UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-32
FUNDAMENTAL INVESTORS, INC.
------------------------------------------------------
(Exact name of registrant as specified in charter)
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
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(Address of principal executive offices) (Zip code)
Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
--------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: December 31
Date of reporting period: July 1, 2003 - June 30, 2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
FI 0000039473
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AT&T CORP. Agenda: 932102647
CUSIP: 001957505 Meeting Type: Annual
Ticker: T Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 W.F. ALDINGER Mgmt For For
K.T. DERR Mgmt For For
D.W. DORMAN Mgmt For For
M.K. EICKHOFF Mgmt For For
H.L. HENKEL Mgmt For For
F.C. HERRINGER Mgmt For For
S.A. JACKSON Mgmt For For
J.C. MADONNA Mgmt For For
D.F. MCHENRY Mgmt For For
T.L. WHITE Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVE THE AT&T 2004 LONG TERM Mgmt For For
INCENTIVE PROGRAM
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shr Against For
05 POISON PILL Shr For Against
06 SEPARATE THE CHAIR AND CEO POSITION Shr Against For
07 EXECUTIVE COMPENSATION Shr Against For
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AGILENT TECHNOLOGIES, INC. Agenda: 932078125
CUSIP: 00846U101 Meeting Type: Annual
Ticker: A Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JAMES G. CULLEN Mgmt For For
ROBERT L. JOSS Mgmt For For
WALTER B. HEWLETT Mgmt For For
02 THE RATIFICATION OF THE AUDIT AND Mgmt For For
FINANCE COMMITTEE S APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP, AS
AGILENT S INDEPENDENT AUDITORS.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda: 932076436
CUSIP: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 1/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 W. DOUGLAS FORD Mgmt For For
JAMES F. HARDYMON Mgmt For For
PAULA G. ROSPUT Mgmt For For
LAWRASON D. THOMAS Mgmt For For
02 APPOINTMENT OF AUDITORS. RATIFICATION Mgmt For For
OF APPOINTMENT OF KPMG LLP, AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
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ALCOA INC. Agenda: 932097694
CUSIP: 013817101 Meeting Type: Annual
Ticker: AA Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ALAIN J.P. BELDA Mgmt For For
CARLOS GHOSN Mgmt For For
HENRY B. SCHACHT Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO APPROVE THE 2004 ALCOA Mgmt For For
STOCK INCENTIVE PLAN.
3A SHAREHOLDER PROPOSAL RELATING TO PAY Shr Against For
DISPARITY
3B SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CHANGE IN CONTROL SEVERANCE PLAN
- -------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. Agenda: 932156385
CUSIP: 019589308 Meeting Type: Annual
Ticker: AW Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 THOMAS H. VAN WEELDEN Mgmt For For
ROBERT M. AGATE Mgmt For For
LEON D. BLACK Mgmt For For
JAMES W. CROWNOVER Mgmt For For
MICHAEL S. GROSS Mgmt For For
DENNIS R. HENDRIX Mgmt For For
J. TOMILSON HILL Mgmt For For
LAWRENCE V. JACKSON Mgmt For For
NOLAN LEHMANN Mgmt For For
HOWARD A. LIPSON Mgmt For For
ANTONY P. RESSLER Mgmt For For
WARREN B. RUDMAN Mgmt For For
02 PROPOSAL TO RATIFY Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2004.
03 PROPOSAL TO EXPENSE THE COSTS OF ALL Shr For Against
FUTURE STOCK OPTIONS ISSUED BY THE
COMPANY IN THE COMPANY S ANNUAL
INCOME STATEMENT.
04 PROPOSAL THAT THE COMPANY DISCLOSE Shr Against For
THE EFFECTS OF EFFORTS TO OPPOSE
PRIVATIZATION ON ITS BUSINESS
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THE ALLSTATE CORPORATION Agenda: 932114337
CUSIP: 020002101 Meeting Type: Annual
Ticker: ALL Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 F. DUANE ACKERMAN Mgmt For For
JAMES G. ANDRESS Mgmt For For
EDWARD A. BRENNAN Mgmt For For
W. JAMES FARRELL Mgmt For For
JACK M. GREENBERG Mgmt For For
RONALD T. LEMAY Mgmt For For
EDWARD M. LIDDY Mgmt For For
J. CHRISTOPHER REYES Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
JOSHUA I. SMITH Mgmt For For
JUDITH A. SPRIESER Mgmt For For
MARY ALICE TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2004.
03 APPROVAL OF MATERIAL TERMS OF ANNUAL Mgmt For For
COVERED EMPLOYEE INCENTIVE
COMPENSATION PLAN.
04 APPROVAL OF MATERIAL TERMS OF LONG- Mgmt For For
TERM EXECUTIVE INCENTIVE COMPENSATION
PLAN.
05 PROVIDE CUMULATIVE VOTING FOR BOARD Shr For Against
OF DIRECTORS.
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ALTRIA GROUP, INC. Agenda: 932111482
CUSIP: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ELIZABETH E. BAILEY Mgmt For For
01 MATHIS CABIALLAVETTA Mgmt For For
LOUIS C. CAMILLERI Mgmt For For
J. DUDLEY FISHBURN Mgmt For For
ROBERT E. R. HUNTLEY Mgmt For For
THOMAS W. JONES Mgmt For For
LUCIO A. NOTO Mgmt For For
JOHN S. REED Mgmt For For
CARLOS SLIM HELU Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL NO. 1 Shr Against For
04 STOCKHOLDER PROPOSAL NO. 2 Shr Against For
05 STOCKHOLDER PROPOSAL NO. 3 Shr Against For
06 STOCKHOLDER PROPOSAL NO. 4 Shr Against For
07 STOCKHOLDER PROPOSAL NO. 5 Shr Against For
08 STOCKHOLDER PROPOSAL NO. 6 Shr Against For
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AMERICAN ELECTRIC POWER COMPANY, INC Agenda: 932104932
CUSIP: 025537101 Meeting Type: Annual
Ticker: AEP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 E.R. BROOKS Mgmt For For
D.M. CARLTON Mgmt For For
J.P. DESBARRES Mgmt For For
R.W. FRI Mgmt For For
W.R. HOWELL Mgmt For For
L.A. HUDSON, JR. Mgmt For For
L.J. KUJAWA Mgmt For For
M.G. MORRIS Mgmt For For
R.L. SANDOR Mgmt For For
D.G. SMITH Mgmt For For
K.D. SULLIVAN Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL REGARDING Shr For Against
SEVERENCE AGREEMENTS FOR EXECUTIVES
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUPPLEMENTAL EXECUTIVE RETIREMENT
05 SHAREHOLDER PROPOSAL ALLOWING Shr Against For
INDEPENDENT AUDITORS TO PERFORM ONLY
AUDIT AND AUDIT RELATED WORK
06 SHAREHOLDER PROPOSAL REGARDING TERM Shr Against For
LIMITS FOR DIRECTORS
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AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 M. AIDINOFF Mgmt For For
P. CHIA Mgmt For For
M. COHEN Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt For For
E. FUTTER Mgmt For For
M. GREENBERG Mgmt For For
C. HILLS Mgmt For For
F. HOENEMEYER Mgmt For For
R. HOLBROOKE Mgmt For For
D. KANAK Mgmt For For
H. SMITH Mgmt For For
M. SULLIVAN Mgmt For For
E. TSE Mgmt For For
F. ZARB Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT Mgmt For For
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For
THE PROXY STATEMENT
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AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MR. FRANK J. BIONDI, JR Mgmt For For
MR. JERRY D. CHOATE Mgmt For For
MR. FRANK C. HERRINGER Mgmt For For
DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 Shr Against For
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr For Against
EXPENSING).
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ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 AUGUST A. BUSCH III Mgmt For For
CARLOS FERNANDEZ G. Mgmt For For
JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
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AON CORPORATION Agenda: 932133452
CUSIP: 037389103 Meeting Type: Annual
Ticker: AOC Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PATRICK G. RYAN Mgmt For For
EDGAR D. JANNOTTA Mgmt For For
JAN KALFF Mgmt For For
LESTER B. KNIGHT Mgmt For For
J. MICHAEL LOSH Mgmt For For
R. EDEN MARTIN Mgmt For For
ANDREW J. MCKENNA Mgmt For For
ROBERT S. MORRISON Mgmt For For
RICHARD C. NOTEBAERT Mgmt For For
MICHAEL D. O'HALLERAN Mgmt For For
JOHN W. ROGERS, JR Mgmt For For
GLORIA SANTONA Mgmt For For
CAROLYN Y. WOO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS AON S INDEPENDENT
AUDITORS.
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ASTRAZENECA PLC Agenda: 932113842
CUSIP: 046353108 Meeting Type: Annual
Ticker: AZN Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TO RECEIVE THE DIRECTORS REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER
31, 2003
02 TO CONFIRM DIVIDENDS Mgmt For For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON Mgmt For For
AS AUDITOR
04 TO AUTHORIZE THE DIRECTORS TO AGREE Mgmt For For
THE REMUNERATION OF THE AUDITOR
05 PERCY BARNEVIK Mgmt For For
HAKAN MOGREN Mgmt For For
SIR TOM MCKILLOP Mgmt For For
JONATHAN SYMONDS Mgmt For For
SIR PETER BONFIELD Mgmt For For
JOHN BUCHANAN Mgmt For For
JANE HENNEY Mgmt For For
MICHELE HOOPER Mgmt For For
JOE JIMENEZ Mgmt For For
ERNA MOLLER Mgmt For For
DAME BRIDGET OGILVIE Mgmt For For
LOUIS SCHWEITZER Mgmt For For
MARCUS WALLENBERG Mgmt For For
06 TO APPROVE THE DIRECTORS Mgmt For For
REMUNERATION REPORT FOR THE YEAR
ENDED DECEMBER 31, 2003
07 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
08 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For For
DONATIONS
09 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For For
UNISSUED SHARES
10 TO AUTHORIZE THE DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
11 TO AUTHORIZE THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES
12 TO AUTHORIZE INCREASE OF CAP ON NON- Mgmt For For
EXECUTIVE DIRECTORS REMUNERATION
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AUTOMATIC DATA PROCESSING, INC. Agenda: 932040152
CUSIP: 053015103 Meeting Type: Annual
Ticker: ADP Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
LEON G. COOPERMAN Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
HARVEY M. KRUEGER Mgmt For For
FREDERIC V. MALEK Mgmt For For
HENRY TAUB Mgmt For For
ARTHUR F. WEINBACH Mgmt For For
JOSH S. WESTON Mgmt For For
02 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For
COMPANY S 2000 KEY EMPLOYEES STOCK
OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S EMPLOYEES SAVINGS- STOCK
PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 Mgmt For For
DIRECTOR STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
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AVON PRODUCTS, INC. Agenda: 932119464
CUSIP: 054303102 Meeting Type: Annual
Ticker: AVP Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 EDWARD T. FOGARTY Mgmt For For
SUSAN J. KROPF Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE AUTHORIZED SHARES OF COMMON
STOCK
04 RESOLUTION REGARDING ELIMINATION OF Shr For Against
CLASSIFIED BOARD
05 RESOLUTION REGARDING REPORT ON Shr Against For
REMOVAL OF PARABENS
06 RESOLUTION REGARDING REPORT ON Shr Against For
REMOVAL OF DIBUTYL PHTHALATE
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BAKER HUGHES INCORPORATED Agenda: 932105580
CUSIP: 057224107 Meeting Type: Annual
Ticker: BHI Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD P. DJEREJIAN Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
CHARLES L. WATSON Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - Shr For Against
REGARDING CLASSIFIED BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - Shr For Against
REGARDING POISON PILLS.
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BANK OF AMERICA CORPORATION Agenda: 932152666
CUSIP: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM BARNET, III Mgmt For For
CHARLES W. COKER Mgmt For For
JOHN T. COLLINS Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
PAUL FULTON Mgmt For For
CHARLES K. GIFFORD Mgmt For For
DONALD E. GUINN Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
KENNETH D. LEWIS Mgmt For For
WALTER E. MASSEY Mgmt For For
THOMAS J. MAY Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
EUGENE M. MCQUADE Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
EDWARD L. ROMERO Mgmt For For
THOMAS M. RYAN Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
MEREDITH R. SPANGLER Mgmt For For
JACKIE M. WARD Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING Shr Against For
DATE
04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr Against For
DIRECTORS
05 STOCKHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS
06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr Against For
TRADING POLICIES
07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr Against For
INFORMATION SECURITY
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BANK OF AMERICA CORPORATION Agenda: 932091692
CUSIP: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt Against Against
STOCK PLAN
03 ADOPTION OF AN AMENDMENT TO INCREASE Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF
BANK OF AMERICA COMMON STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
BANK OF AMERICA SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
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THE BOEING COMPANY Agenda: 932113020
CUSIP: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN H. BIGGS Mgmt For For
JOHN E. BRYSON Mgmt For For
LINDA Z. COOK Mgmt For For
ROZANNE L. RIDGWAY Mgmt For For
02 APPROVE AMENDMENTS TO ELIMINATE Mgmt For For
CERTAIN SUPERMAJORITY VOTE
REQUIREMENTS.
03 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
04 PREPARE A REPORT ON MILITARY Shr Against For
05 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
06 DECLASSIFY THE BOARD OF DIRECTORS. Shr For Against
07 ADOPT SIMPLE MAJORITY VOTE. Shr For Against
08 REQUIRE APPROVAL OF SEVERANCE Shr Against For
AGREEMENTS.
09 ADOPT RETENTION OF STOCK POLICY. Shr Against For
10 GIVE EMPLOYEES CHOICE OF PENSION Shr Against For
PLANS AT RETIREMENT OR TERMINATION.
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BOMBARDIER INC. Agenda: 932136915
CUSIP: 097751200 Meeting Type: Annual
Ticker: BDRBF Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAURENT BEAUDOIN Mgmt no action
JALYNN H. BENNETT Mgmt no action
ANDR; B;RARD Mgmt no action
J.R. ANDR; BOMBARDIER Mgmt no action
JANINE BOMBARDIER Mgmt no action
L. DENIS DESAUTELS Mgmt no action
JEAN-LOUIS FONTAINE Mgmt no action
DANIEL JOHNSON Mgmt no action
MICHAEL H. MCCAIN Mgmt no action
JEAN C. MONTY Mgmt no action
JAMES E. PERRELLA Mgmt no action
CARLOS E. REPRESAS Mgmt no action
FEDERICO SADA G. Mgmt no action
PAUL M. TELLIER Mgmt no action
02 APPOINTMENT OF ERNST & YOUNG, LLP, Mgmt no action
CHARTERED ACCOUNTANTS, AS AUDITORS
03 SHAREHOLDER PROPOSAL. THE SOLE Shr no action
SHAREHOLDER PROPOSAL TO BE VOTED ON
IS SET OUT IN SCHEDULE B TO THE
ACCOMPANYING MANAGEMENT PROXY
- -------------------------------------------------------------------------------------------------------
BOWATER INCORPORATED Agenda: 932122550
CUSIP: 102183100 Meeting Type: Annual
Ticker: BOW Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD M. NEMIROW Mgmt For For
ARTHUR R. SAWCHUK Mgmt For For
GORDON D. GIFFIN Mgmt For For
DOUGLAS A. PERTZ Mgmt For For
- -------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda: 932113347
CUSIP: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.R. DOLAN Mgmt For For
L.V. GERSTNER, JR. Mgmt For For
L. JOHANSSON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 PUBLICATION OF POLITICAL Shr Against For
04 PROHIBITION OF POLITICAL Shr Against For
05 SEPARATION OF CHAIRMAN AND CEO Shr Against For
POSITIONS
06 HIV/AIDS-TB-MALARIA Shr Against For
07 DIRECTOR VOTE THRESHOLD Shr Against For
- -------------------------------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORA Agenda: 932108524
CUSIP: 12189T104 Meeting Type: Annual
Ticker: BNI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A.L. BOECKMANN Mgmt For For
V.S. MARTINEZ Mgmt For For
M.F. RACICOT Mgmt For For
R.S. ROBERTS Mgmt For For
M.K. ROSE Mgmt For For
M.J. SHAPIRO Mgmt For For
J.C. WATTS, JR. Mgmt For For
R.H. WEST Mgmt For For
J.S. WHISLER Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
M.B. YANNEY Mgmt For For
02 APPROVAL OF THE BURLINGTON NORTHERN Mgmt For For
SANTA FE 1999 STOCK INCENTIVE PLAN,
AS PROPOSED TO BE AMENDED AND
03 ADVISE ON THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR
- -------------------------------------------------------------------------------------------------------
BURLINGTON RESOURCES INC. Agenda: 932099193
CUSIP: 122014103 Meeting Type: Annual
Ticker: BR Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 B.T. ALEXANDER Mgmt For For
R.V. ANDERSON Mgmt For For
L.I. GRANT Mgmt For For
R.J. HARDING Mgmt For For
J.T. LAMACCHIA Mgmt For For
R.L. LIMBACHER Mgmt For For
J.F. MCDONALD Mgmt For For
K.W. ORCE Mgmt For For
D.M. ROBERTS Mgmt For For
J.A. RUNDE Mgmt For For
J.F. SCHWARZ Mgmt For For
W. SCOTT, JR. Mgmt For For
B.S. SHACKOULS Mgmt For For
S.J. SHAPIRO Mgmt For For
W.E. WADE, JR. Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK OF THE COMPANY TO
650,000,000.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDED DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda: 932117763
CUSIP: 125509109 Meeting Type: Annual
Ticker: CI Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. CAMPBELL Mgmt For For
JANE E. HENNEY, M.D. Mgmt For For
CHARLES R. SHOEMATE Mgmt Withheld Against
LOUIS W. SULLIVAN, M.D. Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda: 932099181
CUSIP: 149123101 Meeting Type: Annual
Ticker: CAT Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN T. DILLON Mgmt For For
JUAN GALLARDO Mgmt For For
WILLIAM A. OSBORN Mgmt For For
GORDON R. PARKER Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
02 AMEND OPTION PLAN Mgmt Against Against
03 RATIFY AUDITORS Mgmt For For
04 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shr For Against
05 STOCKHOLDER PROPOSAL - SALE OF Shr Against For
EQUIPMENT TO ISRAEL
06 STOCKHOLDER PROPOSAL - HIV/AIDS Shr Against For
- -------------------------------------------------------------------------------------------------------
CERIDIAN CORPORATION Agenda: 932128449
CUSIP: 156779100 Meeting Type: Annual
Ticker: CEN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. CADOGAN Mgmt For For
NICHOLAS D. CHABRAJA Mgmt For For
ROBERT H. EWALD Mgmt For For
RONALD T. LEMAY Mgmt For For
GEORGE R. LEWIS Mgmt For For
RONALD L. TURNER Mgmt For For
CAROLE J. UHRICH Mgmt For For
ALAN F. WHITE Mgmt For For
02 PROPOSAL TO APPROVE THE CERIDIAN Mgmt For For
CORPORATION 2004 LONG-TERM STOCK
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE CERIDIAN Mgmt For For
CORPORATION AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION Agenda: 932115707
CUSIP: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.H. ARMACOST Mgmt For For
R.E. DENHAM Mgmt For For
R.J. EATON Mgmt For For
S. GINN Mgmt For For
C.A. HILLS Mgmt For For
F.G. JENIFER Mgmt For For
J.B. JOHNSTON Mgmt For For
S. NUNN Mgmt For For
D.J. O'REILLY Mgmt For For
P.J. ROBERTSON Mgmt For For
C.R. SHOEMATE Mgmt For For
C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
03 SHOW SUPPORT FOR THE STOCKHOLDER Mgmt Against Against
RIGHTS PLAN POLICY
04 APPROVAL OF THE LONG-TERM INCENTIVE Mgmt For For
PLAN
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For
06 POLITICAL DISCLOSURE Shr Against For
07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
08 REPORT ON ECUADOR Shr Against For
09 RENEWABLE ENERGY Shr Against For
- -------------------------------------------------------------------------------------------------------
CHUBB CORPORATION Agenda: 932113412
CUSIP: 171232101 Meeting Type: Annual
Ticker: CB Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ZOE BAIRD Mgmt For For
SHEILA P. BURKE Mgmt For For
JAMES I. CASH, JR. Mgmt For For
JOEL J. COHEN Mgmt For For
JAMES M. CORNELIUS Mgmt For For
JOHN D. FINNEGAN Mgmt For For
DAVID H. HOAG Mgmt For For
KLAUS J. MANGOLD Mgmt For For
SIR DAVID G SCHOLEY CBE Mgmt For For
RAYMOND G.H. SEITZ Mgmt For For
LAWRENCE M. SMALL Mgmt For For
DANIEL E. SOMERS Mgmt For For
KAREN HASTIE WILLIAMS Mgmt For For
JAMES M. ZIMMERMAN Mgmt For For
01 ALFRED W. ZOLLAR Mgmt For For
02 APPROVE THE ADOPTION OF THE CHUBB Mgmt For For
CORPORATION LONG-TERM STOCK INCENTIVE
PLAN (2004)
03 APPROVE THE ADOPTION OF THE CHUBB Mgmt For For
CORPORATION LONG-TERM STOCK INCENTIVE
PLAN FOR NON-EMPLOYEE DIRECTORS
04 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
2004
05 SHAREHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda: 932046899
CUSIP: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. BARTZ Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JAMES F. GIBBONS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RODERICK C. MCGEARY Mgmt For For
JAMES C. MORGAN Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
DONALD T. VALENTINE Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN AND A 5-YEAR
EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
THAT THE BOARD PREPARE A REPORT EACH
FISCAL YEAR ON CISCO HARDWARE AND
SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
THAT THE BOARD S COMPENSATION
COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT
COMPARING TOTAL COMPENSATION OF THE
COMPANY S TOP EXECUTIVES AND ITS
LOWEST PAID WORKERS IN THE U.S. AND
ABROAD AS OF SPECIFIC DATES, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda: 932100352
CUSIP: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HERBERT A. ALLEN Mgmt For For
RONALD W. ALLEN Mgmt For For
CATHLEEN P. BLACK Mgmt For For
WARREN E. BUFFETT Mgmt For For
DOUGLAS N. DAFT Mgmt For For
BARRY DILLER Mgmt For For
DONALD R. KEOUGH Mgmt For For
SUSAN BENNETT KING Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
DONALD F. MCHENRY Mgmt For For
ROBERT L. NARDELLI Mgmt For For
SAM NUNN Mgmt For For
J. PEDRO REINHARD Mgmt For For
JAMES D. ROBINSON III Mgmt For For
PETER V. UEBERROTH Mgmt For For
JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
03 SHARE-OWNER PROPOSAL REGARDING REPORT Shr For For
RELATED TO GLOBAL HIV/AIDS PANDEMIC
04 SHARE-OWNER PROPOSAL REGARDING STOCK Shr Against For
OPTION GLASS CEILING REPORT
05 SHARE-OWNER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION
06 SHARE-OWNER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK
07 SHARE-OWNER PROPOSAL REGARDING SENIOR Shr Against For
EXECUTIVE PARTICIPATION IN COMPANY S
COMPENSATION AND DEFERRAL INVESTMENT
PROGRAM
08 SHARE-OWNER PROPOSAL ON CHINA Shr Against For
BUSINESS PRINCIPLES
09 SHARE-OWNER PROPOSAL REGARDING Shr Against For
SEPARATE POSITIONS OF CEO AND
- -------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda: 932126774
CUSIP: 194162103 Meeting Type: Annual
Ticker: CL Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.K. CONWAY Mgmt For For
R.E. FERGUSON Mgmt For For
C.M. GUTIERREZ Mgmt For For
E.M. HANCOCK Mgmt For For
D.W. JOHNSON Mgmt For For
R.J. KOGAN Mgmt For For
D.E. LEWIS Mgmt For For
R. MARK Mgmt For For
E.A. MONRAD Mgmt For For
02 RATIFY SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS
03 REAPPROVAL OF PORTIONS OF THE Mgmt For For
COMPANY S STOCKHOLDER-APPROVED
EXECUTIVE INCENTIVE COMPENSATION PLAN
04 STOCKHOLDER PROPOSAL ON GOLDEN Shr Against For
PARACHUTE SEVERANCE PAY
05 STOCKHOLDER PROPOSAL ON WORKPLACE Shr Against For
HUMAN RIGHTS
06 STOCKHOLDER PROPOSAL ON INDEPENDENT Shr Against For
CHAIRMAN
- -------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda: 932139012
CUSIP: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S. DECKER ANSTROM Mgmt For For
C. MICHAEL ARMSTRONG Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH L. CASTLE, II Mgmt For For
J. MICHAEL COOK Mgmt For For
01 BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 RESTRICTED STOCK PLAN. Mgmt For For
04 AMENDMENT TO ARTICLES OF Mgmt For For
05 ESTABLISH A TWO-THIRDS INDEPENDENT Shr Against For
BOARD.
