SECURITIES AND EXCHANGE COMMISSION
Washington D. C. 20549
Form 10-QSB
Quarterly Report Under Section 13 or 15(d)
of the Securities Exchange Act of 1934
For Quarter Ended March 31, 2005
Commission File No. 1-3871
CALIFORNIA-ENGELS MINING COMPANY
(Exact name of registrant as specified in its charter)
State of California
(State or other jurisdiction of incorporation or organization)
94-0357560 (I.R.S. Employer Identification Number)
Address: 117 Crescent Street, P. O. Box 778,
Greenville, California 95947-0778
(Address of principal executive office) (Zip Code)
(530) 284-6191
(Registrant's telephone number including area code)
Indicate by check mark whether the registrant (1) has filed all
reports required to be filed by Section 13 or 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months (or
for such shorter period that the registrant was required to file
such reports), and (2) has been subject to such filing requirements
for the past 90 days.
Yes X No
CLASS
Capital Stock, par value: $0.25 per share.
OUTSTANDING AT March 31, 2005: 757,226.04 shares.
Filing Contains 5 pages.
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CALIFORNIA-ENGELS MINING COMPANY
FORM 10-QSB
FOR THE QUARTERLY PERIOD ENDED March 31, 2005
PART I - FINANCIAL INFORMATION
The Registrant falls within the provisions of Rule 13a - 13 (c) (2)
of the Securities Exchange Act of 1934 as amended, and claims
exemption thereunder from the requirement to file Part I.
Item 3. Controls and Procedures
Within the 90 days prior to the date of this report, the registrant carried
out an evaluation, under the supervision and with the participation of the
registrant's management, including the registrant's principal executive
officer and principal financial officer, of the effectiveness of the design
and operation of the registrant's disclosure controls and procedures pursuant
to Exchange Act Rule 13a-14. Based upon that evaluation, the principal
executive officer and principal financial officer concluded that the
registrant's disclosure controls and procedures are effective in timely
alerting them to material information relating to the registrant required to
be included in the registrant's periodic SEC filings.
PART II - OTHER INFORMATION
Items deleted are not applicable.
Item 6. Exhibits and Reports on Form 8-K.
None
SIGNATURES
Pursuant to the requirements of Section 13 or 15 (d) of the
Securities Exchange Act of 1934, the registrant has duly caused this
report to be signed on its behalf by the undersigned thereunto duly
authorized.
CALIFORNIA-ENGELS MINING COMPANY
Registrant
May 9, 2005 By: /s/ Norman A. Lamb
Norman A. Lamb, President
and Chief Executive Officer
May 9, 2005 By: /s/ James E. Brousseau
James E. Brousseau, Secretary-
Treasurer and Chief
Financial Officer
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CALIFORNIA-ENGELS MINING COMPANY
FORM 10-QSB
FOR THE QUARTERLY PERIOD ENDED March 31, 2005
CERTIFICATIONS
I, Norman A. Lamb, certify that:
1. I have reviewed this quarterly report on Form 10-QSB of California-Engels
Mining Company;
2. Based on my knowledge, this quarterly report does not contain any untrue
statement of a material fact or omit to state a material fact necessary to
make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by
this quarterly report;
3. Based on my knowledge, the financial statements, and other financial
information included in this quarterly report, fairly present in all material
respects the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this quarterly report;
4. The registrant's other certifying officers and I are responsible for
establishing and maintaining disclosure controls and procedures (as defined in
Exchange Act Rules 13a-14 and 15d-14) for the registrant and have:
(a) designed such disclosure controls and procedures to ensure that
material information relating to the registrant is made known to us
particularly during the period in which this quarterly report is being
prepared;
(b) evaluated the effectiveness of the registrant's disclosure controls
and procedures as of a date within 90 days prior to the filing date of this
quarterly report (the "Evaluation Date"); and
(c) presented in this quarterly report our conclusions about the
effectiveness of the disclosure controls and procedures based on our
evaluation as of the Evaluation Date;
5. The registrant's other certifying officers and I have disclosed, based on
our most recent evaluation, to registrant's board of directors (or persons
performing the equivalent functions):
(a) all significant deficiencies in the design or operation of internal
controls which could adversely affect the registrant's ability to record,
process, summarize and report financial data and have identified any material
weaknesses in internal controls; and
(b) any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrant's internal controls;
and
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CALIFORNIA-ENGELS MINING COMPANY
FORM 10-QSB
FOR THE QUARTERLY PERIOD ENDED March 31, 2005
CERTIFICATIONS, Continued
6. The registrant's other certifying officers and I have indicated in this
quarterly report whether or not there were significant changes in internal
controls or in other factors that could significantly affect internal controls
subsequent to the date of our most recent evaluation, including any corrective
actions with regard to significant deficiencies and material weaknesses.
