EXHIBIT 99.36 OFFICERS & DIRECTORS QUESTIONNAIRES (M. GRANVILLE-SMITH)
TO: Mark Granville-Smith
From G. Richard Chamberlin, Esq
Re: Due Diligence Disclosures for
Equity Growth Systems, inc.
DIRECTOR/OFFICER/PRINCIPAL QUESTIONNAIRE
(Please Print or Type Responses)
Please provide us with the following information, as soon as possible.
1. Name: R. Mark Granville-Smith
2. (a) Home Address: 9743 Brentsville Road
Manassas, VA 90112
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(b) Business Address: 10460 Dumfries Road
Manassas, VA 90110
. (a) Home Phone: 703-365-8662
(b) Business Phone: 703-365-0070
703-791-2885
3. Age: 41
4. State positions and offices held or to be held with the juridical entity or
entities disclosed above (each being hereinafter generically referred to as the
"Juridical Entity"), and your term of office for each:
non voting standing in for Edward Granville-Smith by power of attorney to become
a voting director of Equity Growth at a board meeting of later date.
State periods during which you have served in such position(s) and
office(s):
December 8, 1998 as power of attorney for Edward Granville-Smith
5. Is there any arrangement or understanding between you and any other person
pursuant to which you were or will be selected as an officer, director or
nominee or principal? yes X no ___ (if "yes," briefly describe such arrangement
or understanding, and name such person. Do not include arrangements with
directors and officers acting solely in their capacities as such.)
Equity Growth Systems, inc. and Edward Granville-Smith Settlement Agreement
6. State the nature of any family relationship (by blood, marriage, or adoption,
not more remote than first cousin) between yourself and any director, executive
officer, or person nominated or chosen by the Juridical Entity to become a
director or executive officer.
None other than Edward Granville-Smith
7. List all places of employment, their principal business, and your principal
occupation(s) during the last five years, staring with your current positions
and working back in time. Include all positions as an officer, director,
partner, consultant or sole proprietor:
Principal
Dates Location & Name of Business Principal Purpose Occupation
1992-Present Classic Concept Custom Home Builder Chairman/CEO
Manassas, VA
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8. State whether any of the businesses listed are parents, subsidiaries, or
affiliates of the Juridical Entity.
None of above
9. State, in detail, the nature of responsibility undertaken by you in the prior
positions listed above. (Answer should include specific principal duties which
relate to the level of your professional competence.)
Not Applicable
10. Have you ever held a directorship in any company with a class of securities
registered pursuant to Section 12 of the Securities Exchange Act of 1934 or
subject to the reporting requirements of Section 15(d) of such Act, or of any
company registered as an investment company under the Investment Company Act of
1940? yes ____ no X (if "yes" list all such companies below):
11. During the past five years, has a receiver, fiscal agent, or similar officer
been appointed by a court for your business or property, or any partnership in
which you were a general partner within two years before such appointment, or
any corporation or business association of which you were an executive officer
within two years before such appointment? yes ____ no X. If yes, please provide
specific details and, under separate cover, please provide copies of any
pleadings, orders or judgments associated therewith:
No for me personally
No for Edward Granville-Smith other than would the court case in Baltimore
(Albright) be applicable
12. During the past five years, have you been convicted in a criminal proceeding
or named the subject of a pending criminal proceeding (excluding minor traffic
violations)? yes ____ no X. If yes, please provide specific details and, under
separate cover, please provide copies of any pleadings, orders or judgments
associated therewith:
No for me personally
No for Edward Granville-Smith
13. During the past five years, have you been the subject of any order, judgment
or decree, not subsequently reversed, suspended or vacated, of any court of
competent jurisdiction, permanently or temporarily enjoining you from, or
otherwise limiting your involvement in, the following activities:
(1) Acting as an investment adviser, underwriter, broker or dealer in
securities, or as an affiliated person, director or employee of any investment
company, bank, savings and loan association or insurance
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company, engaging in or continuing conduct or practice in connection with such
activity? yes ______ no X. If yes, please provide specific details and, under
separate cover, please provide copies of any pleadings, orders or judgments
associated therewith:
No for me personally
No for Edward Granville-Smith
