 3 Elect Member of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 03/16/07 - A LG Household & Health Care Ltd. Y5275R100 12/31/06 3,838 1 Approve Appropriation of Income and For For Mgmt Dividends of KRW 1050 Per Common Share 2 Elect Directors For For Mgmt 3 Elect Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 04/26/07 - A Lindt & Spruengli AG H49983176 None 16 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Lindt & Spruengli AG H49983176 None 18 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 275 per Share and CHF 27.50 per Participation Certificate 4 Elect Directors For Mgmt 4.2 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/18/07 - A Lookers plc G56420170 None 26,650 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 2.2 Pence Per For For Mgmt Ordinary Share 4 Elect Phil White as Director For For Mgmt 5 Re-elect Ken Surgenor as Director For For Mgmt 6 Re-elect David Dyson as Director For For Mgmt 7 Re-elect Brian Schumacker as Director For For Mgmt 8 Appoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,003,255 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 450,487 12 Authorise 18,019,503 Ordinary Shares for For For Mgmt Market Purchase 06/18/07 - A/S Lundin Mining Corporation *LUN* 550372106 04/20/07 7,861 1 Elect Directors For Split Mgmt 1.1 Elect Director Lukas H. Lundin --- Against ISS recommends withholding votes from Lukas H. Lundin for standing as an insider on the Corporate Governance and Nominating Committee. 1.2 Elect Director Colin K. Benner --- For 1.3 Elect Director Karl-Axel Waplan --- For 1.4 Elect Director Donald Charter --- For 1.5 Elect Director John H. Craig --- For 1.6 Elect Director Brian D. Edgar --- For 1.7 Elect Director David F. Mullen --- For 1.8 Elect Director Anthony O'Reilly --- For 1.9 Elect Director Dale C. Peniuk --- For 1.10 Elect Director William A. Rand --- For 2 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 3 Approve Issuance of Shares in Connection For For Mgmt with Acquisition Conclusion Based on our review of the terms of the transaction and the factors described above, we believe that the business combination Arrangement warrants shareholder support. 4 Other Business For Against Mgmt As we can not know the content of the issues to be raised under this item, we do not recommend shareholders approve this request. 04/24/07 - A Macintosh Retail Group NV (Formerly N54137166 None 4,353 Macintosh NV) 1 Open Meeting None Mgmt 2.a Receive Report of Management Board None Mgmt 2.b Receive Report of Supervisory Board None Mgmt 3.a Approve Financial Statements and Statutory For Mgmt Reports 3.b Approve Allocation of Income and Dividends For Mgmt 3.c Approve Discharge of Management Board For Mgmt 3.d Approve Discharge of Supervisory Board For Mgmt 4.a Receive Information on Vacancies None Mgmt 4.b Receive Information on Profile None Mgmt 4.c Possibility to Do Recommendations None Mgmt 4.d Receive Further Information by Supervisory None Mgmt Board 4.e Elect W. Dekker to Supervisory Board For Mgmt 5 Receive Notification on the Nomination of None Mgmt Mr. Strijbos and Mr. Coorens to the Management Board 6.a Grant Board Authority to Issue Shares For Mgmt 6.b Authorize Board to Exclude Preemptive For Mgmt Rights from Issuance Under Item 6.a 7 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 8 Other Business (Non-Voting) None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 11/10/06 - A Macmahon Holdings Ltd. Q56970132 11/08/06 55,158 1 Approve Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 2 Elect Barry Raymond Ford as Director For For Mgmt 3 Approve Increase in Remuneration for For For Mgmt Non-Executive Directors from A$400,000 to A$800,000 Per Year 06/28/07 - A Maeda Road Construction Co. Ltd. J39401104 03/31/07 19,470 *1883* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 14 2 Amend Articles to: Expand Business Lines - For Against Mgmt Decrease Maximum Board Size The company is decreasing the maximum number of directors on the board from 22 to 12, in connection with the introduction of an executive officer system. After this meeting, there will be no vacant seats on the board to which dissident nominees could be elected. Because the company will have no vacant seats on the board following this meeting, we recommend that shareholders oppose this resolution. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 to 5 All nominees meet our criteria for independence. Nominee 3 is an attorney. Nominee 4 is a CPA. And, nominee 5 is a professor of Tokyo University of Agriculture. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 4.4 Appoint Internal Statutory Auditor For For Mgmt 4.5 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 05/10/07 - A MAN AG D51716104 04/19/07 14,732 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 1.50 and Bonus Dividend of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Supervisory Board Member For Mgmt 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Amend 2005 AGM Authorization to Issue For Mgmt Convertible Bonds and/or Bonds with Warrants Attached up to an Aggregate Nominal Amount of EUR 1.5 Billion with Preemptive Rights and to Create an EUR 76.8 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 9 Approve Affiliation Agreements with For Mgmt Subsidiary MAN Versicherungsvermittlung GmbH 10 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/09/07 - A Mandarin Oriental International Ltd. G57848106 None 45,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Reelect Jonathan Gould as Director For Against Mgmt We recommend shareholders vote against non-independent non-executive directors Jonathan Gould, Julian Hui, Charles Powell, Rodney Leach, and Mark Greenberg for failure to establish an independent nominating and compensation committees. 3 Reelect Mark Greenberg as Director For Against Mgmt 4 Reelect Julian Hui as Director For Against Mgmt 5 Reelect Leach of Fairford as Director For Against Mgmt 6 Reelect Powell of Bayswater as Director For Against Mgmt 7 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 8 Authorize Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 16.5 Million and without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2.4 Million 9 Authorize Share Repurchase Program For For Mgmt 05/02/07 - A MAPELEY LTD G58216105 None 8,767 1 Accept Financial Statements and Statutory For For Mgmt Reports (Voting) 2 Approve Remuneration Report For Against Mgmt The presence of a non-independent director on the Remuneration Committee leaves us no choice but to recommend a vote against this proposal. 3 Reelect Michael Fascitelli as a Director For For Mgmt 4 Reelect John Harris as a Director For For Mgmt 5 Approve Ernst & Young as Auditors and For For Mgmt Authorize Audit Committee to Fix Their Remuneration 07/14/06 - S Marine Harvest ASA (Formerly Pan Fish R69595107 None 631,905 ASA) 1 Approve Notice of Meeting and Agenda For For Mgmt 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Change Range of Size of Board (3-8 Members) For For Mgmt 4 Amend Articles Re: Establish Written For For Mgmt Instructions for Nominating Committee 5 Approve Creation of NOK 650.2 Million Pool For Against Mgmt of Capital without Preemptive Rights Due to potential excessive dilution of 25 percent, we recommend a vote against this proposal. 6 Elect Directors For Against Mgmt ISS strongly believes that publicly listed companies should disclose details on proposals at least 30 days prior to the meeting. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. Most large Norwegian companies disclose at least the names of any nominees to the board in the meeting notice. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 04/20/07 - A MARR S.P.A. T6456M106 04/18/07 25,534 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006 2 Elect External Auditors for the Nine-Year For Mgmt Term 2007-2015 3 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Marubun Co *7537* J39818109 03/31/07 7,400 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 18 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format The proposed changes are routine. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: All nominees Nominee 3 does not meet our criteria for independence. He is a former executive director of the company's main bank. However, nominee 1 and 2 meet our criteria for independence. Nominee 1 is a former executive of Norinchukin Bank, and nominee 2 is the current president of Yamasa Shoyu. Co., Ltd. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For Against Mgmt See item 4.1. 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 06/28/07 - A Matsuda Sangyo Co., Ltd. *7456* J4083J100 03/31/07 1,211 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 12 The payout ratio for the full year is 10.7 percent based on consolidated earnings, or 11.8 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Director For For Mgmt 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: All nominees Nominees 1 and 3 do not meet our criteria for independence. They are former partners of the company's external audit firm. However, nominee 2 and 4 meet our criteria for independence. Nominee 2 is a former executive director of Sharp Corporation, and nominee 4 is a former local government official.Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 1 and 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1. 3.4 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Shin-Nihon & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution 6 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditor The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 7 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 01/10/07 - S Meda AB W5612K109 01/04/07 18,611 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Approve Agenda of Meeting For For Mgmt 4 Prepare and Approve List of Shareholders For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Approve Creation of SEK 23.9 Million Pool For For Mgmt of Capital with Preemptive Rights Under this item the board asks for shareholder approval to create a SEK 23,884,300 ($3,008,098) pool of capital through the issuance of up to 11,942,150 new class A shares - including the exercise of company's warrants from already outstanding warrant programs. Each nine existing shares currently held entitles to one subscription right. The shares may be purchased to a price of SEK 160 ($20.15) per share. The Meda share currently trades at SEK 239 ($30.10). The pool of capital is to be used in the acquisition of 3M's pharmaceutical division in Europe as well as for general purposes and is conditional upon the closure of that acquisition. Our guidelines allow for general capital increases with preemptive rights to a maximum of 100 percent of the existing outstanding share capital; this sum is generally more than adequate for unforeseen contingencies. Issuance authorities larger than 100 percent could lead to excessive cash calls on shareholders, requiring them to provide the funds to maintain their relative positions or accept substantial dilution. As the authorization would increase the share capital by up to 11.4 percent, we recommend a vote in favor of this proposal. 8 Authorization to Raise Loans Up to SEK 11.3 For Against Mgmt Billion Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position Under this item, the board proposes that the meeting authorize the board to raise certain loans that are subject to the provisions in Chapter 11 Section 11 of the Swedish Companies Act (2005:551). The terms and conditions of such loans, which would not be convertible into shares, shall be based on market terms. The rationale for the authorization is that the company shall be able to raise such loans on terms favorable to the company, e.g., by making the interest dependent upon the performance or financial position of the company. According to the provisions of the new Companies Act that entered into force on Jan. 1, 2006, a decision to raise such loans must now be resolved by the general meeting or by the board, if the board of directors has been authorized by the general meeting. This is a routine financing request. The maximum nominal value of the loans that could be raised under this authorization amounts to SEK 11.3 billion ($1.42 billion). As of Dec. 2005, the company had a debt-to-equity ratio of approximately 133 percent. Full use of this authorization could potentially increase this ratio to 433.1 percent. On the same date, Meda's total debt-to-total assets ratio was 67.3 percent; the ratio could increase to 165.6 percent under the authorization. Although it is possible that the company does not expect to utilize the total amount of the issuance power it requests, this amount of leverage appears excessively high in the absence of further information regarding the use of the funds. Meda is a high-growth specialty pharmaceuticals company that may need large amounts of cash to reinvest in the business , but we are concerned that the size of the request could put too much power into the hands of management and reduce shareholder control of the company. We recommend that shareholders oppose this item and ask the company to request a new reduced debt authority. 9 Close Meeting None None Mgmt 05/03/07 - A Meda AB W5612K109 04/26/07 17,711 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8 Receive President's Report None None Mgmt 9 Allow Questions None None Mgmt 10a Approve Financial Statements and Statutory For For Mgmt Reports 10b Approve Allocation of Income and Dividends For For Mgmt of SEK 1.00 per Share 10c Approve Discharge of Board and President For For Mgmt 11 Determine Number of Members (6) and Deputy For For Mgmt Members (0) of Board 12 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 1.4 Million; Approve Remuneration of Auditors 13 Reelect Anders Loenner, Anders For For Mgmt Waldenstroem, Bert-Aake Eriksson, Marianne Hamilton, Peter Sjoestrand, and Tuve Johannesson as Directors 14 Elect Peter Sjoestrand as Chairman of Board For For Mgmt 15 Authorize Chairman of Board and For For Mgmt Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 17 Approve 2:1 Stock Split; Ammend Articles to For For Mgmt Reflect Change in Capital 18 Approve Issuance of 23.2 Million Shares For For Mgmt without Preemptive Rights 19 Authorization to Raise Customary Credit For Against Mgmt Facilities Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position We strongly believe that publicly listed companies should disclose financial information as well as details on proposals well in advance of the meeting. Without such disclosure, shareholders cannot make informed decisions on whether agenda items are routine or non-routine and therefore whether they should incur expenses in order to attend the meeting or arrange to be represented at the meeting. We recommend that shareholders contact the company's investor relations department directly and express their desire to receive details of proposals well in advance of the meeting. Because of a lack of information, shareholders are advised to vote against this item. 20 Other Business (Non-Voting) None None Mgmt 21 Close Meeting None None Mgmt 11/30/06 - S MegaStudy Co. Y59327109 None 3,662 1 Amend Articles of Incorporation to Increase For For Mgmt Limits of Convertible Bond and Warrant Issuances and to Increase Board Responsibilities The first amendment would increase the limits of both convertible bond and warrant issuances from KRW 40 billion to KRW 100 billion. The second amendment would increase the responsibilities of the board, to be in line with market practices in Korea. We have no reason to oppose this resolution. 2 Elect Directors For For Mgmt There are one non-independent non-executive director nominee and two independent non-executive director nominees. The non-independent non-executive director nominee is Kim Sung-Oh, the representative director of MBest Education Corp. and a former vice president of the company. Kim has engaged in a real estate transaction with the company within the last three years. Kim is also a brother-in-law of the largest shareholder of the company. The independent non-executive director nominees are Kim Suk-Hyun, the representative director of Cornerstone Equity Partners Co. and Lee Han-Il, a managing director of Cornerstone Equity Partners Co. Kim S. and Lee have not engaged in any disclosable transaction with the company within the last three years. 03/22/07 - A MegaStudy Co. Y59327109 12/31/06 3,662 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 900 Per Share 2 Amend Articles of Incorporation to Expand For For Mgmt Business Objectives 3 Elect Executive Director For For Mgmt 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 5 Approve Limit on Remuneration of Auditor For Against Mgmt 06/28/07 - A Meiji Dairies Corp. *2261* J41723115 03/31/07 80,030 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 7 The payout ratio for the full year is 23 percent based on consolidated earnings, or 35 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 27 million to 24 directors and JY 3 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 3 Amend Articles to: Increase Number of For For Mgmt Statutory Auditors - Authorize Public Announcements in Electronic Format In this item, the company first seeks to make public announcements in electronic format. Second, the company seeks to increase the maximum number of internal statutory auditors the company can appoint from 5 to 6. The proposed changes meet our guidelines. 4 Elect Directors For For Mgmt 4.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 25 executives and 0 non-executives. The board currently includes 24 insiders and no outside directors. Where companies implement poison pills without a shareholder vote, we consider recommending votes against the reelection of the company's representative directors. Such decisions are based on the terms of the pill, the company's overall governance profile, and the company's performance under the incumbent management team. In this case, Meiji Dairies is giving shareholders an indirect vote on its poison pill, in the form of a vote on an increase in authorized capital intended to facilitate the issuance of warrants under the pill. Although the absence of outside directors means that ISS must oppose that authorized capital increase, the company's performance is not in our view so unsatisfactory as to merit a vote against the reelection of the incumbent representative directors at this time. Shareholders who do wish to vote against their reelection should note that Chairman Hisashi Nakayama and President Shigetaro Asano are candidates 1 and 2, respectively. 4.2 Elect Director --- For 4.3 Elect Director --- For 4.4 Elect Director --- For 4.5 Elect Director --- For 4.6 Elect Director --- For 4.7 Elect Director --- For 4.8 Elect Director --- For 4.9 Elect Director --- For 4.10 Elect Director --- For 4.11 Elect Director --- For 4.12 Elect Director --- For 4.13 Elect Director --- For 4.14 Elect Director --- For 4.15 Elect Director --- For 4.16 Elect Director --- For 4.17 Elect Director --- For 4.18 Elect Director --- For 4.19 Elect Director --- For 4.20 Elect Director --- For 4.21 Elect Director --- For 4.22 Elect Director --- For 4.23 Elect Director --- For 4.24 Elect Director --- For 4.25 Elect Director --- For 5.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile: Nominee(s) for independent statutory auditor: Nominee 2 The nominee passes our criteria for independence. He is an attorney. 5.2 Appoint Internal Statutory Auditor For For Mgmt 6 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent statutory auditor meets our criteria for independence. He is a former executive of Yamato Holdings Co., Ltd. 7 Approve Retirement Bonuses for Directors For Against Mgmt and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 6 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 18 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 8 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 50 million per month (or JY 600 million per year) to JY 1 billion per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 10 million per month (or JY 120 million per year) to JY 200 million per year. After the meeting, the board size will increase from 24 to 25 directors. The number of statutory auditors will increase from 4 to 6. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 9 Amend Articles to: Increase Authorized For Against Mgmt Capital The company seeks to increase its authorized share capital from 560,000,000 to 800,000,000 shares, an increase of 42.9 percent. The company currently has 329,648,786 shares outstanding, or about 59 percent of the current authorization. After the proposed increase, the company will have 41 percent of its authorized capital outstanding. The increase in the authorized capital is proposed in connection with the introduction of a takeover defense, which is not itself on the agenda. The defense is an "advance-warning type" poison pill, but includes provisions for a "shareholder will confirmation meeting" to vote on whether the pill should be triggered -- unless the board decides the bid would be so damaging as to justify triggering the pill without such a meeting. The board, which includes no outsiders, will make that decision without going through an independent committee. As the potential for conflicts of interest, and for this pill to be used for entrenchment, are simply too great in the absence of independent directors, we recommend that shareholders oppose this resolution. 05/14/07 - A METKA SA X5328R165 None 12,229 1 Accept Annual and Consolidated Financial For Mgmt Statements and Statutory Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Approve Auditors and Fix Their Remuneration For Mgmt 5 Approve Directors Remuneration For Mgmt 6 Elect Board of Directors For Mgmt 7 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/23/07 - A/S Metro Inc. *MRU.A* 59162N109 12/08/06 12,450 Meeting For Class A and Class B Shareholders 1 Elect Pierre Brunet, Marc DeSerres, Claude For For Mgmt Dussault, Serge Ferland, Bobbie Andrea Gaunt, Paule Gauthier, Paul Gobeil, Christian W.E. Haub, Maurice Jodoin, Maryse Labonte, Michel Labonte, Pierre H. Lessard, Marie-Jose Nadeau, Bernard A. Roy as Directors 2 Ratify Ernst & Young LLP as Auditors For For Mgmt 3 Amend Stock Option Plan For For Mgmt Vote Recommendation The total cost of the company's plans of 1.89 percent is within the allowable cap for this company of 3.00 percent. The plan does not include non-employee directors as eligible participants. The proposed amendment provision has adequately limited the board's authority to amend the plan as approved by shareholders. 11/16/06 - A MFS Ltd (frmly MFS LEVERAGED Q6074B105 11/14/06 11,402 INVESTMENTS AND SECURITIES TRUS 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Year Ended June 30, 2006 2a Elect Terence O'Dwyer as Director For For Mgmt 2b Elect Barry Cronin as Director For For Mgmt 2c Elect Geoff Williams as Director For For Mgmt 3 Adopt Remuneration Report For the Year For For Mgmt Ended June 30, 2006 4 Approve the Issuance of One Million For For Mgmt Ordinary Shares to Ocean Crossing Pty Ltd in Consideration for the Acquisition of HI Holdings Pty Ltd 05/23/07 - A Michael Page International plc G68694119 None 86,045 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 4.2 Pence Per For For Mgmt Ordinary Share 3 Re-elect Charles-Henri Dumon as Director For For Mgmt 4 Re-elect Sir Adrian Montague as Director For For Mgmt 5 Re-elect Stephen Box as Director For For Mgmt 6 Approve Remuneration Report For For Mgmt We raised a few concerns in regards to (i) the lack of a cap on the amount of annual bonus that may be awarded to the Executive Directors and (ii) the rationale for the deferred element under the Share Incentive Plan award having no performance criteria. Upon contact, the Company explains that: - rewarding exceptional performance with exceptional rewards fits both the objectives of the Group and its shareholders. The remuneration philosophy of the Group is such that having a fixed salary capped multiple for Executives bonuses would run contra to the remuneration philosophy in the rest of the business. Consultants, managers and directors (below board level) in the business are remunerated on a meritocratic basis against value delivered by way of receiving bonuses against a percentage of trading profit earned for the Company. This philosophy is mirrored in the Executive Director's remuneration. The levels of anticipated remuneration are set by way of targets and higher level triggers such that the outcome is highly geared with the profit performance of the Company. Whilst the bonus is uncapped, the remuneration structure is geared to the long-term interest of the Company and puts the focus on the medium-term share performance. - the share incentive plan is in two parts: 1/3 with a performance condition and 2/3 with no performance conditions except the requirement to remain in the employment of the Company. Upon contact, the Company explains that the split is that as a primarily permanent recruitment company are highly cyclical in nature and other elements of short-term remuneration, such as bonuses that in themselves form a large part of the remuneration package, are very sensitive to economic cycles. Since such a large of the value of the company is represented by the senior employees, it is vital for the long-term growth and security of the Group that they are able to on to senior management employees through growth cycles as this element of the remuneration package aims to secure such assets. We consider the rationale given acceptable and recommend that shareholders vote for the remuneration report. 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Audit Committee to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,099,699 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,621 10 Authorise 33,324,208 Ordinary Shares for For For Mgmt Market Purchase 05/11/07 - A/S Michelin Et Cie. F61824144 05/08/07 3,841 Special Business 1 Amend Article 10 of the Bylaws Re: For Mgmt Appointment of General Managers, Whether Qualifying as General Partners or Not 2 Amend Article 11 of the Bylaws Re: For Mgmt Mandatory Blocking of Shares Owned by the General Managers Who Are General Partners 3 Amend Articles 12, and 30 of the Bylaws Re: For Mgmt Remuneration of General Managers Who Are Not General Partners 4 Amend Article13 of the Bylaws Re: End of For Mgmt Mandate of General Managers Who Are Not General Partners 5 Amend Article 14 of the Bylaws Re: Powers For Mgmt of General Partners Concerning General Managers 6 Amend Article 17 of the Bylaws Re: Powers For Mgmt of the Supervisory Board Concerning General Managers 7 Amend Articles 25, and 26 of the Bylaws Re: For Mgmt Powers of General Meeting of Shareholders Concerning Nominations of General Managers Whether Qualifying as General Partners or Not and of General Partners 8 Amend Articles 13-1, and 14 of the Bylaws For Mgmt Re: Interim Management 9 Amend Articles 3, and 10 of the Bylaws Re: For Mgmt Company's Name and Signature 10 Amend Article 36 of the Bylaws Re: For Mgmt Introduction of a Competence Clause 11 Amend Articles of Association Re: Record For Mgmt Date Ordinary Business 12 Approve Financial Statements and Statutory For Mgmt Reports 13 Approve Allocation of Income and Dividends For Mgmt of EUR 1.45 per Share 14 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 15 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 16 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 17 Elect Didier Miraton as General Manager For Mgmt 18 Elect Jean-Dominique Senard as General For Mgmt Manager Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/19/07 - A Milbon Co., Ltd. *4919* J42766105 12/20/06 3,000 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 26, Final JY 26, Special JY 0 2 Amend Articles to: Authorize Public For Against Mgmt Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Limit Liability of Directors and Statutory Auditors - Limit Liability of Audit Firm Because it is not in shareholders' interest to limit the liability of the external audit firm, we recommend that shareholders oppose the whole resolution. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 6 Approve Special Payments to Continuing For For Mgmt Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors 05/03/07 - A Millennium & Copthorne Hotels plc G6124F107 None 44,567 1 Accept Directors' Report For For Mgmt 2 Accept Financial Statements and Statutory For For Mgmt Reports 3 Approve Final Dividend of 10.42 Pence Per For For Mgmt Share 4 Elect Christopher Keljik as Director For For Mgmt 5 Elect Peter Papadimitropoulos as Director For For Mgmt 6 Re-elect Wong Hong Ren as Director For For Mgmt 7 Re-elect John Sclater as Director For For Mgmt 8 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 9 Approve Remuneration Report For For Mgmt 10 Extend the Provisions of the Co-operation For For Mgmt Agreement Enabling City Developments Limited to Maintain its Percentage of Shareholding in the Company 11 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditures up to GBP 100,000 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 29,183,052 13 Subject to the Passing of Resolution 12, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,377,458 14 Authorise 29,183,053 Ordinary Shares for For For Mgmt Market Purchase 08/30/06 - A Mimasu Semiconductor Industry Co. Ltd. J42798108 05/31/06 12,792 *8155* 1 Approve Dividends: Interim JY 0, Final JY For For Mgmt 17, Special JY 0 2 Amend Articles to: Increase Authorized For For Mgmt Capital - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law 3 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors 05/11/07 - A Minara Resources Limited(frmly Q6120A101 05/09/07 63,446 Anaconda Nickel Lt) *MRE* 1 Elect Directors For For Mgmt 2 Approve Remuneration Report for the Year For For Mgmt Ended Dec 31, 2006 3 Approve Grant of Performance Rights to For Against Mgmt Acquire Up to 780,000 Options Over Unissued Shares to Peter Johnston Some shareholders may consider that given the otherwise demanding nature of the performance hurdles, the extension of the assessment period relative to previous grants makes this resolution worthy of support. However, given Australian investor preferences for a three-year vesting period, shareholders should vote against this resolution. Executive Summary of Reasons for "Against" Recommendation on Resolution 3 - The vesting period for the proposed grant of rights to the CEO is only two years; Australian investors generally prefer performance under long-term incentives to be assessed over at least three years. 11/08/06 - A MINCOR RESOURCES NL *MCR* Q6137H107 11/06/06 84,013 1 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 2 Elect Ian Fred Burston as Director For For Mgmt 3 Elect James Stewart Reeve as Director For For Mgmt 4 Approve Increase in Remuneration for For For Mgmt Non-Executive Directors to A$350,000 Per Year 5 Approve Issuance of 9.73 Million Options For Against Mgmt Under the 2002 Employee Share Option PLan Summary of Reasons for Against Recommendation on Resolution 5- The options plans, and the grants under the plans, lack sufficient vesting periods and have no performance hurdles. 6 Ratify Past Issuance of 3.75 Million For Against Mgmt Options to Senior Managers Made on May 8, 2006 Summary of Reasons for Against Recommendation on Resolutions 6 and 7- The options plans, and the grants under the plans, lack sufficient vesting periods and have no performance hurdles. 7 Ratify Past Issuance of 250,000 Options to For Against Mgmt Senior Managers Made on Sept. 9, 2006 11/30/06 - S Mission Oil & Gas Inc. 60510P101 10/16/06 2,699 1 Approve Plan of Arrangement For Against Mgmt ISS Recommendation Despite the positve aspects of the transaction, we believe the recent development in the income trust sector warrants a fresh look at the Arrangement. As such, we recommend shareholders vote AGAINST the resolution. 02/08/07 - S Mission Oil & Gas Inc. 60510P101 01/08/07 23,699 1 Approve Plan of Arrangement with Crescent For For Mgmt Point Energy Trust 10/17/06 - S Mitchells & Butlers plc G61614114 None 130,946 1 Approve Sub-Division of Existing Ord. For For Mgmt Shares into Intermediate Shares;Capitalise Reserves;Approve Consolidation of All Unissued Intermediate Shares into Unissued New Ord. Shares;Approve Consolidation of All Issued Intermediate Shares into New Ord. Shares 2 Authorise 40,335,011 New Ordinary Shares For For Mgmt for Market Purchase 02/01/07 - A Mitchells & Butlers plc G61614122 None 102,998 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 8.6 Pence Per For For Mgmt Ordinary Share 4a Re-elect Sir Tim Lankester as Director For For Mgmt 4b Re-elect Karim Naffah as Director For For Mgmt 4c Re-elect Sara Weller as Director For For Mgmt 5 Reappoint Ernst & Young LLP as Auditors of For For Mgmt the Company 6 Authorise Audit Committee to Fix For For Mgmt Remuneration of Auditors 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,487,458 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,723,118 9 Authorise 40,346,510 Ordinary Shares for For For Mgmt Market Purchase 10 Authorise the Company to Make EU Political For For Mgmt Donations and To Incur EU Political Expenditure up to GBP 50,000 Each; Authorise Mitchells and Butlers Retail Ltd to Make EU Political Donations and To Incur EU Political Expenditure up to GBP 50,000 Each 06/22/07 - A Mitsubishi Steel Mfg. Co. Ltd. *5632* J44475101 03/31/07 11,353 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 4 The payout ratio for the full year is 18 percent based on consolidated earnings, or 21 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 4 and 8 Background of non-executive nominee(s): Nominee 4 is a former president and current senior advisor to Mitsubishi Heavy Industries Ltd. Nominee 8 is a former vice-president and current senior advisor to Mitsubishi Corporation. Board Profile Composition of board after this meeting: 7 executives and 2 non-executives. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees do not meet our criteria for independence. Nominee 1 is a former executive of one of the largest shareholders in the company with a 3.6 percent stake. Nominee 2 is a former partner of the company's external audit firm. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See the item 3.1 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors One of the retiring auditors has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 06/28/07 - A Mitsumi Electric Co. Ltd. *6767* J45464120 03/31/07 28,800 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 33 2 Amend Articles to: Decrease Maximum Board For Against Mgmt Size - Limit Rights of Odd-lot Holders - Authorize Internet Disclosure of Shareholder Meeting Materials In this item, the company first seeks to delete a provision directing the company to reduce authorized capital by the number of treasury shares cancelled. Under the old Commercial Code, if a company retired treasury shares, authorized capital had to be reduced by the number of such treasury shares retired. This provision in the articles was introduced in line with this requirement. However, this rule was abolished under the new Corporate Law. Accordingly, deleting the provision means that the company can effectively increase unused authorized capital in the event of a share cancellation because the authorized capital will remain unchanged. This amendment would make it easier for the company to buy back shares on the market while at the same time issuing shares in a private placement, thereby manipulating the shareholder composition to help ward off a takeover. Second, the company seeks to decrease the maximum number of directors on the board from 20 to 15, in order to strengthen the management structure by speeding up the decision-making process. Following this meeting, the company would still have 2 vacant seats on the board, to which dissident nominees could be elected. Because deleting a provision that the company shall reduce authorized capital by the number of treasury shares cancelled will in effect increase authorized capital every time treasury shares are retired in the future, and such transactions do not require shareholder approval, we recommend that shareholders oppose the resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Both nominees are insiders. 3.2 Elect Director --- For 4 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 10/27/06 - A MMI Holdings Ltd Y6049M104 None 564,201 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.02 Per Share For For Mgmt 3 Reelect Tan Choo Pie @ Tang Chang Chai as For For Mgmt Director 4 Reelect Hang Chang Chieh as Director For For Mgmt 5 Approve Directors' Fees of $146,000 for the For For Mgmt Year Ended June 30, 2006 (2005: SGD 268,000) 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the MMI Employees' Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. Moreover, the plan allows for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the plan. 05/09/07 - A Modern Times Group AB-MTG W56523116 05/03/07 9,838 1 Elect Chairman of Meeting For For Mgmt 2 Prepare and Approve List of Shareholders For For Mgmt 3 Approve Agenda of Meeting For For Mgmt 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For For Mgmt 6 Receive Financial Statements and Statutory None None Mgmt Reports 7 Approve Financial Statements and Statutory For For Mgmt Reports 8 Approve Allocation of Income and Dividends For For Mgmt of SEK 7.50 per Share 9 Approve Discharge of Board and President For For Mgmt 10 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 11 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 3.83 Million; Approve Remuneration of Auditors 12 Reelect David Chance (Chair), Asger Aamund, For For Mgmt Nick Humby, Lars-Johan Jarnheimer, David Marcus, Cristina Stenbeck, and Pelle Toernberg as Directors; Elect Mia Brunell as New Director 13 Determine Number of Auditors; Ratify Ernst For For Mgmt & Young as Auditors 14 Authorize Cristina Stenbeck and For For Mgmt Representatives of at Least Two of Company's Largest Shareholders to Serve on Nominating Committee 15 Approve Remuneration Policy And Other Terms For Against Mgmt of Employment For Executive Management The company had not published the proposed guidelines for executive remuneration at the time of analysis but mention that it will be available at least two weeks prior to the meeting. We strongly believe that publicly listed companies should make information concerning all proposals available at least 30 days prior to the meeting, preferably via the internet in addition to traditional channels. It is of particular importance that full disclosure is provided with respect to executive remuneration, which is subject to much debate. We recommend that shareholders contact the company's investor relations department directly to request better disclosure. Because of the lack of information regarding the details of the proposed remuneration policy, we recommend a vote against this item. 16 Amend Articles Re: Allow Conversion of For For Mgmt Class-A Shares into Class-B Shares 17 Approve SEK 1,000 Million Transfer from For For Mgmt Share Premium Account to Unrestricted Shareholders' Equity 18 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 19 Approve SEK 33.5 Million Reduction In Share For For Mgmt Capital via Share Cancellation 20a Approve Stock Option Plan for Key Employees For For Mgmt 20b Approve Issuance of 57,142 Subscription For For Mgmt Rights to Subsidiary (MTG Holding AB) 20c Approve Issuance of 342,852 Subscription For For Mgmt Rights 21 Authorization to Raise Customary Credit For Against Mgmt Facilities Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company's Results or Financial Position Because of a lack of information concerning the maximal nominal value of the loans that could be raised, shareholders are advised to vote against this item. 22 Close Meeting None None Mgmt 06/28/07 - A Mori Seiki Co. Ltd. *6141* J46496121 03/31/07 104,400 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 24 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 to 5 Nominees 4 and 5 do not meet our criteria for independence. Nominee 4 is a former executive director of Sumitomo Mitsui Banking Corporation, the company's main bank. Nominee 5 is a former vice president of Nanto Bank, Ltd., one of the largest shareholders in the company with a 3 percent stake. However, nominee 3 meets our criteria for independence. He is an attorney. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 4 and 5 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 3.4 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 3.5 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Executive Stock Option Plan For For Mgmt Option Plan Summary Eligibility: employees of company, and employees of affiliates Exercise Price: 5 percent premium to market price prior to grant date Potential Dilution: 1.29 percent of issued capital from this plan; 4.76 percent when combined with other option grants. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Begins 2 years from the grant date. Performance Hurdles: None disclosed. This plan meets ISS guidelines. Accordingly, we have no reason to oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 30 million per month (or JY 360 million per year) to JY 600 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 5 million per month (or JY 60 million per year) to JY 100 million per year. After the meeting, the company will continue to have 15 directors and 5 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 06/28/07 - A Morinaga Milk Industry Co. Ltd. *2264* J46410114 03/31/07 212,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 2 Amend Articles to: Increase Authorized For Against Mgmt Capital - Authorize Issuance of Warrants for Takeover Defense By Resolution of Board or AGM In the item, the company first seeks to increase its authorized share capital from 480 million to 720 million shares, an increase of 50 percent. The company currently has 253977218 shares outstanding, or about 53 percent of the current authorization. After the proposed increase, the company will have 35 percent of its authorized capital outstanding. The company states that the proposed increase in the authorized capital is intended to prepare for the introduction of the takeover defense proposed in Item 3. Second the company wants to amend the articles to authorize the company to issue warrants for takeover defense by a board resolution or shareholder approval. Under Japan's Corporate Law, the issuance of warrants does not require a shareholder vote, but may be implemented by a board resolution. However, the company is seeking shareholder approval for its defense plan (see Item 3), and seeks to amend its articles to allow the company to confirm the will of shareholders regarding the plan. Because we cannot support the company's takeover defense for the reasons discussed below, we also recommend that shareholders vote against this resolution. 3 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 2 years Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: All members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the board is composed entirely of executives, because of the failure of the directors to seek reelection annually, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 4 Elect Directors For For Mgmt 4.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 9 executives and 0 non-executives. The board currently includes no outside directors. 4.2 Elect Director --- For 4.3 Elect Director --- For 4.4 Elect Director --- For 4.5 Elect Director --- For 4.6 Elect Director --- For 4.7 Elect Director --- For 4.8 Elect Director --- For 4.9 Elect Director --- For 5 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our criteria for independence. He is a former executive director of the largest shareholder in the company with a 10.37 percent. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 6 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our criteria for independence. He is an attorney. 06/22/07 - A Moshi Moshi Hotline Inc. *4708* J46733101 03/31/07 5,344 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 60 The payout ratio for the full year is 33 percent based on consolidated earnings, or 38 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 7 Background of non-executive nominee(s): The nominee is a current executive of Mitsui & Co., Ltd., the largest shareholder in the company with a 34.3 percent stake. Board Profile Composition of board after this meeting: 6 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditor The company is proposing aggregate bonus payments of JY 40.9 million to 6 directors, and JY 2.2 million to 1 statutory auditor. Because the amounts are not excessive, we have no reason to oppose this resolution. 4 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 year Trigger Threshold: 15 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: Following this meeting, the board will include no outside directors who meet ISS criteria for independence. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the board composition does not meet ISS guidelines on poison pills, stipulating that at least 20 percent, and no fewer than two, of the directors must meet ISS' definition of independence, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 06/28/07 - A Musashino Bank Ltd. *8336* J46883104 03/31/07 5,400 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 30 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former local government official. 07/18/06 - A N Brown Group plc G64036109 None 44,988 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For Against Mgmt 3 Approve Final Dividend of 4.45 Pence Per For For Mgmt Ordinary Share 4 Re-elect Alan White as Director For For Mgmt 5 Re-elect Lord Alliance of Manchester as For For Mgmt Director 6 Re-elect Nigel Alliance as Director For For Mgmt 7 Re-elect Ivan Fallon as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,846,449.40 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,476,967.41 11 Authorise 29,539,348 Ordinary Shares for For For Mgmt Market Purchase 12 Renew N Brown Group Plc Long-Term Incentive For Against Mgmt Share Plan 02/21/07 - S N Brown Group plc G64036109 None 94,214 1 Approve Increase in Auth. Cap. to GBP For For Mgmt 39,029,625.88; Auth. Capitalisation of GBP 29,625.88 on the Company's Share Premium Account and Apply Such Sum to B Shares; Issue Equity with Rights; Approve Share Reorganisation; Adopt New Art. of Assoc. 2 Subject to and Conditional Upon the Passing For For Mgmt of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,414,121.30 3 Subject to and Conditional Upon the Passing For For Mgmt of Resolutions 1 and 2, Authorise Issue of Equity without Pre-emptive Rights up to Aggregate Nominal Amount of the Greater of GBP 1,479,293.94 and Five Percent of the Issued Ordinary Share Capital of the Company 02/27/07 - S NEO-CHINA GROUP (HOLDINGS) LTD (frmrly G6419E104 None 560,000 NEO-TECH GLOBAL LTD) 1 Approve Acquisition by Beijing New Shine For For Mgmt Land Investment Consultancy Ltd. (Purchaser) of 67.0 Percent of the Registered Capital of Hunan Qianshuiwan Shuangya Wanquan Huayuen Co. Ltd. from Beijing New Shine Investment Group Co. Ltd. I. Transaction Summary Acquirer: Beijing New Shine Land Investment Consultancy Ltd. (Purchaser), a wholly-owned subsidiary of the company Target: 67 percent of the registered capital of Wunan Qianshuiwan Shuangya Wanquan Huayuen Co. Ltd. (Changsa JV) Consideration: cash Transaction Terms: The Purchaser would acquire 67 percent of the registered capital of Changsa JV from Beijing New Shine Investment Group Co. Ltd. (Beijing New Shine Investment), a company whose controlling shareholder is Li Song Xiao (Mr. Li), who in turn is the chairman and an executive director of the company, for a consideration of RMB 216.0 million ($26.9 million) Value of Transaction: RMB 216.0 million ($26.9 million) payable by the company Fairness Opinion: First Shanghai Capital Ltd., the independent financial adviser, is of the opinion that the terms of the deal are fair and reasonable and are in the interests on the company and the shareholders as a whole II. Company Description Changsa JV, owned as to 75 percent, 20 percent, and 5 percent by Beijing New Shine Investment, Beijing Guoke Xinye Technology Development Co. Ltd. (Beijing Guoke), and Zhuhai Yi Hua Tong, respectively, is the sole developer of a project situated in Wancheng County, Changsa City, the People's Republic of China (the PRC) (Changsa Property Project). The Changsa Property Project comprises five parcels of land with an aggregate site area of approximately 665,987 square meters which would be developed into a large scale residential and commercial development comprising a villa, low to high-rise residential buildings, a clubhouse, and other ancillary facilities. It is planned that the Changsa Property Project would be developed in two phases, which are scheduled to be completed in around 2010. It was noted that Changsa JV has obtained the land use rights of all five parcels of land in two batches in Oct. 2005 and Nov. 2006 and the total cost of acquisition of titles was approximately RMB 33.1 million ($4.1 million). The audited net asset value of Changsa JV as at July 31, 2006 and Dec. 31, 2005 were RMB 29.7 million ($3.7 million) and RMB 29.7 million ($3.7 million), respectively. III. Transaction Under the proposed acquisition, the Purchaser would acquire 67 percent of the registered capital of Changsa JV from Beijing New Shine Investment for a consideration of RMB 216.0 million ($26.9 million). Based on arm's length negotiations between the parties involved, the consideration was determined by reference to the audited net assets of Changsa JV at July 31, 2006 amounting to approximately RMB 29.7 million ($3.7 million) and the value of its property interest as valued by Savills Valuation and Professional Services Ltd. (Savills), an independent property valuer, in their valuation report which amounted to HK$372.3 million ($46.4 million). This amount would be paid in cash and would be funded from internal resources of the company. Upon completion of the acquisition, the company would have an effective equity interest of 67 percent in Changsa JV and Changsa JV would become an indirect subsidiary of the company. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (Group) are principally engaged in property investment and development in the PRC and have been proactively appraising various investment opportunities to explore high potential investments and attractive business opportunities in major cities in the PRC. The proposed acquisition is expected to provide the Group a good opportunity to further expand its business in the property market in Changsa. It was noted that land and construction costs are comparatively lower and the selling price is satisfactory in Changsa's property market. The directors believe that acquiring an interest in Changsa JV would provide positive contributions to the company's earnings in the coming years. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group, assuming that the acquisition had taken place on Oct. 31, 2006, net assets would have increased by 7.9 percent from approximately HK$3.4 billion ($421.6 million) to HK$3.7 billion ($455.1 million). VI. ISS Financial Valuation (Disclosure Level: Satisfactory) Given that the target company is privately held, ISS cannot conduct a premiums analysis. Savills Valuation and Professional Services Ltd., an independent property valuer, however, has valued the Changsa JV at approximately HK$372.3 million ($46.4 million). VII. Market Reaction - Pre-announcement: The share price increased by 30.9 percent in the 60 days prior to Jan. 3, 2007, the company's announcement date (Announcement Date), versus an 8.9 percent increase for the Hang Seng Index (HSI), outperforming the index by 22.0 percentage points. - Initial: The share price increased by 6.7 percent a day before the Announcement Date, versus a 0.5 percent increase for the HSI, outperforming the index by 6.2 percentage points. - Post-announcement: The share price decreased by 12.6 percent from the Announcement Date to Feb. 12, 2007, versus a 1.1 percent increase for the HSI, underperforming the index by 13.7 percentage points. We note that the company's share price has been declining from Nov. 29, 2006 until Dec. 19, 2006 where it stabilized at HK$1.19 ($0.1) until Jan. 2, 2007, the day before the Announcement Date. The share price immediately increased to HK$1.27 ($0.2) on the Announcement Date before dropping back to post announcement prices. VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of Changsa JV. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 2 Approve Acquisition by the Purchaser of For For Mgmt 22.1 Percent of the Registered Capital of Beijing New Shine Properties Development Co. Ltd. from Beijing Guoke Xinye Technology Development Co. Ltd. I. Transaction Summary Acquirer: Purchaser Target: 22.1 percent of the registered capital of Beijing New Shine Properties Development Co. Ltd. (Youngman Point JV) Consideration: cash Transaction Terms: The Purchaser would acquire 22.1 percent of the registered capital of Youngman Point JV from Beijing Guoke, a company controlled by Mr. Li for a consideration of RMB 90.0 million ($11.2 million) Value of Transaction: RMB 90.0 million ($11.2 million) payable by the company Fairness Opinion: First Shanghai Capital Ltd., the independent financial adviser, is of the opinion that the terms of the deal are fair and reasonable and are in the interests on the company and the shareholders as a whole II. Company Description Youngman Point JV, owned as to 51.6 percent, 22.1 percent, and 26.3 percent by New Direction Development Ltd. (New Direction), Beijing Guoke, and Beijing Int'l Trust Investment Co. Ltd., respectively, is a sino-foreign equity joint venture established in the PRC solely engaged in the development of a residential and commercial property located at No. 2 Ganluyuan, Zhongli, Qingnian Road, Chaoyang District, Beijing, the PRC (Youngman Point Property Project). The Youngman Point Property Project consists two phases: (1) Phase I has a site area and gross floor area of approximately 40,917.3 square meters and approximately 145,424 square meters, respectively, and comprises 1,587 residential units and 25 commercial units in total for sale purposes; and (2) Phase II which is composed of four lots and is still at the planning stage. The expected completion of Phase II is in Dec. 2007. The audited net asset value of Youngman Point JV as at July 31, 2006 and Dec. 31, 2005 were RMB 182.8 million ($22.8 million) and RMB 34.0 million ($4.2 million), respectively. The company holds an effective interest in Youngman Point JV of 51.6 percent through its indirect wholly-owned subsidiary, New Direction. III. Transaction Under the proposed acquisition, the Purchaser would acquire 22.1 percent of the registered capital of Youngman Point JV from Beijing Guoke for a consideration of RMB 90.0 million ($11.2 million). Based on arm's length negotiations between the parties involved, the consideration was determined by reference to the audited net assets of Youngman Point JB at July 31, 2006 amounting to RMB 182.8 million ($22.8 million) and the value of its property interest as valued by Savills which amounted to RMB 621.5 million ($77.5 million). This amount would be paid in cash and would be funded from internal resources of the company. Upon completion of the acquisition, the company's effective interest in Youngman Point JV would increase from 51.6 percent to 73.7 percent. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (Group) are principally engaged in property investment and development in the PRC and have been proactively appraising various investment opportunities to explore high potential investments and attractive business opportunities in major cities in the PRC. The board believes that the proposed acquisition would provide the Group a good opportunity to further expand its business in the property market in Beijing, where investment risks are low and market prices are steadily growing. It is expected that acquiring a further interest in Youngman Point JV would provide the company more control over the development of Youngman Point Property Project. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group, assuming that the acquisition had taken place on Oct. 31, 2006, net assets would have increased by 7.9 percent from approximately HK$3.4 billion ($421.6 million) to HK$3.7 billion ($455.1 million). VI. ISS Financial Valuation (Disclosure Level: Satisfactory) Given that the target company is privately held, ISS cannot conduct a premiums analysis. Savills Valuation and Professional Services Ltd., an independent property valuer, however, has valued the Youngman Point JV at approximately RMB 621.5 million ($77.5 million). VII. Risks The company did not disclose possible risks pertaining to the proposed acquisition of Youngman Point JV. VIII. Market Reaction - Pre-announcement: The share price increased by 30.9 percent in the 60 days prior to Jan. 3, 2007, the company's announcement date (Announcement Date), versus an 8.9 percent increase for the Hang Seng Index (HSI), outperforming the index by 22.0 percentage points. - Initial: The share price increased by 6.7 percent a day before the Announcement Date, versus a 0.5 percent increase for the HSI, outperforming the index by 6.2 percentage points. - Post-announcement: The share price decreased by 12.6 percent from the Announcement Date to Feb. 12, 2007, versus a 1.1 percent increase for the HSI, underperforming the index by 13.7 percentage points. We note that the company's share price has been declining from Nov. 29, 2006 until Dec. 19, 2006 where it stabilized at HK$1.19 ($0.1) until Jan. 2, 2007, the day before the Announcement Date. The share price immediately increased to HK$1.27 ($0.2) on the Announcement Date before dropping back to post announcement prices. VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of Youngman Point JV. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 3 Approve Acquisition by the Purchaser of For For Mgmt 15.0 Percent of the Registered Capital of Beijing Jin Ma Wen Hua Yuan Properties Development Co. Ltd. from Beijing Xi Hua Wei Yie Construction Materials Trading Co. Ltd. I. Transaction Summary Acquirer: Purchaser Target: 15 percent of the registered capital of Beijing Jin Ma Wen Hua Yuan Properties Development Co. Ltd. (American Rock JV) Consideration: cash Transaction Terms: The Purchaser would acquire 15 percent of the registered capital of American Rock JV from Beijing Xi Hua Wei Yie Construction Materials Trading Co. Ltd. (Beijing Xi Hua) for a consideration of RMB 100.0 million ($12.58 million) Value of Transaction: RMB 100.0 million ($12.58 million) payable by the company Fairness Opinion: First Shanghai Capital Ltd., the independent financial adviser, is of the opinion that the terms of the deal are fair and reasonable and are in the interests on the company and the shareholders as a whole Accounting Treatment: Not disclosed Tax Treatment: Not disclosed Walkaway Rights/Breakup Fee: Not disclosed Dividends: None II. Company Description American Rock JV, owned as to 45 percent, 40 percent and 15 percent by Top Fair Ltd., Lucky Merit Development Ltd. (Lucky Merit) and Beijing Xi Hua, respectively, is a sino-foreign equity joint venture established in the PRC solely engaged in the development of a residential and commercial property located at No. 16, Baiziwan Road, Chaoyang District, Beijing, the PRC (American Rock Property Project). The American Rock Property Project consists two phases and four zones with approximately 5,400 residential and commercial units in total for sale purposes. The audited net asset value of American Rock JV as at July 31, 2006 and Dec. 31, 2005 were RMB 434.3 million ($54.1 million) and RMB 388.9 million ($48.5 million), respectively. The company holds an effective interest in American Rock JV of 85.0 percent through its wholly-owned subsidiaries, Top Fair Ltd. and Lucky Merit. III. Transaction Under the proposed acquisition, the Purchaser would acquire 15 percent of the registered capital of American Rock JV from Beijing Xi Hua for a consideration of RMB 100.0 million ($12.58 million). Based on arm's length negotiations between the parties, the consideration was determined by reference to the audited net assets American Rock JV at July 31, 2006 amounting to RMB 483.2 million ($60.2 million) and the value of its property interest as valued by Savills which amounted to RMB 804.7 million ($10.0 million). This amount would be paid in cash and would be funded from internal resources of the company. Upon completion of the acquisition, American Rock JV would become a wholly-owned subsidiary of the company. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (Group) are principally engaged in property investment and development in the PRC and have been proactively appraising various investment opportunities to explore high potential investments and attractive business opportunities in major cities in the PRC. The board believes that the proposed acquisition would provide the Group a good opportunity to further expand its business in the property market in Beijing, where investment risks are low and market prices are steadily growing. It is expected that acquiring a further interest in American Rock JV would provide the company full control over the development of American Rock Property Project. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group, assuming that the acquisition had taken place on Oct. 31, 2006, net assets would have increased by 7.9 percent from approximately HK$3.4 billion ($421.6 million) to HK$3.7 billion ($455.1 million). VI. ISS Financial Valuation (Disclosure Level: Satisfactory) Given that the target company is privately held, ISS cannot conduct a premiums analysis. Savills Valuation and Professional Services Ltd., an independent property valuer, however, has valued the American Rock JV at approximately RMB 804.7 million ($10.0 million). VII. Risks The company did not disclose possible risks pertaining to the acquisition of American Rock JV. VIII. Market Reaction - Pre-announcement: The share price increased by 30.9 percent in the 60 days prior to Jan. 3, 2007, the company's announcement date (Announcement Date), versus an 8.9 percent increase for the Hang Seng Index (HSI), outperforming the index by 22.0 percentage points. - Initial: The share price increased by 6.7 percent a day before the Announcement Date, versus a 0.5 percent increase for the HSI, outperforming the index by 6.2 percentage points. - Post-announcement: The share price decreased by 12.6 percent from the Announcement Date to Feb. 12, 2007, versus a 1.1 percent increase for the HSI, underperforming the index by 13.7 percentage points. We note that the company's share price has been declining from Nov. 29, 2006 until Dec. 19, 2006 where it stabilized at HK$1.19 ($0.1) until Jan. 2, 2007, the day before the Announcement Date. The share price immediately increased to HK$1.27 ($0.2) on the Announcement Date before dropping back to post announcement prices. IX. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of American Rock JV. X. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 06/01/07 - S NEO-CHINA GROUP (HOLDINGS) LTD (frmrly G6419E104 None 560,000 NEO-TECH GLOBAL LTD) 1 Approve Acquisition by Neo-China Investment For For Mgmt Ltd. of the Entire Issued Shared Capital in One Alliance Investment Ltd. from Invest Gain Ltd. I. Transaction Summary Acquirer: Neo-China Investment Ltd. (Purchaser), a wholly-owned subsidiary of the company Target: Entire issued share capital of One Alliance Investment Ltd. (Holding Company) Consideration: shares Transaction Terms: The Purchaser would acquire the Holding Company from Invest Gain Ltd. (the Vendor), a company wholly-owned by Li Song Xiao (Mr. Li) who is the chairman and an executive director of the company, for an aggregate consideration of HK$505.0 million ($64.6 million), which would be satisfied by the allotment and issuance of approximately 467.6 million new shares (Consideration Shares) Value of Transaction: HK$505.0 million ($64.6 million) payable by the company Fairness Opinion: First Shanghai Capital Ltd., the independent financial adviser, is of the view that the terms of the deal as fair and reasonable and are in the interest of the company and shareholders as a whole. II. Company Description The Holding Company, ultimately and beneficially owned by Mr. Li, is an investment holding company that will hold the interest in Shanghai Jiujiu Square Investment Development Ltd. (Property Owner) after the restructuring of the ownership of the Property Owner (Restructuring). The Property Owner, after the Restructuring, will have 100 percent equity interest in two pieces of land situated in Song Jiang District Gui Dao Jiao Tong Jiu Ting Zhen No.1 - Land Lot B Sections A and B, Shanghai, the People's Republic of China (PRC) (Property Interests). The Property Interests constitute a property project named as Jiujiu Youth City Development, which is planned to be developed into business, office buildings and hotel apartments. III. Transaction Under the proposed acquisition, the Purchaser would acquire the Holding Company from the Vendor for an aggregate consideration of HK$505.0 million ($64.6 million), which was determined after arm's length negotiations between the parties involved and the valuation of the Property Interests as valued by American Appraisal China Bhd., an independent property valuer, at RMB 487.7 million ($62.4 million) as at Feb. 28, 2007. The consideration amount would be satisfied by the allotment and issuance of the Consideration Shares, representing approximately 6.8 percent and 6.4 percent of the existing and enlarged share capital of company, at an issue price of HK$1.08 ($0.14) each (Issue Price), which was determined after arm's length negotiations between the parties involved and with reference to the recent traded price of the shares and future prospects of the company. The Issue Price represents a premium of 2.8 percent, a discount of 0.9 percent and a discount of 5.9 percent over the average closing price of shares 60 days prior to April 3, 2007, the date on which the announcement pertaining to the proposed acquisition was posted on the Stock Exchange of Hong Kong Ltd. (Stock Exchange) (Announcement Date); a day before the Announcement Date; and from the Announcement Date to May 17, 2007, which is the date of writing of this report, respectively. Upon completion of the proposed acquisition, the Holding Company would become a wholly-owned subsidiary of the company. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (Group) are principally engaged in property investment and development in the PRC and have been proactively appraising various investment opportunities to explore high potential investments and attractive opportunities in major cities in the PRC. This proposal presents a good opportunity for the Group to further expand its business in the property market in Shanghai, which was noted to be the largest city in the PRC. V. Pro Forma Financial Summary Based on the unaudited pro forma information of the Group, assuming that the acquisition had taken place on Oct. 31, 2006, the net asset value (NAV) of the Group would have increased by approximately 15.6 percent from approximately HK$3.2 billion ($405.8 million) to HK$3.7 billion ($469.2 million), NAV per share would have decreased by 10.9 percent from HK$0.55 ($0.07) to HK$0.49 ($0.06) and earnings per share would have decreased by 7.1 percent from HK$0.014 ($0.002) to HK$0.013 ($0.002). VI. ISS Financial Valuation (Disclosure Level: Satisfactory) Given that Holdings Company is privately held, we cannot conduct a premiums analysis. American Appraisal China Ltd., an independent property valuer, however, has valued the Property Interests at RMB 487.7 million ($62.4 million) as at Feb. 28, 2007. VII. Risks The company did not disclose possible risks pertaining to the proposed acquisition. VIII. Market Reaction -Pre-announcement: The share price decreased by 4.2 percent in the 60 days prior to April 3, 2007, the day on which the company's announcement was posted on the website of the Stock Exchange of Hong Kong Ltd. (Announcement Date), versus a 2.2 percent decline for the Hang Seng Index (HSI), underperforming the index by 2.0 percentage points. -Initial: The share price increased by 3.7 percent a day before the Announcement Date, versus a 1.0 percent increase for the HSI, outperforming the index by 2.7 percentage points. -Post-announcement: The share price increased by 13.3 percent from the Announcement Date to May 17, 2007, versus an 8.3 percent increase for the HSI, outperforming the index by 8.3 percentage points. The market's reaction to this proposal appears positive. IX. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the proposed acquisition. X. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 03/28/07 - S NEOCHIMIKI L.V. LAVRENTIADIS S.A. X5811P106 None 13,650 1 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights 2 Elect Directors in Replacement of Retiring For Mgmt Ones 3 Amend Articles Re: Abolition of For Mgmt Transitional Provisions and Codification Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/13/07 - A NEOCHIMIKI L.V. LAVRENTIADIS S.A. X5811P106 None 6,825 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt 3 Approve Discharge of Board and Auditors For Mgmt 4 Appoint Auditors and Deputy Auditors For Mgmt 5 Approve Board Remuneration For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/05/06 - A/S Neopost F65196119 None 7,054 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Acknowledge Material Error and Decide to For Mgmt Correct the Situation by Withdrawing an Amount of EUR 27,895 from Retained Earnings Account 3 Approve Allocation of Income and Dividends For Mgmt of EUR 3 per Share 4 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 230,000 7 Reelect Henk Bodt as Director For Mgmt 8 Reelect Eric Licoys as Director For Mgmt 9 Reelect Bernard Bourigeaud as Director For Mgmt 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 11 Amend Articles of Association Re: For Mgmt Attendance of Board Meetings through Videoconference or Telecommunication 12 Authorize Issuance of Equity with For Mgmt Preemptive Rights up to Aggregate Nominal Amount of EUR 5 million 13 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Relating to Delegation Submitted to Shareholder Vote Above 14 Authorize Capitalization of Reserves of Up For Mgmt to EUR 30 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 16 Authorize Capital Increase for Future For Mgmt Exchange Offers 17 Approve Employee Savings-Related Share For Mgmt Purchase Plan 18 Authorize up to One Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 19 Approve Stock Option Plans Grants For Mgmt 20 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 21 Approve Issuance of Securities Convertible For Mgmt into Debt 22 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A/S NEXANS F65277109 05/07/07 1,555 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 1.20 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Reelect Gianpaolo Caccini as Director For Mgmt 6 Reelect Jean-Marie Chevalier as Director For Mgmt 7 Reelect Georges Chodron de Courcel as For Mgmt Director 8 Reelect Jacques Garaialde as Director For Mgmt 9 Reelect Ervin Rosenberg as Director For Mgmt 10 Elect Jerome Gallot as Director For Mgmt 11 Elect Jean-Louis Gerondeau as Director For Mgmt 12 Elect Nicolas de Tavernost as Director For Mgmt 13 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 14 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million 16 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights 17 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 19 Authorize Capitalization of Reserves of Up For Mgmt to EUR 10 Million for Bonus Issue or Increase in Par Value 20 Approve Employee Savings-Related Share For Mgmt Purchase Plan 21 Approve Stock Option Plans Grants For Mgmt 22 Authorize up to EUR 500,000 of Issued For Mgmt Capital for Use in Restricted Stock Plan 23 Amend Articles of Association Re: Record For Mgmt Date 24 Amend Articles of Association Re: Voting For Mgmt Rights Ordinary Business 25 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/15/07 - A/S NEXITY F6527B126 05/10/07 14,010 Special Business 1 Decide to Amend Articles of Association in For Mgmt order to Reflect Legal Changes 2 Amend Article 14 of Bylaws Accordingly Re: For Mgmt Attend Board Meetings by Way ofTelecommunication 3 Amend Article 19 of Bylaws Accordingly Re: For Mgmt Record date 4 Acknowledge and Modify a Material Error in For Mgmt Item 5 of the General Meeting Held on May 24, 2006 5 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares Ordinary Business 6 Approve Financial Statements, Discharge For Mgmt Directors and Acknowledge Non-tax Deductible Expenses 7 Approve Allocation of Income and Dividends For Mgmt of EUR 1.90 per Share 8 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 9 Approve Consolidated Financial Statements For Mgmt and Statutory Reports 10 Reappoint Robert Daussun as Censor For Mgmt 11 Reappoint Jean Louis Charon as Censor For Mgmt 12 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 13 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/16/07 - A Next plc G6500M106 None 26,994 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 33.5 Pence Per For For Mgmt Ordinary Share 4 Re-elect David Keens as Director For For Mgmt 5 Re-elect Nick Brookes as Director For For Mgmt 6 Re-elect Derek Netherton as Director For For Mgmt Derek Netherton (appointed in November 1996) has exceeded the nine-year tenure consideration and although we regarded him as non-independent NED last year, after thorough engagement with the Company, we are satisfied with the explanation provided and consider Derek Netherton to be an independent NED. The Board concluded his retailing experience with Greggs plc and other business interests continue to enable him to maintain an independent, critical and relevant stance of the Group's retailing and other business operations when performing his duties as a NED of NEXT. We note that the Board is in the process of recruiting a new NED who will have recent and relevant financial experience and be a member of the Audit Committee. It is intended that Derek Netherton will stand down from the committee after a suitable period to ensure continuity and transfer of knowledge. We welcome the Company's positive arrangement in addressing the issue of Committee membership, bringing the Board in line with good practice. 7 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Approve NEXT Risk/Reward Investment Plan For For Mgmt This proposed plan (which is similar to the arrangements introduced in 2005) is unusual as a remuneration arrangement for Executive Directors in a UK context. We note that there are no performance criteria attached to the proposed plan other than the absolute level of the share price in four years' time. Under the NAPF policy and generally accepted current market practice, we consider that performance criteria for long-term incentive plans should be challenging and reflect the Company's objectives. We recognise that, in present market conditions, the share price has been set at a potentially tough absolute target. However, depending on future market conditions over the next four years, the target could potentially be met even if the Company were to underperforming its peers. The Company explains that, by contrast to the proposed arrangements, most LTIPs are of a nil cost nature and lack personal financial commitment by Executive Directors. The Remuneration Committee believes that targets for 2007 investments will be extremely challenging for the retail industry in the current economic environment, given that, based on the current share price and market conditions. Against a share price of around GBP 21.00 and market capitalisation of GBP 4.8 billion (USD 9.5 billion), the Board believes that, in conjunction with LTIP incentives, implementation of the plan in 2007 will help maintain management focus on the long term creation of shareholder value. We have discussed these arrangements with the Company extensively when the 2005 plan was proposed. We are pleased that the Company has since introduced a formal continuous employment condition (as a retention mechanism), as under the initial arrangements it would appear that a participant could leave the Company at any time and for any reason (including as a result of having their contract terminated for cause) and still benefit from this arrangement. Although, as discussed above, we are critical of the absence of any performance criteria other than the absolute level of share price, we accept that the proposed targets will be sufficiently stretching. For this reason we are supporting the proposed arrangements. 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,400,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,100,000 11 Authorise 34,000,000 Ordinary Shares for For For Mgmt Market Purchase 12 Approve Programme Agreements Between the For For Mgmt Company and Each of Goldman Sachs International, UBS AG, Deutsche Bank AG and Barclays Bank Plc We are not voting against this resolution at the current time as any shares purchased under this authority count towards the limit of 15% and these purchases will provide flexibility to purchase shares at all times. We continue to encourage the Company to provide further substantive rationale for such arrangements in the circular/annual report in the future. 13 Amend Articles of Association Re: For For Mgmt Retirement Age of Directors Permission sought to remove the maximum age limit on directors of 70 years. This is in line with the Companies Act 2006, which removed the threshold. We therefore consider this acceptable. 14 Amend Articles of Association Re: For For Mgmt Electronic Communications 15 Authorise the Company to Use Electronic For For Mgmt Communications 05/15/07 - A NIBE INDUSTRIER AB W57113115 05/08/07 13,800 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive President's Report None None Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports 9a Approve Financial Statements and Statutory For For Mgmt Reports SET Revisionsbyra AB audited the financial statements for 2006. The auditor's report contained in the annual report is unqualified, meaning that in the opinion of the auditor, the company's financial statements are fairly presented in accordance with generally accepted accounting principles. 9b Approve Allocation of Income and Dividends For For Mgmt of SEK 1.15 per Share; Set May 21, 2007, as Record Date 9c Approve Discharge of Board and President For For Mgmt The grant of discharge to the board and president has long been a tradition in Swedish companies and can be said to have symbolic value. The resolution is a tacit vote of confidence in the company's management and policies. This is a standard request in Sweden, and discharge generally is granted unless a shareholder states a specific reason for withholding discharge and intends to undertake legal action. 10 Determine Number of Members (5) and Deputy For For Mgmt Members (0) of Board 11 Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of SEK 700,000; Approve Remuneration of Auditors 12 Reelect Arvid Gierow (Chair), Georg For For Mgmt Brunstam, Gerteric Lindquist, Hans Linnarsson och Bill Tunbrant as Directors 13 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management According to the Corporate Governance Code (based on the comply-or-explain principle) that came into effect on July 1, 2005, a proposal for the company's policy on remuneration and other terms of employment for senior management is to be presented to the general meeting for approval. The recommendations of the Code currently apply only to companies listed on the two major indices of the Stockholm Stock Exchange. On July 1, 2006, the vote on executive remuneration was further formalized as it was incorporated into the Swedish Companies Act and therefore became law. The disclosure pertaining to the performance objectives for the bonus arrangement--although not complete--is at par with market standards in Sweden. Nevertheless, we would prefer to see further details about the criteria used to measure company results and the levels of these criteria. We consider, however, the overall remuneration policy to be satisfactory despite these shortcomings. The company has reasonable overall levels of remuneration, and it has imposed reasonable caps on the short-term bonus payments (three months' salary). The company does not have any outstanding share related incentive plan As we consider the overall structure of the proposed remuneration policy to be shareholder friendly, we recommend a vote in favor of the proposal. 14 Other Business (Non-Voting) None None Mgmt 15 Close Meeting None None Mgmt 06/28/07 - A Nichias Corp. *5393* J49205107 03/31/07 45,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8.5 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 1 The nominee for independent auditor does not meet our criteria for independence. He is an attorney and has served as the company's outside counsel. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 2 retiring directors and 1 retiring statutory auditor. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 7 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 3 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 06/26/07 - A Nichirei Corp. *2871* J49764145 03/31/07 112,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 5 The payout ratio for the full year is 23 percent based on consolidated earnings, or 42 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Expand Business Lines For For Mgmt In this item, the company asks for shareholder approval to expand its permitted business objectives so that it can invest in and control companies engaged in the production and trading of seeds, seedlings, and flowers. The company is already authorized to engage in these activities directly, and so the change is a routine one. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive: Nominees 8 to 10 Background of non-executive nominees: Nominee 8 is a former president of Johnson & Johnson (J&J) Medical, and is currently the president or chairman of several other companies. Nominee 9 is a former executive of McKinsey & Co. (Japan). Nominee 10 is a former employee of Reuters, and is now a professor at Yokohama University. Board Profile Composition of board after this meeting: 7 executives and 3 non-executives. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is an attorney and former prosecutor.Nominee 1 is not designated by the company as independent, and we have no reason to oppose the nomination. 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is also an attorney and former prosecutor. 6 Amend Articles to: Authorize Issuance of For Against Mgmt Warrants for Takeover Defense By Resolution of Board or AGM The company wants to amend the articles to authorize the company to issue warrants for takeover defense by a board resolution or shareholder approval. Under Japan's Corporate Law, the issuance of warrants does not require a shareholder vote, but may be implemented by a board resolution. However, the company is seeking shareholder approval for its defense plan (see Item 7), and seeks to amend its articles to allow the company to confirm the will of shareholders regarding the plan. Nichirei states that it will not proceed with the poison pill unless this resolution is approved. Because we cannot support the poison pill itself, for the reasons detailed below, we also recommend that shareholders oppose this resolution. 7 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent Directors' Term in Office: 1 year Board Independence: Following this meeting, there will be 3 independent directors (30 percent of the board) according to ISS criteria. Independence of Special Committee: All members of the committee meet ISS criteria for independence. The members are outside directors Toshiki Sumitani (candidate 3.9) and Mayuri Kawamata (candidate 3.10), and statutory auditor Kunitaro Saida (candidate 4.2). Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes Nichirei's poison pill meets all of ISS's necessary conditions (which are not sufficient conditions). That does not end the discussion, however, but rather requires us to evaluate the company's likely vulnerability to a hostile takeover, and its strategy to improve its valuation. With a market cap. of only JY 194.59 billion as of this writing, Nichirei would certainly be digestible by a would-be acquirer, and its P-E ratio of 17.9 and price-book ratio of 1.75 suggest that there are opportunities to improve the company's valuation, although there are certainly many companies in Japan with far lower valuations. In the 12 months leading up to May 15, Nichirei had handsomely outperformed both the benchmark TOPIX index (by 21 percentage points) and the TOPIX Foods Index (by nearly 14 percentage points), as it posted a 70 percent increase in group net profit in 2006-07. However, on May 15 the company announced its final earnings for the year, and a forecast of lower income in 2007-08; and the shares have fallen by 10 percent since that time. The company also announced its poison pill on May 15. As is standard practice in Japan, the pill was announced simultaneously with a "mid-term management plan" for the next three fiscal years. Nichirei notes that under its last three-year plan, it succeeded in reducing interest-bearing debt to one-third of its peak level reached in 1997-98, by prioritizing the use of operating cash flow to repay debt and by disposing of underperforming assets. Nichirei also increased profitability in its processed foods and commercial frozen foods businesses, while launching direct sales of a line of low calorie frozen foods. While the company's marine products operations suffered from a difficult procurement environment caused by the worldwide increase in demand for seafood, Nichirei has reduced headcount in this area and is working on a revival plan for the business. Under the 2007-10 plan, Nichirei plans to prioritize the use of cash flow to invest in growth areas, in order to boost profitability. It is planning to devote JY 54 billion to facilities investment, and has set targets for ROE of 10 percent, consolidated dividend on equity (DOE) of 2.5 percent, and a consolidated payout ratio of 25 percent. Nichirei is setting a target for group net profit of JY 11.4 billion, on sales of JY 533.1 billion. We note that Nichirei's actual 2006-07 net profit was JY 10.845 billion, meaning that the target level represents only a 5 percent increase. The consolidated dividend payout ratio for 2006-07 was 23 percent, so a goal of 25 percent is also not much of a stretch. (Payout ratios in previous years were substantially higher.) We do not believe that these goals, even if attained, will be sufficient to have a substantial impact on the company's valuation. We believe that the 10 percent decline in the share price since the results and the management plan were announced reflects investors' lukewarm evaluation of the company's plans. Accordingly, we recommend that shareholders oppose this poison pill, in order to keep up the pressure on management to work harder to improve shareholder value. 06/28/07 - A Nihon Denpa Kogyo Co. Ltd. *6779* J26819102 03/31/07 11,400 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 25 2 Elect Directors For For Mgmt 3 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 4 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 06/28/07 - A Nihon Eslead *8877* J5013U107 03/31/07 2,400 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 9 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees pass our test for independence. Nominee 1 is a former executive of The Midori Bank, Ltd., which currently is a part of The Minato Bank, Ltd. Nominee 2 is a former executive of Japan Finance Corporation for Small and Medium Enterprise. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former chief of Osaka prefectural police. 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 06/28/07 - A Nihon Koden Corp. *6849* J50538115 03/31/07 23,274 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 15 2 Amend Articles to: Decrease Maximum Board For For Mgmt Size - Reduce Directors Term in Office The company is decreasing the maximum number of directors on the board from 18 to 12, in order to strengthen the management structure by speeding up the decision-making process. Following this meeting, the company would still have 4 vacant seats on the board, to which dissident nominees could be elected. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For All nominees are insiders. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 5 Approve Retirement Bonuses to Directors and For Against Mgmt Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 4 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 8 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors For directors, the ceiling would be raised from JY 22 million per month (or JY 264 million per year) to JY 400 million per year. After the meeting, the number of directors will decrease from 12 to 8. For statutory auditors, the ceiling would be lowered from JY 7 million per month (or JY 84 million per year) to JY 80 million per year. After the meeting, the company will continue to have 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 7 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: All members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the board is composed entirely of executives, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 03/29/07 - A Nippon Denko Co. Ltd. *5563* J52946126 12/31/06 52,697 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 5, Special JY 0 The payout ratio is 51 percent based on consolidated earnings, or 34 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Limit Rights of Odd-lot For For Mgmt Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors First, the company wants to limit the right of odd-lot shareholders to bring shareholder lawsuits. As odd-lot holders would be extremely unlikely to bring such lawsuits in Japan, where any funds recovered go to the company rather than the plaintiff, we do not view the limitation of their right to sue as especially consequential. Next, the company seeks the authority to impose limits on the legal liability of directors and statutory auditors by way of a board resolution. In addition, shareholders are asked to authorize the company to impose limits on the legal liability of outside directors and statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Executive nominee(s): All nominees Non-executive nominee(s): None Incumbent nominee(s): Nominees 1 to 12 New nominee(s): Nominee 13 Board Profile Composition of current board: 13 executives and 0 non-executives Incumbent director(s) stepping down from the board at the close of this meeting: 1 executive Composition of board after this meeting: 13 executives and 0 non-executives We ordinarily recommend opposing director nominees only in case of clear mismanagement. That is not the case here. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1 and 3 Neither nominee meets our criteria for independence. Both nominees are former executives of Nippon Steel Corp., the largest shareholder in Nippon Denko with a 6.2 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For For Mgmt The second nominee is not designated as independent. 4.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1. 5 Appoint External Audit Firm For Against Mgmt The board recommends that Misuzu Audit Corp., formerly known as ChuoAoyama Audit Corp., be approved as the company's independent accounting firm. Note that ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following this development, the company appointed another audit firm on a provisional basis. In addition, the company reappointed Misuzu, also on a provisional basis, after the suspension period. However, the company now seeks to formally reappoint Misuzu as its sole audit firm. A number of the firm's auditors have defected to other firms, and many client companies have already switched to other audit firms, or are planning to do so at their next annual meeting. Other companies have appointed additional audit firms to serve alongside Misuzu. In recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations, and transfer its accountants and its business to a number of other major audit firms. However, it is not clear which firm will ultimately be auditing Nippon Denko's books. Because Misuzu has suffered sufficient damage to its reputation that it now plans to disband, we cannot support the firm's appointment as the company's external auditor, and we recommend that shareholders oppose this resolution. 6 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditor The retiring auditor has been designated as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the item. 7 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 28.2 million to 13 directors, and JY 1.8 million to 4 statutory auditors. Because the company has been profitable, and because the amounts are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Nippon Light Metal Co. Ltd. *5701* J54709100 03/31/07 122,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 5 The payout ratio for the full year is 21 percent based on consolidated earnings, or 26 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 9 and 11 Background of non-executive nominee(s): Nominee 9 is a former vice-president and current senior advisor to Toray Industries Inc. Nominee 11 is a former vice-president of Mizuho Holdings, which is the parent company of Nippon Light Metal's main bank, Mizuho Corporate Bank. He is currently a senior advisor to Yushu Corp. Board Profile Composition of board after this meeting: 9 executives and 2 non-executives. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Shin-Nihon on a provisional basis. Here, the company seeks to formally appoint Shin-Nihon. We see no reason to oppose this resolution. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent Directors' Term in Office: 1 year Board Independence: Following this meeting, there will be 1 independent director (9 percent of the board) according to ISS criteria. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the independence of the special committee is questionable, and because the board composition does not meet ISS guidelines on poison pills, stipulating that at least 20 percent, and no fewer than two, of the directors must meet ISS' definition of independence, we recommend that shareholders oppose this resolution. 06/28/07 - A Nippon Paint Co. Ltd. *4612* J55053128 03/31/07 68,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 4.5 2 Amend Articles to: Abolish Retirement Bonus For For Mgmt System The proposed change is routine. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated as independent, and we have no reason to oppose the nomination. 5 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System The recipients are insiders. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling for directors would be raised from JY 35 million per month to JY 45 million per month. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 7 Amend Articles to: Allow the Company to For Against Mgmt Adopt Takeover Defense with Shareholder Approval In the item, The company seeks to amend the articles to specify that a takeover defense shall be implemented via a vote at a general meeting of shareholders. The renewal of any such defense shall also require a shareholder vote. The general understanding is that Japanese law does not require such a vote -- although this has not yet been challenged in court, and a majority of companies implementing poison pills in 2007 are in fact seeking shareholder approval. Nippon Paint Co Led. is seeking shareholder approval for its defense plan in Item 8, and seeks to clarify the basis on which it is doing so. Because we cannot support the company's takeover defense for the reasons discussed below, we also recommend that shareholders vote against this resolution. 8 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: All members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the board is composed entirely of executives ,and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 06/28/07 - A Nippon Pillar Packing *6490* J55182109 03/31/07 20,566 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 12 2 Amend Articles to: Increase Authorized For For Mgmt Capital - Decrease Maximum Board Size - Reduce Directors Term - Limit Liability of Directors and Statutory Auditors - Authorize Board to Determine Income Allocation The company first seeks the authority to impose limits on the legal liability of directors and statutory auditors by way of a board resolution. In addition, shareholders are asked to authorize the company to impose limits on the legal liability of outside directors and outside statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. Second, the company is decreasing the maximum number of directors on the board from 15 to 7, in connection with the introduction of an executive officer system. Following this meeting, the company would still have 2 vacant seats on the board, to which dissident nominees could be elected. Finally, the company seeks to increase its authorized share capital from 40,352,000 to 80 million shares, an increase of 98 percent. The company currently has 25,042,406 shares outstanding, or about 62 percent of the current authorization. After the proposed increase, the company will have 31 percent of its authorized capital outstanding. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that KPMG Azsa & Co be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint KPMG Azsa & Co, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 06/27/07 - A Nippon Seiki Co. *7287* J55483101 03/31/07 12,725 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 16 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 1.15 Elect Director --- For 1.16 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees pass our test for independence. Nominee 1 is an accountant in private practice. Nominee 2 is an attorney in private practice. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 06/28/07 - A Nippon Shinyaku Co. Ltd. *4516* J55784102 03/31/07 34,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 2 Amend Articles to: Introduce Provisions on For Against Mgmt Takeover Defense The company seeks to amend the articles to specify that a takeover defense shall be implemented via a vote at a general meeting of shareholders. The renewal of any such defense shall also require a shareholder vote. The general understanding is that Japanese law does not require such a vote -- although this has not yet been challenged in court, and a majority of companies implementing poison pills in 2007 are in fact seeking shareholder approval. Nippon Shinyaku is seeking shareholder approval for its defense plan in Item 5, and seeks to clarify the basis on which it is doing so. Because we cannot support the company's takeover defense for the reasons discussed below, we also recommend that shareholders vote against this resolution. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. The nominee is a former executive director of Takara Holdings Inc. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the independence of the special committee is questionable, because the board is composed entirely of executives, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 06/27/07 - A Nippon Suisan Kaisha Ltd. *1332* J56042104 03/31/07 109,700 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 17 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 1.12 Elect Director --- For 1.13 Elect Director --- For 1.14 Elect Director --- For 1.15 Elect Director --- For 1.16 Elect Director --- For 1.17 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: None Neither nominee is designated by the company as independent, and we have no reason to oppose the nominations. 2.2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 4 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonus for 2 retiring directors and 2 retiring statutory auditors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 14 continuing directors and 2 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, all of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 70 million per month (or JY 840 million per year) to JY 1.5 billion per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 10 million per month (or JY 120 million per year) to JY 200 million per year. After the meeting, the number of directors will increase from 16 to 17. The company will continue to have 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Nippon System Development Co. Ltd. J56107105 03/31/07 8,200 *9759* 1 Amend Articles to: Change Location of Head For For Mgmt Office The proposed changes are routine. 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former executive of Dai-ichi Life Information Systems Co., Ltd., which is a company's business partner. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors 06/26/07 - A Nissin Electric Co. Ltd. *6641* J58020116 03/31/07 44,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 The payout ratio for the full year is 21 percent based on consolidated earnings, or 31 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 8 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 3 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a current executive director of the largest shareholder in the company with a 32.3 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former government official and a current university professor. 06/15/07 - A Nissin Kogyo *7230* J58074105 03/31/07 23,879 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes 15 executives and no outside directors. 1.2 Elect Director --- For See 1.1 1.3 Elect Director --- For See 1.1 1.4 Elect Director --- For See 1.1 1.5 Elect Director --- For See 1.1 1.6 Elect Director --- For See 1.1 1.7 Elect Director --- For See 1.1 1.8 Elect Director --- For See 1.1 1.9 Elect Director --- For See 1.1 1.10 Elect Director --- For See 1.1 1.11 Elect Director --- For See 1.1 1.12 Elect Director --- For See 1.1 1.13 Elect Director --- For See 1.1 1.14 Elect Director --- For See 1.1 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 The nominee does not meet our criteria for independence. He is a former an executive of Honda Motor Co., which owns 34.7 percent of Nissin Kogyo. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For For Mgmt See 2.1 2.3 Appoint Internal Statutory Auditor For Against Mgmt See 2.1 3 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee does not meet our criteria for independence. He is a former executive of Honda Motor Co. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 88.4 million to 15 directors, and JY 5.6 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 5 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditor All retirees have held executive positions with the company. Accordingly, we have no reason to oppose this resolution. 06/28/07 - A Nittetsu Mining Co. Ltd. *1515* J58321100 03/31/07 81,472 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 The payout ratio for the full year is 10 percent based on consolidated earnings, or 11 percent based on parent-company earnings. 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee meets our criteria for independence. He is an attorney. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 4 retiring directors and 2 retiring statutory auditors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 6 continuing directors and 2 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 1 of the retiring statutory auditor has been designated by the company as independent. 1 of the continuing statutory auditor has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 6 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 22 million per month to JY 27 million per month. In addition, the company wants to raise the ceiling for statutory auditors from JY 4.2 million per month to JY 6 million per month. After the meeting, the number of directors will decrease from 10 to 7, but the company will continue to have 4 statutory auditors. In addition, the company wants shareholder approval to create annual bonus ceiling for directors of JY 60 million. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 03/29/07 - A NOBIA AB W5750H108 03/23/07 8,102 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Approve Agenda of Meeting For For Mgmt 5 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive Financial Statements and Statutory None None Mgmt Reports 8 Receive President's and Chairman's Report None None Mgmt 9 Approve Financial Statements and Statutory For For Mgmt Reports 10 Approve Allocation of Income and Dividends For For Mgmt of SEK 6 per Share 11 Approve Discharge of Board and President For For Mgmt 12 Determine Number of Members (9) and Deputy For For Mgmt Members (0) of Board; Determine Number of Auditors and Deputy Auditors 13 Approve Remuneration the Amount of SEK For For Mgmt 300,000 for Board Members and SEK 750,000 for the Chairman; Approve Remuneration of Auditors 14 Reelect Hans Larsson (Chairman), Fredrik For Against Mgmt Cappelen, Stefan Dahlbo, Bodil Eriksson, Wilhelm Lauren, Harald Mix, and Fredrik Palmstierna as Directors; Elect Thore Ohlsson and Lotta Stalin as New Directors If a company does not have an audit or a remuneration committee, we will consider the entire board to fulfill the role of the committees. Cappelen is an executive director who serves on the board's Audit Committee. As outlined above, we prefer that all key board committees comprise only independent non-executives. If a company does not have an audit or a remuneration committee, ISS will consider the entire board to fulfill the role of these committees. In such case, we will recommend that shareholders oppose the executives, including the CEO, up for election to the board. Due to the presence of Nobia's CEO on the board, which is considered to fulfill the role of the audit committee, shareholders are advised to vote against this proposal. 15 Ratify KPMG as Auditors For For Mgmt 16 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 17 Approve 3:1 Stock Split; Adjust Range for For For Mgmt Min. (SEK 135 Million) and Max. (SEK 540 Million) Numbers of Shares; Editorial Changes to Reflect Stock Split 18 Approve Stock Option Plan for Employees; For For Mgmt Approve Creation of SEK 600,000 Million Pool of Capital to Guarantee Conversion Rights 19 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 20 Close Meeting None None Mgmt 06/05/07 - A North West Company Fund 662906106 04/20/07 6,695 1 Elect Trustees : David G Broadhurst, Frank For For Mgmt J Coleman, Wendy F Evans, R J (Bob) Kennedy, Edward S Kennedy, Gary J Lukassen, Keith G Martell, James G Obome, H Sanford (Sandy) Riley, and Ian Sutherland 2 Elect Directors of North West Company Inc - For For Mgmt David G Broadhurst, Frank J Coleman, Wendy F Evans, R J (Bob) Kennedy, Edward S Kennedy, Gary J Lukassen, Keith G Martell, James G Obome, H Sanford (Sandy) Riley, and Ian Sutherland 3 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 09/27/06 - A Northgate Plc (Formerly Goode Durrant) G6644T108 None 20,494 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 14 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt We view the provision for half of annual bonuses to be realised in shares as a positive feature, as it incentivises Executive Directors to grow the share price. In addition, the three year deferral period for the share element constitutes a retention mechanism. However, we note that both the Share Option Scheme and the Annual Bonus Scheme feature an EPS growth measurement. Some investors may prefer separate performance criteria to be applied to different incentive plans. 4 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 5 Authorise the Audit Committee to Fix For For Mgmt Remuneration of Auditors In the annual report, unclassified 'other' non-audit fees amount to 26.5 percent. According to NAPF policy, if non-audit fees comprise more than 20 percent of the Audit Fees disclosed in the annual report, an analysis of the principal areas of non-audit fees should be provided to shareholders in the Annual Report. Following engagement by RREV, the Company provided a further breakdown of the unclassified audit fees (see Audit Commentary). 6 Re-elect Stephen Smith as Director For For Mgmt 7 Re-elect Phil Moorhouse as Director For For Mgmt 8 Re-elect Gerard Murray as Director For For Mgmt 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 175,000 10 Authorise 7,000,000 Ordinary Shares for For For Mgmt Market Purchase 05/10/07 - A Novae Group plc G66819106 None 108,376 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Elect Jeremy Adams as Director For For Mgmt 4 Elect Sir Bryan Carsberg as Director For For Mgmt 5 Elect Oliver Corbett as Director For For Mgmt 6 Elect Matthew Fosh as Director For For Mgmt 7 Elect Tony Hambro as Director For For Mgmt 8 Elect David Henderson as Director For For Mgmt 9 Elect Peter Matson as Director For For Mgmt 10 Elect Allan Nichols as Director For For Mgmt 11 Elect Paul Selway-Swift as Director For For Mgmt 12 Appoint KPMG Audit Plc as Auditors of the For For Mgmt Company 13 Authorise Board to Fix Remuneration of For For Mgmt Auditors 14 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,407,115 15 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors to GBP 300,000 16 Approve Novae Group Plc Long Term Incentive For For Mgmt Plan 2007 Analysis and Vote Recommendation The Company included RREV in its shareholder consultation exercise prior to the publication of the meeting circular. The proposed LTIP meets current good practice regarding the threshold vesting level, stretching performance targets, vesting for good leavers and a change-in-control or other corporate events. We would also welcome the introduction of significant shareholding guidelines and public disclosure of the constituents of the comparator group used for the TSR-related segment of the award vesting. With regard appropriate dilution limits, the Company has assured RREV that it would not expect the aggregate share usage for this and any successor plans over the next ten years to exceed 10% of the issued share capital. We consider that overall, the structure of the proposals meet current good practice. In addition, we commend the Company on their change in remuneration policy away from upper quartile to median. We are therefore recommending that shareholders support the Company's proposal. 17 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,661,067 18 Authorise 73,221,345 Ordinary Shares for For For Mgmt Market Purchase 06/28/07 - A NTN Corp. *6472* J59353110 03/31/07 138,724 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 7, Final JY 8, Special JY 1 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Nominee 2 does not meet our criteria for independence. He is a former executive of one of the largest shareholders in the company with a 4.61 percent stake, which is also the company's main bank. However, nominee 3 passes our criteria for independence. He is an attorney. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt see item 3.1 3.3 Appoint Internal Statutory Auditor For For Mgmt 01/30/07 - A OHARA INC. *5218* J59741108 10/31/06 3,900 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 40, Special JY 0 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, neither nominee for independent auditor can be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt 5 Appoint External Audit Firm For For Mgmt 6 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditors As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we recommend opposing this resolution. 7 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 8 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors 06/28/07 - A Oiles Corporation *6282* J60235108 03/31/07 11,224 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 23 2 Elect Directors For For Mgmt 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a CPA. 06/27/07 - A Oita Bank Ltd. *8392* J60256104 03/31/07 17,154 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3 The payout ratio for the full year is 12 percent based on either parent-only or consolidated earnings. 2 Amend Articles to: Increase Number of For For Mgmt Statutory Auditors In this item, the company is increasing the maximum number of directors on the board from 4 to 5, in order to strengthen the management structure. The proposed change meets our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees pass our test for independence. Nominee 1 is an attorney, and nominee 2 is a former civil officer. 4.2 Appoint Internal Statutory Auditor For For Mgmt 5 Approve Retirement Bonus for Director For For Mgmt The recipient is an insider. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 06/15/07 - A Okinawa Cellular Telephone *9436* J60805108 03/31/07 46 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 2500, Final JY 3500, Special JY 0 The payout ratio is 24 percent based on parent-only earnings. The company does not report consolidated financial statements. 2 Amend Articles To: Expand Business Lines For For Mgmt In this item, the company asks for shareholder approval to expand its permitted business objectives to include the banking agency business. Okinawa Cellular plans to take part in the Mobilenet Bank project which will be launched jointly by Bank of Tokyo-Mitsubishi UFJ and KDDI, which is Okinawa Cellular's majority shareholder. The bank venture will allow customers to make payments and carry out other transactions by mobile phone, and is expected to launch in the 2008-09 fiscal year. Because we believe that the services contemplated are logical extensions of the company's current mobile telephony services, we do not oppose this resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 1, 5, 6, 8 and 11. Background of non-executive nominee(s): Nominee 1 is a senior advisor to KDDI Corp., the largest shareholder in the company with a 51.51 percent stake. Nominee 5 is a senior advisor to Bank of The Ryukyus, Ltd., another major shareholder with a 1.72 percent stake. Nominee 6 is a chairman of Ryukyu Broadcasting Corp., also a major shareholder with a 1.72 percent stake. Nominee 8 is a current vice president of KDDI Corp. Nominee 11 is a current executive of KDDI Corp. Board Profile Composition of board after this meeting: 6 executives and 5 non-executives. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: All nominees None of the nominees passes our test for independence. Nominee 1 is a current executive director of The Bank of Okinawa, Ltd., one of the largest shareholders in the company with a 1.72 percent stake. Nominee 2 is a current president of Okinawa Electric Power Co., another major shareholder which again holds a 1.72 percent stake. Nominee 3 is a current executive of majority shareholder KDDI Corp. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, none of the nominees for independent auditor can be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1 4.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1 5 Appoint External Audit Firm For For Mgmt The board recommends that Kyoto Audit Corp. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed an individual CPA as its auditor, and then reappointed Misuzu on a provisional basis after the suspension period ended. Here, the company seeks to appoint Kyoto Audit Corp., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditor The company is proposing an aggregate bonus payment of JY 9.46 million to 4 directors, and a payment of JY 1.725 million to 1 statutory auditor. Because the amounts are not excessive, we have no reason to oppose this resolution. 03/13/07 - A ORIOLA-KD CORPORATION X60005117 03/02/07 19,677 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.06 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Fix Number of Directors at Seven For Mgmt 1.7 Approve Remuneration of Directors and For Mgmt Auditors 1 Elect Directors For Mgmt 1.9 Elect Olli Riikkala as Board Chairman For Mgmt 1.10 Elect Ernst & Young Oy as Auditor; Elect For Mgmt Anu Ojala as Deputy Auditor 2 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital; Authorize Reissuance of Repurchased Shares 3 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A/S ORPEA F69036105 06/25/07 3,868 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividends 4 Approve Discharge of Board For Mgmt 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 60,000 7 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 8 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 9 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 10 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 11 Authorize Capitalization of Reserves of Up For Mgmt to EUR 10 Million for Bonus Issue or Increase in Par Value 12 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 14 Approve Stock Split For Mgmt 15 Amend Articles to Reflect Changes in Capital For Mgmt 16 Approve Employee Savings-Related Share For Mgmt Purchase Plan 17 Authorize up to 90,000 Shares for Use in For Mgmt Restricted Stock Plan 18 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 19 Authorize Board to Issue Free Warrants with For Mgmt Preemptive Rights During a Public Tender Offer or Share Exchange 20 Amend Articles of Association Re: For Mgmt Disclosure Threshold 21 Amend Articles Re: Attend Board Meetings For Mgmt Through Videoconference and Telecommunication 22 Amend Articles of Association Re: General For Mgmt Meeting Quorum Requirements 23 Amend Articles of Association Re: Call For Mgmt General Meetings 24 Amend Articles of Association Re: Record For Mgmt Date 25 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A Osaka Steel Co., Ltd. *5449* J62772108 03/31/07 16,440 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3. Neither nominee meets our criteria for independence. Both nominees are current executives of the largest shareholder in the company with a 60.6 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 2.1 2.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 2.1 3 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor passes does not pass our test for independence. He is a current executive of the largest shareholder in the company with a 60.61 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Retirement Bonus for Director For For Mgmt The retiring director is an insider, and we have no reason to oppose this resolution. 05/03/07 - A Oxford Biomedica plc G6836F106 None 209,861 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt The Company has failed to provide any justification for the salary increases during the year and has not disclosed it general policy in this area. Furthermore, the remuneration report does not disclose the maximum individual award levels under the annual bonus scheme, nor does it disclose the (1) type of performance targets that such will be assessed against during 2007 and (2) a general explanation regarding the retrospective performance targets achieved which resulted in the level of bonus payout during 2006. At this time RREV is not raising this as an area of serious contention since the executive remuneration payments (both fixed and performance related) are considered to be below median for a company of this size. Basic salary increase are reported to be between 5% and 8.5% for the past financial year, while bonus awards equated to between 21% and 35% of basic salary. However, RREV expects the Company to improve its remuneration disclosure for future awards. Should the Company not provide an adequate level of disclosure in future years, RREV will reconsider its vote recommendation in reference to future remuneration payments. 3 Re-elect Mark Berninger as Director For For Mgmt Mark Berninger is not considered independent by RREV because he has a material business relationship through a consultancy agreement with the Company. RREV acknowledges that Mark Berninger has wide experience in the biotechnology industry in the United States and consequently is a valuable member of the Board. Mark Berninger is not a member of any of the Board's key committees. In principle, RREV does not object to non-independent NEDs being members of company boards, so long as composition is not compromised by their presence. In this case the composition of the Company's Board does not meet the Code's recommendation for companies of this size. We believe that his presence is not the sole contributing factor for this non-compliance since his exclusion from the Board would not address this area. Therefore, RREV encourages the Company to appoint a further independent NED to bring the number of truly independent NEDs to the recommended amount. 4 Re-elect Peter Nolan as Director For For Mgmt 5 Re-elect Andrew Wood as Director For For Mgmt 6 Re-elect Nick Woolf as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 8 Amend Articles of Association Re: For For Mgmt Electronic Communications 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,164,888 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 266,755 04/04/07 - A PACIFIC BASIN SHIPPING LIMITED G68437139 03/30/07 396,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend For For Mgmt 3a Reelect Christopher R. Buttery as Executive For For Mgmt Director 3b Reelect Klaus Nyborg as Executive Director For For Mgmt 3c Reelect Wang Chunlin as Executive Director For For Mgmt 3d Reelect Jan Rindbo as Executive Director For For Mgmt 3e Reelect Daniel R. Bradshaw as Non-Executive For For Mgmt Director 3f Reelect Robert C. Nicholson as Independent For For Mgmt Non-Executive Director 3g Reelect Patrick B. Paul as Independent For For Mgmt Non-Executive Director 3h Reelect David M. Turnbull as Independent For For Mgmt Non-Executive Director 3i Authorize Board to Fix Remuneration of For For Mgmt Directors 4 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 8 Approve Renewal of the 2 Percent Annual Cap For Against Mgmt Within the Issue Mandate Under the Long Term Incentive Scheme The Incentive Scheme, under whose terms this request is made, fails to meet acceptable standards for dilution given the absence of performance conditions and vesting periods. In addition, the Incentive Scheme is administered by the full board, including executives who may participate under the plan, thereby exposing the Incentive Scheme to potential back-scratching abuses. Given these concerns, shareholders are advised to vote against this resolution. 06/23/07 - A Pacific Industrial Co. Ltd. *7250* J63438105 03/31/07 14,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 5 The payout ratio for the full year is 17 percent based on consolidated earnings, or 24 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 6 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 4 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former partner of the company's external audit firm. 5 Approve Retirement Bonus for Statutory For For Mgmt Auditor The retiring auditor has not been classified as independent, and we have no reason to oppose this resolution. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 45 million to 6 directors, and JY 5 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Pacific Metals Co. Ltd. *5541* J63481105 03/31/07 56,000 1 Amend Articles to: Limit Directors' Legal For For Mgmt Liability - Limit Liability of Statutory Auditors The company seeks the authority to impose limits on the legal liability of outside directors and outside statutory auditors in the company's service contracts with these individuals. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions. We do not oppose this resolution. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 10 and 11 Background of non-executive nominee(s): Nominee 10 is a senior advisor to third largest shareholder Mitsubishi Corp. Nominee 11 is an attorney in private practice. Board Profile Composition of board after this meeting: 9 executives and 2 non-executives. The number of outsiders is increasing from 1 to 2. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 2 and 3 Neither nominee meets our criteria for independence. Nominee 2 is an executive of one of the largest shareholders in the company with an 8.16 percent stake. Nominee 3 is a former executive of one of the company's main banks. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 2 and 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 3.