UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-862
THE GROWTH FUND OF AMERICA, INC.
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(Exact name of registrant as specified in charter)
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
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(Address of principal executive offices) (Zip code)
Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
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(Name and address of agent for service)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: August 31
Date of reporting period: July 1, 2003 - June 30, 2004
Item 1. Proxy Voting Record
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
GFA 0000044201
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AT&T CORP. Agenda: 932102647
CUSIP: 001957505 Meeting Type: Annual
Ticker: T Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 W.F. ALDINGER Mgmt For For
K.T. DERR Mgmt For For
D.W. DORMAN Mgmt For For
M.K. EICKHOFF Mgmt For For
H.L. HENKEL Mgmt For For
F.C. HERRINGER Mgmt For For
S.A. JACKSON Mgmt For For
J.C. MADONNA Mgmt For For
D.F. MCHENRY Mgmt For For
T.L. WHITE Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVE THE AT&T 2004 LONG TERM Mgmt For For
INCENTIVE PROGRAM
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shr Against For
05 POISON PILL Shr For Against
06 SEPARATE THE CHAIR AND CEO POSITION Shr Against For
07 EXECUTIVE COMPENSATION Shr Against For
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AT&T WIRELESS SERVICES, INC. Agenda: 932119779
CUSIP: 00209A106 Meeting Type: Annual
Ticker: AWE Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF FEBRUARY
17, 2004, BY AND AMONG AT&T WIRELESS
SERVICES, INC., CINGULAR WIRELESS
CORPORATION, CINGULAR WIRELESS LLC,
AND SOLELY WITH RESPECT TO SECTION
5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC
COMMUNICATIONS INC. AND BELLSOUTH
CORPORATION.
02 NOBUHARU ONO Mgmt For For
CAROLYN M. TICKNOR Mgmt For For
JOHN D. ZEGLIS Mgmt For For
03 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON Shr Against For
EXECUTIVE COMPENSATION PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON Shr Against For
DISCONTINUING CERTAIN EXECUTIVE
COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE Shr Against For
REQUIREMENT FOR DIRECTOR ELECTIONS.
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AETNA INC. Agenda: 932100225
CUSIP: 00817Y108 Meeting Type: Annual
Ticker: AET Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 BETSY Z. COHEN Mgmt For For
BARBARA H. FRANKLIN Mgmt For For
JEFFREY E. GARTEN Mgmt For For
EARL G. GRAVES Mgmt For For
GERALD GREENWALD Mgmt For For
ELLEN M. HANCOCK Mgmt For For
MICHAEL H. JORDAN Mgmt For For
JACK D. KUEHLER Mgmt For For
EDWARD J. LUDWIG Mgmt For For
JOSEPH P. NEWHOUSE Mgmt For For
JUDITH RODIN Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
RONALD A. WILLIAMS Mgmt For For
R. DAVID YOST Mgmt For For
02 APPROVAL OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 SHAREHOLDER PROPOSAL ON CUMULATIVE Shr For Against
VOTING
04 SHAREHOLDER PROPOSAL ON EXECUTIVE Shr Against For
COMPENSATION
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AFFYMETRIX, INC. Agenda: 932160865
CUSIP: 00826T108 Meeting Type: Annual
Ticker: AFFX Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 STEPHEN P.A. FODOR, PHD Mgmt For For
PAUL BERG, PH.D. Mgmt For For
01 JOHN D. DIEKMAN, PH.D. Mgmt For For
VERNON R. LOUCKS, JR. Mgmt For For
SUSAN E. SIEGEL Mgmt For For
DAVID B. SINGER Mgmt For For
JOHN A. YOUNG Mgmt For For
02 TO APPROVE OUR AMENDED AND RESTATED Mgmt For For
2000 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
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AGERE SYSTEMS INC. Agenda: 932079026
CUSIP: 00845V100 Meeting Type: Annual
Ticker: AGRA Meeting Date: 2/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RICHARD L. CLEMMER Mgmt For For
JOHN T. DICKSON Mgmt For For
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ALLERGAN, INC. Agenda: 932104918
CUSIP: 018490102 Meeting Type: Annual
Ticker: AGN Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 HANDEL E. EVANS Mgmt For For
MICHAEL R. GALLAGHER Mgmt For For
GAVIN S. HERBERT Mgmt For For
STEPHEN J. RYAN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF Shr For Against
A POLICY OF EXPENSING THE COST OF ALL
FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF Shr Against For
CHAIRMAN OF THE BOARD OF DIRECTORS
AND CHIEF EXECUTIVE OFFICER.
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ALLIED WASTE INDUSTRIES, INC. Agenda: 932156385
CUSIP: 019589308 Meeting Type: Annual
Ticker: AW Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 THOMAS H. VAN WEELDEN Mgmt For For
ROBERT M. AGATE Mgmt For For
01 LEON D. BLACK Mgmt For For
JAMES W. CROWNOVER Mgmt For For
MICHAEL S. GROSS Mgmt For For
DENNIS R. HENDRIX Mgmt For For
J. TOMILSON HILL Mgmt For For
LAWRENCE V. JACKSON Mgmt For For
NOLAN LEHMANN Mgmt For For
HOWARD A. LIPSON Mgmt For For
ANTONY P. RESSLER Mgmt For For
WARREN B. RUDMAN Mgmt For For
02 PROPOSAL TO RATIFY Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2004.
03 PROPOSAL TO EXPENSE THE COSTS OF ALL Shr For Against
FUTURE STOCK OPTIONS ISSUED BY THE
COMPANY IN THE COMPANY S ANNUAL
INCOME STATEMENT.
04 PROPOSAL THAT THE COMPANY DISCLOSE Shr Against For
THE EFFECTS OF EFFORTS TO OPPOSE
PRIVATIZATION ON ITS BUSINESS
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ALLIED WASTE INDUSTRIES, INC. Agenda: 932064861
CUSIP: 019589308 Meeting Type: Special
Ticker: AW Meeting Date: 12/18/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
OUR COMMON STOCK IN EXCHANGE FOR
SHARES OF OUR SERIES A SENIOR
CONVERTIBLE PREFERRED STOCK PURSUANT
TO AN EXCHANGE AGREEMENT BETWEEN THE
COMPANY AND HOLDERS OF THE PREFERRED
STOCK.
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ALTERA CORPORATION Agenda: 932126813
CUSIP: 021441100 Meeting Type: Annual
Ticker: ALTR Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN P. DAANE Mgmt For For
ROBERT W. REED Mgmt For For
CHARLES M. CLOUGH Mgmt For For
ROBERT J. FINOCCHIO JR Mgmt For For
KEVIN MCGARITY Mgmt For For
PAUL NEWHAGEN Mgmt For For
01 WILLIAM E. TERRY Mgmt For For
SUSAN WANG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1996 Mgmt For For
STOCK OPTION PLAN TO INCREASE BY
12,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE BY 1,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr For Against
EXPENSE STOCK OPTION GRANTS ISSUED
BY THE COMPANY.
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ALTRIA GROUP, INC. Agenda: 932111482
CUSIP: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ELIZABETH E. BAILEY Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
LOUIS C. CAMILLERI Mgmt For For
J. DUDLEY FISHBURN Mgmt For For
ROBERT E. R. HUNTLEY Mgmt For For
THOMAS W. JONES Mgmt For For
LUCIO A. NOTO Mgmt For For
JOHN S. REED Mgmt For For
CARLOS SLIM HELU Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL NO. 1 Shr Against For
04 STOCKHOLDER PROPOSAL NO. 2 Shr Against For
05 STOCKHOLDER PROPOSAL NO. 3 Shr Against For
06 STOCKHOLDER PROPOSAL NO. 4 Shr Against For
07 STOCKHOLDER PROPOSAL NO. 5 Shr Against For
08 STOCKHOLDER PROPOSAL NO. 6 Shr Against For
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AMAZON.COM, INC. Agenda: 932125897
CUSIP: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JEFFREY P. BEZOS Mgmt For For
TOM A. ALBERG Mgmt For For
L. JOHN DOERR Mgmt For For
WILLIAM B. GORDON Mgmt For For
MYRTLE S. POTTER Mgmt For For
THOMAS O. RYDER Mgmt For For
PATRICIA Q. STONESIFER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
03 SHAREHOLDER PROPOSAL PERFORMANCE AND Shr Against For
TIME-BASED RESTRICTED SHARE PROGRAM
FOR EXECUTIVES
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AMERICAN EXPRESS COMPANY Agenda: 932103473
CUSIP: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
W.G. BOWEN Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P.R. DOLAN Mgmt For For
V.E. JORDAN, JR. Mgmt For For
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH Shr Against For
SIX-YEAR TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
SEPARATE ANNUAL REPORT DESCRIBING THE
COMPANY S POLITICAL CONTRIBUTIONS.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 M. AIDINOFF Mgmt For For
P. CHIA Mgmt For For
M. COHEN Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt For For
E. FUTTER Mgmt For For
M. GREENBERG Mgmt For For
C. HILLS Mgmt For For
F. HOENEMEYER Mgmt For For
R. HOLBROOKE Mgmt For For
D. KANAK Mgmt For For
H. SMITH Mgmt For For
M. SULLIVAN Mgmt For For
E. TSE Mgmt For For
F. ZARB Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT Mgmt For For
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For
THE PROXY STATEMENT
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AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MR. FRANK J. BIONDI, JR Mgmt For For
MR. JERRY D. CHOATE Mgmt For For
MR. FRANK C. HERRINGER Mgmt For For
DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 Shr Against For
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr For Against
EXPENSING).
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AMYLIN PHARMACEUTICALS, INC. Agenda: 932128463
CUSIP: 032346108 Meeting Type: Annual
Ticker: AMLN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 VAUGHN D. BRYSON Mgmt For For
JOSEPH C. COOK, JR. Mgmt For For
GINGER L. GRAHAM Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
TERRANCE H. GREGG Mgmt For For
JAY S. SKYLER Mgmt For For
JOSEPH P. SULLIVAN Mgmt For For
THOMAS R. TESTMAN Mgmt For For
JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE IN THE Mgmt For For
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY S 2001 EMPLOYEE STOCK
PURCHASE PLAN BY 750,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2004.
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ANALOG DEVICES, INC. Agenda: 932089940
CUSIP: 032654105 Meeting Type: Annual
Ticker: ADI Meeting Date: 3/9/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JERALD G. FISHMAN Mgmt For For
F. GRANT SAVIERS Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED ARTICLES OF
ORGANIZATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 600,000,000 SHARES TO
1,200,000,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 30, 2004.
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ANDRX CORPORATION Agenda: 932155460
CUSIP: 034553107 Meeting Type: Annual
Ticker: ADRX Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE J. DUBOW Mgmt For For
ELLIOT F. HAHN, PH.D. Mgmt For For
THOMAS P. RICE Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
ANDRX CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
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ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 AUGUST A. BUSCH III Mgmt For For
CARLOS FERNANDEZ G. Mgmt For For
JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda: 932141562
CUSIP: 03674B104 Meeting Type: Annual
Ticker: ATH Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 VICTOR S. LISS Mgmt For For
JAMES W. MCDOWELL, JR. Mgmt For For
GEORGE A. SCHAEFER, JR. Mgmt For For
JACKIE M. WARD Mgmt For For
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ANTHEM, INC. Agenda: 932178571
CUSIP: 03674B104 Meeting Type: Special
Ticker: ATH Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
ANTHEM, INC. COMMON STOCK PURSUANT TO
THE AMENDED AND RESTATED AGREEMENT
AND PLAN OF MERGER, EFFECTIVE AS OF
OCTOBER 26, 2003, AMONG ANTHEM,
ANTHEM HOLDING CORP. AND WELLPOINT,
AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING JOINT PROXY
02 TO APPROVE THE AMENDMENT OF ANTHEM S Mgmt For For
ARTICLES OF INCORPORATION, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
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AON CORPORATION Agenda: 932133452
CUSIP: 037389103 Meeting Type: Annual
Ticker: AOC Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PATRICK G. RYAN Mgmt For For
EDGAR D. JANNOTTA Mgmt For For
JAN KALFF Mgmt For For
LESTER B. KNIGHT Mgmt For For
J. MICHAEL LOSH Mgmt For For
R. EDEN MARTIN Mgmt For For
ANDREW J. MCKENNA Mgmt For For
ROBERT S. MORRISON Mgmt For For
RICHARD C. NOTEBAERT Mgmt For For
MICHAEL D. O'HALLERAN Mgmt For For
JOHN W. ROGERS, JR Mgmt For For
GLORIA SANTONA Mgmt For For
CAROLYN Y. WOO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS AON S INDEPENDENT
AUDITORS.
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APACHE CORPORATION Agenda: 932115151
CUSIP: 037411105 Meeting Type: Annual
Ticker: APA Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 EUGENE C. FIEDOREK Mgmt For For
PATRICIA ALBJERG GRAHAM Mgmt For For
F.H. MERELLI Mgmt For For
RAYMOND PLANK Mgmt For For
02 TO APPROVE STOCKHOLDER PROPOSAL Shr For Against
RELATING TO CLIMATE CHANGE.
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APACHE CORPORATION Agenda: 932061334
CUSIP: 037411105 Meeting Type: Special
Ticker: APA Meeting Date: 12/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AMENDMENT OF RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF THE COMPANY S
COMMON STOCK FROM 215,000,000 SHARES
TO 430,000,000 SHARES.
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APPLERA CORPORATION Agenda: 932046142
CUSIP: 038020103 Meeting Type: Annual
Ticker: ABI Meeting Date: 10/16/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. AYERS Mgmt For For
JEAN-LUC BELINGARD Mgmt For For
ROBERT H. HAYES Mgmt For For
ARNOLD J. LEVINE Mgmt For For
WILLIAM H. LONGFIELD Mgmt For For
THEODORE E. MARTIN Mgmt For For
CAROLYN W. SLAYMAN Mgmt For For
ORIN R. SMITH Mgmt For For
JAMES R. TOBIN Mgmt For For
TONY L. WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JUNE 30, 2004.
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APPLERA CORPORATION Agenda: 932046142
CUSIP: 038020202 Meeting Type: Annual
Ticker: CRA Meeting Date: 10/16/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. AYERS Mgmt For For
01 JEAN-LUC BELINGARD Mgmt For For
ROBERT H. HAYES Mgmt For For
ARNOLD J. LEVINE Mgmt For For
WILLIAM H. LONGFIELD Mgmt For For
THEODORE E. MARTIN Mgmt For For
CAROLYN W. SLAYMAN Mgmt For For
ORIN R. SMITH Mgmt For For
JAMES R. TOBIN Mgmt For For
TONY L. WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JUNE 30, 2004.
- -------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda: 932095171
CUSIP: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 3/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL H. ARMACOST Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
HERBERT M. DWIGHT, JR. Mgmt For For
PHILIP V. GERDINE Mgmt For For
PAUL R. LOW Mgmt For For
DAN MAYDAN Mgmt For For
STEVEN L. MILLER Mgmt For For
JAMES C. MORGAN Mgmt For For
GERHARD H. PARKER Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK INCENTIVE PLAN.
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APPLIED MICRO CIRCUITS CORPORATION Agenda: 932026885
CUSIP: 03822W109 Meeting Type: Annual
Ticker: AMCC Meeting Date: 8/27/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID M. RICKEY Mgmt For For
ROGER A. SMULLEN, SR. Mgmt For For
CESAR CESARATTO Mgmt For For
FRANKLIN P. JOHNSON, JR Mgmt For For
KEVIN N. KALKHOVEN Mgmt For For
L. WAYNE PRICE Mgmt For For
01 DOUGLAS C. SPRENG Mgmt For For
ARTHUR B. STABENOW Mgmt For For
HARVEY P. WHITE Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2004.
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ASTRAZENECA PLC Agenda: 932113842
CUSIP: 046353108 Meeting Type: Annual
Ticker: AZN Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE DIRECTORS REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2003
02 TO CONFIRM DIVIDENDS Mgmt For For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON Mgmt For For
AS AUDITOR
04 TO AUTHORIZE THE DIRECTORS TO AGREE Mgmt For For
THE REMUNERATION OF THE AUDITOR
05 PERCY BARNEVIK Mgmt For For
HAKAN MOGREN Mgmt For For
SIR TOM MCKILLOP Mgmt For For
JONATHAN SYMONDS Mgmt For For
SIR PETER BONFIELD Mgmt For For
JOHN BUCHANAN Mgmt For For
JANE HENNEY Mgmt For For
MICHELE HOOPER Mgmt For For
JOE JIMENEZ Mgmt For For
ERNA MOLLER Mgmt For For
DAME BRIDGET OGILVIE Mgmt For For
LOUIS SCHWEITZER Mgmt For For
MARCUS WALLENBERG Mgmt For For
06 TO APPROVE THE DIRECTORS Mgmt For For
REMUNERATION REPORT FOR THE YEAR
ENDED DECEMBER 31, 2003
07 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
08 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For For
DONATIONS
09 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For For
UNISSUED SHARES
10 TO AUTHORIZE THE DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
11 TO AUTHORIZE THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES
12 TO AUTHORIZE INCREASE OF CAP ON NON- Mgmt For For
EXECUTIVE DIRECTORS REMUNERATION
- -------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda: 932040152
CUSIP: 053015103 Meeting Type: Annual
Ticker: ADP Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
LEON G. COOPERMAN Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
HARVEY M. KRUEGER Mgmt For For
FREDERIC V. MALEK Mgmt For For
HENRY TAUB Mgmt For For
ARTHUR F. WEINBACH Mgmt For For
JOSH S. WESTON Mgmt For For
02 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For
COMPANY S 2000 KEY EMPLOYEES STOCK
OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S EMPLOYEES SAVINGS- STOCK
PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 Mgmt For For
DIRECTOR STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
- -------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda: 932119464
CUSIP: 054303102 Meeting Type: Annual
Ticker: AVP Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD T. FOGARTY Mgmt For For
SUSAN J. KROPF Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE AUTHORIZED SHARES OF COMMON
STOCK
04 RESOLUTION REGARDING ELIMINATION OF Shr For Against
CLASSIFIED BOARD
05 RESOLUTION REGARDING REPORT ON Shr Against For
REMOVAL OF PARABENS
06 RESOLUTION REGARDING REPORT ON Shr Against For
REMOVAL OF DIBUTYL PHTHALATE
- -------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda: 932105580
CUSIP: 057224107 Meeting Type: Annual
Ticker: BHI Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD P. DJEREJIAN Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
CHARLES L. WATSON Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - Shr For Against
REGARDING CLASSIFIED BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - Shr For Against
REGARDING POISON PILLS.
- -------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. Agenda: 932100302
CUSIP: 064057102 Meeting Type: Annual
Ticker: BK Meeting Date: 4/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. BIONDI Mgmt For For
MR. DONOFRIO Mgmt For For
MR. GRIFFITH Mgmt For For
MR. HASSELL Mgmt For For
MR. KOGAN Mgmt For For
MR. KOWALSKI Mgmt For For
MR. LUKE Mgmt For For
MR. MALONE Mgmt For For
MR. MYNERS Mgmt For For
MR. POZEN Mgmt For For
MS. REIN Mgmt For For
MR. RENYI Mgmt For For
MR. RICHARDSON Mgmt For For
MR. ROBERTS Mgmt For For
MR. SCOTT Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVAL OF AN AMENDMENT TO THE 2004 Mgmt Against Against
MANAGEMENT INCENTIVE COMPENSATION
04 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
POLITICAL CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
EXECUTIVE COMPENSATION
06 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
THE COMPOSITION OF THE RISK COMMITTEE
07 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr For Against
THE COMPANY S RIGHTS PLAN
- -------------------------------------------------------------------------------------------------------
BELO CORP. Agenda: 932130177
CUSIP: 080555105 Meeting Type: Annual
Ticker: BLC Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LOUIS E. CALDERA Mgmt For For
J. L. CRAVEN, M.D., MPH Mgmt For For
STEPHEN HAMBLETT Mgmt For For
DEALEY D. HERNDON Mgmt For For
WAYNE R. SANDERS Mgmt For For
02 PROPOSAL TO APPROVE THE BELO 2004 Mgmt Against Against
EXECUTIVE COMPENSATION PLAN.
- -------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda: 932104071
CUSIP: 084670108 Meeting Type: Annual
Ticker: BRKA Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
SUSAN T. BUFFETT Mgmt For For
HOWARD G. BUFFETT Mgmt For For
MALCOLM G. CHACE Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
02 SHAREHOLDER PROPOSAL: TO APPROVE THE Shr Against For
STOCKHOLDER PROPOSAL WITH RESPECT TO
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
BIG LOTS, INC. Agenda: 932131509
CUSIP: 089302103 Meeting Type: Annual
Ticker: BLI Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALBERT J. BELL Mgmt For For
SHELDON M. BERMAN Mgmt For For
DAVID T. KOLLAT Mgmt For For
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
NED MANSOUR Mgmt For For
MICHAEL J. POTTER Mgmt For For
RUSSELL SOLT Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
- -------------------------------------------------------------------------------------------------------
BIOGEN, INC. Agenda: 932054593
CUSIP: 090597105 Meeting Type: Special
Ticker: BGEN Meeting Date: 11/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JUNE 20, 2003, BY
AND AMONG IDEC PHARMACEUTICALS
CORPORATION, BRIDGES MERGER
CORPORATION AND BIOGEN.
02 TO APPROVE ANY PROPOSAL TO ADJOURN Mgmt For For
THE MEETING TO A LATER DATE, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF APPROVAL OF THE
AGREEMENT AND PLAN OF MERGER.
- -------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda: 932168734
CUSIP: 09062X103 Meeting Type: Annual
Ticker: BIIB Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAN BELZER Mgmt For For
MARY L. GOOD Mgmt For For
JAMES C. MULLEN Mgmt For For
BRUCE R. ROSS Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda: 932113020
CUSIP: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN H. BIGGS Mgmt For For
JOHN E. BRYSON Mgmt For For
LINDA Z. COOK Mgmt For For
ROZANNE L. RIDGWAY Mgmt For For
02 APPROVE AMENDMENTS TO ELIMINATE Mgmt For For
CERTAIN SUPERMAJORITY VOTE
REQUIREMENTS.
03 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
04 PREPARE A REPORT ON MILITARY Shr Against For
05 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
06 DECLASSIFY THE BOARD OF DIRECTORS. Shr For Against
07 ADOPT SIMPLE MAJORITY VOTE. Shr For Against
08 REQUIRE APPROVAL OF SEVERANCE Shr Against For
AGREEMENTS.
09 ADOPT RETENTION OF STOCK POLICY. Shr Against For
10 GIVE EMPLOYEES CHOICE OF PENSION Shr Against For
PLANS AT RETIREMENT OR TERMINATION.
- -------------------------------------------------------------------------------------------------------
BOMBARDIER INC. Agenda: 932136915
CUSIP: 097751200 Meeting Type: Annual
Ticker: BDRBF Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAURENT BEAUDOIN Mgmt no action
JALYNN H. BENNETT Mgmt no action
ANDR; B;RARD Mgmt no action
J.R. ANDR; BOMBARDIER Mgmt no action
JANINE BOMBARDIER Mgmt no action
L. DENIS DESAUTELS Mgmt no action
JEAN-LOUIS FONTAINE Mgmt no action
DANIEL JOHNSON Mgmt no action
MICHAEL H. MCCAIN Mgmt no action
01 JEAN C. MONTY Mgmt no action
JAMES E. PERRELLA Mgmt no action
CARLOS E. REPRESAS Mgmt no action
FEDERICO SADA G. Mgmt no action
PAUL M. TELLIER Mgmt no action
02 APPOINTMENT OF ERNST & YOUNG, LLP, Mgmt no action
CHARTERED ACCOUNTANTS, AS AUDITORS
03 SHAREHOLDER PROPOSAL. THE SOLE Shr no action
SHAREHOLDER PROPOSAL TO BE VOTED ON
IS SET OUT IN SCHEDULE B TO THE
ACCOMPANYING MANAGEMENT PROXY
- -------------------------------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORA Agenda: 932108524
CUSIP: 12189T104 Meeting Type: Annual
Ticker: BNI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A.L. BOECKMANN Mgmt For For
V.S. MARTINEZ Mgmt For For
M.F. RACICOT Mgmt For For
R.S. ROBERTS Mgmt For For
M.K. ROSE Mgmt For For
M.J. SHAPIRO Mgmt For For
J.C. WATTS, JR. Mgmt For For
R.H. WEST Mgmt For For
J.S. WHISLER Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
M.B. YANNEY Mgmt For For
02 APPROVAL OF THE BURLINGTON NORTHERN Mgmt For For
SANTA FE 1999 STOCK INCENTIVE PLAN,
AS PROPOSED TO BE AMENDED AND
03 ADVISE ON THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR
- -------------------------------------------------------------------------------------------------------
BURLINGTON RESOURCES INC. Agenda: 932099193
CUSIP: 122014103 Meeting Type: Annual
Ticker: BR Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 B.T. ALEXANDER Mgmt For For
R.V. ANDERSON Mgmt For For
L.I. GRANT Mgmt For For
R.J. HARDING Mgmt For For
01 J.T. LAMACCHIA Mgmt For For
R.L. LIMBACHER Mgmt For For
J.F. MCDONALD Mgmt For For
K.W. ORCE Mgmt For For
D.M. ROBERTS Mgmt For For
J.A. RUNDE Mgmt For For
J.F. SCHWARZ Mgmt For For
W. SCOTT, JR. Mgmt For For
B.S. SHACKOULS Mgmt For For
S.J. SHAPIRO Mgmt For For
W.E. WADE, JR. Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
OF THE COMPANY TO 650,000,000.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDED DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CDW CORPORATION Agenda: 932150674
CUSIP: 12512N105 Meeting Type: Annual
Ticker: CDWC Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHELLE L. COLLINS Mgmt For For
CASEY G. COWELL Mgmt For For
JOHN A. EDWARDSON Mgmt For For
DANIEL S. GOLDIN Mgmt For For
DONALD P. JACOBS Mgmt For For
MICHAEL P. KRASNY Mgmt For For
TERRY L. LENGFELDER Mgmt For For
SUSAN D. WELLINGTON Mgmt For For
BRIAN E. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF CDW
03 APPROVAL OF THE 2004 NON-EMPLOYEE Mgmt For For
DIRECTOR EQUITY COMPENSATION PLAN
- -------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda: 932131814
CUSIP: 125581108 Meeting Type: Annual
Ticker: CIT Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALBERT R. GAMPER, JR. Mgmt For For
GARY C. BUTLER Mgmt For For
WILLIAM A. FARLINGER Mgmt For For
WILLIAM M. FREEMAN Mgmt For For
HON. THOMAS H. KEAN Mgmt For For
EDWARD J. KELLY, III Mgmt For For
MARIANNE MILLER PARRS Mgmt For For
JEFFREY M. PEEK Mgmt For For
JOHN R. RYAN Mgmt For For
PETER J. TOBIN Mgmt For For
LOIS M. VAN DEUSEN Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
03 TO TRANSACT SUCH OTHER BUSINESS THAT Mgmt For For
MAY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda: 932164560
CUSIP: 127387108 Meeting Type: Annual
Ticker: CDN Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. RAYMOND BINGHAM Mgmt For For
SUSAN L. BOSTROM Mgmt For For
DONALD L. LUCAS Mgmt For For
SEAN M. MALONEY Mgmt For For
A. S. VINCENTELLI Mgmt For For
GEORGE M. SCALISE Mgmt For For
JOHN B. SHOVEN Mgmt For For
ROGER S. SIBONI Mgmt For For
LIP-BU TAN Mgmt For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT Mgmt For For
OF THE CADENCE DESIGN SYSTEMS, INC.
