0
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-K/A
AMENDMENT TO APPLICATION OR REPORT
Filed Pursuant to Section 13 or 15 (d) of
The Securities Exchange Act Of 1934
Eastman Kodak Company
(Exact name of registrant as specified in its charter)
AMENDMENT NO. 1
The undersigned registrant hereby amends the following items, financial
statements, exhibits, or other portions of its Annual Report on Form 10-K for
the year ended December 31, 2000 as set forth below:
The exhibit listed below and attached hereto is hereby added to the
registrant's Annual Report on Form 10-K for the year ended December 31, 2000.
Exhibit
(99) Eastman Kodak Employees' Savings and Investment Plan Annual Report
on Form 11-K for the fiscal year ended December 30, 2000.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
Eastman Kodak Company
(Registrant)
E. Mark Rajkowski
Controller
Date: May 7, 2001
1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED]
For the fiscal year ended December 30, 2000
-----------------
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
-------- --------
Commission file number 1-87
----------
A. Full title of the plan and the address of the plan, if
different from that of the issuer named below:
EASTMAN KODAK EMPLOYEES'
SAVINGS AND INVESTMENT PLAN
B. Name of the issuer of the securities held pursuant to the plan
and the address of its principal executive office:
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NEW YORK 14650
2
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
INDEX TO FINANCIAL STATEMENTS, SCHEDULES AND EXHIBIT
DECEMBER 30, 2000
(a) Financial Statements Page No.
Report of Independent Accountants 3
Statement of Net Assets Available for Benefits 4
Statement of Changes in Net Assets Available
for Benefits 5
Notes to Financial Statements 6-28
(b) Schedules
I. Schedule of Assets Held for Investment
Purposes at End of Year 29-61
II. Allocation of Net Assets Available for
Benefits to Investment Funds 62-75
III. Allocation of Changes in Net Assets
Available for Benefits to Investment Funds 76-98
(c) Exhibit
Consent of Independent Accountants 99
3
REPORT OF INDEPENDENT ACCOUNTANTS
To the Savings and Investment
Plan Committee and the Participants of the
Eastman Kodak Employees' Savings
and Investment Plan
In our opinion, the financial statements and related schedules
listed in the index appearing on page 2 of this Annual Report on
Form 11-K present fairly, in all material respects, the net
assets of the Eastman Kodak Employees' Savings and Investment
Plan at December 30, 2000 and 1999, and the changes in net assets
for each of the three fiscal years in the period ended December
30, 2000, in conformity with accounting principles generally accepted
in the United States. These financial statements are the
responsibility of the Plan's management; our responsibility is to
express an opinion on these financial statements based on our audits.
We conducted our audits of these statements in accordance with
auditing standards generally accepted in the United States, which
require that we plan and perform the audit to obtain reasonable
assurance about whether the financial statements are free of material
misstatement. An audit includes examining, on a test basis,
evidence supporting the amounts and disclosures in the financial
statements, assessing the accounting principles used and
significant estimates made by management, and evaluating the
overall financial statement presentation. We believe that our
audits provide a reasonable basis for the opinion expressed
above.
PricewaterhouseCoopers LLP
Rochester, New York
April 26, 2001
4
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
(in thousands)
December 30,
---------------------
2000 1999
---- ----
ASSETS
Investments at Fair Value:
Eastman Kodak Company common stock $ 210,625 $ 372,703
Other common stocks 326,839 318,796
Mutual funds 1,054,230 1,082,864
Interest in common/collective
trusts (pooled) funds 570,358 701,066
U.S. government securities 246 1,581
Loans to participants 65,404 62,875
Investments at Contract Value:
Group annuity contracts 3,328,300 3,387,241
Other Assets:
Dividends and interest receivable 2,898 3,020
Participants' contributions receivable 389 -
Receivables for securities sold 1,449 1,809
Cash - 1,242
---------- ----------
Total assets (cost: 2000 - $5,771,424
1999 - $5,516,922)
5,560,738 5,933,197
---------- ----------
LIABILITIES
Distributions payable to participants 4,753 637
Payables for securities purchased 1,069 493
Accrued expenses 237 499
---------- ----------
Total liabilities 6,059 1,629
---------- ----------
Net assets available for benefits $5,554,679 $5,931,568
========== ==========
(See accompanying notes to financial statements)
5
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
(in thousands)
For the fiscal year ended December 30,
-------------------------------------------
2000 1999 1998
---- ---- ----
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,164 $ 9,130 $ 9,944
Dividends on Eastman Chemical
Company common stock - - 537
Other dividends 11,478 12,321 18,886
Interest 250,404 257,413 276,183
Net realized and unrealized
gains (losses) from investments (405,784) 412,542 249,964
Employer contributions 10,503 - -
Participants' contributions 205,796 321,042 377,194
---------- ---------- ----------
Total Additions 81,561 1,012,448 932,708
---------- ---------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (454,466) (426,121) (463,531)
Distributions to successor plans - - 37,816
Administrative expenses (3,984) (6,336) (9,187)
---------- ---------- ----------
Total Deductions 458,450 432,457 434,902
---------- ---------- ----------
(Decrease) increase in net assets (376,889) 579,991 497,806
Net assets available for benefits
at beginning of year 5,931,568 5,351,577 4,853,771
---------- ---------- ----------
Net assets available for benefits
at end of year $5,554,679 $5,931,568 $5,351,577
========== ========== ==========
(See accompanying notes to financial statements)
6
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS
NOTE 1: DESCRIPTION OF PLAN
General
The Eastman Kodak Employees' Savings and Investment Plan (the Plan or SIP) is
a defined contribution plan of a controlled group of corporations consisting
of Eastman Kodak Company and certain United States subsidiaries operating in
the United States (Kodak or the Company). The principal provisions of the
Plan are described below and are provided for general information purposes
only. Participants should refer to the Plan document for a more complete
description of the Plan's provisions. Regular full-time, regular part-time,
supplementary or conditional employees of Kodak are eligible to participate in
the Plan. Kodak Ambassadors, co-ops and special program employees are not
eligible to participate in the Plan. The Plan is subject to the Employee
Retirement Income Security Act of 1974.
The Plan is administered by the Savings and Investment Plan Committee (SIPCO),
which is the Plan Administrator and named fiduciary. The Trusts, forming part
of the Plan, are administered by Boston Safe Deposit and Trust Company (Boston
Safe) and until September 1998, Fidelity Management Trust Company (Fidelity)
(together the Plan Trustees).
Plan Amendments and Other Changes
Effective February 1, 2001, the Acorn International Fund was replaced by the
Artisan International Fund. Participants in the Acorn International Fund had
the opportunity to elect to transfer their balance to the Artisan
International Fund. If no election was made, any account balance remaining as
of January 31, 2001 was automatically transferred to the Fixed Income Fund.
Effective October 1, 2000, transfers, deferrals and rollovers into the Acorn
International Fund were not allowed after November 30, 2000.
Effective April 1, 2000, the Newport Tiger Fund was replaced by the Matthews
Pacific Tiger Fund I. Participants in the Newport Tiger Fund had the
opportunity to elect to transfer their balance to the Matthews Fund.
If no election was made, any account balance remaining as of March 30, 2000
was automatically transferred to the Fixed Income Fund. Also effective April
1, 2000, participants transfering all or any portion of their account into
certain funds, were not able to transfer any portion of their account out of
those funds or reallocate among funds until the first business day following
the seventh calendar day of such transfer.
7
Effective January 1, 2000, the Company began to match SIP contributions for an
amount up to 3% of wages for employees who contributed up to 5% of their wages
to SIP and who also participated in the Cash Balance Plus portion of the Kodak
Retirement Income Plan. This matching contribution is allocated to one or
more of the funds in the same manner as the participant's elective
contributions are allocated on the date the match is received. Participants
are immediately vested in the SIP Company match but those funds cannot be used
for loans or hardship withdrawals.
Effective December 31, 1998, the maximum salary deferral rate was increased
from 18 percent to 20 percent of pay for eligible Kodak participants.
During plan years ended December 30, 1997 and 1994, Kodak sold the sales,
marketing and equipment service operations of its Office Imaging business to
Danka Business Systems PLC (Danka) and its Clinical Diagnostics Division (CDD)
to Johnson & Johnson, respectively. Since those plan years, the account
balances of the Office Imaging and CDD participants were reported as a
liability in the accompanying financial statements. In June 1998, a
determination letter was received from the IRS with respect to the SIP and the
successor plans. In September 1998, the account balances of active Office
Imaging and CDD participants were transferred to the respective successor
plans. The account balances of Office Imaging and CDD participants who
terminated or retired prior to September 1998 were not transferred to the
successor plans and continue to remain in SIP. An adjustment to reflect the
account balances of these participants was recorded in the 1998 Statement of
Changes in Net Assets.
On December 31, 1993, Kodak spun off its worldwide chemical business, Eastman
Chemical Company (ECC or Eastman). Subsequent to the spin-off, account
balances of the ECC participants were liquidated and the proceeds invested in
newly-created funds within the Plan that were managed until September 1998 by
Fidelity, the trustee for ECC participants. Since January 1, 1994, all salary
deferrals of ECC participants have been contributed to the Eastman Investment
Plan (EIP). The provisions of the Plan described below with respect to loans
and distributions applied equally to the ECC participants in the Plan until
September 1998. Updated determination letters from the IRS with respect to
the SIP and EIP plans have been received, and the account balances of ECC
participants were transferred from SIP to EIP in September 1998. Until that
time, the balances of these participants were reflected as a liability in the
accompanying financial statements.
Administrative Expenses
The Plan provides for the payment of certain administrative expenses by the
Trusts, including fees for investment advisors, recordkeepers, the Plan
Trustees, attorneys and accountants. The recordkeepers are Hewitt Associates
and until September 1998, Fidelity.
8
Contributions
The Plan includes a salary reduction provision allowing eligible Kodak
participants to defer up to a certain percentage of qualifying compensation as
defined in the Plan. The maximum deferral for Plan year 2000 was limited to
20% (20% for Plan year 1999 and 18% for Plan year 1998) of the aggregate of
qualifying compensation and Wage Dividend, but not more than the statutory
limit of $10,500 for calendar year 2000 ($10,000 for calendar years 1999 and
1998). All contributions to the Plan are immediately vested. Boston Safe
invests contributions to the Plan into the investment funds described in Note
3, as directed by the participant. Participants are eligible to make
transfers between investment funds on a daily basis.
Loans
The Plan Administrator may grant a loan to a participant provided that the
aggregate of the participant's outstanding loans will not exceed the lesser
of: 1) $50,000 less the highest outstanding loan balance during the previous
12 months, or 2) 50% of the current value of the participant's account
excluding any Company match funds. A new loan must be at least $1,000 and
repaid within four years of the date of the loan. In accordance with the Plan
provisions, the rate of interest is fixed at the discretion of the Plan
Administrator. Interest is charged at the lesser of the maximum legal rate or
the prime rate. (See Note 4.)
Distributions
Distributions from the Plan are made under the following circumstances:
1. Approval of hardship withdrawals is made by the Plan
Administrator or its designee. Hardship withdrawals will
only be granted a) in order to meet obligations relating to
the payment of substantial out-of-pocket medical (or dental)
bills for the participant, the participant's spouse or any of
the participant's dependents, b) for the purchase or construction
of a primary residence, c) for tuition, room and board or other
post-secondary educational expenses, or d) for payments to
prevent eviction/foreclosure.
2. Upon attaining age 59 1/2, a participant may elect to
receive a lump sum cash distribution from the Plan while
still actively employed.
3. Upon separation from service for any reason except death,
the full value of a participant's account is distributed as
a lump sum if the account balance is less than a certain amount
as defined in the Plan and the participant is not retirement
eligible. Otherwise, the full value of the account is distributed
when and as designated by the participant in a lump sum payment,
or in monthly or annual installments. If an appropriate
designation is not made by the participant, the account is paid
in a lump sum cash payment in February following the year the
participant turns age 65.
9
4. In the event of death, the value of a participant's account
is paid in a lump sum to a designated beneficiary, if any,
or to the decedent's estate, except that if there is a
surviving spouse, then the entire sum will be paid to such
spouse unless the spouse consents to the beneficiary
designation of the participant.
5. The Plan Trustee is authorized to honor "qualified
domestic relations orders" issued and served in accordance
with Section 414(p) of the Internal Revenue Code.
Plan Termination
While Kodak expects to continue the Plan, it has the right to discontinue
contributions and amend or terminate the Plan at any time. In the event that
contributions to the Plan are discontinued, the Plan Trustee will continue to
administer the Trust. In the event of the termination of the Trust as a
result of or incident to termination of the Plan, the pro rata value of the
participants' accounts will be paid in accordance with the provisions of the
Plan.
NOTE 2: SUMMARY OF ACCOUNTING POLICIES
Basis of Accounting
The Plan operates on a fiscal year ending December 30.
The Plan's financial statements have been prepared on the accrual basis of
accounting. Distributions payable to participants are recorded when the
request for payment meeting the provisions of the Plan is received
Investment Valuation and Income Recognition
The group annuity contracts are included in the financial statements at
contract value because they are fully benefit responsive. In aggregate, the
recorded value of the group annuity contracts approximates their fair value.
Interest rates on these contracts remain fixed and are not reset until a
contract matures. There are no minimum crediting interest rates under the
terms of the contracts. Interest in common/collective trusts (pooled) funds
reflects market values as determined by the managers of such funds. Fair
values of all other investments are based upon active market quotations on
national exchanges, if available, at December 30, or, if not available, upon
amounts believed by the Plan Administrator to be realizable at that time.
Purchases and sales of securities are recorded on a trade-date basis.
Interest income is recorded on the accrual basis. Dividends are recorded on
the ex-dividend date.
10
Use of Estimates
The preparation of financial statements in conformity with accounting
principles generally accepted in the United States requires management to make
estimates and assumptions that affect the reported amounts of assets and
liabilities and disclosure of contingent assets and liabilities at year end
and the reported amounts of revenues and expenses during the reporting period.
Actual results could differ from those estimates.
Reclassifications
Certain account balances at December 30, 1999 have been reclassified to
conform to the 2000 presentation.
NOTE 3: INVESTMENTS
The Plan Trustee is not required to furnish a bond in connection with the
custody of investments or other assets of the Plan.
The Plan Trustee is authorized to keep any portion of any of the foregoing
funds in cash or liquid investments as it may deem advisable.
All dividends, interest or gains derived from investments in each Fund are
reinvested in the respective Fund by the Plan Trustee.
Funds at Boston Safe
TIER I: TIME HORIZON FUNDS - All Time Horizon Funds are pre-mixed portfolios
of TIER II Funds.
5 to 8 Year Time Horizon Fund
This fund is designed for participants who expect to withdraw from the Plan
and use these funds relatively soon, or for participants who have a low
tolerance for volatility. The fund is broadly diversified, and has a 45/55
mix of equity and fixed income.
8 to 20 Year Time Horizon Fund
This fund is designed for participants who expect to leave their funds
invested for a reasonably long period of time, and/or for participants who are
willing to accept some volatility. The fund is broadly diversified, but has a
75/25 mix of equity and fixed income.
20 or More Year Time Horizon Fund
This fund is designed for participants who expect to leave their funds
invested for a long period of time, and/or for participants who are willing to
accept more volatility. The fund is broadly diversified in equities.
11
TIER II: CORE FUNDS
Fixed Income Fund
The fund's assets are invested primarily in contracts with insurance
companies. Effective annual yields on these contracts ranged between 5.08%
and 10.10% in 2000, 1999 and 1998, respectively, depending on the date of the
contribution, transfer or rollover. The blended rate of return on the Fixed
Income Fund was approximately 7.6% in 2000 (7.6% in 1999 and 7.9% in 1998)
Lehman Brothers Aggregate Bond Index Fund
This fund is designed to duplicate the total return of the overall U.S. bond
market. It is composed of securities found in the Lehman Brothers
Government/Corporate Bond Index, Mortgage-Backed Securities Index, and Asset-
Backed Securities Index.
S&P 500 Large Stock Index Fund
This fund invests in all 500 stocks that compose the Standard & Poor's 500
Index.
Non-U.S. Stock Index Fund
This fund is composed of two indices: one covering securities from non-U.S.
developed countries (MSCI EAFE Index), and the other covering securities from
non-U.S. developing countries (MSCI Emerging Markets Free Index ex-Malaysia).
Russell 2000 Small Stock Index Fund
This fund is designed to replicate the returns of the Russell 2000 Index,
which represents the small company segment of the U.S. stock market. The
index consists of the 2,000 smallest securities of the largest 3,000 U.S.
stocks and is recognized as a standard measure of performance for the small
company segment of the U.S. stock market.
Kodak Stock Fund
This fund consists primarily of shares of Eastman Kodak Company common stock.
TIER III: MANAGED FUNDS
PIMCO Total Return Fund
This is an intermediate maturity bond fund with a total return orientation.
The average quality rating of bonds in the portfolio is investment grade,
including U.S. government, corporate, and mortgage-backed securities. Up to
10% of assets may be in "high yield," below investment grade bonds, and up
to 20% may be in foreign bonds of currencies other than the U.S. dollar but
generally hedged back to the dollar.
12
MAS High Yield Fund
This is a corporate, credit sensitive bond fund seeking to provide a
combination of high current income and long-term total return. Securities
with high yields are usually rated below investment grade and are commonly
referred to as "junk bonds."
Fidelity Puritan Fund
This fund is a balanced fund of stocks and bonds managed to produce high
current income with preservation of capital and consideration for potential
growth of capital.
T. Rowe Price Equity Income Fund
This is a large company stock fund with a current income orientation. Its
goal is to provide substantial dividend income and also long-term capital
appreciation.
Fidelity Growth and Income Fund
This is a large company stock fund managed with a value orientation. Its goal
is high total return through a combination of current income and capital
appreciation.
Putnam Investors Fund
This is a large company stock fund managed with a blended growth/value
orientation. Its goal is long-term growth of capital from a portfolio
primarily consisting of quality common stock.
Putnam Vista Fund
This is a mid-size company stock fund with a growth orientation. The goal is
above-average growth.
PBHG Growth Fund
This is a mid-size company stock fund with an aggressive growth orientation.
The fund's goal is capital appreciation.
T. Rowe Price Small-Cap Value Fund
This is a small company stock fund with a value orientation. The fund seeks
long-term capital growth.