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Appointment of External Audit Firm For For Mgmt The board recommends that KPMG Azsa & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed Azsa, and then reappointed Misuzu on a provisional basis. Here, the company seeks to formally appoint Azsa, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 5 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt The company seeks to renew its poison pill plan which was approved at last year's AGM, as the duration is expiring at the close of this AGM. SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 1 year Board Independence: Following this meeting, there will be 1 independent director (9 percent of the board) according to ISS criteria. Independence of Special Committee: 2 out of 3 members of the committee meet ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: Yes The reason that shareholders of US companies reluctantly tolerate takeover defenses is that poison pills do not automatically prevent hostile bids from succeeding in the US, where boards are dominated by independent directors who face meaningful sanctions, in the form of lawsuits, if they take steps which are contrary to shareholder value. That is not the case in Japan, so to ensure that a takeover defense leads to the continued enhancement of shareholder value and does not serve merely to entrench management, it is vitally important that the board include a critical mass of independent directors who can ensure that the board remains responsive to the interests of ordinary investors even after a defense is in place. Because the independence of the special committee is questionable, and because the board composition does not meet ISS guidelines on poison pills, stipulating that at least 20 percent, and no fewer than two, of the directors must meet ISS' definition of independence, we recommend that shareholders oppose this resolution. 05/22/07 - A Paddy Power (frmrly. POWER LEISURE) G68673105 None 11,294 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of EUR 0.2277 per For For Mgmt Share 3a Elect Stewart Kenny as a Director For Against Mgmt Shareholders are advised to vote against David Power and Stewart Kenny for serving as non-independent directors on a board that is less than majority-independent, and against David Power for serving as a non-independent member of the Audit and Remuneration Committees. 3b Elect Nigel Northridge as a Director For For Mgmt 3c Elect David Power as a Director For Against Mgmt 3d Elect Patrick Kennedy as a Director For For Mgmt 4 Authorize Board to Fix Remuneration of For For Mgmt Auditors 5 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 6 Authorize Share Repurchase For For Mgmt 7 Determine Price Range at which Treasury For For Mgmt Shares may be Re-issued 03/28/07 - A Palfinger AG A61346101 None 865 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management Board For Mgmt 4 Approve Discharge of Supervisory Board For Mgmt 5 Ratify Auditors For Mgmt 6 Elect Supervisory Board Members For Mgmt 7 Approve Increase in Authorized Capital via For Mgmt a Capitalization of Reserves 8 Approve 4:1 Stock Split For Mgmt 9 Amend Articles to Reflect Changes in For Mgmt Capital and Stock Split Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/04/07 - A Parkland Income Fund *PKI.U* 70137Q101 03/15/07 5,537 1 Elect Directors John Bechtold, Robert G. For For Mgmt Brawn, Jim Dinning, Alain Ferland, Kris Matthews, James Pantelidis, ron Rogers, David A. Spencer and Michael W. Chorlton 2 Ratify PricewaterhouseCoopers as Auditors For For Mgmt 12/22/06 - S PEACE MARK (HOLDINGS) LIMITED G6957A167 None 300,000 1 Approve Grant of Options to Chau Cham Wong, For For Mgmt Patrick to Subscribe for an Aggregate of 19.8 Million Shares at HK$5.37 Per Share Under the Company's Share Option Scheme 2 Approve Grant of Options to Leung Yung to For For Mgmt Subscribe for an Aggregate of 19.8 Million Shares at HK$5.37 Per Share Under the Company's Share Option Scheme 04/27/07 - A Pembina Pipeline Income Fund *PIF.U* 706329109 03/13/07 10,812 1 Elect David A. Bissett, Allan L. Edgeworth, For For Mgmt Randall J. Findlay, Lorne B. Gordon, Myron F. Kanik, David N. Kitchen, Robert B. Michaleski and Robert F. Taylor as Directors of Pembina Pipeline Corporation 2 Approve KPMG LLP as Auditors and Authorize For For Mgmt Board to Fix Remuneration of Auditors 11/29/06 - A PERILYA LIMITED (formerly Perilya Q74414105 11/27/06 77,933 Mines NL) *PEM* 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Fiscal Year Ended June 30, 2006 2 Approve Remuneration Report for the Fiscal For Against Mgmt Year Enden June 30, 2006 Summary of Reasons for Against Recommendation on Resolution 2 - The option plan fails to meet local market investor expectations in several areas. - The company sought, and obtained, an ASX waiver so it would not need to obtain shareholder approval to grant 5 million options to CEO. - The CEO's options do not lapse on redundancy. 3 Elect Peter Harley as Director For For Mgmt 4 Elect Patrick O'Connor as Director For For Mgmt 5 Approve Issuance of Shares Pursuant to the For Against Mgmt Employee Share Option Plan Summary of Reasons for Against Recommendation on Resolution 5 - The plan contains: (1) unsatisfactory performance hurdles; (2) excessive retesting; and (3) board discretion to permit complete vesting on change of control (note that, for the CEO, the 5 million options vest automatically on a change of control - the board has no discretion). 6 Approve Remuneration of Directors with an None For Mgmt Increase of A$100,000 from A$400,000 to A$500,000 7 Approve Perilya Limited Dividend For For Mgmt Reinvestment Plan 04/19/07 - A Persimmon plc G70202109 None 62,236 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 32.7 Pence Per For For Mgmt Share 3 Re-elect Michael Farley as Director For For Mgmt 4 Re-elect David Bryant as Director For For Mgmt 5 Re-elect Hamish Melville as Director For For Mgmt 6 Re-elect Neil Davidson as Director For For Mgmt 7 Reappoint KPMG Audit Plc as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report For For Mgmt 9 Approve Persimmon Plc Long-Term Incentive For For Mgmt Plan 2007 10 Authorise 29,926,110 Ordinary Shares for For For Mgmt Market Purchase 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,573,889 12 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,496.305 04/25/07 - A Pescanova SA E8013L130 None 1,120 1 Approve Individual and Consolidated For For Mgmt Financial Statements and Discharge Directors for Fiscal Year 2006 2 Approve Allocation of Income For Against Mgmt Because of the long-term shareholder-unfriendly policy of the company, we recommend voting against the allocation of income proposal. 3 Elect and/or Reelect Directors For For Mgmt 4 Approve Auditors For For Mgmt 5 Authorize Repurchase of Shares For For Mgmt 6 Authorize Issuance of Non-Convertible For For Mgmt Bonds/Debentures 7 Authorize Issuance of Convertible Securities For For Mgmt 8 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10 Approve Minutes of Meeting For For Mgmt 05/11/07 - A Petrofac Ltd G7052T101 None 102,389 1 Accept Financial Statements and Statutory For For Mgmt Reports (Voting) 2 Approve Final Dividend For For Mgmt 3 Approve Remuneration Report For For Mgmt 4 Elect Amjad Bseisu as a Director For For Mgmt 5 Elect Rijnhard van Tets as a Director For For Mgmt 6 Reelect Kjell Almskog as a Director For For Mgmt 7 Reelect Bernard de Combret as a Director For For Mgmt 8 Reelect Michael Press as a Director For For Mgmt 9 Ratify Ernst & Young LLP as Auditors For For Mgmt 10 Authorize Board to Fix Remuneration of For For Mgmt Auditors 11 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of USD 2,878,623 12 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 431,793 13 Approve Share Repurchase Program Up to Ten For For Mgmt Percent of Issued Capital 14 Approve/Amend Deferred Bonus Share Plan For For Mgmt (DBSP) 07/06/06 - A Phonak Holding AG H62042124 None 14,979 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/06/06 - A Phonak Holding AG H62042124 None 14,979 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 0.50 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/12/07 - A Phonak Holding AG H62042124 None 12,677 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/12/07 - A Phonak Holding AG H62042124 None 12,677 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 0.75 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt 5 Change Company Name to Sonova Holding AG For Mgmt 6 Approve Creation of CHF 167,813 Pool of For Mgmt Capital without Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 02/15/07 - A/S Pierre et Vacances S.A. F4447W106 None 1,386 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Approve Allocation of Income and Dividends For Mgmt of EUR 2.50 per Share 3 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 4 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 150,000 5 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 6 Elect Gerard Bremond as Director For Mgmt 7 Elect Michel Dupont as Director For Mgmt 8 Elect Olivier Bremond as Director For Mgmt 9 Elect Marc Pasture as Director For Mgmt 10 Elect Sven Boinet as Director For Mgmt 11 Elect Ralf Corsten as Director For Mgmt 12 Elect SA Societe d'Investissement For Mgmt Touristique et Immobilier - SITI as Director 13 Elect G.B. Developpement SA as Director For Mgmt 14 Elect Eric Debry as Director For Mgmt 15 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 16 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 17 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million 18 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Millions 19 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 21 Approve Employee Savings-Related Share For Mgmt Purchase Plan Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Pigeon Corp. *7956* J63739106 01/31/07 12,600 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 15, Final JY 10, Special JY 5 2 Amend Articles To: Limit Rights of Odd-lot For For Mgmt Holders - Limit Liability of Statutory Auditors - Update Terminology to Match that of New Corporate Law 3 Elect Director For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For For Mgmt 4.4 Appoint Internal Statutory Auditor For For Mgmt 5 Appoint Alternate Internal Statutory Auditor For For Mgmt 6 Approve Retirement Bonuses for Director and For For Mgmt Statutory Auditor 03/16/07 - A Poongsan Corp Y70692101 12/31/06 16,420 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 700 Per Share 2 Elect Two Executive Directors For For Mgmt 3 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors 4 Approve Limit on Remuneration of Auditor For For Mgmt 03/14/07 - A PORTUCEL-Empresa Produtora de Pasta de X6718U107 None 62,979 Papel S.A. (frmrly. P 1 Accept IndividualFinancial Statements and For Mgmt Statutory Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income For Mgmt 4 Approve Discharge of Management and For Mgmt Supervisory Board 5 Elect Corporate Boadies for Fiscal Years For Mgmt 2007-2010 6 Amend Articles 2, 4, 8, 9, 13, 15, 17, 22, For Mgmt 23, and 24 of Bylaws 7 Authorize Repurchase and Cancellation of For Mgmt Shares and Debt Securities in Accordance with Articles 319, 320, and 354 of Portuguese Securities Code Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/05/07 - A Poyry Oyj (Formerly Jaakko Poyry Group X4032L101 02/23/07 6,595 Oyj) Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditor's Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.50 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Fix Number of Directors at Seven For Mgmt 1.7 Approve Remuneration of Directors and For Mgmt Auditors 1 Elect Directors For Mgmt 1.9 Appoint Auditors For Mgmt 2 Approve Creation of Pool of Conditional For Mgmt Capital without Preemptive Rights; Approve Reissuance of Repurchased Shares 3 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/10/07 - A Premier Foods plc G72186102 None 66,859 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 2.55 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt 4 Elect Louise Makin as Director For For Mgmt 5 Re-elect David Felwick as Director For For Mgmt 6 Re-elect Ian McHoul as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,813,418 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 422,013 08/02/06 - A ProSiebenSAT.1 Media AG (frmly D6216S101 07/12/06 19,865 Prosieben Media AG) 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2005 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.84 per Preference Share and Dividends of EUR 0.82 per Registerd Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2005 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2005 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2006 6 Amend Articles Re: Calling of and For Mgmt Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) 7 Amend Articles Re: Conducting of For Mgmt Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) 8 Authorize Management Board Not to Disclose For Mgmt Individualized Remuneration of its Members 9 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 10 Approve Affiliation Agreement with For Mgmt Subsidiary 9Live Fernsehen GmbH 11 Approve Affiliation Agreements with For Mgmt Subsidiaries ProSiebenSat.1 Erste Verwaltungsgesellschaft mbH and ProSiebenSat.1 Zweite Verwaltungsgesellschaft mbH Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/04/07 - A/S Publicis Groupe F7607Z165 05/30/07 4,519 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Treatment of Losses and Dividends For Mgmt of EUR 0.50 per Share 4 Approve Discharge of Management Board For Mgmt 5 Approve Discharge of Supervisory Board For Mgmt 6 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 7 Reelect Felix Rohatyn as Supervisory Board For Mgmt Member 8 Ratify Ernst & Young et Autres as Auditor For Mgmt 9 Ratify Auditex as Alternate Auditor For Mgmt 10 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 11 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 12 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 13 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 14 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 15 Authorize Capitalization of Reserves of Up For Mgmt to EUR 40 Million for Bonus Issue or Increase in Par Value 16 Authorize Capital Increase of Up to EUR 40 For Mgmt Million for Future Exchange Offers 17 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 18 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Approve Employee Savings-Related Share For Mgmt Purchase Plan 20 Approve Stock Option Plans Grants For Mgmt 21 Set Global Limit for Capital Increase to For Mgmt Result from All Issuance Requests at EUR 40 Million 22 Authorize up to 10 Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 23 Allow Board to Issue Shares Items 11 to 22 For Mgmt in the Event of a Public Tender Offer or Share Exchange Offer 24 Amend Article 20 of Association Re: Attend For Mgmt General Meetings 25 Amend Article 10 of Association Re: Change For Mgmt Size of Management Board 26 Amend Article 12 of Association Re: Powers For Mgmt of Supervisory Board 27 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/24/07 - A Punch Taverns plc G73003108 None 75,945 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 3 Approve Remuneration Report For For Mgmt 4 Approve Final Dividend of 9 Pence Per For For Mgmt Ordinary Share 5 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditure up to GBP 50,000 6 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 41,823 7 Re-elect Mike Foster as Director For For Mgmt 8 Re-elect Peter Cawdron as Director For For Mgmt 9 Re-elect Ian Fraser as Director For For Mgmt 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,336 11 Authorise 26,480,685 Ordinary Shares for For For Mgmt Market Purchase 10/27/06 - A Raffles Education Corp Ltd. (frmrly Y7343V121 None 55,971 RAFFLES LASALLE LTD) 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Approve Final Dividend of SGD 0.018 Per For For Mgmt Share for the Financial Year Ended June 30, 2006 3 Approve Directors' Fees of SGD 60,000 for For For Mgmt the Financial Year Ended June 30, 2006 4 Reelect Henry Tan Song Kok as Director For For Mgmt 5 Reelect Tan Teck Meng as Director For For Mgmt 6 Reappoint BDO Raffles as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the RAFFLES EDUCATION CORPORATION Employees' Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. Moreover, the plans allow for the grant of options to executives at a discount to market prices, which undermines the incentive impact of the plan. 10/27/06 - S Raffles Education Corp Ltd. (frmrly Y7343V121 None 55,971 RAFFLES LASALLE LTD) 1 Approve Distribution of Up To 43.3 Million For For Mgmt Ordinary Shares in the Capital of Hartford Education Corp. Ltd. Held by the Company on the Basis of One Hartford Share for Every 12 Ordinary Shares in the Capital of the Company by Way of a Dividend in Specie 2 Approve Sub-division of Each Share into Two For For Mgmt Ordinary Shares 05/28/07 - A/S Rally Energy Corp. *RAL* 750913105 04/20/07 50,524 1 Fix Number of Directors at Eight For For Mgmt 2 Elect Directors Abdel (Abby) Badwi, Blair For Against Mgmt Coady, Michael J. Hibberd, Phillip R. Knoll, Angus A. Mackenzie, James S. Palmer, Lamont Tolley and Gregory G. Turnbull Tolley was CEO of the company until 2005 and sits on the Compensation and Corporate Governance Committee. ISS believes the ongoing influence exerted by the former CEO or recent ex-CFO on the Audit or Compensation Committee raises serious concerns regarding lack of independent oversight of pay schemes or financial reporting controls, which they may have designed or in which they may have played a key role. As such, ISS views his or her status as closer to that of an insider for purposes of sitting on the Audit or Compensation Committee. We therefore recommend withholding votes from the entire slate. 3 Approve Deloitte & Touche LLP as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 4 Approve Stock Option Plan For Against Mgmt Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to the allowable cap for this company of 6 percent. However, we oppose the proposed option plan, because it would appear that non-employee directors have the ability to participate in the plan on a discretionary basis. This is a practice which gives rise to the possibility of self-dealing by directors in options. Directors who are able to grant themselves options without limit could find their independence compromised. As well, we believe the plan's amendment provisions provide the board with overreaching authority to make future amendments to the plan without requiring future shareholder approval. While the provision will comply with the minimum requirements of the TSX, we prefer such provisions to carve out exceptions for future amendments (such as adding option assignability and broadening the range of eligible participants) that would be returned to shareholders for their approval prior to being enacted. ISS also prefers to see the repricing and extension of terms of any options require shareholder approval, and not just those held by insiders. 04/19/07 - A RAMIRENT OYJ X01741101 04/05/07 6,875 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 1.20 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors For Mgmt 1.7 Fix Number of Directors at Seven; Fix For Mgmt Number of Auditors 1 Elect Directors For Mgmt 1.9 Ratify KPMG Oy Ab as Auditor For Mgmt 2 Amend Articles to Comply with New Finnish For Mgmt Companies Act 3 Approve 3:1 (Three New Shares for Each For Mgmt Share Currently Held) Stock Split 4 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital 5 Approve Creation of Pool of Capital without For Mgmt Preemptive Rights; Authorize Reissuance of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/30/07 - A Red Electrica de Espana E42807102 None 17,636 1 Accept Individual Financial Statements and For For Mgmt Statutory Reports for Fiscal Year Ended Dec. 31, 2006 2 Accept Consolidated Financial Statements For For Mgmt and Statutory Reports for Fiscal Year Ended Dec. 31, 2006 3 Approve Allocation of Income and Dividends For For Mgmt for Fiscal Year Ended Dec. 31, 2006 4 Approve Discharge of Directors For For Mgmt 5.1 Amend Article 11 of Company Bylaws Re: For For Mgmt Annual General Meeting of Shareholders 5.2 Amend Articles 22, 23, and 24 of Company For For Mgmt Bylaws Re: Board Committees 5.3 Amend Article 26 of Company Bylaws Re: For For Mgmt Board Secretary 6.1 Amend Article 3 of General Meeting For For Mgmt Guidelines Re: Authorities of the General Meetings 6.2 Amend Article 5 of General Meeting For For Mgmt Guidelines Re: Convening of General Meetings 6.3 Amend Article 15.8 of General Meeting For For Mgmt Guidelines Re:Voting During General Meetings 7 Approve Remuneration of Directors For For Mgmt 8.1 Authorize Repurchase of Shares For For Mgmt 8.2 Approve Use of Repurchased Shares for For For Mgmt Executive and Director Remuneration 8.3 Revoke Previous Authority to Repurchase For For Mgmt Shares Granted at May 26, 2006 9 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 10 Present and Inform Re: 2006 Corporate For For Mgmt Governance Report 03/29/07 - A RENTA CORPORACION REAL ESTATE SA E84737100 None 13,966 1 Accept Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year Ended Dec. 31, 2006 2 Accept Individual and Consolidated For For Mgmt Statutory Reports for Fiscal Year Ended Dec. 31, 2006; Discharge Directors 3 Approve Allocation of Income for Fiscal 2006 For For Mgmt 4 Amend Article 38 of Company Bylaws Re: For For Mgmt Compliance with New Unified Code on Corporate Governance 5 Amend Article 43 of Company Bylaws Re: For For Mgmt Compliance with New Unified Code on Corporate Governance 6 Amend Article 50 of Company Bylaws Re: For For Mgmt Compliance with New Unified Code on Corporate Governance 7 Amend Article 46 of Company Bylaws Re: For For Mgmt Compatibility of Executive Directors' Roles on Board with Executive Functions 8 Approve Revised Text for the Company's For For Mgmt Bylaws Incorporating Changes in Items 4 through 7 9 Amend Articles 5, 8, 25 and 26 of General For For Mgmt Meeting Guidelines Re: Compliance with New Unified Code on Corporate Governance and Approval of Revised Text as Consequence of Changes 10 Recognize Changes Made to Board Guidelines For For Mgmt in Order to Comply with the New Unified Code on Corporate Governance 11 Approve Stock Incentive Plan for Directors, For Against Mgmt Executives and Employees for 2006 and 2007 and the Allocation of Shares Under Said Plans Based on the possibility of zero cost equity awards without performance criteria and the lack of a rigorously independent administration structure, it is recommended that shareholders oppose this item. 12 Elect Cesar Bardaji Vivancos as Director For Against Mgmt Because such lengthy board terms are not common practice in Spain and go counter to best practice principles which advocate shorter terms to increase director accountability, we recommend shareholders vote against the election of both director nominees. 13 Elect Enric Venancio Fillat as Director For Against Mgmt 14 Approve Maximum Amount Allowed for For For Mgmt Remuneration of Directors Under Company Bylaws 15 Approve Auditors For For Mgmt 16 Authorize Repurchase of Shares For For Mgmt 17 Authorize Issuance of Equity or For For Mgmt Equity-Linked Securities without Preemptive Rights 18 Authorize the Issuance of Debt Securities For For Mgmt 19 Authorize the Board to Include for or For For Mgmt Exclude from Trading Any of the Company's Securities on Any Spanish or Other Stock Exchanges; Authorize Related Powers 20 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 21 Allow Questions None None Mgmt 06/01/07 - A RHI AG (Fm. Radex Heraklith A65231101 None 8,719 Industriebeteiligungs AG) 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management and For Mgmt Supervisory Board 4 Approve Remuneration of Supervisory Board For Mgmt Members 5 Ratify Auditors For Mgmt 6 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares to Employees and Executives 7 Amend Articles Re: Board Decisions and For Mgmt Guidelines for Alternate Board Members 8 Elect Supervisory Board Members For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/03/07 - A/S Rhodia SA F7813K101 04/27/07 209,457 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividend 4 Approve Transaction with the CEO Jean For Mgmt Pierre Clamadieu Re: Severance Payment 5 Approve Transaction with Jacques Kheliff, For Mgmt Executive director Re: Employment contract 6 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 600,000 7 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital Special Business 8 Amend Articles of Association Re: Record For Mgmt 9 Approve Reverse Stock Split 12 for 1 and For Mgmt Amend Articles Accordingly 10 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 million 11 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 million 12 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Set Global Limit for Capital Increase to For Mgmt Result from Issuance Requests Pursuant to Items 10 to 12 Above at EUR 600 Million 14 Approve Employee Savings-Related Share For Mgmt Purchase Plan 15 Approve Capital Increase of up to EUR 50 For Mgmt million Reserved For Officer and Employees of a Subsidiary Based Outside France 16 Authorize up to 2 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 17 Approve Stock Option Plans Grants For Mgmt 18 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/02/07 - A Rightmove plc G75657109 None 15,919 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 3 Pence Per For For Mgmt Ordinary Share 4 Re-elect Ed Williams as Director For For Mgmt 5 Re-elect Nick McKittrick as Director For For Mgmt 6 Re-elect Stephen Shipperley as Director For For Mgmt As a company listed in the FTSE 250, we expect the Company to comply with the Code's recommendations or provide a full explanation of why the Board considers the current composition to be in shareholders' best interests. This is the first AGM of the Company and hence, we will provide more flexibility and will not recommend a vote against Stephen Shipperley. However, we expect the Company to appoint further independent NEDs so as to ensure a satisfactory balance of independent representation on the Board. We will review this issue prior to arriving at our vote recommendations for the next AGM. 7 Reappoint KPMG LLP as Auditors of the For For Mgmt Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 437,771 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 66,329 11 Authorise 13,265,802 Ordinary Shares for For For Mgmt Market Purchase 12 Authorise the Company to Use Electronic For For Mgmt Communication 13 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditures up to GBP 50,000 06/28/07 - A Riken Corp. *6462* J64855109 03/31/07 50,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 7 The payout ratio for the full year is 23 percent based on consolidated earnings, or 32 percent based on parent-company earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1 and 3 Nominee 3 does not meet our criteria for independence. He is a former executive of the company's main bank. However, nominee 1 meets our criteria for independence. He is an attorney. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1 3.4 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditors The recipients are insiders. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 6 Adopt Shareholder Rights Plan (Poison Pill) For Against Mgmt SUMMARY Type of Defense Plan: Advance Warning-Type Plan Duration: 3 years Trigger Threshold: 20 percent of shares outstanding Directors' Term in Office: 2 years Board Independence: The board will be composed entirely of executive directors after this meeting. Independence of Special Committee: 1 out of 3 members of the committee meets ISS criteria for independence. Other Types of Takeover Defense: No Meeting Notice Released Three Weeks or More Before Meeting: No Because the independence of the special committee is questionable, because the board is composed entirely of executives, because the failure of the directors to seek reelection annually, and because of the late release of the proxy materials, we recommend that shareholders oppose this resolution. 02/28/07 - A RINGKJOBING LANDBOBANK K81980136 02/09/07 378 1 Elect Chairman of Meeting For For Mgmt 2 Receive Report of Board None None Mgmt 3 Accept Financial Statements and Statutory For For Mgmt Reports 4 Approve Allocation of Income For For Mgmt 5 Elect Members to Committee of For Against Mgmt Representatives Most large Danish companies disclose at least the names of any nominees to the board or the committee of representatives in the meeting notice. Shareholders consider board and committee of representative elections to be one of the most important voting decisions that shareholders make as it is investors' most direct means of communicating satisfaction or dissatisfaction with the board. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. We recommend that shareholders contact Ringkjoebing Landbobank's investor relations department directly and express their desire to receive details of proposals well in advance of the meeting. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 6 Ratify Auditors For For Mgmt 7a Amend Articles Re: Editorial Changes; For Against Mgmt Extend Time Limit to Increase Share Capital to February 22, 2012; Editorial Changes Due to the excessive potential dilution that could result from the authorization to issue shares without preemptive rights, we recommend that shareholders vote against this resolution. 7b Approve DKK 200,000 Reduction in Share For For Mgmt Capital via Share Cancellation 7c Authorize Share Repurchase Program For For Mgmt 7d Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 7e Authorize Board or Other Designated Person For For Mgmt to Make Editorial Changes to Adopted Resolutions in Connection with Registration 03/28/07 - A RISA Partners Inc. *8924* J6522K101 12/31/06 53 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 2000, Special JY 0 The payout ratio is 8 percent based on consolidated earnings, or 9 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the year is low even by Japanese standards. However, the company went public in March 2004, and has posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development. 2 Amend Articles to: Authorize Public For For Mgmt Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors In this item, the company first seeks to update the terminology of its articles to match that of the Corporate Law which took effect in May 2006. Nearly all Japanese companies made these changes in 2006. The changes are routine ones. Second, the company is seeking the authority to make public announcements in an electronic format. These include announcements of financial results, record dates for corporate actions, and creditor and shareholder objection periods for mergers and other transactions. The company hopes to improve convenience for its shareholders by allowing them to obtain announcements in a timely manner. Third, the company seeks the authority to impose limits on the legal liability of outside statutory auditors in the event of a shareholder lawsuit. These limitations would apply only where the individual in question acted in good faith, and would not apply in cases of gross negligence or criminal behavior. The limitations are seen as necessary in order to attract qualified candidates to serve in these positions, and so we do not oppose this resolution. 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 1, 2, and 4 None of the nominees for independent statutory auditor meet out criteria for independence. They are former executives of Long-Term Credit Bank of Japan (now known as Shinsei Bank), and Shinsei Bank is the main lender to RISA Partners. Nominee 3 is not designated by the company as independent, and we have no reason to oppose the nomination. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 1, 2, and 4 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 3.3 Appoint Internal Statutory Auditor For For Mgmt 3.4 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Appoint External Audit Firm For Against Mgmt The board recommends that Misuzu Audit Corp., formerly known as ChuoAoyama Audit Corp., be approved as the company's independent accounting firm. Note that ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. RISA Partners' board of statutory auditors reappointed the firm on a provisional basis after the suspension period. However, the company now seeks to formally reappoint Misuzu as its sole audit firm, in order to preserve continuity in the audit process. Just as Enron was not Arthur Andersen's "first strike," Kanebo was not the first accounting problem in which ChuoAoyama/Misuzu has been implicated, and we note that the firm also audited the books of Nikko Cordial Corp., which was recently hit with a record fine for falsifying its earnings for the 2004-05 fiscal year. A number of the firm's auditors have defected to other firms, and many client companies have already switched to other audit firms, or are planning to do so at their next annual meeting. Other companies have appointed additional audit firms to serve alongside Misuzu. In recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations, and transfer its accountants and its business to a number of other major audit firms. However, it is not clear which firm will ultimately be auditing RISA Partners' books. Because Misuzu has suffered sufficient damage to its reputation that it now plans to disband, we cannot support the firm's appointment as RISA Partners' external auditor, and we recommend that shareholders oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Statutory Auditors The ceiling would be raised from JY 20 million per year to JY 40 million per year. (Note that this ceiling applies to the statutory auditors, and not to the audit firm.) The ceiling was last adjusted in 1999 when the company was still privately-held. This change is being requested because the number of statutory auditors will increase from 3 to 4, as proposed in Item 3, with a view to strengthening the internal audit function. Because the new ceiling is not excessive and because the company has been performing well financially, we have no reason to oppose this resolution. However, we do urge the company to appoint statutory auditors who have no ties to RISA's lenders or other business partners. 12/22/06 - S Road King Infrastructure Ltd. G76058109 None 214,000 1 Approve Issuance of 20 Million Shares For For Mgmt Pursuant to a Subscription Agreement with Shenzhen Investment Ltd. This item seeks shareholder approval for the subscription agreement entered into by the company, Shenzhen Investment Ltd. (SIL), a substantial shareholder of the company holding 21.9 percent of the company's existing issued share capital, and UBS AG (UBS), an independent third party (SIL Subscription Agreement). Under the subscription agreement, SIL agreed to conditionally subscribe for 20.0 million new shares, which represents approximately 3 percent of the company's existing issued share capital and 2.9 percent of the company's share capital as enlarged by the SIL Subscription Agreement. The subscription shares would rank pari passu with the existing issued shares of the company, and would be issued at the subscription price of HK$$10.96 ($1.4) per share. The subscription price represents a discount of 0.4 percent, discount of 5 percent, and a discount of 6 percent to the average closing price of the company's shares 60 days prior to the announcement of the proposal (Pre-announcement) on Nov. 14, 2006 (Announcement Date), a day before the Announcement Date (Initial), and from the announcement date to Dec. 7, 2006, which is the date of writing of this analysis (Post-announcement), respectively, and is equal to the placing price for shares pursuant to a placing and subscription agreement between the company, Wai Kee Hldgs. Ltd., holder of 41.8 percent of the company's shares, Ko Yuk Bing, and UBS on Nov. 9, 2006. It was also noted that SIL has undertaken to UBS that from the date of the SIL Subscription Agreement up to 90 days after the date of the completion of the SIL Subscription Agreement, it would not and would procure none of its nominees and companies controlled by its entities associated with it transfer or dispose of any shares of the company held by it. Estimated net proceeds upon completion of the SIL Subscription are estimated to be approximately HK$212.0 million ($27.3 million), which would be used for the company's general working capital. The directors consider that this proposal would strengthen the capital base of the company and increase liquidity of trading in its shares. This is a reasonable request. 12/22/06 - S Road King Infrastructure Ltd. G76058109 None 214,000 1 Approve Sunco A Subscription Agreement For For Mgmt Relating to the Subscription of 55 Percent of the Enlarged Issued Capital of Sunco Binhai Land Ltd. I. Transaction Summary Acquirers: RK Investments (Beijing) Ltd. (RKI (BJ)), a wholly-owned subsidiary of the company; Elite Rich Investments Ltd. (Elite Rich), a wholly-owned subsidiary of Wai Kee Hldgs. Ltd. (Wai Kee), the controlling shareholder of the company holding 41.8 percent of the company's existing issued share capital; and Zhang Hauqiao (Mr. Zhang), an executive director of Shenzhen Investment Ltd., which holds 21.9 percent of the company's existing issued share capital (collectively, the Subscribers) Target: a total of 55 new shares of $1.0 each in Sunco Binhai Ltd. (Sunco A), a company owned as to 40 percent by Sunco China Hldgs. Ltd. (Sunco China), a company indirectly owned by Sun Hongbin (Mr. Sun) (Sunco A Subscription) Consideration: capitalization of loans advanced and cash Transaction Terms: the Subscribers would subscribe for a total of 55 new shares in Sunco A at an aggregate subscription amount of RMB 500.0 million ($61.9 million) Value of Transaction: RMB 500.0 million ($61.9 million) Dividends: Upon completion of the Sunco A Subscription (Completion), the Subscribers would be entitled to cash dividend or any other distribution in specie in each financial year within 36 months from the date of Completion, with a guaranteed annual return of 20 percent to their subscription monies. II. Company Description Sunco A, owned as to 88.9 percent and 11.1 percent by Sunco China and Sunco Management Hldgs. Ltd., respectively, is an investment holding company together with its subsidiaries (Sunco A Group) engage in property development in the People's Republic of China (PRC). As at Sept. 30, 2006, the Sunco A Group had various projects located in eight cities in the PRC. III. Transaction Under the Sunco A Subscription, a total of 55 new shares in Sunco A would be subscribed to by the Subscribers, as to 49 new shares by RKI (BJ), 5 new shares by Elite Rich, and 1 new share by Mr. Zhang. Based on arm's length negotiations between the parties involved, the aggregate subscription amount of RMB 500.0 million ($61.9 million) was determined based on the Subscribers' knowledge and experience with regard to the property development projects in the PRC, their perceived potentials to be generated from the property development projects and the independent valuation of the property interests held by Sunco A Group as at Sept. 30, 2006 prepared by RHL Appraisal Ltd. The subscription amount would be satisfied by the Subscribers as to RMB 200.0 million ($24.8 million) by the capitalization of a loan provided by RKI (BJ) amounting to approximately RMB 172.7 million ($21.4 million) and Elite Rich amounting to approximately RMB 27.3 million ($3.4 million) to Sunco A, while the balance would be funded by cash. It was noted that Mr. Sun, Sunco China, and Sunco Management have undertaken to ensure that Sunco A fulfill its obligations under the Sunco A Subscription. Following the completion of the Sunco A Subscription Agreement, the company would be interested in 49.0 percent of Sunco A. IV. Rationale Considerations (Disclosure Level: Satisfactory) In view of the vast potential of the PRC property market, the company believes that it is strategically appropriate to expand its PRC property development business in order to broaden and secure another significant source of profit and supplement the earnings of its traditional highway business. The proposed transaction is expected enable the company to achieve a significant and critical mass as well as a considerable scale of investment and participation in the PRC property sector. V. Pro Forma Financial Summary Upon Completion, the net assets of the company and its subsidiaries (Group) would increase by HK$69.4 million ($8.9 million). VI. Risks Among the risks associated with the Sunco A Subscription are: 1. Sunco A Group's revenue from the sale of properties in the PRC is dependent on the trends of the PRC's property market. 2. Sunco A Group may not have adequate financing to fund their land acquisition and property developments. 3. Sunco A Group may not be able to replenish land reserves for development VII. Market Reaction (vs. market index during same period) -Pre-announcement: The share price increased by 16.5 percent in the 60 days prior to Oct. 17, 2006 (the Announcement Date) vs. a 3.7 percent increase for the HSI, outperforming the index by 12.8 percentage points -Initial: The share price remained unchanged a day before the Announcement Date, vs. a 0.03 percent increase for the HSI, underperforming the index by 0.03 percentage points -Post-analysis: The shares increased by 12.7 percent from the Announcement Date to Dec. 8, 2006, vs. a 4 percent increase for the HSI, outperforming the index by 8.7 percentage points - We note that the price of the company's shares has been increasing prior to and after the release of the announcement pertaining to this acquisition. VIII. Governance (Disclosure Level: Satisfactory) Following the completion of the Sunco A Subscription, the board of directors of Sunco A would comprise nine members of whom, five are to be appointed by RK Properties Hldgs. Ltd. (RK Properties), a wholly-owned subsidiary of the company and Elite Rich. Mr. William Zen, chairman of Wai Kee and the company, is also expected to chair the board of directors of Sunco A. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 2 Approve Suzhou Sunco Acquisition Agreement For For Mgmt Relating to the Acquisition by Changzhou Hongxi of the Entire Registered Capital of Suzhou Sunco and the Shareholders Loan I. Transaction Summary Acquirer: Changzhou Hongxi, an indirect wholly-owned subsidiary of RK Properties. Target: Entire registered capital of Suzhou Sunco and part of the shareholder's loan due to Sunco B WFOE (Vendor A), a company indirectly owned as to 40 percent by Sunco China, of approximately RMB 320.7 million ($39.7 million) at face value. Consideration: debt settlement Transaction Terms: Changzhou Hongxi would acquire the entire registered capital of Suzhou Sunco for RMB 49.3 million ($6.1 million) and part of the shareholder's loan due to Vendor A, amounting to approximately RMB 320.7 million ($39.7 million) from Vendor A and two of its subsidiaries namely, Vendor B and Vendor C, whose English names are not disclosed, (collectively, Vendors) Value of Transaction: RMB 370.0 million ($45.8 million) II. Company Description Suzhou Sunco, a company owned by Sunco B, is an investment holding company engaged in property development in the PRC. As at Sept. 30, 2006, Suzhou Sunco has one project in the name of "Phoenix Land" with three pieces of land developable on hand located at Suzhou, Jiangsu, the PRC. It was noted that Suzhou Sunco has not completed and delivered any properties to buyers in the two years ended Dec. 2005, thus, no revenue was recorded during those two financial years. However, for the six months ended June 30, 2006, it has completed certain properties which have been delivered to buyers and as such a revenue of approximately RMB 304.3 million ($37.7 million) was recognized for that period. III. Transaction Under the proposed acquisition, Changzhou Hongxi would acquire the entire registered capital of Suzhou Sunco for approximately RMB 49.3 million ($6.1 million) from the Vendors and part of the shareholder's loan due to Sunco B WFOE by Suzhou Sunco amounting to approximately RMB 320.7 million ($39.7 million) on a dollar for dollar basis for an aggregate consideration of RMB 370.0 million ($45.8 million). Based on arm's length negotiations between the parties involved, the aggregate consideration amount was determined with regard to the perceived potential of the development of the "Phoenix Land" with approximately 197,179 meters squared of gross floor area (GFA) available for sale and an undeveloped site area of approximately 671,702 meters squared, the value of the underlying property assets of Suzhou Sunco as at Sept. 30, 2006, the loan receivable in the amount of approximately RMB 320.7 million ($39.7 million), and the audited net assets of Suzhou Sunco as at June 30, 2006 of approximately RMB 119.1 million ($14.7 million). The consideration for the acquisition would be settled by the application of the total consideration amount to repay the principal amount of loans advanced by wholly-owned subsidiaries of RK Properties of RMB 270.0 million ($33.4 million) and RMB 100.0 million ($12.4 million) to Sunco Beijing 1 and Sunco A WFOE, respectively, which are companies indirectly owned by Sunco China as to 94.7 percent and 88.9 percent, respectively. Upon completion of the acquisition, Suzhou Sunco would be wholly-owned by Changzhou Hongxi. IV. Rationale Considerations (Disclosure Level: Satisfactory) In view of the vast potential of the PRC property market, the company believes that it is strategically appropriate to expand its PRC property development business in order to broaden and secure another significant source of profit and supplement the earnings of its traditional highway business. The proposed transaction is expected enable the company to achieve a significant and critical mass as well as a considerable scale of investment and participation in the PRC property sector. V. Pro Forma Financial Summary Upon Completion, the net assets of the company and its subsidiaries (Group) would increase by HK$184.6 million ($23.8 million). VI. Risks Among the risks associated with the acquisition of Suzhou Sunco are: 1. Suzhou Sunco's revenue from the sale of properties in the PRC is dependent on the trends of the PRC's property market. 2. Suzhou Sunco may not have adequate financing to fund their land acquisition and property developments. 3. Suzhou Sunco may not be able to replenish land reserves for development VII. Market Reaction (vs. market index during same period) -Pre-announcement: The share price increased by 23 percent in the 60 days prior to Nov. 1, 2006 (the Announcement Date) vs. a 5.9 percent increase for the HSI, outperforming the index by 17.1 percentage points -Initial: The share price remained unchanged a day before the Announcement Date, vs. a 0.7 percent increase for the HSI, underperforming the index by 0.7 percentage points -Post-analysis: The shares increased by 5.1 percent from the Announcement Date to Dec. 8, 2006, vs. a 1.5 percent increase for the HSI, outperforming the index by 3.6 percentage points - We note that the price of the company's shares has been increasing prior to and after the release of the announcement pertaining to this acquisition. VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of Suzhou Sunco. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 3 Approve Advance of a Loan in the Aggregate For For Mgmt Principal Amount of RMB 363.6 Million to Sunco Real Estate Investment Ltd. This item seeks to approve a loan to be advanced by RKI (BJ) to Sunco B, a company owned as to 88.9 percent and 11.1 percent by Sunco China and Sunco Management, respectively, in the principal amount of RMB 363.6 million ($45.0 million). The loan would carry an interest rate of 12 percent per annum, would mature on March 16, 2008 and would be prepaid in full, together with the acquired interest, within five months after the expiry, termination or exercise of an option granted by Mr. Sun and Sunco China (collectively, Sunco Parties) to RK Properties and Elite Rich (collectively, Principal Investors), which grants the Principal Investors the right to require the Sunco Parties to procure that Sunco B issues to them shares representing 55 percent interest of Sunco B's enlarged issued capital. The proposed loan is expected to strengthen the financial position of Sunco Parties and Sunco B, which would in turn, enable a smooth implementation of the transactions contemplated under the Sunco A Subscription Agreement and the Suzhou Acquisition Agreement, which were discussed in items 1 and 2, respectively. This being the case, a vote in favor of this resolution is recommended. 05/07/07 - S Road King Infrastructure Ltd. G76058109 None 214,000 1 Approve Advance of a Loan by RK Investment For For Mgmt (Beijing) Ltd. of Up to HK$600.0 Million to Sunco Property Hldgs. Co. Ltd. at an Interest Rate of 6 Percent Per Annum This item seeks approval for agreements entered into between RK Investment (Beijing) Ltd. (RKI BJ), a wholly-owned subsidiary of the company, and Sunco Property Hldgs. Co. Ltd. (Sunco A), owned as to 49 percent by the company, relating to the advance by RK BJ of a loan of up to HK$400.0 million ($51.4 million) to Sunco A (Loan 5) and the provision by RKI BJ of a further loan of HK$600.0 million ($77.1 million) to Sunco A as a result of RKI BJ's exercise of its first right of refusal to provide such further loan (Loan 6). Both Loan 5 and Loan 6 would have an interest rate of 6 percent per annum, be repayable on demand in any event until Oct. 31, 2007 and be secured by fixed and floating charges over the entire assets and undertakings of Sunco A. It was noted that Sunco A would use proceeds from such loan advances to fund the acquisition of direct or indirect interest in land property development projects in the People's Republic of China (the PRC). This proposal is expected to facilitate the expansion of the company and its subsidiaries (Group) in the future. Given its 49 percent interest in Sunco A, the Group expects that with the provision of loans to Sunco A it would be able to capture a considerable scale of investment and participation in the PRC property sector. This is a reasonable request. 05/15/07 - A Road King Infrastructure Ltd. G76058109 05/09/07 214,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare Final Dividend For For Mgmt The board recommends the payment of a final dividend of HK$0.26 ($0.03) per share 3a Reelect Hu Aimin as Director For For Mgmt 3b Reelect Chan Hing Chiu, Vincent as Director For For Mgmt 3c Reelect Chow Shiu Kee, Stephen as Director For For Mgmt 3d Reelect Lau Sai Yung as Director For For Mgmt 3e Authorize Board to Fix the Remuneration of For For Mgmt Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks shareholder approval for the granting of a new mandate to issue shares, representing up to 20 percent of current issued capital, without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, shareholders are advised to vote against this item unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 6 Approve Issuance of Shares Pursuant to the For Against Mgmt Share Option Scheme The percentage of shares available under the Share Option Scheme is 10 percent of the company's issued capital, which is considered an unacceptable level of dilution. In the absence of set performance criteria and vesting periods, this scheme cannot be considered sufficiently well-structured to justify a potential dilution of 10 percent. 05/10/07 - A Robert Walters plc G7608T118 None 37,402 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 2.85 Pence Per For For Mgmt Ordinary Share 4 Re-elect Philip Aiken as Director For For Mgmt 5 Re-elect Russell Tenzer as Director For For Mgmt 6 Elect Martin Griffiths as Director For For Mgmt 7 Elect Alan Bannatyne as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,618,138 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 854,126 11 Approve Reduction of GBP 20,000,000 from For For Mgmt Share Premium Account 12 Authorise the Disapplication of the For For Mgmt Provisions of Section 89(1) of the Companies Act 1985 13 Authorise 12,803,058 Ordinary Shares for For For Mgmt Market Purchase 07/06/06 - A Robert Wiseman Dairies plc G7608U107 None 9,535 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 6.60 Pence Per For For Mgmt Ordinary Share 4 Re-elect Norman Murray as Director For For Mgmt 5 Re-elect Alan Wiseman as Director For For Mgmt 6 Re-elect Beverley Hodson as Director For For Mgmt 7 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 8 Authorise Board to Fix Remuneration of For For Mgmt Auditors 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,350,000 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 360,000 11 Authorise 7,000,000 Ordinary Shares for For For Mgmt Market Purchase 12 Approve Waiver on Tender-Bid Requirement For Against Mgmt 13 Approve Increase in Remuneration of For For Mgmt Non-Executive Directors to GBP 500,000 07/25/06 - A Rock Field Co. *2910* J65275109 04/30/06 3,130 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 7, Final JY 12, Special JY 0 2 Amend Articles to: Increase Number of For For Mgmt Statutory Auditors - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Limit Liability of Directors and Statutory Auditors 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For For Mgmt 04/25/07 - A Rockwool International K8254S144 None 1,804 1 Receive Report of Board None None Mgmt 2 Receive Financial Statements and Statutory None None Mgmt Reports 3 Approve Financial Statements and Statutory For For Mgmt Report; Approve Discharge of Directors 4 Approve Allocation of Income For For Mgmt 5 Elect Directors For Against Mgmt We strongly believe that publicly listed companies should disclose details on proposals at least 30 days prior to the meeting. According to Rockwool International's notice, the names of the nominees will not be made public until approximately eight days before the AGM. When this information is not available well in advance of the meeting, investors are not left with sufficient time to evaluate the candidates and, in the case of shareholders who will not be present at the meeting themselves, to submit voting instructions via a custodian bank. Most large Danish companies disclose at least the names of any nominees to the board in the meeting notice. Because the names of the nominees were not available at the time this analysis was written, which does not allow shareholders to make an informed decision, shareholders are advised to vote against this item. 6 Ratify Auditors For For Mgmt 7a Approve Remuneration of Directors For For Mgmt 7b Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 04/20/07 - A Rotork plc G76717126 None 37,549 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 11.65 Pence Per For For Mgmt Ordinary Share 3 Re-elect Alex Walker as Director For For Mgmt 4 Re-elect Bob Arnold as Director For For Mgmt 5 Elect Peter France as Director For For Mgmt 6 Reappoint KPMG Audit Plc as Auditors of the For For Mgmt Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Approve Remuneration Report For For Mgmt 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to 22,706,689 Ordinary Shares 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to 4,314,161 Ordinary Shares 11 Authorise 8,500,000 Ordinary Shares for For For Mgmt Market Purchase 12 Authorise 44,795 Preference Shares for For For Mgmt Market Purchase 13(a) Adopt New Articles of Association For For Mgmt 13(b) Amend Memorandum of Association For For Mgmt The Company confirmed to RREV, that the auditors are not included within the scope of the indemnity, which is in line with best practice. Therefore, this amendment is not contentious. 06/26/07 - A Ryobi Ltd. *5851* J65629164 03/31/07 44,302 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 12 The payout ratio for the full year is 20 percent based on consolidated earnings, or 24 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 9 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Neither nominee is designated by the company as independent, and we have no reason to oppose the nominations. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 30 million per month (or JY 360 million per year) to JY 420 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 4 million per month (or JY 48 million per year) to JY 60 million per year. After the meeting, the company will continue to have 10 directors and 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 07/06/06 - A/S S.O.I.TEC SILICON on INSULATOR F84138118 None 28,523 TECHNOLOGIES Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividends 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Elect Andre-Jacques Auberton-Herve as For Mgmt Director 6 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 7 Authorize Issuance of Bonds/Debentures in For Mgmt the Aggregate Value of EUR 300 Million Special Business 8 Amend Articles of Association Re: Attend For Mgmt Board of Directors' Meetings by Way of Videoconference and of Telecommunication 9 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Million 10 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Million 11 Set Global Limit for Capital Increase to For Mgmt Result from Above Issuance Requests at EUR 1.2 Million and for Debt Issuance Requests at EUR 300 Million 12 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Relating to Delegation Submitted to Shareholder Vote Above 13 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 14 Authorize Capitalization of up to Full For Mgmt Amount of Reserves for Bonus Issue or Increase in Par Value 15 Authorize up to Five Percent of Issued For Mgmt Capital for Use in Restricted Stock Plan 16 Approve Capital Increase Reserved for For Mgmt Employees Participating in Savings-Related Share Purchase Plan 17 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Sakai Chemical Industry Co. Ltd. J66489121 03/31/07 110,000 *4078* 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 1.11 Elect Director --- For 2 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 3 Approve Retirement Bonus for Director For For Mgmt The recipient is an insider. 11/30/06 - A SALLY MALAY MINING LTD *SMY* Q82375116 11/28/06 79,478 1 Elect Christopher Langdon as Director For For Mgmt 2 Adopt Remuneration Report for the Fiscal For Against Mgmt Year Ended June 30, 2006 Executive Summary of Reason for Against Recommendation on Resolution 2 - Non-executive directors are entitled to termination benefits if removed by shareholders; equity granted to executives does not have demanding performance hurdles; non-executive directors are eligible to receive options on the same terms as those granted to management. 3 Approve the Increase in Non-Executive For For Mgmt Directors'Remuneration from A$200,000 to A$400,000 Per Annum - As noted above, directors of Sally Malay are entitled to termination payments if removed as directors by shareholders. Some investors may wish to vote against this proposed increase to the fee cap as a result, or correspond with the company on this issue. 4 Approve the Grant of 250,000 Options at an For Against Mgmt Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Christopher de Guingand Executive Summary of Reason for Against Recommendation on Resolutions 4, 5, and 6 - Resolutions 4 and 5: The resolutions seek approval to grant options to non-executive directors on the same terms as those to be granted to management. This is not supported by Australian governance standards. - Resolution 6: The performance hurdle for the proposed option grants is a premium-exercise-price hurdle which is not demanding enough to satisfy local market standards. 5 Approve the Grant of 250,000 Options at an For Against Mgmt Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Christopher David James Langdon 6 Approve the Grant of 1.5 Million Options at For Against Mgmt an Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Peter John Harold 7 Approve the Grant of 750,000 Options at an For Against Mgmt Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Richard Jordinson, Senior Executive Executive Summary of Reason for Against Recommendation on Resolutions 7 and 8 - The performance hurdle for the proposed option grants is a premium-exercise-price hurdle, which is not demanding enough to satisfy local market standards. 8 Approve the Grant of 750,000 Options at an For Against Mgmt Exercise Price Set at 7.5 Percent Above the Volume Weighted Average Market Price for Five Days Prior to the Date of Grant to Trevor Eton, Senior Executive 9 Approve the Grant One Million Shares to For For Mgmt Peter John Harold, Managing Director, Pursuant to the Long Term Share Plan 05/04/07 - S SALLY MALAY MINING LTD *SMY* Q82375116 05/02/07 181,052 1 Elect John Rowe as Director For For Mgmt 2 Elect Brian Phillips as Director For For Mgmt 3 Approve Grant of 500,000 Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to Christopher de Guingand Summary of Reason for 'Against' Recommendation on Res. 3, 4, 5, and 6 - These resolutions seek to grant options to non-executive directors. Australian investors generally oppose grants of options to non-executive directors. 4 Approve Grant of 500,000 Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to Christopher Langdon 5 Approve Grant of 500,000 Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to John Rowe 6 Approve Grant of 500,000 Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to Brian Phillips 7 Approve Grant of 5 Million Options For Against Mgmt Exercisable at the Lower of 7.5 Percent Above the Volume Weighted Average ASX Market Price of the Company's Shares During the Five Trading Days Before the Grant Date and A$4.50 to Peter Harold Summary of Reasons for 'Against' Recommendation on Res. 7 - The vesting period for the options is too short. Eighty percent of the options vest within two years of grant, and all options vest after approximately 2.2 years. - The performance hurdles are not demanding enough to satisfy local market standards, being based on absolute production and NPAT targets. 05/23/07 - A Salzgitter AG (frmly Preussag Stahl D80900109 05/02/07 9,584 AG) 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 1 per Share and a Special Dividend of EUR 1 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify PricewaterhouseCoopers AG as For Mgmt Auditors for Fiscal 2007 6a Elect Hasan Cakir (Employee Representative) For Mgmt to the Supervisory Board 6b Elect Lothar Hageboelling to the For Mgmt Supervisory Board 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 64 Million Pool of For Mgmt Capital without Preemptive Rights 9 Approve Issuance of Convertible Bonds For Mgmt and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 48.5 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/26/07 - A San-in Godo Bank Ltd. *8381* J67220103 03/31/07 12,369 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3.5 The payout ratio for the full year is 10 percent based on consolidated earnings, or 11 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. We will consider recommending votes against future income allocations, if profits grow and the dividend payment is not increased. 2 Amend Articles to: Streamline Board For For Mgmt Structure The proposed change is routine. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 8 and 17 Background of non-executive nominee(s): Nominee 8 is the current president of Hotel Management Yonago Co., Ltd. Nominee 17 is the president of his own company and he is a former partner and a current senior adviser to ABeam Consulting Ltd. Board Profile Composition of board after this meeting: 15 executives and 2 non-executives. The number of outsiders is increasing from 1 to 2. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 3.14 Elect Director --- For 3.15 Elect Director --- For 3.16 Elect Director --- For 3.17 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee does not meet our criteria for independence. He is an attorney and has served as the company's outside counsel. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt See item 4.1 5 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors The company is proposing aggregate bonus payments of JY 57.66 million to 17 directors, and JY 7.34 million to 4 statutory auditors. Because the amounts are not excessive, we have no reason to oppose this resolution. 7 Approve Retirement Bonuses for Directors For For Mgmt and Statutory Auditor All retirees have held executive positions with the company. Accordingly, we have no reason to oppose this resolution. 04/27/07 - A Sartorius AG D6705R119 04/06/07 1,087 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.62 per Ordinary Share and 0.64 per Preference Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Amend Articles Re: Electronic Distribution For Mgmt of Company Communication 6a Elect Dirk Basting to the Supervisory Board For Mgmt 6b Elect Lothar Kappich to the Supervisory For Mgmt Board 6c Elect Gerd Krieger to the Supervisory Board For Mgmt 6d Elect Heribert Offermanns to the For Mgmt Supervisory Board 6e Elect Arnold Picot to the Supervisory Board For Mgmt 6f Elect Michael Schulenburg to the For Mgmt Supervisory Board 7 Ratify Deloitte & Touche GmbH as Auditors For Mgmt for Fiscal 2007 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Sato Shoji Corp. *8065* J69757102 03/31/07 12,514 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 15 2 Amend Articles to: Expand Business Lines For Against Mgmt In the item, the company seeks to limit the liability of its external audit firm in the event of a shareholder lawsuit. Because we believe the proposal to limit the liability of the external audit firm may have a negative impact on the quality of the audit function, we recommend that shareholders oppose this resolution. 3 Elect Director For For Mgmt Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives. The board currently includes no outside directors. 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 2 The nominee for independent auditor does not pass our test for independence. He is an attorney and has been served as the company's outside counsel. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For Against Mgmt See item 4.1 5 Approve Retirement Bonus for Statutory For For Mgmt Auditor The recipient is an insider. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 12 million per month (or JY 144 million per year) to JY 280 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 3 million per month (or JY 36 million per year) to JY 70 million per year. After the meeting, the number of directors will increase from 6 to 7. The number of statutory auditors will decrease from 4 to 3. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 05/09/07 - A Savills plc G78283119 None 85,179 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 11 Pence Per For For Mgmt Ordinary Share 3a Elect Martin Angle as Director For For Mgmt 3b Re-elect Charles McVeigh as Director For For Mgmt 3c Re-elect Rupert Sebag-Montefiore as Director For For Mgmt 4 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 5 Authorise Board to Fix Remuneration of For For Mgmt Auditors 6 Approve Remuneration Report For For Mgmt Although the two issues highlighted above have been noted by RREV, we consider a vote in favour of the remuneration report to be appropriate. 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,096,916 8 Subject to the Passing of Resolution 7, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 164,537 9 Authorise 13,162,999 Ordinary Shares for For For Mgmt Market Purchase 06/22/07 - A Sawai Pharmaceutical Co., Ltd. *4555* J69811107 03/31/07 2,050 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 25 The payout ratio for the full year, including the interim dividend, is 35 percent based on consolidated earnings, or 46 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Amend Articles to: Increase Maximum Board For For Mgmt Size The company is increasing the maximum number of directors on the board from 12 to 15, in order to strengthen the management structure. The company will continue to have no outside directors. Nevertheless, in light of the company's growth and the fact that the board will not be unduly large by Japanese standards, we do not oppose this change. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 13 executives and 0 non-executives. The board currently includes 11 insiders and no outside directors. Candidates 11, 12 and 13 are new to the board (one incumbent director is stepping down). 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 3.12 Elect Director --- For 3.13 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney in private practice. 5 Approve Retirement Bonus for Director For For Mgmt The retiring director is an insider, and we have no reason to oppose this resolution. 09/20/06 - S Schmolz + Bickenbach AG (frmly Swiss H8404Y102 None 910 Steel AG) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 09/20/06 - S Schmolz + Bickenbach AG (frmly Swiss H8404Y102 None 910 Steel AG) 1 Issue 11.1 Million Shares in Connection For Mgmt with a Merger 2 Change Company Name to SCHMOLZ + BICKENBACH For Mgmt AG 3 Convert Form of Securities from Bearer For Mgmt Shares into Registered Shares 4 Approve Creation of CHF 30 Million Pool of For Mgmt Capital without Preemptive Rights Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/12/06 - S Schmolz + Bickenbach AG (frmly Swiss H8404Y102 None 4,023 Steel AG) 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/12/06 - S Schmolz + Bickenbach AG (frmly Swiss H8404Y102 None 4,023 Steel AG) 1 Convert Form of Securities from Bearer For Mgmt Shares into Registered Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Schmolz + Bickenbach AG (frmly Swiss H7321K104 None 867 Steel AG) 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 1.25 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 4.2 Ratify Ernst & Young AG as Auditors For Mgmt 5 Increase Existing Pool of Capital without For Mgmt Preemptive Rights to CHF 60 Million Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Schoeller-Bleckmann Oilfield A7362J104 None 3,166 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management and For Mgmt Supervisory Board 4 Approve Remuneration of Supervisory Board For Mgmt Members 5 Elect Supervisory Board Members For Mgmt 6 Ratify Auditors For Mgmt 7 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 8 Authorize Reissuance or Cancellation of For Mgmt Repurchased Shares 9 Authorize Reissuance of Own Shares without For Mgmt Preemptive Rights Through Other Means Than via Stock Exchange or Public Offer Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Schulthess Group AG H86243120 None 394 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Schulthess Group AG H86243120 None 394 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Accept Financial Statements and Statutory For Mgmt Reports 3 Approve Discharge of Board and Senior For Mgmt Management 4 Approve Allocation of Income and Dividends For Mgmt of CHF 12 per Share 5 Approve 10:1 Stock Split For Mgmt 6 Reelect Rudolf Kaegi and Thomas Rutz as For Mgmt Directors 7 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/16/07 - A Schweiter Technologies AG H73431142 None 134 1 Open Meeting (Non-Voting) None Mgmt 2 Receive Presentation on Fiscal 2006 None Mgmt 3 Accept Financial Statements and Statutory For Mgmt Reports 4 Approve Discharge of Board and Senior For Mgmt Management 5 Approve Allocation of Income and Dividends For Mgmt of CHF 6 per Share 6 Transact Other Business (Non-Voting) None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 01/15/07 - S SCi Entertainment Group Plc G7863S102 None 13,034 1 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 443,044.85 Pursuant to a Share Subscription by Warner Bros Entertainment. 01/24/07 - A SCi Entertainment Group Plc G7863S102 None 13,034 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Reappoint BDO Stoy Hayward LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 4 Re-elect Bill Ennis as Director For For Mgmt 5 Re-elect Tim Ryan as Director For Abstain Mgmt 6 Elect Roger Ames as Director For For Mgmt 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,041,881 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 190,406 9 Authorise 3,808,119 Ordinary Shares for For For Mgmt Market Purchase 10 Approve Increase in Remuneration of For For Mgmt Directors to GBP 300,000 05/10/07 - A/S SECHILIENNE-SIDEC F82125109 05/07/07 3,247 Ordinary Business 1 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 2 Approve Financial Statements and Statutory For Mgmt Reports 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Approve Dividends of EUR 1.10 per Share For Mgmt 5 Ratify Appointment of Claude Rosevegue as For Mgmt Director 6 Reelect Claude Rosevegue as Director For Mgmt 7 Reelect Patrick de Giovanni as Director For Mgmt 8 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital Special Business 9 Amend Articles to Reflect Changes in Capital For Mgmt 10 Amend Articles of Association Re: Record For Mgmt Date, Shareholding Disclosure Threshold, Quorum Requirements, and Nationality of the Company 11 Amend Articles Re: Composition of the Board For Mgmt of Directors 12 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 13 Approve Stock Option Plans Grants For Mgmt 14 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/28/07 - A SECURED CAPITAL JAPAN CO. LTD. *2392* J6998L104 12/31/06 48 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 1500, Special JY 0 Payout ratio is 9 percent (consolidated) or 15 percent (parent company). This is low by Japanese standards, but in light of the company's rapid growth, we do not object to the retention of cash at this stage of its development. The company was established in 1997, and went public only three years ago. 2 Amend Articles to: Expand Business Lines - For For Mgmt Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors The company seeks authority to limit the liability of outside statutory auditors in its service contracts with these individuals. The limit will be no less than JY 1 million or two years' worth of compensation, whichever is greater. Because such limitations are seen as necessary to attract qualified outsiders to serve in these positions, we do not generally oppose such amendments. The new business objectives are the management and collection of debts, and related research and consulting activities. 3.1 Appoint Internal Statutory Auditor For For Mgmt The nominees are the company's three incumbent statutory auditors, all of whom are designated as independent. All three meet our criteria for independence. They are, respectively, a former securities firm executive, a CPA, and an attorney. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee, a former securities firm executive and president of a research firm, meets our criteria for independence. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The company seeks approval to provide non-cash benefits to directors, in the form of company-owned housing at subsidized rates. The maximum annual cost burden to the company would be limited to JY 24 million per year. This would be in addition to the cash compensation ceiling of JY 200 million per year. We do not oppose this resolution. 10/31/06 - A SEEK LTD *SEK* Q8382E102 10/29/06 28,611 1 Receive Financial Statements and Statutory None None Mgmt Reports For the Year Ended June 30, 2006 2 Adopt Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3 Elect James Packer as Director For For Mgmt Shareholders wishing to signify their concern over the composition of the board are advised to vote against the reelection of Christopher Anderson, PBL's other representative on SEEK's board, when he is next up for reelection, as it is considered counterproductive to recommend against the reelection to the SEEK board of the principal executive of SEEK's largest shareholder. 05/22/07 - A SEGRO plc (formerly Slough Estates G81821103 None 68,088 plc) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 12.1 Pence Per For For Mgmt Ordinary Share 3 Approve Remuneration Report For For Mgmt 4 Elect Nigel Rich as Director For Abstain Mgmt RREV considers this to be a fundamental governance issue and is recommending that shareholders register their concern on this point by actively withholding their vote (abstain) on Nigel Rich's re-election. 5 Elect Walter Hens as Director For For Mgmt 6 Elect Lesley MacDonagh as Director For For Mgmt 7 Re-elect Stephen Howard as Director For For Mgmt 8 Re-elect Marshall Lees as Director For For Mgmt 9 Re-elect Andrew Palmer as Director For For Mgmt 10 Re-elect Christopher Peacock as Director For For Mgmt 11 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 12 Authorise Board to Fix Remuneration of For For Mgmt Auditors 13 Authorise the Company to Make EU Political For For Mgmt Organisation Donations up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 14 Change Company Name to SEGRO Plc For For Mgmt RREV does not consider this name change to be contentious. 15 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 28,597,878.75 16 Subject to the Passing of Resolution 15, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,900,106 17 Authorise up to Ten Percent of the Issued For For Mgmt Ordinary Shares for Market Purchase 10/18/06 - S Semapa, Sociedade de Investimento e X7936A113 None 10,059 Gestao S.A. Special Meeting Agenda 1 Approve New Management Structure in Light For Mgmt of the New Commercial Code 2 Amend Bylaws For Mgmt 3 Elect General Meeting Board Members, For Mgmt Supervisory Board, and Statutory Auditor Consequent to Item 1 and Any Vacancies that Might Occur Due to the New Independence Requirements 4 Approve Increase in the Size of the Board For Mgmt from Eleven to Thirteen Members and Elect Two Directors to Fill the New Seats Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/23/07 - A Semperit AG Holding A76473122 None 1,557 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income For Mgmt 3 Approve Discharge of Management and For Mgmt Supervisory Boards 4 Elect Supervisory Board Members For Mgmt 5 Ratify Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/05/06 - S Senior plc G8031U102 None 61,967 1 Approve Proposed Acquisition of All of the For For Mgmt Issued and Outstanding Capital Stock of Aerospace Manufacturing Technologies Inc. Pursuant to the Stock Purchase Agreement and the Associated and Ancillary Arrangements Contemplated by the Acquisition Agreement Conclusion The Company considers that the Enlarged Group will benefit from its increased size, and the range of services and the terms of the offer is expected to increase shareholder value for Senior. Shareholders should note that the rights issue is not conditional on the acquisition. After admission, the rights issue will proceed even if the acquisition does not. We consider these proposals have been clearly explained and do not raise any corporate governance concerns. However, we consider this transaction is primarily an investment decision for shareholders to determine according to their individual investment strategies. We note that the Company has received advice from Hoare Govett. 2 Approve The Senior Plc 2006 Savings-Related For For Mgmt Share Option Scheme; Authorise the Directors to Do All Acts and Things Necessary to Establish and Carry the Scheme into Effect This HM Customs and Revenue approved plan is broad-based and non-contentious. 04/27/07 - A Senior plc G8031U102 None 61,967 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 1.381 Pence Per For For Mgmt Share 4 Re-elect Martin Clark as Director For For Mgmt 5 Re-elect Graham Menzies as Director For For Mgmt 6 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 7 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12,990,000 8 Subject to the Passing of Resolution 7, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,949,000 9 Authorise 38,990,000 Ordinary Shares for For For Mgmt Market Purchase 06/07/07 - A Severfield-Rowen plc G80568101 None 10,120 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 37.00 Pence Net For For Mgmt Per Share 3 Approve Remuneration Report For For Mgmt 4 Re-elect Brian Hick as Director For For Mgmt 5 Re-elect John Featherstone as Director For Against Mgmt As the Board refreshment has not resolved these long-standing issues, we consider it appropriate to revert back to our previous recommendation to vote against his re-election. 6 Re-elect David Ridley as Director For For Mgmt 7 Re-elect Geoff Wright as Director For For Mgmt 8 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt and Authorise the Board to Determine Their Remuneration 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 673,265 10 Subject to the Passing of Resolution 9, For For Mgmt Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 102,010 11 Authorise 2,040,197 Ordinary Shares for For For Mgmt Market Purchase 06/28/07 - A Shinko Plantech Co. Ltd *6379* J73456105 03/31/07 32,000 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 18 2 Elect Directors For For Mgmt 3.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: Both nominees Both nominees do not meet our criteria for independence. Nominee 1 is a current executive of one of the company's main banks. Nominee 2 is a former executive of one of the company's main banks. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, both nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See item 3.1 4 Approve Retirement Bonuses for Director and For Against Mgmt Statutory Auditor The retiring auditor has been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing this item. 06/28/07 - A Shinwa Kaiun Kaisha Ltd. *9110* J74100108 03/31/07 53,371 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 8 2 Amend Articles to: Decrease Maximum Board For For Mgmt Size The company is decreasing the maximum number of directors on the board from 15 to 10, in connection with the introduction of an executive officer system in order to strengthen the management structure by speeding up the decision-making process. Following this meeting, the company would still have 2 vacant seats on the board, to which dissident nominees could be elected. After this meeting, there will be no vacant seats on the board to which dissident nominees could be elected. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 4 Appoint Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not meet our criteria for independence. He is a former executive of the company's main bank. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 5 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 3 retiring directors and 1 retiring statutory auditor. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 8 continuing directors and 3 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, the retiring statutory auditor has been designated by the company as independent. In addition, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 6 Approve Payment of Annual Bonuses to For For Mgmt Directors 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 240 million per year to JY 400 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 50 million per year to JY 100 million per year. After the meeting, the number of directors will decrease 11 to 8. The company will continue to have 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 03/23/07 - A Shoei Co. Ltd. (3003) *3003* J74530106 12/31/06 8,700 1 Amend Articles to: Expand Business Lines For For Mgmt 2 Elect Directors For Split Mgmt 2.1 Elect Director --- For Because the benefits of adopting a US-style board structure are undermined by the appointment of outside directors who lack independence, ISS recommends that shareholders oppose candidates 4 to 6, who have affiliations that could compromise their independence. ISS does not recommend opposition to candidates 1, 2, 3 or 7. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- Against 2.5 Elect Director --- Against 2.6 Elect Director --- Against 2.7 Elect Director --- For 06/12/07 - A Sidenor Steel Products Manufacturing X7835U103 None 10,558 Co. S.A., (frmly Sideno Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Auditors For Mgmt 3 Approve Allocation of Income and Dividends For Mgmt 4 Approve Auditors and Authorize Board to Fix For Mgmt Their Remuneration 5 Ratify Appointment of Temporary Directors For Mgmt 6 Elect New Board of Directors For Mgmt 7 Approve Director Remuneration For Mgmt 8 Amend Bylaws: Company Representation For Mgmt 9 Authorize Issuance of Bonds For Mgmt 10 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/27/07 - S Sidenor Steel Products Manufacturing X7835U103 None 10,558 Co. S.A., (frmly Sideno Repeat Annual Meeting Agenda 1 Authorize Issuance of Bonds For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/17/07 - A Sika AG (formerly Sika Finanz AG) H7631K158 None 256 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of CHF 5.20 per Registered Share and CHF 31.20 per Bearer Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 4.2 Ratify Ernst & Young AG as Auditors For Mgmt 5 Transact Other Business (Non-Voting) None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/02/07 - A Silver Standard Resources Inc. *SSO* 82823L106 03/15/07 5,589 1 Elect Directors For Split Mgmt 1.1 Elect Director John R. Brodie --- For We recommend withholding votes from Meyer because he has attended less than 75 percent of the board and committee meetings, which we consider the minimum attendance threshold for public company directors. Anyone who accepts a nomination to serve as director should be prepared to make attendance at scheduled meetings a top priority particularly given the rigorous demands now placed on all directors of public companies. 1.2 Elect Director R.E. Gordon Davis --- For 1.3 Elect Director David L. Johnston --- For 1.4 Elect Director William Meyer --- Against 1.5 Elect Director Robert A. Quartermain --- For 1.6 Elect Director Peter W. Tomsett --- For 2 Approve PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorize Board to Fix Remuneration of Auditors 03/29/07 - A Simcorp A/S K8851Q111 03/12/07 1,230 1 Receive Report of Board None None Mgmt 2 Approve Financial Statements and Statutory For For Mgmt Reports 3 Approve Allocation of Income For For Mgmt 4 Elect Directors For For Mgmt 5 Ratify Auditors For For Mgmt 6A Approve Remuneration of Directors in the For For Mgmt Aggregate Amount of DKK 1.6 Million; Approve Allocation of 4,200 Stock Options to Directors 6B Authorize Board to Allocate Special For For Mgmt Dividends 6C Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6D Amend Articles Re: Designate VP Investor For For Mgmt Services A/S as Company Registrar 7 Other Business (Non-Voting) None None Mgmt 06/21/07 - A SIMPLEX INVESTMENT ADVISORS INC. J7550K104 03/31/07 149 *8942* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 850 The payout ratio for the full year is 10 percent based on consolidated earnings, or 9 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. However, the company went public only recently, and as posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development. 2 Amend Articles to: Expand Business Lines For For Mgmt In the item, the company asks for shareholder approval to expand its permitted business objectives. The new business lines proposed here include classified loan business and financial commodity. The change would not require the company to enter the new business; rather, it would give the board the right to do so at its discretion. The proposed changes meet our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 5 Background of non-executive nominee(s): Nominee 5 is a current executive of Japan Single-residence Reit Inc. and the president of his own company. Board Profile Composition of board after this meeting: 5 executives and 1 non-executive. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For See 3.1 4 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 241 million to 5 directors. We do not oppose this resolution. 06/22/07 - A Sinanen Co. Ltd. (formerly Shinagawa J7554V106 03/31/07 10,000 Fuel Co. Ltd.) *8132* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 20 The payout ratio for the full year is 116 percent based on consolidated earnings, or 35 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. In this case, the company is proposing a dividend amount that exceeds EPS for the year, so the payout ratio for the full year exceeds 100 percent. As the company's cash reserves are still adequate to cover the dividend, we have no reason to oppose this resolution. However, we will examine future income allocation proposals carefully, and consider voting against income allocation if the company continues to pay out dividends in excess of earnings in a way that comes to threaten its long-term health. 2 Amend Articles to: Decrease Maximum Board For For Mgmt Size The company is decreasing the maximum number of directors on the board from 20 to 10, in connection with the introduction of an executive officer system. The proposed change meets our guidelines. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 9 executives and 0 non-executives. The number of outsiders is decreasing from 1 to 0. 3.2 Elect Director --- For 04/24/07 - A Singapore Land Ltd. V80978113 None 16,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare First and Final Dividend of SGD For For Mgmt 0.20 Per Share and Special Dividend of SGD 0.25 Per Share 3 Approve Directors' Fees of SGD 297,314 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 294,500) 4a Reelect James L. Go as Director For Against Mgmt Due to the company's failure to provide the annual report for financial year 2006, we are unable to ascertain the level of independence of these nominees. Given this and considering concerns against executive directors who are also members of key board committees, as their presence threatens to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest, and the best practice recommendations stipulated in Singapore's Code of Corporate Governance, which limits the members of audit and remuneration committees to non-executives only, a vote against these resolutions is recommended. 4b Reelect Lance Y. Gokongwei as Director For Against Mgmt 4c Reelect Gwee Lian Kheng as Director For Against Mgmt 4d Reelect Pang Cheng Lian as Director For Against Mgmt 5a Reelect Wee Cho Yaw as Director For Against Mgmt 5b Reelect John Gokongwei, Jr. as Director For Against Mgmt 5c Reelect Tan Boon Teik as Director For Against Mgmt 5d Reelect Hwang Soo Jin as Director For Against Mgmt 5e Reelect Gabriel C. Singson as Director For Against Mgmt 6 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Other Business (Voting) For Against Mgmt While such requests are usually routine, the potential for discussion and subsequent approval of items that could be dangerous to minority shareholders is a possibility. Until more detailed information is made available concerning these items, a vote opposing such requests must be recommended. 05/28/07 - A/S Sino-Forest Corporation *TRE* 82934H101 04/26/07 23,212 1 Elect Directors Allen T.Y. Chan, Kai Kit For Against Mgmt Poon, Edmund Mak, Simon Murray, James M.E. Hyde and Judson Martin 2 Approve BDO McCabe Lo Limited as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 3 Amend Stock Option Plan For Against Mgmt ISS feels that the proposed amendment provision provides the board with overly broad discretionary powers to amend the company's equity-based compensation plans as currently approved by shareholders. 06/27/07 - A Sintokogio Ltd. *6339* J75562108 03/31/07 50,518 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 10 executives and 0 non-executives. The board currently includes no outside directors. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 1.8 Elect Director --- For 1.9 Elect Director --- For 1.10 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 and 4 Nominee 3 does not meet our criteria for independence. He is a former executive director of one of the company's main banks. Nominee 4 meets our criteria for independence. He is a former executive director of IBM Japan, Ltd. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 3 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For For Mgmt 2.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 2.1. 2.4 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Payment of Annual Bonuses to For For Mgmt Directors Because the amount is not excessive, we have no reason to oppose this resolution. 03/09/07 - A SKC Ltd. Y8065Z100 12/31/06 21,250 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 300 Per Share 2 Elect Executive Director For For Mgmt 3 Elect Two Members of Audit Committee For For Mgmt 4 Approve Remuneration of Executive Directors For Against Mgmt and Independent Non-Executive Directors ISS believes it is unfair to increase the remuneration ceiling while the dividend payout is relatively far low even by Korean Standards. Therefore, we recommend that shareholders vote against this resolution. 05/17/07 - A/S Skye Resources Ltd. *SKR* 83081N107 04/17/07 15,379 1 Approve Davidson & Company as Auditors and For For Mgmt Authorize Board to Fix Remuneration of Auditors Davidson & Company are the company's current auditors. Multilateral Instrument 52-110 - Audit Committees requires all reporting issuers to disclose the fees paid to external auditors. According to the company, it paid $89,408 for audit, $15,240 for audit-related,$9,750 for tax, and $nil for other services provided by the auditing firm for the most recent fiscal year. Tax fees were paid for tax compliance, advice and planning services. 2 Fix Number of Directors at Eight For For Mgmt This is a routine resolution. 3 Elect Directors For For Mgmt 3.1 Elect Director Ian G. Austin --- For We applaud the company for providing shareholders with the opportunity to vote with respect to each director individually. The board will be a majority independent. The slate is composed of seven independent and one inside nominees. The offices of Chairman and CEO have been separated. The board has formed a separate Governance & Human Resources Committee, which performs the function of a compensation committee. There are no insiders on the Audit and Governance & Human Resources committees. Austin, who is president and CEO of the company, is an insider. 3.2 Elect Director Gordon W. Bacon --- For Bacon, who is an independent outsider, is chair of the board and a member of the Audit and Governance & Human Resources committees. 3.3 Elect Director Robert A. Horn --- For Horn, who is an independent outsider, is a member of the Governance & Human Resources Committee. 3.4 Elect Director Terry A. Lyons --- For Lyons is an independent outsider and a member of the Audit and Governance & Human Resources committees. Based on the information provided in the circular, Lyons sits on seven public company boards including this one. Due to the increased demands on directors of public companies we view best practice to be no more than two outside directorships for a CEO and no more than six for a non-employee director. We believe that directors who are overextended may be jeopardizing their ability to serve as effective representatives of shareholders, and will continue to monitor this situation at Skye Resources. 3.5 Elect Director David Mcintyre --- For McIntyre is an independent outsider. 3.6 Elect Director Sheila H. O'Brien --- For O'Brien is an independent outsider. 3.7 Elect Director Ronald S. Simkus, --- For Simkus is an independent outsider. 3.8 Elect Director David S. Smith --- For Smith is an independent outsider and a member of the Audit Committee. 4 Amend Stock Option Plan For Against Mgmt This item is proposing to introduce a detailed amendment provision in the stock option plan which meets most of ISS requirements but is missing one potential amendment regarding the transferability of options. The proposed provision does not require shareholder approval to amend the plan to allow the transferability or assignability of options. ISS believes that this amendment provision grants discretionary power to the board to amend the plan in a way which may not align with shareholder interests. 5 Approve Performance Share Units Plan For For Mgmt This item will approve a Performance Share Units Plan. Details of the plan: Eligible participants: Employees, executive directors and consultants. Awards: performance share units (PSUs) credited to the participant's account. PSUs are redeemed at the end of each performance period upon achievement of target milestones established by the company. The performance period commences January 1 or immediately preceding the grant and ends on December 31 of the third year following the calendar year in which PSUs were granted. Number of shares: 1,050,000; Potential dilution (non-diluted): 2.4 percent. Maximum number of shares: In any fiscal year to any one participant five percent of shares outstanding. . Amendment provision: Shareholder approval required to amend plan to (a) increase number of shares reserved; (b) change the manner of determining the market value of the PSUs.; (c) extend the termination date beyond the original expiration date. The total cost of the PSU Plan is compared to an allowable cap using a compensation model. The allowable caps are industry-specific, market cap-based, and pegged to the average amount paid by companies performing in the top quartile of their peer groupings. Industry classifications are established using standard industry code (SIC) groups. Using historic data tracked by ISS of the value of authorized shares for issue at each company ranked in the top quartile of its industry, a benchmark pay level is established for each industry. The total cost of the company's plan of eight percent is equal to the allowable cap for this company of eight percent. We note that the company also has an option plan which reserves a fixed number of shares resulting in potential dilution of 10.5 percent. At this meeting the company is asking for approval of two new plans, the PSU Plan and a Deferred Share Unit Plan (Item 6), which when combined with the option plan could result in potential dilution of 13.5 percent. Two negative features of this plan are (i) PSUs have no exercise price and are valued at zero percent of fair market value making them more costly than an award with an exercise price; (ii) the amendment provision grants discretionary power to the board to amend the plan. However, ISS generally favours plans such as this one which align the interests of employees and shareholders by (i) including performance vesting criteria; (ii) excluding discretionary director participation. 6 Approve Deferred Share Unit Plan For For Mgmt This item will approve a Deferred Share Unit Plan. Details of the plan: Eligible participants: Directors who are not employees of the company. Awards: Deferred share units (DSUs) credited to the participant's account. DSUs are redeemed after the termination date which is the earliest date on which the participant ceases to be a member of the board of the company of a related company. Number of shares: 300,000; Potential dilution (non-diluted): 0.7 percent. Maximum number of shares: In any fiscal year to any one participant five percent of shares outstanding. . Amendment provision: Shareholder approval required to amend plan to (a) increase number of shares reserved; (b) change the manner of determining the market value of the DSUs. The total cost of the DSU Plan is compared to an allowable cap using a compensation model. The allowable caps are industry-specific, market cap-based, and pegged to the average amount paid by companies performing in the top quartile of their peer groupings. Industry classifications are established using standard industry code (SIC) groups. Using historic data tracked by ISS of the value of authorized shares for issue at each company ranked in the top quartile of its industry, a benchmark pay level is established for each industry. The total cost of the company's plan of seven percent is within the allowable cap for this company of eight percent. We note that the company also has an option plan which reserves a fixed number of shares resulting in potential dilution of 10.5 percent. At this meeting the company is asking for approval of two new plans, the PSU Plan and a Performance Share Unit Plan (Item 5), which when combined with the option plan could result in potential dilution of 13.5 percent. Negative features of this plan are (i) DSUs have no exercise price and are valued at zero percent of fair market value making them more costly than an award with an exercise price; (ii) the board has discretionary power to amend the plan and participate in the plan. However, ISS generally favours plans such as this one which align the interests of directors, employees and shareholders by including time vesting criteria. 7 Approve Shareholder Rights Plan For For Mgmt Shareholders are being asked to approve a shareholder rights plan adopted by the board of directors on December 21, 2006. If approved, the Skye Resources rights plan will have a term of three years. Many Canadian companies in the last five years have adopted shareholder rights plans which address the concerns of institutional investors by, among other things, providing for three-year sunset provisions and allowing for partial bids to proceed despite board opposition. These 'new generation' rights plans ensure that in a takeover bid situation the board has limited discretion to interpret the plan and shareholders receive fair and equal treatment. The Skye Resources rights plan meets the criteria of a 'new generation' rights plan. The Skye Resources rights plan is a permitted bid plan with a 20 percent ownership trigger and a minimum share deposit requirement to approve a takeover bid. A Permitted Bid, according to the provisions of the plan, must be made to all holders of voting shares by means of a takeover bid circular and remain open for deposits for not less than 60 days. Shares may not be taken up under a Permitted Bid unless more than 50 percent of the voting shares held by Independent Shareholders are deposited and in the event that this condition is satisfied, the offeror is obligated to make a public announcement of the fact and the bid must remain open for further deposits for an additional ten days. Based on this definition, partial bids are possible under the Skye Resources rights plan. Partial bids are integral to rights plans since Canadian takeover bid legislation is premised on the right of shareholders to determine for themselves the acceptability of any bid for their shares, partial or otherwise. The other definitions in this plan also conform to ISS guidelines. The redemption and waiver provisions require prior shareholder approval for any substantive amendment to the plan. The plan also contains an acceptable exemption for lockup agreements. The terms of the lock-up agreement balance the ability of a potential bidder to make a takeover bid and the ability of the board to maximize shareholder value. Finally, this plan has a three-year sunset provision which ISS supports affording shareholders the opportunity to review the plan in light of current market conditions and management's use of the plan. On the basis of the foregoing, the Skye Resources shareholder rights plan limits the discretion to the board while protecting shareholder interests, and is a 'new generation' rights plan. We recommend voting for its approval. 03/14/07 - A SLIGRO FOOD GROUP NV(formerly SLIGRO N8084E106 None 5,304 BEHEER NV) 1 Open Meeting and Receive Announcements None Mgmt 2a Discuss Minutes of Meeting That Took Place None Mgmt March 22, 2006 2b Discuss Minutes of Meeting That Took Place None Mgmt on June 28, 2006 3 Receive Report of Management Board None Mgmt 4a Approve Financial Statements and Statutory For Mgmt Reports 4b Approve Allocation of Income For Mgmt 4c Approve Discharge of Management Board For Mgmt 4d Approve Discharge of Supervisory Board For Mgmt 5 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 6 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 7 Grant Board Authority to Issue Shares Up To For Mgmt 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 8 Approve 1:2 Stock Split For Mgmt 9 Close Meeting and Allow Questions None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 10/18/06 - S Smit Internationale N81047164 10/11/06 2,116 1 Open Meeting None Mgmt 2 Amend Articles of Association For Mgmt 3 Allow Questions None Mgmt 4 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/09/07 - A Smit Internationale N81047172 05/02/07 4,232 1 Open Meeting None Mgmt 2 Receive Report of Management Board None Mgmt 3 Approve Financial Statements and Statutory For Mgmt Reports 4 Receive Explanation on Company's Reserves None Mgmt and Dividend Policy 5 Approve Dividends of EUR 2.25 Per Share For Mgmt 6 Approve Discharge of Management Board For Mgmt 7 Approve Discharge of Supervisory Board For Mgmt 8 Approve Remuneration of Supervisory Board For Mgmt 9 Ratify KPMG Accountants NV as Auditors For Mgmt 10 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 11 Grant Board Authority to Issue Shares For Mgmt 12 Receive Announcements (non-voting) None Mgmt 13 Other Business (Non-Voting) None Mgmt 14 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/20/07 - A So-Net Entertainment Corp. (formerly J7620U108 03/31/07 69 Sony Communication Network Corp.) *3789* 1 Elect Directors For For Mgmt 1.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 7 Background of non-executive nominee(s): The nominee is an attorney. Board Profile Composition of board after this meeting: 6 executives and 1 non-executive. The number of outsiders is remaining the same. 1.2 Elect Director --- For 1.3 Elect Director --- For 1.4 Elect Director --- For 1.5 Elect Director --- For 1.6 Elect Director --- For 1.7 Elect Director --- For 2.1 Appoint Internal Statutory Auditor For Against Mgmt Nominee profile Nominee(s) for independent statutory auditor: All nominees Nominees 1 and 2 do not pass our test for independence. Nominee 1 is a long-time employee of parent company Sony Corp. and its affiliate Sony Global Solutions, Inc. Nominee 2 is a current executive officer of the second largest shareholder, Sony Finance International, which holds a 12.56 percent stake in So-Net Entertainment Corp. However, nominee 3 meets our criteria for independence. He is the general manager of the Tokyo branch of Deutsche Bank. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominees 1 and 2 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 2.2 Appoint Internal Statutory Auditor For Against Mgmt See item 2.1. 2.3 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Special Payments to Continuing For For Mgmt Directors in Connection with Abolition of Retirement Bonus System The company requests shareholder approval for payments in lieu of retirement bonuses to 4 continuing directors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, the recipients have held executive positions with the company, and we have no reason to oppose this resolution. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors and Approve Deep Discount Stock Option Plan for Directors In this item, first, the fixed compensation ceiling for directors would be raised from JY 200 million per year to JY 300 million per year. Next, the company is proposing a deep discount stock option plan for its directors. So-Net Entertainment seeks to create a new compensation ceiling of JY 100 million per year set aside for directors' stock option grants. The value of options will be calculated based on financial models such as the Black-Scholes model. Option Plan Summary The exercise price will be set at JY 1 per share. Potential Dilution: The maximum number of shares which could be issued per year is 300. If this resolution is approved, the company will not need to seek annual shareholder approval for future option grants as long as the number of shares issued per year does not exceed the annual limit. Assuming that the company issues 300 shares per year over the next ten years, the maximum potential dilution from this plan comes to 1.2 percent of issued capital. ISS guidelines call for potential dilution of no more than 5 percent for a mature company, 10 percent for a growth company. Exercise Period: Options may only be exercised after the recipient steps down from his or her position. Performance Hurdles: None. This plan meets ISS guidelines. Because this plan will contribute to a greater consciousness of the company's share price, we have no reason to oppose this resolution. 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that PricewaterhouseCoopers Aarata be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed PricewaterhouseCoopers Aarata on a provisional basis. Here, the company seeks to formally appoint PricewaterhouseCoopers Aarata. We see no reason to oppose this resolution. 01/30/07 - A/S Sodexho Alliance SA F84941123 None 11,737 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.95 per Share 3 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 4 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 5 Reelect Pierre Bellon as Director For Mgmt 6 Reelect Remi Baudin as Director For Mgmt 7 Reelect Francois-Xavier Bellon as Director For Mgmt 8 Reelect Astrid Bellon as Director For Mgmt 9 Reelect Sophie Clamens as Director For Mgmt 10 Reelect Nathalie Szabo as Director For Mgmt 11 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 472,500 12 Authorize Issuance of Bonds/Debentures in For Mgmt the Aggregate Value of EUR 2 Billion. Special Business 13 Amend Article 12 of Bylaws Re: Attend Board For Mgmt Meetings Through Videoconference and Telecommunication 14 Authorize up to 1 Percent of Issued Capital For Mgmt for Use in Restricted Stock Plan 15 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 16 Authorize Filling of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/11/07 - A Software AG D7045M133 04/20/07 3,871 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.90 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Elect Frank Beelitz and Alf Wulf to the For Mgmt Supervisory Board 6 Ratify BDO Detsche Warentreuhand AG as For Mgmt Auditors 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Allow Electronic Distribution of Company For Mgmt Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/18/06 - A SP AUSNET *SPN* Q8604X102 07/16/06 217,594 1 Receive Financial Statements and Statutory None None Mgmt Reports 2a Elect Eric Gwee Teck Hai as Director For Against Mgmt Executive Summary of Reason for 'Against' Recommendation on Res. 2(a) - Gwee is a non-independent non-executive director associated with the controlling security holder on a board where executives and non-executive directors affiliated with the controlling shareholder hold six of the nine positions. - Gwee is also a member of an audit committee with directors affiliated with the controlling security holder hold three of the six positions. 2b Elect Jeremy Guy Ashcroft Davis as Director For For Mgmt 2c Elect Antonio Mario (Tony) Iannello as For For Mgmt Director 3 Approve KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 4 Adopt Remuneration Report for the Period For For Mgmt Ended March 31, 2006 5 Approve Remuneration of Non-Executive For For Mgmt Directors in the Amount of A$1 Million Per Year With Effect From April 1, 2006 6 Approve Issuance of Equity or Equity-Linked For For Mgmt Securities without Preemptive Rights Up to 15 Percent of the Company's Issued Share Capital 01/31/07 - A SPAREBANKEN MIDT-NORGE R82401101 None 10,120 Meeting for Holders of Primary Capital Certificates 1 Elect Members and Deputy Members of For For Mgmt Committee of Representatives 2 Elect Members and Deputy Members of For For Mgmt Nominating Committee 10/26/06 - A SPECIALITY FASHION GROUP LTD Q60933100 10/24/06 156,138 1 Approve Remuneration Report for the Year For For Mgmt Ended June 30, 2006 2a Elect Geoffrey Levy as Director For Against Mgmt Executive Summary of Reason for Against Recommendation on Resolution 2a - MRL has no independent directors. Levy is the chairperson, and in addition, is an affiliate of Investec Wentworth, a substantial investor via private equity funds it manages, in the company. Investec Wentworth executives and executive directors comprise four of the five directors at the time this report was written, and will continue to comprise a majority of the board even after the retirement from an executive role of one director. 2b Elect Ian Miller as Director For For Mgmt 3 Change Company Name to Specialty Fashion For For Mgmt Group Limited 4 Approve Reduction in Share Capital by For For Mgmt Returning A$0.20 Per Share on Issue as at Nov. 2, 2006 5 Approve Eight-for-Ten Reverse Stock Split For For Mgmt 6 Amend Constitution Re: Sale of Unmarketable For For Mgmt Parcels of Shares 09/06/06 - A Spice Plc G834BB108 None 5,930 1 Accept Financial Statements and Statutory For For Mgmt Reports The Audit Committee comprises Philip Rodgers (Committee Chairman), Sir Rodney Walker and John Taylor. Sir Rodney Walker is deemed non-independent by RREV (see note below). We believe that AIM listed companies should be granted more flexibility, and as such, we only require that a majority of the members of this committee be independent NEDs. The Company meets this requirement. Under the NAPF interpretation of the Code, we do not consider it best practice for the Chairman of the Board to be a member of the Audit Committee. We encourage the Company to address this over the upcoming year. 2 Approve Final Dividend of 1.9 Pence Per For For Mgmt Ordinary Share 3 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 4 Re-elect Carl Chambers as Director For For Mgmt 5 Re-elect Sir Rodney Walker as Director For Abstain Mgmt The individual up for re-election is the Company's Chairman. He is the Chairman of the Nomination Committee and a member of the Audit and Remuneration Committees. Under the NAPF interpretation of the Code, we do not consider it best practice for the Chairman of the Board to be a member of the Audit Committee. Moving on, we encourage the Company to reconsider Sir Rodney Walker's membership on the Audit Committee since his membership compromises the independent oversight provided by this committee. With regard to his membership on the Remuneration Committee, we are not highlighting this as a significant corporate governance issue in the interim as the Financial Reporting Council (FRC) is currently consulting regarding a possible amendment to the Code on this point. Consequently, we will not be recommending any adverse vote decision at this time considering the limited number of non-executive directors on the Board. 6 Approve Increase in Authorised Capital from For For Mgmt GBP 6,000,000 to GBP 8,000,000 The Board is proposing to increase the Company's authorised share capital by 33.33 percent by the creation of 20,000,000 additional ordinary shares of 10 pence each ranking pari passu with the existing ordinary share capital of the Company. We have no objections to this increase. 7 Subject to the Passing of Item 6, Authorise For For Mgmt Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,648,888.16 Pursuant to Section 80 of the Companies Act 1985, the Board is proposing an amount for share issuances with pre-emptive rights equivalent to 33.33 percent of the current issued share capital. The authority will expire at the Company's AGM in 2007. We recommend that shareholders approve this authority, which is within our guidelines for a company of this size and scope. 8 Subject to the Passing of Item 7, Authorise For For Mgmt Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,332.22 Pursuant to Section 95 of the Companies Act 1985, the Board is proposing an amount for share issuances without pre-emptive rights equivalent to five percent of the current issued share capital. The authority will expire at the Company's AGM in 2007. We recommend that shareholders approve this authority, which is within our guidelines for a company of this size and scope. 9 Change Company Name to Spice Plc For For Mgmt The Board is seeking Shareholder approval to change the name of the Company to "Spice Plc". The shorter name of "Spice" is more striking and memorable and was unavailable at Companies House until recently. 10 Approve the Company Entering Into the For For Mgmt Contract to Purchase Wellfield House The Board is proposing an ordinary resolution to approve the Company entering into a contract to purchase Wellfield House for GBP 1,650,000. Part of Wellfield House is currently leased by the Company and used as its head office. During the year, the Company paid GBP 82,500 to Tree Tots Limited in consideration for which an option was granted by Tree Tots Limited to the Company which gives the Company the right to purchase Wellfield House for GBP 1,650,000 subject to shareholder approval of the proposed contract. The wife of William Rigby is a Director of Tree Tots Limited. Under Section 320 of the Companies Act 1985, shareholder approval is required before the Company may enter into the contract to purchase Wellfield House since William Rigby and Tree Tots Limited are connected parties. The agreed purchase price for Wellfield House was determined after obtaining two independent valuations from chartered surveyors. The option fee of GBP 82,500 will be deducted from the agreed purchase price and is refundable in the event that shareholder approval is not obtained. It is considered that acquiring the freehold to Wellfield House would allow the Company maximum flexibility to adapt and use the whole of the premises to meet head office and other Group accomodation requirements. 04/04/07 - A Sponda Oyj X84465107 03/23/07 20,587 Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) 1.1 Receive Financial Statements and Statutory None Mgmt Reports 1.2 Receive Auditors' Report None Mgmt 1.3 Accept Financial Statements and Statutory For Mgmt Reports 1.4 Approve Allocation of Income and Dividends For Mgmt of EUR 0.40 Per Share 1.5 Approve Discharge of Board and President For Mgmt 1.6 Approve Remuneration of Directors and For Mgmt Auditors 1.7 Fix Number of Directors at Six For Mgmt 1 Elect Directors For Mgmt 1.9 Appoint KPMG Oy Ab and Sixten Nyman APA as For Mgmt Auditors; Elect Riitta Pyykko as Deputy Auditor Shareholder Proposals 2 Shareholder Proposal: Establish Nominating None ShrHoldr Committee Ordinary Business 3 Amend Articles to Comply with New Finnish For Mgmt Companies Act 4 Authorize Repurchase of up to 10 Percent of For Mgmt Issued Share Capital 5 Authorize Reissuance of Repurchased Shares For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 12/21/06 - S SRE Group Ltd. G8064F105 None 632,000 1 Approve Acquisition by Gaken Investment For For Mgmt Ltd. of the Remaining 30 Percent Equity Interest in Shanghai Qinhai Real Estate Co., Ltd. from Shanghai Chengfu Enterprise Management Co. Ltd. I. Transaction Summary Acquirer: Gaken Investments Ltd. (Purchaser), a wholly-owned subsidiary of the company Target: 30 percent equity interest in Shanghai Qinhai Real Estate Co., Ltd. (Qinhai), together with all the rights and obligations attaching thereto (Sale Interest). Consideration: cash Transaction Terms: the Purchaser would acquire the 30 percent equity interest in Qinhai held by Shanghai Chengfu Enterprise Management Co. Ltd. (Vendor) at a cash consideration of RMB 90.0 million ($11.1 million) Value of Transaction: RMB 90.0 million ($11.1 million) Fairness Opinion: Baron Capital Ltd. Accounting Treatment: Not disclosed Tax Treatment: Not disclosed Walkaway Rights/Breakup Fee: Not disclosed Dividends: None II. Company Description Qinhai, owned as to 70 percent by Shunlink Investment Ltd. (Shunlink), a wholly-owned subsidiary of the company, and 30 percent by the Vendor, is a limited liability company established on the People's Republic of China (the PRC) with a registered capital of RMB 300.0 million ($37.2 million). Qinhai is principally engaged in the development of a piece of land located to the east of Da Xing Jie of Huanpu District in Shanghai, to the south of Zhong Hua Lu and Huang Jia Que Lu, to the west of Ying Xun Lu and to the north of Lu Jia Bang Lu and within 717-719 Jie Lane of Juang Pu District, Shanghai, the PRC with a site area of approximately 37,129 square meters (sq.m.) (Property). It is intended that the property be developed into a residential estate with a gross floor area of approximately 118,813 sq.m. Currently, the property is at its early stage of development, which primarily involves the relocation of the existing residents on the site. III. Transaction Under the proposed acquisition, the Purchaser would acquire the sale interest from the Vendor at a consideration of RMB 90.0 million ($11.1 million) payable in cash. Based on arm's length negotiations between the parties involved, the consideration was arrived at by reference to the location of the Property, the size of the development, and the requirement of the company to replenish its land reserve and the market value of the Property in Shanghai, the PRC. The consideration represents a discount of approximately 16.7 percent to the proportionate interest in the open market value of the property in its existing state of approximately RMB 360.0 million ($44.6 million), would be payable within 10 business days from the date of completion of the proposed acquisition and would be funded out of the proceeds from the 8.6 percent guaranteed notes due on 2013 in the aggregate principal amount of $200.0 million issued by the company on April 24, 2006 (Guaranteed Notes). Upon completion of the proposed acquisition, Qinhai would be wholly-owned by the company and its subsidiaries (Group) through the 70 percent and 30 percent equity interest in Qinhai held by Shunlink and the Vendor, respectively. IV. Rationale Considerations (Disclosure Level: Satisfactory) In this case, the company provided satisfactory information regarding the proposed acquisition. The Group is primarily engaged in the development and the sale of residential and commercial properties in Shanghai, with a specific focus on the middle to high end residential properties. Acquiring the Property is expected to provide the Group an opportunity to increase its land bank in Shanghai at a reasonable price as well as strengthen its business in the field of property development in Shanghai, the PRC. V. Pro Forma Financial Summary The company did not disclose information regarding its pro forma summary in relation to the acquisition of Qinhai. VI. Risks The company did not disclose possible risks pertaining to the acquisition of Qinhai. VII. Market Reaction (vs. market index during same period) -Pre-announcement: The share price increased by 2.9 percent in the 60 days prior to Oct. 4, 2006 (the Announcement Date) vs. a 4.4 percent increase for the HSI, underperforming the index by 1.5 percentage points -Initial: The share price increased by 2.3 percent a day before the Announcement Date, vs. a 0.1 percent increase for the HSI, outperforming the index by 2.2 percentage points -Post-analysis: The shares increased by 33.4 percent from the Announcement Date to Dec. 7, 2006, vs. a 6.1 percent increase for the HSI, outperforming the index by 28.5 percentage points - We note that the price of the company's shares has been increasing prior to and after the release of the announcement relating to the proposed acquisition. VIII. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition of Qinhai. IX. Conclusion Based on our analysis, we recommend that shareholders vote in favor of this resolution. 01/08/07 - S SRE Group Ltd. G8064F105 None 632,000 1 Approve Acquisition by Mayson Resources For For Mgmt Ltd. of a 55 Percent Interest in Shanghai Shuo Cheng Real Estate Ltd. I. Transaction Summary: Acquirer: Mayson Resources Ltd. (Mayson Resources), a wholly-owned subsidiary of the company. Target: An aggregate equity interest of 55 percent in Shanghai Shuo Cheng Real Estate Ltd. (Shuo Cheng). Consideration: cash Transaction Terms: Mayson Resources would acquire equity interests of 25 percent, 20 percent and 10 percent in Shuo Cheng from Vendor A, Vendor B and Vendor C (English names not provided) for a cash consideration of RMB 15.2 million ($1.9 million), RMB 12.2 million ($1.5 million) and RMB 6.1 million ($755,605), respectively. Value of Transaction: RMB 33.5 million ($4.1 million) Fairness Opinion: None II. Asset Description: Shuo Cheng is a company established in the People's Republic of China (PRC) engaged in the business of owning and developing the real estate development known as Albany Oasis Garden (the Property). The Property has a total gross floor area of 480,000 sq.m., which is allocated for development for various uses such as residential, facilities, retail, office and hotel use. At present, Shuo Cheng is owned as to 45 percent by Shanghai Wingo Infrastructure Co. Ltd. (Wingo Infrastructure), a 98 percent owned subsidiary of the company; as to 25 percent by Vendor A; as to 20 percent by Vendor B; and as to10 percent by Vendor C. III. Transaction: This proposal involves Mayson Resources' acquisition of a 25 percent, 20 percent and 10 percent equity interest in Shuo Cheng from Vendor A, Vendor B and Vendor C, respectively, for an aggregate cash consideration of RMB 33.5 million ($4.1 million) broken down as to RMB 15.2 million ($1.9 million) payable to Vendor A, as to RMB 12.2 million ($1.5 million) payable to Vendor B, and as to RMB 6.1 million ($755,605) payable to Vendor C. The consideration for the acquisition was based on the location of the Property, the size of the development and the requirement of the company to replenish its land reserve and the price of property in Shanghai. The company intends to finance the acquisition by using proceeds received from the issuance of guaranteed notes in the aggregate principal amount of $200 million on April 24, 2006. IV. Rationale Considerations (Disclosure Level: Satisfactory) The company and its subsidiaries (the Group) are enged in property development and investment in Shanghai, the PRC. This proposal is in line with the company's strategy of increasing its land reserve at a reasonable price. Following completion of the acquisition, the company would have an indirect interest of approximately 99.1 percent in Shuo Cheng through its subsidiaries namely Wingo Infrastructure and Mayson Resources. V. Market Reaction: -Pre-announcement: The company's share price increased by 12.1 percent in the 60 day period prior to the release of an announcement pertaining to this acquisition on Nov. 3, 2006 (Announcement Date) vs. a 7.1 percent increase in the Hang Seng Index (HSI), outperforming the index by 5.0 percentage points. -Initial: The share price decreased by 1.5 percent a day before the Announcement Date vs. 0.2 percent increase in the HSI, underperforming the index by 1.7 percentage points. -Post-announcement: The share price increased by 28.7 percent from the Announcement Date to the date of this report vs. a 2.8 percent increase in the HSI, outperforming the index by 25.9 percentage points. The market's reaction to the proposed acquisition appears positive. VI. Governance (Disclosure Level: Unsatisfactory) The company did not disclose governance matters relating to the acquisition. VII. Conclusion: Based on our analysis, we recommend that shareholders vote in favor of this resolution. 