1987 STOCK OPTION PLAN.
03 APPROVAL OF AMENDMENT TO THE CADENCE Mgmt For For
DESIGN SYSTEMS, INC. AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE
04 RATIFICATION OF SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF CADENCE
FOR ITS FISCAL YEAR ENDING JANUARY 1,
- -------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda: 932120102
CUSIP: 136385101 Meeting Type: Special
Ticker: CNQ Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THE ELECTION AS DIRECTORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR, OF
THESE NOMINEES PROPOSED BY MANAGEMENT
DESCRIBED IN THE INFORMATION CIRCULAR
ACCOMPANYING THE NOTICE OF MEETING
AND THIS VOTING INSTRUCTION FORM,
NAMELY: CATHERINE M. BEST, N. MURRAY
EDWARDS, AMBASSADOR GORDON D. GIFFIN,
JAMES T. GRENON, JOHN G. LANGILLE,
KEITH A.J. MACPHAIL, ALLAN P. MARKIN,
JAMES S. PALMER, C.M., A.O.E., Q.C.,
ELDON R. SMITH, M.D.
02 THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, CHARTERED
ACCOUNTANTS, CALGARY, ALBERTA, AS
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX
THEIR REMUNERATION.
03 AN ORDINARY RESOLUTION INTRODUCING A Mgmt For For
CASH PAYMENT FEATURE TO THE EXERCISE
OF OPTIONS GRANTED BY THE
CORPORATION, WHICH WILL RESULT IN THE
CORPORATION FULLY EXPENSING SUCH
OPTION PAYMENTS FOR INCOME PURPOSES,
PURSUANT TO ITS AMENDED COMPILED AND
RESTATED STOCK OPTION PLAN AS SET
FORTH IN THE ACCOMPANYING INFORMATION
04 A SPECIAL RESOLUTION AUTHORIZING THE Mgmt For For
CORPORATION TO AMEND ITS ARTICLES TO
SUBDIVIDE THE ISSUED AND OUTSTANDING
COMMON SHARE OF THE CORPORATION ON A
TWO-FOR-ONE BASIS AS SET FORTH IN THE
ACCOMPANYING INFORMATION CIRCULAR.
*NOTE* THIS FORM CONFERS
DISCRETIONARY AUTHORITY TO VOTE ON
SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY
- -------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda: 932093824
CUSIP: 14040H105 Meeting Type: Annual
Ticker: COF Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. RONALD DIETZ Mgmt For For
LEWIS HAY, III Mgmt For For
MAYO A. SHATTUCK, III Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE
CORPORATION FOR 2004.
03 APPROVAL OF CAPITAL ONE S 2004 STOCK Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda: 932054303
CUSIP: 14149Y108 Meeting Type: Annual
Ticker: CAH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVE BING Mgmt For For
JOHN F. FINN Mgmt For For
JOHN F. HAVENS Mgmt For For
DAVID W. RAISBECK Mgmt For For
ROBERT D. WALTER Mgmt For For
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932127790
CUSIP: 141705103 Meeting Type: Annual
Ticker: CMX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWIN M. BANKS Mgmt For For
COLLEEN C. WELCH, PH.D. Mgmt For For
ROGER L. HEADRICK Mgmt For For
JEAN-PIERRE MILLON Mgmt For For
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932097416
CUSIP: 141705103 Meeting Type: Special
Ticker: CMX Meeting Date: 3/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt For For
CAREMARK S CERTIFICATE OF
INCORPORATION THAT WILL INCREASE THE
TOTAL NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 400 MILLION SHARES
TO 700 MILLION SHARES. THIS AMENDMENT
IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK Mgmt For For
COMMON STOCK TO ADVANCEPCS
STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE
MERGER, COUGAR MERGER CORPORATION
WILL MERGE WITH AND INTO ADVANCEPCS,
WITH ADVANCEPCS SURVIVING THE MERGER
AS A WHOLLY OWNED SUBSIDIARY OF
CAREMARK, AS DESCRIBED IN THE MERGER
AGREEMENT AND THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt Against Against
CAREMARK S CERTIFICATE OF
INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES OF (A)
PREFERRED STOCK FROM 9.5 MILLION
SHARES TO 10.5 MILLION SHARES AND (B)
SERIES C PARTICIPATING PREFERRED
STOCK FROM 500,000 SHARES TO 7
MILLION SHARES. THIS AMENDMENT IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 Mgmt For For
INCENTIVE STOCK PLAN. THE CAREMARK
RX, INC. 2004 INCENTIVE STOCK PLAN IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK Mgmt For For
SPECIAL MEETING, IF NECESSARY, FOR
THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- -------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda: 932098622
CUSIP: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICKY ARISON Mgmt For For
AMB RICHARD G. CAPEN JR Mgmt For For
ROBERT H. DICKINSON Mgmt For For
ARNOLD W. DONALD Mgmt For For
PIER LUIGI FOSCHI Mgmt For For
HOWARD S. FRANK Mgmt For For
BARONESS HOGG Mgmt For For
01 A. KIRK LANTERMAN Mgmt For For
MODESTO A. MAIDIQUE Mgmt For For
JOHN P. MCNULTY Mgmt For For
PETER RATCLIFFE Mgmt For For
SIR JOHN PARKER Mgmt For For
STUART SUBOTNICK Mgmt For For
UZI ZUCKER Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR CARNIVAL CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE
REMUNERATION OF THE INDEPENDENT
04 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
FOR CARNIVAL PLC FOR THE FINANCIAL
PERIOD ENDED NOVEMBER 30, 2003.
05 TO APPROVE THE DIRECTORS Mgmt For For
REMUNERATION REPORT OF CARNIVAL PLC.
06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For
ALLOT SHARES BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF PRE- Mgmt For For
EMPTION RIGHTS FOR CARNIVAL PLC
- -------------------------------------------------------------------------------------------------------
CELL THERAPEUTICS, INC. Agenda: 932049225
CUSIP: 150934107 Meeting Type: Special
Ticker: CTIC Meeting Date: 10/23/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER BETWEEN CELL Mgmt For For
THERAPEUTICS, INC. AND NOVUSPHARMA
S.P.A. AND THE TRANSACTIONS
CONTEMPLATED THEREBY AS SET FORTH IN
THE MERGER AGREEMENT DATED AS OF JUNE
16, 2003 BETWEEN CTI AND
- -------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda: 932172202
CUSIP: 151020104 Meeting Type: Annual
Ticker: CELG Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. JACKSON Mgmt For For
SOL J. BARER, PH.D. Mgmt For For
ROBERT J. HUGIN Mgmt For For
JACK L. BOWMAN Mgmt For For
01 FRANK T. CARY Mgmt For For
MICHAEL D. CASEY Mgmt For For
A. HULL HAYES, JR, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
RICHARD C.E. MORGAN Mgmt For For
WALTER L. ROBB, PH.D. Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
OUR CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL NUMBER OF SHARES
OF STOCK THAT WE ARE AUTHORIZED TO
ISSUE TO 280,000,000
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
- -------------------------------------------------------------------------------------------------------
CENDANT CORPORATION Agenda: 932103170
CUSIP: 151313103 Meeting Type: Annual
Ticker: CD Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RT. HON. BRIAN MULRONEY Mgmt For For
RONALD L. NELSON Mgmt For For
ROBERT W. PITTMAN Mgmt For For
MYRA J. BIBLOWIT Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
02 TO APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For
OF INCORPORATION AND BY-LAWS OF THE
COMPANY TO ELIMINATE CLASSIFICATION
OF THE BOARD OF DIRECTORS OF THE
03 TO RATIFY AND APPROVE THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
04 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SEPARATION OF THE OFFICES OF CHIEF
EXECUTIVE OFFICER AND CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr Against For
EXECUTIVE OFFICER COMPENSATION.
- -------------------------------------------------------------------------------------------------------
CERIDIAN CORPORATION Agenda: 932128449
CUSIP: 156779100 Meeting Type: Annual
Ticker: CEN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. CADOGAN Mgmt For For
01 NICHOLAS D. CHABRAJA Mgmt For For
ROBERT H. EWALD Mgmt For For
RONALD T. LEMAY Mgmt For For
GEORGE R. LEWIS Mgmt For For
RONALD L. TURNER Mgmt For For
CAROLE J. UHRICH Mgmt For For
ALAN F. WHITE Mgmt For For
02 PROPOSAL TO APPROVE THE CERIDIAN Mgmt For For
CORPORATION 2004 LONG-TERM STOCK
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE CERIDIAN Mgmt For For
CORPORATION AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
CHUBB CORPORATION Agenda: 932113412
CUSIP: 171232101 Meeting Type: Annual
Ticker: CB Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ZOE BAIRD Mgmt For For
SHEILA P. BURKE Mgmt For For
JAMES I. CASH, JR. Mgmt For For
JOEL J. COHEN Mgmt For For
JAMES M. CORNELIUS Mgmt For For
JOHN D. FINNEGAN Mgmt For For
DAVID H. HOAG Mgmt For For
KLAUS J. MANGOLD Mgmt For For
SIR DAVID G SCHOLEY CBE Mgmt For For
RAYMOND G.H. SEITZ Mgmt For For
LAWRENCE M. SMALL Mgmt For For
DANIEL E. SOMERS Mgmt For For
KAREN HASTIE WILLIAMS Mgmt For For
JAMES M. ZIMMERMAN Mgmt For For
ALFRED W. ZOLLAR Mgmt For For
02 APPROVE THE ADOPTION OF THE CHUBB Mgmt For For
CORPORATION LONG-TERM STOCK INCENTIVE
PLAN (2004)
03 APPROVE THE ADOPTION OF THE CHUBB Mgmt For For
CORPORATION LONG-TERM STOCK INCENTIVE
PLAN FOR NON-EMPLOYEE DIRECTORS
04 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
2004
05 SHAREHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC. Agenda: 932173381
CUSIP: 172737108 Meeting Type: Annual
Ticker: CC Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E.V. GOINGS Mgmt For For
JAMES F. HARDYMON Mgmt For For
ALLEN B. KING Mgmt For For
J. PATRICK SPAINHOUR Mgmt For For
CAROLYN Y. WOO Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
1984 CIRCUIT CITY STORES, INC.
EMPLOYEE STOCK PURCHASE PLAN.
03 APPROVAL OF AN AMENDMENT TO THE 2000 Mgmt For For
NON-EMPLOYEE DIRECTORS STOCK
INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR FISCAL YEAR 2005.
- -------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda: 932046899
CUSIP: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. BARTZ Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JAMES F. GIBBONS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RODERICK C. MCGEARY Mgmt For For
JAMES C. MORGAN Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
DONALD T. VALENTINE Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN AND A 5-YEAR
EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
THAT THE BOARD PREPARE A REPORT EACH
FISCAL YEAR ON CISCO HARDWARE AND
SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
THAT THE BOARD S COMPENSATION
COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT
COMPARING TOTAL COMPENSATION OF THE
COMPANY S TOP EXECUTIVES AND ITS
LOWEST PAID WORKERS IN THE U.S. AND
ABROAD AS OF SPECIFIC DATES, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt For For
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
DUDLEY C. MECUM Mgmt For For
RICHARD D. PARSONS Mgmt For For
ANDRALL E. PEARSON Mgmt For For
CHARLES PRINCE Mgmt For For
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
SANFORD I. WEILL Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS CITIGROUP S INDEPENDENT
AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
CURB ON EXECUTIVE COMPENSATION, NO
FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION
04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS,
OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
- -------------------------------------------------------------------------------------------------------
CITY NATIONAL CORPORATION Agenda: 932115810
CUSIP: 178566105 Meeting Type: Annual
Ticker: CYN Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RUSSELL GOLDSMITH Mgmt For For
MICHAEL L. MEYER Mgmt For For
RONALD L. OLSON Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDED AND Mgmt Against Against
RESTATED 2002 OMNIBUS PLAN
03 PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 1999 VARIABLE BONUS PLAN
- -------------------------------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC. Agenda: 932122182
CUSIP: 184502102 Meeting Type: Annual
Ticker: CCU Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAN D. FELD Mgmt For For
THOMAS O. HICKS Mgmt For For
PERRY J. LEWIS Mgmt For For
L. LOWRY MAYS Mgmt For For
MARK P. MAYS Mgmt For For
RANDALL T. MAYS Mgmt For For
B.J. MCCOMBS Mgmt For For
PHYLLIS B. RIGGINS Mgmt For For
THEORDORE H. STRAUSS Mgmt For For
J.C. WATTS Mgmt For For
JOHN H. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
- -------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda: 932100352
CUSIP: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HERBERT A. ALLEN Mgmt For For
RONALD W. ALLEN Mgmt For For
CATHLEEN P. BLACK Mgmt For For
WARREN E. BUFFETT Mgmt For For
DOUGLAS N. DAFT Mgmt For For
BARRY DILLER Mgmt For For
DONALD R. KEOUGH Mgmt For For
SUSAN BENNETT KING Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
DONALD F. MCHENRY Mgmt For For
ROBERT L. NARDELLI Mgmt For For
SAM NUNN Mgmt For For
J. PEDRO REINHARD Mgmt For For
JAMES D. ROBINSON III Mgmt For For
PETER V. UEBERROTH Mgmt For For
JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
03 SHARE-OWNER PROPOSAL REGARDING REPORT Shr For For
RELATED TO GLOBAL HIV/AIDS PANDEMIC
04 SHARE-OWNER PROPOSAL REGARDING STOCK Shr Against For
OPTION GLASS CEILING REPORT
05 SHARE-OWNER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION
06 SHARE-OWNER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK
07 SHARE-OWNER PROPOSAL REGARDING SENIOR Shr Against For
EXECUTIVE PARTICIPATION IN COMPANY S
COMPENSATION AND DEFERRAL INVESTMENT
PROGRAM
08 SHARE-OWNER PROPOSAL ON CHINA Shr Against For
BUSINESS PRINCIPLES
09 SHARE-OWNER PROPOSAL REGARDING Shr Against For
SEPARATE POSITIONS OF CEO AND
- -------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda: 932139012
CUSIP: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S. DECKER ANSTROM Mgmt For For
C. MICHAEL ARMSTRONG Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH L. CASTLE, II Mgmt For For
J. MICHAEL COOK Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 RESTRICTED STOCK PLAN. Mgmt For For
04 AMENDMENT TO ARTICLES OF Mgmt For For
05 ESTABLISH A TWO-THIRDS INDEPENDENT Shr Against For
BOARD.
06 DISCLOSE POLITICAL CONTRIBUTIONS. Shr Against For
07 NOMINATE TWO DIRECTORS FOR EVERY OPEN Shr Against For
DIRECTORSHIP.
08 LIMIT COMPENSATION FOR SENIOR Shr Against For
EXECUTIVES.
09 ADOPT A RECAPITALIZATION PLAN. Shr Against For
- -------------------------------------------------------------------------------------------------------
CONCORD EFS, INC. Agenda: 932049201
CUSIP: 206197105 Meeting Type: Special
Ticker: CE Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 1, 2003,
AMONG FIRST DATA CORPORATION, MONACO
SUBSIDIARY CORPORATION, A WHOLLY
OWNED SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
- -------------------------------------------------------------------------------------------------------
CONCORD EFS, INC. Agenda: 932088378
CUSIP: 206197105 Meeting Type: Special
Ticker: CE Meeting Date: 2/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 1, 2003, AS
AMENDED BY THE AMENDMENT AND
ABEYANCE AGREEMENT, DATED AS OF
DECEMBER 14, 2003, AMONG FIRST DATA
CORPORATION, MONACO SUBSIDIARY
CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF FIRST DATA CORPORATION,
- -------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda: 932117826
CUSIP: 20854P109 Meeting Type: Annual
Ticker: CNX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN L. WHITMIRE Mgmt For For
J. BRETT HARVEY Mgmt For For
JAMES E. ALTMEYER SR. Mgmt For For
PHILIP W. BAXTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
PATRICIA A. HAMMICK Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS: PRICEWATERHOUSECOOPERS
- -------------------------------------------------------------------------------------------------------
ADOLPH COORS COMPANY Agenda: 932043918
CUSIP: 217016104 Meeting Type: Special
Ticker: RKY Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE ON THE Mgmt For For
REINCORPORATION OF THE COMPANY IN THE
STATE OF DELAWARE, TO BE EFFECTED
PURSUANT TO AN AGREEMENT AND PLAN OF
MERGER, DATED AUGUST 14, 2003, BY AND
BETWEEN THE COMPANY AND ADOLPH COORS
COMPANY, A DELAWARE CORPORATION AND A
WHOLLY OWNED SUBSIDIARY OF THE
COMPANY (ACC DELAWARE), AS MORE
FULLY DESCRIBED IN THE PROXY
02 TO APPROVE ANY PROPOSAL WHICH MAY BE Mgmt For For
SUBMITTED BY THE COMPANY TO ADJOURN
THE SPECIAL MEETING TO A LATER DATE
TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF PROPOSAL 1 ABOVE IN THE
EVENT THAT THERE ARE NOT SUFFICIENT
VOTES FOR APPROVAL OF PROPOSAL 1 AT
THE SPECIAL MEETING.
- -------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda: 932106467
CUSIP: 219350105 Meeting Type: Annual
Ticker: GLW Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEREMY R. KNOWLES Mgmt For For
EUGENE C. SIT Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
HANSEL E. TOOKES II Mgmt For For
WENDELL P. WEEKS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
CORNING S INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2004.
03 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
COVAD COMMUNICATIONS GROUP, INC. Agenda: 932161653
CUSIP: 222814204 Meeting Type: Annual
Ticker: COVD Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L. DALE CRANDALL Mgmt For For
HELLENE S. RUNTAGH Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS, Mgmt For For
PRICEWATERHOUSECOOPERS LLP, FOR THE
2004 FISCAL YEAR
- -------------------------------------------------------------------------------------------------------
COX COMMUNICATIONS, INC. Agenda: 932117395
CUSIP: 224044107 Meeting Type: Annual
Ticker: COX Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 G. DENNIS BERRY Mgmt For For
JANET M. CLARKE Mgmt For For
JAMES C. KENNEDY Mgmt For For
01 ROBERT C. O'LEARY Mgmt For For
JAMES O. ROBBINS Mgmt For For
RODNEY W. SCHROCK Mgmt For For
ANDREW J. YOUNG Mgmt For For
02 ADOPTION OF THE 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
- -------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda: 932110062
CUSIP: 232806109 Meeting Type: Annual
Ticker: CY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 T.J. RODGERS Mgmt For For
FRED B. BIALEK Mgmt For For
ERIC A. BENHAMOU Mgmt For For
JOHN C. LEWIS Mgmt For For
ALAN F. SHUGART Mgmt For For
JAMES R. LONG Mgmt For For
W. STEVE ALBRECHT Mgmt For For
02 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt Against Against
THE 1994 STOCK PLAN (AS AMENDED AND
RESTATED).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
DANA CORPORATION Agenda: 932100249
CUSIP: 235811106 Meeting Type: Annual
Ticker: DCN Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 B.F. BAILAR Mgmt For For
A.C. BAILLIE Mgmt For For
D.E. BERGES Mgmt For For
M.J. BURNS Mgmt For For
E.M. CARPENTER Mgmt For For
S.G. GIBARA Mgmt For For
C.W. GRISE Mgmt For For
G.H. HINER Mgmt For For
J.P. KELLY Mgmt For For
M.R. MARKS Mgmt For For
R.B. PRIORY Mgmt For For
02 TO APPROVE THE ADDITIONAL Mgmt For For
COMPENSATION PLAN, AS AMENDED AND
03 TO APPROVE THE EMPLOYEES STOCK Mgmt For For
PURCHASE PLAN, AS AMENDED AND
04 TO APPROVE AMENDMENTS TO THE AMENDED Mgmt For For
AND RESTATED STOCK INCENTIVE PLAN
05 TO RATIFY PRICEWATERHOUSECOOPERS AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda: 932083607
CUSIP: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT W. LANE Mgmt For For
ANTONIO MADERO B. Mgmt For For
AULANA L. PETERS Mgmt For For
JOHN R. WALTER Mgmt For For
- -------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION Agenda: 932010123
CUSIP: 247025109 Meeting Type: Annual
Ticker: DELL Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. MILES Mgmt For For
ALEX J. MANDL Mgmt For For
MORTON L. TOPFER Mgmt For For
02 ELIMINATION OF CLASSIFIED BOARD Mgmt For For
03 CHANGE OF COMPANY NAME TO DELL INC. Mgmt For For
04 APPROVAL OF EXECUTIVE ANNUAL Mgmt Against Against
INCENTIVE BONUS PLAN
- -------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda: 932157628
CUSIP: 25179M103 Meeting Type: Annual
Ticker: DVN Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS F. FERGUSON Mgmt For For
PETER J. FLUOR Mgmt For For
DAVID M. GAVRIN Mgmt For For
MICHAEL E. GELLERT Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR
FOR THE YEAR ENDING DECEMBER 31,
03 REVISE DIRECTOR ELECTION VOTE Shr Against For
- -------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda: 932110036
CUSIP: 25271C102 Meeting Type: Annual
Ticker: DO Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES S. TISCH Mgmt For For
LAWRENCE R. DICKERSON Mgmt For For
ALAN R. BATKIN Mgmt For For
CHARLES L. FABRIKANT Mgmt For For
HERBERT C. HOFMANN Mgmt For For
ARTHUR L. REBELL Mgmt For For
RAYMOND S. TROUBH Mgmt For For
02 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO APPROVE THE AMENDED AND RESTATED
DIAMOND OFFSHORE DRILLING, INC. 2000
STOCK OPTION PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR FISCAL
YEAR 2004.
- -------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. Agenda: 932162910
CUSIP: 25459L106 Meeting Type: Annual
Ticker: DTV Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 K. RUPERT MURDOCH Mgmt For For
NEIL R. AUSTRIAN Mgmt For For
CHARLES R. LEE Mgmt For For
02 APPROVAL OF THE 2004 STOCK PLAN Mgmt For For
03 APPROVAL OF THE EXECUTIVE OFFICER Mgmt For For
CASH BONUS PLAN
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda: 932078175
CUSIP: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 3/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN E. BRYSON Mgmt For For
JOHN S. CHEN Mgmt For For
01 MICHAEL D. EISNER Mgmt Withheld Against
JUDITH L. ESTRIN Mgmt For For
ROBERT A. IGER Mgmt For For
AYLWIN B. LEWIS Mgmt For For
MONICA C. LOZANO Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
GEORGE J. MITCHELL Mgmt For For
LEO J. O'DONOVAN, S.J. Mgmt For For
GARY L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 TO APPROVE THE HARRINGTON INVESTMENTS Shr Against For
SHAREHOLDER PROPOSAL RELATING TO
LABOR STANDARDS FOR CHINA.
04 TO APPROVE THE NEW YORK CITY Shr Against For
RETIREMENT SYSTEMS AND PENSION FUNDS
PROPOSAL RELATING TO LABOR STANDARDS
IN CHINA.
05 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO THEME PARK SAFETY
REPORTING.
- -------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda: 932111812
CUSIP: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD A. ALLEMANG Mgmt For For
JOHN C. DANFORTH Mgmt For For
JEFF M. FETTIG Mgmt For For
ANDREW N. LIVERIS Mgmt For For
JAMES M. RINGLER Mgmt For For
WILLIAM S. STAVROPOULOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION FOR THE ANNUAL
ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
- -------------------------------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED Agenda: 932118842
CUSIP: 26874Q100 Meeting Type: Annual
Ticker: ESV Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID M. CARMICHAEL Mgmt For For
THOMAS L. KELLY II Mgmt For For
RITA M. RODRIGUEZ Mgmt For For
- -------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda: 932108500
CUSIP: 26875P101 Meeting Type: Annual
Ticker: EOG Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE A. ALCORN Mgmt For For
CHARLES R. CRISP Mgmt For For
MARK G. PAPA Mgmt For For
EDMUND P. SEGNER, III Mgmt For For
DONALD F. TEXTOR Mgmt For For
FRANK G. WISNER Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP,
INDEPENDENT PUBLIC ACCOUNTANTS, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EOG RESOURCES, INC. 1992 STOCK PLAN.
04 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For For
MAY PROPERLY BE BROUGHT BEFORE THE
MEETING OR ANY ADJOURNMENTS THEREOF.
- -------------------------------------------------------------------------------------------------------
EBAY INC. Agenda: 932168924
CUSIP: 278642103 Meeting Type: Annual
Ticker: EBAY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIPPE BOURGUIGNON Mgmt For For
THOMAS J. TIERNEY Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVAL OF AMENDMENTS TO OUR 1999 Mgmt Against Against
GLOBAL EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE BY
6,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 1999 PLAN.
03 APPROVAL OF AN AMENDMENT TO OUR 2001 Mgmt Against Against
EQUITY INCENTIVE PLAN TO INCREASE BY
18,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 2001 PLAN.
04 APPROVAL OF AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM
900,000,000 TO 1,790,000,000 SHARES.
05 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2004.
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda: 932049643
CUSIP: 284131208 Meeting Type: Annual
Ticker: ELN Meeting Date: 10/21/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
O1 ORDINARY RESOLUTION 1 Mgmt For For
O2 ORDINARY RESOLUTION 2 Mgmt For For
O3 ORDINARY RESOLUTION 3 Mgmt For For
O4 ORDINARY RESOLUTION 4 Mgmt For For
O5 ORDINARY RESOLUTION 5 Mgmt For For
O6 ORDINARY RESOLUTION 6 Mgmt For For
O7 ORDINARY RESOLUTION 7 Mgmt For For
O8 ORDINARY RESOLUTION 8 Mgmt For For
S09 SPECIAL RESOLUTION 9 Mgmt For For
S10 SPECIAL RESOLUTION 10 Mgmt For For
- -------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda: 932184079
CUSIP: 284131208 Meeting Type: Annual
Ticker: ELN Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2003 TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND AUDITORS
O2 TO RE-ELECT MR. BRENDAN BOUSHEL WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O3 TO RE-ELECT MR. JOHN GROOM WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O4 TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O5 TO RE-ELECT DR. DENNIS SELKOE WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O6 TO RE-ELECT MR. DANIEL TULLY WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O7 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
S10 THAT THE ELAN CORPORATION, PLC Mgmt For For
EMPLOYEE EQUITY PURCHASE PLAN (THE
ESPP) BE APPROVED AND ADOPTED.
