UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22349
NAME OF REGISTRANT: Capital Group Private Client Services
Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 6455 Irvine Center Drive
Irvine, CA 92618
NAME AND ADDRESS OF AGENT FOR SERVICE: Courtney R. Taylor
6455 Irvine Center Drive
Irvine, CA 92618
REGISTRANT'S TELEPHONE NUMBER: 949-975-5000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
ITEM 1: PROXY VOTING RECORD
Capital Group Core Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group Short-Term Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group California Core Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group California Short-Term Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group Core Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Capital Group Global Equity Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933944008
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA, PARIS Agenda Number: 704974826
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 19 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400386.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0319/201403191400720.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013; setting the
dividend
O.4 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to allow
the Company trade in its own shares
O.5 Renewal of term of Mr. Benoit Potier as Mgmt For For
Director
O.6 Renewal of term of Mr. Paul Skinner as Mgmt For For
Director
O.7 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Director
O.8 Appointment of Mrs. Sin Leng Low as Mgmt For For
Director
O.9 Appointment of Mrs. Annette Winkler as Mgmt For For
Director
O.10 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Benoit
Potier
O.11 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Pierre
Dufour
O.12 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Benoit Potier for the
financial year ended on December 31, 2013
O.13 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Pierre Dufour for the
financial year ended on December 31, 2013
O.14 Setting the amount of attendance allowances Mgmt For For
E.15 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to reduce
capital by cancellation of treasury shares
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital by incorporation of
reserves, profits, premiums or otherwise
for the purpose of allocating bonus shares
to shareholders and/or raising the nominal
value of existing shares for a maximum
amount of Euros 250 million
E.17 Amendment to the bylaws regarding employee Mgmt For For
Director
E.18 Amendment to the bylaws regarding Senior Mgmt For For
Director
E.19 Amendment to Article 21 of the bylaws of Mgmt Against Against
the Company
O.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. Agenda Number: 705347082
--------------------------------------------------------------------------------------------------------------------------
Security: J00882126
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3119600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933956320
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. DIGGS Mgmt For For
J. BRETT HARVEY Mgmt For For
LOUIS J. THOMAS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr Against For
CEO).
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933965735
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt Against Against
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 705000014
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open meeting Non-Voting
2 Discuss the company's business, financial Non-Voting
situation and sustainability
3 Discuss the remuneration policy 2010 for Non-Voting
management board members
4 Adopt financial statements and statutory Mgmt For For
reports
5 Approve discharge of management board Mgmt For For
6 Approve discharge of supervisory board Mgmt For For
7 Receive explanation on company's reserves Non-Voting
and dividend policy
8 Approve dividends of EUR 0.61 per ordinary Mgmt For For
share
9 Amend remuneration policy for management Mgmt For For
board members
10 Approve performance share arrangement Mgmt For For
according to remuneration policy
11 Approve numbers of stock options, Mgmt For For
respectively shares, for employees
12 Announce intention to reappoint P.T.F.M. Non-Voting
Wennink, M.A. van den Brink F.J.M.
Schneider-Maunoury, and W.U. Nickl to
management board
13a Reelect F.W. Frohlich to supervisory board Mgmt For For
13b Elect J.M.C. Stork to supervisory board Mgmt For For
14 Announcement of retirement of supervisory Non-Voting
board members H.C.J. van den Burg and F.W.
Frohlich by rotation in 2015
15 Approve remuneration of supervisory board Mgmt For For
16 Ratify Deloitte as auditors Mgmt For For
17a Grant board authority to issue shares up to Mgmt For For
5 percent of issued capital
17b Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17a
17c Grant board authority to issue shares up to Mgmt For For
5 percent in case of takeover/merger and
restricting/excluding preemptive rights
17d Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17c
18a Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
18b Authorize additional repurchase of up to 10 Mgmt For For
percent of issued share capital
19 Authorize cancellation of repurchased Mgmt For For
shares
20 Other business Non-Voting
21 Close meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB, STOCKHOLM Agenda Number: 705105131
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: SE0000255648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE, CONSISTING OF
CHAIRMAN GUSTAF DOUGLAS (INVESTMENT AB
LATOUR), MIKAEL EKDAHL (MELKER SCHORLING
AB), LISELOTT LEDIN (ALECTA), MARIANNE
NILSSON (SWEDBANK ROBUR FONDER) AND JOHAN
STRANDBERG (SEB FONDER/SEB TRYGG LIV),
PROPOSES THAT LARS RENSTROM IS ELECTED
CHAIRMAN OF THE ANNUAL GENERAL MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO APPROVE THE Non-Voting
MINUTES
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 REPORT BY THE PRESIDENT AND CEO, MR. JOHAN Non-Voting
MOLIN
8.a PRESENTATION OF: THE ANNUAL REPORT AND THE Non-Voting
AUDIT REPORT AS WELL AS THE CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP
8.b PRESENTATION OF: THE GROUP AUDITOR'S REPORT Non-Voting
REGARDING WHETHER THERE HAS BEEN COMPLIANCE
WITH THE REMUNERATION GUIDELINES ADOPTED ON
THE 2013 ANNUAL GENERAL MEETING
8.c PRESENTATION OF: THE BOARD OF DIRECTORS Non-Voting
PROPOSAL REGARDING DISTRIBUTION OF EARNINGS
AND MOTIVATED STATEMENT
9.a RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
9.b RESOLUTION REGARDING: DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND OF SEK 5.70 PER SHARE.
AS RECORD DATE FOR THE DIVIDEND, THE BOARD
OF DIRECTORS PROPOSES MONDAY 12 MAY 2014.
SUBJECT TO RESOLUTION BY THE ANNUAL GENERAL
MEETING IN ACCORDANCE WITH THE PROPOSAL,
THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED
BY EUROCLEAR SWEDEN AB ON THURSDAY 15 MAY
2014
9.c RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO
10 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDITORS
12 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, VICE
CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS: RE-ELECTION OF LARS RENSTROM,
CARL DOUGLAS, BIRGITTA KLASEN, EVA
LINDQVIST, JOHAN MOLIN, SVEN-CHRISTER
NILSSON, JAN SVENSSON AND ULRIK SVENSSON AS
MEMBERS OF THE BOARD OF DIRECTORS.
RE-ELECTION OF LARS RENSTROM AS CHAIRMAN OF
THE BOARD OF DIRECTORS AND CARL DOUGLAS AS
VICE CHAIRMAN OF THE BOARD OF DIRECTORS.
RE-ELECTION OF THE REGISTERED AUDIT FIRM
PRICEWATERHOUSECOOPERS AB AS AUDITOR FOR
THE TIME PERIOD UNTIL THE END OF THE 2015
ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS AB HAS INFORMED
THAT, PROVIDED THAT THE NOMINATION
COMMITTEES' PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORISED PUBLIC
ACCOUNTANT BO KARLSSON WILL CONTINUE TO BE
APPOINTED AS AUDITOR IN CHARGE
13 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE AND DETERMINATION OF THE
ASSIGNMENT OF THE NOMINATION COMMITTEE: THE
NOMINATION COMMITTEE SHALL CONSIST OF FIVE
MEMBERS, WHO, UP TO AND INCLUDING THE
ANNUAL GENERAL MEETING 2015, SHALL BE
GUSTAF DOUGLAS (INVESTMENT AB LATOUR),
MIKAEL EKDAHL (MELKER SCHORLING AB),
LISELOTT LEDIN (ALECTA), MARIANNE NILSSON
(SWEDBANK ROBUR FONDER) AND ANDERS
OSCARSSON (AMF FONDER). GUSTAF DOUGLAS
SHALL BE APPOINTED CHAIRMAN OF THE
NOMINATION COMMITTEE
14 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO SENIOR MANAGEMENT
15 RESOLUTION REGARDING AUTHORISATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
16 RESOLUTION REGARDING LONG TERM INCENTIVE Mgmt For For
PROGRAMME
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
GREGORY L. SUMME Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE AUTOMATIC DATA PROCESSING, INC. 2008
OMNIBUS AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt Against Against
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt Against Against
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704957832
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207760.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207747.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Chen Siqing as executive
director of the bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 705321836
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303120 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425742.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425816.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522283.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522267.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF DIRECTORS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 ANNUAL FINANCIAL
STATEMENTS
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2014 ANNUAL BUDGET FOR FIXED
ASSETS INVESTMENT
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE APPOINTMENT OF ERNST & YOUNG
HUA MING AS THE BANK'S EXTERNAL AUDITOR FOR
2014
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CAPITAL MANAGEMENT PLAN OF
BANK OF CHINA FOR 2013-2016
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG XIANGDONG AS NON-EXECUTIVE
DIRECTOR OF THE BANK
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. JACKSON TAI AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
8.4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
9.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF
THE BANK
9.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS,
CHAIRMAN OF BOARD OF SUPERVISORS AND
SHAREHOLDER REPRESENTATIVE SUPERVISORS OF
2012
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES IN THE TERMS AS FOLLOWS: 12.1
SUBJECT TO THE CONDITIONS IN PARAGRAPHS
(I), (II) AND (III) BELOW, THE BOARD BE AND
IS HEREBY UNCONDITIONALLY AUTHORIZED, AND
BE APPROVED TO DELEGATE THE AUTHORITY TO
THE CHAIRMAN OR THE PRESIDENT OF THE BANK,
TO EXERCISE, DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), ALL POWERS OF THE BANK TO
ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR
CONCURRENTLY ADDITIONAL A SHARES AND/OR H
SHARES (INCLUDING THOSE ADDITIONAL A SHARES
AND/OR H SHARES CONVERTED FROM PREFERENCE
SHARES WITH PROVISIONS FOR CONVERSION)
AND/OR PREFERENCE SHARES AND TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING RIGHTS TO RECOVER VOTING RIGHTS)
FOR SUCH A SHARES, H SHARES AND/OR
PREFERENCE SHARES; (I) SUCH APPROVAL SHALL
NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE
THAT THE BOARD BE AND IS HEREBY AUTHORIZED,
DURING THE RELEVANT PERIOD, TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING, BUT NOT LIMITED TO, THE RIGHTS
TO RECOVER VOTING RIGHTS) FOR SUCH A
SHARES, H SHARES AND/OR PREFERENCE SHARES,
WHICH REQUIRE OR MAY REQUIRE THE EXERCISE
OF SUCH POWERS AFTER THE END OF THE
RELEVANT PERIOD; (II) THE NUMBER OF (A) A
SHARES AND/OR H SHARES, AND/OR (B)
PREFERENCE SHARES (BASED ON THE A SHARES
AND/OR H SHARES TO BE FULLY CONVERTED FROM
PREFERENCE SHARES AT THE INITIAL COMPULSORY
CONVERSION PRICE, OR THE EQUIVALENT NUMBER
OF A SHARES AND/OR H SHARES WHICH WOULD
RESULT FROM THE SIMULATED CONVERSION OF THE
RECOVERED VOTING RIGHTS OF PREFERENCE
SHARES AT THE INITIAL SIMULATED CONVERSION
PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT
IN OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED, ISSUED
AND/OR DEALT IN BY THE BOARD SHALL NOT
EXCEED 20% OF THE AGGREGATE NUMBER OF EACH