Skyline Special Equity Fund
This is a small company stock fund with a value orientation. Its goal is
maximum capital appreciation. Between February 1, 1998 and April 8, 1999,
this fund was closed to transfers and rollovers but remained open to salary
and wage dividend deferrals.
13
Putnam OTC & Emerging Growth Fund
This is a small company fund with an aggressive growth orientation. The fund
seeks capital appreciation.
MAS Value Fund
This is a multi-sized company stock fund with a value orientation. Its goal
is to provide above-average long-term total return consisting of both capital
appreciation and income.
RogersCasey Smaller Stock Fund
This fund is a multi-sized company stock fund, with a smaller sized company
orientation, utilizing a multiple manager approach. The fund seeks to provide
consistency of total returns over time through use of experienced investment
managers with a blend of growth, value, and benchmark-related styles.
MFS Institutional Research Fund
This is a multi-sized company stock fund with a blended growth/value
orientation. Its goal is long-term growth of capital and future income.
Putnam Voyager Fund
This is a multi-sized company stock fund with an aggressive growth
orientation. The fund seeks maximum growth.
Cohen & Steers Realty Fund
This is a specialty stock fund investing primarily in Real Estate Investment
Trusts. The fund seeks maximum total return through both current income and
capital appreciation.
First Eagle Fund of America
This is a specialty stock fund investing primarily in stocks of undervalued
companies that are being restructured to increase returns to shareholders.
The fund's goal is capital appreciation.
T. Rowe Price Blue Chip Growth Fund
This is a specialty stock fund investing primarily in stocks of large- and
mid-size companies that are "blue chip" - that is, high-quality growth
companies. The fund seeks long-term growth of capital; income is secondary.
T. Rowe Price New Era Fund
This is a specialty stock fund investing primarily in companies that own or
develop natural resources and other basic commodities intended to act as a
hedge against inflation. The fund seeks long-term capital appreciation.
14
T. Rowe Price Science & Technology Fund
This is an aggressive specialty stock fund investing in multi-sized companies
expected to benefit from scientific and technological progress. The fund
seeks long-term growth of capital.
Morgan Stanley Dean Witter Institutional International Equity Fund
This is an international stock fund investing primarily in developed countries
with a large company, value orientation. The fund seeks long-term capital
appreciation.
Russell International Stock Fund
This fund is an international stock fund using a multiple manager approach,
with 90% allocated to managers of stocks in developed markets and 10%
allocated to managers of stocks in emerging markets. The fund seeks to
provide consistency of total returns over time through use of experienced
investment managers with a blend of growth, value, and benchmark-related
styles.
Acorn International Fund
This is an international stock fund with an all-markets approach, investing in
small- to mid-size companies with a value orientation primarily in developed
countries but also in emerging markets. The fund seeks long-term growth of
capital. Between October 30, 1999 and March 31, 2000, this fund was closed to
transfers and rollovers. After November 30, 2000, transfers, deferrals and
rollovers into this fund were not allowed. Effective February 1, 2001, this
fund was replaced (See Note 1).
State Street Emerging Markets Index Fund
This is an indexed emerging markets stock fund, diversified across regions,
countries, and securities in the benchmark. The fund seeks maximum capital
appreciation. Between October 30, 1999 and March 31, 2000, this fund had been
closed to transfers and rollovers.
Templeton Developing Markets Fund
This is an emerging markets stock fund, diversified across regions and
countries, with a value orientation. The fund seeks long-term capital
appreciation. Between October 30, 1999 and March 31, 2000, this fund was
closed to transfers and rollovers.
Matthews Pacific Tiger Fund I (formerly Newport Tiger Fund)
This is an emerging markets stock fund with a regional focus on the Pacific
Basin excluding Japan. The fund seeks capital appreciation.
15
Scudder Latin America Fund
This is an emerging markets stock fund with a regional focus on Latin America.
The fund seeks long-term capital appreciation.
Funds at Fidelity
As discussed in Note 1, the Funds at Fidelity have been transferred to the
successor plan as of September 1998. However, these funds are described below
for purposes of understanding the financial statements herein.
The Kodak Stock Fund consisted of shares of Eastman Kodak Company common
stock.
The Eastman Stock Fund consisted primarily of shares of Eastman Chemical
Company common stock.
The Fidelity Managed Income Portfolio was a fixed income fund consisting of
investment contracts with one or more financial institutions that paid
interest to the fund. The rate of interest paid to the fund changed as
investment contracts matured and new contracts were purchased.
The Fidelity Fund sought long-term capital growth and reasonable current
income. It focused on investments in companies that the fund's manager
believed were marked by solid balance sheets and good prospects for growth.
Investments were diversified across a variety of market sectors.
The Fidelity Puritan Fund was a balanced fund of stocks and bonds managed to
produce high current income with preservation of capital and consideration for
potential growth of capital.
The Fidelity Magellan Fund was a growth fund seeking long-term capital
appreciation by investing in stocks, and corporate securities convertible into
stocks, of domestic, multinational and foreign companies that the fund's
manager believed offered potential for growth, which also led to a
correspondingly higher level of risk.
The Fidelity Contrafund was a growth fund seeking long-term capital
appreciation by investing primarily in securities of companies believed by the
fund's manager to be out of favor and undervalued.
The Fidelity International Growth & Income Fund, a growth and income mutual
fund that invested internationally, sought to increase the value of
investments over the long term through capital growth while also providing
current income.
The Fidelity U.S. Equity Index Portfolio was an index mutual fund that sought
to duplicate the composition and total return of the Standard & Poor's
Composite Index of 500 Stocks.
16
The number of participants in each fund was as follows:
December 30,
------------------
2000 1999
---- ----
Boston Safe Funds:
5 to 8 Year Time Horizon Fund 1,300 1,220
8 to 20 Year Time Horizon Fund 2,225 2,260
20 or More Year Time Horizon Fund 2,456 2,411
Fixed Income Fund 38,484 38,964
Lehman Brothers Aggregate Bond Index Fund 1,184 594
S&P 500 Large Stock Index Fund 13,726 14,360
Non-U.S. Stock Index Fund 921 1,010
Russell 2000 Small Stock Index Fund 3,083 2,828
Kodak Stock Fund 14,420 15,664
PIMCO Total Return Fund 1,355 638
MAS High Yield Fund 1,192 1,042
Fidelity Puritan Fund 4,620 5,045
T. Rowe Price Equity Income Fund 2,763 2,021
Fidelity Growth and Income Fund 4,603 4,587
Putnam Investors Fund 5,395 5,567
Putnam Vista Fund 5,477 4,068
PBHG Growth Fund 6,050 5,299
T. Rowe Price Small-Cap Value Fund 2,772 1,950
Skyline Special Equity Fund 2,019 1,272
Putnam OTC & Emerging Growth Fund 7,551 8,085
MAS Value Fund 2,731 1,243
RogersCasey Smaller Stock Fund 11,111 11,566
MFS Institutional Research Fund 1,520 1,186
Putnam Voyager Fund 5,859 5,619
Cohen & Steers Realty Fund 1,543 603
First Eagle Fund of America 1,647 1,690
T. Rowe Price Blue Chip Growth Fund 4,760 4,005
T. Rowe Price New Era Fund 1,069 478
T. Rowe Price Science & Technology Fund 13,015 12,558
Morgan Stanley Dean Witter Institutional
International Equity Fund 3,584 3,332
Russell International Stock Fund 3,062 3,453
Acorn International Fund 628 2,131
State Street Emerging Markets Index Fund 583 655
Templeton Developing Markets Fund 991 1,105
Matthews Pacific Tiger Fund I (Newport Tiger Fund) 644 688
Scudder Latin America Fund 866 947
17
The total number of participants in the Plan was less than the sum of the
number of participants shown above because many participants invest in more
than one fund.
NOTE 4: LOANS TO PARTICIPANTS
The Plan Trustee makes loans to participants in accordance with Plan
provisions. A loan made to a participant of the Plan is accounted for as a
fund-to-fund transfer from the participant's investment account to a fund
known as the "Loan Fund." The Plan's receivables for participant loan notes
receivable are recorded as assets of the Loan Fund. As the loan is repaid,
both the principal and interest are allocated to fund(s) to which the
participant's current contributions are directed. The portion of the loan
payment representing principal is accounted for as a fund-to-fund transfer
from the Loan Fund to the participant's investment fund(s) and the portion of
the loan payment representing interest is accounted for as income in the same
fund(s). No plan participant benefits from the interest earned on a loan
other than the participant who originated the loan.
18
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal years ended
December 30 was:
(in thousands)
2000 1999 1998
------ ------ ------
Boston Safe Funds:
5 to 8 Year Time Horizon Fund $ 42 $ 37 $ 26
8 to 20 Year Time Horizon Fund 96 97 69
20 or More Year Time Horizon Fund 81 64 62
Fixed Income Fund 2,424 2,478 2,910
Lehman Brothers Aggregate Bond Index Fund 8 8 7
S&P 500 Large Stock Index Fund 371 420 345
Non-U.S. Stock Index Fund 7 5 6
Russell 2000 Small Stock Index Fund 44 32 40
Kodak Stock Fund 266 360 496
PIMCO Total Return Fund 8 8 6
MAS High Yield Fund 9 11 11
Fidelity Puritan Fund 72 108 149
T. Rowe Price Equity Income Fund 24 26 31
Fidelity Growth and Income Fund 65 75 54
Putnam Investors Fund 93 99 44
Putnam Vista Fund 64 24 13
PBHG Growth Fund 130 16 19
T. Rowe Price Small-Cap Value Fund 21 22 31
Skyline Special Equity Fund 19 30 62
Putnam OTC & Emerging Growth Fund 184 31 18
MAS Value Fund 16 17 24
RogersCasey Smaller Stock Fund 310 436 734
MFS Institutional Research Fund 16 12 7
Putnam Voyager Fund 85 41 19
Cohen & Steers Realty Fund 13 4 9
First Eagle Fund of America 13 25 18
T. Rowe Price Blue Chip Growth Fund 59 58 32
T. Rowe Price New Era Fund 13 4 3
T. Rowe Price Science & Technology Fund 335 155 38
Morgan Stanley Dean Witter Institutional
International Equity Fund 26 31 32
Russell International Stock Fund 30 30 50
Acorn International Fund 45 9 5
State Street Emerging Markets Index Fund 7 3 1
Templeton Developing Markets Fund 9 8 7
Matthews Pacific Tiger Fund I (Newport
Tiger Fund) 4 13 12
Scudder Latin America Fund 9 9 20
------ ------ ------
Total $5,018 $4,806 $5,410
====== ====== ======
19
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal years ended
December 30 was:
(in thousands)
2000 1999 1998
---- ---- ----
Fidelity Funds:
Kodak Stock Fund $ 0 $ 0 $ 8
Eastman Stock Fund 0 0 18
Fidelity Managed Income Portfolio 0 0 261
Fidelity Fund 0 0 17
Fidelity Puritan Fund 0 0 26
Fidelity Magellan Fund 0 0 60
Fidelity Contrafund 0 0 21
Fidelity International Growth & Income Fund 0 0 1
Fidelity U.S. Equity Index Portfolio 0 0 5
---- ---- ----
Total $ 0 $ 0 $417
==== ==== ====
The interest income from loans shown above is included in "interest" on the
Statement of Changes in Net Assets.
20
NOTE 5: NET REALIZED AND UNREALIZED GAINS (LOSSES) FROM INVESTMENTS
Components of net realized and unrealized gains (losses) from investments and
proceeds from sales of investments for the fiscal years ended on December 30
are:
(in thousands)
Unrealized Net Realized
Realized gains and Unrealized Proceeds
gains (losses) (losses) gains (losses) from
from from from sales of
investments investments investments investments
------------- ----------- -------------- -----------
2000
Kodak stock $ (13,395) $(110,131) $(123,526) $ 133,929
Other securities (169,938) (112,320) (282,258) 1,806,074
--------- --------- --------- ----------
$(183,333) $(222,451) $(405,784) $1,940,003
========= ========= ========= ==========
1999
Kodak stock $ 5,976 $ (29,640) $ (23,664) $ 203,097
Other securities 31,362 404,844 436,206 1,582,088
--------- --------- --------- ----------
$ 37,338 $ 375,204 $ 412,542 $1,785,185
========= ========= ========= ==========
1998
Boston Safe Kodak
stock $ 53,579 $ 37,314 $ 90,893 $ 272,504
Fidelity Kodak stock 4,483 (2) 4,481 36,197
Fidelity Eastman stock (3,062) (5) (3,067) 56,122
Other securities (12,850) 170,507 157,657 1,327,463
--------- --------- --------- ----------
$ 42,150 $ 207,814 $ 249,964 $1,692,286
========= ========= ========= ==========
Consistent with Department of Labor regulations, the components of net
realized and unrealized gains and losses from investments are calculated for
purposes of Form 5500 based on an investment's current value at the beginning
of the year, or acquisition cost if acquired during the year (revalued cost).
For purposes of determining realized gains and losses, the revalued costs of
investments sold are determined based upon a weighted average basis.
21
BOSTON SAFE FUNDS
NOTE 6: UNIT VALUES AND PARTICIPANT UNITS
(in thousands, except per unit value data)
Following are the funds' month-end unit values and participants' units as calculated by the Trustee.