S11 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY
AUTHORISED TO ALLOT AND ISSUE ALL
RELEVANT SECURITIES OF THE COMPANY.
S12 THAT THE AUTHORISED SHARE CAPITAL OF Mgmt For For
THE COMPANY BE INCREASED FROM
30,002,500 TO 33,502,500.
S13 THAT, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 12 IN THE NOTICE OF THIS
MEETING, THE ARTICLES OF ASSOCIATION
BE AMENDED.
S14 THAT, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 11 IN THE NOTICE OF THE
MEETING, THE DIRECTORS BE AND ARE
HEREBY EMPOWERED TO ALLOT SECURITIES
FOR CASH.
S15 THAT THE COMPANY AND/OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY BE AND IS
HEREBY GENERALLY AUTHORIZED TO MAKE
MARKET PURCHASES OF SHARES OF ANY
CLASS OF THE COMPANY.
S16 THAT THE RE-ISSUE PRICE RANGE AT Mgmt For For
WHICH ANY TREASURY SHARES FOR THE
TIME BEING HELD BY THE COMPANY MAY BE
RE-ISSUED OFF-MARKET SHALL BE THE
MAXIMUM PRICE EQUAL TO 120 PER CENT
OF THE RELEVANT PRICE; AND THE
MINIMUM PRICE EQUAL TO 95 PER CENT OF
S8 THAT THE BOARD OF DIRECTORS BE Mgmt For For
AUTHORISED TO ISSUE SHARE OPTIONS TO
NON-EXECUTIVE DIRECTORS IN ACCORDANCE
WITH THE TERMS OF THE ELAN
CORPORATION, PLC 1996 CONSULTANT
OPTION PLAN.
S9 THAT THE ELAN CORPORATION, PLC 2004 Mgmt For For
RESTRICTED STOCK PLAN (THE RSU PLAN)
BE APPROVED AND ADOPTED.
- -------------------------------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORPORATION Agenda: 932133135
CUSIP: 285661104 Meeting Type: Annual
Ticker: EDS Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER A. ENRICO Mgmt For For
ELLEN M. HANCOCK Mgmt For For
C. ROBERT KIDDER Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL REGARDING Shr For Against
CLASSIFIED BOARD.
04 SHAREHOLDER PROPOSAL REGARDING RIGHTS Shr For Against
PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTE.
- -------------------------------------------------------------------------------------------------------
EXPEDIA, INC. Agenda: 932028031
CUSIP: 302125109 Meeting Type: Special
Ticker: EXPE Meeting Date: 8/8/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MARCH 18, 2003,
AMONG USA INTERACTIVE (NOW
INTERACTIVECORP), EQUINOX MERGER
CORP. AND EXPEDIA, INC., AND THE
TRANSACTIONS CONTEMPLATED THEREBY. A
COPY OF THE MERGER AGREEMENT IS SET
FORTH IN APPENDIX A TO THE PROXY AND
INFORMATION STATEMENT/ PROSPECTUS,
DATED JULY 9, 2003.
- -------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC. Agenda: 932150105
CUSIP: 302182100 Meeting Type: Annual
Ticker: ESRX Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY G. BENANAV Mgmt For For
FRANK J. BORELLI Mgmt For For
NICHOLAS J. LAHOWCHIC Mgmt For For
THOMAS P. MAC MAHON Mgmt For For
JOHN O. PARKER, JR. Mgmt For For
GEORGE PAZ Mgmt For For
SAMUEL K. SKINNER Mgmt For For
SEYMOUR STERNBERG Mgmt For For
BARRETT A. TOAN Mgmt For For
HOWARD L. WALTMAN Mgmt For For
02 APPROVAL AND RATIFICATION OF THE Mgmt For For
PROPOSED AMENDMENT TO THE COMPANY S
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF THE COMPANY S
COMMON STOCK FROM 181,000,000 SHARES
TO 275,000,000 SHARES.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
2004.
- -------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda: 932133123
CUSIP: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. BOSKIN Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.J. LONGWELL Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt For For
L.R. RAYMOND Mgmt For For
W.V. SHIPLEY Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 27).
03 APPROVAL OF 2004 NON-EMPLOYEE Mgmt For For
DIRECTOR RESTRICTED STOCK PLAN (PAGE
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
05 POLITICAL CONTRIBUTIONS REPORT (PAGE Shr Against For
32).
06 MEDIA RESPONSE ON EQUATORIAL GUINEA Shr Against For
(PAGE 34).
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr Against For
08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr Against For
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For
- -------------------------------------------------------------------------------------------------------
FEDERAL HOME LOAN MORTGAGE CORPORATI Agenda: 932098343
CUSIP: 313400301 Meeting Type: Annual
Ticker: FRE Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOAN E. DONOGHUE Mgmt For For
MICHELLE ENGLER Mgmt For For
RICHARD KARL GOELTZ Mgmt For For
GEORGE D. GOULD Mgmt For For
HENRY KAUFMAN Mgmt For For
JOHN B. MCCOY Mgmt For For
SHAUN F. O'MALLEY Mgmt For For
RONALD F. POE Mgmt For For
STEPHEN A. ROSS Mgmt For For
DONALD J. SCHUENKE Mgmt For For
CHRISTINA SEIX Mgmt For For
RICHARD F. SYRON Mgmt For For
WILLIAM J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE YEAR
- -------------------------------------------------------------------------------------------------------
FANNIE MAE Agenda: 932154420
CUSIP: 313586109 Meeting Type: Annual
Ticker: FNM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.B. ASHLEY Mgmt For For
K.M. DUBERSTEIN Mgmt For For
T.P. GERRITY Mgmt For For
T. HOWARD Mgmt For For
A. KOROLOGOS Mgmt For For
F.V. MALEK Mgmt For For
D.B. MARRON Mgmt For For
01 D.H. MUDD Mgmt For For
A.M. MULCAHY Mgmt For For
J.K. PICKETT Mgmt For For
L. RAHL Mgmt For For
F.D. RAINES Mgmt For For
H.P. SWYGERT Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
FANNIE MAE EMPLOYEE STOCK PURCHASE
04 STOCKHOLDER PROPOSAL TO REINSTATE Shr For Against
CUMULATIVE VOTING
- -------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda: 932038183
CUSIP: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 9/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AUGUST A. BUSCH IV Mgmt For For
JOHN A. EDWARDSON Mgmt For For
GEORGE J. MITCHELL Mgmt For For
JOSHUA I. SMITH Mgmt For For
02 APPROVAL OF INCENTIVE STOCK PLAN. Mgmt For For
03 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY C. DUQUES Mgmt For For
CHARLES T. FOTE Mgmt For For
RICHARD P. KIPHART Mgmt For For
JOAN E. SPERO Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932049073
CUSIP: 319963104 Meeting Type: Special
Ticker: FDC Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
FIRST DATA COMMON STOCK AS
CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 1,
2003, AMONG FIRST DATA CORPORATION,
MONACO SUBSIDIARY CORPORATION, A
WHOLLY OWNED SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
- -------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda: 932019599
CUSIP: 345838106 Meeting Type: Annual
Ticker: FRX Meeting Date: 8/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HOWARD SOLOMON Mgmt For For
WILLIAM J. CANDEE, III Mgmt For For
GEORGE S. COHAN Mgmt For For
DAN L. GOLDWASSER Mgmt For For
LESTER B. SALANS Mgmt For For
KENNETH E. GOODMAN Mgmt For For
PHILLIP M. SATOW Mgmt For For
02 RATIFICATION OF AMENDMENT OF THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION TO AUTHORIZE ADDITIONAL
SHARES OF THE COMPANY S COMMON
03 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
FOX ENTERTAINMENT GROUP, INC. Agenda: 932054771
CUSIP: 35138T107 Meeting Type: Annual
Ticker: FOX Meeting Date: 11/25/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 K. RUPERT MURDOCH Mgmt For For
PETER CHERNIN Mgmt For For
DAVID F. DEVOE Mgmt For For
ARTHUR M. SISKIND Mgmt For For
LACHLAN K. MURDOCH Mgmt For For
CHRISTOS M. COTSAKOS Mgmt For For
01 THOMAS W. JONES Mgmt For For
PETER POWERS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda: 932122497
CUSIP: 35671D857 Meeting Type: Annual
Ticker: FCX Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. ALLISON Mgmt For For
MR. CLIFFORD Mgmt For For
MR. MOFFETT Mgmt For For
MR. RANKIN Mgmt For For
MR. WHARTON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2004 Mgmt Against Against
DIRECTOR COMPENSATION PLAN.
04 STOCKHOLDER PROPOSAL REGARDING Shr Against For
FINANCIAL SUPPORT OF INDONESIAN
GOVERNMENT SECURITY PERSONNEL
- -------------------------------------------------------------------------------------------------------
GENENTECH, INC. Agenda: 932111797
CUSIP: 368710406 Meeting Type: Consent
Ticker: DNA Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE BYLAWS Mgmt For For
WITH RESPECT TO THE NUMBER OF
AUTHORIZED DIRECTORS.
02 HERBERT W. BOYER Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
MARK RICHMOND Mgmt For For
CHARLES A. SANDERS Mgmt For For
WILLIAM M. BURNS Mgmt For For
ERICH HUNZIKER Mgmt For For
JONATHAN K.C. KNOWLES Mgmt For For
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED SHARES OF
04 TO APPROVE THE 2004 EQUITY INCENTIVE Mgmt Against Against
PLAN
05 TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
2B1 ELECT WILLIAM M. BURNS AS DIRECTOR Mgmt For
2B2 ELECT ERICH HUNZIKER AS DIRECTOR Mgmt Abstain
2B3 ELECT JONATHAN K.C. KNOWLES AS Mgmt For
- -------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda: 932119440
CUSIP: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 N.D. CHABRAJA Mgmt For For
J.S. CROWN Mgmt For For
L. CROWN Mgmt For For
W.P. FRICKS Mgmt For For
C.H. GOODMAN Mgmt For For
J.L. JOHNSON Mgmt For For
G.A. JOULWAN Mgmt For For
P.G. KAMINSKI Mgmt For For
J.M. KEANE Mgmt For For
L.L. LYLES Mgmt For For
C.E. MUNDY, JR. Mgmt For For
R. WALMSLEY Mgmt For For
02 APPROVAL OF THE EQUITY COMPENSATION Mgmt For For
PLAN.
03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against
POISON PILLS.
04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
FOREIGN MILITARY SALES.
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr For Against
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr Against For
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
KENNETH G. LANGONE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO Mgmt For For
EXECUTIVE OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr Against For
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda: 932036127
CUSIP: 370334104 Meeting Type: Annual
Ticker: GIS Meeting Date: 9/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN R. DEMERITT Mgmt For For
LIVIO D. DESIMONE Mgmt For For
WILLIAM T. ESREY Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
JUDITH R. HOPE Mgmt For For
ROBERT L. JOHNSON Mgmt For For
JOHN M. KEENAN Mgmt For For
HEIDI G. MILLER Mgmt For For
H. OCHOA-BRILLEMBOURG Mgmt For For
STEPHEN W. SANGER Mgmt For For
01 A. MICHAEL SPENCE Mgmt For For
DOROTHY A. TERRELL Mgmt For For
RAYMOND G. VIAULT Mgmt For For
PAUL S. WALSH Mgmt For For
02 APPROVAL OF APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITOR.
03 ADOPTION OF THE GENERAL MILLS, INC. Mgmt For For
2003 STOCK COMPENSATION PLAN.
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932040380
CUSIP: 370442832 Meeting Type: Consent
Ticker: GMH Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For
AMENDMENT
02 RATIFICATION OF THE NEW HUGHES Mgmt For For
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For
INCLUDING THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK Mgmt For For
05 RATIFICATION OF THE NEWS STOCK Mgmt For For
ACQUISITION
06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For
AMENDMENT
- -------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda: 932145611
CUSIP: 375558103 Meeting Type: Annual
Ticker: GILD Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL BERG Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
GEORGE P. SHULTZ Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF GILEAD FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE THE ADOPTION OF GILEAD S Mgmt Against Against
2004 EQUITY INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF GILEAD COMMON STOCK FROM
500,000,000 TO 700,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY Agenda: 932110745
CUSIP: 375766102 Meeting Type: Annual
Ticker: G Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD F. DEGRAAN Mgmt For For
WILBUR H. GANTZ Mgmt For For
JAMES M. KILTS Mgmt For For
JORGE PAULO LEMANN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
AUDITOR.
03 APPROVAL OF THE 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL TO DECLASSIFY Shr For Against
THE BOARD OF DIRECTORS.
05 SHAREHOLDER PROPOSAL TO LIMIT Shr Against For
SERVICES PROVIDED BY THE AUDITOR.
06 SHAREHOLDER PROPOSAL TO EXPENSE STOCK Shr For Against
OPTIONS.
- -------------------------------------------------------------------------------------------------------
HCA INC. Agenda: 932144885
CUSIP: 404119109 Meeting Type: Annual
Ticker: HCA Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt For For
MAGDALENA H AVERHOFF MD Mgmt For For
JACK O. BOVENDER, JR. Mgmt For For
RICHARD M. BRACKEN Mgmt For For
MARTIN FELDSTEIN Mgmt For For
THOMAS F. FRIST, JR. MD Mgmt For For
FREDERICK W. GLUCK Mgmt For For
GLENDA A. HATCHETT Mgmt For For
CHARLES O. HOLLIDAY JR. Mgmt For For
T. MICHAEL LONG Mgmt For For
JOHN H. MCARTHUR Mgmt For For
KENT C. NELSON Mgmt For For
01 FRANK S. ROYAL, MD Mgmt For For
HAROLD T. SHAPIRO Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
HCA S INDEPENDENT AUDITOR, AS
DESCRIBED IN THE PROXY STATEMENT.
03 APPROVAL OF THE HCA INC. AMENDED AND Mgmt For For
RESTATED MANAGEMENT STOCK PURCHASE
PLAN.
- -------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda: 932118931
CUSIP: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.L. CRANDALL Mgmt For For
K.T. DERR Mgmt For For
C.J. DIBONA Mgmt For For
W.R. HOWELL Mgmt For For
R.L. HUNT Mgmt For For
D.J. LESAR Mgmt For For
A.B. LEWIS Mgmt For For
J.L. MARTIN Mgmt For For
J.A. PRECOURT Mgmt For For
D.L. REED Mgmt For For
C.J. SILAS Mgmt For For
02 PROPOSAL TO AMEND HALLIBURTON S Mgmt For For
CERTIFICATE OF INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN Shr Against For
IRAN.
04 STOCKHOLDER PROPOSAL ON DIRECTOR Shr Against For
ELECTION VOTE THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE Shr Against For
CHAIRMAN/CEO.
- -------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda: 932114818
CUSIP: 412822108 Meeting Type: Annual
Ticker: HDI Meeting Date: 4/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BARRY K. ALLEN Mgmt For For
RICHARD I. BEATTIE Mgmt For For
02 APPROVAL OF THE AMENDED CORPORATE Mgmt For For
SHORT TERM INCENTIVE PLAN.
03 APPROVAL OF THE 2004 INCENTIVE STOCK Mgmt For For
PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
- -------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. Agenda: 932109413
CUSIP: 413619107 Meeting Type: Annual
Ticker: HET Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RALPH HORN Mgmt For For
GARY W. LOVEMAN Mgmt For For
PHILIP G. SATRE Mgmt For For
BOAKE A. SELLS Mgmt For For
02 ADOPTION OF THE COMPANY S 2004 EQUITY Mgmt For For
INCENTIVE AWARD PLAN.
03 ADOPTION OF THE COMPANY S 2005 SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
POLITICAL CONTRIBUTIONS.
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY
FOR 2004 CALENDAR YEAR.
- -------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L.T. BABBIO, JR. Mgmt For For
P.C. DUNN Mgmt For For
C.S. FIORINA Mgmt For For
R.A. HACKBORN Mgmt For For
G.A. KEYWORTH II Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
S.M. LITVACK Mgmt For For
R.L. RYAN Mgmt For For
L.S. SALHANY Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP Mgmt For For
AS HEWLETT-PACKARD COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD Mgmt Against Against
COMPANY 2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr For Against
OPTION EXPENSING PROPOSAL
- -------------------------------------------------------------------------------------------------------
HOMESTORE, INC. Agenda: 932195402
CUSIP: 437852106 Meeting Type: Annual
Ticker: HOMS Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM E. KELVIE Mgmt For For
KENNETH K. KLEIN Mgmt For For
- -------------------------------------------------------------------------------------------------------
ICOS CORPORATION Agenda: 932115339
CUSIP: 449295104 Meeting Type: Annual
Ticker: ICOS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL N. CLARK Mgmt For For
VAUGHN D. BRYSON Mgmt For For
WILLIAM H. GATES III Mgmt For For
ROBERT W. PANGIA Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS ICOS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
03 STOCKHOLDER PROPOSAL REGARDING Shr Against For
PERFORMANCE AND TIME-BASED RESTRICTED
SHARES.
- -------------------------------------------------------------------------------------------------------
IDEC PHARMACEUTICALS CORPORATION Agenda: 932054896
CUSIP: 449370105 Meeting Type: Special
Ticker: IDPH Meeting Date: 11/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
SHARES OF IDEC PHARMACEUTICALS
CORPORATION COMMON STOCK UNDER THE
AGREEMENT AND PLAN OF MERGER, DATED
AS OF JUNE 20, 2003, BY AND AMONG
IDEC, BRIDGES MERGER CORPORATION AND
BIOGEN, INC.
02 PROPOSAL TO AMEND IDEC PHARMACEUTICAL Mgmt For For
CORPORATION S CERTIFICATE OF
INCORPORATION TO INCREASE THE
AUTHORIZED SHARES OF COMMON STOCK
FROM 500,000,000 TO 1,000,000,000 AND
TO CHANGE THE NAME OF THE CORPORATION
TO BIOGEN IDEC INC., EFFECTIVE UPON
COMPLETION OF THE
03 PROPOSAL TO APPROVE THE 2003 OMNIBUS Mgmt For For
EQUITY PLAN, EFFECTIVE UPON
COMPLETION OF THE MERGER.
04 PROPOSAL TO APPROVE THE PERFORMANCE Mgmt For For
BASED MANAGEMENT INCENTIVE PLAN,
EFFECTIVE UPON COMPLETION OF THE
MERGER.
05 PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF THE
FOREGOING PROPOSALS.
- -------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda: 932131218
CUSIP: 45168D104 Meeting Type: Annual
Ticker: IDXX Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JONATHAN W. AYERS Mgmt For For
JAMES L. MOODY, JR. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS. TO RATIFY THE
SELECTION BY THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR (PROPOSAL
- -------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda: 932115721
CUSIP: 452308109 Meeting Type: Annual
Ticker: ITW Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. ALDINGER Mgmt For For
MICHAEL J. BIRCK Mgmt For For
MARVIN D. BRAILSFORD Mgmt For For
JAMES R. CANTALUPO Mgmt For For
SUSAN CROWN Mgmt For For
DON H. DAVIS, JR. Mgmt For For
W. JAMES FARRELL Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
ROBERT S. MORRISON Mgmt For For
HAROLD B. SMITH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP.
- -------------------------------------------------------------------------------------------------------
IMCLONE SYSTEMS INCORPORATED Agenda: 932156549
CUSIP: 45245W109 Meeting Type: Annual
Ticker: IMCL Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW G. BODNAR Mgmt For For
WILLIAM W. CROUSE Mgmt For For
VINCENT T. DEVITA, JR. Mgmt For For
JOHN A. FAZIO Mgmt For For
JOSEPH L. FISCHER Mgmt For For
DAVID M. KIES Mgmt For For
DANIEL S. LYNCH Mgmt For For
WILLIAM R. MILLER Mgmt For For
DAVID SIDRANSKY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP TO SERVE AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
IMCLONE SYSTEMS INCORPORATED Agenda: 932040621
CUSIP: 45245W109 Meeting Type: Annual
Ticker: IMCL Meeting Date: 9/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW G. BODNAR Mgmt For For
VINCENT T. DEVITA, JR. Mgmt For For
JOHN A. FAZIO Mgmt For For
DAVID M. KIES Mgmt For For
WILLIAM R. MILLER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt Against Against
IMCLONE SYSTEMS INCORPORATED 2002
STOCK OPTION PLAN (THE 2002 OPTION
PLAN) TO INCREASE THE NUMBER OF
SHARES AUTHORIZED TO BE ISSUED UNDER
THE 2002 OPTION PLAN.
03 APPROVAL OF THE IMCLONE SYSTEMS Mgmt For For
INCORPORATED ANNUAL INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP TO SERVE AS THE COMPANY S
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2003.
- -------------------------------------------------------------------------------------------------------
IMPERIAL OIL LIMITED Agenda: 932101051
CUSIP: 453038408 Meeting Type: Annual
Ticker: IMO Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY
2 PIERRE DES MARAIS II Mgmt For For
B.J. (BRIAN) FISCHER Mgmt For For
T.J. (TIM) HEARN Mgmt For For
R. (ROGER) PHILLIPS Mgmt For For
J.F. (JIM) SHEPARD Mgmt For For
P.A. (PAUL) SMITH Mgmt For For
SHEELAGH D. WHITTAKER Mgmt For For
K.C. (K.C.) WILLIAMS Mgmt For For
V.L. (VICTOR) YOUNG Mgmt For For
3 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
4 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
5 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
6 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
- -------------------------------------------------------------------------------------------------------
INCO LIMITED Agenda: 932112701
CUSIP: 453258402 Meeting Type: Special
Ticker: N Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BY-LAW CONFIRMATION Mgmt For For
RESOLUTION.
02 RONALD C. CAMBRE Mgmt For For
SCOTT M. HAND Mgmt For For
CHAVIVA M. HOSEK Mgmt For For
DAVID P. O'BRIEN Mgmt For For
GLEN A. BARTON Mgmt For For
ANGUS A. BRUNEAU Mgmt For For
PETER C. JONES Mgmt For For
JOHN T. MAYBERRY Mgmt For For
ROGER PHILLIPS Mgmt For For
JAMES M. STANFORD Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS.
04 ON SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
INTERACTIVECORP Agenda: 932175347
CUSIP: 45840Q101 Meeting Type: Annual
Ticker: IACI Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD N. BARTON Mgmt For For
ROBERT R. BENNETT Mgmt For For
EDGAR BRONFMAN, JR. Mgmt For For
BARRY DILLER Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
DONALD R. KEOUGH* Mgmt For For
MARIE-JOSEE KRAVIS Mgmt For For
JOHN C. MALONE Mgmt For For
STEVEN RATTNER Mgmt For For
GEN. H.N. SCHWARZKOPF* Mgmt For For
ALAN G. SPOON* Mgmt For For
DIANE VON FURSTENBERG Mgmt For For
02 THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP TO
SERVE AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
C. GHOSN Mgmt For For
N.O. KEOHANE Mgmt For For
C.F. KNIGHT Mgmt For For
L.A. NOTO Mgmt For For
S.J. PALMISANO Mgmt For For
J.B. SLAUGHTER Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
C.M. VEST Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE
BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr For Against
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr Against For
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING Shr For Against
STOCK OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE Shr Against For
OF EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA Shr Against For
BUSINESS PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For
EXECUTIVE COMPENSATION POLICIES (PAGE
32)
- -------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 HANS W. BECHERER Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
JOHN H. BIGGS Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
HELENE L. KAPLAN Mgmt For For
LEE R. RAYMOND Mgmt For For
JOHN R. STAFFORD Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt Against Against
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr Against For
07 CHARITABLE CONTRIBUTIONS Shr Against For
08 POLITICAL CONTRIBUTIONS Shr Against For
09 SEPARATION OF CHAIRMAN AND CEO Shr Against For
10 DERIVATIVE DISCLOSURE Shr Against For
11 AUDITOR INDEPENDENCE Shr Against For
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- -------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda: 932072109
CUSIP: 466313103 Meeting Type: Annual
Ticker: JBL Meeting Date: 1/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM D. MOREAN Mgmt For For
THOMAS A. SANSONE Mgmt For For
TIMOTHY L. MAIN Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
MEL S. LAVITT Mgmt For For
STEVEN A. RAYMUND Mgmt For For
FRANK A. NEWMAN Mgmt For For
LAURENCE S. GRAFSTEIN Mgmt For For
02 TO APPROVE AMENDMENTS TO THE JABIL Mgmt For For
CIRCUIT, INC. 2002 STOCK INCENTIVE
PLAN TO (I) PROVIDE FOR AN INCREASE
IN THE AGGREGATE SHARES OF COMMON
STOCK THAT MAY BE SUBJECT TO FUTURE
AWARDS FROM 1,512,705 TO 11,512,705
SHARES, (II) PROHIBIT THE REPRICING
OF OUTSTANDING STOCK OPTIONS, AND
(III) REQUIRE STOCKHOLDER APPROVAL
FOR CERTAIN AMENDMENTS TO THE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR JABIL.
- -------------------------------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION Agenda: 932150662
CUSIP: 477143101 Meeting Type: Annual
Ticker: JBLU Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID BARGER Mgmt For For
DAVID CHECKETTS Mgmt For For
NEAL MOSZKOWSKI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda: 932048475
CUSIP: 482480100 Meeting Type: Annual
Ticker: KLAC Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. RAYMOND BINGHAM Mgmt For For
ROBERT T. BOND Mgmt For For
RICHARD J. ELKUS, JR. Mgmt For For
MICHAEL E. MARKS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
- -------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda: 932117840
CUSIP: 500255104 Meeting Type: Annual
Ticker: KSS Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WAYNE EMBRY Mgmt For For
JOHN F. HERMA Mgmt For For
R. LAWRENCE MONTGOMERY Mgmt For For
FRANK V. SICA Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL REQUESTING THAT Shr Against For
THE BOARD OF DIRECTORS COMPENSATION
COMMITTEE, IN DEVELOPING FUTURE
EXECUTIVE EQUITY COMPENSATION PLANS,
UTILIZE PERFORMANCE AND TIME-BASED
RESTRICTED SHARE PROGRAMS IN LIEU OF
STOCK OPTIONS.
04 SHAREHOLDER PROPOSAL REQUESTING THE Shr Against For
BOARD OF DIRECTORS TO AMEND THE
COMPANY S BY-LAWS TO REQUIRE THAT AN
INDEPENDENT DIRECTOR, AS DEFINED BY
THE RULES OF THE NEW YORK STOCK
EXCHANGE, BE ITS CHAIRMAN OF THE
BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION Agenda: 932118804
CUSIP: 502161102 Meeting Type: Annual
Ticker: LSI Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILFRED J. CORRIGAN Mgmt For For
JAMES H. KEYES Mgmt For For
MALCOLM R. CURRIE Mgmt For For
T.Z. CHU Mgmt For For
R. DOUGLAS NORBY Mgmt For For
MATTHEW J. O'ROURKE Mgmt For For
GREGORIO REYES Mgmt For For
LARRY W. SONSINI Mgmt For For
02 APPROVAL OF AMENDMENT TO THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
9,000,000.