OF THE EXISTING A SHARES AND/OR H SHARES AS
AT THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD SHALL ONLY
EXERCISE ITS POWERS GIVEN TO IT BY THIS
SPECIAL RESOLUTION IN ACCORDANCE WITH THE
COMPANY LAW OF THE PRC AND THE LISTING
RULES OF THE PLACES WHERE THE BANK'S
SECURITIES ARE LISTED (AS AMENDED FROM TIME
TO TIME) AND APPLICABLE LAWS, RULES AND
REGULATIONS OF GOVERNMENTAL OR REGULATORY
BODIES AND ONLY IF ALL NECESSARY APPROVALS
FROM THE CSRC AND OTHER RELEVANT PRC
GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
DATE OF PASSING OF THIS SPECIAL RESOLUTION
UNTIL THE EARLIEST OF: (I) THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
BANK FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; (II) THE EXPIRATION OF THE
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS SPECIAL RESOLUTION; AND (III) THE DATE
ON WHICH THE AUTHORITY GRANTED TO THE BOARD
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS IN A SHAREHOLDERS'
MEETING 12.3 BASED ON THE ACTUAL CONDITIONS
SUCH AS THE METHOD, CLASS AND NUMBER OF
SHARES ISSUED AND THE BANK'S CAPITAL
STRUCTURE AFTER SUCH ISSUANCE, THE BOARD
SHALL BE AUTHORIZED TO DELEGATE THE
AUTHORITY TO THE BOARD SECRETARY TO MAKE,
AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS APPROPRIATE
AND NECESSARY TO REFLECT THE NEW CAPITAL
STRUCTURE AND THE REGISTERED CAPITAL (IF
APPLICABLE) OF THE BANK, AND TO TAKE ANY
OTHER ACTION AND COMPLETE ANY FORMALITY
REQUIRED (INCLUDING BUT NOT LIMITED TO THE
OBTAINING OF APPROVALS FROM THE RELEVANT
REGULATORY AUTHORITIES AND THE HANDLING OF
INDUSTRIAL AND COMMERCIAL REGISTRATION AND
FILING PROCEDURES) TO GIVE EFFECT TO THE
ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL
RESOLUTION
13.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
13.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
13.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM
13.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
13.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
13.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
13.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
13.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
13.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
13.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
13.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
13.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM OF RESTRICTIONS ON TRADE AND TRANSFER
OF PREFERENCE SHARES
13.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
13.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TRADING ARRANGEMENT
13.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
13.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
14.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
14.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
14.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERM
14.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
14.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
14.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
14.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
14.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
14.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
14.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
14.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
14.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
LOCK-UP PERIOD
14.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
14.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TRADING/LISTING ARRANGEMENT
14.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
14.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATING OF THE BANK OF
CHINA LIMITED SHAREHOLDER RETURN PLAN FOR
2014 TO 2016
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING DILUTION OF CURRENT RETURNS AND
REMEDIAL MEASURES UPON THE ISSUANCE OF
PREFERENCE SHARES
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt For For
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt For For
Policy
4 To approve a fixed to variable remuneration Mgmt For For
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt For For
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt For For
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt For For
the Company
8 To appoint Frits van Paasschen as a Mgmt For For
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt For For
the Company
10 To reappoint Tim Breedon as a Director of Mgmt For For
the Company
11 To reappoint Reuben Jeffery III as a Mgmt For For
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt For For
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt For For
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt For For
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt For For
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt For For
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt For For
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
19 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt Against Against
securities
22 To authorise the Directors to allot equity Mgmt For For
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt Against Against
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt Against Against
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt For For
own shares
26 To authorise the Directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704996668
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt For For
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover- related information,and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2013, and resolution on the use
of the distributable profit
2. Ratification of the actions of the members Mgmt For For
of the Board of Management
3. Ratification of the actions of the members Mgmt For For
of the Supervisory Board
4.1 Supervisory Board elections: Dr. rer. nat. Mgmt For For
Simone Bagel-Trah
4.2 Supervisory Board elections: Prof. Dr. Dr. Mgmt For For
h. c. mult. Ernst-Ludwig Winnacker
5. Cancellation of the existing Authorized Mgmt Against Against
Capital I, creation of new Authorized
Capital I with the option to disapply
subscription rights and amendment of
Article 4(2) of the Articles of
Incorporation
6. Cancellation of the existing Authorized Mgmt Against Against
Capital II, creation of new Authorized
Capital II with the option to disapply
subscription rights and amendment of
Article 4(3) of the Articles of
Incorporation
7. Authorization to issue bonds with warrants Mgmt Against Against
or convertible bonds, profit participation
certificates or income bonds (or a
combination of these instruments) and to
disapply subscription rights, creation of
new conditional capital while canceling the
existing conditional capital and amendment
of Article 4(4) of the Articles of
Incorporation
8.1 Authorization to acquire and use own shares Mgmt For For
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Acquisition of own Shares
8.2 Authorization to acquire and use own shares Mgmt For For
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Use of Derivatives
9.1 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Business Services GmbH
9.2 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Technology Services GmbH
9.3 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer US IP GmbH
9.4 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Bitterfeld GmbH
9.5 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Innovation GmbH
9.6 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Real Estate GmbH
9.7 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Erste K-W-A Beteiligungsgesellschaft mbH
9.8 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Zweite K-W-A Beteiligungsgesellschaft mbH
10. Election of the auditor of the financial Mgmt For For
statements and for the review of the
half-yearly financial report:
PricewaterhouseCoopers Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 705086090
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2013, as approved by the
Supervisory Board, together with the
Combined Company and Group Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 (5) and section 315 (2)
no. 5 of the German Commercial Code (HGB)
and the Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Mr. Mgmt For For
Franz Haniel
6.2 Election to the Supervisory Board: Mrs. Mgmt For For
Susanne Klatten
6.3 Election to the Supervisory Board: Mr Dr. Mgmt For For
h.c. Robert W. Lane
6.4 Election to the Supervisory Board: Mr Mgmt For For
Wolfgang Mayrhuber
6.5 Election to the Supervisory Board: Mr Mgmt For For
Stefan Quandt
7. Resolution on a new authorisation to Mgmt For For
acquire and use the Company's own shares as
well as to exclude subscription rights
8. Resolution on the creation of Authorised Mgmt For For
Capital 2014 (non-voting preferred stock)
excluding the statutory subscription rights
of existing shareholders and amendment to
the Articles of Incorporation
9. Resolution on the approval of the Mgmt For For
compensation system for members of the
Board of Management
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt For For
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Against Against
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt Against Against
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt Against Against
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt Against Against
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt Against Against
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt Against Against
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt Against Against
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705161280
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: EGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411535.PDF
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411545.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 THAT THE CONTINUING CONNECTED TRANSACTIONS Mgmt For For
AND THE NEW CAP, AS DEFINED AND DESCRIBED
IN THE CIRCULAR DATED 31 DECEMBER 2013 TO
THE SHAREHOLDERS OF THE COMPANY, BE AND ARE
HEREBY CONFIRMED, APPROVED AND RATIFIED
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705321898
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303061 DUE TO ADDITION OF
RESOLUTIONS [I.E. 3.D AND 3.E]. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT NOTE THAT THE COMPANY NOTICE AND PROXY FORM Non-Voting
ARE AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411504.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523196.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523198.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411513.PDF
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.465 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013
3.a TO RE-ELECT MR. TIAN GUOLI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.b TO RE-ELECT MR. HE GUANGBEI AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.c TO RE-ELECT MR. LI ZAOHANG AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.d TO RE-ELECT MR. ZHU SHUMIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.e TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OR A DULY AUTHORISED COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt Against Against
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY BOUGHT BACK UNDER THE GENERAL
MANDATE GRANTED PURSUANT TO RESOLUTION 6
8 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933855679
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC PARENT Mgmt For For
BRIAN E. BARENTS Mgmt For For
MICHAEL M. FORTIER Mgmt For For
PAUL GAGNE Mgmt For For
JAMES F. HANKINSON Mgmt For For
JOHN P. MANLEY Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
ANDREW J. STEVENS Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
KATHLEEN E. WALSH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
04 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For
"BUSINESS OF THE MEETING - BY-LAW
AMENDMENT" IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR) ESTABLISHING AN ADVANCE
NOTICE BY-LAW AMENDMENT TO CAE'S GENERAL
BY-LAW, AS IS SET FORTH IN APPENDIX C TO
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CAIXABANK S.A., BARCELONA Agenda Number: 705070617
--------------------------------------------------------------------------------------------------------------------------