5 to 8 Year 8 to 20 Year 20 or More Year Lehman Brothers S&P 500 Large
Time Time Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
---------------- --------------- --------------- ----------------- --------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2000
----
Jan. 31 $14.3133 2,771 $15.3190 4,356 $15.9946 2,886 $19.2704 172,810 $11.7486 407 $32.9024 12,054
Feb. 29 14.4400 2,753 15.5611 4,225 16.3445 2,889 19.3821 169,953 11.8736 363 32.2633 11,547
Mar. 31 14.9055 2,754 16.1660 4,260 17.0441 3,112 19.5014 168,645 12.0087 371 35.4207 11,201
Apr. 28 14.6559 3,139 15.6631 4,242 16.3067 3,207 19.6226 167,869 11.9480 589 34.3662 11,319
May 31 14.5122 2,994 15.3692 4,209 15.8701 3,208 19.7442 167,204 11.9267 470 33.6561 11,183
June 30 14.8357 3,231 15.8326 4,204 16.4488 3,234 19.8622 165,999 12.1725 413 34.4839 11,028
July 31 14.7238 2,946 15.5093 4,196 15.9411 3,198 19.9853 165,598 12.2741 491 33.9386 10,940
Aug. 31 15.1623 3,167 16.1081 4,146 16.6975 3,146 20.1084 166,764 12.4572 557 36.0438 10,808
Sep. 29 14.8280 3,072 15.4323 4,045 15.6993 3,054 20.2283 165,669 12.5457 751 34.1459 10,714
Oct. 31 14.7932 2,831 15.2531 3,954 15.3888 2,915 20.3524 163,458 12.6371 633 34.0044 10,690
Nov. 30 14.3902 2,702 14.4757 3,948 14.2625 2,881 20.4731 161,737 12.8486 759 31.3312 10,707
Dec. 29 14.6074 2,651 14.7694 3,895 14.6059 2,841 20.5992 161,073 13.0880 786 31.4849 10,673
1999
----
Jan. 29 $13.2426 2,996 $13.5606 3,961 $13.5859 1,988 $17.9081 182,612 $11.9787 671 $29.8373 12,732
Feb. 26 13.0004 3,165 13.2041 4,117 13.1413 2,049 18.0108 182,445 11.7659 619 28.9100 12,931
Mar. 31 13.2856 3,185 13.6324 4,188 13.7044 2,094 18.1249 183,968 11.8440 598 30.0644 13,084
Apr. 30 13.6152 3,175 14.2046 4,278 14.5134 2,179 18.2348 183,979 11.8736 578 31.2233 13,413
May 28 13.4491 3,235 13.9134 4,326 14.1338 2,222 18.3493 183,844 11.7614 564 30.4850 13,635
June 30 13.7766 3,231 14.4676 4,332 14.9092 2,245 18.4607 182,820 11.7214 570 32.1743 13,476
July 30 13.6651 3,234 14.3213 4,487 14.6941 2,355 18.5760 181,923 11.6614 520 31.1701 13,822
Aug. 31 13.6573 3,078 14.2927 4,520 14.6406 2,470 18.6923 183,302 11.6476 499 31.0158 13,714
Sep. 30 13.6126 3,052 14.1709 4,501 14.4256 2,519 18.8045 182,294 11.7804 493 30.1578 13,661
Oct. 29 13.9390 2,948 14.6326 4,464 14.9894 2,561 18.9209 180,368 11.8292 491 32.0669 13,393
Nov. 30 14.1361 2,876 14.9802 4,424 15.4798 2,574 19.0342 177,435 11.8338 465 32.7149 13,039
Dec. 30 14.5864 2,767 15.8123 4,427 16.6499 2,608 19.1481 176,875 11.8091 432 34.5385 12,468
22
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
--------------- ---------------- ---------------- --------------- ---------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2000
----
Jan. 31 $14.4818 681 $13.9815 2,074 $21.5389 17,217 $12.0219 685 $12.6229 1,106 $19.5946 4,174
Feb. 29 14.8314 671 16.2818 2,373 20.1454 16,368 12.1693 667 12.7399 1,095 18.9830 3,934
Mar. 31 15.3361 610 15.2094 2,621 19.1315 15,837 12.3473 715 12.5931 1,090 20.0213 3,768
Apr. 28 14.4853 599 14.3024 2,576 19.6663 14,915 12.3160 1,412 12.5408 1,128 20.0210 3,655
May 31 14.0998 597 13.4733 2,525 21.1016 14,897 12.3112 1,206 12.1802 1,036 20.1586 3,546
June 30 14.6312 588 14.6182 2,573 21.0186 14,600 12.5651 842 12.4954 1,106 20.1361 3,517
July 31 13.9621 578 14.1639 2,498 19.4570 14,862 12.6850 925 12.4008 1,037 20.2212 3,460
Aug. 31 14.0845 578 15.2364 2,431 22.1114 13,424 12.8842 1,156 12.4625 997 20.9049 3,437
Sep. 29 13.3368 573 14.7869 2,384 14.9744 15,831 12.9336 1,206 12.1530 979 21.0194 3,409
Oct. 31 12.9439 556 14.1397 2,406 16.3784 16,123 13.0153 1,094 11.7270 963 21.3309 3,393
Nov. 30 12.3594 555 12.6952 2,412 15.5068 15,358 13.2672 1,753 10.9610 935 20.8629 3,394
Dec. 29 12.7703 534 13.7799 2,441 14.5834 14,919 13.5398 1,882 11.3719 1,141 21.5904 3,367
1999
----
Jan. 29 $11.7925 425 $11.9458 2,135 $22.0780 17,016 $12.2141 1,005 $11.9727 1,276 $19.6571 5,957
Feb. 26 11.5155 419 10.9728 1,938 22.4585 17,059 11.9700 1,028 11.9588 1,242 19.3647 5,943
Mar. 31 12.0909 445 11.1401 1,825 21.7170 17,159 12.0731 1,045 12.1979 1,328 19.7599 5,934
Apr. 30 12.6796 484 12.1253 1,989 25.3129 15,310 12.1323 1,003 12.6122 1,280 20.4639 5,886
May 28 12.0939 488 12.3047 2,198 23.1953 15,853 12.0015 994 12.2586 1,228 19.8460 5,842
June 30 12.6891 510 12.8328 2,257 23.2391 16,161 11.9816 948 12.2580 1,227 20.4082 5,771
July 30 12.9600 492 12.4549 1,982 23.6597 15,748 11.9356 870 12.2693 1,215 19.9629 5,606
Aug. 31 13.0426 513 12.0018 1,906 25.2155 14,184 11.9454 833 12.1992 1,179 19.6558 5,501
Sep. 30 13.0760 538 11.9886 1,919 25.8517 14,207 12.0785 824 12.1847 1,187 19.2934 5,413
Oct. 29 13.5333 537 12.0402 1,853 23.7369 15,577 12.1180 796 12.2685 1,206 19.6863 5,242
Nov. 30 14.0703 549 12.7654 1,787 21.5500 16,262 12.1475 790 12.5244 1,180 19.7267 4,953
Dec. 30 15.3382 557 13.9790 1,895 22.7424 16,855 12.1133 763 12.6969 1,127 19.9852 4,657
23
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
---------------- ---------------- --------------- --------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2000
----
Jan. 31 $13.6470 1,778 $17.2656 4,115 $21.5391 4,085 $21.1776 2,282 $18.8153 2,951 $11.1211 1,861
Feb. 29 12.5407 1,682 16.8058 3,795 21.9557 3,998 26.2371 2,598 25.5228 4,400 11.6286 1,757
Mar. 31 13.9444 1,694 18.1643 3,660 23.7313 4,037 26.3341 3,072 23.3260 5,311 11.5713 1,710
Apr. 28 14.0641 1,974 17.8069 3,695 22.1934 4,046 24.3029 3,034 19.6756 4,848 11.8060 1,772
May 31 14.7239 1,946 17.5609 3,675 21.2633 4,090 22.3685 3,069 17.8522 4,822 11.7677 1,820
June 30 13.9660 1,792 18.2023 3,676 22.3953 4,121 25.2265 3,198 21.3429 5,197 12.2562 1,875
July 31 14.1407 1,710 18.0173 3,647 22.0255 4,103 23.6935 3,294 19.8532 5,007 12.2814 1,984
Aug. 31 14.8403 1,713 18.9057 3,657 23.7772 4,111 26.7095 3,349 23.4072 5,054 13.0238 2,067
Sep. 29 14.9260 1,700 18.4404 3,635 22.0725 4,075 26.2956 3,493 21.4927 4,897 13.1188 2,178
Oct. 31 15.6656 1,772 18.5426 3,657 21.1305 4,005 24.2641 3,562 19.6409 5,012 12.7505 2,247
Nov. 30 15.5078 1,949 17.5589 3,664 18.4606 3,958 19.2408 3,632 14.1647 4,940 12.3822 2,215
Dec. 29 16.2467 1,957 17.7094 3,672 18.7302 3,918 20.8136 3,552 14.4894 4,812 13.3942 2,252
1999
----
Jan. 29 $13.4967 2,576 $16.5865 5,010 $18.4616 3,058 $14.7660 1,362 $ 9.9971 1,272 $10.7800 2,652
Feb. 26 13.3909 2,469 16.2750 5,081 17.7950 3,408 13.7831 1,382 8.9889 1,202 10.1557 2,477
Mar. 31 13.7549 2,423 16.6917 5,236 18.5792 3,756 14.7753 1,445 9.3908 1,107 9.8928 2,393
Apr. 30 15.2731 2,354 17.1060 5,289 18.6376 4,307 15.1416 1,518 8.9804 1,044 10.7201 2,348
May 28 15.1551 2,378 16.6685 5,221 17.8284 4,275 14.8170 1,630 9.2941 977 10.9877 2,412
June 30 15.5766 2,370 17.4783 5,128 19.3250 4,178 15.8631 1,616 10.4736 993 11.5409 2,374
July 30 15.2386 2,465 16.9503 5,055 18.7536 4,185 15.4306 1,644 10.3274 1,058 11.4062 2,366
Aug. 31 14.7774 2,507 16.7163 4,953 18.4085 4,120 15.3868 1,664 10.5951 1,047 11.0618 2,303
Sep. 30 14.2471 2,471 16.3223 4,894 18.3483 4,011 15.2159 1,686 11.4410 1,205 10.8806 2,239
Oct. 29 14.7144 2,420 17.1507 4,815 19.6614 3,950 16.5230 1,710 12.4763 1,237 10.6761 2,191
Nov. 30 14.4823 2,309 17.3124 4,636 20.4771 3,927 18.0745 1,806 14.4554 1,772 10.8678 2,064
Dec. 30 14.2846 2,064 18.0329 4,373 22.7680 3,938 21.3369 1,908 18.5104 2,040 11.0582 1,993
24
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2000
----
Jan. 31 $10.4531 997 $27.8730 4,473 $10.6832 1,198 $40.2474 8,120 $17.4053 758 $23.0378 3,370
Feb. 29 10.2347 888 35.9490 5,535 10.0099 1,105 43.4365 7,940 18.5156 735 25.6822 3,602
Mar. 31 11.2428 861 30.4363 5,477 11.5367 1,301 45.5371 7,818 19.9686 880 26.2152 3,846
Apr. 28 11.3448 864 21.5632 5,104 12.1437 1,681 44.4006 7,725 19.1769 844 23.8031 3,866
May 31 11.2968 871 18.7794 5,380 11.8488 1,464 43.0696 7,663 18.5858 835 22.2473 3,848
June 30 11.6646 817 24.0580 5,592 11.0308 1,250 45.6066 7,624 19.5189 842 23.9975 3,905
July 31 12.0323 905 22.1595 5,649 11.3816 1,212 45.6604 7,599 19.2708 844 23.2082 3,895
Aug. 31 12.6044 977 25.0285 5,340 12.1160 1,241 49.3937 7,621 21.1491 930 25.1688 3,884
Sep. 29 12.6178 1,012 22.3924 4,676 12.2685 1,279 48.0000 7,622 19.9672 928 23.2075 3,794
Oct. 31 12.5018 967 19.1135 5,566 13.3708 1,538 46.7278 7,535 19.3407 905 22.2379 3,791
Nov. 30 12.1065 1,017 12.0678 5,488 13.1984 1,796 42.7728 7,466 17.1666 888 19.6007 3,787
Dec. 29 13.4554 1,110 13.3492 5,334 14.1868 2,039 45.7690 7,395 17.5818 879 19.8140 3,750
1999
----
Jan. 29 $12.1552 1,848 $12.8711 1,326 $11.4310 1,862 $35.1542 11,408 $15.1648 767 $15.9670 1,682
Feb. 26 11.4083 1,706 11.5653 1,285 11.3249 1,713 32.6442 10,981 14.6408 812 15.2242 1,806
Mar. 31 11.0222 1,573 12.8350 1,304 11.5519 1,629 32.9764 10,569 14.9856 809 16.0976 1,877
Apr. 30 11.9380 1,597 13.4275 1,423 12.9415 1,894 35.9043 10,013 15.2909 791 16.5961 2,172
May 28 12.3608 1,670 12.6732 1,433 13.0963 1,757 36.1937 9,729 15.0137 788 16.1306 2,218
June 30 12.7014 1,539 14.0613 1,434 13.3165 1,773 38.1030 9,533 16.0494 809 17.3573 2,249
July 30 12.2395 1,510 13.8163 1,556 12.8540 1,740 37.2965 9,367 15.6044 834 16.8224 2,382
Aug. 31 11.4238 1,434 14.3040 1,601 12.1946 1,689 35.9905 9,187 15.3766 834 16.6484 2,411
Sep. 30 11.1073 1,381 15.0706 1,822 11.1894 1,617 35.5124 9,052 14.9910 827 16.9337 2,467
Oct. 29 10.6960 1,322 17.6304 2,125 11.5937 1,601 36.0838 8,878 15.8488 793 18.3973 2,530
Nov. 30 10.8723 1,206 20.7598 2,911 11.2957 1,500 37.8432 8,578 16.6374 804 20.0106 2,764
Dec. 30 10.6580 1,138 26.7575 3,297 11.4137 1,370 41.2165 8,342 18.1271 793 23.4974 3,026
25
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Morgan Stanley
Cohen T. Rowe Price T. Rowe Price Dean Witter
& Steers First Eagle Blue Chip T. Rowe Price Science & Institutional
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund Int'l. Equity Fund
--------------- --------------- --------------- ---------------- --------------- ------------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2000
----
Jan. 31 $10.0425 575 $16.3653 1,216 $18.6304 3,118 $11.3106 276 $26.8071 9,554 $15.0393 3,519
Feb. 29 9.7913 499 16.2643 1,098 18.8257 3,074 10.8393 258 32.1034 9,851 14.9734 3,385
Mar. 31 10.3143 491 16.6911 1,041 20.4564 3,208 12.2413 332 31.6355 10,348 16.0368 3,252
Apr. 28 10.6773 703 15.9200 992 19.8312 3,322 12.3616 440 28.2172 10,335 15.8566 3,180
May 31 10.7804 789 16.0286 957 19.3965 3,292 13.1556 857 24.8338 10,419 16.3883 3,252
June 30 11.1670 881 16.1792 943 20.5665 3,380 12.5967 611 27.5886 10,554 17.3371 3,342
July 31 12.2521 1,710 16.0449 917 20.1690 3,436 12.4103 389 26.3730 10,182 16.8868 3,318
Aug. 31 11.8450 1,176 16.6981 898 21.8736 3,591 13.3794 510 31.3392 9,948 16.9111 3,295
Sep. 29 12.3747 1,296 16.5386 886 20.7719 3,561 13.2588 497 27.5559 9,810 16.3627 3,230
Oct. 31 11.8032 1,020 16.8149 881 20.3002 3,541 12.9462 428 25.3299 10,347 16.4769 3,209
Nov. 30 12.0802 1,020 16.5968 920 18.3356 3,571 12.7654 428 18.4187 10,556 16.5749 3,216
Dec. 29 12.8857 1,338 17.2808 918 18.7545 3,544 14.3697 508 18.6578 10,579 17.5422 3,243
1999
----
Jan. 29 $ 9.7050 764 $16.0901 1,578 $16.5187 2,945 $ 9.3694 194 $15.9705 3,846 $13.7174 3,647
Feb. 26 9.7306 726 15.5942 1,629 16.0618 3,050 9.2543 170 14.2913 4,173 13.3855 3,567
Mar. 31 9.5765 695 15.9736 1,610 16.6640 3,156 10.3239 276 15.8946 4,338 13.9118 3,611
Apr. 30 10.7320 796 16.8411 1,662 17.0827 3,364 11.9476 389 16.0399 5,247 14.7015 3,561
May 28 10.9969 783 16.9120 1,749 16.5994 3,382 11.3939 351 16.2527 5,365 14.1287 3,572
June 30 10.7623 700 17.7722 1,812 17.6210 3,377 11.8716 343 18.4623 5,804 14.6624 3,624
July 30 10.2452 669 17.5491 1,934 17.0277 3,353 11.8810 350 18.4426 6,929 15.2219 3,620
Aug. 31 10.0386 645 16.4974 1,862 16.8381 3,347 11.8998 426 19.4419 7,330 15.2664 3,693
Sep. 30 9.7842 643 15.9074 1,798 16.5174 3,316 11.8394 453 19.9129 7,842 15.1374 3,722
Oct. 29 9.4746 635 15.8601 1,741 17.6856 3,242 11.6944 390 21.1998 8,039 15.2649 3,682
Nov. 30 9.5229 573 15.9060 1,541 18.0673 3,191 11.5195 314 23.8280 9,239 15.6263 3,702
Dec. 30 10.1339 578 17.0282 1,346 19.1715 3,118 11.7823 281 28.1394 9,316 16.0057 3,605
26
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Russell Acorn State Street Templeton Matthews
International International Emerging Mkts. Developing Pacific Scudder Latin
Stock Fund Fund Index Fund Markets Fund Tiger Fund I America Fund
---------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2000
----
Jan. 31 $18.2159 2,500 $20.2668 1,280 $10.1697 438 $ 9.8426 893 $ 9.5491 661 $11.7454 600
Feb. 29 19.3155 2,764 23.5250 1,259 10.3897 394 9.4788 829 9.8702 605 12.4397 592
Mar. 31 19.3266 2,513 22.7992 1,206 10.2117 344 9.5791 766 10.3034 253 12.8379 555
Apr. 28 18.0958 2,380 20.1450 1,593 9.3971 324 8.7763 747 9.2151 461 11.4533 499
May 31 17.5467 2,365 18.6478 1,597 8.9862 323 8.1062 738 8.6597 499 10.6906 502
June 30 18.3800 2,337 19.5656 1,619 9.2094 318 8.7030 734 9.5750 455 12.0747 487
July 31 17.6558 2,324 19.3208 1,652 8.7198 309 8.3582 703 9.3127 444 12.0550 544
Aug. 31 17.8672 2,289 19.7557 1,631 8.7689 289 8.5104 698 9.3426 459 12.4676 542
Sep. 29 16.8709 2,223 18.7479 1,599 8.0185 267 7.6612 707 8.4745 416 11.5981 488
Oct. 31 16.2544 2,187 17.3527 1,470 7.3943 273 7.0177 684 7.6263 506 11.0442 474
Nov. 30 15.7088 2,169 15.9401 1,336 6.7000 276 6.6462 676 7.1722 386 10.0339 463
Dec. 29 16.3113 2,173 16.2738 1,242 6.8401 275 7.0308 667 6.9485 488 10.6686 445
1999
----
Jan. 29 $13.2400 2,459 $11.6205 790 $ 6.3948 120 $ 6.4291 635 $ 5.4405 1,662 $ 7.3310 515
Feb. 26 12.8893 2,384 11.2708 724 6.4042 115 6.4685 597 5.4156 1,498 7.8148 550
Mar. 31 13.4538 2,364 11.4882 711 7.1941 180 7.4073 708 5.9207 1,165 9.5558 893
Apr. 30 14.2872 2,325 12.1749 690 8.1056 322 8.7891 1,249 7.2510 1,110 10.6952 1,037
May 28 13.6447 2,321 12.2506 803 7.8743 419 8.5968 1,346 6.8246 1,003 10.1604 859
June 30 14.4917 2,312 13.2643 1,087 8.8168 600 9.2908 1,952 7.6465 987 10.5721 1,088
July 30 14.9692 2,254 13.7356 934 8.5953 519 8.8671 1,211 7.6386 942 9.6841 713
Aug. 31 15.1389 2,247 14.1300 1,182 8.6427 569 8.4764 1,145 7.6830 918 9.2811 659
Sep. 30 15.1759 2,220 14.3653 1,596 8.2852 584 8.1586 1,211 7.3613 911 9.4359 623
Oct. 29 15.7058 2,181 14.9846 1,907 8.4161 688 8.4028 1,322 7.7495 903 9.6778 689
Nov. 30 17.0798 2,221 17.2279 1,482 9.1064 545 9.0040 1,043 8.8178 885 10.9379 603
Dec. 30 19.1466 2,284 20.2506 1,393 10.1747 473 10.2662 955 10.0428 794 12.5719 590
27
NOTE 7: SIGNIFICANT INVESTMENTS
The following table represents investments having a value equal to or greater
than 5% of net assets at December 30, 2000:
(in thousands)
Principal Fair or
Maturity Interest Amount or Contract
Investment Date Rate Shares/Units Cost Value
---------- ---------- -------- ------------ ---- --------
Principal Mutual Life
Ins. #4-20445-2 11/15/2007 7.7% $454,627 $ 454,627 $ 454,627
Kodak S&P 500 Fund N/A N/A 12,328 311,192 388,228
--------- ---------
TOTAL $ 765,819 $ 842,855
========= =========
NOTE 8: FEDERAL INCOME TAX STATUS
In June 1998, the Plan received a favorable tax determination letter from the
Internal Revenue Service in which the Internal Revenue Service stated that the
Plan is in compliance with the applicable requirements of the Internal Revenue
Code. The Plan has been amended since receiving such letter. The Plan
Administrator and the Plan's tax counsel believe that the Plan is currently
designed and being operated in compliance with the applicable requirements of
the Internal Revenue Code. Therefore, no provision for income taxes has been
included in the Plan's financial statements.
NOTE 9: RELATED PARTY TRANSACTIONS
During 1998, certain Plan investments were shares of mutual funds managed by
Fidelity Investments. Fidelity Management Trust Company was the trustee for
ECC participants until September 1998; therefore, these transactions
constitute related party transactions. Fees paid by the Plan to Fidelity
Investments for management services amounted to $41,000 for the fiscal year
ended December 30, 1998.
28
NOTE 10: RISKS AND UNCERTAINTIES
Investment securities are exposed to various risks, such as interest rate and
market. Due to the level of risk associated with certain investments and the
level of uncertainty related to changes in the value of investments, it is at
least reasonably possible that changes in risk in the near term could have
materially affected participants' account balances and the amounts reported in
the statement of net assets available for benefits and the statement of
changes in net assets available for benefits.