03 APPROVAL OF AMENDMENT TO THE Mgmt For For
INTERNATIONAL EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 1,000,000.
04 APPROVAL OF THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S
INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR ITS 2004
FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda: 932047702
CUSIP: 518439104 Meeting Type: Annual
Ticker: EL Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 IRVINE O. HOCKADAY, JR. Mgmt For For
FRED H. LANGHAMMER Mgmt For For
ROSE MARIE BRAVO Mgmt For For
02 APPROVAL OF THE EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda: 932163253
CUSIP: 530718105 Meeting Type: Annual
Ticker: L Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT R. BENNETT Mgmt For For
PAUL A. GOULD Mgmt For For
JOHN C. MALONE Mgmt For For
02 APPROVAL OF THE LIBERTY MEDIA Mgmt For For
CORPORATION 2000 INCENTIVE PLAN (AS
AMENDED AND RESTATED EFFECTIVE APRIL
19, 2004)
03 RATIFICATION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda: 932101645
CUSIP: 532457108 Meeting Type: Annual
Ticker: LLY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.C. BEERING Mgmt For For
W. BISCHOFF Mgmt For For
F.G. PRENDERGAST Mgmt For For
K.P. SEIFERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR
2004.
03 APPROVE THE ELI LILLY AND COMPANY Mgmt For For
BONUS PLAN.
04 PROPOSAL BY SHAREHOLDERS THAT THE Shr Against For
BOARD ADOPT A COMPENSATION PROGRAM
LIMITING THE COMPENSATION OF SENIOR
EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE Shr Against For
BOARD REPORT ON HOW THE COMPANY WILL
RESPOND TO PRESSURE TO INCREASE
ACCESS TO AND AFFORDABILITY OF
PRESCRIPTION DRUGS.
- -------------------------------------------------------------------------------------------------------
LIMITED BRANDS, INC. Agenda: 932138250
CUSIP: 532716107 Meeting Type: Annual
Ticker: LTD Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EUGENE M. FREEDMAN Mgmt For For
V. ANN HAILEY Mgmt For For
DAVID T. KOLLAT Mgmt For For
LESLIE H. WEXNER Mgmt For For
02 TO ADOPT THE 2004 RESTATEMENT OF THE Mgmt For For
1993 STOCK OPTION AND PERFORMANCE
INCENTIVE PLAN (AS AMENDED AND
RESTATED, THE STOCK PLAN) TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK ISSUABLE UNDER THE
PREDECESSOR TO THE STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
LINCARE HOLDINGS, INC. Agenda: 932130583
CUSIP: 532791100 Meeting Type: Annual
Ticker: LNCR Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.P. BYRNES Mgmt For For
S.H. ALTMAN, PH.D. Mgmt For For
C.B. BLACK Mgmt For For
F.D. BYRNE, M.D. Mgmt For For
F.T. CARY Mgmt For For
W.F. MILLER, III Mgmt For For
02 APPROVAL OF THE COMPANY S 2004 STOCK Mgmt For For
PLAN.
- -------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda: 932051028
CUSIP: 535678106 Meeting Type: Annual
Ticker: LLTC Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. SWANSON, JR. Mgmt For For
DAVID S. LEE Mgmt For For
LEO T. MCCARTHY Mgmt For For
RICHARD M. MOLEY Mgmt For For
THOMAS S. VOLPE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING JUNE 27, 2004.
- -------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda: 932151525
CUSIP: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEONARD L. BERRY Mgmt For For
PAUL FULTON Mgmt For For
DAWN E. HUDSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
STEPHEN F. PAGE Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
ROBERT L. TILLMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
MBNA CORPORATION Agenda: 932107231
CUSIP: 55262L100 Meeting Type: Annual
Ticker: KRB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BERICK Mgmt For For
BENJAMIN R. CIVILETTI Mgmt For For
BRUCE L. HAMMONDS Mgmt For For
WILLIAM L. JEWS Mgmt For For
RANDOLPH D. LERNER Mgmt For For
STUART L. MARKOWITZ Mgmt For For
WILLIAM B. MILSTEAD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY Shr For Against
STATEMENT)
04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY Shr Against For
STATEMENT)
- -------------------------------------------------------------------------------------------------------
MGM MIRAGE Agenda: 932150852
CUSIP: 552953101 Meeting Type: Annual
Ticker: MGG Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES D. ALJIAN Mgmt For For
ROBERT H. BALDWIN Mgmt For For
TERRY N. CHRISTENSEN Mgmt For For
WILLIE D. DAVIS Mgmt For For
ALEXANDER M. HAIG, JR. Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
GARY N. JACOBS Mgmt For For
KIRK KERKORIAN Mgmt For For
J. TERRENCE LANNI Mgmt For For
GEORGE J. MASON Mgmt For For
JAMES J. MURREN Mgmt For For
RONALD M. POPEIL Mgmt For For
JOHN T. REDMOND Mgmt For For
DANIEL M. WADE Mgmt For For
MELVIN B. WOLZINGER Mgmt For For
ALEX YEMENIDJIAN Mgmt For For
02 TO CONSIDER AND ACT UPON THE Mgmt For For
RATIFICATION OF THE SELECTION OF
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
MACROMEDIA, INC. Agenda: 932009257
CUSIP: 556100105 Meeting Type: Annual
Ticker: MACR Meeting Date: 7/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT K. BURGESS Mgmt For For
JOHN (IAN) GIFFEN Mgmt For For
WILLIAM H. HARRIS, JR. Mgmt For For
ROBERT A. KOTICK Mgmt For For
DONALD L. LUCAS Mgmt For For
TIMOTHY O'REILLY Mgmt For For
WILLIAM B. WELTY Mgmt For For
02 ADOPTION OF THE COMPANY S 2003 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
03 RATIFICATION OF SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT
- -------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda: 932124566
CUSIP: 559222401 Meeting Type: Annual
Ticker: MGA Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A WILLIAM H. FIKE Mgmt For For
MANFRED GINGL Mgmt For For
MICHAEL D. HARRIS Mgmt For For
EDWARD C. LUMLEY Mgmt For For
KLAUS MANGOLD Mgmt For For
KARLHEINZ MUHR Mgmt For For
GERHARD RANDA Mgmt For For
DONALD RESNICK Mgmt For For
ROYDEN R. RICHARDSON Mgmt For For
FRANK STRONACH Mgmt For For
FRANZ VRANITZKY Mgmt For For
SIEGFRIED WOLF Mgmt For For
B TO VOTE FOR OR ABSTAIN IN RESPECT OF Mgmt For For
THE RE-APPOINTMENT OF ERNST & YOUNG
LLP AS THE AUDITOR OF THE
CORPORATION, BASED ON THE
RECOMMENDATION OF THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS, AND
AUTHORIZING THE AUDIT COMMITTEE TO
FIX THE AUDITOR S REMUNERATION.
- -------------------------------------------------------------------------------------------------------
MANPOWER INC. Agenda: 932103271
CUSIP: 56418H100 Meeting Type: Annual
Ticker: MAN Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHANIE A. BURNS Mgmt For For
WILLIE D. DAVIS Mgmt For For
JACK M. GREENBERG Mgmt For For
TERRY A. HUENEKE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
MANPOWER S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
- -------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda: 932121697
CUSIP: 571748102 Meeting Type: Annual
Ticker: MMC Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. BERNARD Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
ZACHARY W. CARTER Mgmt For For
ROBERT F. ERBURU Mgmt For For
OSCAR FANJUL Mgmt For For
RAY J. GROVES Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda: 932051155
CUSIP: 57772K101 Meeting Type: Annual
Ticker: MXIM Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BERGMAN Mgmt For For
JOHN F. GIFFORD Mgmt For For
B. KIPLING HAGOPIAN Mgmt For For
M.D. SAMPELS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
02 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1996 STOCK INCENTIVE
PLAN, AS AMENDED, INCREASING THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 9,400,000
SHARES FROM 95,200,000 SHARES TO
104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
400,000 SHARES FROM 14,651,567 SHARES
TO 15,051,567 SHARES.
04 TO RATIFY THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 26, 2004.
- -------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda: 932122675
CUSIP: 580135101 Meeting Type: Annual
Ticker: MCD Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BRENNAN Mgmt For For
WALTER E. MASSEY Mgmt For For
JOHN W. ROGERS, JR. Mgmt For For
ANNE-MARIE SLAUGHTER Mgmt For For
ROGER W. STONE Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF MCDONALD S CORPORATION Mgmt For For
AMENDED AND RESTATED 2001 OMNIBUS
STOCK OWNERSHIP PLAN
04 APPROVAL OF MCDONALD S CORPORATION Mgmt For For
2004 CASH INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. Agenda: 932103132
CUSIP: 58405U102 Meeting Type: Annual
Ticker: MHS Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID B. SNOW, JR. Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
BRIAN L. STROM, MD, MPH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
25, 2004.
- -------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda: 932028663
CUSIP: 585055106 Meeting Type: Annual
Ticker: MDT Meeting Date: 8/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt For For
GORDON M. SPRENGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC S INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MICHAELS STORES, INC. Agenda: 932169180
CUSIP: 594087108 Meeting Type: Annual
Ticker: MIK Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES J. WYLY, JR. Mgmt For For
SAM WYLY Mgmt For For
RICHARD E. HANLON Mgmt For For
RICHARD C. MARCUS Mgmt For For
LIZ MINYARD Mgmt For For
CECE SMITH Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS
OUR INDEPENDENT AUDITORS FOR FISCAL
03 ADOPTION OF THE AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt For For
02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
2001 STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
1999 STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda: 932020768
CUSIP: 595017104 Meeting Type: Annual
Ticker: MCHP Meeting Date: 8/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO AMEND OUR 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR
ISSUANCE UNDER SUCH PLAN BY 975,000
03 PROPOSAL TO AMEND OUR 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO ADD,
COMMENCING JANUARY 1, 2005, AN ANNUAL
AUTOMATIC INCREASE IN THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER
- -------------------------------------------------------------------------------------------------------
MILLENNIUM PHARMACEUTICALS, INC. Agenda: 932107255
CUSIP: 599902103 Meeting Type: Annual
Ticker: MLNM Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES J. HOMCY, M.D. Mgmt For For
RAJU S KUCHERLAPATI PHD Mgmt For For
ERIC S. LANDER, PH.D. Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC. Agenda: 932172593
CUSIP: 611742107 Meeting Type: Annual
Ticker: MNST Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW J. MCKELVEY Mgmt For For
GEORGE R. EISELE Mgmt For For
JOHN GAULDING Mgmt For For
RONALD J. KRAMER Mgmt For For
MICHAEL KAUFMAN Mgmt For For
JOHN SWANN Mgmt For For
01 DAVID A. STEIN Mgmt For For
02 RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
THE PERFORMANCE GOALS UNDER THE
MONSTER WORLDWIDE, INC. 1999 LONG
TERM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda: 932106265
CUSIP: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. ZANDER Mgmt For For
H.L. FULLER Mgmt For For
J. LEWENT Mgmt For For
W. MASSEY Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
J. PEPPER, JR. Mgmt For For
S. SCOTT III Mgmt For For
D. WARNER III Mgmt For For
J. WHITE Mgmt For For
M. ZAFIROVSKI Mgmt For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr Against For
EXECUTIVE COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE Shr Against For
AND TIME-BASED RESTRICTED SHARES
- -------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION Agenda: 932116874
CUSIP: 626717102 Meeting Type: Annual
Ticker: MUR Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 F.W. BLUE Mgmt For For
G.S. DEMBROSKI Mgmt For For
C.P. DEMING Mgmt For For
R.A. HERMES Mgmt For For
R.M. MURPHY Mgmt For For
W.C. NOLAN, JR. Mgmt For For
I.B. RAMBERG Mgmt For For
D.J.H. SMITH Mgmt For For
C.G. THEUS Mgmt For For
02 APPROVE THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda: 932125669
CUSIP: 636518102 Meeting Type: Annual
Ticker: NATI Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES J. TRUCHARD Mgmt For For
CHARLES J. ROESSLEIN Mgmt For For
02 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY S 1994 INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE THEREUNDER
750,000 SHARES TO AN AGGREGATE OF
16,950,000 SHARES AND TO EXTEND THE
TERMINATION DATE OF THE PLAN BY ONE
- -------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION Agenda: 932038258
CUSIP: 637640103 Meeting Type: Annual
Ticker: NSM Meeting Date: 9/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRIAN L. HALLA Mgmt For For
STEVEN R. APPLETON Mgmt For For
GARY P. ARNOLD Mgmt For For
RICHARD J. DANZIG Mgmt For For
ROBERT J. FRANKENBERG Mgmt For For
E. FLOYD KVAMME Mgmt For For
MODESTO A. MAIDIQUE Mgmt For For
EDWARD R. MCCRACKEN Mgmt For For
02 TO APPROVE KPMG LLP AS AUDITORS OF Mgmt For For
THE COMPANY.
03 TO APPROVE THE ADOPTION OF THE 2003 Mgmt For For
EMPLOYEES STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda: 932104968
CUSIP: 651639106 Meeting Type: Annual
Ticker: NEM Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 G.A. BARTON Mgmt For For
V.A. CALARCO Mgmt For For
M.S. HAMSON Mgmt For For
L.I. HIGDON, JR. Mgmt For For
P. LASSONDE Mgmt For For
01 R.J. MILLER Mgmt For For
W.W. MURDY Mgmt For For
R.A. PLUMBRIDGE Mgmt For For
J.B. PRESCOTT Mgmt For For
M.K. REILLY Mgmt For For
S. SCHULICH Mgmt For For
J.V. TARANIK Mgmt For For
02 RATIFY APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2004
03 STOCKHOLDER PROPOSAL Shr For Against
- -------------------------------------------------------------------------------------------------------
NEXEN INC. Agenda: 932107798
CUSIP: 65334H102 Meeting Type: Special
Ticker: NXY Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 CHARLES W. FISCHER Mgmt For For
DENNIS G. FLANAGAN Mgmt For For
DAVID A. HENTSCHEL Mgmt For For
S. BARRY JACKSON Mgmt For For
KEVIN J. JENKINS Mgmt For For
THOMAS C. O'NEILL Mgmt For For
ERIC P. NEWELL, O.C. Mgmt For For
FRANCIS M. SAVILLE,Q.C. Mgmt For For
RICHARD M. THOMSON,O.C. Mgmt For For
JOHN M. WILLSON Mgmt For For
VICTOR J. ZALESCHUK Mgmt For For
2 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004
3 TO CONFIRM, WITHOUT AMENDMENT, THE Mgmt For For
ENACTMENT OF BY-LAW NO. 2 AND THE
REPEAL OF BY-LAW NO. 1
4 TO APPROVE THE RESERVATION OF Mgmt For For
2,750,000 ADDITIONAL COMMON SHARES
FOR ISSUE UNDER THE STOCK OPTION PLAN
5 TO APPROVE AMENDMENTS TO THE STOCK Mgmt For For
OPTION PLAN, INCLUDING CONVERSION TO
A TANDEM OPTION PLAN
6 TO CONSIDER THE SHAREHOLDER PROPOSAL Shr Against For
ON PERFORMANCE AND TIME-BASED
RESTRICTED SHARES
7 TO CONSIDER THE SHAREHOLDER PROPOSAL Shr Against For
ON A CLIMATE CHANGE RISKS AND
LIABILITIES REPORT.
- -------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda: 932119553
CUSIP: 655044105 Meeting Type: Annual
Ticker: NBL Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. CAWLEY Mgmt For For
EDWARD F. COX Mgmt For For
CHARLES D. DAVIDSON Mgmt For For
KIRBY L. HEDRICK Mgmt For For
DALE P. JONES Mgmt For For
BRUCE A. SMITH Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITOR.
03 PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
THE 1988 NONQUALIFIED STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK OF THE COMPANY THAT MAY
BE AWARDED BY STOCK OPTION GRANTS
FROM 550,000 TO 750,000.
04 PROPOSAL TO APPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS
APPLICABLE TO FUTURE GRANTS OF
RESTRICTED STOCK AND PERFORMANCE
UNITS UNDER THE 2004 LONG-TERM
INCENTIVE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL
- -------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA Agenda: 932154141
CUSIP: 656531605 Meeting Type: Annual
Ticker: NHY Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
ANNUAL REPORT FOR 2003 FOR NORSK
HYDRO ASA AND THE GROUP, AND THE
PAYMENT OF DIVIDEND.
02 REMUNERATION TO THE AUDITOR. Mgmt For For
03 A MOTION TO CHANGE THE COMPANY S Mgmt For For
ARTICLES OF ASSOCIATION.
04 ELECTION OF MEMBERS AND DEPUTIES TO Mgmt For For
THE CORPORATE ASSEMBLY.
05 REMUNERATION TO THE CORPORATE Mgmt Abstain Against
06 BUY-BACK OF OWN SHARES. Mgmt For For
07 A SHAREHOLDER MOTION. Shr Against Against
- -------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA Agenda: 932078353
CUSIP: 656531605 Meeting Type: Special
Ticker: NHY Meeting Date: 1/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAPITAL REDUCTION BY MEANS OF THE Mgmt For For
CANCELLATION OF TREASURY SHARES AND
THE REDEMPTION OF A PROPORTIONAL
NUMBER OF SHARES, BELONGING TO THE
NORWEGIAN STATE.
02 THE DEMERGER OF NORSK HYDRO ASA. Mgmt For For
03 PROCEDURE REGARDING THE ELECTION OF Mgmt For For
NEW SHAREHOLDERS REPRESENTATIVES TO
THE BOARD OF AGRIHOLD ASA.
04 PROCEDURE REGARDING THE ELECTION OF Mgmt For For
MEMBERS TO THE ELECTION COMMITTEE OF
AGRIHOLD ASA.
05 PROCEDURE IN CONNECTION WITH Mgmt For For
AUTHORIZING THE BOARD TO INCREASE THE
SHARE CAPITAL OF AGRIHOLD ASA.
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt For For
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt For For
AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CRITERIA FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda: 932088809
CUSIP: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 2/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NOVARTIS AG
AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
02 APPROVAL OF THE ACTIVITIES OF THE Mgmt Abstain Against
BOARD OF DIRECTORS.
03 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
OF NOVARTIS AG AS PER BALANCE SHEET
AND DECLARATION OF DIVIDEND.
04 CONVERSION OF GENERAL RESERVES INTO Mgmt For For
FREE RESERVES.
05 REDUCTION OF SHARE CAPITAL. Mgmt For For
06 FURTHER SHARE REPURCHASE PROGRAM. Mgmt For For
07 AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION.
8A ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For
RE-ELECTION OF PROF. DR. HELMUT
SIHLER FOR A THREE-YEAR TERM.
8B ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For
RE-ELECTION OF MR. HANS-JORG RUDLOFF
FOR A THREE-YEAR TERM.
8C ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For
RE-ELECTION OF DR. DANIEL VASELLA FOR
A THREE-YEAR TERM.
9 APPOINTMENT OF THE AUDITORS AND THE Mgmt For For
GROUP AUDITORS.
- -------------------------------------------------------------------------------------------------------
OSI PHARMACEUTICALS, INC. Agenda: 932090068
CUSIP: 671040103 Meeting Type: Annual
Ticker: OSIP Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT A. INGRAM Mgmt For For
COLIN GODDARD, PH.D. Mgmt For For
EDWIN A. GEE, PH.D. Mgmt For For
MICHAEL ATIEH Mgmt For For
G. MORGAN BROWNE Mgmt For For
DARYL K. GRANNER, M.D. Mgmt For For
WALTER M LOVENBERG, PHD Mgmt For For
VIREN MEHTA Mgmt For For
SIR MARK RICHMOND, PHD Mgmt For For
JOHN P. WHITE Mgmt For For
02 PROPOSAL TO ADOPT THE OSI Mgmt Against Against
PHARMACEUTICALS, INC. AMENDED AND
RESTATED STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE CORPORATION FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
- -------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda: 932101796
CUSIP: 674599105 Meeting Type: Annual
Ticker: OXY Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD W. BURKLE Mgmt For For
JOHN S. CHALSLY Mgmt For For
EDWARD P. DJEREJIAN Mgmt For For
R. CHAD DREIER Mgmt For For
JOHN E. FEICK Mgmt For For
RAY R. IRANI Mgmt For For
DALE R. LAURANCE Mgmt For For
IRVIN W. MALONEY Mgmt For For
RODOLFO SEGOVIA Mgmt For For
AZIZ D. SYRIANI Mgmt For For
ROSEMARY TOMICH Mgmt For For
WALTER L. WEISMAN Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG AS INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENT TO THE Mgmt For For
RESTRICTED STOCK PLAN FOR NON-
EMPLOYEE DIRECTORS.
04 DISCONTINUANCE OF OPTIONS, RIGHTS AND Shr Against For
SEVERANCE PAYMENTS.
- -------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda: 932118171
CUSIP: 676220106 Meeting Type: Annual
Ticker: ODP Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEE A. AULT III Mgmt For For
NEIL R. AUSTRIAN Mgmt For For
DAVID W. BERNAUER Mgmt For For
ABELARDO E. BRU Mgmt For For
DAVID I. FUENTE Mgmt For For
BRENDA J. GAINES Mgmt For For
MYRA M. HART Mgmt For For
W. SCOTT HEDRICK Mgmt For For
JAMES L. HESKETT Mgmt For For
01 PATRICIA H. MCKAY Mgmt For For
MICHAEL J. MYERS Mgmt For For
BRUCE NELSON Mgmt For For
02 AMENDMENT OF COMPANY S LONG-TERM Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 15,000,000
SHARES.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
OAO LUKOIL Agenda: 932192367
CUSIP: 677862104 Meeting Type: Annual
Ticker: LUKOY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT 2003, Mgmt For
OF THE ANNUAL ACCOUNTS INCLUDING THE
PROFIT AND LOSS STATEMENT
02 AMOUNT, PAYMENT DATE, AND FORM OF Mgmt For
PAYMENT OF DIVIDENDS
03 ELECTION OF THE MEMBERS OF THE BOARD Mgmt Abstain
OF DIRECTORS.
10 APPROVAL OF TRANSACTIONS INVOLVING Mgmt Abstain
INTERESTED/RELATED PARTIES
4A ELECTION OF THE MEMBER OF THE AUDIT Mgmt Abstain
COMMISSION: NIKITENKO, VLADIMIR
NIKOLAYEVICH
4B ELECTION OF THE MEMBER OF THE AUDIT Mgmt For
COMMISSION: SKLYAROVA, TATIANA
SERGUEYEVNA
4C ELECTION OF THE MEMBER OF THE AUDIT Mgmt Abstain
COMMISSION: TANULYAK, NATALIA
ILYINICHNA
4D ELECTION OF THE MEMBER OF THE AUDIT Mgmt For
COMMISSION: KONDRATIEV, PAVEL
GENNADIEVICH
4E ELECTION OF THE MEMBER OF THE AUDIT Mgmt For
COMMISSION: BULAVINA, LYUDMILA
MIKHAILOVNA
5 REMUNERATION AND COMPENSATION OF Mgmt For
EXPENSES TO THE MEMBERS OF THE BOARD
OF DIRECTORS AND AUDIT COMMISSION OF
OAO LUKOIL
6 APPROVAL OF THE EXTERNAL AUDITOR OF Mgmt For
THE COMPANY
7 APPROVAL OF AMENDMENTS AND ADDENDA TO Mgmt Against
THE CHARTER OF OAO LUKOIL
8 APPROVAL OF AMENDMENTS AND ADDENDA TO Mgmt For
THE REGULATIONS ON THE PROCEDURE FOR
PREPARING AND HOLDING THE
SHAREHOLDERS MEETING
9 APPROVAL OF AMENDMENTS AND ADDENDA TO Mgmt For
THE REGULATIONS ON THE BOARD OF
DIRECTORS OF LUKOIL
- -------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda: 932041887
CUSIP: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 10/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
JEFFREY O. HENLEY Mgmt For For
JACK F. KEMP Mgmt For For
JEFFREY BERG Mgmt For For
SAFRA CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JOSEPH A. GRUNDFEST Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE Mgmt For For
ADOPTION OF THE FISCAL YEAR 2004
EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE Mgmt For For
AMENDED AND RESTATED 1993 DIRECTORS
STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS Shr Against For
PRINCIPLES FOR RIGHTS OF WORKERS IN
CHINA
- -------------------------------------------------------------------------------------------------------
OUTBACK STEAKHOUSE, INC. Agenda: 932115048
CUSIP: 689899102 Meeting Type: Annual
Ticker: OSI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN A. BRABSON, JR. Mgmt For For
LEE ROY SELMON Mgmt For For
02 APPROVE THE AMENDMENT AND RESTATEMENT Mgmt Against Against
OF THE COMPANY S AMENDED AND
RESTATED STOCK OPTION PLAN (THE PLAN
03 IN THEIR DISCRETION TO ACT ON ANY Mgmt For For
OTHER BUSINESS AS MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
PMC-SIERRA, INC. Agenda: 932150826
CUSIP: 69344F106 Meeting Type: Annual
Ticker: PMCS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT BAILEY Mgmt For For
ALEXANDRE BALKANSKI Mgmt For For
RICHARD BELLUZZO Mgmt For For
JAMES DILLER Mgmt For For
JONATHAN JUDGE Mgmt For For
WILLIAM KURTZ Mgmt For For
FRANK MARSHALL Mgmt For For
LEWIS WILKS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda: 932038234
CUSIP: 704326107 Meeting Type: Annual
Ticker: PAYX Meeting Date: 10/2/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 B. THOMAS GOLISANO Mgmt For For
BETSY S. ATKINS Mgmt For For
G. THOMAS CLARK Mgmt For For
DAVID J. S. FLASCHEN Mgmt For For
PHILLIP HORSLEY Mgmt For For
GRANT M. INMAN Mgmt For For
J. ROBERT SEBO Mgmt For For
JOSEPH M. TUCCI Mgmt For For
- -------------------------------------------------------------------------------------------------------
PEOPLESOFT, INC. Agenda: 932097303
CUSIP: 712713106 Meeting Type: Annual
Ticker: PSFT Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. GEORGE "SKIP" BATTLE Mgmt For For
CRAIG A. CONWAY Mgmt For For
01 FRANK J. FANZILLI, JR. Mgmt For For
CYRIL J. YANSOUNI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OPTIONS.
