<ARTICLE> BD <RESTATED> <MULTIPLIER> 1,000 <PERIOD-TYPE> 12-MOS 3-MOS 6-MOS 9-MOS <FISCAL-YEAR-END> DEC-31-1996 DEC-31-1996 DEC-31-1996 DEC-31-1996 <PERIOD-START> JAN-01-1996 JAN-01-1997 JAN-01-1997 JAN-01-1997 <PERIOD-END> DEC-31-1996 MAR-31-1997 JUN-30-1997 SEP-30-1997 <CASH> 49387 107043 26776 36605 <RECEIVABLES> 1313572 1248783 1364529 1428635 <SECURITIES-RESALE> 81631 271587 231867 336640 <SECURITIES-BORROWED> 0<F1> 0<F1> 0<F1> 0<F1> <INSTRUMENTS-OWNED> 288824 450589 508422 525750 <PP&E> 32946 33715 36278 39245 <TOTAL-ASSETS> 1827425 2172110 2229250 2503893 <SHORT-TERM> 25000 206301 206655 95000 <PAYABLES> 1246848 1254986 1287553 1502552 <REPOS-SOLD> 57967 68561 109563 162046 <SECURITIES-LOANED> 0<F2> 0<F2> 0<F2> 0<F2> <INSTRUMENTS-SOLD> 58805 257352 220930 316636 <LONG-TERM> 27290 23855 21812 18671 <PREFERRED-MANDATORY> 0 0 0 0 <PREFERRED> 0 0 0 0 <COMMON> 1522 1533 1536 1537 <OTHER-SE> 274364 291265 300482 305654 <TOTAL-LIABILITY-AND-EQUITY> 1827425 292798 2229250 2503893 <TRADING-REVENUE> 169040 42024 76514 115944 <INTEREST-DIVIDENDS> 110551 28734 55209 88524 <COMMISSIONS> 223084 63627 126687 200924 <INVESTMENT-BANKING-REVENUES> 111391 25868 49070 74086 <FEE-REVENUE> 35890<F3> 10500<F3> 21109<F3>33263<F3> <INTEREST-EXPENSE> 57560 14110 26483 41720 <COMPENSATION> 385905 101484 197933 308166 <INCOME-PRETAX> 87402 24389 41888 52879 <INCOME-PRE-EXTRAORDINARY> 56811 15755 26892 33948 <EXTRAORDINARY> 0 0 0 0 <CHANGES> 0 0 0 0 <NET-INCOME> 56811 15755 26892 33948 <EPS-PRIMARY> 4.68<F4> 1.29<F4> 2.20<F4> 2.77<F4> <EPS-DILUTED> 4.49<F4> 1.22<F4> 2.07<F4> 2.61<F4> <FN> <F1>Included in receivables <F2>Included in payables <F3>Included fees from Asset Management only <F4>Earnings (loss) per share amounts represent basic and diluted as prescibed under SFAS 128 </FN>