Security: E2427M123
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: ES0140609019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approval of the individual and consolidated Mgmt For For
Annual Accounts and the respective
Management Reports for the year ending on
December 31, 2013
2 Approval of the management performance by Mgmt For For
the Board of Directors during the financial
year ending December 31, 2013
3 Approval of the proposed distribution of Mgmt For For
profit for the year ending December 31,
2013
4 Re-election of the Accounts Auditor for the Mgmt For For
Company and its consolidated group for
2015: Deloitte
5.1 Ratification and appointment of Mr. Antonio Mgmt For For
Sainz de Vicuna Barroso as Board member
5.2 Re-election of Mr. David K.P. Li as Board Mgmt For For
member
5.3 Re-election of Mr. Alain Minc as Board Mgmt For For
member
5.4 Re-election of Mr. Juan Rosell Lastortras Mgmt For For
as Board member
5.5 Appointment of Ms. Maria Amparo Moraleda Mgmt For For
Martinez as Board member
6 Amendment of Article 1 ("Company name. Mgmt For For
Indirect exercise") of the Articles of
Association, removing the reference to the
indirect exercise in the title, and
amendment of section 2 in order to suppress
that the Company is the bank through which
Caixa d'Estalvis i Pensions de Barcelona
indirectly exercises its business as a
credit entity, all effective as of the
transformation of Caixa d'Estalvis i
Pensions de Barcelona into a banking
foundation. Subsequent amendment of article
2 ("Corporate object") of the Articles of
Association
7.1 Capital increases charged to reserves: Mgmt For For
Approval of an increase of share capital in
an amount determinable according to the
terms of the resolution, by issuing new
common shares with a par value of one (1)
euro each, of the same class and series as
those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting, in
accordance with Article 297.1.a) of Royal
Legislative Decree 1/2010, of 2 July,
approving the CONTD
CONT CONTD redrafted text of the Corporate Non-Voting
Enterprises Act ("Corporate Enterprises
Act"). Request for the competent bodies to
admit negotiation of the new shares on the
Stock Exchanges of Barcelona, Bilbao,
Madrid and Valencia, through the Continuous
Market System
7.2 Capital increases charged to reserves: Mgmt For For
Approval of a second increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
7.3 Capital increases charged to reserves: Mgmt For For
Approval of a third increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
7.4 Capital increases charged to reserves: Mgmt For For
Approval of a fourth increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
8 Establishment of the Board members' Mgmt For For
remuneration
9 Delivery of Company shares to the Deputy Mgmt For For
Chairman and Chief Executive Officer and
the senior executives (altos directivos) as
part of the variable remuneration scheme of
the Company
10 Approval of the maximum level of variable Mgmt For For
remuneration that may be earned by
employees whose professional activities
have a significant impact on the Company's
risk profile
11 Authorisation and delegation of powers to Mgmt For For
interpret, correct, supplement, implement
and develop the resolutions adopted by the
Meeting, and delegation of powers to
notarise those resolutions in public deeds,
register them and, if applicable, correct
them
12 Consultative vote regarding the Annual Mgmt For For
Report on Remuneration of the members of
the Board of Directors for the 2013
financial year
13 Communication of the audited balance sheets Non-Voting
forming the basis for the approval by the
Board of Directors at its respective
meetings of 25 July 2013, 26 September
2013, 21 November 2013 and 27 February 2014
of the terms and implementation of the
resolutions for capital increases against
reserves approved at the Company's General
Meeting held on 25 April 2013, under
sections 1, 2, 3 and 4 of Item 7 of the
Agenda, in the context of the shareholder
remuneration scheme called the
"Dividend/Share Programme". Terms for
execution of the said increases
CMMT SHAREHOLDERS HOLDING LESS THAN "1000" Non-Voting
SHARES (MINIMUM SHAREHOLDINGS TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT 03 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION NO. 4. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933926733
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
9. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
11. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF CARNIVAL
PLC.
12. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
13. TO APPROVE THE FISCAL 2013 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION POLICY
SET OUT IN SECTION A OF PART II OF THE
CARNIVAL PLC DIRECTORS' REMUNERATION
REPORT) FOR THE YEAR ENDED NOVEMBER 30,
2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION POLICY SET OUT IN SECTION A OF
PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
16. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt Against Against
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
17. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
19. TO APPROVE THE CARNIVAL PLC 2014 EMPLOYEE Mgmt For For
SHARE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934004805
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933950051
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr For Against
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, BELLEVUE Agenda Number: 704671519
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 151735 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 The Board of Directors proposes that the Mgmt For For
General Meeting, having taken note of the
reports of the auditor, approve the
consolidated financial statements of the
Group, the financial statements of the
Company and the directors' report for the
business year ended 31 March 2013
1.2 The Board of Directors proposes that the Mgmt For For
2013 compensation report as per pages 53 to
60 of the Annual Report and Accounts 2013
be ratified
2 Appropriation of profits: At 31 March 2013, Mgmt For For
the retained earnings available for
distribution amounted to CHF 2 366 505 209.
The Board of Directors proposes that a
dividend of CHF 1.00 be paid per Richemont
share. This is equivalent to CHF 1.00 per
'A' bearer share in the Company and CHF
0.10 per 'B' registered share in the
Company. This represents a total dividend
payable of CHF 574 200 000, subject to a
waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary, of its
entitlement to receive dividends on an
estimated 21 million Richemont 'A' shares
held in treasury. The Board of Directors
proposes that the remaining available
retained earnings of the Company at 31
March 2013 after payment of the dividend be
carried forward to the following business
year. The dividend will be paid on or about
19 September 2013
3 Discharge of the Board of Directors Mgmt For For
4.1 Re-election of Johann Rupert to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.2 Re-election of Dr Franco Cologni to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.3 Re-election of Lord Douro to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.4 Re-election of Yves-Andre Istel to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.5 Re-election of Richard Lepeu to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.6 Re-election of Ruggero Magnoni to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.7 Re-election of Josua Malherbe to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.8 Re-election of Dr Frederick Mostert to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.9 Re-election of Simon Murray to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.10 Re-election of Alain Dominique Perrin to Mgmt For For
the Board of Directors to serve for a
further term of one year
4.11 Re-election of Guillaume Pictet to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.12 Re-election of Norbert Platt to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.13 Re-election of Alan Quasha to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.14 Re-election of Maria Ramos to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.15 Re-election of Lord Renwick of Clifton to Mgmt For For
the Board of Directors to serve for a
further term of one year
4.16 Re-election of Jan Rupert to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.17 Re-election of Gary Saage to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.18 Re-election of Jurgen Schrempp to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.19 Election of Bernard Fornas to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.20 Election of Jean-Blaise Eckert to the Board Mgmt For For
of Directors to serve for a further term of
one year
5 Re-appoint of the auditor Mgmt For For
PricewaterhouseCoopers Ltd, Geneva
6 Revisions to the Articles of Association: Mgmt For For
Articles 6, 8, 9, 15, 17, 18, 21, and 35
7 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933881446
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
VICTOR LUIS Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
OF THE COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING
4. APPROVAL OF THE COACH, INC. 2013 Mgmt Against Against
PERFORMANCE-BASED ANNUAL INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC Agenda Number: 933936594
--------------------------------------------------------------------------------------------------------------------------
Security: 19075F106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CIE
ISIN: US19075F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH W. MOORE# Mgmt For For
MYLES W. SCOGGINS# Mgmt For For
MARTIN H. YOUNG, JR.# Mgmt For For
JACK E. GOLDEN* Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 705150073
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
ABSTAIN) ON THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2.A RE-ELECTION OF Mr WALLACE MACARTHUR KING, Mgmt For For
AO AS A DIRECTOR
2.B RE-ELECTION OF Mr DAVID EDWARD MEIKLEJOHN, Mgmt For For
AM AS A DIRECTOR
2.C RE-ELECTION OF Mr KRISHNAKUMAR THIRUMALAI Mgmt For For
AS A DIRECTOR
3 PARTICIPATION BY EXECUTIVE DIRECTOR IN THE Mgmt For For
2014-2016 LONG TERM INCENTIVE SHARE RIGHTS
PLAN
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’s
meeting. Counter proposals cannot be
reflected in the ballot on ProxyEdge.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the 2013
financial year
2. Resolution on the allocation of Mgmt For For
distributable profit
3. Resolution on ratification of Board of Mgmt For For
Management members' actions in the 2013
financial year
4. Resolution on ratification of Supervisory Mgmt For For
Board members' actions in the 2013
financial year
5. Resolution on the appointment of auditors Mgmt For For
for the Company and the Group for the 2014
financial year
6. Resolution on the approval of the Mgmt For For
remuneration system for the members of the
Board of Management
7.1 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr.-Ing. Bernd
Bohr
7.2 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Joe Kaeser
7.3 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr. Ing. e.h.
Dipl.-Ing. Bernd Pischetsrieder
8. Resolution on the creation of a new Mgmt Against Against
Approved Capital 2014 (Genehmigtes Kapital
2014) and a related amendment to the
Articles of Incorporation
9. Resolution on the adjustment of the Mgmt For For
Supervisory Board remuneration and a
related amendment to the Articles of
Incorporation
10. Resolution on the approval of the Mgmt For For
conclusion of amendment agreements to
existing control and profit transfer
agreements with subsidiaries
11. Resolution on the approval of agreements on Mgmt For For
the termination of existing control and
profit transfer agreements and conclusion
of new control and profit transfer
agreements with subsidiaries
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933967513
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1D. ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
1J. ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, Mgmt For For
M.D.
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURE
POLICIES AND DIRECT AND INDIRECT POLITICAL
EXPENDITURES.
5. TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING Shr Against For
THAT DANAHER ADOPT A POLICY REQUIRING THE
CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704995806
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013 and setting the
dividend at Euros 1.45 per share
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Bruno BONNELL as Mgmt For For
board member
O.6 Renewal of term of Mr. Bernard HOURS as Mgmt For For
board member
O.7 Renewal of term of Mrs. Isabelle SEILLIER Mgmt For For
as board member
O.8 Renewal of term of Mr. Jean-Michel SEVERINO Mgmt For For
as board member
O.9 Appointment of Mrs. Gaelle OLIVIER as board Mgmt For For
member
O.10 Appointment of Mr. Lionel ZINSOU-DERLIN as Mgmt For For
board member
O.11 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code
O.12 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code entered into by the
company with the JP Morgan group
O.13 Approval of the executive officer Mgmt For For
employment agreement between Mr. Bernard
HOURS and Danone trading B.V. and
consequential amendments to the agreements
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS in the
event of termination of his duties as
corporate officer
O.14 Approval of the renewal of the agreements Mgmt Against Against
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS made by
the company and Danone trading B.V
O.15 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Franck RIBOUD, CEO for the
financial year ended on December 31, 2013
O.16 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Emmanuel FABER, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.17 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Bernard HOURS, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.18 Authorization to be granted to the board of Mgmt For For
directors to purchase, keep or transfer
shares of the company
E.19 Authorization granted to the board of Mgmt For For
directors to allocate existing shares of
the company or shares to be issued with the
cancellation of shareholders' preferential
subscription rights
E.20 Amendment to the bylaws regarding the Mgmt For For
appointment of directors representing
employees within the board of directors
E.21 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0303/201403031400473.pdf
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF OUR 2011 INCENTIVE AWARD
PLAN.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING REGARDING THE BOARD
CHAIRMANSHIP.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705090708
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE DIRECTORS' Mgmt For For
REPORT AND AUDITED FINANCIAL STATEMENTS FOR
THE YEAR ENDED 31 DECEMBER 2013 AND THE
AUDITORS' REPORT THEREON
2 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 30 CENTS PER ORDINARY SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
FINAL DIVIDEND OF 28 CENTS PER ORDINARY
SHARE, ONE-TIER TAX EXEMPT
3 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 2 CENTS PER NON-VOTING
REDEEMABLE CONVERTIBLE PREFERENCE SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, ONE-TIER TAX
EXEMPT
4 TO APPROVE THE AMOUNT OF SGD3,687,232 Mgmt For For
PROPOSED AS DIRECTORS' REMUNERATION FOR THE
YEAR ENDED 31 DECEMBER 2013. 2012:
SGD2,923,438
5 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
6 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
PIYUSH GUPTA
7 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR
BART JOSEPH BROADMAN
8 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
HO TIAN YEE
9 TO RE-APPOINT MR NIHAL VIJAYA DEVADAS Mgmt For For
KAVIRATNE CBE AS A DIRECTOR PURSUANT TO
SECTION 153(6) OF THE COMPANIES ACT,
CHAPTER 50.
10 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO: (A) ALLOT
AND ISSUE FROM TIME TO TIME SUCH NUMBER OF
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY ("DBSH ORDINARY SHARES") AS MAY BE
REQUIRED TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS UNDER THE DBSH SHARE
OPTION PLAN; AND (B) OFFER AND GRANT AWARDS
IN ACCORDANCE WITH THE PROVISIONS OF THE
DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM
TIME TO TIME SUCH NUMBER OF DBSH ORDINARY
SHARES AS MAY BE REQUIRED TO BE ISSUED
PURSUANT TO THE VESTING OF AWARDS UNDER THE
DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (1)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS GRANTED UNDER THE DBSH
SHARE OPTION PLAN AND THE VESTING OF AWARDS
GRANTED OR TO BE GRANTED UNDER THE DBSH
SHARE PLAN SHALL NOT EXCEED 5 PER CENT OF
CONTD
CONT CONTD THE TOTAL NUMBER OF ISSUED SHARES Non-Voting
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY FROM TIME TO TIME; AND (2)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES UNDER AWARDS TO BE GRANTED PURSUANT
TO THE DBSH SHARE PLAN DURING THE PERIOD
COMMENCING FROM THE DATE OF THIS ANNUAL
GENERAL MEETING OF THE COMPANY AND ENDING
ON THE DATE OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER, SHALL NOT EXCEED
2 PER CENT OF THE TOTAL NUMBER OF ISSUED
SHARES (EXCLUDING TREASURY SHARES) IN THE
CAPITAL OF THE COMPANY FROM TIME TO TIME
11 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO: (A) (I)
ISSUE SHARES IN THE CAPITAL OF THE COMPANY
("SHARES") WHETHER BY WAY OF RIGHTS, BONUS
OR OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND (B) (NOTWITHSTANDING THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS RESOLUTION WAS
IN FORCE, CONTD
CONT CONTD PROVIDED THAT: (1) THE AGGREGATE Non-Voting
NUMBER OF SHARES TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING SHARES TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES (EXCLUDING TREASURY
SHARES) IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW), OF WHICH THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS OF THE COMPANY
(INCLUDING SHARES TO BE ISSUED IN PURSUANCE
OF INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) SHALL BE LESS THAN 10 PER
CENT OF THE TOTAL NUMBER OF ISSUED SHARES
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY (AS CALCULATED IN ACCORDANCE
WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO
SUCH MANNER OF CALCULATION AND CONTD
CONT CONTD ADJUSTMENTS AS MAY BE PRESCRIBED BY Non-Voting
THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED ("SGX-ST")), FOR THE PURPOSE OF
DETERMINING THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ISSUED UNDER PARAGRAPH (1)
ABOVE, THE PERCENTAGE OF ISSUED SHARES
SHALL BE BASED ON THE TOTAL NUMBER OF
ISSUED SHARES (EXCLUDING TREASURY SHARES)
IN THE CAPITAL OF THE COMPANY AT THE TIME
THIS RESOLUTION IS PASSED, AFTER ADJUSTING
FOR: (I) NEW SHARES ARISING FROM THE
CONVERSION OR EXERCISE OF ANY CONVERTIBLE
SECURITIES OR SHARE OPTIONS OR VESTING OF
SHARE AWARDS WHICH ARE OUTSTANDING OR
SUBSISTING AT THE TIME THIS RESOLUTION IS
PASSED; AND (II) ANY SUBSEQUENT BONUS
ISSUE, CONSOLIDATION OR SUBDIVISION OF
SHARES; (3) IN EXERCISING THE AUTHORITY
CONFERRED BY THIS RESOLUTION, THE COMPANY
SHALL COMPLY WITH THE PROVISIONS OF THE
LISTING MANUAL OF THE CONTD
CONT CONTD SGX-ST FOR THE TIME BEING IN FORCE Non-Voting
(UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY
THE SGX-ST) AND THE ARTICLES OF ASSOCIATION
FOR THE TIME BEING OF THE COMPANY; AND (4)
(UNLESS REVOKED OR VARIED BY THE COMPANY IN
GENERAL MEETING) THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL CONTINUE IN FORCE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR THE DATE
BY WHICH THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
12 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE SUCH NUMBER OF NEW ORDINARY SHARES
AND NEW NON-VOTING REDEEMABLE CONVERTIBLE
PREFERENCE SHARES IN THE CAPITAL OF THE
COMPANY AS MAY BE REQUIRED TO BE ALLOTTED
AND ISSUED PURSUANT TO THE APPLICATION OF
THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL
DIVIDENDS OF 30 CENTS PER ORDINARY SHARE
AND 2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, FOR THE YEAR
ENDED 31 DECEMBER 2013
13 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO APPLY THE
DBSH SCRIP DIVIDEND SCHEME TO ANY
DIVIDEND(S) WHICH MAY BE DECLARED FOR THE
YEAR ENDING 31 DECEMBER 2014 AND TO ALLOT
AND ISSUE SUCH NUMBER OF NEW ORDINARY
SHARES AND NEW NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARES IN THE
CAPITAL OF THE COMPANY AS MAY BE REQUIRED
TO BE ALLOTTED AND ISSUED PURSUANT THERETO
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705092043
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 705343654
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint Representative
Directors among Directors, Allow the Board
of Directors to Appoint a Chairperson, a
President, a number of Vice-Chairpersons,
Executive Vice Presidents and Directors
with Title
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
6 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN Agenda Number: 705244490
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 21 MAY 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE APPROVED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE SUPERVISORY
BOARD-APPROVED CONSOLIDATED FINANCIAL
STATEMENTS AS OF DECEMBER 31, 2013, THE
MANAGEMENT RE-PORTS FOR THE COMPANY AND THE
GROUP, INCLUDING THE SUPERVISORY BOARD
REPORT FOR THE 2013 FINANCIAL YEAR, AS WELL
AS THE EXPLANATORY MANAGEMENT BOARD REPORT
ON THE DISCLOSURE PURSUANT TO SECTIONS 289
PARAGRAPHS 4 AND 5, AND SECTION 315
PARAGRAPH 4 OF THE GERMAN COMMERCIAL CODE
(HGB) AS OF DECEMBER 31, 2013
2. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROPRIATION OF THE NET PROFIT AVAILABLE
FOR DISTRIBUTION FOR THE 2013 FINANCIAL
YEAR BY DEUTSCHE WOHNEN AG: DISTRIBUTION OF
A DIVIDEND OF EUR 0.34 PER REGISTERED SHARE
OR BEARER SHARE
3. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE MANAGEMENT BOARD FOR THE
2013 FINANCIAL YEAR 2013
4. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE SUPERVISORY BOARD FOR
THE 2013 FINANCIAL YEAR
5. ELECTION OF THE AUDITOR OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND OF THE AUDITOR OF
THE CONSOLIDATED FINANCIAL STATEMENTS, AS
WELL AS OF THE AUDITOR FOR ANY AUDITED
REVIEW OF THE HALF-YEAR FINANCIAL REPORT
FOR THE 2014 FINANCIAL YEAR: ERNST & YOUNG
GMBH
6. ELECTIONS TO THE SUPERVISORY BOARD: MR. Mgmt For For
CLAUS WISSER
7. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
APPROVAL OF THE COMPENSATION SYSTEM
APPLYING TO THE MEMBERS OF THE MANAGEMENT
BOARD
8. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
CREATION OF AUTHORIZED CAPITAL 2014 WITH
THE POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS AND CANCELLING THE EXISTING
AUTHORIZED CAPITAL AND CORRESPONDING CHANGE
TO THE ARTICLES OF ASSOCIATION A) CREATION
OF AUTHORIZED CAPITAL 2014 WITH THE
POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS, B) CHANGES TO SECTION 4A OF THE
ARTICLES OF ASSOCIATION, C) CANCELLATION OF
EXISTING AUTHORIZED CAPITAL, D) APPLICATION
FOR ENTRY INTO THE COMMERCIAL REGISTER
9. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
GRANTING OF A NEW AUTHORIZATION TO ISSUE