- -------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda: 932115086
CUSIP: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.F. AKERS Mgmt For For
R.E. ALLEN Mgmt For For
R.L. HUNT Mgmt For For
A.C. MARTINEZ Mgmt For For
I.K. NOOYI Mgmt For For
F.D. RAINES Mgmt For For
S.S. REINEMUND Mgmt For For
S.P. ROCKEFELLER Mgmt For For
J.J. SCHIRO Mgmt For For
F.A. THOMAS Mgmt For For
C.M. TRUDELL Mgmt For For
S.D. TRUJILLO Mgmt For For
D. VASELLA Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF THE 2004 EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.22)
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.23)
- -------------------------------------------------------------------------------------------------------
PETRO-CANADA Agenda: 932105934
CUSIP: 71644E102 Meeting Type: Special
Ticker: PCZ Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 RON A. BRENNEMAN Mgmt For For
ANGUS A. BRUNEAU Mgmt For For
GAIL COOK-BENNETT Mgmt For For
RICHARD J. CURRIE Mgmt For For
1 CLAUDE FONTAINE Mgmt For For
PAUL HASELDONCKX Mgmt For For
THOMAS E. KIERANS Mgmt For For
BRIAN F. MACNEILL Mgmt For For
MAUREEN MCCAW Mgmt For For
PAUL D. MELNUK Mgmt For For
GUYLAINE SAUCIER Mgmt For For
WILLIAM W. SIEBENS Mgmt For For
2 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS AUDITORS OF THE CORPORATION
3 SPECIAL RESOLUTION AMENDING THE Mgmt For For
EMPLOYEE STOCK OPTION PLAN, AS SET
OUT IN SCHEDULE A TO THE ACCOMPANYING
MANAGEMENT PROXY
4A SHAREHOLDER PROPOSAL A Shr Against For
4B SHAREHOLDER PROPOSAL B. THE Shr Against For
DESCRIPTIONS OF THE SHAREHOLDER
PROPOSALS ARE SET OUT IN SCHEDULE C
OF THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REVIEW OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS
ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO Shr Against For
IMPOSE TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- -------------------------------------------------------------------------------------------------------
PHELPS DODGE CORPORATION Agenda: 932144657
CUSIP: 717265102 Meeting Type: Annual
Ticker: PD Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARIE L. KNOWLES Mgmt For For
JON C. MADONNA Mgmt For For
GORDON R. PARKER Mgmt For For
ROBERT D. JOHNSON Mgmt For For
02 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CHARITABLE CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
POGO PRODUCING COMPANY Agenda: 932113260
CUSIP: 730448107 Meeting Type: Annual
Ticker: PPP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERRY M. ARMSTRONG Mgmt For For
PAUL G. VAN WAGENEN Mgmt For For
02 APPROVAL OF THE 2004 INCENTIVE PLAN Mgmt For For
AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS TO AUDIT THE
FINANCIAL STATEMENTS OF THE COMPANY
FOR 2004.
- -------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN I Agenda: 932118549
CUSIP: 73755L107 Meeting Type: Special
Ticker: POT Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 F.J. BLESI Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
W. FETZER III Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
P.J. SCHOENHALS Mgmt For For
E.R. STROMBERG Mgmt For For
J.G. VICQ Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS OF THE CORPORATION.
03 THE SHAREHOLDER PROPOSAL ATTACHED AS Shr Against For
APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
- -------------------------------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION Agenda: 932111280
CUSIP: 743674103 Meeting Type: Annual
Ticker: PL Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN J. MCMAHON, JR. Mgmt For For
JAMES S.M. FRENCH Mgmt For For
JOHN D. JOHNS Mgmt For For
DONALD M. JAMES Mgmt For For
J. GARY COOPER Mgmt For For
H. CORBIN DAY Mgmt For For
W. MICHAEL WARREN, JR. Mgmt For For
MALCOLM PORTERA Mgmt For For
THOMAS L. HAMBY Mgmt For For
VANESSA LEONARD Mgmt For For
WILLIAM A. TERRY Mgmt For For
02 PROPOSAL TO APPROVE THE STOCK PLAN Mgmt For For
FOR NON-EMPLOYEE DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda: 932081209
CUSIP: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADELIA A. COFFMAN Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
IRWIN MARK JACOBS Mgmt For For
RICHARD SULPIZIO Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 2001 STOCK OPTION PLAN TO
INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER SUCH PLAN.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE COMPANY S FISCAL YEAR ENDING
SEPTEMBER 26, 2004. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE AGAINST
PROPOSAL 4
04 BERNARD LUBRAN - TO ELIMINATE THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
QUESTAR CORPORATION Agenda: 932127550
CUSIP: 748356102 Meeting Type: Annual
Ticker: STR Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TERESA BECK Mgmt For For
R.D. CASH Mgmt For For
ROBERT E. MCKEE III Mgmt For For
GARY G. MICHAEL Mgmt For For
CHARLES B. STANLEY Mgmt For For
02 TO APPROVE THE LONG-TERM CASH Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda: 932117749
CUSIP: 755111507 Meeting Type: Annual
Ticker: RTN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN DEUTCH-2007 Mgmt For For
MICHAEL RUETTGERS-2007 Mgmt For For
WILLIAM SPIVEY-2007 Mgmt For For
WILLIAM SWANSON-2007 Mgmt For For
LINDA STUNTZ-2005 Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 ETHICAL CRITERIA FOR MILITARY Shr Against For
04 SHAREHOLDER RIGHTS PLAN Shr For Against
05 ANNUAL ELECTION OF DIRECTORS Shr For Against
06 MACBRIDE PRINCIPLES Shr Against For
07 EXPENSING STOCK OPTIONS Shr For Against
08 SERP BENEFITS Shr Against For
09 EXECUTIVE COMPENSATION SYSTEM Shr Against For
- -------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda: 932127524
CUSIP: 760759100 Meeting Type: Annual
Ticker: RSG Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. O'CONNOR Mgmt For For
HARRIS W. HUDSON Mgmt For For
JOHN W. CROGHAN Mgmt For For
W. LEE NUTTER Mgmt For For
RAMON A. RODRIGUEZ Mgmt For For
ALLAN C. SORENSEN Mgmt For For
02 ADJOURNMENT OF THE ANNUAL MEETING IN Mgmt For For
THE EVENT THAT THERE ARE NOT A
SUFFICIENT NUMBER OF VOTES PRESENT AT
THE ANNUAL MEETING, EITHER IN PERSON
OR BY PROXY, TO ELECT DIRECTORS.
- -------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda: 932110113
CUSIP: 770323103 Meeting Type: Annual
Ticker: RHI Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW S. BERWICK, JR. Mgmt For For
FREDERICK P. FURTH Mgmt For For
EDWARD W. GIBBONS Mgmt For For
HAROLD M. MESSMER, JR. Mgmt For For
THOMAS J. RYAN Mgmt For For
J. STEPHEN SCHAUB Mgmt For For
M. KEITH WADDELL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
- -------------------------------------------------------------------------------------------------------
ROWAN COMPANIES, INC. Agenda: 932098292
CUSIP: 779382100 Meeting Type: Annual
Ticker: RDC Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM T. FOX III Mgmt For For
SIR GRAHAM HEARNE Mgmt For For
H.E. LENTZ Mgmt For For
P. DEXTER PEACOCK Mgmt For For
- -------------------------------------------------------------------------------------------------------
SABRE HOLDINGS CORPORATION Agenda: 932114515
CUSIP: 785905100 Meeting Type: Annual
Ticker: TSG Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROYCE S. CALDWELL Mgmt For For
PAUL C. ELY, JR. Mgmt For For
GLENN W. MARSCHEL, JR. Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR 2004.
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda: 932132830
CUSIP: 790849103 Meeting Type: Annual
Ticker: STJ Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. ROCCA Mgmt For For
DAVID A. THOMPSON Mgmt For For
STEFAN K. WIDENSOHLER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION
04 PROPOSAL TO INCREASE THE COMPANY S Mgmt For For
AUTHORIZED SHARES OF COMMON STOCK TO
500 MILLION SHARES.
05 SHAREHOLDER PROPOSAL TO ADOPT THE Shr Against For
COMMONSENSE EXECUTIVE COMPENSATION
PROPOSAL.
- -------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda: 932076183
CUSIP: 800907107 Meeting Type: Annual
Ticker: SANM Meeting Date: 1/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN C. BOLGER Mgmt For For
NEIL R. BONKE Mgmt For For
RANDY W. FURR Mgmt For For
MARIO M. ROSATI Mgmt For For
A. EUGENE SAPP, JR. Mgmt For For
WAYNE SHORTRIDGE Mgmt For For
PETER J. SIMONE Mgmt For For
JURE SOLA Mgmt For For
BERNARD V VONDERSCHMITT Mgmt For For
JACQUELINE M. WARD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT AUDITORS
OF SANMINA-SCI FOR ITS FISCAL YEAR
ENDING OCTOBER 2, 2004.
- -------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda: 932109970
CUSIP: 806605101 Meeting Type: Annual
Ticker: SGP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRED HASSAN Mgmt For For
PHILIP LEDER, M.D. Mgmt For For
EUGENE R. MCGRATH Mgmt For For
RICHARD DE J. OSBORNE Mgmt For For
02 RATIFICATION OF DESIGNATION OF Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE OPERATIONS MANAGEMENT Mgmt For For
TEAM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N Agenda: 932100996
CUSIP: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. DEUTCH Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
01 T. ISAAC Mgmt For For
A. LAJOUS Mgmt For For
A. LEVY-LANG Mgmt For For
D. PRIMAT Mgmt For For
T. SANDVOLD Mgmt For For
N. SEYDOUX Mgmt For For
L.G. STUNTZ Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS Mgmt For For
AND DIVIDENDS
03 APPROVAL OF ADOPTION OF THE 2004 Mgmt For For
STOCK AND DEFERRAL PLAN FOR NON-
EMPLOYEE DIRECTORS
04 APPROVAL OF AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC. Agenda: 932051927
CUSIP: 808655104 Meeting Type: Annual
Ticker: SFA Meeting Date: 11/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARION H. ANTONINI Mgmt For For
DAVID J. MCLAUGHLIN Mgmt For For
JAMES V. NAPIER Mgmt For For
SAM NUNN Mgmt For For
02 APPROVAL OF THE 2003 LONG-TERM Mgmt Against Against
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda: 932112472
CUSIP: 81211K100 Meeting Type: Annual
Ticker: SEE Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HANK BROWN Mgmt For For
MICHAEL CHU Mgmt For For
LAWRENCE R. CODEY Mgmt For For
T.J. DERMOT DUNPHY Mgmt For For
CHARLES F. FARRELL, JR. Mgmt For For
WILLIAM V. HICKEY Mgmt For For
KENNETH P. MANNING Mgmt For For
WILLIAM J. MARINO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT AUDITOR
FOR THE YEAR ENDING DECEMBER 31,
- -------------------------------------------------------------------------------------------------------
SEPRACOR INC. Agenda: 932135393
CUSIP: 817315104 Meeting Type: Annual
Ticker: SEPR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DIGBY W. BARRIOS Mgmt For For
ALAN A. STEIGROD Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR 2000 Mgmt Against Against
STOCK INCENTIVE PLAN INCREASING FROM
5,500,000 TO 8,000,000 THE NUMBER OF
SHARES OF OUR COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE 2000 PLAN.
03 TO RATIFY THE SELECTION BY OUR BOARD Mgmt For For
OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE CURRENT
- -------------------------------------------------------------------------------------------------------
SHELL CANADA LIMITEE Agenda: 932115531
CUSIP: 822567103 Meeting Type: Special
Ticker: SCUAF Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 D.H. BURNEY Mgmt For For
L.Z. COOK Mgmt For For
I.J. GOODREAU Mgmt For For
K.L. HAWKINS Mgmt For For
D.W. KERR Mgmt For For
W.A. LOADER Mgmt For For
R.W. OSBORNE Mgmt For For
R. ROYER Mgmt For For
N.C. SOUTHERN Mgmt For For
J. VAN DER VEER Mgmt For For
2 THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE CORPORATION AND THE
DIRECTORS AUTHORIZATION TO FIX THE
AUDITORS REMUNERATION.
3A SHAREHOLDER PROPOSAL NO. 1 SET OUT IN Shr Against For
APPENDIX 3 TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
3B SHAREHOLDER PROPOSAL NO. 2 SET OUT IN Shr Against For
APPENDIX 3 TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
4 APPROVAL OF THE ORDINARY RESOLUTION Mgmt For For
TO AMEND THE LONG TERM INCENTIVE PLAN
OF THE CORPORATION TO (I) CLARIFY THE
CRITERIA FOR ELIGIBLE EMPLOYEES TO
PARTICIPATE IN THE PLAN; TO (II)
INCREASE THE NUMBER OF COMMON SHARES
WHICH MAY BE RESERVED FOR ISSUANCE
UNDER THE PLAN BY 9,000,000 COMMON
SHARES; TO (III) PERMIT THE RETURN OF
OPTION SHARES TO THE PLAN UPON THE
EXERCISE OF SHARE APPRECIATION
RIGHTS; AND TO (IV) DELETE THE TIME
LIMITATION PERIODS FOR THE EXERCISE
OF SHARE APPRECIATION RIGHTS.
- -------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION Agenda: 932074381
CUSIP: 834182107 Meeting Type: Annual
Ticker: SLR Meeting Date: 1/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM A. HASLER Mgmt For For
MICHAEL R. CANNON Mgmt For For
RICHARD A. D'AMORE Mgmt For For
HEINZ FRIDRICH Mgmt For For
WILLIAM R. GRABER Mgmt For For
DR. PAUL R. LOW Mgmt For For
C. WESLEY M. SCOTT Mgmt For For
OSAMU YAMADA Mgmt For For
CYRIL YANSOUNI Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 2002 STOCK OPTION PLAN TO
PERMIT AN OPTION EXCHANGE PROGRAM.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
AUGUST 31, 2004.
- -------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda: 932141182
CUSIP: 844741108 Meeting Type: Annual
Ticker: LUV Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HERBERT D. KELLEHER Mgmt For For
ROLLIN W. KING Mgmt For For
JUNE M. MORRIS Mgmt For For
C. WEBB CROCKETT Mgmt For For
WILLIAM P. HOBBY Mgmt For For
01 TRAVIS C. JOHNSON Mgmt For For
02 RATIFICATION OF SELECTION OF AUDITOR Mgmt For For
(ITEM 2) ON PAGE 19 OF THE PROXY
STATEMENT.
- -------------------------------------------------------------------------------------------------------
SPRINT CORPORATION Agenda: 932103168
CUSIP: 852061100 Meeting Type: Annual
Ticker: FON Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON M. BETHUNE Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
DEBORAH A. HENRETTA Mgmt For For
LINDA KOCH LORIMER Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR
03 STOCKHOLDER PROPOSAL CONCERNING STOCK Shr Against For
OPTION INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO Shr Against For
PAY CAP
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
INDEPENDENT CHAIRMAN
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
REPORT ON OUTSOURCING OFF-SHORE
- -------------------------------------------------------------------------------------------------------
SPRINT CORPORATION Agenda: 932103168
CUSIP: 852061506 Meeting Type: Annual
Ticker: PCS Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON M. BETHUNE Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
DEBORAH A. HENRETTA Mgmt For For
LINDA KOCH LORIMER Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR
03 STOCKHOLDER PROPOSAL CONCERNING STOCK Shr Against For
OPTION INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO Shr Against For
PAY CAP
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
INDEPENDENT CHAIRMAN
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
REPORT ON OUTSOURCING OFF-SHORE
- -------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda: 932092606
CUSIP: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 3/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM W. BRADLEY* Mgmt For For
GREGORY B. MAFFEI* Mgmt For For
ORIN C. SMITH* Mgmt For For
OLDEN LEE** Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING OCTOBER 3,
2004.
- -------------------------------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. Agenda: 932051446
CUSIP: 866810104 Meeting Type: Annual
Ticker: SUNW Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT G. MCNEALY Mgmt For For
JAMES L. BARKSDALE Mgmt For For
L. JOHN DOERR Mgmt For For
ROBERT J. FISHER Mgmt For For
MICHAEL E. LEHMAN Mgmt For For
ROBERT L. LONG Mgmt For For
M. KENNETH OSHMAN Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
LYNN E. TURNER Mgmt For For
02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE
STOCK PURCHASE PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 170,000,000 SHARES OF
COMMON STOCK TO AN AGGREGATE OF
616,400,000 SHARES
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS. PROPOSAL TO
RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP, AS SUN S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR
04 STOCKHOLDER PROPOSAL ENTITLED CHINA Shr Against For
BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA. PROPOSAL
REQUESTING IMPLEMENTATION OF
PRINCIPLES EMBODIED IN CHINA
BUSINESS PRINCIPLES FOR RIGHTS OF
- -------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda: 932110341
CUSIP: 867229106 Meeting Type: Special
Ticker: SU Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MEL E. BENSON Mgmt For For
BRIAN A. CANFIELD Mgmt For For
SUSAN E. CROCKER Mgmt For For
BRYAN P. DAVIES Mgmt For For
BRIAN A. FELESKY Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
RICHARD L. GEORGE Mgmt For For
JOHN R. HUFF Mgmt For For
ROBERT W. KORTHALS Mgmt For For
M. ANN MCCAIG Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JR SHAW Mgmt For For
02 REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITOR
OF THE CORPORATION FOR THE ENSUING
YEAR.
03 THE RESOLUTION REQUESTING THE BOARD Mgmt Against For
OF DIRECTORS ESTABLISH A POLICY OF
SEEKING SHAREHOLDER APPROVAL FOR ANY
NEW EXECUTIVE OFFICER PARTICIPATION
IN THE COMPANY S SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN (SERP).
- -------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda: 932100275
CUSIP: 867914103 Meeting Type: Annual
Ticker: STI Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. HICKS LANIER Mgmt For For
LARRY L. PRINCE Mgmt For For
FRANK S. ROYAL, M.D. Mgmt For For
ROBERT M. BEALL, II Mgmt For For
JEFFREY C. CROWE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2004 STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda: 932156020
CUSIP: 872540109 Meeting Type: Annual
Ticker: TJX Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY L. CRITTENDEN Mgmt For For
EDMOND J. ENGLISH Mgmt For For
RICHARD G. LESSER Mgmt For For
02 AMENDMENTS TO THE STOCK INCENTIVE Mgmt Against Against
03 SHAREHOLDER PROPOSAL REGARDING ILO Shr Against For
STANDARDS CODE OF CONDUCT AND
INDEPENDENT MONITORING.
04 SHAREHOLDER PROPOSAL REGARDING BOARD Shr Against For
REPORT ON VENDOR COMPLIANCE PROGRAM.
05 SHAREHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF ELECTION OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda: 932134656
CUSIP: 87612E106 Meeting Type: Annual
Ticker: TGT Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CALVIN DARDEN Mgmt For For
MICHELE J. HOOPER Mgmt For For
ANNE M. MULCAHY Mgmt For For
STEPHEN W. SANGER Mgmt For For
WARREN R. STALEY Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION Mgmt For For
LONG-TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda: 932138793
CUSIP: 879382208 Meeting Type: Annual
Ticker: TEF Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
OF THE MANAGEMENT REPORT OF
TELEFONICA, S.A. AND OF ITS
CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS THE PROPOSAL FOR THE
APPLICATION OF THE RESULTS OF
TELEFONICA, S.A., AND THAT OF THE
MANAGEMENT OF ITS BOARD OF DIRECTORS
02 APPROVAL OF THE SHAREHOLDER Mgmt For For
REMUNERATION: DISTRIBUTION OF
DIVIDENDS FROM 2003 NET INCOME AND
FROM THE ADDITIONAL PAID-IN-CAPITAL
RESERVE.
03 APPROVAL OF THE DESIGNATION OF THE Mgmt For For
ACCOUNTS AUDITOR FOR THE 2004 FISCAL
YEAR.
04 APPROVAL OF THE AUTHORIZATION FOR THE Mgmt For For
ACQUISITION OF TREASURY STOCK,
DIRECTLY OR THROUGH GROUP COMPANIES.
05 APPROVAL, IF APPROPRIATE, OF THE Mgmt For For
REGULATIONS OF THE GENERAL MEETING OF
SHAREHOLDERS OF TELEFONICA, S.A..
06 DELEGATION OF POWERS FOR THE Mgmt For For
FORMALIZING, INTERPRETING, CORRECTING
AND EXECUTING OF THE RESOLUTIONS
ADOPTED BY THE ANNUAL GENERAL
SHAREHOLDERS MEETING.
- -------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. Agenda: 932182710
CUSIP: 879433100 Meeting Type: Annual
Ticker: TDS Meeting Date: 6/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DECLASSIFICATION AMENDMENT Mgmt For For
02 K.A. MUNDT* Mgmt For For
M.H. SARANOW* Mgmt For For
K.A. MUNDT** Mgmt For For
M.L. SOLOMON** Mgmt For For
H.S. WANDER** Mgmt For For
M.H. SARANOW** Mgmt For For
03 2004 LONG-TERM INCENTIVE PLAN Mgmt For For
04 RATIFY ACCOUNTANTS FOR 2004 Mgmt For For
- -------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda: 932132549
CUSIP: 880770102 Meeting Type: Annual
Ticker: TER Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN P. MULRONEY Mgmt For For
PATRICIA S. WOLPERT Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1996 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE
ISSUED PURSUANT TO SAID PLAN BY
5,000,000 SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda: 932098634
CUSIP: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. ADAMS Mgmt For For
D.L. BOREN Mgmt For For
D.A. CARP Mgmt For For
T.J. ENGIBOUS Mgmt For For
G.W. FRONTERHOUSE Mgmt For For
D.R. GOODE Mgmt For For
W.R. SANDERS Mgmt For For
R.J. SIMMONS Mgmt For For
R.K. TEMPLETON Mgmt For For
C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda: 932131294
CUSIP: 887317105 Meeting Type: Annual
Ticker: TWX Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES L. BARKSDALE Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
STEPHEN M. CASE Mgmt Withheld Against
FRANK J. CAUFIELD Mgmt For For
ROBERT C. CLARK Mgmt For For
01 MILES R. GILBURNE Mgmt Withheld Against
CARLA A. HILLS Mgmt For For
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt For For
RICHARD D. PARSONS Mgmt For For
R.E. TURNER Mgmt For For
FRANCIS T. VINCENT, JR. Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING CHINA Shr Against For
BUSINESS PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For
ON PAY DISPARITY.
- -------------------------------------------------------------------------------------------------------
TOYS 'R' US, INC. Agenda: 932141841
CUSIP: 892335100 Meeting Type: Annual
Ticker: TOY Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROANN COSTIN Mgmt For For
JOHN H. EYLER, JR. Mgmt For For
ROGER N. FARAH Mgmt For For
PETER A. GEORGESCU Mgmt For For
CINDA A. HALLMAN Mgmt For For
CALVIN HILL Mgmt For For
NANCY KARCH Mgmt For For
NORMAN S. MATTHEWS Mgmt For For
ARTHUR B. NEWMAN Mgmt For For
FRANK R. NOONAN Mgmt For For
02 STOCKHOLDER PROPOSAL REGARDING Shr Against For
- -------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda: 932087655
CUSIP: 902124106 Meeting Type: Annual
Ticker: TYC Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS C. BLAIR Mgmt For For
EDWARD D. BREEN Mgmt For For
GEORGE W. BUCKLEY Mgmt For For
BRIAN DUPERREAULT Mgmt For For
BRUCE S. GORDON Mgmt For For
JOHN A. KROL Mgmt For For
01 MACKEY J. MCDONALD Mgmt For For
H. CARL MCCALL Mgmt For For
BRENDAN R. O'NEILL Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
JEROME B. YORK Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED Mgmt For For
BYE-LAWS.
04 APPROVAL OF TYCO 2004 STOCK AND Mgmt For For
INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For For
ENVIRONMENTAL REPORTING.
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Shr Against For
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda: 932124908
CUSIP: 904784709 Meeting Type: Annual
Ticker: UN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
02 ADOPTION OF THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE
2003 FINANCIAL YEAR.
03 DISCHARGE OF THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS.
04 CORPORATE GOVERNANCE AND ALTERATIONS Mgmt For For
TO THE ARTICLES OF ASSOCIATION.
10 AUTHORIZATION, IN ACCORDANCE WITH Mgmt For For
ARTICLE 98 OF BOOK 2 OF THE
NETHERLANDS CIVIL CODE, OF THE BOARD
OF DIRECTORS TO PURCHASE SHARES IN
THE COMPANY AND DEPOSITARY RECEIPTS
THEREFOR.
11 AUTHORIZATION, IN ACCORDANCE WITH Mgmt For For
ARTICLE 119 OF BOOK 2 OF THE
NETHERLANDS CIVIL CODE, OF THE BOARD
OF DIRECTORS TO DETERMINE A
REGISTRATION TIME FOR THE EXERCISE OF
THE RIGHTS TO ATTEND THE GENERAL
MEETING AND TO VOTE THEREAT.
5 6 A. BURGMANS Mgmt For For
AC BUTLER Mgmt For For
5 6 PJ CESCAU Mgmt For For
KB DADISETH Mgmt For For
NWA FITZGERALD KBE Mgmt For For
AR BARON VAN HEEMSTRA Mgmt For For
RHP MARKHAM Mgmt For For
CJ VAN DER GRAAF Mgmt For For
LORD BRITTAN* Mgmt For For
BARONESS CHALKER* Mgmt For For
B COLLOMB* Mgmt For For
PROFESSOR W DIK* Mgmt For For
O FANJUL* Mgmt For For
CX GONZALEZ* Mgmt For For
H KOPPER* Mgmt For For
LORD SIMON* Mgmt For For
J VAN DER VEER* Mgmt For For
7 REMUNERATION OF NON-EXECUTIVE Mgmt For For
DIRECTORS.
8 APPOINTMENT OF AUDITORS CHARGED WITH Mgmt For For
THE AUDITING OF THE ANNUAL ACCOUNTS
FOR THE 2004 FINANCIAL YEAR.
9 DESIGNATION, IN ACCORDANCE WITH Mgmt For For
ARTICLES 96 AND 96A OF BOOK 2 OF THE
NETHERLANDS CIVIL CODE, OF THE BOARD
OF DIRECTORS AS THE COMPANY BODY
AUTHORIZED IN RESPECT OF THE ISSUE OF
SHARES IN THE COMPANY.