06 DISCLOSE POLITICAL CONTRIBUTIONS. Shr Against For
07 NOMINATE TWO DIRECTORS FOR EVERY OPEN Shr Against For
DIRECTORSHIP.
08 LIMIT COMPENSATION FOR SENIOR Shr Against For
EXECUTIVES.
09 ADOPT A RECAPITALIZATION PLAN. Shr Against For
- -------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda: 932122637
CUSIP: 200340107 Meeting Type: Annual
Ticker: CMA Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RALPH W. BABB, JR. Mgmt For For
JAMES F. CORDES Mgmt For For
PETER D. CUMMINGS Mgmt For For
TODD W. HERRICK Mgmt For For
WILLIAM P. VITITOE Mgmt For For
KENNETH L. WAY Mgmt For For
02 APPROVAL AND RATIFICATION OF THE Mgmt For For
COMERICA INCORPORATED AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE PLAN
03 APPROVAL OF THE COMERICA INCORPORATED Mgmt For For
INCENTIVE PLAN FOR NON- EMPLOYEE
DIRECTORS
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
01 KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda: 932117826
CUSIP: 20854P109 Meeting Type: Annual
Ticker: CNX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN L. WHITMIRE Mgmt For For
J. BRETT HARVEY Mgmt For For
JAMES E. ALTMEYER SR. Mgmt For For
PHILIP W. BAXTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
PATRICIA A. HAMMICK Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS: PRICEWATERHOUSECOOPERS
- -------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. Agenda: 932132703
CUSIP: 210371100 Meeting Type: Annual
Ticker: CEG Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES T. BRADY Mgmt For For
JAMES R. CURTISS Mgmt For For
EDWARD J. KELLY, III Mgmt For For
ROBERT J. LAWLESS Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
- -------------------------------------------------------------------------------------------------------
CONTINENTAL AIRLINES, INC. Agenda: 932091565
CUSIP: 210795308 Meeting Type: Annual
Ticker: CAL Meeting Date: 3/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS J. BARRACK, JR. Mgmt For For
GORDON M. BETHUNE Mgmt For For
KIRBYJON H. CALDWELL Mgmt For For
LAWRENCE W. KELLNER Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
HENRY L. MEYER III Mgmt For For
GEORGE G. C. PARKER Mgmt For For
KAREN HASTIE WILLIAMS Mgmt For For
RONALD B. WOODARD Mgmt For For
CHARLES A. YAMARONE Mgmt For For
02 PROPOSAL TO ADOPT 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
04 PROPOSAL TO RECOMMEND RETENTION OF Mgmt For For
STOCKHOLDERS RIGHTS AGREEMENT
05 PROPOSAL OF STOCKHOLDER Shr Against For
06 PLEASE MARK THE FOR BOX ONLY IF ANY Mgmt Against
STOCK OWNED OF RECORD OR
BENEFICIALLY BY YOU IS OWNED OR
CONTROLLED BY NON-U.S. CITIZENS (AS
DEFINED IN THE PROXY STATEMENT).
- -------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda: 932106467
CUSIP: 219350105 Meeting Type: Annual
Ticker: GLW Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEREMY R. KNOWLES Mgmt For For
EUGENE C. SIT Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
HANSEL E. TOOKES II Mgmt For For
WENDELL P. WEEKS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
CORNING S INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31,
2004.
03 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda: 932147223
CUSIP: 229899109 Meeting Type: Annual
Ticker: CFR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROYCE S. CALDWELL Mgmt For For
RICHARD W. EVANS, JR. Mgmt For For
T.C. FROST Mgmt For For
PRESTON M. GEREN III Mgmt For For
KAREN E. JENNINGS Mgmt For For
RICHARD M. KLEBERG, III Mgmt For For
HORACE WILKINS, JR. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO ACT AS INDEPENDENT
AUDITORS OF CULLEN/FROST BANKERS,
INC. FOR THE FISCAL YEAR THAT BEGAN
JANUARY 1, 2004.
- -------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda: 932119161
CUSIP: 233331107 Meeting Type: Annual
Ticker: DTE Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANTHONY F. EARLEY, JR. Mgmt For For
ALLAN D. GILMOUR Mgmt For For
FRANK M. HENNESSEY Mgmt For For
GAIL J. MCGOVERN Mgmt For For
JOSUE ROBLES, JR. Mgmt For For
02 INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
DANA CORPORATION Agenda: 932100249
CUSIP: 235811106 Meeting Type: Annual
Ticker: DCN Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 B.F. BAILAR Mgmt For For
A.C. BAILLIE Mgmt For For
D.E. BERGES Mgmt For For
M.J. BURNS Mgmt For For
E.M. CARPENTER Mgmt For For
S.G. GIBARA Mgmt For For
C.W. GRISE Mgmt For For
01 G.H. HINER Mgmt For For
J.P. KELLY Mgmt For For
M.R. MARKS Mgmt For For
R.B. PRIORY Mgmt For For
02 TO APPROVE THE ADDITIONAL Mgmt For For
COMPENSATION PLAN, AS AMENDED AND
03 TO APPROVE THE EMPLOYEES STOCK Mgmt For For
PURCHASE PLAN, AS AMENDED AND
04 TO APPROVE AMENDMENTS TO THE AMENDED Mgmt For For
AND RESTATED STOCK INCENTIVE PLAN
05 TO RATIFY PRICEWATERHOUSECOOPERS AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda: 932083607
CUSIP: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT W. LANE Mgmt For For
ANTONIO MADERO B. Mgmt For For
AULANA L. PETERS Mgmt For For
JOHN R. WALTER Mgmt For For
- -------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda: 932100439
CUSIP: 25746U109 Meeting Type: Annual
Ticker: D Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SUSAN B. ALLEN Mgmt For For
PETER W. BROWN Mgmt For For
RONALD J. CALISE Mgmt For For
THOS. E. CAPPS Mgmt For For
GEORGE A. DAVIDSON, JR. Mgmt For For
JOHN W. HARRIS Mgmt For For
ROBERT S. JEPSON, JR. Mgmt For For
BENJAMIN J. LAMBERT III Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
MARGARET A. MCKENNA Mgmt For For
KENNETH A. RANDALL Mgmt For For
FRANK S. ROYAL Mgmt For For
S. DALLAS SIMMONS Mgmt For For
ROBERT H. SPILMAN Mgmt For For
DAVID A. WOLLARD Mgmt For For
02 RETENTION OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda: 932111812
CUSIP: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD A. ALLEMANG Mgmt For For
JOHN C. DANFORTH Mgmt For For
JEFF M. FETTIG Mgmt For For
ANDREW N. LIVERIS Mgmt For For
JAMES M. RINGLER Mgmt For For
WILLIAM S. STAVROPOULOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION FOR THE ANNUAL
ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
- -------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. Agenda: 932108168
CUSIP: 260561105 Meeting Type: Annual
Ticker: DJ Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 IRVINE O. HOCKADAY, JR. Mgmt For For
VERNON E. JORDAN, JR. Mgmt For For
LEWIS B. CAMPBELL Mgmt For For
DIETER VON HOLTZBRINCK Mgmt For For
ELIZABETH STEELE Mgmt For For
02 APPROVAL OF AUDITORS FOR 2004. Mgmt For For
03 AMENDMENT TO THE COMPANY S 2001 LONG- Mgmt Against Against
TERM INCENTIVE PLAN TO INCREASE THE
SHARES RESERVED FOR ISSUANCE FROM
7,000,000 TO 9,000,000 SHARES.
04 STOCKHOLDER PROPOSAL TO SEPARATE THE Shr For Against
POSITIONS OF CHAIRMAN OF THE BOARD
AND CHIEF EXECUTIVE OFFICER.
- -------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda: 932111165
CUSIP: 263534109 Meeting Type: Annual
Ticker: DD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A.J.P. BELDA Mgmt For For
R.H. BROWN Mgmt For For
C.J. CRAWFORD Mgmt For For
J.T. DILLON Mgmt For For
L.C. DUEMLING Mgmt For For
C.O. HOLLIDAY, JR. Mgmt For For
D.C. HOPKINS Mgmt For For
L.D. JULIBER Mgmt For For
M. NAITOH Mgmt For For
W.K. REILLY Mgmt For For
H.R. SHARP, III Mgmt For For
C.M. VEST Mgmt For For
02 ON RATIFICATION OF ACCOUNTANTS Mgmt For For
03 ON GOVERNMENT SERVICE Shr Against For
04 ON INTERNATIONAL WORKPLACE STANDARDS Shr Against For
05 ON EXECUTIVE COMPENSATION Shr Against For
- -------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda: 932109677
CUSIP: 264399106 Meeting Type: Annual
Ticker: DUK Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL M. ANDERSON Mgmt For For
ANN M. GRAY Mgmt For For
MICHAEL E.J. PHELPS Mgmt For For
JAMES T. RHODES Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS DUKE ENERGY S INDEPENDENT
AUDITORS FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
DECLASSIFICATION OF DUKE ENERGY S
BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
- -------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda: 932110947
CUSIP: 278058102 Meeting Type: Annual
Ticker: ETN Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. CRITELLI Mgmt For For
E. GREEN Mgmt For For
K.M. PATEL Mgmt For For
02 APPROVAL OF 2004 STOCK PLAN Mgmt For For
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORPORATION Agenda: 932133135
CUSIP: 285661104 Meeting Type: Annual
Ticker: EDS Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER A. ENRICO Mgmt For For
ELLEN M. HANCOCK Mgmt For For
C. ROBERT KIDDER Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL REGARDING Shr For Against
CLASSIFIED BOARD.
04 SHAREHOLDER PROPOSAL REGARDING RIGHTS Shr For Against
PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTE.
- -------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda: 932076791
CUSIP: 291011104 Meeting Type: Annual
Ticker: EMR Meeting Date: 2/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. FERNANDEZ G. Mgmt For For
C.F. KNIGHT Mgmt For For
G.A. LODGE Mgmt For For
R.L. RIDGWAY Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RE-APPROVAL OF PERFORMANCE MEASURES Mgmt For For
UNDER THE EMERSON ELECTRIC CO. 1997
INCENTIVE SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda: 932120467
CUSIP: 29364G103 Meeting Type: Annual
Ticker: ETR Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.S. BATEMAN Mgmt For For
W.F. BLOUNT Mgmt For For
S.D. DEBREE Mgmt For For
C.P. DEMING Mgmt For For
A.M. HERMAN Mgmt For For
D.C. HINTZ Mgmt For For
J.W. LEONARD Mgmt For For
R. V.D. LUFT Mgmt For For
K.A. MURPHY Mgmt For For
P.W. MURRILL Mgmt For For
J.R. NICHOLS Mgmt For For
W.A. PERCY, II Mgmt For For
D.H. REILLEY Mgmt For For
W.C. SMITH Mgmt For For
B.A. STEINHAGEN Mgmt For For
S.V. WILKINSON Mgmt For For
02 RATIFICATION OF EXTERNAL AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
LIMITING BENEFITS PAYABLE UNDER
SEVERANCE AGREEMENTS.
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
CUMULATIVE VOTING.
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
COMPENSATION FOR THE TOP FIVE
EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda: 932139098
CUSIP: 29476L107 Meeting Type: Annual
Ticker: EQR Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
BRUCE W. DUNCAN Mgmt For For
STEPHEN O. EVANS Mgmt For For
JAMES D. HARPER, JR. Mgmt For For
BOONE A. KNOX Mgmt For For
01 DESIREE G. ROGERS Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
02 APPROVAL OF AMENDMENT TO THE Mgmt For For
COMPANY S DECLARATION OF TRUST TO
REMOVE A POTENTIAL ANTI-TAKEOVER
DEFENSE.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
FAIRMONT HOTELS & RESORTS INC. Agenda: 932105984
CUSIP: 305204109 Meeting Type: Special
Ticker: FHR Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN E. BACHAND Mgmt For For
WILLIAM R. FATT Mgmt For For
PETER C. GODSOE Mgmt For For
MICHAEL J. KOWALSKI Mgmt For For
DAVID P. O'BRIEN Mgmt For For
KAREN M. ROSE Mgmt For For
JOHN L. SHARPE Mgmt For For
L. PETER SHARPE Mgmt For For
ROBERT S. SINGER Mgmt For For
CAROLE S. TAYLOR Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS AS
03 THE ORDINARY RESOLUTION APPROVING AND Mgmt Against Against
RECONFIRMING THE AMENDED AND
RESTATED SHAREHOLDER RIGHTS PLAN OF
THE CORPORATION, AS SET OUT IN
APPENDIX B TO THE MANAGEMENT PROXY
- -------------------------------------------------------------------------------------------------------
FEDERAL HOME LOAN MORTGAGE CORPORATI Agenda: 932098343
CUSIP: 313400301 Meeting Type: Annual
Ticker: FRE Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOAN E. DONOGHUE Mgmt For For
MICHELLE ENGLER Mgmt For For
RICHARD KARL GOELTZ Mgmt For For
GEORGE D. GOULD Mgmt For For
01 HENRY KAUFMAN Mgmt For For
JOHN B. MCCOY Mgmt For For
SHAUN F. O'MALLEY Mgmt For For
RONALD F. POE Mgmt For For
STEPHEN A. ROSS Mgmt For For
DONALD J. SCHUENKE Mgmt For For
CHRISTINA SEIX Mgmt For For
RICHARD F. SYRON Mgmt For For
WILLIAM J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE YEAR
- -------------------------------------------------------------------------------------------------------
FANNIE MAE Agenda: 932154420
CUSIP: 313586109 Meeting Type: Annual
Ticker: FNM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.B. ASHLEY Mgmt For For
K.M. DUBERSTEIN Mgmt For For
T.P. GERRITY Mgmt For For
T. HOWARD Mgmt For For
A. KOROLOGOS Mgmt For For
F.V. MALEK Mgmt For For
D.B. MARRON Mgmt For For
D.H. MUDD Mgmt For For
A.M. MULCAHY Mgmt For For
J.K. PICKETT Mgmt For For
L. RAHL Mgmt For For
F.D. RAINES Mgmt For For
H.P. SWYGERT Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
FANNIE MAE EMPLOYEE STOCK PURCHASE
04 STOCKHOLDER PROPOSAL TO REINSTATE Shr For Against
CUMULATIVE VOTING
- -------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda: 932104007
CUSIP: 337932107 Meeting Type: Annual
Ticker: FE Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.T. ADDISON Mgmt For For
E.J. NOVAK, JR. Mgmt For For
J.M. PIETRUSKI Mgmt For For
C.A. REIN Mgmt For For
R.C. SAVAGE Mgmt For For
02 RATIFICATION OF AUDITOR Mgmt For For
03 APPROVAL OF AMENDMENTS TO THE CODE OF Mgmt For For
REGULATIONS TO DECLASSIFY THE BOARD
OF DIRECTORS
04 APPROVAL OF AMENDMENTS TO THE Mgmt For For
ARTICLES OF INCORPORATION AND CODE OF
REGULATIONS TO CHANGE CERTAIN VOTING
REQUIREMENTS
05 APPROVAL OF EXISTING EXECUTIVE Mgmt For For
DEFERRED COMPENSATION PLAN
06 APPROVAL OF EXISTING DIRECTOR Mgmt For For
DEFERRED COMPENSATION PLAN
07 SHAREHOLDER PROPOSAL Shr For Against
08 SHAREHOLDER PROPOSAL Shr For Against
09 SHAREHOLDER PROPOSAL Shr Against For
10 SHAREHOLDER PROPOSAL Shr For Against
- -------------------------------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORPORATION Agenda: 932093519
CUSIP: 339030108 Meeting Type: Special
Ticker: FBF Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT Mgmt For For
02 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
FLEETBOSTON SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- -------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda: 932019599
CUSIP: 345838106 Meeting Type: Annual
Ticker: FRX Meeting Date: 8/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HOWARD SOLOMON Mgmt For For
WILLIAM J. CANDEE, III Mgmt For For
GEORGE S. COHAN Mgmt For For
DAN L. GOLDWASSER Mgmt For For
LESTER B. SALANS Mgmt For For
KENNETH E. GOODMAN Mgmt For For
PHILLIP M. SATOW Mgmt For For
02 RATIFICATION OF AMENDMENT OF THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION TO AUTHORIZE ADDITIONAL
SHARES OF THE COMPANY S COMMON
03 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda: 932122497
CUSIP: 35671D857 Meeting Type: Annual
Ticker: FCX Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. ALLISON Mgmt For For
MR. CLIFFORD Mgmt For For
MR. MOFFETT Mgmt For For
MR. RANKIN Mgmt For For
MR. WHARTON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2004 Mgmt Against Against
DIRECTOR COMPENSATION PLAN.
04 STOCKHOLDER PROPOSAL REGARDING Shr Against For
FINANCIAL SUPPORT OF INDONESIAN
GOVERNMENT SECURITY PERSONNEL
- -------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda: 932119440
CUSIP: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 N.D. CHABRAJA Mgmt For For
J.S. CROWN Mgmt For For
L. CROWN Mgmt For For
W.P. FRICKS Mgmt For For
C.H. GOODMAN Mgmt For For
J.L. JOHNSON Mgmt For For
G.A. JOULWAN Mgmt For For
P.G. KAMINSKI Mgmt For For
J.M. KEANE Mgmt For For
L.L. LYLES Mgmt For For
C.E. MUNDY, JR. Mgmt For For
R. WALMSLEY Mgmt For For
02 APPROVAL OF THE EQUITY COMPENSATION Mgmt For For
PLAN.
03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against
POISON PILLS.
