SEC 1344
(7-2000)
Previous versions obsolete
Persons who potentially are to respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check One): Form 10-K Form 20-F Form 11-K Form 10-Q
Form N-SAR
For Period Ended: ______________________
[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[x] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended: ___________________
Read Instruction (on back page) Before Preparing Form. Please
Print or Type.
Nothing in this form shall be construed to imply that the Commission
has verified any
information contained herein.
If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
PART I --
REGISTRANT INFORMATION
_______________________________Goddard Industries Inc.______________
Full Name of Registrant
Former Name if Applicable
_____________________________705 Plantation Street______________________
Address of Principal Executive Office (Street and Number)
_____________________________Worcester, Massachusetts 01605________
City, State and Zip Code
PART II -- RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)
[ X ]
(a) The reasons described in reasonable detail in Part III
(b) of this form could not be eliminated
without unreasonable effort or expense;
(c) The subject annual report, semi-annual report,
(d) transition report on Form 10-K, Form 20-F,11-K
or
Form N-SAR, or portion thereof, will be filed on or before
the fifteenth calendar day following the
prescribed due date; or the subject quarterly report of
transition report on Form 10-Q, or portion
thereof will be filed on or before the fifth
(c) The accountant's statement or other exhibit required by
Rule 12b-25(c) has been attached if
applicable.
PART III -- NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K,
10-Q, N-SAR, or the transition
report portion thereof, could not be filed within the prescribed time
period.
(Attach Extra Sheets if Needed)
In early May 2001, the Registrant was advised by the SEC to adjust
the manner in which the Registrant accounted for a foreign currency
forward contract entered into in connection with the purchase of Mack
Valves Pty Ltd, in September 2000, to treat losses on that contract as an
expense in the then current period rather than as a capitalized part of
the purchase price for the business, It will not be possible to complete
the necessary recalculations which effect the beginning balance sheet for
the March 31, 2001 quarter by the May 25, 2001 filing date, but Registrant
expects to be able to file by May 21, 2001.
Part IV-- OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
_David H. Murphree 617 856-8362________________________
(Name) Area Code Telephone Number
(2) Have all other periodic reports required under Section 13 or
15(d) of the Securities Exchange Act of 1934 or Section 30 of the
Investment Company Act of 1940 during the preceding 12 months or for
such shorter period that the registrant was required to file such
report(s) been filed? If answer is no, identify report(s). Yes X No
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion
thereof? Yes No X
If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
GODDARD INDUSTRIES, INC.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date_May 15, 2001_______________________ By_\s\ Salvatore J. Vinciguerra
Name: Salvatore J. Vinciguerra
Title: President and Chief Executive Officer
INSTRUCTION: The form may be signed by an executive officer of the
registrant of by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath the
signature. If the statement is signed on behalf of the registrant by an
authorized representative (other than an executive officer), evidence of
the representative's authority to sign on behalf of the registrant shall
be filed with the form.
ATTENTION
International misstatements or omissions of fact constitute Federal
Criminal Violations (See 18
U.S.C. 1001).
General Instructions
1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General
Rules and Regulations under the Securities Exchange Act of 1934.
2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and
Exchange Commission, Washington, D.C. 20549, in accordance with
Rule0-3 of the General Rules and Regulations under the Act. The
information contained in or filed with the form will be made a matter of
public record in the Commission files.
3. A manually signed copy of the form and amendments thereto shall be
filed with each national securities exchange on which any class of
securities of the registrant is registered.
4. Amendments to the notifications must also be filed on form 12b-25 but
need not restate information that has been correctly furnished. The form
shall be clearly identified as an amended notification.
5. Electronic filers. This form shall not be used by electronic filers
unable to timely file a report solely due
to electronic difficulties. Filers unable to submit a report within the
time period prescribed due to
difficulties in electronic filing should comply with either Rule 201 or
Rule 202of Regulation S-T (232.201
or 232.202 of this chapter) or apply for an adjustment in filing date
pursuant to Rule 13(b) of Regulation
S-T (232.13(b) of this Chapter).
http://www.sec.gov/divisions/corpfin/forms/12b-25.htm
Last update: 07/20/2000