04/27/07 - S Stagecoach Group plc G8403M159 None 287,919 1 Adopt New Articles of Association For For Mgmt We do not consider these amendments to be contentious. 2 Approve Capital Reorganisation; Authorise For For Mgmt Issue of Equity with Pre-emptive Rights up to 277,777,777 B Shares and 1,200,000,000 C Shares; Approve the Terms of the Proposed Contract Between Credit Suisse and the Company; Adopt New Articles of Association Conclusion and Vote Recommendation We are not raising any corporate governance issues that would cause us to object to the proposed return of capital. Ultimately, we consider that the proposal is an investment decision, which is best left for shareholders to evaluate in respect of their own individual investment strategies and after consultation with such professional advisors as each shareholder deems necessary. We note that Credit Suisse Securities (Europe) Ltd has advised the Board on the proposal. 3 Subject to and Conditional upon the Passing For For Mgmt of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,316,724 4 Subject to and Conditional upon the Passing For For Mgmt of Resolutions 2 and 3, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 347,509 06/04/07 - A/S STALLERGENES F17399118 05/30/07 2,382 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 0.35 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 6 Ratify Appointment of David Darmon as For Mgmt Director Special Business 7 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 8 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Million 9 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Million 10 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 11 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 12 Authorize Capitalization of Reserves of Up For Mgmt to EUR 10 Million for Bonus Issue or Increase in Par Value 13 Approve Employee Savings-Related Share For Mgmt Purchase Plan 14 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/24/07 - A Star Micronics Co. Ltd. *7718* J76680107 02/28/07 25,200 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 14, Final JY 18, Special JY 0 The payout ratio is 24 percent (consolidated) or 37 percent (parent). 2 Amend Articles To: Limit Liability of For For Mgmt Statutory Auditors This amendment would allow the board to specify limits on the legal liability of outside statutory auditors in the company's service contracts with these individuals. The ceilings on liability would be no less than two years' worth of total compensation. As provided by law, the limitations would not apply in cases of gross negligence or criminal behavior, and would only apply if the individual acted in good faith. To the extent this amendment facilitates the appointment of independent outsiders to these posts, it has the potential to benefit shareholders. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For If all nominees are elected, the board size will shrink from eight to seven, but the board will continue to include no outside directors. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 4.1 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominees for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. Candidate 1 is a managing director of Star Micronics' largest shareholder, Citizen Holdings, which owns 16 percent of Star. Candidate 2 is a former executive of one of Star's major lenders, Shizuoka Bank. 4.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Star proposes to pay an aggregate bonus of JY 66.4 million to the eight directors in office as of the fiscal year-end, and an aggregate bonus of JY 3.6 million to three statutory auditors. In light of the company's performance and the size of these payments, we see no reason to oppose this resolution. 6 Approve Retirement Bonuses for Directors For Against Mgmt and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System The retiring auditor and the two continuing auditors are all designated as independent. As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing this item. 7 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors Star proposes to raise the ceiling for directors from JY 7.5 million per month to JY 130 million per year, and to establish a separate ceiling for annual director bonuses of JY 100 million per year. The ceiling for auditors would be raised from JY 1.5 million per month to JY 22 million per year. The increases are being requested because the company plans to abolish the payment of retirement bonuses, which were not covered by these ceilings, and replace such payments with other forms of compensation which will be covered; and because annual bonuses to directors and auditors, which were formerly treated as part of the annual allocation of income, are now considered "compensation" under the new Corporate Law. The number of directors is declining from eight to seven, but the number of statutory auditors will remain at three. In light of the company's performance and the fairly modest size of the new ceilings, we do not oppose this item. 03/26/07 - A STX Pan Ocean Co Ltd Y81718101 12/31/06 258,000 1 Approve Financial Statements For For Mgmt This is a routine item. 2 Approve Appropriation of Income and For For Mgmt Dividend of USD 0.023 Per Share The company is proposing a final dividend of USD 0.023 per ordinary share less income tax of 27.5 percent for the financial year ended 31 December 2006. 3 Elect Directors For For Mgmt This item is to approve the appointment/re-appointment of Yu Chun-il, Han Gun-suk, Choi Dong-moo, Cha Duk-keun, and Chee Wong-seng. The executive director nominee is the head of the Strategic Planning Department. The independent non-executive director nominees are Choi Dong-moo, the president of PMK Pte Ltd.; Han Gun-suk, a former employee of Korea Development Bank; Cha Duk-Keun, a former executive vice president at Korea Circuit Co. There is no information on Chee Wong-seng. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors This item is to approve the payment of Directors' Fees of up to KRW 5 billion for the year ending 31 December 2007 and to approve the annual limit of Severance Payment for directors and executive officers of up to 40% of the annual salary and the individual severance payment is subject to approval by the Board of Directors. 5 Appove Allocation and Issuance Shares up to For For Mgmt 50 Percent of Total Shares Pursuant to the provisions of Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited ("SGX-ST"), the Directors be empowered to allot and issue shares and convertible securities in the capital of the company at any time and upon such terms and conditions and for such purposes as the Directors may, in their absolute discretion, deem fit provided that the aggregate number of shares (including shares to be issued in accordance with the terms of convertible securities issued, made or granted pursuant to this Resolution) to be allotted and issued pursuant to this Resolution shall not exceed fifty per centum (50%) of the issued share capital of the Company at the time of the passing of this resolution, of which the aggregate number of shares and convertible securities to be issued other than on a pro rata basis to all shareholders of the Company shall not exceed twenty per centum (20%) of the issued capital of the Company and that such authority shall, unless revoked or varied by the Company in general meeting, continue in force (i) until the conclusion of the Company's next Annual General Meeting or the date by which the next Annual General Meeting of the Company is required by law or the bye-laws of the Company to be held, whichever is earlier or (ii) in the case of shares to be issued in accordance with the terms of convertible securities issued, made or granted pursuant to this Resolution, until the issuance of such shares in accordance with the terms of such convertible securities. 6 Renew Shareholders' Mandate for Interested For For Mgmt Person Transaction This item would ensure that 1) approval be and is hereby given for the purposes of Chapter 9 of the SGX-ST Listing Manual for the Company, its subsidiaries and target associated companies or any of them to enter into any of the transactions falling within the types of Interested Person Transactions set out in the Company's Appendix to Shareholders dated 2 March 2007 (the "Appendix"), with any party who is of the class or classes of Interested Persons described in the Appendix relating to the proposed renewal of the Shareholders Mandate (the "Shareholders' Mandate"), provided that such transactions are carried out in the normal course of business, at arm's length and on commercial terms in accordance with the guidelines and procedures for review of Interested Person Transactions as set out in Company's Appendix; 2) that the Shareholders' Mandate shall, unless revoked or varied by the Company in general meeting, continue to be in force until the conclusion of the next Annual General Meeting of the Company; and 3) that the Directors of the Company and each of them be and are hereby authorised to complete and do all such acts and things (including executing all such documents as may be required) as they or he may consider expedient or necessary or in the interests of the Company to give effect to the Shareholders' Mandate and/or this Resolution. 7 Amend Articles of Incorporation For For Mgmt According to the company, the Articles of Incorporation of the Company would be altered in the manner and to the extent as set out in the Circular to shareholders dated 2 March 2007. As part of its corporate strategy to establish its standing in the Korean market as a Korea listed company, the Company is presently considering seeking a listing on the KRX (the "Proposed KRX Listing"). As and when the Company decides to go ahead with the Proposed KRX Listing, the Company is required under Korea laws to submit a listing application to the KRX together with, among other things, a set of its Articles which have to be in compliance with the requirements stipulated under the KSEA and the listing rules of the KRX. As part of its preliminary preparations for the Proposed KRX Listing, the Company therefore proposes to alter certain provisions under its Articles as set out in greater detail below in order to bring its Articles in line with the requirements under the KSEA and the listing rules of the KRX. The Company is presently targeting that the Proposed KRX Listing takes place by end 2007, subject to market conditions. The Company currently contemplates that the Proposed KRX Listing will comprise an offer of new common shares to be issued by the Company. The new common shares contemplated to be listed on the KRX will be a separate bloc of shares from those common shares of the Company listed on the SGX-ST. The Company further contemplates that the number of new common shares to be issued will not exceed 20% of its issued share capital, in accordance with the limit set out in Article 5(2) of its existing Articles. Shareholders should however note that the Company may modify the aforementioned plans depending on the outcome of discussions with the Korean authorities, the Company's investment bankers as well as market conditions. We have no reason to oppose this resolution. 12/22/06 - S Sumco Techxiv Corporation *5977* J35695105 10/31/06 3,994 1 Amend Articles to: Change Fiscal Year End - For For Mgmt Change Company Name to Sumco Techxiv Corp. The name change and the change in the fiscal year-end (from March 31 to January 31) both reflect the change in Komatsu Electronic Metals' (KEM's) parent company, from Komatsu Ltd. to Sumco Corp. Sumco acquired a 51 percent stake in KEM from Komatsu in October 2006. We have no reason to oppose these amendments. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For The three director nominees are all executive directors of Sumco, KEM's new parent company. Candidates 2 and 3 are designated as outside directors, but candidate 1 is not, which means he will hold an executive position at KEM following his election to the board. Candidates 2 and 3 replace two outgoing directors from former parent company Komatsu Ltd. 2.2 Elect Director --- For 2.3 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For Against Mgmt Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the three nominees for independent auditor, all of whom represent parent company Sumco, cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. Candidates 1 and 2 are executives of Sumco, while candidate 3 is a standing statutory auditor of that company and has spent his entire career with related companies. 3.2 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1. 3.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1. 06/27/07 - A Sumitomo Real Estate Sales Co. J7786K100 03/31/07 3,781 (Sumitomo Fudosan Hanbai) *8870* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 50 The payout ratio for the full year is 23 percent based on consolidated earnings, or 28 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 11 executives and 0 non-executives.The board currently includes 19 insiders and no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: None Neither nominee is designated by the company as independent, and we have no reason to oppose the nominations. 3.2 Appoint Internal Statutory Auditor For For Mgmt 4 Approve Retirement Bonuses for Directors For For Mgmt The retiring directors are insiders and we have no reason to oppose this resolution. 5 Amend Articles to: Clarify Director For For Mgmt Authorities The proposed changes are routine. 06/28/07 - A Sumitomo Seika Chemicals Co. Ltd. J70445101 03/31/07 14,283 *4008* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 6 2 Amend Articles To: Reduce Directors Term in For For Mgmt Office - Authorize Public Announcements in Electronic Format The proposed changes are routine. 3 Elect Directors For For Mgmt 4.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominee 3 The nominee does not meet our criteria for independence. He is a former executive of one of the largest shareholders in the company with a 30 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4.2 Appoint Internal Statutory Auditor For For Mgmt 4.3 Appoint Internal Statutory Auditor For Against Mgmt See Item 4.1 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The company seeks to express the compensation ceilings for directors and statutory auditors as yearly, rather than monthly, ceilings. This will allow the company greater flexibility with respect to the timing of bonus payments, which under the new corporate law are now included in the compensation ceilings. We do not oppose this resolution. 07/07/06 - S Sunland Group Limited *SDG* Q8803B109 07/05/06 22,975 1 Approve Issuance of 37.5 Million Ordinary For For Mgmt Shares and the Grant of an Option to Acquire by Way of Issue a Further 24.9 Million Ordinary Shares to Cavalene Holdings Pty Ltd 2 Elect James Douglas Packer as Director For For Mgmt 11/21/06 - A Sunland Group Limited *SDG* Q8803B109 11/19/06 84,841 1 Receive Financial Statements and Statutory None None Mgmt Reports for the Fiscal Year Ended June 30, 2006 2 Elect Garry Rothwell as Director For For Mgmt 3 Elect Terry Jackman as Director For For Mgmt 4 Adopt Remuneration Report for the Fiscal For For Mgmt Year Ended June 30, 2006 5 Amend Articles of Association For For Mgmt 05/11/07 - A Swatch Group AG H83949141 None 5,676 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Discharge of Board and Senior For Mgmt Management 3 Approve Allocation of Income and Dividends For Mgmt of CHF 0.70 per Registered Share and CHF 3.50 per Bearer Share 4 Reelect Esther Grether, Nayla Hayek, Peter For Mgmt Gross, Nicolas Hayek, Claude Nicollier, Johann Schneider-Ammann and Ernst Tanner as Directors 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt 6 Approve CHF 3.1 Million Reduction in Share For Mgmt Capital via Cancellation of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/08/07 - A Swiss Life Holding H7354Q135 None 2,353 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/08/07 - A Swiss Life Holding H7354Q135 None 2,353 1 Accept Financial Statements and Statutory For Mgmt Reports 2.1 Approve Allocation of Income and Omission For Mgmt of Dividends 2.2 Approve CHF 247 Million Reduction in Share For Mgmt Capital; Approve Capital Repayment of CHF 7 per Share 3 Approve Discharge of Board and Senior For Mgmt Management 4 Elect Directors For Mgmt 5 Ratify PricewaterhouseCoopers AG as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/08/07 - A Sydbank (Formerly Syd Sonerjylland) K9419V113 02/20/07 27,500 1 Receive Report of Board None None Mgmt 2 Approve Financial Statements and Statutory For For Mgmt Reports 3 Approve Allocation of Income and Dividends For For Mgmt 4 Elect Members of Committee of For For Mgmt Representatives 5 Ratify Auditors For For Mgmt 6 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital Shareholder Proposals 7 Formulate Environmental Policy None Against ShrHoldr In this case, the company was not in possession of any further information about the shareholder resolution in advance of the meeting. Due to a lack of information, shareholders are therefore advised to vote against this proposal. 8 Other Business (Non-Voting) None None Mgmt 03/16/07 - A Taewoong Co. Y8365T101 12/31/06 2,183 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 70 Per Share Proposed dividend is KRW 70, which corresponds to a payout ratio of 4 percent, slightly down from 5 percent the previous year. The payout ratio is extremely low by standards. We call on the company to improve its payout ratio in the future. We recommend that shareholders vote for this dividend proposal at this time. 2 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 400 million, same as the previous year. Although last year's actual payout was not disclosed, the company paid a total KRW 52.8 million for the two independent non-executive directors. We see no reason to oppose this resolution. 3 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 will be KRW 100 million, same as the previous year. Last year's actual payout was not disclosed. 06/28/07 - A Taiyo Nippon Sanso Corp. (formerly J55440119 03/31/07 55,000 Nippon Sanso Corp.) *4091* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 7 2 Elect Directors For For Mgmt 2.1 Elect Director --- For All 5 nominees are insiders. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 3 Appoint Alternate Internal Statutory Auditor For Against Mgmt The nominee for independent auditor does not pass our test for independence. He is a former executive of one of the largest shareholders in the company with a 3.8 percent stake. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, the nominee for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 4 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, the company requests shareholder approval for payments in lieu of retirement bonuses to 16 continuing directors and 4 continuing internal statutory auditors. The company has disclosed the aggregate amount of the payments to the continuing directors (JY 673 million) and the continuing auditors (JY 41 million) . The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. However, 1 of the continuing directors and 2 of the continuing statutory auditors have been designated by the company as outsiders. While we applaud the disclosure of the aggregate payments, which is still rare in Japan, it is nevertheless difficult to evaluate whether the individual payments to the outside directors and statutory auditors are set at appropriate levels. Accordingly, we recommend that shareholders oppose this resolution. 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 50 million per month (or JY 600 million per year) to JY 1 billion per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 10 million per month (or JY 120 million per year) to JY 200 million per year. After the meeting, the company will continue to have 16 directors and 4 statutory auditors. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Takagi Securities Co. *8625* J8039M109 03/31/07 34,541 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 12 The payout ratio for the full year is 40 percent based on either parent-only or consolidated earnings. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 4 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is an attorney. 05/04/07 - A Takkt AG D82824109 04/13/07 2,068 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.25 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify Dr. Ebner, Dr. Stolz und Partner For Mgmt GmbH as Auditors for Fiscal 2007 6a Elect Klaus Truetzschler to the Supervisory For Mgmt Board 6b Elect Eckhard Cordes to the Supervisory For Mgmt Board 6c Elect Michael Klein to the Supervisory Board For Mgmt 6d Elect Thomas Kniehl to the Supervisory Board For Mgmt 6e Elect Arnold Picot to the Supervisory Board For Mgmt 6f Elect Alexander von Witzleben to the For Mgmt Supervisory Board 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/19/07 - A Tandberg ASA R88391108 None 62,600 1 Open Meeting; Registration of Attending None None Mgmt Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Receive Management's Status Report None For Mgmt 5 Approve Financial Statements and Statutory For For Mgmt Reports; Approve Allocation of Income and Dividends of NOK 0.80 per Share 6 Approve Remuneration Policy And Other Terms For Against Mgmt of Employment For Executive Management The disclosure pertaining to the performance objectives for the bonus arrangement - although not complete - is at par with market standards in Norway. Nevertheless, we would like to have seen further details disclosed about the remuneration policies applied. Such information should include more detail on the performance criteria and caps applied to the bonus. In addition, there should be clearly defined performance criteria attached to the share incentive scheme and the levels of performance required to attain maximum and minimum bonus/shares should be disclosed. We recommend that shareholders contact the company's investor relations department directly to request better disclosure. Because of the lack of information regarding the performance criteria of the restricted stock plan, we recommend a vote against this item. 7 Approve Remuneration of Directors, For For Mgmt Committees, and Auditors 8 Reelect Jan Chr. Opsahl, Amund Skarholt, For For Mgmt Joergen Ole Haslestad, and Barbara Thoralfsson as Directors; Reelect Halvor Loeken, Age Korsvold, and Jan Chr. Opsahl as Members of the Nomination Committee 9 Approve NOK 12.1 Million Reduction in Share For For Mgmt Capital via Share Cancellation 10 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital for Use in Connection With Outstanding Share Incentive Plans and Potential Acquisitions; Receive Presentation on Existing Share Incentive Plans in the Company 11 Approve Creation of NOK 10.9 Million Pool For For Mgmt of Capital without Preemptive Rights 07/28/06 - A TAT HONG HOLDINGS LIMITED Y8548U124 None 130,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.017 Per For For Mgmt Share and Special Dividend of SGD 0.01 Per Share 3 Reelect Tan Chok Kian as Director For For Mgmt 4 Reelect Ong Tiew Siam as Director For For Mgmt 5 Reelect Ng Sun Ho as Director For For Mgmt 6 Reelect Low Seow Juan as Director For For Mgmt 7 Approve Directors' Fees for the Year Ended For For Mgmt Mar. 31, 2006 8 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights The limit on share issuances pursuant to annual mandates sought by the company (and nearly all other Singapore companies) is 50 percent maximum, with a sub-limit of 20 percent of issued capital for shares without preemptive rights. 10 Approve Issuance of Shares and Grant of For For Mgmt Options Pursuant to the Tat Hong Holdings Employees' Share Option Scheme This item seeks shareholder approval for directors to grant options and issue shares under the terms of Tat Hong Employees' Share Option Scheme for the coming year. In this case, the option scheme makes available 5 percent of the company's issued capital from time to time, which is within ISS guidelines. This is a routine request. 12/08/06 - S TAT HONG HOLDINGS LIMITED Y8548U124 None 130,000 Ordinary Business 1 Approve Tat Hong Share Option Scheme 2006 For Against Mgmt This item seeks shareholder approval for the adoption of the Tat Hong Share Option Scheme 2006 (2006 SOS) for employees and executive directors of the company and its subsidiaries (the Group) and non-executive directors of the Group (Eligibility Criteria), as well as controlling shareholders and their associates who meet the Eligibility Criteria. Upon the exercise of options granted under the 2006 SOS, the company may elect to issue new shares, issue existing or treasury shares, pay the equivalent value of the options in cash, or combinations thereof to the participant. In the event new shares are issued, the maximum number of new shares that may be allotted and issued under the 2006 SOS, together with the Tat Hong Hldgs. Employee Share Option Plan (1998 ESOP) and the Tat Hong Performance Share Plan (PSP) proposed in Item 2, may not exceed 15 percent of the company's issued capital from time to time, which constitutes and excessive level of dilution according to ISS' standards. Moreover, we note that with respect to treasury shares being issued, no limit was prescribed by the company and while we recognize the benefits to existing shareholders when repurchased shares are used to fund share grants, we require that limits be set on the number of treasury shares given that share buybacks still present a real cost to the company and shareholders. As no limit was provided with respect to the number of treasury shares that may be allotted under the 2006 SOS and considering the excessive level of dilution in case new shares would be issued, we recommend that shareholders oppose this resolution. 2 Approve Tat Hong Performance Share Plan For Against Mgmt This item seeks shareholder approval for the adoption of the Tat Hong Performance Share Plan (PSP) for employees and executive directors of the Group and eligible controlling shareholders and their associates. Awards under the PSP give participants the right to receive fully paid up shares, their equivalent cash value or combinations thereof, free of charge upon achieving set performance targets and/or service conditions or after having performed well and/or made a significant contribution to the company. Awards would vest after achieving the performance targets and/or service conditions. To satisfy awards, the compay may issue new shares, existing or treasury shares, or pay the equivalent value in cash to the participant. In the event new shares are issued, the maximum number of new shares that may be allotted and issued under the PSP, together with the 2006 SOS proposed in Item 1 and the 1998 ESOP, may not exceed 15 percent of the company's issued capital from time to time, which constitutes an excessive level of dilution according to ISS' standards. Moreover, we note that with respect to treasury shares being issued, no limit was prescribed by the company and while we recognize the benefits to existing shareholders when repurchased shares are used to fund share grants, we require that limits be set on the number of treasury shares given that share buybacks still present a real cost to the company and shareholders. As no limit was provided with respect to the number of treasury shares that may be allotted under the PSP and considering the excessive level of dilution in case new shares would be issued, we recommend that shareholders oppose this resolution. 3 Approve Participation of Ng San Tiong, For Against Mgmt Roland, a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng San Tiong, Roland, a controlling shareholder and managing director of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 4 Approve Grant of Options and Awards to Ng For Against Mgmt San Tiong, Roland, a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 1.1 million shares and awards in respect of not more than 4.0 million shares to Ng San Tiong, Roland under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 5 Approve Participation of Ng Sun Ho, Tony, a For Against Mgmt Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng Sun Ho, Tony, a controlling shareholder and the deputy managing director of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 6 Approve Grant of Options and Awards to Ng For Against Mgmt Sun Ho, Tony, a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 800,000 shares and awards in respect of not more than 2.3 million shares to Ng Sun Ho, Tony under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 7 Approve Participation of Ng Sang Kuey, For Against Mgmt Michael, an Associate of a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng Sang Kuey, Michael, an executive director and associate of a controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 8 Approve Grant of Options and Awards to Ng For Against Mgmt Sang Kuey, Michael, an Associate of a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 800,000 shares and awards in respect of not more than 1.7 million shares to Ng Sang Kuey, Michael under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 9 Approve Participation of Ng San Wee, David, For Against Mgmt a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng San Wee, David, an executive director and controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 10 Approve Grant of Options and Awards to Ng For Against Mgmt San Wee, David, a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 500,000 shares and awards in respect of not more than 1.0 million shares to Ng San Wee, David under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 11 Approve Participation of Ng Sun Hoe, For Against Mgmt Patrick, an Associate of a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng Sun Hoe, Patrick, an associate of a controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 12 Approve Grant of Options and Awards to Ng For Against Mgmt Sun Hoe, Patrick, an Associate of a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 600,000 shares and awards in respect of not more than 1.5 million shares to Ng Sun Hoe, Patrick under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 13 Approve Participation of Ng San Guan, For Against Mgmt William, an Associate of a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng San Guan, William an associate of a controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 14 Approve Grant of Options and Awards to Ng For Against Mgmt San Guan, William, an Associate of a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 500,000 shares and awards in respect of not more than 1.0 million shares to Ng San Guan, William under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 15 Approve Participation of Ng Sun Oh, Lewis, For Against Mgmt an Associate of a Controlling Shareholder of the Company, in the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to allow Ng Sun Oh, Lewis, an associate of a controlling shareholder of the company, to participate in the 2006 SOS and PSP. Given the unfavorable terms of the 2006 SOS and PSP, as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 16 Approve Grant of Options and Awards to Ng For Against Mgmt Sun Oh, Lewis, an Associate of a Controlling Shareholder of the Company, Pursuant to the Tat Hong Share Option Scheme 2006 and Tat Hong Performance Share Plan This item seeks to approve the grant of options in respect of not more than 400,000 shares and awards in respect of not more than 1.0 million shares to Ng Sun Oh, Lewis under the 2006 SOS and PSP respectively. In view of the unfavorable terms of the 2006 SOS and PSP as discussed in Items 1 and 2, respectively, we recommend that shareholders oppose this resolution. 17 Authorize Share Repurchase Program For For Mgmt The board is seeking the authority to repurchase up to 10 percent of issued capital. The shares would be cancelled or held as treasury shares, as the case may be. This authority is good for one year and may be used at the board's discretion. Special Business 1 Amend Articles of Association For For Mgmt The company seeks authorization to amend its articles of association in order to be consistent with changes to the Companies Amendment Act. The amendments provide for the abolition of the concepts of par value and authorized capital, as well as allow repurchased shares to be held by companies as treasury shares. With the abolition of the concept of par value, shares will no longer have any par or nominal value, and the concepts of share premium and issuance of shares at a discount will also be abolished accordingly. In order to comply with such changes to the Companies Act, the directors propose to amend relevant provisions in the articles of association so as to delete references to nominal value, share premium, and authorized capital in conjunction with the abolition of these concepts. In addition, the amended articles would allow the company to pay commissions or brokerage on any issue of shares at such rate or amount and in such manner as the directors may deem fit. The amendments also provide that any amount unpaid on the shares must also be specified in the share certificates and enable the company to either hold as treasury shares or cancel those shares it repurchased. Given that the proposed changes to the articles are in line with recent amendments to the Companies Act and relevant laws and regulations, a vote in favor of this resolution is recommended. 11/20/06 - S TECNOCOM TELECOMUNICACIONES YENERGIA E62436253 None 2,735 SA Special Meeting Agenda 1 Approve Merger by Absorption of Softgal For For Mgmt Servicios de Software de Galicia, S.A.U., Scorpion Sistemas, S.A.U., Scorpion Networking Solutions, S.A.U., Eurocomercial Informatica y Comunicaciones, S.A., Analysis Proyectos 2000, S.L. and Open Solutions Because the companies are already subsidiaries in which Tecnocom owns nearly all the equity, this resolution consists of internal restructuring measures. It should not be viewed as an acquisition proposal. These absorptions would have no significant impact on shareholder value, and they would simplify Tecnocom's accounts and streamline operations by assuring Tecnocom's full control over the companies. 2 Amend Corporate Purpose and Modify Article For For Mgmt 2 of Company By-laws 3 Change Location of Registered Office and For For Mgmt Modify Article 4 of Company By-laws 4 Elect Directors For For Mgmt Under this item, the company nominates Corporacion Caixa Galicia to the board. 5 Amend Articles 6 and 11 of the General For For Mgmt Meeting Guidelines The company is proposing the amendment of articles 6 and 11 of the General Meeting Guidelines. The first amendment would be to change the notice period for shareholder meetings from 15 days to one month before the meeting. The second modification in Article 11 would stipulate that proposals submitted to the meeting agenda by shareholders owning at least 5 percent of the company's share capital shall be included in the meeting notice. These are positive amendments, thus we recommend shareholder support. 6 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/31/07 - A/S TELENET GROUP HOLDINGS N.V. B89957110 None 20,005 Annual Meeting Agenda 1 Receive Directors' and Auditors' Reports None Mgmt 2 Approve Allocation of Income For Mgmt 3 Receive Consolidated Financial Statements None Mgmt and Statutory Reports (Non-Voting) 4 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 5 Approve Discharge of Directors For Mgmt 6 Approve Discharge of Auditors For Mgmt 7 Approve Remuneration of Directors For Mgmt 8 Elect Directors For Mgmt Extra Ordinary Meeting Agenda 1.a Receive Special Board Report None Mgmt 1.b Receive Special Auditor Report None Mgmt 2 Approve Issuance of Shares For Mgmt 3 Approve Issue Premium For Mgmt 4.a Authorize Implementation of Approved For Mgmt Resolutions Related to the Issue Premium 4.b Authorize Implementation of Approved For Mgmt Resolutions Related to the Company Personnel Eligible for Inscription 4.c Authorize Implementation of Approved For Mgmt Resolutions Related to the Term of Inscription 5 Approve Use of Electronic Registry For Mgmt 6 Amend Articles Related to the Elimination For Mgmt of Bearer Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/01/07 - A Temenos Group AG H8547Q107 None 25,124 1 Share Re-registration Consent For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/01/07 - A Temenos Group AG H8547Q107 None 25,124 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Approve Allocation of Income and Omission For Mgmt of Dividends 3 Approve Discharge of Management and For Mgmt Supervisory Board 4 Authorize Use of CHF 24.7 Million from For Mgmt Existing Pool of Capital to Guarantee Conversion Rights of Convertible Bonds to be Issued to Metavante Corporation 5 Reelect Andreas Andreades as Director For Mgmt 6 Ratify PricewaterhouseCoopers SA as Auditors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 07/14/06 - A The British Land Company plc G15540118 None 35,270 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of 11.8 Pence Per For For Mgmt Share 3 Re-elect Sir John Ritblat as Director For For Mgmt 4 Re-elect Michael Cassidy as Director For For Mgmt 5 Re-elect Robert Swannell as Director For For Mgmt 6 Re-elect Christopher Gibson-Smith as For For Mgmt Director 7 Re-elect David Michels as Director For For Mgmt 8 Elect Lord Turnbull as Director For For Mgmt 9 Elect Kate Swann as Director For For Mgmt 10 Elect Andrew Jones as Director For For Mgmt 11 Elect Tim Roberts as Director For For Mgmt 12 Reappoint Deloitte & Touche LLP as Auditors For For Mgmt of the Company 13 Authorise Board to Fix Remuneration of For For Mgmt Auditors 14 Approve Remuneration Report For For Mgmt 15 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,192,578 16 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,489,828 17 Authorise 51,918,628 Ordinary Shares for For For Mgmt Market Purchase 18 Approve The British Land Company Plc Fund For For Mgmt Managers Performance Plan 19 Approve The British Land Company Plc For For Mgmt Matching Share Plan 20 Amend The British Land Company Long Term For For Mgmt Incentive Plan 21 Approve Further Plans for Overseas For For Mgmt Employees Based on the Performance Plan and the Matching Share Plan 12/04/06 - S The Unite Group plc G9283N101 None 37,077 1 Approve Disposal by UNITE Group Companies For For Mgmt of a Majority Interest in the Fund; Approve Proposed Transactions by Certain UNITE Group Companies Pursuant to the Property and Asset Management Agreement; Authorise Directors to Implement All the Transactions 06/29/07 - A/S Theolia F8857Q103 06/26/07 4,381 Ordinary Business 1 Approve Financial Statements and Discharge For Mgmt Directors 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Omission For Mgmt of Dividends 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Receive Chairman's and Auditor's Reports on For Mgmt Internal Control 6 Elect Andrew Marsden as Director For Mgmt 7 Elect Yves Menat as Director For Mgmt 8 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 120,000 9 Authorize Repurchase of Up to Ten Percent For Mgmt of Issued Share Capital 10 Authorize Filing of Required For Mgmt Documents/Other Formalities Special Business 11 Approve Acquisitions of EFS Windpark For Mgmt Beteiligungs, EFS Windpark Asleben Beteiligungs GmbH, and of EFS Windpark 1 Management GmbH 12 Issue 2.78 Million of Shares to EFS-B and For Mgmt Issue 2.47 Million of Shares to General Electric Finance Holding GmbH in Connection with Acquisitions Above 13 Delegation of Powers to Board of Directors For Mgmt to Acknowledge Completion of Acquisitions 14 Amend Articles to Reflect Changes in For Mgmt Capital Following Acquisitions Above 15 Approve Issuance of 1,212,000 Shares For Mgmt Subject to Approval of Item 16 Above 16 Eliminate Preemptive Rights to the benefit For Mgmt of EFS-B and General Electric Finance Holding GmbH 17 Approve Issuance of 1.5 Million of Warrants For Mgmt 18 Reserve Issuance Above to EFS-B and General For Mgmt Electric Finance Holding GmbH 19 Approve Issuance of 1.5 Million of Warrants For Mgmt 20 Reserve Issuance Above to EFS-B and General For Mgmt Electric Finance Holding 21 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 22 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 23 Authorize Board to Set Issue Price for 10 For Mgmt Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 24 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above 25 Authorize Capital Increase of Up to EUR 15 For Mgmt Million for Future Exchange Offers 26 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 27 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 28 Approve Employee Savings-Related Share For Mgmt Purchase Plan 29 Amend Articles of Association Re: For Mgmt Double-voting rights 30 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 03/23/07 - A TK Corp. (formerly Taekwang Bend Y8363M108 12/31/06 6,318 Industry Co.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 75 Per Share Proposed dividend is KRW 75 per share, which corresponds to a payout ratio of 8 percent, about same the previous year. The payout ratio is very low even by Korean standards and we call on the company to improve its payout ratio in the near future. However, we do not oppose this income allocation and dividend proposal at this time. 2 Amend Articles of Incorporation to Increase For For Mgmt Authorized Shares The amendment would increase the company's authorized capital from 20 million shares to 30 million shares, an increase of 50 percent. We believe this increase will grant management enough flexibility to issue new shares to raise working capital. 3 Elect Executive Director For For Mgmt There is an executive director nominee to the board. The nominee is Yoon Sung-deok, the representative director and largest shareholder of the company. The nominee is incumbent director. Upon shareholder approval, Yoon will serve on the board for the next three years. The nominee has not engaged in any disclosable transactions with the company during the past three years. The number of directors remains unchanged at four, of whom one is an independent non-executive director. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 500 million, up from KRW 400 million in 2006. Although last year's actual payout was not disclosed, the company paid KRW 13.5 million for the one independent non-executive director. We see no reason to oppose this resolution. 5 Approve Limit on Remuneration of Auditor For For Mgmt The ceiling for one auditor for 2007 will be KRW 100 million, same as the previous year. Last year's actual payout was not disclosed. 05/29/07 - A TK Development K9589G102 05/18/07 31,000 1 Receive Report of Board None None Mgmt 2 Approve Financial Statements and Statutory For For Mgmt Reports 3 Approve Allocation of Income and Omission For For Mgmt of Dividends 4a Amend Articles Re: Change Company Registrar For For Mgmt to VP Investor Services A/S 4b Proposals from Shareholders (None Submitted) None None Mgmt 5 Reelect Poul Lauritsen, Torsten Rasmussen, For For Mgmt Per Pedersen, Kurt Daell, and Jesper Jarlbaek as Members of the Supervisory Board; Elect Niels Roth as New Member of the Supervisory Board 6 Ratify Auditors For For Mgmt 7 Other Business (Non-Voting) None None Mgmt 06/21/07 - A TOCALO CO LTD (EX JAFCO SIG CO LTD) J84227123 03/31/07 5,000 *3433* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 22.5 The payout ratio for the full year is 18 percent based on consolidated earnings, or 19 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominee 7 Background of non-executive nominee(s): The nominee is an attorney in private practice. Board Profile Composition of board after this meeting: 9 executives and 1 non-executive. The number of outsiders is remaining the same. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 3 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Shin-Nihon & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 4 Approve Retirement Bonuses for Directors For For Mgmt The two retiring directors are insiders and we have no reason to oppose this resolution. 5 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System The company requests shareholder approval for payments in lieu of retirement bonuses to 7 continuing directors and 3 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 1 of the continuing directors has been designated by the company as an outside director and all of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 06/25/07 - A Tokai Rubber Industrial *5191* J86011103 03/31/07 7,931 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 10 The payout ratio for the full year is 13 percent based on consolidated earnings, or 25 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. However, in light of the increase in the dividend payment, we do not oppose this resolution. We will consider voting against future income allocations, if profits grow and the dividend payment is not further increased. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives. The board currently includes 6 insiders and no outside directors. Candidate 7 is new to the board (more precisely, is returning to the board after 2 years as an executive officer). 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors The ceiling would be raised from JY 300 million per year to JY 350 million per year. This change is being requested because of an increase in the number of directors from 6 to 7. Because the new ceiling is not excessive, we have no reason to oppose this resolution. 06/28/07 - A Tokushima Bank Ltd. *8561* J86463106 03/31/07 10,172 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 4 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominees designated as non-executive nominee(s): None Board Profile Composition of board after this meeting: 8 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 3 Appoint Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former local government official. 4 Appoint Alternate Internal Statutory Auditor For For Mgmt The nominee for independent auditor passes our test for independence. He is a former local government official. 5 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Shin-Nihon & Co be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company appointed another audit firm, and then reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Shin-Nihon, because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 6 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 06/26/07 - A Tokuyama Corporation *4043* J86506102 03/31/07 6,050 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 3 The payout ratio for the full year is 9 percent based on consolidated earnings, or 11 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. The payout ratio for the full year is on the low side by Japanese standards. However, the company has posted strong growth in sales and profits in recent years. Accordingly, we do not object to the retention of cash at this stage of the company's development. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board ProfileComposition of board after this meeting: 14 executives and 0 non-executives. The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 2.8 Elect Director --- For 2.9 Elect Director --- For 2.10 Elect Director --- For 2.11 Elect Director --- For 2.12 Elect Director --- For 2.13 Elect Director --- For 2.14 Elect Director --- For 3 Approve Retirement Bonuses for Directors For Against Mgmt and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System In this item, shareholders are asked to approve retirement bonuses for 3 retiring directors. In addition, the company requests shareholder approval for payments in lieu of retirement bonuses to 11 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system. In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 545 million per year to JY 635 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 60 million per year to JY 75 million per year. After the meeting, the company will continue to have 14 directors and 4 statutory auditors. These changes are being requested because the company has abolished the practice of paying lump-sum retirement bonuses, which did not fall under the compensation ceilings, and replaced them with other forms of compensation which do. Because the new ceilings are not excessive, we have no reason to oppose this resolution. 06/28/07 - A Tokyo Tomin Bank Ltd. *8339* J88505102 03/31/07 11,200 1 Elect Directors For For Mgmt 2 Appoint Internal Statutory Auditor For For Mgmt 3 Approve Retirement Bonuses for Director and For For Mgmt Statutory Auditor The recipients are insiders. 02/27/07 - A TOSEI CORP. *8923* J8963D109 11/30/06 182 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 1400, Special JY 0 2 Amend Articles to: Require Supermajority For Against Mgmt Vote to Remove Director - Increase Authorized Capital - Limit Liability of Outside Directors and Statutory Auditors Because the proposed increase in authorized capital would leave the company with only 25.1 percent of the new authorization on issue, failing to meet ISS guidelines for authorized capital increases, and because we do not believe it is in shareholders' interest to increase the percentage of votes required to remove a director from office, we recommend that shareholders vote against this resolution. 3 Elect Director For For Mgmt 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceiling for Directors 06/26/07 - A Towa Pharmaceutical Co. Ltd. *4553* J90505108 03/31/07 3,479 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 22.5 The payout ratio for the full year is 23 percent based on consolidated earnings, or 24 percent based on parent-company earnings. By law, funds available for dividends in Japan are based on parent-company earnings only. 2 Elect Directors For For Mgmt 2.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: None Board Profile Composition of board after this meeting: 7 executives and 0 non-executives.The board currently includes no outside directors. 2.2 Elect Director --- For 2.3 Elect Director --- For 2.4 Elect Director --- For 2.5 Elect Director --- For 2.6 Elect Director --- For 2.7 Elect Director --- For 3.1 Appoint Internal Statutory Auditor For For Mgmt Nominee profile Nominee(s) for independent statutory auditor: Nominees 3 and 4 Nominee 3 passes our test for independence. He is an attorney. However, nominee 4 does not meet our criteria for independence. He is a former executive of the Bank of Tokyo-Mitsubishi UFJ, Ltd., the company's main bank. Given the realities of Japanese business and the strong loyalties to companies held by those with long-standing ties to those companies and their affiliates, nominee 4 for independent auditor cannot be expected to fulfill the role of independent monitor of the company's activities on behalf of all shareholders. 3.2 Appoint Internal Statutory Auditor For For Mgmt 3.3 Appoint Internal Statutory Auditor For For Mgmt 3.4 Appoint Internal Statutory Auditor For Against Mgmt See Item 3.1 4 Approve Retirement Bonuses for Directors For For Mgmt The recipients are insiders. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors Because the amounts are not excessive, we have no reason to oppose this resolution. 06/26/07 - A transcosmos inc. (frm. Trans Cosmos) J9297T109 03/31/07 2,835 *9715* 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 40 The payout ratio for the full year is 23 percent based on either parent-only or consolidated earnings. 2 Amend Articles to: Expand Business Lines For For Mgmt The company asks for shareholder approval to expand its permitted business objectives. The new business lines proposed here include bank agency service, and market research. The change would not require the company to enter the new business; rather, it would give the board the right to do so at its discretion. 3 Elect Directors For For Mgmt 3.1 Elect Director --- For Nominee Profile Nominee(s) designated as non-executive: Nominees 9, 10, and 11 Background of non-executive nominee(s): Nominee 9 is a former vice-president of Sumitomo Life Insurance Company. Nominee 10 is a former senior advisor to Nikko Cordial Corp. Nominee 11 is a former director of Recruit Co.,Ltd. Board Profile Composition of board after this meeting: 8 executives and 3 non-executive. The number of outsiders is remaining the same. 3.2 Elect Director --- For 3.3 Elect Director --- For 3.4 Elect Director --- For 3.5 Elect Director --- For 3.6 Elect Director --- For 3.7 Elect Director --- For 3.8 Elect Director --- For 3.9 Elect Director --- For 3.10 Elect Director --- For 3.11 Elect Director --- For 4 Appoint Internal Statutory Auditor For For Mgmt The nominee is not designated by the company as independent, and we have no reason to oppose the nomination. 5 Approve Payment of Annual Bonuses to For For Mgmt Directors The company is proposing an aggregate bonus payment of JY 16 million to 6 directors. Because the amount is not excessive, we have no reason to oppose this resolution. 05/16/07 - A TT ELECTRONICS PLC (formerly TT Group G91159106 None 29,557 plc) 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt The 2005 LTIP made its first grant in 2006. The LTIP was an improvement on the previous share incentive plans although current broker forecasts suggest that the EPS targets may be readily achievable. 3 Approve Final Dividend of 6.36 Pence Per For For Mgmt Ordinary Share 4 Re-elect Roderick Weaver as Director For For Mgmt 5 Re-elect David Crowther as Director For For Mgmt 6 Re-elect David Crowe as Director For For Mgmt 7 Re-elect Timothy Reed as Director For Against Mgmt We do not consider Timothy Reed to be independent because he has served on the Board for 34 years and formerly held the position of Non-executive Chairman. We are again recommending that shareholders vote against Timothy Reed's re-election because he is a non-independent NED and: (i) He is a member of the Audit Committee and Chairman of the Remuneration Committee, both roles reserved for independent NEDs under the Code. (ii) He is designated as the senior independent director, a role reserved for an independent NED under the Code. (iii) Due to Timothy Reed's non-independent status, the Nomination Committee does not contain a majority of independent NEDs. This is a further contravention of the Code. 8 Reappoint Grant Thornton UK LLP as Auditors For For Mgmt of the Company 9 Authorise Board to Fix Remuneration of For For Mgmt Auditors 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12,899,841 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,934,976 12 Authorise 15,479,810 Ordinary Shares for For For Mgmt Market Purchase 09/28/06 - A ULVAC INC. *6728* J94048105 06/30/06 10,318 1 Approve Allocation of Income, Including the For For Mgmt Following Dividends: Interim JY 0, Final JY 37, Special JY 0 2 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 3 Amend Articles to: Limit Rights of Odd-lot For For Mgmt Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors 4 Elect Directors For For Mgmt 5.1 Appoint External Audit Firm For For Mgmt 5.2 Appoint External Audit Firm For For Mgmt 6 Approve Retirement Bonuses for Directors For Against Mgmt As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 7 Approve Special Payments to Continuing For Against Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System As we believe the payment of such bonuses to non-executives, at the discretion of the insiders, is a highly inappropriate practice anywhere, we see no alternative but to recommend opposing the whole item. 8 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors 10/24/06 - S Umicore (frmly Union Miniere S.A.) B95505119 10/18/06 8,520 1.1 Receive Report of the Board of Directors on None Mgmt the Authorized Capital 1.2 Approve Issuance of Equity or Equity-Linked For Mgmt Securities without Preemptive Rights 2 Authorize Reissuance of Repurchased Shares For Mgmt 3.1 Receive Report of the Board of Directors on None Mgmt the Merger through Absorption of Umicore Immo 3.2 Approve Merger by Absorption of Umicore Immo For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - S Umicore (frmly Union Miniere S.A.) B95505119 04/18/07 9,212 1.1 Amend Article 7 Regarding the Abolition of For Mgmt Bearer Shares. 1.2 Amend Article 18 in Relation to the Conduct For Mgmt of Meetings of Shareholders. 2 Change Date of Ordinary General Meeting of For Mgmt Shareholders 3 Authorize Board to Acquire Own Shares in For Mgmt the Company Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A Umicore (frmly Union Miniere S.A.) B95505119 None 4,302 1 Receive Directors' Reports None Mgmt 2 Receive Auditors' Reports None Mgmt 3 Approve Annual Accounts, Allocation of For Mgmt Income and Dividends 4 Approve Discharge of Directors and Auditors For Mgmt 5.a Elect I. Bouillot as Director For Mgmt 5.b Elect S. Naito as Director For Mgmt 5.c Approve Remuneration of Directors For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/27/07 - A/S Unibail Holding (frmly. Unibail) F95094110 04/24/07 252 Ordinary Business 1 Approve Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Allocation of Income and Dividends For Mgmt of EUR 5 per Share 4 Approve Special Auditors' Report Regarding For Mgmt Related-Party Transactions 5 Reelect Henri Moulard as Director For Mgmt 6 Elect Jean Pierre Duport as Director For Mgmt 7 Elect Jean Louis Laurens as Director For Mgmt 8 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 9 Authorize Capitalization of Reserves for For Mgmt Bonus Issue or Increase in Par Value Special Business 10 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 11 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Millions 12 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to 25 Percent of Current Share Capital 13 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above in Item 11 14 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above in Item 12 15 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 16 Approve Employee Savings-Related Share For Mgmt Purchase Plan 17 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/21/07 - S Unibail Holding (frmly. Unibail) F95094110 05/16/07 252 Special Business 1 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million 2 Authorize Issuance of Equity or For Mgmt Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 47 Million 3 Authorize Board to Increase Capital in the For Mgmt Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 4 Authorize Capital Increase of up to 10 For Mgmt Percent of Issued Capital for Future Acquisitions 5 Authorize Capital Increase of Up to EUR 240 For Mgmt Million for Remuneration of the Share Exhange Offer with Rodamco Europe NV 6 Set Global Limit for Capital Increase to For Mgmt Result from All Issuance Requests at EUR 400 Million 7 Authorize Capitalization of Reserves of Up For Mgmt to EUR 200 Million for Bonus Issue or Increase in Par Value 8 Approve Employee Savings-Related Share For Mgmt Purchase Plan 9 Approve Stock Option Plans Grants For Mgmt 10 Approve Reduction in Share Capital via For Mgmt Cancellation of Repurchased Shares 11 Adopt Two-Tiered Board Structure Depending For Mgmt on the Share Exchange Offer with Rodamco 12 Amend Article 2 of Association Regarding For Mgmt Company Purpose 13 Change Company Name to Unibail-Rodamco For Mgmt 14 Adopt New Status, Depending on the Share For Mgmt Exchange Offer with Rodamco 15 Allow Delegation of All Outstanding Capital For Mgmt Authorizations to the Management Board in Accordance with Item 11 Ordinary Business 16 Authorize Repurchase of Up to 10 Percent of For Mgmt Issued Share Capital 17 Elect Robert F.W. Van Oordt as Supervisory For Mgmt Board Member 18 Elect Francois Jaclot as Supervisory Board For Mgmt Member 19 Elect Frans J.G.M. Cremers as Supervisory For Mgmt Board Member 20 Elect Jacques Dermagne as Supervisory Board For Mgmt Member 21 Elect Rob Ter Haar as Supervisory Board For Mgmt Member 22 Elect Jean-Louis Laurens as Supervisory For Mgmt Board Member 23 Elect Yves Lyon-Caen as Supervisory Board For Mgmt Member 24 Elect Henri Moulard as Supervisory Board For Mgmt Member 25 Elect Bart R. Okkens as Supervisory Board For Mgmt Member 26 Elect Jos W.BBB. Westerburgen as For Mgmt Supervisory Board Member 27 Approve Remuneration of Directors in the For Mgmt Aggregate Amount of EUR 875,000 28 Authorize Filing of Required For Mgmt Documents/Other Formalities Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/06/07 - A Union Fenosa E93171119 None 3,061 1 Approve Individual and Consolidated For For Mgmt Financial Statements for Fiscal Year Ended 12-31-06, and Discharge Directors 2 Approve Allocation of Income and Remaining For For Mgmt Balance if Applicable 3 Nominate, Elect or Reelect Auditors for For For Mgmt Company and Consolidated Group 4 Approve Merger Agreement and Absorption of For For Mgmt Wholly Onwed Subsdiaries Union Fenosa Consultoria SA and Union Fenosa Inversiones SA; Approve Merger Balance Sheet as of 12-31-06; Approve Compliance with Tax Regime 5 Authorize Issuance of Simple, Exchangeable For For Mgmt and/or Convertible Fixed Income Securities, Debentures/Bonds, and Warrants by up to EUR 5 Billion without Preemptive Rights; And Issuance of EUR 1.5 Billion in Payable Notes and EUR 2 Billion in Preference Notes 6 Authorize Board to Increase Capital via For For Mgmt Cash Contributions and with the Powers to Exclude Preemptive Rights in Accordance with Article 159.2 of Spanish Company Law 7 Amend New Corporate Bylaws For Against Mgmt Conclusion After revising the entire set of proposed changes for the abovementioned articles, we can conclude that most of the changes would not adversely affect shareholder rights. However, Union Fenosa is including an amendment to the bylaws that would increase an arguably excessive five-year board term to an even greater term. Approval of this item would allow directors to be elected for six-year terms, which is not in line with European best practices. Because the negative aspect of this proposal outweighs the positive modifications proposed under this resolution, support for this resolution is not recommended. 8 Amend Preamble of Articles 2, 4, 9, 19, and For For Mgmt 21 of General Meeting Guidelines 9 Nominate, Ratify or Reelect Board Members For Against Mgmt We believe that Union Fenosa should adhere more closely to international standards of corporate governance and present director elections as individual voting items. We also believe that the company's choice to adopt six-year director terms moves counter to best practice principles which advocate shorter terms to increase director accountability. Considering this new structure to be a significant deficiency for a market-leading MSCI-EAFE index company, we cannot recommend shareholder support for this item. 10 Authorize Repurchase of Shares and For For Mgmt Subsequent Cancellation of Shares 11 Approve Listing and Delisting of Shares, For For Mgmt Fixed Income Securities, and Other Debt Instruments from Secundary Stock Exchanges 12 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 04/18/07 - A Unisteel Technology Limited Y9163B102 None 28,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare Final Dividend of SGD 0.035 Per For For Mgmt Share and Final Special Dividend of SGD 0.015 Per Share 3 Approve Directors' Fees of SGD 160,000 for For For Mgmt the Year Ended Dec. 31, 2006 (2005: SGD 150,000) 4 Reelect Teo Kiang Kok as Director For For Mgmt 5 Reelect Ng Jui Ping as Director For For Mgmt 6 Reappoint Ernst & Young as Auditors and For For Mgmt Authorize Board to Fix Their Remuneration 7 Approve Issuance of Shares without For For Mgmt Preemptive Rights 8 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the Unisteel Employees' Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well-structured to justify a potential dilution level of 15 percent. Moreover, the plan allows for the grant of options to executives and to non-executive directors at a discount to market prices, which undermines the incentive impact of the plan. 9 Authorize Share Repurchase Program For For Mgmt 04/18/07 - S Unisteel Technology Limited Y9163B102 None 28,000 Special Business 1 Amend Articles of Association For For Mgmt 03/19/07 - S United Business Media plc G92272122 None 53,651 1 Approve Sub-Division of All Issued and For For Mgmt Unissued Ord. Shares into Intermediate Shares; Approve Consolidation of All Unissued Intermediate Shares into Unissued New Ord. Shares; Approve Consolidation of All Issued Interemediate Shares into New Ord. Shares 2 Authorise 25,275,654 New Ordinary Shares For For Mgmt for Market Purchase 05/10/07 - A United Business Media plc G92272130 None 48,176 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend of 13.6 Pence Per For For Mgmt Share 4 Elect Pradeep Kar as Director For For Mgmt 5 Elect Karen Thomson as Director For For Mgmt 6 Re-elect John Botts as Director For For Mgmt 7 Reappoint Ernst & Young LLP as Auditors and For For Mgmt Authorise the Board to Determine Their Remuneration 8 Authorise 25,285,801 Ordinary Shares for For For Mgmt Market Purchase 9 Authorise 4,133,770 B Shares for Market For For Mgmt Purchase 10 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 28,494,416 11 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,274,162 12 Authorise the Company to Make Documents For For Mgmt Available to Shareholders Via a Website 13 Authorise the Company to Make EU Political For For Mgmt Organisation Donations and to Incur EU Political Expenditures up to GBP 50,000 10/12/06 - A United Group Ltd. (formerly United Q9313R105 10/10/06 26,151 Construction Group) *UGL* 1 Elect Directors For For Mgmt 2 Adopt Remuneration Report for the Year For For Mgmt Ended June 30, 2006 3 Ratify Past Issuance of 660,157 Options For For Mgmt Over Ordinary Shares of the Company Under the Employee Share Option Plan 4 Ratify Past Issuance of 9.4 Million Fully For For Mgmt Paid Ordinary Shares of the Company at A$12.80 per Share Issued on June 30, 2006 5 Approve the Issuance of 339,116 Fully Paid For For Mgmt Ordinary Shares at A$12.80 Each to Protech Holdings (WA) Pty Ltd for a Private Placement 6 Approve Grant of Up to 1.35 Million Options For For Mgmt to Acquire Fully Paid Ordinary Shares at A$ 13.77 Each wih an Expiry Date of Aug. 31, 2011 to Richard Leupen, CEO 7 Approve the Increase in Total Directors' For For Mgmt Remuneration to A$1.5 Million for the Year Ended June 30, 2006 05/30/07 - A United Internet AG (formerly 1 & 1 AG) D8542B125 None 40,627 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 0.18 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify Ernst & Young AG as Auditors for For Mgmt Fiscal 2007 6 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Allow Electronic For Mgmt Distribution of Company Communications 8 Amend Articles Re: Editorial Changes For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/25/07 - A UOL Group Ltd Y9299W103 None 89,000 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Declare First and Final Dividend of SGD For For Mgmt 0.075 Per Share and Special Dividend of SGD 0.075 Per Share 3 Approve Directors' Fees of SGD 378,100 for For For Mgmt 2006 (2005: SGD 245,000) 4 Reelect Wee Cho Yaw as Director For For Mgmt 5 Reelect Alan Choe Fook Cheong as Director For For Mgmt 6 Reelect Lim Kee Ming as Director For For Mgmt 7 Reelect Gwee Lian Kheng as Director For For Mgmt 8 Reelect Wee Ee Chao as Director For For Mgmt 9 Reelect Wee Ee Lim as Director For For Mgmt 10 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Shares and Grant For Against Mgmt Options Pursuant to the UOL 2000 Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well-structured to justify a potential dilution level of 15 percent. 12 Approve Issuance of Shares without For For Mgmt Preemptive Rights 06/07/07 - A/S Uranium One Inc. 87112P106 04/27/07 43,900 1 Elect Directors For Split Mgmt 1.1 Elect Director Andrew B. Adams --- For We recommend withholding votes from Wheatley because he has attended less than 75 percent of the board and committee meetings, which we consider the minimum attendance threshold for public company directors. Anyone who accepts a nomination to serve as director should be prepared to make attendance at scheduled meetings a top priority particularly given the rigorous demands now placed on all directors of public companies. 1.2 Elect Director Massimo C. Carello --- For 1.3 Elect Director Neal J. Froneman --- For 1.4 Elect Director David Hodgson --- For 1.5 Elect Director Terry Rosenberg --- For 1.6 Elect Director Phillip Shirvington --- For 1.7 Elect Director Ian Telfer --- For 1.8 Elect Director Mark Wheatley --- Against 1.9 Elect Director Kenneth Williamson --- For 2 Approve Deloitte & Touche LLP as Auditors For For Mgmt and Authorize Board to Fix Remuneration of Auditors 3 Approve Increase in Size of Board from 10 For For Mgmt to 12 4 Change Company Name to Uranium One Inc. For For Mgmt 5 Amend Restricted Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 2 percent is equal to or less than the allowable cap for this company of 5 percent. Plan provides for director participation on a limited basis. ISS believes that the amendment provision adequately restricts the amending powers of plan administrators. 10/03/06 - S USG People NV (frmely United Services N9040V109 None 12,235 Group and Unique International) 1 Open Meeting None Mgmt 2 Receive Report on the Share Split None Mgmt 3 Amend Articles For Mgmt 4 Other Business (Non-Voting) None Mgmt 5 Close Meeting None Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 06/28/07 - A Uyemura (C.) & Co. *4966* J0845U102 03/31/07 1,293 1 Approve Allocation of Income, with a Final For For Mgmt Dividend of JY 55 2 Elect Directors For For Mgmt 3 Approve Retirement Bonus for Director For For Mgmt The recipient is an insider. 4 Approve Payment of Annual Bonuses to For For Mgmt Directors and Statutory Auditors 5 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 250 million per year to JY 350 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 30 million per year to JY 50 million per year. After the meeting, the number of directors will decrease from 9 to 8. The company will continue to have 3 statutory auditors.Because the new ceilings are not excessive, we have no reason to oppose this resolution. 05/10/07 - A Valentino Fashion Group T9683G108 05/08/07 10,668 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports for Fiscal Year 2006; Elect Board of Directors, Internal Statutory Auditors and Their Chairmen 2 Extend External Auditors' Mandate in For Mgmt compliance with the Legislative Decree 58/1998 as Amended by the Legislative Decree 303/2006 Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 05/08/07 - A VEIDEKKE R9590N107 None 10,476 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting; Designate For For Mgmt Inspector or Shareholder Representative(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Mgmt 4 Approve Financial Statements and Statutory For Against Mgmt Reports Conclusion The company did not provide the annual report for fiscal year 2006 in a timely manner and no details were provided about the proposed policy in the meeting notice or on the company's Web site. Therefore, we cannot comment on the remuneration policy. We strongly believe that publicly listed companies should make the annual report available at least 30 days prior to the meeting, preferably via the internet in addition to traditional channels. In addition, the meeting notice should disclose the details of all proposals. It is of particular importance that full disclosure is provided with respect to executive remuneration, which is subject to much debate. Shareholders should contact the company's investor relations department directly to request better disclosure. In addition, we note that it is not market practice in Norway to bundle resolutions approving the financial statements of the company with the specific statement on executive compensation. Because of a lack of information regarding the proposed remuneration policy, we recommend a vote against the entire item. 5 Approve Allocation of Income and Dividends For For Mgmt of NOK 13 per Share 6 Approve Remuneration of Auditors For For Mgmt 7 Elect Helge Andresen, Jan Knutsen, Erik For For Mgmt Must, and Olaug Svarva as Members of Nominating Committee 8 Approve Remuneration of Directors For For Mgmt 9 Reelect Goete Dahlin, Peder Loevenskiold, For For Mgmt and Hilde Aasheim as Directors 10.1 Amend Articles Re: Stipulate Composition, For For Mgmt Range, and Other Terms of Board 10.2 Amend Articles Re: Update Principles of For For Mgmt Instruction and Composition of Nominating Committee 10.3 Amend Articles Re: Allow Shareholders the For For Mgmt Possibility to Elect Alternates to the Board 10.4 Amend Articles Re: Stipulate That For For Mgmt Shareholders Approve Remuneration Policy And Other Terms of Employment For Executive Management at Annual General Meetings 10.5 Amend Articles Re: Adopt Deadline for For For Mgmt Shareholders' Notification of Attendence to General Meetings 11 Approve 5:1 Stock Split For For Mgmt 12 Approve NOK 1.4 Million Reduction in Share For For Mgmt Capital via Share Cancellation 13 Approve Creation of NOK 7 Million Pool of For For Mgmt Capital without Preemptive Rights 14 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital 15 Approve NOK 304.8 Million Transfer from For For Mgmt Share Premium Account to Unrestricted Shareholders' Equity 08/24/06 - A Venture Link Co. Ltd. *9609* J9451J103 05/31/06 90,308 1 Approve Allocation of Income, with No For For Mgmt Dividends 2 Amend Articles to: Expand Business Lines - For Against Mgmt Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors - Change Fiscal Year End Because we do not believe it is in shareholders' interest to effectively give the board carte blanche to engage in any lawful business activities, we recommend that shareholders vote against this resolution. 3 Elect Directors For For Mgmt 06/17/07 - A VISCOFAN S.A E97579192 None 17,783 1 Reading of Meeting Notice For For Mgmt 2 Designate Two Shareholders to Approve and For For Mgmt Sign Minutes of Meeting 3 Approve Individual and Consolidated For For Mgmt Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Management Board for Fiscal Year Ended Dec. 31, 2006 4 Approve Auditors For For Mgmt 5 Elect Management Board For Against Mgmt We continue to believe that the excessive length of the proposed board terms warrants opposition to this item, even in the absence of performance concerns, and that opposing these items sends a clear message to the company that it should attempt to align its director election policies with best practice. On this basis, we will oppose the election of any directors, whose terms would allow them to serve on the board for six years. 6 Approve Reduction in Share Capital and For For Mgmt Amend Article 5 Accordingly 7 Authorize Repurchase of Shares For For Mgmt 8 Authorize Board to Ratify and Execute For For Mgmt Approved Resolutions 05/23/07 - A Vislink plc G9375E118 None 70,792 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For Against Mgmt As we do not consider the Executive Exit Bonus Plan and the change in control provision to be in line with best practice, we are recommending that shareholders vote against the remuneration report. 3 Approve Final Dividend of 1.0 Pence Per For For Mgmt Ordinary Share 4 Re-elect Timothy Trotter as Director For For Mgmt 5 Re-elect Ian Scott-Gall as Director For For Mgmt 6 Elect Robin Howe as Director For For Mgmt 7 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors and Authorise the Board to Determine Their Remuneration 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 173,072 9 Authorise 13,845,278 Ordinary Shares for For For Mgmt Market Purchase 05/09/07 - A Vivartia SA (frmly Delta Holdings SA) X18052104 None 5,570 Annual Meeting Agenda 1 Accept Financial Statements and Statutory For Mgmt Reports 2 Accept Consolidated Financial Statements For Mgmt and Statutory Reports 3 Approve Discharge of Board and Auditors For Mgmt 4 Ratify Auditors For Mgmt 5 Authorize Capitalization of Above Par For Mgmt Account and Increase in Par Value 6 Approve Reduction in Share Capital and For Mgmt Decrease in Par Value 7 Approve Amendment to Article 5 of Company For Mgmt Bylaws 8 Authorize Issuance of Convertible Bonds For Mgmt without Preemptive Rights 9 Authorize Board of Directors and Management For Mgmt to Participate in Boards or Management of Other Companies with Similar Interests 10 Approve Transaction with a Related Party For Mgmt 11 Preapprove Director Remuneration for 2007 For Mgmt 12 Other Business For Mgmt Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/11/06 - A Vtech Holdings Ltd G9400S108 08/03/06 43,000 1 Accept Financial Statements and Statutory For For Mgmt Reports for the Year Ended Mar. 31, 2006 2 Approve Final Dividend for the Year Ended For For Mgmt Mar. 31, 2006 3a Reelect Allan WONG Chi Yun as Director For For Mgmt 3b Reelect Albert LEE Wai Kuen as Director For For Mgmt 3c Approve Total Remuneration of Directors at For For Mgmt $120,000 with Each Director Entitled to Not More Than $20,000 Per Annum for the Year Ending Mar. 31, 2007 and Each Subsequent Financial Year 4 Reappoint KPMG as Auditors and Authorize For For Mgmt Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights As the share issuance amount is subject to abuse by Hong Kong companies, in the absence of language restricting both discounts and the authority to refresh the share issuance amounts without prior shareholder approval, a vote against is recommended. 7 Authorize Reissuance of Repurchased Shares For For Mgmt 05/29/07 - A Wacker Chemie AG D9540Z106 05/08/07 5,124 1 Receive Financial Statements and Statutory None Mgmt Reports for Fiscal 2006 2 Approve Allocation of Income and Dividends For Mgmt of EUR 2.00 per Share, and a Special Dividend of EUR 0.50 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2006 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt AG as Auditors for Fiscal 2007 6 Approve Affiliation Agreement with For Mgmt Subsidiary Wacker Biotech GmbH 7 Authorize Share Repurchase Program and For Mgmt Reissuance or Cancellation of Repurchased Shares Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 08/24/06 - S Western Lakota Energy Services Inc. 95852P103 07/21/06 10,553 1 Approve Plan of Arrangement For For Mgmt 04/26/07 - A Wihlborgs Fastigheter AB (formerly W9899S108 04/20/07 5,600 WIHLBORGS SYD AB) 1 Open Meeting None None Mgmt 2 Elect Chairman of Meeting For For Mgmt 3 Prepare and Approve List of Shareholders For For Mgmt 4 Designate Inspector or Shareholder For For Mgmt Representative(s) of Minutes of Meeting 5 Approve Agenda of Meeting For For Mgmt 6 Acknowledge Proper Convening of Meeting For For Mgmt 7 Receive President's Report None None Mgmt 8 Receive Financial Statements and Statutory None None Mgmt Reports 9a Approve Financial Statements and Statutory For For Mgmt Reports 9b Approve Allocation of Income and Dividends For For Mgmt of SEK per Share 9c Approve Discharge of Board and President For For Mgmt 9b Determine Record Date for Dividends For For Mgmt 10 Determine Number of Members (8) and Deputy For For Mgmt Members (0) of Board 11 Approve Remuneration of Directors in the For Against Mgmt Aggregate Amount of SEK 900,000; Approve Remuneration of Auditors Conclusion Auditors' fees for the previous fiscal year are not disclosed and broken down into at least audit and non-audit fees. Disclosure of audit and non-audit fees is a prerequisite for evaluating auditor independence. An auditor's ability to remain objective becomes questionable when fees paid to the auditor for non-audit services such as management consulting, general bookkeeping, and special situation audits exceed the standard annual audit fees. Companies in a large number of countries are either required by law to disclose audit fees or it is accepted market practice to do so. However, not all companies disclose audit fees in a timely manner. Companies in the MSCI EAFE index are some of the largest, with high international and institutional ownership. As such, those companies should adhere to higher disclosure standards and are expected to provide the minimum disclosure of auditors' fees. We therefore target companies on this index which do not provide audit fees broken down into at least audit and non-audit fees. Our policy requires that fees must be disclosed in a publicly available source, such as the annual report or the company's Web site. As the auditors' fees for the previous fiscal year are not disclosed and broken down into at least audit and non-audit fees, shareholders are advised to vote against this proposal. 12 Reelect Kerstin Fredriksson, Anders Jarl, For Against Mgmt Sten Johnson, Erik Paulsson, Tommy Qvarfort and Johan Qviberg; Elect Helen Olausson and Sara Paulsson Karlsson as Directors Conclusion Effective boards exercise independent judgment when carrying out their fiduciary responsibilities. By requiring 50 percent of independent directors, the possibility of conflicts of interest is reduced, and the quality of board oversight is increased. We expect the largest Swedish companies that are members of the MSCI EAFE index to adhere to higher corporate governance standards: For all Swedish MSCI EAFE companies, we recommend a vote against the election of any non-independent director (excluding the CEO) if less than 50 percent of the shareholder-elected members are independent non-executive directors as defined by our director categorization guidelines. In addition, for Swedish MSCI EAFE companies with labor representatives on the board of directors, we will apply the first criterion above, plus require that one-third of the total board (shareholder-elected members and labor representatives) be independent non-executive directors. If a nominee cannot be categorized, we assume that person is non-independent and include the nominee in the calculation. Due to poor disclosure, we cannot categorize six of the eight directors, and thus cannot conclude what percentage of the board is independent. Due to the absence of adequate and timely disclosure about the nominees to the board and the resulting inability to determine whether the board has a sufficient number of independent directors, we recommend a vote against this item. 13 Approve Principles for Election of Members For For Mgmt of Nominating Committee 14 Approve Remuneration Policy And Other Terms For For Mgmt of Employment For Executive Management 15 Authorize Repurchase of Up to Ten Percent For For Mgmt of Issued Share Capital and Reissuance of Repurchased Shares This request would authorize management to purchase company shares until the date of the next AGM. The authorization would allow for the purchase of shares at a price quoted on the date of acquisition with a deviation of up to 10 percent. The maximum amount of shares that may be purchased is 10 percent of total share capital. In addition, the item requests that shareholders authorize the board to use the repurchased shares to issue new shares without preemptive rights. Some shareholders object to corporations repurchasing shares. They prefer to see extra cash invested in new businesses or paid out as dividends. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. For this reason, we recommend a vote in favor of the board's proposal. 16 Approve Creation of Pool of Capital without For For Mgmt Preemptive Rights Corresponding to 10 Percent of Issued Share Capital This is a general capital request; that is, the company is seeking the authority to issue shares for no specific purpose. Our guidelines allow for general capital increases without preemptive rights to a maximum of 20 percent of the existing outstanding share capital; this amount is generally more than adequate for unforeseen contingencies. Since the potential dilution amounts to 10 percent, we recommend a vote in favor of this proposal. 17 Other Business (Non-Voting) None None Mgmt 18 Close Meeting None None Mgmt 01/29/07 - A Wincor Nixdorf AG D9695J105 01/08/07 4,171 1 Receive Financial Statements and Statutory None Mgmt Reports 2 Approve Allocation of Income and Dividends For Mgmt of EUR 2.80 per Share 3 Approve Discharge of Management Board for For Mgmt Fiscal 2005/2006 4 Approve Discharge of Supervisory Board for For Mgmt Fiscal 2005/2006 5 Ratify KPMG Deutsche Treuhand-Gesellschaft For Mgmt as Auditors for Fiscal 2005/2006 6 Elect Karl-Heinz Stiller to the Supervisory For Mgmt Board 7 Authorize Share Repurchase Program and For Mgmt Reissuance of Repurchased Shares 8 Approve EUR 16.5 Million Capital Increase For Mgmt for 2:1 Stock Split; Approve EUR 95.4 Million Transfer from Capital Reserves to Free Reserves; Approve Proportional Reduction in Conditional Capital Reserved for Stock Option Plan 9 Amend Stock Option Plan to Change For Mgmt Allocation of Options Between Groups 10 Approve Increase in Remuneration for For Mgmt Supervisory Board Chairman Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. 04/26/07 - A Wing Hang Bank Ltd Y9588K109 04/20/07 37,500 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Final Dividend of HK$2.00 Per Share For For Mgmt With Scrip Option 3a Reelect Simon K Y Lee as Director For For Mgmt 3b Reelect Tung Chee Chen as Director For For Mgmt 3c Reelect Patrick Y B Fung as Director For For Mgmt 4 Authorize Board to Fix Directors' Fees For For Mgmt 5 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration 6 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 7 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 8 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 04/28/07 - A Wing Lung Bank Y95910108 04/19/07 8,300 1 Approve Financial Statements and For For Mgmt Declaration of Final Dividend 2a Reelect Lincoln Hung-leung Soo as Director For For Mgmt 2b Reelect Albert Po-cheung Wu as Director For For Mgmt 2c Fix Directors' Fees at HK$120,000 for the For For Mgmt Chairman, HK$100,000 for the Vice-Chairman, HK$80,000 for Director, HK$140,000 for the Director Serving as Chairman of Audit Committee and HK$120,000 for the Directors Serving as Member of Audit Committee 3 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, shareholders are recommended to oppose this resolution. 5 Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital 6 Authorize Reissuance of Repurchased Shares For Against Mgmt In this case, the company has not specified discount limits of up to 5 percent of the market price for the issuance of shares without preemptive rights. As such, it is recommended that shareholders vote against this resolution. 7 Amend Articles Re: Electronic and Corporate For For Mgmt Communication 10/26/06 - A Wing Tai Holdings V97973107 None 241,567 1 Adopt Financial Statements and Directors' For For Mgmt and Auditors' Reports 2 Approve First and Final Dividend of SGD For For Mgmt 0.03 Per Share and Special Dividend of SGD 0.03 Per Share 3 Approve Directors' Fees for the Year Ended For For Mgmt June 30, 2006 4 Reelect Cheng Wai Keung as Director For Against Mgmt We note that Cheng Wai Keung is an executive director who serves on the board's Nominating Committee. We prefer that all key board committees comprise only independent directors. We believe that executives ' particularly on such key board committees as the audit, remuneration and nominating committees ' threaten to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest. Given this concern, a vote against this item is recommended. 5 Reelect Boey Tak Hap as Director For For Mgmt 6 Reappoint PricewaterhouseCoopers as For For Mgmt Auditors and Authorize Board to Fix Their Remuneration 7 Reelect Phua Bah Lee as Director For For Mgmt 8 Reelect Lee Han Yang as Director For For Mgmt 9 Approve Issuance of Shares without For For Mgmt Preemptive Rights 10 Approve Issuance of Shares and Grant of For Against Mgmt Options Pursuant to the Wing Tai Holdings Limited (2001) Share Option Scheme In this case, the percentage of shares available under the company's share option scheme is 15 percent of issued capital, which is considered an unacceptable level of dilution. This scheme cannot be considered sufficiently well structured to justify a potential dilution level of 15 percent. 10/26/06 - S Wing Tai Holdings V97973107 None 241,567 1 Amend Memorandum and Articles of Association For For Mgmt 2 Authorize Share Repurchase Program For For Mgmt 06/22/07 - S Wing Tai Holdings V97973107 None 467,134 1 Approve Provision by the Company and For For Mgmt Crossbrook Group Ltd. of an Irrevocable Undertaking to Tender 71.8 Million Shares in the Share Capital of Winsor Properties Hldgs. Ltd. to USI Holdings Ltd. 03/29/07 - S Woongjin Thinkbig Co. (frmly Y9694Y100 03/03/07 29,840 WoongJin.Com Co.) 1 Approve Spin-Off Agreement For For Mgmt The company seeks shareholder approval to spin off its manufacturing business from the current company structure. Once the resolution is approved, there will be two entities: Woongjin Corp. (26.1519 percent of the total capital) and Woongjin Thinkbig (73.8481 percent of the total capital). Woongjin Corp. will focus on the investment and the brand/licensing business while Woongjin Thinkbig will operate the company's manufacturing and educational businesses. The effective spin-off date is May 1, 2007. The company plans to list new shares of Woongjin Corp. on May 31, 2007, by issuing 24.38 million new shares. The conversion ratio is 0.738481 Woongjin's share per each Woongjin Thinkbig's share held. After the spin-off, Woongjin Corp. will be capitalized at KRW 53.337 billion on assets of KRW 56.211 billion with liabilities of KRW 2.874 billion. Woongjin Thinkbig will be capitalized at KRW 145.504 billion on assets of KRW 305.384 billion with liabilities of KRW 159.88 billion. The number of total shares of Woongjin Thinkbig will decline from 33.019 million to 24.384 million while the face value will remain unchanged. For Woongjin Corp., there will be six executive directors, two independent non-executive directors and one auditor on the board. The remuneration of directors for the first year in operation will be set at KRW 1.6 billion for directors and KRW 250 million for the company's one auditor. The company has apparently decided to carry out this reorganization in order to ensure more independent business management between the two units and to increase each unit's business responsibilities. The company believes that the spin-off will increase the transparency of management's decision process and improve the company's corporate governance overall. Because current shareholders will continue to have same proportional ownership of both entities following the spin-off, the overall impact of the transaction to shareholders should be limited. Because the reorganization has the potential to boost transparency, we recommend that shareholders vote for this resolution. 2 Elect Directors For For Mgmt This item asks shareholders to elect two non-independent non-executive director (NED) nominees and one independent NED nominee. The non-independent NED nominees are Park Yong-seon, a former representative director of Woongjin Coway Co. and Yoon Seok-hwan, an executive director of the Strategic Planning Department of Woonjin Group. The independent NED nominee is Jung Jin-kyu, a lawyer of Deryook In't Patent & Law Firm. The nominees are new nominees. Upon shareholder approval, all the three nominees will serve on the board for the next three years. None of the nominees has engaged in any disclosable transaction with the company within the last three years. The number of directors is increasing from eight to ten, due to increases in the number of executive directors from six to seven and the number of independent non-executive directors from two to three. 3 Appoint Auditor For For Mgmt This item seeks shareholder approval to elect a new full-time auditor for the company. The nominee is Kim Ki-seon, a former auditor of KRX (Korea Exchange). Kim is a new nominee. Upon shareholder approval, the nominee will serve as an auditor of the company for the next three years. 4 Approve Remuneration of Executive Directors For For Mgmt and Independent Non-Executive Directors Proposed limit for 2007 is KRW 1.5 billion, up from KRW 1.2 billion the previous year. Although last year's actual payout was not disclosed, a total of KRW 72 million was paid for the two independent non-executive directors. 5 Approve Limit on Remuneration of Auditor For For Mgmt Proposed limit for one auditor for 2007 is KRW 250 million, up from KRW 220 million the previous year. Last year's actual payout was not disclosed. 03/29/07 - A Woongjin Thinkbig Co. (frmly Y9694Y100 12/31/06 31,640 WoongJin.Com Co.) 1 Approve Appropriation of Income and For For Mgmt Dividend of KRW 385 Per Share Proposed dividend is KRW 385 per share, which corresponds to a total payout ratio of 40 percent, increased from 15 percent the previous year. The payout ratio is high by Korean standards. Given that the company increased its dividend from KRW 245 per share in the previous year despite a net income decline of 43 percent year over year, we do not oppose this income allocation and dividend proposal. 2 Amend Articles of Incorporation For For Mgmt The first amendment would expand the company's business objectives by adding the education related research consulting business. The second amendment would shorten the director meeting notification period from one-week to two-weeks before board meetings. We believe that this amendment is positive, as it would allow more times for directors to prepare for the boarding meetings. We recommend that shareholders vote for this resolution. 04/02/07 - S Worleyparsons Ltd (frmly WORLEY GROUP Q9857K102 03/31/07 25,912 LTD) *WOR* 1 Approve the Variation of Class Rights For For Mgmt Through the Issue of the Special Voting Share 2 Approve Issuance of 12.23 Million For For Mgmt Exchangeable Shares to CanCo and the Vendors and Up to 357, 143 Ordinary Shares Under the Caravel Offer to Caravel Shareholders for a Private Placement 05/01/07 - A WSP Group plc G98105102 None 6,978 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Approve Remuneration Report For For Mgmt We are not raising any issues regarding the Company's remuneration arrangements. 3 Approve Final Dividend of 6.0 Pence Per For For Mgmt Ordinary Share 4 Re-elect David Turner as Director For For Mgmt 5 Re-elect Malcolm Paul as Director For For Mgmt 6 Reappoint PricewaterhouseCoopers LLP as For For Mgmt Auditors of the Company 7 Authorise Board to Fix Remuneration of For For Mgmt Auditors 8 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,000,000 9 Authorise Issue of Equity or Equity-Linked For For Mgmt Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 154,925 10 Authorise up to Ten Percent Ordinary Shares For For Mgmt for Market Purchase 05/11/07 - A XINYI GLASS HOLDINGS LTD G9828G108 None 212,000 1 Accept Financial Statements and Statutory For For Mgmt Reports 2 Declare a Final Dividend of HK$0.07 Per For For Mgmt Share A final dividend of HK$0.07 ($0.009) is being proposed. Including the interim dividend, this will give the company a full year dividend distribution of HK$0.11 ($0.014) per share. 3a1 Reelect Lee Shing Put as Executive Director For For Mgmt 3a2 Reelect Lee Yau Ching as Executive Director For For Mgmt 3a3 Reelect Li Man Yin as Executive Director For For Mgmt 3a4 Reelect Wong Chat Chor Samuel as For For Mgmt Independent Non-Executive Director 3b Authorize Board to Fix Remuneration of For For Mgmt Directors 4 Reappoint Auditors and Authorize Board to For For Mgmt Fix Their Remuneration PricewaterhouseCoopers is being proposed to be reappointed as the company's external auditors. 5a Authorize Repurchase of Up to 10 Percent of For For Mgmt Issued Share Capital This authority is limited to 10 percent of the outstanding share capital of the company on the date the resolution is passed and operates under strict regulatory guidelines of the SEHK. We believe that when timed correctly, corporate stock repurchases are a legitimate use of corporate funds and can add to long-term shareholder returns. 5b Approve Issuance of Equity or Equity-Linked For Against Mgmt Securities without Preemptive Rights This item seeks to refresh the company's mandate to issue shares, representing up to 20 percent of current issued capital, without preemptive rights. The general mandate to issue shares is supported for companies that limit discounts to 5 percent of the market price of shares and who, at the same time, have no history of refreshments as these factors address concerns on the possible issuance of discounted shares to related parties as well as further dilution to existing shareholders due to frequent refreshments. In this case, the company did not provide discount restrictions on the issue price of shares under this mandate. Given this and considering that the mandate may be refreshed several times within a period of one year, we recommend shareholders oppose this resolution. 5c Authorize Reissuance of Repurchased Shares For Against Mgmt This mandate effectively increases the number of shares that may be issued without preemptive rights to 30 percent of issued capital from the original limit of 20 percent under the general mandate to issue shares sought by most Hong Kong companies. Given that the general mandate to issue shares is subject to abuse by companies that issue shares at discounts to the market price, such extension of the general share issuance mandate may increase the scope of non-preemptive placements, putting minority shareholders at a disadvantage as repurchased shares may also be reissued at a discount to the market price. In view of this, shareholders are recommended to oppose this item unless a minimal discount of 5 percent or less is specified for share issuances under a general mandate. In this case, the company has not specified discount limits for the issuance of shares without preemptive rights. As such, we recommend shareholders vote against this resolution. 06/28/07 - A Yamazen Corp. *8051* J96744115 03/31/07 22,153 1 Elect Directors For For Mgmt 2 Approve Appointment of External Audit Firm For For Mgmt The board recommends that Deloitte Touche Tohmatsu & Co. be approved as the company's independent accounting firm. ChuoAoyama Audit Corp. (now known as Misuzu Audit Corp.) had been the company's external audit firm. However, ChuoAoyama was forced by Japanese regulators to suspend operations in July and August 2006 after its auditors were found to have been implicated in accounting fraud at Kanebo Ltd. Following the suspension, the company reappointed Misuzu on a provisional basis. Here, the company seeks to appoint Deloitte Touche Tohmatsu & Co., because in recognition of the severe damage to its reputation and its bottom line, Misuzu decided in February to cease audit operations this summer. We see no reason to oppose this resolution. 3 Approve Special Payments to Continuing For For Mgmt Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System The company requests shareholder approval for payments in lieu of retirement bonuses to 7 continuing directors and 4 continuing internal statutory auditors. The board is requesting the authority to make these payments in connection with the abolition of the retirement bonus system.In this case, 2 of the continuing statutory auditors have been designated by the company as independent. As we believe the payment of such bonuses to non-executives is a highly inappropriate practice anywhere, not just in Japan, we see no alternative but to recommend opposing the whole item. 4 Approve Adjustment to Aggregate For For Mgmt Compensation Ceilings for Directors and Statutory Auditors The ceiling for directors would be raised from JY 480 million per year to 720 million per year. In addition, the company wants to raise the ceiling for statutory auditors from JY 60 million per year to JY 90 million per year. After the meeting, the number of directors will increase from 7 to 10. The company will continue to have 4 statutory auditors. Fund: Principal Variable Contracts Fund, Inc. - LargeCap Blend Account Sub-Advisor: T. Rowe Price Associates, Inc. 4337 - Principal Partners Large Cap Blend Fund - ------------------------------ --------------------------- --------------------------------------- ------------------------ -------- (g) (i) Did Was the Vote (f) Reg. (h) For Proposed Vote? Vote or (d) by (Yes (For, Against (a) (b) (c) S/H Mtg. (e) Issuer or Against, Issuer Ticker CUSIP Date Matter Voted On or S/H No) Abstain) Mgmt. - ------------------------------ --------------------------- --------------------------------------- ---------------- ---------------- CarrAmerica Realty Corp. CRE 144418100 7/11/2006 Approve Merger Agreement Issuer Yes For For CarrAmerica Realty Corp. CRE 144418100 7/11/2006 Adjourn Meeting Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director Carl Bildt Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director John E. Koerner III Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director Cheryl Gordon Krongard Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director James E. Ukrop Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Elect Director W. Allen Reed Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Increase Authorized Common Stock Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Amend Omnibus Stock Plan Issuer Yes For For Legg Mason, Inc. LM 524901105 7/18/2006 Ratify Auditors Issuer Yes For For BellSouth Corp. BLS 79860102 7/21/2006 Approve Merger Agreement Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director Willem P. Roelandts Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director John L. Doyle Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director Jerald G. Fishman Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director Philip T. Gianos Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director William G. Howard, Jr. Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Elect Director J. Michael Patterson Issuer Yes For For Elect Director Elizabeth W. Xilinx, Inc. XLNX 983919101 7/26/2006 Vanderslice Issuer Yes For For Amend Qualified Employee Stock Xilinx, Inc. XLNX 983919101 7/26/2006 Purchase Plan Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Approve Omnibus Stock Plan Issuer Yes For For Xilinx, Inc. XLNX 983919101 7/26/2006 Ratify Auditors Issuer Yes For For Capital One Financial Corp. COF 14040H105 8/22/2006 Approve Merger Agreement Issuer Yes For For Capital One Financial Corp. COF 14040H105 8/22/2006 Adjourn Meeting Issuer Yes For For Medtronic, Require a Majority Vote for the Inc. MDT 585055106 8/24/2006 Election of Directors S/H Yes For Against Medtronic, Inc. MDT 585055106 8/24/2006 Elect Director Richard H. Anderson Issuer Yes For For Medtronic, Inc. MDT 585055106 8/24/2006 Elect Director Michael R. Bonsignore Issuer Yes For For Medtronic, Inc. MDT 585055106 8/24/2006 Elect Director Robert C. Pozen Issuer Yes For For Medtronic, Inc. MDT 585055106 8/24/2006 Ratify Auditors Issuer Yes For For Medtronic, Inc. MDT 585055106 8/24/2006 Elect Director Gordon M. Sprenger Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Non-Employee Director Compensation S/H Yes Against For Submit Severance Agreement (Change in Avis Budget Group, Inc CAR 151313103 8/29/2006 Control) to shareholder Vote S/H Yes For Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Stender E. Sweeney Issuer Yes For For Avis Budget Group, Inc CAR 151313103 8/29/2006 Ratify Auditors Issuer Yes For For Avis Budget Group, Inc CAR 151313103 8/29/2006 Approve Reverse Stock Split Issuer Yes For For Avis Budget Group, Inc CAR 151313103 8/29/2006 Change Company Name Issuer Yes For For Company Specific-Redesignation of Avis Budget Group, Inc CAR 151313103 8/29/2006 Common Stock Issuer Yes For For Avis Budget Group, Inc CAR 151313103 8/29/2006 Reduce Authorized Common Stock Issuer Yes For For Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Henry R. Silverman Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Myra J. Biblowit Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director James E. Buckman Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Leonard S. Coleman Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Martin L. Edelman Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director George Herrera Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Stephen P. Holmes Issuer Yes Withhold Against Elect Director Louise T. Blouin Avis Budget Group, Inc CAR 151313103 8/29/2006 MacBain Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Cheryl D. Mills Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Brian Mulroney Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Robert E. Nederlander Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Ronald L. Nelson Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Robert W. Pittman Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Pauline D.E. Richards Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Sheli Z. Rosenberg Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Robert F. Smith Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Ronald L. Nelson Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Leonard S. Coleman Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Martin L. Edelman Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director Sheli Z. Rosenberg Issuer Yes Withhold Against Avis Budget Group, Inc CAR 151313103 8/29/2006 Elect Director F. Robert Salerno Issuer Yes Withhold Against Fisher Scientific International Inc. FSH 338032204 8/30/2006 Approve Merger Agreement Issuer Yes For For Fisher Scientific International Inc. FSH 338032204 8/30/2006 Adjourn Meeting Issuer Yes For For Issue Shares in Connection with an Thermo Fisher Scientific Inc. TMO 883556102 8/30/2006 Acquisition Issuer Yes For For Amend Articles/Increase Authorized Thermo Fisher Scientific Inc. TMO 883556102 8/30/2006 Common Stock and Change Company Name Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director Michael Brown Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director William T. Coleman Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director David L. Mahoney Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director George Reyes Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director David Roux Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director Daniel H. Schulman Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director John W. Thompson Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director V. Paul Unruh Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Amend Omnibus Stock Plan Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Ratify Auditors Issuer Yes For For Symantec Corp. SYMC 871503108 9/13/2006 Elect Director Robert S. Miller Issuer Yes Withhold Against Nike, Inc. NKE 654106103 9/18/2006 Report on Charitable Contributions S/H Yes Against For Nike, Inc. NKE 654106103 9/18/2006 Elect Director Jill K. Conway Issuer Yes For For Nike, Inc. NKE 654106103 9/18/2006 Elect Director Alan B. Graf, Jr. Issuer Yes For For Nike, Inc. NKE 654106103 9/18/2006 Elect Director Jeanne P. Jackson Issuer Yes For For Nike, Inc. NKE 654106103 9/18/2006 Ratify Auditors Issuer Yes For For Patterson Cos Inc. PDCO 703395103 9/18/2006 Elect Director Ellen A. Rudnick Issuer Yes For For Patterson Cos Inc. PDCO 703395103 9/18/2006 Elect Director Harold C. Slavkin Issuer Yes For For Patterson Cos Inc. PDCO 703395103 9/18/2006 Elect Director James W. Wiltz Issuer Yes For For Patterson Cos Inc. PDCO 703395103 9/18/2006 Elect Director Charles Reich Issuer Yes For For Amend Qualified Employee Stock Patterson Cos Inc. PDCO 703395103 9/18/2006 Purchase Plan Issuer Yes For For Patterson Cos Inc. PDCO 703395103 9/18/2006 Ratify Auditors Issuer Yes For For Allergan, Inc. AGN 18490102 9/20/2006 Increase Authorized Common Stock Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Elect Director Pauline Lo Alker Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Elect Director A. Gary Ames Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Elect Director Gerry B. Cameron Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Elect Director David N. Campbell Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Elect Director Frank C. Gill Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Elect Director Robin L. Washington Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Elect Director Richard H. Wills Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Elect Director Cyril J. Yansouni Issuer Yes For For Tektronix, Inc. TEK 879131100 9/21/2006 Ratify Auditors Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Report on Environmental Policy S/H Yes Against For Require a Majority Vote for the FedEx Corporation FDX 31428X106 9/25/2006 Election of Directors S/H Yes For Against FedEx Corporation FDX 31428X106 9/25/2006 Elect Director James L. Barksdale Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director August A. Busch, IV Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director John A. Edwardson Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Judith L. Estrin Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director J. Kenneth Glass Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Philip Greer Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director J.R. Hyde, III Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Shirley A. Jackson Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Steven R. Loranger Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Charles T. Manatt Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Frederick W. Smith Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Joshua I. Smith Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Paul S. Walsh Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Elect Director Peter S. Willmott Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Reduce Supermajority Vote Requirement Issuer Yes For For FedEx Corporation FDX 31428X106 9/25/2006 Ratify Auditors Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Label Genetically Modified Ingredients S/H Yes Against For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Paul Danos Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director William T. Esrey Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Raymond V. Gilmartin Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Judith Richards Hope Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Heidi G. Miller Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director H. Ochoa-Brillembourg Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Steve Odland Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Kendall J. Powell Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Michael D. Rose Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Robert L. Ryan Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Stephen W. Sanger Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director A. Michael Spence Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Elect Director Dorothy A. Terrell Issuer Yes For For General Mills, Inc. GIS 370334104 9/25/2006 Ratify Auditors Issuer Yes For For Approve Non-Employee Director Stock General Mills, Inc. GIS 370334104 9/25/2006 Option Plan Issuer Yes For For Univision Communications Inc. UVN 914906102 9/27/2006 Approve Merger Agreement Issuer Yes For For Univision Communications Inc. UVN 914906102 9/27/2006 Adjourn Meeting Issuer Yes For For AMENDMENT TO 2001 EQUITY INCENTIVE PLAN TO ELIMINATE TWO MILLION SHARE Flextronics International SUB-LIMIT ON ISSUED AND OUTSTANDING Ltd. FLEX Y2573F102 10/4/2006 SHARE BONUS AWARDS. Issuer Yes Against Against AMENDMENT TO 2001 EQUITY INCENTIVE PLAN PROVIDING THE AUTOMATIC OPTION Flextronics International GRANT TO NON-EMPLOYEE DIRECTORS WILL Ltd. FLEX Y2573F102 10/4/2006 NOT BE PRO-RATED. Issuer Yes Against Against APPROVE AN AMENDMENT TO THE COMPANY S 2001 EQUITY INCENTIVE PLAN TO Flextronics International INCREASE THE NUMBER OF SHARES Ltd. FLEX Y2573F102 10/4/2006 RESERVED FOR ISSUANCE. Issuer Yes Against Against Flextronics International RE-ELECTION OF MR. MICHAEL E. MARKS Ltd. FLEX Y2573F102 10/4/2006 AS A DIRECTOR OF THE COMPANY. Issuer Yes For For Flextronics International RE-ELECTION OF MR. RICHARD SHARP AS A Ltd. FLEX Y2573F102 10/4/2006 DIRECTOR OF THE COMPANY. Issuer Yes For For Flextronics International RE-ELECTION OF MR. H. RAYMOND BINGHAM Ltd. FLEX Y2573F102 10/4/2006 AS A DIRECTOR OF THE COMPANY. Issuer Yes For For Flextronics International RE-ELECTION OF MR. MICHAEL MCNAMARA Ltd. FLEX Y2573F102 10/4/2006 AS A DIRECTOR OF THE COMPANY. Issuer Yes For For Flextronics International RE-ELECTION OF MR. ROCKWELL A. Ltd. FLEX Y2573F102 10/4/2006 SCHNABEL AS A DIRECTOR OF THE COMPANY. Issuer Yes For For Flextronics International RE-ELECTION OF MR. AJAY B. SHAH AS A Ltd. FLEX Y2573F102 10/4/2006 DIRECTOR OF THE COMPANY. Issuer Yes For For Flextronics International Ltd. FLEX Y2573F102 10/4/2006 Ratify Auditors Issuer Yes For For TO APPROVE THE AUTHORIZATION FOR THE Flextronics International DIRECTORS OF THE COMPANY TO ALLOT AND Ltd. FLEX Y2573F102 10/4/2006 ISSUE ORDINARY SHARES. Issuer Yes For For TO APPROVE AUTHORIZATION TO PROVIDE DIRECTOR CASH COMPENSATION AND Flextronics International ADDITIONAL CASH COMPENSATION FOR Ltd. FLEX Y2573F102 10/4/2006 CHAIRMAN OF AUDIT COMMITTEE Issuer Yes For For Flextronics International TO APPROVE THE COMPANY S AMENDED AND Ltd. FLEX Y2573F102 10/4/2006 RESTATED ARTICLES OF ASSOCIATION. Issuer Yes For For APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO Flextronics International ACQUISITIONS BY THE COMPANY OF ITS Ltd. FLEX Y2573F102 10/4/2006 OWN ISSUED ORDINARY SHARES. Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Jeffrey O. Henley Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Lawrence J. Ellison Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Donald L. Lucas Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Michael J. Boskin Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Jeffrey S. Berg Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Safra A. Catz Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Hector Garcia-Molina Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director H. Raymond Bingham Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Charles E Phillips, Jr. Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Naomi O. Seligman Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Approve Executive Incentive Bonus Plan Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Ratify Auditors Issuer Yes For For Amend Non-Employee Director Omnibus Oracle Corp. ORCL 68389X105 10/9/2006 Stock Plan Issuer Yes For For Oracle Corp. ORCL 68389X105 10/9/2006 Elect Director Jack F. Kemp Issuer Yes Withhold Against Cintas Corp. CTAS 172908105 10/10/2006 Separate Chairman and CEO Positions S/H Yes For Against Cintas Require a Majority Vote for the Corp. CTAS 172908105 10/10/2006 Election of Directors S/H Yes For Against Cintas Corp. CTAS 172908105 10/10/2006 Elect Director Richard T. Farmer Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Elect Director Robert J. Kohlhepp Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Elect Director Scott D. Farmer Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Elect Director Gerald S. Adolph Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Elect Director Paul R. Carter Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Elect Director Gerald V. Dirvin Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Elect Director Joyce Hergenhan Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Elect Director Roger L. Howe Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Elect Director David C. Phillips Issuer Yes For For Cintas Corp. CTAS 172908105 10/10/2006 Ratify Auditors Issuer Yes For For Put Repricing of Stock Options to The Procter & Gamble Company PG 742718109 10/10/2006 Shareholder Vote S/H Yes Against For The Procter & Gamble Company PG 742718109 10/10/2006 Elect Director Norman R. Augustine Issuer Yes For For The Procter & Gamble Company PG 742718109 10/10/2006 Elect Director A.G. Lafley Issuer Yes For For The Procter & Gamble Company PG 742718109 10/10/2006 Elect Director Johnathan A. Rodgers Issuer Yes For For The Procter & Gamble Company PG 742718109 10/10/2006 Elect Director John F. Smith, Jr. Issuer Yes For For The Procter & Gamble Company PG 742718109 10/10/2006 Elect Director Margaret C. Whitman Issuer Yes For For The Procter & Gamble Company PG 742718109 10/10/2006 Approve Decrease in Size of Board Issuer Yes For For The Procter & Gamble Company PG 742718109 10/10/2006 Ratify Auditors Issuer Yes For For The Procter & Gamble Company PG 742718109 10/10/2006 Amend Omnibus Stock Plan Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Paul M. Anderson Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director William Barnet, III Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director G. Alex Bernhardt, Sr. Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Michael G. Browning Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Phillip R. Cox Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director William T. Esrey Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Ann Maynard Gray Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director James H. Hance, Jr. Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Dennis R. Hendrix Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director James T. Rhodes Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director James E. Rogers Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Mary L. Schapiro Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Dudley S. Taft Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Approve Omnibus Stock Plan Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Ratify Auditors Issuer Yes For For Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Roger Agnelli Issuer Yes Withhold Against Duke Energy Corp. DUK 26441C105 10/24/2006 Elect Director Michael E.J. Phelps Issuer Yes Withhold Against Sara Lee Corp. SLE 803111103 10/26/2006 Separate Chairman and CEO Positions S/H Yes For Against Sara Lee Approve Report of the Compensation Corp. SLE 803111103 10/26/2006 Committee S/H Yes For Against Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Brenda C. Barnes Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director J.T. Battenberg, III Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Christopher B. Begley Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Cynthia B. Carroll Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Virgis W. Colbert Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director James S. Crown Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Willie D. Davis Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Laurette T. Koellner Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Cornelis J.A. Van Lede Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Sir Ian Prosser Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Rozanne L. Ridgway Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Elect Director Jonathan P. Ward Issuer Yes For For Sara Lee Corp. SLE 803111103 10/26/2006 Ratify Auditors Issuer Yes For For Linear Technology Corp. LLTC 535678106 11/1/2006 Elect Director Robert H. Swanson, Jr. Issuer Yes For For Linear Technology Corp. LLTC 535678106 11/1/2006 Elect Director Lothar Maier Issuer Yes For For Linear Technology Corp. LLTC 535678106 11/1/2006 Elect Director Richard M. Moley Issuer Yes For For Linear Technology Corp. LLTC 535678106 11/1/2006 Elect Director Thomas S. Volpe Issuer Yes For For Linear Technology Corp. LLTC 535678106 11/1/2006 Ratify Auditors Issuer Yes For For Linear Technology Corp. LLTC 535678106 11/1/2006 Elect Director David S. Lee Issuer Yes Withhold Against Harman International Industries, Inc. HAR 413086109 11/2/2006 Elect Director Edward H. Meyer Issuer Yes For For Harman International Industries, Inc. HAR 413086109 11/2/2006 Elect Director Gina Harman Issuer Yes For For Sun Microsystems, Approve Report of the Compensation Inc. SUNW 866810104 11/2/2006 Committee S/H Yes For Against Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Elect Director Scott G. McNealy Issuer Yes For For Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Elect Director James L. Barksdale Issuer Yes For For Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Elect Director Stephen M. Bennett Issuer Yes For For Sun Microsystems, Elect Director Robert J. Finocchio, Inc. SUNW 866810104 11/2/2006 Jr. Issuer Yes For For Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Elect Director Patricia E. Mitchell Issuer Yes For For Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Elect Director M. Kenneth Oshman Issuer Yes For For Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Elect Director Jonathan I. Schwartz Issuer Yes For For Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Elect Director Naomi O. Seligman Issuer Yes For For Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Ratify Auditors Issuer Yes For For Sun Microsystems, Inc. SUNW 866810104 11/2/2006 Approve Executive Incentive Bonus Plan Issuer Yes For For Submit Severance Agreements Cardinal Health, Inc. CAH 14149Y108 11/8/2006 (Change-in-Control)to Shareholder Vote S/H Yes For Against Performance-Based and/or Time-Based Cardinal Health, Inc. CAH 14149Y108 11/8/2006 Equity Awards S/H Yes For Against Increase Disclosure of Executive Cardinal Health, Inc. CAH 14149Y108 11/8/2006 Compensation S/H Yes For Against Cardinal Health, Inc. CAH 14149Y108 11/8/2006 Elect Director John F. Finn Issuer Yes For For Cardinal Health, Inc. CAH 14149Y108 11/8/2006 Elect Director David W. Raisbeck Issuer Yes For For Cardinal Health, Inc. CAH 14149Y108 11/8/2006 Elect Director Robert D. Walter Issuer Yes For For Cardinal Health, Inc. CAH 14149Y108 11/8/2006 Ratify Auditors Issuer Yes For For Meredith Corp. MDP 589433101 11/8/2006 Elect Director Herbert M. Baum Issuer Yes For For Meredith Corp. MDP 589433101 11/8/2006 Elect Director James R. Craigie Issuer Yes For For Meredith Corp. MDP 589433101 11/8/2006 Elect Director Frederick B. Henry Issuer Yes For For Meredith Corp. MDP 589433101 11/8/2006 Elect Director William T. Kerr Issuer Yes For For Barr Pharmaceuticals Inc BRL 68306109 11/9/2006 Elect Director Bruce L. Downey Issuer Yes For For Barr Pharmaceuticals Inc BRL 68306109 11/9/2006 Elect Director Paul M. Bisaro Issuer Yes For For Barr Pharmaceuticals Inc BRL 68306109 11/9/2006 Elect Director George P. Stephan Issuer Yes For For Barr Pharmaceuticals Inc BRL 68306109 11/9/2006 Elect Director Harold N. Chefitz Issuer Yes For For Barr Pharmaceuticals Inc BRL 68306109 11/9/2006 Elect Director Richard R. Frankovic Issuer Yes For For Barr Pharmaceuticals Inc BRL 68306109 11/9/2006 Elect Director Peter R. Seaver Issuer Yes For For Barr Pharmaceuticals Inc BRL 68306109 11/9/2006 Ratify Auditors Issuer Yes For For Barr Pharmaceuticals Inc BRL 68306109 11/9/2006 Elect Director James S. Gilmore, III Issuer Yes Withhold Against Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Gregory D. Brenneman Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Leslie A. Brun Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Gary C. Butler Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Leon G. Cooperman Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director R. Glenn Hubbard Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director John P. Jones Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Ann Dibble Jordan Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Frederic V. Malek Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Henry Taub Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Elect Director Arthur F. Weinbach Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Approve Executive Incentive Bonus Plan Issuer Yes For For Automatic Data Processing, Inc. ADP 53015103 11/14/2006 Ratify Auditors Issuer Yes For For Cease Product Sales that Can Be Used Microsoft Corp. MSFT 594918104 11/14/2006 to Violate Human Rights S/H Yes Against For Amend EEO Statement to Not Reference Microsoft Corp. MSFT 594918104 11/14/2006 Sexual Orientation S/H Yes Against For Establish Shareholder Advisory Microsoft Corp. MSFT 594918104 11/14/2006 Committee S/H Yes Against For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director William H. Gates, III Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Steven A. Ballmer Issuer Yes For For Elect Director James I. Cash, Jr., Microsoft Corp. MSFT 594918104 11/14/2006 Ph.D. Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Dina Dublon Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Raymond V. Gilmartin Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director David F. Marquardt Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Charles H. Noski Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Helmut Panke Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Elect Director Jon A. Shirley Issuer Yes For For Microsoft Corp. MSFT 594918104 11/14/2006 Ratify Auditors Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Report on Pay Disparity S/H Yes Against For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Report on Internet Fragmentation S/H Yes Against For Performance-Based and/or Time-Based Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Equity Awards S/H Yes For Against Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director Carol A. Bartz Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director M. Michele Burns Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director Michael D. Capellas Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director Larry R. Carter Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director John T. Chambers Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director Dr. John L. Hennessy Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director Richard M. Kovacevich Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director Roderick C. McGeary Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director Steven M. West Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Elect Director Jerry Yang Issuer Yes For For Cisco Systems, Inc. CSCO 17275R102 11/15/2006 Ratify Auditors Issuer Yes For For Pall Corp. PLL 696429307 11/15/2006 Elect Director Daniel J. Carroll, Jr. Issuer Yes For For Pall Corp. PLL 696429307 11/15/2006 Elect Director Eric Krasnoff Issuer Yes For For Pall Corp. PLL 696429307 11/15/2006 Elect Director Dennis N. Longstreet Issuer Yes For For Pall Corp. PLL 696429307 11/15/2006 Elect Director Edward L. Snyder Issuer Yes For For Pall Corp. PLL 696429307 11/15/2006 Elect Director James D. Watson Issuer Yes For For Pall Corp. PLL 696429307 11/15/2006 Declassify the Board of Directors S/H Yes For For Pall Corp. PLL 696429307 11/15/2006 Ratify Auditors Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Daniel Boggan, Jr. Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Tully M. Friedman Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director George J. Harad Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Donald R. Knauss Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Robert W. Matschullat Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Gary G. Michael Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Jan L. Murley Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Michael E. Shannon Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Pamela Thomas-Graham Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Elect Director Carolyn M. Ticknor Issuer Yes For For The Clorox Company CLX 189054109 11/15/2006 Ratify Auditors Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 12/8/2006 Elect Director Douglas L. Becker Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 12/8/2006 Elect Director Edward A. Crooke Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 12/8/2006 Elect Director Mayo A. Shattuck III Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 12/8/2006 Elect Director Michael D. Sullivan Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 12/8/2006 Ratify Auditors Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 12/8/2006 Declassify the Board of Directors S/H Yes For NA Walgreen Co. WAG 931422109 1/10/2007 Elect Director David W. Bernauer Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director William C. Foote Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director James J. Howard Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Alan G. McNally Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Cordell Reed Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Jeffrey A. Rein Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Nancy M. Schlichting Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director David Y. Schwartz Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director James A. Skinner Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Marilou M. von Ferstel Issuer Yes For For Elect Director Charles R. Walgreen, Walgreen Co. WAG 931422109 1/10/2007 III Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Ratify Auditors Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Amend Omnibus Stock Plan Issuer Yes For For Crown Castle International Corp. CCI 228227104 1/11/2007 Approve Merger Agreement Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Samuel H. Armacost Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Charles Crocker Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Joseph R. Hardiman Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Robert D. Joffe Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Charles B. Johnson Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Gregory E. Johnson Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Rupert H. Johnson, Jr. Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Thomas H. Kean Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Chutta Ratnathicam Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Peter M. Sacerdote Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Laura Stein Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Anne M. Tatlock Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Louis E. Woodworth Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Ratify Auditors Issuer Yes For For Franklin Resources, Amend Qualified Employee Stock Inc. BEN 354613101 1/25/2007 Purchase Plan Issuer Yes For For Costco Wholesale Corporation COST 22160K105 1/31/2007 Elect Director Benjamin S. Carson Issuer Yes For For Costco Wholesale Corporation COST 22160K105 1/31/2007 Elect Director William H. Gates Issuer Yes For For Costco Wholesale Corporation COST 22160K105 1/31/2007 Elect Director Hamilton E. James Issuer Yes For For Costco Wholesale Corporation COST 22160K105 1/31/2007 Elect Director Jill S. Ruckelshaus Issuer Yes For For Costco Wholesale Corporation COST 22160K105 1/31/2007 Ratify Auditors Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: NOBUYUKI ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 IDEI. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: MARJORIE ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 MAGNER. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: DENNIS F. ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 HIGHTOWER. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: WILLIAM L. ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 KIMSEY. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: ROBERT I. ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 LIPP. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: WULF VON ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 SCHIMMELMANN. Issuer Yes For For ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 Ratify Auditors Issuer Yes For For Rockwell Collins, Inc. COL 774341101 2/13/2007 Elect Director D.R. Beall Issuer Yes For For Rockwell Collins, Inc. COL 774341101 2/13/2007 Elect Director M. Donegan Issuer Yes For For Rockwell Collins, Inc. COL 774341101 2/13/2007 Elect Director A.J. Policano Issuer Yes For For Rockwell Collins, Inc. COL 774341101 2/13/2007 Ratify Auditors Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Report on Energy Efficiency S/H Yes Against For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Separate Chairman and CEO Positions S/H Yes Against For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Elect Director David W. Dupree Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Elect Director John B. Elstrott Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Elect Director Gabrielle E. Greene Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Elect Director Hass Hassan Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Elect Director John P. Mackey Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Elect Director Linda A. Mason Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Elect Director Morris J. Siegel Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Elect Director Ralph Z. Sorenson Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Ratify Auditors Issuer Yes For For Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Approve Omnibus Stock Plan Issuer Yes For For Approve Qualified Employee Stock Whole Foods Market, Inc. WFMI 966837106 3/5/2007 Purchase Plan Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Robert A. Bittman Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Richard R. Burt Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Patti S. Hart Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Leslie S. Heisz Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Robert A. Mathewson Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Thomas J. Matthews Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Robert Miller Issuer Yes For For International Game Elect Director Frederick B. Technology IGT 459902102 3/6/2007 Rentschler Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Ratify Auditors Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Neil Barsky Issuer Yes Withhold Against Company-Specific--Governance-Related The Walt Disney Company DIS 254687106 3/8/2007 - No Greenmail payments S/H Yes Against For Approve/Amend Terms of Existing The Walt Disney Company DIS 254687106 3/8/2007 Poison Pill S/H Yes For Against The Walt Disney Company DIS 254687106 3/8/2007 Elect Director John E. Bryson Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director John S. Chen Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director Judith L. Estrin Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director Robert A. Iger Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director Steven P. Jobs Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director Fred H. Langhammer Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director Aylwin B. Lewis Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director Monica C. Lozano Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director Robert W. Matschullat Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director John E. Pepper, Jr. Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Elect Director Orin C. Smith Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Ratify Auditors Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Amend Omnibus Stock Plan Issuer Yes For For The Walt Disney Company DIS 254687106 3/8/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANYS COMMON SHARES AT A SPLIT Tyco International Ltd. TYC 902124106 3/8/2007 RATIO OF 1 FOR 4 Issuer Yes For For APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Tyco International Ltd. TYC 902124106 3/8/2007 BYE-LAWS. Issuer Yes For For Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director Dennis C. Blair Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director Edward D. Breen Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director Brian Duperreault Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director Bruce S. Gordon Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director Rajiv L. Gupta Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director John A. Krol Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director H. Carl Mccall Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director Brendan R. O'Neill Issuer No NA Elect Director William S. Tyco International Ltd. TYC 902124106 3/8/2007 Stavropoulous Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director Sandra S. Wijnberg Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Elect Director Jerome B. York Issuer No NA Tyco International Ltd. TYC 902124106 3/8/2007 Ratify Auditors Issuer No NA QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Barbara T. Alexander Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Raymond V. Dittamore Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Irwin Mark Jacobs Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Sherry Lansing Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Peter M. Sacerdote Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Marc I. Stern Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Ratify Auditors Issuer Yes For For Require a Majority Vote for the Analog Devices, Inc. ADI 032654105 3/13/2007 Election of Directors S/H Yes Against For Analog Devices, Inc. ADI 032654105 3/13/2007 Performance-Based Equity Awards S/H Yes For Against Analog Devices, Inc. ADI 032654105 3/13/2007 Elect Director Jerald G. Fishman Issuer Yes For For Analog Devices, Inc. ADI 032654105 3/13/2007 Elect Director John C. Hodgson Issuer Yes For For Analog Devices, Inc. ADI 032654105 3/13/2007 Elect Director F. Grant Saviers Issuer Yes For For Analog Devices, Inc. ADI 032654105 3/13/2007 Elect Director Paul J. Severino Issuer Yes For For Analog Devices, Inc. ADI 032654105 3/13/2007 Ratify Auditors Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Michael H. Armacost Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Robert H. Brust Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Deborah A. Coleman Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Philip V. Gerdine Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Thomas J. Iannotti Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Charles Y.S. Liu Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director James C. Morgan Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Gerhard H. Parker Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Willem P. Roelandts Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Elect Director Michael R. Splinter Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Applied Materials, Inc. AMAT 038222105 3/14/2007 Purchase Plan Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For Applied Materials, Inc. AMAT 038222105 3/14/2007 Ratify Auditors Issuer Yes For For CIENA Corporation CIEN 171779309 3/14/2007 Elect Director Lawton W. Fitt Issuer Yes For For CIENA Corporation CIEN 171779309 3/14/2007 Elect Director Patrick H. Nettles Issuer Yes For For CIENA Corporation CIEN 171779309 3/14/2007 Elect Director Michael J. Rowny Issuer Yes For For CIENA Corporation CIEN 171779309 3/14/2007 Elect Director Bruce L. Claflin Issuer Yes For For CIENA Corporation CIEN 171779309 3/14/2007 Ratify Auditors Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Separate Chairman and CEO Positions S/H Yes Against For Require Director Nominee Hewlett-Packard Co. HPQ 428236103 3/14/2007 Qualifications S/H Yes For Against Submit Shareholder Rights Plan Hewlett-Packard Co. HPQ 428236103 3/14/2007 (Poison Pill) to Shareholder Vote S/H Yes For Against Hewlett-Packard Co. HPQ 428236103 3/14/2007 Performance-Based Equity Awards S/H Yes For Against Hewlett-Packard Co. HPQ 428236103 3/14/2007 Elect Director L.T. Babbio, Jr. Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Elect Director S.M. Baldauf Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Elect Director R.A. Hackborn Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Elect Director J.H. Hammergren Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Elect Director M.V. Hurd Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Elect Director R.L. Ryan Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Elect Director L.S. Salhany Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Elect Director G.K.Thompson Issuer Yes For For Hewlett-Packard Co. HPQ 428236103 3/14/2007 Ratify Auditors Issuer Yes For For Phelps Dodge Corp. PD 717265102 3/14/2007 Approve Merger Agreement Issuer Yes For For Phelps Dodge Corp. PD 717265102 3/14/2007 Adjourn Meeting Issuer Yes For For Amend Articles/Increase Common Stock CVS Caremark Corp CVS 126650100 3/15/2007 and Change Company Name Issuer Yes For For Issue Shares in Connection with an CVS Caremark Corp CVS 126650100 3/15/2007 Acquisition Issuer Yes For For CVS Caremark Corp CVS 126650100 3/15/2007 Adjourn Meeting Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Approve Merger Agreement Issuer Yes None NA Caremark Rx, Inc. CMX 141705103 3/16/2007 Approve Merger Agreement Issuer Yes None NA Caremark Rx, Inc. CMX 141705103 3/16/2007 Approve Merger Agreement Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Adjourn Meeting Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Adjourn Meeting Issuer Yes None Na DISCUSSION OF THE ANNUAL REPORT 2006 AND ADOPTION OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( ASML Holding NV (Formerly ASM FY ) 2006, AS PREPARED IN ACCORDANCE Lithography Hldg) ASML N07059111 3/28/2007 WITH DUTCH LAW. Issuer No NA DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROM LIABILITY ASML Holding NV (Formerly ASM FOR THEIR RESPONSIBILITIES IN THE FY Lithography Hldg) ASML N07059111 3/28/2007 2006. Issuer No NA DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROM ASML Holding NV (Formerly ASM LIABILITY FOR THEIR RESPONSIBILITIES Lithography Hldg) ASML N07059111 3/28/2007 IN THE FY 2006. Issuer No NA ASML Holding NV (Formerly ASM PROPOSAL TO AMEND THE ARTICLES OF Lithography Hldg) ASML N07059111 3/28/2007 ASSOCIATION OF THE COMPANY. Issuer No NA APPROVAL OF THE NUMBER OF PERFORMANCE STOCK AVAILABLE FOR THE BOM AND ASML Holding NV (Formerly ASM AUTHORIZATION OF THE BOM TO ISSUE THE Lithography Hldg) ASML N07059111 3/28/2007 PERFORMANCE STOCK. Issuer No NA APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS AVAILABLE FOR THE BOM ASML Holding NV (Formerly ASM AND AUTHORIZATION OF THE BOM TO ISSUE Lithography Hldg) ASML N07059111 3/28/2007 THE PERFORMANCE STOCK OPTIONS. Issuer No NA APPROVAL OF THE NUMBER OF SHARES, EITHER IN STOCK OR STOCK OPTIONS, AVAILABLE FOR ASML EMPLOYEES AND ASML Holding NV (Formerly ASM AUTHORIZATION OF THE BOM TO ISSUE THE Lithography Hldg) ASML N07059111 3/28/2007 STOCK OR STOCK OPTIONS. Issuer No NA ASML Holding NV (Formerly ASM NOMINATION FOR APPOINTMENT OF MR. W. Lithography Hldg) ASML N07059111 3/28/2007 T. SIEGLE AS MEMBER OF THE SB. Issuer No NA ASML Holding NV (Formerly ASM Lithography Hldg) ASML N07059111 3/28/2007 REMUNERATION OF THE SB. Issuer No NA PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, LIMITED TO 5% ASML Holding NV (Formerly ASM OF THE ISSUED CAPITAL AT THE TIME OF Lithography Hldg) ASML N07059111 3/28/2007 THE AUTHORIZATION. Issuer No NA PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ASML Holding NV (Formerly ASM ACCRUING TO SHAREHOLDERS IN Lithography Hldg) ASML N07059111 3/28/2007 CONNECTION WITH ITEM 12A. Issuer No NA PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED CAPITAL AT THE TIME OF THE AUTHORIZATION, ASML Holding NV (Formerly ASM WHICH 5% CAN ONLY BE USED IN Lithography Hldg) ASML N07059111 3/28/2007 CONNECTION WITH OR Issuer No NA PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ASML Holding NV (Formerly ASM ACCRUING TO SHAREHOLDERS IN Lithography Hldg) ASML N07059111 3/28/2007 CONNECTION WITH ITEM 12C. Issuer No NA PROPOSAL TO CANCEL ORDINARY SHARES IN ASML Holding NV (Formerly ASM THE SHARE CAPITAL OF THE COMPANY (TO Lithography Hldg) ASML N07059111 3/28/2007 BE) REPURCHASED BY THE COMPANY. Issuer No NA PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ACQUIRE ASML Holding NV (Formerly ASM ORDINARY SHARES IN THE COMPANY S Lithography Hldg) ASML N07059111 3/28/2007 CAPITAL. Issuer No NA PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED BY THE COMPANY FOLLOWING THE ASML Holding NV (Formerly ASM CANCELLATION OF THE ORDINARY SHARES Lithography Hldg) ASML N07059111 3/28/2007 UNDER ITEM 13. Issuer No NA PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED BY THE COMPANY FOLLOWING THE ASML Holding NV (Formerly ASM CANCELLATION OF THE ORDINARY SHARES Lithography Hldg) ASML N07059111 3/28/2007 UNDER ITEM 15. Issuer No NA Lennar Corp. LEN 526057104 3/28/2007 Prepare Sustainability Report S/H Yes Against For Lennar Corp. LEN 526057104 3/28/2007 Pay For Superior Performance S/H Yes For Against Lennar Corp. LEN 526057104 3/28/2007 Approve Executive Incentive Bonus Plan Issuer Yes Against Against Lennar Corp. LEN 526057104 3/28/2007 Elect Director Irving Bolotin Issuer Yes For For Lennar Corp. LEN 526057104 3/28/2007 Elect Director Kirk Landon Issuer Yes For For Lennar Corp. LEN 526057104 3/28/2007 Elect Director Donna E. Shalala Issuer Yes For For Lennar Corp. LEN 526057104 3/28/2007 Approve Omnibus Stock Plan Issuer Yes For For Dynegy, Inc. DYN 26816Q101 3/29/2007 Approve Merger Agreement Issuer Yes For For CME Group Inc. CME 167760107 4/4/2007 Approve Merger Agreement Issuer Yes For For CME Group Inc. CME 167760107 4/4/2007 Adjourn Meeting Issuer Yes For For Harrah's Entertainment, Inc. HET 413619107 4/5/2007 Approve Merger Agreement Issuer Yes For For Harrah's Entertainment, Inc. HET 413619107 4/5/2007 Adjourn Meeting Issuer Yes For For Amend Vote Requirements to Amend Morgan Stanley MS 617446448 4/10/2007 Articles/Bylaws/Charter S/H Yes For Against Approve Report of the Compensation Morgan Stanley MS 617446448 4/10/2007 Committee S/H Yes For Against Morgan Stanley MS 617446448 4/10/2007 Elect Director Klaus Zumwinkel Issuer Yes Against Against Morgan Stanley MS 617446448 4/10/2007 Elect Director Roy J. Bostock Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Erskine B. Bowles Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Howard J. Davies Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director C. Robert Kidder Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director John J. Mack Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Donald T. Nicolaisen Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Charles H. Noski Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Hutham S. Olayan Issuer Yes For For Elect Director Charles E. Phillips, Morgan Stanley MS 617446448 4/10/2007 Jr. Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Griffith Sexton Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Laura D. Tyson Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Ratify Auditors Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Approve Omnibus Stock Plan Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director P. Camus Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director J.S. Gorelick Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director A. Gould Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director T. Isaac Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director N. Kudryavtsev Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director A. Lajous Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director M.E. Marks Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director D. Primat Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director L.R. Reif Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director T.I. Sandvold Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director N. Seydoux Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director L.G. Stuntz Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director R. Talwar Issuer Yes For For ADOPTION AND APPROVAL OF FINANCIALS Schlumberger Ltd. SLB 806857108 4/11/2007 AND DIVIDENDS. Issuer Yes For For APPROVAL OF INDEPENDENT REGISTERED Schlumberger Ltd. SLB 806857108 4/11/2007 PUBLIC ACCOUNTING FIRM. Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Report on Charitable Contributions S/H Yes Against For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Sustainability Report S/H Yes Against For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Prohibit Executive Stock-Based Awards S/H Yes Against For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Lloyd C. Blankfein Issuer Yes For For Elect Director Lord Browne of The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Madingley Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director John H. Bryan Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Gary D. Cohn Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Claes Dahlback Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Stephen Friedman Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director William W. George Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Rajat K. Gupta Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director James A. Johnson Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Lois D. Juliber Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Edward M. Liddy Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Ruth J. Simmons Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Elect Director Jon Winkelried Issuer Yes For For The Goldman Sachs Group, Inc. GS 38141G104 4/11/2007 Ratify Auditors Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Establish Term Limits for Directors S/H Yes Against For United Technologies Corp. UTX 913017109 4/11/2007 Report on Foreign Military Sales S/H Yes Against For United Technologies Corp. UTX 913017109 4/11/2007 Report on Political Contributions S/H Yes Against For Advisory Vote to Ratify Named United Technologies Corp. UTX 913017109 4/11/2007 Executive Officers' Compensation S/H Yes For Against United Technologies Corp. UTX 913017109 4/11/2007 Pay For Superior Performance S/H Yes For Against United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Louis R. Chenevert Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director George David Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director John V. Faraci Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Jean-Pierre Garnier Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Jamie S. Gorelick Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Charles R. Lee Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Richard D. Mccormick Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Harold Mcgraw III Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Richard B. Myers Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Frank P. Popoff Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director H. Patrick Swygert Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Andre Villeneuve Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director H.A. Wagner Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Elect Director Christine Todd Whitman Issuer Yes For For United Technologies Corp. UTX 913017109 4/11/2007 Ratify Auditors Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Publish Political Contributions S/H Yes Against For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director Michael L. Ainslie Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director John F. Akers Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director Roger S. Berlind Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director Thomas H. Cruikshank Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director Marsha Johnson Evans Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director Richard S. Fuld, Jr. Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director Christopher Gent Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director Roland A. Hernandez Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director Henry Kaufman Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Elect Director John D. Macomber Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Ratify Auditors Issuer Yes For For Lehman Brothers Holdings Inc. LEH 524908100 4/12/2007 Amend Omnibus Stock Plan Issuer Yes For For AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE Rio Tinto plc RTP 767204100 4/13/2007 COMPANIES ACT 1985 Issuer Yes For For AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE Rio Tinto plc RTP 767204100 4/13/2007 COMPANIES ACT 1985 Issuer Yes For For AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO Rio Tinto plc RTP 767204100 4/13/2007 LIMITED Issuer Yes For For TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE Rio Tinto plc RTP 767204100 4/13/2007 CONSTITUTION OF RIO TINTO LIMITED Issuer Yes For For Rio Tinto plc RTP 767204100 4/13/2007 ELECTION OF MICHAEL FITZPATRICK Issuer Yes For For Rio Tinto plc RTP 767204100 4/13/2007 RE-ELECTION OF ASHTON CALVERT Issuer Yes For For Rio Tinto plc RTP 767204100 4/13/2007 RE-ELECTION OF GUY ELLIOTT Issuer Yes For For Rio Tinto plc RTP 767204100 4/13/2007 RE-ELECTION OF LORD KERR Issuer Yes For For Rio Tinto plc RTP 767204100 4/13/2007 RE-ELECTION OF SIR RICHARD SYKES Issuer Yes For For Rio Tinto plc RTP 767204100 4/13/2007 Ratify Auditors Issuer Yes For For Rio Tinto plc RTP 767204100 4/13/2007 APPROVAL OF THE REMUNERATION REPORT Issuer Yes For For TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 Rio Tinto plc RTP 767204100 4/13/2007 DECEMBER 2006 Issuer Yes For For Eli Lilly and Co. LLY 532457108 4/16/2007 Report on Animal Welfare S/H Yes Against For Eli Lilly and Co. LLY 532457108 4/16/2007 Report on Animal Testing Policies S/H Yes Against For Eli Lilly and Co. LLY 532457108 4/16/2007 Separate Chairman and CEO Positions S/H Yes For Against Amend Vote Requirements to Amend Eli Lilly and Co. LLY 532457108 4/16/2007 Articles/Bylaws/Charter S/H Yes For Against Eli Lilly and Co. LLY 532457108 4/16/2007 Adopt Simple Majority Vote S/H Yes For Against Eli Lilly and Co. LLY 532457108 4/16/2007 Elect Director Sir Winfried Bischoff Issuer Yes For For Eli Lilly and Co. LLY 532457108 4/16/2007 Elect Director J. Michael Cook Issuer Yes For For Elect Director Franklyn G. Eli Lilly and Co. LLY 532457108 4/16/2007 Prendergast, M.D., Ph.D. Issuer Yes For For Eli Lilly and Co. LLY 532457108 4/16/2007 Elect Director Kathi P. Seifert Issuer Yes For For Eli Lilly and Co. LLY 532457108 4/16/2007 Ratify Auditors Issuer Yes For For Eli Lilly and Co. LLY 532457108 4/16/2007 Declassify the Board of Directors Issuer Yes For For Eli Lilly and Co. LLY 532457108 4/16/2007 Amend Omnibus Stock Plan Issuer Yes For For Report on Government Service of Citigroup Inc. C 172967101 4/17/2007 Employees S/H Yes Against For Citigroup Inc. C 172967101 4/17/2007 Report on Political Contributions S/H Yes Against For Citigroup Inc. C 172967101 4/17/2007 Report on Charitable Contributions S/H Yes Against For Citigroup Inc. C 172967101 4/17/2007 Report on Pay Disparity S/H Yes Against For Citigroup Inc. C 172967101 4/17/2007 Separate Chairman and CEO Positions S/H Yes Against For Citigroup Inc. C 172967101 4/17/2007 Stock Retention/Holding Period S/H Yes Against For Restore or Provide for Cumulative Citigroup Inc. C 172967101 4/17/2007 Voting S/H Yes Against For Approve Report of the Compensation Citigroup Inc. C 172967101 4/17/2007 Committee S/H Yes For Against Amend Bylaws to Permit Shareholders Citigroup Inc. C 172967101 4/17/2007 to Call Special Meetings S/H Yes For Against Citigroup Inc. C 172967101 4/17/2007 Elect Director C. Michael Armstrong Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Alain J.P. Belda Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director George David Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Kenneth T. Derr Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director John M. Deutch Issuer Yes For For Elect Director Roberto Hernandez Citigroup Inc. C 172967101 4/17/2007 Ramirez Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Klaus Kleinfeld Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Andrew N. Liveris Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Anne Mulcahy Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Richard D. Parsons Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Charles Prince Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Judith Rodin Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Robert E. Rubin Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Elect Director Franklin A. Thomas Issuer Yes For For Citigroup Inc. C 172967101 4/17/2007 Ratify Auditors Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Robert A. Kierlin Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Stephen M. Slaggie Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Michael M. Gostomski Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Hugh L. Miller Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Henry K. McConnon Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Robert A. Hansen Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Willard D. Oberton Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Michael J. Dolan Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Elect Director Reyne K. Wisecup Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Amend Stock Option Plan Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Fastenal Co. FAST 311900104 4/17/2007 Ratify Auditors Issuer Yes For For First Horizon National Corp FHN 320517105 4/17/2007 Elect Director Robert C. Blattberg Issuer Yes For For First Horizon National Corp FHN 320517105 4/17/2007 Elect Director Michael D. Rose Issuer Yes For For First Horizon National Corp FHN 320517105 4/17/2007 Elect Director Luke Yancy III Issuer Yes For For First Horizon National Corp FHN 320517105 4/17/2007 Elect Director Gerald L. Baker Issuer Yes For For First Horizon National Corp FHN 320517105 4/17/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For First Horizon National Corp FHN 320517105 4/17/2007 Ratify Auditors Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Linda Walker Bynoe Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Nicholas D. Chabraja Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Susan Crown Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Dipak C. Jain Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Arthur L. Kelly Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Robert C. Mccormack Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Edward J. Mooney Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director William A. Osborn Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director John W. Rowe Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Harold B. Smith Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director William D. Smithburg Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Enrique J. Sosa Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Charles A. Tribbett III Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Elect Director Frederick H. Waddell Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Amend Omnibus Stock Plan Issuer Yes For For Northern Trust Corp. NTRS 665859104 4/17/2007 Ratify Auditors Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Elect Director Ernest H. Drew Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Elect Director William V. Hickey Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Elect Director Ralph Izzo Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Elect Director Richard J. Swift Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Increase Authorized Common Stock Issuer Yes For For Public Service Enterprise Approve Non-Employee Director Stock Group Inc. PEG 744573106 4/17/2007 Option Plan Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Declassify the Board of Directors Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Eliminate Cumulative Voting Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Eliminate Preemptive Rights Issuer Yes For For Public Service Enterprise Group Inc. PEG 744573106 4/17/2007 Ratify Auditors Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Establish SERP Policy S/H Yes Against For Require Director Nominee Washington Mutual, Inc WM 939322103 4/17/2007 Qualifications S/H Yes Against For Require a Majority Vote for the Washington Mutual, Inc WM 939322103 4/17/2007 Election of Directors S/H Yes For Against Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Anne V. Farrell Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Stephen E. Frank Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Kerry K. Killinger Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Thomas C. Leppert Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Charles M. Lillis Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Phillip D. Matthews Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Regina T. Montoya Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Michael K. Murphy Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Margaret Osmer Mcquade Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Mary E. Pugh Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director William G. Reed, Jr. Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director Orin C. Smith Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Elect Director James H. Stever Issuer Yes For For Washington Mutual, Inc WM 939322103 4/17/2007 Ratify Auditors Issuer Yes For For Require a Majority Vote for the SunTrust Banks, Inc. STI 867914103 4/17/2007 Election of Directors S/H Yes For Against Amend Rights and Preferences of SunTrust Banks, Inc. STI 867914103 4/17/2007 Preferred Stock Issuer Yes For For SunTrust Banks, Inc. STI 867914103 4/17/2007 Declassify the Board of Directors Issuer Yes For For SunTrust Banks, Inc. STI 867914103 4/17/2007 Ratify Auditors Issuer Yes For For SunTrust Banks, Inc. STI 867914103 4/17/2007 Elect Director Robert M. Beall, II Issuer Yes Withhold Against SunTrust Banks, Inc. STI 867914103 4/17/2007 Elect Director Jeffrey C. Crowe Issuer Yes Withhold Against SunTrust Banks, Inc. STI 867914103 4/17/2007 Elect Director J. Hicks Lanier Issuer Yes Withhold Against SunTrust Banks, Inc. STI 867914103 4/17/2007 Elect Director Larry L. Prince Issuer Yes Withhold Against SunTrust Banks, Inc. STI 867914103 4/17/2007 Elect Director Frank S. Royal, M.D. Issuer Yes Withhold Against SunTrust Banks, Inc. STI 867914103 4/17/2007 Elect Director Phail Wynn, Jr. Issuer Yes Withhold Against SunTrust Banks, Inc. STI 867914103 4/17/2007 Elect Director James M. Wells, III Issuer Yes Withhold Against U.S. Bancorp USB 902973304 4/17/2007 Establish SERP Policy S/H Yes Against For Approve Report of the Compensation U.S. Bancorp USB 902973304 4/17/2007 Committee S/H Yes For Against Elect Director Victoria Buynisk U.S. Bancorp USB 902973304 4/17/2007 Gluckman Issuer Yes For For U.S. Bancorp USB 902973304 4/17/2007 Elect Director Arthur D. Collins, Jr. Issuer Yes For For U.S. Bancorp USB 902973304 4/17/2007 Elect Director Olivia F. Kirtley Issuer Yes For For U.S. Bancorp USB 902973304 4/17/2007 Elect Director Jerry W. Levin Issuer Yes For For U.S. Bancorp USB 902973304 4/17/2007 Elect Director Richard G. Reiten Issuer Yes For For U.S. Bancorp USB 902973304 4/17/2007 Ratify Auditors Issuer Yes For For U.S. Bancorp USB 902973304 4/17/2007 Approve Omnibus Stock Plan Issuer Yes For For U.S. Bancorp USB 902973304 4/17/2007 Declassify the Board of Directors Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Darryl F. Allen Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director John F. Barrett Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director James P. Hackett Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Gary R. Heminger Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Joan R. Herschede Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Allen M. Hill Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Kevin T. Kabat Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Robert L. Koch II Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Mitchel D. Livingston Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Hendrik G. Meijer Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director James E. Rogers Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director George A. Schaefer, Jr. Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director John J. Schiff, Jr. Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Dudley S. Taft Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Elect Director Thomas W. Traylor Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Company Specific-Equity-Related Issuer Yes For For Fifth Third Bancorp FITB 316773100 4/17/2007 Ratify Auditors Issuer Yes For For C. R. Bard, Inc. BCR 067383109 4/18/2007 Elect Director Theodore E. Martin Issuer Yes For For C. R. Bard, Inc. BCR 067383109 4/18/2007 Elect Director Anthony Welters Issuer Yes For For C. R. Bard, Inc. BCR 067383109 4/18/2007 Elect Director Tony L. White Issuer Yes For For C. R. Bard, Inc. BCR 067383109 4/18/2007 Ratify Auditors Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director T. Albright Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director K. Burnes Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director P. Coym Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director N. Darehshori Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director A. Fawcett Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director A. Goldstein Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director D. Gruber Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director L. Hill Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director C. LaMantia Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Logue Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director M. Miskovic Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Sergel Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Skates Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director G. Summe Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director D. Walsh Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Weissman Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Increase Authorized Common Stock Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Ratify Auditors Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Limit Executive Compensation S/H Yes Against For Report on Chemical and Biological The Coca-Cola Company KO 191216100 4/18/2007 Testing Data S/H Yes Against For Report on Environmental Liabilities The Coca-Cola Company KO 191216100 4/18/2007 in India S/H Yes Against For Advisory Vote to Ratify Named The Coca-Cola Company KO 191216100 4/18/2007 Executive Officers' Compensation S/H Yes For Against Performance-Based and/or Time-Based The Coca-Cola Company KO 191216100 4/18/2007 Equity Awards S/H Yes For Against The Coca-Cola Company KO 191216100 4/18/2007 Elect Director Barry Diller Issuer Yes Against Against The Coca-Cola Company KO 191216100 4/18/2007 Elect Director Herbert A. Allen Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director Ronald W. Allen Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director Cathleen P. Black Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director E. Neville Isdell Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director Donald R. Keough Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director Donald F. McHenry Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director Sam Nunn Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director James D. Robinson, III Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director Peter V. Ueberroth Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Elect Director James B. Williams Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Ratify Auditors Issuer Yes For For The Coca-Cola Company KO 191216100 4/18/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Weyerhaeuser Co. WY 962166104 4/19/2007 Report on Political Contributions S/H Yes Against For Weyerhaeuser Co. WY 962166104 4/19/2007 Report on Wood Sourcing S/H Yes Against For Weyerhaeuser Co. WY 962166104 4/19/2007 Adopt Simple Majority Vote S/H Yes For Against Weyerhaeuser Co. WY 962166104 4/19/2007 Elect Director Debra A. Cafaro Issuer Yes For For Weyerhaeuser Co. WY 962166104 4/19/2007 Elect Director Kim Williams Issuer Yes For For Weyerhaeuser Co. WY 962166104 4/19/2007 Ratify Auditors Issuer Yes For For Weyerhaeuser Co. WY 962166104 4/19/2007 Elect Director Steven R. Rogel Issuer Yes Withhold Against Weyerhaeuser Co. WY 962166104 4/19/2007 Elect Director Richard H. Sinkfield Issuer Yes Withhold Against Weyerhaeuser Co. WY 962166104 4/19/2007 Elect Director D. Michael Steuert Issuer Yes Withhold Against Weyerhaeuser Co. WY 962166104 4/19/2007 Elect Director James N. Sullivan Issuer Yes Withhold Against Genentech, Inc. DNA 368710406 4/20/2007 Elect Director Debra L. Reed Issuer Yes For For Elect Director Charles A. Sanders, Genentech, Inc. DNA 368710406 4/20/2007 M.D. Issuer Yes For For Genentech, Inc. DNA 368710406 4/20/2007 Ratify Auditors Issuer Yes For For Genentech, Inc. DNA 368710406 4/20/2007 Elect Director Herbert W. Boyer, Ph.D. Issuer Yes Withhold Against Genentech, Inc. DNA 368710406 4/20/2007 Elect Director William M. Burns Issuer Yes Withhold Against Genentech, Inc. DNA 368710406 4/20/2007 Elect Director Erich Hunziker, Ph.D. Issuer Yes Withhold Against Elect Director Jonathan K.C. Knowles, Genentech, Inc. DNA 368710406 4/20/2007 Ph.D. Issuer Yes Withhold Against Elect Director Arthur D. Levinson, Genentech, Inc. DNA 368710406 4/20/2007 Ph.D. Issuer Yes Withhold Against The Progressive Corp. PGR 743315103 4/20/2007 Elect Director Abby F. Kohnstamm Issuer Yes For For The Progressive Corp. PGR 743315103 4/20/2007 Elect Director Peter B. Lewis Issuer Yes For For The Progressive Corp. PGR 743315103 4/20/2007 Elect Director Patrick H. Nettles Issuer Yes For For The Progressive Corp. PGR 743315103 4/20/2007 Elect Director Glenn M. Renwick Issuer Yes For For The Progressive Corp. PGR 743315103 4/20/2007 Elect Director Donald B. Shackelford Issuer Yes For For The Progressive Corp. PGR 743315103 4/20/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For The Progressive Corp. PGR 743315103 4/20/2007 Amend Omnibus Stock Plan Issuer Yes For For The Progressive Corp. PGR 743315103 4/20/2007 Ratify Auditors Issuer Yes For For Alcoa Inc. AA 013817101 4/20/2007 Elect Director Alain J.P. Belda Issuer Yes For For Alcoa Inc. AA 013817101 4/20/2007 Elect Director Carlos Ghosn Issuer Yes For For Alcoa Inc. AA 013817101 4/20/2007 Elect Director Henry B. Schacht Issuer Yes For For Alcoa Inc. AA 013817101 4/20/2007 Elect Director Franklin A. Thomas Issuer Yes For For Alcoa Inc. AA 013817101 4/20/2007 Ratify Auditor Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Provide for Cumulative Voting S/H Yes For Against American Express Co. AXP 025816109 4/23/2007 Elect Director Daniel F. Akerson Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Charlene Barshefsky Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Ursula M. Burns Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Kenneth I. Chenault Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Peter Chernin Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Vernon E. Jordan, Jr. Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Jan Leschly Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Richard C. Levin Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Richard A. McGinn Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Edward D. Miller Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Frank P. Popoff Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Steven S. Reinemund Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Robert D. Walter Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Elect Director Ronald A. Williams Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Ratify Auditors Issuer Yes For For American Express Co. AXP 025816109 4/23/2007 Approve Omnibus Stock Plan Issuer Yes For For Claw-back of Payments under Honeywell International, Inc. HON 438516106 4/23/2007 Restatements S/H Yes Against For Honeywell International, Inc. HON 438516106 4/23/2007 Remove Six Sigma Terminology S/H Yes Against For Performance-Based and/or Time-Based Honeywell International, Inc. HON 438516106 4/23/2007 Equity Awards S/H Yes For Against Amend Articles/Bylaws/Charter -- Call Honeywell International, Inc. HON 438516106 4/23/2007 Special Meetings S/H Yes For Against Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director Gordon M. Bethune Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director Jaime Chico Pardo Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director David M. Cote Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director D. Scott Davis Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director Linnet F. Deily Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director Clive R. Hollick Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director James J. Howard Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director Ivan G. Seidenberg Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director Bradley T. Sheares Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director Eric K. Shinseki Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director John R. Stafford Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Elect Director Michael W. Wright Issuer Yes For For Honeywell International, Inc. HON 438516106 4/23/2007 Ratify Auditors Issuer Yes For For Approve Nonqualified Employee Stock Honeywell International, Inc. HON 438516106 4/23/2007 Purchase Plan Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Elect Director George A. Alcorn Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Elect Director Charles R. Crisp Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Elect Director Mark G. Papa Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Elect Director Edmund P. Segner, III Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Elect Director William D. Stevens Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Elect Director H. Leighton Steward Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Elect Director Donald F. Textor Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Elect Director Frank G. Wisner Issuer Yes For For EOG Resources, Inc. EOG 26875P101 4/24/2007 Ratify Auditors Issuer Yes For For International Business Machines Evaluate Age Discrimination in Corp. IBM 459200101 4/24/2007 Retirement Plans S/H Yes Against For International Business Machines Corp. IBM 459200101 4/24/2007 Report on Outsourcing S/H Yes Against For International Business Machines Restore or Provide for Cumulative Corp. IBM 459200101 4/24/2007 Voting S/H Yes For Against International Business Machines Corp. IBM 459200101 4/24/2007 Review Executive Compensation S/H Yes For Against International Business Require a Majority Vote for the Machines Corp. IBM 459200101 4/24/2007 Election of Directors S/H Yes For Against International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Cathleen Black Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Kenneth I. Chenault Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Juergen Dormann Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Michael L. Eskew Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Shirley Ann Jackson Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Minoru Makihara Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Lucio A. Noto Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director James W. Owens Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Samuel J. Palmisano Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Joan E. Spero Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Sidney Taurel Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Elect Director Lorenzo H. Zambrano Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Ratify Auditors Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Reduce Supermajority Vote Requirement Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Reduce Supermajority Vote Requirement Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Reduce Supermajority Vote Requirement Issuer Yes For For International Business Machines Corp. IBM 459200101 4/24/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Publish Political Contributions S/H Yes Against For Advisory Vote to Ratify Named Merck & Co., Inc. MRK 589331107 4/24/2007 Executive Officers' Compensation S/H Yes For Against Merck & Co., Inc. MRK 589331107 4/24/2007 Elect Director Richard T. Clark Issuer Yes For For Elect Director Johnnetta B. Cole, Merck & Co., Inc. MRK 589331107 4/24/2007 Ph.D. Issuer Yes For For Elect Director William B. Harrison, Merck & Co., Inc. MRK 589331107 4/24/2007 Jr. Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Elect Director William N. Kelley, M.D. Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Elect Director Rochelle B. Lazarus Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Elect Director Thomas E. Shenk, Ph.D. Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Elect Director Anne M. Tatlock Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Elect Director Samuel O. Thier, M.D. Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Elect Director Wendell P. Weeks Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Elect Director Peter C. Wendell Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Ratify Auditors Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Merck & Co., Inc. MRK 589331107 4/24/2007 Establish Range For Board Size Issuer Yes For For Replace Cumulative Voting to Majority Vote Standard for the Election of Merck & Co., Inc. MRK 589331107 4/24/2007 Directors Issuer Yes For For MetLife, Inc MET 59156R108 4/24/2007 Elect Director Burton A. Dole, Jr. Issuer Yes For For MetLife, Inc MET 59156R108 4/24/2007 Elect Director R. Glenn Hubbard Issuer Yes For For MetLife, Inc MET 59156R108 4/24/2007 Elect Director James M. Kilts Issuer Yes For For MetLife, Inc MET 59156R108 4/24/2007 Elect Director Charles M. Leighton Issuer Yes For For MetLife, Inc MET 59156R108 4/24/2007 Elect Director David Satcher Issuer Yes For For MetLife, Inc MET 59156R108 4/24/2007 Ratify Auditors Issuer Yes For For Moody's Corporation MCO 615369105 4/24/2007 Declassify the Board of Directors S/H Yes For Against Moody's Corporation MCO 615369105 4/24/2007 Elect Director Basil L. Anderson Issuer Yes For For Elect Director Raymond W. McDaniel, Moody's Corporation MCO 615369105 4/24/2007 Jr. Issuer Yes For For Moody's Corporation MCO 615369105 4/24/2007 Amend Omnibus Stock Plan Issuer Yes For For Moody's Corporation MCO 615369105 4/24/2007 Ratify Auditors Issuer Yes For For Submit Shareholder Rights Plan Praxair, Inc. PX 74005P104 4/24/2007 (Poison Pill) to Shareholder Vote S/H Yes Against For Require a Majority Vote for the Praxair, Inc. PX 74005P104 4/24/2007 Election of Directors S/H Yes For Against Praxair, Inc. PX 74005P104 4/24/2007 Elect Director Jose P. Alves Issuer Yes For For Praxair, Inc. PX 74005P104 4/24/2007 Elect Director Ronald L. Kuehn, Jr. Issuer Yes For For Praxair, Inc. PX 74005P104 4/24/2007 Elect Director H. Mitchell Watson, Jr. Issuer Yes For For Praxair, Inc. PX 74005P104 4/24/2007 Elect Director Robert L. Wood Issuer Yes For For Praxair, Inc. PX 74005P104 4/24/2007 Ratify Auditors Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Establish SERP Policy S/H Yes Against For Report on Racial and Ethnic Wells Fargo & Company WFC 949746101 4/24/2007 Disparities in Loan Pricing S/H Yes Against For Wells Fargo & Company WFC 949746101 4/24/2007 Report on Emission Reduction Goals S/H Yes Against For Wells Fargo & Company WFC 949746101 4/24/2007 Separate Chairman and CEO Positions S/H Yes For Against Advisory Vote to Ratify Named Wells Fargo & Company WFC 949746101 4/24/2007 Executive Officers' Compensation S/H Yes For Against Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Cynthia H. Milligan Issuer Yes Against Against Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Philip J. Quigley Issuer Yes Against Against Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Donald B. Rice Issuer Yes Against Against Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Michael W. Wright Issuer Yes Against Against Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director John S. Chen Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Lloyd H. Dean Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Susan E. Engel Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Enrique Hernandez, Jr. Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Robert L. Joss Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Richard M. Kovacevich Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Richard D. McCormick Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Nicholas G. Moore Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Judith M. Runstad Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Stephen W. Sanger Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director Susan G. Swenson Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Elect Director John G. Stumpf Issuer Yes For For Wells Fargo & Company WFC 949746101 4/24/2007 Ratify Auditors Issuer Yes For For Fortune Brands, Inc. FO 349631101 4/24/2007 Declassify the Board of Directors S/H Yes For Against Fortune Brands, Inc. FO 349631101 4/24/2007 Pay For Superior Performance S/H Yes For Against Fortune Brands, Inc. FO 349631101 4/24/2007 Elect Director Anne M. Tatlock Issuer Yes For For Fortune Brands, Inc. FO 349631101 4/24/2007 Elect Director Norman H. Wesley Issuer Yes For For Fortune Brands, Inc. FO 349631101 4/24/2007 Elect Director Peter M. Wilson Issuer Yes For For Fortune Brands, Inc. FO 349631101 4/24/2007 Ratify Auditors Issuer Yes For For Fortune Brands, Inc. FO 349631101 4/24/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For Fortune Brands, Inc. FO 349631101 4/24/2007 Approve Omnibus Stock Plan Issuer Yes For For Link Executive Compensation to Canadian National Railway Environmental, Social and Governance Company CNR 136375102 4/24/2007 Success S/H Yes Against For Canadian National Railway Integrate and Conduct a Track Safety Company CNR 136375102 4/24/2007 Audit on BC Rail Operations S/H Yes Against For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director Michael R. Armellino Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director A. Charles Baillie Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director Hugh J. Bolton Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director J.V. Raymond Cyr Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director Gordon D. Giffin Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director James K. Gray Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director E. Hunter Harrison Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director Edith E. Holiday Issuer Yes For For Canadian National Railway Elect Director V. Maureen Kempston Company CNR 136375102 4/24/2007 Darkes Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director Robert H. Lee Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director Denis Losier Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director Edward C. Lumley Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director David G.A. McLean Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Elect Director Robert Pace Issuer Yes For For Canadian National Railway Company CNR 136375102 4/24/2007 Ratify KPMG LLP as Auditors Issuer Yes For For Canadian National Railway Amend Management Long Term Incentive Company CNR 136375102 4/24/2007 Plan Issuer Yes For For Report on Impact of Operations in Newmont Mining Corp. NEM 651639106 4/24/2007 Indonesia S/H Yes Against For Newmont Mining Corp. NEM 651639106 4/24/2007 Separate Chairman and CEO Positions S/H Yes For Against Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Vincent A. Calarco Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Noreen Doyle Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Veronica M. Hagen Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Michael S. Hamson Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Pierre Lassonde Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Robert J. Miller Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Wayne W. Murdy Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Robin A. Plumbridge Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director James V. Taranik Issuer Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Ratify Auditors Issuer Yes For For Report on Policies related to Public Newmont Mining Corp. NEM 651639106 4/24/2007 Opposition to Mining Operations S/H Yes For For Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Glen A. Barton Issuer Yes Withhold Against Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director John B. Prescott Issuer Yes Withhold Against Newmont Mining Corp. NEM 651639106 4/24/2007 Elect Director Donald C. Roth Issuer Yes Withhold Against Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Report on Charitable Contributions S/H Yes Against For Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Elect Director August A. Busch III Issuer Yes For For Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Elect Director August A. Busch IV Issuer Yes For For Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Elect Director Carlos Fernandez G. Issuer Yes For For Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Elect Director James R. Jones Issuer Yes For For Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Elect Director Andrew C. Taylor Issuer Yes For For Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Elect Director Douglas A. Warner III Issuer Yes For For Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Approve Omnibus Stock Plan Issuer Yes For For Approve Nonqualified Employee Stock Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Purchase Plan Issuer Yes For For Anheuser-Busch Companies, Inc. BUD 35229103 4/25/2007 Ratify Auditors Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Prohibit Executive Stock-Based Awards S/H Yes Against For Bank of America Corp. BAC 60505104 4/25/2007 Change Size of Board of Directors S/H Yes Against For Bank of America Corp. BAC 60505104 4/25/2007 Separate Chairman and CEO Positions S/H Yes Against For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director William Barnet, III Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Frank P. Bramble, Sr. Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director John T. Collins Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Gary L. Countryman Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Tommy R. Franks Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Charles K. Gifford Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director W. Steven Jones Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Kenneth D. Lewis Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Monica C. Lozano Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Walter E. Massey Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Thomas J. May Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Patricia E. Mitchell Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Thomas M. Ryan Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director O. Temple Sloan, Jr. Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Meredith R. Spangler Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Robert L. Tillman Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Elect Director Jackie M. Ward Issuer Yes For For Bank of America Corp. BAC 60505104 4/25/2007 Ratify Auditors Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Adopt Human Rights Policy S/H Yes Against For Adopt Greenhouse Gas Emission Chevron Corporation CVX 166764100 4/25/2007 Reduction Goals S/H Yes Against For Chevron Corporation CVX 166764100 4/25/2007 Adopt Animal Welfare Policy S/H Yes Against For Approve/Amend Terms of Existing Chevron Corporation CVX 166764100 4/25/2007 Poison Pill S/H Yes Against For Report on Market Specific Chevron Corporation CVX 166764100 4/25/2007 Environmental Laws S/H Yes Against For Chevron Corporation CVX 166764100 4/25/2007 Separate Chairman and CEO Positions S/H Yes For Against Chevron Corporation CVX 166764100 4/25/2007 Elect Director Samuel H. Armacost Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Linnet F. Deily Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Robert E. Denham Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Robert J. Eaton Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Sam Ginn Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Franklyn G. Jenifer Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Sam Nunn Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director David J. O'Reilly Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Donald B. Rice Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Peter J. Robertson Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Kevin W. Sharer Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Charles R. Shoemate Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Ronald D. Sugar Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Elect Director Carl Ware Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Ratify Auditors Issuer Yes For For Chevron Corporation CVX 166764100 4/25/2007 Reduce Supermajority Vote Requirement Issuer Yes For For CIGNA Corp. CI 125509109 4/25/2007 Elect Director Robert H. Campbell Issuer Yes For For CIGNA Corp. CI 125509109 4/25/2007 Elect Director Isaiah Harris, Jr. Issuer Yes For For CIGNA Corp. CI 125509109 4/25/2007 Elect Director Jane E. Henney, M.D. Issuer Yes For For CIGNA Corp. CI 125509109 4/25/2007 Elect Director Donna F. Zarcone Issuer Yes For For CIGNA Corp. CI 125509109 4/25/2007 Ratify Auditors Issuer Yes For For CIGNA Corp. CI 125509109 4/25/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Craig S. Donohue Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Terrence A. Duffy Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Daniel R. Glickman Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director William P. Miller, II Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director James E. Oliff Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director John F. Sandner Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Terry L. Savage Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Amend Omnibus Stock Plan Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Ratify Auditors Issuer Yes For For Report on Genetically Modified E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Organisms S/H Yes Against For Evaluate Community Impact of Plant E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Closures or Layoffs S/H Yes Against For Report on PFOA Compounds in DuPont E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Products S/H Yes Against For Report on Lobbying Expenditures E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 related to Environmental Pollution S/H Yes Against For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Prepare a Global Warming Report S/H Yes Against For Report on Security of Chemical E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Facilities S/H Yes Against For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director Richard H. Brown Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director Robert A. Brown Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director Bertrand P. Collomb Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director Curtis J. Crawford Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director John T. Dillon Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director Eleuthere I. du Pont Issuer Yes For For Elect Director Charles O. Holliday, E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Jr. Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director Lois D. Juliber Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director Masahisa Naitoh Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director Sean O'Keefe Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Elect Director William K. Reilly Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Ratify Auditors Issuer Yes For For E.I. Du Pont De Nemours & Co. DD 263534109 4/25/2007 Approve Omnibus Stock Plan Issuer Yes For For NRG Energy Inc NRG 629377508 4/25/2007 Elect Director David Crane Issuer Yes For For NRG Energy Inc NRG 629377508 4/25/2007 Elect Director Stephen L. Cropper Issuer Yes For For NRG Energy Inc NRG 629377508 4/25/2007 Elect Director Maureen Miskovic Issuer Yes For For NRG Energy Inc NRG 629377508 4/25/2007 Elect Director Thomas H. Weidemeyer Issuer Yes For For NRG Energy Inc NRG 629377508 4/25/2007 Ratify Auditors Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Lee A. Ault, III Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Neil R. Austrian Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director David W. Bernauer Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Abelardo E. Bru Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Marsha J. Evans Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director David I. Fuente Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Brenda J. Gaines Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Myra M. Hart Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director W. Scott Hedrick Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Kathleen Mason Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Michael J. Myers Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Elect Director Steve Odland Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Approve Omnibus Stock Plan Issuer Yes For For Office Depot, Inc. ODP 676220106 4/25/2007 Ratify Auditors Issuer Yes For For Require a Majority Vote for the Synovus Financial Corp. SNV 87161C105 4/25/2007 Election of Directors S/H Yes For Against Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Daniel P. Amos Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Richard E. Anthony Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director James H. Blanchard Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Richard Y. Bradley Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Frank W. Brumley Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Elizabeth W. Camp Issuer Yes For For Elect Director Gardiner W. Garrard, Synovus Financial Corp. SNV 87161C105 4/25/2007 Jr. Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director T. Michael Goodrich Issuer Yes For For Elect Director Frederick L. Green, Synovus Financial Corp. SNV 87161C105 4/25/2007 III Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director V. Nathaniel Hansford Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Alfred W. Jones III Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Mason H. Lampton Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Elizabeth C. Ogie Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director H. Lynn Page Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director J. Neal Purcell Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director Melvin T. Stith Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director William B. Turner, Jr. Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Elect Director James D. Yancey Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Approve Omnibus Stock Plan Issuer Yes For For Synovus Financial Corp. SNV 87161C105 4/25/2007 Ratify Auditors Issuer Yes For For The McGraw-Hill Companies, Inc MHP 580645109 4/25/2007 Declassify the Board of Directors S/H Yes For Against Amend Vote Requirements to Amend The McGraw-Hill Companies, Inc MHP 580645109 4/25/2007 Articles/Bylaws/Charter S/H Yes For Against The McGraw-Hill Companies, Inc MHP 580645109 4/25/2007 Political Contributions/Activities S/H Yes For Against The McGraw-Hill Companies, Inc MHP 580645109 4/25/2007 Elect Director Pedro Aspe Issuer Yes For For The McGraw-Hill Companies, Inc MHP 580645109 4/25/2007 Elect Director Robert P. Mcgraw Issuer Yes For For The McGraw-Hill Companies, Inc MHP 580645109 4/25/2007 Elect Director H. Ochoa-Brillembourg Issuer Yes For For The McGraw-Hill Companies, Inc MHP 580645109 4/25/2007 Elect Director Edward B. Rust, Jr. Issuer Yes For For The McGraw-Hill Companies, Inc MHP 580645109 4/25/2007 Ratify Auditors Issuer Yes For For ELECTION OF DIRECTOR: GORDON M. WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 BETHUNE. Issuer Yes For For ELECTION OF DIRECTOR: WILLIAM W. WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 BRADLEY. Issuer Yes For For ELECTION OF DIRECTOR: JOSEPH A. WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 CALIFANO JR. Issuer Yes For For ELECTION OF DIRECTOR: ANNA C. WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 CATALANO. Issuer Yes For For WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 ELECTION OF DIRECTOR: ERIC G. FRIBERG. Issuer Yes For For WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 ELECTION OF DIRECTOR: SIR ROY GARDNER. Issuer Yes For For ELECTION OF DIRECTOR: SIR JEREMY WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 HANLEY. Issuer Yes For For WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 ELECTION OF DIRECTOR: WENDY E. LANE. Issuer Yes For For WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 ELECTION OF DIRECTOR: JAMES F. MCCANN. Issuer Yes For For ELECTION OF DIRECTOR: JOSEPH J. WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 PLUMERI. Issuer Yes For For ELECTION OF DIRECTOR: DOUGLAS B. WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 ROBERTS. Issuer Yes For For WILLIS GROUP HOLDINGS LTD WSH G96655108 4/25/2007 Ratify Auditors Issuer Yes For For Company-Specific -- Adopt Policy on General Electric Co. GE 369604103 4/25/2007 Overboarded Directors S/H Yes Against For Company-Specific -- One Director from General Electric Co. GE 369604103 4/25/2007 the Ranks of Retirees S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Separate Chairman and CEO Positions S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Report on Charitable Contributions S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Report on Global Warming S/H Yes Against For Adopt Ethical Criteria for Military General Electric Co. GE 369604103 4/25/2007 Contracts S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Report on Pay Disparity S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Provide for Cumulative Voting S/H Yes For Against Limit Dividend and Dividend General Electric Co. GE 369604103 4/25/2007 Equivalent Payments to Executives S/H Yes For Against General Electric Co. GE 369604103 4/25/2007 Elect Director James I. Cash, Jr. Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director William M. Castell Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Ann M. Fudge Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Claudio X. Gonzalez Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Susan Hockfield Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Jerry R. Immelt Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Andrea Jung Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Alan G. Lafley Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Robert W. Lane Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Ralph S. Larsen Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Rochelle B. Lazarus Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Sam Nunn Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Roger S. Penske Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Robert J. Swieringa Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Douglas A. Warner III Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Robert C. Wright Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Ratify Auditors Issuer Yes For For Adopt Majority Vote Standard in General Electric Co. GE 369604103 4/25/2007 Director Elections Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Approve Omnibus Stock Plan Issuer Yes For For Company-Specific-Approve Material Terms of Senior Officer Performance General Electric Co. GE 369604103 4/25/2007 Goals Issuer Yes For For Ameriprise Financial, Inc. AMP 03076C106 4/25/2007 Elect Director James M. Cracchiolo Issuer Yes For For Ameriprise Financial, Inc. AMP 03076C106 4/25/2007 Elect Director Warren D. Knowlton Issuer Yes For For Ameriprise Financial, Inc. AMP 03076C106 4/25/2007 Elect Director H. Jay Sarles Issuer Yes For For Ameriprise Financial, Inc. AMP 03076C106 4/25/2007 Elect Director Robert F. Sharpe, Jr. Issuer Yes For For Ameriprise Financial, Inc. AMP 03076C106 4/25/2007 Amend Omnibus Stock Plan Issuer Yes For For Ameriprise Financial, Inc. AMP 03076C106 4/25/2007 Ratify Auditors Issuer Yes For For Disclose Information on Secondhand Altria Group, Inc. MO 02209S103 4/26/2007 Smoke S/H Yes Against For Cease Add Campaigns Oriented to Altria Group, Inc. MO 02209S103 4/26/2007 Prevent Youth Smoking S/H Yes Against For Cease Production, Promotion, and Altria Group, Inc. MO 02209S103 4/26/2007 Marketing of Tobacco Products S/H Yes Against For Altria Group, Inc. MO 02209S103 4/26/2007 Adopt Animal Welfare Policy S/H Yes Against For Altria Group, Inc. MO 02209S103 4/26/2007 Provide for Cumulative Voting S/H Yes For Against Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director Elizabeth E. Bailey Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director Harold Brown Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director Mathis Cabiallavetta Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director Louis C. Camilleri Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director J. Dudley Fishburn Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director Robert E. R. Huntley Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director Thomas W. Jones Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director George Munoz Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director Lucio A. Noto Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director John S. Reed Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Elect Director Stephen M. Wolf Issuer Yes For For Altria Group, Inc. MO 02209S103 4/26/2007 Ratify Auditors Issuer Yes For For Avery Dennison Corp. AVY 053611109 4/26/2007 Elect Director Rolf Borjesson Issuer Yes For For Avery Dennison Corp. AVY 053611109 4/26/2007 Elect Director Peter W. Mullin Issuer Yes For For Avery Dennison Corp. AVY 053611109 4/26/2007 Elect Director Patrick T. Siewert Issuer Yes For For Avery Dennison Corp. AVY 053611109 4/26/2007 Ratify Auditors Issuer Yes For For Corning Inc. GLW 219350105 4/26/2007 Declassify the Board of Directors S/H Yes For Against Corning Inc. GLW 219350105 4/26/2007 Elect Director Robert F. Cummings, Jr. Issuer Yes For For Corning Inc. GLW 219350105 4/26/2007 Ratify Auditors Issuer Yes For For Corning Inc. GLW 219350105 4/26/2007 Elect Director Eugene C. Sit Issuer Yes Withhold Against Corning Inc. GLW 219350105 4/26/2007 Elect Director William D. Smithburg Issuer Yes Withhold Against Corning Inc. GLW 219350105 4/26/2007 Elect Director Hansel E. Tookes Ii Issuer Yes Withhold Against Corning Inc. GLW 219350105 4/26/2007 Elect Director Wendell P. Weeks Issuer Yes Withhold Against E.W. Scripps Co. (The) SSP 811054204 4/26/2007 Elect Director David A. Galloway Issuer Yes For For E.W. Scripps Co. (The) SSP 811054204 4/26/2007 Elect Director Nicholas B. Paumgarten Issuer Yes For For E.W. Scripps Co. (The) SSP 811054204 4/26/2007 Elect Director Ronald W. Tysoe Issuer Yes For For E.W. Scripps Co. (The) SSP 811054204 4/26/2007 Elect Director Julie A. Wrigley Issuer Yes For For Performance-Based and/or Time-Based Edison International EIX 281020107 4/26/2007 Equity Awards S/H Yes Against For Edison International EIX 281020107 4/26/2007 Elect Director John E. Bryson Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director Vanessa C.L. Chang Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director France A. Cordova Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director Charles B. Curtis Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director Bradford M. Freeman Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director Luis G. Nogales Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director Ronald L. Olson Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director James M. Rosser Issuer Yes For For Elect Director Richard T. Schlosberg, Edison International EIX 281020107 4/26/2007 III Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director Robert H. Smith Issuer Yes For For Edison International EIX 281020107 4/26/2007 Elect Director Thomas C. Sutton Issuer Yes For For Edison International EIX 281020107 4/26/2007 Ratify Auditors Issuer Yes For For Edison International EIX 281020107 4/26/2007 Approve Omnibus Stock Plan Issuer Yes For For Harrah's Entertainment, Inc. HET 413619107 4/26/2007 Elect Director Stephen F. Bollenbach Issuer Yes For For Harrah's Entertainment, Inc. HET 413619107 4/26/2007 Elect Director Ralph Horn Issuer Yes For For Harrah's Entertainment, Inc. HET 413619107 4/26/2007 Elect Director Gary W. Loveman Issuer Yes For For Harrah's Entertainment, Inc. HET 413619107 4/26/2007 Elect Director Boake A. Sells Issuer Yes For For Harrah's Entertainment, Inc. HET 413619107 4/26/2007 Ratify Auditors Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Elect Director David A. Jones, Jr. Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Elect Director Frank A. D'Amelio Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Elect Director W. Roy Dunbar Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Elect Director Kurt J. Hilzinger Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Elect Director Michael B. McCallister Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Elect Director James J. O'Brien Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Elect Director W. Ann Reynolds Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Elect Director James O. Robbins Issuer Yes For For Humana Inc. HUM 444859102 4/26/2007 Ratify Auditors Issuer Yes For For Submit Supplemental Executive Johnson & Johnson JNJ 478160104 4/26/2007 Retirement Plans to Shareholder vote S/H Yes Against For Require a Majority Vote for the Johnson & Johnson JNJ 478160104 4/26/2007 Election of Directors S/H Yes For Against Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director Mary Sue Coleman Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director James G. Cullen Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director Michael M.E. Johns Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director Arnold G. Langbo Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director Susan L. Lindquist Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director Leo F. Mullin Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director Christine A. Poon Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director Charles Prince Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director Steven S Reinemund Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director David Satcher Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Elect Director William C. Weldon Issuer Yes For For Johnson & Johnson JNJ 478160104 4/26/2007 Ratify Auditors Issuer Yes For For Kimberly-Clark Corp. KMB 494368103 4/26/2007 Adopt ILO Standards S/H Yes Against For Report on Feasibility of Phasing Out Kimberly-Clark Corp. KMB 494368103 4/26/2007 the Use of Non-certified Wood Fiber S/H Yes Against For Kimberly-Clark Corp. KMB 494368103 4/26/2007 Adopt Simple Majority Vote S/H Yes For Against Kimberly-Clark Corp. KMB 494368103 4/26/2007 Elect Director James M. Jenness Issuer Yes For For Kimberly-Clark Corp. KMB 494368103 4/26/2007 Elect Director Linda Johnson Rice Issuer Yes For For Kimberly-Clark Corp. KMB 494368103 4/26/2007 Elect Director Marc J. Shapiro Issuer Yes For For Kimberly-Clark Corp. KMB 494368103 4/26/2007 Ratify Auditors Issuer Yes For For Kimberly-Clark Corp. KMB 494368103 4/26/2007 Declassify the Board of Directors Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Report on Animal Testing Policies S/H Yes Against For Pfizer Inc. PFE 717081103 4/26/2007 Amend Animal Welfare Policy S/H Yes Against For Require Director Nominee Pfizer Inc. PFE 717081103 4/26/2007 Qualifications S/H Yes Against For Restore or Provide for Cumulative Pfizer Inc. PFE 717081103 4/26/2007 Voting S/H Yes For Against Pfizer Inc. PFE 717081103 4/26/2007 Elect Director Dennis A. Ausiello Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director Michael S. Brown Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director M. Anthony Burns Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director Robert N. Burt Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director W. Don Cornwell Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director William H. Gray, III Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director Constance J. Horner Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director William R. Howell Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director Jeffrey B. Kindler Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director George A. Lorch Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director Dana G. Mead Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Elect Director William C. Steere, Jr. Issuer Yes For For Pfizer Inc. PFE 717081103 4/26/2007 Ratify Auditors Issuer Yes For For Valero Energy Corp. VLO 91913Y100 4/26/2007 Establish SERP Policy S/H Yes Against For Require a Majority Vote for the Valero Energy Corp. VLO 91913Y100 4/26/2007 Election of Directors S/H Yes For Against Advisory Vote to Ratify Named Valero Energy Corp. VLO 91913Y100 4/26/2007 Executive Officers' Compensation S/H Yes For Against Valero Energy Corp. VLO 91913Y100 4/26/2007 Elect Director Ruben M. Escobedo Issuer Yes For For Valero Energy Corp. VLO 91913Y100 4/26/2007 Elect Director Robert A. Profusek Issuer Yes For For Valero Energy Corp. VLO 91913Y100 4/26/2007 Ratify Auditors Issuer Yes For For Valero Energy Corp. VLO 91913Y100 4/26/2007 Elect Director Bob Marbut Issuer Yes Withhold Against Wyeth WYE 983024100 4/26/2007 Adopt Animal Welfare Policy S/H Yes Against For Report on Policy to Limit Drug Supply Wyeth WYE 983024100 4/26/2007 to Canada S/H Yes Against For Wyeth WYE 983024100 4/26/2007 Report on Political Contributions S/H Yes Against For Company-Specific - Interlocking Wyeth WYE 983024100 4/26/2007 Directorship S/H Yes Against For Claw-back of Payments under Wyeth WYE 983024100 4/26/2007 Restatements S/H Yes For Against Disclose Information-Proposal Wyeth WYE 983024100 4/26/2007 Withdrawn. No Vote Required S/H Yes For Against Wyeth WYE 983024100 4/26/2007 Separate Chairman and CEO Positions S/H Yes For Against Advisory Vote to Ratify Named Wyeth WYE 983024100 4/26/2007 Executive Officers' Compensation S/H Yes For Against Wyeth WYE 983024100 4/26/2007 Elect Director Robert Essner Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director John D. Feerick Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Frances D. Fergusson Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Victor F. Ganzi Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Robert Langer Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director John P. Mascotte Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Raymond J. McGuire Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Mary Lake Polan Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Bernard Poussot Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Gary L. Rogers Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Ivan G. Seidenberg Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director Walter V. Shipley Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Elect Director John R. Torell III Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Ratify Auditors Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Wyeth WYE 983024100 4/26/2007 Amend Omnibus Stock Plan Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director Larry D. Brady Issuer Yes For For Elect Director Clarence P. Cazalot, Baker Hughes Incorporated BHI 057224107 4/26/2007 Jr. Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director Chad C. Deaton Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director Edward P. Djerejian Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director Anthony G. Fernandes Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director Claire W. Gargalli Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director Pierre H. Jungels Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director James A. Lash Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director James F. McCall Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director J. Larry Nichols Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director H. John Riley, Jr. Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Elect Director Charles L. Watson Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Ratify Auditors Issuer Yes For For Baker Hughes Incorporated BHI 057224107 4/26/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Separate Chairman and CEO Positions S/H Yes Against For Advisory Vote to Ratify Named Abbott Laboratories ABT 02824100 4/27/2007 Executive Officers' Compensation S/H Yes For Against Abbott Laboratories ABT 02824100 4/27/2007 Elect Director R.S. Austin Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director W.M. Daley Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director W.J. Farrell Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director H.L. Fuller Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director R.A. Gonzalez Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director D.A.L. Owen Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director B. Powell Jr. Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director W.A. Reynolds Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director R.S. Roberts Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director W.D. Smithburg Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director G.F. Tilton Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director M.D. White Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Ratify Auditors Issuer Yes For For Abbott Laboratories ABT 02824100 4/27/2007 Elect Director S.C. Scott III Issuer Yes Withhold Against Restore or Provide for Cumulative Aetna Inc. AET 00817Y108 4/27/2007 Voting S/H Yes Against For Require Director Nominee Aetna Inc. AET 00817Y108 4/27/2007 Qualifications S/H Yes Against For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Frank M. Clark Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Betsy Z. Cohen Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Molly J. Coye, M.D. Issuer Yes For For Elect Director Barbara Hackman Aetna Inc. AET 00817Y108 4/27/2007 Franklin Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Jeffrey E. Garten Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Earl G. Graves, Sr. Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Gerald Greenwald Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Ellen M. Hancock Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Edward J. Ludwig Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Joseph P. Newhouse Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Elect Director Ronald A. Williams Issuer Yes For For Aetna Inc. AET 00817Y108 4/27/2007 Ratify Auditors Issuer Yes For For Company Specific-Majority Vote Standard for the Election of Aetna Inc. AET 00817Y108 4/27/2007 Directors in Uncontested Election Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Report on Political Contributions S/H Yes Against For AT&T Inc T 00206R102 4/27/2007 Establish SERP Policy S/H Yes Against For Amend Articles/Bylaws/Charter - Call AT&T Inc T 00206R102 4/27/2007 Special Meetings S/H Yes For Against AT&T Inc T 00206R102 4/27/2007 Pay For Superior Performance S/H Yes For Against Advisory Vote to Ratify Named AT&T Inc T 00206R102 4/27/2007 Executive Officers' Compensation S/H Yes For Against AT&T Inc T 00206R102 4/27/2007 Elect Director William F. Aldinger III Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Gilbert F. Amelio Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Reuben V. Anderson Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director James H. Blanchard Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director August A. Busch III Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director James P. Kelly Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Charles F. Knight Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Jon C. Madonna Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Lynn M. Martin Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director John B. McCoy Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Mary S. Metz Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Toni Rembe Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Joyce M. Roche Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Randall L. Stephenson Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Laura D' Andrea Tyson Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Patricia P. Upton Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Elect Director Edward E. Whitacre, Jr. Issuer Yes For For AT&T Inc T 00206R102 4/27/2007 Ratify Auditors Issuer Yes For For Compensation Specific-Severance AT&T Inc T 00206R102 4/27/2007 Payments to Executives Issuer Yes For For Kellogg Co. K 487836108 4/27/2007 Prepare a Sustainability Report S/H Yes Against For Require a Majority Vote for the Kellogg Co. K 487836108 4/27/2007 Election of Directors S/H Yes For Against Kellogg Co. K 487836108 4/27/2007 Elect Director Benjamin S. Carson, Sr. Issuer Yes For For Kellogg Co. K 487836108 4/27/2007 Elect Director Gordon Gund Issuer Yes For For Kellogg Co. K 487836108 4/27/2007 Elect Director Dorothy A. Johnson Issuer Yes For For Elect Director Ann McLaughlin Kellogg Co. K 487836108 4/27/2007 Korologos Issuer Yes For For Kellogg Co. K 487836108 4/27/2007 Ratify Auditors Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director J.W. Marriott, Jr. Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director John W. Marriott, III Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Richard S. Braddock Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Lawrence W. Kellner Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Debra L. Lee Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Floretta Dukes McKenzie Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director George Munoz Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Steven S Reinemund Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Harry J. Pearce Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director William J. Shaw Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Elect Director Lawrence M. Small Issuer Yes For For Marriott International Inc. MAR 571903202 4/27/2007 Ratify Auditors Issuer Yes For For Restore or Provide for Cumulative Merrill Lynch & Co., Inc. MER 590188108 4/27/2007 Voting S/H Yes For Against Advisory Vote to Ratify Named Merrill Lynch & Co., Inc. MER 590188108 4/27/2007 Executive Officers' Compensation S/H Yes For Against Performance-Based and/or Time-Based Merrill Lynch & Co., Inc. MER 590188108 4/27/2007 Equity Awards S/H Yes For Against Merrill Lynch & Co., Inc. MER 590188108 4/27/2007 Elect Director John D. Finnegan Issuer Yes For For Merrill Lynch & Co., Inc. MER 590188108 4/27/2007 Elect Director Joseph W. Prueher Issuer Yes For For Merrill Lynch & Co., Inc. MER 590188108 4/27/2007 Elect Director Ann N. Reese Issuer Yes For For Merrill Lynch & Co., Inc. MER 590188108 4/27/2007 Ratify Auditors Issuer Yes For For XL Capital Ltd XL G98255105 4/27/2007 Elect Director Joseph Mauriello Issuer Yes For For XL Capital Ltd XL G98255105 4/27/2007 Elect Director Eugene M. Mcquade Issuer Yes For For XL Capital Ltd XL G98255105 4/27/2007 Elect Director Robert S. Parker Issuer Yes For For XL Capital Ltd XL G98255105 4/27/2007 Elect Director Alan Z. Senter Issuer Yes For For TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR XL Capital Ltd XL G98255105 4/27/2007 ENDING DECEMBER 31, 2007. Issuer Yes For For Harley-Davidson, Inc. HOG 412822108 4/28/2007 Elect Director Barry K. Allen Issuer Yes For For Harley-Davidson, Inc. HOG 412822108 4/28/2007 Elect Director Richard I. Beattie Issuer Yes For For Harley-Davidson, Inc. HOG 412822108 4/28/2007 Elect Director Judson C. Green Issuer Yes For For Harley-Davidson, Inc. HOG 412822108 4/28/2007 Ratify Auditors Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Report on Foreign Arms Sales S/H Yes Against For The Boeing Co. BA 097023105 4/30/2007 Adopt Human Rights Policy S/H Yes Against For The Boeing Co. BA 097023105 4/30/2007 Report on Charitable Contributions S/H Yes Against For The Boeing Co. BA 097023105 4/30/2007 Separate Chairman and CEO Positions S/H Yes Against For Submit Shareholder Rights Plan The Boeing Co. BA 097023105 4/30/2007 (Poison Pill) to Shareholder Vote S/H Yes Against For Claw-back of Payments under The Boeing Co. BA 097023105 4/30/2007 Restatements S/H Yes Against For The Boeing Co. BA 097023105 4/30/2007 Report on Political Contributions S/H Yes For Against Advisory Vote to Ratify Named The Boeing Co. BA 097023105 4/30/2007 Executive Officers' Compensation S/H Yes For Against Performance-Based and/or Time-Based The Boeing Co. BA 097023105 4/30/2007 Equity Awards S/H Yes For Against The Boeing Co. BA 097023105 4/30/2007 Elect Director John H. Biggs Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director John E. Bryson Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director Arthur D. Collins, Jr. Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director Linda Z. Cook Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director William M. Daley Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director Kenneth M. Duberstein Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director John F. McDonnell Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director W. James McNerney, Jr. Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director Richard D. Nanula Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director Rozanne L. Ridgway Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Elect Director Mike S. Zafirovski Issuer Yes For For The Boeing Co. BA 097023105 4/30/2007 Ratify Auditors Issuer Yes For For Allergan, Inc. AGN 018490102 5/1/2007 Elect Director Michael R. Gallagher Issuer Yes For For Allergan, Inc. AGN 018490102 5/1/2007 Elect Director Gavin S. Herbert Issuer Yes For For Allergan, Inc. AGN 018490102 5/1/2007 Elect Director Stephen J. Ryan Issuer Yes For For Allergan, Inc. AGN 018490102 5/1/2007 Ratify Auditors Issuer Yes For For Baxter International Inc. BAX 071813109 5/1/2007 Elect Director Blake E. Devitt Issuer Yes For For Baxter International Inc. BAX 071813109 5/1/2007 Elect Director John D. Forsyth Issuer Yes For For Baxter International Inc. BAX 071813109 5/1/2007 Elect Director Gail D. Fosler Issuer Yes For For Baxter International Inc. BAX 071813109 5/1/2007 Elect Director Carole J. Shapazian Issuer Yes For For Baxter International Inc. BAX 071813109 5/1/2007 Ratify Auditors Issuer Yes For For Baxter International Inc. BAX 071813109 5/1/2007 Approve Omnibus Stock Plan Issuer Yes For For Increase Disclosure of Executive Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Compensation S/H Yes Against For Claw-back of Payments under Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Restatements S/H Yes Against For Restore or Provide for Cumulative Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Voting S/H Yes For Against Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director Lewis B. Campbell Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director James M. Cornelius Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director Louis J. Freeh Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director Laurie H. Glimcher Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director Michael Grobstein Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director Leif Johansson Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director James D. Robinson III Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director Vicki L. Sato Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Elect Director R. Sanders Williams Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Ratify Auditors Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Approve Omnibus Stock Plan Issuer Yes For For Bristol-Myers Squibb Co. BMY 110122108 5/1/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Liberty Media Holding Corp LCAPA 53071M302 5/1/2007 Approve Omnibus Stock Plan Issuer Yes Against Against Liberty Media Holding Corp LCAPA 53071M302 5/1/2007 Elect Director Robert R. Bennett Issuer Yes For For Liberty Media Holding Corp LCAPA 53071M302 5/1/2007 Elect Director Paul A. Gould Issuer Yes For For Liberty Media Holding Corp LCAPA 53071M302 5/1/2007 Elect Director John C. Malone Issuer Yes For For Liberty Media Holding Corp LCAPA 53071M302 5/1/2007 Ratify Auditors Issuer Yes For For Peabody Energy Corp. BTU 704549104 5/1/2007 Declassify the Board of Directors S/H Yes For Against Peabody Energy Corp. BTU 704549104 5/1/2007 Ratify Auditors Issuer Yes For For Peabody Energy Corp. BTU 704549104 5/1/2007 Elect Director William A. Coley Issuer Yes Withhold Against Peabody Energy Corp. BTU 704549104 5/1/2007 Elect Director Irl F. Engelhardt Issuer Yes Withhold Against Peabody Energy Corp. BTU 704549104 5/1/2007 Elect Director William C. Rusnack Issuer Yes Withhold Against Peabody Energy Corp. BTU 704549104 5/1/2007 Elect Director John F. Turner Issuer Yes Withhold Against Peabody Energy Corp. BTU 704549104 5/1/2007 Elect Director Alan H. Washkowitz Issuer Yes Withhold Against Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director Nina V. Fedoroff Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director David R. Harvey Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director W. Lee McCollum Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director Jai P. Nagarkatti Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director Avi M. Nash Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director William C. O'Neil, Jr. Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director Steven M. Paul Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director J. Pedro Reinhard Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director Timothy R.G. Sear Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director D. Dean Spatz Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Elect Director Barrett A. Toan Issuer Yes For For Sigma-Aldrich Corp. SIAL 826552101 5/1/2007 Ratify Auditors Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Alan L. Beller Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director John H. Dasburg Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Janet M. Dolan Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Kenneth M. Duberstein Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Jay S. Fishman Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Lawrence G. Graev Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Patricia L. Higgins Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Thomas R. Hodgson Issuer Yes For For Elect Director Cleve L. The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Killingsworth, Jr. Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Robert I. Lipp Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Blythe J. McGarvie Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Glen D. Nelson, M.D. Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Elect Director Laurie J. Thomsen Issuer Yes For For The Travelers Companies, Inc. TRV 89417E109 5/1/2007 Ratify Auditors Issuer Yes For For Company Specific- Majority Vote for The Travelers Companies, Inc. TRV 89417E109 5/1/2007 the Election of Directors Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Report on Emissions S/H Yes Against For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director John Whitmire Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director J. Brett Harvey Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director William E. Davis Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director Raj K. Gupta Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director Patricia A. Hammick Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director David C. Hardesty, Jr. Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director John T. Mills Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director William P. Powell Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director Joseph T. Williams Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Ratify Auditors Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Amend Omnibus Stock Plan Issuer Yes For For Consol Energy, Inc. CNX 20854P109 5/1/2007 Elect Director James E. Altmeyer, Sr. Issuer Yes Withhold Against AGL Resources Inc. ATG 001204106 5/2/2007 Elect Director Thomas D. Bell, Jr. Issuer Yes For For AGL Resources Inc. ATG 001204106 5/2/2007 Elect Director Michael J. Durham Issuer Yes For For AGL Resources Inc. ATG 001204106 5/2/2007 Elect Director Charles H. Mctier Issuer Yes For For AGL Resources Inc. ATG 001204106 5/2/2007 Elect Director Dean R. O'Hare Issuer Yes For For AGL Resources Inc. ATG 001204106 5/2/2007 Elect Director D. Raymond Riddle Issuer Yes For For AGL Resources Inc. ATG 001204106 5/2/2007 Elect Director Felker W. Ward, Jr. Issuer Yes For For AGL Resources Inc. ATG 001204106 5/2/2007 Approve Omnibus Stock Plan Issuer Yes For For AGL Resources Inc. ATG 001204106 5/2/2007 Ratify Auditors Issuer Yes For For Allegheny Technologies, Inc. ATI 01741R102 5/2/2007 Prepare a Sustainability Report S/H Yes Against For Allegheny Technologies, Inc. ATI 01741R102 5/2/2007 Elect Director H. Kent Bowen Issuer Yes For For Allegheny Technologies, Inc. ATI 01741R102 5/2/2007 Elect Director L. Patrick Hassey Issuer Yes For For Allegheny Technologies, Inc. ATI 01741R102 5/2/2007 Elect Director John D. Turner Issuer Yes For For Allegheny Technologies, Inc. ATI 01741R102 5/2/2007 Approve Omnibus Stock Plan Issuer Yes For For Allegheny Technologies, Inc. ATI 01741R102 5/2/2007 Ratify Auditors Issuer Yes For For Brunswick Corp. BC 117043109 5/2/2007 Elect Director Nolan D. Archibald Issuer Yes For For Brunswick Corp. BC 117043109 5/2/2007 Elect Director Jeffrey L. Bleustein Issuer Yes For For Brunswick Corp. BC 117043109 5/2/2007 Elect Director Graham H. Phillips Issuer Yes For For Brunswick Corp. BC 117043109 5/2/2007 Elect Director Lawrence A. Zimmerman Issuer Yes For For Brunswick Corp. BC 117043109 5/2/2007 Ratify Auditors Issuer Yes For For Fluor Corp. FLR 343412102 5/2/2007 Elect Director James T. Hackett Issuer Yes For For Fluor Corp. FLR 343412102 5/2/2007 Elect Director Kent Kresa Issuer Yes For For Fluor Corp. FLR 343412102 5/2/2007 Elect Director Lord Robin W. Renwick Issuer Yes For For Fluor Corp. FLR 343412102 5/2/2007 Elect Director Peter S. Watson Issuer Yes For For Fluor Corp. FLR 343412102 5/2/2007 Ratify Auditors Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Pay For Superior Performance S/H Yes For Against Performance-Based and/or Equity Based General Dynamics Corp. GD 369550108 5/2/2007 Awards S/H Yes For Against General Dynamics Corp. GD 369550108 5/2/2007 Elect Director Nicholas D. Chabraja Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director James S. Crown Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director William P. Fricks Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director Charles H. Goodman Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director Jay L. Johnson Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director George A. Joulwan Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director Paul G. Kaminski Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director John M. Keane Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director Deborah J. Lucas Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director Lester L. Lyles Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director Carl E. Mundy, Jr. Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Elect Director Robert Walmsley Issuer Yes For For General Dynamics Corp. GD 369550108 5/2/2007 Ratify Auditors Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Report on Charitable Contributions S/H Yes Against For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director Dina Dublon Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director Victor J. Dzau, M.D. Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director Ray L. Hunt Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director Alberto Ibarguen Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director Arthur C. Martinez Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director Indra K. Nooyi Issuer Yes For For Elect Director Sharon Percy PepsiCo, Inc. PEP 713448108 5/2/2007 Rockefeller Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director James J. Schiro Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director Daniel Vasella Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Elect Director Michael D. White Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Ratify Auditors Issuer Yes For For PepsiCo, Inc. PEP 713448108 5/2/2007 Approve Omnibus Stock Plan Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Separate Chairman and CEO Positions S/H Yes Against For Restore or Provide for Cumulative Raytheon Co. RTN 755111507 5/2/2007 Voting S/H Yes For Against Submit Supplemental Executive Raytheon Co. RTN 755111507 5/2/2007 Retirement Plans to Shareholder vote S/H Yes For Against Raytheon Co. RTN 755111507 5/2/2007 Elect Director Barbara M. Barrett Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Elect Director Vernon E. Clark Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Elect Director John M. Deutch Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Elect Director Frederic M. Poses Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Elect Director Michael C. Ruettgers Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Elect Director Ronald L. Skates Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Elect Director William R. Spivey Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Elect Director Linda G. Stuntz Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Elect Director William H. Swanson Issuer Yes For For Raytheon Co. RTN 755111507 5/2/2007 Ratify Auditors Issuer Yes For For TECO Energy, Inc. TE 872375100 5/2/2007 Elect Director Joseph P. Lacher Issuer Yes For For TECO Energy, Inc. TE 872375100 5/2/2007 Elect Director Tom L. Rankin Issuer Yes For For TECO Energy, Inc. TE 872375100 5/2/2007 Elect Director William D. Rockford Issuer Yes For For TECO Energy, Inc. TE 872375100 5/2/2007 Elect Director J. Thomas Touchton Issuer Yes For For TECO Energy, Inc. TE 872375100 5/2/2007 Ratify Auditors Issuer Yes For For Amend EEO Policy to Reference Expeditors International of Discrimination based on Sexual Washington, Inc. EXPD 302130109 5/2/2007 Orientation S/H Yes For Against Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Approve Stock Option Plan Issuer Yes Against Against Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director Peter J. Rose Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director James L.K. Wang Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director R. Jordan Gates Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director James J. Casey Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director Dan P. Kourkoumelis Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director Michael J. Malone Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director John W. Meisenbach Issuer Yes For For Expeditors International of Amend Qualified Employee Stock Washington, Inc. EXPD 302130109 5/2/2007 Purchase Plan Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Ratify Auditors Issuer Yes For For Compensation Specific-Adopt Policy Broadcom Corp. BRCM 111320107 5/2/2007 Concerning Backdating Controversy S/H Yes For Against Amend Qualified Employee Stock Broadcom Corp. BRCM 111320107 5/2/2007 Purchase Plan Issuer Yes Against Against Broadcom Corp. BRCM 111320107 5/2/2007 Amend Omnibus Stock Plan Issuer Yes Against Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director George L. Farinsky Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Nancy H. Handel Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Scott A. McGregor Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Robert E. Switz Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Ratify Auditors Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Maureen E. Grzelakowski Issuer Yes Withhold Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director John Major Issuer Yes Withhold Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Alan E. Ross Issuer Yes Withhold Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Henry Samueli, Ph.D. Issuer Yes Withhold Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Werner F. Wolfen Issuer Yes Withhold Against Kohl's Require a Majority Vote for the Corp. KSS 500255104 5/2/2007 Election of Directors S/H Yes For Against Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Steven A. Burd Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Wayne Embry Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director James D. Ericson Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director John F. Herma Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director William S. Kellogg Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Kevin Mansell Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director R. Lawrence Montgomery Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Frank V. Sica Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Peter M. Sommerhauser Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Stephen E. Watson Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director R. Elton White Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Ratify Auditors Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Amend Omnibus Stock Plan Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Kohl's Company Specific-Adopt Majority Vote Corp. KSS 500255104 5/2/2007 for Election of Directors Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Elect Director Hector de J. Ruiz Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Elect Director W. Michael Barnes Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Elect Director Bruce L. Claflin Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Elect Director H. Paulett Eberhart Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Elect Director Robert B. Palmer Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Elect Director John E. Caldwell Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Elect Director Morton L. Topfer Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Ratify Auditors Issuer Yes For For Advanced Micro Devices, Inc. AMD 007903107 5/3/2007 Increase Authorized Common Stock Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Pay For Superior Performance S/H Yes For Against Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director W. Don Cornwell Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Edward T. Fogarty Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Fred Hassan Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Andrea Jung Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Maria Elena Lagomasino Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Ann S. Moore Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Paul S. Pressler Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Gary M. Rodkin Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Paula Stern Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Elect Director Lawrence A. Weinbach Issuer Yes For For Avon Products, Inc. AVP 054303102 5/3/2007 Ratify Auditors Issuer Yes For For Amend Articles/Bylaws/Charter-Adopt Avon Products, Inc. AVP 054303102 5/3/2007 Majority Voting Issuer Yes For For Amend EEO Statement to Include Robert Half International Inc. RHI 770323103 5/3/2007 Reference to Sexual Orientation S/H Yes Against For Robert Half International Inc. RHI 770323103 5/3/2007 Elect Director Andrew S. Berwick, Jr. Issuer Yes For For Robert Half International Inc. RHI 770323103 5/3/2007 Elect Director Frederick P. Furth Issuer Yes For For Robert Half International Inc. RHI 770323103 5/3/2007 Elect Director Edward W. Gibbons Issuer Yes For For Robert Half International Inc. RHI 770323103 5/3/2007 Elect Director Harold M. Messmer, Jr. Issuer Yes For For Robert Half International Inc. RHI 770323103 5/3/2007 Elect Director Thomas J. Ryan Issuer Yes For For Robert Half International Inc. RHI 770323103 5/3/2007 Elect Director J. Stephen Schaub Issuer Yes For For Robert Half International Inc. RHI 770323103 5/3/2007 Elect Director M. Keith Waddell Issuer Yes For For Robert Half International Inc. RHI 770323103 5/3/2007 Ratify Auditors Issuer Yes For For Sovereign Bancorp, Inc. SOV 845905108 5/3/2007 Elect Director P. Michael Ehlerman Issuer Yes For For Sovereign Bancorp, Inc. SOV 845905108 5/3/2007 Elect Director Andrew C. Hove, Jr. Issuer Yes For For Sovereign Bancorp, Inc. SOV 845905108 5/3/2007 Elect Director Juan Rodriguez-Inciarte Issuer Yes For For Sovereign Bancorp, Inc. SOV 845905108 5/3/2007 Ratify Auditors Issuer Yes For For Opt Out of State's Control Share Sovereign Bancorp, Inc. SOV 845905108 5/3/2007 Acquisition Law Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Limit Executive Compensation S/H Yes Against For Disclose Information on Compensation Verizon Communications VZ 92343V104 5/3/2007 Consultant S/H Yes Against For Verizon Communications VZ 92343V104 5/3/2007 Adopt Policy on Overboarded Director S/H Yes Against For Verizon Communications VZ 92343V104 5/3/2007 Approve Terms of Existing Poison Pill S/H Yes Against For Verizon Communications VZ 92343V104 5/3/2007 Report on Charitable Contributions S/H Yes Against For Eliminate or Restrict Severance Verizon Communications VZ 92343V104 5/3/2007 Agreements (Change-in-Control) S/H Yes For Against Advisory Vote to Ratify Named Verizon Communications VZ 92343V104 5/3/2007 Executive Officer's Compensation S/H Yes For Against Verizon Communications VZ 92343V104 5/3/2007 Elect Director Richard L. Carrion Issuer Yes Against Against Verizon Communications VZ 92343V104 5/3/2007 Elect Director Robert W. Lane Issuer Yes Against Against Verizon Communications VZ 92343V104 5/3/2007 Elect Director Joseph Neubauer Issuer Yes Against Against Verizon Communications VZ 92343V104 5/3/2007 Elect Director Clarence Otis, Jr. Issuer Yes Against Against Verizon Communications VZ 92343V104 5/3/2007 Elect Director Ivan G. Seidenberg Issuer Yes Against Against Verizon Communications VZ 92343V104 5/3/2007 Elect Director Walter V. Shipley Issuer Yes Against Against Verizon Communications VZ 92343V104 5/3/2007 Elect Director John R. Stafford Issuer Yes Against Against Verizon Communications VZ 92343V104 5/3/2007 Elect Director James R. Barker Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Elect Director M. Frances Keeth Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Elect Director Sandra O. Moose Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Elect Director Donald T. Nicolaisen Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Elect Director Thomas H. O'Brien Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Elect Director Hugh B. Price Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Elect Director John W. Snow Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Elect Director Robert D. Storey Issuer Yes For For Verizon Communications VZ 92343V104 5/3/2007 Ratify Auditors Issuer Yes For For Amend Articles/Bylaws/Charter -- Call Colgate-Palmolive Co. CL 194162103 5/3/2007 Special Meetings S/H Yes For Against Colgate-Palmolive Co. CL 194162103 5/3/2007 Pay for Superior Performance S/H Yes For Against Colgate-Palmolive Co. CL 194162103 5/3/2007 Elect Director John T. Cahill Issuer Yes For For Colgate-Palmolive Co. CL 194162103 5/3/2007 Elect Director Jill K. Conway Issuer Yes For For Colgate-Palmolive Co. CL 194162103 5/3/2007 Elect Director Ellen M. Hancock Issuer Yes For For Colgate-Palmolive Co. CL 194162103 5/3/2007 Elect Director David W. Johnson Issuer Yes For For Colgate-Palmolive Co. CL 194162103 5/3/2007 Elect Director Richard J. Kogan Issuer Yes For For Colgate-Palmolive Co. CL 194162103 5/3/2007 Elect Director Delano E. Lewis Issuer Yes For For Colgate-Palmolive Co. CL 194162103 5/3/2007 Elect Director Reuben Mark Issuer Yes For For Colgate-Palmolive Co. CL 194162103 5/3/2007 Elect Director J. Pedro Reinhard Issuer Yes For For Colgate-Palmolive Co. CL 194162103 5/3/2007 Ratify Auditors Issuer Yes For For Limit Composition of Committee(s) to EMC Corp. EMC 268648102 5/3/2007 Independent Directors S/H Yes Against For EMC Corp. EMC 268648102 5/3/2007 Pay For Superior Performance S/H Yes Against For Require a Majority Vote for the EMC Corp. EMC 268648102 5/3/2007 Election of Directors S/H Yes For Against Company Specific-Adopt Simple EMC Corp. EMC 268648102 5/3/2007 Majority Vote S/H Yes For Against EMC Corp. EMC 268648102 5/3/2007 Elect Director Michael W. Brown Issuer Yes For For EMC Corp. EMC 268648102 5/3/2007 Elect Director John R. Egan Issuer Yes For For EMC Corp. EMC 268648102 5/3/2007 Elect Director David N. Strohm Issuer Yes For For EMC Corp. EMC 268648102 5/3/2007 Ratify Auditors Issuer Yes For For EMC Corp. EMC 268648102 5/3/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock EMC Corp. EMC 268648102 5/3/2007 Purchase Plan Issuer Yes For For EMC Corp. EMC 268648102 5/3/2007 Declassify the Board of Directors Issuer Yes For For Require a Majority Vote for the Union Pacific Corp. UNP 907818108 5/3/2007 Election of Directors S/H Yes For Against Union Pacific Corp. UNP 907818108 5/3/2007 Report on Political Contributions S/H Yes For Against Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Andrew H. Card, Jr. Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Erroll B. Davis, Jr. Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Thomas J. Donohue Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Archie W. Dunham Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Judith Richards Hope Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Charles C. Krulak Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Michael W. McConnell Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Thomas F. McLarty III Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director Steven R. Rogel Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Elect Director James R. Young Issuer Yes For For Union Pacific Corp. UNP 907818108 5/3/2007 Ratify Auditors Issuer Yes For For Ecolab, Inc. ECL 278865100 5/4/2007 Elect Director Richard U. DeSchutter Issuer Yes For For Ecolab, Inc. ECL 278865100 5/4/2007 Elect Director Joel W. Johnson Issuer Yes For For Ecolab, Inc. ECL 278865100 5/4/2007 Elect Director Beth M. Pritchard Issuer Yes For For Ecolab, Inc. ECL 278865100 5/4/2007 Elect Director Hans Van Bylen Issuer Yes For For Ecolab, Inc. ECL 278865100 5/4/2007 Ratify Auditors Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Report on Political Contributions S/H Yes Against For Entergy Corp. ETR 29364G103 5/4/2007 Limit Executive Compensation S/H Yes Against For Elect Director Maureen Scannell Entergy Corp. ETR 29364G103 5/4/2007 Bateman Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director W. Frank Blount Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director Simon D. DeBree Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director Gary W. Edwards Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director Alexis M. Herman Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director Donald C. Hintz Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director J. Wayne Leonard Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director Stuart L. Levenick Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director James R. Nichols Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director William A. Percy, II Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director W.J. Tauzin Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Elect Director Steven V. Wilkinson Issuer Yes For For Entergy Corp. ETR 29364G103 5/4/2007 Ratify Auditors Issuer Yes For For FMC Technologies, Inc. FTI 30249U101 5/4/2007 Elect Director Asbjorn Larsen Issuer Yes For For FMC Technologies, Inc. FTI 30249U101 5/4/2007 Elect Director Joseph H. Netherland Issuer Yes For For FMC Technologies, Inc. FTI 30249U101 5/4/2007 Elect Director James R. Thompson Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director William F. Aldinger Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director Michael J. Birck Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director Marvin D. Brailsford Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director Susan Crown Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director Don H. Davis, Jr. Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director Robert C. McCormack Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director Robert S. Morrison Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director James A. Skinner Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director Harold B. Smith Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Elect Director David B. Speer Issuer Yes For For Illinois Tool Works Inc. ITW 452308109 5/4/2007 Ratify Auditors Issuer Yes For For Publish a Scientific Global Warming Occidental Petroleum Corp. OXY 674599105 5/4/2007 Report S/H Yes Against For Advisory Vote to Ratify Named Occidental Petroleum Corp. OXY 674599105 5/4/2007 Executive Officers Compensation S/H Yes For Against Performance-Based and/or Time-Based Occidental Petroleum Corp. OXY 674599105 5/4/2007 Equity Awards S/H Yes For Against Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Spencer Abraham Issuer Yes Against Against Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director John S. Chalsty Issuer Yes Against Against Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director R. Chad Dreier Issuer Yes Against Against Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Irvin W. Maloney Issuer Yes Against Against Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Rodolfo Segovia Issuer Yes Against Against Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Rosemary Tomich Issuer Yes Against Against Occidental Petroleum Corp. OXY 674599105 5/4/2007 Amend Omnibus Stock Plan Issuer Yes Against Against Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Ronald W. Burkle Issuer Yes For For Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Edward P. Djerejian Issuer Yes For For Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director John E. Feick Issuer Yes For For Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Ray R. Irani Issuer Yes For For Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Aziz D. Syriani Issuer Yes For For Occidental Petroleum Corp. OXY 674599105 5/4/2007 Elect Director Walter L. Weisman Issuer Yes For For Occidental Petroleum Corp. OXY 674599105 5/4/2007 Ratify Auditors Issuer Yes For For Motorola, Advisory Vote to Ratify Named Inc. MOT 620076109 5/7/2007 Executive Officers' Compensation S/H Yes Do Not VoNA Motorola, Claw-back of Payments under Inc. MOT 620076109 5/7/2007 Restatements S/H Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director E. Zander Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director D. Dorman Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director J. Lewent Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director T. Meredith Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director N. Negroponte Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director S. Scott, III Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director R. Sommer Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director J. Stengel Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director D. Warner, III Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director J. White Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director M. White Issuer Yes Do Not VoNA Amend Qualified Employee Stock Motorola, Inc. MOT 620076109 5/7/2007 Purchase Plan Issuer Yes Do Not VoNA Motorola, Inc. MOT 620076109 5/7/2007 Elect Director Carl C. Icahn Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director E. Zander Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director D. Dorman Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director J. Lewent Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director T. Meredith Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director N. Negroponte Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director S. Scott, III Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director R. Sommer Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director J. Stengel Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director D. Warner, III Issuer Yes For For Motorola, Inc. MOT 620076109 5/7/2007 Elect Director M. White Issuer Yes For For Motorola, Advisory Vote to Ratify Named Inc. MOT 620076109 5/7/2007 Executive Officers' Compensation S/H Yes For For Motorola, Amend Qualified Employee Stock Inc. MOT 620076109 5/7/2007 Purchase Plan Issuer Yes For NA Claw-back of Payments under Motorola, Inc. MOT 620076109 5/7/2007 Restatements S/H Yes For NA Zimmer Holdings Inc ZMH 98956P102 5/7/2007 Adopt Simple Majority Vote S/H Yes For Against Zimmer Holdings Inc ZMH 98956P102 5/7/2007 Elect Director Larry C. Glasscock Issuer Yes For For Zimmer Holdings Inc ZMH 98956P102 5/7/2007 Elect Director John L. McGoldrick Issuer Yes For For Zimmer Holdings Inc ZMH 98956P102 5/7/2007 Ratify Auditors Issuer Yes For For Zimmer Holdings Inc ZMH 98956P102 5/7/2007 Declassify the Board of Directors Issuer Yes For For International Paper Co. IP 460146103 5/7/2007 Elect Directors David J. Bronczek Issuer Yes For For International Paper Co. IP 460146103 5/7/2007 Elect Directors Martha F. Brooks Issuer Yes For For International Paper Co. IP 460146103 5/7/2007 Elect Directors Lynn Laverty Elsenhans Issuer Yes For For International Paper Co. IP 460146103 5/7/2007 Elect Directors John L. Townsend, III Issuer Yes For For International Paper Co. IP 460146103 5/7/2007 Ratify Auditors Issuer Yes For For Require a Majority Vote for the International Paper Co. IP 460146103 5/7/2007 Election of Directors S/H Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director Jeffrey M. Peek Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director Gary C. Butler Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director William M. Freeman Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director Susan Lyne Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director Marianne Miller Parrs Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director Timothy M. Ring Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director John R. Ryan Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director Seymour Sternberg Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director Peter J. Tobin Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Elect Director Lois M. Van Deusen Issuer Yes For For CIT Group Inc CIT 125581108 5/8/2007 Ratify Auditors Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Other Business Issuer Yes Against Against Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director James DeFranco Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Michael T. Dugan Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Cantey Ergen Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Charles W. Ergen Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Steven R. Goodbarn Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Gary S. Howard Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director David K. Moskowitz Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Tom A. Ortolf Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director C.Michael Schroeder Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Carl E. Vogel Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Ratify Auditors Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director Mary Taylor Behrens Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director Joseph F. Damico Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director Stephen L. Guillard Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director William H. Longfield Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director Paul A. Ormond Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director John T. Schwieters Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director Richard C. Tuttle Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director Gail R. Wilensky, Ph.D Issuer Yes For For Manor Care, Inc. HCR 564055101 5/8/2007 Elect Director Thomas L. Young Issuer Yes For For Masco Corporation MAS 574599106 5/8/2007 Elect Director Dennis W. Archer Issuer Yes For For Masco Corporation MAS 574599106 5/8/2007 Elect Director Anthony F. Earley, Jr. Issuer Yes For For Masco Corporation MAS 574599106 5/8/2007 Elect Director Lisa A. Payne Issuer Yes For For Masco Corporation MAS 574599106 5/8/2007 Elect Director Peter A. Dow Issuer Yes For For Masco Corporation MAS 574599106 5/8/2007 Ratify Auditors Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director Thomas W. Cason Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director A.D. (Pete) Correll Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director Terry G. Dallas Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director Thomas H. Johnson Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director John T. Miller Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director Edward R. Muller Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director Robert C. Murray Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director John M. Quain Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Elect Director William L. Thacker Issuer Yes For For Mirant Corp MIR.XA 60467R100 5/8/2007 Ratify Auditors Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Frederic K. Becker Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Gordon M. Bethune Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Gaston Caperton Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Gilbert F. Casellas Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director James G. Cullen Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director William H. Gray, III Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Jon F. Hanson Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Constance J. Horner Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Karl J. Krapek Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Christine A. Poon Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director Arthur F. Ryan Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Elect Director James A. Unruh Issuer Yes For For Prudential Financial Inc PRU 744320102 5/8/2007 Ratify Auditors Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director Stephen A. Wynn Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director Alvin V. Shoemaker Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director D. Boone Wayson Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Ratify Auditors Issuer Yes For For Submit Severance Agreement (Change in Exelon Corp. EXC 30161N101 5/8/2007 Control) to shareholder Vote S/H Yes For Against Exelon Corp. EXC 30161N101 5/8/2007 Elect Director Nicholas DeBenedictis Issuer Yes Against Against Exelon Corp. EXC 30161N101 5/8/2007 Elect Director Sue L. Gin Issuer Yes For For Elect Director William C. Richardson, Exelon Corp. EXC 30161N101 5/8/2007 Ph.D. Issuer Yes For For Exelon Corp. EXC 30161N101 5/8/2007 Elect Director Thomas J. Ridge Issuer Yes For For Exelon Corp. EXC 30161N101 5/8/2007 Elect Director Don Thompson Issuer Yes For For Exelon Corp. EXC 30161N101 5/8/2007 Elect Director Stephen D. Steinour Issuer Yes For For Exelon Corp. EXC 30161N101 5/8/2007 Ratify Auditors Issuer Yes For For Exelon Corp. EXC 30161N101 5/8/2007 Declassify the Board of Directors Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Pay For Superior Performance S/H Yes For Against 3M CO MMM 88579Y101 5/8/2007 Elect Director Linda G. Alvarado Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director George W. Buckley Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director Vance D. Coffman Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director Michael L. Eskew Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director W. James Farrell Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director Herbert L. Henkel Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director Edward M. Liddy Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director Robert S. Morrison Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director Aulana L. Peters Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Elect Director Rozanne L. Ridgway Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Ratify Auditors Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Reduce Supermajority Vote Requirement Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Rescind Fair Price Provision Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 3M CO MMM 88579Y101 5/8/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Boston Scientific Corp. BSX 101137107 5/8/2007 Stock Retention/Holding Period S/H Yes Against For Boston Scientific Corp. BSX 101137107 5/8/2007 Approve Repricing of Options Issuer Yes Against Against Boston Scientific Corp. BSX 101137107 5/8/2007 Other Business Issuer Yes Against Against Boston Scientific Corp. BSX 101137107 5/8/2007 Elect Director Ursula M. Burns Issuer Yes For For Boston Scientific Corp. BSX 101137107 5/8/2007 Elect Director Marye Anne Fox Issuer Yes For For Boston Scientific Corp. BSX 101137107 5/8/2007 Elect Director N.J. Nicholas, Jr. Issuer Yes For For Boston Scientific Corp. BSX 101137107 5/8/2007 Elect Director John E. Pepper Issuer Yes For For Boston Scientific Corp. BSX 101137107 5/8/2007 Declassify the Board of Directors Issuer Yes For For Boston Scientific Corp. BSX 101137107 5/8/2007 Approve Increase in Size of Board Issuer Yes For For Boston Scientific Corp. BSX 101137107 5/8/2007 Ratify Auditors Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Provide for Cumulative Voting S/H Yes Against For Loews Corp. LTR 540424108 5/8/2007 Social Proposal S/H Yes Against For Loews Corp. LTR 540424108 5/8/2007 Elect Director Ann E. Berman Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director Joseph L. Bower Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director Charles M. Diker Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director Paul J. Fribourg Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director Walter L. Harris Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director Philip A. Laskawy Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director Gloria R. Scott Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director Andrew H. Tisch Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director James S. Tisch Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Elect Director Jonathan M. Tisch Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Ratify Auditors Issuer Yes For For Loews Corp. LTR 540424108 5/8/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND Alcon Inc. ACL H01301102 5/9/2007 SUBSIDIARIES Issuer No NA APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND Alcon Inc. ACL H01301102 5/9/2007 SUBSIDIARIES Issuer No NA APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS Alcon Inc. ACL H01301102 5/9/2007 FOR THE FINANCIAL YEAR 2006 Issuer No NA APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS Alcon Inc. ACL H01301102 5/9/2007 FOR THE FINANCIAL YEAR 2006 Issuer No NA DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR Alcon Inc. ACL H01301102 5/9/2007 2006 Issuer No NA DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR Alcon Inc. ACL H01301102 5/9/2007 2006 Issuer No NA ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER SA, ZURICH, AS Alcon Inc. ACL H01301102 5/9/2007 GROUP AND PARENT COMPANY AUDITORS Issuer No NA ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER SA, ZURICH, AS Alcon Inc. ACL H01301102 5/9/2007 GROUP AND PARENT COMPANY AUDITORS Issuer No NA ELECTION OF ZENSOR REVISIONS AG, ZUG, Alcon Inc. ACL H01301102 5/9/2007 AS SPECIAL AUDITORS Issuer No NA ELECTION OF ZENSOR REVISIONS AG, ZUG, Alcon Inc. ACL H01301102 5/9/2007 AS SPECIAL AUDITORS Issuer No NA ELECTION TO THE BOARD OF DIRECTORS: Alcon Inc. ACL H01301102 5/9/2007 WERNER J. BAUER Issuer No NA ELECTION TO THE BOARD OF DIRECTORS: Alcon Inc. ACL H01301102 5/9/2007 WERNER J. BAUER Issuer No NA ELECTION TO THE BOARD OF DIRECTORS: Alcon Inc. ACL H01301102 5/9/2007 FRANCISCO CASTANER Issuer No NA ELECTION TO THE BOARD OF DIRECTORS: Alcon Inc. ACL H01301102 5/9/2007 FRANCISCO CASTANER Issuer No NA ELECTION TO THE BOARD OF DIRECTORS: Alcon Inc. ACL H01301102 5/9/2007 LODEWIJK J.R. DE VINK Issuer No NA ELECTION TO THE BOARD OF DIRECTORS: Alcon Inc. ACL H01301102 5/9/2007 LODEWIJK J.R. DE VINK Issuer No NA ELECTION TO THE BOARD OF DIRECTORS: Alcon Inc. ACL H01301102 5/9/2007 GERHARD N. MAYR Issuer No NA ELECTION TO THE BOARD OF DIRECTORS: Alcon Inc. ACL H01301102 5/9/2007 GERHARD N. MAYR Issuer No NA Alcon Inc. ACL H01301102 5/9/2007 APPROVAL OF SHARE CANCELLATION Issuer No NA Alcon Inc. ACL H01301102 5/9/2007 APPROVAL OF SHARE CANCELLATION Issuer No NA American Tower Corp. AMT 29912201 5/9/2007 Elect Director Raymond P. Dolan Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Ronald M. Dykes Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Carolyn F. Katz Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Gustavo Lara Cantu Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Pamela D.A. Reeve Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director David E. Sharbutt Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director James D. Taiclet, Jr. Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Samme L. Thompson Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Approve Omnibus Stock Plan Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Ratify Auditors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Develop an Animal Welfare Policy S/H Yes Against For Amgen, Inc. AMGN 31162100 5/9/2007 Prepare a Sustainability Report S/H Yes Against For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Frank J. Biondi, Jr. Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Jerry D. Choate Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Frank C. Herringer Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Gilbert S. Omenn Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Ratify Auditors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Declassify the Board of Directors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Declassify the Board of Directors Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Paul Berg Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John F. Cogan Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Etienne F. Davignon Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director James M. Denny Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Carla A. Hills Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John W. Madigan Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John C. Martin Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Gordon E. Moore Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Nicholas Moore Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Gayle E. Wilson Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Ratify Auditors Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Gilead Sciences, Inc. GILD 375558103 5/9/2007 Purchase Plan Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director Frank W. Blue Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director Claiborne P. Deming Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director Robert A. Hermes Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director James V. Kelley Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director R. Madison Murphy Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director William C. Nolan, Jr. Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director Ivar B. Ramberg Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director Neal E. Schmale Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Director David J. H. Smith Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Elect Directors Caroline G. Theus Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Approve Omnibus Stock Plan Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Amend Qualified Employee Stock Murphy Oil Corp. MUR 626717102 5/9/2007 Purchase Plan Issuer Yes For For Murphy Oil Corp. MUR 626717102 5/9/2007 Ratify Auditors Issuer Yes For For ConocoPhillips COP 20825C104 5/9/2007 Report on Political Contributions S/H Yes Against For ConocoPhillips COP 20825C104 5/9/2007 Report on Renewable Energy Sources S/H Yes Against For Require Director Nominee ConocoPhillips COP 20825C104 5/9/2007 Qualifications S/H Yes Against For Report on Environmental Damage from Drilling in the National Petroleum ConocoPhillips COP 20825C104 5/9/2007 Reserve S/H Yes Against For Report on Indigenous Peoples Rights ConocoPhillips COP 20825C104 5/9/2007 Policies S/H Yes Against For Report on Community Impact of ConocoPhillips COP 20825C104 5/9/2007 Operations S/H Yes Against For ConocoPhillips COP 20825C104 5/9/2007 Elect Director James E. Copeland, Jr. Issuer Yes For For ConocoPhillips COP 20825C104 5/9/2007 Elect Director Kenneth M. Duberstein Issuer Yes For For ConocoPhillips COP 20825C104 5/9/2007 Elect Director Ruth R. Harkin Issuer Yes For For ConocoPhillips COP 20825C104 5/9/2007 Elect Director William R. Rhodes Issuer Yes For For ConocoPhillips COP 20825C104 5/9/2007 Elect Director J. Stapleton Roy Issuer Yes For For ConocoPhillips COP 20825C104 5/9/2007 Elect Director William E. Wade, Jr. Issuer Yes For For ConocoPhillips COP 20825C104 5/9/2007 Ratify Auditors Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Limit Executive Compensation S/H Yes Against For CVS Caremark Corp CVS 126650100 5/9/2007 Prepare Sustainability Report S/H Yes Against For Disclose Information on Compensation CVS Caremark Corp CVS 126650100 5/9/2007 Consultant S/H Yes Against For CVS Caremark Corp CVS 126650100 5/9/2007 Separate Chairman and CEO Positions S/H Yes For Against Compensation Specific- Policy on CVS Caremark Corp CVS 126650100 5/9/2007 Stock Option Grants/Option Backdating S/H Yes For Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Roger L. Headrick Issuer Yes Against Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director C.A. Lance Piccolo Issuer Yes Against Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Edwin M. Banks Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director C. David Brown II Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Edwin Mac Crawford Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director David W. Dorman Issuer Yes For For Elect Director Kristen E. Gibney CVS Caremark Corp CVS 126650100 5/9/2007 Williams Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Marian L. Heard Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director William H. Joyce Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Jean-Pierre Million Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Terrence Murray Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Sheli Z. Rosenberg Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Thomas M. Ryan Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Richard J. Swift Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Ratify Auditors Issuer Yes For For Approve Qualified Employee Stock CVS Caremark Corp CVS 126650100 5/9/2007 Purchase Plan Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Tribune Co. TRB 896047107 5/9/2007 Declassify the Board of Directors S/H Yes For Against Tribune Co. TRB 896047107 5/9/2007 Elect Director Jeffrey Chandler Issuer Yes For For Tribune Co. TRB 896047107 5/9/2007 Elect Director William A. Osborn Issuer Yes For For Tribune Co. TRB 896047107 5/9/2007 Elect Director Miles D. White Issuer Yes For For Tribune Co. TRB 896047107 5/9/2007 Ratify Auditors Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director William Barnet, III Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director G. Alex Bernhardt, Sr. Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director Michael G. Browning Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director Phillip R. Cox Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director Ann Maynard Gray Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director James H. Hance, Jr Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director James T. Rhodes Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director James E. Rogers Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director Mary L. Schapiro Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Elect Director Dudley S. Taft Issuer Yes For For Duke Energy Corp. DUK 26441C105 5/10/2007 Ratify Auditors Issuer Yes For For Adopt Policies to Protect Freedom of Google Inc GOOG 38259P508 5/10/2007 Access to the Internet S/H Yes Against For Google Inc GOOG 38259P508 5/10/2007 Amend Omnibus Stock Plan Issuer Yes Against Against Google Inc GOOG 38259P508 5/10/2007 Elect Director Eric Schmidt Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Sergey Brin Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Larry Page Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director L. John Doerr Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director John L. Hennessy Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Arthur D. Levinson Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Ann Mather Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Paul S. Otellini Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director K. Ram Shriram Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Shirley M. Tilghman Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Ratify Auditors Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Charles R. Crisp Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Jean-Marc Forneri Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Fred W. Hatfield Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Terrence F. Martell Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Sir Robert Reid Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Frederic V. Salerno Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director R.L. Sandor Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Frederick W. Schoenhut Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Jeffrey C. Sprecher Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Judith A. Sprieser Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Elect Director Vincent Tese Issuer Yes For For IntercontinentalExchange, Inc. ICE 45865V100 5/10/2007 Ratify Auditors Issuer Yes For For Norfolk Southern Corp. NSC 655844108 5/10/2007 Elect Director Alston D. Correll Issuer Yes For For Norfolk Southern Corp. NSC 655844108 5/10/2007 Elect Director Landon Hilliard Issuer Yes For For Norfolk Southern Corp. NSC 655844108 5/10/2007 Elect Director Burton M. Joyce Issuer Yes For For Norfolk Southern Corp. NSC 655844108 5/10/2007 Elect Director Jane Margaret O' Brien Issuer Yes For For Norfolk Southern Corp. NSC 655844108 5/10/2007 Ratify Auditors Issuer Yes For For Require a Majority Vote for the Nucor Corp. NUE 670346105 5/10/2007 Election of Directors S/H Yes For Against Nucor Corp. NUE 670346105 5/10/2007 Elect Director Daniel R. DiMicco Issuer Yes For For Nucor Corp. NUE 670346105 5/10/2007 Elect Director James D. Hlavacek Issuer Yes For For Nucor Corp. NUE 670346105 5/10/2007 Elect Director Raymond J. Milchovich Issuer Yes For For Nucor Corp. NUE 670346105 5/10/2007 Ratify Auditors Issuer Yes For For Report on Remediation Policies in The Dow Chemical Company DOW 260543103 5/10/2007 Bhopal S/H Yes Against For Report on Genetically Modified The Dow Chemical Company DOW 260543103 5/10/2007 Organisms S/H Yes Against For The Dow Chemical Company DOW 260543103 5/10/2007 Report on Environmental Remediation S/H Yes Against For Evaluate Potential Links Between The Dow Chemical Company DOW 260543103 5/10/2007 Company Products and Asthma S/H Yes Against For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director Arnold A. Allemang Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director Jacqueline K. Barton Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director James A. Bell Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director Jeff M. Fettig Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director Barbara H. Franklin Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director John B. Hess Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director Andrew N. Liveris Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director Geoffery E. Merszei Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director James M. Ringler Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director Ruth G. Shaw Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Elect Director Paul G. Stern Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Ratify Auditors Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 Reduce Supermajority Vote Requirement Issuer Yes For For The Dow Chemical Company DOW 260543103 5/10/2007 WITHDRAWN Issuer Yes Withhold NA Transocean Inc. RIG G90078109 5/10/2007 ELECTION OF DIRECTOR: ROBERT L. LONG Issuer Yes For For ELECTION OF DIRECTOR: MARTIN B. Transocean Inc. RIG G90078109 5/10/2007 MCNAMARA Issuer Yes For For ELECTION OF DIRECTOR: ROBERT M. Transocean Inc. RIG G90078109 5/10/2007 SPRAGUE Issuer Yes For For ELECTION OF DIRECTOR: J. MICHAEL Transocean Inc. RIG G90078109 5/10/2007 TALBERT Issuer Yes For For APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC Transocean Inc. RIG G90078109 5/10/2007 ACCOUNTING FIRM FOR 2007. Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director Michael J. Burns Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director D. Scott Davis Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director Stuart E. Eizenstat Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director Michael L. Eskew Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director Ann M. Livermore Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director Victor A. Pelson Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director John W. Thompson Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director Carol B. Tome Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director Ben Verwaayen Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Ratify Auditors Issuer Yes For For United Parcel Service, Inc. UPS 911312106 5/10/2007 Elect Director James P. Kelly Issuer Yes Withhold Against Western Union Co WU 959802109 5/10/2007 Elect Director Dinyar S. Devitre Issuer Yes For For Western Union Co WU 959802109 5/10/2007 Elect Director Betsy D. Holden Issuer Yes For For Western Union Co WU 959802109 5/10/2007 Elect Director Christina A. Gold Issuer Yes For For Western Union Co WU 959802109 5/10/2007 Approve Omnibus Stock Plan Issuer Yes For For Western Union Co WU 959802109 5/10/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Western Union Co WU 959802109 5/10/2007 Ratify Auditors Issuer Yes For For Increase Disclosure of Executive Ford Motor Company F 345370860 5/10/2007 Compensation S/H Yes Against For Ford Motor Company F 345370860 5/10/2007 Adopt Greenhouse Gas Emissions Goals S/H Yes Against For Ford Motor Company F 345370860 5/10/2007 Report on Global Warming S/H Yes Against For Amend EEO Policy to Exclude Reference Ford Motor Company F 345370860 5/10/2007 to Sexual Orientation S/H Yes Against For Ford Motor Company F 345370860 5/10/2007 Performance-Based Awards S/H Yes Against For Report on Implications of Rising Ford Motor Company F 345370860 5/10/2007 Health Care Costs S/H Yes Against For Amend Articles/Bylaws/Charter -- Call Ford Motor Company F 345370860 5/10/2007 Special Meetings S/H Yes For Against Company-Specific -- Adopt Ford Motor Company F 345370860 5/10/2007 Recapitalization Plan S/H Yes For Against Ford Motor Company F 345370860 5/10/2007 Elect Director John R. H. Bond Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Stephen G. Butler Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Kimberly A. Casiano Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Edsel B. Ford, II Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director William Clay Ford, Jr. Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Irvine O. Hockaday, Jr. Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Richard A. Manoogian Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Ellen R. Marram Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Alan Mulally Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Homer A. Neal Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director Jorma Ollila Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Elect Director John L. Thornton Issuer Yes For For Ford Motor Company F 345370860 5/10/2007 Ratify Auditor Issuer Yes For For Report on Feasibility of Adopting a Apple, Inc. AAPL 037833100 5/10/2007 Toxic Chemical Elimination Policy S/H Yes Against For Apple, Inc. AAPL 037833100 5/10/2007 Stock Retention/Holding Period S/H Yes Against For Apple, Inc. AAPL 037833100 5/10/2007 Report on Computer Recycling Policy S/H Yes Against For Compensation Specific--Option Dating Apple, Inc. AAPL 037833100 5/10/2007 Policy S/H Yes For Against Apple, Inc. AAPL 037833100 5/10/2007 Pay For Superior Performance S/H Yes For Against Advisory Vote to Ratify Named Apple, Inc. AAPL 037833100 5/10/2007 Executive Officers' Compensation S/H Yes For Against Apple, Inc. AAPL 037833100 5/10/2007 Elect Director Steven P. Jobs Issuer Yes For For Apple, Inc. AAPL 037833100 5/10/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Apple, Inc. AAPL 037833100 5/10/2007 Purchase Plan Issuer Yes For For Amend Non-Employee Director Stock Apple, Inc. AAPL 037833100 5/10/2007 Option Plan Issuer Yes For For Apple, Inc. AAPL 037833100 5/10/2007 Ratify Auditors Issuer Yes For For Apple, Inc. AAPL 037833100 5/10/2007 Elect Director William V. Campbell Issuer Yes Withhold Against Apple, Inc. AAPL 037833100 5/10/2007 Elect Director Millard S. Drexler Issuer Yes Withhold Against Apple, Inc. AAPL 037833100 5/10/2007 Elect Director Albert A. Gore, Jr. Issuer Yes Withhold Against Elect Director Arthur D. Levinson, Apple, Inc. AAPL 037833100 5/10/2007 Ph.D. Issuer Yes Withhold Against Apple, Inc. AAPL 037833100 5/10/2007 Elect Director Eric E. Schmidt, Ph.D. Issuer Yes Withhold Against Apple, Inc. AAPL 037833100 5/10/2007 Elect Director Jerome B. York Issuer Yes Withhold Against Simon Property Group, Inc. SPG 828806109 5/10/2007 Pay for Superior Performance S/H Yes For Against Advisory Vote to Ratify Named Simon Property Group, Inc. SPG 828806109 5/10/2007 Executive Officers' Compensation S/H Yes For Against Submit Severance Agreement (Change in Simon Property Group, Inc. SPG 828806109 5/10/2007 Control) to shareholder Vote S/H Yes For Against Simon Property Group, Inc. SPG 828806109 5/10/2007 Elect Director Birch Bayh Issuer Yes For For Simon Property Group, Inc. SPG 828806109 5/10/2007 Elect Director Melvyn E. Bergstein Issuer Yes For For Simon Property Group, Inc. SPG 828806109 5/10/2007 Elect Director Linda Walker Bynoe Issuer Yes For For Simon Property Group, Inc. SPG 828806109 5/10/2007 Elect Director Karen N. Horn, Ph.D. Issuer Yes For For Simon Property Group, Inc. SPG 828806109 5/10/2007 Elect Director Reuben S. Leibowitz Issuer Yes For For Simon Property Group, Inc. SPG 828806109 5/10/2007 Elect Director J. Albert Smith, Jr. Issuer Yes For For Simon Property Group, Inc. SPG 828806109 5/10/2007 Elect Director Pieter S. van den Berg Issuer Yes For For Simon Property Group, Inc. SPG 828806109 5/10/2007 Ratify Auditors Issuer Yes For For AXIS CAPITAL HOLDINGS LTD AXS G0692U109 5/11/2007 Elect Director Geoffrey Bell Issuer Yes For For Elect Director Christopher V. AXIS CAPITAL HOLDINGS LTD AXS G0692U109 5/11/2007 Greetham Issuer Yes For For AXIS CAPITAL HOLDINGS LTD AXS G0692U109 5/11/2007 Elect Director Maurice A. Keane Issuer Yes For For AXIS CAPITAL HOLDINGS LTD AXS G0692U109 5/11/2007 Elect Director Henry B. Smith Issuer Yes For For TO APPROVE THE AXIS CAPITAL HOLDINGS LIMITED 2007 LONG-TERM EQUITY AXIS CAPITAL HOLDINGS LTD AXS G0692U109 5/11/2007 COMPENSATION PLAN. Issuer Yes For For TO ADOPT AMENDED AND RESTATED BYE-LAWS TO AMEND THE DIRECTOR AND OFFICER INDEMNITY PROVISIONS AND TO ALLOW ACQUIRED SHARES OF AXIS CAPITAL HOLDINGS LIMITED CAPITAL STOCK TO BE AXIS CAPITAL HOLDINGS LTD AXS G0692U109 5/11/2007 HELD IN TREASURY. Issuer Yes For For TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, AXIS CAPITAL HOLDINGS LTD AXS G0692U109 5/11/2007 TO SET THE Issuer Yes For For APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN Total SA (Formerly Total Fina APPLICATION OF ARTICLE 11 OF THE Elf S.A ) TOT FR000012025/11/2007 ARTICLES OF ASSOCIATION Issuer Yes Against For APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN Total SA (Formerly Total Fina APPLICATION OF ARTICLE 11 OF THE Elf S.A ) TOT FR000012025/11/2007 ARTICLES OF ASSOCIATION Issuer Yes Against For Total SA (Formerly Total Fina NEW PROCEDURE TO NOMINATE THE Elf S.A ) TOT FR000012025/11/2007 EMPLOYEE-SHAREHOLDER DIRECTOR S/H Yes For Against AUTHORIZATION TO GRANT RESTRICTED Total SA (Formerly Total Fina SHARES OF THE COMPANY TO GROUP Elf S.A ) TOT FR000012025/11/2007 EMPLOYEES S/H Yes For Against AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY S ARTICLES OF ASSOCIATION IN VIEW OF DELETING THE Total SA (Formerly Total Fina STATUTORY CLAUSE LIMITING VOTING Elf S.A ) TOT FR000012025/11/2007 RIGHTS S/H Yes For Against Total SA (Formerly Total Fina RENEWAL OF THE APPOINTMENT OF MR. Elf S.A ) TOT FR000012025/11/2007 THIERRY DESMAREST AS A DIRECTOR Issuer Yes Against Against Total SA (Formerly Total Fina RENEWAL OF THE APPOINTMENT OF MR. Elf S.A ) TOT FR000012025/11/2007 THIERRY DE RUDDER AS A DIRECTOR Issuer Yes Against Against Total SA (Formerly Total Fina RENEWAL OF THE APPOINTMENT OF MR. Elf S.A ) TOT FR000012025/11/2007 SERGE TCHURUK AS A DIRECTOR Issuer Yes Against Against APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN Total SA (Formerly Total Fina APPLICATION OF ARTICLE 11 OF THE Elf S.A ) TOT FR000012025/11/2007 ARTICLES OF ASSOCIATION Issuer Yes Against Against DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO Total SA (Formerly Total Fina CAPITAL WITHOUT PREFERENTIAL Elf S.A ) TOT FR000012025/11/2007 SUBSCRIPTION RIGHTS Issuer Yes Against Against Total SA (Formerly Total Fina APPROVAL OF PARENT COMPANY FINANCIAL Elf S.A ) TOT FR000012025/11/2007 STATEMENTS Issuer Yes For For Total SA (Formerly Total Fina APPROVAL OF CONSOLIDATED FINANCIAL Elf S.A ) TOT FR000012025/11/2007 STATEMENTS Issuer Yes For For Total SA (Formerly Total Fina ALLOCATION OF EARNINGS, DECLARATION Elf S.A ) TOT FR000012025/11/2007 OF DIVIDEND Issuer Yes For For Total SA (Formerly Total Fina AGREEMENTS COVERED BY ARTICLE L. Elf S.A ) TOT FR000012025/11/2007 225-38 OF THE FRENCH COMMERCIAL CODE Issuer Yes For For AUTHORIZATION FOR THE BOARD OF Total SA (Formerly Total Fina DIRECTORS TO TRADE SHARES OF THE Elf S.A ) TOT FR000012025/11/2007 COMPANY Issuer Yes For For Total SA (Formerly Total Fina DETERMINATION OF THE TOTAL AMOUNT OF Elf S.A ) TOT FR000012025/11/2007 DIRECTORS COMPENSATION Issuer Yes For For DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WHILE MAINTAINING Total SA (Formerly Total Fina SHAREHOLDERS PREFERENTIAL Elf S.A ) TOT FR000012025/11/2007 SUBSCRIPTION RIGHTS Issuer Yes For For DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS PROVIDED Total SA (Formerly Total Fina FOR IN ARTICLE 443-5 OF THE FRENCH Elf S.A ) TOT FR000012025/11/2007 LABOR CODE Issuer Yes For For AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY S STOCK TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF Total SA (Formerly Total Fina THE COMPANY OR OF OTHER GROUP Elf S.A ) TOT FR000012025/11/2007 COMPANIES Issuer Yes For For AUTHORIZATION TO BE GRANTED TO THE Total SA (Formerly Total Fina BOARD OF DIRECTORS TO REDUCE CAPITAL Elf S.A ) TOT FR000012025/11/2007 BY CANCELING SHARES Issuer Yes For For AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE COMPANY S ARTICLES OF ASSOCIATION WITH REGARD TO THE METHODS THAT MAY BE USED TO Total SA (Formerly Total Fina PARTICIPATE IN BOARD OF DIRECTORS Elf S.A ) TOT FR000012025/11/2007 MEETINGS Issuer Yes For For AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT NEW RULES FROM THE DECREE OF DECEMBER 11, 2006 RELATING TO THE COMPANY S BOOK-BASED SYSTEM Total SA (Formerly Total Fina FOR RECORDING SHARES FOR SHAREHOLDERS Elf S.A ) TOT FR000012025/11/2007 WISHING TO PARTICIPATE IN ANY FORM WH Issuer Yes For For AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING TO Total SA (Formerly Total Fina ELECTRONIC SIGNATURES IN THE EVENT OF Elf S.A ) TOT FR000012025/11/2007 A VOTE CAST VIA TELECOMMUNICATION Issuer Yes For For Pitney Bowes Inc. PBI 724479100 5/14/2007 Elect Director Linda G. Alvarado Issuer Yes For For Pitney Bowes Inc. PBI 724479100 5/14/2007 Elect Director Ernie Green Issuer Yes For For Pitney Bowes Inc. PBI 724479100 5/14/2007 Elect Director John S. McFarlane Issuer Yes For For Pitney Bowes Inc. PBI 724479100 5/14/2007 Elect Director Eduardo R. Menasce Issuer Yes For For Pitney Bowes Inc. PBI 724479100 5/14/2007 Ratify Auditors Issuer Yes For For Pitney Bowes Inc. PBI 724479100 5/14/2007 Approve Omnibus Stock Plan Issuer Yes For For Require Majority Vote to Elect Pitney Bowes Inc. PBI 724479100 5/14/2007 Directors in an Uncontested Election Issuer Yes For For ALLTEL Corp. AT 020039103 5/15/2007 Elect Director Scott T. Ford Issuer Yes For For ALLTEL Corp. AT 020039103 5/15/2007 Elect Director L.L Gellerstedt, III Issuer Yes For For ALLTEL Corp. AT 020039103 5/15/2007 Elect Director Emon A. Mahony, Jr. Issuer Yes For For ALLTEL Corp. AT 020039103 5/15/2007 Elect Director Ronald Townsend Issuer Yes For For ALLTEL Corp. AT 020039103 5/15/2007 Ratify Auditors Issuer Yes For For Boston Properties Inc. BXP 101121101 5/15/2007 Report on Energy Efficiency S/H Yes Against For Boston Properties Inc. BXP 101121101 5/15/2007 Declassify the Board of Directors S/H Yes For Against Boston Properties Inc. BXP 101121101 5/15/2007 Approve Omnibus Stock Plan Issuer Yes For For Boston Properties Inc. BXP 101121101 5/15/2007 Ratify Auditors Issuer Yes For For Boston Properties Inc. BXP 101121101 5/15/2007 Elect Director Mortimer B. Zuckerman Issuer Yes Withhold Against Boston Properties Inc. BXP 101121101 5/15/2007 Elect Director Carol B. Einiger Issuer Yes Withhold Against Boston Properties Inc. BXP 101121101 5/15/2007 Elect Director Richard E. Salomon Issuer Yes Withhold Against Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director Frank J. Borelli Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director Michael D. Fraizer Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director Nancy J. Karch Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director J. Robert Kerrey Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director Saiyid T. Naqvi Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director James A. Parke Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director James S. Riepe Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director Barrett A. Toan Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Elect Director Thomas B. Wheeler Issuer Yes For For Genworth Financial, Inc. GNW 37247D106 5/15/2007 Ratify Auditors Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director K. Dane Brooksher Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director Stephen L. Feinberg Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director George L. Fotiades Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director Christine N. Garvey Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director Donald P. Jacobs Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director Walter C. Rakowich Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director Nelson C. Rising Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director Jeffrey H. Schwartz Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director D. Michael Steuert Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director J. Andre Teixeira Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director Andrea M. Zulberti Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Ratify Auditors Issuer Yes For For ProLogis PLD 743410102 5/15/2007 Elect Director William D. Zollars Issuer Yes Withhold Against Sepracor Inc. SEPR 817315104 5/15/2007 Amend Omnibus Stock Plan Issuer Yes Against Against Sepracor Inc. SEPR 817315104 5/15/2007 Elect Director Digby W. Barrios Issuer Yes For For Sepracor Inc. SEPR 817315104 5/15/2007 Elect Director Alan A. Steigrod Issuer Yes For For Sepracor Inc. SEPR 817315104 5/15/2007 Ratify Auditors Issuer Yes For For Thermo Fisher Scientific Inc. TMO 883556102 5/15/2007 Elect Director Marijn E. Dekkers Issuer Yes For For Approve Qualified Employee Stock Thermo Fisher Scientific Inc. TMO 883556102 5/15/2007 Purchase Plan Issuer Yes For For Thermo Fisher Scientific Inc. TMO 883556102 5/15/2007 Ratify Auditors Issuer Yes For For XTO Energy Inc XTO 98385X106 5/15/2007 Elect Director Lane G. Collins Issuer Yes For For XTO Energy Inc XTO 98385X106 5/15/2007 Elect Director Scott G. Sherman Issuer Yes For For XTO Energy Inc XTO 98385X106 5/15/2007 Elect Director Bob R. Simpson Issuer Yes For For XTO Energy Inc XTO 98385X106 5/15/2007 Ratify Auditors Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Stock Retention/Holding Period S/H Yes Against For Danaher Corp. DHR 235851102 5/15/2007 Elect Director Steven M. Rales Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Elect Director John T. Schwieters Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Elect Director Alan G. Spoon Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Ratify Auditors Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Increase Authorized Common Stock Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Approve Omnibus Stock Plan Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Amend Deferred Compensation Plan Issuer Yes For For Put Repricing of Stock Options to JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Shareholder Vote S/H Yes Against For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Separate Chairman and CEO Positions S/H Yes Against For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Report on Political Contributions S/H Yes Against For Report on Management Initiatives to Address Links to Slavery and Human JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Rights Abuse S/H Yes Against For Performance-Based and/or Time-Based JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Equity Awards S/H Yes For Against Advisory Vote to Ratify Named JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Executive Officers' Compensation S/H Yes For Against JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Provide for Cumulative Voting S/H Yes For Against Require a Majority Vote for the JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Election of Directors S/H Yes For Against JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director Crandall C. Bowles Issuer Yes For For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director James S. Crown Issuer Yes For For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director James Dimon Issuer Yes For For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director Ellen V. Futter Issuer Yes For For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director Laban P. Jackson, Jr. Issuer Yes For For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director Robert I. Lipp Issuer Yes For For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director William C. Weldon Issuer Yes For For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Ratify Auditors Issuer Yes For For JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director Stephen B. Burke Issuer Yes Withhold Against JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director William H. Gray, III Issuer Yes Withhold Against JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director David C. Novak Issuer Yes Withhold Against JPMorgan Chase & Co. JPM 46625H100 5/15/2007 Elect Director Lee R. Raymond Issuer Yes Withhold Against Anadarko Petroleum Corp. APC 032511107 5/16/2007 Elect Director Larry Barcus Issuer Yes For For Anadarko Petroleum Corp. APC 032511107 5/16/2007 Elect Director James L. Bryan Issuer Yes For For Anadarko Petroleum Corp. APC 032511107 5/16/2007 Elect Director H. Paulett Eberhart Issuer Yes For For Anadarko Petroleum Corp. APC 032511107 5/16/2007 Elect Director James T. Hackett Issuer Yes For For Anadarko Petroleum Corp. APC 032511107 5/16/2007 Ratify Auditors Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director Thomas P. Mac Mahon Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director Kerrii B. Anderson Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director David P. King Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director Wendy E. Lane Issuer Yes For For Laboratory Corporation of Elect Director Robert E. America Holdings LH 50540R409 5/16/2007 Mittelstaedt, Jr. Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director Arthur H. Rubenstein Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director Bradford T. Smith Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director M. Smith Weikel Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director R. Sanders Williams Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Ratify Auditors Issuer Yes For For Laboratory Corporation of America Holdings LH 50540R409 5/16/2007 Elect Director Jean-Luc Belingard Issuer Yes Withhold Against Amend Reliant Energy Inc. RRI 75952B105 5/16/2007 Articles/Bylaws/Charter-Non-Routine Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Declassify the Board of Directors Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director E. William Barnett Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Sarah M. Barpoulis Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Donald J. Breeding Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Kirbyjon H. Caldwell Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Steven L. Miller Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Laree E. Perez Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Evan J. Silverstein Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Joel V. Staff Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director William L. Transier Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Sarah M. Barpoulis Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director Laree E. Perez Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Elect Director William L. Transier Issuer Yes For For Reliant Energy Inc. RRI 75952B105 5/16/2007 Ratify Auditors Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Elect Director Michael A. Rocca Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Elect Director Stefan K. Widensohler Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Approve Omnibus Stock Plan Issuer Yes For For Approve Qualified Employee Stock St. Jude Medical, Inc. STJ 790849103 5/16/2007 Purchase Plan Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Ratify Auditors Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Ramani Ayer Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Ramon De Oliveira Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Trevor Fetter Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Edward J. Kelly, III Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Paul G. Kirk, Jr. Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Thomas M. Marra Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Gail J. Mcgovern Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Michael G. Morris Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Robert W. Selander Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director Charles B. Strauss Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director H. Patrick Swygert Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Elect Director David K. Zwiener Issuer Yes For For The Hartford Financial Services Group, Inc. HIG 416515104 5/16/2007 Ratify Auditors Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Sheila P. Burke Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Victor S. Liss Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Jane G. Pisano, Ph.D. Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director George A. Schaefer, Jr. Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Jackie M. Ward Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director John E. Zuccotti Issuer Yes For For Company Specific--Approve Majority Voting for the Non- Contested Wellpoint Inc WLP 94973V107 5/16/2007 Election of Directors Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Ratify Auditors Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Limit Executive Compensation S/H Yes Against For Intel Corp. INTC 458140100 5/16/2007 Elect Director Charlene Barshefsky Issuer Yes Against Against Intel Corp. INTC 458140100 5/16/2007 Elect Director Craig R. Barrett Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Susan L. Decker Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director D. James Guzy Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Reed E. Hundt Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Paul S. Otellini Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director James D. Plummer Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director David S. Pottruck Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Jane E. Shaw Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director John L. Thornton Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director David B. Yoffie Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Ratify Auditors Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Amend Omnibus Stock Plan Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Southwest Airlines Company Specific-Adopt Simple Co. LUV 844741108 5/16/2007 Majority Vote S/H Yes Against For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director David W. Biegler Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Louis E. Caldera Issuer Yes For For Southwest Airlines Elect Director William H. Cunningham, Co. LUV 844741108 5/16/2007 Ph.D. Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Travis C. Johnson Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director John T. Montford Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Approve Omnibus Stock Plan Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Ratify Auditors Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Colleen C. Barrett Issuer Yes Withhold Against Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director C. Webb Crockett Issuer Yes Withhold Against Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Herbert D. Kelleher Issuer Yes Withhold Against Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Gary C. Kelly Issuer Yes Withhold Against Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Nancy B. Loeffler Issuer Yes Withhold Against American International Group, Performance-Based and/or Time-Based Inc. AIG 026874107 5/16/2007 Equity Awards S/H Yes For Against American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Marshall A. Cohen Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Martin S. Feldstein Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Ellen V. Futter Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Stephen L. Hammerman Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Richard C. Holbrooke Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Fred H. Langhammer Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director George L. Miles, Jr. Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Morris W. Offit Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director James F. Orr, III Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Virginia M. Rometty Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Martin J. Sullivan Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Michael H. Sutton Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Edmund S.W. Tse Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Robert B. Willumstad Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Elect Director Frank G. Zarb Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Ratify Auditors Issuer Yes For For American International Group, Inc. AIG 026874107 5/16/2007 Approve Omnibus Stock Plan Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Pay For Superior Performance S/H Yes Against For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director Stephen R. Demeritt Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director Ernest A. Gerardi, Jr. Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director Ruth Ann M. Gillis Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director Ned S. Holmes Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director Robert P. Kogod Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director James H. Polk, III Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director John C. Schweitzer Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director R. Scot Sellers Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Elect Director Robert H. Smith Issuer Yes For For Archstone Smith Trust ASN 039583109 5/16/2007 Ratify Auditors Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Elect Director Bruce L. Downey Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Elect Director Paul M. Bisaro Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Elect Director George P. Stephan Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Elect Director Harold N. Chefitz Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Elect Director Richard R. Frankovic Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Elect Director Peter R. Seaver Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Ratify Auditors Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Approve Omnibus Stock Plan Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Barr Pharmaceuticals Inc BRL 068306109 5/17/2007 Elect Director James S. Gilmore, III Issuer Yes Withhold Against Elect Director Frank Baldino, Jr., Cephalon, Inc. CEPH 156708109 5/17/2007 Ph.D. Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Elect Director William P. Egan Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Elect Director Martyn D. Greenacre Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Elect Director Vaughn M. Kailian Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Elect Director Kevin E. Moley Issuer Yes For For Elect Director Charles A. Sanders, Cephalon, Inc. CEPH 156708109 5/17/2007 M.D. Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Elect Director Gail R. Wilensky, Ph.D. Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Elect Director Dennis L. Winger Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Increase Authorized Common Stock Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Amend Omnibus Stock Plan Issuer Yes For For Cephalon, Inc. CEPH 156708109 5/17/2007 Ratify Auditors Issuer Yes For For Grant Prideco Inc GRP 38821G101 5/17/2007 Elect Director David J. Butters Issuer Yes For For Grant Prideco Inc GRP 38821G101 5/17/2007 Elect Director Eliot M. Fried Issuer Yes For For Grant Prideco Inc GRP 38821G101 5/17/2007 Elect Director Dennis R. Hendrix Issuer Yes For For Grant Prideco Inc GRP 38821G101 5/17/2007 Elect Director Harold E. Layman Issuer Yes For For Grant Prideco Inc GRP 38821G101 5/17/2007 Elect Director Michael McShane Issuer Yes For For Grant Prideco Inc GRP 38821G101 5/17/2007 Elect Director Robert K. Moses, Jr. Issuer Yes For For Grant Prideco Inc GRP 38821G101 5/17/2007 Elect Director Joseph E. Reid Issuer Yes For For Grant Prideco Inc GRP 38821G101 5/17/2007 Elect Director David A. Trice Issuer Yes For For Host Hotels & Resorts, Inc. HST 44107P104 5/17/2007 Elect Director Terence C. Golden Issuer Yes Against Against Host Hotels & Resorts, Inc. HST 44107P104 5/17/2007 Elect Director Roberts M. Baylis Issuer Yes For For Host Hotels & Resorts, Inc. HST 44107P104 5/17/2007 Elect Director Ann M. Korologos Issuer Yes For For Host Hotels & Resorts, Inc. HST 44107P104 5/17/2007 Elect Director Richard E. Marriott Issuer Yes For For Host Hotels & Resorts, Inc. HST 44107P104 5/17/2007 Elect Director Judith A. Mchale Issuer Yes For For Host Hotels & Resorts, Inc. HST 44107P104 5/17/2007 Elect Director John B. Morse Jr Issuer Yes For For Host Hotels & Resorts, Inc. HST 44107P104 5/17/2007 Elect Director Christopher J. Nassetta Issuer Yes For For Host Hotels & Resorts, Inc. HST 44107P104 5/17/2007 Ratify Auditors Issuer Yes For For Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Elect Director Robert M. Calderoni Issuer Yes For For Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Elect Director Pradeep Sindhu Issuer Yes For For Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Ratify Auditors Issuer Yes For For Republic Services, Inc. RSG 760759100 5/17/2007 Approve Omnibus Stock Plan Issuer Yes Against Against Republic Services, Inc. RSG 760759100 5/17/2007 Elect Director James E. O'Connor Issuer Yes For For Republic Services, Inc. RSG 760759100 5/17/2007 Elect Director Harris W. Hudson Issuer Yes For For Republic Services, Inc. RSG 760759100 5/17/2007 Elect Director John W. Croghan Issuer Yes For For Republic Services, Inc. RSG 760759100 5/17/2007 Elect Director W. Lee Nutter Issuer Yes For For Republic Services, Inc. RSG 760759100 5/17/2007 Elect Director Ramon A. Rodriguez Issuer Yes For For Republic Services, Inc. RSG 760759100 5/17/2007 Elect Director Allan C. Sorensen Issuer Yes For For Republic Services, Inc. RSG 760759100 5/17/2007 Elect Director Michael W. Wickham Issuer Yes For For Republic Services, Inc. RSG 760759100 5/17/2007 Ratify Auditors Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Ann Torre Bates Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Charles L. Daley Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director W.M. Diefenderfer III Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Thomas J. Fitzpatrick Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Diane Suitt Gilleland Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Earl A. Goode Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Ronald F. Hunt Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Benjamin J. Lambert III Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Albert L. Lord Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Barry A. Munitz Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director A. Alexander Porter, Jr Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Wolfgang Schoellkopf Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Steven L. Shapiro Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Elect Director Barry L. Williams Issuer Yes For For SLM Corporation SLM 78442P106 5/17/2007 Ratify Auditors Issuer Yes For For The Williams Companies, Inc. WMB 969457100 5/17/2007 Elect Director Kathleen B. Cooper Issuer Yes For For The Williams Companies, Inc. WMB 969457100 5/17/2007 Elect Director William R. Granberry Issuer Yes For For The Williams Companies, Inc. WMB 969457100 5/17/2007 Elect Director Charles M. Lillis Issuer Yes For For The Williams Companies, Inc. WMB 969457100 5/17/2007 Elect Director William G. Lowrie Issuer Yes For For The Williams Companies, Inc. WMB 969457100 5/17/2007 Ratify Auditors Issuer Yes For For The Williams Companies, Inc. WMB 969457100 5/17/2007 Approve Omnibus Stock Plan Issuer Yes For For Approve Qualified Employee Stock The Williams Companies, Inc. WMB 969457100 5/17/2007 Purchase Plan Issuer Yes For For The Charles Schwab Corp. SCHW 808513105 5/17/2007 Report on Political Contributions S/H Yes For Against Require a Majority Vote for the The Charles Schwab Corp. SCHW 808513105 5/17/2007 Election of Directors S/H Yes For Against Elect Director William F. Aldinger, The Charles Schwab Corp. SCHW 808513105 5/17/2007 III Issuer Yes For For The Charles Schwab Corp. SCHW 808513105 5/17/2007 Elect Director Donald G. Fisher Issuer Yes For For The Charles Schwab Corp. SCHW 808513105 5/17/2007 Elect Director Paula A. Sneed Issuer Yes For For Approve Qualified Employee Stock The Charles Schwab Corp. SCHW 808513105 5/17/2007 Purchase Plan Issuer Yes For For The Charles Schwab Corp. SCHW 808513105 5/17/2007 Amend Omnibus Stock Plan Issuer Yes For For Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2007 Report on Political Contributions S/H Yes For Against Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2007 Elect Director Zachary W. Carter Issuer Yes Against Against Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2007 Elect Director Oscar Fanjul Issuer Yes Against Against Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2007 Ratify Auditors Issuer Yes For For Marsh & McLennan Companies, Amend Qualified Employee Stock Inc. MMC 571748102 5/17/2007 Purchase Plan Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Patrick G. Ryan Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Gregory C. Case Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Edgar D. Jannotta Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Jan Kalff Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Lester B. Knight Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director J. Michael Losh Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director R. Eden Martin Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Andrew J. McKenna Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Robert S. Morrison Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Richard B. Myers Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Richard C. Notebaert Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director John W. Rogers, Jr. Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Gloria Santona Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Elect Director Carolyn Y. Woo Issuer Yes For For Aon Corp. AOC 037389103 5/18/2007 Ratify Auditors Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director Yves C. de Balmann Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director Douglas L. Becker Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director James T. Brady Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director Edward A. Crooke Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director James R. Curtiss Issuer Yes For For Constellation Energy Group, Elect Director Freeman A. Hrabowski, Inc. CEG 210371100 5/18/2007 III Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director Nancy Lampton Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director Robert J. Lawless Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director Lynn M. Martin Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director Mayo A. Shattuck, III Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Elect Director Michael D. Sullivan Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Ratify Auditors Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Approve Omnibus Stock Plan Issuer Yes For For Constellation Energy Group, Inc. CEG 210371100 5/18/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Limit Executive Compensation S/H Yes Against For Mattel, Inc. MAT 577081102 5/18/2007 Separate Chairman and CEO Positions S/H Yes Against For Report Progress on Improving Work and Mattel, Inc. MAT 577081102 5/18/2007 Living Conditions S/H Yes Against For Mattel, Inc. MAT 577081102 5/18/2007 Pay for Superior Performance S/H Yes For Against Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Michael J. Dolan Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Robert A. Eckert Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Frances D. Fergusson Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Tully M. Friedman Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Dominic Ng Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Andrea L. Rich Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Ronald L. Sargent Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Dean A. Scarborough Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Christopher A. Sinclair Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director G. Craig Sullivan Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Elect Director Kathy Brittain White Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Ratify Auditors Issuer Yes For For Company Specific- Approve Majority Mattel, Inc. MAT 577081102 5/18/2007 Vote and Eliminate Cumulative Voting Issuer Yes For For Mattel, Inc. MAT 577081102 5/18/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Performance-Based and/or Time-Based Schering-Plough Corp. SGP 806605101 5/18/2007 Equity Awards S/H Yes For Against Company Specific--Adopt Majority Schering-Plough Corp. SGP 806605101 5/18/2007 Voting Issuer Yes Against Against Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Hans W. Becherer Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Thomas J. Colligan Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Fred Hassan Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director C. Robert Kidder Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Philip Leder, M.D. Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Eugene R. McGrath Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Carl E. Mundy, Jr. Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Antonio M. Perez Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Patricia F. Russo Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Jack L. Stahl Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Kathryn C. Turner Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Robert F.W. van Oordt Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Elect Director Arthur F. Weinbach Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Ratify Auditors Issuer Yes For For Schering-Plough Corp. SGP 806605101 5/18/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Separate Chairman and CEO Positions S/H Yes Against For Company-Specific- Stockholder Ratification of Director Compensation, When a Stockholder Time Warner Inc TWX 887317105 5/18/2007 Rights Plan Has Been Adopted S/H Yes Against For Advisory Vote to Ratify Named Time Warner Inc TWX 887317105 5/18/2007 Executive Officers'Compensation S/H Yes For Against Company Specific- Adopt Simple Time Warner Inc TWX 887317105 5/18/2007 Majority Vote S/H Yes For Against Amend Articles/Bylaws/Charter -- Call Time Warner Inc TWX 887317105 5/18/2007 Special Meetings S/H Yes For Against Time Warner Inc TWX 887317105 5/18/2007 Elect Director James L. Barksdale Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Jeffrey L. Bewkes Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Stephen F. Bollenbach Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Frank J. Caufield Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Robert C. Clark Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Mathias Dopfner Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Jessica P. Einhorn Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Reuben Mark Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Michael A. Miles Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Kenneth J. Novack Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Richard D. Parsons Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Francis T. Vincent, Jr. Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Elect Director Deborah C. Wright Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Ratify Auditors Issuer Yes For For Time Warner Inc TWX 887317105 5/18/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Approve Merger Agreement Issuer Yes Against Against Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Adjourn Meeting Issuer Yes Against Against Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Other Business Issuer Yes Against Against NAVTEQ Corporation NVT 63936L100 5/22/2007 Elect Director Richard J.A. De Lange Issuer Yes For For NAVTEQ Corporation NVT 63936L100 5/22/2007 Elect Director Christopher Galvin Issuer Yes For For NAVTEQ Corporation NVT 63936L100 5/22/2007 Elect Director Andrew J. Green Issuer Yes For For NAVTEQ Corporation NVT 63936L100 5/22/2007 Elect Director Judson C. Green Issuer Yes For For NAVTEQ Corporation NVT 63936L100 5/22/2007 Elect Director William L. Kimsey Issuer Yes For For NAVTEQ Corporation NVT 63936L100 5/22/2007 Elect Director Scott D. Miller Issuer Yes For For NAVTEQ Corporation NVT 63936L100 5/22/2007 Elect Director Dirk-Jan Van Ommeren Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director John D. Wren Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director Bruce Crawford Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director Robert Charles Clark Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director Leonard S. Coleman, Jr. Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director Errol M. Cook Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director Susan S. Denison Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director Michael A. Henning Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director John R. Murphy Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director John R. Purcell Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director Linda Johnson Rice Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Elect Director Gary L. Roubos Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Ratify Auditors Issuer Yes For For Omnicom Group Inc. OMC 681919106 5/22/2007 Approve Omnibus Stock Plan Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Pay for Superior Performance S/H Yes For Against Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Report on Political Contributions S/H Yes For Against Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Establish a Compensation Committee S/H Yes For Against Clear Channel Communications, Vote to Ratify Named Executive Inc. CCU 184502102 5/22/2007 Officers' Compensation S/H Yes For Against Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director Alan D. Feld Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director Perry J. Lewis Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director L. Lowry Mays Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director Mark P. Mays Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director Randall T. Mays Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director B. J. McCombs Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director Phyllis B. Riggins Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director Theodore H. Strauss Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director J. C. Watts Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director John H. Williams Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Elect Director John B. Zachry Issuer Yes For For Clear Channel Communications, Inc. CCU 184502102 5/22/2007 Ratify Auditors Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director Ronald D. Fisher Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director George A. Hayter Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director R. Jarrett Lilien Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director Donna L. Weaver Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Ratify Auditors Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Gary G. Benanav Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Frank J. Borelli Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Maura C. Breen Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Nicholas J. LaHowchic Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Thomas P. Mac Mahon Issuer Yes For For Elect Director Woodrow A. Myers Jr., Express Scripts, Inc. ESRX 302182100 5/23/2007 M.D. Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director John O. Parker, Jr. Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director George Paz Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Samuel K. Skinner Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Seymour Sternberg Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Barrett A. Toan Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Elect Director Howard L. Waltman Issuer Yes For For Express Scripts, Inc. ESRX 302182100 5/23/2007 Ratify Auditors Issuer Yes For For PPL Corp. PPL 69351T106 5/23/2007 Adopt Simple Majority Vote S/H Yes For Against PPL Corp. PPL 69351T106 5/23/2007 Elect Director Stuart Heydt Issuer Yes For For PPL Corp. PPL 69351T106 5/23/2007 Elect Director Craig A. Rogerson Issuer Yes For For PPL Corp. PPL 69351T106 5/23/2007 Elect Director W. Keith Smith Issuer Yes For For PPL Corp. PPL 69351T106 5/23/2007 Ratify Auditors Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Prohibit Executive Stock-Based Awards S/H Yes Against For Comcast Corp. CMCSA 20030N101 5/23/2007 Prepare Sustainability Report S/H Yes Against For Advisory Vote to Ratify Named Comcast Corp. CMCSA 20030N101 5/23/2007 Executive Officers' Compensation S/H Yes Against For Comcast Corp. CMCSA 20030N101 5/23/2007 Report on Pay Disparity S/H Yes Against For Comcast Corp. CMCSA 20030N101 5/23/2007 Report on Political Contributions S/H Yes Against For Comcast Corp. CMCSA 20030N101 5/23/2007 Separate Chairman and CEO Positions S/H Yes For Against Company-Specific -- Adopt Comcast Corp. CMCSA 20030N101 5/23/2007 Recapitalization Plan S/H Yes For Against Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director S. Decker Anstrom Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Kenneth J. Bacon Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Sheldon M. Bonovitz Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Edward D. Breen Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Julian A. Brodsky Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Joseph J. Collins Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director J. Michael Cook Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Jeffrey A. Honickman Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Brian L. Roberts Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Ralph J. Roberts Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Judith Rodin Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Elect Director Michael I. Sovern Issuer Yes For For Comcast Corp. CMCSA 20030N101 5/23/2007 Ratify Auditors Issuer Yes For For Crown Castle International Corp. CCI 228227104 5/24/2007 Elect Director J. Landis Martin Issuer Yes For For Crown Castle International Corp. CCI 228227104 5/24/2007 Elect Director W. Benjamin Moreland Issuer Yes For For Crown Castle International Corp. CCI 228227104 5/24/2007 Amend Omnibus Stock Plan Issuer Yes For For Crown Castle International Corp. CCI 228227104 5/24/2007 Eliminate Class of Common Stock Issuer Yes For For Crown Castle International Corp. CCI 228227104 5/24/2007 Ratify Auditors Issuer Yes For For Crown Castle International Elect Director Edward C. Hutcheson, Corp. CCI 228227104 5/24/2007 Jr. Issuer Yes Withhold Against Submit Severance Agreement (Change in Genzyme Corp. GENZ 372917104 5/24/2007 Control) to shareholder Vote S/H Yes For Against Genzyme Corp. GENZ 372917104 5/24/2007 Elect Director Douglas A. Berthiaume Issuer Yes For For Genzyme Corp. GENZ 372917104 5/24/2007 Elect Director Gail K. Boudreaux Issuer Yes For For Genzyme Corp. GENZ 372917104 5/24/2007 Amend Omnibus Stock Plan Issuer Yes For For Approve Non-Employee Director Omnibus Genzyme Corp. GENZ 372917104 5/24/2007 Stock Plan Issuer Yes For For Amend Qualified Employee Stock Genzyme Corp. GENZ 372917104 5/24/2007 Purchase Plan Issuer Yes For For Company Specific--Adopt Majority Genzyme Corp. GENZ 372917104 5/24/2007 Voting Issuer Yes For For Genzyme Corp. GENZ 372917104 5/24/2007 Ratify Auditors Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director John Maxwell Hamilton Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Robert M. Jelenic Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Stephen P. Mumblow Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Thomas V. Reifenheiser Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Anna Reilly Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Kevin P. Reilly, Jr. Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Elect Director Wendell Reilly Issuer Yes For For Lamar Advertising Company LAMR 512815101 5/24/2007 Ratify Auditors Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Elect Director Howard W. Barker, Jr. Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Elect Director David B. Snow, Jr. Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Declassify the Board of Directors Issuer Yes For For Approve Qualified Employee Stock MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Purchase Plan Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Ratify Auditors Issuer Yes For For Ross Stores, Inc. ROST 778296103 5/24/2007 Elect Director Michael J. Bush Issuer Yes For For Ross Stores, Inc. ROST 778296103 5/24/2007 Elect Director Norman A. Ferber Issuer Yes For For Ross Stores, Inc. ROST 778296103 5/24/2007 Ratify Auditors Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Bruce W. Duncan Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Adam Aron Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Charlene Barshefsky Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Lizanne Galbreath Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Eric Hippeau Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Stephen R. Quazzo Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Thomas O. Ryder Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Kneeland C. Youngblood Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Ratify Auditors Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Amend and Restatement of Charter Issuer Yes For For Starwood Hotels & Resorts Worldwide, Inc. HOT 85590A401 5/24/2007 Elect Director Jean-Marc Chapus Issuer Yes Withhold Against Target Corporation TGT 87612E106 5/24/2007 Report on Political Contributions S/H Yes For Against Target Corporation TGT 87612E106 5/24/2007 Elect Director Calvin Darden Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Elect Director Anne M. Mulcahy Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Elect Director Stephen W. Sanger Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Elect Director Gregg W. Steinhafel Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Ratify Auditors Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Company Specific- Require Majority Target Corporation TGT 87612E106 5/24/2007 Vote for the Election of Directors Issuer Yes For For Submit Shareholder Rights Plan Home Depot, Inc. HD 437076102 5/24/2007 (Poison Pill) to Shareholder Vote S/H Yes Against For Home Depot, Inc. HD 437076102 5/24/2007 Prepare Employment Diversity Report S/H Yes Against For Claw-back of Payments under Home Depot, Inc. HD 437076102 5/24/2007 Restatements S/H Yes Against For Home Depot, Inc. HD 437076102 5/24/2007 Affirm Political Non-partisanship S/H Yes Against For Advisory Vote to Ratify Named Home Depot, Inc. HD 437076102 5/24/2007 Executive Officers' Compensation S/H Yes For Against Submit Supplemental Executive Home Depot, Inc. HD 437076102 5/24/2007 Retirement Plans to Shareholder vote S/H Yes For Against Home Depot, Inc. HD 437076102 5/24/2007 Performance-Based Equity Awards S/H Yes For Against Home Depot, Inc. HD 437076102 5/24/2007 Pay for Superior Performance S/H Yes For Against Home Depot, Inc. HD 437076102 5/24/2007 Separate Chairman and CEO Positions S/H Yes For Against Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Claudio X. Gonzalez Issuer Yes Against Against Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Kenneth G. Langone Issuer Yes Against Against Home Depot, Inc. HD 437076102 5/24/2007 Elect Director David H. Batchelder Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Francis S. Blake Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Gregory D. Brenneman Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Elect Director John L. Clendenin Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Milledge A. Hart, III Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Bonnie G. Hill Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Laban P. Jackson, Jr. Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Helen Johnson-Leipold Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Elect Director Lawrence R. Johnston Issuer Yes For For Home Depot, Inc. HD 437076102 5/24/2007 Ratify Auditors Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Elect Director Edward L. Hutton Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Elect Director Joel F. Gemunder Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Elect Director John T. Crotty Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Elect Director Charles H. Erhart, Jr. Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Elect Director Sandra E. Laney Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Elect Director A.R. Lindell Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Elect Director John H. Timoney Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Elect Director Amy Wallman Issuer Yes For For Omnicare, Inc. OCR 681904108 5/25/2007 Ratify Auditors Issuer Yes For For Require Director Nominee Lowe's Companies, Inc. LOW 548661107 5/25/2007 Qualifications S/H Yes Against For Report on Progress Toward Lowe's Companies, Inc. LOW 548661107 5/25/2007 Implementing the Company's Wood Policy S/H Yes Against For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Declassify the Board of Directors S/H Yes For Against Submit Severance Agreement (Change in Lowe's Companies, Inc. LOW 548661107 5/25/2007 Control) to shareholder Vote S/H Yes For Against Lowe's Companies, Inc. LOW 548661107 5/25/2007 Pay For Superior Performance S/H Yes For Against Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director David W. Bernauer Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Leonard L. Berry Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Dawn E. Hudson Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Robert A. Niblock Issuer Yes For For Amend Qualified Employee Stock Lowe's Companies, Inc. LOW 548661107 5/25/2007 Purchase Plan Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Ratify Auditors Issuer Yes For For UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Establish SERP Policy S/H Yes Against For Performance-Based and/or Time-Based UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Equity Awards S/H Yes For Against Advisory Vote to Ratify Named UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Executive Officers' Compensation S/H Yes For Against Equal Access to the Proxy for Purpose UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 of Electing a Director S/H Yes For Against UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Elect Director William C. Ballard, Jr. Issuer Yes For For UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Elect Director Richard T. Burke Issuer Yes For For UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Elect Director Stephen J. Hemsley Issuer Yes For For UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Elect Director Robert J. Darretta Issuer Yes For For Company Specific--Majority Vote for UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 the Election of Directors Issuer Yes For For UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Declassify the Board of Directors Issuer Yes For For Reduce Supermajority Vote Requirement UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 for Removal of Directors Issuer Yes For For UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Reduce Supermajority Vote Requirement Issuer Yes For For Amend Articles-Make Stylistic, UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Clarifying and Conforming Changes Issuer Yes For For UnitedHealth Group Incorporate UNH 91324P102 5/29/2007 Ratify Auditors Issuer Yes For For Restore or Provide for Cumulative Exxon Mobil Corp. XOM 30231G102 5/30/2007 Voting S/H No NA Amend Articles/Bylaws/Charter -- Call Exxon Mobil Corp. XOM 30231G102 5/30/2007 Special Meetings S/H No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Separate Chairman and CEO Positions S/H No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Initiate Payment of Cash Dividend S/H No NA Advisory Vote to Ratify Named Exxon Mobil Corp. XOM 30231G102 5/30/2007 Executive Officers' Compensation S/H No NA Company-Specific- Amend Article IX of Exxon Mobil Corp. XOM 30231G102 5/30/2007 the Corporation's by-laws S/H No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Review Executive Compensation S/H No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Limit Executive Compensation S/H No NA Claw-back of Payments under Exxon Mobil Corp. XOM 30231G102 5/30/2007 Restatements S/H No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Report on Political Contributions S/H No NA Amend Equal Employment Opportunity Policy to Prohibit Discrimination Exxon Mobil Corp. XOM 30231G102 5/30/2007 Based on Sexual Orientation S/H No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Report on Environmental Accountability S/H No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Report on Emission Reduction Goals S/H No NA Report on Carbon Dioxide Emissions Exxon Mobil Corp. XOM 30231G102 5/30/2007 Information at Gas Stations S/H No NA Adopt Policy to Increase Renewable Exxon Mobil Corp. XOM 30231G102 5/30/2007 Energy Portfolio S/H No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director Michael J. Boskin Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director William W. George Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director James R. Houghton Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director William R. Howell Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director Reatha Clark King Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director Philip E. Lippincott Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director Marilyn Carlson Nelson Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director Samuel J. Palmisano Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director Steven S Reinemund Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director Walter V. Shipley Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director J. Stephen Simon Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Elect Director Rex W. Tillerson Issuer No NA Exxon Mobil Corp. XOM 30231G102 5/30/2007 Ratify Auditors Issuer No NA First Data Corp. FDC 319963104 5/30/2007 Elect Director David A. Coulter Issuer Yes For For First Data Corp. FDC 319963104 5/30/2007 Elect Director Henry C. Duques Issuer Yes For For First Data Corp. FDC 319963104 5/30/2007 Elect Director Richard P. Kiphart Issuer Yes For For First Data Corp. FDC 319963104 5/30/2007 Elect Director Joan E. Spero Issuer Yes For For Amend Qualified Employee Stock First Data Corp. FDC 319963104 5/30/2007 Purchase Plan Issuer Yes For For Approve Non-Employee Director Omnibus First Data Corp. FDC 319963104 5/30/2007 Stock Plan Issuer Yes For For First Data Corp. FDC 319963104 5/30/2007 Amend Omnibus Stock Plan Issuer Yes For For First Data Corp. FDC 319963104 5/30/2007 Ratify Auditors Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Salvatore Iannuzzi Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Robert J. Chrenc Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director George R. Eisele Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director John Gaulding Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Michael Kaufman Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Ronald J. Kramer Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Philip R. Lochner, Jr Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director David A. Stein Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Ratify Auditors Issuer Yes For For Affiliated Managers Group, Inc AMG 8252108 5/31/2007 Elect Director Richard E. Floor Issuer Yes For For Affiliated Managers Group, Inc AMG 8252108 5/31/2007 Elect Director Sean M. Healey Issuer Yes For For Affiliated Managers Group, Inc AMG 8252108 5/31/2007 Elect Director Harold J. Meyerman Issuer Yes For For Affiliated Managers Group, Inc AMG 8252108 5/31/2007 Elect Director William J. Nutt Issuer Yes For For Affiliated Managers Group, Inc AMG 8252108 5/31/2007 Elect Director Rita M. Rodriguez Issuer Yes For For Affiliated Managers Group, Inc AMG 8252108 5/31/2007 Elect Director Patrick T. Ryan Issuer Yes For For Affiliated Managers Group, Inc AMG 8252108 5/31/2007 Elect Director Jide J. Zeitlin Issuer Yes For For Affiliated Managers Group, Inc AMG 8252108 5/31/2007 Ratify Auditors Issuer Yes For For Biogen Idec Inc. BIIB 09062X103 5/31/2007 Elect Director James C. Mullem Issuer Yes For For Biogen Idec Inc. BIIB 09062X103 5/31/2007 Elect Director Bruce R. Ross Issuer Yes For For Biogen Idec Inc. BIIB 09062X103 5/31/2007 Elect Director Marijn E. Dekkers Issuer Yes For For Biogen Idec Inc. BIIB 09062X103 5/31/2007 Ratify Auditors Issuer Yes For For RESOLUTION A PROPOSED BY SHAREHOLDERS - NOT AGREED BY THE BOARD OF DIRECTORS: MODIFICATION OF ARTICLE 22 OF THE BY-LAWS; CANCELLATION OF THE Alcatel-Lucent ALU 013904305 6/1/2007 PROVISIONS LIMITING VOTING RIGHTS. S/H Yes For Against APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER Alcatel-Lucent ALU 013904306 6/1/2007 31, 2006. Issuer Yes For For APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL Alcatel-Lucent ALU 013904307 6/1/2007 YEAR ENDED DECEMBER 31, 2006. Issuer Yes For For RESULTS FOR THE FISCAL YEAR - Alcatel-Lucent ALU 013904308 6/1/2007 APPROPRIATION. Issuer Yes For For SETTLING OF ATTENDANCE FEES Alcatel-Lucent ALU 013904309 6/1/2007 ATTRIBUTED TO THE DIRECTORS. Issuer Yes For For SETTLING OF THE REMUNERATION Alcatel-Lucent ALU 013904310 6/1/2007 ATTRIBUTED TO THE CENSEURS. Issuer Yes For For RATIFICATION OF THE APPOINTMENT OF LADY JAY AS MEMBER OF THE BOARD OF Alcatel-Lucent ALU 013904311 6/1/2007 DIRECTORS. Issuer Yes For For RATIFICATION OF THE APPOINTMENT OF MR JEAN-CYRIL SPINETTA AS MEMBER OF THE Alcatel-Lucent ALU 013904312 6/1/2007 BOARD OF DIRECTORS. Issuer Yes For For APPROVAL OF RELATED PARTY AGREEMENTS ENTERED INTO OR WHICH REMAINED IN Alcatel-Lucent ALU 013904313 6/1/2007 FORCE DURING THE FISCAL YEAR. Issuer Yes For For APPROVAL OF AGREEMENTS WITH THE CHIEF Alcatel-Lucent ALU 013904314 6/1/2007 EXECUTIVE OFFICER. Issuer Yes For For AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN Alcatel-Lucent ALU 013904315 6/1/2007 SHARES. Issuer Yes For For AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE THE Alcatel-Lucent ALU 013904316 6/1/2007 SHARE CAPITAL OF THE COMPANY. Issuer Yes For For DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH (I) THE ISSUE WITHOUT CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES AND OF SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE Alcatel-Lucent ALU 013904317 6/1/2007 COMPANY OR O Issuer Yes For For DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUE OF CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF (I) ORDINARY SHARES AND ANY SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE Alcatel-Lucent ALU 013904318 6/1/2007 SHARE CAPITAL OF THE COMPANY OR OF I Issuer Yes For For DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE TO REMUNERATE CONTRIBUTIONS IN KIND OF CAPITAL STOCK OR MARKETABLE SECURITIES GIVING ACCESS TO THE CAPITAL OF THIRD-PARTY Alcatel-Lucent ALU 013904319 6/1/2007 COMPANIES. Issuer Yes For For AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED OUT BY VIRTUE OF Alcatel-Lucent ALU 013904320 6/1/2007 THE 12TH, 13TH, AND 14TH RESOLUTIONS. Issuer Yes For For DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE OF SHARE CAPITAL BY THE ISSUANCES OF SHARES RESERVED TO THE PARTICIPANTS IN A Alcatel-Lucent ALU 013904321 6/1/2007 COMPANY SAVINGS PLAN. Issuer Yes For For AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS FOR A FREE BONUS ISSUE OF EXISTING SHARES OR OF SHARES TO BE Alcatel-Lucent ALU 013904322 6/1/2007 ISSUED BY THE COMPANY. Issuer Yes For For MODIFICATION OF BY-LAWS ARTICLE NUMBER 21 RELATING TO SHAREHOLDERS Alcatel-Lucent ALU 013904323 6/1/2007 MEETINGS. Issuer Yes For For Alcatel-Lucent ALU 013904324 6/1/2007 POWERS. Issuer Yes For For AMENDMENTS OR NEW RESOLUTIONS Alcatel-Lucent ALU 013904325 6/1/2007 PROPOSED AT THE MEETING. Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Charitable Contributions S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Healthcare Policies S/H Yes Against For Report on Equity Compensation by Race Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 and Gender S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Pay Disparity S/H Yes Against For Prepare Business Social Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Responsibility Report S/H Yes Against For Report on Social and Reputation Impact of Failure to Comply with ILO Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Conventions S/H Yes Against For Require Director Nominee Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Qualifications S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Pay For Superior Performance S/H Yes For Against Advisory Vote to Ratify Named Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Executive Officers' Compensation S/H Yes For Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Political Contributions S/H Yes For Against Restore or Provide for Cumulative Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Voting S/H Yes For Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Jack C. Shewmaker Issuer Yes Against Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Aida M. Alvarez Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director James W. Breyer Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director M. Michele Burns Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director James I. Cash, Jr. Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Roger C. Corbett Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Douglas N. Daft Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director David D. Glass Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Roland A. Hernandez Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Allen I. Questrom Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director H. Lee Scott, Jr. Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Jim C. Walton Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director S. Robson Walton Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Christopher J. Williams Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Linda S. Wolf Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Ratify Auditors Issuer Yes For For SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF Nabors Industries, Ltd. NBR G6359F103 6/5/2007 THE COMPANY. S/H Yes For Against SHAREHOLDER PROPOSAL TO ADOPT A PAY FOR SUPERIOR PERFORMANCE STANDARD IN THE COMPANY S EXECUTIVE COMPENSATION Nabors Industries, Ltd. NBR G6359F103 6/5/2007 PLAN FOR SENIOR EXECUTIVES. S/H Yes For Against Nabors Industries, Ltd. NBR G6359F103 6/5/2007 Elect Director Alexander M. Knaster Issuer Yes For For Nabors Industries, Ltd. NBR G6359F103 6/5/2007 Elect Director James L. Payne Issuer Yes For For Nabors Industries, Ltd. NBR G6359F103 6/5/2007 Elect Director Hans W. Schmidt Issuer Yes For For Nabors Industries, Ltd. NBR G6359F103 6/5/2007 Ratify Auditors Issuer Yes For For Require a Majority Vote for the The TJX Companies, Inc. TJX 872540109 6/5/2007 Election of Directors S/H Yes For Against The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director Bernard Cammarata Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director David T. Ching Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director Michael F. Hines Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director Amy B. Lane Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director Carol Meyrowitz Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director John F. O'Brien Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director Robert F. Shapiro Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director Willow B. Shire Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director Fletcher H. Wiley Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Ratify Auditors Issuer Yes For For The TJX Companies, Inc. TJX 872540109 6/5/2007 Elect Director David A. Brandon Issuer Yes Withhold Against Devon Energy Corp. DVN 25179M103 6/6/2007 Elect Director Thomas F. Ferguson Issuer Yes For For Devon Energy Corp. DVN 25179M103 6/6/2007 Elect Director David M. Gavrin Issuer Yes For For Devon Energy Corp. DVN 25179M103 6/6/2007 Elect Director John Richels Issuer Yes For For Devon Energy Corp. DVN 25179M103 6/6/2007 Ratify Auditors Issuer Yes For For Affiliated Computer Services, Advisory Vote to Ratify Named Inc. ACS 008190100 6/7/2007 Executive Officers' Compensation S/H Yes For Against Affiliated Computer Services, Inc. ACS 008190101 6/7/2007 Elect Director John H. Rexford Issuer Yes For For Affiliated Computer Services, Inc. ACS 008190102 6/7/2007 Elect Director Robert B. Holland, III Issuer Yes For For Affiliated Computer Services, Inc. ACS 008190103 6/7/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Affiliated Computer Services, Inc. ACS 008190104 6/7/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Affiliated Computer Services, Inc. ACS 008190105 6/7/2007 Ratify Auditors Issuer Yes For For Affiliated Computer Services, Inc. ACS 008190106 6/7/2007 Approve Stock Option Plan Issuer Yes For For Affiliated Computer Services, Inc. ACS 008190107 6/7/2007 Elect Director Darwin Deason Issuer Yes Withhold Against Affiliated Computer Services, Inc. ACS 008190108 6/7/2007 Elect Director Lynn R. Blodgett Issuer Yes Withhold Against Affiliated Computer Services, Inc. ACS 008190109 6/7/2007 Elect Director Joseph P. O'Neill Issuer Yes Withhold Against Affiliated Computer Services, Inc. ACS 008190110 6/7/2007 Elect Director Frank A. Rossi Issuer Yes Withhold Against Affiliated Computer Services, Inc. ACS 008190111 6/7/2007 Elect Director J. Livingston Kosberg Issuer Yes Withhold Against Affiliated Computer Services, Inc. ACS 008190112 6/7/2007 Elect Director Dennis McCuistion Issuer Yes Withhold Against Celgene Corp. CELG 151020104 6/12/2007 Elect Director Sol J. Barer Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Robert J. Hugin Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Michael D. Casey Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Rodman L. Drake Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director A. Hull Hayes, Jr. Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Gilla Kaplan Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director James J. Loughlin Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Richard C. E. Morgan Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Walter L. Robb Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Ratify Auditors Issuer Yes For For Adopt Policies to Protect Freedom of Yahoo!, Inc. YHOO 984332106 6/12/2007 Access to the Internet S/H Yes Against For Amend Bylaws to Establish a Board Yahoo!, Inc. YHOO 984332106 6/12/2007 Committee on Human Rights S/H Yes Against For Yahoo!, Inc. YHOO 984332106 6/12/2007 Pay For Superior Performance S/H Yes For Against Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Roy J. Bostock Issuer Yes Against Against Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Ronald W. Burkle Issuer Yes Against Against Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Arthur H. Kern Issuer Yes Against Against Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Terry S. Semel Issuer Yes For For Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Jerry Yang Issuer Yes For For Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Eric Hippeau Issuer Yes For For Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Vyomesh Joshi Issuer Yes For For Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Robert A. Kotick Issuer Yes For For Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Edward R. Kozel Issuer Yes For For Yahoo!, Inc. YHOO 984332106 6/12/2007 Elect Director Gary L. Wilson Issuer Yes For For Yahoo!, Inc. YHOO 984332106 6/12/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Yahoo!, Inc. YHOO 984332106 6/12/2007 Purchase Plan Issuer Yes For For Yahoo!, Inc. YHOO 984332106 6/12/2007 Ratify Auditors Issuer Yes For For Caterpillar Inc. CAT 149123101 6/13/2007 Separate Chairman and CEO Positions S/H Yes Against For Require a Majority Vote for the Caterpillar Inc. CAT 149123101 6/13/2007 Election of Directors S/H Yes For Against Caterpillar Inc. CAT 149123101 6/13/2007 Elect Director John T. Dillon Issuer Yes For For Caterpillar Inc. CAT 149123101 6/13/2007 Elect Director William A. Osborn Issuer Yes For For Caterpillar Inc. CAT 149123101 6/13/2007 Elect Director Edward B. Rust, Jr. Issuer Yes For For Caterpillar Inc. CAT 149123101 6/13/2007 Ratify Auditors Issuer Yes For For Caterpillar Inc. CAT 149123101 6/13/2007 Elect Director Juan Gallardo Issuer Yes Withhold Against Advisory Vote to Ratify Named Countrywide Financial Corp. CFC 222372104 6/13/2007 Executive Officers' Compensation S/H Yes For Against Countrywide Financial Corp. CFC 222372104 6/13/2007 Elect Director Henry G. Cisneros Issuer Yes For For Countrywide Financial Corp. CFC 222372104 6/13/2007 Elect Director Robert J. Donato Issuer Yes For For Countrywide Financial Corp. CFC 222372104 6/13/2007 Elect Director Harley W. Snyder Issuer Yes For For Countrywide Financial Corp. CFC 222372104 6/13/2007 Ratify Auditors Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Elect Director Jeffrey P. Bezos Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Elect Director Tom A. Alberg Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Elect Director John Seely Brown Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Elect Director L. John Doerr Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Elect Director William B. Gordon Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Elect Director Myrtle S. Potter Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Elect Director Thomas O. Ryder Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Elect Director Patricia Q. Stonesifer Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Ratify Auditors Issuer Yes For For Amazon.com, Inc. AMZN 23135106 6/14/2007 Amend Omnibus Stock Plan Issuer Yes For For Cablevision Systems Corp. CVC 12686C109 6/14/2007 Ratify Auditors Issuer Yes For For Cablevision Systems Corp. CVC 12686C109 6/14/2007 Elect Director Grover C. Brown Issuer Yes Withhold Against Cablevision Systems Corp. CVC 12686C109 6/14/2007 Elect Director Zachary W. Carter Issuer Yes Withhold Against Cablevision Systems Corp. CVC 12686C109 6/14/2007 Elect Director Charles D. Ferris Issuer Yes Withhold Against Cablevision Systems Corp. CVC 12686C109 6/14/2007 Elect Director Richard H. Hochman Issuer Yes Withhold Against Cablevision Systems Corp. CVC 12686C109 6/14/2007 Elect Director Victor Oristano Issuer Yes Withhold Against Cablevision Systems Corp. CVC 12686C109 6/14/2007 Elect Director Thomas V. Reifenheiser Issuer Yes Withhold Against Cablevision Systems Corp. CVC 12686C109 6/14/2007 Elect Director John R. Ryan Issuer Yes Withhold Against Cablevision Systems Corp. CVC 12686C109 6/14/2007 Elect Director Vincent Tese Issuer Yes Withhold Against eBay Inc. EBAY 278642103 6/14/2007 Elect Director Philippe Bourguignon Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Elect Director Thomas J. Tierney Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Elect Director Margaret C. Whitman Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock eBay Inc. EBAY 278642103 6/14/2007 Purchase Plan Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Ratify Auditors Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director Richard Darman Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director Paul Hanrahan Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director Kristina M. Johnson Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director John A. Koskinen Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director Philip Lader Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director John H. McArthur Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director Sandra O. Moose Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director Philip A. Odeen Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director Charles O. Rossotti Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Elect Director Sven Sandstrom Issuer Yes For For The AES Corp. AES 00130H105 6/25/2007 Ratify Auditors Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Elect Director Ronald James Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Elect Director Elliot S. Kaplan Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Elect Director Matthew H. Paul Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Elect Director James E. Press Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Elect Director Richard M. Schulze Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Elect Director Mary A. Tolan Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Elect Director Hatim A. Tyabji Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Elect Director Rogelio M. Rebolledo Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Ratify Auditors Issuer Yes For For Best Buy Co., Inc. BBY 086516101 6/27/2007 Amend Omnibus Stock Plan Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Report on Climate Change S/H Yes For Against The Kroger Co. KR 501044101 6/28/2007 Elect Director Reuben V. Anderson Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director John L. Clendenin Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director David B. Dillon Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director David B. Lewis Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director Don W. McGeorge Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director W. Rodney McMullen Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director Jorge P. Montoya Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director Clyde R. Moore Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director Susan M. Phillips Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director Steven R. Rogel Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director James A. Runde Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Elect Director Ronald L. Sargent Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For Amend Articles/Regulations--i)Rules of Conduct in Connection with Shareholder Meetings and (ii) The Kroger Co. KR 501044101 6/28/2007 Meetings Outside Cincinnati Issuer Yes For For The Kroger Co. KR 501044101 6/28/2007 Ratify Auditors Issuer Yes For For Fund: Principal Variable Contracts Fund, Inc. - LargeCap Growth Equity Account --------------------------------------------------------------- Sub-Advisor Grantham, Mayo, Van Otterloo & Co. LLC --------------------------------------------------------------- - ------------------- --------- ------------- ----------------------------------- ----------------------- ------------ --------------- (f) (g) (i) Was Proposed Did the (h) Vote For (d) by Registrant Vote or (a) (b) (c) S/H Mtg. (e) Issuer (M) Vote? (For, Against, Against Issuer Ticker CUSIP Date Matter Voted On or S/H (S) (Yes or No) Abstain) Management - ------------------- --------- ------------- ----------------------------------- ----------- ---------------------------- ----------- Dell Inc. DELL 24702R101 07/21/06 Elect Director Donald M Yes For For J. Carty Elect Director Michael Dell Inc. DELL 24702R101 07/21/06 S. Dell M Yes For For Elect Director William Dell Inc. DELL 24702R101 07/21/06 H. Gray, III M Yes For For Elect Director Sallie Dell Inc. DELL 24702R101 07/21/06 L. Krawcheck M Yes For For Elect Director Alan Dell Inc. DELL 24702R101 07/21/06 (A.G.) Lafley M Yes For For Elect Director Judy C. Dell Inc. DELL 24702R101 07/21/06 Lewent M Yes For For Elect Director Klaus S. Dell Inc. DELL 24702R101 07/21/06 Luft M Yes For For Elect Director Alex J. Dell Inc. DELL 24702R101 07/21/06 Mandl M Yes For For Elect Director Michael Dell Inc. DELL 24702R101 07/21/06 A. Miles M Yes For For Elect Director Samuel Dell Inc. DELL 24702R101 07/21/06 A. Nunn, Jr. M Yes For For Elect Director Kevin B. Dell Inc. DELL 24702R101 07/21/06 Rollins M Yes For For Dell Inc. DELL 24702R101 07/21/06 Ratify Auditors M Yes For For Adopt ILO-Based Code of Dell Inc. DELL 24702R101 07/21/06 Conduct S Yes Against For Compensation Company Specific--Declaration Dell Inc. DELL 24702R101 07/21/06 of Dividend S Yes Against For Elect Director Ursula Centex Corp. CTX 152312104 07/13/06 O. Fairbairn M Yes For For Elect Director Thomas Centex Corp. CTX 152312104 07/13/06 J. Falk M Yes For For Elect Director Matthew Centex Corp. CTX 152312104 07/13/06 K. Rose M Yes For For Elect Director Thomas Centex Corp. CTX 152312104 07/13/06 M. Schoewe M Yes For For Centex Corp. CTX 152312104 07/13/06 Ratify Auditors M Yes For For Report on Energy Centex Corp. CTX 152312104 07/13/06 Efficiency S Yes Against For Require a Majority Vote for the Election of Centex Corp. CTX 152312104 07/13/06 Directors S Yes For Against McKesson Elect Director Wayne A. Corporation MCK 58155Q103 07/26/06 Budd M Yes For For McKesson Elect Director Alton F. Corporation MCK 58155Q103 07/26/06 Irby III M Yes For For McKesson Elect Director David M. Corporation MCK 58155Q103 07/26/06 Lawrence, M.D. M Yes For For McKesson Elect Director James V. Corporation MCK 58155Q103 07/26/06 Napier M Yes For For McKesson Corporation MCK 58155Q103 07/26/06 Ratify Auditors M Yes For For McKesson Declassify the Board of Corporation MCK 58155Q103 07/26/06 Directors S Yes For Against Elect Director L. Dale BEA Systems, Inc. BEAS 73325102 07/19/06 Crandall M Yes For For Elect Director William BEA Systems, Inc. BEAS 73325102 07/19/06 H. Janeway M Yes For For Elect Director Richard BEA Systems, Inc. BEAS 73325102 07/19/06 T. Schlosberg, III M Yes For For Approve Omnibus Stock BEA Systems, Inc. BEAS 73325102 07/19/06 Plan M Yes For For Approve Executive BEA Systems, Inc. BEAS 73325102 07/19/06 Incentive Bonus Plan M Yes For For BEA Systems, Inc. BEAS 73325102 07/19/06 Ratify Auditors M Yes For For Act on Shareholder Resolutions that BEA Systems, Inc. BEAS 73325102 07/19/06 Receive Majority Support S Yes For Against Declassify the Board of BEA Systems, Inc. BEAS 73325102 07/19/06 Directors S Yes For Against Elect Director Carl Legg Mason, Inc. LM 524901105 07/18/06 Bildt M Yes For For Elect Director John E. Legg Mason, Inc. LM 524901105 07/18/06 Koerner III M Yes For For Elect Director Cheryl Legg Mason, Inc. LM 524901105 07/18/06 Gordon Krongard M Yes For For Elect Director James E. Legg Mason, Inc. LM 524901105 07/18/06 Ukrop M Yes For For Elect Director W. Allen Legg Mason, Inc. LM 524901105 07/18/06 Reed M Yes For For Increase Authorized Legg Mason, Inc. LM 524901105 07/18/06 Common Stock M Yes For For Legg Mason, Inc. LM 524901105 07/18/06 Amend Omnibus Stock Plan M Yes For For Legg Mason, Inc. LM 524901105 07/18/06 Ratify Auditors M Yes For For Increase Authorized Loews Corp. 540424108 08/03/06 Common Stock M Yes For For Adjust Par Value of Loews Corp. 540424108 08/03/06 Common Stock M Yes For For Forest Elect Director Howard Laboratories, Inc. FRX 345838106 08/07/06 Solomon M Yes For For Forest Elect Director Nesli Laboratories, Inc. FRX 345838106 08/07/06 Basgoz M Yes For For Forest Elect Director William Laboratories, Inc. FRX 345838106 08/07/06 J. Candee, III M Yes For For Forest Elect Director George Laboratories, Inc. FRX 345838106 08/07/06 S. Cohan M Yes For For Forest Elect Director Dan L. Laboratories, Inc. FRX 345838106 08/07/06 Goldwasser M Yes For For Forest Elect Director Kenneth Laboratories, Inc. FRX 345838106 08/07/06 E. Goodman M Yes For For Forest Elect Director Lester Laboratories, Inc. FRX 345838106 08/07/06 B. Salans M Yes For For Forest Laboratories, Inc. FRX 345838106 08/07/06 Ratify Auditors M Yes For For Microchip Elect Director Steve Technology, Inc. MCHP 595017104 08/18/06 Sanghi M Yes For For Microchip Elect Director Albert Technology, Inc. MCHP 595017104 08/18/06 J. Hugo-Martinez M Yes For For Microchip Technology, Inc. MCHP 595017104 08/18/06 Elect Director L.B. Day M Yes For For Microchip Elect Director Matthew Technology, Inc. MCHP 595017104 08/18/06 W. Chapman M Yes For For Microchip Elect Director Wade F. Technology, Inc. MCHP 595017104 08/18/06 Meyercord M Yes For For Microchip Technology, Inc. MCHP 595017104 08/18/06 Amend Omnibus Stock Plan M Yes For For Microchip Approve Executive Technology, Inc. MCHP 595017104 08/18/06 Incentive Bonus Plan M Yes For For Microchip Technology, Inc. MCHP 595017104 08/18/06 Ratify Auditors M Yes For For Elect Director Roger L. Flowserve Corp. FLS 34354P105 08/24/06 Fix M Yes For For Elect Director Lewis M. Flowserve Corp. FLS 34354P105 08/24/06 Kling M Yes For For Elect Director Michael Flowserve Corp. FLS 34354P105 08/24/06 F. Johnston M Yes For For Elect Director Charles Flowserve Corp. FLS 34354P105 08/24/06 M. Rampacek M Yes For For Elect Director Kevin E. Flowserve Corp. FLS 34354P105 08/24/06 Sheehan M Yes For For Elect Director Roger L. Flowserve Corp. FLS 34354P105 08/24/06 Fix M Yes For For Elect Director Diane C. Flowserve Corp. FLS 34354P105 08/24/06 Harris M Yes For For Elect Director Lewis M. Flowserve Corp. FLS 34354P105 08/24/06 Kling M Yes For For Elect Director James O. Flowserve Corp. FLS 34354P105 08/24/06 Rollans M Yes For For Amendment to Certain Stock Options to Extend Flowserve Corp. FLS 34354P105 08/24/06 Exercise Period M Yes For For Network Elect Director Daniel Appliance, Inc. NTAP 64120L104 08/31/06 J. Warmenhoven M Yes For For Network Elect Director Donald Appliance, Inc. NTAP 64120L104 08/31/06 T. Valentine M Yes For For Network Elect Director Jeffry Appliance, Inc. NTAP 64120L104 08/31/06 R. Allen M Yes For For Network Elect Director Carol A. Appliance, Inc. NTAP 64120L104 08/31/06 Bartz M Yes For For Network Elect Director Alan L. Appliance, Inc. NTAP 64120L104 08/31/06 Earhart M Yes For For Network Elect Director Edward Appliance, Inc. NTAP 64120L104 08/31/06 Kozel M Yes For For Network Elect Director Mark Appliance, Inc. NTAP 64120L104 08/31/06 Leslie M Yes For For Network Elect Director Nicholas Appliance, Inc. NTAP 64120L104 08/31/06 G. Moore M Yes For For Network Elect Director George Appliance, Inc. NTAP 64120L104 08/31/06 T. Shaheen M Yes For For Network Elect Director Robert Appliance, Inc. NTAP 64120L104 08/31/06 T. Wall M Yes For For Network Appliance, Inc. NTAP 64120L104 08/31/06 Amend Omnibus Stock Plan M Yes For For Network Appliance, Inc. NTAP 64120L104 08/31/06 Amend Omnibus Stock Plan M Yes For For Amend Qualified Network Employee Stock Purchase Appliance, Inc. NTAP 64120L104 08/31/06 Plan M Yes For For Network Appliance, Inc. NTAP 64120L104 08/31/06 Ratify Auditors M Yes For For Elect Director B. BMC Software, Inc. BMC 55921100 08/22/06 Garland Cupp M Yes For For Elect Director Robert BMC Software, Inc. BMC 55921100 08/22/06 E. Beauchamp M Yes For For Elect Director Jon E. BMC Software, Inc. BMC 55921100 08/22/06 Barfield M Yes For For Elect Director John W. BMC Software, Inc. BMC 55921100 08/22/06 Barter M Yes For For Elect Director Meldon BMC Software, Inc. BMC 55921100 08/22/06 K. Gafner M Yes For For Elect Director Lew W. BMC Software, Inc. BMC 55921100 08/22/06 Gray M Yes For For Elect Director P. BMC Software, Inc. BMC 55921100 08/22/06 Thomas Jenkins M Yes For For Elect Director Louis J. BMC Software, Inc. BMC 55921100 08/22/06 Lavigne, Jr. M Yes For For Elect Director Kathleen BMC Software, Inc. BMC 55921100 08/22/06 A. O'Neil M Yes For For Elect Director George BMC Software, Inc. BMC 55921100 08/22/06 F. Raymond M Yes For For Elect Director Tom C. BMC Software, Inc. BMC 55921100 08/22/06 Tinsley M Yes For For BMC Software, Inc. BMC 55921100 08/22/06 Ratify Auditors M Yes For For Approve Qualified Employee Stock Purchase BMC Software, Inc. BMC 55921100 08/22/06 Plan M Yes For For Medtronic, Elect Director Richard Inc. MDT 585055106 08/24/06 H. Anderson M Yes For For Medtronic, Elect Director Michael Inc. MDT 585055106 08/24/06 R. Bonsignore M Yes For For Elect Director Robert Medtronic, Inc. MDT 585055106 08/24/06 C. Pozen M Yes For For Medtronic, Elect Director Gordon Inc. MDT 585055106 08/24/06 M. Sprenger M Yes Withhold Against Medtronic, Inc. MDT 585055106 08/24/06 Ratify Auditors M Yes For For Require a Majority Vote Medtronic, for the Election of Inc. MDT 585055106 08/24/06 Directors S Yes For Against Golden West Financial Corp. 381317106 08/31/06 Approve Merger Agreement M Yes For For Mentor Approve Decrease in Corp. MNT 587188103 09/13/06 Size of Board M Yes For For Mentor Elect Director Joseph Corp. MNT 587188103 09/13/06 E. Whitters M Yes For For Mentor Elect Director Michael Corp. MNT 587188103 09/13/06 L. Emmons M Yes For For Mentor Elect Director Walter Corp. MNT 587188103 09/13/06 W. Faster M Yes For For Mentor Elect Director Joshua Corp. MNT 587188103 09/13/06 H. Levine M Yes For For Mentor Elect Director Michael Corp. MNT 587188103 09/13/06 Nakonechny M Yes For For Mentor Elect Director Ronald Corp. MNT 587188103 09/13/06 J. Rossi M Yes For For Mentor Elect Director Jeffrey Corp. MNT 587188103 09/13/06 W. Ubben M Yes For For Mentor Corp. MNT 587188103 09/13/06 Amend Omnibus Stock Plan M Yes For For Mentor Corp. MNT 587188103 09/13/06 Ratify Auditors M Yes For For Darden Elect Director Leonard Restaurants, Inc. DRI 237194105 09/15/06 L. Berry M Yes Withhold Against Darden Elect Director Odie C. Restaurants, Inc. DRI 237194105 09/15/06 Donald M Yes Withhold Against Darden Elect Director David H. Restaurants, Inc. DRI 237194105 09/15/06 Hughes M Yes Withhold Against Darden Elect Director Charles Restaurants, Inc. DRI 237194105 09/15/06 A. Ledsinger, Jr. M Yes For For Darden Elect Director William Restaurants, Inc. DRI 237194105 09/15/06 M. Lewis, Jr. M Yes For For Darden Elect Director Connie Restaurants, Inc. DRI 237194105 09/15/06 Mack, III M Yes Withhold Against Darden Elect Director Andrew Restaurants, Inc. DRI 237194105 09/15/06 H. Madsen M Yes Withhold Against Darden Elect Director Clarence Restaurants, Inc. DRI 237194105 09/15/06 Otis, Jr. M Yes Withhold Against Darden Elect Director Michael Restaurants, Inc. DRI 237194105 09/15/06 D. Rose M Yes Withhold Against Darden Elect Director Maria A. Restaurants, Inc. DRI 237194105 09/15/06 Sastre M Yes Withhold Against Darden Elect Director Jack A. Restaurants, Inc. DRI 237194105 09/15/06 Smith M Yes Withhold Against Darden Elect Director Blaine Restaurants, Inc. DRI 237194105 09/15/06 Sweatt, III M Yes Withhold Against Darden Elect Director Rita P. Restaurants, Inc. DRI 237194105 09/15/06 Wilson M Yes Withhold Against Darden Restaurants, Inc. DRI 237194105 09/15/06 Amend Omnibus Stock Plan M Yes For For Darden Restaurants, Inc. DRI 237194105 09/15/06 Ratify Auditors M Yes For For Require a Majority Vote Darden for the Election of Restaurants, Inc. DRI 237194105 09/15/06 Directors S Yes For Against Elect Director James L. FedEx Corporation FDX 31428X106 09/25/06 Barksdale M Yes For For Elect Director August FedEx Corporation FDX 31428X106 09/25/06 A. Busch, IV M Yes For For Elect Director John A. FedEx Corporation FDX 31428X106 09/25/06 Edwardson M Yes For For Elect Director Judith FedEx Corporation FDX 31428X106 09/25/06 L. Estrin M Yes For For Elect Director J. FedEx Corporation FDX 31428X106 09/25/06 Kenneth Glass M Yes For For Elect Director Philip FedEx Corporation FDX 31428X106 09/25/06 Greer M Yes For For Elect Director J.R. FedEx Corporation FDX 31428X106 09/25/06 Hyde, III M Yes For For Elect Director Shirley FedEx Corporation FDX 31428X106 09/25/06 A. Jackson M Yes For For Elect Director Steven FedEx Corporation FDX 31428X106 09/25/06 R. Loranger M Yes For For Elect Director Charles FedEx Corporation FDX 31428X106 09/25/06 T. Manatt M Yes For For Elect Director FedEx Corporation FDX 31428X106 09/25/06 Frederick W. Smith M Yes For For Elect Director Joshua FedEx Corporation FDX 31428X106 09/25/06 I. Smith M Yes For For Elect Director Paul S. FedEx Corporation FDX 31428X106 09/25/06 Walsh M Yes For For Elect Director Peter S. FedEx Corporation FDX 31428X106 09/25/06 Willmott M Yes For For Reduce Supermajority FedEx Corporation FDX 31428X106 09/25/06 Vote Requirement M Yes For For FedEx Corporation FDX 31428X106 09/25/06 Ratify Auditors M Yes For For Report on Environmental FedEx Corporation FDX 31428X106 09/25/06 Policy S Yes Against For Require a Majority Vote for the Election of FedEx Corporation FDX 31428X106 09/25/06 Directors S Yes For Against Elect Director Pauline Tektronix, Inc. TEK 879131100 09/21/06 Lo Alker M Yes For For Elect Director A. Gary Tektronix, Inc. TEK 879131100 09/21/06 Ames M Yes For For Elect Director Gerry B. Tektronix, Inc. TEK 879131100 09/21/06 Cameron M Yes For For Elect Director David N. Tektronix, Inc. TEK 879131100 09/21/06 Campbell M Yes For For Elect Director Frank C. Tektronix, Inc. TEK 879131100 09/21/06 Gill M Yes For For Elect Director Robin L. Tektronix, Inc. TEK 879131100 09/21/06 Washington M Yes For For Elect Director Richard Tektronix, Inc. TEK 879131100 09/21/06 H. Wills M Yes For For Elect Director Cyril J. Tektronix, Inc. TEK 879131100 09/21/06 Yansouni M Yes For For Tektronix, Inc. TEK 879131100 09/21/06 Ratify Auditors M Yes For For Increase Authorized Allergan, Inc. AGN 18490102 09/20/06 Common Stock M Yes For For National Semiconductor Elect Director Brian L. Corp. NSM 637640103 10/06/06 Halla M Yes For For National Semiconductor Elect Director Steven Corp. NSM 637640103 10/06/06 R. Appleton M Yes For For National Semiconductor Elect Director Gary P. Corp. NSM 637640103 10/06/06 Arnold M Yes For For National Semiconductor Elect Director Richard Corp. NSM 637640103 10/06/06 J. Danzig M Yes For For National Semiconductor Elect Director John T. Corp. NSM 637640103 10/06/06 Dickson M Yes For For National Semiconductor Elect Director Robert Corp. NSM 637640103 10/06/06 J. Frankenberg M Yes For For National Semiconductor Elect Director E. Floyd Corp. NSM 637640103 10/06/06 Kvamme M Yes For For National Semiconductor Elect Director Modesto Corp. NSM 637640103 10/06/06 A. Maidique M Yes For For National Semiconductor Elect Director Edward Corp. NSM 637640103 10/06/06 McCracken M Yes For For National Semiconductor Corp. NSM 637640103 10/06/06 Ratify Auditors M Yes For For Univision Communications Inc. 914906102 09/27/06 Approve Merger Agreement M Yes For For Univision Communications Inc. 914906102 09/27/06 Adjourn Meeting M Yes For For Herman Miller, Elect Director Douglas Inc. MLHR 600544100 09/28/06 D. French M Yes For For Herman Miller, Elect Director John R. Inc. MLHR 600544100 09/28/06 Hoke, III M Yes For For Herman Miller, Elect Director James R. Inc. MLHR 600544100 09/28/06 Kackley M Yes For For Herman Miller, Elect Director Michael Inc. MLHR 600544100 09/28/06 A. Volkema M Yes For For Herman Miller, Inc. MLHR 600544100 09/28/06 Ratify Auditors M Yes For For Paychex, Election of Director: Inc. PAYX 704326107 10/05/06 B. Thomas Golisano M Yes For For Paychex, Election of Director: Inc. PAYX 704326107 10/05/06 David J.S. Flaschen M Yes For For Paychex, Election of Director: Inc. PAYX 704326107 10/05/06 Phillip Horsley M Yes For For Paychex, Election of Director: Inc. PAYX 704326107 10/05/06 Grant M. Inman M Yes For For Paychex, Election of Director: Inc. PAYX 704326107 10/05/06 Pamela A. Joseph M Yes For For Paychex, Election of Director: Inc. PAYX 704326107 10/05/06 Jonathan J. Judge M Yes For For Paychex, Election of Director: Inc. PAYX 704326107 10/05/06 Jospeh M. Tucci M Yes For For Global Payments, Elect Director Alex W. Inc. GPN 37940X102 09/27/06 Hart M Yes For For Global Payments, Elect Director William Inc. GPN 37940X102 09/27/06 I Jacobs M Yes For For Global Payments, Elect Director Alan M. Inc. GPN 37940X102 09/27/06 Silberstein M Yes For For Global Payments, Elect Director Ruth Ann Inc. GPN 37940X102 09/27/06 Marshall M Yes For For Harman International Industries, Elect Director Edward Inc. HAR 413086109 11/02/06 H. Meyer M Yes For For Harman International Industries, Elect Director Gina Inc. HAR 413086109 11/02/06 Harman M Yes For For Brinker International, Elect Director Douglas Inc. EAT 109641100 11/02/06 H. Brooks M Yes For For Brinker International, Elect Director Robert Inc. EAT 109641100 11/02/06 M. Gates M Yes For For Brinker International, Elect Director Marvin Inc. EAT 109641100 11/02/06 J. Girouard M Yes For For Brinker International, Elect Director Ronald Inc. EAT 109641100 11/02/06 Kirk M Yes For For Brinker International, Elect Director George Inc. EAT 109641100 11/02/06 R. Mrkonic M Yes For For Brinker International, Inc. EAT 109641100 11/02/06 Elect Director Erle Nye M Yes For For Brinker International, Elect Director James E. Inc. EAT 109641100 11/02/06 Oesterreicher M Yes For For Brinker International, Elect Director Rosendo Inc. EAT 109641100 11/02/06 G. Parra M Yes For For Brinker International, Elect Director Cece Inc. EAT 109641100 11/02/06 Smith M Yes For For Brinker International, Inc. EAT 109641100 11/02/06 Ratify Auditors M Yes For For Brinker International, Report on Animal Inc. EAT 109641100 11/02/06 Welfare Standards S Yes Against For Elect Director Richard Applera Corp 38020103 10/19/06 H. Ayers M Yes For For Elect Director Jean-Luc Applera Corp 38020103 10/19/06 Belingard M Yes Withhold Against Elect Director Robert Applera Corp 38020103 10/19/06 H. Hayes M Yes For For Elect Director Arnold Applera Corp 38020103 10/19/06 J. Levine M Yes For For Elect Director William Applera Corp 38020103 10/19/06 H. Longfield M Yes For For Elect Director Theodore Applera Corp 38020103 10/19/06 E. Martin M Yes For For Elect Director Carolyn Applera Corp 38020103 10/19/06 W. Slayman M Yes For For Elect Director Orin R. Applera Corp 38020103 10/19/06 Smith M Yes For For Elect Director James R. Applera Corp 38020103 10/19/06 Tobin M Yes Withhold Against Elect Director Tony L. Applera Corp 38020103 10/19/06 White M Yes For For Applera Corp 38020103 10/19/06 Ratify Auditors M Yes For For Applera Corp 38020103 10/19/06 Change Company Name M Yes For For Applera Corp 38020103 10/19/06 Amend Omnibus Stock Plan M Yes For For Applera Corp 38020103 10/19/06 Amend Omnibus Stock Plan M Yes For For Molex Elect Director Michelle Incorporated MOLX 608554101 10/27/06 L. Collins M Yes For For Molex Elect Director David L. Incorporated MOLX 608554101 10/27/06 Landsittel M Yes For For Molex Elect Director Joe W. Incorporated MOLX 608554101 10/27/06 Laymon M Yes For For Molex Elect Director Fred L. Incorporated MOLX 608554101 10/27/06 Krehbiel M Yes For For Molex Incorporated MOLX 608554101 10/27/06 Ratify Auditors M Yes For For Elect Director Terry D. Harris Corp. HRS 413875105 10/27/06 Growcock M Yes For For Elect Director Leslie Harris Corp. HRS 413875105 10/27/06 F. Kenne M Yes For For Elect Director David B. Harris Corp. HRS 413875105 10/27/06 Rickard M Yes For For Elect Director Gregory Harris Corp. HRS 413875105 10/27/06 T. Swienton M Yes For For Harris Corp. HRS 413875105 10/27/06 Ratify Auditors M Yes For For Sara Lee Elect Director Brenda Corp. SLE 803111103 10/26/06 C. Barnes M Yes For For Sara Lee Elect Director J.T. Corp. SLE 803111103 10/26/06 Battenberg, III M Yes For For Sara Lee Elect Director Corp. SLE 803111103 10/26/06 Christopher B. Begley M Yes For For Sara Lee Elect Director Cynthia Corp. SLE 803111103 10/26/06 B. Carroll M Yes For For Sara Lee Elect Director Virgis Corp. SLE 803111103 10/26/06 W. Colbert M Yes For For Sara Lee Elect Director James S. Corp. SLE 803111103 10/26/06 Crown M Yes For For Sara Lee Elect Director Willie Corp. SLE 803111103 10/26/06 D. Davis M Yes For For Sara Lee Elect Director Laurette Corp. SLE 803111103 10/26/06 T. Koellner M Yes For For Sara Lee Elect Director Cornelis Corp. SLE 803111103 10/26/06 J.A. Van Lede M Yes For For Sara Lee Elect Director Sir Ian Corp. SLE 803111103 10/26/06 Prosser M Yes For For Sara Lee Elect Director Rozanne Corp. SLE 803111103 10/26/06 L. Ridgway M Yes For For Sara Lee Elect Director Jonathan Corp. SLE 803111103 10/26/06 P. Ward M Yes For For Sara Lee Corp. SLE 803111103 10/26/06 Ratify Auditors M Yes For For Sara Lee Separate Chairman and Corp. SLE 803111103 10/26/06 CEO Positions S Yes For Against Sara Lee Approve Report of the Corp. SLE 803111103 10/26/06 Compensation Committee S Yes For Against Parker-Hannifin Elect Director Robert Corp. PH 701094104 10/25/06 J. Kohlhepp M Yes Withhold Against Parker-Hannifin Elect Director Giulio Corp. PH 701094104 10/25/06 Mazzalupi M Yes Withhold Against Parker-Hannifin Elect Director Corp. PH 701094104 10/25/06 Klaus-Peter Mueller M Yes Withhold Against Parker-Hannifin Elect Director Markos Corp. PH 701094104 10/25/06 I. Tambakeras M Yes Withhold Against Parker-Hannifin Corp. PH 701094104 10/25/06 Ratify Auditors M Yes For For Parker-Hannifin Declassify the Board of Corp. PH 701094104 10/25/06 Directors S Yes For Against Archer-Daniels-Midla Elect Director G.A. Company ADM 39483102 11/02/06 Andreas M Yes For For Archer-Daniels-Midla Elect Director A.L. Company ADM 39483102 11/02/06 Boeckmann M Yes For For Archer-Daniels-Midla Elect Director M.H. Company ADM 39483102 11/02/06 Carter M Yes Withhold Against Archer-Daniels-Midla Elect Director R.S. Company ADM 39483102 11/02/06 Joslin M Yes For For Archer-Daniels-Midla Company ADM 39483102 11/02/06 Elect Director A. Maciel M Yes For For Archer-Daniels-Midla Elect Director P.J. Company ADM 39483102 11/02/06 Moore M Yes For For Archer-Daniels-Midla Elect Director M.B. Company ADM 39483102 11/02/06 Mulroney M Yes For For Archer-Daniels-Midla Elect Director T.F. Company ADM 39483102 11/02/06 O'Neill M Yes For For Archer-Daniels-Midla Company ADM 39483102 11/02/06 Elect Director O.G. Webb M Yes Withhold Against Archer-Daniels-Midla Elect Director K.R. Company ADM 39483102 11/02/06 Westbrook M Yes For For Archer-Daniels-Midla Elect Director P.A. Company ADM 39483102 11/02/06 Woertz M Yes For For Archer-Daniels-Midla Report on Genetically Company ADM 39483102 11/02/06 Modified Organisms (GMO) S Yes Against For Archer-Daniels-Midla Company ADM 39483102 11/02/06 Adopt ILO Standards S Yes For Against Elect Director Jonathan SYSCO Corporation SYY 871829107 11/10/06 Golden M Yes For For Elect Director Joseph SYSCO Corporation SYY 871829107 11/10/06 A. Hafner, Jr. M Yes For For Elect Director Nancy S. SYSCO Corporation SYY 871829107 11/10/06 Newcomb M Yes For For Elect Director Richard SYSCO Corporation SYY 871829107 11/10/06 J. Schnieders M Yes For For Elect Director Manuel SYSCO Corporation SYY 871829107 11/10/06 A. Fernandez M Yes For For SYSCO Corporation SYY 871829107 11/10/06 Ratify Auditors M Yes For For Require a Majority Vote for the Election of SYSCO Corporation SYY 871829107 11/10/06 Directors S Yes For For Techne Corp. TECH 878377100 10/26/06 Fix Number of Directors M Yes For For Elect Director Thomas Techne Corp. TECH 878377100 10/26/06 E. Oland M Yes For For Elect Director Roger C. Techne Corp. TECH 878377100 10/26/06 Lucas, Ph.D. M Yes For For Elect Director Howard Techne Corp. TECH 878377100 10/26/06 V. O'Connell M Yes For For Elect Director G. Techne Corp. TECH 878377100 10/26/06 Arthur Herbert M Yes For For Elect Director R.C. Techne Corp. TECH 878377100 10/26/06 Steer, M.D., Ph.D. M Yes For For Elect Director Robert Techne Corp. TECH 878377100 10/26/06 V. Baumgartner M Yes For For Elect Director C.A. Techne Corp. TECH 878377100 10/26/06 Dinarello, M.D. M Yes For For Barr Pharmaceuticals Elect Director Bruce L. Inc BRL 68306109 11/09/06 Downey M Yes For For Barr Pharmaceuticals Elect Director Paul M. Inc BRL 68306109 11/09/06 Bisaro M Yes For For Barr Pharmaceuticals Elect Director George Inc BRL 68306109 11/09/06 P. Stephan M Yes For For Barr Pharmaceuticals Elect Director Harold Inc BRL 68306109 11/09/06 N. Chefitz M Yes For For Barr Pharmaceuticals Elect Director Richard Inc BRL 68306109 11/09/06 R. Frankovic M Yes For For Barr Pharmaceuticals Elect Director Peter R. Inc BRL 68306109 11/09/06 Seaver M Yes For For Barr Pharmaceuticals Elect Director James S. Inc BRL 68306109 11/09/06 Gilmore, III M Yes Withhold Against Barr Pharmaceuticals Inc BRL 68306109 11/09/06 Ratify Auditors M Yes For For Cardinal Health, Elect Director John F. Inc. CAH 14149Y108 11/08/06 Finn M Yes For For Cardinal Health, Elect Director David W. Inc. CAH 14149Y108 11/08/06 Raisbeck M Yes For For Cardinal Health, Elect Director Robert Inc. CAH 14149Y108 11/08/06 D. Walter M Yes For For Cardinal Health, Inc. CAH 14149Y108 11/08/06 Ratify Auditors M Yes For For Submit Severance Agreements Cardinal Health, (Change-in-Control)to Inc. CAH 14149Y108 11/08/06 Shareholder Vote S Yes For Against Performance-Based Cardinal Health, and/or Time-Based Inc. CAH 14149Y108 11/08/06 Equity Awards S Yes For Against Cardinal Health, Increase Disclosure of Inc. CAH 14149Y108 11/08/06 Executive Compensation S Yes For Against Elect Director William Microsoft Corp. MSFT 594918104 11/14/06 H. Gates, III M Yes For For Elect Director Steven Microsoft Corp. MSFT 594918104 11/14/06 A. Ballmer M Yes For For Elect Director James I. Microsoft Corp. MSFT 594918104 11/14/06 Cash, Jr., Ph.D. M Yes For For Elect Director Dina Microsoft Corp. MSFT 594918104 11/14/06 Dublon M Yes For For Elect Director Raymond Microsoft Corp. MSFT 594918104 11/14/06 V. Gilmartin M Yes For For Elect Director David F. Microsoft Corp. MSFT 594918104 11/14/06 Marquardt M Yes For For Elect Director Charles Microsoft Corp. MSFT 594918104 11/14/06 H. Noski M Yes For For Elect Director Helmut Microsoft Corp. MSFT 594918104 11/14/06 Panke M Yes For For Elect Director Jon A. Microsoft Corp. MSFT 594918104 11/14/06 Shirley M Yes For For Microsoft Corp. MSFT 594918104 11/14/06 Ratify Auditors M Yes For For Cease Product Sales that Can Be Used to Microsoft Corp. MSFT 594918104 11/14/06 Violate Human Rights S Yes Against For Amend EEO Statement to Not Reference Sexual Microsoft Corp. MSFT 594918104 11/14/06 Orientation S Yes Against For Establish Shareholder Microsoft Corp. MSFT 594918104 11/14/06 Advisory Committee S Yes Against For Elect Director James W. Lam Research Corp. LRCX 512807108 11/02/06 Bagley M Yes For For Elect Director David G. Lam Research Corp. LRCX 512807108 11/02/06 Arscott M Yes For For Elect Director Robert Lam Research Corp. LRCX 512807108 11/02/06 M. Berdahl M Yes For For Elect Director Richard Lam Research Corp. LRCX 512807108 11/02/06 J. Elkus, Jr. M Yes For For Elect Director Jack R. Lam Research Corp. LRCX 512807108 11/02/06 Harris M Yes For For Elect Director Grant M. Lam Research Corp. LRCX 512807108 11/02/06 Inman M Yes For For Elect Director Lam Research Corp. LRCX 512807108 11/02/06 Catherine P. Lego M Yes For For Elect Director Stephen Lam Research Corp. LRCX 512807108 11/02/06 G. Newberry M Yes For For Elect Director Seiichi Lam Research Corp. LRCX 512807108 11/02/06 Watanabe M Yes For For Elect Director Patricia Lam Research Corp. LRCX 512807108 11/02/06 S. Wolpert M Yes For For Approve/Amend Executive Lam Research Corp. LRCX 512807108 11/02/06 Incentive Bonus Plan M Yes For For Approve Omnibus Stock Lam Research Corp. LRCX 512807108 11/02/06 Plan M Yes For For Lam Research Corp. LRCX 512807108 11/02/06 Ratify Auditors M Yes For For Elect Director Edmund Campbell Soup Co. CPB 134429109 11/16/06 M. Carpenter M Yes For For Elect Director Paul R. Campbell Soup Co. CPB 134429109 11/16/06 Charron M Yes For For Elect Director Douglas Campbell Soup Co. CPB 134429109 11/16/06 R. Conant M Yes For For Elect Director Bennett Campbell Soup Co. CPB 134429109 11/16/06 Dorrance M Yes For For Elect Director Kent B. Campbell Soup Co. CPB 134429109 11/16/06 Foster M Yes For For Elect Director Harvey Campbell Soup Co. CPB 134429109 11/16/06 Golub M Yes For For Elect Director Randall Campbell Soup Co. CPB 134429109 11/16/06 W. Larrimore M Yes For For Elect Director Philip Campbell Soup Co. CPB 134429109 11/16/06 E. Lippincott M Yes For For Elect Director Mary Campbell Soup Co. CPB 134429109 11/16/06 Alice D. Malone M Yes For For Elect Director Sara Campbell Soup Co. CPB 134429109 11/16/06 Mathew M Yes For For Elect Director David C. Campbell Soup Co. CPB 134429109 11/16/06 Patterson M Yes For For Elect Director Charles Campbell Soup Co. CPB 134429109 11/16/06 R. Perrin M Yes For For Elect Director A. Barry Campbell Soup Co. CPB 134429109 11/16/06 Rand M Yes For For Elect Director George Campbell Soup Co. CPB 134429109 11/16/06 Strawbridge, Jr. M Yes For For Elect Director Les C. Campbell Soup Co. CPB 134429109 11/16/06 Vinney M Yes For For Elect Director Campbell Soup Co. CPB 134429109 11/16/06 Charlotte C. Weber M Yes For For Campbell Soup Co. CPB 134429109 11/16/06 Ratify Auditors M Yes For For Campbell Soup Co. CPB 134429109 11/16/06 Sustainability Report S Yes For Against - ------------------- --------- ------------- ----------------------------------- ----------- ---------------------------- ----------- Fund: Principal Variable Contracts Fund, Inc. - LargeCap Growth Equity Account Sub-Advisor: T. Rowe Price Associates, Inc. 4775 - Principal Variable Contracts Fund - Large Cap Growth Series - ---------------------- ---------- ---------------------- -------------------- --- -- ---------------------------------------- ------ (g) Did the (h) (i) (d) (f) Registrant Vote Was Vote (a) (b) (c) S/H Mtg. (e) Proposed by Vote? (For, For or Issuer or (Yes Against, Against Issuer Ticker CUSIP Date Matter Voted On S/H No) Abstain) Management - ---------------------- -------------------------------------------------- ------------ ----------------------------------- Walgreen WAG 931422109 1/10/2007 Elect Director David W. Bernauer Issuer Yes For For Co. Walgreen Co. WAG 931422109 1/10/2007 Elect Director William C. Foote Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director James J. Howard Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Alan G. McNally Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Cordell Reed Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director Jeffrey A. Rein Issuer Yes For For Walgreen Elect Director Nancy M. Co. WAG 931422109 1/10/2007 Schlichting Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director David Y. Schwartz Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Elect Director James A. Skinner Issuer Yes For For Walgreen Elect Director Marilou M. von Co. WAG 931422109 1/10/2007 Ferstel Issuer Yes For For Elect Director Charles R. Walgreen Co. WAG 931422109 1/10/2007 Walgreen, III Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Ratify Auditors Issuer Yes For For Walgreen Co. WAG 931422109 1/10/2007 Amend Omnibus Stock Plan Issuer Yes For For Separate Chairman and CEO Monsanto Co. MON 61166W101 1/17/2007 Positions S/H Yes Against For Elect Director Frank V. Atlee Monsanto Co. MON 61166W101 1/17/2007 III Issuer Yes For For Monsanto Co. MON 61166W101 1/17/2007 Elect Director Arthur H. Harper Issuer Yes For For Monsanto Co. MON 61166W101 1/17/2007 Elect Director Gwendolyn S. King Issuer Yes For For Elect Director Sharon R. Long, Monsanto Co. MON 61166W101 1/17/2007 Ph.D. Issuer Yes For For Monsanto Co. MON 61166W101 1/17/2007 Ratify Auditors Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Samuel H. Armacost Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Charles Crocker Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Joseph R. Hardiman Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Robert D. Joffe Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Charles B. Johnson Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Gregory E. Johnson Issuer Yes For For Franklin Resources, Elect Director Rupert H. Inc. BEN 354613101 1/25/2007 Johnson, Jr. Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Thomas H. Kean Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Chutta Ratnathicam Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Peter M. Sacerdote Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Laura Stein Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Anne M. Tatlock Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Elect Director Louis E. Woodworth Issuer Yes For For Franklin Resources, Inc. BEN 354613101 1/25/2007 Ratify Auditors Issuer Yes For For Franklin Resources, Amend Qualified Employee Stock Inc. BEN 354613101 1/25/2007 Purchase Plan Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: NOBUYUKI IDEI. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: MARJORIE MAGNER. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: DENNIS F. HIGHTOWER. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: WILLIAM L. KIMSEY. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: ROBERT I. LIPP. Issuer Yes For For APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 DIRECTORS: WULF VON SCHIMMELMANN. Issuer Yes For For ACCENTURE LTD BERMUDA ACN G1150G111 2/7/2007 Ratify Auditors Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Robert A. Bittman Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Richard R. Burt Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Patti S. Hart Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Leslie S. Heisz Issuer Yes For For International Game Elect Director Robert A. Technology IGT 459902102 3/6/2007 Mathewson Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Thomas J. Matthews Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Robert Miller Issuer Yes For For International Game Elect Director Frederick B. Technology IGT 459902102 3/6/2007 Rentschler Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Ratify Auditors Issuer Yes For For International Game Technology IGT 459902102 3/6/2007 Elect Director Neil Barsky Issuer Yes WithholdAgainst Elect Director Barbara T. QUALCOMM Inc. QCOM 747525103 3/13/2007 Alexander Issuer Yes For For Elect Director Raymond V. QUALCOMM Inc. QCOM 747525103 3/13/2007 Dittamore Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Irwin Mark Jacobs Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Sherry Lansing Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Peter M. Sacerdote Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Elect Director Marc I. Stern Issuer Yes For For QUALCOMM Inc. QCOM 747525103 3/13/2007 Ratify Auditors Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Performance-Based Equity Awards S/H Yes For Against Require a Majority Vote for the Analog Devices, Inc. ADI 32654105 3/13/2007 Election of Directors S/H Yes For Against Analog Devices, Inc. ADI 32654105 3/13/2007 Elect Director Jerald G. Fishman Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Elect Director John C. Hodgson Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Elect Director F. Grant Saviers Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Elect Director Paul J. Severino Issuer Yes For For Analog Devices, Inc. ADI 32654105 3/13/2007 Ratify Auditors Issuer Yes For For Elect Director Michael H. Applied Materials, Inc. AMAT 38222105 3/14/2007 Armacost Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Robert H. Brust Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Deborah A. Coleman Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Philip V. Gerdine Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Thomas J. Iannotti Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Charles Y.S. Liu Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director James C. Morgan Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Elect Director Gerhard H. Parker Issuer Yes For For Elect Director Willem P. Applied Materials, Inc. AMAT 38222105 3/14/2007 Roelandts Issuer Yes For For Elect Director Michael R. Applied Materials, Inc. AMAT 38222105 3/14/2007 Splinter Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Applied Materials, Inc. AMAT 38222105 3/14/2007 Purchase Plan Issuer Yes For For Amend Executive Incentive Bonus Applied Materials, Inc. AMAT 38222105 3/14/2007 Plan Issuer Yes For For Applied Materials, Inc. AMAT 38222105 3/14/2007 Ratify Auditors Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Approve Merger Agreement Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Adjourn Meeting Issuer Yes For For Caremark Rx, Inc. CMX 141705103 3/16/2007 Adjourn Meeting Issuer Yes None NA CME Group Inc. CME 167760107 4/4/2007 Approve Merger Agreement Issuer Yes For For CME Group Inc. CME 167760107 4/4/2007 Adjourn Meeting Issuer Yes For For Amend Vote Requirements to Amend Morgan Stanley MS 617446448 4/10/2007 Articles/Bylaws/Charter S/H Yes For Against Approve Report of the Morgan Stanley MS 617446448 4/10/2007 Compensation Committee S/H Yes For Against Morgan Stanley MS 617446448 4/10/2007 Elect Director Klaus Zumwinkel Issuer Yes Against Against Morgan Stanley MS 617446448 4/10/2007 Approve Omnibus Stock Plan Issuer Yes Against Against Morgan Stanley MS 617446448 4/10/2007 Elect Director Roy J. Bostock Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Erskine B. Bowles Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Howard J. Davies Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director C. Robert Kidder Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director John J. Mack Issuer Yes For For Elect Director Donald T. Morgan Stanley MS 617446448 4/10/2007 Nicolaisen Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Charles H. Noski Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Hutham S. Olayan Issuer Yes For For Elect Director Charles E. Morgan Stanley MS 617446448 4/10/2007 Phillips, Jr. Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Griffith Sexton Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Elect Director Laura D. Tyson Issuer Yes For For Morgan Stanley MS 617446448 4/10/2007 Ratify Auditors Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director P. Camus Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director J.S. Gorelick Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director A. Gould Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director T. Isaac Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director N. Kudryavtsev Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director A. Lajous Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director M.E. Marks Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director D. Primat Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director L.R. Reif Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director T.I. Sandvold Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director N. Seydoux Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director L.G. Stuntz Issuer Yes For For Schlumberger Ltd. SLB 806857108 4/11/2007 Elect Director R. Talwar Issuer Yes For For ADOPTION AND APPROVAL OF Schlumberger Ltd. SLB 806857108 4/11/2007 FINANCIALS AND DIVIDENDS. Issuer Yes For For APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Schlumberger Ltd. SLB 806857108 4/11/2007 FIRM. Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director T. Albright Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director K. Burnes Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director P. Coym Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director N. Darehshori Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director A. Fawcett Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director A. Goldstein Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director D. Gruber Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director L. Hill Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director C. LaMantia Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Logue Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director M. Miskovic Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Sergel Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Skates Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director G. Summe Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director D. Walsh Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Elect Director R. Weissman Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Increase Authorized Common Stock Issuer Yes For For State Street Corp. (Boston) STT 857477103 4/18/2007 Ratify Auditors Issuer Yes For For Genentech, Inc. DNA 368710406 4/20/2007 Elect Director Debra L. Reed Issuer Yes For For Elect Director Charles A. Genentech, Inc. DNA 368710406 4/20/2007 Sanders, M.D. Issuer Yes For For Genentech, Inc. DNA 368710406 4/20/2007 Ratify Auditors Issuer Yes For For Elect Director Herbert W. Boyer, Genentech, Inc. DNA 368710406 4/20/2007 Ph.D. Issuer Yes WithholdAgainst Genentech, Inc. DNA 368710406 4/20/2007 Elect Director William M. Burns Issuer Yes WithholdAgainst Elect Director Erich Hunziker, Genentech, Inc. DNA 368710406 4/20/2007 Ph.D. Issuer Yes WithholdAgainst Elect Director Jonathan K.C. Genentech, Inc. DNA 368710406 4/20/2007 Knowles, Ph.D. Issuer Yes WithholdAgainst Elect Director Arthur D. Genentech, Inc. DNA 368710406 4/20/2007 Levinson, Ph.D. Issuer Yes WithholdAgainst CME Group Inc. CME 167760107 4/25/2007 Elect Director Craig S. Donohue Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Terrence A. Duffy Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Daniel R. Glickman Issuer Yes For For Elect Director William P. CME Group Inc. CME 167760107 4/25/2007 Miller, II Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director James E. Oliff Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director John F. Sandner Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Elect Director Terry L. Savage Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Executive Incentive Bonus CME Group Inc. CME 167760107 4/25/2007 Plan Issuer Yes For For CME Group Inc. CME 167760107 4/25/2007 Ratify Auditors Issuer Yes For For Company-Specific -- One Director General Electric Co. GE 369604103 4/25/2007 from the Ranks of Retirees S/H Yes Against For Separate Chairman and CEO General Electric Co. GE 369604103 4/25/2007 Positions S/H Yes Against For Report on Charitable General Electric Co. GE 369604103 4/25/2007 Contributions S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Report on Global Warming S/H Yes Against For Adopt Ethical Criteria for General Electric Co. GE 369604103 4/25/2007 Military Contracts S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Report on Pay Disparity S/H Yes Against For General Electric Co. GE 369604103 4/25/2007 Provide for Cumulative Voting S/H Yes For Against Company-Specific -- Adopt Policy General Electric Co. GE 369604103 4/25/2007 on Overboarded Directors S/H Yes For Against Limit Dividend and Dividend General Electric Co. GE 369604103 4/25/2007 Equivalent Payments to Executives S/H Yes For Against General Electric Co. GE 369604103 4/25/2007 Elect Director James I. Cash, Jr. Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director William M. Castell Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Ann M. Fudge Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Susan Hockfield Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Jerry R. Immelt Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Andrea Jung Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Alan G. Lafley Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Robert W. Lane Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Ralph S. Larsen Issuer Yes For For Elect Director Rochelle B. General Electric Co. GE 369604103 4/25/2007 Lazarus Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Sam Nunn Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Roger S. Penske Issuer Yes For For Elect Director Robert J. General Electric Co. GE 369604103 4/25/2007 Swieringa Issuer Yes For For Elect Director Douglas A. Warner General Electric Co. GE 369604103 4/25/2007 III Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Elect Director Robert C. Wright Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Ratify Auditors Issuer Yes For For Adopt Majority Vote Standard in General Electric Co. GE 369604103 4/25/2007 Director Elections Issuer Yes For For General Electric Co. GE 369604103 4/25/2007 Approve Omnibus Stock Plan Issuer Yes For For Company-Specific-Approve Material Terms of Senior Officer General Electric Co. GE 369604103 4/25/2007 Performance Goals Issuer Yes For For Elect Director Claudio X. General Electric Co. GE 369604103 4/25/2007 Gonzalez Issuer Yes WithholdAgainst Amend EEO Policy to Reference Expeditors International Discrimination based on Sexual of Washington, Inc. EXPD 302130109 5/2/2007 Orientation S/H Yes For Against Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Approve Stock Option Plan Issuer Yes Against Against Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director Peter J. Rose Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director James L.K. Wang Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director R. Jordan Gates Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director James J. Casey Issuer Yes For For Expeditors International Elect Director Dan P. of Washington, Inc. EXPD 302130109 5/2/2007 Kourkoumelis Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director Michael J. Malone Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Elect Director John W. Meisenbach Issuer Yes For For Expeditors International Amend Qualified Employee Stock of Washington, Inc. EXPD 302130109 5/2/2007 Purchase Plan Issuer Yes For For Expeditors International of Washington, Inc. EXPD 302130109 5/2/2007 Ratify Auditors Issuer Yes For For Compensation Specific-Adopt Policy Concerning Backdating Broadcom Corp. BRCM 111320107 5/2/2007 Controversy S/H Yes For Against Amend Qualified Employee Stock Broadcom Corp. BRCM 111320107 5/2/2007 Purchase Plan Issuer Yes Against Against Broadcom Corp. BRCM 111320107 5/2/2007 Amend Omnibus Stock Plan Issuer Yes Against Against Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director George L. Farinsky Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Nancy H. Handel Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Scott A. McGregor Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Robert E. Switz Issuer Yes For For Approve Executive Incentive Broadcom Corp. BRCM 111320107 5/2/2007 Bonus Plan Issuer Yes For For Broadcom Corp. BRCM 111320107 5/2/2007 Ratify Auditors Issuer Yes For For Elect Director Maureen E. Broadcom Corp. BRCM 111320107 5/2/2007 Grzelakowski Issuer Yes WithholdAgainst Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director John Major Issuer Yes WithholdAgainst Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Alan E. Ross Issuer Yes WithholdAgainst Elect Director Henry Samueli, Broadcom Corp. BRCM 111320107 5/2/2007 Ph.D. Issuer Yes WithholdAgainst Broadcom Corp. BRCM 111320107 5/2/2007 Elect Director Werner F. Wolfen Issuer Yes WithholdAgainst Kohl's Require a Majority Vote for the Corp. KSS 500255104 5/2/2007 Election of Directors S/H Yes For Against Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Steven A. Burd Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Wayne Embry Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director James D. Ericson Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director John F. Herma Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director William S. Kellogg Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Kevin Mansell Issuer Yes For For Kohl's Elect Director R. Lawrence Corp. KSS 500255104 5/2/2007 Montgomery Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Frank V. Sica Issuer Yes For For Elect Director Peter M. Kohl's Corp. KSS 500255104 5/2/2007 Sommerhauser Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director Stephen E. Watson Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Elect Director R. Elton White Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Ratify Auditors Issuer Yes For For Kohl's Corp. KSS 500255104 5/2/2007 Amend Omnibus Stock Plan Issuer Yes For For Kohl's Approve Executive Incentive Corp. KSS 500255104 5/2/2007 Bonus Plan Issuer Yes For For Kohl's Company Specific-Adopt Majority Corp. KSS 500255104 5/2/2007 Vote for Election of Directors Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Other Business Issuer Yes Against Against Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director James DeFranco Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Michael T. Dugan Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Cantey Ergen Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Charles W. Ergen Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Steven R. Goodbarn Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Gary S. Howard Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director David K. Moskowitz Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Tom A. Ortolf Issuer Yes For For Echostar Communications Elect Director C.Michael Corp. DISH 278762109 5/8/2007 Schroeder Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Elect Director Carl E. Vogel Issuer Yes For For Echostar Communications Corp. DISH 278762109 5/8/2007 Ratify Auditors Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director Stephen A. Wynn Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director Alvin V. Shoemaker Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Elect Director D. Boone Wayson Issuer Yes For For Amend Executive Incentive Bonus Wynn Resorts Ltd WYNN 983134107 5/8/2007 Plan Issuer Yes For For Wynn Resorts Ltd WYNN 983134107 5/8/2007 Ratify Auditors Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Raymond P. Dolan Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Ronald M. Dykes Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Carolyn F. Katz Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Gustavo Lara Cantu Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Pamela D.A. Reeve Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director David E. Sharbutt Issuer Yes For For Elect Director James D. Taiclet, American Tower Corp. AMT 29912201 5/9/2007 Jr. Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Elect Director Samme L. Thompson Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Approve Omnibus Stock Plan Issuer Yes For For American Tower Corp. AMT 29912201 5/9/2007 Ratify Auditors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Develop an Animal Welfare Policy S/H Yes Against For Amgen, Inc. AMGN 31162100 5/9/2007 Prepare a Sustainability Report S/H Yes Against For Elect Director Frank J. Biondi, Amgen, Inc. AMGN 31162100 5/9/2007 Jr. Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Jerry D. Choate Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Frank C. Herringer Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Elect Director Gilbert S. Omenn Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Ratify Auditors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Declassify the Board of Directors Issuer Yes For For Amgen, Inc. AMGN 31162100 5/9/2007 Declassify the Board of Directors Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Paul Berg Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John F. Cogan Issuer Yes For For Elect Director Etienne F. Gilead Sciences, Inc. GILD 375558103 5/9/2007 Davignon Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director James M. Denny Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Carla A. Hills Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John W. Madigan Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director John C. Martin Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Gordon E. Moore Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Nicholas Moore Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Elect Director Gayle E. Wilson Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Ratify Auditors Issuer Yes For For Gilead Sciences, Inc. GILD 375558103 5/9/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Gilead Sciences, Inc. GILD 375558103 5/9/2007 Purchase Plan Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Limit Executive Compensation S/H Yes Against For CVS Caremark Corp CVS 126650100 5/9/2007 Prepare Sustainability Report S/H Yes Against For Disclose Information on CVS Caremark Corp CVS 126650100 5/9/2007 Compensation Consultant S/H Yes Against For Separate Chairman and CEO CVS Caremark Corp CVS 126650100 5/9/2007 Positions S/H Yes For Against Compensation Specific- Policy on Stock Option Grants/Option CVS Caremark Corp CVS 126650100 5/9/2007 Backdating S/H Yes For Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Roger L. Headrick Issuer Yes Against Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director C.A. Lance Piccolo Issuer Yes Against Against CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Edwin M. Banks Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director C. David Brown II Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Edwin Mac Crawford Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director David W. Dorman Issuer Yes For For Elect Director Kristen E. Gibney CVS Caremark Corp CVS 126650100 5/9/2007 Williams Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Marian L. Heard Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director William H. Joyce Issuer Yes For For Elect Director Jean-Pierre CVS Caremark Corp CVS 126650100 5/9/2007 Million Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Terrence Murray Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Sheli Z. Rosenberg Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Thomas M. Ryan Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Elect Director Richard J. Swift Issuer Yes For For CVS Caremark Corp CVS 126650100 5/9/2007 Ratify Auditors Issuer Yes For For Approve Qualified Employee Stock CVS Caremark Corp CVS 126650100 5/9/2007 Purchase Plan Issuer Yes For For Approve Executive Incentive CVS Caremark Corp CVS 126650100 5/9/2007 Bonus Plan Issuer Yes For For Adopt Policies to Protect Freedom of Access to the Google Inc GOOG 38259P508 5/10/2007 Internet S/H Yes Against For Google Inc GOOG 38259P508 5/10/2007 Amend Omnibus Stock Plan Issuer Yes Against Against Google Inc GOOG 38259P508 5/10/2007 Elect Director Eric Schmidt Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Sergey Brin Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Larry Page Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director L. John Doerr Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director John L. Hennessy Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Arthur D. Levinson Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Ann Mather Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director Paul S. Otellini Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Elect Director K. Ram Shriram Issuer Yes For For Elect Director Shirley M. Google Inc GOOG 38259P508 5/10/2007 Tilghman Issuer Yes For For Google Inc GOOG 38259P508 5/10/2007 Ratify Auditors Issuer Yes For For Approve Executive Incentive Google Inc GOOG 38259P508 5/10/2007 Bonus Plan Issuer Yes For For Report on Feasibility of Adopting a Toxic Chemical Apple, Inc. AAPL 37833100 5/10/2007 Elimination Policy S/H Yes Against For Apple, Inc. AAPL 37833100 5/10/2007 Stock Retention/Holding Period S/H Yes Against For Report on Computer Recycling Apple, Inc. AAPL 37833100 5/10/2007 Policy S/H Yes Against For Compensation Specific--Option Apple, Inc. AAPL 37833100 5/10/2007 Dating Policy S/H Yes For Against Apple, Inc. AAPL 37833100 5/10/2007 Pay For Superior Performance S/H Yes For Against Advisory Vote to Ratify Named Apple, Inc. AAPL 37833100 5/10/2007 Executive Officers' Compensation S/H Yes For Against Apple, Inc. AAPL 37833100 5/10/2007 Elect Director Steven P. Jobs Issuer Yes For For Apple, Inc. AAPL 37833100 5/10/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock Apple, Inc. AAPL 37833100 5/10/2007 Purchase Plan Issuer Yes For For Amend Non-Employee Director Apple, Inc. AAPL 37833100 5/10/2007 Stock Option Plan Issuer Yes For For Apple, Inc. AAPL 37833100 5/10/2007 Ratify Auditors Issuer Yes For For Elect Director William V. Apple, Inc. AAPL 37833100 5/10/2007 Campbell Issuer Yes WithholdAgainst Apple, Inc. AAPL 37833100 5/10/2007 Elect Director Millard S. Drexler Issuer Yes WithholdAgainst Elect Director Albert A. Gore, Apple, Inc. AAPL 37833100 5/10/2007 Jr. Issuer Yes WithholdAgainst Elect Director Arthur D. Apple, Inc. AAPL 37833100 5/10/2007 Levinson, Ph.D. Issuer Yes WithholdAgainst Elect Director Eric E. Schmidt, Apple, Inc. AAPL 37833100 5/10/2007 Ph.D. Issuer Yes WithholdAgainst Apple, Inc. AAPL 37833100 5/10/2007 Elect Director Jerome B. York Issuer Yes WithholdAgainst Sepracor Inc. SEPR 817315104 5/15/2007 Elect Director Digby W. Barrios Issuer Yes For For Sepracor Inc. SEPR 817315104 5/15/2007 Elect Director Alan A. Steigrod Issuer Yes For For Sepracor Inc. SEPR 817315104 5/15/2007 Amend Omnibus Stock Plan Issuer Yes For For Sepracor Inc. SEPR 817315104 5/15/2007 Ratify Auditors Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Stock Retention/Holding Period S/H Yes Against For Danaher Corp. DHR 235851102 5/15/2007 Elect Director Steven M. Rales Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Elect Director John T. Schwieters Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Elect Director Alan G. Spoon Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Ratify Auditors Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Increase Authorized Common Stock Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Approve Omnibus Stock Plan Issuer Yes For For Approve Executive Incentive Danaher Corp. DHR 235851102 5/15/2007 Bonus Plan Issuer Yes For For Danaher Corp. DHR 235851102 5/15/2007 Amend Deferred Compensation Plan Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Elect Director Michael A. Rocca Issuer Yes For For Elect Director Stefan K. St. Jude Medical, Inc. STJ 790849103 5/16/2007 Widensohler Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Approve Omnibus Stock Plan Issuer Yes For For Approve Qualified Employee Stock St. Jude Medical, Inc. STJ 790849103 5/16/2007 Purchase Plan Issuer Yes For For St. Jude Medical, Inc. STJ 790849103 5/16/2007 Ratify Auditors Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Sheila P. Burke Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Victor S. Liss Issuer Yes For For Elect Director Jane G. Pisano, Wellpoint Inc WLP 94973V107 5/16/2007 Ph.D. Issuer Yes For For Elect Director George A. Wellpoint Inc WLP 94973V107 5/16/2007 Schaefer, Jr. Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director Jackie M. Ward Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Elect Director John E. Zuccotti Issuer Yes For For Company Specific--Approve Majority Voting for the Non- Wellpoint Inc WLP 94973V107 5/16/2007 Contested Election of Directors Issuer Yes For For Wellpoint Inc WLP 94973V107 5/16/2007 Ratify Auditors Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Limit Executive Compensation S/H Yes Against For Intel Elect Director Charlene Corp. INTC 458140100 5/16/2007 Barshefsky Issuer Yes Against Against Intel Corp. INTC 458140100 5/16/2007 Elect Director Craig R. Barrett Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Susan L. Decker Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director D. James Guzy Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Reed E. Hundt Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Paul S. Otellini Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director James D. Plummer Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director David S. Pottruck Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director Jane E. Shaw Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director John L. Thornton Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Elect Director David B. Yoffie Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Ratify Auditors Issuer Yes For For Intel Corp. INTC 458140100 5/16/2007 Amend Omnibus Stock Plan Issuer Yes For For Intel Approve Executive Incentive Corp. INTC 458140100 5/16/2007 Bonus Plan Issuer Yes For For Southwest Airlines Company Specific-Adopt Simple Co. LUV 844741108 5/16/2007 Majority Vote S/H Yes Against For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director David W. Biegler Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Louis E. Caldera Issuer Yes For For Elect Director William H. Southwest Airlines Co. LUV 844741108 5/16/2007 Cunningham, Ph.D. Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Travis C. Johnson Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director John T. Montford Issuer Yes For For Reduce Supermajority Vote Southwest Airlines Co. LUV 844741108 5/16/2007 Requirement Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Approve Omnibus Stock Plan Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Ratify Auditors Issuer Yes For For Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Colleen C. Barrett Issuer Yes WithholdAgainst Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director C. Webb Crockett Issuer Yes WithholdAgainst Southwest Airlines Elect Director Herbert D. Co. LUV 844741108 5/16/2007 Kelleher Issuer Yes WithholdAgainst Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Gary C. Kelly Issuer Yes WithholdAgainst Southwest Airlines Co. LUV 844741108 5/16/2007 Elect Director Nancy B. Loeffler Issuer Yes WithholdAgainst Elect Director Robert M. Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Calderoni Issuer Yes For For Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Elect Director Pradeep Sindhu Issuer Yes For For Juniper Networks, Inc. JNPR 48203R104 5/17/2007 Ratify Auditors Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director Ronald D. Fisher Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director George A. Hayter Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director R. Jarrett Lilien Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Elect Director Donna L. Weaver Issuer Yes For For E*Trade Financial Corp. ETFC 269246104 5/23/2007 Ratify Auditors Issuer Yes For For MEDCO Health Solutions Elect Director Howard W. Barker, Inc MHS 58405U102 5/24/2007 Jr. Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Elect Director David B. Snow, Jr. Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Declassify the Board of Directors Issuer Yes For For MEDCO Health Solutions Approve Qualified Employee Stock Inc MHS 58405U102 5/24/2007 Purchase Plan Issuer Yes For For MEDCO Health Solutions Inc MHS 58405U102 5/24/2007 Ratify Auditors Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Report on Political Contributions S/H Yes For Against Target Corporation TGT 87612E106 5/24/2007 Elect Director Calvin Darden Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Elect Director Anne M. Mulcahy Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Elect Director Stephen W. Sanger Issuer Yes For For Elect Director Gregg W. Target Corporation TGT 87612E106 5/24/2007 Steinhafel Issuer Yes For For Target Corporation TGT 87612E106 5/24/2007 Ratify Auditors Issuer Yes For For Approve Executive Incentive Target Corporation TGT 87612E106 5/24/2007 Bonus Plan Issuer Yes For For Company Specific- Require Majority Vote for the Election Target Corporation TGT 87612E106 5/24/2007 of Directors Issuer Yes For For Require Director Nominee Lowe's Companies, Inc. LOW 548661107 5/25/2007 Qualifications S/H Yes Against For Report on Progress Toward Implementing the Company's Wood Lowe's Companies, Inc. LOW 548661107 5/25/2007 Policy S/H Yes Against For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Declassify the Board of Directors S/H Yes For Against Submit Severance Agreement (Change in Control) to Lowe's Companies, Inc. LOW 548661107 5/25/2007 shareholder Vote S/H Yes For Against Lowe's Companies, Inc. LOW 548661107 5/25/2007 Pay For Superior Performance S/H Yes For Against Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director David W. Bernauer Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Leonard L. Berry Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Dawn E. Hudson Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Elect Director Robert A. Niblock Issuer Yes For For Amend Qualified Employee Stock Lowe's Companies, Inc. LOW 548661107 5/25/2007 Purchase Plan Issuer Yes For For Lowe's Companies, Inc. LOW 548661107 5/25/2007 Ratify Auditors Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Establish SERP Policy S/H Yes Against For UnitedHealth Group Performance-Based and/or Incorporated UNH 91324P102 5/29/2007 Time-Based Equity Awards S/H Yes For Against UnitedHealth Group Advisory Vote to Ratify Named Incorporated UNH 91324P102 5/29/2007 Executive Officers' Compensation S/H Yes For Against UnitedHealth Group Equal Access to the Proxy for Incorporated UNH 91324P102 5/29/2007 Purpose of Electing a Director S/H Yes For Against UnitedHealth Group Elect Director William C. Incorporated UNH 91324P102 5/29/2007 Ballard, Jr. Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Elect Director Richard T. Burke Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Elect Director Stephen J. Hemsley Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Elect Director Robert J. Darretta Issuer Yes For For UnitedHealth Group Company Specific--Majority Vote Incorporated UNH 91324P102 5/29/2007 for the Election of Directors Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Declassify the Board of Directors Issuer Yes For For Reduce Supermajority Vote UnitedHealth Group Requirement for Removal of Incorporated UNH 91324P102 5/29/2007 Directors Issuer Yes For For UnitedHealth Group Reduce Supermajority Vote Incorporated UNH 91324P102 5/29/2007 Requirement Issuer Yes For For UnitedHealth Group Amend Articles-Make Stylistic, Incorporated UNH 91324P102 5/29/2007 Clarifying and Conforming Changes Issuer Yes For For UnitedHealth Group Incorporated UNH 91324P102 5/29/2007 Ratify Auditors Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Salvatore Iannuzzi Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Robert J. Chrenc Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director George R. Eisele Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director John Gaulding Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Michael Kaufman Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director Ronald J. Kramer Issuer Yes For For Elect Director Philip R. Monster Worldwide, Inc. MNST 611742107 5/30/2007 Lochner, Jr Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Elect Director David A. Stein Issuer Yes For For Monster Worldwide, Inc. MNST 611742107 5/30/2007 Ratify Auditors Issuer Yes For For Report on Charitable Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Contributions S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Healthcare Policies S/H Yes Against For Report on Equity Compensation by Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Race and Gender S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Pay Disparity S/H Yes Against For Prepare Business Social Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Responsibility Report S/H Yes Against For Report on Social and Reputation Impact of Failure to Comply with Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 ILO Conventions S/H Yes Against For Require Director Nominee Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Qualifications S/H Yes Against For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Pay For Superior Performance S/H Yes For Against Advisory Vote to Ratify Named Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Executive Officers' Compensation S/H Yes For Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Report on Political Contributions S/H Yes For Against Restore or Provide for Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Cumulative Voting S/H Yes For Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Jack C. Shewmaker Issuer Yes Against Against Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Aida M. Alvarez Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director James W. Breyer Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director M. Michele Burns Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director James I. Cash, Jr. Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Roger C. Corbett Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Douglas N. Daft Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director David D. Glass Issuer Yes For For Elect Director Roland A. Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Hernandez Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Allen I. Questrom Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director H. Lee Scott, Jr. Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Jim C. Walton Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director S. Robson Walton Issuer Yes For For Elect Director Christopher J. Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Williams Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Elect Director Linda S. Wolf Issuer Yes For For Wal-Mart Stores, Inc. WMT 931142103 6/1/2007 Ratify Auditors Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Sol J. Barer Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Robert J. Hugin Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Michael D. Casey Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Rodman L. Drake Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director A. Hull Hayes, Jr. Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Gilla Kaplan Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director James J. Loughlin Issuer Yes For For Elect Director Richard C. E. Celgene Corp. CELG 151020104 6/12/2007 Morgan Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Elect Director Walter L. Robb Issuer Yes For For Celgene Corp. CELG 151020104 6/12/2007 Ratify Auditors Issuer Yes For For Elect Director Philippe eBay Inc. EBAY 278642103 6/14/2007 Bourguignon Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Elect Director Thomas J. Tierney Issuer Yes For For Elect Director Margaret C. eBay Inc. EBAY 278642103 6/14/2007 Whitman Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Amend Omnibus Stock Plan Issuer Yes For For Amend Qualified Employee Stock eBay Inc. EBAY 278642103 6/14/2007 Purchase Plan Issuer Yes For For eBay Inc. EBAY 278642103 6/14/2007 Ratify Auditors Issuer Yes For For Fund: Principal Variable Contracts Fund, Inc. - LargeCap Stock Index Account Sub-Advisor: Principal Global Investors Vote Summary Report Jul 01, 2006 - Jun 30, 2007 PVC-LargeCap Stock Index Account - 901 Mtg Company/ Mgmt Vote Record Shares Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted - ------------------- --------------------------------------- ------------- ------------ --------- ----------- ---------- ---------- - ---------------------------------------------------------------------------------------------------------------------------------- 05/08/07 - A 3M CO *MMM* 88579Y101 03/09/07 12,411 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 4 Rescind Fair Price Provision For For Mgmt Given the similar protection provided by Delaware General Corporation Law, we believe that the elimination of the fair price provision does not significantly reduce the company's ability to discourage two-tiered tender offers. Rescinding the fair price provision would provide the company with flexibility in pursuing strategic transactions without compromising the company's ability to protect itself from potential hostile takeovers. 5 Approve Executive Incentive Bonus Plan For For Mgmt ISS has concerns with an individual award limit expressed as a percentage of a financial line item as it can produce astronomical payouts. Given the tax advantages that the 162(m) plan provides we recommend support for this proposal. However, ISS will monitor the performance bonus payouts provided to named executive officers and may recommend a vote to WITHHOLD from the compensation committee members if the company does reach the individual award limit without providing sufficient and complete disclosure in the proxy statement. 6 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 7 Pay For Superior Performance Against For ShrHoldr In this case, ISS notes that the company's annual compensation program for named executives does not provide adequate disclosure concerning the specific target payments for the disclosed financial metric, nor is it clear how payouts are determined with respect to target performance. Further, the long-term compensation program is largely time-based. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 04/27/07 - A Abbott Laboratories *ABT* 002824100 02/28/07 25,869 1 Elect Directors For Split Mgmt 1.1 Elect Director R.S. Austin --- For We recommend a vote FOR the directors with the exception of independent outsider Samuel C. Scott III. We recommend that shareholders WITHHOLD votes from independent outsider Samuel C. Scott III for sitting on more than three boards and serving as CEO. 1.2 Elect Director W.M. Daley --- For 1.3 Elect Director W.J. Farrell --- For 1.4 Elect Director H.L. Fuller --- For 1.5 Elect Director R.A. Gonzalez --- For 1.6 Elect Director D.A.L. Owen --- For 1.7 Elect Director B. Powell Jr. --- For 1.8 Elect Director W.A. Reynolds --- For 1.9 Elect Director R.S. Roberts --- For 1.10 Elect Director S.C. Scott III --- Withhold 1.11 Elect Director W.D. Smithburg --- For 1.12 Elect Director G.F. Tilton --- For 1.13 Elect Director M.D. White --- For 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 4 Separate Chairman and CEO Positions Against Against ShrHoldr Conclusion In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 05/17/07 - A Ace Ltd. *ACE* G0070K103 03/30/07 5,522 Meeting for Holders of ADRs 1 ELECTION OF DIRECTOR: BRIAN DUPERREAULT For For Mgmt 2 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ For For Mgmt 3 ELECTION OF DIRECTOR: PETER MENIKOFF For For Mgmt 4 ELECTION OF DIRECTOR: ROBERT RIPP For For Mgmt 5 ELECTION OF DIRECTOR: DERMOT F. SMURFIT For For Mgmt 6 RATIFICATION OF THE APPOINTMENT OF For For Mgmt PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 04/27/07 - A Aetna Inc. *AET* 00817Y108 02/23/07 8,798 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Company Specific-Majority Vote Standard for For For Mgmt the Election of Directors in Uncontested Election ISS commends the company for seeking to adopt a majority vote standard for the election of directors, with a plurality vote carve-out for contested elections and a director resignation policy. 4 Restore or Provide for Cumulative Voting Against Against ShrHoldr In this case, the company meets all of the aforementioned corporate governance criteria and performance measures. ISS commends the company for implementing confidential voting in uncontested solicitations, amending the by-laws to provide that the board does not have the right to alter the size of the board beyond a range established by shareholders and seeking shareholder approval to amend the articles to adopt majority voting for director elections with a plurality carve-out for contested elections. Accordingly, shareholder support for this proposal is not warranted. 5 Require Director Nominee Qualifications Against Against ShrHoldr ISS does not advocate that no inside directors sit on boards. The CEO and other senior officers have more company knowledge and experience than anyone on the board. Without their presence, boards could not fulfill another primary obligation: to establish long-term, overall business strategy. However, shareholders clearly need a different kind of director to act as a watchdog over management, inside directors included. Further, ISS believes that directors should be accountable to all shareholders, and not potentially beholden to one specific group. As such, shareholder support is not warranted for this proposal. 06/07/07 - A Affiliated Computer Services, Inc. 008190100 04/13/07 1,672 *ACS* 1 Elect Directors For Split Mgmt 1.1 Elect Director Darwin Deason --- Withhold ISS recommends shareholders WITHHOLD votes from Darwin Deason, Lynn R. Blodgett, Joseph P. O'Neill, Frank A. Rossi, J. Livingston Kosberg and Dennis McCuistion for failure to take steps to recapitalize the company's stock. ISS also recommends shareholders WITHHOLD votes from Joseph P. O'Neill and J. Livingston Kosberg for not providing adequate oversight on the equity plan administration and the generous pay package to Chairman Deason. ISS also recommends shareholders WITHHOLD votes from Darwin Deason. 1.2 Elect Director Lynn R. Blodgett --- Withhold 1.3 Elect Director John H. Rexford --- For 1.4 Elect Director Joseph P. O'Neill --- Withhold 1.5 Elect Director Frank A. Rossi --- Withhold 1.6 Elect Director J. Livingston Kosberg --- Withhold 1.7 Elect Director Dennis McCuistion --- Withhold 1.8 Elect Director Robert B. Holland, III --- For 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 5 Approve Stock Option Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 12 percent is equal to the allowable cap for this company of 12 percent. Additionally, this plan expressly forbids repricing. 6 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 05/07/07 - A AFLAC Incorporated *AFL* 001055102 02/28/07 8,334 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 02/27/07 - A Agilent Technologies Inc. *A* 00846U101 01/02/07 6,888 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 01/25/07 - A Air Products & Chemicals, Inc. *APD* 009158106 11/30/06 3,569 1 Elect Directors For Split Mgmt 1.1 Elect Director William L. Davis III --- For We recommend a vote FOR the directors with the exception of independent outsider Margaret G. McGlynn. We recommend that shareholders WITHHOLD votes from Margaret G. McGlynn for poor attendance. 1.2 Elect Director W. Douglas Ford --- For 1.3 Elect Director Evert Henkes --- For 1.4 Elect Director Margaret G. Mcglynn --- Withhold 2 Ratify Auditors For For Mgmt 11/10/06 - S Alberto-Culver Co. *ACV* 013068101 10/03/06 1,264 1 Adoption of Investment Agreement and For For Mgmt Transactions of Holding Company Merger and New Sally Share Issuance We think that, for the most part, shareholders benefit from the transaction despite the absence of a thorough process to sell the stake in New Sally and the potential loss of control of that company. Given the sound strategic rationale, shareholders continued participation in the two companies' future growth and the positive market reaction, we believe the proposal warrants shareholder support. 04/20/07 - A Alcoa Inc. *AA* 013817101 01/23/07 14,614 1 Elect Directors For For Mgmt 1.1 Elect Director Alain J.P. Belda --- For We recommend a vote FOR the directors. 1.2 Elect Director Carlos Ghosn --- For 1.3 Elect Director Henry B. Schacht --- For 1.4 Elect Director Franklin A. Thomas --- For 2 Ratify Auditor For For Mgmt 05/17/07 - A Allegheny Energy, Inc. *AYE* 017361106 03/12/07 2,785 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Claw-back of Payments under Restatements Against Against ShrHoldr ISS believes that the company has fundamentally addressed the proponent's key concerns. ISS believes this proposal does not warrant shareholder support. 4 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 5 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS believes that this proposal warrants shareholder support. 6 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to enhance shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 7 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards The proposal requests that a significant portion of future stock option grants to senior executives shall be performance-based. ISS believes that this is not unduly restrictive. Based on the available public disclosure, we could not directly link any of the stock option grants or other equity grants to performance metrics. As such, we support this proposal. 8 Report on Impact of Utilizing the National Against Against ShrHoldr Interest Electric Transmission Corridor Therefore, based on the current level of disclosure provided by the company on this topic and questions over the utility of the requested information, ISS recommends that shareholders oppose this resolution. 9 Report on Power Plant Emissions Against For ShrHoldr Therefore, based on the lack of detailed information available on the company's approach to sustaining its operations and profits despite shifting legislation related to climate change and heightening public concerns on these issues, the limited cost associated with expanding such information within the company's existing disclosure, and the potential benefit that shareholders may derive from such transparency, ISS recommends a vote for this resolution. 05/02/07 - A Allegheny Technologies, Inc. *ATI* 01741R102 03/05/07 1,698 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 9 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Prepare a Sustainability Report Against For ShrHoldr 09/20/06 - S Allergan, Inc. *AGN* 018490102 08/14/06 2,409 1 Increase Authorized Common Stock For For Mgmt The requested increase of 200,000,000 shares is below the allowable threshold of 330,000,000 shares. 05/17/07 - A Allied Waste Industries, Inc. *AW* 019589308 03/20/07 3,171 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard coupled with a director resignation policy would give full effect to the shareholder franchise. 05/15/07 - A ALLTEL Corp. *AT* 020039103 04/11/07 6,088 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/26/07 - A Altria Group, Inc. *MO* 02209S103 03/05/07 35,324 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet certain of the aforementioned corporate governance criteria. Specifically, shareholders may not call special meetings and may not act by written consent. Accordingly, the proposal warrants shareholder support. 4 Disclose Information on Secondhand Smoke Against Against ShrHoldr Considering the level of discussion on SHS that the company provides on its website and through other public venues, including specific information on health risks to children with exposure to SHS and language advocating increased regulation on labeling and smoking in public places; as well as concerns over the structure of this resolution, ISS does not recommend shareholder support. 5 Cease Add Campaigns Oriented to Prevent Against Against ShrHoldr Youth Smoking Although we believe that Altria should be taking steps to explore avenues to improve the effectiveness of its youth anti-smoking advertising campaign, ISS is particularly concerned by the scope and nature of the proponent's requests. We do not think that it is either practical or in the best interest of the company to halt all advertisements within one week of the 2007 annual meeting. Such a response may not allow the company to develop a strategic solution to these concerns by further reviewing the effectiveness of its youth advertising campaigns. Furthermore, ISS questions the benefit to shareholders of annually transferring funds from company YSP ads to advertising campaigns which are purported to have been more effective, absent a coherent and effective process and/or methodology for the evaluation of these outside campaigns. As such, we believe that shareholders should not support this request. 6 Cease Production, Promotion, and Marketing Against Against ShrHoldr of Tobacco Products ISS notes the company's new strategic direction is likely to represent a portfolio-mix well in excess of its current 73 percent tobacco holdings, following its divestment from Kraft, As such, requesting a full divestment by 2010 from its tobacco may be unfeasible from an operational perspective. ISS believes that requesting the company to fully change its primary line business, when balanced against the company's historical financial performance would significantly disrupt strategic operations, weaken market penetration and represent the abandonment of established brand recognition. Ultimately, it is our opinion that this request would benefit neither the company nor its shareholders. Based on these facts, ISS does not believe this proposal warrants shareholder support. 7 Adopt Animal Welfare Policy Against Against ShrHoldr In this case, ISS notes that Altria has committed to compliance with applicable guidelines on animal welfare, and that the company's position does not appear inconsistent with industry standards. Moreover, the company has received accreditation from the Association for Assessment and Accreditation of Laboratory Animal Care (AAALAC) for the testing conducted by its laboratories. Finally, establishing new policies on animal welfare, monitoring the compliance of external animal testing facilities, and reporting this information to shareholders may not provide benefits to shareholders commensurate with cost and burden of complying with this request. As such, we do not recommend shareholder support for the resolution. 05/08/07 - A Ambac Financial Group, Inc. *ABK* 023139108 03/09/07 1,788 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/24/07 - A Ameren Corporation *AEE* 023608102 03/06/07 3,476 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce the Release of Radioactive Materials Against Against ShrHoldr from Callaway Facility Because of Ameren's demonstrated compliance with regulatory requirements under its Callaway operating license, the public availability of effluent data from the NRC website, and the existing monitoring, oversight and corrective action systems in place at the Callaway facility, ISS questions the value that the additional reporting would provide to shareholders. As such, we do not believe that this resolution merits shareholder support. 04/24/07 - A American Electric Power Co. *AEP* 025537101 03/06/07 6,667 1 Elect Directors For For Mgmt 1.1 Elect Director E.R. Brooks --- For It appears that crediting additional pension years is a prevalent practice at this company but the company has not disclosed the rationale and policy for such poor practice. At this time, ISS will monitor the actions of the compensation committee members and may recommend withholds in the future. 1.2 Elect Director Donald M. Carlton --- For 1.3 Elect Director Ralph D. Crosby, Jr. --- For 1.4 Elect Director John P. DesBarres --- For 1.5 Elect Director Robert W. Fri --- For 1.6 Elect Director Linda A. Goodspeed --- For 1.7 Elect Director William R. Howell --- For 1.8 Elect Director Lester A. Hudson, Jr. --- For 1.9 Elect Director Michael G. Morris --- For 1.10 Elect Director Lionel L. Nowell III --- For 1.11 Elect Director Richard L. Sandor --- For 1.12 Elect Director Donald G. Smith --- For 1.13 Elect Director Kathryn D. Sullivan --- For 2 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 04/23/07 - A American Express Co. *AXP* 025816109 02/28/07 20,306 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 10 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 4 Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet all of the aforementioned corporate governance and performance criteria. Specifically, shareholders do not have the ability to call special meetings or act by written consent with 90 days' notice. Accordingly, the proposal warrants shareholder support. 05/16/07 - A American International Group, Inc. 026874107 03/23/07 43,970 *AIG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: 1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines; and 2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 01/16/07 - S American Power Conversion Corp. 029066107 12/06/06 2,746 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the market check process and the 30.5-percent one-day premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given our support of the merger agreement, we recommend shareholders support this narrowly-tailored adjournment proposal. 05/03/07 - A American Standard Companies Inc. 029712106 03/09/07 2,924 *ASD* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to the allowable cap for this company of 6 percent. 3 Ratify Auditors For For Mgmt 04/25/07 - A Ameriprise Financial, Inc. *AMP* 03076C106 02/28/07 4,078 1 Elect Director James M. Cracchiolo For For Mgmt 2 Elect Director Warren D. Knowlton For For Mgmt 3 Elect Director H. Jay Sarles For For Mgmt 4 Elect Director Robert F. Sharpe, Jr. For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt The proposed amendments do not affect shareholder value transfer in a negative manner. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation, pursuant to Section 162(m) under the Internal Revenue Code for performance-based compensation. Shareholder support for this proposal is warranted. 6 Ratify Auditors For For Mgmt 05/09/07 - A Amgen, Inc. *AMGN* 031162100 03/12/07 19,661 1 Elect Director Frank J. Biondi, Jr. For For Mgmt 2 Elect Director Jerry D. Choate For For Mgmt 3 Elect Director Frank C. Herringer For For Mgmt 4 Elect Director Gilbert S. Omenn For For Mgmt 5 Ratify Auditors For For Mgmt 6 Declassify the Board of Directors For For Mgmt The ability to elect directors is the single most important use of the shareholder franchise. ISS believes that all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 7 Declassify the Board of Directors For For Mgmt The ability to elect directors is the single most important use of the shareholder franchise. ISS believes that all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 8 Develop an Animal Welfare Policy Against Against ShrHoldr ISS notes that Amgen has committed to compliance with applicable guidelines on animal welfare, and that the company's position does not appear inconsistent with industry standards. Moreover, the company has received accreditation from the AAALAC for the testing conducted by its laboratories. Finally, establishing new policies on animal welfare, monitoring the compliance of external animal testing facilities, and reporting this information to shareholders may not provide benefits to shareholders commensurate with cost and burden of complying with this request. As such, we do not recommend shareholder support for the resolution. 9 Prepare a Sustainability Report Against Against ShrHoldr ISS encourages Amgen to increase its level of transparency related to certain social and environmental management strategies and performance metrics. By continuing to expand on its existing sustainability-related information, management may gain a better understanding of how these issues affect the company's strategic position. That said, we believe that Amgen's existing disclosure provides sufficient insight for shareholders into its policies and practices and demonstrates a commitment to addressing numerous issues related to creating and maintaining sustainable operations. As such, we do not believe this proposal warrants shareholder support. 10/03/06 - S AmSouth Bancorporation 032165102 08/14/06 5,460 1 Approve Merger Agreement For For Mgmt Although we have some concerns about the MOE structure and lack of market check, based on the sensible strategic rationale, attractive and reasonable potential synergies, increased dividend payout and takeover speculation, we believe that the proposed merger warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given the narrow scope of this proposal, and our support for this transaction, we recommend that shareholders support this proposal. 05/16/07 - A Anadarko Petroleum Corp. *APC* 032511107 03/21/07 7,827 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 03/13/07 - A Analog Devices, Inc. *ADI* 032654105 01/12/07 5,764 1 Elect Directors For For Mgmt 1.1 Elect Director Jerald G. Fishman --- For We recommend a vote FOR the directors. 1.2 Elect Director John C. Hodgson --- For 1.3 Elect Director F. Grant Saviers --- For 1.4 Elect Director Paul J. Severino --- For 2 Ratify Auditors For For Mgmt 3 Performance-Based Equity Awards Against For ShrHoldr In this case, the proposal is not overly restrictive as it does not request that all future stock option grants to senior executives be performance-based. The company does not utilize performance-based awards as part of its long-term equity compensation program for senior executives. In fiscal 2006, the company awarded standard stock options to named executive officers under its long-term equity compensation. ISS does not consider standard stock options to be performance-based. Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS notes that the proponent has crafted the proposal in a way that would afford the board the flexibility to address the status of incumbent director nominees who fail to receive a majority vote under a majority vote standard. Further, the proposal allow for plurality vote standard in contested elections where the number of director nominees exceeds the available board seats. We concur with the proponent that a majority vote standard (with a carve out for plurality in contested election) combined with the company's current post-election director resignation policy would establish a more meaningful director election process. As such we believe this proposal warrants shareholder support. 04/25/07 - A Anheuser-Busch Companies, Inc. *BUD* 035229103 02/28/07 12,958 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to or less than the allowable cap for this company of 6 percent. Additionally, this plan expressly forbids repricing. 3 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan VI. Vote Recommendation The plan has a employer match rate in the range of 10 to 50 percent of all shares purchased by participant. If the employer match were greater than 25 percent of employ's contribution, the non-qualified employee stock purchase plan acts more like an incentive award. Hence the shareholder value transfer becomes one of concerns. The estimated shareholder value transfer of the company's plans of 3 percent is equal to or less than the allowable cap for this company of 6 percent. 4 Ratify Auditors For For Mgmt 5 Report on Charitable Contributions Against Against ShrHoldr 05/18/07 - A Aon Corp. *AOC* 037389103 03/21/07 5,043 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/02/07 - A Apache Corp. *APA* 037411105 03/13/07 5,552 1 Elect Director Eugene C. Fiedorek For For Mgmt We recommend a vote FOR the directors with the exception of Patricia Albjerg Graham. We recommend that shareholders vote AGAINST votes from Patricia Albjerg Graham for standing as an affiliated outsider on the Nominating Committee. 2 Elect Director Patricia Albjerg Graham For Against Mgmt 3 Elect Director F. H. Merelli For For Mgmt 4 Elect Director Raymond Plank For For Mgmt 5 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 6 Company-Specific --Reimbursement of Proxy Against Against ShrHoldr Expenses While we are supportive of the spirit of this proposal, it fails to address the issue of reimbursement proportionate to success and reasonableness of amount that is not overly burdensome to shareholders. As such, we do not believe that this item warrants shareholder support. 04/30/07 - A Apartment Investment & Management Co. 03748R101 03/02/07 1,626 *AIV* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation Although the total cost of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent and the plan expressly forbids repricing, the company's three-year average burn rate of 3.06 percent is higher than its four-digit GICS peer group of 2.23 percent. However, the company has made a three-year burn rate commitment equal to its GICS peer group of 2.23 percent. Therefore, ISS will continue to monitor the awards granted to its participants. 4 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan Employee stock purchase plans enable employees to become shareholders, which gives them a stake in the company's growth. Stock purchase plans are beneficial only when they are well balanced and in the best interests of all shareholders. From a shareholder's perspective, the limit on the company's matching contribution is reasonable and there are caps placed on the employee's contribution (expressed as a percent of compensation which may exclude bonus, commissions or special compensation). There is minimum dilution associated with the plan since shares of company stock are purchased on the open market with mainly employee contributions. 05/10/07 - A Apple, Inc. *AAPL* 037833100 03/20/07 14,335 1 Elect Directors For Split Mgmt 1.1 Elect Director William V. Campbell --- Withhold In 2003, ISS recommended withholds from almost all members of the board, including Steve Jobs for conducting an option exchange program without prior shareholder approval. Once again, Apple is displaying a pattern of poor pay practice and disregard for shareholders' input on compensation issues at the company. The Apple board's handling of the entire options imbroglio does not inspire investor confidence. The window into current and past compensation practices at the company provided by the board is best described as opaque. Instead of candor, the directors have parsed their words with such deliberation that they have at times tortured the English language. Handcuffed by its own spin, the board has taken insufficient steps to assure investors that insiders will not profit from the favorable timing of equity grants. Such behavior sets an unacceptably low bar for corporate conduct at Apple. In this age of heightened corporate scrutiny, it is critical that the board sets the tone. Unfortunately, the Apple board with respect to these grant timing issues has proven to be tone-deaf at the top. Strong financial performance does not excuse such shortcomings in oversight. CEO Steve Jobs has been instrumental in creating significant shareholder value; however, a cult-like devotion to any CEO can be a huge downside risk to shareholders. The entire board, including Steve Jobs, needs to ensure that even superstar CEOs do not rule the empire. At this time, ISS recommends withholding from all members of the past and present compensation committee (Millard S. Drexler, William V. Campbell, Albert Gore Jr. and Arthur Levinson) and the special committee (Jerome B. York, Albert Gore Jr., and Eric E. Schmidt). As for Steve Jobs, ISS will continue to monitor the situation as it unfolds and update our vote recommendation, if necessary. We note that the company has a plurality vote standard for the election of directors. Therefore, the withhold vote would serve as a strong signal to the board but would not cause removal of the directors. 1.2 Elect Director Millard S. Drexler --- Withhold 1.3 Elect Director Albert A. Gore, Jr. --- Withhold 1.4 Elect Director Steven P. Jobs --- For 1.5 Elect Director Arthur D. Levinson, Ph.D. --- Withhold 1.6 Elect Director Eric E. Schmidt, Ph.D. --- Withhold 1.7 Elect Director Jerome B. York --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 4 Amend Non-Employee Director Stock Option For For Mgmt Plan VII. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 5 Ratify Auditors For For Mgmt 6 Compensation Specific--Option Dating Policy Against For ShrHoldr ISS notes that many companies, including those that have not been alleged with options backdating, have adopted and disclosed fixed equity grant schedule with respect to annual equity grants as well as new hire grants. Other companies publicly disclose that they have adopted window period policy on equity grants and do not coordinate the issuance of equity compensation in coordination with the release of material non-public information. ISS supports this proposal in light of the company's past misdating of options and the lack of disclosure of its current option grant practices. 7 Pay For Superior Performance Against For ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are not substantially performance-based under current ISS guidelines. Further, the company does not disclose specific hurdles rates for its annual incentive program to senior executives, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 8 Report on Feasibility of Adopting a Toxic Against Against ShrHoldr Chemical Elimination Policy Therefore, based on our concern with the structure of this resolution, as well as the management's policies and commitments to actively assess and manage its toxic chemical related risks, and the existing level of disclosure related to its toxic chemical policies and initiatives, ISS recommends that shareholders oppose this resolution. 9 Stock Retention/Holding Period Against For ShrHoldr ISS supports this shareholder proposal as the company has not adopted any executive stock ownership guidelines or retention guidelines. 10 Report on Computer Recycling Policy Against Against ShrHoldr ISS agrees with the proponent that the company should continuously evaluate its recycling programs, including publicly stated recovery goals, to ensure that its policies do not appear to lag behind industry standards. In this case, we note that the company does not appear to disclose product take back goals and its recycling programs may not be in all cases be as flexible relative to industry peers. That said, we note that the company has taken significant strides in the last year to upgrade its recycling initiatives by offering free recycling and shipping of any old computer to purchasers of new Apple Macintosh computers or flat-panel displays. Further, ISS notes that the company offers substantial country-specific information to assist customers in the recycling of its products. Regarding its environmental management systems, Apple provides significant publicly available information discussing the company's environmental policies and commitments to minimize waste and toxic chemicals over the course of its products' life cycle. While we agree that this disclosure does not address each issue recommended by the proponent's resolution, it does provide shareholders with substantial insight into the company's environmental and recycling policies, and it demonstrates an active commitment on the part of the company to continue to improve its existing environmental, product life cycle, and recycling-specific initiatives. Additionally, the company has not been the subject of recent fines or litigation related to this issue suggesting that the company has systematic problems with its environmental management systems. As such, we do not believe this proposal warrants shareholder support. 11 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 10/19/06 - A Applera Corp 038020103 08/30/06 2,920 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard H. Ayers --- For We recommend a vote FOR the directors with the exception of James R. Tobin and Jean-Luc Belingard. We recommend shareholders WITHHOLD votes from James R. Tobin for standing as an affiliated outsider on the Audit Committee. We also recommend that shareholders WITHHOLD votes from Jean-Luc Belingard for sitting on more than three boards. 1.2 Elect Director Jean-Luc Belingard --- Withhold 1.3 Elect Director Robert H. Hayes --- For 1.4 Elect Director Arnold J. Levine --- For 1.5 Elect Director William H. Longfield --- For 1.6 Elect Director Theodore E. Martin --- For 1.7 Elect Director Carolyn W. Slayman --- For 1.8 Elect Director Orin R. Smith --- For 1.9 Elect Director James R. Tobin --- Withhold 1.10 Elect Director Tony L. White --- For 2 Ratify Auditors For For Mgmt 3 Change Company Name For For Mgmt Because it is unlikely that the name change would have a negative financial impact on the company, ISS recommends supporting the proposal. 4 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 8.53 percent is within the allowable cap for this company of 12.36 percent. Additionally, this plan expressly forbids repricing. 5 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.41 percent is within the allowable cap for this company of 13.12 percent. Additionally, this plan expressly forbids repricing. 03/14/07 - A Applied Materials, Inc. *AMAT* 038222105 01/19/07 23,409 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 11 percent is equal to or less than the allowable cap for this company of 12 percent and the plan expressly forbids repricing. 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 4 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Ratify Auditors For For Mgmt 11/17/06 - S Applied Micro Circuits Corp. *AMCC* 03822W109 04/03/06 4,594 1 Approve Repricing of Options For For Mgmt According to ISS, the proposed program represents a value-for-value exchange. The RSUs would vest ratably over two years. In addition, directors and officers are excluded from participating. 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 12.51 percent is within the allowable cap for this company of 16.20 percent. Additionally, this plan expressly forbids repricing. 11/02/06 - A Archer-Daniels-Midland Company *ADM* 039483102 09/15/06 10,325 1 Elect Directors For Split Mgmt 1.1 Elect Director G.A. Andreas --- For We recommend a vote FOR the directors with the exception of affiliated outsiders Mollie Hale Carter and O.G. Webb. We recommend that shareholders WITHHOLD votes from Mollie Hale Carter for standing as an affiliated outsider on the Compensation and Nominating committees and from O.G. Webb for standing as an affiliated outsider on the Compensation Committee. 1.2 Elect Director A.L. Boeckmann --- For 1.3 Elect Director M.H. Carter --- Withhold 1.4 Elect Director R.S. Joslin --- For 1.5 Elect Director A. Maciel --- For 1.6 Elect Director P.J. Moore --- For 1.7 Elect Director M.B. Mulroney --- For 1.8 Elect Director T.F. O'Neill --- For 1.9 Elect Director O.G. Webb --- Withhold 1.10 Elect Director K.R. Westbrook --- For 1.11 Elect Director P.A. Woertz --- For 2 Report on Genetically Modified Organisms Against Against ShrHoldr (GMO) In this case, the proponent is seeking the labeling of products, not an outright phase-out. ISS reviews proposals to label GE products on a case-by-case basis. While we generally support proposals that seek to provide shareholders with greater disclosure regarding the risks associated with their investment, we believe that the practice of labeling every product that may contain genetically modified ingredients would be a formidable task. Given the widespread existence of these products, we question whether such an initiative can be successfully and economically implemented. Conversely, a broad approach of labeling all products as "potentially containing GE ingredients" would be of limited use to consumers and shareholders. Therefore, based on concerns with the associated costs and feasibility of effectively implementing this resolution, ISS does not believe that shareholder support is warranted. 3 Adopt ILO Standards Against For ShrHoldr In this case, Archer-Daniels Midland's code of conduct addresses some of the proponent's concerns for company employees; however, it does not provide specific reference to certain workplace labor rights, including freedom of association and the right to bargain collectively. Furthermore, while this document does address the issue of child labor with ADM's business partners, it does not clearly discuss other key labor rights issues that may impact vendor and/or supplier relationships. ISS notes that many multinational companies have established such codes or standards and have posted them on their websites. While we recognize that the adoption of an outside, independent monitoring program could be costly or inappropriate for some companies, we do believe that formal workplace labor rights policies based on internationally accepted standards can help companies avoid high-profile public issues, thus managing reputation risk and mitigating the potential for exposure to costly fines or litigation. 05/16/07 - A Archstone Smith Trust *ASN* 039583109 03/26/07 3,725 1 Elect Directors For For Mgmt 2 Pay For Superior Performance Against Against ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are substantially performance-based under current ISS guidelines. Further, a substantial portion of the executives; short-term and long-term incentives is benchmarked to the company's performance against the NAREIT Apartment Index. Further, the company provides disclosure regarding the achievement levels at which certain awards were paid in the past. While we are concerned by the fact that the same performance criteria are used for both the cash bonus and RSU grants, we believe that the company has sufficiently fulfilled the objective of the proposal. As such, we do not believe that this item warrants shareholder support. 3 Ratify Auditors For For Mgmt 01/25/07 - A Ashland Inc. *ASH* 044209104 11/20/06 1,025 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. We feel that the company's current policy that directors who receive a majority of withhold votes tender their resignation is a move toward a more democratic voting process. However, we do not believe that this resignation policy is a sufficient alternative to the proposed majority voting standard. ISS feels that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 07/21/06 - S AT&T Inc *T* 00206R102 06/01/06 11,220 1 Approve Merger Agreement For For Mgmt We believe that the merger has a sensible strategic rationale, and that the market has had a positive initial to date reaction to the deal. Based on our review of the terms of the transaction and the factors described above, we believe that the share issuance in connection with the merger with BellSouth warrants shareholder support. 04/27/07 - A AT&T Inc *T* 00206R102 02/28/07 105,503 1 Elect Director William F. Aldinger III For For Mgmt At this time, ISS will monitor the company's executive pay practices and may recommend withholding from compensation committees in the future. 2 Elect Director Gilbert F. Amelio For For Mgmt 3 Elect Director Reuben V. Anderson For For Mgmt 4 Elect Director James H. Blanchard For For Mgmt 5 Elect Director August A. Busch III For For Mgmt 6 Elect Director James P. Kelly For For Mgmt 7 Elect Director Charles F. Knight For For Mgmt 8 Elect Director Jon C. Madonna For For Mgmt 9 Elect Director Lynn M. Martin For For Mgmt 10 Elect Director John B. McCoy For For Mgmt 11 Elect Director Mary S. Metz For For Mgmt 12 Elect Director Toni Rembe For For Mgmt 13 Elect Director Joyce M. Roche For For Mgmt 14 Elect Director Randall L. Stephenson For For Mgmt 15 Elect Director Laura D' Andrea Tyson For For Mgmt 16 Elect Director Patricia P. Upton For For Mgmt 17 Elect Director Edward E. Whitacre, Jr. For For Mgmt 18 Ratify Auditors For For Mgmt 19 Compensation Specific-Severance Payments to For For Mgmt Executives ISS commends the company for adopting such a policy, and recommends that shareholder vote FOR this proposal. 20 Report on Political Contributions Against Against ShrHoldr Based on existing disclosure that AT&T provides regarding its rationale, policies, and oversight mechanisms for corporate political contributions and trade association activities, and a lack of recent, significant controversy or litigation related to such public policy activities, ISS does not recommend shareholder support for this resolution. 21 Amend Articles/Bylaws/Charter - Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to holders of at least 10 to 25 percent of the outstanding shares. 22 Pay For Superior Performance Against For ShrHoldr 23 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 24 Establish SERP Policy Against For ShrHoldr The company's plan uses the average base salary and bonus for calculation of the retirement benefits, which can have the effect of converting short-term incentives into guaranteed future benefits and creating a substantial lifetime cost to the company and its shareholders. ISS recommends shareholders vote FOR this proposal. 11/14/06 - A Automatic Data Processing, Inc. *ADP* 053015103 09/15/06 9,094 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 05/09/07 - A AutoNation, Inc. *AN* 05329W102 03/29/07 2,521 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Non-Employee Director Stock Option For For Mgmt Plan VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is less than the allowable cap for this company of 9 percent. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings which we believe is in the best interests of shareholders. Accordingly, shareholder support of this proposal is warranted. 12/13/06 - A AutoZone, Inc. *AZO* 053332102 10/17/06 854 1 Elect Directors For For Mgmt 1.1 Elect Director Charles M. Elson --- For We recommend a vote FOR the directors. 1.2 Elect Director Sue E. Gove --- For 1.3 Elect Director Earl G. Graves, Jr. --- For 1.4 Elect Director N. Gerry House --- For 1.5 Elect Director J.R. Hyde, III --- For 1.6 Elect Director W. Andrew McKenna --- For 1.7 Elect Director George R. Mrkonic, Jr. --- For 1.8 Elect Director William C. Rhodes, III --- For 1.9 Elect Director Theodore W. Ullyot --- For 2 Approve Stock Option Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 7.99 percent is within the allowable cap for this company of 11.11 percent. Additionally, this plan expressly forbids repricing. 3 Amend Nonqualified Employee Stock Purchase For For Mgmt Plan VI. Vote Recommendation The total cost of the company's plans of 4.01 percent is within the allowable cap for this company of 11.11 percent. 4 Ratify Auditors For For Mgmt 04/26/07 - A Avery Dennison Corp. *AVY* 053611109 02/26/07 1,591 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/29/06 - A Avis Budget Group, Inc *CAR* 151313103 07/20/06 15,781 1 Elect Directors For Split Mgmt 1.1 Elect Director Henry R. Silverman --- Withhold We recommend that shareholders WITHHOLD votes from all directors, with the exception of F. Robert Salerno and Stender E. Sweeney, for failure to submit the company's poison pill to a shareholder vote. We recommend that shareholders WITHHOLD votes from Brian Mulroney for failure to submit the company's poison pill to a shareholder vote and for standing as an affiliated outsider on the Nominating Committee. We also recommend that shareholders WITHHOLD votes from Myra Biblowit, Sheli Rosenberg and Robert F. Smith for failure to submit the company's poison pill to a shareholder vote and for poor compensation practices. 1.2 Elect Director Myra J. Biblowit --- Withhold 1.3 Elect Director James E. Buckman --- Withhold 1.4 Elect Director Leonard S. Coleman --- Withhold 1.5 Elect Director Martin L. Edelman --- Withhold 1.6 Elect Director George Herrera --- Withhold 1.7 Elect Director Stephen P. Holmes --- Withhold 1.8 Elect Director Louise T. Blouin MacBain --- Withhold 1.9 Elect Director Cheryl D. Mills --- Withhold 1.10 Elect Director Brian Mulroney --- Withhold 1.11 Elect Director Robert E. Nederlander --- Withhold 1.12 Elect Director Ronald L. Nelson --- Withhold 1.13 Elect Director Robert W. Pittman --- Withhold 1.14 Elect Director Pauline D.E. Richards --- Withhold 1.15 Elect Director Sheli Z. Rosenberg --- Withhold 1.16 Elect Director Robert F. Smith --- Withhold 1.17 Elect Director Ronald L. Nelson --- Withhold 1.18 Elect Director Leonard S. Coleman --- Withhold 1.19 Elect Director Martin L. Edelman --- Withhold 1.20 Elect Director Sheli Z. Rosenberg --- Withhold 1.21 Elect Director F. Robert Salerno --- Withhold 1.22 Elect Director Stender E. Sweeney --- For 2 Ratify Auditors For For Mgmt 3 Approve Reverse Stock Split For For Mgmt As the company is proposing to reduce its number of outstanding shares proportionally to the reverse stock split in Item 6, this proposal will not involve an increase in the number of shares issuable. As such, we believe the proposal warrants shareholder support. 4 Change Company Name For For Mgmt Because it is unlikely that the name change would have a negative financial impact on the company, ISS recommends supporting the proposal. 5 Company Specific-Redesignation of Common For For Mgmt Stock Given the change in the company's name and the absence of Move.com stock, we suggest shareholders support this proposal. 6 Reduce Authorized Common Stock For For Mgmt We believe this proposal is in shareholders' best interests because it would limit future dilution of their investment. 7 Non-Employee Director Compensation Against Against ShrHoldr ISS believes the proponent's request to annually seek shareholder approval for every future director compensation package is burdensome and offers little value to shareholders. While the charitable award program is a lucrative perk and is provided at the expense of shareholders, the benefit will no longer exist at the completion of the separation plan. 8 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote ISS supports the submission of "golden parachutes" and other severance agreements for shareholder approval as a general principle. We believe that a company's severance agreements should be reasonable and not excessive. To be effective without creating distorted incentives with respect to management, severance agreements must be considerably less attractive than continued employment with the company. In light of the company's concerning executive pay practices and its ability to depart from this threshold under extraordinary circumstances, ISS believes that this proposal warrants shareholder support. 05/03/07 - A Avon Products, Inc. *AVP* 054303102 03/15/07 7,493 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Articles/Bylaws/Charter-Adopt For For Mgmt Majority Voting In this case, the proposal to adopt majority voting standard in the election of directors is contingent upon eliminating the provision that provides for cumulative voting from the company's certificate of incorporation. We believe that the benefits of adopting majority voting standards in the election of directors outweigh the benefits of maintaining cumulative voting. Majority voting in the election of directors would ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences and thereby transforming the director election process from a symbolic gesture to a meaningful voice for shareholders. As such, we believe that the proposed amendments to institute a majority vote standard in uncontested director election and eliminate cumulative voting from the company's certificate of incorporation warrant shareholder support. 4 Pay For Superior Performance Against For ShrHoldr While we recognize that a significant portion of Avon's annual and long-term programs for senior executives executive is contingent upon achievement of pre-established financial criteria, Avon fails to disclose specific hurdle rates for the performance goals, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes that this proposal merits shareholder support. 04/26/07 - A Baker Hughes Incorporated *BHI* 057224107 03/01/07 5,406 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. We applaud management for submitting this proposal at this year's and addressing the request of the previous shareholder proposal. 04/25/07 - A Ball Corp. *BLL* 058498106 03/01/07 1,756 1 Elect Directors For Split Mgmt 1.1 Elect Director Hanno C. Fiedler --- Withhold We recommend a vote FOR Georgia R. Nelson. We recommend shareholders WITHHOLD votes from John F. Lehman, Erik H. van der Kaay, and Hanno C. Fiedler for failure to implement the shareholder proposal to declassify the board of directors 1.2 Elect Director John F. Lehman --- Withhold 1.3 Elect Director Georgia R. Nelson --- For 1.4 Elect Director Erik H. van der Kaay --- Withhold 2 Ratify Auditors For For Mgmt 04/25/07 - A Bank of America Corp. *BAC* 060505104 03/02/07 75,687 1 Elect Director William Barnet, III For For Mgmt We recommend a vote FOR the directors. 2 Elect Director Frank P. Bramble, Sr. For For Mgmt 3 Elect Director John T. Collins For For Mgmt 4 Elect Director Gary L. Countryman For For Mgmt 5 Elect Director Tommy R. Franks For For Mgmt 6 Elect Director Charles K. Gifford For For Mgmt 7 Elect Director W. Steven Jones For For Mgmt 8 Elect Director Kenneth D. Lewis For For Mgmt 9 Elect Director Monica C. Lozano For For Mgmt 10 Elect Director Walter E. Massey For For Mgmt 11 Elect Director Thomas J. May For For Mgmt 12 Elect Director Patricia E. Mitchell For For Mgmt 13 Elect Director Thomas M. Ryan For For Mgmt 14 Elect Director O. Temple Sloan, Jr. For For Mgmt 15 Elect Director Meredith R. Spangler For For Mgmt 16 Elect Director Robert L. Tillman For For Mgmt 17 Elect Director Jackie M. Ward For For Mgmt 18 Ratify Auditors For For Mgmt 19 Prohibit Executive Stock-Based Awards Against Against ShrHoldr According to ISS policy, stock option plans should explicitly prohibit repricing underwater options without shareholder consent. We do, however, believe that issuers should have some latitude in determining the mix of award types granted to executives and employees. The company currently uses a mix of award types including options, restricted stock, and restricted stock units in its compensation of senior executives. Prohibiting the award of any future stock options to anyone can constitute micromanagement and put the company at a competitive disadvantage. Because this proposal is overly restrictive, we do not believe this item warrants shareholder support. 20 Change Size of Board of Directors Against Against ShrHoldr ISS believes that the company should have the ability to determine the number of directors within a reasonable range. ISS feels that this decrease in board size is arbitrary. Further, ISS agrees with management that the proponent has not proven that imposing arbitrary restraint on the company would have additional cost benefits to the company. Accordingly, the proposal does not warrant shareholder support. 21 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, Bank of America has more than 2/3 independent outsiders on its board, all-independent key committees, and established corporate governance guidelines. Additionally, we note that the board amended the corporate governance guidelines in April 2006 to provide for an independent lead director, who performs all the duties listed above. At the time, O. Temple Sloan, Jr. was elected by the independent directors to serve as lead director for a one-year term With regard to the company's total shareholder return performance, Bank of America outperformed the S&P 500 index on both a one-year and three-year TSR basis. In this case, Bank of America meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 11/09/06 - A Barr Pharmaceuticals Inc *BRL* 068306109 09/15/06 1,675 1 Elect Directors For Split Mgmt 1.1 Elect Director Bruce L. Downey --- For We recommend a vote FOR the directors with the exception of affiliated outsider James S. Gilmore, III. We recommend that shareholders WITHHOLD votes from James S. Gilmore, III for standing as an affiliated outsider on the Compensation and Nominating committees. 1.2 Elect Director Paul M. Bisaro --- For 1.3 Elect Director George P. Stephan --- For 1.4 Elect Director Harold N. Chefitz --- For 1.5 Elect Director Richard R. Frankovic --- For 1.6 Elect Director Peter R. Seaver --- For 1.7 Elect Director James S. Gilmore, III --- Withhold 2 Ratify Auditors For For Mgmt 05/17/07 - A Barr Pharmaceuticals Inc *BRL* 068306109 03/30/07 1,803 1 Elect Directors For Split Mgmt 1.1 Elect Director Bruce L. Downey --- For We recommend a vote FOR the directors with the exception of affiliated outsider James S. Gilmore III. We recommend that shareholders WITHHOLD votes from James S. Gilmore III for standing as an affiliated outsider on the Nominating Committee. 1.2 Elect Director Paul M. Bisaro --- For 1.3 Elect Director George P. Stephan --- For 1.4 Elect Director Harold N. Chefitz --- For 1.5 Elect Director Richard R. Frankovic --- For 1.6 Elect Director Peter R. Seaver --- For 1.7 Elect Director James S. Gilmore, III --- Withhold 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is equal to or less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 05/01/07 - A Baxter International Inc. *BAX* 071813109 03/02/07 11,030 1 Elect Director Blake E. Devitt For For Mgmt 2 Elect Director John D. Forsyth For For Mgmt 3 Elect Director Gail D. Fosler For For Mgmt 4 Elect Director Carole J. Shapazian For For Mgmt 5 Ratify Auditors For For Mgmt 6 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 04/24/07 - A BB&T Corporation *BBT* 054937107 02/28/07 9,117 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plan of 7 percent is above the allowable cap for this company of 6 percent. Additionally, the company's plan includes a buyout provision, which is a form of repricing according to ISS policy. 3 Ratify Auditors For For Mgmt 01/30/07 - A Becton, Dickinson and Company *BDX* 075887109 12/06/06 3,963 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 7.61 percent is within the allowable cap for this company of 8.03 percent. Additionally, this plan expressly forbids repricing. 4 Restore or Provide for Cumulative Voting Against For ShrHoldr Although the company substantially meets the required corporate governance and performance guidelines, it does not have an annually-elected board. Accordingly, ISS believes that this cumulative voting proposal warrants shareholder support. 07/21/06 - S BellSouth Corp. 079860102 06/01/06 28,065 1 Approve Merger Agreement For For Mgmt We believe that based on: 1) the 17.9 percent one-day premium; 2) the sensible strategic rationale of the merger; and 3) the improvement in shareholders rights, the merger agreement warrants shareholder support. 05/03/07 - A Bemis Company, Inc. *BMS* 081437105 03/09/07 1,767 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Pay Disparity Against Against ShrHoldr Although ISS typically recommends support for shareholder proposals that increase the level of transparency on topics of importance to shareholders, and we support performance-based compensation for executives, the system and report recommended in this shareholder proposal is arbitrary in nature and may have limited value for shareholders. Therefore, we do not recommend shareholder support for this resolution. 06/27/07 - A Best Buy Co., Inc. *BBY* 086516101 04/30/07 6,842 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is equal to the allowable cap for this company of 8 percent. Additionally, this plan expressly forbids repricing. 05/31/07 - A Biogen Idec Inc. *BIIB* 09062X103 04/13/07 106 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 09/20/06 - A Biomet, Inc. *BMET* 090613100 07/13/06 3,882 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt V. Vote RecommendationThe total cost of the company's plans of 5.84 percent is within the allowable cap for this company of 9.01 percent. 3 Ratify Auditors For For Mgmt 06/08/07 - S Biomet, Inc. *BMET* 090613100 04/20/07 4,139 1 Approve Merger Agreement For Against Mgmt Although the deal terms appear fair as of the time of the deal's announcement in December, the rally of the peer group and the in-line performance of the company's recon business appears to imply that there is little takeover premium in the current $44 offer price. We recommend that shareholders who are willing to risk the "bird in the hand" offer for likely short-term downside in return for long-term value vote against the transaction. 2 Adjourn Meeting For Against Mgmt Since ISS recommends voting against the merger, we also vote against adjournment of the meeting purely to solicit additional shareholder votes for the merger. 01/30/07 - A BJ Services Company *BJS* 055482103 12/08/06 4,845 1 Elect Directors For For Mgmt 08/22/06 - A BMC Software, Inc. *BMC* 055921100 07/05/06 3,358 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code, the number of shares being reserved is relatively conservative, the offering period is reasonable, and there are limits on participation. 05/15/07 - A Boston Properties Inc. *BXP* 101121101 03/26/07 2,010 1 Elect Directors For For Mgmt 1.1 Elect Director Mortimer B. Zuckerman --- For We recommend withholding votes from all nominees. We recommend shareholders WITHHOLD votes from Mortimer B. Zuckerman, Carol B. Einiger and Richard E. Salomon for failure to implement the shareholder proposal to declassify the board of directors. 1.2 Elect Director Carol B. Einiger --- For 1.3 Elect Director Richard E. Salomon --- For 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. Note that ISS has adjusted the common shares outstanding to include outstanding operating partnership units. Typically, ISS would have excluded operating partnership units from the common shares outstanding as we deem them to be convertible equity and are not included in a company's market value, as noted in our 2007 policy updates. In this case, operating partnership units have been granted to employees as part of LTIPs. ISS is interested to capture the portion of shareholders' equity that is attributed to employee equity compensation. Therefore, it is necessary to include operating partnership units in the analysis. 3 Ratify Auditors For For Mgmt 4 Declassify the Board of Directors Against Against ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 5 Report on Energy Efficiency Against Against ShrHoldr In this case, ISS notes that Boston Properties has responded to this shareholder request by recently providing general information relating to its energy conservation initiatives and environmentally sound development practices through its 2007 proxy statement and its 2006 fiscal year annual report. This information does provide some insight to shareholders about its commitments to energy efficiency. However, management does not provide the processes and strategies used to implement its various stated energy efficiency improvement initiatives, and the company does not appear to set goals or provide performance metrics to assist in the monitoring of stated initiatives. Considering increasing energy costs, shifting consumer demands, and a changing regulatory landscape, ISS believes that the potential impact that this issue may have on the company's long term performance may merit consideration. As such, we believe that Boston Properties and its shareholders can derive substantial benefit from developing a more detailed, strategic system of reporting and disclosure to assess energy efficiency opportunities, reduce current and future energy costs, and mitigate risk exposure related to carbon constraints that may apply across the company's operations. Based on the potential benefits and limited cost associated with preparing the requested report, ISS recommends that shareholders support this resolution. 05/08/07 - A Boston Scientific Corp. *BSX* 101137107 03/09/07 19,874 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Approve Increase in Size of Board For For Mgmt 4 Approve Repricing of Options For For Mgmt ISS analyzes management repricing proposals on a case-by-case basis. ISS considers the following factors: (1) historic trading pattern - the stock price should not be so volatile that exchanged options are likely to be back in the money over the near term; (2) rationale - was the stock price decline beyond management's control; (3) is the exchange value-for-value; (4) vesting of replacement awards - what are the vesting terms of the replacement awards; (5) participation - executive officers and directors must be excluded; (6) treatment of cancelled option shares - will cancelled options shares be available for future issuance under the company's plan(s)? In this case, the option exchange program represents a value-for-value exchange, the replacement awards are subject to minimum vesting requirements, and executive officers and directors are excluded from participating. However, cancelled options shares that were granted under the 2003 Long-Term Incentive Plan or 2000 Long-Term Incentive Plan will be returned to the plans for future issuance, which increases the cost of the exchange program to shareholders. ISS has measured the total cost of the company's plans on a post-repricing basis, which is 3.89 percent and is less than the company's allowable cap of 7 percent. Therefore, shareholder support of this proposal is warranted. 5 Stock Retention/Holding Period Against For ShrHoldr ISS Analysis ISS views such proposals on a case-by-case approach. We take into account the following factors: 1. Whether the company has any holding period, retention ratio, or officer ownership requirements in place. These should consist of: --Rigorous stock ownership guidelines (7x to 10x salary for CEOs with the multiple declining for other executives) --A short-term holding period requirement (six months to one year) coupled with a significant long-term ownership requirement, or --A meaningful retention ratio (at least 50 percent for full tenure) 2. Actual officer stock ownership and the degree to which it meets or exceeds the proponent's suggested holding period/retention ratio or the company's own stock ownership or retention requirements. In this case, Boston Scientific has adopted ownership guidelines for its executives. The CEO's guideline is set at a multiple of around five times annualized base salary and the other executive officers are required to own shares equal to one to three times such officer's base salary. We note that the guidelines include a five-year time period allowing executives to earn or purchase shares in order to fully meet targeted levels of ownership commenced at the time of adoption of the guidelines or the date of their appointment as an executive officer, whichever is later. ISS recognizes that Boston Scientific has implemented stock ownership guidelines. However, we believe that these guidelines are not rigorous enough and should go beyond the standard 5x salary for CEOs. In addition, the company does not have a retention ratio nor a holding period requirement. As such, we believe this proposal warrants shareholder support. 6 Ratify Auditors For For Mgmt 7 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/02/07 - A Brunswick Corp. *BC* 117043109 03/01/07 1,547 1 Elect Directors For Split Mgmt 1.1 Elect Director Nolan D. Archibald --- Withhold We recommend a vote FOR the directors with the exception of independent outsider Nolan D. Archibald. We recommend that shareholders WITHHOLD votes from Nolan D. Archibald for sitting on more than three boards. 1.2 Elect Director Jeffrey L. Bleustein --- For 1.3 Elect Director Graham H. Phillips --- For 1.4 Elect Director Lawrence A. Zimmerman --- For 2 Ratify Auditors For For Mgmt 04/19/07 - A Burlington Northern Santa Fe Corp. 12189T104 02/28/07 6,054 *BNI* 1 Elect Directors For For Mgmt 1.1 Elect Director Alan L. Boeckmann --- For We recommend a vote FOR the directors. 1.2 Elect Director Donald G. Cook --- For 1.3 Elect Director Vilma S. Martinez --- For 1.4 Elect Director Marc F. Racicot --- For 1.5 Elect Director Roy S. Roberts --- For 1.6 Elect Director Matthew K. Rose --- For 1.7 Elect Director Marc J. Shapiro --- For 1.8 Elect Director J.C. Watts, Jr. --- For 1.9 Elect Director Robert H. West --- For 1.10 Elect Director J. Steven Whisler --- For 1.11 Elect Director Edward E. Whitacre, Jr. --- For 2 Ratify Auditors For For Mgmt 04/18/07 - A C. R. Bard, Inc. *BCR* 067383109 02/26/07 1,736 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/17/07 - A C.H. Robinson Worldwide, Inc. *CHRW* 12541W209 03/26/07 2,926 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 09/18/06 - A CA Inc *CA* 12673P105 07/31/06 4,457 1 Elect Directors For Split Mgmt 1.1 Elect Director Alfonse M. D'Amato --- Withhold ISS recommends voting FOR all directors with the exception of Alfonse M. D'Amato for not providing adequate oversight on the approval process of stock options in 2000. 1.2 Elect Director Gary J. Fernandes --- For 1.3 Elect Director Robert E. La Blanc --- For 1.4 Elect Director Christopher B. Lofgren --- For 1.5 Elect Director Jay W. Lorsch --- For 1.6 Elect Director William E. McCracken --- For 1.7 Elect Director Lewis S. Ranieri --- For 1.8 Elect Director Walter P. Schuetze --- For 1.9 Elect Director John A. Swainson --- For 1.10 Elect Director Laura S. Unger --- For 1.11 Elect Director Ron Zambonini --- For 2 Ratify Auditors For For Mgmt 3 Amend Terms of Existing Poison Pill Against For ShrHoldr Since adoption of the proposed bylaw would limit the board's discretion, it is relevant to examine the company's track record on governance/boardroom accountability issues. CA (formerly known as Computer Associates) was involved in a massive accounting fraud where senior executives inflated the company's quarterly earnings by backdating contracts. The SEC charged certain senior executives with fraud and sentenced them to jail time. The accounting fraud is further compounded with the option backdating finding, though less severe. While the current CA board has made strides in cleaning up the company's governance practices, it has not addressed the rights plan issue.CA's current rights plan was not put up for shareholder vote. Further, the board does not have a policy with respect to shareholder approval of a rights plan in the future. In light of these factors, ISS believes that this bylaw proposal warrants shareholder vote. 04/26/07 - A Capital One Financial Corp. *COF* 14040H105 02/28/07 6,876 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Articles of Incorporation - Remove For For Mgmt Provision of Plurality Voting for the Election of Directors ISS commends management for submitting this proposal to institute a majority vote standard in uncontested director elections, which demonstrates a commitment to shareholders' interests. Therefore, we believe shareholders support of this proposal is warranted. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 11/08/06 - A Cardinal Health, Inc. *CAH* 14149Y108 09/11/06 6,590 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Submit Severance Agreements Against For ShrHoldr (Change-in-Control)to Shareholder Vote ISS believes that tax gross-ups associated with severance benefits and the value of accelerated vesting of outstanding equity compensation awards can amount to significant value. By excluding these two benefits from the company's policy, shareholders are unable to voice their opinion on overly-generous severance benefits. Therefore, ISS believes this proposal warrants support. 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and ;(2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 5 Increase Disclosure of Executive Against For ShrHoldr Compensation In the U.K. where shareholders have the right to cast a non-binding advisory vote on a company's "directors remuneration report", ISS' recent analysis shows that unfavorable votes occur to a small percentage of companies and that shareholders exercise their votes judiciously. ISS believes that the advisory vote would allow shareholders to have a voice in a company's executive compensation practices. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions on executive compensation practices by establishing an annual referendum process. ISS believes that such a process will provide companies with useful information concerning shareholders' view on compensation practices and executive pay packages. 03/16/07 - PC Caremark Rx, Inc. 141705103 01/15/07 7,188 Management Proxy (White Card) 1 Approve Merger Agreement For For Mgmt 2 Adjourn Meeting For For Mgmt Dissident Proxy (Gold Card) 1 Approve Merger Agreement Against None Mgmt 2 Adjourn Meeting For None Mgmt 04/16/07 - A Carnival Corp. *CCL* 143658300 02/16/07 7,500 Meeting for ADR Holders 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Mgmt CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. 4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Mgmt CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2006. 5 TO APPROVE THE DIRECTORS REMUNERATION For For Mgmt REPORT OF CARNIVAL PLC. 6 TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT For For Mgmt SHARES BY CARNIVAL PLC. 7 TO APPROVE THE DISAPPLICATION OF For For Mgmt PRE-EMPTION RIGHTS FOR CARNIVAL PLC. 8 TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL For For Mgmt PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. 9 TO APPROVE ELECTRONIC COMMUNICATION WITH For For Mgmt CARNIVAL PLC SHAREHOLDERS. 06/13/07 - A Caterpillar Inc. *CAT* 149123101 04/16/07 10,915 1 Elect Directors For Split Mgmt 1.1 Elect Director John T. Dillon --- For We recommend a vote FOR the directors with the exception of Juan Gallardo, from whom we recommend shareholders WITHHOLD votes for sitting on more than three public boards while serving as a CEO. 1.2 Elect Director Juan Gallardo --- Withhold 1.3 Elect Director William A. Osborn --- For 1.4 Elect Director Edward B. Rust, Jr. --- For 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard coupled with a director resignation policy would give full effect to the shareholder franchise. 