04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
FOREIGN MILITARY SALES.
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr For Against
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr Against For
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
KENNETH G. LANGONE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO Mgmt For For
EXECUTIVE OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr Against For
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda: 932036127
CUSIP: 370334104 Meeting Type: Annual
Ticker: GIS Meeting Date: 9/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN R. DEMERITT Mgmt For For
LIVIO D. DESIMONE Mgmt For For
WILLIAM T. ESREY Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
JUDITH R. HOPE Mgmt For For
ROBERT L. JOHNSON Mgmt For For
JOHN M. KEENAN Mgmt For For
HEIDI G. MILLER Mgmt For For
H. OCHOA-BRILLEMBOURG Mgmt For For
STEPHEN W. SANGER Mgmt For For
A. MICHAEL SPENCE Mgmt For For
DOROTHY A. TERRELL Mgmt For For
RAYMOND G. VIAULT Mgmt For For
PAUL S. WALSH Mgmt For For
02 APPROVAL OF APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITOR.
03 ADOPTION OF THE GENERAL MILLS, INC. Mgmt For For
2003 STOCK COMPENSATION PLAN.
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932143059
CUSIP: 370442105 Meeting Type: Annual
Ticker: GM Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.N. BARNEVIK Mgmt For For
J.H. BRYAN Mgmt For For
A.M. CODINA Mgmt For For
G.M.C. FISHER Mgmt For For
K. KATEN Mgmt For For
K. KRESA Mgmt For For
A.G. LAFLEY Mgmt For For
P.A. LASKAWY Mgmt For For
E.S. O'NEAL Mgmt For For
E. PFEIFFER Mgmt For For
G.R. WAGONER, JR. Mgmt For For
02 RATIFY SELECTION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
03 ELIMINATE AWARDING, REPRICING, OR Shr Against For
RENEWING STOCK OPTIONS
04 ELIMINATE OPTIONS, SARS, AND Shr Against For
SEVERANCE PAYMENTS
05 REQUIRE AN INDEPENDENT CHAIRMAN Shr Against For
SEPARATE FROM CHIEF EXECUTIVE OFFICER
06 APPOINT INDEPENDENT DIRECTORS TO KEY Shr Against For
BOARD COMMITTEES
07 REPORT ON GREENHOUSE GAS EMISSIONS Shr Against For
08 APPROVE GOLDEN PARACHUTES Shr Against For
09 REQUIRE SENIOR EXECUTIVES AND Shr Against For
DIRECTORS TO RETAIN STOCK OBTAINED BY
EXERCISING OPTIONS
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932040380
CUSIP: 370442105 Meeting Type: Consent
Ticker: GM Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For
AMENDMENT
02 RATIFICATION OF THE NEW HUGHES Mgmt For For
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For
INCLUDING THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK Mgmt For For
05 RATIFICATION OF THE NEWS STOCK Mgmt For For
ACQUISITION
06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For
AMENDMENT
- -------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION Agenda: 932120366
CUSIP: 373298108 Meeting Type: Annual
Ticker: GP Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BARBARA L. BOWLES* Mgmt For For
DONALD V. FITES* Mgmt For For
DAVID R. GOODE* Mgmt For For
KAREN N. HORN* Mgmt For For
WILLIAM R. JOHNSON* Mgmt For For
JAMES B. WILLIAMS** Mgmt For For
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC Mgmt For For
CORPORATION LONG-TERM INCENTIVE PLAN
TO ADD STOCK APPRECIATION RIGHTS,
KNOWN AS SARS, AS PERMITTED AWARDS
UNDER THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA- Mgmt For For
PACIFIC CORPORATION SHORT-TERM
INCENTIVE PLAN SO THAT INCENTIVE
COMPENSATION AWARDS PAID UNDER THE
PLAN WILL BE FULLY DEDUCTIBLE UNDER
162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
OUR INDEPENDENT AUDITORS, ERNST &
YOUNG LLP, AS AUDITORS FOR OUR FISCAL
YEAR ENDING JANUARY 1, 2005.
- -------------------------------------------------------------------------------------------------------
HCA INC. Agenda: 932144885
CUSIP: 404119109 Meeting Type: Annual
Ticker: HCA Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt For For
MAGDALENA H AVERHOFF MD Mgmt For For
JACK O. BOVENDER, JR. Mgmt For For
RICHARD M. BRACKEN Mgmt For For
MARTIN FELDSTEIN Mgmt For For
THOMAS F. FRIST, JR. MD Mgmt For For
FREDERICK W. GLUCK Mgmt For For
GLENDA A. HATCHETT Mgmt For For
CHARLES O. HOLLIDAY JR. Mgmt For For
T. MICHAEL LONG Mgmt For For
JOHN H. MCARTHUR Mgmt For For
KENT C. NELSON Mgmt For For
FRANK S. ROYAL, MD Mgmt For For
HAROLD T. SHAPIRO Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
HCA S INDEPENDENT AUDITOR, AS
DESCRIBED IN THE PROXY STATEMENT.
03 APPROVAL OF THE HCA INC. AMENDED AND Mgmt For For
RESTATED MANAGEMENT STOCK PURCHASE
PLAN.
- -------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda: 932118931
CUSIP: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.L. CRANDALL Mgmt For For
K.T. DERR Mgmt For For
C.J. DIBONA Mgmt For For
W.R. HOWELL Mgmt For For
R.L. HUNT Mgmt For For
D.J. LESAR Mgmt For For
A.B. LEWIS Mgmt For For
J.L. MARTIN Mgmt For For
J.A. PRECOURT Mgmt For For
D.L. REED Mgmt For For
C.J. SILAS Mgmt For For
02 PROPOSAL TO AMEND HALLIBURTON S Mgmt For For
CERTIFICATE OF INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN Shr Against For
IRAN.
04 STOCKHOLDER PROPOSAL ON DIRECTOR Shr Against For
ELECTION VOTE THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE Shr Against For
CHAIRMAN/CEO.
- -------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda: 932032460
CUSIP: 423074103 Meeting Type: Annual
Ticker: HNZ Meeting Date: 9/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W.R. JOHNSON Mgmt For For
C.E. BUNCH Mgmt For For
M.C. CHOKSI Mgmt For For
L.S. COLEMAN, JR. Mgmt For For
P.H. COORS Mgmt For For
E.E. HOLIDAY Mgmt For For
C. KENDLE Mgmt For For
D.R. O'HARE Mgmt For For
L.C. SWANN Mgmt For For
T.J. USHER Mgmt For For
J.M. ZIMMERMAN Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
- -------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L.T. BABBIO, JR. Mgmt For For
P.C. DUNN Mgmt For For
C.S. FIORINA Mgmt For For
R.A. HACKBORN Mgmt For For
G.A. KEYWORTH II Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
S.M. LITVACK Mgmt For For
R.L. RYAN Mgmt For For
L.S. SALHANY Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP Mgmt For For
AS HEWLETT-PACKARD COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD Mgmt Against Against
COMPANY 2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr For Against
OPTION EXPENSING PROPOSAL
- -------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda: 932106683
CUSIP: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES J. HOWARD Mgmt For For
BRUCE KARATZ Mgmt For For
RUSSELL E. PALMER Mgmt For For
IVAN G. SEIDENBERG Mgmt For For
ERIC K. SHINSEKI Mgmt For For
02 APPOINTMENT OF INDEPENDENT Mgmt For For
03 ANNUAL ELECTION OF DIRECTORS Shr For Against
04 SHAREOWNER VOTING PROVISIONS Shr For Against
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shr Against For
06 RESOLUTION ON PAY DISPARITY Shr Against For
07 CUMULATIVE VOTING Shr For Against
- -------------------------------------------------------------------------------------------------------
IMC GLOBAL INC. Agenda: 932136624
CUSIP: 449669100 Meeting Type: Annual
Ticker: IGL Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD F. MAZANKOWSKI Mgmt For For
DOUGLAS A. PERTZ Mgmt For For
RICHARD L. THOMAS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda: 932115721
CUSIP: 452308109 Meeting Type: Annual
Ticker: ITW Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. ALDINGER Mgmt For For
MICHAEL J. BIRCK Mgmt For For
MARVIN D. BRAILSFORD Mgmt For For
JAMES R. CANTALUPO Mgmt For For
SUSAN CROWN Mgmt For For
DON H. DAVIS, JR. Mgmt For For
W. JAMES FARRELL Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
ROBERT S. MORRISON Mgmt For For
HAROLD B. SMITH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP.
- -------------------------------------------------------------------------------------------------------
IMPERIAL OIL LIMITED Agenda: 932101051
CUSIP: 453038408 Meeting Type: Annual
Ticker: IMO Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY
2 PIERRE DES MARAIS II Mgmt For For
B.J. (BRIAN) FISCHER Mgmt For For
T.J. (TIM) HEARN Mgmt For For
R. (ROGER) PHILLIPS Mgmt For For
2 J.F. (JIM) SHEPARD Mgmt For For
P.A. (PAUL) SMITH Mgmt For For
SHEELAGH D. WHITTAKER Mgmt For For
K.C. (K.C.) WILLIAMS Mgmt For For
V.L. (VICTOR) YOUNG Mgmt For For
3 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
4 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
5 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
6 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
- -------------------------------------------------------------------------------------------------------
INCO LIMITED Agenda: 932112701
CUSIP: 453258402 Meeting Type: Special
Ticker: N Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BY-LAW CONFIRMATION Mgmt For For
RESOLUTION.
02 RONALD C. CAMBRE Mgmt For For
SCOTT M. HAND Mgmt For For
CHAVIVA M. HOSEK Mgmt For For
DAVID P. O'BRIEN Mgmt For For
GLEN A. BARTON Mgmt For For
ANGUS A. BRUNEAU Mgmt For For
PETER C. JONES Mgmt For For
JOHN T. MAYBERRY Mgmt For For
ROGER PHILLIPS Mgmt For For
JAMES M. STANFORD Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS.
04 ON SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
INDEPENDENCE COMMUNITY BANK CORP. Agenda: 932182760
CUSIP: 453414104 Meeting Type: Annual
Ticker: ICBC Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROHIT M. DESAI* Mgmt For For
CHARLES J. HAMM* Mgmt For For
SCOTT M. HAND* Mgmt For For
DAVID L. HINDS* Mgmt For For
MARIA FIORINI RAMIREZ* Mgmt For For
01 DONALD M. KARP** Mgmt For For
ROBERT B. CATELL*** Mgmt For For
ROBERT W. GELFMAN*** Mgmt For For
02 TO APPROVE AN AMENDMENT TO Mgmt For For
INDEPENDENCE COMMUNITY BANK CORP. S
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENCE COMMUNITY
BANK CORP. S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
INDEPENDENCE COMMUNITY BANK CORP. Agenda: 932092721
CUSIP: 453414104 Meeting Type: Special
Ticker: ICBC Meeting Date: 3/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF NOVEMBER
24, 2003, BY AND BETWEEN INDEPENDENCE
COMMUNITY BANK CORP. AND STATEN
ISLAND BANCORP, INC. PURSUANT TO
WHICH, AMONG OTHER THINGS, STATEN
ISLAND WILL MERGE WITH AND INTO
- -------------------------------------------------------------------------------------------------------
INTERACTIVECORP Agenda: 932175347
CUSIP: 45840Q101 Meeting Type: Annual
Ticker: IACI Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD N. BARTON Mgmt For For
ROBERT R. BENNETT Mgmt For For
EDGAR BRONFMAN, JR. Mgmt For For
BARRY DILLER Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
DONALD R. KEOUGH* Mgmt For For
MARIE-JOSEE KRAVIS Mgmt For For
JOHN C. MALONE Mgmt For For
STEVEN RATTNER Mgmt For For
GEN. H.N. SCHWARZKOPF* Mgmt For For
ALAN G. SPOON* Mgmt For For
DIANE VON FURSTENBERG Mgmt For For
02 THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP TO
SERVE AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
C. GHOSN Mgmt For For
N.O. KEOHANE Mgmt For For
C.F. KNIGHT Mgmt For For
L.A. NOTO Mgmt For For
S.J. PALMISANO Mgmt For For
J.B. SLAUGHTER Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
C.M. VEST Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE
BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr For Against
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr Against For
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING Shr For Against
STOCK OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE Shr Against For
OF EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA Shr Against For
BUSINESS PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For
EXECUTIVE COMPENSATION POLICIES (PAGE
32)
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda: 932135898
CUSIP: 460146103 Meeting Type: Annual
Ticker: IP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARTHA F. BROOKS* Mgmt For For
JAMES A. HENDERSON* Mgmt For For
ROBERT D. KENNEDY* Mgmt For For
W. CRAIG MCCLELLAND* Mgmt For For
ROBERT M. AMEN** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
03 APPROVAL OF THE AMENDED LONG-TERM Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
04 REAFFIRMATION OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
05 PROPOSAL RELATING TO LIMITING Shr Against For
COMPENSATION OF CHIEF EXECUTIVE
OFFICER.
- -------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 HANS W. BECHERER Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
JOHN H. BIGGS Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
HELENE L. KAPLAN Mgmt For For
LEE R. RAYMOND Mgmt For For
JOHN R. STAFFORD Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt Against Against
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr Against For
07 CHARITABLE CONTRIBUTIONS Shr Against For
08 POLITICAL CONTRIBUTIONS Shr Against For
09 SEPARATION OF CHAIRMAN AND CEO Shr Against For
10 DERIVATIVE DISCLOSURE Shr Against For
11 AUDITOR INDEPENDENCE Shr Against For
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- -------------------------------------------------------------------------------------------------------
KEYCORP Agenda: 932125001
CUSIP: 493267108 Meeting Type: Annual
Ticker: KEY Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEXANDER M. CUTLER Mgmt For For
DOUGLAS J. MCGREGOR Mgmt For For
EDUARDO R. MENASCE Mgmt For For
HENRY L. MEYER III Mgmt For For
PETER G. TEN EYCK, II Mgmt For For
02 APPROVAL OF THE KEYCORP 2004 EQUITY Mgmt For For
COMPENSATION PLAN.
03 APPROVAL OF THE KEYCORP ANNUAL Mgmt For For
PERFORMANCE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION Agenda: 932113599
CUSIP: 49337W100 Meeting Type: Annual
Ticker: KSE Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT B. CATELL Mgmt For For
ANDREA S. CHRISTENSEN Mgmt For For
ALAN H. FISHMAN Mgmt For For
J. ATWOOD IVES Mgmt For For
JAMES R. JONES Mgmt For For
JAMES L. LAROCCA Mgmt For For
GLORIA C. LARSON Mgmt For For
STEPHEN W. MCKESSY Mgmt For For
EDWARD D. MILLER Mgmt For For
VIKKI L. PRYOR Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL ON SHAREHOLDER Shr For Against
RIGHTS PLAN.
- -------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda: 932099244
CUSIP: 50075N104 Meeting Type: Annual
Ticker: KFT Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LOUIS C. CAMILLERI Mgmt For For
ROGER K. DEROMEDI Mgmt For For
DINYAR S. DEVITRE Mgmt For For
W. JAMES FARRELL Mgmt For For
BETSY D. HOLDEN Mgmt For For
JOHN C. POPE Mgmt For For
MARY L. SCHAPIRO Mgmt For For
CHARLES R. WALL Mgmt For For
DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda: 932163253
CUSIP: 530718105 Meeting Type: Annual
Ticker: L Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT R. BENNETT Mgmt For For
PAUL A. GOULD Mgmt For For
JOHN C. MALONE Mgmt For For
02 APPROVAL OF THE LIBERTY MEDIA Mgmt For For
CORPORATION 2000 INCENTIVE PLAN (AS
AMENDED AND RESTATED EFFECTIVE APRIL
19, 2004)
03 RATIFICATION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda: 932101645
CUSIP: 532457108 Meeting Type: Annual
Ticker: LLY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.C. BEERING Mgmt For For
01 W. BISCHOFF Mgmt For For
F.G. PRENDERGAST Mgmt For For
K.P. SEIFERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR
2004.
03 APPROVE THE ELI LILLY AND COMPANY Mgmt For For
BONUS PLAN.
04 PROPOSAL BY SHAREHOLDERS THAT THE Shr Against For
BOARD ADOPT A COMPENSATION PROGRAM
LIMITING THE COMPENSATION OF SENIOR
EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE Shr Against For
BOARD REPORT ON HOW THE COMPANY WILL
RESPOND TO PRESSURE TO INCREASE
ACCESS TO AND AFFORDABILITY OF
PRESCRIPTION DRUGS.
- -------------------------------------------------------------------------------------------------------
LIMITED BRANDS, INC. Agenda: 932138250
CUSIP: 532716107 Meeting Type: Annual
Ticker: LTD Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EUGENE M. FREEDMAN Mgmt For For
V. ANN HAILEY Mgmt For For
DAVID T. KOLLAT Mgmt For For
LESLIE H. WEXNER Mgmt For For
02 TO ADOPT THE 2004 RESTATEMENT OF THE Mgmt For For
1993 STOCK OPTION AND PERFORMANCE
INCENTIVE PLAN (AS AMENDED AND
RESTATED, THE STOCK PLAN) TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
ISSUABLE UNDER THE PREDECESSOR TO THE
STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda: 932051028
CUSIP: 535678106 Meeting Type: Annual
Ticker: LLTC Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. SWANSON, JR. Mgmt For For
DAVID S. LEE Mgmt For For
LEO T. MCCARTHY Mgmt For For
RICHARD M. MOLEY Mgmt For For
THOMAS S. VOLPE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING JUNE 27, 2004.
- -------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda: 932107344
CUSIP: 539830109 Meeting Type: Annual
Ticker: LMT Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E.C."PETE"ALDRIDGE, JR. Mgmt For For
NOLAN D. ARCHIBALD Mgmt For For
NORMAN R. AUGUSTINE Mgmt For For
MARCUS C. BENNETT Mgmt For For
VANCE D. COFFMAN Mgmt For For
GWENDOLYN S. KING Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
EUGENE F. MURPHY Mgmt For For
JOSEPH W. RALSTON Mgmt For For
FRANK SAVAGE Mgmt Withheld Against
ANNE STEVENS Mgmt For For
ROBERT J. STEVENS Mgmt For For
JAMES R. UKROPINA Mgmt For For
DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL BY EVELYN Y. Shr Against For
04 STOCKHOLDER PROPOSAL BY JOHN Shr For Against
05 STOCKHOLDER PROPOSAL BY UNITED Shr Against For
ASSOCIATION S&P 500 INDEX FUND
06 STOCKHOLDER PROPOSAL BY THE SISTERS Shr Against For
OF MERCY AND OTHER GROUPS
- -------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda: 932151525
CUSIP: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEONARD L. BERRY Mgmt For For
PAUL FULTON Mgmt For For
DAWN E. HUDSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
01 STEPHEN F. PAGE Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
ROBERT L. TILLMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
LYONDELL CHEMICAL COMPANY Agenda: 932115834
CUSIP: 552078107 Meeting Type: Annual
Ticker: LYO Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. ANDERSON Mgmt For For
WILLIAM T. BUTLER Mgmt For For
STEPHEN I. CHAZEN Mgmt For For
TRAVIS ENGEN Mgmt For For
S.F. HINCHLIFFE, JR. Mgmt For For
DANNY W. HUFF Mgmt For For
RAY R. IRANI Mgmt For For
DAVID J. LESAR Mgmt For For
DUDLEY C. MECUM Mgmt For For
DAN F. SMITH Mgmt For For
WILLIAM R. SPIVEY Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT AUDITORS, AS THE
COMPANY S AUDITORS FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
MI DEVELOPMENTS INC. Agenda: 932136737
CUSIP: 55304X104 Meeting Type: Annual
Ticker: MIM Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A THE ORDINARY RESOLUTION APPROVING AND Mgmt For For
RATIFYING THE INCENTIVE STOCK OPTION
PLAN.
B BARRY BYRD Mgmt For For
WILLIAM G. DAVIS Mgmt For For
PHILIP FRICKE Mgmt For For
MANFRED JAKSZUS Mgmt For For
FRANK STRONACH Mgmt For For
BRIAN TOBIN Mgmt For For
C IN RESPECT OF THE RE-APPOINTMENT OF Mgmt For For
THE AUDITOR BASED ON THE
RECOMMENDATION OF THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS AND
AUTHORIZING THE AUDIT COMMITTEE TO
FIX THE AUDITOR S REMUNERATION.
- -------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda: 932124566
CUSIP: 559222401 Meeting Type: Annual
Ticker: MGA Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A WILLIAM H. FIKE Mgmt For For
MANFRED GINGL Mgmt For For
MICHAEL D. HARRIS Mgmt For For
EDWARD C. LUMLEY Mgmt For For
KLAUS MANGOLD Mgmt For For
KARLHEINZ MUHR Mgmt For For
GERHARD RANDA Mgmt For For
DONALD RESNICK Mgmt For For
ROYDEN R. RICHARDSON Mgmt For For
FRANK STRONACH Mgmt For For
FRANZ VRANITZKY Mgmt For For
SIEGFRIED WOLF Mgmt For For
B TO VOTE FOR OR ABSTAIN IN RESPECT OF Mgmt For For
THE RE-APPOINTMENT OF ERNST & YOUNG
LLP AS THE AUDITOR OF THE
CORPORATION, BASED ON THE
RECOMMENDATION OF THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS, AND
AUTHORIZING THE AUDIT COMMITTEE TO
FIX THE AUDITOR S REMUNERATION.