CONVERTIBLE AND/OR WARRANT-LINKED BONDS
AND/OR CONVERTIBLE OR WARRANT-LINKED
PARTICIPATION RIGHTS (OR A COMBINATION OF
THESE INSTRUMENTS) WITH THE OPTION OF
EXCLUDING SUBSCRIPTION RIGHTS, CREATION OF
CONDITIONAL CAPITAL 2014/I, PARTIAL
CANCELLATION OF THE EXISTING AUTHORIZATION
TO IS-SUE CONVERTIBLE AND WARRANT-LINKED
BONDS, PARTIAL CANCELLATION OF CONDITIONAL
CAPITAL 2013 (SECTION 4B OF THE ARTICLES OF
ASSOCIATION) AND CORRESPONDING CHANGES TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR
WARRANT-LINKED BONDS AND/OR CONVERTIBLE
AND/OR WARRANT-LINKED PARTICIPATION RIGHTS
(OR A COMBINATION OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS, B)
CONDITIONAL CAPITAL 2014/I, C) CANCELLATION
OF THE NON-EXERCISED AUTHORIZATION OF MAY
28, 2013 AND CORRESPONDING CANCELLATION OF
CONDITIONAL CAPITAL 2013, D) AMENDMENT TO
THE ARTICLES OF ASSOCIATION, E)
AUTHORIZATION OF THE SUPERVISORY BOARD TO
MAKE CHANGES TO THE ARTICLES OF ASSOCIATION
THAT ONLY AFFECT THE WORDING, F) COMMERCIAL
REGISTER ENTRY, AUTHORIZATION TO ADJUST
ARTICLES OF ASSOCIATION
10. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROVAL TO ENTER INTO A DOMINATION
AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND
GSW IMMOBILIEN AG; PASSING A RESOLUTION
CONCERNING THE CREATION OF CONDITIONAL
CAPITAL 2014/II AND THE INSERTION OF A NEW
SECTION 4C IN THE ARTICLES OF ASSOCIATION
11. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN MANAGEMENT GMBH
12. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN IMMOBILIEN
MANAGEMENT GMBH
13. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN CONSTRUCTION AND
FACILITIES GMBH
14. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN
SHARES, INCLUDING AUTHORIZATION TO RETIRE
TREASURY SHARES ACQUIRED AND REDUCE CAPITAL
15. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
CONVERSION OF ALL OUTSTANDING REGISTERED
SHARES TO BEARER SHARES AND CORRESPONDING
AMENDMENTS TO SECTION 4 PARAGRAPH 2 AND
PARAGRAPH 3 SENTENCE 1 AND SECTION 9 OF THE
ARTICLES OF ASSOCIATION
16. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ISSUE STOCK OPTIONS TO
MEMBERS OF THE MANAGEMENT BOARD OF DEUTSCHE
WOHNEN AG AND TO SELECTED EXECUTIVES OF
DEUTSCHE WOHNEN AG AND AFFILIATED
COMPANIES, THE CREATION OF CONDITIONAL
CAPITAL 2014/III TO SERVICE STOCK OPTIONS
AND THE INSERTION OF A NEW SECTION 4D TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE STOCK OPTIONS AS
PART OF AOP 2014, B) CONDITIONAL CAPITAL
2014/III, C) AMENDMENTS TO THE ARTICLES OF
ASSOCIATION: SECTION 4D
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704697070
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2013 Mgmt For For
2 Directors' remuneration report 2013 Mgmt For For
3 Declaration of final dividend. That a final Mgmt For For
dividend be declared on the ordinary shares
of 28101/108 pence each ('Ordinary
Share(s)') of 29.30 pence per share for the
year ended 30 June 2013
4 That PB Bruzelius be re-elected as a Mgmt For For
director
5 That LM Danon be re-elected as a director Mgmt For For
6 That Lord Davies be re-elected as a Mgmt For For
director
7 That Ho KwonPing be re-elected as a Mgmt For For
director
8 That BD Holden be re-elected as a director Mgmt For For
9 That Dr FB Humer be re-elected as a Mgmt For For
director
10 That D Mahlan be re-elected as a director Mgmt For For
11 That IM Menezes be re-elected as a director Mgmt For For
12 That PG Scott be re-elected as a director Mgmt For For
13 Appointment of auditor: That KPMG LLP be Mgmt For For
appointed as auditor of the company to hold
office from the conclusion of this AGM
until the conclusion of the next general
meeting at which accounts are laid before
the company
14 Remuneration of auditor Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own Ordinary Shares Mgmt For For
18 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the European Union ('EU'): That, in
accordance with sections 366 and 367 of the
Act, the company and all companies that are
at any time during the period for which
this resolution has effect subsidiaries of
the company be authorised to: a) make
political donations (as defined in section
364 of the Act) to political parties (as
defined in section 363 of the Act) or
independent election candidates (as defined
in section 363 of the Act), not exceeding
GBP 200,000 in total; and b) make political
donations (as defined in section 364 of the
Act) to political organisations other than
political parties (as defined in section
363 of the Act) not exceeding GBP 200,000
in total; and c) incur political
expenditure (as defined in section 365 of
the Act) CONTD
CONT CONTD not exceeding GBP 200,000 in total; Non-Voting
in each case during the period beginning
with the date of passing this resolution
and ending at the end of next year's AGM or
on 18 December 2014, whichever is the
sooner, and provided that the aggregate
amount of political donations and political
expenditure so made and incurred by the
company and its subsidiaries pursuant to
this resolution shall not exceed GBP
200,000
19 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933946088
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: CARL M. CASALE Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1F. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1L. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1M. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2014.
3. RE-APPROVE THE ECOLAB INC. MANAGEMENT Mgmt For For
PERFORMANCE INCENTIVE PLAN, AS AMENDED.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
ELRINGKLINGER AG, DETTINGEN/ERMS Agenda Number: 705134435
--------------------------------------------------------------------------------------------------------------------------
Security: D2462K108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: DE0007856023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 31,679,995 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.50 PER NO-PAR SHARE
EX-DIVIDEND AND PAYABLE DATE: MAY 19, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPOINTMENT OF AUDITORS FOR THE 2014 Mgmt For For
FINANCIAL YEAR: ERNST & YOUNG GMBH,
STUTTGART
6. ELECTION OF GABRIELE SONS TO THE Mgmt For For
SUPERVISORY BOARD
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 933947016
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual and Special
Meeting Date: 07-May-2014
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. ARLEDGE Mgmt For For
JAMES J. BLANCHARD Mgmt For For
J. LORNE BRAITHWAITE Mgmt For For
J. HERB ENGLAND Mgmt For For
CHARLES W. FISCHER Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
DAVID A. LESLIE Mgmt For For
AL MONACO Mgmt For For
GEORGE K. PETTY Mgmt For For
CHARLES E. SHULTZ Mgmt For For
DAN C. TUTCHER Mgmt For For
CATHERINE L. WILLIAMS Mgmt For For
02 APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS.
03 INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
UNDER OUR STOCK OPTION PLANS.
04 AMEND, CONTINUE AND APPROVE OUR SHAREHOLDER Mgmt For For
RIGHTS PLAN.
05 VOTE ON OUR APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT TO
OUR BOARD.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT Agenda Number: 705079211
--------------------------------------------------------------------------------------------------------------------------
Security: F31668100
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 21 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400807.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URLS:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401074.pdf
http://www.journal-officiel.gouv.fr//pdf/20
14/0421/201404211401340.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Renewal of term of Mr. Philippe ALFROID as Mgmt For For
Board member
O.6 Renewal of term of Mr. Yi HE as Board Mgmt For For
member
O.7 Renewal of term of Mr. Maurice Mgmt For For
MARCHAND-TONEL as Board member
O.8 Renewal of term of Mrs. Aicha MOKDAHI as Mgmt For For
Board member
O.9 Renewal of term of Mr. Michel ROSE as Board Mgmt For For
member
O.10 Renewal of term of Mr. Hubert SAGNIERES as Mgmt For For
Board member
O.11 Review of the compensation owed or paid to Mgmt For For
Mr. Hubert Sagnieres, Chairman of the Board
of Directors during the 2013 financial year
O.12 Attendance allowances Mgmt For For
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of treasury shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to carry out a capital increase
by issuing shares reserved for members of a
company savings plan
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors to issue securities
giving immediate or future access to
capital while maintaining preferential
subscription rights
E.17 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue securities
giving immediate or future access to
capital with cancellation of preferential
subscription rights but including an
optional priority period
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
amount of issuances of securities giving
immediate or future access to capital, in
case of oversubscription
E.19 Delegation of powers to the Board of Mgmt Against Against
Directors to issue common shares up to 10%
of the share capital, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.20 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to decide to
increase share capital by issuing shares
and/or any securities giving access to
capital of the Company and/or issuing
securities entitling to the allotment of
debt securities with cancellation of
shareholders' preferential subscription
rights via an offer to qualified investors
or a limited group of investors pursuant to
Article L.411-2, II of the Monetary and
Financial Code
E.21 Delegation of authority granted to the Mgmt Against Against
Board of Directors to set the issue price
according to terms established by the
General Meeting up to 10% of capital per
year, in case of issuance of common shares
of the Company and/or securities giving
immediate or future access to capital with
cancellation of preferential subscription
rights
E.22 Overall limitation on authorizations to Mgmt Against Against
issue securities giving immediate or future
access to capital with cancellation of
preferential subscription rights or
reserved for the in-kind contributor
E.23 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts for
which capitalization is allowed
E.24 Amendment to Article 14 of the bylaws to Mgmt For For
change directors' terms of office
E.25 Amendment to Article 12 of the bylaws to Mgmt For For
specify the terms for appointing directors
representing employees pursuant to the
provisions of the Act of June 14th, 2013
regarding employment security
E.26 Powers to carry out all legal formalities Mgmt For For
relating to the decisions of the Ordinary
and Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 705357487
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933866608
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS.