05/24/07 - A Centerpoint Energy Inc. *CNP* 15189T107 03/26/07 137 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Michael E. Shannon --- Withhold We recommend that shareholders WITHHOLD votes from Michael E. Shannon, Donald R. Campbell, Milton Carroll, and Peter S. Wareing for failure to implement the shareholder proposal to declassify the board of directors 1.2 Elect Director Donald R. Campbell --- Withhold 1.3 Elect Director Milton Carroll --- Withhold 1.4 Elect Director Peter S. Wareing --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 4 Other Business None Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 07/13/06 - A Centex Corp. *CTX* 152312104 05/25/06 1,917 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Energy Efficiency Against Against ShrHoldr ISS notes that Centex Homes does provide some disclosure on its company website regarding energy efficiency in general, as well as examples of specific energy efficient homes constructed by the company or its subsidiary operations. While this disclosure is broad in nature and does not specifically provide a detailed evaluation of the impact that energy efficiency will have on the company's operations and shareholder value, it is an indicator of the company's commitment to evaluate public opinion, market demand, and legislation related to energy efficiency. Additionally, the disclosure provided by Centex appears to be consistent with, or exceed the information provided by some industry peers and competitors while still providing operational flexibility for the company to develop its new home designs and materials in response to consumer demands. We agree that Centex should continue to evaluate the impact that energy efficiency will have on the company and inform shareholders of these issues; however, in light of their current initiatives and existing disclosure, we do not believe that shareholder support for this resolution is warranted at this time. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. ISS views director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. We feel that the company's current policy that directors who receive a majority of withhold votes tender their resignation is a move toward a more democratic voting process. However, we do not believe that this resignation policy is a sufficient alternative to the proposed majority voting standard. ISS feels that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 05/10/07 - A CenturyTel, Inc. *CTL* 156700106 03/23/07 1,882 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Report of the Compensation Committee Against Against ShrHoldr As such, ISS recommends that shareholder vote AGAINST this proposal. 04/25/07 - A Chevron Corporation *CVX* 166764100 03/12/07 36,742 1 Elect Director Samuel H. Armacost For For Mgmt 2 Elect Director Linnet F. Deily For For Mgmt 3 Elect Director Robert E. Denham For For Mgmt 4 Elect Director Robert J. Eaton For For Mgmt 5 Elect Director Sam Ginn For For Mgmt 6 Elect Director Franklyn G. Jenifer For For Mgmt 7 Elect Director Sam Nunn For For Mgmt 8 Elect Director David J. O'Reilly For For Mgmt 9 Elect Director Donald B. Rice For For Mgmt 10 Elect Director Peter J. Robertson For For Mgmt 11 Elect Director Kevin W. Sharer For For Mgmt 12 Elect Director Charles R. Shoemate For For Mgmt 13 Elect Director Ronald D. Sugar For For Mgmt 14 Elect Director Carl Ware For For Mgmt 15 Ratify Auditors For For Mgmt 16 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 17 Adopt Human Rights Policy Against For ShrHoldr Conclusion In this case, Chevron does have a Human Rights Statement and a code of business ethics available on the company website to convey its policies on human rights, as well as additional discussion on these topics in its Corporate Responsibility Report. The Human Rights Statement underscores Chevron's support for the Universal Declaration of Human Rights and ILO Declaration of Fundamental Principles and Rights at Work; however, we do not believe that this information substantially addresses certain key issues related to workplace human rights. Of note, we are concerned that this disclosure does not provide significant insight into implementation, performance metrics, or monitoring associated with the company's human rights policies. Such disclosure is common at companies operating in industries or markets that are exposed to higher levels of risk because of human rights violations, controversy, and/or litigation. As such, we recommend shareholder support for this resolution. 18 Adopt Greenhouse Gas Emission Reduction Against Against ShrHoldr Goals Conclusion Therefore, based on our concern with the structure of this resolution, as well as the company's existing level of disclosure related to climate change and GHG emissions policies and initiatives, ISS recommends that shareholders oppose this resolution. 19 Adopt Animal Welfare Policy Against Against ShrHoldr Conclusion Therefore, ISS questions the value of the proposed report to shareholders based on the limited involvement that the company has with animal testing. Establishing new policies on animal welfare, monitoring the compliance of external animal testing facilities, and reporting this information to shareholders may not provide enough meaningful information to shareholders to offset the cost and burden to the company of complying with this proposal. As such, we do not recommend shareholder support for the resolution. 20 Separate Chairman and CEO Positions Against For ShrHoldr Conclusion Absent an offsetting governance structure, including a designated lead director performing all of the duties listed above, we believe that a company of this size should be able to find a qualified independent chairman. 21 Approve/Amend Terms of Existing Poison Pill Against Against ShrHoldr Conclusion Given that the company has an established policy with respect to shareholder approval of a rights plan in the future, which was previously approved by Chevron shareholders, we do not recommend that shareholders support this bylaw amendment. 22 Report on Market Specific Environmental Laws Against Against ShrHoldr Conclusion Based on ISS' concern with the structure of this resolution and Chevron's existing policies, programs, initiatives, and disclosure related to operational risks associated with human health and the environmental issues, we recommend that shareholders oppose this resolution. 04/25/07 - A Chicago Mercantile Exchange Holdings, 167760107 03/01/07 587 Inc. *CME* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 3 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 04/25/07 - A CIGNA Corp. *CI* 125509109 02/27/07 1,729 1 Elect Director Robert H. Campbell For For Mgmt 2 Elect Director Isaiah Harris, Jr. For For Mgmt 3 Elect Director Jane E. Henney, M.D. For For Mgmt 4 Elect Director Donna F. Zarcone For For Mgmt 5 Ratify Auditors For For Mgmt 6 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 05/05/07 - A Cincinnati Financial Corp. *CINF* 172062101 03/07/07 2,920 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 10/10/06 - A Cintas Corp. *CTAS* 172908105 08/18/06 2,175 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against For ShrHoldr In this case, Cintas does not have a designated lead director performing the duties listed above. Absent an offsetting governance structure, we believe that a company of this size should be able to find a qualified independent director to serve as chairman of the board. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. We view director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. In supporting this precatory proposal, we would look to the company to create a workable model for its own election system, including a return to the plurality vote standard in contested elections. ISS advocates that the director election system give full effect to the shareholder franchise. We feel that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 11/15/06 - A Cisco Systems, Inc. *CSCO* 17275R102 09/18/06 96,317 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 4 Report on Pay Disparity Against Against ShrHoldr Although ISS generally recommends votes for proposals which increase the level of disclosure on topics of importance to shareholders and support performance-based compensation for executives, the system suggested in this shareholder proposal suggests reporting on salary comparisons and evaluating overall compensation thresholds that may have limited utility for shareholders. Therefore, based on the limited utility or arbitrary nature of the detailed information requested by the report, we do not recommend shareholder support for this resolution. 5 Report on Internet Fragmentation Against For ShrHoldr Therefore, while we commend Cisco for its broad approach to international human rights issues, we believe that including additional information in its existing public documents on policies and practices related to doing business with governments that restrict certain human rights could be beneficial to shareholders without significant expense or burden on the company. As such, we recommend shareholder support for this resolution. 05/08/07 - A CIT Group Inc *CIT* 125581108 03/19/07 3,342 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/17/07 - A Citigroup Inc. *C* 172967101 02/21/07 82,816 1 Elect Director C. Michael Armstrong For For Mgmt We recommend a vote FOR the directors. 2 Elect Director Alain J.P. Belda For For Mgmt 3 Elect Director George David For For Mgmt 4 Elect Director Kenneth T. Derr For For Mgmt 5 Elect Director John M. Deutch For For Mgmt 6 Elect Director Roberto Hernandez Ramirez For For Mgmt 7 Elect Director Klaus Kleinfeld For For Mgmt 8 Elect Director Andrew N. Liveris For For Mgmt 9 Elect Director Anne Mulcahy For For Mgmt 10 Elect Director Richard D. Parsons For For Mgmt 11 Elect Director Charles Prince For For Mgmt 12 Elect Director Judith Rodin For For Mgmt 13 Elect Director Robert E. Rubin For For Mgmt 14 Elect Director Franklin A. Thomas For For Mgmt 15 Ratify Auditors For For Mgmt 16 Report on Government Service of Employees Against Against ShrHoldr ISS recognizes that companies can benefit from the knowledge and expertise of former government workers. These employees may be intimately familiar with the internal processes of government procurement and decision-making. The knowledge of such employees can add real value to a company's operations. ISS shares the proponent's concern for potential conflicts of interest at such companies; but in this case, the company states that it has specific policies in place to avoid such conflicts of interest. Moreover, the production of such a report annually could be costly without providing substantial benefit to shareholders. Given these factors, we see no reason to support this request. 17 Report on Political Contributions Against For ShrHoldr Therefore, while ISS commends the company for its level of disclosure on political contributions, we are concerned about the lack of policy or transparency related to Citigroup's trade association activities. As such, we recommend shareholder support for this resolution. 18 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Citigroup discloses a significant amount of the information requested by the proponent it its Corporate Responsibility Report and in the Citigroup Foundation's Annual Report. Moreover, some aspects of the resolution, including determining the estimated or actual benefits of each charitable contribution may be difficult to produce without significant speculation, and could place a significant burden on the company without providing commensurate value to shareholders. Therefore, ISS does not recommend shareholder support for the resolution at this time 19 Approve Report of the Compensation Committee Against For ShrHoldr ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 20 Report on Pay Disparity Against Against ShrHoldr Although ISS generally recommends in favor of proposals that support performance-based compensation for executives, the system suggested in this shareholder proposal instead seeks to establish a cap on executive pay at 100 times the average salary of other Citigroup employees. Based on the arbitrary nature of this salary cap, and the fact that it does not appear to encourage a strong link between the company's performance and executive pay, we do not recommend shareholder support for this resolution. 21 Separate Chairman and CEO Positions Against Against ShrHoldr We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 22 Stock Retention/Holding Period Against Against ShrHoldr In this case, Citigroup's current stock ownership requirements serve as an effective tool for increasing executive ownership of and accountability to the company. The proponent's recommendation of a five-year holding period for all options is arbitrary and should not be applied as a blanket policy for all option grants at the company. 23 Restore or Provide for Cumulative Voting Against Against ShrHoldr Because the company meets all of the criteria listed above, ISS does not believe that this proposal warrants shareholder support at this time. 24 Amend Bylaws to Permit Shareholders to Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 05/18/07 - A Citizens Communications Co. *CZN* 17453B101 03/28/07 34 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation This proposal is not seeking any increase or other modification to the number of shares that are authorized for issuance under the 2000 plan. Hence the proposal would not create any additional costs to shareholders. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 05/22/07 - S Clear Channel Communications, Inc. 184502102 03/23/07 8,386 *CCU* 1 Approve Merger Agreement For Against Mgmt However, based on the current facts and circumstances as detailed below, on balance we tend to agree with the second group and conclude CCU shareholders should not support the proposed transaction as currently constructed. 2 Adjourn Meeting For Against Mgmt Since ISS recommends to vote AGAINST the merger, we recommend to vote against the adjournment to solicit additional votes also. 3 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/22/07 - A Clear Channel Communications, Inc. 184502102 04/02/07 8,386 *CCU* 1 Elect Director Alan D. Feld For For Mgmt We recommend a vote FOR all the directors. 2 Elect Director Perry J. Lewis For For Mgmt 3 Elect Director L. Lowry Mays For For Mgmt 4 Elect Director Mark P. Mays For For Mgmt 5 Elect Director Randall T. Mays For For Mgmt 6 Elect Director B. J. McCombs For For Mgmt 7 Elect Director Phyllis B. Riggins For For Mgmt 8 Elect Director Theodore H. Strauss For For Mgmt 9 Elect Director J. C. Watts For For Mgmt 10 Elect Director John H. Williams For For Mgmt 11 Elect Director John B. Zachry For For Mgmt 12 Ratify Auditors For For Mgmt 13 Pay for Superior Performance Against For ShrHoldr In this case, the company's lack of disclosure for its annual and long-term compensation programs for senior executives denies shareholders the ability to monitor the correlation between executive pay and performance. While the company has disclosed the performance metrics it uses, at a minimum the company should disclose target bonuses (as a percentage of base salary), specific weights and targets for financial metrics, and the specific weight placed on individual performance. Accordingly, ISS believes shareholders should support this proposal. 14 Report on Political Contributions Against For ShrHoldr ISS notes that Clear Channel has provided shareholders with some information to assess the company's general policies and approval mechanisms relating to its political contributions. We are concerned that there is no detailed information available about Clear Channel's policies regarding oversight or accountability for corporate contributions, or more detailed information on the company's rationale behind these contributions. We are also concerned that shareholders lack information relating to the type of organizations or candidates that the company may support and information about its trade association spending. Such disclosure could assist shareholders in their assessment of the risks and benefits associated with public policy activities through political activity and trade associations without significant cost, burden, or strategic risk for the company. As such, ISS believes that this proposal warrants stockholder support. 15 Establish a Compensation Committee Against For ShrHoldr ISS believes that members of the compensation committee should be independent in their roles as well as in their decision-making process. Therefore, ISS believes that this proposal warrants shareholder support. 16 Vote to Ratify Named Executive Officers' Against For ShrHoldr Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 11/02/06 - A Coach, Inc. *COH* 189754104 09/14/06 1,174 1 Elect Directors For For Mgmt 04/24/07 - A Coca-Cola Enterprises Inc. *CCE* 191219104 03/01/07 4,671 1 Elect Directors For For Mgmt 1.1 Elect Director Gary P. Fayard --- For Conclusion The company has fact-based disclosure with respect to the pension value. The purpose and rationale behind such decision is not discussed in the company's CD&A and ISS believes that such information is important for shareholders. Moreover, ISS notes that the practise of crediting additional pension years is not a good pay or governance practise. At this time, ISS will monitor the company's executive pay practices and may recommend withhold from the compensation committee in the future. 1.2 Elect Director Marvin J. Herb --- For 1.3 Elect Director L. Phillip Humann --- For 1.4 Elect Director Paula R. Reynolds --- For 2 Approve Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote 06/07/07 - A Cognizant Technology Solutions Corp. 192446102 04/17/07 2,412 *CTSH* 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 11 percent is less than the allowable cap for this company of 12 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/03/07 - A Colgate-Palmolive Co. 194162103 03/07/07 8,668 1 Elect Director John T. Cahill For For Mgmt 2 Elect Director Jill K. Conway For For Mgmt 3 Elect Director Ellen M. Hancock For For Mgmt 4 Elect Director David W. Johnson For For Mgmt 5 Elect Director Richard J. Kogan For For Mgmt 6 Elect Director Delano E. Lewis For For Mgmt 7 Elect Director Reuben Mark For For Mgmt 8 Elect Director J. Pedro Reinhard For For Mgmt 9 Ratify Auditors For For Mgmt 10 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. 11 Pay for Superior Performance Against For ShrHoldr Conclusion While we commend Colgate-Palmolive for disclosing the specific performance measures and hurdles under its annual bonus program, we recommend that the specific weightings for the measures applicable to the executives with divisional responsibilities also be disclosed. We do not believe that the company's long-term incentive program is substantially performance-based. Per ISS' valuation of the performance mix, we compared the actual number of shares (performance-based restricted stock vs. options and time-vested restricted stock awards) granted in the past fiscal year and only 18 percent of the equity awards granted to named executive officers during that period were performance-based according to our guidelines. Therefore, given that the company's long-term program for executives is not performance-based per ISS' guidelines and does not sufficiently meet the proponent's requirements, we believe this item warrants shareholder support. 05/15/07 - A Comerica Inc. *CMA* 200340107 03/16/07 2,677 1 Elect Director Ralph W. Babb, Jr. For For Mgmt 2 Elect Director James F. Cordes For For Mgmt 3 Elect Director Peter D. Cummings For For Mgmt 4 Elect Director William P. Vititoe For For Mgmt 5 Elect Director Kenneth L. Way For For Mgmt 6 Ratify Auditors For For Mgmt 7 Prepare Sustainability Report Against For ShrHoldr ISS typically supports shareholder proposals that seek additional disclosure, as shareholders should be provided with sufficient information in key business areas to fully assess the risks associated with their investment. When evaluating resolutions calling for a sustainability report, ISS reviews the current reporting policies of the company as they relate to sustainability issues. Specifically, we examine the existence and substance of an EHS or similar report, code of corporate conduct, and diversity or equal opportunity data, or a consolidated sustainability report based on a widely accepted standard such as the GRI. ISS notes that Comerica has limited information relating to its social policies through its corporate website; however, the current reporting does not appear to disclose information relating to the processes and procedures related to its environmental risk management systems for certain project finance initiatives, as described by management in its response to the proponent's request. Further, Comerica does not appear to provide information relating to its internal environmental management practices and the company does not appear to provide sustainability-related performance metrics typically found in an EHS or sustainability report. ISS believes that the benefits realized by the company by evaluating, monitoring and reporting potential risks, liabilities, and opportunities associated with sustainability issues outweigh the potential cost and burden of producing such a report. This disclosure would allow shareholders to better assess Comerica's policies, practices and performance relating to a broader set of issues that may impact the company's operations. In light of the current lack of publicly available information provided by the company relating to sustainability issues and the potential benefits that could be derived from increased reporting on sustainability initiatives pertinent to the company's operations, ISS recommends that shareholders vote for this proposal. 05/15/07 - A Commerce Bancorp, Inc. *CBH* 200519106 04/02/07 3,170 1 Elect Directors For For Mgmt 1.1 Elect Director Vernon W. Hill, II --- For We recommend a vote FOR the directors. 1.2 Elect Director Jack R. Bershad --- For 1.3 Elect Director Joseph E. Buckelew --- For 1.4 Elect Director Donald T. DiFrancesco --- For 1.5 Elect Director Nicholas A. Giordano --- For 1.6 Elect Director Morton N. Kerr --- For 1.7 Elect Director Steven M. Lewis --- For 1.8 Elect Director John K. Lloyd --- For 1.9 Elect Director George E. Norcross, III --- For 1.10 Elect Director Daniel J. Ragone --- For 1.11 Elect Director William A. Schwartz, Jr. --- For 1.12 Elect Director Joseph T. Tarquini, Jr. --- For 1.13 Elect Director Joseph S. Vassalluzzo --- For 07/31/06 - A Computer Sciences Corporation *CSC* 205363104 06/02/06 2,911 1 Elect Directors For For Mgmt 2 Approve Non-Employee Director Omnibus Stock For For Mgmt Plan V. Vote Recommendation The total cost of the company's plans of 7.92 percent is within the allowable cap for this company of 12.37 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Board Diversity Against For ShrHoldr ISS agrees with the company that some aspects of this resolution may be overly restrictive, specifically those requesting detailed information on company initiatives and timelines. However, Computer Sciences Corp.'s board does not include any women or racial minorities. Additionally, unlike many large corporations, Computer Sciences Corp. does not appear to provide significant disclosure related to gender or racial diversity at the director level of the company. As such, we believe that the company's board could better address questions related to its lack of diversity by clearly disclosing board policies and procedures related to diversity. Therefore, we recommend shareholder support for this resolution. 09/28/06 - A Conagra Foods Inc. *CAG* 205887102 07/31/06 8,194 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 3.99 percent is within the allowable cap for this company of 6.28 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/09/07 - A ConocoPhillips *COP* 20825C104 03/12/07 27,738 1 Elect Director James E. Copeland, Jr. For For Mgmt 2 Elect Director Kenneth M. Duberstein For For Mgmt 3 Elect Director Ruth R. Harkin For For Mgmt 4 Elect Director William R. Rhodes For For Mgmt 5 Elect Director J. Stapleton Roy For For Mgmt 6 Elect Director William E. Wade, Jr. For For Mgmt 7 Ratify Auditors For For Mgmt 8 Report on Political Contributions Against Against ShrHoldr Based on existing disclosure that ConocoPhillips provides regarding its rationale, policies, and oversight mechanisms for corporate political contributions and trade association activities, and a lack of recent, significant litigation related to such public policy activities, ISS does not recommend shareholder support for this resolution. 9 Report on Renewable Energy Sources Against Against ShrHoldr ISS believes that the company does sufficiently explain to its shareholders its rationale for its strategic business decision relating to alternative energy. Specifically, we believe that operational decisions involving specific research policies, procedures, and capital investment decisions should be the responsibility of management, so long as these decisions are guided by applicable legislation and appropriate internal policies. In light of ConocoPhillip's efforts to elucidate stakeholders about its renewable energy policy and its business rationale behind such policies; and, given its extensive publicly available discussions on alternative energy, CO2 reduction initiative, and, more broadly, on its initiatives surrounding climate change, ISS believes that developing such a report would be largely duplicative of existing disclosure. While the company may not be investing in renewable energy commitments to the extent the proponents would choose to see, the company has recently demonstrated a commitment to evaluating the impact of the risks of operating in a carbon-constrained world and the company appears to be taking steps to mitigate its exposure to such risks. As such, ISS does not believe that this proposal warrants shareholder support. 10 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, accountability, and a focus on fiduciary duty among Conoco Phillips board members, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 11 Report on Environmental Damage from Against For ShrHoldr Drilling in the National Petroleum Reserve In this case, we note that the resolution asks for disclosure on the impact of the company's operations in the NPR-A originally protected by the ROD, including discussion on refraining from drilling in this region. ISS agrees with management that it may be inappropriate for the company to commit to refrain from operating in certain areas. Such actions could limit the company's ability to take advantage of opportunities that would benefit the company and its shareholders. That said, we believe that increased reporting on operations in sensitive or protected ecosystems is warranted, especially in circumstances where there has been some controversy over the use of regions recently opened for oil and gas leases. As much of the information requested in these reports is already evaluated under the permitting process, consolidation of a report should not be overly burdensome or costly to the company. Conversely, such disclosure could be beneficial for the company by mitigating reputational risk, improving stakeholder relations, and communicating the company's proactive efforts to implement its policies to develop protected areas in a responsible manner. Therefore, based on the limited cost of providing the report and potential value that such disclosure could provide for shareholders, ISS recommends support for this resolution. 12 Report on Indigenous Peoples Rights Policies Against Against ShrHoldr Considering that the company demonstrated commitment to work in concert with, and continue to improve relations with stakeholders within the communities where it operates, and given its policies, the development of stakeholder engagement strategies, and its existing information relating to certain activities related to this issue; and, considering our concerns over the scope, timeline, and value of additional disclosure beyond that which is included in the company's filings and website, we do not recommend shareholder support for this resolution. 13 Report on Community Impact of Operations Against Against ShrHoldr ISS notes that the company provides significant, detailed reporting on its social and environmental impact including emissions, spills, and policies to promote sustainable development. Moreover, the company is involved in certain stakeholder initiatives that seek to include external stakeholders in the company's evaluation of social and environmental impact. Finally, the company has committed to expand and develop its reporting and operations as it produces future sustainability reports. Considering the existing disclosure and initiatives at the company, ISS does not believe that the additional reporting requested by this proposal would provide significant value for shareholders. Therefore, based on current discussion related to social and environmental performance and initiatives the company has taken to involve external stakeholders in its evaluation processes, ISS does not believe that shareholder support for this resolution is warranted. 05/01/07 - A Consol Energy, Inc. *CNX* 20854P109 03/07/07 3,078 1 Elect Directors For Split Mgmt 1.1 Elect Director John Whitmire --- For We recommend a vote FOR the directors with the exception of affiliated outsider James E. Altmeyer, Sr.. We recommend that shareholders WITHHOLD votes from James E. Altmeyer, Sr. for standing as an affiliated outsider on the Audit and Compensation committees. 1.2 Elect Director J. Brett Harvey --- For 1.3 Elect Director James E. Altmeyer, Sr. --- Withhold 1.4 Elect Director William E. Davis --- For 1.5 Elect Director Raj K. Gupta --- For 1.6 Elect Director Patricia A. Hammick --- For 1.7 Elect Director David C. Hardesty, Jr. --- For 1.8 Elect Director John T. Mills --- For 1.9 Elect Director William P. Powell --- For 1.10 Elect Director Joseph T. Williams --- For 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt Approval of this item would allow the company to realize a tax benefit while providing incentives to executives. Therefore, we believe that this item warrants shareholder support. 4 Report on Emissions Against Against ShrHoldr Based on the Consol Energy's limited current and proposed power plant operations we do not believe that the resolution merits shareholder support. 07/27/06 - A Constellation Brands, Inc. *STZ.B* 21036P108 05/31/06 3,078 1 Elect Directors For Split Mgmt 1.1 Elect Director Barry A. Fromberg --- For We recommend a vote FOR the directors with the exception of affiliated outsider James A. Locke III. We recommend that shareholders WITHHOLD votes from James A. Locke III for standing as an affiliated outsider on the Nominating Committee. 1.2 Elect Director Jeananne K. Hauswald --- For 1.3 Elect Director James A. Locke, III --- Withhold 1.4 Elect Director Richard Sands --- For 1.5 Elect Director Robert Sands --- For 1.6 Elect Director Thomas C. McDermott --- For 1.7 Elect Director Paul L. Smith --- For 2 Ratify Auditors For For Mgmt 3 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan Generally, savings-related share option plans encourage share ownership among employees by enabling them to acquire shares at a discount by entering into a long-term savings contract of three, five, or an extended seven years with a building society or a bank to which they make monthly contributions of GBP 5 (USD 9) to GBP 250 (USD 440). Options are exercisable within six months following the end of a contract and cannot be exercised before the contract is completed, except in cases of takeover or winding-up. ISS supports such plans as they are similar to the U.S. version of employee stock purchase plans. 12/08/06 - A Constellation Energy Group, Inc. 210371100 10/27/06 2,910 *CEG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors None For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 05/18/07 - A Constellation Energy Group, Inc. 210371100 03/16/07 3,034 *CEG* 1 Elect Director Yves C. de Balmann For For Mgmt At this time, ISS will monitor the actions of the compensation committee and may recommend voting AGAINST the members for poor pay practice. 2 Elect Director Douglas L. Becker For For Mgmt 3 Elect Director James T. Brady For For Mgmt 4 Elect Director Edward A. Crooke For For Mgmt 5 Elect Director James R. Curtiss For For Mgmt 6 Elect Director Freeman A. Hrabowski, III For For Mgmt 7 Elect Director Nancy Lampton For For Mgmt 8 Elect Director Robert J. Lawless For For Mgmt 9 Elect Director Lynn M. Martin For For Mgmt 10 Elect Director Mayo A. Shattuck, III For For Mgmt 11 Elect Director Michael D. Sullivan For For Mgmt 12 Ratify Auditors For For Mgmt 13 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. While the company's burn rate of 2.53% exceeds that of the Utilities peer group, the company has made a commitment to limit the number of awards granted such that the average burn rate for the three year period 2007-2009 will be no more than 2% common shares outstanding. 14 Approve Executive Incentive Bonus Plan For For Mgmt ISS has two concerns with the plan design: (1) an award limit expressed as a percentage of a financial line item can produce astronomical payouts; and (2) there is no maximum individual dollar limit established. However, given the tax advantages that the 162(m) plan provides we recommend support for this proposal. Going forward, ISS will monitor the performance bonus payouts provided to named executive officers. 04/17/07 - A Convergys Corp. *CVG* 212485106 02/28/07 2,322 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Reincorporate in Another State [ Ohio to Against For ShrHoldr Delaware ] Although the company believes that the Ohio General Corporation Law provides shareholder rights that are not provided in Delaware, ISS notes that Ohio has adopted very protective antitakeover legislation, including six provisions as shown under state takeover statutes above. In contrast, Delaware has only two antitakeover provisions in place, resulting in a more positive environment for shareholders. Additionally, Delaware has a substantial body of developed case law, which provides great predictability with respect to legal affairs. Though the company currently has great familiarity with Ohio law and procedural rules, it is not unreasonable to believe that the same familiarity can be gained with respect to Delaware. Further, the company noted that the very strong non-disclosure and non-compete language as governed under Ohio law are not necessarily lost under Delaware law. Although the company describes the potential to lose millions of dollars in tax incentives, among other benefits, ISS notes that the incentives and benefits are largely based upon the physical presence of the company and its employees in Ohio/Cincinnati rather than the jurisdiction of incorporation. This proposal will have no effect on the physical location of the company and its employees in Ohio. On balance, ISS believes that the proposed reincorporation from Ohio to Delaware will have a positive impact to shareholders. As such, ISS believes that shareholder support for this proposal is warranted. 04/24/07 - A COOPER INDUSTRIES LTD *CBE* G24182100 02/28/07 1,532 Meeting for Holders of ADRs 1a Elect Director S.G. Butler For For Mgmt 1b Elect Director D.F. Smith For For Mgmt 1c Elect Director G.B. Smith For For Mgmt 1d Elect Director M.S. Thompson For For Mgmt 1e Elect Director L.D. Kingsley For For Mgmt 2 Ratify Auditors For For Mgmt 3 AMENDMENT TO COOPER S BYE-LAWS TO INCREASE For For Mgmt AUTHORIZED SHARES. 4 ILO Standards Against Against ShrHoldr Given that the company already has a policy in place to address workplace human rights, support of this proposal is not warranted at this time. 01/31/07 - A Costco Wholesale Corporation *COST* 22160K105 11/27/06 7,579 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/17/07 - A Coventry Health Care Inc. *CVH* 222862104 03/19/07 2,686 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Cummins , Inc. *CMI* 231021106 03/19/07 3 1 Elect Director Robert J. Darnall For For Mgmt 2 Elect Director John M. Deutch For For Mgmt 3 Elect Director Alexis M. Herman For For Mgmt 4 Elect Director F. Joseph Loughrey For For Mgmt 5 Elect Director William I. Miller For For Mgmt 6 Elect Director Georgia R. Nelson For For Mgmt 7 Elect Director Theodore M. Solso For For Mgmt 8 Elect Director Carl Ware For For Mgmt 9 Elect Director J. Lawrence Wilson For For Mgmt 10 Ratify Auditors For For Mgmt 11 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 12 Increase Authorized Common Stock For For Mgmt The requested increase of 150,000,000 shares is below the allowable threshold of 240,000,000 shares. 03/15/07 - S CVS Caremark Corp *CVS* 126650100 01/19/07 13,881 1 Amend Articles/Increase Common Stock and For For Mgmt Change Company Name Since ISS is supportive of the underlying merger from the perspective of CVS shareholders, we are supportive of the proposals that enable the completion of the merger 2 Issue Shares in Connection with an For For Mgmt Acquisition Based on the current facts and circumstances as detailed above, we conclude that CVS shareholders should support the proposed transaction and that CMX shareholders should vote against the deal. 3 Adjourn Meeting For For Mgmt Where ISS is supportive of the underlying merger proposal, we are supportive of a narrowly-tailored adjournment proposal that seeks adjournment solely to solicit additional proxies to approve the underlying transaction. 05/09/07 - A CVS Caremark Corp *CVS* 126650100 03/30/07 25,921 1 Elect Director Edwin M. Banks For For Mgmt We recommend a vote FOR the nominees with the exception of Mr. Headrick and Mr. Piccolo. We recommend that shareholders vote AGAINST Messrs. Headrick and Piccolo for conducting and/or participating in a flawed process for Caremark shareholders in the CVS transaction. 2 Elect Director C. David Brown II For For Mgmt 3 Elect Director Edwin Mac Crawford For For Mgmt 4 Elect Director David W. Dorman For For Mgmt 5 Elect Director Kristen E. Gibney Williams For For Mgmt 6 Elect Director Roger L. Headrick For Against Mgmt 7 Elect Director Marian L. Heard For For Mgmt 8 Elect Director William H. Joyce For For Mgmt 9 Elect Director Jean-Pierre Million For For Mgmt 10 Elect Director Terrence Murray For For Mgmt 11 Elect Director C.A. Lance Piccolo For Against Mgmt 12 Elect Director Sheli Z. Rosenberg For For Mgmt 13 Elect Director Thomas M. Ryan For For Mgmt 14 Elect Director Richard J. Swift For For Mgmt 15 Ratify Auditors For For Mgmt 16 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code, the number of shares being reserved is relatively conservative, the offering period is reasonable, and there are limits on participation. 17 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 18 Limit Executive Compensation Against Against ShrHoldr Conclusion We oppose this item because it could place the company at a competitive disadvantage in attempting to attract a qualified CEO. 19 Separate Chairman and CEO Positions Against For ShrHoldr Conclusion We believe that the company's governance structure does not provide a satisfactory balance to a non-independent chairman. Accordingly, the proposal warrants shareholder support. 20 Prepare Sustainability Report Against For ShrHoldr Conclusion ISS encourages CVS to increase its level of transparency related to social and environmental performance and consider the potential benefits of structuring its reporting along established best practices guidelines. Detailed information on how these issues affect the company's strategic position, how the company is overseeing the implementation of these policies, and how the company is performing relative to industry peers and/or internally established goals, provides both management and its shareholders insight into the effectiveness of its established guidelines relating to sustainability. We believe that more comprehensive reporting on sustainability issues will benefit CVS by helping the company and its shareholders better assess the financial risks and opportunities that certain sustainability issues pose to its business model and future development. As such, ISS believes this proposal warrants shareholder support. 21 Disclose Information on Compensation Against For ShrHoldr Consultant Conclusion Based on the above disclosure, ISS believes that the company has not adequately met the proponent's request. 22 Compensation Specific- Policy on Stock Against For ShrHoldr Option Grants/Option Backdating Conclusion While we do not agree with all of the points in the proponent's proposed policy, we believe support for a proposal advocating a more robust policy is warranted given the circumstances surrounding the company. Further, this proposal is non-binding and thus serves as a recommendation to the board. As such, we support this item. 05/15/07 - A Danaher Corp. *DHR* 235851102 03/19/07 3,995 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For For Mgmt The requested increase of 500,000,000 shares is below the allowable threshold of 750,000,000 shares. 4 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation The company has submitted multiple equity plan proposals for shareholder approval. The aggregate shareholder value transfer for all plans is 8 percent, which is above the company's allowable cap of 5 percent. We commend the company for expressly forbidding the repricing of stock options under the plan. However, the estimated shareholder value transfer of the company's plans of 8 percent is above the allowable cap for this company of 5 percent. 5 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 6 Amend Deferred Compensation Plan For For Mgmt VII. Vote Recommendation The company has submitted multiple equity plan proposals for shareholder approval. The aggregate shareholder value transfer for all plans is 8 percent, which is above the company's allowable cap of 5 percent. However, the estimated shareholder value transfer of the EDIP and the company's existing plans of 5 percent is equal to the allowable cap for this company of 5 percent. ISS will recommend a vote for the most exensiexpensivethat is equal to or less than the allowable cap. As such, shareholder support for this plan is warranted. 7 Stock Retention/Holding Period Against For ShrHoldr ISS recognizes that Danaher has implemented stock ownership guidelines. However, we believe that these guidelines are not rigorous enough and should go beyond the standard 5x salary for CEOs. In addition, the company does not have a retention ratio nor a holding period requirement. As such, ISS believes that shareholder support for this proposal is warranted. 09/15/06 - A Darden Restaurants, Inc. *DRI* 237194105 07/24/06 2,034 1 Elect Directors For Split Mgmt 1.1 Elect Director Leonard L. Berry --- Withhold We recommend withholding votes from Andrew H. (Drew) Madsen, Clarence Otis, Jr., and Blaine Sweatt, III, Leonard L. Berry, Odie C. Donald, David H. Hughes, Senator Connie Mack, III, Michael D. Rose, Maria A. Sastre, Jack A. Smith, and Rita P. Wilson for failure to submit the company's poison pill to a shareholder vote. 1.2 Elect Director Odie C. Donald --- Withhold 1.3 Elect Director David H. Hughes --- Withhold 1.4 Elect Director Charles A. Ledsinger, Jr. --- For 1.5 Elect Director William M. Lewis, Jr. --- For 1.6 Elect Director Connie Mack, III --- Withhold 1.7 Elect Director Andrew H. Madsen --- Withhold 1.8 Elect Director Clarence Otis, Jr. --- Withhold 1.9 Elect Director Michael D. Rose --- Withhold 1.10 Elect Director Maria A. Sastre --- Withhold 1.11 Elect Director Jack A. Smith --- Withhold 1.12 Elect Director Blaine Sweatt, III --- Withhold 1.13 Elect Director Rita P. Wilson --- Withhold 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.64 percent is within the allowable cap for this company of 9.87 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. We view director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. We feel that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 05/18/07 - A Dean Foods Company *DF* 242370104 03/23/07 2,179 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation We commend the company for expressly forbidding the repricing of stock options under the plan. However, the company's three year average burn rate of 3.32 percent is higher than its four-digit GICS peer group of 2.91 percent. Therefore, the company has failed ISS's three-year average burn rate policy. Additionally, the estimated shareholder value transfer of the company's plans of 13 percent is above the allowable cap for this company of 8 percent. 3 Ratify Auditors For For Mgmt 4 Separate Chairman and CEO Positions Against For ShrHoldr In this case, the company does not meet all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure does not provide a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal warrants shareholder support. 02/28/07 - A Deere & Co. *DE* 244199105 12/31/06 3,897 1 Elect Director Robert W. Lane For For Mgmt 2 Elect Director Antonio Madero B. For For Mgmt 3 Elect Director Aulana L. Peters For For Mgmt 4 Ratify Auditors For For Mgmt 07/21/06 - A Dell Inc. *DELL* 24702R101 05/26/06 36,740 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt ILO-Based Code of Conduct Against Against ShrHoldr ISS believes that the information provided by the company regarding its policies and procedures related to workplace labor rights standards substantially addresses many of the key concerns noted by the proponents. Additionally, the company does not appear to have been the subject of recent significant controversy related to its workplace labor rights standards. Therefore, we do not believe that support for this resolution is warranted at this time 4 Compensation Company Specific--Declaration Against Against ShrHoldr of Dividend ISS believes that the company's financial policies are best left to the board and management, as decisions regarding a company's funds are the essence of corporate philosophy. ISS believes that management should have the flexibility to determine the company's dividend or stock repurchase policies so that future growth is unhindered. Therefore, we believe that shareholders should vote against the proposal. 06/06/07 - A Devon Energy Corp. *DVN* 25179M103 04/09/07 7,512 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/19/07 - A Dillards, Inc *DDS* 254067101 03/30/07 1,029 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Prepare Sustainability Report Against For ShrHoldr Conclusion ISS encourages Dillard's to increase its level of transparency related to social and environmental performance and consider the potential benefits of structuring its reporting along established best practices guidelines. Detailed information on how these issues affect the company's strategic position, how the company is overseeing the implementation of these policies, and how the company is performing relative to industry peers and/or internally established goals, provides both management and its shareholders insight into the effectiveness of its stated commitments to sustainability. We believe that more comprehensive policies, monitoring and reporting on sustainability issues will benefit Dillard's by helping the company and its shareholders better assess the financial risks and opportunities that certain sustainability issues pose to its business model and future development. As such, ISS believes this proposal warrants shareholder support. 04/27/07 - A Dominion Resources, Inc. *D* 25746U109 02/23/07 5,962 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Greenhouse Gas Emissions Against For ShrHoldr Therefore, based on the lack of detailed information available on the company's approach to sustaining its operations and profits despite changing legislation and public opinion, the limited cost associated with including such information in the company's existing report, and the potential benefit that shareholders may derive from such transparency, ISS recommends a vote for this resolution. 4 Report on Impact of Utilizing National Against Against ShrHoldr Interest Electric Transmission Corridor Therefore, based on the current level of disclosure provided by the company on this topic and questions over the utility of the requested information, ISS recommends that shareholders oppose this resolution. 04/17/07 - A Dover Corporation *DOV* 260003108 02/28/07 3,441 1 Elect Directors For For Mgmt 2 Sustainability Report Against For ShrHoldr In light of the current lack of information provided by the company and the potential benefits that could be derived from increased reporting, ISS recommends that shareholders vote for this proposal. 3 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 10/24/06 - A Duke Energy Corp. *DUK* 26441C105 08/25/06 19,485 1 Elect Directors For Split Mgmt 1.1 Elect Director Roger Agnelli --- Withhold We recommend a vote FOR the directors with the exception of affiliated outsider Michael E.J. Phelps and independent outsider Roger Agnelli. We recommend that shareholders WITHHOLD votes from Michael E.J. Phelps for standing as an affiliated outsider on the Nominating Committee and from Roger Agnelli for sitting on more than three boards. 1.2 Elect Director Paul M. Anderson --- For 1.3 Elect Director William Barnet, III --- For 1.4 Elect Director G. Alex Bernhardt, Sr. --- For 1.5 Elect Director Michael G. Browning --- For 1.6 Elect Director Phillip R. Cox --- For 1.7 Elect Director William T. Esrey --- For 1.8 Elect Director Ann Maynard Gray --- For 1.9 Elect Director James H. Hance, Jr. --- For 1.10 Elect Director Dennis R. Hendrix --- For 1.11 Elect Director Michael E.J. Phelps --- Withhold 1.12 Elect Director James T. Rhodes --- For 1.13 Elect Director James E. Rogers --- For 1.14 Elect Director Mary L. Schapiro --- For 1.15 Elect Director Dudley S. Taft --- For 2 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 1.57 percent is within the allowable cap for this company of 5.00 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 05/10/07 - A Duke Energy Corp. *DUK* 26441C105 03/26/07 21,247 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 03/29/07 - S Dynegy, Inc. *DYN* 26816Q101 01/29/07 6,481 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, specifically the strategic rationale and the favorable market reaction, we believe that the merger agreement warrants shareholder support. 05/23/07 - A E*Trade Financial Corp. *ETFC* 269246104 04/02/07 7,220 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/25/07 - A E.I. Du Pont De Nemours & Co. *DD* 263534109 03/02/07 15,503 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is less than the allowable cap for this company of 6 percent. Additionally, this plan expressly forbids repricing. 4 Report on Genetically Modified Organisms Against Against ShrHoldr 5 Evaluate Community Impact of Plant Closures Against Against ShrHoldr or Layoffs 6 Report on PFOA Compounds in DuPont Products Against For ShrHoldr 7 Report on Lobbying Expenditures related to Against Against ShrHoldr Environmental Pollution 8 Prepare a Global Warming Report Against Against ShrHoldr 9 Report on Security of Chemical Facilities Against Against ShrHoldr 04/26/07 - A E.W. Scripps Co. (The) *SSP* 811054204 03/01/07 1,404 1 Elect Directors For For Mgmt 05/03/07 - A Eastman Chemical Co. *EMN* 277432100 03/15/07 1,387 1 Elect Director Renee J. Hornbaker For For Mgmt 2 Elect Director Thomas H. McLain For For Mgmt 3 Elect Director Peter M. Wood For For Mgmt 4 Ratify Auditors For For Mgmt 5 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to or less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 6 Establish SERP Policy Against For ShrHoldr Eastman Chemical includes variable compensation in its SERP formula. ISS recommends shareholders support this proposal as we believe that base salary is a sufficient basis upon which to base pension benefits to executives. 04/25/07 - A Eaton Corporation *ETN* 278058102 02/26/07 2,511 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 06/14/07 - A eBay Inc. *EBAY* 278642103 04/16/07 18,421 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business and long-term objectives. Additionally, the plan is administered by a committee of independent outside directors who must certify attainment of these objectives. Moreover, attainment of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the offering period is reasonable, and there are limitations on participation. 4 Ratify Auditors For For Mgmt 05/04/07 - A Ecolab, Inc. *ECL* 278865100 03/20/07 3,005 1 Elect Directors For For Mgmt 1.1 Elect Director Richard U. DeSchutter --- For Jerry W. Levin serves as CEO of Sharper Image Corp. on an interim basis. Therefore, the overboarded policy does not apply to him. John J. Zillmer sits on more than three boards and serves as CEO of Allied Waste Industries, Inc. While CEOs benefit from their exposure to other company boards, the time demands of their full-time jobs limit the number of outside commitments they can manage without compromising their effectiveness as CEOs and as outside directors. Considering the increased oversight and regulatory demands facing board members, ISS believes that directors who are overextended may be jeopardizing their ability to serve as effective representatives of shareholders. In the future, ISS may recommend that shareholders WITHHOLD votes from John J. Zillmer if he continues to serve as CEO and sit on more than three boards. 1.2 Elect Director Joel W. Johnson --- For 1.3 Elect Director Beth M. Pritchard --- For 1.4 Elect Director Hans Van Bylen --- For 2 Ratify Auditors For For Mgmt 04/26/07 - A Edison International *EIX* 281020107 02/26/07 5,491 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines; and (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 04/17/07 - A Electronic Data Systems Corp. *EDS* 285661104 02/16/07 8,717 1 Elect Director W. Roy Dunbar For For Mgmt 2 Elect Director Martin C. Faga For For Mgmt 3 Elect Director S. Malcolm Gillis For For Mgmt 4 Elect Director Ray J. Groves For For Mgmt 5 Elect Director Ellen M. Hancock For For Mgmt 6 Elect Director Jeffrey M. Heller For For Mgmt 7 Elect Director Ray L. Hunt For For Mgmt 8 Elect Director Michael H. Jordan For For Mgmt 9 Elect Director Edward A. Kangas For For Mgmt 10 Elect Director James K. Sims For For Mgmt 11 Elect Director R. David Yost For For Mgmt 12 Ratify Auditors For For Mgmt 13 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Conclusion EDS maintains that it grants 50 percent of its long-term incentive compensation "value" in the form of P-RSUs. However, per ISS' valuation of the performance mix, we compared the actual number of shares (P-RSUs vs. options and time-vested restricted/deferred stock awards) granted in the past fiscal year and only 29 percent of the equity awards granted to named executive officers during that period were performance-based according to our guidelines. Therefore, given that: (1) the company's long-term program for executives is not performance-based per ISS' guidelines; (2) the program fails to provide shareholders with clearly disclosed hurdle rates; and (3) this proposal is not overly restrictive, we believe this item warrants shareholder support. 14 Amend Bylaws -- Call Special Meetings Against For ShrHoldr We believe the proponent's request calling for the company to provide shareholders with the right to call special meetings is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least 25 percent of the outstanding shares. 04/16/07 - A Eli Lilly and Co. *LLY* 532457108 02/15/07 16,593 1 Elect Directors For For Mgmt 1.1 Elect Director Sir Winfried Bischoff --- For Pay for Performance Analysis: ISS has a pay for performance policy that calls for the examination of CEO compensation relative to his or her company's stock performance. Companies with negative one- and three-year total shareholder returns coupled with an increase in CEO compensation generally warrant further scrutiny. ISS also examines the returns of the company's GICS peer group and the broader market to determine if the company is underperforming on a relative basis. The company's one and three fiscal year total shareholder returns were -5.18 percent and -7.11 percent, versus 10.49 percent and 6.45 percent for the company's 4-digit GICS peer group and 15.78 percent and 10.43 percent for the S&P 500. The company also underperformed relative to its 6-digits GICS peer group (pharmaceuticals), which had one- and three-year total shareholder returns of 16.62 percent and 3.14 percent, respectively. In 2006, the SEC updated disclosure requirements on executive and director compensation and called for more information on pension, deferred compensation and severance agreements. A year over year comparison in CEO total compensation will not be meaningful because of the change in disclosure rules, such as the inclusion of pension, above-market interest rates and lower threshold on perks disclosure. However, pay elements, such as salary, bonus and equity awards, are disclosed. Therefore, in applying the pay-for-performance policy, ISS will sum the following pay components for the previous fiscal year (under the former SEC regulation): base salary, bonus, present value of stock options, restricted stock and LTIP payouts and compare against the following pay components for the most recent completed fiscal year (under the new SEC regulation): base salary, bonus, stock awards (as disclosed in the Grants of Plan-Based Awards table), option awards (as calculated by Equilar) and non-equity incentive plan compensation. In this case, between fiscal year 2005 and 2006, CEO Taurel's total compensation decreased by 5.69 percent from $11.986 million in fiscal 2005 to $11.304 million in fiscal year 2006. At this time, the pay for performance policy does not apply at this company. However, ISS will continue to monitor the actions of the compensation committee 1.2 Elect Director J. Michael Cook --- For 1.3 Elect Director Franklyn G. Prendergast, M.D., Ph.D. --- For 1.4 Elect Director Kathi P. Seifert --- For 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 4 Amend Omnibus Stock Plan For For Mgmt 5 Report on Animal Welfare Against Against ShrHoldr 6 Report on Animal Testing Policies Against Against ShrHoldr 7 Separate Chairman and CEO Positions Against For ShrHoldr In this case, the company has an 83 percent independent board, all-independent key committees, and established governance guidelines. ISS notes that the independent chair of the Compensation Committee serves as the presiding director of the board. However, the company does not have a designated lead director who performs all of the duties listed above. In addition, the company underperformed its peers and index based on fiscal one-year and three-year total shareholder returns. Absent an offsetting governance structure and in view of the company's stock underperformance relative to its peers and index, we believe that a company of this size should be able to find two qualified people willing to serve in the separate positions of chairman and CEO. 8 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter ISS commends the company for making commitment to declassify the board at this year's annual meeting and to adopt a majority voting standard for directors at the next year's annual meeting. However, we maintain that shareholder should be entitled to amend the company's bylaws and that simple majority of voting shares should be sufficient to effect major transactions and changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking initiatives that are in shareholders' best interests. 9 Adopt Simple Majority Vote Against For ShrHoldr ISS believes that supermajority provisions violate the principle that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. Requiring more than this may permit managements to entrench themselves by blocking amendments that are in the best interests of shareholders. As such, we believe that this precatory proposal warrants shareholder support. 04/26/07 - A Embarq Corp *EQ* 29078E105 03/05/07 2,520 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/03/07 - A EMC Corp. *EMC* 268648102 03/05/07 37,120 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is equal to or less than the allowable cap for this company of 9 percent. Additionally, this plan expressly forbids repricing. 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 5 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 6 Limit Composition of Committee(s) to Against Against ShrHoldr Independent Directors Further, ISS notes that the company's audit committee is currently comprised of solely independent directors, per our definition of independence. ISS' definition of non-independence is broader, and consequently more restrictive, than the standards established by the NYSE and most companies. Furthermore, it is ISS policy to withhold votes on both non-independent director nominees who sit on the company's audit, compensation, or nomination committees, and on independent director nominees if the board is non-majority independent. Restrictions beyond these may adversely affect the boards ability to both maintain a non-majority independent board, and to create a fully independent audit committee. In conclusion, ISS does not feel that it is necessary to expand on the definition of director non-independence as outlined in this shareholder proposal at this time. 7 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. While ISS notes the uncertainty under Massachusetts law, ISS advocates that a majority vote standard coupled with the company's current director resignation policy would give full effect to the shareholder franchise. 8 Company Specific-Adopt Simple Majority Vote Against For ShrHoldr ISS believes that supermajority provisions violate the principle that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. Requiring more than this may permit managements to entrench themselves by blocking amendments that are in the best interests of shareholders. As such, we believe that this precatory proposal warrants shareholder support. 9 Pay For Superior Performance Against Against ShrHoldr In this case, the company has provided sufficient disclosure on the performance measure(s), weighting(s) and hurdle rate(s) for the annual incentive program. With respect to the long-term incentive program, using 2005 equity mix, only 40% is performance-based according to ISS guidelines. However, the company has committed to provide 50% of the total number of shares awarded to EMC's executive officers in any fiscal year as performance-based awards. The company has committed to disclose the performance measures with respect to the cumulative EPS target in subsequent proxy statements. As such, ISS believes that this proposal does not warrant shareholder support at this time. 02/06/07 - A Emerson Electric Co. *EMR* 291011104 11/28/06 6,603 1 Elect Directors For Split Mgmt 1.1 Elect Director C. Fernandez G --- Withhold We recommend a vote FOR the directors with the exception of Carlos Fernandez Gonzales. We recommend that shareholders WITHHOLD votes from Carlos Fernandez Gonzales for sitting on more than three boards while serving as a CEO. 1.2 Elect Director W. J. Galvin --- For 1.3 Elect Director R. L. Ridgway --- For 1.4 Elect Director R. L. Stephenson --- For 2 Ratify Auditors For For Mgmt 05/22/07 - A Ensco International, Inc. *ESV* 26874Q100 03/26/07 2,550 1 Elect Director David M. Carmichael For For Mgmt 2 Elect Director Thomas L. Kelly II For For Mgmt 3 Elect Director Rita M. Rodriguez For For Mgmt 4 Ratify Auditors For For Mgmt 5 Other Business For Against Mgmt As we cannot know the content of these issues, we do not recommend that shareholders approve this request. 05/04/07 - A Entergy Corp. *ETR* 29364G103 03/06/07 3,486 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Political Contributions Against For ShrHoldr ISS is concerned that shareholders lack information relating to the company's policies and oversight mechanisms related to political contributions and trade association spending. Such information could help shareholders assess the risks and benefits associated with its public policy initiatives without significant cost, burden, or strategic risk for the company. Therefore, we believe this resolution warrants shareholder support. 4 Limit Executive Compensation Against Against ShrHoldr We oppose this item because it could place the company at a competitive disadvantage in attempting to attract, retain, motivate and reward executives. 04/24/07 - A EOG Resources, Inc. *EOG* 26875P101 03/01/07 4,104 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 02/07/07 - S Equity Office Properties Trust 294741103 12/28/06 5,924 1 Approve Merger Agreement For Against Mgmt 2 Adjourn Meeting For Against Mgmt 05/24/07 - A Equity Residential *EQR* 29476L107 03/30/07 4,969 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors While the company has adopted a trustee resignation policy, we believe that the majority vote standard with the trustee resignation policy and a plurality standard for contested elections is the benchmark to which companies should strive. 05/08/07 - A Exelon Corp. *EXC* 30161N101 03/19/07 11,308 1 Elect Director Nicholas DeBenedictis For Against Mgmt We recommend a vote FOR the directors with the exception of independent outsiders Thomas J. Ridge and Nicholas DeBenedictis. We recommend that shareholders vote AGAINST Thomas J. Ridge for poor attendance. We also recommend that shareholders vote AGAINST Nicholas DeBenedictis for sitting on more than three boards while serving as an outside CEO. 2 Elect Director Sue L. Gin For For Mgmt 3 Elect Director William C. Richardson, Ph.D. For For Mgmt 4 Elect Director Thomas J. Ridge For For Mgmt 5 Elect Director Don Thompson For For Mgmt 6 Elect Director Stephen D. Steinour For For Mgmt 7 Ratify Auditors For For Mgmt 8 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 9 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote ISS notes that this shareholder proposal or a similar one has been adopted at publicly-traded companies, such as Mattel, Starwood Hotels & Resort, American Electric Power, among others. ISS believes that seeking shareholder approval after the material terms of the contract are agreed upon would give the board a framework within which to work and may prevent the excessive "pay for failure" packages that have been witnessed at other companies. 05/30/07 - A Exxon Mobil Corp. *XOM* 30231G102 04/05/07 96,226 1 Elect Directors For For Mgmt 1.1 Elect Director Michael J. Boskin --- For That said; it does not appear to ISS that Boskin as an individual has acted in a manner that is unresponsive or inconsistent with ExxonMobil's guidelines for director communications with shareholders. His responses, by directing investors to existing company reports and offering dialogue with ExxonMobil's senior management, do provide substantial disclosure into the company's policies and positions related to climate change. However, in ISS' opinion the issue at hand is a broader concern for the entire board, specifically related to the company's governance procedures. ISS urges the company to consider amending its guidelines or adopting a consistent interpretation of its policies that encourages more active dialogue between shareholders and the independent members of the board. We will continue to monitor ExxonMobil's actions to improve shareholder access to the board and may consider future proposals that call for a review of ExxonMobil's governance guidelines or procedures if investors continue to lack access to the company's independent directors. That said, we do not believe that withholding votes from Boskin as an individual director is warranted at this time. 1.2 Elect Director William W. George --- For 1.3 Elect Director James R. Houghton --- For 1.4 Elect Director William R. Howell --- For 1.5 Elect Director Reatha Clark King --- For 1.6 Elect Director Philip E. Lippincott --- For 1.7 Elect Director Marilyn Carlson Nelson --- For 1.8 Elect Director Samuel J. Palmisano --- For 1.9 Elect Director Steven S Reinemund --- For 1.10 Elect Director Walter V. Shipley --- For 1.11 Elect Director J. Stephen Simon --- For 1.12 Elect Director Rex W. Tillerson --- For 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr In this case, the company does not have a majority vote standard in director elections. Further, the number of directors at any time may be increased or diminished by the vote of the board of directors as stated in the company's certificate of incorporation. With respect to the stock performance, the company has outperformed the index on the one-year and three year total shareholder requirements. In addition, there was a change in the CEO position in 2006. The company fails to meet two of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 4 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings, which we believe is in the best interests of shareholders. We note that the proposal limits the right to call a special meeting to an aggregate of at least ten percent of the outstanding shares. ISS believes that this is a reasonable threshold, consistent with many state statutes. We believe that this item warrants shareholder support. Further, according to Exxon's bylaws, special meetings of the shareholders may be called by the board of directors, the chairman of the board or the president. 5 Separate Chairman and CEO Positions Against For ShrHoldr Overall, having an independent director serve as board chair is a matter of best governance practice. Adopting this proposal would strengthen management accountability, build investor confidence, and ensure that the board has strong independent leadership. 6 Initiate Payment of Cash Dividend Against Against ShrHoldr In general, ISS believes that the decision to return excess cash to shareholders should be be best left to management. While there are pros and cons for both dividends payments and share repurchase, the preference of one over the other is largely a function of company's needs and an individual investor's circumstances. Therefore, to mandate a policy on how the company should return its excess cash would limit management's flexibility that is not warranted in this case and may not be in shareholders best interest. Therefore, ISS does not support this proposal. 7 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 8 Company-Specific- Amend Article IX of the Against Against ShrHoldr Corporation's by-laws In evaluating the merits of this proposal, ISS considers how shareholders would benefit from this process. At Exxon Mobil, the Compensation Committee oversees compensation for the senior executives, including their salary, bonus, and incentive awards, as well as succession plans for key executive positions. The Committee subsequently makes its recommendation to the board. One of the merits of the proposal is to ensure that the board is completely responsible for CEO compensation decisions and is not rubber-stamping the recommendations of the compensation committee. However, ISS views the binding proposal being restrictive, and it micromanages the process undertaken by the compensation committee. Requiring a super-majority voting standard and approval by the board would also undermine the authority and effectiveness of the compensation committee. Further, ISS is not sure how shareholders would be informed if less than two-thirds of the board support the recommendations of the compensation committee. Therefore, ISS does not believe this binding proposal warrants shareholder support. 9 Review Executive Compensation Against Against ShrHoldr ISS questions the utility to shareholders of a detailed report disclosing and analyzing the balance between executive compensation and the pay of Exxon Mobil's lowest paid employees over the last ten years. While we agree that shareholders could benefit from continued, detailed review of the compensation committee's policies to control excessive CEO pay, the specific information requested by this resolution focuses more directly on the issue of pay disparity within the company, and may result in a report that is arbitrary in nature, or provides limited meaningful information to shareholders. As such, we do not recommend shareholder support for this resolution. 10 Limit Executive Compensation Against Against ShrHoldr ISS believes that top five compensation should be linked to the company's performance. If the company has met or exceeded the target performance level, executives should be remunerated for their efforts. Although we agree with the principle of pay-for-performance in setting executive pay, we believe that limiting remuneration to $500,000 per year: (1) is arbitrary, (2) does not resolve potential disconnects between pay and performance, and (3) would be unduly restrictive with respect to the company's compensation strategies. As such, we recommend a vote AGAINST. 11 Claw-back of Payments under Restatements Against For ShrHoldr ISS recommends a vote FOR this proposal because the company has not adopted a formal claw-back policy that outlines the necessary actions that the compensation committee will take to recoup all bonuses to senior executives. 12 Report on Political Contributions Against For ShrHoldr ISS notes that Exxon Mobil has provided shareholders with significant information to assess the company's general policies and oversight mechanisms relating to its political activities. While ISS commends the company for this level of transparency into its corporate and PAC contributions, we are concerned that shareholders lack similar information relating to its trade association spending. Such disclosure could assist shareholders in their assessment of the risks and benefits associated with public policy activities through politically active trade associations without significant cost, burden, or strategic risk for the company. As such, ISS believes this proposal merits shareholder support. 13 Amend Equal Employment Opportunity Policy Against For ShrHoldr to Prohibit Discrimination Based on Sexual Orientation Given the fact that company's competitors reference sexual orientation discrimination in their EEO statements and the fact that Mobil did explicitly bar this type of discrimination in its EEO statement prior to the merger with Exxon, we believe that the company should amend its EEO to explicitly prohibit discrimination based on sexual orientation. As such, we recommend that shareholders vote for this resolution. 14 Report on Environmental Accountability Against Against ShrHoldr In this case, the proponents are asking Exxon Mobil to disclose information on how it is accountable for the environmental impacts that its operations have on local communities. Specifically, the shareholder is asking that the company discuss not only the negative impact of its operations, but also details on how the company integrates community awareness into its policies and reporting. ISS notes that the company is involved in several community initiatives to improve social welfare or encourage ongoing dialogue with the company on issues of importance to stakeholders, and provides information on these engagement policies and activities on the corporate website and through its reports. Moreover, the company provides a substantial amount of disclosure on its environmental performance and social initiatives. While this disclosure may not discuss each issue recommended by the proponent, it does allow investors to clearly evaluate the policies and management controls that the company has established to measure and evaluate environmental performance and the impact of company operations on community stakeholders. Therefore, ISS does not believe that shareholder support for this resolution is warranted. 15 Report on Emission Reduction Goals Against For ShrHoldr In this case, we note that the company has provided shareholders with a significant amount of insight into its evaluation of the future of worldwide energy demand and the company's policies and activities to remain competitive in the global marketplace. Additionally, the company has made some significant improvements in increasing energy efficiency and decreasing emissions from its operations. That said, ISS notes that the company's policies do not appear to establish goals related to the reduction of GHG emissions from its products and operations in the future. Considering Exxon Mobil's global operations and the impact that proposed or enacted state, national, and international legislation related to reducing GHG emissions might have on the company, ISS believes that such metrics may be useful for the company and its shareholders as a means of evaluating the company's ability to effectively respond to increasing public concern, shifting consumer demands and legislative activity on this matter. We further note that this resolution does not prescribe specific goals or timelines for the company to meet; rather it allows the company to flexibility to establish targets that are appropriately balanced with the company's need to meet consumer demand and maintain operational efficiency. Finally, considering the level of research and disclosure that the company already provides related to its current operational emissions and the future demand for energy sources, it does not appear that establishing such goals and disclosing them as a part of its existing reporting would be overly costly or burdensome, or would place the company at a competitive disadvantage. Therefore, while we commend the company for its current level of disclosure related to its policies and strategies, ISS believes that the adoption of GHG emission goals for Exxon Mobil's products and operations would be beneficial for both the company and its shareholders by providing insight into the company's ability to maintain its leadership position in the market by ensuring continued compliance with developing legislation related to GHG emissions. As such, we recommend that shareholders support this resolution. 16 Report on Carbon Dioxide Emissions Against Against ShrHoldr Information at Gas Stations In this case, the proponent is requesting that the company disclose information on CO2 emissions from conventional gasoline and diesel fuels on the fuel pumps. While ISS believes it is beneficial for companies to provide thorough disclosure on issues that may impact shareholder value, we question the scope of this particular resolution as well as the utility that such information may have for consumers and Exxon Mobil shareholders. Detailed information about the carbon content and emissions associated with fuel for motor vehicles is readily available on the US Environmental Protection Agency (EPA) website in segment of their overview of pollutants and programs entitled: Emission Facts: Average Carbon Dioxide Emissions Resulting from Gasoline and Diesel Fuel, as well as through other publicly available sources. Additionally, complex variables in establishing the lifecycle CO2 emissions of individual fuels, including the source of the original fossil fuel and the method of refining the raw materials into diesel or gasoline fuels all have significant impact on the total CO2 emissions of a fuel product and may make accurately evaluating and disclosing such information in a manner that is useful for consumers unfeasible. Therefore, based on questions over the feasibility and utility of the information requested, ISS does not believe that this proposal merits shareholder support. 17 Adopt Policy to Increase Renewable Energy Against Against ShrHoldr Portfolio Exxon Mobil has long contended that it is an oil and gas company, and that it is best positioned for future success in the marketplace by increasing its efficiency and reducing the emissions from traditional fossil fuel sources while continuing to evaluate alternative sources that fit within the company's parameters for feasible and profitable operations. As such, the fact that the company's investment in renewable energy sources is not as significant as those seen at its competitors appears consistent with the company's forecasts for the energy market and stated policy positions. While some shareholders may not agree with Exxon Mobil's strategy, ISS believes that the company has been transparent on its position related to renewable energy sources and has substantially explained the rationale that it believes supports its policies and activities. Therefore, based on the company's existing level of disclosure and concerns over the prescriptive nature of the proposed targets and timelines, ISS does not recommend shareholder support for this resolution. 06/19/07 - A Family Dollar Stores, Inc. *FDO* 307000109 04/25/07 2,563 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 09/25/06 - A FedEx Corporation *FDX* 31428X106 07/31/06 4,814 1 Elect Directors For For Mgmt 2 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 3 Ratify Auditors For For Mgmt 4 Report on Environmental Policy Against Against ShrHoldr Therefore, while ISS would encourage the company to continue to evaluate and disclose information on its policies and strategic directions, we do not believe that shareholder support for this resolution is warranted. 5 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. We view director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. We feel that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 05/23/07 - A Fidelity National Information 31620M106 04/16/07 2,751 Services Inc *FIS* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/17/07 - A Fifth Third Bancorp *FITB* 316773100 02/28/07 9,406 1 Elect Directors For For Mgmt 2 Company Specific-Equity-Related For For Mgmt ISS recommends that shareholders vote FOR this proposal. 3 Ratify Auditors For For Mgmt 05/30/07 - A First Data Corp. *FDC* 319963104 04/02/07 12,727 1 Elect Director David A. Coulter For For Mgmt 2 Elect Director Henry C. Duques For For Mgmt 3 Elect Director Richard P. Kiphart For For Mgmt 4 Elect Director Joan E. Spero For For Mgmt 5 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 6 Approve Non-Employee Director Omnibus Stock For For Mgmt Plan VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 10 percent is equal to the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 7 Amend Omnibus Stock Plan For For Mgmt III. Vote Recommendation The amendments to the 2002 plan are reasonable and will not create additional cost to shareholders. As such, we recommend a vote FOR Item 7. 8 Ratify Auditors For For Mgmt 04/17/07 - A First Horizon National Corp *FHN* 320517105 02/23/07 91 1 Elect Directors For For Mgmt 2 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 05/15/07 - A FirstEnergy Corporation *FE* 337932107 03/21/07 5,395 1 Elect Directors For Split Mgmt 1.1 Elect Director Paul T. Addison --- Withhold We recommend a vote FOR Michael J. Anderson, but WITHHOLD votes from all of the other nominees. We recommend that shareholders WITHHOLD votes from insider Anthony J. Alexander and independent outsiders George M. Smart, Catherine A. Rein, Carol A. Cartwright, Jesse T. Williams Sr., Robert B. Heisler Jr., William T. Cottle, Paul T. Addison, Ernest J. Novak Jr., and Wes M. Taylor for failure to implement the proposal to adopt simple majority vote requirement. 1.2 Elect Director Anthony J. Alexander --- Withhold 1.3 Elect Director Michael J. Anderson --- For 1.4 Elect Director Carol A. Cartwright --- Withhold 1.5 Elect Director William T. Cottle --- Withhold 1.6 Elect Director Robert B. Heisler, Jr. --- Withhold 1.7 Elect Director Ernest J. Novak, Jr. --- Withhold 1.8 Elect Director Catherine A. Rein --- Withhold 1.9 Elect Director George M. Smart --- Withhold 1.10 Elect Director Wes M. Taylor --- Withhold 1.11 Elect Director Jesse T. Williams, Sr. --- Withhold 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Reincorporate in Another State [Ohio to Against For ShrHoldr Delaware ] On balance, ISS believes that the proposed reincorporation from Ohio to Delaware will have a positive impact to shareholders. As such, ISS believes that shareholder support for this proposal is warranted. 5 Adopt a Policy Establishing an Engagement Against For ShrHoldr Process to Shareholder Proposals ISS notes that FirstEnergy has ignored a majority-supported shareholder proposal in the past. We also note that the company has not taken action in spite of last year's simple majority proposal receiving the support of a majority of shares outstanding and of votes cast. As such, ISS believes it is best practice to ensure direct communication with shareholder proponent(s), and notes that shareholder support for this proposal is warranted. 6 Adopt Simple Majority Vote Against For ShrHoldr ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking amendments that are in shareholders' best interests. As such, ISS believes that shareholder support for this proposal is warranted. 05/23/07 - A Fiserv, Inc. *FISV* 337738108 03/20/07 2,919 1 Elect Directors For For Mgmt 2 Company Specific- Provide Majority Vote for For For Mgmt the Election of Directors ISS commends the company for seeking to adopt a majority vote standard for the election of directors, with a plurality vote carve-out for contested elections and a director resignation policy. 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is less than the allowable cap for this company of 11 percent. Additionally, this plan expressly forbids repricing. 4 Ratify Auditors For For Mgmt 08/30/06 - S Fisher Scientific International Inc. 338032204 07/24/06 1,959 1 Approve Merger Agreement For For Mgmt In our analysis we considered that: 1) the company is receiving a premium over market price; 2) there is a compelling strategic rationale for the merger; and 3) the new board will be controlled by Thermo. Based on our review of the terms of the transaction and the factors described above, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Where ISS is supportive of the underlying merger proposal, we are supportive of a narrowly-tailored adjournment proposal that seeks adjournment solely to solicit additional proxies to approve the transaction. 05/02/07 - A Fluor Corp. *FLR* 343412102 03/07/07 1,484 1 Elect Director James T. Hackett For For Mgmt 2 Elect Director Kent Kresa For For Mgmt 3 Elect Director Lord Robin W. Renwick For For Mgmt 4 Elect Director Peter S. Watson For For Mgmt 5 Ratify Auditors For For Mgmt 08/07/06 - A Forest Laboratories, Inc. *FRX* 345838106 06/20/06 5,087 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/25/07 - A FPL Group, Inc. *FPL* 302571104 03/26/07 42 1 Elect Directors For Split Mgmt 1.1 Elect Director Sherry S. Barrat --- For We recommend a vote FOR the directors with the exception of J. Hyatt Brown. We recommend that shareholders WITHHOLD votes from J. Hyatt Brown for sitting on more than three boards while serving as an outside CEO. 1.2 Elect Director Robert M. Beall, II --- For 1.3 Elect Director J. Hyatt Brown --- Withhold 1.4 Elect Director James L. Camaren --- For 1.5 Elect Director J. Brian Ferguson --- For 1.6 Elect Director Lewis Hay, III --- For 1.7 Elect Director Toni Jennings --- For 1.8 Elect Director Oliver D. Kingsley, Jr. --- For 1.9 Elect Director Rudy E. Schupp --- For 1.10 Elect Director Michael H. Thaman --- For 1.11 Elect Director Hansel E. Tookes, II --- For 1.12 Elect Director Paul R. Tregurtha --- For 2 Ratify Auditors For For Mgmt 3 Approve Non-Employee Director Stock Option For For Mgmt Plan VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 5 percent. 01/25/07 - A Franklin Resources, Inc. *BEN* 354613101 11/30/06 2,700 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 09/08/06 - A Freddie Mac *FRE* 313400301 06/30/06 10,902 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Freddie Mac discloses a significant amount of the information requested by the proponent in the Freddie Mac Foundation's Annual Report and other segments of the company website. Moreover, some aspects of the resolution, including detailed information on the personal involvement of any executive officer or director with any charitable organization could place a significant burden on the company without providing commensurate value to shareholders. Finally, while recent controversy at Freddie Mac raises certain questions about the company's internal controls and accounting procedures, these issues do not appear to have any relationship with either the company or the foundations charitable contributions. Therefore, based on Freddie Mac's existing disclosure on charitable contributions and questions over the utility of certain aspects of this proposal, ISS does not recommend shareholder support for the resolution at this time. 06/08/07 - A Freddie Mac *FRE* 313400301 03/30/07 11,713 1 Elect Director Barbara T. Alexander For For Mgmt 2 Elect Director Geoffrey T. Boisi For For Mgmt 3 Elect Director Michelle Engler For For Mgmt 4 Elect Director Robert R. Glauber For For Mgmt 5 Elect Director Richard Karl Goeltz For For Mgmt 6 Elect Director Thomas S. Johnson For For Mgmt 7 Elect Director William M. Lewis, Jr For For Mgmt 8 Elect Director Eugene M. McQuade For For Mgmt 9 Elect Director Shaud F. O Malley For For Mgmt 10 Elect Director Jeffrey M. Peek For For Mgmt 11 Elect Director Nicolas P. Retsinas For For Mgmt 12 Elect Director Stephen A. Ross For For Mgmt 13 Elect Director Richard F. Syron For For Mgmt 14 Ratify Auditors For For Mgmt 15 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is equal to or less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 11/13/06 - S Freescale Semiconductor, Inc. 35687M206 10/18/06 6,570 1 Approve Merger Agreement For For Mgmt We believe that the company was able to secure a significant premium, aided by KKR/SLP's last minute offer. Additionally, we think that the board's decision to accept the firm offer from Blackstone was reasonable, given the preliminary nature of KKR/SLP's offer, the time constraints set by Blackstone, and the "go shop" period included in the agreement. As such, we recommend shareholders support the merger agreement. 2 Adjourn Meeting For For Mgmt Where ISS is supportive of the underlying merger proposal, we are supportive of a narrowly-tailored adjournment proposal that seeks adjournment solely to solicit additional proxies to approve the transaction. 04/24/07 - A Gannett Co., Inc. *GCI* 364730101 02/28/07 3,828 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 4 Company Specific-Governance Against Against ShrHoldr Related--Require Chairman to be Independent Given that the company's governance structure does not meet the criteria above and the fact that the company has underperformed both the index and its peers with respect to one year and three-year TSR, we believe that this item warrants shareholder support. 05/02/07 - A General Dynamics Corp. *GD* 369550108 03/09/07 6,820 1 Elect Director Nicholas D. Chabraja For For Mgmt 2 Elect Director James S. Crown For For Mgmt 3 Elect Director William P. Fricks For For Mgmt 4 Elect Director Charles H. Goodman For For Mgmt 5 Elect Director Jay L. Johnson For For Mgmt 6 Elect Director George A. Joulwan For For Mgmt 7 Elect Director Paul G. Kaminski For For Mgmt 8 Elect Director John M. Keane For For Mgmt 9 Elect Director Deborah J. Lucas For For Mgmt 10 Elect Director Lester L. Lyles For For Mgmt 11 Elect Director Carl E. Mundy, Jr. For For Mgmt 12 Elect Director Robert Walmsley For For Mgmt 13 Ratify Auditors For For Mgmt 14 Pay For Superior Performance Against For ShrHoldr In this case, the company's annual and long-term compensation programs for senior executives are not substantially performance-based under current ISS guidelines. Further, the company does not disclose specific performance measures and hurdles rates for performance-based award grants to senior executives, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 15 Performance-Based and/or Equity Based Awards Against For ShrHoldr Given that: (1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines; and (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 04/25/07 - A General Electric Co. *GE* 369604103 02/26/07 133,235 1 Elect Directors For Split Mgmt 1.1 Elect Director James I. Cash, Jr. --- For We recommend a vote FOR the directors with the exception of independent outsider Claudio X. Gonzalez. We recommend shareholders WITHHOLD votes from Claudio X. Gonzalez for sitting on more than three boards while serving as a CEO. 1.2 Elect Director William M. Castell --- For 1.3 Elect Director Ann M. Fudge --- For 1.4 Elect Director Claudio X. Gonzalez --- Withhold 1.5 Elect Director Susan Hockfield --- For 1.6 Elect Director Jerry R. Immelt --- For 1.7 Elect Director Andrea Jung --- For 1.8 Elect Director Alan G. Lafley --- For 1.9 Elect Director Robert W. Lane --- For 1.10 Elect Director Ralph S. Larsen --- For 1.11 Elect Director Rochelle B. Lazarus --- For 1.12 Elect Director Sam Nunn --- For 1.13 Elect Director Roger S. Penske --- For 1.14 Elect Director Robert J. Swieringa --- For 1.15 Elect Director Douglas A. Warner III --- For 1.16 Elect Director Robert C. Wright --- For 2 Ratify Auditors For For Mgmt 3 Adopt Majority Vote Standard in Director For For Mgmt Elections ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. Therefore we recommend that shareholders support this resolution for instituting a majority vote standard in uncontested director elections. 4 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 5 Company-Specific-Approve Material Terms of For For Mgmt Senior Officer Performance Goals The performance measures disclosed are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the performance awards are administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 6 Provide for Cumulative Voting Against For ShrHoldr In this case, while GE meets the governance criteria specified, the company does not meet the performance criteria. The company underperforms both the index and peers in both one-year and three-year TSR as detailed above. Accordingly, the proposal warrants shareholder support. 7 Company-Specific -- Adopt Policy on Against For ShrHoldr Overboarded Directors Although the company maintains a policy regarding overboarded directors, the policy permits the maintenance of current directors who exceed these limits if the board determines that such director's service on the board would not be impaired. In fact, the company has already made an exception with regard to director Claudio Gonzalez, who sits on a total of ten boards. The proponent's request would not allow the company to bypass or alter these limits without shareholder approval. Therefore, we believe that the proponent's request represents a preferable policy framework from a shareholder's perspective. As such, we believe this item warrants shareholder support. 8 Company-Specific -- One Director from the Against Against ShrHoldr Ranks of Retirees ISS believes that director nominees who are best qualified and who have the relevant experience should serve as directors for the interests of all shareholders. The director selection process should not be limited to a certain type of director. This proposal would limit the board's independent nominating committee from selecting the best director candidates. As such, we do not recommend shareholder support this item. 9 Separate Chairman and CEO Positions Against For ShrHoldr In this case, while GE meets the governance criteria specified, the company does not meet the performance criteria. The company underperforms both the index and peers in both one-year and three-year TSR as detailed above. Accordingly, the proposal warrants shareholder support. 10 Limit Dividend and Dividend Equivalent Against For ShrHoldr Payments to Executives While ISS notes that dividends paid to executives on unvested shares may not necessarily represent a large percentage of their total compensation, we are concerned that, over time, such dividend payments can result in large payouts. Such payouts are not tied to the performance of the award recipient or the company as a whole. ISS believes that adoption of a policy providing that shares must be fully-vested prior to dividends being paid minimizes costs to the company and its shareholders. 11 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that GE discloses a significant amount of the information requested by the proponent on its foundation website, in its 2006 Citizenship Report and through other public sources. Included in this information is disclosure of total funds contributed, as well as charts showing the percentage of funds contributed by focus area and domestically versus internationally. Further discussion on the foundation's website describes the initiatives that the company is involved in as well as its broad rationale for charitable contributions. Therefore, based on the existing level of disclosure, ISS does not recommend shareholder support for the resolution at this time. 12 Report on Global Warming Against Against ShrHoldr Therefore, while ISS would encourage the company to continue to evaluate and disclose information on its policies and strategic directions, we do not believe that shareholder support for this resolution is warranted. 13 Adopt Ethical Criteria for Military Against Against ShrHoldr Contracts ISS generally agrees that detailed disclosure from the company on the risks associated with certain markets and operations can be beneficial to shareholders by providing them with more information to consider when evaluating their investments. However, we also believe that it may be inappropriate to disclose detailed information about the contract evaluation and bidding process, as provision of this data may give insight into contractual agreements, thereby providing competition with bidding advantages. Additionally, while ISS supports a sustainable approach to business operations, we also note that the federal government has stringent regulations regarding military and weapons production, weapons exportation and the associated contract bidding process. We believe that the combination of existing federal regulation, the necessity to limit disclosure where it could affect the company's competitive advantage, and the company's current policies and oversight systems for military and government sales outweigh the potential benefits that may be derived from this proposal. 14 Report on Pay Disparity Against Against ShrHoldr Although ISS generally recommends votes for proposals which increase the level of disclosure on topics of importance to shareholders and support performance-based compensation for executives, the system suggested in this shareholder proposal suggests reporting on salary comparisons and evaluating overall compensation thresholds that may have limited utility for shareholders. Therefore, based on the limited utility and potentially arbitrary nature of the detailed information requested by the report, we do not recommend shareholder support for this resolution. 09/25/06 - A General Mills, Inc. *GIS* 370334104 07/27/06 5,616 1 Elect Directors For For Mgmt 1.1 Elect Director Paul Danos --- For We recommend a vote FOR the directors with the exception of independent outsider Michael D. Rose. We recommend that shareholders WITHHOLD votes from Michael D. Rose for poor attendance. 1.2 Elect Director William T. Esrey --- For 1.3 Elect Director Raymond V. Gilmartin --- For 1.4 Elect Director Judith Richards Hope --- For 1.5 Elect Director Heidi G. Miller --- For 1.6 Elect Director H. Ochoa-Brillembourg --- For 1.7 Elect Director Steve Odland --- For 1.8 Elect Director Kendall J. Powell --- For 1.9 Elect Director Michael D. Rose --- For 1.10 Elect Director Robert L. Ryan --- For 1.11 Elect Director Stephen W. Sanger --- For 1.12 Elect Director A. Michael Spence --- For 1.13 Elect Director Dorothy A. Terrell --- For 2 Ratify Auditors For For Mgmt 3 Approve Non-Employee Director Stock Option For For Mgmt Plan V. Vote Recommendation The total cost of the company's plans of 6.23 percent is within the allowable cap for this company of 6.73 percent. Additionally, this plan expressly forbids repricing. 4 Label Genetically Modified Ingredients Against Against ShrHoldr In this case, the proponent is seeking the labeling of products, not an outright phase-out. ISS reviews proposals to label GE products on a case-by-case basis. While we generally support proposals that seek to provide shareholders with greater disclosure regarding the risks associated with their investment, we believe that the practice of labeling every product that may contain genetically modified ingredients would be a formidable task, particularly for companies that opt as end users or retailers for products that may contain genetically modified ingredients. Given the widespread existence of these products, we question whether such an initiative can be successfully and economically implemented. Conversely, a broad approach of labeling all products as "potentially containing GE ingredients" would be of limited use to consumers and shareholders. Therefore, based on concerns with the associated costs and feasibility of effectively implementing this resolution, ISS does not believe that shareholder support is warranted. 05/15/07 - A Genworth Financial, Inc. *GNW* 37247D106 03/20/07 7,470 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/24/07 - A Genzyme Corp. *GENZ* 372917104 03/30/07 4,453 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 10 percent is equal to the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 3 Approve Non-Employee Director Omnibus Stock For For Mgmt Plan VII. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 5 Company Specific--Adopt Majority Voting For For Mgmt ISS advocates that the director election system give full effect to the shareholder franchise. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS commends management for submitting this proposal that demonstrates the board's commitment to shareholders' interests. 6 Ratify Auditors For For Mgmt 7 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote The above severance benefits, on an individual basis or in aggregate, can amount to a sizable severance payment. By excluding these benefits from the company's policy, shareholders are unable to voice their opinion on overly-generous severance benefits. Further, some of these benefits would be included in determining parachute payments in association with change in control and executive severance agreements under Section 280G. Therefore, ISS believes this proposal warrants support. 05/09/07 - A Gilead Sciences, Inc. *GILD* 375558103 03/22/07 7,853 1 Elect Directors For Split Mgmt 1.1 Elect Director Paul Berg --- For ISS recommends that shareholders vote FOR all director nominees with the exception of Etienne F. Davignon. ISS recommends that shareholders votes against Etienne F. Davignon for sitting on more than six public boards. 1.2 Elect Director John F. Cogan --- For 1.3 Elect Director Etienne F. Davignon --- Withhold 1.4 Elect Director James M. Denny --- For 1.5 Elect Director Carla A. Hills --- For 1.6 Elect Director John W. Madigan --- For 1.7 Elect Director John C. Martin --- For 1.8 Elect Director Gordon E. Moore --- For 1.9 Elect Director Nicholas Moore --- For 1.10 Elect Director Gayle E. Wilson --- For 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 9 percent is equal to the allowable cap for this company of 9 percent. Additionally, this plan expressly forbids repricing. 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, and the offering period is reasonable. 08/31/06 - S Golden West Financial Corp. 381317106 07/11/06 4,041 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction, particularly the 1-day initial premium and the ability it affords to Golden West's shareholders to participate in the growth of a larger and more diversified financial institution, we believe that the merger agreement warrants shareholder support. 04/24/07 - A Goodrich Corporation *GR* 382388106 03/05/07 2,103 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Pay For Superior Performance Against For ShrHoldr While we commend the company for using a short-term annual incentive program for executive officers that is performance-based with pre-determined performance goals and performance criteria weighting, the company's long-term equity compensation program for senior executives is not substantially performance-based according to ISS' guidelines and do not sufficiently meet the proponents' requirements. As such, we believe the proposal warrants shareholder support. 05/10/07 - A Google Inc *GOOG* 38259P508 03/22/07 3,679 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation Although the estimated shareholder value transfer of the company's plans of 7 percent is equal to or less than the allowable cap for this company of 8 percent, the plan allows repricing of underwater stock options in a variety of methods (see Plan Features) without shareholder approval, which we believe reduces the incentive value of the plan. Please note that the Plan permits transfer of awards to a third-party financial institutional. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Adopt Policies to Protect Freedom of Access Against For ShrHoldr to the Internet Therefore, based on Google's lack of disclosure on its policies related to Internet monitoring and censorship, as well as the impact that these issues may have on the company, we recommend shareholder support for this resolution. 04/28/07 - A Harley-Davidson, Inc. *HOG* 412822108 03/05/07 4,368 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/05/07 - S Harrah's Entertainment, Inc. *HET* 413619107 03/08/07 3,135 1 Approve Merger Agreement For For Mgmt Conclusion Based on our review of the terms of the transaction, particularly the 36.9 percent premium to the stock price on Sept. 29, 2006 (one-day prior to the announcement of initial offer); and the strategic sale process in which the board managed to increase the offer price from $81.0 per share to $90.0 per share, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given our support for the merger agreement and the narrow scope of this proposal, we recommend shareholders support Item 2. 04/26/07 - A Harrah's Entertainment, Inc. *HET* 413619107 02/28/07 3,135 1 Elect Directors For For Mgmt 1.1 Elect Director Stephen F. Bollenbach --- For ISS notes that Mr. Loveman's cost of aircraft and personal security benefits is significant in comparison to other CEOs and will monitor the cost attributed to the CEO's personal use of corporate aircraft. Furthermore, on April 5, 2007 the company announced shareholders' approval of the proposed merger transaction with affiliates of Texas Pacific Group and Apollo Management, L.P. Pursuant to approval of the merger transaction, the company would no longer be a publicly traded company. Also, upon consummation of the merger transaction, the board of directors would be replaced by designees of Texas Pacific Group and Apollo Management, L.P. 1.2 Elect Director Ralph Horn --- For 1.3 Elect Director Gary W. Loveman --- For 1.4 Elect Director Boake A. Sells --- For 2 Ratify Auditors For For Mgmt 05/24/07 - A Hasbro, Inc. *HAS* 418056107 04/06/07 2,719 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is less than the allowable cap for this company of 10 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Prepare Sustainability Report Against For ShrHoldr ISS commends the company for providing transparency on certain sustainability related policies and initiatives, however we encourage Hasbro to increase its disclosure related to social and environmental performance, and consider the potential benefits of structuring its reporting along established best practices guidelines. Providing more comprehensive sustainability related information, including comprehensive social and environmental performance metrics and goals, would assist management in better understanding how it is performing relative to industry peers, how its products may face sustainability related challenges, and it may provide management as well as shareholders with insight into the effectiveness of its established sustainability commitments and guidelines. Further, in light of the disclosure provided by the company, it does not appear that consolidating the existing information and providing additional details in a more comprehensive report would be overly burdensome or costly. As such, ISS recommends that shareholders support this resolution. 04/19/07 - A Hercules Inc. *HPC* 427056106 03/05/07 1,914 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 05/02/07 - A HESS CORP *HES* 42809H107 03/12/07 4,563 1 Elect Directors For Split Mgmt 1.1 Elect Director N.F. Brady --- Withhold We recommend that shareholders WITHHOLD votes from Frank A. Olsen and Nicholas F. Brady for poor compensation practices. 1.2 Elect Director J.B. Collins --- For 1.3 Elect Director T.H. Kean --- For 1.4 Elect Director F.A. Olsen --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors None For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 03/14/07 - A Hewlett-Packard Co. *HPQ* 428236103 01/16/07 46,163 1 Elect Director L.T. Babbio, Jr. For For Mgmt 2 Elect Director S.M. Baldauf For For Mgmt 3 Elect Director R.A. Hackborn For For Mgmt 4 Elect Director J.H. Hammergren For For Mgmt 5 Elect Director M.V. Hurd For For Mgmt 6 Elect Director R.L. Ryan For For Mgmt 7 Elect Director L.S. Salhany For For Mgmt 8 Elect Director G.K.Thompson For For Mgmt 9 Ratify Auditors For For Mgmt 10 Require Director Nominee Qualifications Against For ShrHoldr Proxy access is a tool that will enable investors to fulfill their ownership responsibilities while improving board accountability. We believe that this proxy access proposal allows significant shareholders an opportunity to participate in the nomination process, while safeguarding the process, the board, and the interests of all shareholders. ISS believes that support for this ballot access proposal represents a significant and positive step in the director election process. The reform is needed to right a steeply tilted playing field on which management and board incumbents dominate the election process. This proposal affords shareholders an opportunity to effect reforms on the nomination process. Based on the fundamental need for a more effective and meaningful director election process and given the adequate provisions of this proposal, we believe that support for this resolution is warranted. 11 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified Chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 12 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote In this case, H-P has not included in their fiduciary out policy the stipulation that the plan must be submitted to a shareholder vote within 12 months of adoption. While the board believes this policy responds directly to stockholders' concerns, ISS believes that it still leaves to the board the decision to proceed with the adoption of a pill without shareholder approval and does not have a sunset provision in case the pill was not approved by shareholders. Therefore, we do not believe that H-P's policy substantially addresses the issues raised by the shareholder proposal. We recommend a vote FOR this item. 13 Performance-Based Equity Awards Against For ShrHoldr Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive; we believe this item warrants shareholder support. 05/24/07 - A Hilton Hotels Corp. *HLT* 432848109 03/29/07 58 1 Elect Director A. Steven Crown For For Mgmt 2 Elect Director John H. Myers For For Mgmt 3 Elect Director Donna F. Tuttle For For Mgmt 4 Ratify Auditors For For Mgmt 5 Separate Chairman and CEO Positions Against Against ShrHoldr We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 05/24/07 - A Home Depot, Inc. *HD* 437076102 03/26/07 34,493 1 Elect Director David H. Batchelder For For Mgmt We recommend a vote FOR the directors with the exception of independent outsider Claudio X. Gonzalez and Kenneth G. Langone. We recommend that shareholders vote AGAINST Claudio X. Gonzalez for sitting on more than six boards and Kenneth Langone for the lack of oversight on the option grant process from 1994 - 2000. 2 Elect Director Francis S. Blake For For Mgmt 3 Elect Director Gregory D. Brenneman For For Mgmt 4 Elect Director John L. Clendenin For For Mgmt 5 Elect Director Claudio X. Gonzalez For Against Mgmt 6 Elect Director Milledge A. Hart, III For For Mgmt 7 Elect Director Bonnie G. Hill For For Mgmt 8 Elect Director Laban P. Jackson, Jr. For For Mgmt 9 Elect Director Helen Johnson-Leipold For For Mgmt 10 Elect Director Lawrence R. Johnston For For Mgmt 11 Elect Director Kenneth G. Langone For Against Mgmt 12 Ratify Auditors For For Mgmt 13 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr Pill) to Shareholder Vote In this case, we believe that Home Depot's policy addresses the issue raised by this proposal by requiring the rights to be redeemed, caused to expire or submitted to a vote of the shareholders within one year. 14 Prepare Employment Diversity Report Against For ShrHoldr As such we recommend that shareholders vote for this resolution. 15 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 16 Claw-back of Payments under Restatements Against Against ShrHoldr Because: 1) the board has adopted a formal compensation recoupment policy that substantially addresses the provisions set forth by the proponent; 2) the company does not appear to be the subject of any material restatement nor does it have a chronic restatement history, we do not believe that shareholder support for this resolution is warranted. 17 Submit Supplemental Executive Retirement Against For ShrHoldr Plans to Shareholder vote ISS generally votes FOR shareholder proposals requesting to put extraordinary benefits contained in SERP agreements to a shareholder vote unless the company's executive pension plans contain no excessive benefits beyond what is offered under employee-wide plans. However, in light of the lucrative SERP that was provided to former CEO, Robert Nardelli, ISS believes that support of this proposal is warranted. 18 Performance-Based Equity Awards Against For ShrHoldr Based on the above analysis, ISS recommends a vote FOR this shareholder proposal. 19 Pay for Superior Performance Against For ShrHoldr In this case, the company's long-term compensation programs for named executive officers are not substantially performance-based under current ISS guidelines. Further, the company did not disclose specific performance hurdles rates for the annual incentive program, which denies shareholder the ability to monitor the correlation between executive pay and performance. Accordingly, ISS believes shareholders should support this proposal. 20 Affirm Political Non-partisanship Against Against ShrHoldr Since it appears that the company has already addressed this issue through its own internal policies and observance of federal law, we do not believe that support of this proposal is warranted. 21 Separate Chairman and CEO Positions Against For ShrHoldr In this case, the board is at least 2/3 independent, all key committees are comprised entirely of independent directors, and the company has established governance guidelines. As stated from the company's website, the independent directors serving on the company's board will select a lead director annually. The lead director, who is required to be independent, will (i) act as a liaison between the non-management directors and the company's management, (ii) chair the executive sessions of non-management directors, (iii) chair board meetings when the chairman is not present, (iv) consult with the chairman and approve the schedules, agendas and information provided to the board for each meeting and (v) consult with the chairman on such other matters pertinent to the company and the board. The lead director may call meetings of non-management directors by providing appropriate notice of such meetings in accordance with the Bylaws. The lead director shall also be available for consultation and direct communication with major shareholders upon request. Therefore, the company meets all the duties of lead director. While the company has underperformed the S&P 500 index, there has been a change in the chairman & CEO position within the past year. We note that the lead director has all the duties that ISS considers necessary to act as a counterbalance to combined Chair/CEO position. However, the company has had problematic governance issues specially relating to its compensation practices and ignoring majority supported shareholder proposal (see discussion under Company Insight and Elect Directors section). Further, the current lead director, Kenneth Langone, was part of the Stock Option Committee, that failed to provide adequate oversight to the stock option grant practices from 1994 - 2000. Therefore, ISS believes that the separation of the combined roles will provide for an independent Chairman to monitor the performance of the CEO. 04/23/07 - A Honeywell International, Inc. *HON* 438516106 02/23/07 13,762 1 Elect Director Gordon M. Bethune For For Mgmt 2 Elect Director Jaime Chico Pardo For For Mgmt 3 Elect Director David M. Cote For For Mgmt 4 Elect Director D. Scott Davis For For Mgmt 5 Elect Director Linnet F. Deily For For Mgmt 6 Elect Director Clive R. Hollick For For Mgmt 7 Elect Director James J. Howard For For Mgmt 8 Elect Director Ivan G. Seidenberg For For Mgmt 9 Elect Director Bradley T. Sheares For For Mgmt 10 Elect Director Eric K. Shinseki For For Mgmt 11 Elect Director John R. Stafford For For Mgmt 12 Elect Director Michael W. Wright For For Mgmt 13 Ratify Auditors For For Mgmt 14 Approve Nonqualified Employee Stock For For Mgmt Purchase Plan Employee stock purchase plans enable employees to become shareholders, which gives them a stake in the company's growth. Stock purchase plans are beneficial only when they are well balanced and in the best interests of all shareholders. From a shareholder's perspective, the limit on the company's matching contribution is reasonable and there are caps placed on the employee's contribution (expressed as a percent of compensation which may exclude bonus, commissions or special compensation). There is minimum dilution associated with the plan since shares of company stock are purchased on the open market with mainly employee contributions. 15 Claw-back of Payments under Restatements Against Against ShrHoldr Because: 1) the board has adopted a formal Claw-Back policy that substantially addresses the provisions set forth by the proponent; 2) the company does not appear to be the subject of any material restatement nor does it have a chronic restatement history, we do not believe that shareholder support for this resolution is warranted. 16 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 17 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr Special Meetings The proposal seeks to provide shareholders with the right to call special meetings which we believe is in the best interests of shareholders. Accordingly, shareholder support of this proposal is warranted. 18 Remove Six Sigma Terminology Against Against ShrHoldr We believe that these decisions are operational in nature and are best left to the company's management. Therefore, we believe shareholder support of this proposal is not warranted. 05/15/07 - A Hospira, Inc. *HSP* 441060100 03/19/07 2,626 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/17/07 - A Host Hotels & Resorts, Inc. *HST* 44107P104 03/29/07 8,781 1 Elect Director Roberts M. Baylis For For Mgmt We recommend a vote FOR the directors with the exception of Terence C. Golden. We recommend that shareholders vote AGAINST Terence C. Golden for standing as an affiliated outsider on the Audit Committee. 2 Elect Director Terence C. Golden For Against Mgmt 3 Elect Director Ann M. Korologos For For Mgmt 4 Elect Director Richard E. Marriott For For Mgmt 5 Elect Director Judith A. Mchale For For Mgmt 6 Elect Director John B. Morse Jr For For Mgmt 7 Elect Director Christopher J. Nassetta For For Mgmt 8 Ratify Auditors For For Mgmt 04/26/07 - A Humana Inc. *HUM* 444859102 03/05/07 2,802 1 Elect Director David A. Jones, Jr. For For Mgmt 2 Elect Director Frank A. D'Amelio For For Mgmt 3 Elect Director W. Roy Dunbar For For Mgmt 4 Elect Director Kurt J. Hilzinger For For Mgmt 5 Elect Director Michael B. McCallister For For Mgmt 6 Elect Director James J. O'Brien For For Mgmt 7 Elect Director W. Ann Reynolds For For Mgmt 8 Elect Director James O. Robbins For For Mgmt 9 Ratify Auditors For For Mgmt 05/30/07 - A Huntington Bancshares Inc. *HBAN* 446150104 03/15/07 4,005 1 Organization-Related-Approve Issuance of For For Mgmt Common Stock without Par Value in Connection with the Merger We believe that the company is benefiting from a merger that makes strategic sense and that has the potential of being immediately accretive to earnings. As such, we recommend shareholders support the merger agreement. 2 Elect Directors For For Mgmt 3 Ratify Auditors For For Mgmt 4 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is less than the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 5 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 6 Increase Authorized Common Stock For For Mgmt The requested increase of 500,000,000 shares is below the allowable threshold of 850,000,000 shares. 7 Other Business For Against Mgmt 05/04/07 - A IMS Health Inc. *RX* 449934108 03/09/07 3,345 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr Conclusion The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 06/06/07 - A Ingersoll-Rand Company Limited *IR* G4776G101 04/09/07 5,202 Meeting for Holders of ADR's 1 Elect Directors For For Mgmt 2 ADOPTION OF THE INCENTIVE STOCK PLAN OF For For Mgmt 2007. 3 Ratify Auditors For For Mgmt 4 SHAREHOLDER PROPOSAL TO REQUIRE A Against For ShrHoldr SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION. 05/17/07 - A Integrys Energy Group Inc *TEG* 45822P105 03/22/07 1,262 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 3 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 3 Amend Deferred Compensation Plan For For Mgmt VII. Vote Recommendation The estimated shareholder value transfer of the company's plans of 2 percent is less than the allowable cap for this company of 5 percent. 4 Ratify Auditors For For Mgmt 05/16/07 - A Intel Corp. *INTC* 458140100 03/19/07 97,182 1 Elect Director Craig R. Barrett For For Mgmt We recommend a vote FOR the directors with the exception of affiliated outsider Charlene Barshefsky. We recommend that shareholders vote AGAINST Charlene Barshefsky for standing as an affiliated outsider on the Nominating Committee. 2 Elect Director Charlene Barshefsky For Against Mgmt 3 Elect Director Susan L. Decker For For Mgmt 4 Elect Director D. James Guzy For For Mgmt 5 Elect Director Reed E. Hundt For For Mgmt 6 Elect Director Paul S. Otellini For For Mgmt 7 Elect Director James D. Plummer For For Mgmt 8 Elect Director David S. Pottruck For For Mgmt 9 Elect Director Jane E. Shaw For For Mgmt 10 Elect Director John L. Thornton For For Mgmt 11 Elect Director David B. Yoffie For For Mgmt 12 Ratify Auditors For For Mgmt 13 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to or less than the allowable cap for this company of 12 percent. Additionally, this plan expressly forbids repricing. 14 Approve Executive Incentive Bonus Plan For For Mgmt While ISS prefers that the 2007 Incentive Plan qualifies for favorable tax deduction under Section 162(m) limits, ISS notes that the flexibility of increasing named executive officers' bonus payouts will be limited to only 10% of target payout. Therefore, the upward potential has been capped and disclosed to shareholders. At this time, ISS recommends a vote FOR this proposal. 15 Limit Executive Compensation Against Against ShrHoldr ISS believes that top five compensation should be linked to the company's performance. If the company has met or exceeded the target performance level, executives should be remunerated for their efforts. Although we agree with the principle of pay-for-performance in setting executive pay, we believe that the cessation of all rights, options, SARs, and possible severance payments to top five management: (1) does not resolve potential disconnects between pay and performance and (2) would be unduly restrictive with respect to the company's compensation strategies. As such, we recommend a vote AGAINST. 04/24/07 - A International Business Machines Corp. 459200101 02/23/07 25,388 *IBM* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 5 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 6 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 7 Restore or Provide for Cumulative Voting Against For ShrHoldr Although IBM does not fail the performance criteria specified, it does not meet all of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 8 Evaluate Age Discrimination in Retirement Against Against ShrHoldr Plans ISS believes the scope of the proponent's proposal is overly broad since it asks that all employees be allowed to choose participation in the plan, which could be costly to shareholders. Accordingly, we recommend a vote AGAINST this proposal. 