- -------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda: 932028093
CUSIP: 559222401 Meeting Type: Special
Ticker: MGA Meeting Date: 8/19/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THE SPECIAL RESOLUTION (THE SPECIAL Mgmt For For
RESOLUTION) AUTHORIZING THE SPIN-OFF
OF MI DEVELOPMENTS INC., THE FULL
TEXT OF WHICH IS ATTACHED AS APPENDIX
A TO THE MANAGEMENT INFORMATION
CIRCULAR/PROXY STATEMENT OF THE
CORPORATION DATED JULY 8, 2003 (THE
CIRCULAR), AS SUCH SPECIAL RESOLUTION
MAY BE AMENDED OR VARIED AT THE
SPECIAL MEETING.
- -------------------------------------------------------------------------------------------------------
MASSEY ENERGY COMPANY Agenda: 932129340
CUSIP: 576206106 Meeting Type: Annual
Ticker: MEE Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. GRANT Mgmt For For
DAN R. MOORE Mgmt For For
MARTHA R. SEGER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS FOR
03 APPROVAL OF SHAREHOLDER PROPOSAL TO Shr For Against
AMEND THE BYLAWS OF MASSEY ENERGY
COMPANY TO REQUIRE THE BOARD OF
DIRECTORS TO SEEK SHAREHOLDER
APPROVAL FOR FUTURE SEVERANCE
AGREEMENTS WITH SENIOR EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda: 932051155
CUSIP: 57772K101 Meeting Type: Annual
Ticker: MXIM Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BERGMAN Mgmt For For
JOHN F. GIFFORD Mgmt For For
B. KIPLING HAGOPIAN Mgmt For For
M.D. SAMPELS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
02 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1996 STOCK INCENTIVE
PLAN, AS AMENDED, INCREASING THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 9,400,000
SHARES FROM 95,200,000 SHARES TO
104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
400,000 SHARES FROM 14,651,567 SHARES
TO 15,051,567 SHARES.
04 TO RATIFY THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 26, 2004.
- -------------------------------------------------------------------------------------------------------
THE MAY DEPARTMENT STORES COMPANY Agenda: 932147603
CUSIP: 577778103 Meeting Type: Annual
Ticker: MAY Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A EUGENE S. KAHN Mgmt For For
HELENE L. KAPLAN Mgmt For For
JAMES M. KILTS Mgmt For For
RUSSELL E. PALMER Mgmt For For
WILLIAM P. STIRITZ Mgmt For For
B RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
C PROPOSAL TO AMEND MAY S EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN FOR
CORPORATE EXECUTIVES.
D PROPOSAL TO AMEND MAY S 1994 STOCK Mgmt For For
INCENTIVE PLAN.
E PROPOSAL BY A SHAREOWNER CONCERNING A Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda: 932102306
CUSIP: 589331107 Meeting Type: Annual
Ticker: MRK Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER C. WENDELL* Mgmt For For
WILLIAM G. BOWEN** Mgmt For For
WILLIAM M. DALEY** Mgmt For For
THOMAS E. SHENK** Mgmt For For
WENDELL P. WEEKS** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
03 PROPOSAL TO AMEND THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
MANAGEMENT COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
EXTENSION OF PRESCRIPTION DRUG
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
ETHICAL AND SOCIAL PERFORMANCE OF THE
COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE Shr Against For
OF SHAREHOLDER RESOURCES FOR
POLITICAL PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A Shr Against For
REPORT RELATED TO THE GLOBAL HIV/AIDS
PANDEMIC
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt For For
02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
2001 STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
1999 STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda: 932106265
CUSIP: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. ZANDER Mgmt For For
H.L. FULLER Mgmt For For
J. LEWENT Mgmt For For
W. MASSEY Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
J. PEPPER, JR. Mgmt For For
S. SCOTT III Mgmt For For
D. WARNER III Mgmt For For
J. WHITE Mgmt For For
M. ZAFIROVSKI Mgmt For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr Against For
EXECUTIVE COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE Shr Against For
AND TIME-BASED RESTRICTED SHARES
- -------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION Agenda: 932116874
CUSIP: 626717102 Meeting Type: Annual
Ticker: MUR Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 F.W. BLUE Mgmt For For
G.S. DEMBROSKI Mgmt For For
C.P. DEMING Mgmt For For
R.A. HERMES Mgmt For For
R.M. MURPHY Mgmt For For
W.C. NOLAN, JR. Mgmt For For
I.B. RAMBERG Mgmt For For
D.J.H. SMITH Mgmt For For
C.G. THEUS Mgmt For For
02 APPROVE THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
NATIONAL BANK OF CANADA Agenda: 932091402
CUSIP: 633067103 Meeting Type: Annual
Ticker: NTIOF Meeting Date: 3/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AMENDMENT TO SECTION 4.1 OF BY-LAW 1 Mgmt For For
OF THE BANK TO REDUCE THE MINIMUM AND
MAXIMUM NUMBER OF DIRECTORS OF THE
02 LAWRENCE S. BLOOMBERG Mgmt For For
PIERRE BOURGIE Mgmt For For
G;RARD COULOMBE Mgmt For For
BERNARD CYR Mgmt For For
SHIRLEY A. DAWE Mgmt For For
NICOLE DIAMOND-G;LINAS Mgmt For For
JEAN DOUVILLE Mgmt For For
MARCEL DUTIL Mgmt For For
JEAN GAULIN Mgmt For For
PAUL GOBEIL Mgmt For For
SUZANNE LECLAIR Mgmt For For
E.A. PARKINSON-MARCOUX Mgmt For For
R;AL RAYMOND Mgmt For For
02 ROSEANN RUNTE Mgmt For For
JEAN TURMEL Mgmt For For
03 AMENDMENT TO SECTION 4.6 OF BY LAW 1 Mgmt For For
OF THE BANK TO INCREASE THE AGGREGATE
REMUNERATION OF DIRECTORS
04 APPOINTMENT OF AUDITOR Mgmt For For
05 SHAREHOLDER PROPOSAL NO. 1 Mgmt Against For
06 SHAREHOLDER PROPOSAL NO. 2 Mgmt Against For
07 SHAREHOLDER PROPOSAL NO. 3 Mgmt Against For
08 SHAREHOLDER PROPOSAL NO. 4 Mgmt Against For
09 SHAREHOLDER PROPOSAL NO. 5 Mgmt Against For
10 SHAREHOLDER PROPOSAL NO. 6 Mgmt Against For
11 SHAREHOLDER PROPOSAL NO. 7 Mgmt Against For
12 SHAREHOLDER PROPOSAL NO. 8 Mgmt Against For
13 SHAREHOLDER PROPOSAL NO. 9 Mgmt Against For
14 SHAREHOLDER PROPOSAL NO. 10 Mgmt Against For
15 SHAREHOLDER PROPOSAL NO. 11. Mgmt Against For
- -------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda: 932124984
CUSIP: 65473P105 Meeting Type: Annual
Ticker: NI Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN C. BEERING Mgmt For For
DENNIS E. FOSTER Mgmt For For
RICHARD L. THOMPSON Mgmt For For
CAROLYN Y. WOO Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
NORANDA INC. Agenda: 932118222
CUSIP: 655422103 Meeting Type: Annual
Ticker: NRD Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEX G. BALOGH Mgmt For For
ANDR; B;RARD Mgmt For For
JACK L. COCKWELL Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
J. TREVOR EYTON Mgmt For For
J. BRUCE FLATT Mgmt For For
A.L. (AL) FLOOD Mgmt For For
01 NORMAN R. GISH Mgmt For For
ROBERT J. HARDING Mgmt For For
DAVID W. KERR Mgmt For For
JAMES W. MCCUTCHEON Mgmt For For
FRANK J. MCKENNA Mgmt For For
GEORGE E. MYHAL Mgmt For For
DEREK J. PANNELL Mgmt For For
02 THE APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS
AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
- -------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA Agenda: 932154141
CUSIP: 656531605 Meeting Type: Annual
Ticker: NHY Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
ANNUAL REPORT FOR 2003 FOR NORSK
HYDRO ASA AND THE GROUP, AND THE
PAYMENT OF DIVIDEND.
02 REMUNERATION TO THE AUDITOR. Mgmt For For
03 A MOTION TO CHANGE THE COMPANY S Mgmt For For
ARTICLES OF ASSOCIATION.
04 ELECTION OF MEMBERS AND DEPUTIES TO Mgmt For For
THE CORPORATE ASSEMBLY.
05 REMUNERATION TO THE CORPORATE Mgmt Abstain Against
06 BUY-BACK OF OWN SHARES. Mgmt For For
07 A SHAREHOLDER MOTION. Shr Against Against
- -------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA Agenda: 932078353
CUSIP: 656531605 Meeting Type: Special
Ticker: NHY Meeting Date: 1/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAPITAL REDUCTION BY MEANS OF THE Mgmt For For
CANCELLATION OF TREASURY SHARES AND
THE REDEMPTION OF A PROPORTIONAL
NUMBER OF SHARES, BELONGING TO THE
NORWEGIAN STATE.
02 THE DEMERGER OF NORSK HYDRO ASA. Mgmt For For
03 PROCEDURE REGARDING THE ELECTION OF Mgmt For For
NEW SHAREHOLDERS REPRESENTATIVES TO
THE BOARD OF AGRIHOLD ASA.
04 PROCEDURE REGARDING THE ELECTION OF Mgmt For For
MEMBERS TO THE ELECTION COMMITTEE OF
AGRIHOLD ASA.
05 PROCEDURE IN CONNECTION WITH Mgmt For For
AUTHORIZING THE BOARD TO INCREASE THE
SHARE CAPITAL OF AGRIHOLD ASA.
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt For For
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt For For
AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CRITERIA FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda: 932101796
CUSIP: 674599105 Meeting Type: Annual
Ticker: OXY Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD W. BURKLE Mgmt For For
JOHN S. CHALSLY Mgmt For For
EDWARD P. DJEREJIAN Mgmt For For
R. CHAD DREIER Mgmt For For
JOHN E. FEICK Mgmt For For
RAY R. IRANI Mgmt For For
DALE R. LAURANCE Mgmt For For
IRVIN W. MALONEY Mgmt For For
RODOLFO SEGOVIA Mgmt For For
AZIZ D. SYRIANI Mgmt For For
ROSEMARY TOMICH Mgmt For For
WALTER L. WEISMAN Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG AS INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENT TO THE Mgmt For For
RESTRICTED STOCK PLAN FOR NON-
EMPLOYEE DIRECTORS.
04 DISCONTINUANCE OF OPTIONS, RIGHTS AND Shr Against For
SEVERANCE PAYMENTS.
- -------------------------------------------------------------------------------------------------------
OAO LUKOIL Agenda: 932192367
CUSIP: 677862104 Meeting Type: Annual
Ticker: LUKOY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT 2003, Mgmt For
OF THE ANNUAL ACCOUNTS INCLUDING THE
PROFIT AND LOSS STATEMENT
02 AMOUNT, PAYMENT DATE, AND FORM OF Mgmt For
PAYMENT OF DIVIDENDS
03 ELECTION OF THE MEMBERS OF THE BOARD Mgmt Abstain
OF DIRECTORS.
10 APPROVAL OF TRANSACTIONS INVOLVING Mgmt Abstain
INTERESTED/RELATED PARTIES
4A ELECTION OF THE MEMBER OF THE AUDIT Mgmt Abstain
COMMISSION: NIKITENKO, VLADIMIR
NIKOLAYEVICH
4B ELECTION OF THE MEMBER OF THE AUDIT Mgmt For
COMMISSION: SKLYAROVA, TATIANA
SERGUEYEVNA
4C ELECTION OF THE MEMBER OF THE AUDIT Mgmt Abstain
COMMISSION: TANULYAK, NATALIA
ILYINICHNA
4D ELECTION OF THE MEMBER OF THE AUDIT Mgmt For
COMMISSION: KONDRATIEV, PAVEL
GENNADIEVICH
4E ELECTION OF THE MEMBER OF THE AUDIT Mgmt For
COMMISSION: BULAVINA, LYUDMILA
MIKHAILOVNA
5 REMUNERATION AND COMPENSATION OF Mgmt For
EXPENSES TO THE MEMBERS OF THE BOARD
OF DIRECTORS AND AUDIT COMMISSION OF
OAO LUKOIL
6 APPROVAL OF THE EXTERNAL AUDITOR OF Mgmt For
THE COMPANY
7 APPROVAL OF AMENDMENTS AND ADDENDA TO Mgmt Against
THE CHARTER OF OAO LUKOIL
8 APPROVAL OF AMENDMENTS AND ADDENDA TO Mgmt For
THE REGULATIONS ON THE PROCEDURE FOR
PREPARING AND HOLDING THE
SHAREHOLDERS MEETING
9 APPROVAL OF AMENDMENTS AND ADDENDA TO Mgmt For
THE REGULATIONS ON THE BOARD OF
DIRECTORS OF LUKOIL
- -------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda: 932045734
CUSIP: 701094104 Meeting Type: Annual
Ticker: PH Meeting Date: 10/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DUANE E. COLLINS Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
GIULIO MAZZALUPI Mgmt For For
KLAUS-PETER MULLER Mgmt For For
ALLAN L. RAYFIELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR FY04.
03 APPROVAL OF THE PARKER-HANNIFIN Mgmt Against Against
CORPORATION 2003 STOCK INCENTIVE
- -------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda: 932115086
CUSIP: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.F. AKERS Mgmt For For
R.E. ALLEN Mgmt For For
R.L. HUNT Mgmt For For
A.C. MARTINEZ Mgmt For For
I.K. NOOYI Mgmt For For
F.D. RAINES Mgmt For For
S.S. REINEMUND Mgmt For For
S.P. ROCKEFELLER Mgmt For For
J.J. SCHIRO Mgmt For For
F.A. THOMAS Mgmt For For
C.M. TRUDELL Mgmt For For
S.D. TRUJILLO Mgmt For For
D. VASELLA Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF THE 2004 EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.22)
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.23)
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REVIEW OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS
ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO Shr Against For
IMPOSE TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- -------------------------------------------------------------------------------------------------------
PHELPS DODGE CORPORATION Agenda: 932144657
CUSIP: 717265102 Meeting Type: Annual
Ticker: PD Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARIE L. KNOWLES Mgmt For For
JON C. MADONNA Mgmt For For
GORDON R. PARKER Mgmt For For
ROBERT D. JOHNSON Mgmt For For
02 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CHARITABLE CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN I Agenda: 932118549
CUSIP: 73755L107 Meeting Type: Special
Ticker: POT Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 F.J. BLESI Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
W. FETZER III Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
P.J. SCHOENHALS Mgmt For For
E.R. STROMBERG Mgmt For For
J.G. VICQ Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS OF THE CORPORATION.
03 THE SHAREHOLDER PROPOSAL ATTACHED AS Shr Against For
APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
- -------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda: 932092163
CUSIP: 744573106 Meeting Type: Annual
Ticker: PEG Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALBERT R. GAMPER, JR.* Mgmt For For
ERNEST H. DREW** Mgmt For For
01 WILLIAM V. HICKEY** Mgmt For For
RICHARD J. SWIFT** Mgmt For For
02 APPROVAL OF THE 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR THE YEAR 2004.
04 STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
NOMINATION OF AT LEAST TWO CANDIDATES
FOR EACH OPEN BOARD POSITION.
- -------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda: 932081209
CUSIP: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADELIA A. COFFMAN Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
IRWIN MARK JACOBS Mgmt For For
RICHARD SULPIZIO Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 2001 STOCK OPTION PLAN TO
INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER SUCH PLAN.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE COMPANY S FISCAL YEAR ENDING
SEPTEMBER 26, 2004. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE AGAINST
PROPOSAL 4
04 BERNARD LUBRAN - TO ELIMINATE THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
QUESTAR CORPORATION Agenda: 932127550
CUSIP: 748356102 Meeting Type: Annual
Ticker: STR Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TERESA BECK Mgmt For For
R.D. CASH Mgmt For For
ROBERT E. MCKEE III Mgmt For For
GARY G. MICHAEL Mgmt For For
CHARLES B. STANLEY Mgmt For For
02 TO APPROVE THE LONG-TERM CASH Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda: 932117749
CUSIP: 755111507 Meeting Type: Annual
Ticker: RTN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN DEUTCH-2007 Mgmt For For
MICHAEL RUETTGERS-2007 Mgmt For For
WILLIAM SPIVEY-2007 Mgmt For For
WILLIAM SWANSON-2007 Mgmt For For
LINDA STUNTZ-2005 Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 ETHICAL CRITERIA FOR MILITARY Shr Against For
04 SHAREHOLDER RIGHTS PLAN Shr For Against
05 ANNUAL ELECTION OF DIRECTORS Shr For Against
06 MACBRIDE PRINCIPLES Shr Against For
07 EXPENSING STOCK OPTIONS Shr For Against
08 SERP BENEFITS Shr Against For
09 EXECUTIVE COMPENSATION SYSTEM Shr Against For
- -------------------------------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM COMPANY Agenda: 932190060
CUSIP: 780257804 Meeting Type: Annual
Ticker: RD Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
03 APPOINTMENT OF MS. L.Z. COOK AS A Mgmt For For
MANAGING DIRECTOR OF THE COMPANY.*
04 APPOINTMENT OF MRS. CH. MORIN-POSTEL Mgmt For For
AS A MEMBER OF THE SUPERVISORY
05 APPOINTMENT OF MR. M.A. VAN DEN BERGH Mgmt For For
AS A MEMBER OF THE SUPERVISORY BOARD
OWING TO RETIREMENT BY ROTATION.*
06 REDUCTION OF THE ISSUED SHARE CAPITAL Mgmt For For
WITH A VIEW TO CANCELLA TION OF THE
SHARES ACQUIRED BY THE COMPANY IN ITS
OWN CAPITAL.
07 AUTHORIZATION OF THE BOARD OF Mgmt For For
MANAGEMENT, PURSUANT TO ARTICLE 98,
BOOK 2 OF THE NETHERLANDS CIVIL CODE,
AS THE COMPETENT BODY TO ACQUIRE
SHARES IN THE CAPITAL OF THE COMPANY.
2A FINALIZATION OF THE BALANCE SHEET AS Mgmt For For
AT DECEMBER 31, 2003, THE PROFIT
AND LOSS ACCOUNT FOR THE YEAR 2003
AND THE NOTES TO THE BALANCE SHEET
AND THE PROFIT AND LOSS ACCOUNT.
2B DECLARATION OF THE TOTAL DIVIDEND FOR Mgmt For For
THE YEAR 2003.
2C DISCHARGE OF THE MANAGING DIRECTORS Mgmt For For
OF RESPONSIBILITY IN RESPECT OF THEIR
MANAGEMENT FOR THE YEAR 2003.
2D DISCHARGE OF THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD OF RESPONSIBILITY
FOR THEIR SUPERVISION FOR THE YEAR
2003.
- -------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. Agenda: 932103536
CUSIP: 78387G103 Meeting Type: Annual
Ticker: SBC Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. BARNES Mgmt For For
JAMES A. HENDERSON Mgmt For For
JOHN B. MCCOY Mgmt For For
S. DONLEY RITCHEY Mgmt For For
JOYCE M. ROCHE Mgmt For For
PATRICIA P. UPTON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Mgmt For For
04 STOCKHOLDER PROPOSAL A. Shr Against For
05 STOCKHOLDER PROPOSAL B. Shr Against For
- -------------------------------------------------------------------------------------------------------
SABRE HOLDINGS CORPORATION Agenda: 932114515
CUSIP: 785905100 Meeting Type: Annual
Ticker: TSG Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROYCE S. CALDWELL Mgmt For For
PAUL C. ELY, JR. Mgmt For For
GLENN W. MARSCHEL, JR. Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR 2004.
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
THE ST. PAUL TRAVELERS COMPANIES, IN Agenda: 932096224
CUSIP: 792860108 Meeting Type: Special
Ticker: STA Meeting Date: 3/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ACT ON THE PROPOSAL TO ISSUE Mgmt For For
SHARES OF ST. PAUL S COMMON STOCK IN
CONNECTION WITH THE TRANSACTION
CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER DATED AS OF NOVEMBER
16, 2003, AS AMENDED, AMONG ST. PAUL,
TRAVELERS PROPERTY CASUALTY CORP.
AND A SUBSIDIARY OF ST. PAUL.
