1 SEC File No. 0-599 The Eastern Company Naugatuck, Connecticut United States Securities and Exchange Commission Form 10-K/A Amended Annual Report December 31, 1994 Page 1 of 3 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDED ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 31, 1994 Commission File Number 0-599 THE EASTERN COMPANY (Exact name of registrant as specified in its charter) Connecticut 06-0330020 (State or other jurisdiction of (IRS Employer incorporation or organization) Identification Number) 112 Bridge Street, Naugatuck, Connecticut 06770 (address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (203)729-2255 Securities registered pursuant to Section 12(b) of the Act: Title of each class Name of exchange on which registered None None Securities registered pursuant to Section 12(g) of the Act: Common Stock No Par Value (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K. [X] The aggregate market value of the voting stock held by non-affiliates of the registrant as of February 24, 1995. Common Stock, No Par Value - $37,116,762 Indicate the number of shares outstanding of each of the registrant's classes of common stock, as of the latest practicable date. Class Outstanding at February 24, 1995 Common Stock, No Par Value 2,775,085 2 3 SIGNATURES The signatures filed by the Registrant with its annual report on Form 10-K for the period ending December 31, 1994 were dated incorrectly and are hereby replaced with signatures herein. Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Dated April 3, 1995 THE EASTERN COMPANY By Donald E. Whitmore, Jr. ----------------------- Donald E. Whitmore, Jr. Director, Vice President, Treasurer, Secretary and Principal Financial Officer Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated. Russell G. McMillen - - ------------------- Russell G. McMillen March 22, 1995 Director and Chairman Stedman G. Sweet - - ---------------- Stedman G. Sweet March 22, 1995 Director, President and Chief Executive Officer Donald E. Whitmore, Jr. - - ----------------------- Donald E. Whitmore, Jr. March 22, 1995 Director, Vice President, Treasurer, Secretary and Principal Financial Officer John Everets - - ------------ John Everets March 22, 1995 Director Charles W. Henry - - ---------------- Charles W. Henry March 22, 1995 Director Ole K. Imset - - ------------ Ole K. Imset March 22, 1995 Director Leonard F. Leganza - - ------------------ Leonard F. Leganza March 22, 1995 Director David C. Robinson - - ----------------- David C. Robinson March 22, 1995 Director Donald S. Tuttle III - - -------------------- Donald S. Tuttle III March 22, 1995 Director 3