* * * * *
29
Schedule I
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
BOSTON SAFE FUNDS
5 TO 8 YEAR TIME HORIZON FUND
Kodak GIC Fund 512 $ 10,001 $ 10,460
Kodak Russell 2000 Fund 150 2,102 2,074
Kodak EAFE Equity Index 228 3,287 3,162
Kodak Lehman Aggregate Fund 817 9,932 10,706
Kodak S&P 500 Fund 353 11,604 11,129
Kodak Stock Fund 25 469 342
Kodak Emerging Mkts. Index 114 935 780
-------- --------
Total $ 38,330 $ 38,653
======== ========
Percent of Net Assets 0.7%
8 TO 20 YEAR TIME HORIZON FUND
Kodak GIC Fund 345 $ 6,190 $ 7,051
Kodak Russell 2000 Fund 446 5,554 6,150
Kodak EAFE Equity Index 846 10,858 11,721
Kodak Lehman Aggregate Fund 550 6,341 7,213
Kodak S&P 500 Fund 686 18,810 21,630
Kodak Stock Fund 73 1,424 1,016
Kodak Emerging Mkts. Index 422 3,398 2,893
-------- --------
Total $ 52,575 $ 57,674
======== ========
Percent of Net Assets 1.0%
20 OR MORE YEAR TIME HORIZON FUND
Kodak Russell 2000 Fund 480 $ 6,244 $ 6,618
Kodak EAFE Equity Index 759 10,362 10,509
Kodak S&P 500 Fund 609 18,062 19,191
Kodak Stock Fund 78 1,549 1,093
Kodak Emerging Mkts. Index 606 5,083 4,148
-------- --------
Total $ 41,300 $ 41,559
======== ========
Percent of Net Assets 0.7%
30
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
FIXED INCOME FUND
Group Annuity Contracts
Aetna Life Insurance Co. 01/03/01-04/01/03 6.72%- 9.25% $ 284,643
Bankers Trust 12/31/02 7.58% 135,378
CDC Capital 03/31/04 6.21% 88,352
Continental Assurance Co. 03/01/01 8.86% 19,497
John Hancock Mutual Life
Insurance Co. 07/02/01-03/31/08 6.21%-10.10% 499,710
Metropolitan Life Insurance Co. 1/12/02-01/15/08 5.08%- 7.34% 321,597
Monumental Life Insurance Co. 02/15/06 5.72% 108,469
New York Life Insurance Co. 12/31/04-10/01/07 7.15%- 8.39% 291,842
Principal Mutual Life
Insurance Co. 11/23/03-11/01/08 6.31%- 7.70% 963,346
The Prudential Life Insurance
Co. of America 12/31/03-10/02/06 7.75%- 7.97% 539,149
Travelers Insurance Company 07/01/10 7.60% 58,806
----------
Total $3,310,789
==========
Percent of Net Assets 59.6%
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $10,154 $ 10,154 $ 10,154
======== ========
Percent of Net Assets 0.2%
LEHMAN BROTHERS AGGREGATE BOND
INDEX FUND
Kodak Lehman Aggregate Fund 811 $ 10,324 $ 10,617
======== ========
Percent of Net Assets 0.2%
31
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
S&P 500 LARGE STOCK INDEX FUND
Kodak S&P 500 Fund 10,680 $262,716 $336,278
======== ========
Percent of Net Assets 6.1%
NON-U.S. STOCK INDEX FUND
Kodak EAFE Equity Index 444 $ 6,760 $ 6,144
Kodak Emerging Mkts. Index 99 900 674
-------- --------
Total $ 7,660 $ 6,818
======== ========
Percent of Net Assets 0.1%
RUSSELL 2000 SMALL STOCK INDEX
FUND
Kodak Russell 2000 Fund 2,412 $ 32,392 $ 33,243
======== ========
Percent of Net Assets 0.6%
KODAK STOCK FUND
Eastman Kodak Company Common
Stock 5,349 $317,111 $208,174
======== ========
Percent of Net Assets 3.7%
Common/Collective Trust
TBC Inc. Daily Liquidity Fund $ 7,250 $ 7,250 $ 7,250
======== ========
Percent of Net Assets 0.1%
PIMCO TOTAL RETURN FUND
PIMCO Funds Pac.
Investment Mgmt. Ser. 1,737 $ 17,768 $ 18,044
======== ========
Percent of Net Assets 0.3%
32
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
MAS HIGH YIELD FUND
MAS Funds High Yield
Securities Portfolio 1,585 $ 13,007 $ 10,779
======== ========
Percent of Net Assets 0.2%
FIDELITY PURITAN FUND
Fidelity Puritan Tr
Puritan Fund 3,862 $ 68,823 $ 72,714
======== ========
Percent of Net Assets 1.3%
T. ROWE PRICE EQUITY INCOME
FUND
T. Rowe Price Equity
Income Fund 1,284 $ 31,813 $ 31,666
======== ========
Percent of Net Assets 0.6%
FIDELITY GROWTH AND INCOME FUND
Fidelity Securities Fund
Growth & Income Portfolio 1,544 $ 64,256 $ 65,002
======== ========
Percent of Net Assets 1.2%
PUTNAM INVESTORS FUND
Putnam Investors Fund Inc.
CL 4,750 $ 73,440 $ 73,482
======== ========
Percent of Net Assets 1.3%
PUTNAM VISTA FUND
Putnam Vista Fund Inc. CL 5,544 $ 93,975 $ 74,129
======== ========
Percent of Net Assets 1.3%
33
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
PBHG GROWTH FUND
PBHG Funds Inc. Growth Fund 2,256 $110,948 $ 70,153
======== ========
Percent of Net Assets 1.3%
T. ROWE PRICE SMALL-CAP VALUE
FUND
T. Rowe Price Small Cap. Value
Fund Inc. Cap. Stk. 1,668 $ 33,261 $ 31,931
======== ========
Percent of Net Assets 0.6%
SKYLINE SPECIAL EQUITY FUND
Skyline Fund Special
Equities Portfolio 748 $ 14,189 $ 14,771
======== ========
Percent of Net Assets 0.3%
PUTNAM OTC & EMERGING GROWTH
FUND
Putnam OTC & Emerging
Growth Fund CL 5,567 $129,545 $ 78,880
======== ========
Percent of Net Assets 1.4%
MAS VALUE FUND
MAS Funds Value Portfolio 1,940 $ 26,332 $ 28,650
======== ========
Percent of Net Assets 0.5%
34
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
Common Stocks
AAR Corp. 43 $ 584 $ 538
ADC Telecommunications Inc. 51 384 921
Aaron Rents Inc. Com. 56 773 787
Abiomed Inc. 14 363 337
About.com Inc. Com. 9 275 237
Abrams Inds. Inc. 1 8 5
Aceto Corp. 3 35 28
Act Mfg. Inc. Com. 9 290 147
Actel Corp. Com. 1 26 19
Active Power Inc. 5 179 103
Activision Inc. 17 244 262
Acxiom Corp. Com. 30 484 1,153
Adtran Inc. 1 15 17
Advent Software Inc. 9 408 361
Advo Inc. 9 359 386
Aeroflex Inc. 8 115 222
Aetna Inc. Com. New 58 1,979 2,382
Affymetrix Inc. Oc. Cap. Stk. 3 189 194
Agile Software Corp. Del. Com. 7 340 331
Agribrands Intl. Inc. Com. 1 13 16
Airgate Pcs. Inc. Com. 23 612 820
Airnet Sys. Inc. Com. 3 15 12
Alamosa Pcs. Holdgs. Inc. Com. 51 795 407
Alaska Air Group Inc. 2 40 45
Albany Intl. Corp. CL A 26 458 350
Alberto Culver Co. CL A 10 224 364
Alexion Pharmaceuticals Inc. 4 366 234
Alkermes Inc. Com. 9 248 279
All Amern Semi Conductor Inc.
Com. New 2 29 15
Alleghany Energy Inc. Com. 3 111 130
Allen Organ Co. CL B 1 36 32
Allen Telecom Inc. Com. 21 186 375
Alliance Atlantic Commns. Inc.
CL B 6 78 87
Alliance Semiconductor Corp. 1 21 9
35
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Alliant Energy Corp. Com. 10 289 312
Alpha Inds. Inc. 6 275 207
Alpharma Inc. CL A Com. 23 866 1,027
Ambanc Hldg. Inc. 1 16 15
Ambassadors International 1 14 15
AMB PPTYS. Corp. Com. 3 59 75
Amerco Inc. Com. 1 10 10
America First Mtg. Ivts. Inc. Com. 1 2 2
American Biltrite Inc. 2 42 26
American Business Finl. Svcs. Inc.
Com. 2 20 9
American Eagle Outfitters New 14 433 591
American Financial Group Inc. Ohio
Com. 2 41 42
American Finl. Hldgs. Inc. Com. 32 404 662
American Natl. Ins. Co. 9 511 628
American Std. Cos. Inc. Del. 34 1,486 1,682
Americredit Corp. Com. 35 570 965
Amerisource Health Corp. CL A 3 152 172
Ameron International Corp. 2 75 60
Amli Residential PPTYS. Tr.
Sh. Ben. Int. 12 290 304
Ampco Pittsburgh Corp. 6 75 66
Amphenol Corp. New CL A 16 955 627
Amplicon Inc. 5 72 53
Amrep Corp. 3 19 13
Analogic Corp. Com. 3 93 111
Andersons Inc. Com. 1 8 7
Andrx Group 9 460 492
Angelica Corp. Com. 4 29 34
Anixter Int'l. Inc. Com. 15 350 324
Annaly Mtg. Mgmt. Inc. Com. 1 1 1
AnnTaylor Stores Corp. Com. 1 13 17
Annuity and Life RE Hldgs. 10 188 319
Aon Corp. Com. 82 1,864 2,808
Arden Group Inc. CL A 3 75 123
36
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Arena Pharmaceuticals Inc. Com. 11 245 175
Argosy Gaming Co. Com. 2 37 42
Arrow Electrs. Inc. Com 37 905 1,053
Arrow Int'l. Inc. Com. 1 15 19
Ashland Inc. 44 1,539 1,576
Associated Matls. Inc. Com. 6 93 94
Asta Fdg. Inc. Com. 2 12 9
Astoria Finl. Corp. Com. 37 1,116 1,982
Atalanta Sosnoff Cap. Corp. 4 30 38
Atlas Air Inc. 14 462 444
AT&T Corp. Com. 143 2,756 2,476
AT&T Corp. Com. Liberty Media A 18 127 244
Aurora Biosciences Corp. Com. 2 64 53
Autodesk Inc. Com. 11 290 286
Avalonbay Cmntys. Inc. Com. 9 427 466
Avant Corp. Com. 16 230 300
Avista Corp. Com. 1 11 10
AXT Inc. Com. 2 64 66
Aztar Corporation 26 391 340
BHA Group Holdgs. Inc. 1 1 1
BISYS Group Inc. Com. 54 1,482 2,804
BMC Inds. Inc. Minn. Com. 3 15 14
BNCCORP Inc. 2 14 9
Baker J. Inc. Com. 30 196 137
Baldwin Technology Inc. CL A 21 89 31
Ball Corp. Com. 10 279 461
Ballys Total Fitness Hldg. Corp. 2 72 71
Banc West Corp. New Com. 20 400 517
Bank UTD Corp. Com. 5 132 314
BankNorth Group Inc. New 40 563 792
Banta Corp. 13 229 330
Barnwell Inds. Inc. 1 9 10
Barr Labs Inc. 23 1,127 1,670
Barra Inc. 13 466 594
Barrett Res. Corp. Com. 3 77 182
37
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Beazer Homes USA Inc. 2 52 84
Bed Bath & Beyond Inc. Com. 52 520 1,159
Bell & Howell Co. New 34 667 553
Bell Inds. Inc. 11 157 26
Belo Corporation 40 719 640
Berkley W. R. Corp. Com. 1 7 9
Berkshire Bancorp Inc. Del. Com. 1 32 26
Berlitz Intl. Inc. New 1 23 10
Beverly Enterprises Inc. Com. New 62 270 510
Bindley Westn. Inds. Inc. Com. 8 209 337
Bio Rad Labs Inc. CL A 14 300 432
Biosite Diagnostics Inc. Com. 13 307 518
Black Hawk Gaming & Dev. Inc. 1 6 5
Blyth Inc. Com. 40 995 963
Bogen Communications Intl. Inc.
Com. 1 6 5
Boston Communications Group Inc. 2 22 45
Bostonfed Bancorp Inc. Com. 4 56 81
Bowater Inc. Com. 20 1,009 1,127
Bowne & Co. Inc. Com. 47 574 492
Brady Corporation CL A Com. 1 29 34
Brandywine Rlty Tr. Sh. Ben. Int.
New 16 304 337
Brinker Intl. Inc. Com. 2 59 89
Brunswick Corp. Com. 44 865 727
Brush Engineered Materials Inc. 5 78 91
Burlington Coat Factory Whse.
Corp. Com. 40 489 754
Burlington Inds. Inc. New
Com. 148 1,283 259
Bush Inds. Inc. Com. 57 913 657
Butler Mfg. Co. Del. 1 31 28
C & D Technologies Inc. Com. 3 128 121
CBL & Assoc. PPTYS Inc. Com. 2 40 43
CBRL Group Inc. Com. 49 637 888
C Cube Microsystems Inc. Com.
New 3 57 42
38
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
CDI Corp. Com. 6 180 82
CDW Computer Ctrs. Inc. Com. 30 697 836
CH Energy Group Inc. Com. 1 41 49
C H Robinson Worlwide Inc. 49 669 1,540
CPAC Inc. 3 20 16
CSG Sys. Intl. Inc. 23 960 1,084
CV Therapeutics Inc. Com. 1 94 99
Cal Dive Int'l Inc. Com. 13 322 335
Cambrex Corp. Com. 2 56 100
Cambridge Technology Partners
Mass. Inc. Com. 20 280 54
Cameron Financial Corp. 1 10 14
Capital Corp. of the West Com. 1 14 14
Capstone Turbine Corp. Com. 7 246 193
Carlisle Cos. Inc. Com. 15 544 644
Catalina Mktg. Corp. Com. 39 819 1,534
Catalyst Semiconductor Inc. 9 78 35
Cato Corp. CL A 12 127 159
Celgene Corp. 22 1,085 708
Center Tr. Inc. Com. 19 101 90
Centex Corp. Com. 2 86 90
Central Garden & Pet Co. Com. 7 50 45
Cerner Corp. 12 350 555
Charming Shoppes Inc. PA Com. 23 122 139
Chart House Enterprises Inc.
Com. 33 182 134
Charter Communications Inc. Del.
CL A 45 652 1,014
Checkfree Corp. New Com. 4 198 157
Chris Craft Inds. Inc. Com. 6 240 432
Christopher & Banks Corp. Com. 1 33 37
Chromcraft Revington Inc. 4 42 37
Cinar Corp. CL B 39 1,021 134
Cinergy Corp. Com. 4 108 151
Citizens Finl. Corp. KY CL A 1 9 7
Claires Stores Inc. Com. 18 296 314
39
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Clarcor Inc. 22 387 455
Cleveland Cliffs Inc. Com. 2 51 45
Cobra Electrs. Corp. 1 6 5
Cole Kenneth Prodtns. Inc. CL A 1 23 30
Colonial Bancgroup Inc. Com. 40 409 432
Commercial BK NY 2 27 26
Commercial Fed. Corp. Com. 7 140 138
Commonwealth Bancorp Inc. Com. 5 69 76
Commscope Inc. Com. 28 706 460
Community Finl. Group Inc. 1 22 15
Community Health Sys. Inc. New
Com. 9 265 325
Community First Bkg. Co. GA Com. 2 36 40
Community TR Bancorp Inc. Com. 1 13 10
Complete Business Solutions Inc.
Com. 15 241 158
Compucredit Corp. Com. 20 421 362
Computer Network Technology Co. 1 27 26
Computer Task Group Inc. Com. 33 418 128
Computer Horizons Corp. Com. 19 222 46
Concord Camera Corp. 1 12 7
Concord EFS Inc. Com. 50 548 2,184
Conseco Inc. Com. 34 301 446
Constellation Brands Inc. CL A 11 441 629
Continental Matls. Corp. Com. 1 9 13
Coors Adolph Co. CL B 7 459 594
Coorstek Inc. Com. 16 317 513
Corn Prods. Intl. Inc. Com. 14 375 404
Cornerstone Rlty. Income TR Inc.
Com. 19 196 203
Corporate Executive Bd. Co. Com. 27 840 1,066
Corporate Office PPTYS TR Com. 7 52 71
Corrpro Companies Inc. 10 68 29
Corus Bankshares Inc. 8 255 386
Cost Plus Inc. Calif. 11 322 320
Countrywide Cr. Inds. Inc. Com. 30 1,065 1,518
40
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Coventry Health Care Inc. Com. 17 120 456
Cox Radio Inc. CL A 9 228 212
Crane Co. 8 184 227
Credence Sys. Corp. 10 222 230
Critical Path Inc. Com. 4 176 117
Crompton Corp. Com. 38 337 399
Cubic Corp. Com. 1 22 31
Curtiss Wright Corp. 2 63 79
Cyberoptics Corp. 1 5 5
Cymer Inc. Com. 5 158 129
Cytyc Corp. Com. 1 22 25
DDI Corp. Com. 10 311 278
D R Horton Inc. 4 58 86
Dain Rauscher Corp. Com. 6 315 568
Dallas Semiconductor Corp. 17 290 441
Danaher Corp. Com. 23 515 1,593
Darden Restaurants Inc. 30 501 686
Datascope Corp. 6 185 188
Davita Inc. Com. 34 266 577
Del Global Technologies Corp. 1 1 0
Dendrite International Inc. 53 1,249 1,179
Dentsply Int'l. Inc. Nnew Com. 15 414 587
Department 56 Inc. Com. 12 274 138
Devry Inc. Del. Com. 30 553 1,129
Dewolfe Cos. Inc. 2 11 16
Diageo PLC Sponsored ADR New 92 2,560 4,082
Diagnostic Prods. Corp. Com. 1 13 22
Dial Corp. New Com. 20 258 219
Diebold Inc. 10 281 317
Digex Inc. Del. CL A Com. 4 267 92
Digital Think Inc. Com. 60 757 1,015
Diodes Inc. 3 53 33
Direct Focus Inc. Com. 7 251 242
Docent Inc. Com. 11 156 95
Documentum Inc. Com. 6 255 288
Dollar Thrifty Automotive Group
Inc. Com. 15 295 289
41
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Dollar Tree Stores Inc. 8 171 196
Domtar Inc. 1 1 1
Doral Financial Corp. 27 307 653
Dun & Bradstreet Corp. Del. New 13 217 336
Dyax Corp. Com. 9 273 195
EOG Res. Inc. Com. 1 25 33
E Piphany Inc. Com. 7 342 375
ESS Technology Inc. Com. 7 83 33
Eaton Vance Corp. Non Vtg.
Com. 27 487 871
Ebay Inc. Com. 5 346 172
Echostar Communications Corp.