02 TO ACT ON THE PROPOSAL TO AMEND Mgmt For For
ST. PAUL S BYLAWS IN CONNECTION WITH
THE TRANSACTION, AS DESCRIBED IN THE
ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
03 TO ACT ON THE PROPOSAL TO AMEND Mgmt For For
ST. PAUL S ARTICLES OF INCORPORATION
IN CONNECTION WITH THE TRANSACTION,
AS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
04 TO ACT ON THE PROPOSAL TO AMEND Mgmt For For
ST. PAUL S ARTICLES OF INCORPORATION
TO REDUCE THE SHAREHOLDER APPROVAL
REQUIRED FOR CERTAIN FUTURE
FUNDAMENTAL ACTIONS, AS DESCRIBED IN
THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
- -------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION Agenda: 932047699
CUSIP: 803111103 Meeting Type: Annual
Ticker: SLE Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.T. BATTENBERG III Mgmt For For
C. COKER Mgmt For For
J. CROWN Mgmt For For
W. DAVIS Mgmt For For
V. JORDAN, JR. Mgmt For For
L. KOELLNER Mgmt For For
C. VAN LEDE Mgmt For For
J. MANLEY Mgmt For For
CARY D. MCMILLAN Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
R. RIDGWAY Mgmt For For
R. THOMAS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SARA
LEE S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2004.
03 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING CHARITABLE CONTRIBUTIONS.
04 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING SARA LEE S CODE OF CONDUCT.
- -------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda: 932109970
CUSIP: 806605101 Meeting Type: Annual
Ticker: SGP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRED HASSAN Mgmt For For
PHILIP LEDER, M.D. Mgmt For For
EUGENE R. MCGRATH Mgmt For For
RICHARD DE J. OSBORNE Mgmt For For
02 RATIFICATION OF DESIGNATION OF Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE OPERATIONS MANAGEMENT Mgmt For For
TEAM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
SHELL CANADA LIMITEE Agenda: 932115531
CUSIP: 822567103 Meeting Type: Special
Ticker: SCUAF Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 D.H. BURNEY Mgmt For For
L.Z. COOK Mgmt For For
I.J. GOODREAU Mgmt For For
K.L. HAWKINS Mgmt For For
D.W. KERR Mgmt For For
W.A. LOADER Mgmt For For
R.W. OSBORNE Mgmt For For
R. ROYER Mgmt For For
N.C. SOUTHERN Mgmt For For
J. VAN DER VEER Mgmt For For
2 THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE CORPORATION AND THE
DIRECTORS AUTHORIZATION TO FIX THE
AUDITORS REMUNERATION.
3A SHAREHOLDER PROPOSAL NO. 1 SET OUT IN Shr Against For
APPENDIX 3 TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
3B SHAREHOLDER PROPOSAL NO. 2 SET OUT IN Shr Against For
APPENDIX 3 TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
4 APPROVAL OF THE ORDINARY RESOLUTION Mgmt For For
TO AMEND THE LONG TERM INCENTIVE PLAN
OF THE CORPORATION TO (I) CLARIFY THE
CRITERIA FOR ELIGIBLE EMPLOYEES TO
PARTICIPATE IN THE PLAN; TO (II)
INCREASE THE NUMBER OF COMMON SHARES
WHICH MAY BE RESERVED FOR ISSUANCE
UNDER THE PLAN BY 9,000,000 COMMON
SHARES; TO (III) PERMIT THE RETURN OF
OPTION SHARES TO THE PLAN UPON THE
EXERCISE OF SHARE APPRECIATION
RIGHTS; AND TO (IV) DELETE THE TIME
LIMITATION PERIODS FOR THE EXERCISE
OF SHARE APPRECIATION RIGHTS.
- -------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda: 932141182
CUSIP: 844741108 Meeting Type: Annual
Ticker: LUV Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HERBERT D. KELLEHER Mgmt For For
ROLLIN W. KING Mgmt For For
JUNE M. MORRIS Mgmt For For
C. WEBB CROCKETT Mgmt For For
WILLIAM P. HOBBY Mgmt For For
TRAVIS C. JOHNSON Mgmt For For
02 RATIFICATION OF SELECTION OF AUDITOR Mgmt For For
(ITEM 2) ON PAGE 19 OF THE PROXY
STATEMENT.
- -------------------------------------------------------------------------------------------------------
SPRINT CORPORATION Agenda: 932103168
CUSIP: 852061100 Meeting Type: Annual
Ticker: FON Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON M. BETHUNE Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
DEBORAH A. HENRETTA Mgmt For For
LINDA KOCH LORIMER Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR
03 STOCKHOLDER PROPOSAL CONCERNING STOCK Shr Against For
OPTION INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO Shr Against For
PAY CAP
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
INDEPENDENT CHAIRMAN
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
REPORT ON OUTSOURCING OFF-SHORE
- -------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda: 932110341
CUSIP: 867229106 Meeting Type: Special
Ticker: SU Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MEL E. BENSON Mgmt For For
BRIAN A. CANFIELD Mgmt For For
SUSAN E. CROCKER Mgmt For For
BRYAN P. DAVIES Mgmt For For
BRIAN A. FELESKY Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
RICHARD L. GEORGE Mgmt For For
JOHN R. HUFF Mgmt For For
ROBERT W. KORTHALS Mgmt For For
M. ANN MCCAIG Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JR SHAW Mgmt For For
02 REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITOR
OF THE CORPORATION FOR THE ENSUING
YEAR.
03 THE RESOLUTION REQUESTING THE BOARD Mgmt Against For
OF DIRECTORS ESTABLISH A POLICY OF
SEEKING SHAREHOLDER APPROVAL FOR ANY
NEW EXECUTIVE OFFICER PARTICIPATION
IN THE COMPANY S SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN (SERP).
- -------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda: 932051383
CUSIP: 871829107 Meeting Type: Annual
Ticker: SYY Meeting Date: 11/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JONATHAN GOLDEN* Mgmt For For
JOSEPH A. HAFNER, JR.* Mgmt For For
THOMAS E. LANKFORD* Mgmt For For
RICHARD J. SCHNIEDERS* Mgmt For For
J.K. STUBBLEFIELD, JR** Mgmt For For
02 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK THAT SYSCO WILL HAVE THE
AUTHORITY TO ISSUE TO TWO BILLION
(2,000,000,000).
03 APPROVAL OF THE 2003 STOCK INCENTIVE Mgmt For For
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING THAT Shr Against For
THE BOARD REVIEW THE COMPANY S
POLICIES FOR FOOD PRODUCTS CONTAINING
GENETICALLY ENGINEERED INGREDIENTS
AND REPORT TO SHAREHOLDERS BY MARCH
- -------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda: 932134656
CUSIP: 87612E106 Meeting Type: Annual
Ticker: TGT Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CALVIN DARDEN Mgmt For For
MICHELE J. HOOPER Mgmt For For
ANNE M. MULCAHY Mgmt For For
STEPHEN W. SANGER Mgmt For For
WARREN R. STALEY Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION Mgmt For For
LONG-TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda: 932138793
CUSIP: 879382208 Meeting Type: Annual
Ticker: TEF Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
OF THE MANAGEMENT REPORT OF
TELEFONICA, S.A. AND OF ITS
CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS THE PROPOSAL FOR THE
APPLICATION OF THE RESULTS OF
TELEFONICA, S.A., AND THAT OF THE
MANAGEMENT OF ITS BOARD OF DIRECTORS
02 APPROVAL OF THE SHAREHOLDER Mgmt For For
REMUNERATION: DISTRIBUTION OF
DIVIDENDS FROM 2003 NET INCOME AND
FROM THE ADDITIONAL PAID-IN-CAPITAL
RESERVE.
03 APPROVAL OF THE DESIGNATION OF THE Mgmt For For
ACCOUNTS AUDITOR FOR THE 2004 FISCAL
YEAR.
04 APPROVAL OF THE AUTHORIZATION FOR THE Mgmt For For
ACQUISITION OF TREASURY STOCK,
DIRECTLY OR THROUGH GROUP COMPANIES.
05 APPROVAL, IF APPROPRIATE, OF THE Mgmt For For
REGULATIONS OF THE GENERAL MEETING OF
SHAREHOLDERS OF TELEFONICA, S.A. .
06 DELEGATION OF POWERS FOR THE Mgmt For For
FORMALIZING, INTERPRETING, CORRECTING
AND EXECUTING OF THE RESOLUTIONS
ADOPTED BY THE ANNUAL GENERAL
SHAREHOLDERS MEETING.
- -------------------------------------------------------------------------------------------------------
TEMPLE-INLAND INC. Agenda: 932106253
CUSIP: 879868107 Meeting Type: Annual
Ticker: TIN Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD M. CARLTON Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
JEFFREY M. HELLER Mgmt For For
KENNETH M. JASTROW, II Mgmt For For
JAMES A. JOHNSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF TEMPLE-INLAND INC. FOR
THE FISCAL YEAR ENDING JANUARY 1,
- -------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda: 932098634
CUSIP: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. ADAMS Mgmt For For
D.L. BOREN Mgmt For For
D.A. CARP Mgmt For For
T.J. ENGIBOUS Mgmt For For
G.W. FRONTERHOUSE Mgmt For For
D.R. GOODE Mgmt For For
W.R. SANDERS Mgmt For For
R.J. SIMMONS Mgmt For For
R.K. TEMPLETON Mgmt For For
C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
3M COMPANY Agenda: 932124186
CUSIP: 88579Y101 Meeting Type: Annual
Ticker: MMM Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BRENNAN Mgmt For For
MICHAEL L. ESKEW Mgmt For For
W. JAMES MCNERNEY, JR. Mgmt For For
KEVIN W. SHARER Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK
04 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
SEPARATION OF THE ROLES OF CEO AND
CHAIRMAN OF THE BOARD
- -------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda: 932131294
CUSIP: 887317105 Meeting Type: Annual
Ticker: TWX Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES L. BARKSDALE Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
STEPHEN M. CASE Mgmt Withheld Against
FRANK J. CAUFIELD Mgmt For For
ROBERT C. CLARK Mgmt For For
MILES R. GILBURNE Mgmt Withheld Against
CARLA A. HILLS Mgmt For For
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt For For
RICHARD D. PARSONS Mgmt For For
R.E. TURNER Mgmt For For
FRANCIS T. VINCENT, JR. Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING CHINA Shr Against For
BUSINESS PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For
ON PAY DISPARITY.
- -------------------------------------------------------------------------------------------------------
21ST CENTURY INSURANCE GROUP Agenda: 932154723
CUSIP: 90130N103 Meeting Type: Annual
Ticker: TW Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.B. DE NAULT, III Mgmt For For
C.M. ELLIS Mgmt For For
R.S. FOSTER, M.D. Mgmt For For
R.M. GILLESPIE Mgmt For For
J.L. HAYMAN Mgmt For For
P.L. ISENBERG Mgmt For For
B.W. MARLOW Mgmt For For
J.P. MISCOLL Mgmt For For
K.W. RENKEN Mgmt For For
R.M. SANDLER Mgmt For For
H.I. SMITH Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY
FOR 2004.
03 TO APPROVE THE PROPOSED 21ST CENTURY Mgmt For For
INSURANCE GROUP CHIEF EXECUTIVE
OFFICER SHORT TERM INCENTIVE PLAN.
04 TO APPROVE THE PROPOSED 21ST CENTURY Mgmt Against Against
INSURANCE GROUP STOCK OPTION PLAN
(THE 2004 STOCK OPTION PLAN).
- -------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda: 932087655
CUSIP: 902124106 Meeting Type: Annual
Ticker: TYC Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS C. BLAIR Mgmt For For
EDWARD D. BREEN Mgmt For For
GEORGE W. BUCKLEY Mgmt For For
BRIAN DUPERREAULT Mgmt For For
BRUCE S. GORDON Mgmt For For
JOHN A. KROL Mgmt For For
MACKEY J. MCDONALD Mgmt For For
01 H. CARL MCCALL Mgmt For For
BRENDAN R. O'NEILL Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
JEROME B. YORK Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED Mgmt For For
BYE-LAWS.
04 APPROVAL OF TYCO 2004 STOCK AND Mgmt For For
INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For For
ENVIRONMENTAL REPORTING.
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Shr Against For
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda: 932099814
CUSIP: 902973304 Meeting Type: Annual
Ticker: USB Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 V. BUYNISKI GLUCKMAN Mgmt For For
ARTHUR D. COLLINS, JR. Mgmt For For
JERRY W. LEVIN Mgmt For For
THOMAS E. PETRY Mgmt For For
RICHARD G. REITEN Mgmt For For
02 RATIFY SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION Shr Against For
SYSTEM FOR SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL Shr Against For
EXECUTIVE RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY Shr For Against
VOTING.
- -------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda: 932124908
CUSIP: 904784709 Meeting Type: Annual
Ticker: UN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
02 ADOPTION OF THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE
2003 FINANCIAL YEAR.
03 DISCHARGE OF THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS.
04 CORPORATE GOVERNANCE AND ALTERATIONS Mgmt For For
TO THE ARTICLES OF ASSOCIATION.
10 AUTHORIZATION, IN ACCORDANCE WITH Mgmt For For
ARTICLE 98 OF BOOK 2 OF THE
NETHERLANDS CIVIL CODE, OF THE BOARD
OF DIRECTORS TO PURCHASE SHARES IN
THE COMPANY AND DEPOSITARY RECEIPTS
THEREFOR.
11 AUTHORIZATION, IN ACCORDANCE WITH Mgmt For For
ARTICLE 119 OF BOOK 2 OF THE
NETHERLANDS CIVIL CODE, OF THE BOARD
OF DIRECTORS TO DETERMINE A
REGISTRATION TIME FOR THE EXERCISE OF
THE RIGHTS TO ATTEND THE GENERAL
MEETING AND TO VOTE THEREAT.
5 6 A. BURGMANS Mgmt For For
AC BUTLER Mgmt For For
PJ CESCAU Mgmt For For
KB DADISETH Mgmt For For
NWA FITZGERALD KBE Mgmt For For
AR BARON VAN HEEMSTRA Mgmt For For
RHP MARKHAM Mgmt For For
CJ VAN DER GRAAF Mgmt For For
LORD BRITTAN* Mgmt For For
BARONESS CHALKER* Mgmt For For
B COLLOMB* Mgmt For For
PROFESSOR W DIK* Mgmt For For
O FANJUL* Mgmt For For
CX GONZALEZ* Mgmt For For
H KOPPER* Mgmt For For
LORD SIMON* Mgmt For For
J VAN DER VEER* Mgmt For For
7 REMUNERATION OF NON-EXECUTIVE Mgmt For For
DIRECTORS.
8 APPOINTMENT OF AUDITORS CHARGED WITH Mgmt For For
THE AUDITING OF THE ANNUAL ACCOUNTS
FOR THE 2004 FINANCIAL YEAR.
9 DESIGNATION, IN ACCORDANCE WITH Mgmt For For
ARTICLES 96 AND 96A OF BOOK 2 OF THE
NETHERLANDS CIVIL CODE, OF THE BOARD
OF DIRECTORS AS THE COMPANY BODY
AUTHORIZED IN RESPECT OF THE ISSUE OF
SHARES IN THE COMPANY.
- -------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda: 932097187
CUSIP: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.F. ANSCHUTZ Mgmt For For
R.K. DAVIDSON Mgmt For For
T.J. DONOHUE Mgmt For For
A.W. DUNHAM Mgmt For For
S.F. ECCLES Mgmt For For
I.J. EVANS Mgmt For For
J.R. HOPE Mgmt For For
M.W. MCCONNELL Mgmt For For
S.R. ROGEL Mgmt For For
E. ZEDILLO Mgmt For For
02 ADOPT THE UNION PACIFIC CORPORATION Mgmt For For
2004 STOCK INCENTIVE PLAN.
03 RATIFY APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS INDEPENDENT AUDITORS.
04 SHAREHOLDER PROPOSAL REGARDING SENIOR Shr Against For
EXECUTIVE EQUITY PLANS.
05 SHAREHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda: 932093367
CUSIP: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BETSY J. BERNARD Mgmt For For
GEORGE DAVID Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
FRANK P. POPOFF Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
H.A. WAGNER Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREOWNER PROPOSAL CONCERNING Shr Against For
DISCLOSURE OF EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING Shr Against For
ETHICAL CRITERIA FOR MILITARY
05 SHAREOWNER PROPOSAL CONCERNING Shr Against For
PERFORMANCE BASED SENIOR EXECUTIVE
STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD
- -------------------------------------------------------------------------------------------------------
UNOCAL CORPORATION Agenda: 932128831
CUSIP: 915289102 Meeting Type: Annual
Ticker: UCL Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD D. MCCORMICK Mgmt For For
MARINA V.N. WHITMAN Mgmt For For
CHARLES R. WILLIAMSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 MANAGEMENT Mgmt Against Against
INCENTIVE PROGRAM
04 APPROVAL OF THE 2004 DIRECTORS Mgmt For For
DEFERRED COMPENSATION AND RESTRICTED
STOCK UNIT AWARD PLAN
05 STOCKHOLDER PROPOSAL: BYLAW REQUIRING Shr Against For
THAT THE CHAIRMAN NOT CONCURRENTLY
SERVE AS CEO
06 STOCKHOLDER PROPOSAL: USE OF Shr Against For
RESTRICTED STOCK PROGRAMS FOR
EXECUTIVE COMPENSATION IN LIEU OF
STOCK OPTIONS
07 STOCKHOLDER PROPOSAL: BOARD OF Shr Against For
DIRECTORS OFFICE FOR DIRECT
COMMUNICATIONS WITH INDEPENDENT
DIRECTORS REGARDING CORPORATE
GOVERNANCE
08 STOCKHOLDER PROPOSAL: BOARD OF Shr Against For
DIRECTORS COMMITTEE REPORT ON
GREENHOUSE GASES
- -------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda: 932105631
CUSIP: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. BARKER Mgmt For For
01 R.L. CARRION Mgmt For For
R.W. LANE Mgmt For For
S.O. MOOSE Mgmt For For
J. NEUBAUER Mgmt For For
T.H. O'BRIEN Mgmt For For
H.B. PRICE Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt For For
J.R. STAFFORD Mgmt For For
R.D. STOREY Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 CUMULATIVE VOTING Shr For Against
04 BOARD COMPOSITION Shr Against For
05 SEPARATE CHAIRMAN AND CEO Shr Against For
06 FUTURE POISON PILL Shr For Against
07 SUPPLEMENTAL EXECUTIVE RETIREMENT Shr Against For
08 OPTIONS OR STOCK GRANTS BASED ON Mgmt Against For
TRACKING STOCK
09 DIVERSITY REPORT ON OPTION GRANTS TO Mgmt Against For
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
11 COLLECTION OF UNIVERSAL SERVICE AND Shr Against For
NUMBER PORTABILIY FEES
- -------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda: 932064532
CUSIP: 931422109 Meeting Type: Annual
Ticker: WAG Meeting Date: 1/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID W. BERNAUER Mgmt For For
WILLIAM C. FOOTE Mgmt For For
JAMES J. HOWARD Mgmt For For
ALAN G. MCNALLY Mgmt For For
CORDELL REED Mgmt For For
JEFFREY A. REIN Mgmt For For
DAVID Y. SCHWARTZ Mgmt For For
JOHN B. SCHWEMM Mgmt For For
MARILOU M. VON FERSTEL Mgmt For For
CHARLES R. WALGREEN III Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
WALGREEN CO. NONEMPLOYEE DIRECTOR
STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda: 932105403
CUSIP: 962166104 Meeting Type: Annual
Ticker: WY Meeting Date: 4/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN R. ROGEL Mgmt For For
WILLIAM D. RUCKELSHAUS Mgmt For For
RICHARD H. SINKFIELD Mgmt For For
JAMES N. SULLIVAN Mgmt For For
02 APPROVAL OF THE WEYERHAEUSER COMPANY Mgmt For For
2004 LONG TERM INCENTIVE PLAN
03 PROPOSAL TO AMEND THE COMPANY S Shr For Against
RESTATED ARTICLES OF INCORPORATION TO
AUTHORIZE ANNUAL ELECTION OF THE
BOARD OF DIRECTORS
04 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
ACCOUNTING FOR STOCK OPTIONS
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
EQUITY COMPENSATION
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
ENVIRONMENTAL REPORTING
07 SHAREHOLDER PROPOSAL RELATING TO OLD Shr Against For
GROWTH AND ENDANGERED FORESTS
08 APPROVAL ON AN ADVISORY BASIS, OF THE Mgmt For For
APPOINTMENT OF AUDITORS
- -------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda: 932191858
CUSIP: 984851204 Meeting Type: Annual
Ticker: YARIY Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELECTION OF CHAIRPERSON OF THE Mgmt For For
MEETING AND OF A PERSON TO CO-SIGN
THE MINUTES OF THE EXTRAORDINARY
02 APPROVAL OF REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD AND ALTERNATES.
03 POWER OF ATTORNEY FROM THE GENERAL Mgmt For For
MEETING TO THE BOARD FOR ACQUISITION
OF OWN SHARES.