- -------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda: 932107609
CUSIP: 911312106 Meeting Type: Annual
Ticker: UPS Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CALVIN DARDEN Mgmt For For
MICHAEL L. ESKEW Mgmt For For
JAMES P. KELLY Mgmt For For
ANN M. LIVERMORE Mgmt For For
GARY E. MACDOUGAL Mgmt For For
VICTOR A. PELSON Mgmt For For
LEA N. SOUPATA Mgmt For For
ROBERT M. TEETER Mgmt For For
JOHN W. THOMPSON Mgmt For For
CAROL B. TOME Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP, INDEPENDENT
AUDITORS, AS UPS S AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda: 932155004
CUSIP: 911363109 Meeting Type: Annual
Ticker: URI Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HOWARD L. CLARK, JR. Mgmt For For
BRADLEY S. JACOBS Mgmt For For
JOHN N. MILNE Mgmt For For
02 APPROVAL OF ANNUAL INCENTIVE Mgmt Against Against
COMPENSATION PLAN
03 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt Against Against
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
05 STOCKHOLDER PROPOSAL CONCERNING BOARD Shr Against For
INDEPENDENCE
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
FUTURE SEVERANCE AGREEMENTS
- -------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. Agenda: 932090323
CUSIP: 913247508 Meeting Type: Special
Ticker: UCOMA Meeting Date: 2/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENTS TO Mgmt For For
UNITEDGLOBALCOM, INC. STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE JUNE 1, 1993),
UNITEDGLOBALCOM, INC. STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE MARCH 20, 1998), AND
UNITEDGLOBALCOM, INC. 1993 STOCK
OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda: 932144734
CUSIP: 925524100 Meeting Type: Annual
Ticker: VIA Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE S. ABRAMS Mgmt For For
DAVID R. ANDELMAN Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
WILLIAM S. COHEN Mgmt For For
01 PHILIPPE P. DAUMAN Mgmt For For
ALAN C. GREENBERG Mgmt For For
MEL KARMAZIN Mgmt For For
JAN LESCHLY Mgmt For For
DAVID T. MCLAUGHLIN Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
WILLIAM SCHWARTZ Mgmt For For
PATTY STONESIFER Mgmt For For
ROBERT D. WALTER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE
AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2004.
03 APPROVAL OF THE VIACOM INC. 2004 Mgmt For For
LONG-TERM MANAGEMENT INCENTIVE PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
VIACOM INC. 2000 STOCK OPTION PLAN
FOR OUTSIDE DIRECTORS.
- -------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda: 932018953
CUSIP: 92857W100 Meeting Type: Annual
Ticker: VOD Meeting Date: 7/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT OF THE Mgmt For For
DIRECTORS AND FINANCIAL STATEMENTS
02 TO APPROVE THE REMUNERATION REPORT Mgmt For For
03 TO RE-APPOINT LORD MACLAURIN OF Mgmt For For
KNEBWORTH, DL AS A DIRECTOR
04 TO RE-APPOINT KENNETH HYDON AS A Mgmt For For
DIRECTOR
05 TO RE-APPOINT THOMAS GEITNER AS A Mgmt For For
DIRECTOR
06 TO RE-APPOINT PROFESSOR SIR ALEC Mgmt For For
BROERS AS A DIRECTOR
07 TO RE-APPOINT JURGEN SCHREMPP AS A Mgmt For For
DIRECTOR
08 TO ELECT DR. JOHN BUCHANAN AS A Mgmt For For
DIRECTOR
09 TO APPROVE A FINAL DIVIDEND OF 0.8983 Mgmt For For
PER ORDINARY SHARE
10 TO RE-APPOINT DELOITTE & TOUCHE AS Mgmt For For
AUDITORS
11 TO AUTHORIZE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
12 TO AUTHORIZE DONATIONS AND Mgmt For For
EXPENDITURE UNDER THE POLITICAL
PARTIES, ELECTIONS AND REFERENDUMS
13 TO RENEW AUTHORITY TO ALLOT SHARES Mgmt Against Against
UNDER ARTICLE 16.2 OF THE COMPANY S
ARTICLES OF ASSOCIATION
14 TO RENEW AUTHORITY TO DISAPPLY PRE- Mgmt Against Against
EMPTION RIGHTS UNDER ARTICLE 16.3 OF
THE COMPANY S ARTICLES OF ASSOCIATION
15 TO AUTHORIZE THE COMPANY S PURCHASE Mgmt For For
OF ITS OWN SHARES *NOTE - VOTING CUT-
OFF DATE: JULY 23, 2003
- -------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda: 932147285
CUSIP: 931142103 Meeting Type: Annual
Ticker: WMT Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES W. BREYER Mgmt For For
M. MICHELE BURNS Mgmt For For
THOMAS M. COUGHLIN Mgmt For For
DAVID D. GLASS Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
DAWN G. LEPORE Mgmt For For
JOHN D. OPIE Mgmt For For
J. PAUL REASON Mgmt For For
H. LEE SCOTT, JR. Mgmt For For
JACK C. SHEWMAKER Mgmt For For
JOSE H. VILLARREAL Mgmt For For
JOHN T. WALTON Mgmt For For
S. ROBSON WALTON Mgmt For For
CHRISTOPHER J. WILLIAMS Mgmt For For
02 APPROVAL OF THE ASDA COLLEAGUE SHARE Mgmt For For
OWNERSHIP PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN Mgmt For For
2000
04 APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
2004 ASSOCIATE STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For
SUSTAINABILITY REPORT
08 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EQUITY COMPENSATION
09 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
SHAREHOLDER APPROVAL OF PARTICIPATION
IN THE OFFICER DEFERRED COMPENSATION
PLAN
- -------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda: 932064532
CUSIP: 931422109 Meeting Type: Annual
Ticker: WAG Meeting Date: 1/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID W. BERNAUER Mgmt For For
WILLIAM C. FOOTE Mgmt For For
JAMES J. HOWARD Mgmt For For
ALAN G. MCNALLY Mgmt For For
CORDELL REED Mgmt For For
JEFFREY A. REIN Mgmt For For
DAVID Y. SCHWARTZ Mgmt For For
JOHN B. SCHWEMM Mgmt For For
MARILOU M. VON FERSTEL Mgmt For For
CHARLES R. WALGREEN III Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
WALGREEN CO. NONEMPLOYEE DIRECTOR
STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC. Agenda: 932139810
CUSIP: 942683103 Meeting Type: Annual
Ticker: WPI Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALLEN CHAO, PH.D. Mgmt For For
MICHEL J. FELDMAN Mgmt For For
FRED G. WEISS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR THE 2004
FISCAL YEAR.
03 STOCKHOLDER PROPOSAL ON EXECUTIVE Shr Against For
COMPENSATION
- -------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. Agenda: 932183003
CUSIP: 94973H108 Meeting Type: Special
Ticker: WLP Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED Mgmt For For
AGREEMENT AND PLAN OF MERGER,
EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND
WELLPOINT, AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE
MERGER, AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
- -------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda: 932109538
CUSIP: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.A. BLANCHARD III Mgmt For For
SUSAN E. ENGEL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
ROBERT L. JOSS Mgmt For For
REATHA CLARK KING Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
PHILIP J. QUIGLEY Mgmt For For
DONALD B. RICE Mgmt For For
JUDITH M. RUNSTAD Mgmt For For
STEPHEN W. SANGER Mgmt For For
SUSAN G. SWENSON Mgmt For For
MICHAEL W. WRIGHT Mgmt For For
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
SUPPLEMENTAL 401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING STOCK OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK.
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION AND PREDATORY
LENDING.
07 STOCKHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda: 932088051
CUSIP: 966837106 Meeting Type: Annual
Ticker: WFMI Meeting Date: 3/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID W. DUPREE Mgmt For For
GABRIELLE E. GREENE Mgmt For For
JOHN P. MACKEY Mgmt For For
MORRIS J. SIEGEL Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
THE 1992 INCENTIVE STOCK OPTION PLAN
FOR TEAM MEMBERS.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG, LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR FISCAL YEAR
2004.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
COMPANY S SHAREHOLDER RIGHTS PLAN.
- -------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda: 932016101
CUSIP: 983919101 Meeting Type: Annual
Ticker: XLNX Meeting Date: 8/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLEM P. ROELANDTS Mgmt For For
JOHN L. DOYLE Mgmt For For
JERALD G. FISHMAN Mgmt For For
PHILIP T. GIANOS Mgmt For For
WILLIAM G. HOWARD, JR. Mgmt For For
HAROLD E. HUGHES, JR. Mgmt For For
RICHARD W. SEVCIK Mgmt For For
ELIZABETH VANDERSLICE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF XILINX FOR THE FISCAL
YEAR ENDING APRIL 3, 2004.
- -------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda: 932143477
CUSIP: 984332106 Meeting Type: Annual
Ticker: YHOO Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TERRY S. SEMEL Mgmt For For
JERRY YANG Mgmt For For
ROY J. BOSTOCK Mgmt For For
RONALD W. BURKLE Mgmt For For
ERIC HIPPEAU Mgmt For For
ARTHUR H. KERN Mgmt For For
ROBERT A. KOTICK Mgmt For For
EDWARD R. KOZEL Mgmt For For
GARY L. WILSON Mgmt For For
02 AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF OPTIONS.
- -------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda: 932191858
CUSIP: 984851204 Meeting Type: Annual
Ticker: YARIY Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELECTION OF CHAIRPERSON OF THE Mgmt For For
MEETING AND OF A PERSON TO CO-SIGN
THE MINUTES OF THE EXTRAORDINARY
02 APPROVAL OF REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD AND ALTERNATES.
03 POWER OF ATTORNEY FROM THE GENERAL Mgmt For For
MEETING TO THE BOARD FOR ACQUISITION
OF OWN SHARES.
- -------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN Agenda: 700491397
CUSIP: D2035M136 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: DE0005557508
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that DEUTSCHE Non-
TELEKOM AG shares are issued in Voting
registered form and as such do not
require share blocking in order to
entitle you to vote. Thank you
1. Receive the financial statements and Mgmt For *
the annual report for the FY 2003
with the report of the Supervisory
Board, the group financial statements
and the group annual report
10. Approve the profit transfer agreement Mgmt For *
with the Company s subsidiary
Travaita Telekommunikationsdienste
GmbH effective from 01 JAN 2004 until
at least 31 DEC 2008
11. Approve the profit transfer agreement Mgmt For *
with the Company s subsidiary Norma
Telekommunikationsdienste GmbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
12. Approve the profit transfer agreement Mgmt For *
with the Company s subsidiary Carmen
Telekommunikationsdienste GmbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
13. Amend the Sec 13 of the Articles of Mgmt For *
the Association regarding the
Supervisory Board remuneration where
each member of the Supervisory Board
shall receive a fixed annual
remuneration of EUR 20,000 plus
variable remuneration of EUR 300 for
every EUR 0.01 of the group net
profit per share in excess of EUR
0.50 and EUR 300 for every 4% of the
group net profit per share of the FY
following the reference year in
excess of the group net profit per
share of the FY preceding the
14. Amend the Sec 14 of the Articles of Mgmt For *
Association
2. Approve the resolution on the Mgmt For *
appropriation of the disrtibutable
profit of EUR 2,035,084,823.20 as
follows: EUR 2,035,084,823.20 shall
be allocated to other revenue
3. Ratify the acts of the Board of the Mgmt For *
Managing Directors
4. Ratify the acts of the Board of the Mgmt For *
Supervisory Board
5. Appoint PWC Deutsche Revision AG, Mgmt For *
Frankfurt, and Ernst & Young AG,
Stuttgart, as the Auditors for the FY
2004
6. Authorize the Board of Managing Mgmt For *
Directors to acquire up to
419,775,242 shares of the Company at
prices not differing more than 26%
from the market price of the shares
on or before 17 NOV 2005; authorize
the Board of Managing Directors to
sell the shares on the Stock
Exchange, to float the shares on
foreign stock exchanges, to use the
shares for acquisition purposes, to
retire the shares, to offer the
shares to shareholders by way of
rights offering and to dispose of the
shares in another manner if they are
sold at a price not materially below
their market price
7. Approve to the revocation of the Mgmt For *
Company s 2001 Stock Option Plan in
respect of its unused portion;
approve that the capital shall be
reduced accordingly to EUR 33,280,000
contingent capital II
8. Approve the revocation of existing Mgmt For *
authorized capital 2000; authorize
Board of Managing Directors with the
consent of Supervisory Board to
increase the share capital by up to
EUR 2,560,000,000 through the issue
of up to 1,000,000,000 regarding no-
par shares against payment in kind on
or before 17 MAY 2009; approve the
shareholder s subscription rights may
exclude for a capital increase
against payment in kind
9. Approve the profit transfer agreement Mgmt For *
with the Company s subsidiary T-
Funkt Vertriebegesellschaft mbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
- -------------------------------------------------------------------------------------------------------
T-ONLINE INTERNATIONAL AG, WEITERSTADT Agenda: 700489277
CUSIP: D8407E107 Meeting Type: AGM
Ticker: Meeting Date: 5/19/2004 ISIN: DE0005557706
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that T-ONLINE Non-
INTERNATIONAL AG shares are issued Voting
in registered form and as such do not
require share blocking in order to
entitle you to vote. Thank you
1. Receive the financial statements and Mgmt For *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Ratify the acts of the Board of Mgmt For *
Managing Directors
3. Ratify the acts of the Supervisory Mgmt For *
Board
4. Appoint PwC AG, Frankfurt as the Mgmt For *
Auditors for the FY 2004
5. Approve to revise the company s 2001 Mgmt For *
Stock Option Plan and the related
contingent capital and the
correspondent amendment to the
Articles of Association; the
authorization to issue stock options
shall be revoked in respect of its
unused portion; the related
contingent capital shall be reduced
accordingly to EUR 4,410,705
6. Amend Sections 7(2), 8, 12, 13, 14(2) Mgmt For *
and Section 11 of the Articles of
Association
7. Amend the Supervisory Board Mgmt For *
remuneration and the correspondent
amendment to the Articles of
Association; each Member of the
Supervisory Board shall receive a
fixed annual remuneration of EUR
10,000 plus variable remunerations of
EUR 150 for every EUR 0.01 of the
group net profit per share in excess
of EUR 0.15 and EUR 150 for every 4%
of the group net profit per share of
the FY following the reference year
in excess of the group net profit per
share of the FY preceding the
reference year
8. Elect the Supervisory Board Mgmt For *
9. Authorize the Company to acquire own Mgmt For *
shares of up to 10% of its share
capital, at prices not differing more
than 20% from the market price of the
shares on or before 18 NOV 2005;
authorize the Board of Managing
Directors to dispose the shares in a
manner other than the stock exchange
or a rights offering if the shares
are sold at a price not materially
below their market price, to use the
shares for acquisition purposes and
to retire the shares
- -------------------------------------------------------------------------------------------------------
ALSTOM Agenda: 700333569
CUSIP: F02594103 Meeting Type: MIX
Ticker: Meeting Date: 7/2/2003 ISIN: FR0000120198
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that in the event the
Non- meeting does not reach quorum,
there Voting will be a second call on
02 JUL 2003. Thank you.
1. Receive the report of the Board of Mgmt For *
Directors and the General Auditors
report and approve the accounts and
the balance sheet for the FY closed
on 31 MAR 2003; the amount of non
deductible charges and the operations
effected during said fiscal period
10. Authorize the Board of Directors, in Mgmt For *
substitution of the authority given
in Resolution 7 of the combined
general meeting on 03 JUL 2002, to
buy the Company s shares as per the
following conditions: maximum
purchase price: EUR 20.00; minimum
selling price: EUR 1.25; and maximum
number of shares to be acquired: 10%
of the share capital or 28,166,052
share for a total amount of EUR
563,321,040.00; Authority is valid
till the general meeting called to
deliberate on the FY commencing 01
11. Acknowledge that the shareholders Mgmt For *
equity has become inferior to half
the share capital during the fiscal
period closing on 31 MAR 2003; and
approve, inaccordance with the
adoption of Resolution 1, not to
declare an anticipated dissolution of
12. Acknowledge that after the Mgmt For *
appropriation of the losses, the
balance carry forward account still
shows a negative balance of EUR
1,341,964,283.10; approve to reduce
the share capital by EUR
1,337,887,484.25, with a view to
discharge part of this amount;
approve to effect the share capital
reduction by decreasing the share
nominal value from EUR 6.00 to EUR
1.25; and consequently amend Article
6 as follows: the share capital is
set at EUR 352,075,653.75 divided in
281,660.523 shares of EUR 1.25
nominal value of the same category
and fully paid up
13. Authorize the Board of Directors, in Mgmt For *
substitution of the authority of
Resolutions 8, 9, and 10 of the
combined general meeting on 03 JUL
2002, to increase the share capital
by issuing, with preferential
subscription right, shares and
securities giving access to the share
capital within the limits below: EUR
600,000,000.00 for shares; and EUR
1,500,000,000.00 for debt securities;
Authority expire at the end of 26
14. Authorize the Board of Directors, in Mgmt For *
substitution of the authority given
in Resolution 11 of the combined
general meeting on 03 JUL 2002, to
increase the share capital by issuing
shares and securities, giving access
to the share capital reserved to the
Members of one of the Company
savings plans, not exceeding EUR
35,200,000.00; Authority expires at
the end of 26 months
15. Authorize the Board of Directors to Mgmt For *
reduce the share capital by canceling
all or part of the repurchased
shares, not exceeding 10% of the
share capital; Authority expires at
the end of 24 months
16. Grant all powers to the bearer of a Mgmt For *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
2. Receive the report of the Board of Mgmt For *
Directors and the General Auditors
report and approve the consolidated
accounts for the FY closed on 31 MAR
2003
3. Approve the appropriation of the Mgmt For *
losses as detailed below: losses for
the FY EUR 7,474,080,874.35 are
appropriated to; balance carry
forward for EUR 233,579,181.57; legal
reserve for EUR 130,312,446.09;
unavailable reserve for EUR
20,934,042.90; contribution premium
for EUR 5,180,724,289.09; issue
premium account for EUR
566,566,631.60; bringing their
respective balances down to nil; EUR
1,341,964,283.10 are appropriated to
balance carry forward; bringing down
the balance of this account from nil
to a negative balance; and no
dividend will be distributed
4. Approve the Special Auditors report, Mgmt For *
in accordance with the provisions of
Article L. 225-38 of the Commercial
Law and approve such conventions
5. Ratify the appointment of Mr. Gerard Mgmt For *
Hauser as a Director in replacement
Mr. Pierre Bilger, for the uneffected
part of his term
6. Approve to renew the term of office Mgmt For *
of Barbier, Frinault and Autres as
the Statutory Auditor for 6 years
7. Appoint Mr. Pascal Macioce as the Mgmt For *
Deputy Auditor for Barbier, Frinault
and Autres for 6 years
8. Approve to renew the term of office Mgmt For *
of Deloitte Touche Tohmatsu as the
Statutory Auditor for 6 years
9. Appoint Beas as the Deputy Auditor Mgmt For *
for Deloitte Touche Tohmatsu for 6
- -------------------------------------------------------------------------------------------------------
ALSTOM Agenda: 700407770
CUSIP: F02594103 Meeting Type: MIX
Ticker: Meeting Date: 9/24/2003 ISIN: FR0000120198
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
E.2 Authorize the Board of Directors, to Mgmt No Action *
proceed, in France or abroad, with
the issue of shares with preferential
subscription right for a maximum
nominal amount of EUR 300,000,000.00;
Authority expires at the end of 26
months; and authorize the Board of
Directors to take all necessary
measures and accomplish all
formalities necessary to carry out
the capital increase which has been
E.3 Authorize the Board of Directors, to Mgmt No Action *
proceed, in France or abroad, with
the issue of equity warrants with
preferential subscription right for a
maximum nominal amount of EUR
300,000,000.00; Authority expires at
the end of 26 months
E.4 Authorize the Board of Directors, to Mgmt No Action *
proceed, in France or abroad, with
the issue of redeemable bonds with
preferential subscription right for a
maximum nominal amount of EUR
1,000,000,000.00; Authority expires
at the end of 26 months and authorize
the Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out
the capital increase
E.5 Approve to cancel the global Mgmt No Action *
delegation granted by the CGM of 02
JUL 2003 under the terms of its 13th
resolution
E.6 Authorize the Board of Directors, to Mgmt No Action *
proceed, in France or abroad, with
the issue of shares without
preferential subscription right for a
maximum nominal amount of EUR
300,000,000.00; Authority expires at
the end of 26 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out
the capital increase which has been
E.7 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority given
in resolution no.14 of the CGM on 02
JUL 2003, to proceed, in France or
abroad, with the issue of shares
reserved for the employees
beneficiaries of the Enterprise
Savings Plan for a maximum nominal
amount of EUR 35,200,000.00;
Authority expires at the end of 26
months; and authorize the Board of
Directors to take all necessary
measures and accomplish all
formalities necessary to carry out
the capital increase which has been
O.1 Appoint Mr. James William Leng as a Mgmt No Action *
Director for 4 years
O.8 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
- -------------------------------------------------------------------------------------------------------
SANOFI SYNTHELABO Agenda: 700543766
CUSIP: F5548N101 Meeting Type: MIX
Ticker: Meeting Date: 6/23/2004 ISIN: FR0000120578
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
E.10 Authorize the Board all powers to Mgmt For *
increase the share capital by a
maximum nominal amount of EUR
500,000,000.00 by incorporation of
reserves; this limit being included
in the overall limit of EUR
1,250,000,000.00 set for Resolutions
7 and 8; Authority expires at the end
of 26 months
E.11 Authorize the Board to increase the Mgmt For *
share capital by a maximum of 2%, by
issuing various securities reserved
to the employees, retired and pre-
retired employees of the Group who
subscribed to one of the existing
savings plans; these securities shall
be subscribed in cash and may be
coupled with free shares or
securities issued per Resolutions 8
and 10; Authority expires at the end
E.12 Authorize the Board to grant to some Mgmt For *
employees to be listed by it options
to subscribe to new shares or
repurchased shares, not exceeding 2%
of the share capital; Authority
expires at the end of 38 months
E.13 Authorize the Board to reduce the Mgmt For *
share capital by cancelling self-
detained shares, not exceeding 10% of
the share capital in 24 months;
Authority expires at the end of 26
months
E.14 Approve, subject to the positive Mgmt For *
results to the public offering of 26
JAN 2004 and further bidding of 26
APR 2004 on the Aventis shares, to
increase the share capital by the
number of shares necessary to
remunerate the Aventis shares brought
by shareholders in France, Germany
and the United States; with regard to
the proposed exchange rate 1 main
combined offering: 5 Sanofi
Synthelabo shares and EUR 120.00 for
every 6 Aventis shares and 2
subsidiary exchanger offer: 1.1739
Sanofi Synthelabo share for 1 Aventis
share and the overall proportion of
71% Sanofi Synthelabo shares and 29%
in cash, the maximum number of Sanofi
Synthelabo shares to be issued is
714,548,243 for a nominal amount of
EUR 1,429,096,486.00; these shares
shall be identical to the old Sanofi
Synthelabo shares and will bear
dividend for 2003 and any further
dividend distributed after their
issue date. such decision does not
invalidate Resolutions 7-8-9-10-11 of
E.15 Approve to change the Company name Mgmt For *
for Sanofi-Aventis and to modify
Article of Association 2 accordingly
E.16 Approve to reduce the term of the Mgmt For *
Directors to 4 years and modify
Article of Association 11 accordingly
E.17 Approve to harmonize Article of Mgmt For *
Association 12 with the French
Financial Security Law: instead of
quote representing unquote the Board
of Directors, the Chairman organises
and supervises its activities
E.7 Authorize the Board to increase the Mgmt For *
share capital by issuing shares and
other securities with preferential
subscription right, within the limits
below: a) EUR 750,000,000.00 for
shares and securities; this limit is
also valid for Resolution 8 and is
included in the overall limit of EUR
1,250,000,000.00 set for Resolutions
8 and 10; b) EUR 7,000,000,000.00 for
debt securities; this limit is also
valid for Resolution 8 but does not
include Resolution 6; Authority
expires at the end of 26 months
E.8 Authorize the Board to increase the Mgmt For *
share capital by issuing shares and
other securities without preferential
subscription right, within the limits
below: a) EUR 750,000,000.00 for
shares and securities; this limit is
also valid for Resolution 7 and is
included in the overall limit of EUR
1,250,000,000.00 set for Resolutions
7 and 10; b) 7,000,000,000.00 for
debt securities; this limit is also
valid for Resolution 7 but does not
include resolution 6; Authority
expires at the end of 26 months; it
does not interfere with any share
capital increase which might be
decided in relation to the public
offering
E.9 Authorize the Board to use Mgmt For *
Resolutions 7 and 8 to increase the
share capital; this decision is
maintained till the end of the
meeting called to deliberate on the
2004 accounts, in case a takeover bid
or an exchange bid is launched on
O.1 Approve the accounts and the balance Mgmt For *
sheet of the FY 2003, showing profits
amounting to EUR 1,683,957,043.77
O.18 Approve to renew the term of office Mgmt For *
of Mr. Jean-Francois Dehecq as a
Director for 4 years
O.19 Approve to renew the term of office Mgmt For *
of Mr. Rene Barbier as a Director for
4 years
O.2 Approve the consolidated accounts of Mgmt For *
the FY 2003 as presented to it
O.20 Approve to renew the term of office Mgmt For *
of Mr. Robert Castaigne as a Director
for 4 years
O.21 Approve to renew the term of office Mgmt For *
of Mr. Thierry Desmarest as a
Director for 4 years
O.22 Approve to renew the term of office Mgmt For *
of Mr. Lindsay Owen-Jones as a
Director for 4 years
O.23 Approve to renew the term of office Mgmt For *
of Mr. Bruno Weymuller as a Director
O.24 Approve to confirm the term of office Mgmt For *
of Mr. Lord Douro as a Director for
4 years
O.25 Approve to confirm the term of office Mgmt For *
of Mr. Gerard Van Kemmel as a
Director for 4 years
O.26 Appoint Mr. Christian Mulliez as a Mgmt For *
Director for 4 years
O.27 Appoint Mr. Jean-Marc Bruel as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.28 Appoint Mr. Jurgen Dorman as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.29 Appoint Mr. Jean-Rene Fourtou as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.3 Approve the appropriations: profits Mgmt For *