(2) Engaging in any type of business practice? yes ______ no X. If yes,
please provide specific details and, under separate cover, please provide copies
of any pleadings, orders or judgments associated therewith:
No for me personally
No for Edward Granville-Smith
(3) Engaging in any activity in connection with the purchase or sale of
any security or in connection with any violation of federal or state securities
laws? yes ______ no X. If yes, please provide specific details and, under
separate cover, please provide copies of any pleadings, orders or judgments
associated therewith:
No for me personally
No for Edward Granville-Smith
14. During the past five years, have you been the subject of any order, judgment
or decree, not subsequently reversed, suspended or vacated, on any federal or
state authority barring, suspending or otherwise limiting for more than 60 days
the right of such person to act as an underwriter, investment adviser, broker or
dealer in securities, or as an affiliated person, director or employee of any
investment company, bank, savings and loan association or insurance company, or
engaging in or continuing any conduct or practice in connection with such
activity? yes ______ no X. If yes, please provide specific details and, under
separate cover, please provide copies of any pleadings, orders or judgments
associated therewith:
No for me personally
No for Edward Granville-Smith
15. Have you ever been disbarred by any agency of the United States from
contracting with the United States? yes ______ no X. If yes, please provide
specific details and, under separate cover, please provide copies of any
pleadings, orders or judgments associated therewith:
No for me personally
No for Edward Granville-Smith
16. Has it ever been the finding of any court of competent jurisdiction, the
Commodity Futures Trading
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Commission or the Securities and Exchange Commission, or have you, by agreement
or settlement with the foregoing, admitted or consented to without admitting or
denying, to charges that you:
(1) Have violated any provision(s) of the Commodity Exchange Act, the
Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility
Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment
Company Act of 1940, the Investment Advisors Act of 1940, the Securities
Investors Act of 1970, the Foreign Corrupt Practices Act of 1977, or any similar
statute of a state or foreign jurisdiction, or any rule or regulation under such
statutes? yes ______ no X. If yes, please provide specific details and, under
separate cover, please provide copies of any pleadings, orders or judgments
associated therewith:
No for me personally
(2) Have aided, abetted, counseled, commanded, induced, or procured the
violation by any other person of such statutes or rules or regulations? yes
______ no X. If yes, please provide specific details and, under separate cover,
please provide copies of any pleadings, orders or judgments associated
therewith:
No for me personally
No for Edward Granville-Smith
You should be aware that the Juridical Entity is currently preparing
materials to be filed with the Securities and Exchange Commission in accordance
with rules and regulations of the Securities and Exchange Commission. The
information provided by you on this questionnaire may be used, in whole or in
part, as needed to comply with these rules and regulations. Please also include
with this completed questionnaire a current resume detailing your educational
background (including schools or universities attended, dates of graduation and
degrees received); and listing your work experience during the last five years
(including name of firm, dates of employment, principal positions held and
specific duties involved in those positions, and the nature of business and
location of such firms).
The answers and information which I have given above, including all supplemental
information attached hereto on separate sheets, each of which I have signed, are
true and accurate to the best of my knowledge. I have read and understand the
foregoing and I consent to the use of all or part of the information provided in
this questionnaire in the Registration Statement. I further certify that the
attached resume is a complete and accurate account of my education, and work
experience for the last five years, and that there are no material facts
required to be included therein in order to make the information therein not
misleading, which are not so included therein.
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Dated: 3/30/99 Mark Granville-Smith , individually
Mark Granville-Smith, as power of
attorney for Edward Granville-Smith
----------------------
Signature
Please return this completed form to us at the address listed on the letterhead
of this questionnaire!
Very truly yours,
/s/ G. Richard Chamberlin /s/
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G. Richard Chamberlin, Esq
For Chamberlin Law Office, Inc.
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