- -------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN Agenda: 700491397
CUSIP: D2035M136 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: DE0005557508
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that DEUTSCHE Non-
TELEKOM AG shares are issued in Voting
registered form and as such do not
require share blocking in order to
entitle you to vote. Thank you
1. Receive the financial statements and Mgmt For *
the annual report for the FY 2003
with the report of the Supervisory
Board, the group financial statements
and the group annual report
10. Approve the profit transfer agreement Mgmt For *
with the Company s subsidiary
Travaita Telekommunikationsdienste
GmbH effective from 01 JAN 2004 until
at least 31 DEC 2008
11. Approve the profit transfer agreement Mgmt For *
with the Company s subsidiary Norma
Telekommunikationsdienste GmbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
12. Approve the profit transfer agreement Mgmt For *
with the Company s subsidiary Carmen
Telekommunikationsdienste GmbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
13. Amend the Sec 13 of the Articles of Mgmt For *
the Association regarding the
Supervisory Board remuneration where
each member of the Supervisory Board
shall receive a fixed annual
remuneration of EUR 20,000 plus
variable remuneration of EUR 300 for
every EUR 0.01 of the group net
profit per share in excess of EUR
0.50 and EUR 300 for every 4% of the
group net profit per share of the FY
following the reference year in
excess of the group net profit per
share of the FY preceding the
14. Amend the Sec 14 of the Articles of Mgmt For *
Association
2. Approve the resolution on the Mgmt For *
appropriation of the disrtibutable
profit of EUR 2,035,084,823.20 as
follows: EUR 2,035,084,823.20 shall
be allocated to other revenue
3. Ratify the acts of the Board of the Mgmt For *
Managing Directors
4. Ratify the acts of the Board of the Mgmt For *
Supervisory Board
5. Appoint PWC Deutsche Revision AG, Mgmt For *
Frankfurt, and Ernst & Young AG,
Stuttgart, as the Auditors for the FY
2004
6. Authorize the Board of Managing Mgmt For *
Directors to acquire up to
419,775,242 shares of the Company at
prices not differing more than 26%
from the market price of the shares
on or before 17 NOV 2005; authorize
the Board of Managing Directors to
sell the shares on the Stock
Exchange, to float the shares on
foreign stock exchanges, to use the
shares for acquisition purposes, to
retire the shares, to offer the
shares to shareholders by way of
rights offering and to dispose of the
shares in another manner if they are
sold at a price not materially below
their market price
7. Approve to the revocation of the Mgmt For *
Company s 2001 Stock Option Plan in
respect of its unused portion;
approve that the capital shall be
reduced accordingly to EUR 33,280,000
contingent capital II
8. Approve the revocation of existing Mgmt For *
authorized capital 2000; authorize
Board of Managing Directors with the
consent of Supervisory Board to
increase the share capital by up to
EUR 2,560,000,000 through the issue
of up to 1,000,000,000 regarding no-
par shares against payment in kind on
or before 17 MAY 2009; approve the
shareholder s subscription rights may
exclude for a capital increase
against payment in kind
9. Approve the profit transfer agreement Mgmt For *
with the Company s subsidiary T-
Funkt Vertriebegesellschaft mbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
- -------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF Agenda: 700475470
CUSIP: D24909109 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: DE0007614406
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt For *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt For *
distributable profit of EUR
1,312,052,802 as follows: payment of
a dividend of EUR 2 per no-par share;
ex-dividend and payable date: 29 APR
3. Ratify the acts of the Board of Mgmt For *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt For *
Board
5. Amend the Articles of Association Mgmt For *
regarding the shareholder meeting
having the power to approve stock
dividends
6. Approve the control and profit Mgmt For *
transfer agreement with the Companys
wholly-owned E. ON Nordic Holding
GmbH, with effect from 01 JAN 2004
until at least 31 DEC 2008
7. Authorize the Company to acquire own Mgmt For *
shares of up to 10% of its share
capital, at prices not differing more
than 20% from their market price, on
or before 28 JAN 2005; authorize the
Board of Managing Directors to
dispose of the shares in a manner
other than the stock exchange or a
rights offering if the shares are
sold at a price not materially below
their market price, used for
acquisition purposes or for
satisfying existing option and
conversion rights, or issued to the
Companys and its affiliates
employees; the shares may also be
8. Appoint PricewaterhouseCoopers, Mgmt For *
Deutsche Revision AG, Dusseldorf, as
the Auditors for the FY 2004
- -------------------------------------------------------------------------------------------------------
ANTENA 3 DE TELEVISION SA, MADRID Agenda: 700505398
CUSIP: E05009142 Meeting Type: OGM
Ticker: Meeting Date: 5/12/2004 ISIN: ES0109427635
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual statements Mgmt For *
balance sheet, loss and profit
account and annual report,
performing report of Antena 3 DE
Television, SA and its consolidated
Group and management report, all
relating FY 2003 and the allocation
2. Approve to take the necessary actions Mgmt For *
to maintain the stability of the
holding Company Uniprex, Sau
3. Ratify the Directors appointed by the Mgmt For *
Board of Directors in the last
shareholders general meeting
4. Approve to determine the maximum Mgmt For *
aggregated amount per year to be paid
to the Directors of the Company
5. Approve the triannual plan of Mgmt For *
floating emoluments and fidelization
of executives of Grupo Antena 3
6. Grant authority to acquire its Mgmt For *
treasury stock, directly or through
its consolidated Group, and grant
authority, if pertinent, to apply the
own portfolio to satisfy the
emoluments resulting from the
triannual plan and the fidelization
of the aforementioned item
7. Appoint the Accounts Auditors of Mgmt For *
Antena 3 De Television, SA and its
consolidated Group
8. Grant authority to formalize, Mgmt For *
interpret, correct and implement the
resolutions adopted on the
shareholder meeting, canceling the
powers granted to the Board of
Directors on the meeting, and to
raise the agreements to public deed
- -------------------------------------------------------------------------------------------------------
TELEFONICA SA Agenda: 700483201
CUSIP: E90183182 Meeting Type: OGM
Ticker: Meeting Date: 4/30/2004 ISIN: ES0178430E18
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A REVISION Non-
DUE TO THE REVISED WORDING OF THE Voting
RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
I. Examination and approval, if Mgmt For *
applicable, of the annual accounts
and Management Report of Telefonica,
S.A. and its Consolidated Group of
Companies, as well as the proposal
for the application of the results of
Telefonica S.A. and that of the
management of the Company s Board of
Directors, all for the 2003 financial
year
II. Shareholder remuneration, Mgmt For *
distribution of dividends from 2003
net income and from the Additional
Paid-in capital reserve
III. Designation of the Accounts Auditor Mgmt For *
for the 2004 fiscal year
IV. Authorization for the acquisition of Mgmt For *
treasury stock, directly or through
Group Companies
V. Approval, if appropriate, of the Mgmt For *
Regulations of the General Meeting
of shareholders of Telefonica S.A.
VI. Delegation of powers to formalize, Mgmt For *
construe, correct and execute the
resolutions adopted by the Annual
General Shareholder s Meeting
- -------------------------------------------------------------------------------------------------------
SANOFI SYNTHELABO Agenda: 700543766
CUSIP: F5548N101 Meeting Type: MIX
Ticker: Meeting Date: 6/23/2004 ISIN: FR0000120578
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
E.10 Authorize the Board all powers to Mgmt For *
increase the share capital by a
maximum nominal amount of EUR
500,000,000.00 by incorporation of
reserves; this limit being included
in the overall limit of EUR
1,250,000,000.00 set for Resolutions
7 and 8; Authority expires at the end
of 26 months
E.11 Authorize the Board to increase the Mgmt For *
share capital by a maximum of 2%, by
issuing various securities reserved
to the employees, retired and pre-
retired employees of the Group who
subscribed to one of the existing
savings plans; these securities shall
be subscribed in cash and may be
coupled with free shares or
securities issued per Resolutions 8
and 10; Authority expires at the end
E.12 Authorize the Board to grant to some Mgmt For *
employees to be listed by it options
to subscribe to new shares or
repurchased shares, not exceeding 2%
of the share capital; Authority
expires at the end of 38 months
E.13 Authorize the Board to reduce the Mgmt For *
share capital by cancelling self-
detained shares, not exceeding 10% of
the share capital in 24 months;
Authority expires at the end of 26
months
E.14 Approve, subject to the positive Mgmt For *
results to the public offering of 26
JAN 2004 and further bidding of 26
APR 2004 on the Aventis shares, to
increase the share capital by the
number of shares necessary to
remunerate the Aventis shares brought
by shareholders in France, Germany
and the United States; with regard to
the proposed exchange rate 1 main
combined offering: 5 Sanofi
Synthelabo shares and EUR 120.00 for
every 6 Aventis shares and 2
subsidiary exchanger offer: 1.1739
Sanofi Synthelabo share for 1 Aventis
share and the overall proportion of
71% Sanofi Synthelabo shares and 29%
in cash, the maximum number of Sanofi
Synthelabo shares to be issued is
714,548,243 for a nominal amount of
EUR 1,429,096,486.00; these shares
shall be identical to the old Sanofi
Synthelabo shares and will bear
dividend for 2003 and any further
dividend distributed after their
issue date. such decision does not
invalidate Resolutions 7-8-9-10-11 of
E.15 Approve to change the Company name Mgmt For *
for Sanofi-Aventis and to modify
Article of Association 2 accordingly
E.16 Approve to reduce the term of the Mgmt For *
Directors to 4 years and modify
Article of Association 11 accordingly
E.17 Approve to harmonize Article of Mgmt For *
Association 12 with the French
Financial Security Law: instead of
quote representing unquote the Board
of Directors, the Chairman organises
and supervises its activities
E.7 Authorize the Board to increase the Mgmt For *
share capital by issuing shares and
other securities with preferential
subscription right, within the limits
below: a) EUR 750,000,000.00 for
shares and securities; this limit is
also valid for Resolution 8 and is
included in the overall limit of EUR
1,250,000,000.00 set for Resolutions
8 and 10; b) EUR 7,000,000,000.00 for
debt securities; this limit is
also valid for Resolution 8 but
does not include Resolution 6;
Authority expires at the end of 26
months
E.8 Authorize the Board to increase the Mgmt For *
share capital by issuing shares and
other securities without preferential
subscription right, within the limits
below: a) EUR 750,000,000.00 for
shares and securities; this limit is
also valid for Resolution 7 and is
included in the overall limit of EUR
1,250,000,000.00 set for Resolutions
7 and 10; b) 7,000,000,000.00 for
debt securities; this limit is also
valid for Resolution 7 but does not
include resolution 6; Authority
expires at the end of 26 months ; it
does not interfere with any share
capital increase which might be
decided in relation to the public
offering
E.9 Authorize the Board to use Mgmt For *
Resolutions 7 and 8 to increase the
share capital; this decision is
maintained till the end of the
meeting called to deliberate on the
2004 accounts, in case a takeover bid
or an exchange bid is launched on
O.1 Approve the accounts and the balance Mgmt For *
sheet of the FY 2003, showing profits
amounting to EUR 1,683,957,043.77
O.18 Approve to renew the term of office Mgmt For *
of Mr. Jean-Francois Dehecq as a
Director for 4 years
O.19 Approve to renew the term of office Mgmt For *
of Mr. Rene Barbier as a Director for
4 years
O.2 Approve the consolidated accounts of Mgmt For *
the FY 2003 as presented to it
O.20 Approve to renew the term of office Mgmt For *
of Mr. Robert Castaigne as a Director
for 4 years
O.21 Approve to renew the term of office Mgmt For *
of Mr. Thierry Desmarest as a
Director for 4 years
O.22 Approve to renew the term of office Mgmt For *
of Mr. Lindsay Owen-Jones as a
Director for 4 years
O.23 Approve to renew the term of office Mgmt For *
of Mr. Bruno Weymuller as a Director
O.24 Approve to confirm the term of office Mgmt For *
of Mr. Lord Douro as a Director for
4 years
O.25 Approve to confirm the term of office Mgmt For *
of Mr. Gerard Van Kemmel as a
Director for 4 years
O.26 Appoint Mr. Christian Mulliez as a Mgmt For *
Director for 4 years
O.27 Appoint Mr. Jean-Marc Bruel as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.28 Appoint Mr. Jurgen Dorman as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.29 Appoint Mr. Jean-Rene Fourtou as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.3 Approve the appropriations: profits Mgmt For *
for the FY EUR 1,683,957,043.77 minus
EUR 96,113.00 to legal reserve total
EUR 1,683,860,930.77 plus prior
retained earnings EUR 234,647,599.90
total EUR 1,918,508,530.67 special
reserve on long term capital gains
EUR 553,612,957.45 global dividend
EUR 1,364,895,573.22; if the number
of shares existing at dividend
payment date requires it, the
necessary amounts will be deducted
from special reserve on long-term
capital gains; net dividend per share
EUR 1.02 with EUR 0.51 tax credit
paid in cash minus the EUR 0.97
interim dividend at the settlement
O.30 Appoint Mr. Serge Kampf as a Director Mgmt For *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.31 Appoint Mr. Igor Landau as a Director Mgmt For *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.32 Appoint Mr. Hubert Markl as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.33 Appoint Mr. Klaus Pohle as a Director Mgmt For *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.34 Appoint Mr. Hermann Scholl as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.35 Acknowledge the mandates of the Mgmt For *
Directors of the Companies: Elf
Aquitaine, I Oreal and Pierre Castres
Saint-Martin, Pierre-Gilles De
Gennes and Herve Guerin expires to
the exit from this present meeting
O.36 Approve to set an amount of EUR Mgmt For *
1,000,000.00 to be allocated to the
Board of Directors as attendance fees
O.37 Grant all powers to the bearer of a Mgmt For *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
O.4 Approve the agreements mentioned in Mgmt For *
the Special Auditors report, in
accordance with the provisions of
Article L. 225-40 of the French Trade
Code
O.5 Authorize the Board, in substitution Mgmt For *
of the Authority granted at in
Resolution 6 of 19 MAY 2003, to trade
the Company shares on the stock
exchange, notably in view of
adjusting their price and
implementing resolution 12 below;
maximum purchase price EUR 90.00;
maximum amount to be used for such
operations EUR 6,595,632,630.00 and
EUR 13,026,566,790.00 if the public
offerings on the Aventis shares 10%
of the share capital ; the
repurchased shares kept by the
Company will have no voting right and
no dividend; they shall not exceed
10% of the share capital; maximum
number of shares to be acquired: 10%
of the share capital; Authority
expires at the end of 18 months as of
O.6 Authorize the Board to issue bonds Mgmt For *
and similar securities for maximum
nominal amount of EUR
7,000,000,000.00; this limit included
all issues of the same sort;
Authority expires at the end of 5
- -------------------------------------------------------------------------------------------------------
ALLIED IRISH BANKS PLC Agenda: 700489493
CUSIP: G02072117 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: IE0000197834
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt For *
and the statement of accounts for the
YE 31 DEC 2003
10. PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove KPMG from the Office of the
Auditor
11. PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Appoint Mr.
Niall Murphy as a Director of the
Company
2. Declare a final dividend of EUR 0.35 Mgmt For *
per ordinary share
3.a Re-elect Mr. Michael Buckley as a Mgmt For *
Director in accordance with the
Articles of Association
3.b Re-elect Mr. Michael Buckley as a Mgmt For *
Director in accordance with the
Combined Code on Corporate Governance
3.c Re-elect Mr. Dermot Gleeson as a Mgmt For *
Director in accordance with the
Articles of Association
3.d Re-elect Sir Derek Higgs as a Mgmt For *
Director in accordance with the
Articles of Association
3.e Re-elect Mr. Gary Kennedy as a Mgmt For *
Director in accordance with the
Articles of Association
3.f Re-elect Mr. John B. McGuckian as a Mgmt For *
Director in accordance with the
Articles of Association
4. Authorize the Directors to fix the Mgmt For *
remuneration of the Directors
9.a PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Adrian Burke as a Director
9.b PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Colm Doherty as a Director
9.c PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Don Godson as a Director
9.d PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Aidan Mckeon as a Director
9.e PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove Ms. Carol Moffett as a
9.f PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Jim O Leary as a Director
9.g PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Micheal J. Sullivan as a
Director
9.h PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Robert G. Wilmers as a
Director
S.5 Authorize the Company and/or any Mgmt For *
subsidiary of the Company Section 155
of the Companies Act, 1963 to make
market purchases Section 212 of the
Companies Act, 1990 of ordinary
shares of IEP 0.32 each, subject to
the provisions of the Companies Act,
1990 of up to 90 million 10% of the
ordinary share capital ordinary
shares, at a minimum price equal to
the nominal value of the share and
the maximum price not more than 5%
above the average of the five amounts
resulting for such shares derived
from the Irish Stock Exchange Daily
Official List, over the previous 5
business days, Authority expires the
earlier of the AGM in 2005 or 28 OCT
2005 ; and the Company or any
subsidiary may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
S.6 Authorize the Company, pursuant to Mgmt For *
the authority conferred by Resolution
S.5, to make market purchases of
shares of any class of the Company
with the maximum and minimum prices
at which any shares Section 209 for
the time being held by the Company be
re-issued off-market as determined by
Article 53 of the Articles of
Association, be as follows: a) the
maximum price at which any such share
relevant share be re-issued off-
market be an amount not above 20% of
the appropriate average; and b) the
minimum price at which a such share
be re-issued off-market be an amount
not less than 5% of the appropriate
average for such shares derived from
the Irish Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the
S.7 Authorize the Directors, pursuant to Mgmt For *
Article 8 of the Articles of
Association, to allot equity
securities Section 23 of the
Companies Act, 1983 for cash,
provided that this power be limited
to the allotment of equity securities
up to an aggregate nominal value of
IEP 14,400,000; Authority expires the
earlier of the AGM in 2005 or 28 JUL
2005 ; and, authorize the Directors
to allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
S.8 Authorize the Directors, pursuant to Mgmt For *
Article 127 of the Company s Articles
of Association, to offer to ordinary
shareholders additional shares,
credited as fully paid, instead of
cash in respect of all dividends
falling or to be paid during the
period from the date of this
resolution until the conclusion of
the AGM in 2009
- -------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda: 700475773
CUSIP: G0593M107 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0009895292
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Director s report and Mgmt For *
accounts for the YE 31 DEC 2003
10. Authorize the Directors to disapply Mgmt For *
pre-emption rights
11. Authorize the Company to purchase its Mgmt For *
own shares
12. Grant authority to increase of Mgmt For *
capital on non-executive Director s
remuneration
2. Approve the dividends Mgmt For *
3. Re-appoint KPMG Audit PLC, London as Mgmt For *
Auditor
4. Authorize the Directors to agree to Mgmt For *
the remuneration of the Auditor
5.a Elect Mr. Percy Barnevik as a Mgmt For *
5.b Elect Mr. Hakan Mogren as a Director Mgmt For *
5.c Elect Sir. Tom Mckillop as a Director Mgmt For *
5.d Elect Mr. Jonathan Symonds as a Mgmt For *
Director
5.e Elect Sir. Peter Bonfield as a Mgmt For *
5.f Elect Mr. John Buchanan as a Director Mgmt For *
5.g Elect Ms. Jane Henney as a Director Mgmt For *
5.h Elect Mr. Michele Hooper as a Mgmt For *
5.i Elect Mr. Joe Jimenez as a Director Mgmt For *
5.j Elect Mr. Ema Moller as a Director Mgmt For *
5.k Elect Mr. Dame Bridget Ogilvie as a Mgmt For *
Director
5.l Elect Mr.Louis Schweitzer as a Mgmt For *
5.m Elect Mr. Marcus Wallenberg as a Mgmt For *
Director
6. Approve the Director s remuneration Mgmt For *
report for the YE 31 DEC 2003
7. Adopt new Articles of Association Mgmt For *
8. Grant authority for limited EU Mgmt For *
political donations
9. Authorize the Directors to allot Mgmt For *
unissued shares
- -------------------------------------------------------------------------------------------------------
DIXONS GROUP PLC Agenda: 700403796
CUSIP: G27806101 Meeting Type: AGM
Ticker: Meeting Date: 9/10/2003 ISIN: GB0000472455
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors report, the Mgmt For *
financial statements for the 53 weeks
ended 3 MAY 2003 and the Auditors
report thereon
10. Authorize the Company to make Mgmt For *
donations to EU Political
Organizations and to incur Political
Expenditure in an aggregate amount
not exceeding GBP 50,000 during the
period of two years beginning with
the date of the AGM in 2003, such
amount shall extend to expenditure to
be incurred either by the Company or
its wholly owned subsidiary DSG
11. Approve to renew the authority Mgmt For *
conferred on the Directors for the