for the FY EUR 1,683,957,043.77 minus
EUR 96,113.00 to legal reserve total
EUR 1,683,860,930.77 plus prior
retained earnings EUR 234,647,599.90
total EUR 1,918,508,530.67 special
reserve on long term capital gains
EUR 553,612,957.45 global dividend
EUR 1,364,895,573.22; if the number
of shares existing at dividend
payment date requires it, the
necessary amounts will be deducted
from special reserve on long-term
capital gains; net dividend per share
EUR 1.02 with EUR 0.51 tax credit
paid in cash minus the EUR 0.97
interim dividend at the settlement
O.30 Appoint Mr. Serge Kampf as a Director Mgmt For *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.31 Appoint Mr. Igor Landau as a Director Mgmt For *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.32 Appoint Mr. Hubert Markl as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.33 Appoint Mr. Klaus Pohle as a Director Mgmt For *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.34 Appoint Mr. Hermann Scholl as a Mgmt For *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.35 Acknowledge the mandates of the Mgmt For *
Directors of the Companies: Elf
Aquitaine, I Oreal and Pierre Castres
Saint-Martin, Pierre-Gilles De
Gennes and Herve Guerin expires to
the exit from this present meeting
O.36 Approve to set an amount of EUR Mgmt For *
1,000,000.00 to be allocated to the
Board of Directors as attendance fees
O.37 Grant all powers to the bearer of a Mgmt For *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
O.4 Approve the agreements mentioned in Mgmt For *
the Special Auditors report, in
accordance with the provisions of
Article L. 225-40 of the French Trade
Code
O.5 Authorize the Board, in substitution Mgmt For *
of the Authority granted at in
Resolution 6 of 19 MAY 2003, to trade
the Company shares on the stock
exchange, notably in view of
adjusting their price and
implementing resolution 12 below;
maximum purchase price EUR 90.00;
maximum amount to be used for such
operations EUR 6,595,632,630.00 and
EUR 13,026,566,790.00 if the public
offerings on the Aventis shares 10%
of the share capital; the
repurchased shares kept by the
Company will have no voting right and
no dividend; they shall not exceed
10% of the share capital; maximum
number of shares to be acquired: 10%
of the share capital; Authority
expires at the end of 18 months as of
O.6 Authorize the Board to issue bonds Mgmt For *
and similar securities for maximum
nominal amount of EUR
7,000,000,000.00; this limit included
all issues of the same sort;
Authority expires at the end of 5
- -------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda: 700475773
CUSIP: G0593M107 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0009895292
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Director s report and Mgmt For *
accounts for the YE 31 DEC 2003
10. Authorize the Directors to disapply Mgmt For *
pre-emption rights
11. Authorize the Company to purchase its Mgmt For *
own shares
12. Grant authority to increase of Mgmt For *
capital on non-executive Director s
remuneration
2. Approve the dividends Mgmt For *
3. Re-appoint KPMG Audit PLC, London as Mgmt For *
Auditor
4. Authorize the Directors to agree to Mgmt For *
the remuneration of the Auditor
5.a Elect Mr. Percy Barnevik as a Mgmt For *
5.b Elect Mr. Hakan Mogren as a Director Mgmt For *
5.c Elect Sir. Tom Mckillop as a Director Mgmt For *
5.d Elect Mr. Jonathan Symonds as a Mgmt For *
Director
5.e Elect Sir. Peter Bonfield as a Mgmt For *
5.f Elect Mr. John Buchanan as a Director Mgmt For *
5.g Elect Ms. Jane Henney as a Director Mgmt For *
5.h Elect Mr. Michele Hooper as a Mgmt For *
5.i Elect Mr. Joe Jimenez as a Director Mgmt For *
5.j Elect Mr. Ema Moller as a Director Mgmt For *
5.k Elect Mr. Dame Bridget Ogilvie as a Mgmt For *
Director
5.l Elect Mr.Louis Schweitzer as a Mgmt For *
5.m Elect Mr. Marcus Wallenberg as a Mgmt For *
Director
6. Approve the Director s remuneration Mgmt For *
report for the YE 31 DEC 2003
7. Adopt new Articles of Association Mgmt For *
8. Grant authority for limited EU Mgmt For *
political donations
9. Authorize the Directors to allot Mgmt For *
unissued shares
- -------------------------------------------------------------------------------------------------------
BG GROUP PLC Agenda: 700496727
CUSIP: G1245Z108 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: GB0008762899
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and reports of Mgmt For *
the Directors and the Auditors for
the YE 31 DEC 2003
10. Authorize the Audit Committee to Mgmt For *
determine the remuneration of the
Auditors
11. Authorize the Company and its Mgmt For *
subsidiary BG International Limited,
in accordance with Part XA of the
Companies Act 1985 the Act, to: a)
make donations to EU political
organizations not exceeding GBP
25,000 in total; and b) incur EU
political expenditure not exceeding
GBP 25,000 in total; Authority
expires earlier on the date of the
AGM of the Company in 2005 or 21 AUG
12. Authorize the Directors to amend: a) Mgmt For *
the rules of BG Group Company Share
Option Scheme; b) the rules of the BG
Group Sharesave Scheme; c) the trust
deed and rules of the BG Group New
Long Term Incentive Scheme; and d)
the trust deed and rules of the BG
Group Share Incentive Plan
13. Approve to renew the authority Mgmt For *
conferred on the Directors by Article
12.2 of the Company s Articles of
Association and for this purpose the
Section 80 amount be GBP 117,730,026;
Authority expires earlier on the date
of the AGM of the Company in 2005, or
21 AUG 2005
2. Approve the remuneration report for Mgmt For *
the YE 31 DEC 2003
3. Declare a final dividend in respect Mgmt For *
of the YE 31 DEC 2003 of 1.86 pence
per ordinary share payable on 28 MAY
2004 to the holders of ordinary
shares on the register on 16 APR 2003
4. Re-elect Mr. Peter Backhouse as a Mgmt For *
Director of the Company
5. Re-elect Mr. Paul Collins as a Mgmt For *
Director of the Company
6. Re-elect Mr. William Friedrich as a Mgmt For *
Director of the Company
7. Re-elect Mr. Lord Sharman as a Mgmt For *
Director of the Company
8. Re-elect Mr. Keith Mackrell as a Mgmt For *
Director of the Company
9. Re-appoint PricewaterhouseCoopers LLP Mgmt For *
as the Auditors of the Company until
the conclusion of the next general
meeting at which accounts are laid
before the Company
S.14 Authorize the Directors, in Mgmt For *
substitution for any existing
authority, to allot equity
securities, include a sale of
treasury shares Section 94 of the
Companies Act 1985 for cash pursuant
to the authority conferred by
Resolution 13, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue in favor of ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP
17,659,504; Authority expires the
earlier on the date of the AGM of the
Company in 2005 or 21 AUG 2005; and,
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such
an offer or agreement made prior
S.15 Authorize the Company, to make market Mgmt For *
purchases Section 163(3) of the
Companies Act 1985 of ordinary shares
of 10 pence each of the
- -------------------------------------------------------------------------------------------------------
CRH PLC Agenda: 700489544
CUSIP: G25508105 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: IE0001827041
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Company s financial Mgmt For *
statements and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a dividend on the ordinary Mgmt For *
shares
3.a Re-elect Mr. D.M. Kennedy as a Mgmt For *
Director in accordance with Article
3.b Re-elect Mr. P.J. Molloy as a Mgmt For *
Director in accordance with Article
3.c Re-elect Mr. W.I. O Mahony as a Mgmt For *
Director in accordance with Article
3.d Re-elect Mr. D.W. Dayle as a Director Mgmt For *
in accordance with Article 109
3.e Re-elect Mr. J.M. De Jong as a Mgmt For *
Director in accordance with Article
3.f Re-elect Mr. M. Lee as a Director in Mgmt For *
accordance with Article 109
3.g Re-elect Mr. T.V. Neill as a Director Mgmt For *
in accordance with Article 109
4. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
6. Authorize the Directors pursuant to Mgmt For *
Article 135(b) of the Articles of
Association of the Company to offer
to the holders of ordinary shares in
the capital of the Company the right
to elect to receive an allotment of
additional ordinary shares credited
as fully paid instead of cash in
respect of all or part of any
dividend or dividends falling to be
declared or paid during the period
commencing on the date of adoption of
this resolution; Authorization
expires on the date of AGM in 2009
S.10 Authorize the Company to purchase Mgmt For *
ordinary shares Section 212 of the
Companies Act, 1990 subject to
passing of Resolution 9;
Authorization expires at the close of
business on the earlier date of the
AGM in 2005 or 04 AUG 2005
S.11 Authorize the Company to re-issue Mgmt For *
treasury shares Section 212 of the
Companies Act, 1990 subject to
passing of Resolution 9;
Authorization expires at the close of
business on the earlier date of the
AGM in 2005 or 04 AUG 2005
S.5 Authorize the Directors of the Mgmt For *
Company in pursuant to the Article
11(e) of the Articles of Association
of the Company to allot equity
securities for cash and in respect of
sub-paragraph (III) thereof up to an
aggregate value of EUR 8,968,000;
Authorization expires earlier the
date of AGM in 2005 or 04 AUG 2005
S.7 Amend Article 14 of the Articles of Mgmt For *
Association of the Company by
deleting and adding the new article
S.8 Amend Article 153 of the Articles of Mgmt For *
Association of the Company
S.9 Amend Article 62 of the Articles of Mgmt For *
Association of the Company
- -------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda: 700513357
CUSIP: G52416107 Meeting Type: AGM
Ticker: Meeting Date: 5/25/2004 ISIN: IE0004906560
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the accounts for Mgmt For *
the YE 31 DEC 2003 and the Directors
and the Auditors reports thereon
2. Declare a final dividend as Mgmt For *
recommended by the Directors
3.a.i Re-elect Mr. Denis Buckley as a Mgmt For *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
3.a.v Re-elect Mr. Michael J. Sullivan as a Mgmt For *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
3.aii Re-elect Mr. Flor Healy as a Mgmt For *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
3.aiv Re-elect Mr. Desmond O Connor as a Mgmt For *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
3.b.i Re-elect Mr. Kevin Kelly as a Mgmt For *
Director, who retires by rotation in
accordance with the Articles of
Association of the Company
3.bii Re-elect Mr. Brian Mehigan as a Mgmt For *
Director, who retires by rotation in
accordance with the Articles of
Association of the Company
3aiii Re-elect Mr. Timothy G. Horan as a Mgmt For *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
4. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
5. Approve the Section 20 authority Mgmt For *
S.6 Approve the disapplication of Section Mgmt For *
23
- -------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda: 932164128
CUSIP: G6359F103 Meeting Type: Annual
Ticker: NBR Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES L. PAYNE Mgmt For For
HANS W. SCHMIDT Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET AUDITORS
REMUNERATION.
03 SHAREHOLDER PROPOSAL TO CHANGE NABORS Mgmt Against For
JURISDICTION OF INCORPORATION FROM
BERMUDA TO DELAWARE.
- -------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda: 932110151
CUSIP: G65422100 Meeting Type: Annual
Ticker: NE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. CAWLEY Mgmt For For
LUKE R. CORBETT Mgmt For For
JACK E. LITTLE Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda: 700469681
CUSIP: G75754104 Meeting Type: AGM
Ticker: Meeting Date: 4/7/2004 ISIN: GB0007188757
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to renew the authority and Mgmt For *
power conferred on the Directors to
allot shares by paragraph (B) of
Article 9 of the Company s Articles
of Association for the period, later
of ending on the date of AGM in 2005
or on 6 APR 2005 and for such period
the Section 80 amount be GBP 34,47
10. Re-appoint PricewaterhouseCoopers LLP Mgmt For *
as the Auditors of the Company to
hold office until the conclusion of
the next AGM at which accounts are
laid before the Company and authorize
the Audit Committee to determine the
Auditors remuneration
11. Approve the remuneration report as Mgmt For *
set out in the 2003 annual review and
the 2003 annual report and financial
statements
12. Receive the Company s financial Mgmt For *
statements and the report of the
Directors and the Auditors for the YE
31 DEC 2003
4. Approve the Mining Companies Mgmt For *
Comparative Plan 2004 and the Rio
Tinto Share Option Plan 2004 subject
to such modification as the Directors
may consider necessary or desirable
to take account of the requirements
of London Stock Exchange Limited,
Australian Stock Exchange Limited or
prevailing practice and authorize the
Directors to adopt and carry the same
into effect
5. Elect Sir. John Kerr as a Director Mgmt For *
6. Elect Mr. Leigh Cllfford as a Mgmt For *
7. Elect Mr. Guy Elliott as a Director Mgmt For *
8. Re-elect Sir. Richard Sykes as a Mgmt For *
Director
9. Re-elect Sir. Richard Giordano as a Mgmt For *
Director
S.2 Approve to renew the authority and Mgmt For *
power conferred on the Directors in
relation to rights issues and in
relation to the section 89 amount by
paragraph (B) of Article 9 of the
Company s Articles of Association for
the period, later of ending on the
date of AGM in 2005 or on 6 APR 2005
and for such period the Section 89
amount be GBP 6,89 million
S.3 Authorize the Rio Tinto Plc, Rio Mgmt For *
Tinto Limited and any subsidiaries of
Rio Tinto Limited pursuant to
agreement between Rio Tinto Plc and
Rio Tinto Limited, for the purpose of
Section 165 of the Companies Act
1985, to make market purchase Section
163 not exceed 106.7 million Rio
Tinto Plc shares 10% of the issued
ordinary share capital of the Company
as at 6 FEB 2004 of 10p each issued
by Rio Tinto Plc, at a minimum price
of 10p and not more than 5% above the
average middle market quotations for
Rio Tinto Plc shares as derived from
the London Stock Exchange Daily
Official List, over the previous 5
business days;
- -------------------------------------------------------------------------------------------------------
SINA CORPORATION Agenda: 932190642
CUSIP: G81477104 Meeting Type: Annual
Ticker: SINA Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL CHIANG Mgmt For For
01 TER FUNG TSAO Mgmt For For
SONG-YI ZHANG Mgmt For For
XIAOTAO CHEN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE
INDEPENDENT AUDITORS OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. Agenda: 932116470
CUSIP: G90078109 Meeting Type: Annual
Ticker: RIG Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT L. LONG Mgmt For For
MARTIN B. MCNAMARA Mgmt For For
ROBERT M. SPRAGUE Mgmt For For
J. MICHAEL TALBERT Mgmt For For
02 APPROVAL OF THE AMENDMENT OF OUR Mgmt For For
LONG-TERM INCENTIVE PLAN AS DESCRIBED
IN THE PROXY STATEMENT.
03 APPROVAL OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda: 700381990
CUSIP: G93882101 Meeting Type: AGM
Ticker: Meeting Date: 7/30/2003 ISIN: GB0007192106
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please click on the above link to Non-
access Vodafone Group s 2003 Notice Voting
of Annual General Meeting and Annual
Review & Summary Financial Statement
1. Receive the report of the Directors Mgmt For *
and financial statements for the YE
31 MAR 2003
10. Re-appoint Deloitte & Touche as Mgmt For *
Auditors to the Company until the
next AGM
11. Authorize the Audit Committee to Mgmt For *
determine the remuneration of the
Auditors
12. Authorize the Company and any company Mgmt For *
which is or becomes a subsidiary of
the Company during the period to
which this resolution relates and for
the purposes of Part XA of the
Companies Act 1985, to make Donations
to EU Political Organizations or
incur EU Political Expenditure during
the period ending on the date of the
Company s AGM in 2004 provided that
any such Donations and expenditure
made by the Company together with
those made by any subsidiary company
while it is a subsidiary of the
Company shall not exceed in aggregate
GBP 100,000 during that period
13. Renew the authority conferred on the Mgmt Against *
Directors by Article 16.2 of the
Company s Articles of Association and
for this purpose: 13.1) the Section
80 amount be USD 900,000,000; and
13.2) the prescribed period be the
period ending on the date of the AGM
in 2004 or on 30 OCT 2004, whichever
is the earlier
2. Approve the remuneration report of Mgmt For *
the Board for the YE 31 MAR 2003
3. Re-appoint Lord MacLaurin of Mgmt For *
Knebworth DL, a Director retiring in
accordance with the Company s
Articles of Association, as a
Director of the Company
4. Re-appoint Mr. Kenneth Hydon, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
5. Re-appoint Mr. Thomas Geitner, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
6. Re-appoint Professor Sir Alec Broers, Mgmt For *
a Director retiring in accordance
with the Company s Articles of
Association, as a Director of the
7. Re-appoint Mr. Jurgen Schrempp, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
8. Re-appoint Dr. John Buchanan, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
9. Approve that the final dividend Mgmt For *
recommended by the Directors of
0.8983p per ordinary share for the YE
31 MAR 2003 be declared payable on
the ordinary shares of the Company to
all members whose names appear on
the Register of Members on 6 JUN 2003
and that such dividend be paid on 8
AUG 2003
S.14 Approve that, subject to the passing Mgmt Against *
of Resolution 13, the power conferred
on the Directors by Article 16.3 of
the Company s Articles of Association
be renewed for the prescribed period
specified in Resolution 13.2 and for
such period the Section 89 amount be
USD 340,000,000
S.15 Authorize the Company, generally and Mgmt For *
unconditionally, for the purposes of
Section 166 of the Companies Act
1985, to make market purchases (as
defined in Section 163 of that Act)
of ordinary shares of USD 0.10 each
in the capital of the Company
provided that: 15.1) the maximum
aggregate number of ordinary shares
which may be purchased is
6,800,000,000; 15.2) the minimum
price which may be paid for each
ordinary share is USD 0.10; 15.3) the
maximum price (excluding expenses)
which may be paid for any ordinary
share is an amount equal to 105% of
the average of the middle market
closing price of the Company s
ordinary shares as derived from the
Official List of the London Stock
Exchange for the 5 business days
immediately preceding the day on
which such share is contracted to be
purchased; and 15.4) this authority
shall expire at the conclusion of the
AGM of the Company held in 2004 or on
30 OCT 2004, whichever is the
earlier, unless such authority is
renewed prior to that time (except in
relation to the purchase of ordinary
shares the contract for which was
concluded before the expiry of such
authority and which might be executed
- -------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD. Agenda: 932137967
CUSIP: G95089101 Meeting Type: Annual
Ticker: WFT Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIP BURGUIERES Mgmt For For
NICHOLAS F. BRADY Mgmt For For
DAVID J. BUTTERS Mgmt For For
BERNARD J. DUROC-DANNER Mgmt For For
SHELDON B. LUBAR Mgmt For For
WILLIAM E. MACAULAY Mgmt For For
ROBERT B. MILLARD Mgmt For For
ROBERT K. MOSES, JR. Mgmt For For
ROBERT A. RAYNE Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004, AND
AUTHORIZATION OF THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO SET
ERNST & YOUNG LLP S REMUNERATION.
- -------------------------------------------------------------------------------------------------------
XL CAPITAL LTD Agenda: 932119515
CUSIP: G98255105 Meeting Type: Annual
Ticker: XL Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN LOUDON Mgmt For For
ROBERT S. PARKER Mgmt For For
ALAN Z. SENTER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, NEW YORK,
TO ACT AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda: 700450757
CUSIP: H5820Q150 Meeting Type: AGM
Ticker: Meeting Date: 2/24/2004 ISIN: CH0012005267
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS PART II OF Non-
THE MEETING PROCESSED UNDER MI 122233 Voting
INCLUDING THE AGENDA. THANK YOU
1. Approve the annual report, the Mgmt For *
financial statements of Novartis AG
and the Group consolidated financial
statements for the year 2003
2. Approve the activities of the Board Mgmt Abstain *
of Directors
3. Approve the appropriation of Mgmt For *
available earnings of Novartis AG as
per balance sheet and declare a
dividend payment of CHF 2,526,705,981
is equivalent to a gross dividend of
CHF 1.00 per registered shares of
CHF 0.50 nominal value entitled to
4. Approve to allocate the general Mgmt For *
reserves as per balance sheet of 31
DEC 2003 the amounts of CHF
360,890,000 to the free reserves
5. Approve to reduce the share capital Mgmt For *
by CHF 12,130,000 from CHF
1,400,735,000 to CHF 1,388,605,000
that the corresponding number of
registered shares for subsequently
cancelled and that the relevant
Clause in the Article of
Incorporation be amended; and amend
Article 4 of the Articles of
6. Authorize the Board of Directors: i) Mgmt For *
to launch a fourth share repurchase
program to a maximum amount of CHF 3
billion, with the aim of canceling
the shares bought back and ii) to
repurchase for cancellation own
shares beyond the limit of 10% of the
share capital of the Novartis AG in
the course of either the completion
existing third share repurchase
program of CHF 4 billion or the
implementation of the fourth program
7. Amend the Article 21 paragraph 3 of Mgmt For *
the Articles of Incorporation
8.1 Approve the resignation of Mr. Walter Mgmt For *
G. Frehner and Mr. Heini Lippuner
from the Board of Directors
8.2a Re-elect Prof. Dr. Helmut Sihler as a Mgmt For *
Director for a period of 3 years
8.2b Re-elect Mr. Hans-Jorg Rudloff as a Mgmt For *
Director for a period of 3 years
8.2c Re-elect Mr. De Daniel Vasella as a Mgmt For *
Director for a period of 3 years
9. Approve the retention of the current Mgmt For *
Auditors of Novartis AG and Group
Auditors, PricewaterhouseCoopers AG
for a further year
- -------------------------------------------------------------------------------------------------------
FUJITSU LTD, TOKYO Agenda: 700534527
CUSIP: J15708159 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3818000006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 0, Final JY 3, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt For *
Repurchases at Board s Discretion -
Limit Directors and Internal
Auditors Legal Liability
3.1 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
4.3 Appoint Internal Statutory Auditor Mgmt For *
4.4 Appoint Internal Statutory Auditor Mgmt For *
5 Approve Retirement Bonuses for Mgmt Against *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
HIROSE ELECTRIC CO LTD Agenda: 700554985
CUSIP: J19782101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3799000009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 9, Final JY 11, Special JY
3
2 Amend Articles to: Authorize Mgmt For *
Appointment of Alternate Statutory
Auditors - Authorize Share
Repurchases at Board s Discretion
3 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
4.3 Appoint Internal Statutory Auditor Mgmt For *
- -------------------------------------------------------------------------------------------------------
HOYA CORP Agenda: 700527255
CUSIP: J22848105 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: JP3837800006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Amend Articles to: Expand Business Mgmt For *
Lines - Authorize Share Repurchases
at Board s Discretion
2.1 Elect Director Mgmt For *
2.2 Elect Director Mgmt For *
2.3 Elect Director Mgmt For *
2.4 Elect Director Mgmt For *
2.5 Elect Director Mgmt For *
2.6 Elect Director Mgmt For *
2.7 Elect Director Mgmt For *
2.8 Elect Director Mgmt For *
3 Approve Executive Stock Option Plan Mgmt For *
- -------------------------------------------------------------------------------------------------------
JGC CORP (FORMERLY JAPAN GASOLINE CORP) Agenda: 700550874
CUSIP: J26945105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3667600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 0, Final JY 8, Special JY
0
2 Amend Articles to: Reduce Board Size Mgmt For *
- Authorize Share Repurchases at
Board s Discretion - Create Board of
Executive Officers
3.1 Elect Director Mgmt For *
3.10 Elect Director Mgmt For *
3.11 Elect Director Mgmt For *
3.12 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
3.4 Elect Director Mgmt For *
3.5 Elect Director Mgmt For *
3.6 Elect Director Mgmt For *
3.7 Elect Director Mgmt For *
3.8 Elect Director Mgmt For *
3.9 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
4.3 Appoint Internal Statutory Auditor Mgmt For *
4.4 Appoint Internal Statutory Auditor Mgmt For *
5 Approve Retirement Bonuses for Mgmt Abstain *
Directors and Statutory Auditors
6 Approve Payments to Continuing Mgmt Abstain *
Directors and Statutory Auditors in
Connection with Abolition of
Retirement Bonus System
- -------------------------------------------------------------------------------------------------------
KDDI CORP, TOKYO Agenda: 700531963
CUSIP: J31843105 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3496400007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt For *
20 term: dividends for the current
term as JPY 2,400 per share JPY 3600
on a yearly basis
2. Approve the Company to purchase its Mgmt For *
own shares upon a resolution of the
Board of Directors in accordance with
the Commercial Code 211-3 and
partially amend the Company s
Articles of Incorporation
3. Approve to give free share Mgmt For *
subscription rights to the Directors,
Senior Executive Directors, Executive
Directors, advisors, Statutory
Auditors and the employees of the
Company and its subsidiaries as stock
option in accordance with Commercial
Code 280-20 and 280-21
4. Amend the parts of the Resolutions on Mgmt For *
conditions for exercising and
extincting Free Subscription Rights
approved at the AGM of shareholders
held in June 2002 and 2003 and the
conditions will be for the Directors,
senior Executives Directors the
Executive Directors, advisors,
Statutory Auditors and the employees
of the Company and its subsidiaries
and partially amend the Free
Subscription Rights
5.1 Elect Mr. Akira Hioki as a Statutory Mgmt For *
Auditor
5.2 Elect Mr. Yoshiaki Tsuji as a Mgmt For *
Statutory Auditor
5.3 Elect Mr. Hideki Ishida as a Mgmt For *
Statutory Auditor
5.4 Elect Mr. Katsuaki Watanabe as a Mgmt For *
Statutory Auditor
6. Grant retirement Allowances to the Mgmt For *
retired Statutory Auditors: grant
retirement allowances JPY16,500,000
in total to 2 retired Statutory
Auditors, Mr. Toshiaki Terui and
7. Grant retirement allowances to the Mgmt For *
Directors and the Statutory Auditor
in connection with abolishment of
retirement allowances system; grant
retirement allowances JPY125,287,000
in total to 8 Directors, Mr. Mitsuo
Igarashi, Mr. Tadashi Onodera, Mr.
Masahiro Yamamoto, Mr. Nobuhiko
Nakano, Mr. Yasuhiko Itou, Mr.
Satoshi Nagao, Mr. Nobuo Nezu and Mr.