New CL A 15 95 332
Edelbrock Corp. 1 9 9
Edison Ctl. Corp. 1 6 4
Edo Corp. 2 10 11
Education Mgmt. Corp. 32 546 1,140
Edwards A G Inc. Com 30 876 1,442
Efunds Corp. Com. 23 227 207
Elan PLC ADR 6 142 262
Elcor Corp. Com. 21 312 354
Electro Rent Corp. 18 202 247
Elmira Svgs. Bk. FSB Elmira NY 1 7 6
Eloyalty Corp. Com. 10 191 62
Emmis Communications Corp. Com. 39 1,227 1,119
Entercom Communications Corp. 3 124 103
Enzon Inc. Com. 12 592 745
Equitable Res. Inc. Com. 15 609 1,008
Ethan Allen Interiors Inc. Com. 14 316 479
Evans & Sutherland Computer 28 405 215
Exabyte Corp. Com. 47 358 161
Exar Corp. Com. 5 172 146
Exodus Communications Inc. Com. 34 1,284 672
Exponent Inc. Com. 1 8 10
Extensity Inc. Com. 13 171 81
FBL Fin'l Group Inc. CL A 5 59 78
42
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
FEI Company 12 359 268
FFW Corp. 1 9 8
FFLC Bancorp Inc. Com. 1 1 1
FSF Financial Corp. 2 21 21
FSI Int'l. Inc. 17 203 141
FVNB Corp. Com. 1 18 17
F Y I Inc. 1 36 37
Factset Resh. Sys. Inc. 7 249 259
Fairfield Cmntys. Inc. 40 487 562
Fansteel Inc. Del. 16 107 68
Farmer Bros. Co. 1 59 62
Federal Screw Wks. Com. 1 11 16
Federal Signal Corp. 22 359 428
Federated Invs. Inc. PA CL B 21 264 623
Fedex Corp. Com. 84 1,743 3,357
Felcor Lodging TR Inc. Com. 3 52 65
Fidelity Bancorp Inc. 1 18 19
First Citizens Bancshares
Inc. N C CL A 5 330 371
First Franklin Corp. 1 12 10
First Invs. Fin'l. Svcs. Group Inc. 4 21 17
Fiserv Inc. Com. 30 1,129 1,428
Fleetwood Enterprises Inc. Com. 28 393 294
Flexsteel Inds. Inc. 1 9 8
Flextronics International LTD 7 56 188
Flowers Inds. Inc. 3 68 49
Flowserve Corp. Com. 57 1,370 1,218
Flushing Finl. Corp. Com. 28 422 508
Foodarama Supermarkets Inc. 1 15 12
Fortune Brands Inc. Com. 53 1,372 1,587
Franklin Bk. N A Southfield MICH 1 15 16
Friedmans Inc. CL A 7 64 31
Fritz Cos. Inc. 23 242 137
Frontier Airlines Inc. 1 30 37
Fuller H B Co. Com. 1 41 28
GSE Systems Inc. 1 1 0
43
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
G III Apparel Group Ltd. 1 6 7
GZA Geoenvironmental
Technolog. Inc. 1 4 8
Gallagher Arthur J. & Co. 1 16 32
Galileo Technology Ltd. New 35 857 475
Garan Inc. 1 13 12
Garden Fresh Restaurant Corp.
CA Com. 3 62 20
Garmin Ltd. Reg. Shs. 12 206 237
Gemstar-TV Guide Int'l. Inc. 33 1,348 1,504
Gencorp Inc. 67 647 645
General Motors Corp. Com. 63 3,743 3,209
General Semiconductor Inc.
Com. 47 454 291
Genlyte Group Inc. Com. 7 93 176
Genrad Inc. 63 572 634
Gentex Corp. Com. 7 135 132
Georgia Pac. Corp. Com. Timber
Group 169 3,512 5,059
Getty Images Inc. Com. 14 564 448
Giga Tronics Inc. 1 12 7
Gilead Sciences Inc. Com. 8 406 664
Glatfelter P. H. Co. 21 250 258
Global-tech Appliances Inc. 5 27 21
Goodrich B. F. Co. 16 547 586
Goto.com Inc. Com. 11 305 83
Gottschalks Inc. 11 63 44
Greenbrier Cos. Inc. Com. 3 42 21
Greenpoint Finl. Corp. Com. 73 1,556 2,972
Grey Global Group Inc. Com. 1 72 195
Griffon Corp. Com. 143 1,661 1,128
Group 1 Software Inc. New Com. 2 15 27
HNC Software Inc. Com. 20 314 579
HPSC Inc. 2 21 14
HS Res. Inc. 6 137 233
Haggar Corp. Com. 1 5 6
44
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Hain Celestial Group Inc. Com. 10 398 338
Handleman Co. Del. 21 248 160
Hansen Nat. Corp. 2 8 8
Harcourt Gen. Inc. 3 143 149
Harley Davidson Inc. Com. 42 620 1,662
Harman Intl. Inds. Inc. New Com. 38 755 1,387
Harte-Hanks Inc. Com. 27 689 640
Healthcare Svcs. Group Inc. 4 18 24
Healthcare Realty Trust Inc. 17 298 361
Healthsouth Corp. Com. 149 1,111 2,429
Hector Communications Corp. 2 12 17
Helmerich & Payne Inc. Com. 8 223 360
Henry Jack & Assoc. Inc. Com. 4 224 273
Hi-Tech Pharmacal Inc. 1 6 5
Hibernia Corp. CL A Com. 24 218 306
Highland Ins. Group Inc. Com. 1 3 3
Highwoods PPTYS Inc. Com. 2 41 42
Hilton Hotels Corp. Com. 320 4,559 3,360
Horizon Health Corp. Com. 1 1 1
Host Marriott Corp. New Com. 353 7,118 4,563
Hot Topic Inc. 1 11 10
Hotjobs.com Ltd. Com. 21 219 234
Houghton Mifflin Co. Com. 12 452 575
Hudson UTD Bancorp Com. 21 437 432
Hughes Supply Inc. Com. 18 385 328
Hutchinson Technology Inc. Com. 36 689 494
Hycor Biomedical Inc. 3 16 13
ISTAR Fin'l. Inc. 6 111 110
ITLA Cap. Corp. 3 47 55
ITT Edl. Svcs. Inc. Com. 59 1,015 1,298
IXIA Com. 5 111 119
Idexx Labs Inc. Com. 18 395 387
Imation Corp. Com. 6 105 90
Imclone Systems Inc. 16 696 691
Independence Cmnty. Bk. Corp. Com. 4 58 69
Indymac Bancorp Inc. Com. 6 148 180
45
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Infocus Corp. Com. 2 75 27
Informatica Corp. Com. 34 1,156 1,345
Infospace Inc. Com. 27 1,510 234
Inter Parfums Inc. Com. 2 8 13
Intercontinential Life Corp. 4 40 35
Intergraph Corp. 15 145 92
Intermet Corp. 4 26 13
International Aircraft Invs.
Com. 2 14 11
International Bancshares Corp. 1 19 20
International Fibercom Inc. Com. 6 59 29
International Game Technology Com. 1 2 5
International Multifoods Corp. 9 181 173
International Rectifier Corp.
Com. 23 697 690
International Speedway Corp. CL A 20 852 756
Interpool Inc. Com. 28 254 473
Interstate Bakeries Corp. Del.
New Com. 9 130 128
Intranet Solutions Inc. Com. New 2 98 112
Interwoven Inc. 11 561 732
Invacare Corp. 2 49 65
Inverness Med. Technology Inc.
Com. 14 388 553
Investors Financial Svcs. CP 3 206 284
Invitrogen Corp. Com. 7 278 607
Iona Tech PLC Sponsored ADR 3 186 168
Iron Mtn. Inc. PA Com. 34 830 1,270
Isle of Capris Casinos Inc. Com. 1 14 10
IT Group Inc. Com. 10 103 51
Itron Inc. 39 442 143
I2 Technologies Inc. 16 401 863
J & J Snack Foods Corp. 3 44 50
JPS Textile Group Inc. Com. New 8 41 38
Jabil Circuit Inc. Com. 41 514 1,030
Jacksonville Bancorp Inc. 1 11 11
46
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Jaco Electrs. Inc. 1 10 7
Jacobs Engr. Group Inc. Com. 6 222 291
K2 Inc. Com. 29 259 234
Kaman Corp. CL A 14 166 236
Kana Communications Inc. Com. 7 165 82
Kankakee Bancorp Inc. 1 11 9
Kansas City Life Ins. Co. 2 68 85
Katy Inds. Inc. 5 55 27
Kaye Group Inc. 7 55 51
Kellwood Co. 3 76 59
Kelly Svcs. Inc. CL A 11 284 253
Kemet Corp. Com. 56 1,538 844
Kennametal Inc. Com. 59 1,726 1,718
Kewaunee Scientific Corp. 1 5 9
Keytronic Corp. 1 2 1
Keyspan Corp. 43 978 1,826
Kimball Intl. Inc. CL B 15 305 216
Knight Ridder Inc. 54 1,838 3,088
Korn Ferry Intl. Com. New 2 46 40
Krug Intl. Corp. 1 1 0
Kulicke & Soffa Inds. Inc. 29 457 324
L-3 Communications Hldgs. Inc.
Com. 6 383 493
Laboratory Corp. Amer. Hldgs.
Com. New 3 173 523
Labranche & Co. Inc. Com. 15 310 471
Lakeland Inds. Inc. 1 8 5
Lakes Gaming Inc. Com. 3 24 24
Lam Resh Corp. Com. 22 381 318
Lamar Advertising Co. CL A 24 733 922
Lamson & Sessions Co. 12 82 124
Lancaster Colony Corp. Com. 20 569 561
Landry's Seafood Restaurants 19 151 189
Landstar Sys. Inc. Com. 3 161 166
Learning Tree Int'l. Inc. 2 87 74
Lecroy Corp. Com. 20 327 248
47
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Lennox Int'l. Inc. Com. 32 418 248
Lexicon Genetics Inc. Com. 8 148 136
Liberty Digital Inc. CL A 14 582 69
Liberty Finl. Cos. Inc. Com. 6 107 254
Lifepoint Hosps. Inc. Com. 25 797 1,233
Lifetime Hoan Corp. 9 64 67
Lifeminders Inc. Com. 2 90 8
Lincoln Elec. Hldgs. Inc. Com. 19 350 381
Linear Technology Corp. Com. 10 112 449
Linens N Things Inc. Com. 30 838 815
Liqui Box Corp. 1 29 22
Litton Inds. Inc. Com. 23 1,122 1,833
Liz Claiborne Inc. Com. 24 934 978
Lone Star Steakhouse Saloon 2 14 15
Louis Dreyfus Nat. Gas Corp.
Com. 9 240 431
Lubrizol Corp. 24 645 615
Lydall Inc. 2 19 16
MAF Bancorp Inc. 10 185 293
MFRI Inc. Com. 2 17 5
MKS Instrs. Inc. 31 538 473
MSC Indl. Direct Inc. CL A 53 527 957
MSC Software Corp. Com. 1 5 5
Macdermid Inc. 17 412 321
Macerich Co. Com. 4 84 81
Mack Cali Rlty. Corp. Com. 32 881 917
Macrovision Corp. Com. 16 839 1,177
Magnetek Inc. Com. 8 85 100
Maine Pub. Svc. Co. 1 10 16
Manugistics Group Inc. 16 549 889
Mapinfo Corp. 1 3 5
Marlton Technologies Inc. 1 2 0
Marriott Intl. Inc. New CL A 76 2,178 3,211
Marten Trans. LTD Com. 1 5 5
Massbank Corp. Reading Mass.
Com. 1 31 32
48
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Maxim Integrated Prods. Inc. Com. 12 713 550
Maxtor Corp. Com. New 40 358 224
Max & Ermas Restaurants Inc. 1 8 11
Medarex Inc. 12 398 497
Media Gen. Inc. CL A 2 79 58
Mediacom Communications Corp. CL A 14 182 244
Medicines Co. Com. 10 241 213
Medicis Pharmaceutical Corp.
CL A New Com. 1 17 18
Medimmune Inc. Com. 16 753 744
Medstone Intl. Inc. 2 15 12
Mentor Graphics Corp. Com. 48 627 1,325
Mercury Interactive Corp. 7 652 632
Meredith Corp. Com. 10 294 319
Mesa Labs Inc. 3 15 16
Mestek Inc. 1 17 18
Metris Cos. Inc. 75 1,676 1,986
Michaels Stores Inc. Com. 25 911 673
Micrel Inc. 23 466 771
Microchip Technology Inc. Com. 21 560 450
Micromuse Inc. 16 890 954
Micron Electrs Inc. Com. 29 230 111
Microtune Inc. Del. CL Com. 5 137 76
Mid Atlantic Med. Svcs. Inc. Com. 21 329 406
Mikasa Inc. 2 22 38
Mine Safety Appliances Co. 7 126 166
Minerals Technologies Inc.
Com. 20 765 684
Mitchell Energy & Dev. Corp. CL A 7 138 404
Modis Prof. Svcs. Inc. Com. 82 614 338
Molex Inc. CL A 37 931 951
Monro Muffler Brake Inc. 1 2 2
Movado Group Inc. Com. 1 15 15
Movie Gallery Inc. Com. 1 4 3
Mueller Inds. Inc. Com. 38 868 1,027
Murphy Oil Corp. Com. 3 145 169
49
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Mylan Labs Inc. PA Com. 36 850 902
Myriad Genetics Inc. 2 164 124
NBTY Inc. 65 372 309
NCO Group Inc. 7 151 225
NCR Corp. New 18 868 889
NPC International Inc. Com. 1 4 5
NUI Corp. 1 34 39
Nashua Corp. 2 14 8
National Beverage Corp. Com. 1 2 2
National Comm. Bancorporation 33 652 814
National Data Corp. Com. 11 417 418
National Home Health Care
Corp. 3 18 16
National-Oilwell Inc. 19 565 723
National Westn. Life Ins. Co. 1 89 103
Navigant Int'l. Inc. Com. 1 14 11
Navistar Int'l. Corp. New Com. 10 202 262
Nelson Thomas Inc. 14 165 99
Netiq Corp. Com. 3 231 245
Netro Corp. Com. 11 355 77
New Brunswick Scientific Inc. 2 11 10
Newfield Expl. Co. Com. 16 585 764
Newpark Res. Inc. New 63 619 601
Next Health Inc. 3 15 11
Nexen Inc. Com. 2 45 47
Noland Co. 2 37 30
North Cent Bancshares Inc. 1 11 9
Northeast Ind. Bancorp Inc. Com. 1 7 5
Nova Chemicals Corp. Com. 30 546 562
Novellus Sys. Inc. 20 359 708
Nu Horizons Electrs Corp. 3 52 25
Oakley Inc. Com. 3 43 35
Oceaneering Int'l. Inc. Com. 10 186 198
Ogden Corp. Com. 58 629 892
Oilgear Co. Com. 2 17 16
Old Dominion Fght. Lines Inc. 1 3 3
50
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Olin Corp. Com. 4 68 89
Omnicare Inc. Com. 28 301 601
Omnova Solutions Inc. Com. 89 698 534
Openwave Sys. Inc. 7 384 316
Opinion Resh Corp. 2 8 8
Optimal Robotics Corp. CL A New 9 278 285
Orthodontic Ctrs. Amer. Inc. Com. 11 355 350
Outlook Group Corp. 2 9 9
Oxford Health Plans Inc. Com. 19 514 751
Oxford Inds. Inc. Com. 5 87 72
P & F Inds. Inc. CL A New 3 23 14
P Com. Inc. Com. 31 198 95
PFF Bancorp Inc. Com. 1 7 8
PMA Capital Corp. CL A Com. 8 167 141
PRI Automation Inc. Com. 50 1,746 928
PW Eagle Inc. Com. 3 34 24
Packaging Corp. Amer. Com. 7 97 114
Pan Pac Retail PPTYS Inc. Com. 4 84 96
Patterson Energy Inc. 5 132 190
Paulson Cap. Corp. 3 22 14
Paxar Corp. 57 497 581
Paychex Inc. Com. 32 550 1,552
Pegasus Communications Corp. CL 33 972 857
Penford Corp. 3 30 37
Penn. Engr. & Mgr. Corp.
Non-Vtg. 9 206 300
Penn. VA Corp. 5 110 173
Peoples Banctrust Inc. Com. 3 46 44
Pepsi Bottling Group Inc. Com. 8 278 300
Perceptron Inc. Com. 5 16 7
Peregrine Sys. Inc. Com. 19 422 373
Perrigo Co. Com. 49 329 403
Pharmacyclics Inc. Com. 8 328 260
Pharmacopeia Inc. Com. 10 276 207
Phoenix Invt. Partners Ltd. 1 4 6
Phoenix Technology Ltd. Com. 4 78 59
51
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Pinnacle Hldgs. Inc. Com. 59 1,582 536
Pinnacle West Cap. Corp. Com. 36 1,092 1,724
Pioneer Nat. Res. Co. 200 4,429 3,938
Pioneer Standard Electrs.
Inc. 26 274 287
Pittston Co. Brinks Group Com. 6 89 115
Planar Sys. Inc. 8 158 206
Plantronics Inc. 17 809 776
Plexus Corp. 7 369 213
Polycom Inc. 11 489 364
Polyone Corp. Com. 47 491 278
Pomeroy Computer Res. Inc. Com. 3 66 52
Pope & Talbot Inc. 3 58 57
Power-One Inc. Com. 12 896 484
Powertel Inc. Com. 12 1,022 749
Predictive Sys. Inc. Com. 9 328 67
Prentiss PPTYS TR Sh. Ben. Int.