period expiring five years from the
date of passing this resolution and
for such period the Section 80 amount
shall be GBP 16,224,672
12. Approve to renew the authority Mgmt For *
conferred on the Directors for the
period ending on the date of the AGM
in 2004 or on 9 DEC 2004, and for
such period the Section 89 amount
shall be GBP 2,433,701
13. Authorize the Company for the purpose Mgmt For *
of Section 166 of the Companies Act,
1985 to make market purchases of
ordinary shares of 2.5p in the
capital of the Company provided that
the maximum number of ordinary shares
which may be purchased is 194
million, the minimum price which may
be paid for a share of its nominal
value; the maximum price which may be
paid for a share is an amount equal
to 105% of the average of the market
quotations for an ordinary share for
the five business days immediately
preceding the day on which the share
is contracted to be purchased;
Authority expires at the conclusion
of the AGM in 2004
2. Declare a final dividend of 5.145 Mgmt For *
pence net per ordinary share for the
53 weeks ended 3 MAY 2003
3. Re-appoint Mr. David Longbottom as a Mgmt For *
Director
4. Re-appoint Mr. Andrew Lynch as a Mgmt For *
Director
5. Re-appoint Mr. John Whybrow as a Mgmt For *
Director
6. Re-appoint Ms. Rita Clifton as a Mgmt For *
Director
7. Re-appoint Mr. John Clare as a Mgmt For *
8. Re-appoint Deloitte & Touche LLP as Mgmt For *
the Auditors of the Company until the
end of the next AGM and authorize
the Directors to fix their
9. Approve the remuneration report for Mgmt For *
the 53 weeks ended 3 MAY 2003
- -------------------------------------------------------------------------------------------------------
IRISH LIFE & PERMANENT PLC Agenda: 700507621
CUSIP: G4945H105 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: IE0004678656
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts for the YE 31 Mgmt For *
DEC 2003 and the reports of the
Directors and Auditors thereon
2. Declare a final dividend on the Mgmt For *
ordinary shares in the capital of the
Company for the YE 31 DEC 2003
3.a Re-appoint Mr. Denis Casey as a Mgmt For *
Director, who retire in accordance
with the Articles of Association
3.b Re-appoint Mr. Kieran McGowan as a Mgmt For *
Director, who retire in accordance
with the Articles of Association
3.c Re-appoint Mr. Kevin Murphy as a Mgmt For *
Director, who retire in accordance
with the Articles of Association
3.d Re-appoint Mr. Finbar Sheehan as a Mgmt For *
Director, who retire in accordance
with the Articles of Association
3.e Re-appoint Mr. David Went as a Mgmt For *
Director, who retire in accordance
with the Articles of Association
4. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
S.5 Authorize the Company, for the Mgmt For *
purpose of Section 155 of the
Companies Act 1963, to make market
purchases Section 212 of the
Companies Act, 1990 of the Company s
ordinary shares, in accordance with
and subject to the provisions of the
Companies Act, 1990 and the
restriction and provisions, of up to
aggregate number of ordinary shares
will be 26,951,133; and for the
purposes of the Section 209 of the
Companies Act, 1990, the reissue
price range at which any treasury
share defined by the Section 209
reissued off-market be the price
range in the Articles of Association
of the Company; Authority expires the
earlier of the conclusion of the
S.6 Authorize the Directors, pursuant to Mgmt For *
Section 23 and Section 24(1) of the
Companies Act 1983, to allot equity
securities Section 23 for cash
pursuant to the authority conferred
by Resolution 8, disapplying the
statutory pre-emption rights Section
23(1), provided that this power is
limited to the allotment of equity
securities a) in connection with a
rights issue, open offer or other
offers in favor of ordinary
shareholders; and b) up to an
aggregate nominal value of GBP
4,312,181 5% of the issued ordinary
share capital ; Authority expires the
earlier of the conclusion of the AGM
of the Company or 15 months ; and,
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such
an offer or agreement made prior to
such expiry
- -------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda: 700469681
CUSIP: G75754104 Meeting Type: AGM
Ticker: Meeting Date: 4/7/2004 ISIN: GB0007188757
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to renew the authority and Mgmt For *
power conferred on the Directors to
allot shares by paragraph (B) of
Article 9 of the Company s Articles
of Association for the period, later
of ending on the date of AGM in 2005
or on 6 APR 2005 and for such period
the Section 80 amount be GBP 34,47
10. Re-appoint PricewaterhouseCoopers LLP Mgmt For *
as the Auditors of the Company to
hold office until the conclusion of
the next AGM at which accounts are
laid before the Company and authorize
the Audit Committee to determine the
Auditors remuneration
11. Approve the remuneration report as Mgmt For *
set out in the 2003 annual review and
the 2003 annual report and financial
statements
12. Receive the Company s financial Mgmt For *
statements and the report of the
Directors and the Auditors for the YE
31 DEC 2003
4. Approve the Mining Companies Mgmt For *
Comparative Plan 2004 and the Rio
Tinto Share Option Plan 2004 subject
to such modification as the Directors
may consider necessary or
desirable to take account of the
requirements of London Stock
Exchange Limited, Australian Stock
Exchange Limited or prevailing
practice and authorize the
Directors to adopt and carry the
same into effect
5. Elect Sir. John Kerr as a Director Mgmt For *
6. Elect Mr. Leigh Cllfford as a Mgmt For *
7. Elect Mr. Guy Elliott as a Director Mgmt For *
8. Re-elect Sir. Richard Sykes as a Mgmt For *
Director
9. Re-elect Sir. Richard Giordano as a Mgmt For *
Director
S.2 Approve to renew the authority and Mgmt For *
power conferred on the Directors in
relation to rights issues and in
relation to the section 89 amount by
paragraph (B) of Article 9 of the
Company s Articles of Association for
the period, later of ending on the
date of AGM in 2005 or on 6 APR
2005 and for such period the
Section 89 amount be GBP 6,89
million
S.3 Authorize the Rio Tinto Plc, Rio Mgmt For *
Tinto Limited and any subsidiaries of
Rio Tinto Limited pursuant to
agreement between Rio Tinto Plc and
Rio Tinto Limited, for the purpose of
Section 165 of the Companies Act
1985, to make market purchase Section
163 not exceed 106.7 million Rio
Tinto Plc shares 10% of the issued
ordinary share capital of the Company
as at 6 FEB 2004 of 10p each issued
by Rio Tinto Plc, at a minimum price
of 10p and not more than 5% above the
average middle market quotations for
Rio Tinto Plc shares as derived from
the London Stock Exchange Daily
Official List, over the previous 5
business days;
- -------------------------------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LIMITED Agenda: 932116925
CUSIP: G96655108 Meeting Type: Annual
Ticker: WSH Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM W. BRADLEY Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
JAMES R. FISHER Mgmt For For
PERRY GOLKIN Mgmt For For
PAUL M. HAZEN Mgmt For For
WENDY E. LANE Mgmt For For
JAMES F. MCCANN Mgmt For For
SCOTT C. NUTTALL Mgmt For For
JOSEPH J. PLUMERI Mgmt For For
DOUGLAS B. ROBERTS Mgmt For For
02 REAPPOINTMENT AND REMUNERATION OF Mgmt For For
DELOITTE & TOUCHE AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
XL CAPITAL LTD Agenda: 932119515
CUSIP: G98255105 Meeting Type: Annual
Ticker: XL Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN LOUDON Mgmt For For
ROBERT S. PARKER Mgmt For For
ALAN Z. SENTER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, NEW YORK,
TO ACT AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda: 700486182
CUSIP: H8398N104 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: CH0008742519
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is the Part II Non-
of the meeting notice sent under Voting
meeting #124168, including the
agenda. To vote in the upcoming
meeting, your name must be notified
to the company registrar as
beneficial owner before the re-
registration deadline. Please note
that those instructions that are
submitted after the ADP cutoff date
will be processed on a best effort
1. Approve the annual reports, the Mgmt For *
annual accounts and the accounts of
the Group for the business year 2003,
the reports of the Auditors and the
Group Auditor
2. Approve the appropriation of the Mgmt For *
balance profit and the fixing of
dividend
3. Grant discharge the Members of the Mgmt For *
Board of Directors and the Management
4. Elect the Auditors and the Group Mgmt For *
Auditor
- -------------------------------------------------------------------------------------------------------
HITACHI LTD Agenda: 700530911
CUSIP: J20454112 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3788600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amend the Articles of Incorporation Mgmt For *
2.1 Elect Mr. Tsutomu Kanai as a Director Mgmt For *
2.10 Elect Mr. Isao Uchigasaki as a Mgmt For *
2.11 Elect Mr. Takashi Kawamura as a Mgmt For *
Director
2.12 Elect Mr. Yoshiro Kuwata as a Mgmt For *
2.13 Elect Mr. Hiroshi Kuwahara as a Mgmt For *
Director
2.14 Elect Mr. Masayoshi Hanabusa as a Mgmt For *
Director
2.2 Elect Mr. Etsuhiko Shoyama as a Mgmt For *
Director
2.3 Elect Mr. Yoshiki Yagi as a Director Mgmt For *
2.4 Elect Mr. Kotaro Muneoka as a Mgmt For *
2.5 Elect Mr. Takashi Miyoshi as a Mgmt For *
2.6 Elect Mr. Ginko Sato as a Director Mgmt For *
2.7 Elect Mr. Hiromichi Seya as a Mgmt For *
2.8 Elect Mr. Akira Chihaya as a Director Mgmt For *
2.9 Elect Mr. Toshiro Nishimura as a Mgmt For *
Director
3. Approve the issuance of stock Mgmt For *
acquisition rights for the purpose of
granting stock options
- -------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING CO LTD Agenda: 700534440
CUSIP: J46840104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3914400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 25, Final JY 25, Special
JY 0
2 Amend Articles to: Decrease Mgmt For *
Authorized Capital to Reflect Share
Repurchase from 600 Million to 590
Million Shares - Authorize Share
Repurchases at Board s
3.1 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
5 Approve Special Payments to Mgmt For *
Continuing Directors and Statutory
Auditors in Connection with the
Abolition of Retirement Bonus System
and Approve Retirement Bonus to
Statutory Auditor
6 Approve Executive Stock Option Plan Mgmt For *
- -------------------------------------------------------------------------------------------------------
OJI PAPER CO LTD Agenda: 700544516
CUSIP: J6031N109 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3174410005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt For *
No.80 term: dividends for the current
term as JPY 6 per share JPY 10 on a
yearly basis
2. Approve the partial amendments to the Mgmt For *
Company s Articles of Incorporation:
the Company allowed to purchase its
own shares upon a resolution of the
Board of Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Masahiko Ookuni as a Mgmt For *
3.10 Elect Mr. Nobuhisa as a Director Mgmt For *
3.2 Elect Mr. Shouichirou Suzuki as a Mgmt For *
Director
3.3 Elect Mr. Atsuo Shioiri as a Director Mgmt For *
3.4 Elect Mr. Toshiyuki Egawa as a Mgmt For *
3.5 Elect Mr. Noritoshi Watanabe as a Mgmt For *
Director
3.6 Elect Mr. Shouzou Watanabe as a Mgmt For *
Director
3.7 Elect Mr. Hideki Yamamoto as a Mgmt For *
3.8 Elect Mr. Shigeru Ikemoto as a Mgmt For *
3.9 Elect Mr. Makoto Andou as a Director Mgmt For *
4.1 Elect Mr. You Takeuchi as a Statutory Mgmt For *
Auditor
4.2 Elect Mr. Tokugorou Murayama as a Mgmt For *
Statutory Auditor
5. Grant retirement allowances to the Mgmt Abstain *
retired Director, Mr. Kentarou
Nagaoka according to the Company rule
6. PLEASE NOTE THAT THIS RESOLUTION IS A Shr For *
SHAREHOLDERS PROPOSAL: approve to
increase the dividends for the
current term to JPY 11 per share JPY
15 on a yearly basis
7. PLEASE NOTE THAT THIS RESOLUTION IS A Shr For *
SHAREHOLDERS PROPOSAL: approve to pay
no bonuses to the Board Members
8. PLEASE NOTE THAT THIS RESOLUTION IS A Shr For *
SHAREHOLDERS PROPOSAL: approve to
dismiss a Director, Masahiko Ookuni
- -------------------------------------------------------------------------------------------------------
TOKYO GAS CO LTD Agenda: 700532268
CUSIP: J87000105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3573000001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 3, Final JY 4, Special
JY 0
2 Amend Articles to: Allow Appointment Mgmt For *
of Alternate Statutory Auditors -
Authorize Share Repurchases at
Board s Discretion
3 Authorize Share Repurchase Program Mgmt For *
4.1 Elect Director Mgmt For *
4.10 Elect Director Mgmt For *
4.11 Elect Director Mgmt For *
4.12 Elect Director Mgmt For *
4.2 Elect Director Mgmt For *
4.3 Elect Director Mgmt For *
4.4 Elect Director Mgmt For *
4.5 Elect Director Mgmt For *
4.6 Elect Director Mgmt For *
4.7 Elect Director Mgmt For *
4.8 Elect Director Mgmt For *
4.9 Elect Director Mgmt For *
5 Appoint Internal Statutory Auditor Mgmt For *
6 Approve Retirement Bonuses for Mgmt Abstain *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORP Agenda: 700551838
CUSIP: J92676113 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3633400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non-
TO MEETING ID #147669 DUE TO THE Voting
REVISED AGENDA. PLEASE ALSO NOTE THE
NEW CUTOFF DATE. ALL VOTES RECEIVED
ON THE PREVIOUS NOTICE WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS NOTICE OF MEETING.
THANK YOU.
1. Approve the profit appropriation for Mgmt For *
Number 100 term: dividends for the
current term has been proposed as JPY
25 per share JPY on a yearly basis
2. Amend the Company s Articles of Mgmt For *
Incorporation: the Company will be
allowed to purchase its own shares
upon a resolution of the Board of
Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Hiroshi Okuda as a Director Mgmt For *
3.10 Elect Mr. Katsuhiro Nakagawa as a Mgmt For *
Director
3.11 Elect Mr. Yasuhito Yamauchi as a Mgmt For *
Director
3.12 Elect Mr. Takashi Kamio as a Director Mgmt For *
3.13 Elect Mr. Hiroyuki Watanabe as a Mgmt For *
Director
3.14 Elect Mr. Akio Matsubara as a Mgmt For *
3.15 Elect Mr. Tokuichi Uranishi as a Mgmt For *
Director
3.16 Elect Mr. Kazuo Okamoto as a Director Mgmt For *
3.17 Elect Mr. Kyouji Sasazu as a Director Mgmt For *
3.18 Elect Mr. Mitsuo Kinoshita as a Mgmt For *
Director
3.19 Elect Mr. Yoshimi Inaba as a Director Mgmt For *
3.2 Elect Mr. Kousuke Ikebuchi as a Mgmt For *
Director
3.20 Elect Mr. Takeshi Uchiyamada as a Mgmt For *
Director
3.21 Elect Mr. Masatami Takimoto as a Mgmt For *
Director
3.22 Elect Mr. Akio Toyoda as a Director Mgmt For *
3.23 Elect Mr. Shouichirou Toyoda as a Mgmt For *
Director
3.24 Elect Mr. Tetsuo Hattori as a Mgmt For *
3.25 Elect Mr. Yukitoshi Funo as a Mgmt For *
3.26 Elect Mr. Takeshi Suzuki as a Mgmt For *
3.27 Elect Mr. Atsushi Niimi as a Director Mgmt For *
3.3 Elect Mr. Fujio Chou as a Director Mgmt For *
3.4 Elect Mr. Akihiko Saitou as a Mgmt For *
3.5 Elect Mr. Ryuuji Araki as a Director Mgmt For *
3.6 Elect Mr. Yoshio Ishizaka as a Mgmt For *
3.7 Elect Mr. Kousuke Shiramizu as a Mgmt For *
Director
3.8 Elect Mr. Katsuaki Watanabe as a Mgmt For *
Director
3.9 Elect Mr. Kazushi Iwatsuki as a Mgmt For *
Director
4. Approve to assign the free Mgmt For *
subscription rights: the Company has
proposed to give free share
subscription rights to the Directors
and Employees of the Company and its
subsidiaries as stock option in
accordance with Commercial Code 280-
20 and 280-21
5. Approve the acquisition of Company s Mgmt For *
own shares: the Company shall acquire
up to 65,000,000 of its own shares
up to JPY 250,000,000,000 in value
in accordance with Commercial Code
6.1 Grant retirement allowances to Mr. Mgmt For *
Zenji Yasuda a retired Director
according to the Company rule
6.2 Grant retirement allowances to Mr. Mgmt For *
Teruyuki Minoura a retired Director
according to the Company rule
6.3 Grant retirement allowances to Mr. Mgmt For *
Shuuhei Toyoda a retired Director
according to the Company rule
7. PLEASE NOTE THAT THIS IS A Shr For *
SHAREHOLDRES PROPOSAL: Approve the
profit appropriation: approve to pay
the dividends of JPY 40 per share JPY
60 on a yearly basis for the current
term
8. PLEASE NOTE THAT THIS IS A Shr For *
SHAREHOLDERS PROPOSAL: Amend the
Company s Articles of Incorporation:
approve to add the following items to
the Company s Articles of
Incorporation, 1) remuneration and
bonuses for each Director and
Statutory Auditor during every FY
will be disclosed in a document
attached to a notice of AGM; 2) grant
retirement allowances to the retired
Directors and the Statutory Auditors
will described an amount for each
9. PLEASE NOTE THAT THIS IS A Shr For *
SHAREHOLDERS PROPOSAL: Amend the
Company s Articles of Incorporation:
approve to include the following in
the Company s Articles of
Incorporation, the Company shall
never contribute money to political
parties and political fund-managing
organizations for political
- -------------------------------------------------------------------------------------------------------
AMP LIMITED Agenda: 700486308
CUSIP: Q0344G101 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: AU000000AMP6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Non-
report and the reports of the Voting
Directors and the Auditors in respect
of the YE 31 DEC 2003
2.a Re-elect Mr. Roger Patick (Pat) Mgmt For *
Handley as a Director of AMP Limited,
who retires in accordance with
Clause 64.3 of the Constitution of
2.b Elect Mr. Peter Edward Mason as a Mgmt For *
Director of AMP Limited, who ceases
to hold office in accordance with
Clause 62.3 of the Constitution of
2.c Elect Dr. Nora Lia Scheinkestel as a Mgmt For *
Director of AMP Limited, who ceases
to hold office in accordance with
Clause 62.3 of the Constitution of
3. Approve the remuneration for the Mgmt For *
services of Non-Executive Directors
of AMP Limited to AMP Limited or to
any of its controlled entities be
decreased by AUD 865,000 per annum to
an aggregate maximum sum of AUD
1,635,000 per annum, with such
remuneration to be divided among
the Non-Executive Directors in such
proportion and manner as the
Directors agree or, in default of
agreement, equally and to be taken
to accrue from day to day
- -------------------------------------------------------------------------------------------------------
BHP BILLITON LTD Agenda: 700418228
CUSIP: Q1498M100 Meeting Type: AGM
Ticker: Meeting Date: 11/13/2003 ISIN: AU000000BHP4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements for Mgmt For *
BHP Billiton Limited for the YE 30
JUN 2003, together with the Directors
report and the Auditors report
10. Elect Mr. M Salamon as a Director of Mgmt For *
BHP Billiton PLC
11. Elect Dr. J G Buchanan as a Director Mgmt For *
of BHP Billiton Limited
12. Elect Dr. J G Buchanan as a Director Mgmt For *
of BHP Billiton PLC
13. Re-appointment KPMG Audit PLC and Mgmt For *
PricewaterhouseCoopers LLP as
Auditors of BHP Billiton PLC; and
authorize the Directors to agree
14. Approve that the authority and power Mgmt For *
to allot relevant securities
conferred on the Directors by Article
9 of BHP Billiton PLC s Articles of
Association be renewed for the period
ending on the date of the BHP
Billiton PLC AGM in 2004 or on 23 JAN
2005 whichever is earlier, and for
such period the Section 80 amount
(under the United Kingdom Companies
Act 1985) shall be USD
265,926,499.00
17. Approve the Remuneration Report for Mgmt For *
the YE 30 JUN 2003
18. Approve the grant of Deferred Shares, Mgmt For *
Options and Performance Shares to
Executive Director and Chief
Executive Officer, Mr C W Goodyear,
under the BHP Billiton Limited
Group Incentive Scheme for all
purposes, including for the purpose
of ASX
19. Approve the grant of Deferred Shares, Mgmt For *
Options and Performance Shares to
Executive Director and Senior
Minerals Executive, Mr M Salamon,
under the BHP Billiton PLC Group
Incentive Scheme for all purposes,
including for the purpose of ASX
2. Receive the financial statements for Mgmt For *
BHP Billiton PLC for the YE 30 JUN
2003, together with the Directors
report and the Auditors report
3. Re-elect Dr. D C Brink as a Director Mgmt For *
of BHP Billiton Limited
4. Re-elect Dr. D C Brink as a Director Mgmt For *
of BHP Billiton PLC
5. Re-elect Mr. M A Chaney as a Director Mgmt For *
of BHP Billiton Limited
6. Re-elect Mr. M A Chaney as a Director Mgmt For *
of BHP Billiton PLC
7. Re-elect Lord Renwick of Clifton as a Mgmt For *
Director of BHP Billiton Limited
8. Re-elect Lord Renwick of Clifton as a Mgmt For *
Director of BHP Billiton PLC
9. Elect Mr. M Salamon as a Director of Mgmt For *
BHP Billiton Limited
S.15 Approve that the authority and power Mgmt For *
to allot equity securities for cash
conferred on the Directors by Article
9 of BHP Billiton PLC s Articles of
Association be renewed for the period
referred to in such resolution and
for such period the Section 89 amount
(under the United Kingdom Companies
Act 1985) shall be USD 61,703,675.00
S.16 Authorize BHP Billiton PLC, in Mgmt For *
accordance with Article 6 of its
Articles of Association and Section
166 of the United Kingdom Companies
Act 1985, to make market purchases
(as defined in Section 163 of that
Act) of ordinary shares of USD 0.50
nominal value each in the capital of
BHP Billiton PLC (shares) provided
that: a) the maximum aggregate number
of shares hereby authorized to be
purchased shall be 246,814,700, being
10% of issued capital; b) the minimum
price which may be paid for each
share is USD 0.50, being the nominal
value of the shares; c) the maximum
price which may be paid for any share
is not more than 5% above the average
of the middle market quotations for a
share taken from the London Stock
Exchange Daily Official List for the
5 business days immediately preceding
the date of purchase of the shares;
and d) the authority conferred by
this resolution shall, unless renewed
prior to such time, expire on the
earlier of the end of the next AGM of
BHP Billiton to be held in 2004 or on
12 MAY 2005 (provided that BHP
Billiton PLC may enter into a
contract for the purchase of shares
before the expiry of this authority
which would or might be completed
- -------------------------------------------------------------------------------------------------------
BHP STEEL LTD Agenda: 700420728
CUSIP: Q1498R109 Meeting Type: AGM
Ticker: Meeting Date: 11/12/2003 ISIN: AU000000BSL0
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual report, financial Non-