7. STOCKHOLDER PROPOSAL REGARDING LIMITING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL ("LIMIT ACCELERATED
EXECUTIVE PAY").
8. STOCKHOLDER PROPOSAL REGARDING HEDGING AND Shr Against For
PLEDGING POLICY.
9. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
10. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
11. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
COUNTING TO EXCLUDE ABSTENTIONS.
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD. Agenda Number: 933976233
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FQVLF
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT NINE (9). Mgmt For For
02 DIRECTOR
PHILIP K.R. PASCALL Mgmt For For
G. CLIVE NEWALL Mgmt For For
MARTIN ROWLEY Mgmt For For
PETER ST. GEORGE Mgmt For For
ANDREW ADAMS Mgmt For For
MICHAEL MARTINEAU Mgmt For For
PAUL BRUNNER Mgmt For For
MICHAEL HANLEY Mgmt For For
ROBERT HARDING Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
(UK) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DELIVERED
IN ADVANCE OF THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GEMALTO, AMSTERDAM Agenda Number: 705071948
--------------------------------------------------------------------------------------------------------------------------
Security: N3465M108
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: NL0000400653
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 2013 annual report Non-Voting
3 Application of the remuneration policy in Non-Voting
2013 in accordance with article 2:135
paragraph 5a Dutch civil code
4 Adoption of the 2013 financial statements Mgmt For For
5.a Dividend: Dividend policy Non-Voting
5.b Dividend: Distribution of a dividend in Mgmt For For
cash of EUR 0.38 per share for the 2013
financial year
6.a Discharge of board members for the Mgmt For For
fulfilment of their duties during the 2013
financial year: Discharge of the chief
executive officer
6.b Discharge of board members for the Mgmt For For
fulfilment of their duties during the 2013
financial year: Discharge of the
non-executive board members
7 Reappointment of Mr. Philippe Alfroid as Mgmt For For
non-executive board member until the close
of the 2018 AGM
8.a Amendment of the articles of association of Mgmt For For
Gemalto: Amendment I of the articles of
association
8.b Amendment of the articles of association of Mgmt For For
Gemalto: Amendment II of the articles of
association
8.c Amendment of the articles of association of Mgmt For For
Gemalto: Amendment III of the articles of
association
8.d Amendment of the articles of association of Mgmt For For
Gemalto: Amendment IV of the articles of
association
9 Renewal of the authorization of the Board Mgmt For For
to repurchase shares in the share capital
of Gemalto
10.a Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares in the share capital of Gemalto
without pre-emptive rights accruing to
shareholders for the purpose of the Gemalto
N.V. Global Employee Share Purchase Plan
("GESPP") and/ or the Gemalto N.V. Global
Equity Incentive Plan ("GEIP")
10.b Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares for general purposes with the power
to limit or exclude pre-emptive rights
accruing to shareholders
10.c Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares for general purposes with
pre-emptive rights accruing to shareholders
10.d Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
limit or exclude a part of the pre-emptive
rights accruing to shareholders in
connection with the above resolution 10.c
for the purpose of M&A and/or (strategic)
alliances
11 Reappointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the 2014 financial year
12 Questions Non-Voting
13 Adjournment Non-Voting
CMMT 28 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 10.D. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 933985004
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
N.V. TYAGARAJAN Mgmt For For
ROBERT G. SCOTT Mgmt For For
AMIT CHANDRA Mgmt For For
LAURA CONIGLIARO Mgmt For For
DAVID HUMPHREY Mgmt For For
JAGDISH KHATTAR Mgmt For For
JAMES C. MADDEN Mgmt For For
ALEX MANDL Mgmt For For
MARK NUNNELLY Mgmt For For
HANSPETER SPEK Mgmt For For
MARK VERDI Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HAMAMATSU PHOTONICS K.K. Agenda Number: 704866740
--------------------------------------------------------------------------------------------------------------------------
Security: J18270108
Meeting Type: AGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: JP3771800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 933941583
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK L. STANAGE Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: SANDRA L. DERICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. HILL Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 705335722
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705152875
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 17 APR 2014: PLEASE NOT THAT THIS IS AN Non-Voting
INFORMATION MEETING ONLY FOR HONG KONG
SHAREHOLDERS. THERE ARE NO VOTEABLE
RESOLUTIONS. IF YOU WISH TO ATTEND PLEASE
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE
CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 TO DISCUSS THE 2013 RESULTS AND OTHER Non-Voting
MATTERS OF INTEREST
CMMT 17 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705077433
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2013
2 To approve the Directors' remuneration Mgmt For For
policy
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To approve the Variable pay cap (see Mgmt For For
section 4 of the Explanatory Notes in the
Notice of AGM for voting threshold
applicable to this resolution)
5.a To elect Kathleen Casey as a Director Mgmt For For
5.b To elect Sir Jonathan Evans as a Director Mgmt For For
5.c To elect Marc Moses as a Director Mgmt For For
5.d To elect Jonathan Symonds as a Director Mgmt For For
5.e To re-elect Safra Catz as a Director Mgmt For For
5.f To re-elect Laura Cha as a Director Mgmt For For
5.g To re-elect Marvin Cheung as a Director Mgmt For For
5.h To re-elect Joachim Faber as a Director Mgmt For For
5.i To re-elect Rona Fairhead as a Director Mgmt For For
5.j To re-elect Renato Fassbind as a Director Mgmt For For
5.k To re-elect Douglas Flint as a Director Mgmt For For
5.l To re-elect Stuart Gulliver as a Director Mgmt For For
5.m To re-elect Sam Laidlaw as a Director Mgmt For For
5.n To re-elect John Lipsky as a Director Mgmt For For
5.o To re-elect Rachel Lomax as a Director Mgmt For For
5.p To re-elect Iain MacKay as a Director Mgmt For For
5.q To re-elect Sir Simon Robertson as a Mgmt For For
Director
6 To re-appoint KPMG Audit Plc as auditor of Mgmt For For
the Company to hold office until completion
of the audit of the consolidated accounts
for the year ending 31 December 2014
7 To authorise the Group Audit Committee to Mgmt For For
determine the auditor's remuneration
8 To authorise the Directors to allot shares Mgmt Against Against
9 To disapply pre-emption rights Mgmt For For
10 To authorise the Directors to allot any Mgmt Against Against
repurchased shares
11 To authorise the Company to purchase its Mgmt For For
own ordinary shares
12 To authorise the Directors to allot equity Mgmt For For
securities in relation to Contingent
Convertible Securities
13 To disapply pre-emption rights in relation Mgmt For For
to the issue of Contingent Convertible
Securities
14 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 933930516
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY J. BELL Mgmt For For
GREGORY F. MILZCIK Mgmt For For
ANDREW K. SILVERNAIL Mgmt For For
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC, BRISTOL Agenda Number: 704891008
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 05-Feb-2014
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 Directors' Remuneration Policy Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Dr K M Burnett Mgmt For For
6 To re-elect Mrs A J Cooper Mgmt For For
7 To re-elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr M R Phillips Mgmt For For
11 To elect Mr O R Tant Mgmt For For
12 To re-elect Mr M D Williamson Mgmt For For
13 To re-elect Mr M I Wyman Mgmt For For
14 Re-appointment of Auditors: Mgmt For For
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Donations to political organisations Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt For For
CMMT 13 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG Agenda Number: 704613783
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: AGM
Meeting Date: 16-Jul-2013
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUL 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approve individual financial statements Mgmt For For
2 Approve consolidated financial statements, Mgmt For For
and discharge of board
3 Approve updated balance sheets to benefit Mgmt For For
from new tax regulation
4 Approve allocation of income and dividends Mgmt For For
5 Approve long term incentive plan Mgmt For For
6 Authorize share repurchase program Mgmt For For
7 Advisory vote on remuneration policy report Mgmt For For
8 Authorize board to ratify and execute Mgmt For For
approved resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 11 JUL 2013 TO
09 JUL 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934035317
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 14-Jun-2014
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE, CONSIDER & ADOPT FINANCIAL Mgmt For
STATEMENTS, INCLUDING AUDITED BALANCE
SHEET, STATEMENT OF PROFIT & LOSS FOR YEAR
ENDED ON THAT DATE & REPORTS OF BOARD &
AUDITORS THEREON.
O2 TO DECLARE A FINAL DIVIDEND OF 43 RS PER Mgmt For
EQUITY SHARE.
O3 TO APPOINT A DIRECTOR IN PLACE OF B.G. Mgmt For
SRINIVAS, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4 TO APPOINT A DIRECTOR IN PLACE OF S. Mgmt For
GOPALAKRISHNAN, WHO RETIRES BY ROTATION
AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O5 TO RE-APPOINT AUDITORS TO HOLD OFFICE FROM Mgmt For
THE CONCLUSION OF THIS AGM TO FOURTH
CONSECUTIVE AGM & TO FIX THEIR
REMUNERATION.
S6 TO APPOINT U.B. PRAVIN RAO AS A DIRECTOR, Mgmt For
LIABLE TO RETIRE BY ROTATION AND ALSO AS A
WHOLE-TIME DIRECTOR.
S7 TO APPOINT KIRAN MAZUMDAR-SHAW AS AN Mgmt For
INDEPENDENT DIRECTOR.
S8 TO APPOINT CAROL M. BROWNER AS AN Mgmt For
INDEPENDENT DIRECTOR.
S9 TO APPOINT RAVI VENKATESAN AS AN Mgmt For
INDEPENDENT DIRECTOR.