9 Review Executive Compensation Against For ShrHoldr ISS believes that pension fund income can distort true operating performance, which may be the basis for determining executive bonuses and performance-related pay rather than gains from defined benefit plans. Shareholders should therefore support proposals that would exclude pension credits from calculations of executive compensation as this provides a cleaner measure for assessing actual performance. Furthermore, the company is not precluded from including pension credits from calculations of executive pay in the future. Adopting this practice is a matter of good corporate governance practice. 10 Report on Outsourcing Against Against ShrHoldr Conclusion In this case, we note that IBM does outsource and continues to seek opportunities to outsource some positions to foreign markets where the company has determined that such actions would ultimately benefit the company and increase shareholder value. Further, we note that due to increasing global demand for IT outsourcing, a number of the company's peers and competitors also pursue similar outsourcing opportunities. Finally, we question whether or not detailed disclosure on the company's policies regarding job outsourcing will provide benefits to shareholders commensurate with the cost of preparing this report. Therefore, ISS does not recommend support for this proposal at this time. 11 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS notes that the proponent has crafted the proposal in a way that would afford the board the flexibility to address the status of incumbent director nominees who fail to receive a majority vote under a majority vote standard. Further, the proposal allow for plurality vote standard in contested elections where the number of director nominees exceeds the available board seats. We concur with the proponent that a majority vote standard (with a carve out for plurality in contested election) combined with the company's current post-election director resignation policy would establish a more meaningful director election process. As such, we believe this proposal warrants shareholder support. 05/08/07 - A International Flavors & Fragrances 459506101 03/15/07 1,315 Inc. *IFF* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business and long-term strategic objectives. Additionally, the plan expressly forbids repricing. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 03/06/07 - A International Game Technology *IGT* 459902102 01/08/07 5,720 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 12/15/06 - A Intuit Inc. *INTU* 461202103 10/20/06 5,534 1 Elect Directors For Split Mgmt 1.1 Elect Director Stephen M. Bennett --- For We recommend a vote FOR the directors with the exception of independent outsider Stratton D. Sclavos. We recommend that shareholders WITHHOLD votes from Stratton D. Sclavos for sitting on more than three boards. 1.2 Elect Director Christopher W. Brody --- For 1.3 Elect Director William V. Campbell --- For 1.4 Elect Director Scott D. Cook --- For 1.5 Elect Director L. John Doerr --- For 1.6 Elect Director Diane B. Greene --- For 1.7 Elect Director Michael R. Hallman --- For 1.8 Elect Director Dennis D. Powell --- For 1.9 Elect Director Stratton D. Sclavos --- Withhold 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.80 percent is within the allowable cap for this company of 12.46 percent. Additionally, this plan expressly forbids repricing. 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code, the number of shares being reserved is relatively conservative, the offering period is reasonable, and there are limits on participation. 05/08/07 - A ITT Corp. *ITT* 450911102 03/12/07 3,113 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/18/07 - A J. C. Penney Co., Inc (HLDG CO) *JCP* 708160106 03/19/07 3,792 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote ISS notes that this shareholder proposal or a similar one has been adopted at publicly-traded companies, such as Mattel, Starwood Hotels & Resort, American Electric Power, among others. ISS believes that seeking shareholder approval after the material terms of the contract are agreed upon would give the board a framework within which to work and may prevent the excessive "pay for failure" packages that have been witnessed at other companies. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors While the company has taken steps in the right direction with the addition of the director resignation policy, the company currently has a plurality voting standard with the director resignation policy (in an uncontested election). We believe that the majority vote standard with the director resignation along with a plurality standard for contested elections is the benchmark that companies should transition to. As such, we recommend that shareholders vote FOR this proposal. 11/14/06 - A JDS Uniphase Corp. 46612J101 09/22/06 706 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 7.93 percent is within the allowable cap for this company of 12.41 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 04/26/07 - A Johnson & Johnson *JNJ* 478160104 02/27/07 48,866 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard coupled with a director resignation policy and a plurality carveout in contested elections would give full effect to the shareholder franchise. 4 Submit Supplemental Executive Retirement Against For ShrHoldr Plans to Shareholder vote ISS recommends shareholders support this proposal as we believe that base salary is a sufficient basis upon which to base pension benefits to executives. 01/24/07 - A Johnson Controls, Inc. *JCI* 478366107 11/16/06 3,167 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Stock Option Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 6.35 percent is within the allowable cap for this company of 6.80 percent. Additionally, this plan expressly forbids repricing. 06/14/07 - A Jones Apparel Group, Inc. *JNY* 480074103 04/09/07 1,834 1 Elect Directors For Split Mgmt 1.1 Elect Director Peter Boneparth --- For 1.2 Elect Director Sidney Kimmel --- For 1.3 Elect Director Howard Gittis --- Withhold 1.4 Elect Director Matthew H. Kamens --- For 1.5 Elect Director J. Robert Kerrey --- For 1.6 Elect Director Ann N. Reese --- For 1.7 Elect Director Gerald C. Crotty --- For 1.8 Elect Director Lowell W. Robinson --- For 1.9 Elect Director Frits D. van Paasschen --- For 2 Ratify Auditors For For Mgmt 3 Company Specific--Adopt majority vote For For Mgmt standard for election of directors ISS recommends that shareholders vote FOR this proposal. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 05/15/07 - A JPMorgan Chase & Co. *JPM* 46625H100 03/16/07 58,467 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Put Repricing of Stock Options to Against Against ShrHoldr Shareholder Vote ISS believes that taking away the company's ability to grant stock options is an arbitrary and excessively restrictive proposal that could potentially prohibit the company from compensating employees based upon their individual and company-wide performance. Being unable to issue stock options could hinder the company's ability to attract and retain competent executive officers. Moreover, under the company's corporate governance guidelines and existing equity plans, the company is prohibited from repricing options without shareholder proposal. As such, ISS does not feel that shareholder support of this proposal is warranted. 4 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards In this case, ISS does not believe the proposal is overly restrictive nor does it appear that a substantial portion of the company's equity awards are truly performance-based with some inherent risk of forfeiture. Therefore, we believe this proposal merits shareholder support. 5 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 6 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 7 Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place. Accordingly, the proposal warrants shareholder support. 8 Require a Majority Vote for the Election of Against For ShrHoldr Directors In this case, the company employs plurality standard in the election of directors with a post-election director resignation policy in its Bylaws, which we do not believe it has substantially implemented this shareholder proposal on majority voting. ISS advocates that the director election system give full effect to the shareholder franchise. A majority vote standard (with carve out for plurality in contested elections) coupled with the company's current post-election director resignation policy would establish a more meaningful director election process and would afford the board a structure to address failed elections. Accordingly, this proposal warrants shareholder support. 9 Report on Political Contributions Against Against ShrHoldr In the case of JP Morgan Chase, ISS notes that the company provides a policy statement on political contributions on its corporate website. This document provides broad discussion on the company's rationale and strategy for political contributions and public policy activities, as well as information on JP Morgan's compliance and oversight procedures. Additionally, the company has also publicly disclosed a list of PAC contributions for 2006 and has committed to continue to update the reporting annually. While this reporting does not meet the level of transparency requested by the proponent, we believe that it does provide shareholders with sufficient information to evaluate the company's policies, activities, and oversight mechanisms related to political contributions and assess potential risks to their investment related to such actions. As such, we do not recommend shareholder support for this resolution. 10 Report on Management Initiatives to Address Against Against ShrHoldr Links to Slavery and Human Rights Abuse ISS is concerned with the broad nature of this resolution. We believe that the company has clearly disclosed information in this filing and in other public documents regarding its public apology for its predecessor companies' association with slavery and the scholarship fund that was established in Louisiana. Beyond this specific issue, ISS is not aware of other initiatives by JP Morgan to broadly or specifically address human rights abuses and questions the utility of including this information in a separate report on this subject. Therefore, based on concerns over the scope of this resolution and the existing disclosure provided by the company, we do not believe that shareholder support is warranted for this resolution. 05/17/07 - A Juniper Networks, Inc. *JNPR* 48203R104 03/21/07 9,621 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 04/27/07 - A Kellogg Co. *K* 487836108 03/01/07 4,230 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Prepare a Sustainability Report Against Against ShrHoldr ISS encourages Kellogg's to increase its level of transparency related to social and environmental metrics and performance, and consider the potential benefits of structuring its reporting along established guidelines. We believe that by continuing to expand on its existing sustainability related information, management and shareholders will better understand how these issues affect the company's strategic position and how the company is responding to the implementation of its sustainability policies. That said, we believe that Kellogg's existing disclosure provides sufficient insight for shareholders into Kellogg's policies and practices and demonstrates its commitment to addressing many issues related to developing sustainable operations at the company. As such, we do not believe this proposal warrants shareholder support. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors Conclusion While the company has taken steps in the right direction with the addition of the director resignation policy, the company currently has a plurality voting standard with the director resignation policy (in an uncontested election). We believe that the majority vote standard with the director resignation along with a plurality standard for contested elections is the benchmark that companies should transition to. As such, we recommend that shareholders vote FOR this proposal. 08/10/06 - S Kerr-McGee Corp. 492386107 07/06/06 3,582 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction, particularly 40.2 percent 1-day before the announcement premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given that this proposal is narrowly defined and that we support Item 1, we believe that this proposal warrants shareholder support. 05/10/07 - A KeyCorp *KEY* 493267108 03/13/07 6,768 1 Elect Directors For For Mgmt 2 Establish Range For Board Size For For Mgmt ISS believes that the proposed change is relatively minor and that it is not motivated by a desire to entrench management. 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 4 Ratify Auditors For For Mgmt 08/17/06 - A KeySpan Corporation *KSE* 49337W100 07/03/06 2,760 1 Approve Merger Agreement For For Mgmt Based on the 16 percent premium versus the day prior to the press reporting on a potential merger and the positive market reaction, we believe that the merger agreement warrants shareholder support. 2 Elect Directors For For Mgmt 3 Ratify Auditors For For Mgmt 4 Adopt Simple Majority Vote Requirement Against For ShrHoldr ISS believes that supermajority provisions violate the principle that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. Requiring more than this may permit managements to entrench themselves by blocking amendments that are in the best interests of shareholders. As such, we believe that this precatory proposal warrants shareholder support. 04/26/07 - A Kimberly-Clark Corp. *KMB* 494368103 02/26/07 7,724 1 Elect Director James M. Jenness For For Mgmt 2 Elect Director Linda Johnson Rice For For Mgmt 3 Elect Director Marc J. Shapiro For For Mgmt 4 Ratify Auditors For For Mgmt 5 Declassify the Board of Directors For For Mgmt The ability to elect directors is the single most important use of the shareholder franchise. ISS believes that all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 6 Adopt Simple Majority Vote Against For ShrHoldr ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking amendments that are in shareholders' best interests. Accordingly, we believe that this proposal warrants shareholder support. 7 Adopt ILO Standards Against Against ShrHoldr ISS notes that Kimberly-Clark's sustainability report substantially addresses each of the key ILO conventions set forth by the proponent. Moreover, the company does not appear to be the subject of any recent, significant litigation related to its workplace labor rights policies. As such, we do not believe that shareholder support for this resolution is warranted. 8 Report on Feasibility of Phasing Out the Against Against ShrHoldr Use of Non-certified Wood Fiber In this case, ISS notes that the proponent is requesting a feasibility study rather than a commitment to use only FSC certified fibers within a ten-year period; however, we question the benefit that shareholders may derive from this additional disclosure, particularly in light of the forthcoming feasibility study commissioned by the company on this issue. Beyond its commitment to evaluate the feasibility of sourcing only FSC certified materials, Kimberly Clark has made its policies regarding certification readily available on its corporate website through its sustainability report, and in its public filings. ISS believes that this disclosure, coupled with the pending feasibility report conducted by Hawkins Wright, LTD., provides Kimberly-Clark's shareholders with sufficient information to understand the company's policies and evaluate the potential for associated risk to their investment. Therefore, ISS does not believe shareholder support for the resolution is warranted 05/17/07 - A Kimco Realty Corp. *KIM* 49446R109 03/23/07 3,820 1 Elect Directors For Split Mgmt 1.1 Elect Director Martin S. Kimmel --- For We recommend a vote FOR the directors with the exceptions of insiders Milton Cooper, Michael J. Flynn, and David B. Henry, and affiliated outsiders Richard G. Dooley and Frank Lourenso. We recommend that shareholders WITHHOLD votes from Richard G. Dooley for standing as an affiliated outsider on the Audit, Compensation and Nominating committees and for failure to establish a majority independent board. We also recommend that shareholders WITHHOLD votes from Frank Lourenso for standing as an affiliated outsider on the Compensation and Nominating committees and for failure to establish a majority independent board. Lastly, we recommend that shareholders WITHHOLD votes from Milton Cooper, Michael J. Flynn and David B. Henry for failure to establish a majority independent board. 1.2 Elect Director Milton Cooper --- Withhold 1.3 Elect Director Richard G. Dooley --- Withhold 1.4 Elect Director Michael J. Flynn --- Withhold 1.5 Elect Director Joe Grills --- For 1.6 Elect Director David B. Henry --- Withhold 1.7 Elect Director F. Patrick Hughes --- For 1.8 Elect Director Frank Lourenso --- Withhold 1.9 Elect Director Richard Saltzman --- For 2 Company Specific-Equity-Related --Increase For For Mgmt Number of Shares of Authorized Stock to Issue, Common Stock and Excess Stock Since the requested increase of 450,000,000 shares of common stock is below the allowable threshold of 600,000,000 shares and the increase in excess shares assists in preserving the company's REIT status, we recommend that shareholders support this proposal. 3 Ratify Auditors For For Mgmt 12/19/06 - S Kinder Morgan, Inc. 49455P101 11/08/06 1,735 1 Approve Merger Agreement For For Mgmt While we believe there were issues in the sale process, we think the final offer is fair. The fact that KMI's stock is trading at a normal discount may indicate market acceptance of the deal. As such, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Where ISS is supportive of the underlying merger proposal, we are supportive of a narrowly-tailored adjournment proposal that seeks adjournment solely to solicit additional proxies to approve the transaction. 05/16/07 - A King Pharmaceuticals Inc. *KG* 495582108 03/30/07 4,110 1 Elect Directors For Split Mgmt 1.1 Elect Director Philip A. Incarnati --- For Members of the compensation committee in 2001 consist of the entire board of directors: John M. Gregory, Jefferson J. Gregory, Ernest C. Bourne, Frank W. DeFriece, Jr., R. Charles Moyer, Joseph R. Gregory, Earnest W. Deavenport, Jr., Gregory D. Jordan and D. Greg Rooker. Members of the compensation committee in 2000 also consist of the entire board of directors: John M. Gregory, Joseph R. Gregory, Jefferson J. Gregory, Ernest C. Bourne, Earnest W. Deavenport, Jr., Frank W. DeFriece, Jr., R. Charles Moyer, D. Greg Rooker, and Richard C. Williams. The current compensation committee members consist of Gregory D. Jordan, Earnest W. Deavenport Jr., and Ted G. Wood. Gregory Jordan joined the board in June 2001 and was not present for the option grants made in late 2000 and early 2001. Because this is a classified board, ISS recommends a vote to WITHHOLD from Gregory Jordan for not disclosing robust internal controls surrounding future option grants and ensuring that "favorable dates" would not be selected for option grants going forward. 1.2 Elect Director Gregory D. Jordan --- Withhold 1.3 Elect Director Brian A. Markison --- For 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Ratify Auditors For For Mgmt 03/29/07 - A KLA-Tencor Corp. *KLAC* 482480100 02/15/07 3,355 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/02/07 - A Kohl's Corp. *KSS* 500255104 03/07/07 5,512 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Company Specific-Adopt Majority Vote for For For Mgmt Election of Directors ISS commends the company for seeking to adopt a majority vote standard for the election of directors, with a plurality vote carve-out for contested elections and a director resignation policy. 6 Require a Majority Vote for the Election of Against Against ShrHoldr Directors ISS notes that the board has submitted a substantially similar amendment for shareholder approval, as detailed above in Item 5. 04/24/07 - A L-3 Communications Holdings, Inc. 502424104 03/16/07 2,106 *LLL* 1 Elect Directors For For Mgmt 1.1 Elect Director Michael T. Strianese --- For While ISS does not favor this action, we realize that the overall effect of the actions taken by the company to address the administrative errors outweighs this negative action. Based on the size of adjustment of 0.3% of 2006 revenue and the remedial actions that the compensation committee has adopted, ISS does not believe withholding from the past or present compensation committee members is warranted at this time. 1.2 Elect Director Claude R. Canizares --- For 1.3 Elect Director Thomas A. Corcoran --- For 1.4 Elect Director Alan H. Washkowitz --- For 2 Ratify Auditors For For Mgmt 07/18/06 - A Legg Mason, Inc. *LM* 524901105 05/19/06 1,929 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt This proposal seeks to increase authorized common stock by 250,000,000 shares which is 125,000,000 shares below the allowable increase of 375,000,000 shares. 3 Amend Omnibus Stock Plan For For Mgmt Vote Recommendation Shareholder re-approval of the plan will allow the company to benefit from favorable tax treatment under Section 162(m) with regard to performance-based compensation. 4 Ratify Auditors For For Mgmt 05/09/07 - A Leggett & Platt, Inc. *LEG* 524660107 03/05/07 3,017 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend EEO Statement to Prohibit Against For ShrHoldr Discrimination based on Sexual Orientation Conclusion In this case, Leggett & Platt states that it may be exposed to significant costs associated with paying domestic partner benefits and/or frivolous lawsuits if the company specifically adds sexual orientation to its list of protected categories on its EEO statement. ISS agrees that management should be provided the flexibility to determine the most appropriate benefits programs to offer its employees; however, we note that this resolution deals specifically with amending the company's EEO policy, not with the company's policies related to employee benefits. Furthermore, a significant number of manufacturing companies, and the majority of the companies in the Fortune 500, include such language in their EEO statements without any apparent negative results. Finally, the company does not appear to be the subject of any recent, significant litigation related to discrimination based on sexual orientation. However, the fact that the company's stated EEO policy is less inclusive than policies seen at some industry peers, or at other companies of comparable size, could limit Leggett & Platt's access to certain market segments or pools of potentially qualified employees. As such, ISS recommends that shareholders support this resolution. 04/12/07 - A Lehman Brothers Holdings Inc. *LEH* 524908100 02/12/07 8,934 1 Elect Director Michael L. Ainslie For For Mgmt 2 Elect Director John F. Akers For For Mgmt 3 Elect Director Roger S. Berlind For For Mgmt 4 Elect Director Thomas H. Cruikshank For For Mgmt 5 Elect Director Marsha Johnson Evans For For Mgmt 6 Elect Director Richard S. Fuld, Jr. For For Mgmt 7 Elect Director Christopher Gent For For Mgmt 8 Elect Director Roland A. Hernandez For For Mgmt 9 Elect Director Henry Kaufman For For Mgmt 10 Elect Director John D. Macomber For For Mgmt 11 Ratify Auditors For For Mgmt 12 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 50 percent is above the allowable cap for this company of 10 percent. In addition, the company's three-year average burn rate of 9.40 percent exceeds the company's industry burn rate cap of 3.75 percent. For institutional clients who accept the premise that investment banks have a distinctly unique compensation standard, with respect to its peers Lehman Brothers' equity compensation practices appear to be reasonable. However, ISS believes that compensation at investment banks remains to be the exception rather than the rule, and should be benchmarked against a broader financial services peer group. In conclusion, given the excessive economic and dilutive costs of the company's stock-based compensation plans coupled with mediocre corporate performance vis-a-vis its peers, ISS does not believe that shareholders should support the company's request for an additional 75 million shares. 13 Publish Political Contributions Against Against ShrHoldr When reviewing requests for proposals on political contributions, ISS takes into account the scope and nature of the request, the company's adherence to laws and regulations governing political contributions, and company policies and additional disclosure on such contributions. In this case, the company notes that its contributions to political entities and the related disclosure comply with all applicable laws on this topic. The proposal asks that this report should be published within five business days of the annual meeting, disclosing the recipient and amount of each political contribution be made in a series of local and national newspapers. While ISS believes that increased disclosure is generally beneficial, it does not appear that the cost of preparing and publicizing such reports in the manner requested by the proponent would be the most effective use of shareholder funds. 03/28/07 - A Lennar Corp. *LEN* 526057104 02/09/07 2,324 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is less than the allowable cap for this company of 9 percent. 3 Approve Executive Incentive Bonus Plan For Against Mgmt Despite the tax advantages of this Section 162(m) plan, ISS does not believe that supporting this plan is in shareholders' best interests. 4 Prepare Sustainability Report Against For ShrHoldr Based on the company's limited public disclosure of social, environmental, and economic policies and performance, and potential benefit to shareholders of increased transparency on these topics, ISS recommends that shareholders support this resolution. 5 Pay For Superior Performance Against For ShrHoldr With respect to the annual bonus program for named officers (other than for the CEO), the company does not provide adequate disclosure concerning the selected performance measures and targets. Further, ISS is concerned with the bonus formula used to determine the CEO's annual incentive compensation because it guarantees payouts in years when the company's pre-tax earnings are positive. With respect to the long-term equity program for named officers, none of the equity awards granted during the last three years have been performance-based under ISS guidelines. Accordingly, ISS believes that the company has not sufficiently established a pay-for-performance standard in its executive compensation programs. Therefore, ISS believes that shareholder support for this proposal is warranted. 05/10/07 - A Lincoln National Corp. *LNC* 534187109 03/05/07 4,839 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Approve Non-Employee Director Stock Option For For Mgmt Plan VII. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 11/01/06 - A Linear Technology Corp. *LLTC* 535678106 09/05/06 4,791 1 Elect Directors For Split Mgmt 1.1 Elect Director Robert H. Swanson, Jr. --- For We recommend a vote FOR the directors with the exception of independent outsider David S. Lee. We recommend shareholders WITHHOLD votes from David S. Lee for sitting on more than three boards while serving as a CEO. 1.2 Elect Director David S. Lee --- Withhold 1.3 Elect Director Lothar Maier --- For 1.4 Elect Director Richard M. Moley --- For 1.5 Elect Director Thomas S. Volpe --- For 2 Ratify Auditors For For Mgmt 05/17/07 - A Liz Claiborne, Inc. *LIZ* 539320101 03/19/07 1,727 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS notes that the proponent has crafted the proposal in a way that would afford the board the flexibility to address the status of incumbent director nominees who fail to receive a majority vote under a majority vote standard. Further, the proposal allows for a plurality vote standard in contested elections where the number of director nominees exceeds the available board seats. ISS advocates that the director election system give full effect to the shareholder franchise. We concur with the proponent that a majority vote standard (with a carve out for plurality in contested elections) combined with the company's current post-election director resignation policy would establish a more meaningful director election process. As such we believe this proposal warrants shareholder support. 04/26/07 - A Lockheed Martin Corp. *LMT* 539830109 03/01/07 6,001 1 Elect Directors For Withhold Mgmt 1.1 Elect Director E. C. Aldridge, Jr. --- Withhold We recommend shareholders WITHHOLD votes from all nominees for failure to adopt all provisions of a shareholder proposal that received the approval of the majority of shares cast for the previous two consecutive years. 1.2 Elect Director Nolan D. Archibald --- Withhold 1.3 Elect Director Marcus C. Bennett --- Withhold 1.4 Elect Director James O. Ellis, Jr. --- Withhold 1.5 Elect Director Gwendolyn S. King --- Withhold 1.6 Elect Director James M. Loy --- Withhold 1.7 Elect Director Douglas H. McCorkindale --- Withhold 1.8 Elect Director Eugene F. Murphy --- Withhold 1.9 Elect Director Joseph W. Ralston --- Withhold 1.10 Elect Director Frank Savage --- Withhold 1.11 Elect Director James M. Schneider --- Withhold 1.12 Elect Director Anne Stevens --- Withhold 1.13 Elect Director Robert J. Stevens --- Withhold 1.14 Elect Director James R. Ukropina --- Withhold 1.15 Elect Director Douglas C. Yearley --- Withhold 2 Ratify Auditors For For Mgmt 3 Increase Disclosure of Executive Against Against ShrHoldr Compensation ISS believes that the proponent's argument for additional disclosure is not compelling and the benefits of such disclosures are unclear. In addition, the additional disclosures are not required by the SEC and could provide competitors with sensitive compensation information that could place the company at a potential disadvantage regarding hiring and retaining executive talent. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Report on Nuclear Weapons Against Against ShrHoldr ISS notes that Lockheed Martin does not appear to provide any detailed information about its policies and procedures related to DU and nuclear components. However, the company does provide detailed EHS information demonstrating a commitment to manage its operations with an eye on sustainability issues pertinent to the company. In particular, this information includes company goals and performance targets aimed at improving its efficiencies in areas of employee safety and the environment. Moreover, the company does not appear to be the subject of any recent, significant litigation or fines related to it management of DU or nuclear materials. As such, ISS does not believe that the potential cost and burden of providing this report will produce commensurate benefits to shareholders. As such, we do not recommend support for this resolution. 08/03/06 - S Loews Corp. 540424108 06/22/06 6,406 1 Increase Authorized Common Stock For For Mgmt This proposal seeks to increase authorized common stock by 1,200,000,000 shares which is 30,000,000 shares below the allowable increase of 1,230,000,000 shares. 2 Adjust Par Value of Common Stock For For Mgmt Adjusting par value is a routine financing decision that warrants shareholder support. 05/08/07 - A Loews Corp. 540424108 03/15/07 7,702 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Provide for Cumulative Voting Against Against ShrHoldr In this case, the company has met the aforementioned corporate governance criteria, or management has expressed its intention to recommend that the board adopt such provisions. As such, we do not believe that the proposal warrants shareholder support at this time. 5 Social Proposal Against Against ShrHoldr ISS notes the company's strategic position in the tobacco business, through Lorillard, represents over 22 percent of Loews' consolidated revenues. ISS believes that certain financial and reputational risks are associated with the Loews' tobacco segment, however, requesting a full divestment by 2010 from its tobacco may be unfeasible from an operational perspective. ISS believes that requesting the company to fully change a primary line of business, when balanced against the company's historical financial performance, could substantially disrupt strategic operations, weaken market penetration and represent the abandonment of established brand recognition. Ultimately, it is our opinion that this request would benefit neither the company nor its shareholders. Based on these facts, ISS does not believe this proposal warrants shareholder support. 05/25/07 - A Lowe's Companies, Inc. *LOW* 548661107 03/30/07 25,737 1 Elect Directors For For Mgmt 2 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 3 Ratify Auditors For For Mgmt 4 Require Director Nominee Qualifications Against Against ShrHoldr ISS believes that this decision should be made on an individual basis and not according to an inflexible, across-the-board standard, as this proposal suggests. Given that the company has governance standards in place which provide for independence, accountability, and a focus on fiduciary duty among Lowe's board members, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 5 Report on Progress Toward Implementing the Against Against ShrHoldr Company's Wood Policy Based on the company's publicly disclosed wood policy, combined with the annually updated status report on the implementation of this policy, ISS does not believe that the requested information would provide enough meaningful information to shareholders to warrant additional reporting. Therefore, we do not recommend shareholder support for this resolution. 6 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. As such, shareholder support for this proposal is warranted. 7 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote ISS believes that tax gross-ups associated with severance benefits can amount to significant value. By excluding these benefits from the company's policy, shareholders are unable to voice their opinion on overly-generous severance benefits. Therefore, ISS believes this proposal warrants shareholder support. 8 Pay For Superior Performance Against For ShrHoldr In this case, ISS notes that the company's annual compensation program for named executives does provide adequate disclosure concerning the specific hurdle rates and target payments for the disclosed financial metric. However, the long-term compensation program is largely time-based and does not disclose performance metrics, hurdle rates or target payouts. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 04/17/07 - A M & T Bank Corp. *MTB* 55261F104 02/28/07 1,306 1 Elect Directors For Split Mgmt 1.1 Elect Director Brent D. Baird --- For We recommend a vote FOR the directors with the exception of independent outsider Robert T. Brady. We recommend shareholders WITHHOLD votes from Robert T. Brady for sitting on more than three boards while serving as a CEO. 1.2 Elect Director Robert J. Bennet --- For 1.3 Elect Director C. Angela Bontempo --- For 1.4 Elect Director Robert T. Brady --- Withhold 1.5 Elect Director Michael D. Buckley --- For 1.6 Elect Director T.J. Cunningham III --- For 1.7 Elect Director Mark J. Czarnecki --- For 1.8 Elect Director Colm E. Doherty --- For 1.9 Elect Director Richard E. Garman --- For 1.10 Elect Director Daniel R. Hawbaker --- For 1.11 Elect Director Patrick W.E. Hodgson --- For 1.12 Elect Director Richard G. King --- For 1.13 Elect Director Reginald B. Newman II --- For 1.14 Elect Director Jorge G. Pereira --- For 1.15 Elect Director Michael P. Pinto --- For 1.16 Elect Director Robert E. Sadler, Jr. --- For 1.17 Elect Director Eugene J. Sheehy --- For 1.18 Elect Director Stephen G. Sheetz --- For 1.19 Elect Director Herbert L. Washington --- For 1.20 Elect Director Robert G. Wilmers --- For 2 Ratify Auditors For For Mgmt 05/18/07 - A Macy's Inc *M* 31410H101 03/23/07 25 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Change Company Name For For Mgmt Because it is unlikely that the name change would have a negative financial impact on the company, ISS recommends supporting the proposal. 4 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Approve Deferred Compensation Plan For For Mgmt Although this plan reserves 250,000 shares for issue, it does not result in shareholder wealth transfer. Instead, it merely alters the medium through which participants are paid by allowing such individuals to receive common shares in lieu of cash. The potential voting power dilution resulting from the shares reserved under this proposal is 0.05 percent. By paying directors a greater portion of their compensation in stock rather than cash, their interests may be more closely aligned with those of shareholders. 04/25/07 - A Marathon Oil Corp *MRO* 565849106 02/26/07 5,925 1 Elect Director Charles F. Bolden, Jr. For For Mgmt 2 Elect Director Charles R. Lee For For Mgmt 3 Elect Director Dennis H. Reilley For For Mgmt 4 Elect Director John W. Snow For For Mgmt 5 Elect Director Thomas J. Usher For For Mgmt 6 Ratify Auditors For For Mgmt 7 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 8 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 9 Increase Authorized Common Stock For For Mgmt The requested increase of 550,000,000 shares is below the allowable threshold of 825,000,000 shares. 05/17/07 - A Marsh & McLennan Companies, Inc. 571748102 03/20/07 9,289 *MMC* 1 Elect Director Zachary W. Carter For For Mgmt 2 Elect Director Oscar Fanjul For For Mgmt 3 Ratify Auditors For For Mgmt 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 5 Report on Political Contributions Against For ShrHoldr ISS believes that Marsh & McLennan has provided shareholders with some information to assess the company's general policies and its oversight mechanisms relating to its political contributions. We are, however, concerned that shareholders lack information relating to the company's overarching business rationale for political contributions, the administration of its PACs, and its trade association spending. Such information could assist shareholders in their assessment of the risks and benefits associated with public policy activities through associations without significant cost, burden, or strategic risk for the company. As such, ISS believes this proposal merits shareholder support. 04/24/07 - A Marshall & Ilsley Corp. *MI* 571834100 03/01/07 4,300 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Ratify Auditors For For Mgmt 05/18/07 - A Mattel, Inc. *MAT* 577081102 03/30/07 6,645 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Company Specific- Approve Majority Vote and For For Mgmt Eliminate Cumulative Voting In such cases, ISS believes that the benefits to shareholders of a majority vote standard in uncontested elections, with a plurality carve-out for contested elections, outweigh the costs of eliminating cumulative voting. As such, shareholder support for this proposal is warranted. 4 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 5 Limit Executive Compensation Against Against ShrHoldr We oppose this item because it could place the company at a competitive disadvantage in attempting to attract a qualified CEO. 6 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 7 Report Progress on Improving Work and Against Against ShrHoldr Living Conditions We believe that, despite shortcomings in certain areas, Mattel's GMP program, the associated public disclosure, and remediation as needed represents a positive approach toward proactively addressing issues related to workplace labor rights. Therefore, we believe that the additional reporting requested by this resolution is unnecessary, and may be contrary to the company's existing approach of forthright disclosure and timely remediation. 8 Pay for Superior Performance Against For ShrHoldr In this case, ISS notes that the company's annual compensation program for named executives does not provide any disclosure concerning the specific target hurdle rates for the disclosed financial metrics. Further, the long-term compensation program is largely time-based. Accordingly, ISS believes that the company has not sufficiently established a pay-for-superior-performance standard in its executive compensation programs. As such, ISS believes that shareholder support for this proposal is warranted. 05/03/07 - A MBIA Inc. *MBI* 55262C100 03/09/07 2,272 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/24/07 - A McDonald's Corp. *MCD* 580135101 03/26/07 20,340 1 Elect Director Edward A. Brennan For For Mgmt 2 Elect Director Walter E. Massey For For Mgmt 3 Elect Director John W. Rogers, Jr. For For Mgmt 4 Elect Director Roger W. Stone For For Mgmt 5 Ratify Auditors For For Mgmt 6 Label Genetically Modified Organisms Against Against ShrHoldr 7 Adopt and Implement ILO Based Code of Against Against ShrHoldr Conduct 07/26/06 - A McKesson Corporation *MCK* 58155Q103 05/31/06 4,779 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 04/30/07 - A MeadWestvaco Corp. *MWV* 583334107 03/01/07 3,054 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors While the company has modified its voting standard to include the director resignation policy (in an uncontested election), we believe that the majority vote standard with the director resignation along with a plurality standard for contested elections is the benchmark that companies should transition to. As such, we recommend that shareholders vote FOR this proposal. 4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr Pill) to Shareholder Vote Conclusion In this case, the company's rights plan was not approved by shareholders nor does it embody the above features that ISS recommends. We therefore agree with the proponent that the current pill should be put to a shareholder vote or redeemed and that any new pill be put to a shareholder vote. 05/24/07 - A MEDCO Health Solutions Inc *MHS* 58405U102 03/29/07 4,868 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 3 Approve Qualified Employee Stock Purchase For For Mgmt Plan ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code (if the company opts to structure awards for such tax-favored treatment), the number of shares being reserved is relatively conservative, the offering period is reasonable, the dollar limit on the contribution is reasonable, there are caps placed on the employee's contribution (expressed as a percent of compensation), and there are limits on participation. 4 Ratify Auditors For For Mgmt 08/24/06 - A Medtronic, Inc. *MDT* 585055106 06/26/06 19,044 1 Elect Directors For Split Mgmt 1.1 Elect Director Richard H. Anderson --- For We recommend a vote FOR the directors with the exception of affiliated outsider Gordon M. Sprenger. We recommend that shareholders WITHHOLD votes from Gordon M. Sprenger for standing as an affiliated outsider on the Compensation Committee. 1.2 Elect Director Michael R. Bonsignore --- For 1.3 Elect Director Robert C. Pozen --- For 1.4 Elect Director Gordon M. Sprenger --- Withhold 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that the director election system give full effect to the shareholder franchise. ISS views director election reform as a multi-year, multi-step process. ISS' approach to the issue will likely evolve over time as the marketplace advances the debate. We feel that the company's current policy that directors who receive a majority of withhold votes tender their resignation is a move toward a more democratic voting process. However, we do not believe that this resignation policy is a sufficient alternative to the proposed majority voting standard. ISS feels that support for this proposal, coupled with continued debate on election reforms, will allow the director election system to evolve to the next level. 04/24/07 - A Merck & Co., Inc. *MRK* 589331107 02/23/07 36,591 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 5 Establish Range For Board Size For For Mgmt Given the proposed change will impose a limit on the ability of the board to increase its size without stockholder approval, we recommend shareholders support this item. 6 Replace Cumulative Voting to Majority Vote For For Mgmt Standard for the Election of Directors ISS believes that a majority vote standard for the election of directors in uncontested elections increases directors' accountability to stockholders. As such, we recommend shareholders support this proposal. 7 Publish Political Contributions Against Against ShrHoldr When reviewing requests for proposals on political contributions, ISS takes into account the scope and nature of the request, the company's adherence to laws and regulations governing political contributions, and company policies and additional disclosure on such contributions. In this case, the company notes that its contributions to political entities and the related disclosure comply with all applicable laws on this topic. The proposal asks that this report should be published within five business days of the annual meeting, disclosing the recipient and amount of each political contribution be made in a series of local and national newspapers. While ISS believes that increased disclosure is generally beneficial, it does not appear that the cost of preparing and publicizing such reports in the manner requested by the proponent would be the most effective use of shareholder funds. 8 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 11/08/06 - A Meredith Corp. *MDP* 589433101 09/08/06 667 1 Elect Directors For For Mgmt 04/27/07 - A Merrill Lynch & Co., Inc. 590188108 02/28/07 14,899 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place with a plurality carve-out. Accordingly, the proposal warrants shareholder support. 4 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 5 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards In determining the vote recommendation for this shareholder proposal, ISS looks for disclosure of the performance measures, hurdle rates, weightings and payout levels (minimum, target and maximum) as a prerequisite for granting these restricted stock awards in lieu of cash bonus compensation. Because of the high compensation levels, additional long-term incentives are not awarded. As mentioned above, the committee has a list of financial objectives, strategic objectives and leadership objectives for the CEO. The committee also focused in particular on growth in net revenues, after-tax earnings, earnings per share and ROE. However, no disclosure on the complete list of performance measures, their hurdle rates, weightings and payout levels have been made. Without this disclosure, ISS cannot determine that these grants of restricted stock awards in lieu of cash bonus compensation is performance-vesting shares. As such, ISS supports this shareholder proposal. 04/24/07 - A MetLife, Inc *MET* 59156R108 03/01/07 12,813 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 12/05/06 - A Micron Technology, Inc. *MU* 595112103 10/11/06 438 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 11.96 percent is within the allowable cap for this company of 12.40 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 4 Amend EEO Policy to Prohibit Discrimination Against For ShrHoldr Based on Sexual Orientation or Gender Identity In this case, the proponent has listed a series of principles to be addressed through the company's policies to ensure the protection of employee rights regardless of sexual orientation or gender identity. While ISS believes that some aspects of this resolution may be overly prescriptive in nature, we do support the underlying concern of the shareholders related to nondiscrimination based on sexual orientation. Such language is included in many large companies' EEO language and can serve to increase a company's access to markets and potential employees while mitigating exposure to litigation or negative publicity stemming from this issue. As such, ISS recommends shareholder support for this resolution. 11/14/06 - A Microsoft Corp. *MSFT* 594918104 09/08/06 138,418 1 Elect Director William H. Gates, III For For Mgmt 2 Elect Director Steven A. Ballmer For For Mgmt 3 Elect Director James I. Cash, Jr., Ph.D. For For Mgmt 4 Elect Director Dina Dublon For For Mgmt 5 Elect Director Raymond V. Gilmartin For For Mgmt 6 Elect Director David F. Marquardt For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Helmut Panke For For Mgmt 9 Elect Director Jon A. Shirley For For Mgmt 10 Ratify Auditors For For Mgmt 11 Cease Product Sales that Can Be Used to Against Against ShrHoldr Violate Human Rights In this case, the proponent is requesting that the company cease providing products that can be used to violate human or labor rights to foreign governments, departments, or agencies. ISS is concerned with the potential negative impact that such actions could have on Microsoft's competitive position and, ultimately, shareholder value. Moreover, the company has publicly outlined the issue in general, potential options that the company is evaluating, and its current policies related to government regulations on free expression. This information provides disclosure to shareholders on the potential impact of this issue on the company's operations and informs interested parties of Microsoft's general approach to providing products and services in such markets. Considering Microsoft's level of transparency on this issue as well as the nature of the requested actions, ISS does not believe shareholder support for this resolution is warranted. 12 Amend EEO Statement to Not Reference Sexual Against Against ShrHoldr Orientation Therefore, considering potential benefits that may be associated with Microsoft's existing policy, and the absence of information suggesting that there are significant costs or negative impacts associated with including reference to sexual orientation in the EEO statement, we do not believe shareholder support for this resolution is warranted. 13 Establish Shareholder Advisory Committee Against Against ShrHoldr While we agree with the proponent that all shareholders are entitled to third-party proxy advice which is independent from management, we are concerned that this proposal includes an inherent conflict of interest and creates a potential legal liability to the corporation. Microsoft would be paying a proxy advisor directly for analysis of its own proxy matters. The company may also be responsible for any errors or omissions contained in proxy analysis. ISS is also concerned that this resolution could be expensive and bureaucratic to administer. The proposal offers no details on how the bidding process and advisory firm selection would be handled or what hidden costs might be associated with these processes. Such additional corporate expenditures would be hard to justify considering analysis of proxy voting matters are currently readily available to the public from a variety of vendors, and barriers to entry are low. 10/27/06 - A Molex Incorporated *MOLX* 608554101 08/29/06 2,240 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/16/07 - A Molson Coors Brewing Co *TAP* 60871R209 03/20/07 771 1 Elect Directors For For Mgmt 05/30/07 - A Monster Worldwide, Inc. *MNST* 611742107 04/26/07 2,172 1 Elect Directors For Split Mgmt 1.1 Elect Director Salvatore Iannuzzi --- For The company's compensation committee was charged with administering the company's stock option and benefit plans. John Gaulding, Michael Kaufman and Ronald Kramer were part of the compensation committee for various years during 1997 - 2003. ISS recommends a vote to WITHHOLD from John Gaulding, Michael Kaufman and Ronald Kramer for the lack of adequate oversight on option grants between 1997 - 2003. Further, ISS recommends a vote to WITHHOLD from current compensation committee member, David A. Stein, for not adopting and/or disclosing robust internal controls surrounding equity grants to ensure that a reoccurrence of options backdating would not happen in the future. While both Robert Chrenc and Philip Lochner, Jr are part of the compensation committee, they joined the board in recent months. Mr. Chrenc became a director of the company in April 2007 and Mr. Lochner joined the compensation committee as of the date of the company's proxy statement. 1.2 Elect Director Robert J. Chrenc --- For 1.3 Elect Director George R. Eisele --- For 1.4 Elect Director John Gaulding --- Withhold 1.5 Elect Director Michael Kaufman --- Withhold 1.6 Elect Director Ronald J. Kramer --- Withhold 1.7 Elect Director Philip R. Lochner, Jr --- For 1.8 Elect Director David A. Stein --- For 2 Ratify Auditors For For Mgmt 04/24/07 - A Moody's Corporation *MCO* 615369105 03/01/07 3,961 1 Elect Directors For For Mgmt 1.1 Elect Director Basil L. Anderson --- For Pension Plans: In reviewing the company's Pension Benefits Table For 2006, we noted that the number of years credited service for Retirement Account and Pension Benefit Equalization Plan ("PBEP") was different from the number of years credited service for Supplemental Executive Benefit Plan ("SEBP"). However, the number of years credited service for Retirement Account and PBEP was based on service from the date the individual became a participant in the plan, while the number of years credited service for SEBP was based on service from the participant's date of hire. Hence, it may appear that additional years of pension service has been credited but this is not the case. 1.2 Elect Director Raymond W. McDaniel, Jr. --- For 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 10 percent is equal to the allowable cap for this company of 10 percent. 3 Ratify Auditors For For Mgmt 4 Declassify the Board of Directors Against For ShrHoldr 04/10/07 - A Morgan Stanley 617446448 02/09/07 17,841 1 Elect Director Roy J. Bostock For For Mgmt Vote Recommendations We recommend a vote FOR the directors with the exceptions of Klaus Zumwinkel. We recommend that shareholders vote AGAINST from Klaus Zumwinkel for sitting on more than three boards. 2 Elect Director Erskine B. Bowles For For Mgmt 3 Elect Director Howard J. Davies For For Mgmt 4 Elect Director C. Robert Kidder For For Mgmt 5 Elect Director John J. Mack For For Mgmt 6 Elect Director Donald T. Nicolaisen For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Hutham S. Olayan For For Mgmt 9 Elect Director Charles E. Phillips, Jr. For For Mgmt 10 Elect Director Griffith Sexton For For Mgmt 11 Elect Director Laura D. Tyson For For Mgmt 12 Elect Director Klaus Zumwinkel For Against Mgmt 13 Ratify Auditors For For Mgmt 14 Approve Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation For institutional clients who accept the premise that investment banking companies have a distinctly different pay philosophy and standards, Morgan Stanley's equity pay practices against the four peer companies appear to be reasonable. However, ISS continues to believe that the investment banking pay strategy remains to be the exception rather than the rule, and should be benchmarked against a larger financial services peer group. ISS also questions if high compensation structures are achieving higher shareholder returns for these companies compared to other financial services companies. ISS recommends a vote AGAINST for the 2007 Equity Incentive Compensation Plan. 15 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter ISS supports a simple majority vote requirement. We recommend a vote FOR the proposal. 16 Approve Report of the Compensation Committee Against For ShrHoldr ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 05/07/07 - PC Motorola, Inc. *MOT* 620076109 03/08/07 40,745 Management Proxy (White Card) 1 Elect Directors For DoNotVote Mgmt 2 Amend Qualified Employee Stock Purchase Plan For DoNotVote Mgmt 3 Advisory Vote to Ratify Named Executive Against DoNotVote ShrHoldr Officers' Compensation 4 Claw-back of Payments under Restatements Against DoNotVote ShrHoldr Dissident Proxy (Gold Card) 1 Elect Directors (Opposition Slate) For For Mgmt 1.1 Elect Director Carl C. Icahn --- For ISS Conclusion and Vote Recommendation We find that MOT has significantly underperformed its peers over recent quarters and by most accounts is expected to struggle the remainder of the year. Although the long-term historical picture is more favorable, the significant near-term deterioration argues for a new perspective on the board. MOT has an enviable position as the #2 player in the handset business. Some argue, however, the company has fumbled execution during one of the most robust markets for handsets in history. Since this is a contest for a minority position on the board, we do not have to decide whether or not the dissident has a superior plan to the current plan of the incumbents. We need merely to determine if the dissidents could bring an alternative viewpoint to the board that is likely to result in increased shareholder value. Because the company appears to be at an important inflection point with significant uncertainty about the company's current plan, we believe the presence of a new viewpoint may help to ensure that shareholder value is preserved. The company argues Icahn is not a technology expert and knows little about the company's business, having just bought shares in January. We note, however, that many of the incumbent board members have no technology experience, and we presume most had little knowledge of the company prior to joining the board. We conclude that Icahn has a positive track record for creating shareholder value across a diverse universe of industries, whether as a board member or as an outside shareholder activist. In our opinion, it's more likely than not Icahn will act as a positive influence on the board by providing a fresh perspective from a shareholder's perspective. Based on the factors discussed above, on balance we conclude that the presence of Carl Icahn on the MOT board would likely prove beneficial to long-term shareholder value. The financial and operational performance of the company and the dissident's skill set and track record establish both the need for change and the dissident's ability to effect change. The specific details of the dissident plan are of less importance in this short-slate contest. 1.2 Elect Director E. Zander --- For 1.3 Elect Director D. Dorman --- For 1.4 Elect Director J. Lewent --- For 1.5 Elect Director T. Meredith --- For 1.6 Elect Director N. Negroponte --- For 1.7 Elect Director S. Scott, III --- For 1.8 Elect Director R. Sommer --- For 1.9 Elect Director J. Stengel --- For 1.10 Elect Director D. Warner, III --- For 1.11 Elect Director M. White --- For 2 Amend Qualified Employee Stock Purchase Plan None For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 3 Advisory Vote to Ratify Named Executive For For ShrHoldr Officers' Compensation Conclusion ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability 4 Claw-back of Payments under Restatements None For ShrHoldr Conclusion ISS believes that the company has not fundamentally addressed the proponent's key concerns. Therefore, ISS believes this proposal warrants shareholder vote and we recommend a vote FOR. 05/09/07 - A Murphy Oil Corp. *MUR* 626717102 03/12/07 3,153 1 Elect Directors For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 3 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 5 Ratify Auditors For For Mgmt 07/28/06 - A Mylan Laboratories Inc. *MYL* 628530107 06/05/06 3,412 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt III. Vote Recommendation Approval of this item would allow the company to preserve the tax deductibility of performance-based compensation under Section 162(m). ISS recommends a vote FOR this proposal. 3 Ratify Auditors For For Mgmt 06/05/07 - A National Oilwell Varco, Inc. *NOV* 637071101 04/13/07 2,858 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 10/06/06 - A National Semiconductor Corp. *NSM* 637640103 08/18/06 5,327 1 Elect Director Brian L. Halla For For Mgmt 2 Elect Director Steven R. Appleton For For Mgmt 3 Elect Director Gary P. Arnold For For Mgmt 4 Elect Director Richard J. Danzig For For Mgmt 5 Elect Director John T. Dickson For For Mgmt 6 Elect Director Robert J. Frankenberg For For Mgmt 7 Elect Director E. Floyd Kvamme For For Mgmt 8 Elect Director Modesto A. Maidique For For Mgmt 9 Elect Director Edward McCracken For For Mgmt 10 Ratify Auditors For For Mgmt 04/25/07 - A NCR Corporation *NCR* 62886E108 02/12/07 3,003 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/31/06 - A Network Appliance, Inc. *NTAP* 64120L104 07/05/06 5,841 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 12.41 percent is within the allowable cap for this company of 12.50 percent. Additionally, this plan expressly forbids repricing. 3 Amend Omnibus Stock Plan For For Mgmt Because the total cost of the company's plans of 12.41 percent is within the allowable cap for this company of 12.50 percent and the plan expressly forbids repricing, ISS recommends a vote FOR this amendment. 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 5 Ratify Auditors For For Mgmt 05/08/07 - A Newell Rubbermaid Inc. *NWL* 651229106 03/15/07 4,672 1 Elect Directors For Split Mgmt 1.1 Elect Director Scott S. Cowen --- Withhold We recommend a vote FOR Michael A. Todman, but WITHHOLD votes from all the other nominees. We recommend that shareholders WITHHOLD votes from independent outsiders Gordon R. Sullivan, Cynthia A. Montgomery and Scott S. Cowen for failure to implement the board declassification proposal. 1.2 Elect Director Cynthia A. Montgomery --- Withhold 1.3 Elect Director Gordon R. Sullivan --- Withhold 1.4 Elect Director Michael A. Todman --- For 2 Ratify Auditors For For Mgmt 3 Adopt Simple Majority Vote Against For ShrHoldr Effective corporate governance depends upon the board being accountable to shareholders. ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking amendments that are in shareholders' best interests. Accordingly, we believe that this proposal warrants shareholder support. 4 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS advocates that a majority vote standard (with a carve out for plurality in contested election) coupled with a director resignation policy would give full effect to the shareholder franchise. Accordingly, we believe this proposal warrants shareholder support. 04/24/07 - A Newmont Mining Corp. *NEM* 651639106 02/27/07 7,588 1 Elect Directors For Split Mgmt 1.1 Elect Director Glen A. Barton --- Withhold 1.2 Elect Director Vincent A. Calarco --- For 1.3 Elect Director Noreen Doyle --- For 1.4 Elect Director Veronica M. Hagen --- For 1.5 Elect Director Michael S. Hamson --- For 1.6 Elect Director Pierre Lassonde --- For 1.7 Elect Director Robert J. Miller --- For 1.8 Elect Director Wayne W. Murdy --- For 1.9 Elect Director Robin A. Plumbridge --- For 1.10 Elect Director John B. Prescott --- Withhold 1.11 Elect Director Donald C. Roth --- Withhold 1.12 Elect Director James V. Taranik --- For 2 Ratify Auditors For For Mgmt 3 Report on Impact of Operations in Indonesia Against Against ShrHoldr In this case, we note that there has been a significant level of controversy and litigation surrounding some of the company's operations in Indonesia. The ruling of the criminal complaint against PTNMR and the findings of the scientific panel established by agreement with the Indonesian government could have a significant financial impact on the company, and potentially have a negative impact on its continuing operations in other parts of Indonesia. That said, the company has provided a considerable amount of detailed information in its filings and on corporate websites to discuss this topic. This includes information on the company's relationship with subsidiaries operating in Indonesia, detailed discussion of the policies and procedures surrounding the controversy, an outline ongoing litigation and settlements, and summary data of scientific findings commissioned by the company to evaluate pollution in the Buyat Bay region. In our opinion, this existing disclosure provides shareholders with sufficient information to evaluate the company's policies, procedures, and findings related to public health and pollution resulting from its operations in Indonesia. As such, we do not believe that shareholder support for this resolution is warranted. 4 Report on Policies related to Public For For ShrHoldr Opposition to Mining Operations In this case, management has opted to support this shareholder resolution, noting that its Environmental, Health, and Safety Committee is in a position to effectively address the concerns noted in the proposal and provide a report to the board and the company's shareholders on its findings. This proactive approach to stakeholder relations could improve the company's ability to operate in challenging markets and increase shareholder awareness of company policies and procedures related to these issues without significant cost or burden to the company. Therefore, ISS recommends shareholder support for this resolution. 5 Separate Chairman and CEO Positions Against For ShrHoldr While the company's governance structure meets the criteria listed above, Newmont Mining has underperformed both the index and the peers in both one-year and three-year TSR. Therefore, this item warrants shareholder support. 09/18/06 - A Nike, Inc. *NKE* 654106103 07/25/06 2,979 1 Elect Directors For For Mgmt 2 Report on Charitable Contributions Against Against ShrHoldr In this case, we note that Nike discloses a significant amount of the information requested by the proponent on its corporate website, in its corporate citizenship report, and through other public sources. Moreover, some aspects of the resolution, including determining the estimated or actual benefits of each charitable contribution may be difficult to produce without significant speculation, and could place a significant burden on the company without providing commensurate value to shareholders. Therefore, ISS does not recommend shareholder support for the resolution at this time. 3 Ratify Auditors For For Mgmt 05/08/07 - A NiSource Inc. *NI* 65473P105 03/13/07 4,601 1 Elect Director Steven C. Beering For For Mgmt 2 Elect Director Dennis E. Foster For For Mgmt 3 Elect Director Marty K. Kittrell For For Mgmt 4 Elect Director Peter McCausland For For Mgmt 5 Elect Director Steven R. McCracken For For Mgmt 6 Elect Director W. Lee Nutter For For Mgmt 7 Elect Director Ian M. Rolland For For Mgmt 8 Elect Director Robert C. Skaggs, Jr For For Mgmt 9 Elect Director Richard L. Thompson For For Mgmt 10 Elect Director Carolyn Y. Woo For For Mgmt 11 Elect Director Roger A. Young For For Mgmt 12 Ratify Auditors For For Mgmt 04/26/07 - A Noble Corporation *NE* G65422100 03/01/07 2,285 Meeting for Holders of ADRs 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/22/07 - A Nordstrom, Inc. *JWN* 655664100 03/14/07 3,856 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/10/07 - A Norfolk Southern Corp. *NSC* 655844108 03/05/07 6,689 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 08/22/06 - A North Fork Bancorporation, Inc. 659424105 07/07/06 7,339 1 Approve Merger Agreement For For Mgmt Based on the market premium received, positive market reaction and strategic rationale, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For Against Mgmt Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes. 3 Elect Directors For For Mgmt 4 Ratify Auditors For For Mgmt 04/17/07 - A Northern Trust Corp. *NTRS* 665859104 02/26/07 3,160 1 Elect Directors For For Mgmt 1.1 Elect Director Linda Walker Bynoe --- For We recommend a vote FOR the directors. 1.2 Elect Director Nicholas D. Chabraja --- For 1.3 Elect Director Susan Crown --- For 1.4 Elect Director Dipak C. Jain --- For 1.5 Elect Director Arthur L. Kelly --- For 1.6 Elect Director Robert C. Mccormack --- For 1.7 Elect Director Edward J. Mooney --- For 1.8 Elect Director William A. Osborn --- For 1.9 Elect Director John W. Rowe --- For 1.10 Elect Director Harold B. Smith --- For 1.11 Elect Director William D. Smithburg --- For 1.12 Elect Director Enrique J. Sosa --- For 1.13 Elect Director Charles A. Tribbett III --- For 1.14 Elect Director Frederick H. Waddell --- For 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 11 percent is equal to or less than the allowable cap for this company of 12 percent. 3 Ratify Auditors For For Mgmt 05/16/07 - A Northrop Grumman Corp. *NOC* 666807102 03/20/07 5,822 1 Elect Director Lewis W. Coleman For For Mgmt 2 Elect Director Victor H. Fazio For For Mgmt 3 Elect Director Donald E. Felsinger For For Mgmt 4 Elect Director Stephen E. Frank For For Mgmt 5 Elect Director Charles R. Larson For For Mgmt 6 Elect Director Richard B. Myers For For Mgmt 7 Elect Director Philip A. Odeen For For Mgmt 8 Elect Director Aulana L. Peters For For Mgmt 9 Elect Director Kevin W. Sharer For For Mgmt 10 Elect Director Ronald D. Sugar For For Mgmt 11 Ratify Auditors For For Mgmt 12 Approve Non-Employee Director Omnibus Stock For For Mgmt Plan VI. Vote Recommendation In 2005, ISS implemented a modified policy in evaluating director equity plans. ISS considers the costs of equity plans including director plans and employee-based compensation plans in the binomial compensation model. If the total costs of the combined equity plans exceed the allowable cap, ISS will review the qualitative features of director compensation, taking into account (i) director stock ownership guidelines (ii) vesting schedule (iii) mix between cash and equity (iv) retirement/benefit and perquisites programs and (v) quality of disclosure. In this case, the combined cost of the 1995 plan and the shares from remaining equity plans available for future grant exceed the company's allowable cap of 5 percent. However, in reviewing the qualitative features of the company's director compensation, the company has met all the above criteria. Specifically, each non-employee director is expected to defer at least 50 percent of their annual retainer into company stock to be placed in a stock unit account. The deferred stock is distributed to the director upon termination of his or her service on the board. Further, the company provided a tabular disclosure on its director compensation by displaying fees earned in cash, option awards, all other compensation and total compensation for each non-employee director. We believe the company meets all of the above qualitative features of director compensation. As such, we recommend a vote FOR Item 12 13 Report on Foreign Arms Sales Against Against ShrHoldr ISS believes that the combination of federal regulation, the current level of disclosure by Northrop Grumman, and the necessity to limit disclosure where it could affect the company's competitive advantage outweigh the potential benefits that may be derived from this proposal. Therefore, we do not believe this proposal warrants shareholder support. 14 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers' Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 15 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the governance and performance criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 05/11/07 - A Novellus Systems, Inc. *NVLS* 670008101 03/30/07 2,125 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 12 percent is equal to the allowable cap for this company of 12 percent. Additionally, this plan expressly forbids repricing. 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this item because the plan complies with Section 423 of the Internal Revenue Code, the number of shares being added is relatively conservative, the offering period is reasonable, and there are limitations on participation. 4 Ratify Auditors For For Mgmt 05/10/07 - A Nucor Corp. *NUE* 670346105 03/12/07 5,092 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard in uncontested elections coupled with a director resignation policy would give full effect to the shareholder franchise. 05/04/07 - A Occidental Petroleum Corp. *OXY* 674599105 03/15/07 14,520 1 Elect Director Spencer Abraham For Against Mgmt While the compensation committee has shifted from time-based restricted stock units to performance-based equity awards with disclosed performance measure and hurdle rates, the sheer magnitude of Dr. Irani's pay package continues to be a sticker shock and overshadows the positive steps that the committee has taken. As such, ISS recommends a vote AGAINST all members of the compensation committee: R. Chad Dreier, Rosemary Tomich, Irvin W. Maloney, Rodolfo Segovia, John S. Chalsty and Spencer Abraham. New members who can provide a rethinking and prudence on compensation payouts are needed on this compensation committee. We also recommend a vote AGAINST Spencer Abraham for standing as an affiliated outsider on the Compensation Committee. Other compensation related items include a management proposal to increase shares under the 2005 Plan (Item 14) and two shareholder proposals (Items 16 and 17). Please note that the company has a plurality vote standard for the election of directors, and has a director resignation policy in its bylaws/charter. 2 Elect Director Ronald W. Burkle For For Mgmt 3 Elect Director John S. Chalsty For Against Mgmt 4 Elect Director Edward P. Djerejian For For Mgmt 5 Elect Director R. Chad Dreier For Against Mgmt 6 Elect Director John E. Feick For For Mgmt 7 Elect Director Ray R. Irani For For Mgmt 8 Elect Director Irvin W. Maloney For Against Mgmt 9 Elect Director Rodolfo Segovia For Against Mgmt 10 Elect Director Aziz D. Syriani For For Mgmt 11 Elect Director Rosemary Tomich For Against Mgmt 12 Elect Director Walter L. Weisman For For Mgmt 13 Ratify Auditors For For Mgmt 14 Amend Omnibus Stock Plan For Against Mgmt VI. Vote Recommendation Please refer to the Election of Directors for a complete analysis of the company's executive compensation review. In determining the vote recommendation for the 2005 Plan, besides considering the total shareholder value transfer and the burn rate policy, ISS also considered the perennial pay issue at Occidental. While the company's total shareholder value transfer costs is within the allowable cap and the company's burn rate meets the threshold of the peer group, equity compensation has been fueling Dr. Irani's outsized pay package. ISS analyzed the portion of Dr. Irani's total equity compensation as a percent of total equity grants made to the entire company (i.e., on a share basis, how much equity is concentrated on Dr. Irani's annual grants as a percent of total grants made to all employees?) Dr. Irani received 35%, 34% and 18% of total equity grants made to all employees for fiscal years 2006, 2005, and 2004, respectively. Almost a third of the total equity grants has been granted to Dr. Irani for the past two years. For the PRSUs, which was implemented in 2006, Dr. Irani received 66% of the total PRSUs granted to all key employees. While this is a broad-based plan, ISS is concerned that an approval of this plan will continue to perpetuate the pay issue at Occidental. Further, ISS notes that the company has approximately 20.4 million shares remaining, which should be sufficient for grants to the rank-and-file employees. Therefore, ISS recommends to vote AGAINST the proposed amendment to increase 32 million under the 2005 Plan. 15 Publish a Scientific Global Warming Report Against Against ShrHoldr While Occidental's reporting does not address some issues of concern related to climate change, we believe that it effectively presents shareholders with sufficient information to understand the company's broad position on this issue and provides some discussion that speaks to the company's rationale for certain strategic decisions related to climate change. While we encourage the company to continue to evaluate initiatives to address climate change and increase its disclosure, we do not believe that the information requested in the proposed report will benefit shareholders from an economic perspective. As such, we recommend a vote against this resolution. 16 Advisory Vote to Ratify Named Executive Against For ShrHoldr Officers Compensation ISS believes that the advisory vote would allow shareholders a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. An advisory vote on executive compensation is another step forward in enhancing board accountability. 17 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Given that: (1) the company's long-term equity compensation program for senior executives is not significantly performance-based according to ISS' guidelines and; (2) this proposal is not overly restrictive, we believe this item warrants shareholder support. 04/25/07 - A Office Depot, Inc. *ODP* 676220106 03/20/07 4,692 1 Elect Director Lee A. Ault, III For For Mgmt 2 Elect Director Neil R. Austrian For For Mgmt 3 Elect Director David W. Bernauer For For Mgmt 4 Elect Director Abelardo E. Bru For For Mgmt 5 Elect Director Marsha J. Evans For For Mgmt 6 Elect Director David I. Fuente For For Mgmt 7 Elect Director Brenda J. Gaines For For Mgmt 8 Elect Director Myra M. Hart For For Mgmt 9 Elect Director W. Scott Hedrick For For Mgmt 10 Elect Director Kathleen Mason For For Mgmt 11 Elect Director Michael J. Myers For For Mgmt 12 Elect Director Steve Odland For For Mgmt 13 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 8 percent is equal to the allowable cap for this company of 8 percent. Additionally, this plan expressly forbids repricing. 14 Ratify Auditors For For Mgmt 04/25/07 - A OfficeMax Incorporated *OMX* 67622P101 03/07/07 1,255 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS believes that a simple majority of voting shares should be all that is necessary to effect change regarding a company and its corporate governance provisions. As such, we support this proposal. 4 Establish an Engagement Process with Against For ShrHoldr Proponents of a Shareholder Proposal Conclusion Although Officemax acted on a majority-supported shareholder proposal to declassify the board last year, the company has ignored that proposal in prior years. We also note that the company has not taken action towards the proponent's request in spite of last year's proposal receiving the support of a majority of the votes cast. In light of a majority-supported shareholder proposal, which has been ignored by management in the past, we believe it is best practice to ensure direct communication with the respective shareholder proponent(s). We recommend in favor of this proposal. 05/22/07 - A Omnicom Group Inc. *OMC* 681919106 04/06/07 2,824 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 7 percent is equal to the allowable cap for this company of 7 percent. Additionally, this plan expressly forbids repricing. 10/09/06 - A Oracle Corp. *ORCL* 68389X105 08/14/06 61,443 1 Elect Directors For Split Mgmt 1.1 Elect Director Jeffrey O. Henley --- For We recommend a vote FOR the directors with the exception of independent outsider Jack F. Kemp. We recommend that shareholders WITHHOLD votes from Jack F. Kemp for sitting on more than six boards. 1.2 Elect Director Lawrence J. Ellison --- For 1.3 Elect Director Donald L. Lucas --- For 1.4 Elect Director Michael J. Boskin --- For 1.5 Elect Director Jack F. Kemp --- Withhold 1.6 Elect Director Jeffrey S. Berg --- For 1.7 Elect Director Safra A. Catz --- For 1.8 Elect Director Hector Garcia-Molina --- For 1.9 Elect Director H. Raymond Bingham --- For 1.10 Elect Director Charles E Phillips, Jr. --- For 1.11 Elect Director Naomi O. Seligman --- For 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 4 Amend Non-Employee Director Omnibus Stock For For Mgmt Plan V. Vote Recommendation The total cost of the company's plans of 9.05 percent is within the allowable cap for this company of 12.23 percent. Additionally, this plan expressly forbids repricing. 11/15/06 - A Pall Corp. *PLL* 696429307 09/26/06 52 1 Elect Directors For For Mgmt 2 Declassify the Board of Directors For For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 3 Ratify Auditors For For Mgmt 10/25/06 - A Parker-Hannifin Corp. *PH* 701094104 08/31/06 1,898 1 Elect Directors For Withhold Mgmt 1.1 Elect Director Robert J. Kohlhepp --- Withhold We recommend withholding votes from all nominees. We recommend shareholders WITHHOLD votes from Markos I. Tambakeras, Klaus-Peter M ller, Giulio Mazzalupi, and Robert J. Kohlhepp for failure to implement the shareholder proposal to declassify the board. 1.2 Elect Director Giulio Mazzalupi --- Withhold 1.3 Elect Director Klaus-Peter Mueller --- Withhold 1.4 Elect Director Markos I. Tambakeras --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 09/18/06 - A Patterson Cos Inc. *PDCO* 703395103 07/21/06 351 1 Elect Directors For For Mgmt 2 Amend Qualified Employee Stock Purchase Plan For For Mgmt ISS approves of this plan because it complies with Section 423 of the Internal Revenue Code, the number of shares being reserved is relatively conservative, the offering period is reasonable, and there are limits on participation. 3 Ratify Auditors For For Mgmt 10/05/06 - A Paychex, Inc. *PAYX* 704326107 08/07/06 5,273 1 Election of Director: B. Thomas Golisano For For Mgmt 2 Election of Director: David J.S. Flaschen For For Mgmt 3 Election of Director: Phillip Horsley For For Mgmt 4 Election of Director: Grant M. Inman For For Mgmt 5 Election of Director: Pamela A. Joseph For For Mgmt 6 Election of Director: Jonathan J. Judge For For Mgmt 7 Election of Director: Jospeh M. Tucci For For Mgmt 05/01/07 - A Peabody Energy Corp. *BTU* 704549104 03/09/07 646 1 Elect Directors For Withhold Mgmt 1.1 Elect Director William A. Coley --- Withhold We recommend withholding votes from all of the nominees. We recommend that shareholders WITHHOLD votes from insider Irl F. Engelhardt, and independent outsiders William A. Coley, William C. Rusnack, Alan H. Washkowitz, and John F. Turner for failure to implement the proposal to declassify the board. 1.2 Elect Director Irl F. Engelhardt --- Withhold 1.3 Elect Director William C. Rusnack --- Withhold 1.4 Elect Director John F. Turner --- Withhold 1.5 Elect Director Alan H. Washkowitz --- Withhold 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. As such, we believe that this item warrants shareholder support. 05/02/07 - A PepsiCo, Inc. *PEP* 713448108 03/09/07 27,676 1 Elect Director Dina Dublon For For Mgmt 2 Elect Director Victor J. Dzau, M.D. For For Mgmt 3 Elect Director Ray L. Hunt For For Mgmt 4 Elect Director Alberto Ibarguen For For Mgmt 5 Elect Director Arthur C. Martinez For For Mgmt 6 Elect Director Indra K. Nooyi For For Mgmt 7 Elect Director Sharon Percy Rockefeller For For Mgmt 8 Elect Director James J. Schiro For For Mgmt 9 Elect Director Daniel Vasella For For Mgmt 10 Elect Director Michael D. White For For Mgmt 11 Ratify Auditors For For Mgmt 12 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 13 Report on Charitable Contributions Against Against ShrHoldr Conclusion In this case, we note that PepsiCo discloses a significant amount of the information requested by the proponent on its corporate website. Included in this information is disclosure of both the company's contributions and its Foundation's contributions, as well as a broad discussion of the company's charitable contribution policies and programs. Further, discussion on the website describes the initiatives that the company is involved in as well as its broad rationale for charitable contributions. Therefore, based on the existing level of disclosure, ISS does not recommend shareholder support for the resolution. 04/24/07 - A PerkinElmer, Inc. *PKI* 714046109 02/26/07 2,073 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Articles/Bylaws to Require Majority For For Mgmt Vote For Uncontested Election of Directors ISS generally supports both management and shareholder proposals that seek majority vote requirements in boardroom elections. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS commends the company for responding to shareholders' request and amending its article and bylaws to require a majority vote for uncontested elections of directors. 4 Pay For Superior Performance Against For ShrHoldr While the both the PIP and the LTIP are substantially performance-driven, on the whole, the lack of disclosure of specific hurdle rates for the performance metrics used to award the incentives would limit the extent to which shareholders can assess the rigor of the of the program and determine to what extent pay and performance are linked. 04/26/07 - A Pfizer Inc. *PFE* 717081103 03/01/07 121,527 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Restore or Provide for Cumulative Voting Against For ShrHoldr With regards to performance, Pfizer's one-year TSR of 15.20% was below the one-year TSR for the S&P 500 Index of 15.78% but above that of the GICS peer group of 10.49%. The company's three-year TSR of -7.16% underperformed both the S&P 500 Index's and the GICS peer TSR totals for the same period of 10.43% and 6.45%, respectively. As mentioned above, Pfizer experienced a change in the CEO position in 2006. In this case, however, Pfizer fails to meet some of the aforementioned corporate governance criteria. Specifically, shareholders may not act by written consent and call special meetings. Pfizer also does not provide for a majority vote standard in director elections, including a carve-out for plurality voting in contested situations. Although Pfizer does not fail the performance criteria specified, it does not meet all of the aforementioned corporate governance criteria. Accordingly, the proposal warrants shareholder support. 4 Report on Animal Testing Policies Against Against ShrHoldr Conclusion Given the company's current policies and level of disclosure on animal welfare and testing, the lack of recent, significant litigation related to the company's international testing programs, and questions over the scope and value to shareholders of the requested report, ISS does not believe shareholder support for this resolution is warranted. 5 Amend Animal Welfare Policy Against Against ShrHoldr Conclusion In this case, we note that Pfizer does provide stakeholders with publicly available policies addressing issues of animal welfare. These policies include commitment to treating animals with care and respect, strict compliance with applicable legislation, training programs for employees involved in animal testing and a discussion of oversight mechanism through third-party audits. Further, ISS notes that the company expects all independent contractors conducting research on the company's behalf to adhere to the company's animal welfare principles. While these policies do not address certain issues to the degree requested by the proponent, they do appear to be comparable to policies at other companies in the same industry. Moreover, there does not appear to be any recent, significant fines or litigation on the issue of animal welfare at Pfizer that indicate systematic problems with the company's animal welfare policies, or that suggest that the company lags behind industry peers on the matter of animal welfare. Finally, ISS is concerned with the structure of this resolution. Beyond asking for a feasibility study evaluating the merits of amending the company's guidelines, compliance with this resolution also implies that the company must apply this policy to its contract laboratories, oversee adherence to the policy, and publish an annual report outlining contractor compliance. These additional measures could place a significant burden on the company or complicate the company's contractual agreements with the external laboratories that it retains for certain animal testing programs. As such, ISS does not recommend stockholder support for this proposal. 6 Require Director Nominee Qualifications Against Against ShrHoldr Given that the company has governance standards in place which provide for independence, including a stock ownership policy for directors, ISS does not believe that adoption of the proposed guidelines would add additional value to shareholders at this time. 04/18/07 - A PG&E Corp. *PCG* 69331C108 02/20/07 5,879 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Performance-Based and/or Time-Based Equity Against Against ShrHoldr Awards Given that the company's long-term incentive compensation program is substantially performance based according to ISS' guidelines, and considering the fact that the company attaches payment to specific pre-established performance targets, we believe that the company's long-term compensation program sufficiently meets the proponent's requirements. As such, we believe shareholder support of this proposal is not warranted. 4 Restore or Provide for Cumulative Voting Against For ShrHoldr The company does not meet all of the aforementioned corporate governance and performance criteria. Specifically, the company does not have a majority vote standard in place with a plurality carve-out. Accordingly, the proposal warrants shareholder support. 03/14/07 - S Phelps Dodge Corp. 717265102 02/12/07 3,438 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the merger premium and strategic rationale, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt When ISS is supportive of the underlying transaction, we may support a narrowly-crafted proposal to adjourn the meeting for the purpose of soliciting additional votes to approve the transaction. 05/23/07 - A Pinnacle West Capital Corp. *PNW* 723484101 03/26/07 1,690 1 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 2 Elect Directors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is equal to the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Ratify Auditors For For Mgmt 05/14/07 - A Pitney Bowes Inc. *PBI* 724479100 03/09/07 3,740 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 6 percent is equal to or less than the allowable cap for this company of 8 percent. Additionally, this plan expressly forbids repricing. 4 Require Majority Vote to Elect Directors in For For Mgmt an Uncontested Election 05/02/07 - A Plum Creek Timber Company, Inc. *PCL* 729251108 03/09/07 2,984 1 Elect Director Rick R. Holley For For Mgmt We recommend a vote FOR the directors. 2 Elect Director Ian B. Davidson For For Mgmt 3 Elect Director Robin Josephs For For Mgmt 4 Elect Director John G. McDonald For For Mgmt 5 Elect Director Robert B. McLeod For For Mgmt 6 Elect Director John F. Morgan, Sr. For For Mgmt 7 Elect Director John H. Scully For For Mgmt 8 Elect Director Stephen C. Tobias For For Mgmt 9 Elect Director Carl B. Webb For For Mgmt 10 Elect Director Martin A. White For For Mgmt 11 Ratify Auditors For For Mgmt 12 Report on Political Contributions Against For ShrHoldr ISS believes that Plum Creek Timber has provided shareholders with some information to assess the company's general policies and its oversight mechanisms relating to its political contributions. We are, however, concerned that shareholders lack information relating to the company's trade association spending. Such information could assist shareholders in their assessment of the risks and benefits associated with public policy activities through associations without significant cost, burden, or strategic risk for the company. As such, ISS believes this proposal merits shareholder support. 13 Pay For Superior Performance Against Against ShrHoldr Given that: 1) a significant portion of both the annual and long-term incentive compensation paid to the company's executive officers is performance-based according to ISS' guidelines; 2) the company attaches payment to specific pre-established performance targets, we believe that the company's compensation program is performance-based and sufficiently meets the proponent's requirements. As such, we believe shareholder support of this proposal is not warranted. 04/24/07 - A PNC Financial Services Group, Inc. 693475105 02/28/07 4,952 *PNC* 1 Elect Directors For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 3 Ratify Auditors For For Mgmt 04/19/07 - A PPG Industries, Inc. *PPG* 693506107 02/16/07 2,785 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Articles/Bylaws/Charter General For For Mgmt Matters ISS generally supports both management and shareholder proposals that seek majority vote requirements in boardroom elections. Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS commends the company for amending its bylaws to require a majority vote for election of directors. 4 Eliminate Cumulative Voting For For Mgmt Though different in philosophical view, ISS believes that cumulative voting and majority voting can work together operationally using majority voting in uncontested elections and cumulative voting in contested elections for increased accountability and ensuring minority representation on the board. While cumulative voting promotes the interests of minority shareholders by allowing them representation on the board, majority voting promotes a democratic election of directors for all shareholders. However, the company is seeking to eliminate cumulative voting in order to facilitate the adoption of the majority vote standard in uncontested elections. ISS notes that adoption of the majority vote standard, as shown in Item 3, is contingent upon the elimination of cumulative voting. In such cases, ISS believes that the benefits to shareholders of a majority vote standard in uncontested elections, with a plurality carve-out for contested elections, outweigh the costs of eliminating cumulative voting. As such, shareholder support for this proposal is warranted. 5 Submit Severance Agreement (Change in Against For ShrHoldr Control) to shareholder Vote In this case, the only severance agreements that PPG currently has in place with its senior executives are change in control agreements. Change in control generally includes the acquisition of 20 percent or more of the outstanding shares of PPG or the voting power of the outstanding voting securities of PPG. Further, the company discloses that in the event of a change in control of PPG, the company stock plans and award agreements provide that the participant will be entitled to full vesting acceleration of his or her unvested stock options, TSR awards and RSUs. Generally, ISS looks for change in control to be 50 percent or greater. As it stands, change in control agreements have three-year terms, which are automatically extended by one year upon each anniversary. As found in the company's most recent Proxy Statement, generally the officer is entitled to receive the following payments: a pro-rata bonus based on the highest annual bonus during the three years prior; three times the annual base salary; three times the highest annual bonus; a lump sum payment having an actuarial present value equal to the additional pension benefits that would have been received if employment continued for an additional three years for purposes of both age and service; continued medical, dental and life insurance benefits for three years and continued age and service credit for purposes of determining the officer's eligibility for retiree medical benefits; continued payment of financial counseling expenses for three years; and a payment sufficient to make the officer whole for any excise tax on excess parachute payment under Section 4999 of the Internal Revenue Code of 1986. ISS continues to believe that shareholders should have the opportunity to approve the terms of future severance agreements. We believe that the cap suggested by the proponent of 2.99 times base salary and cash bonus is widely considered as the standard threshold level of severance payments for senior executives that should be subject to a shareholder vote. The proposed limit also conforms to the parachute tax laws. If the amount of change-in-control payments to an executive exceed three times his or her base amount, then the federal tax law categorizes those payments as parachute payments. The Internal Revenue Code imposes on executives a 20-percent excise tax on excess parachute payments and Section 280G denies corporation tax deductions for excess parachute payments. Therefore, the limit suggested by the proponent is not arbitrary. Additionally, since the proponent's proposal does not require that shareholder approval be obtained prior to the drafting of severance agreements, we do not believe that adoption of this proposal would unduly hinder the company's ability to negotiate such agreements with potential executives. ISS believes that shareholders should have a voice in lucrative severance payments and prevent the excessive "pay for failure" packages that have been witnessed at some companies. Shareholder support for this proposal is warranted. 05/23/07 - A PPL Corp. *PPL* 69351T106 02/28/07 6,431 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt Simple Majority Vote Against For ShrHoldr ISS supports, where permitted under state law, the application of a simple majority voting requirement for most corporate actions. ISS maintains that a simple majority of voting shares should be sufficient to effect major transactions and changes in a company's corporate governance. Requiring more than a simple majority may permit management to entrench itself by blocking initiatives that are in shareholders' best interests. We support shareholder proposals seeking to eliminate supermajority vote requirements, as they could serve as entrenchment devices for management and therefore are not in the shareholders' best interest. 04/24/07 - A Praxair, Inc. *PX* 74005P104 03/01/07 5,442 1 Elect Directors For For Mgmt 2 Require a Majority Vote for the Election of Against For ShrHoldr Directors ISS Analysis and Conclusion Director accountability is the hallmark of good governance. The board election process must ensure that shareholders' expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. ISS believes that proposals seeking majority vote requirements in boardroom elections warrant shareholder support provided a majority vote requirement does not conflict with the state law where the company is incorporated. Further, ISS will not support any resolutions that do not allow for a carveout for plurality elections when there are more nominees that board seats. ISS advocates that a majority vote standard coupled with a director resignation policy would give full effect to the shareholder franchise. In this case, Praxair has a plurality voting system in place and the board has not adopted a meaningful alternative to the proposed majority vote standard. As such, we recommend that shareholders vote FOR this proposal. 3 Submit Shareholder Rights Plan (Poison Against Against ShrHoldr Pill) to Shareholder Vote In this case, Praxair's rights plan was approved by shareholders in 2004. ISS believes it is a good practice to adopt a policy to submit the pill to a shareholder vote, which Praxair did. While the company's pill does not mirror all the features that ISS advocates, it does have a meaningful flip in trigger, a shareholder redemption feature in case of a qualifying offer, and an annual evaluation of the pill by independent directors. Therefore, we do not recommend that shareholders support this proposal. 4 Ratify Auditors For For Mgmt 05/15/07 - A ProLogis *PLD* 743410102 03/12/07 4,171 1 Elect Directors For Split Mgmt 1.1 Elect Director K. Dane Brooksher --- For We recommend a vote FOR the directors with the exception of independent outsider William D. Zollars. We recommend that shareholders WITHHOLD votes from William D. Zollars for sitting on more than three boards. 1.2 Elect Director Stephen L. Feinberg --- For 1.3 Elect Director George L. Fotiades --- For 1.4 Elect Director Christine N. Garvey --- For 1.5 Elect Director Donald P. Jacobs --- For 1.6 Elect Director Walter C. Rakowich --- For 1.7 Elect Director Nelson C. Rising --- For 1.8 Elect Director Jeffrey H. Schwartz --- For 1.9 Elect Director D. Michael Steuert --- For 1.10 Elect Director J. Andre Teixeira --- For 1.11 Elect Director William D. Zollars --- Withhold 1.12 Elect Director Andrea M. Zulberti --- For 2 Ratify Auditors For For Mgmt 05/08/07 - A Prudential Financial Inc *PRU* 744320102 03/09/07 8,039 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 11/21/06 - A Public Service Enterprise Group Inc. 744573106 09/29/06 4,077 *PEG* 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Limit Executive Compensation Against Against ShrHoldr ISS believes that the compensation committee should set up and administer pay practices that link pay and performance. Rather than setting arbitrary pay cap limits, we prefer to see policies in place that reflect a relationship between executive pay and company performance. That said, we note that the proposal seeks to place a cap on the CEO's base salary at $1,000,000 and annual bonus at 25 percent of salary. ISS believes that establishing a specific pay cap or threshold could impede the company's ability to retain and attract qualified individuals for executive leadership. Moreover, we note that an arbitrary pay cap can be contrary to linking CEO compensation to performance, as it creates an artificial guideline by which executive pay should be measured. With respect to long term equity compensation, the proposal requests the company to grant only time-vested or performance-vested restricted stock and not stock options. In this case, the company recently granted a substantial number of time-vested restricted stock to the Chairman & CEO, which reflected awards for two years' compensation. No awards were made in December 2004 due to the ongoing merger negotiations. As such, awards for two different time periods were made in fiscal 2005. While there are elements of the proposal that ISS favors, such as the long-term holding requirement of equity and performance-based equity awards, ISS believes the overall proposal is too restrictive. 04/17/07 - A Public Service Enterprise Group Inc. 744573106 02/19/07 4,251 *PEG* 1 Elect Directors For For Mgmt 1.1 Elect Director Ernest H. Drew --- For We recommend a vote FOR the directors. 1.2 Elect Director William V. Hickey --- For 1.3 Elect Director Ralph Izzo --- For 1.4 Elect Director Richard J. Swift --- For 2 Increase Authorized Common Stock For For Mgmt The requested increase of 500,000,000 shares is below the allowable threshold of 575,000,000 shares. 3 Approve Non-Employee Director Stock Option For For Mgmt Plan VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is equal to or less than the allowable cap for this company of 5 percent. 4 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 5 Eliminate Cumulative Voting For For Mgmt ISS believes that the proposed board declassification described in Item 4 will enhance shareholder rights. We further believe that the benefits of an annually elected board outweigh any downside of the loss of cumulative voting. Accordingly, we believe that this item warrants shareholder support. 6 Eliminate Preemptive Rights For For Mgmt Approval of this item would enhance the company's flexibility with respect to raising capital, which we believe is in shareholders' interests. We have no objection to this item. 7 Ratify Auditors For For Mgmt 08/22/06 - A Public Storage *PSA* 74460D109 06/23/06 1,306 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the reasonable premium being paid and the strategic rationale, we believe that the merger agreement warrants shareholder support. 2 Elect Directors For Split Mgmt 2.1 Elect Director B. Wayne Hughes --- Withhold We recommend a vote FOR the directors with the exception of affiliated outsiders B. Wayne Hughes, Jr. and B. Wayne Hughes. We recommend that shareholders WITHHOLD votes from B. Wayne Hughes, Jr. and B. Wayne Hughes for poor attendance. 2.2 Elect Director Ronald L. Havner, Jr. --- For 2.3 Elect Director Harvey Lenkin --- For 2.4 Elect Director Robert J. Abernethy --- For 2.5 Elect Director Dann V. Angeloff --- For 2.6 Elect Director William C. Baker --- For 2.7 Elect Director John T. Evans --- For 2.8 Elect Director Uri P. Harkham --- For 2.9 Elect Director B. Wayne Hughes, Jr. --- Withhold 2.10 Elect Director Daniel C. Staton --- For 3 Ratify Auditors For For Mgmt 4 Adjourn Meeting For For Mgmt Given the narrow scope of this proposal, and our support for the merger, we recommend that shareholders support this proposal. 05/03/07 - A Public Storage *PSA* 74460D109 03/23/07 2,073 1 Elect Directors For For Mgmt 1.1 Elect Director B. Wayne Hughes --- For ISS urges the compensation committee to reassess the above concerning pay practices and provide a good rationale for them. ISS may recommend withholding from the compensation committee members in the future, if the practices continue and/or disclosure continues to be lacking. 1.2 Elect Director Ronald L. Havner, Jr. --- For 1.3 Elect Director Dann V. Angeloff --- For 1.4 Elect Director William C. Baker --- For 1.5 Elect Director John T. Evans --- For 1.6 Elect Director Uri P. Harkham --- For 1.7 Elect Director B. Wayne Hughes, Jr. --- For 1.8 Elect Director Harvey Lenkin --- For 1.9 Elect Director Gary E. Pruitt --- For 1.10 Elect Director Daniel C. Staton --- For 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 4 percent is less than the allowable cap for this company of 5 percent. Additionally, this plan expressly forbids repricing. 4 Change State of Incorporation [From For Against Mgmt California Corporation to Maryland Real Estate Investment Trust] Although we recognize that the reincorporation proposal would; a) enable the company to take advantage of Maryland's comprehensive statutes and REIT related policies; b) increase shareholder ownership limit; and c) help realize cost savings, we note that the proposed changes to bylaws would adversely affect shareholders' rights. More specifically, shareholders would not have the right to amend bylaws, or to use cumulative voting in election of directors. Furthermore, shareholders would be able to remove directors for cause only, with an affirmative vote of at least two-thirds of outstanding shares, instead of the simple majority presently. We also deem the increase in number of shares required to call special meetings from at least 10 percent to at least 50 percent under the proposed bylaws to be negative for shareholder rights. As such, we believe that this proposal does not warrant shareholder support. 5 Adjourn Meeting For Against Mgmt Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes. 05/10/07 - A Pulte Homes Inc. *PHM* 745867101 03/13/07 3,561 1 Elect Directors For Withhold Mgmt 1.1 Elect Director William J. Pulte --- Withhold ISS recommends shareholders WITHHOLD votes from William J. Pulte, Richard J. Dugas, Jr., David N. McCammon, and Francis J. Sehn for failure to implement the majority supported shareholder proposal to declassify the board. 1.2 Elect Director Richard J. Dugas, Jr. --- Withhold 1.3 Elect Director David N. McCammon --- Withhold 1.4 Elect Director Francis J. Sehn --- Withhold 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors In this case, the shareholder proposal allows for a return to the plurality vote standard in a contested election. While we note that the company's director resignation policy is a move in the right direction, we advocate that a majority vote standard such as the one proposed, coupled with a director resignation policy, would give full effect to the shareholder franchise. 4 Declassify the Board of Directors Against For ShrHoldr The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. 5 Establish Other Board Committee Against For ShrHoldr ISS notes that a majority of shares outstanding voted in favor of a 2006 shareholder proposal requesting declassification of the board. To date, the board has not taken action to implement an annually-elected board. ISS believes that this proposal is reasonable, and that it will help facilitate communication between the shareholders and the board. Additionally, this proposal will encourage future action by the board when necessary. 6 Performance-Based Awards Against For ShrHoldr In this case, the proposal is asking that a substantial portion of options grants to executive be performance-based. Given that the company grants options to executives that are time-vesting and considering that this proposal would not limit the board from granting other equity vehicles, this proposal warrants shareholder support. 08/24/06 - A QLogic Corp. *QLGC* 747277101 07/07/06 2,544 1 Elect Directors For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt V. Vote Recommendation The total cost of the company's plans of 9.69 percent is within the allowable cap for this company of 12.52 percent. Additionally, this plan expressly forbids repricing. 3 Ratify Auditors For For Mgmt 03/13/07 - A QUALCOMM Inc. *QCOM* 747525103 01/12/07 27,853 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/15/07 - A Questar Corp. *STR* 748356102 03/19/07 1,447 1 Elect Directors For For Mgmt 1.1 Elect Director Teresa Beck --- For We recommend a vote FOR the directors with the exception of R. D. Cash. We recommend that shareholders WITHHOLD votes from R. D. Cash for standing as an affiliated outsider on the Nominating Committee. 1.2 Elect Director R.D. Cash --- For 1.3 Elect Director Robert E. McKee --- For 1.4 Elect Director Gary G. Michael --- For 1.5 Elect Director Charles B. Stanley --- For 05/24/07 - A R. R. Donnelley & Sons Co. *RRD* 257867101 04/05/07 3,691 1 Elect Director Thomas J. Quinlan, III For For Mgmt 2 Elect Director Oliver R. Sockwell For For Mgmt 3 Elect Director Stephen M. Wolf For For Mgmt 4 Ratify Auditors For For Mgmt 5 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 6 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 7 Prepare a Sustainability Report Against For ShrHoldr As such, we believe that the limited cost and burden of expanding the company's sustainability reporting to better incorporate a more comprehensive "triple bottom line" sustainability reporting approach, including increased disclosure on human rights policies, may be of benefit to the company. Given the current lack of public information available to discussing R.R. Donnelley's policies and commitments to basic human rights, and the potential benefit to shareholders of limiting the company's exposure to such risks in its international operations, ISS believes that this proposal warrants shareholder support. 8 Declassify the Board of Directors Against Against ShrHoldr We believe that the objectives of this proposal have been fulfilled in the management proposal to declassify the board described in Item 5. As such, we do not believe that support of this proposal is necessary at this time. 05/02/07 - A Raytheon Co. *RTN* 755111507 03/08/07 7,494 1 Elect Director Barbara M. Barrett For For Mgmt 2 Elect Director Vernon E. Clark For For Mgmt 3 Elect Director John M. Deutch For For Mgmt 4 Elect Director Frederic M. Poses For For Mgmt 5 Elect Director Michael C. Ruettgers For For Mgmt 6 Elect Director Ronald L. Skates For For Mgmt 7 Elect Director William R. Spivey For For Mgmt 8 Elect Director Linda G. Stuntz For For Mgmt 9 Elect Director William H. Swanson For For Mgmt 10 Ratify Auditors For For Mgmt 11 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to the unified Chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 12 Restore or Provide for Cumulative Voting Against For ShrHoldr In this case, the company fails to meet certain of the aforementioned corporate governance. Specifically, there is no disclosure of a confidential voting policy, shareholders may not act by written consent, and shareholders may not call special meetings. Accordingly, the proposal warrants shareholder support. 13 Submit Supplemental Executive Retirement Against For ShrHoldr Plans to Shareholder vote Because the company's SERP confers extraordinary benefits not included in employee-wide plans, we believe that the proposal warrants shareholder support. Further, the board is able to implement this policy in a manner that does not violate any existing employment agreement or vested pension benefit. 03/30/07 - S Realogy Corp 75605E100 02/20/07 3,613 1 Approve Merger Agreement For For Mgmt Conclusion Based on our review of the terms of the transaction and the factors described above, in particular the reasonable market premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given the narrow scope of this proposal, and our support for the merger, we recommend that shareholders support this proposal. 10/03/06 - S Regions Financial Corp. *RF* 7591EP100 08/14/06 7,196 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the strategic and economic benefits, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Given the narrow scope of this proposal, and our support for this transaction, we recommend that shareholders support this proposal. 04/19/07 - A Regions Financial Corp. *RF* 7591EP100 02/20/07 12,288 1 Elect Director Samuel W. Bartholomew, Jr. For For Mgmt 2 Elect Director Susan W. Matlock For For Mgmt 3 Elect Director Jackson W. Moore For For Mgmt 4 Elect Director Allen B. Morgan, Jr. For For Mgmt 5 Elect Director John R. Roberts For For Mgmt 6 Elect Director Lee J. Styslinger, III For For Mgmt 7 Ratify Auditors For For Mgmt 8 Declassify the Board of Directors For For Mgmt ISS commends management for submitting this proposal, which demonstrates a commitment to shareholders' interests. 05/11/07 - A Reynolds American Inc *RAI* 761713106 03/14/07 2,890 1 Elect Directors For For Mgmt 2 Increase Authorized Common Stock For For Mgmt The requested increase of 400,000,000 shares is below the allowable threshold of 620,000,000 shares. 3 Ratify Auditors For For Mgmt 05/03/07 - A Robert Half International Inc. *RHI* 770323103 03/09/07 2,824 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend EEO Statement to Include Reference to Against Against ShrHoldr Sexual Orientation In this case, ISS notes that Robert Half International has specifically committed to nondiscrimination on the basis of sexual orientation in its employee handbook. Although this handbook does not appear to be publicly available, the company's commitment to sexual orientation nondiscrimination is stated on the "About Us- Equal Employment Opportunity" segment of its corporate website. Therefore, while we believe that Robert Half International could improve disclosure on its policies related to non-discrimination, it appears that the company has taken appropriate measures to address discrimination based on sexual orientation in its existing policies. As such, ISS does not believe this resolution merits shareholder support. 02/07/07 - A Rockwell Automation Inc *ROK* 773903109 12/11/06 2,850 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 02/13/07 - A Rockwell Collins, Inc. *COL* 774341101 12/15/06 2,776 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/08/07 - A Rowan Companies, Inc. *RDC* 779382100 03/09/07 1,861 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 05/04/07 - A Ryder System, Inc. *R* 783549108 03/09/07 1,024 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 03/29/07 - S Sabre Holdings Corporation 785905100 02/20/07 2,231 1 Approve Merger Agreement For For Mgmt Based on our review of the terms of the transaction and the factors described above, in particular the auction process followed as well as the merger premium, we believe that the merger agreement warrants shareholder support. 2 Adjourn Meeting For For Mgmt Where ISS is supportive of the underlying transaction, we may support a narrowly-crafted proposal to adjourn the meeting to solicit additional proxies to approve such transaction. 05/02/07 - A Safeco Corp. *SAF* 786429100 03/05/07 1,774 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Require a Majority Vote for the Election of Against For ShrHoldr Directors While the company has adopted a director resignation policy, we believe that the majority vote standard with the director resignation policy and a plurality standard for contested elections is the benchmark to which companies should strive. 05/16/07 - A Safeway Inc. *SWY* 786514208 03/19/07 7,471 1 Elect Director Steven A. Burd For For Mgmt 2 Elect Director Janet E. Grove For For Mgmt 3 Elect Director Mohan Gyani For For Mgmt 4 Elect Director Paul Hazen For For Mgmt 5 Elect Director Robert I. MacDonnell For For Mgmt 6 Elect Director Douglas J. MacKenzie For For Mgmt 7 Elect Director Rebecca A. Stirn For For Mgmt 8 Elect Director William Y. Tauscher For For Mgmt 9 Elect Director Raymond G. Viault For For Mgmt 10 Approve Omnibus Stock Plan For For Mgmt VI. Vote Recommendation The estimated shareholder value transfer of the company's plans of 5 percent is less than the allowable cap for this company of 6 percent. Additionally, this plan expressly forbids repricing. 11 Amend Executive Incentive Bonus Plan For For Mgmt The performance measures included under the plan are appropriate for the company given its line of business, long-term strategic objectives, and industry-specific measures for assessing market competitiveness. Additionally, the plan is administered by a committee of independent outsiders who must certify attainment of these objective, measurable performance goals before cash awards are paid to participants. Moreover, preservation of the full deductibility of all compensation paid reduces the company's corporate tax obligation. 12 Ratify Auditors For For Mgmt 13 Provide for Cumulative Voting Against For ShrHoldr In this case, the company meets all of the aforementioned corporate governance and performance criteria, except that the company does not have confidential voting. Accordingly, the proposal warrants shareholder support. 14 Separate Chairman and CEO Positions Against Against ShrHoldr In this case, the company meets all of the criteria in the counterbalancing structure described above. We believe that the company's governance structure provides a satisfactory balance to a unified chairman and CEO position. Accordingly, the proposal does not warrant shareholder support. 15 Label Genetically Modified Organisms Against Against ShrHoldr In this case, the proponent is seeking the labeling of products, not an outright phase-out. ISS reviews proposals to label GE products on a case-by-case basis. While we generally support proposals that seek to provide shareholders with greater disclosure regarding the risks associated with their investment, we believe that the practice of labeling every product that may contain genetically modified ingredients would be a formidable task. Given the widespread existence of these products, we question whether such an initiative can be successfully and economically implemented. Conversely, a broad approach of labeling all products as "potentially containing GE ingredients" would be of limited use to consumers and shareholders. Therefore, based on concerns with the associated costs and feasibility of effectively implementing this resolution, ISS does not believe that shareholder support is warranted. 16 Prepare Sustainability Report Against For ShrHoldr As such, ISS encourages Safeway to increase its level of transparency related to social and environmental performance and consider the potential benefits of structuring its reporting along established best practices guidelines. By providing more comprehensive sustainability related information, including comprehensive social and environmental performance metrics and goals, would assist management in better understanding how it is performing relative to industry peers and provides both management and its shareholders insight into the effectiveness of its established commitments and guidelines relating to sustainability. Finally, in light of the existing information provided by the company, it does not appear that consolidating the information and providing additional details in a more comprehensive report would be overly burdensome or costly. Therefore, ISS recommends that shareholders support this resolution. 17 Report on Feasibility of Improving Animal Against Against ShrHoldr Welfare Standards We believe that Safeway's existing policies and procedures appear to be consistent with industry norms, and it has demonstrated a continued commitment to enhance audits and oversight processes, and to continue to evaluate alternative slaughter methods, including CAK. Therefore, while we encourage expanded disclosure on these topics in general, ISS does not believe that the publication of a specific feasibility study into the implementation of CAK methods for its suppliers is necessary at this time. As such, we do not believe this proposal warrants shareholder support. 02/26/07 - A Sanmina-SCI Corp. *SANM* 800907107 01/16/07 8,980 1 Elect Director Neil R. Bonke For For Mgmt Given the adoption of control procedures to strengthen the administration and accounting for future award grants as well as the termination of two management executives involved in past, improper award accounting practices, ISS believes the company has taken adequate steps to rectify the material weakness in its internal controls. Accordingly, ISS does not believe that withholding votes from compensation committee members is warranted at this time. 2 Elect Director Alain Couder For For Mgmt 3 Elect Director Mario M. Rosati For For Mgmt 4 Elect Director A. Eugene Sapp, Jr. For For Mgmt 5 Elect Director Wayne Shortidge For For Mgmt 6 Elect Director Peter J. Simone For For Mgmt 7 Elect Director Jure Sola For For Mgmt 8 Elect Director Jacquelyn M. Ward For For Mgmt 9 Ratify Auditors For For Mgmt 10/26/06 - A Sara Lee Corp. *SLE* 803111103 09/01/06 11,993 1 Elect Directors For For Mgmt 1.1 Elect Director Brenda C. Barnes --- For We recommend a vote FOR the directors. 1.2 Elect Director J.T. Battenberg, III --- For 1.3 Elect Director Christopher B. Begley --- For 1.4 Elect Director Cynthia B. Carroll --- For 1.5 Elect Director Virgis W. Colbert --- For 1.6 Elect Director James S. Crown --- For 1.7 Elect Director Willie D. Davis --- For 1.8 Elect Director Laurette T. Koellner --- For 1.9 Elect Director Cornelis J.A. Van Lede --- For 1.10 Elect Director Sir Ian Prosser --- For 1.11 Elect Director Rozanne L. Ridgway --- For 1.12 Elect Director Jonathan P. Ward --- For 2 Ratify Auditors For For Mgmt 3 Separate Chairman and CEO Positions Against For ShrHoldr Absent an offsetting governance structure, in this case a lead director who performs all of the duties outlined above, we believe that a company of this size should be able to find two qualified people willing to serve in the separate positions of chairman and CEO. 4 Approve Report of the Compensation Committee Against For ShrHoldr In the U.K. where shareholders have the right to cast a non-binding advisory vote on a company's "directors remuneration report", ISS' recent analysis shows that unfavorable votes occur to a small percentage of companies and that shareholders exercise their votes judiciously. ISS believes that the advisory vote would allow shareholders to have a voice in executive compensation practices of a company. The advisory vote would be a confidence vote on the work of the compensation committee. ISS encourages companies to allow shareholders to express their opinions of executive compensation practices by establishing an annual referendum process. ISS believes that such a process will provide companies with useful information concerning shareholders' view on compensation practices and executive pay packages. 05/18/07 - A Schering-Plough Corp. *SGP* 806605101 03/28/07 25,145 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Reduce Supermajority Vote Requirement For For Mgmt ISS supports any reduction of a company's voting requirements, even if the change is simply a lower supermajority. 4 Company Specific--Adopt Majority Voting For Against Mgmt ISS commends the company for seeking to adopt a majority vote standard for the election of directors. However, the company's proposed majority vote standard does not allow for a carve-out for plurality elections when there are more nominees than board seats. As such, we do not support this item. 5 Performance-Based and/or Time-Based Equity Against For ShrHoldr Awards Conclusion Per ISS' valuation of the performance mix, we compared the actual number of shares (performance awards vs. options and time-vested deferred stock awards) granted in the past fiscal year and only 31 percent of the equity awards granted to named executive officers during that period were performance-based according to our guidelines. Therefore, given that: (1) the company's long-term program for executives is not performance-based per ISS' guidelines and (3) this proposal is not overly restrictive, we believe this item warrants shareholder support. 04/11/07 - A Schlumberger Ltd. *SLB* 806857108 02/21/07 19,858 Meeting for ADR Holders 1 Elect Directors For For Mgmt 2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Mgmt DIVIDENDS. The board also reports a dividend of $0.50 per share, up approximately 19 percent from last year's dividend of $0.42 per share. The payout ratio for the year ended Dec. 31, 2006, is 16.6 percent, compared to 23.1 percent last year. Netherlands Antilles law requires companies to seek shareholder approval for such resolutions. This is a routine request. 3 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Mgmt ACCOUNTING FIRM. This is a routine item. 04/26/07 - A Sempra Energy *SRE* 816851109 03/02/07 4,419 1 Elect Directors For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Vote Requirements to Amend Against For ShrHoldr Articles/Bylaws/Charter ISS support a simple majority vote requirement, and recommends that shareholders support this precatory proposal. 4 Require a Majority Vote for the Election of Against For