SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2002 (August 12, 2002) FRANKLIN RESOURCES, INC. (Exact name of registrant as specified in its charter) .... DELAWARE....................1-9318........................13-2670991... (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) ONE FRANKLIN PARKWAY, SAN MATEO, CALIFORNIA........ 94403... (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code.(650) 312-3000 ---------------------------------------------- (Former name or former address, if changed since last report) ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (C) EXHIBITS Exhibit 99.1 - Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings dated August 7, 2002 of Charles B. Johnson, the Principal Executive Officer. Exhibit 99.2 - Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings dated August 9, 2002 of Martin L. Flanagan, the Principal Financial Officer. ITEM 9. REGULATION FD DISCLOSURE On August 12, 2002, Franklin Resources, Inc. submitted to the Securities and Exchange Commission (the "SEC") the Statement Under Oath of Principal Executive Officer and Principal Financial Officer of Charles B. Johnson, the Principal Executive Officer, and Martin L. Flanagan, the Principal Financial Officer, in accordance with the SEC's June 27, 2002 Order No. 4-460 requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities and Exchange Act of 1934. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FRANKLIN RESOURCES, INC. (Registrant) Date: August 13, 2002 /s/ Leslie M. Kratter -------------------------- LESLIE M. KRATTER Senior Vice President and Secretary Exhibits Exhibit 99.1 - Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings dated August 7, 2002 of Charles B. Johnson, the Principal Executive Officer. Exhibit 99.2 - Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings dated August 9, 2002 of Martin L. Flanagan, the Principal Financial Officer.