Hirofumi Morozumi and JPY2,200,000
to 1 Statutory Auditor Mr. Akira
- -------------------------------------------------------------------------------------------------------
MITSUBISHI CORP Agenda: 700552842
CUSIP: J43830116 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3898400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non-
TO MEETING # 146695. ALL VOTES Voting
RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. Approve the appropriation of retained Mgmt For *
earnings for FY 2003: Dividends for
the current term has been proposed as
JPY 8 per share
2. Approve the partial amendments to the Mgmt Against *
Articles of Incorporation: The term
of office for Director has been
proposed to change to 1 year from the
present 2 years; the Company will be
allowed to purchase its own shares
upon a resolution of the Board of
Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Mikio Sasaki as a Director Mgmt For *
3.2 Elect Mr. Masayuki Takashima as a Mgmt For *
Director
3.3 Elect Mr. Yukio Masuda as a Director Mgmt For *
3.4 Elect Mr. Hidetoshi Kamekazi as a Mgmt For *
Director
3.5 Elect Mr. Ichirou Taniguchi as a Mgmt For *
Director
3.6 Elect Mr. Haruo Matsumoto as a Mgmt For *
3.7 Elect Mr. Tomio Tsutsumi as a Mgmt For *
4.1 Elect Mr. Yuuzou Shinkai as a Mgmt For *
Corporate Auditor
4.2 Elect Mr. Koukei Higuchi as a Mgmt For *
Corporate Auditor
4.3 Elect Mr. Shigemitsu Miki as a Mgmt For *
Corporate Auditor
4.4 Elect Mr. Shigeru Nakajima as a Mgmt For *
Corporate Auditor
5. Assign free subscription rights: The Mgmt Abstain *
Company has proposed to give free
share subscription rights to its
Directors, Executives and Senior
General Managers as stock options
6.1 Grant retirement allowances to Mgmt Abstain *
retired Director, Mr. Minoru Makihara
6.2 Grant retirement allowances to Mgmt Abstain *
retired Director, Mr. Kouji Furukawa
6.3 Grant retirement allowances to Mgmt Abstain *
retired Director, Mr. Susumu Kani
6.4 Grant retirement allowances to Mgmt Abstain *
retired Director, Mr. Takeshi
6.5 Grant retirement allowances to Mgmt Abstain *
retired Statutory Auditor, Mr. Tsuneo
6.6 Grant retirement allowances to Mgmt Abstain *
retired Statutory Auditor, Mr. Manabu
- -------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE CO LTD, TOKYO Agenda: 700542005
CUSIP: J43916113 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3899600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 4, Final JY 4, Special
JY 0
2 Amend Articles to: Expand Business Mgmt For *
Lines - Authorize Share Repurchases
at Board s Discretion
3.1 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
3.4 Elect Director Mgmt For *
3.5 Elect Director Mgmt For *
3.6 Elect Director Mgmt For *
3.7 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
5 Approve Retirement Bonuses for Mgmt For *
Director and Statutory Auditor
6 Appoint External Auditors Mgmt For *
7 Approve Executive Stock Option Plan Mgmt For *
- -------------------------------------------------------------------------------------------------------
MITSUI SUMITOMO INSURANCE CO LTD Agenda: 700541596
CUSIP: J45174109 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3888200007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 0, Final JY 8.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt For *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt For *
3.10 Elect Director Mgmt For *
3.11 Elect Director Mgmt For *
3.12 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
3.4 Elect Director Mgmt For *
3.5 Elect Director Mgmt For *
3.6 Elect Director Mgmt For *
3.7 Elect Director Mgmt For *
3.8 Elect Director Mgmt For *
3.9 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
4.3 Appoint Internal Statutory Auditor Mgmt For *
5 Approve Retirement Bonuses for Mgmt Abstain *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING CO LTD Agenda: 700534440
CUSIP: J46840104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3914400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 25, Final JY 25, Special
JY 0
2 Amend Articles to: Decrease Mgmt For *
Authorized Capital to Reflect Share
Repurchase from 600 Million to 590
Million Shares - Authorize Share
Repurchases at Board s
3.1 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
5 Approve Special Payments to Mgmt For *
Continuing Directors and Statutory
Auditors in Connection with the
Abolition of Retirement Bonus System
and Approve Retirement Bonus to
Statutory Auditor
6 Approve Executive Stock Option Plan Mgmt For *
- -------------------------------------------------------------------------------------------------------
NITTO DENKO CORP (FORMERLY NITTO ELECTRIC Agenda: 700552828
INDUSTRIAL CO LTD)
CUSIP: J58472119 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3684000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt For *
the No. 139 term, including dividends
of JPY 23 per share
2. Amend the Company s Articles of Mgmt For *
Incorporation partially
3. Approve to assign free subscription Mgmt For *
rights
4.1 Elect Mr. Masamichi Takemoto as a Mgmt For *
Director
4.2 Elect Mr. Yukio Nagira as a Director Mgmt For *
4.3 Elect Mr. Yasuo Ninomiya as a Mgmt For *
4.4 Elect Mr. Tatsunosuke Fujiwara as a Mgmt For *
Director
4.5 Elect Mr. Wataru Kitao as a Director Mgmt For *
5.1 Elect Mr. Nobuyuki Tanioka as a Mgmt For *
Statutory Auditor
5.2 Elect Mr. Shigeru Takarayama as a Mgmt For *
Statutory Auditor
5.3 Elect Mr. Shikou Saikawa as a Mgmt For *
Statutory Auditor
5.4 Elect Mr. Kazuo Kumagai as a Mgmt For *
Statutory Auditor
6. Approve to assign free subscription Mgmt For *
rights as stock compensation
7. Approve to revise the remuneration Mgmt For *
for Statutory Auditors
8. Approve to grant retirement Mgmt For *
allowances to retired Directors and
Statutory Auditors
9. Approve to grant retirement Mgmt For *
allowances to Directors and Statutory
Auditors in connection with
abolishment of retirement allowances
- -------------------------------------------------------------------------------------------------------
ROHM CO LTD Agenda: 700552791
CUSIP: J65328122 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3982800009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non-
TO MEETING # 146694. ALL VOTES Voting
RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. Approve the appropriation of retained Mgmt For *
earnings of the 46th FY: Dividends
for the current term has been
proposed as JPY 42.50 per share (JPY
55 on a yearly basis)
2. Approve the partial amendment to the Mgmt For *
Articles of Incorporation: The
Company will be allowed to purchase
its own shares upon a resolution of
the Board of Directors in accordance
with the Commercial Code 211-3
3.1 Elect Mr. Yoshiaki Shibata as a Mgmt For *
Corporate Auditor
3.2 Elect Mr. Yasuhito Tamaki as a Mgmt For *
Corporate Auditor
3.3 Elect Mr. Shinya Murao as a Corporate Mgmt For *
Auditor
3.4 Elect Mr. Toshiki Shimozono as a Mgmt For *
Corporate Auditor
3.5 Elect Mr. Haruo Kitamura as a Mgmt For *
Corporate Auditor
4. Grant retirement allowances to the Mgmt For *
retiring Corporate Auditor, Mr Toshio
Minoura, in accordance with the
Company s rule
- -------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO LTD Agenda: 700539705
CUSIP: J77841112 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3409000001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 0, Final JY 9, Special JY
0
2 Approve Introduction of New Mgmt For *
Compensation System for Directors
Tied to Company Performance
3 Approve Special Payments to Directors Mgmt For *
in Connection with Abolition of
Retirement Bonus System
4 Amend Articles to: Abolish Retirement Mgmt For *
Bonus System
- -------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LTD Agenda: 700528966
CUSIP: J86957115 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3571400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 4, Final JY 6, Special JY
0
2 Amend Articles to: Authorize Share Mgmt For *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
3.4 Elect Director Mgmt For *
3.5 Elect Director Mgmt For *
3.6 Elect Director Mgmt For *
3.7 Elect Director Mgmt For *
3.8 Elect Director Mgmt For *
3.9 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
5 Appoint External Auditors Mgmt For *
6 Approve Retirement Bonuses for Mgmt For *
Director and Statutory Auditor
7 Approve Adjustment to Aggregate Mgmt For *
Compensation Ceiling for Directors
8 Approve Executive Stock Option Plan Mgmt For *
- -------------------------------------------------------------------------------------------------------
YAHOO JAPAN CORP, TOKYO Agenda: 700533246
CUSIP: J95402103 Meeting Type: AGM
Ticker: Meeting Date: 6/17/2004 ISIN: JP3933800009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, with No Mgmt For *
Dividends
2 Amend Articles to: Expand Business Mgmt For *
Lines - Increase Authorized Capital
from 7.52 Million to 15.08 Million
Shares - Authorize Share Repurchases
at Board s Discretion
3.1 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
3.4 Elect Director Mgmt For *
3.5 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
5 Approve Executive Stock Option Plan Mgmt For *
- -------------------------------------------------------------------------------------------------------
YAMADA DENKI CO LTD Agenda: 700527267
CUSIP: J95534103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3939000000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt For *
Including the Following Dividends:
Interim JY 0, Final JY 11, Special JY
1
2 Amend Articles to: Authorize Share Mgmt For *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt For *
3.10 Elect Director Mgmt For *
3.11 Elect Director Mgmt For *
3.12 Elect Director Mgmt For *
3.13 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
3.4 Elect Director Mgmt For *
3.5 Elect Director Mgmt For *
3.6 Elect Director Mgmt For *
3.7 Elect Director Mgmt For *
3.8 Elect Director Mgmt For *
3.9 Elect Director Mgmt For *
4.1 Appoint Internal Statutory Auditor Mgmt For *
4.2 Appoint Internal Statutory Auditor Mgmt For *
5 Approve Retirement Bonuses for Mgmt For *
Directors
6 Approve Adjustment to Aggregate Mgmt For *
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda: 700477791
CUSIP: N4297B146 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: NL0000009082
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non-
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 08 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU
1. Opening and announcements Mgmt For *
10. Approve to reduce the capital through Mgmt For *
withdrawal of shares of the Company
11. Any other business and closure Other For *
2. Approve the report by the Board Of Mgmt For *
Management for the FY 2003
3.A Approve the financial statements for Mgmt For *
the FY 2003
3.B Approve the dividend policy Mgmt For *
3.C Approve to adopt a dividend over the Mgmt For *
FY 2003
4.A Grant discharge to the Members of the Mgmt For *
Board of Managements from liability
4.B Grant discharge to the Member of the Mgmt For *
Supervisory Board
5. Approve the Corporate Governance Mgmt For *
6. Approve the establishment of Mgmt For *
remuneration policy
7.A Appoint the Auditors Mgmt For *
7.B Approve to publish the annual Mgmt For *
accounts and the annual report in the
English language
8.A Approve the opportunity to make Mgmt For *
recommendations for the appointment
of a Member of the Supervisory Board
8.B Approve the opportunity to object to Mgmt For *
the proposed appointment
8.C Approve the announcement concerning Mgmt For *
vacancies arising at the AGM of
shareholders in 2005
8.D Appoint a new Member of the Board of Mgmt For *
Management
9.A Authorize the Board to acquire shares Mgmt For *
of the Company
9.B Appoint Board of Management to issue Mgmt For *
shares of the Company
9.C Appoint the Board of Management to Mgmt For *
limit or exclude the emptive rights
- -------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SA DE CV, MEXICO Agenda: 700454921
CUSIP: P98180105 Meeting Type: MIX
Ticker: Meeting Date: 2/25/2004 ISIN: MXP810081010
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
E.VII Approve to increase the rights of the Mgmt For *
C series shares in order to have full
voting rights and to change them into
V series shares
E.X Approve to increase the paid-in Mgmt For *
capital in its variable part through
the issue of 98,449,465 new ordinary
shares, which will be exclusively
delivered as share dividend, such
shares will be subscribed by the
shareholders and they will be paid
through the paid-in capital account
for MXN 0.44 per share of the
retained earning account of the
entity; in case there will be some
share outstanding after this event
such shares will be canceled
E.XI Amend the fifth, sixth, nineth, Mgmt For *
tenth, twelfth, sixteenth and twenty-
eighth Clauses of the By-laws
I. Receive the report of the Board of Mgmt For *
Directors Chairman
II. Receive the Auditors Committee report Mgmt For *
III. Receive the Commissioner s report Mgmt For *
IV. Receive and approve the financial Mgmt For *
statements as of 31 DEC 2003
IX. Receive and approve a dividend Mgmt For *
payment in cash against the retained
earnings account for MXN 0.44 per
share to be payable on 31 MAR 2004
V. Receive the report concerning the Mgmt For *
funds to purchase own shares
VI. Receive and approve the project to Mgmt For *
cancel 27,619,700 C series shares
VIII. Receive and approve the application Mgmt For *
of retained earnings
XII. Receive the ESOP for 2004 Mgmt For *
XIII. Receive the Wal-Mart De Mexico Mgmt For *
Foundation
XIV. Approve the activity of the Mgmt For *
Administration Board carried out
during the exercise of 2003
XV. Ratify the Members of the Board Mgmt For *
including other Officials such as the
Commissar
XVI. Approve the minutes of the meeting Mgmt For *
- -------------------------------------------------------------------------------------------------------
BHP BILLITON LTD Agenda: 700418228
CUSIP: Q1498M100 Meeting Type: AGM
Ticker: Meeting Date: 11/13/2003 ISIN: AU000000BHP4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements for Mgmt For *
BHP Billiton Limited for the YE 30
JUN 2003, together with the Directors
report and the Auditors report
10. Elect Mr. M Salamon as a Director of Mgmt For *
BHP Billiton PLC
11. Elect Dr. J G Buchanan as a Director Mgmt For *
of BHP Billiton Limited
12. Elect Dr. J G Buchanan as a Director Mgmt For *
of BHP Billiton PLC
13. Re-appointment KPMG Audit PLC and Mgmt For *
PricewaterhouseCoopers LLP as
Auditors of BHP Billiton PLC; and
authorize the Directors to agree
14. Approve that the authority and power Mgmt For *
to allot relevant securities
conferred on the Directors by Article
9 of BHP Billiton PLC s Articles of
Association be renewed for the period
ending on the date of the BHP
Billiton PLC AGM in 2004 or on 23 JAN
2005 whichever is earlier, and for
such period the Section 80 amount
(under the United Kingdom Companies
Act 1985) shall be USD 265,926,499.00
17. Approve the Remuneration Report for Mgmt For *
the YE 30 JUN 2003
18. Approve the grant of Deferred Shares, Mgmt For *
Options and Performance Shares to
Executive Director and Chief
Executive Officer, Mr C W Goodyear,
under the BHP Billiton Limited Group
Incentive Scheme for all purposes,
including for the purpose of ASX
19. Approve the grant of Deferred Shares, Mgmt For *
Options and Performance Shares to
Executive Director and Senior
Minerals Executive, Mr M Salamon,
under the BHP Billiton PLC Group
Incentive Scheme for all purposes,
including for the purpose of ASX
2. Receive the financial statements for Mgmt For *
BHP Billiton PLC for the YE 30 JUN
2003, together with the Directors
report and the Auditors report
3. Re-elect Dr. D C Brink as a Director Mgmt For *
of BHP Billiton Limited
4. Re-elect Dr. D C Brink as a Director Mgmt For *
of BHP Billiton PLC
5. Re-elect Mr. M A Chaney as a Director Mgmt For *
of BHP Billiton Limited
6. Re-elect Mr. M A Chaney as a Director Mgmt For *
of BHP Billiton PLC
7. Re-elect Lord Renwick of Clifton as a Mgmt For *
Director of BHP Billiton Limited
8. Re-elect Lord Renwick of Clifton as a Mgmt For *
Director of BHP Billiton PLC
9. Elect Mr. M Salamon as a Director of Mgmt For *
BHP Billiton Limited
S.15 Approve that the authority and power Mgmt For *
to allot equity securities for cash
conferred on the Directors by Article
9 of BHP Billiton PLC s Articles of
Association be renewed for the period
referred to in such resolution and
for such period the Section 89 amount
(under the United Kingdom Companies
Act 1985) shall be USD 61,703,675.00
S.16 Authorize BHP Billiton PLC, in Mgmt For *
accordance with Article 6 of its
Articles of Association and Section
166 of the United Kingdom Companies
Act 1985, to make market purchases
(as defined in Section 163 of that
Act) of ordinary shares of USD 0.50
nominal value each in the capital of
BHP Billiton PLC (shares) provided
that: a) the maximum aggregate number
of shares hereby authorized to be
purchased shall be 246,814,700, being
10% of issued capital; b) the minimum
price which may be paid for each
share is USD 0.50, being the nominal
value of the shares; c) the maximum
price which may be paid for any share
is not more than 5% above the average
of the middle market quotations for a
share taken from the London Stock
Exchange Daily Official List for the
5 business days immediately preceding
the date of purchase of the shares;
and d) the authority conferred by
this resolution shall, unless renewed
prior to such time, expire on the
earlier of the end of the next AGM of
BHP Billiton to be held in 2004 or on
12 MAY 2005 (provided that BHP
Billiton PLC may enter into a
contract for the purchase of shares
before the expiry of this authority
which would or might be completed
- -------------------------------------------------------------------------------------------------------
CHINA UNICOM LTD Agenda: 700482475
CUSIP: Y15125100 Meeting Type: AGM
Ticker: Meeting Date: 5/12/2004 ISIN: HK0762009410
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt For *
statements and the reports of the
Directors and of the Auditors for the
YE 31 DEC 2003
2. Declare a final dividend for the YE Mgmt For *
31 DEC 2003
3. Elect and re-elect the Directors and Mgmt For *
authorize the Directors to fix their
remuneration for the YE 31 DEC 2004
4. Re-appoint the Auditors and authorize Mgmt For *
the Directors to fix their fees for
the YE 31 DEC 2004
6. Authorize the Directors to purchase Mgmt For *
shares of HKD 0.10 each in the
capital of the Company including any
form of depositary receipts
representing the right to receive
such shares on The Stock Exchange of
Hong Kong Limited Stock Exchange or
any other stock exchange recognized
by the Securities and Futures
Commission of Hong Kong and the Stock
Exchange in accordance with all
applicable laws including the Hong
Kong Code on share repurchases and
the rules governing the listing of
securities on the Stock Exchange as
amended during the relevant period,
not exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company at the date of
passing of this resolution; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
expiration of the
7. Authorize the Directors to allot, Mgmt Against *
issue and deal with additional shares
and make or grant offers, agreements
and options during and after the
relevant period, not exceeding the
aggregate of a) 20% of the aggregate
nominal amount of the issued share
capital of the Company at the date of
passing of this resolution; plus b)
the aggregate nominal amount of share
capital of the Company repurchased up
to 10% of the aggregate nominal
amount of the issued share capital as
at the date of passing of this
resolution, otherwise than pursuant
to i) a rights issue; ii) the
exercise of options granted under any
share option scheme adopted by the
Company; or iii) any scrip dividend
or similar arrangement; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
expiration of the period within which
the next AGM is to be held by
8. Authorize the Directors to exercise Mgmt For *
the powers of the Company referred to
in Resolution 7 in respect of the
share capital of the Company referred
to in sub-point (b) of such
S.5 Amend Articles 2(a); 69(a); 69(b); Mgmt For *
70; 78; 81; 97; 100; 105(g); 106;
108; 143 and 144; 148 and 149; 151;
and 153 of the Articles of
Association of the Company
- -------------------------------------------------------------------------------------------------------
CHINA UNICOM LTD Agenda: 700438561
CUSIP: Y15125100 Meeting Type: EGM
Ticker: Meeting Date: 12/22/2003 ISIN: HK0762009410
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Sale and Purchase Mgmt For *
Agreement dated 20 NOV 2003
Acquisition Agreement between China
Unicom (BVI) Limited and the Company
China Unicom Limited pursuant to
which Unicom BVI has agreed to sell
the entire issued share capital of
Unicom New World (BVI) Limited for
HKD 3,014,886,000 and authorize the
Directors to do acts and things
deemed necessary to give effect to
the Acquisition Agreement
2. Approve the connected transactions Mgmt For *
prospective cellular connected
transactions which the Company
expects to concur on a regular and
continuous basis in the usual course
of business of the Company, its
subsidiaries and the target Company
and authorize the Directors to do
acts and things deemed necessary to
give effect to the prospective
cellular connected transactions
3. Approve the Sale and Purchase Mgmt For *
Agreement dated 20 NOV 2003 Sale
Agreement between China United
Telecomunnications Corporation
Limited and the China Unicom
Corporation Limited pursuant to which
China Unicom Corporation Limited has
agreed to sell the entire issued
share capital of Guoxin Paging
Corporation Limited for HKD
2,590,917,656 and authorize the
Directors to do acts and things
deemed necessary to give effect to
4. Approve the connected transactions Mgmt For *
prospective guoxin connected
transactions which the Company
expects to concur on a regular and
continuous basis in the usual course
of business of the Company, its
subsidiaries and the target Company
and authorize the Directors to do
acts and things deemed necessary to
give effect to the prospective guoxin
connected transactions
- -------------------------------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD. Agenda: 932042043
CUSIP: Y2573F102 Meeting Type: Annual
Ticker: FLEX Meeting Date: 9/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RE-ELECTION OF RICHARD L. SHARP AS A Mgmt For For
DIRECTOR OF THE COMPANY.
03 RE-APPOINTMENT OF PATRICK FOLEY AS A Mgmt For For
DIRECTOR OF THE COMPANY.
04 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MARCH 31,
2004.
05 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1997 EMPLOYEE SHARE
06 TO APPROVE THE AUTHORIZATION FOR THE Mgmt Against Against
DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE ORDINARY SHARES.
07 TO APPROVE THE AUTHORIZATION FOR THE Mgmt For For
COMPANY TO PROVIDE CASH COMPENSATION
TO ITS DIRECTORS.
08 TO APPROVE THE AUTHORIZATION OF THE Mgmt For For
PROPOSED RENEWAL OF THE SHARE MANDATE
RELATING TO ACQUISITIONS BY THE
COMPANY OF ITS OWN ISSUED ORDINARY
SHARES.
2A RE-ELECTION OF JAMES A. DAVIDSON AS A Mgmt For For
DIRECTOR OF THE COMPANY.
2B RE-ELECTION OF LIP-BU TAN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
HON HAI PRECISION IND LTD Agenda: 700488061
CUSIP: Y36861105 Meeting Type: AGM
Ticker: Meeting Date: 6/10/2004 ISIN: TW0002317005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
AS PER TRUST ASSOCIATION S PROXY Non-
VOTING GUIDELINES, EVERY SHAREHOLDER Voting
IS ELIGIBLE TO BE NOMINATED AS A
CANDIDATE AND BE ELECTED AS A
DIRECTOR OR A SUPERVISOR, REGARDLESS
OF BEING RECOMMENDED BY THE COMPANY
AND/OR BY OTHER PARTIES. IF YOU
INTEND TO VOTE FOR A LISTED
CANDIDATE, YOU WILL NEED TO CONTACT
THE CANDIDATE AND/OR THE ISSUING
COMPANY TO OBTAIN THE CANDIDATE S
NAME AND ID NUMBER. WITHOUT SUCH
SPECIFIC INFORMATION, AN ELECTION
1. Approve to report the business of Mgmt For *
10. Approve the issuance of Global Mgmt For *
Depository Receipt
11. Amend the Articles of Incorporation Mgmt Abstain *
12. Re-elect the Directors and Mgmt For *
13. Approve to release the Board of Mgmt For *
Directors Members non-competition
liability
14. Other issues and extraordinary Mgmt For *
2. Approve the Supervisors review Mgmt For *
3. Approve to report the Company s Mgmt For *
indirect investment in People
Republic of China
4. Approve to report on the issuance of Mgmt For *
overseas convertible bonds
5. Approve to report on matters related Mgmt For *
to merger of Ambit Microsystems
Corporation and Hon Hai Precision
Ind. Co., Ltd
6. Other reporting matters Mgmt For *
7. Approve the business report and Mgmt For *
financial statements of 2003
8. Approve the distribution of 2003 Mgmt For *
profits
9. Approve the capitalization on part of Mgmt For *
2003 dividends
- -------------------------------------------------------------------------------------------------------
HON HAI PRECISION IND LTD Agenda: 700433799
CUSIP: Y36861105 Meeting Type: EGM
Ticker: Meeting Date: 12/24/2003 ISIN: TW0002317005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the merger with Ambit Mgmt For *
Microsystems Corporation and Hon Hai
Precision Industry Company Limited
2. Approve the issue of new shares for Mgmt For *
merger
3. Amend the Articles of Incorporation Mgmt Abstain *
- -------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda: 700476256
CUSIP: Y5945U103 Meeting Type: AGM
Ticker: Meeting Date: 6/9/2004 ISIN: TW0002454006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1.1 Approve the 2003 business operations Mgmt For *
report
1.2 Approve the 2003 audited report Mgmt For *
2.1 Approve to recognize the 2003 Mgmt For *
business reports and financial
2.2 Approve the 2003 profit distribution Mgmt For *
cash dividend: TWD 5 per share
3.1 Approve the issuance of new shares Mgmt For *
form retained earnings and employee
bonus stock dividend 180 for 1,000
shares held
3.2 Approve the revision to the Articles Mgmt For *
of Incorporation
4. Other issues and extraordinary Other For *
- -------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda: 700453183
CUSIP: Y74718100 Meeting Type: AGM
Ticker: Meeting Date: 2/27/2004 ISIN: KR7005930003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the financial statement, the Mgmt For *
balance sheet, the proposed
disposition of retained earning, the
statement of profit and loss and KRW
5,000 per 1 common share and KRW
5,050 per 1 preferred share
2.1 Elect an External Director Mgmt For *
2.2 Elect the Auditors Mgmt For *
2.3 Elect an Internal Director Mgmt For *
3. Approve the remuneration limit for Mgmt For *
Directors
- -------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda: 700472676
CUSIP: Y84629107 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: TW0002330008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE BE ADVISED THAT THIS IS A Non-
REVISION DUE TO THE REVISED WORDING
Voting OF RESOLUTIONS. IF YOU HAVE
ALREADY SENT YOUR VOTES, PLEASE DO
NOT RE- SEND THIS PROXY FORM UNLESS
YOU WISH TO AMEND YOU VOTING
INSTRUCTIONS.
1.1 Receive the business report of 2003 Mgmt For *
1.2 Receive the Supervisors review report Mgmt For *
1.3 Receive the report of status of Mgmt For *
acquisition or disposal of assets
with related parties for 2003
1.4 Receive the report of status of Mgmt For *
guarantee provided TSMC as of the end
of 2003
2.1 Approve to accept 2003 business Mgmt For *
report and financial statement
2.2 Approve the distribution of 2003 Mgmt For *
profits cash dividend TWD 0.6 per
share, stock dividend 140 shares per
1000 shares subject to 20%
withholding tax
2.3 Approve the issuance of new shares Mgmt For *
from retained earnings, stock
dividend: 140 for 1,000 shares held
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VIA TECHNOLOGIES INC Agenda: 700479303
CUSIP: Y9363G109 Meeting Type: AGM
Ticker: Meeting Date: 6/17/2004 ISIN: TW0002388006
For/Against
Proposal Type Vote Management
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As per Trust Association s proxy
Non-voting guidelines, every
shareholder Voting is eligible to be
nominated as a candidate and be
elected as a director or a
supervisor, regardless of being
recommended by the Company and/or by
other parties. If you intend to limit
you vote to a particular candidate,
you will need to contact the
candidate and/or the issuing company
to obtain the candidate s name and ID
number. ADP ICS Global will endeavor
to obtain the names and numbers of
nominees and will update the meeting
information when/if available.
Without such specific information,
votes cast on nominee elections will
be deemed as a no vote. Please
communicate any special nominee
voting instructions
1.1 Receive the 2003 business report Mgmt no action
1.2 Receive the Supervisor s review Mgmt no action
1.3 Receive the status of endorsements Mgmt no action
and guarantees
1.4 Approve to report the status of Mgmt no action
investment in Mainland China
1.5 Approve to report the execution Mgmt no action
status of treasury stock
1.6 Approve to report the status of the Mgmt no action
2000 issuance convertible corporate
bond and the usage status of capital
raised from CB issuance
2.1 Acknowledge the 2003 audited Mgmt no action
financial report
2.10 Approve to release the Directors from Mgmt no action
non-competition liability
2.2 Acknowledge the 2003 earnings Mgmt no action
distribution (stock dividend 50
shares per 1,000 shares form capital
surplus with tax free)
2.3 Approve to raise capital by rights Mgmt no action
issue
2.4 Amend the Articles of Incorporation Mgmt no action
2.5 Amend the procedure for loan to Mgmt no action
2.6 Amend the procedure for endorsement Mgmt no action
and guarantee
2.7 Amend the procedure for acquisition Mgmt no action
or disposal of assets
2.8 Amend the procedure for derivatives Mgmt no action
dealing
2.9 Elect the Directors and the Mgmt no action
3. Transact any other business and Other no action
extraordinary motions
*Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) THE GROWTH FUND OF AMERICA, INC.
By (Signature) /S/ James F. Rothenberg
----------------------------------------
Name James F. Rothenberg
Title Chairman and Principal Executive Officer
Date 08-27-2004