Com. 12 264 334
Pride Int'l. Inc. Com. 42 855 1,042
Prime Group Realty TR Sh. Ben. Int. 4 73 60
Primesource Corp. 8 78 35
Prime Hospitality Corp. Com. 35 335 409
Probusiness Svcs. Inc. Com. 27 768 723
Profit Recovery Group Int'l. Inc. 20 207 127
Protein Design Labs Inc. 2 97 130
Provident Finl. Group Inc. Com. 3 115 120
Proxicom Inc. Com. 9 278 37
Public Svc. Co. N. Mex. Com. 16 355 432
Quaker City Bancorp Inc. Com. 2 28 58
Quaker Chem. Corp. Com. 11 144 199
Quaker Fabric Corp. New 1 4 3
Quest Diagnostics Inc. Com. 15 474 2,158
Quest Software Inc. Com. 7 277 208
Quidel Corp. 1 3 3
Quipp Inc. 1 10 25
R H Donnelley Corp. Com. New 13 272 316
52
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
R G S Energy Group Inc. Com. 14 369 457
Radian Group Inc. 30 1,646 2,237
Radio One Inc. CL A 9 150 100
Radio One Inc. CL D Non-Vtg. 19 336 210
Ralcorp Hldgs. Inc. New Com. 5 71 82
Rank Group PLC Sponsored ADR 7 52 31
Raymond James Fin'l. Inc. Com. 14 236 471
Rayonier Inc. Com. 65 2,497 2,588
Read Rite Corp. Com. 136 1,009 548
Reeds Jewelers Inc. 1 1 0
Rehabcare Group Inc. Com. 6 179 298
Remington Oil & Gas Corp. Com. 17 108 218
Renaissancere Holdings Ltd. 1 11 23
Rent A Ctr. Inc. New Com. 24 498 818
Republic Bancshares Inc. 1 2 2
Republic Bancorp Inc. Com. 9 82 94
Respironics Inc. Com. 15 260 416
Retek Inc. Com. 31 1,057 767
Reynolds & Reynolds Co. CL A 72 1,181 1,458
Reynolds RJ Tob Hldgs Inc. Com. 7 305 336
Ribozyme Pharmaceuticals Inc. 7 180 97
Richton Tntl. Corp. Com. 2 23 31
Roadhouse Grill Inc. Com. 1 5 1
Roadway Express Inc. Del. 1 34 30
Robert Half Int'l. Inc. Com. 20 454 535
Robinson Nugent Inc. 1 1 2
Roslyn Bancorp Inc. Com. 14 255 391
Rowan Cos. Inc. Com. 4 99 116
Ruddick Corp. Com. 15 196 166
Russ Berrie & Co. Inc. Com. 9 187 180
Russell Corp. 22 344 333
Ryans Family Steak Houses Inc.
Com. 27 221 251
SCP Pool Corp. 12 332 364
SEI Investment Co. Com. 3 285 347
SL Green Realty Corp. 13 363 375
53
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
SL Inds. Inc. 2 24 27
SPX Corp. 11 863 1,168
STV Group Inc. 2 15 13
ST Frances Cap. Corp. Com. 3 42 38
ST Jude Med. Inc. Com. 1 18 25
ST Mary Ld. & Expl. Co. 5 103 150
Saks Inc. Com. 85 1,199 850
Sanfilippo John B. & Son Inc. 4 13 16
Sangamo Biosciences Inc. Com. 10 309 199
Santos LTD Sponsored ADR 7 82 91
Sasol LTD Sponsored ADR 28 123 180
Schein Henry Inc. Com. 46 603 1,586
Scherer Healthcare Inc. 1 4 5
School Specialty Inc. Com. 2 30 40
Schuler Homes Inc. 11 107 101
Schultz Sav. O Stores Inc. 2 30 19
Scient Corp. Com. 5 169 16
Scott Technologies Inc. Com. 37 490 828
Sea Containers LTD CL A 10 264 220
Seaboard Corp. Del. 1 18 16
Seacor Smit Inc. Com. 1 36 47
Security Cap. Group Inc. CL B 26 461 518
Selas Corp. Amer. 2 22 7
Selectica Inc. Del. Com. 15 492 360
Semtech Corp. 20 603 437
Semitool Inc. 4 32 35
Sensient Technologies Corp. Com. 54 1,017 1,229
Sensormatic Electrs. Corp. Com. 71 1,174 1,424
Service Master Co. Com. 245 2,560 2,818
Shaw Group Inc. Com. 11 398 540
Shaw Inds. Inc. Ga. Com. 37 489 701
Sicor Inc. Com. 24 213 339
Siebel Sys. Inc. 13 814 866
Silicon Image Inc. Com. 12 201 67
Silicon Storage Technology Inc. 34 794 404
Silicon Valley Bancshares
Com. 14 557 484
54
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Simione Cent. Hldgs Inc. 1 1 1
Skillsoft Corp. Com. 32 580 604
Skyline Corp. 3 81 57
Smartforce Pub. Ltd. Co.
Sponsored ADR 31 1,177 1,161
Smith Charles E. Residential
Rlty. Inc. Com. 8 290 395
Smithfield Foods Inc. Com. 23 529 711
Sonesta Intl. Hotel Corp. 2 15 15
Sonic Corp. 10 230 226
Sothebys Hldgs. Inc. CL A Ltd. 31 598 728
Sonus Networks Inc. Com. 9 214 220
Southern Mo. Bancorp Inc. Com. 1 10 10
Spacelabs Med. Inc. Com. 8 166 100
Spanish Broadcasting Sys. Inc.
CL A 18 173 91
Spectrasite Hldgs. Inc. Com. 10 205 135
Spectrum Ctl. Inc. 2 21 17
Spherion Corp. Com. 30 582 344
Spiegel Inc. CL A Non-vtg 28 244 122
Spieker PPTYS Inc. Com. 6 302 286
Spinnaker Expl. Co. Com. 7 237 293
Sport Chalet Inc. 3 8 14
Springs Inds. Inc. CL A 5 203 165
Standard Mgmt. Corp. 2 15 6
Standard Microsystems Corp. 36 336 725
Standex Intl. Corp. Com. 1 29 25
Starrett L. S. Co. CL A 4 100 85
Startek Inc. Com. 34 1,257 521
Staten Is. Bancorp Inc. Com. 8 159 177
Station Casinos Inc. 24 346 353
Stein Mart Inc. Com. 12 143 137
Stepan Chem. Co. Com. 1 2 2
Steris Corp. Com. 29 422 460
Sterling Bancorp Com. 5 67 107
Sterling Finl. Corp/Spokane 4 51 44
55
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Structural Dynamics Resh. Corp. 27 443 272
Stryker Corp. 30 1,008 1,538
Student Ln. Corp. 2 84 103
Sunglass Hut Intl. Inc. Com. 113 842 579
Sungard Data Sys. Inc. Com. 16 586 735
Sunoco Inc. Com. 39 1,068 1,321
Superior Uniform Group Inc. Com. 3 38 25
Support.com Inc. Com. 11 271 217
Suprema Specialties Inc. 2 14 15
Sybron Dental Specialties Inc.
Com. 22 318 363
Systems & Computer Technology 38 601 470
TBC Corp. 8 39 38
TCI Int'l. Inc. 2 13 16
TRC Cos. Inc. 3 12 58
Taubman Centers Inc. 4 45 46
Technitrol Inc. 8 388 313
Technology Solutions Co. 28 151 59
Tecumseh Prods. Co. CL B Com. 5 264 189
Teekay Shipping Corp. Com. 24 848 920
Teleflex Inc. Com. 15 537 676
Temple Inland Inc. Com. 3 104 134
Tibco Software Inc. Com. 18 1,459 848
Timberland Co. CL A 10 246 655
Titan Pharmaceuticals Inc. Del. 17 438 584
Toll Bros. Inc. Com. 3 81 131
Topps Inc. 21 220 190
Toys R Us Inc. Com. 76 1,288 1,263
Tractor Supply Co. 1 4 3
Trans World Entmt. Corp. 21 174 186
Transmeta Corp. Del. Com. 5 192 113
Transwitch Corp. 5 245 211
Trenwick Group Ltd. Bermuda 23 555 571
Triad Hosps. Inc. Com. 9 254 300
Tricon Global Restaurants
Inc. Com. 110 3,784 3,630
56
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Triton Energy Ltd. CL A 5 177 141
Trizec Hahn Corp. Sub Vtg. 115 1,589 1,739
True North Communications
Inc. Com. 16 607 676
UIL Hldg. Corp. Com. 1 25 25
UMB Finl. Corp. 10 340 380
Ultramar Diamond Shamrock
Corp. Com. 35 811 1,081
Ultratech Stepper Inc. Com. 4 75 91
Unigraphics Solutions Inc. CL A 1 3 3
Unionbancal Corp. 7 161 168
United Dominion Inds. Ltd. 30 490 360
United Wis. Svcs. Inc. New Com. 13 121 45
Univision Communications Inc.
CL A 24 262 999
Uno Restaurant Corp. 1 9 7
Unova Inc. Com. 43 668 156
U. S. Freightsway Corp. Com. 11 452 316
VSE Corp. 1 1 1
Valassis Communications Inc. Com. 8 238 253
Valero Energy Corp. Com. New Com. 47 1,369 1,729
Valley Nat'l. Bancorp 10 239 333
Varco International Inc. Com. 7 114 141
Varian Med. Sys. FNC Com. 11 437 761
Varian Inc. Com. 5 234 156
Varian Semiconductor Equipment
Assocs. Inc. 6 285 150
Ventiv Health Inc. Com. 17 206 214
Verisign Inc. Com. 7 915 534
Versata Inc. Com. 17 357 155
Verticalbuyer Inc. Com. 1 0 0
Viad Corp. Com. 25 582 575
Viasystems Group Inc. Com. 18 294 153
Video Display Corp. 2 11 13
Village Super Mkt. Inc. CL A
New 1 12 16
57
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Vintage Pete Inc. Com. 18 363 396
Virata Corp. Com. 4 201 46
Volt Information Sciences Inc. 1 25 17
WFS Financial Inc. 8 116 139
WMS Inds. Inc. Com. 18 254 356
Wabash Natl. Corp. Com. 9 114 78
Wabtec Com. 10 152 118
Wacoal Corp. ADR 10 525 403
Waddell & Reed Finl. Inc. CL A 34 578 1,270
Wainwright Bk. & TR Co. Boston
Mass 2 13 12
Walter Inds. Inc. Com. 39 556 293
Washington Group Int'l. Inc. Com. 25 209 206
Washington Homes Inc. New Com. 4 28 47
Waste Mgmt. Inc. Del. Com. 196 5,243 5,439
Watchguard Technologies Inc. Com. 9 354 278
Watsco Inc. CL A 11 120 123
Webb Del. Corp. 1 20 29
Webex Commns Inc. Com. 15 359 303
Webmethods Inc. Com. 3 268 302
Webster Fin'l. Corp. Waterbury, CT 34 793 965
Weis Mkts. Inc. 1 41 50
Wells Finl. Corp. 1 9 10
Westcoast Energy Inc. 10 203 252
Weston Roy F. Inc. New Ser. A 28 137 125
Westwood One Inc. Com. 11 299 209
Wet Seal Inc. CL A Com. 4 53 78
Whole Foods Mkt. Inc. 27 946 1,663
Wickes Inc. Com. 6 24 23
Wiley John & Sons Inc. CL A 16 266 344
Williams Sonoma Inc. Com. 15 300 302
Willis Lease Fin. Corp. 1 1 1
Winston Hotels Inc. Com. 7 80 51
Wolohan Lmbr. Co. 1 6 5
Xicor Inc. 36 255 120
Xilinx Inc. Com. 9 96 397
58
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Yellow Corp. Com. 28 479 578
York Intl Corp. New Com. 46 1,774 1,409
Zoran Corp. 1 15 8
-------- --------
Total $294,675 $326,839
======== ========
Percent of Net Assets 5.9%
U.S. Government Securities 250 $ 246 $ 246
======== ========
Percent of Net Assets 0.0%
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $10,787 $ 10,787 $ 10,787
======== ========
Percent of Net Assets 0.2%
MFS INSTITUTIONAL RESEARCH FUND
MFS Institutional Tr
Research Fund 1,267 $ 18,889 $ 15,453
======== ========
Percent of Net Assets 0.3%
PUTNAM VOYAGER FUND
Putnam Voyager Fund
Inc. CL 3,110 $ 81,945 $ 74,362
======== ========
Percent of Net Assets 1.3%
59
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
COHEN & STEERS REALTY FUND
Cohen & Steers Realty
Shares Fund Com. 385 $ 16,445 $ 17,028
======== ========
Percent of Net Assets 0.3%
FIRST EAGLE FUND OF AMERICA
First Eagle Fund Amer.
Inc. Com. 773 $ 16,500 $ 15,834
======== ========
Percent of Net Assets 0.3%
T. ROWE PRICE BLUE CHIP GROWTH
FUND
T. Rowe Price Blue Chip Growth
Fund Inc. Com. 1,966 $ 59,374 $ 66,539
======== ========
Percent of Net Assets 1.2%
T. ROWE PRICE NEW ERA FUND
T. Rowe Price New Era Fund Inc.
Com. 287 $ 6,857 $ 6,982
======== ========
Percent of Net Assets 0.1%
T. ROWE PRICE SCIENCE & TECHNOLOGY
FUND
T. Rowe Price Science & Tech.
Fund Inc. Cap. Stk. 5,559 $286,496 $197,719
======== ========
Percent of Net Assets 3.6%
60
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
MORGAN STANLEY DEAN WITTER
INSTITUTIONAL INTERNATIONAL
EQUITY FUND
Morgan Stanley Institutional Fund
Inc. Intl. Equity Portfolio CL 3,184 $ 60,391 $ 56,936
======== ========
Percent of Net Assets 1.0%
RUSSELL INTERNATIONAL STOCK FUND
Common/Collective Trusts
Aim Int'l. CL Fund 2,482 $ 38,064 $ 35,404
======== ========
Percent of Net Assets 0.6%
ACORN INTERNATIONAL FUND
Acorn Investment Tr Int'l. Fund 852 $ 25,172 $ 20,317
======== ========
Percent of Net Assets 0.4%
STATE STREET EMERGING MARKETS
INDEX FUND
Kodak Emerging Markets Index 275 $ 2,289 $ 1,883
======== ========
Percent of Net Assets 0.0%
TEMPLETON DEVELOPING MARKETS FUND
Templeton Developing Mkts. Tr 444 $ 5,520 $ 4,698
======== ========
Percent of Net Assets 0.1%
61
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT END OF YEAR
December 30, 2000
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
MATTHEWS PACIFIC TIGER FUND I
Matthews Int'l Funds Pacific
Tiger Fund CL 415 $ 4,087 $ 3,407
======== ========
Percent of Net Assets 0.1%
SCUDDER LATIN AMERICA FUND
Scudder Int'l. Fund Inc. Latin
Amer. Fund 235 $ 5,589 $ 4,754
======== ========
Percent of Net Assets 0.1%
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
PARTICIPANT LOANS
Participant Loans 2000-2004 6.0%-11.5% $ 65,404
========
Percent of Net Assets 1.2%
Total Plan Investments $5,536,385
==========
62
Schedule II
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 342 $ 1,016 $ 1,093
Other common stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds 27,851 49,607 40,466 $ 10,154 $10,617 $336,278
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts 10,460 7,051 3,310,789
Dividends/Interest receivable 66 54 13
Participants' contributions
receivable 56 54
Receivables for securities sold
------- ------- ------- ---------- ------- --------
Total assets 38,719 57,728 41,572 3,320,999 10,617 336,332
------- ------- ------- ---------- ------- --------
LIABILITIES
Pending loans to participants 24 4
Distributions payable to
participants 18 45 14 3,801 7 120
Payable for securities purchased
Accrued expenses 2 4 4 14 3 15
Transfers among funds (31) 147 62 (107) 327 152
------- ------- ------- ---------- ------- --------
Total liabilities/transfers (11) 196 80 3,732 337 291
------- ------- ------- ---------- ------- --------
Net assets available for benefits $38,730 $57,532 $41,492 $3,317,267 $10,280 $336,041
======= ======= ======= ========== ======= ========
63
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $208,174
Other common stocks
Mutual funds $18,044 $10,779 $ 72,714
Interest in common/collective
trusts (pooled) funds $6,818 $33,243 7,250
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 2,442
Participants' contributions
receivable 50 15
Receivables for securities sold
------ ------- -------- ------- ------- --------
Total assets 6,818 33,293 217,866 18,044 10,779 72,729
------ ------- -------- ------- ------- --------
LIABILITIES
Pending loans to participants 2
Distributions payable to
participants 3 12 170 6 3 29
Payable for securities purchased
Accrued expenses 1 1 1
Transfers among funds (1) (358) 142 (7,444) (2,200) 5
------ ------- -------- ------- ------- --------
Total liabilities/transfers 3 (345) 315 (7,438) (2,197) 34
------ ------- -------- ------- ------- --------
Net assets available for benefits $6,815 $33,638 $217,551 $25,482 $12,976 $ 72,695
====== ======= ======== ======= ======= ========
64
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $31,666 $65,002 $73,482 $74,129 $70,153 $31,931
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable 82 10 20 37
Receivables for securities sold
------- ------- ------- ------- ------- -------
Total assets 31,666 65,084 73,492 74,149 70,190 31,931
------- ------- ------- ------- ------- -------
LIABILITIES
Pending loans to participants
Distributions payable to
participants 5 27 31 12 10 4
Payable for securities purchased
Accrued expenses
Transfers among funds (130) 22 72 201 456 1,762
------- ------- ------- ------- ------- -------
Total liabilities/transfers (125) 49 103 213 466 1,766
------- ------- ------- ------- ------- -------
Net assets available for benefits $31,791 $65,035 $73,389 $73,936 $69,724 $30,165
======= ======= ======= ======= ======= =======
65
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks $326,839
Mutual funds $14,771 $78,880 $28,650 $15,453 $74,362
Interest in common/collective
trusts (pooled) funds 10,787
U.S. government securities 246
Loans to participants 132
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 323
Participants' contributions
receivable 25 5
Receivables for securities sold 1,449
------- ------- ------- -------- ------- -------
Total assets 14,771 78,905 28,650 339,776 15,453 74,367
------- ------- ------- -------- ------- -------
LIABILITIES
Pending loans to participants 1 1 1
Distributions payable to
participants 24 5 97 2 20
Payable for securities purchased 1,069
Accrued expenses 185
Transfers among funds (171) 7,677 (284) (58) (10) 48
------- ------- ------- -------- ------- -------
Total liabilities/transfers (171) 7,702 (279) 1,294 (7) 68
------- ------- ------- -------- ------- -------
Net assets available for benefits $14,942 $71,203 $28,929 $338,482 $15,460 $74,299
======= ======= ======= ======== ======= =======
66
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $17,028 $15,834 $66,539 $6,982 $197,719
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable 10 25
Receivables for securities sold
------- ------- ------- ------ --------
Total assets 17,028 15,834 66,549 6,982 197,744
------- ------- ------- ------ --------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants 2 1 37 1 207
Payable for securities purchased
Accrued expenses 1
Transfers among funds (219) (33) 41 (324) 156
------- ------- ------- ------ --------
Total liabilities/transfers (217) (32) 78 (323) 365
------- ------- ------- ------ --------
Net assets available for benefits $17,245 $15,866 $66,471 $7,305 $197,379
======= ======= ======= ====== ========
67
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $56,936 $20,317 $4,698
Interest in common/collective
trusts (pooled) funds $35,404 $1,883
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable
Receivables for securities sold
------- ------- ------- ------ ------
Total assets 56,936 35,404 20,317 1,883 4,698
------- ------- ------- ------ ------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants 20 6 13
Payable for securities purchased
Accrued expenses 6
Transfers among funds 18 (39) 94 2 8
------- ------- ------- ------ ------
Total liabilities/transfers 39 (33) 107 8 8
------- ------- ------- ------ ------
Net assets available for benefits $56,897 $35,437 $20,210 $1,875 $4,690
======= ======= ======= ====== ======
68
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Matthews
Pacific Scudder Latin Loan TOTAL
Tiger Fund I America Fund Fund ALL FUNDS
------------ ------------- -------- ----------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 210,625
Other common stocks 326,839
Mutual funds $ 3,407 $ 4,754 1,054,230
Interest in common/collective
trusts (pooled) funds 570,358
U.S. government securities 246
Loans to participants $65,272 65,404
Investments at Contract Value:
Group annuity contracts 3,328,300
Dividends/Interest receivable 2,898
Participants' contributions
receivable 389
Receivables for securities sold 1,449
------- ------- ------- ----------
Total assets 3,407 4,754 65,272 5,560,738
------- ------- ------- ----------
LIABILITIES
Pending loans to participants (35) 0
Distributions payable to
participants 1 4,753
Payable for securities purchased 1,069
Accrued expenses 237
Transfers among funds 16 1 0
------- ------- ------- ----------
Total liabilities/transfers 17 1 (35) 6,059