Date: May 9, 2005
/s/ Norman A. Lamb
Norman A. Lamb,
President and
Chief Executive Officer
CERTIFICATION
I, James E. Brousseau, certify that:
1. I have reviewed this quarterly report on Form 10-QSB of California-Engels
Mining Company;
2. Based on my knowledge, this quarterly report does not contain any untrue
statement of a material fact or omit to state a material fact necessary to
make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by
this quarterly report;
3. Based on my knowledge, the financial statements, and other financial
information included in this quarterly report, fairly present in all material
respects the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this quarterly report;
4. The registrant's other certifying officers and I are responsible for
establishing and maintaining disclosure controls and procedures (as defined in
Exchange Act Rules 13a-14 and 15d-14) for the registrant and have:
(a) designed such disclosure controls and procedures to ensure that
material information relating to the registrant is made known to us
particularly during the period in which this quarterly report if being
prepared;
(b) evaluated the effectiveness of the registrant's disclosure controls
and procedures as of a date within 90 days prior to the filing date of this
quarterly report (the "Evaluation Date"); and
(c) presented in this quarterly report our conclusions about the
effectiveness of the disclosure controls and procedures based on our
evaluation as of the Evaluation Date;
5. The registrant's other certifying officers and I have disclosed, based on
our most recent evaluation to the registrant's board of directors (or persons
performing the equivalent functions):
(a) all significant deficiencies in the design or operation of internal
controls which could adversely affect the registrant's ability to record,
CALIFORNIA-ENGELS MINING COMPANY
FORM 10-QSB
FOR THE QUARTERLY PERIOD ENDED March 31, 2005
process, summarize and report financial data and have identified any material
weaknesses in internal controls; and
(b) any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrant's internal controls;
and
6. The registrant's other certifying officers and I have indicated in this
quarterly report whether or not there were significant changes in internal
controls or in other factors that could significantly affect internal controls
subsequent to the date of our most recent evaluation, including any corrective
actions with regard to significant deficiencies and material weaknesses.
Date: May 9, 2005
/s/ James E. Brousseau
James E. Brousseau
Secretary-Treasurer and
Chief Financial Officer
CERTIFICATION
I, Norman A. Lamb, President of California-Engels Mining Company certify
that:
1. This quarterly report on Form 10-QSB of California-Engels Mining
Company fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and
2. The information contained in this quarterly report fairly presents, in
all material respects, the financial condition and results of operations of
California-Engels Mining Company.
Date: May 9, 2005
/s/ Norman A. Lamb
Norman A. Lamb,
President and
Chief Executive Officer
I, James E. Brousseau, Chief Financial Officer of California-Engels Mining
Company certify that:
1. This quarterly report on Form 10-QSB of California-Engels Mining
Company fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and
2. The information contained in this quarterly report fairly presents,
in all material respects, the financial condition and results of operations of
California-Engels Mining Company.
Date: May 9, 2005
/s/ James E. Brousseau
James E. Brousseau
Secretary-Treasurer and
Chief Financial Officer