UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 1997 Commission File Number 1-5828 CARPENTER TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its Charter) Delaware 23-0458500 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 101 West Bern Street, Reading, Pennsylvania 19612-4662 (Address of principal executive offices) (Zip Code) 610-208-2000 (Registrant's telephone number, including area code) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No --- --- Indicate the number of shares outstanding of each of the issuer's classes of common stock as of April 13, 1998. Common stock, $5 par value 22,829,298 Class Number of shares outstanding The Exhibit Index appears on page 4. - 1 - CARPENTER TECHNOLOGY CORPORATION FORM 10-Q/A INDEX Page ---- Part II OTHER INFORMATION Item 6. Exhibits and Reports on Form 8-K............... 3 Signatures.............................................. 3 Exhibit Index............................................. 4 - 2 - PART II - OTHER INFORMATION --------------------------- Item 6. Exhibits and Reports on Form 8-K The registrant hereby amends Exhibit 27 of this item of its Quarterly Report on Form 10-Q for the quarterly period ended December 31, 1997, in accordance with Section XI.B.4.b item 601(c) of Regulation S-K and Regulation S-B, as set forth in the pages attached hereto. SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CARPENTER TECHNOLOGY CORPORATION -------------------------------- (Registrant) Date: May 5, 1998 s/G. Walton Cottrell ------------------- ----------------------------------- G. Walton Cottrell Sr. Vice President - Finance and Chief Financial Officer - 3 -