------- ------- ------- ----------
Net assets available for benefits $ 3,390 $ 4,753 $65,307 $5,554,679
======= ======= ======= ==========
69
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 392 $ 1,322 $ 1,212
Other common stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds 29,123 59,838 42,013 $ 9,944 $5,084 $432,319
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts 10,760 8,242 3,368,239
Dividends/Interest receivable 3 9 8 48
Receivables for securities sold
Cash 4 3 1,233
------- ------- ------- ---------- ------ --------
Total assets 40,282 69,414 43,233 3,379,464 5,084 432,319
------- ------- ------- ---------- ------ --------
LIABILITIES
Pending loans to participants 8 17
Distributions payable to
participants 483 73
Payable for securities purchased
Accrued expenses 4 7 5 166 1 28
Transfers among funds (81) (601) (196) (8,030) (13) 1,558
------- ------- ------- ---------- ------ --------
Total liabilities/transfers (77) (594) (191) (7,373) (12) 1,676
------- ------- ------- ---------- ------ --------
Net assets available for benefits $40,359 $70,008 $43,424 $3,386,837 $5,096 $430,643
======= ======= ======= ========== ====== ========
70
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $369,777
Other common stocks
Mutual funds $ 9,271 $14,344 $ 93,482
Interest in common/collective
trusts (pooled) funds $8,686 $26,324 15,953
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 2,431 49
Receivables for securities sold
Cash
------ ------- -------- ------- ------- --------
Total assets 8,686 26,324 388,161 9,320 14,344 93,482
------ ------- -------- ------- ------- --------
LIABILITIES
Pending loans to participants 2 2
Distributions payable to
participants 25 31
Payable for securities purchased
Accrued expenses 1 2 18 1 5
Transfers among funds 136 (166) 4,812 82 34 367
------ ------- -------- ------- ------- --------
Total liabilities/transfers 137 (162) 4,857 82 35 403
------ ------- -------- ------- ------- --------
Net assets available for benefits $8,549 $26,486 $383,304 $ 9,238 $14,309 $ 93,079
====== ======= ======== ======= ======= ========
71
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $29,930 $79,072 $89,684 $40,488 $37,842 $22,100
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Cash
------- ------- ------- ------- ------- -------
Total assets 29,930 79,072 89,684 40,488 37,842 22,100
------- ------- ------- ------- ------- -------
LIABILITIES
Pending loans to participants 3 1
Distributions payable to
participants
Payable for securities purchased
Accrued expenses 2 4 4 2 2 1
Transfers among funds 446 208 16 (219) 80 64
------- ------- ------- ------- ------- -------
Total liabilities/transfers 448 212 23 (217) 83 65
------- ------- ------- ------- ------- -------
Net assets available for benefits $29,482 $78,860 $89,661 $40,705 $37,759 $22,035
======= ======= ======= ======= ======= =======
72
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks $318,796
Mutual funds $12,059 $86,946 $15,654 $14,481 $70,611
Interest in common/collective
trusts (pooled) funds 22,335
U.S. government securities 1,581
Loans to participants 138
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 472
Receivables for securities sold 1,809
Cash 2
------- ------- ------- -------- ------- -------
Total assets 12,059 86,946 15,654 345,133 14,481 70,611
------- ------- ------- -------- ------- -------
LIABILITIES
Pending loans to participants 1 4
Distributions payable to
participants 15
Payable for securities purchased 493
Accrued expenses 1 4 1 213 1 3
Transfers among funds (65) (1,286) 20 568 100 (495)
------- ------- ------- -------- ------- -------
Total liabilities/transfers (64) (1,281) 21 1,293 101 (492)
------- ------- ------- -------- ------- -------
Net assets available for benefits $12,123 $88,227 $15,633 $343,840 $14,380 $71,103
======= ======= ======= ======== ======= =======
73
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $ 6,082 $23,127 $59,606 $3,578 $262,556
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Cash
------- ------- ------- ------ --------
Total assets 6,082 23,127 59,606 3,578 262,556
------- ------- ------- ------ --------
LIABILITIES
Pending loans to participants 8
Distributions payable to
participants 10
Payable for securities purchased
Accrued expenses 1 3 12
Transfers among funds 228 214 (174) 271 381
------- ------- ------- ------ --------
Total liabilities/transfers 228 215 (171) 271 411
------- ------- ------- ------ --------
Net assets available for benefits $ 5,854 $22,912 $59,777 $3,307 $262,145
======= ======= ======= ====== ========
74
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $57,967 $28,463 $9,955
Interest in common/collective
trusts (pooled) funds $44,616 $4,831
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Cash
------- ------- ------- ------ ------
Total assets 57,967 44,616 28,463 4,831 9,955
------- ------- ------- ------ ------
LIABILITIES
Pending loans to participants 1 1 1
Distributions payable to
participants
Payable for securities purchased
Accrued expenses 3 2 2
Transfers among funds 260 891 253 18 154
------- ------- ------- ------ ------
Total liabilities/transfers 263 894 255 19 155
------- ------- ------- ------ ------
Net assets available for benefits $57,704 $43,722 $28,208 $4,812 $9,800
======= ======= ======= ====== ======
75
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
Newport Scudder Latin Loan TOTAL
Tiger Fund America Fund Fund ALL FUNDS
---------- ------------- -------- ----------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 372,703
Other common stocks 318,796
Mutual funds $ 8,060 $ 7,506 1,082,864
Interest in common/collective
trusts (pooled) funds 701,066
U.S. government securities 1,581
Loans to participants $62,737 62,875
Investments at Contract Value:
Group annuity contracts 3,387,241
Dividends/Interest receivable 3,020
Receivables for securities sold 1,809
Cash 1,242
------- ------- ------- ----------
Total assets 8,060 7,506 62,737 5,933,197
------- ------- ------- ----------
LIABILITIES
Pending loans to participants (49) 0
Distributions payable to
participants 637
Payable for securities purchased 493
Accrued expenses 499
Transfers among funds 83 82 0
------- ------- ------- ----------
Total liabilities/transfers 83 82 (49) 1,629
------- ------- ------- ----------
Net assets available for benefits $ 7,977 $ 7,424 $62,786 $5,931,568
======= ======= ======= ==========
76
Schedule III
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12 $ 38 $ 43
Other dividends
Interest 906 690 84 $ 244,667 $ 8 $ 370
Net realized and unrealized
gains (losses) from
investments (899) (4,906) (6,316) 730 697 (34,009)
Employer contributions 123 332 527 2,134 50 1,357
Participants' contributions 2,052 5,106 5,269 93,224 472 19,730
Transfers among funds (823) (10,591) 642 (91,156) 4,467 (61,459)
------- ------- ------- ---------- ------- --------
Total Additions 1,371 (9,331) 249 249,599 5,694 (74,011)
------- ------- ------- ---------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,929) (2,988) (2,017) (318,415) (452) (20,115)
Loans transfers, net (41) (98) (105) 0 (51) (313)
Administrative expenses (30) (59) (59) (754) (7) (163)
------- ------- ------- ---------- ------- --------
Total Deductions 3,000 3,145 2,181 319,169 510 20,591
------- ------- ------- ---------- ------- --------
(Decrease) increase in net assets (1,629) (12,476) (1,932) (69,570) 5,184 (94,602)
Net assets available for benefits
at beginning of year 40,359 70,008 43,424 3,386,837 5,096 430,643
------- ------- ------- ---------- ------- --------
Net assets available for benefits
at end of year $38,730 $57,532 $41,492 $3,317,267 $10,280 $336,041
======= ======= ======= ========== ======= ========
77
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,071
Other dividends $ 939 $ 1,581 $ 2,325
Interest $ 7 $ 45 969 8 9 72
Net realized and unrealized
gains (losses) from
investments (1,397) (1,703) (123,526) 691 (2,935) 2,772
Employer contributions 69 191 355 38 31 234
Participants' contributions 766 2,330 5,657 462 495 3,666
Transfers among funds (798) 7,747 (36,515) 15,545 526 (23,975)
------- ------- --------- ------- ------- --------
Total Additions (1,353) 8,610 (143,989) 17,683 (293) (14,906)
------- ------- --------- ------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (348) (1,495) (20,459) (1,410) (1,023) (5,462)
Loans transfers, net (19) 59 (1,233) (26) (14) 2
Administrative expenses (14) (22) (72) (3) (3) (18)
------- ------- --------- ------- ------- --------
Total Deductions 381 1,458 21,764 1,439 1,040 5,478
------- ------- --------- ------- ------- --------
(Decrease) increase in net assets (1734) 7,152 (165,753) 16,244 (1,333) (20,384)
Net assets available for benefits
at beginning of year 8,549 26,486 383,304 9,238 14,309 93,079
------- ------- --------- ------- ------- --------
Net assets available for benefits
at end of year $ 6,815 $33,638 $ 217,551 $25,482 $12,976 $ 72,695
======= ======= ========= ======= ======= ========
78
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 538 $ 533 $ 283
Interest 24 65 $ 93 $ 64 $ 131 21
Net realized and unrealized
gains (losses) from
investments 2,680 (2,300) (16,519) (9,006) (41,557) 4,167
Employer contributions 84 299 335 261 403 84
Participants' contributions 1,374 3,873 4,418 3,307 4,501 1,114
Transfers among funds (971) (12,243) (383) 42,108 72,639 3,802
------- -------- -------- ------- -------- -------
Total Additions 3,729 (9,773) (12,056) 36,734 36,117 9,471
------- -------- -------- ------- -------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,387) (4,030) (4,146) (3,291) (3,443) (1,323)
Loans transfers, net (27) (6) (50) (197) (689) (13)
Administrative expenses (6) (16) (20) (15) (20) (5)
------- -------- -------- ------- -------- -------
Total Deductions 1,420 4,052 4,216 3,503 4,152 1,341
------- -------- -------- ------- -------- -------
Increase (decrease) in net assets 2,309 (13,825) (16,272) 33,231 31,965 8,130
Net assets available for benefits
at beginning of year 29,482 78,860 89,661 40,705 37,759 22,035
------- -------- -------- ------- -------- -------
Net assets available for benefits
at end of year $31,791 $ 65,035 $ 73,389 $73,936 $ 69,724 $30,165
======= ======== ======== ======= ======== =======
79
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 259 $ 3,304 $ 32
Interest $ 19 $ 184 16 1,288 16 $ 85
Net realized and unrealized
gains (losses) from
investments 2,438 (80,099) 3,906 33,618 (1,046) (15,129)
Employer contributions 45 537 58 399 64 353
Participants' contributions 868 6,513 880 7,423 807 4,643
Transfers among funds (158) 60,806 9,006 (25,546) 2,354 17,496
------- -------- ------- -------- ------- --------
Total Additions 3,212 (12,059) 14,125 20,486 2,227 7,448
------- -------- ------- -------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (409) (4,474) (821) (22,168) (1,113) (4,028)
Loans transfers, net 18 (463) (5) (1,171) (30) (204)
Administrative expenses (2) (28) (3) (2,505) (4) (20)
------- -------- ------- -------- ------- --------
Total Deductions 393 4,965 829 25,844 1,147 4,252
------- -------- ------- -------- ------- --------
Increase (decrease) in net assets 2,819 (17,024) 13,296 (5,358) 1,080 3,196
Net assets available for benefits
at beginning of year 12,123 88,227 15,633 343,840 14,380 71,103
------- -------- ------- -------- ------- --------
Net assets available for benefits
at end of year $14,942 $ 71,203 $28,929 $338,482 $15,460 $ 74,299
======= ======== ======= ======== ======= ========
80
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 669 $ 68
Interest 13 $ 14 $ 59 13 $ 334
Net realized and unrealized
gains (losses) from
investments 1,581 (56) (2,353) 527 (101,972)
Employer contributions 39 57 337 29 1,182
Participants' contributions 611 820 3,562 280 13,983
Transfers among funds 8,796 (6,826) 8,207 3,311 35,235
------- ------- ------- ------ ---------
Total Additions 11,709 (5,991) 9,812 4,228 (51,238)
------- ------- ------- ------ ---------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (273) (1,077) (3,050) (230) (12,547)
Loans transfers, net (43) 26 (53) 1 (918)
Administrative expenses (2) (4) (15) (1) (63)
------- ------- ------- ------ ---------
Total Deductions 318 1,055 3,118 230 13,528
------- ------- ------- ------ ---------
Increase (decrease) in net assets 11,391 (7,046) 6,694 3,998 (64,766)
Net assets available for benefits
at beginning of year 5,854 22,912 59,777 3,307 262,145
------- ------- ------- ------ ---------
Net assets available for benefits
at end of year $17,245 $15,866 $66,471 $7,305 $ 197,379
======= ======= ======= ====== =========
81
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Morgan Stanley Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 101 $ 617 $ 33
Interest 26 $ 30 45 $ 7 9
Net realized and unrealized
gains (losses) from
investments 4,580 (6,043) (6,860) (908) (2,454)
Employer contributions 126 102 173 21 35
Participants' contributions 1,995 1,554 2,913 290 419
Transfers among funds (4,652) (1,908) (4,184) (2,275) (2,879)
------- ------- ------- ------- -------
Total Additions 2,176 (6,265) (7,296) (2,865) (4,837)
------- ------- ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,932) (1,906) (853) (67) (273)
Loans transfers, net (39) (104) 158 13 1
Administrative expenses (12) (10) (7) (18) (1)
------- ------- ------- ------- -------
Total Deductions 2,983 2,020 702 72 273
------- ------- ------- ------- -------
Decrease in net assets (807) (8,285) (7,998) (2,937) (5,110)
Net assets available for benefits
at beginning of year 57,704 43,722 28,208 4,812 9,800
------- ------- ------- ------- -------
Net assets available for benefits
at end of year $56,897 $35,437 $20,210 $ 1,875 $ 4,690
======= ======= ======= ======= =======
82
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Matthews
Newport Pacific Scudder Latin Loan TOTAL
Tiger Fund Tiger Fund I America Fund Fund ALL FUNDS
---------- ------------ ------------- -------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,164
Other dividends $ 157 $ 39 11,478
Interest $ 1 3 9 250,404
Net realized and unrealized
gains (losses) from
investments 95 (1,149) (1,124) (405,784)
Employer contributions 4 9 26 10,503
Participants' contributions 53 61 305 205,796
Transfers among funds (8,011) 4,388 (1,722) 0
------- ------ ------- -------- ----------
Total Additions (7,858) 3,469 (2,467) 0 81,561
------- ------ ------- -------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (124) (77) (208) (3,103) (454,466)
Loans transfers, net 6 (1) 5 5,624 0
Administrative expenses (1) (1) (1) (3,984)
------- ------ ------- -------- ----------
Total Deductions 119 79 204 (2,521) 458,450
------- ------ ------- -------- ----------
(Decrease) increase in net assets (7,977) 3,390 (2,671) 2,521 (376,889)
Net assets available for benefits
at beginning of year 7,977 0 7,424 62,786 5,931,568
------- ------ ------- -------- ----------
Net assets available for benefits
at end of year $ 0 $3,390 $ 4,753 $ 65,307 $5,554,679
======= ====== ======= ======== ==========
83
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 10 $ 30 $ 24
Other dividends
Interest 888 667 66 $ 251,721 $ 8 $ 421
Net realized and unrealized
gains (losses) from
investments 3,854 10,239 7,974 (38) 76,824
Participants' contributions 6,842 9,033 5,445 183,944 1,254 28,246
Transfers among funds (3,316) 2,886 5,584 (40,821) (3,774) (6,993)
------- ------- ------- ---------- ------ --------
Total Additions 8,278 22,855 19,093 394,844 (2,550) 98,498
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (4,769) (3,879) (1,398) (289,463) (723) (23,627)
Loans transfers, net (137) (288) (127) 492 (30) (1,160)
Administrative expenses (47) (82) (54) (2,135) (9) (340)
------- ------- ------- ---------- ------ --------
Total Deductions 4,953 4,249 1,579 291,106 762 25,127
------- ------- ------- ---------- ------ --------
Increase in net assets 3,325 18,606 17,514 103,738 (3,312) 73,371
Net assets available for benefits
at beginning of year 37,034 51,402 25,910 3,283,099 8,408 357,272
------- ------- ------- ---------- ------ --------
Net assets available for benefits
at end of year $40,359 $70,008 $43,424 $3,386,837 $5,096 $430,643
======= ======= ======= ========== ====== ========
84
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,066
Other dividends $ 656 $ 1,474 $ 3,524
Interest $ 5 $ 33 1,166 8 11 108
Net realized and unrealized
gains (losses) from
investments 1,912 4,482 (23,664) (682) (339) (712)
Participants' contributions 804 2,564 10,112 758 747 7,934
Transfers among funds 1,227 (5,657) 23,510 (2,833) (1,688) (27,494)
------ ------- -------- ------- ------- --------
Total Additions 3,948 1,422 20,190 (2,093) 205 (16,640)
------ ------- -------- ------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (230) (1,323) (25,417) (485) (1,008) (7,602)
Loans transfers, net (19) (45) (1,846) 27 42 (14)
Administrative expenses (13) (25) (238) (7) (9) (70)
------ ------- -------- ------- ------- --------
Total Deductions 262 1,393 27,501 465 975 7,686
------ ------- -------- ------- ------- --------
Increase in net assets 3,686 29 (7,311) (2,558) (770) (24,326)
Net assets available for benefits
at beginning of year 4,863 26,457 390,615 11,796 15,079 117,405