statements and the reports of the Voting
Directors and the Auditors for the YE
30 JUN 2003
2.a Re-elect Mr. H.K. McCann as a Mgmt For *
Director, who retires in accordance
with the Company s Constitution
2.b Re-elect Mr. P. Rizzo as a Director, Mgmt For *
who retires in accordance with the
Company s Constitution
2.c Elect Mr. Y.P. Tan as a Director, who Mgmt For *
vacates the office in accordance
with the Company s Constitution
4. Approve, for the purpose of ASX Mgmt Abstain *
Listing Rule 10.14, the participation
of Mr. Kirby Adams, the Managing
Director and Chief Executive Officer
in the Employee Share Purchase Plan
5. Approve, for the purpose of ASX Mgmt Abstain *
Listing Rule 10.14, to grant share
rights to Mr. Kirby Adams, the
Managing Director and Chief Executive
Officer, under the Long Term
Incentive Plan
6. Approve, for the purpose of ASX Mgmt Abstain *
Listing Rule 10.14, to implement the
Non-Executive Director Share Plan
S.3 Approve to: a) change the name of the Mgmt For *
Company to BlueScope Steel Limited;
and b) amend Clause 24 of the
Constitution of the Company
- -------------------------------------------------------------------------------------------------------
ST. GEORGE BANK LTD Agenda: 700434993
CUSIP: Q8757F106 Meeting Type: AGM
Ticker: Meeting Date: 12/19/2003 ISIN: AU000000SGB0
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Non-
the Directors report for the YE 30
Voting SEP 2003 together with the
Directors declaration and the
Auditor s report on the financial
statements
2.a Re-elect Mr. L.F. Bleasel as a Mgmt For *
Director, who retires in accordance
with Article 73(1) of the Bank s
Constitution
2.b Re-elect Mr. P.D.R. Isherwood as a Mgmt For *
Director, who retires in accordance
with Article 73(1) of the Bank s
Constitution
2.c Re-elect Mr. G.J. Reaney as a Mgmt For *
Director, who retires in accordance
with Article 73(1) of the Bank s
Constitution
3. Approve to increase the aggregate sum Mgmt For *
payable for the remuneration of Non-
Executive Directors in any FY to a
total sum not exceeding AUD 2,000,000
S.4 Approve, subject to passing of Mgmt For *
resolution 3, to amend the Bank s
Constitution, consisting of the
Memorandum & Articles of Association,
by inserting sub-Article
- -------------------------------------------------------------------------------------------------------
NORSK HYDRO A S Agenda: 700503940
CUSIP: R61115102 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: NO0005052605
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non-
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
1. Approve the annual accounts and the Mgmt For *
report for 2003 for Norsk Hydro ASA
and the Group and the payment of
dividend
2. Approve the remuneration to the Mgmt For *
3. Approve to change the Company s Mgmt For *
Articles of Association 7
4. Elect the Members and Deputies to the Mgmt For *
Corporate Assembly
5. Approve the remuneration to the Mgmt Abstain *
Corporate Assembly
6. Approve the buy-back of own shares Mgmt For *
7. PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against *
SHAREHOLDER PROPOSAL: approve the
bonus schemes shall not form part of
the President and CEO s remuneration
- -------------------------------------------------------------------------------------------------------
NORSK HYDRO A S Agenda: 700438460
CUSIP: R61115102 Meeting Type: EGM
Ticker: Meeting Date: 1/15/2004 ISIN: NO0005052605
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to reduce the share capital Mgmt For *
of the Company by NOK 52,844,440 from
NOK 5,331,933,000 to NOK
5,279,088,560 following the
cancellation of 1,484,300 treasury
shares and the redemption of
1,157,922 shares owned by the state
represented by the Ministry of Trade
and Industry against payment of a sum
of NOK 444,958,166 to the state,
represented by the ministry of Trade
2. Approve the demerger Plan dated 28 Mgmt For *
NOV 2003
3. Approve to replace the current board Mgmt For *
of AgriHold by a new Board on the
date when the demerger is registered
and comes in to force
4. Approve to select four Members to the Mgmt For *
election Committee of AgriHold ASA
5. Approve the granting of authority to Mgmt For *
AgriHold s new Board to increase
AgriHold s share capital by issuing
up to 15 million new shares
- -------------------------------------------------------------------------------------------------------
NORSKE SKOGINDUSTRIER ASA Agenda: 700472638
CUSIP: R80036115 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: NO0004135633
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non-
REQUIREMENT A BENEFICIAL OWNER SIGNED
Voting POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
YOU
1. Approve to adopt the annual report Mgmt For *
and the accounts for 2003 of Norske
Skogindustrier ASA and the Group
2. Approve to allocate the annual profit Mgmt For *
for 2003, including distribution of
dividend for Norske Skogindustrier
3. Approve to determine the remuneration Mgmt For *
of the Members of the Corporate
Assembly
4. Approve the Auditors fee Mgmt For *
5. Elect a new Auditor Mgmt For *
6. Elect the Members and the Deputy Mgmt For *
Members of the Corporate Assembly
7. Elect 3 Members to the Election Mgmt For *
Committee
8. Authorize the Board of Directors to Mgmt For *
purchase the Company s own shares
- -------------------------------------------------------------------------------------------------------
BANCO POPOLARE DI VERONA E NOVARA SCRL, Agenda: 700481461
CUSIP: T1866D101 Meeting Type: OGM
Ticker: Meeting Date: 4/30/2004 ISIN: IT0003262513
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE
MEETING Non- DOES NOT REACH QUORUM,
THERE WILL BE Voting A SECOND CALL
ON 01 MAY 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
1. Approve the Board of Directors and Mgmt For *
Auditors report
2. Approve the financial statement at 31 Mgmt For *
DEC 2003 and the allocation of
3. Approve the renunciation to action of Mgmt For *
responsibility towards Ex Director
of Banca Poplare Di Novara S.C.A R.L
4. Appoint 6 Directors for years Mgmt For *
5. Appoint a Director for years Mgmt For *
- -------------------------------------------------------------------------------------------------------
CHINA TELECOM CORP LTD Agenda: 700474858
CUSIP: Y1505D102 Meeting Type: AGM
Ticker: Meeting Date: 5/3/2004 ISIN: CN0007867483
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the consolidated financial Mgmt For *
statements of the Company, the report
of the Board of Directors, the
report of the Supervisory Committee
and the report of the internal
Auditors for the YE 31 DEC 2003
2. Approve the profit distribution and Mgmt For *
declare a final dividend for the YE
31 DEC 2003
3. Approve the annual remuneration for Mgmt For *
the Company s Directors for the YE 31
DEC 2003
4. Re-appoint KPMG as the Company s Mgmt For *
internal Auditors and KPMG Huazhen,
as the Company s domestic Auditors
for the YE 31 DEC 2004 and authorize
the Board of Directors of the Company
to fix the remuneration thereof
S.5 Authorize the Board of Directors of Mgmt For *
the Company to allot, issue and deal
with additional shares of the Company
and to make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 20% of the each of the
Company s existing domestic shares
and H share in issue otherwise than
pursuant to: i) a rights issue; or
ii) any scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 12 months
S.6 Authorize the Board of Directors of Mgmt For *
the Company to increase the
registered capital of the Company to
reflect the issue of shares in the
Company authorized under Resolution
S.5, and to make such appropriate and
necessary amendments to the Articles
of Association of the Company as
deem fit to reflect such increase in
the registered capital of the Company
and to take any other action and
complete any formality required to
effect such increase of the
registered capital of the Company
- -------------------------------------------------------------------------------------------------------
CHINA TELECOM CORP LTD Agenda: 700472498
CUSIP: Y1505D102 Meeting Type: CLS
Ticker: Meeting Date: 5/3/2004 ISIN: CN0007867483
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Authorize the Directors of the Mgmt For *
Company to issue and allot up to
8,317,560,515 New H Shares the New H
Shares, which comprises i) up to
7,561,418,650 New H Shares
representing approximately 10% of the
current registered share capital of
the Company the Primary Shares and
ii) up to 756,141,865 New H Shares
representing 10% of the 7,561,418,650
Primary Shares to be issued and
allotted upon conversion of up to
756,141,865 existing domestic shares
held by PRC state shareholders the
Secondary Shares to comply with the
provisional measures on the
administration of the reduction of
the state owned shares for raising
social security funds subject to the
following: a) the number of Secondary
Shares actually issued and allotted
upon conversion from domestic shares
shall be 10% of the number of Primary
Shares actually issued and allotted
by the Company at any time and from
time to time pursuant to this special
resolution; b) any issue and
allotment of the New H Shares
pursuant to this special resolution
shall be made on such terms and
conditions as the Directors of the
Company or a duly authorized
committee thereof approve to be
appropriate and in the best interests
of the Company and subject to other
conditions, including size, timing
and price, as mentioned in this
special resolution; c) the price at
which any or all of the New H Shares
may be issued and allotted by the
Directors of the Company pursuant to
this special resolution shall be
determined by reference to the
prevailing market price of the H
Shares at the time of offering and
all other relevant market
considerations; such price will in
any event be within a range of 20%
below or above the prevailing market
price of the H Shares of the Company
at the time of the offering; d) the
net proceeds from any such issue and
allotment of the Primary Shares shall
wholly fund the Company s potential
acquisition; if the potential
acquisition does not proceed for
whatever reason, any net proceeds
raised from the issue and allotment
of the Primary Shares pursuant to the
new issue will be used for the
Company s other similar possible
strategic acquisition; pending such
use, the Company will invest such net
proceeds in certificates of deposit,
US Government securities or certain
other interest-bearing securities or
place such net proceeds in bank
deposits; any use, investment or
deposit of the net proceeds as
mentioned above other than for the
potential acquisition will have been
reviewed and approved by the
Independent Non-Executive Directors
of the Company; e) any New H Shares
to be issued and allotted shall be
offered to investors who are
independent of and not connected with
any Promoter, Director, Supervisor,
Chief Executive or substantial
shareholder of the Company or any of
its subsidiaries or an Associate of
any of them, in full compliance with
the rules and regulations of the
Listing Rules and all applicable
laws; f) approval of the issue and
allotment of the New H Shares shall
be obtained from the holders of
domestic shares by way of special
resolution at a separate class
meeting of holders of domestic shares
and from shareholders of the Company
by way of special resolution at an
EGM; g) approvals for the issue and
allotment of the New H Shares shall
be obtained from all relevant PRC
governmental and regulatory
authorities; and h) the authority to
the Directors of the Company to issue
and allotment the New H Shares
pursuant to the new issue shall lapse
S.2 Authorize the Directors of the Mgmt For *
Company to increase the registered
capital of the Company and to make
such appropriate and necessary
amendments to the Articles of the
Association of the Company as they
think fit to reflect the registered
capital of the Company following the
issue and allotment of any or all of
the New H Shares as the Directors of
the Company may in their discretion
decide to issue and allot pursuant to
S.3 Approve that, subject to the passing Mgmt For *
of S.1 above, the holders of H Shares
of the Company, for the avoidance of
doubt, waive their pre-emptive rights
if any over any or all of the New H
Shares which may be issued and
allotted pursuant to S.1
- -------------------------------------------------------------------------------------------------------
CHINA TELECOM CORP LTD Agenda: 700426996
CUSIP: Y1505D102 Meeting Type: EGM
Ticker: Meeting Date: 12/15/2003 ISIN: CN0007867483
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the conditional sale and Mgmt For *
purchase agreement dated 26 OCT 2003
the Acquisition Agreement, between
the Company and China
Telecommunications Corporation,
pursuant to which, inter alia, China
Telecommunications Corporation has
agreed to sell and the Company agreed
to purchase, the target assets at a
purchase price of CNY 46,000 million
comprising: a) CNY 11,000 million
payable in cash at completion of the
acquisition; and b) CNY 35,000
million to be paid on the date
falling 10 years from completion of
the acquisition; and authorize the
Directors of the Company to do all
such further acts and things and
execute such further documents and
take all such steps which in their
opinion as may be necessary,
desirable or expedient to implement
and/or give effect to the terms of
the Acquisition Agreement
2. Approve, subject to the passing of Mgmt For *
ordinary Resolution number 1 of this
meeting being proposed, the
prospective connected transactions
set out in Sections 10.1(b), 10.2(a),
10.2(e) and 10.2(f) as described in
the paragraph headed Connected
Transactions under the Section Letter
from the Chairman, of the circular of
the Company dated 27 OCT 2003, which
the Company expects to occur on a
regular and continuous basis in the
ordinary and usual course of business
of the Company, its subsidiaries and
the Target Group, as the case may be,
together with the Combined Group s
relevant upper limits; and authorize
the Directors of the Company to do
all such further acts and things and
execute such further documents and
take all such steps which in their
opinion as may be necessary,
desirable or expedient to implement
and/or give effect to the terms of
such prospective connected
transactions and such supplemental
agreements relating to
S.3 Approve to amend, subject to the Mgmt For *
passing of ordinary Resolution number
1 of this meeting being proposed, the
service areas of the Company
stipulated in Article 13 of the
Articles of Association of the
Company from 4 provinces namely
Shanghai, Guandong, Jiangsu and
Zhejiang to 10 provinces namely
Shanghai, Guandong, Jiangsu,
Zhejiang, Anhui, Fujian, Jiangxi,
Guangxi, Chongquing and Sichuan, to
reflect the change in the service
areas of the Company as a result of
the acquisition referred to in the
ordinary Resolution number 1; and
authorize the Directors to take all
such actions which in their opinion
are necessary or desirable to
complete the procedures for the
approval and/or registration or
filing of the aforementioned
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CHINA TELECOM CORP LTD Agenda: 700472486
CUSIP: Y1505D102 Meeting Type: EGM
Ticker: Meeting Date: 5/3/2004 ISIN: CN0007867483
For/Against
Proposal Type Vote Management
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S.1 Authorize the Directors of the Mgmt For *
Company to issue and allot up to
8,317,560,515 New H Shares the New H
Shares, which comprises i) up to
7,561,418,650 New H Shares
representing approximately 10% of the
current registered share capital of
the Company the Primary Shares and
ii) up to 756,141,865 New H Shares
representing 10% of the 7,561,418,650
Primary Shares to be issued and
allotted upon conversion of up to
756,141,865 existing domestic shares
held by PRC state shareholders the
Secondary Shares to comply with the
provisional measures on the
administration of the reduction of
the state owned shares for raising
social security funds subject to the
following: a) the number of Secondary
Shares actually issued and allotted
upon conversion from domestic shares
shall be 10% of the number of Primary
Shares actually issued and allotted
by the Company at any time and from
time to time pursuant to this special
resolution; b) any issue and
allotment of the New H Shares
pursuant to this special resolution
shall be made on such terms and
conditions as the Directors of the
Company or a duly authorized
committee thereof approve to be
appropriate and in the best interests
of the Company and subject to other
conditions, including size, timing
and price, as mentioned in this
special resolution; c) the price at
which any or all of the New H Shares
may be issued and allotted by the
Directors of the Company pursuant to
this special resolution shall be
determined by reference to the
prevailing market price of the H
Shares at the time of offering and
all other relevant market
considerations; such price will in
any event be within a range of 20%
below or above the prevailing market
price of the H Shares of the Company
at the time of the offering; d) the
net proceeds from any such issue and
allotment of the Primary Shares shall
wholly fund the Company s potential
acquisition; if the potential
acquisition does not proceed for
whatever reason, any net proceeds
raised from the issue and allotment
of the Primary Shares pursuant to the
new issue will be used for the
Company s other similar possible
strategic acquisition; pending such
use, the Company will invest such net
proceeds in certificates of deposit,
US Government securities or certain
other interest-bearing securities or
place such net proceeds in bank
deposits; any use, investment or
deposit of the net proceeds as
mentioned above other than for the
potential acquisition will have been
reviewed and approved by the
Independent Non-Executive Directors
of the Company; e) any New H Shares
to be issued and allotted shall be
offered to investors who are
independent of and not connected with
any Promoter, Director, Supervisor,
Chief Executive or substantial
shareholder of the Company or any of
its subsidiaries or an Associate of
any of them, in full compliance with
the rules and regulations of the
Listing Rules and all applicable
laws; f) approval of the issue and
allotment of the New H Shares shall
be obtained from the holders of H
shares by way of special resolution
at a separate class meeting of
holders of H shares and from the
holders of domestic shares of the
Company by way of special resolution
at a separate class meeting of
holders of domestic shares; g)
approvals for the issue and allotment
of the New H Shares shall be obtained
from all relevant PRC governmental
and regulatory authorities; and h)
the authority to the Directors of the
Company to the issue and allotment
the New H Shares
S.2 Authorize the Directors of the Mgmt For *
Company to increase the registered
capital of the Company and to make
such appropriate and necessary
amendments to the Articles of the
Association of the Company as they
think fit to reflect the registered
capital of the Company following the
issue and allotment of any or all of
the New H Shares as the Directors of
the Company may in their discretion
decide to issue and allot pursuant to
S.3 Approve that, subject to the passing Mgmt For *
of S.1 above, the shareholders of the
Company, for the avoidance of doubt,
waive their pre-emptive rights if any
over any or all of the New H Shares
which may be issued and allotted
pursuant to S.1
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CHINA TELECOM CORP LTD Agenda: 700495321
CUSIP: Y1505D102 Meeting Type: EGM
Ticker: Meeting Date: 6/9/2004 ISIN: CN0007867483
For/Against
Proposal Type Vote Management
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O.1 Approve the conditional sale and Mgmt For *
purchase agreement dated 13 APR 2004
Acquisition Agreement between the
Company and China Telecommunications
Corporation, pursuant to which, inter
alia, China Telecommunications
Corporation has agreed to sell, and
the Company has agreed to purchase,
the entire equity interests in each
of the Target Companies at a purchase
price of CNY 27,800 million
comprising: (a) an initial cash
consideration of CNY 8,340 million
payable in cash at completion of the
acquisition; and (b) a deferred
consideration of CNY 19,460 million
to be paid on or before the date
falling ten years from completion of
the acquisition
O.2 Approve, subject to the passing of Mgmt For *
Ordinary Resolution 1, the
prospective connected transactions as
specified, which the Company expects
to occur on a regular and continuous
basis in the ordinary and usual
course of business of the Company,
its subsidiaries and the Target
Group, as the case may be, together
with the Combined Groups relevant
aggregate annual values for the
engineering agreements, community
services agreements and ancillary
telecommunications services
agreements and the absence of an
aggregate annual value for the
interconnection agreement, and
authorize the Directors of the
Company to do all such further acts
and things and execute such further
documents and take all such steps
which in their opinion may be
necessary, desirable or expedient to
implement and or give effect to the
S.3 Approve, subject to the passing of Mgmt For *
Ordinary Resolution, that the
service areas of the Company
stipulated in Article 13 of the
Articles of Association of the
Company is amended from ten provinces
autonomous regions, municipalities
directly under the central
government, namely Shanghai,
Guangdong, Jiangsu, Zhejiang, Anhui,
Fujian, Jiangxi, Guangxi, Chongqing
and Sichuan to twenty provinces
autonomous regions, municipalities
directly under the central
government, namely Shanghai,
Guangdong, Jiangsu, Zhejiang, Anhui,
Fujian, Jiangxi, Guangxi, Chongqing,
Sichuan, Hubei, Hunan, Hainan,
Guizhou, Yunnan, Shaanxi, Gansu,
Qinghai, Ningxia and Xinjiang to
reflect the change in the service
areas of the Company, and authorize
the Directors of the Company to take
all actions which in their opinion
are necessary or desirable to
complete the procedures for the
approval and/or registration or
filing of the afore mentioned
amendments to the Articles
S.4 Amend the Articles of Association of Mgmt For *
the Company by: (a) restating Article
6; (b) adding the paragraph to the
end of the Article 65; (c) replacing
the second paragraph of Article 95
*Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FUNDAMENTAL INVESTORS, INC.
By (Signature) /S/ James F. Rothenberg
----------------------------------------
Name James F. Rothenberg
Title Chairman and Principal Executive Officer
Date 08-27-2004