===============================================================================
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
[ X ] ANNUAL REPORT PURSUANT TO SECTION 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the Fiscal Year Commission
Ended December 31, 2001 File Number 1-9967
----------------------- ------------------
AMCAST INDUSTRIAL CORPORATION
401 (k) SALARY DEFERRAL PLAN
--------------------------------------
(Name of Plan)
AMCAST INDUSTRIAL CORPORATION
7887 Washington Village Drive
Dayton, Ohio 45459
(937) 291-7000
-----------------------------------------------------------------------------
(Name of Issuer of Securities held pursuant to Plan and address of its
principal executive office.)
===============================================================================
REQUIRED INFORMATION
The Amcast Industrial Corporation 401(k) Salary Deferral Plan (the
"Plan") is subject to the Employee Retirement Income Security Act of 1974.
Item 4. In lieu of the requirements of Items 1, 2 and 3 of this Form
11-K, the following financial statements of the Plan, notes thereto, and Report
of Independent Auditors thereon are being filed as Exhibit 99.1 to this Report:
(a) Statement of Net Assets available for Benefits -
December 31, 2001 and 2000
(b) Statement of Changes in Net Assets available for Benefits -
for the years ended December 31, 2001 and 2000
(c) Notes to Financial Statements; and
(d) Report of Independent Auditors.
The Consent of Independent Auditors to the incorporation by reference
of the foregoing financial statements in the Registration Statement on Form S-8
(No. 33-38176) pertaining to the Plan is being filed as Exhibit 23.1 to this
Report.
SIGNATURES
The Plan. Pursuant to the requirements of the Securities Exchange Act
of 1934, the Pension Committee of Amcast Industrial Corporation which
administers the Amcast Industrial Corporation 401(k) Salary Deferral Plan has
duly caused this annual report to be signed on its behalf by the undersigned
hereunto duly authorized.
AMCAST INDUSTRIAL CORPORATION
401(k) SALARY DEFERRAL PLAN
By: /s/ Michael R. Higgins
---------------------------------
Michael R. Higgins
Authorized Committee Member
Dated: June 28, 2002
2
EXHIBITS
The following Exhibits are being filed with this Annual Report on Form
11-K:
(23) CONSENT OF EXPERTS AND COUNSEL:
23.1 Consent of Battelle & Battelle LLP
(99) ADDITIONAL EXHIBITS
99.1 Annual Financial Statements of Amcast Industrial Corporation
401(k) Salary Deferral Plan at December 31, 2001 and 2000, and
for the years ended December 31, 2001 and 2000
3