------ ------- -------- ------- ------- --------
Net assets available for benefits
at end of year $8,549 $26,486 $383,304 $ 9,238 $14,309 $ 93,079
====== ======= ======== ======= ======= ========
85
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 667 $ 698 $ 197
Interest 26 75 $ 99 $ 24 $ 16 22
Net realized and unrealized
gains (losses) from
investments 307 7,337 19,661 12,862 13,642 58
Participants' contributions 2,520 6,973 5,384 1,901 1,110 1,625
Transfers among funds (9,862) (9,447) 21,469 10,801 10,061 (10,189)
------- ------- ------- -------- ------- -------
Total Additions (6,342) 5,636 46,613 25,588 24,829 (8,287)
------- ------- ------- -------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,288) (5,085) (3,802) (1,522) (687) (1,627)
Loans transfers, net (60) (163) (191) (71) (77) (21)
Administrative expenses (22) (53) (45) (16) (9) (16)
------- ------- ------- ------- ------- -------
Total Deductions 2,370 5,301 4,038 1,609 773 1,664
------- ------- ------- ------- ------- -------
Increase in net assets (8,712) 335 42,575 23,979 24,056 (9,951)
Net assets available for benefits
at beginning of year 38,194 78,525 47,086 16,726 13,703 31,986
------- ------- ------- ------- ------- -------
Net assets available for benefits
at end of year $29,482 $78,860 $89,661 $40,705 $37,759 $22,035
======= ======= ======= ======= ======= =======
86
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 406 $ 3,560 $ 64
Interest $ 30 $ 31 17 1,569 12 $ 41
Net realized and unrealized
gains (losses) from
investments (2,431) 35,447 (895) 59,870 2,698 21,279
Participants' contributions 1,646 1,607 1,219 12,834 1,061 3,013
Transfers among funds (11,789) 35,603 (8,306) (114,154) 912 26,498
-------- ------- ------- --------- ------- -------
Total Additions (12,544) 72,688 (7,559) (36,321) 4,747 50,831
-------- ------- ------- --------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,099) (1,278) (1,435) (25,385) (473) (1,970)
Loans transfers, net 79 (144) 37 (840) (15) (31)
Administrative expenses (12) (17) (13) (2,841) (8) (24)
-------- ------- ------- --------- ------- -------
Total Deductions 1,032 1,439 1,411 29,066 496 2,025
-------- ------- ------- --------- ------- -------
Increase in net assets (13,576) 71,249 (8,970) (65,387) 4,251 48,806
Net assets available for benefits
at beginning of year 25,699 16,978 24,603 409,227 10,129 22,297
------- ------- ------- --------- ------- -------
Net assets available for benefits
at end of year $12,123 $88,227 $15,633 $ 343,840 $14,380 $71,103
======= ======= ======= ========= ======= =======
87
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 337 $ 49 $ 43
Interest 4 $ 25 58 4 $ 155
Net realized and unrealized
gains (losses) from
investments (156) 2,306 10,155 383 101,267
Participants' contributions 332 1,915 5,028 226 8,165
Transfers among funds (2,295) (2,907) 1,723 898 119,244
------- ------- ------- ------ --------
Total Additions (1,778) 1,339 17,013 1,554 228,831
------- ------- ------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (364) (1,309) (2,278) (179) (4,014)
Loans transfers, net (1) 4 (158) (7) (701)
Administrative expenses (4) (18) (34) (2) (72)
------- ------- ------- ------ --------
Total Deductions 369 1,323 2,470 188 4,787
------- ------- ------- ------ --------
Increase in net assets (2,147) 16 14,543 1,366 224,044
Net assets available for benefits
at beginning of year 8,001 22,896 45,234 1,941 38,101
------- ------- ------- ------ --------
Net assets available for benefits
at end of year $ 5,854 $22,912 $59,777 $3,307 $262,145
======= ======= ======= ====== ========
88
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 500 $ 132
Interest 31 $ 30 9 $ 3 $ 8
Net realized and unrealized
gains (losses) from
investments 8,151 13,991 12,033 1,488 4,161
Participants' contributions 2,719 1,862 669 162 515
Transfers among funds (517) (2,718) 8,006 2,621 1,144
------- ------- ------- ------ ------
Total Additions 10,884 13,165 20,849 4,274 5,828
------- ------- ------- ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,534) (2,184) (711) (153) (362)
Loans transfers, net 42 (40) (42) (35) (62)
Administrative expenses (33) (21) (9) (23) (6)
------- ------- ------- ------ ------
Total Deductions 2,525 2,245 762 211 430
------- ------- ------- ------ ------
Increase in net assets 8,359 10,920 20,087 4,063 5,398
Net assets available for benefits
at beginning of year 49,345 32,802 8,121 749 4,402
------- ------- ------- ------ ------
Net assets available for benefits
at end of year $57,704 $43,722 $28,208 $4,812 $9,800
======= ======= ======= ====== ======
89
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Newport Scudder Latin Loan TOTAL
Tiger Fund America Fund Fund ALL FUNDS
---------- ------------- -------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,130
Other dividends $ 14 12,321
Interest $ 13 9 257,413
Net realized and unrealized
gains (losses) from
investments 6,477 2,601 412,542
Participants' contributions 602 271 321,042
Transfers among funds (7,490) 63 0
------ ------- -------- ----------
Total Additions (398) 2,958 0 1,012,448
------ ------- -------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (178) (210) (5,070) (426,121)
Loans transfers, net 28 21 5,553 0
Administrative expenses (5) (4) (6,336)
------ ------- -------- ----------
Total Deductions 155 193 (483) 432,457
------ ------- -------- ----------
Increase in net assets (553) 2,765 483 579,991
Net assets available for benefits
at beginning of year 8,530 4,659 62,303 5,351,577
------ ------- -------- ----------
Net assets available for benefits
at end of year $7,977 $ 7,424 $ 62,786 $5,931,568
====== ======= ======== ==========
90
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 8 $ 21 $ 17
Other dividends
Interest 751 511 63 $ 251,708 $ 7 $ 345
Net realized and unrealized
gains (losses) from
investments 3,245 5,576 2,969 460 74,736
Participants' contributions 4,642 4,798 3,642 255,535 803 20,436
Transfers among funds 8,752 6,654 (190) 62,035 4,294 50,027
------- ------- ------- ---------- ------ --------
Total Additions 17,398 17,560 6,501 569,278 5,564 145,544
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,897) (1,851) (1,178) (285,822) (537) (18,126)
Distributions to successor plans 7 172 (142) 10,289 (48) (1,896)
Loans transfers, net (53) 101 (49) 2,885 6 (387)
Administrative expenses (51) (76) (49) (3,404) (11) (367)
------- ------- ------- ---------- ------ --------
Total Deductions 2,994 1,654 1,418 276,052 590 20,776
------- ------- ------- ---------- ------ --------
Increase in net assets 14,404 15,906 5,083 293,226 4,974 124,768
Net assets available for benefits
at beginning of year 22,630 35,496 20,827 2,989,873 3,434 232,504
------- ------- ------- ---------- ------ --------
Net assets available for benefits
at end of year $37,034 $51,402 $25,910 $3,283,099 $8,408 $357,272
======= ======= ======= ========== ====== ========
91
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,610
Other dividends $ 464 $ 1,309 $ 3,892
Interest $ 6 $ 40 1,347 6 11 149
Net realized and unrealized
gains (losses) from
investments 566 (1,018) 90,893 241 (997) 13,678
Participants' contributions 416 2,293 12,455 829 1,006 8,826
Transfers among funds 154 (106) (103,879) 7,672 2,902 (7,362)
------ ------- -------- ------- ------- --------
Total Additions 1,142 1,209 10,426 9,212 4,231 19,183
------ ------- -------- ------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (359) (1,476) (30,564) (902) (1,037) (9,263)
Distributions to successor plans (18) 436 3,009 (166) 63 1,764
Loans transfers, net 18 (38) (1,843) (5) 11 143
Administrative expenses (13) (37) (420) (8) (16) (119)
------ ------- -------- ------- ------- --------
Total Deductions 372 1,115 29,818 1,081 979 7,475
------ ------- -------- ------- ------- --------
Increase in net assets 770 94 (19,392) 8,131 3,252 11,708
Net assets available for benefits
at beginning of year 4,093 26,363 410,007 3,665 11,827 105,697
------ ------- -------- ------- ------- --------
Net assets available for benefits
at end of year $4,863 $26,457 $390,615 $11,796 $15,079 $117,405
====== ======= ======== ======= ======= ========
92
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 970 $ 557 $ 404
Interest 31 54 $ 44 $ 13 $ 19 31
Net realized and unrealized
gains (losses) from
investments 2,199 13,434 7,287 1,689 111 (5,966)
Participants' contributions 3,483 4,639 1,958 1,024 1,596 3,693
Transfers among funds (357) 33,726 33,148 5,056 (5,634) (4,428)
------- ------- ------- -------- ------- -------
Total Additions 6,326 52,410 42,437 7,782 (3,908) (6,266)
------- ------- ------- -------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,070) (2,821) (2,543) (921) (876) (1,481)
Distributions to successor plans 163 (765) (1,835) (280) 372 526
Loans transfers, net (42) (133) (81) (21) (72) (23)
Administrative expenses (42) (58) (30) (14) (15) (40)
------- ------- ------- ------- ------- -------
Total Deductions 1,991 3,777 4,489 1,236 591 1,018
------- ------- ------- ------- ------- -------
Increase in net assets 4,335 48,633 37,948 6,546 (4,499) (7,284)
Net assets available for benefits
at beginning of year 33,859 29,892 9,138 10,180 18,202 39,270
------- ------- ------- ------- ------- -------
Net assets available for benefits
at end of year $38,194 $78,525 $47,086 $16,726 $13,703 $31,986
======= ======= ======= ======= ======= =======
93
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 450 $ 4,186 $ 21
Interest $ 62 $ 18 24 2,717 7 $ 19
Net realized and unrealized
gains (losses) from
investments (2,653) 837 (1,714) 14,258 1,466 3,149
Participants' contributions 2,744 1,336 2,552 20,656 618 1,423
Transfers among funds (14,440) 3,148 (6,287) (101,278) 2,235 7,798
-------- ------- ------- --------- ------- -------
Total Additions (14,287) 5,339 (4,975) (59,461) 4,347 12,389
-------- ------- ------- --------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,954) (990) (1,590) (37,695) (395) (1,047)
Distributions to successor plans 952 209 479 12,778 (43) (306)
Loans transfers, net 128 (42) (45) (1,848) 2 (10)
Administrative expenses (38) (14) (32) (4,054) (8) (17)
-------- ------- ------- --------- ------- -------
Total Deductions 912 837 1,188 30,819 444 1,380
-------- ------- ------- --------- ------- -------
Increase in net assets (15,199) 4,502 (6,163) (90,280) 3,903 11,009
Net assets available for benefits
at beginning of year 40,898 12,476 30,766 499,507 6,226 11,288
------- ------- ------- --------- ------- -------
Net assets available for benefits
at end of year $25,699 $16,978 $24,603 $ 409,227 $10,129 $22,297
======= ======= ======= ========= ======= =======
94
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 476 $ 27
Interest 9 $ 18 $ 32 3 $ 38
Net realized and unrealized
gains (losses) from
investments (3,083) 1,540 8,623 (374) 9,279
Participants' contributions 875 1,083 2,984 137 2,211
Transfers among funds (6,603) 15,822 9,472 (137) 4,835
------- ------- ------- ------ -------
Total Additions (8,326) 18,463 21,111 (344) 16,363
------- ------- ------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (488) (822) (2,009) (136) (932)
Distributions to successor plans 411 (443) (80) 14 49
Loans transfers, net 17 (37) (78) (14) 5
Administrative expenses (12) (17) (37) (3) (25)
------- ------- ------- ------ -------
Total Deductions 72 1,319 2,204 139 903
------- ------- ------- ------ -------
Increase in net assets (8,398) 17,144 18,907 (483) 15,460
Net assets available for benefits
at beginning of year 16,399 5,752 26,327 2,424 22,641
------- ------- ------- ------ -------
Net assets available for benefits
at end of year $ 8,001 $22,896 $45,234 $1,941 $38,101
======= ======= ======= ====== =======
95
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 916 $ 59 $ 88
Interest 32 $ 50 5 $ 1 7
Net realized and unrealized
gains (losses) from
investments 4,953 3,958 845 (240) (1,316)
Participants' contributions 3,124 3,095 476 107 464
Transfers among funds 8,789 (10,785) 2,118 (267) (1,271)
------- ------- ------ ------ ------
Total Additions 17,814 (3,682) 3,503 (399) (2,028)
------- ------- ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,589) (3,388) (595) (50) (246)
Distributions to successor plans 211 822 61 0 282
Loans transfers, net (9) 46 14 5 16
Administrative expenses (47) (38) (8) (6) (5)
------- ------- ------ ------ ------
Total Deductions 1,434 2,558 528 51 (47)
------- ------- ------ ------ ------
Increase in net assets 16,380 (6,240) 2,975 (450) (1,981)
Net assets available for benefits
at beginning of year 32,965 39,042 5,146 1,199 6,383
------- ------- ------ ------ ------
Net assets available for benefits
at end of year $49,345 $32,802 $8,121 $ 749 $4,402
======= ======= ====== ====== ======
96
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
Sub-total
Newport Scudder Latin Loan Boston Kodak Eastman
Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund
---------- ------------- -------- ------------ ---------- ----------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,656 $ 288
Dividends on Eastman Chemical
Company common stock $ 537
Other dividends $ 213 $ 93 14,125
Interest 12 20 258,210 8 18
Net realized and unrealized
gains (losses) from
investments 1,065 (2,851) 246,845 4,481 (3,067)
Participants' contributions 632 603 377,194
Transfers among funds 1,513 (7,126) 0 (6,551) 562
------ ------- -------- ---------- ------- -------
Total Additions 3,435 (9,261) 0 906,030 (1,774) (1,950)
------ ------- -------- ---------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (171) (267) (8,692) (427,780) (1,414) (1,300)
Distributions to successor plans 57 650 948 28,702 3,259 3,243
Loans transfers, net 30 (4) 1,407 0 (62) 12
Administrative expenses (7) (8) (9,146) (9) (5)
------ ------- -------- ---------- ------- -------
Total Deductions 91 (371) 6,337 408,224 (1,774) (1,950)
------ ------- -------- ---------- ------- -------
Increase in net assets 3,344 (8,890) (6,337) 497,806 0 0
Net assets available for benefits
at beginning of year 5,186 13,549 68,640 4,853,771 0 0
------ ------- -------- ---------- ------ -------
Net assets available for benefits
at end of year $8,530 $ 4,659 $ 62,303 $5,351,577 $ 0 $ 0
====== ======= ======== ========== ====== =======
97
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
Fidelity Fidelity International
Fidelity Managed Fidelity Puritan Magellan Fidelity Growth &
Income Portfolio Fund Fund Fund Contrafund Income Fund
---------------- -------- -------- -------- ---------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 1,260 $ 2,052 $ 1,184 $ 43 $ 1
Interest $ 17,817 17 26 60 21 1
Net realized and unrealized
gains (losses) from
investments (104) (1,270) 1,191 1,925 (154)
Participants' contributions
Transfers among funds 1,350 2,528 (91) (658) (344) (254)
-------- ------- ------- ------- ------- ------
Total Additions 19,167 3,701 717 1,777 1,645 (406)
-------- ------- ------- ------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (24,134) (1,357) (1,195) (2,994) (1,923) (225)
Distributions to successor plans 4,868 (2,314) 446 1,328 353 632
Loans transfers, net 111 (29) 33 (104) (69) (1)
Administrative expenses (12) (1) (1) (7) (6)
-------- ------- ------- ------- ------- ------
Total Deductions 19,167 3,701 717 1,777 1,645 (406)
-------- ------- ------- ------- ------- ------
Increase in net assets 0 0 0 0 0 0
Net assets available for benefits
at beginning of year 0 0 0 0 0 0
-------- ------- ------- ------- ------- ------
Net assets available for benefits
at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======== ======= ======= ======= ======= ======
98
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
Sub-total
U.S. Equity Loan Fidelity TOTAL
Index Portfolio Fund Investments ALL FUNDS
--------------- ------ ----------- ----------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 288 $ 9,944
Dividends on Eastman Chemical
Company common stock 537 537
Other dividends $ 221 4,761 18,886
Interest 5 17,973 276,183
Net realized and unrealized
gains (losses) from
investments 117 3,119 249,964
Participants' contributions 377,194
Transfers among funds 3,458 0 0
------ ----- ------- ----------
Total Additions 3,801 0 26,678 932,708
------ ----- ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (772) (437) (35,751) (463,531)
Distributions to successor plans (3,005) 304 9,114 37,816
Loans transfers, net (24) 133 0 0
Administrative expenses (41) (9,187)
------ ----- ------- ----------
Total Deductions 3,801 0 26,678 434,902
------ ----- ------- ----------
Increase in net assets 0 0 0 497,806
Net assets available for benefits
at beginning of year 0 0 0 4,853,771
------ ----- ------- ----------
Net assets available for benefits
at end of year $ 0 $ 0 $ 0 $5,351,577
====== ===== ======= ==========
99
CONSENT OF INDEPENDENT ACCOUNTANTS
We hereby consent to the incorporation by reference in the Registration
Statement on Form S-8 (No. 333-43524) of Eastman Kodak Company of our report
dated April 26, 2001 relating to the financial statements of Eastman Kodak
Employees' Savings and Investment Plan, which appears in this Form 11-K.
PricewaterhouseCoopers LLP
Rochester, New York
May 7, 2001