S10 CONTRACT TO SELL, LEASE, TRANSFER, ASSIGN Mgmt For
OR OTHERWISE DISPOSE OF THE WHOLE OR PART
OF THE PRODUCTS, PLATFORMS AND SOLUTIONS
(PPS) BUSINESS & UNDERTAKING TO EDGEVERVE
SYSTEMS LIMITED
S11 RETIREMENT OF A DIRECTOR Mgmt For
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933975534
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC. Agenda Number: 933989571
--------------------------------------------------------------------------------------------------------------------------
Security: 46333X108
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: IRWD
ISIN: US46333X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN E. ROBERTS Mgmt For For
JULIE H. MCHUGH Mgmt For For
PETER M. HECHT Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
THE COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933909826
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2014.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 933881078
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. FLANIGAN Mgmt For For
W. BROWN Mgmt For For
M. SHEPARD Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
L. KELLY Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 705040537
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: SGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed transfer of the Mgmt For For
Company's listing segment from Premium to
Standard on the London Stock Exchange as
described in the Circular to shareholders
dated 6th March 2014
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 705118203
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS AND APPROVE FINAL DIVIDEND
2 RE-ELECT ADAM KESWICK AS DIRECTOR Mgmt For For
3 RE-ELECT MARK GREENBERG AS DIRECTOR Mgmt For For
4 RE-ELECT SIMON KESWICK AS DIRECTOR Mgmt For For
5 RE-ELECT RICHARD LEE AS DIRECTOR Mgmt For For
6 APPROVE PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND AUTHORISE BOARD TO FIX THEIR
REMUNERATION
7 APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt For For
SECURITIES WITH OR WITHOUT PREEMPTIVE
RIGHTS
8 AUTHORISE SHARE REPURCHASE PROGRAM Mgmt For For
CMMT 15 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVAL OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr For Against
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr For Against
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 705336445
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Outside
Directors, Corporate Auditors and Outside
Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A., PARIS Agenda Number: 705078625
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 17-Apr-2014
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284293 DUE TO ADDITION OF
RESOLUTION "14". ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400825.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400516.pdf
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the 2013 financial Mgmt For For
year and setting the dividend
O.4 Appointment of Mrs. Belen Garijo as Board Mgmt For For
member
O.5 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Board member
O.6 Renewal of term of Mr. Xavier Fontanet as Mgmt For For
Board member
O.7 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.8 Review of the compensation owed or paid to Mgmt For For
Mr. Jean-Paul Agon, CEO for the 2013
financial year
O.9 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
O.10 Approval of the purchase agreement on the Mgmt For For
acquisition by L'Oreal of 48,500,000
L'Oreal shares from Nestle representing 8%
of capital within the regulated agreements
procedure
E.11 Capital reduction by cancellation of shares Mgmt For For
acquired by the Company pursuant to
Articles L.225+209 and L.225-208 of the
Commercial Code
E.12 Amendment to the bylaws to specify the Mgmt For For
conditions under which the directors
representing employees will be appointed
E.13 Powers to carry out all legal formalities Mgmt For For
O.14 Approve transaction re: sale by l'Oreal of Mgmt For For
its entire stake in Galderma group
companies to nestle
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 705140957
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F169
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: BMG5485F1692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409638.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409656.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND REPORTS OF THE
DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS Mgmt For For
PER SHARE
3.a TO RE-ELECT Dr WILLIAM FUNG KWOK LUN AS Mgmt For For
DIRECTOR
3.b TO RE-ELECT Mr ALLAN WONG CHI YUN AS Mgmt For For
DIRECTOR
3.c TO RE-ELECT Mr PAUL EDWARD SELWAY-SWIFT AS Mgmt For For
DIRECTOR
4 TO FIX THE DIRECTORS' FEES Mgmt For For
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES UP TO
10%
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES UP TO 10%
8 TO ADOPT SHARE OPTION SCHEME Mgmt Against Against
9 TO APPROVE THE SHARE PREMIUM REDUCTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC, EDINBURGH Agenda Number: 705122252
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND OF THE
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO ELECT MR J COLOMBAS AS A DIRECTOR OF THE Mgmt For For
COMPANY
3 TO ELECT MR D D J JOHN AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT LORD BLACKWELL AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MR M G CULMER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MS C J FAIRBAIRN AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT MS A M FREW AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR A HORTA-OSORIO AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MR N L LUFF AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MR D L ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR A WATSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT MS S V WELLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITORS
15 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
16 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt Against Against
17 DIRECTORS' AUTHORITY TO ALLOT SHARES IN Mgmt Against Against
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
18 AUTHORITY TO INTRODUCE A SCRIP DIVIDEND Mgmt For For
PROGRAMME
19 REMUNERATION POLICY SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
20 IMPLEMENTATION REPORT SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
21 VARIABLE COMPONENT OF REMUNERATION FOR CODE Mgmt For For
STAFF
22 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt Against Against
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
25 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
26 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
27 NOTICE PERIOD Mgmt For For
28 RELATED PARTY AND CLASS 1 TRANSACTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MEGGITT PLC Agenda Number: 705080466
--------------------------------------------------------------------------------------------------------------------------
Security: G59640105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0005758098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To approve the remuneration policy as Mgmt For For
contained within the remuneration report
3 To approve the remuneration report Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Sir Colin Terry as a director Mgmt For For
6 To re-elect Mr. S G Young as a director Mgmt For For
7 To re-elect Mr. G S Berruyer as a director Mgmt For For
8 To re-elect Mr. P G Cox as a director Mgmt For For
9 To re-elect Mr P E Green as a director Mgmt For For
10 To re-elect Mr P Heiden as a director Mgmt For For
11 To re-elect Ms. B L Reichelderfer as a Mgmt For For
director
12 To re-elect Mr. D M Williams as a director Mgmt For For
13 To elect Mr. D R Webb as a director Mgmt For For
14 To reappoint the auditors Mgmt For For
15 To authorise the directors to determine the Mgmt For For
auditors' fees
16 To renew the authority to allot shares Mgmt Against Against
17 To disapply pre-emption rights Mgmt For For
18 To authorise donations to political Mgmt For For
organisations
19 To authorise the directors to purchase Mgmt For For
shares in the Company
20 To permit the holding of general meetings Mgmt For For
at 14 days' notice
21 To approve the Long Term Incentive Plan Mgmt For For
2014
22 To approve the creation of overseas share Mgmt For For
plans, based on the Long Term Incentive
Plan 2014
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Against Against
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING COMPANY,LTD. Agenda Number: 705343680
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 704601081
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 29-Jul-2013
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Philip Aiken Mgmt For For
9 To re-elect Nora Mead Brownell Mgmt For For
10 To elect Jonathan Dawson Mgmt For For
11 To re-elect Paul Golby Mgmt For For
12 To re-elect Ruth Kelly Mgmt For For
13 To re-elect Maria Richter Mgmt For For
14 To elect Mark Williamson Mgmt For For
15 To re-appoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
16 To authorise the Directors to set the Mgmt For For
auditors' remuneration
17 To approve the Directors' Remuneration Mgmt For For
Report
18 To authorise the Directors to allot Mgmt Against Against
ordinary shares
19 To disapply pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own ordinary shares
21 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933940365
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2013
1B. ACCEPTANCE OF THE COMPENSATION REPORT 2013 Mgmt For For
(ADVISORY VOTE)
2. RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3. APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2013
4. REVISION OF THE ARTICLES OF ASSOCIATION Mgmt For For
ADAPTATION TO NEW SWISS COMPANY LAW
5AA RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
PETER BRABECK-LETMATHE
5AB RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
PAUL BULCKE
5AC RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
ANDREAS KOOPMANN
5AD RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
ROLF HANGGI
5AE RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
BEAT HESS
5AF RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
DANIEL BOREL
5AG RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
STEVEN G. HOCH
5AH RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
NAINA LAL KIDWAI
5AI RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
TITIA DE LANGE
5AJ RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
JEAN-PIERRE ROTH
5AK RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
ANN M. VENEMAN
5AL RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
HENRI DE CASTRIES
5AM RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
EVA CHENG
5B. ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS MR. PETER BRABECK-LETMATHE
5CA ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. BEAT HESS
5CB ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. DANIEL BOREL
5CC ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. ANDREAS KOOPMANN
5CD ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. JEAN-PIERRE ROTH
5D. RE-ELECTION OF THE STATUTORY AUDITORS KPMG Mgmt For For
SA, GENEVA BRANCH
5E. ELECTION OF THE INDEPENDENT REPRESENTATIVE Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
6. IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt For For
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS; "AGAINST" = VOTE AGAINST THE
PROPOSAL OF THE BOARD OF DIRECTORS;
"ABSTAIN" = ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt For For
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt For For
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt For For
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt For For
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr No vote
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933953817
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1F. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933982692
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2013 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2014, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2013.
3A. ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. Mgmt For For
3B. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
3C. ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
3E. ELECTION OF DIRECTOR: ALEXANDER NAVAB Mgmt For For
3F. ELECTION OF DIRECTOR: ROBERT POZEN Mgmt For For
3G. ELECTION OF DIRECTOR: VIVEK RANADIVE Mgmt For For
3H. ELECTION OF DIRECTOR: GANESH RAO Mgmt For For
3I. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2014.
6. TO APPROVE THE NIELSEN HOLDINGS EXECUTIVE Mgmt For For
ANNUAL INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL
(INCLUDING DEPOSITARY RECEIPTS ISSUED FOR
OUR SHARES) UNTIL NOVEMBER 6, 2015 ON THE
OPEN MARKET, THROUGH PRIVATELY NEGOTIATED
TRANSACTIONS OR IN ONE OR MORE SELF TENDER
OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY
RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF
A SHARE AND NOT HIGHER THAN 110% OF THE
MOST RECENTLY AVAILABLE (AS OF THE TIME OF
REPURCHASE) PRICE OF A ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
8. TO AMEND OUR ARTICLES OF ASSOCIATION TO Mgmt For For
CHANGE THE COMPANY NAME TO NIELSEN N.V.
9. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933862078
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933957803
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933944185
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt Against Against
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt Against Against
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt For For
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt For For
5.3 Re-election of Verena A. Briner, M.D. Mgmt For For
5.4 Re-election of Srikant Datar, Ph.D. Mgmt Against Against
5.5 Re-election of Ann Fudge Mgmt For For
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt For For
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt Against Against
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt For For
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt For For
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt Against Against
5.11 Re-election of William T. Winters Mgmt For For
6.1 Election of Srikant Datar, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt For For
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt Against Against
of the Compensation Committee
7 Re-election of the Auditor: Mgmt For For
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt For For
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704974939
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
2 Adoption of the audited annual report 2013 Mgmt For For
3.1 Approval of actual remuneration of the Mgmt For For
Board of Directors for 2013
3.2 Approval of remuneration level of the Board Mgmt For For
of Directors for 2014
4 A resolution to distribute the profit: The Mgmt For For
Board of Directors proposes that the
dividend for 2013 is DKK 4.5 for each Novo
Nordisk A or B share of DKK 0.20
5.1 Election of Goran Ando as Chairman Mgmt For For
5.2 Election of Jeppe Christiansen as Vice Mgmt For For
Chairman
5.3a Election of other member to the Board of Mgmt For For
Directors: Bruno Angelici
5.3b Election of other member to the Board of Mgmt For For
Directors: Liz Hewitt
5.3c Election of other member to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3d Election of other member to the Board of Mgmt For For
Directors: Helge Lund
5.3e Election of other member to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
Auditor
7.1 Reduction of the Company's B share capital Mgmt For For
From DKK 442,512,800 to DKK 422,512,800
7.2 Authorisation of the Board of Directors to Mgmt For For
allow the Company to repurchase own shares
7.3 Donation to the World Diabetes Foundation Mgmt For For
(WDF)
7.4.1 Amendments to the Articles of Association: Mgmt For For
Language of Annual Reports. Article number
17.3
7.4.2 Amendments to the Articles of Association: Mgmt For For
Language of General Meetings. Article
numbers 7.5 and 17.3
7.5 Adoption of revised Remuneration Principles Mgmt For For
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Financial information in notice to convene
Annual General Meetings
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL, Kjeld Beyer: Period
for presentation of and language of certain
financial information and company
announcements
8.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL, Kjeld Beyer: Access
to quarterly and annual financial
information on the Company's website and in
Danish
8.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Refreshments at Annual General Meetings
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt Against Against
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr Against For
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704752220
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 06-Nov-2013
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT 16 OCT 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1002/201310021305066.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1016/201310161305162.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2013 and setting the
dividend
O.4 Approval of the regulated agreements and Mgmt For For
commitments pursuant to Articles L.225-38
et seq. of the Commercial Code
O.5 Renewal of term of Mrs. Daniele Ricard as Mgmt For For
Director
O.6 Renewal of term of Mr. Laurent Burelle as Mgmt For For
Director
O.7 Renewal of term of Mr. Michel Chambaud as Mgmt For For
Director
O.8 Renewal of term of Societe Paul Ricard as Mgmt For For
Director
O.9 Renewal of term of Mr. Anders Narvinger as Mgmt For For
Director
O.10 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.11 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mrs. Daniele Ricard,
Chairman of the Board of Directors
O.12 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Pierre Pringuet,
Vice-Chairman of the Board of Directors and
Chief Executive Officer
O.13 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Alexandre Ricard,
Managing Director
O.14 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares up to 10%
of share capital
E.16 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
issuing common shares and/or any securities
giving access to capital of the Company
while maintaining preferential subscription
rights
E.17 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 41 million by
issuing common shares and/or any securities
giving access to capital of the Company
with cancellation of preferential
subscription rights as part of a public
offer
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
number of securities to be issued in case
of share capital increase with or without
preferential subscription rights up to 15%
of the initial issuance carried out
pursuant to the 16th and 17th resolutions
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company, in consideration
for in-kind contributions granted to the
Company up to 10% of share capital
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company up to 10% of share
capital with cancellation of preferential
subscription rights in case of public
exchange offer initiated by the Company
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue securities
representing debts entitling to the
allotment of debt securities up to Euros 5
billion
E.22 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
incorporation of premiums, reserves,
profits or otherwise
E.23 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital up to 2% of share
capital by issuing shares or securities
giving access to capital reserved for
members of company savings plans with
cancellation of preferential subscription
rights in favor of the latter
E.24 Amendment to Article 16 of the bylaws to Mgmt For For
establish the terms for appointing
Directors representing employees pursuant
to the provisions of the Act of June 14,
2013 on employment security
E.25 Powers to carry out all required legal Mgmt For For
formalities
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 705034483
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2013 annual report Mgmt For For
2 Approval of the remuneration Policy Report Mgmt For For
3 Approval of the directors' report on Mgmt For For
remuneration and remuneration committee
chairman's letter
4 Approval of the remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 Remuneration of auditors Mgmt For For
20 General authority to allot shares Mgmt Against Against
21 Disapplication of pre-emption rights Mgmt For For
22 Authority to purchase Rio Tinto plc shares Mgmt For For
23 Notice period for general meetings other Mgmt For For
than annual general meetings
24 Scrip dividend authority Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO 19 WILL Non-Voting
BE VOTED ON BY RIO TINTO PLC AND RIO TINTO
LIMITED SHAREHOLDERS AS A JOINT ELECTORATE
AND RESOLUTIONS 20 TO 24 WILL BE VOTED ON
BY RIO TINTO PLC SHAREHOLDERS ONLY.
CMMT 10 APR 2014: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 2, 3, 4, 5 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT 10 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933971891
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt For For
1B) ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt For For
1E) ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt For For
1F) ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
1H) ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 933954869
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1B. ELECTION OF DIRECTOR: EYAL M. OFER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1D. ELECTION OF DIRECTOR: VAGN O. SORENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: ARNE ALEXANDER Mgmt For For
WILHELMSEN
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
1994 EMPLOYEE STOCK PURCHASE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704962186
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2013
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1.65 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that number
of members remains unchanged and eight
members be elected to the board
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes that A.Brunila,
J.Fagerholm, A.Grate Axen, V-M.Mattila,
E.Palin-Lehtinen, P.Sorlie, M.Vuoria and
B.Wahlroos are re-elected as members of the
board of directors
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect Ernst and Young Oy as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704995945
--------------------------------------------------------------------------------------------------------------------------
Security: 796050201
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: US7960502018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1 To approve, Audited Financial Statements Non-Voting
for FY 2013 (45th) (1 Jan. 2013-31 Dec.
2013): Approval of Statements of Financial
Position, Income, and Cash Flow; The total
dividend per share in 2013 is KRW 14,300
for common and KRW 14,350 for preferred
shares, including interim dividend of KRW
500 per share paid in August 2013
2 To approve, the Remuneration Limit for the Non-Voting
Directors for FY 2014 (46th) as specified
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 705169351
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 289344 DUE TO ADDITION OF
RESOLUTION O.23. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 17 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0416/201404161401172.pdf,
http://www.journal-officiel.gouv.fr//pdf/20
14/0416/201404161401173.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0305/201403051400512.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 317432
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL Mgmt For For
YEAR, AMOUNT TAKEN OUT FROM THE SHARE
PREMIUMS AND SETTING THE DIVIDEND OF EUR
1.87 PER SHARE
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
ENTERED INTO DURING 2013-COMPENSATION OF
THE VICE-CHAIRMAN AND SENIOR DIRECTOR,
AMENDMENTS TO ARTICLE 39 AND CHANGE IN
NON-COMPETITION COMMITMENTS OF EXECUTIVE
MANAGERS WHO ARE NOT CORPORATE
OFFICERS-INFORMATION ON THE AGREEMENTS AND
COMMITMENTS MADE DURING PREVIOUS FINANCIAL
YEARS
O.5 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Against Against
COMMITMENTS REGARDING THE STATUS OF MR.
JEAN-PASCAL TRICOIRE
O.6 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Against Against
COMMITMENTS REGARDING THE STATUS OF MR.
EMMANUEL BABEAU
O.7 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE
2013 FINANCIAL YEAR
O.8 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. EMMANUEL BABEAU FOR THE 2013
FINANCIAL YEAR
O.9 APPOINTMENT OF MRS. LINDA KNOLL AS BOARD Mgmt For For
MEMBER
O.10 RENEWAL OF TERM OF MR. NOEL FORGEARD AS Mgmt For For
BOARD MEMBER
O.11 RENEWAL OF TERM OF MR. WILLY KISSLING AS Mgmt For For
BOARD MEMBER
O.12 RENEWAL OF TERM OF MRS. CATHY KOPP AS BOARD Mgmt For For
MEMBER
O.13 RENEWAL OF TERM OF MR. HENRI LACHMANN AS Mgmt For For
BOARD MEMBER
O.14 RENEWAL OF TERM OF MR. RICHARD THOMAN AS Mgmt For For
BOARD MEMBER
O.15 RATIFICATION OF THE COOPTATION AND Mgmt For For
APPOINTMENT OF MR. JEONG KIM AS BOARD
MEMBER
O.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE
COMPANY-MAXIMUM PURCHASE PRICE OF EUROS 80
PER SHARE
E.17 APPROVAL OF THE TRANSFORMATION OF THE LEGAL Mgmt For For
FORM OF THE COMPANY BY ADOPTING THE FORM OF
A EUROPEAN COMPANY "SOCIETAS EUROPAEA";
APPROVAL OF THE TERMS OF THE PROPOSED
TRANSFORMATION AND ACKNOWLEDGEMENT OF THE
UNCHANGED BOARD OF DIRECTORS, STATUTORY
AUDITORS AND AUTHORIZATIONS GRANTED TO THE
BOARD OF DIRECTORS BY THE GENERAL MEETING
E.18 APPROVAL OF THE LEGAL NAME OF THE COMPANY Mgmt For For
IN ITS NEW FORM AS A EUROPEAN COMPANY -
SCHNEIDER ELECTRIC SE
E.19 APPROVAL OF THE AMENDMENTS TO ARTICLES 1 Mgmt For For
AND 3 OF BYLAWS OF THE COMPANY AS A
EUROPEAN COMPANY
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO CARRY OUT CAPITAL
INCREASES RESERVED FOR MEMBERS OF THE
COMPANY SAVINGS PLAN UP TO 2% OF THE SHARE
CAPITAL WITH THE CANCELLATION OF
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS
E.21 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR A CATEGORY OF BENEFICIARIES:
EMPLOYEES OF FOREIGN COMPANIES OF THE
GROUP, EITHER DIRECTLY OR THROUGH ENTITIES
ACTING ON THEIR BEHALF OR ENTITIES OFFERING
EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP
SIMILAR BENEFITS AS THOSE OFFERED TO
MEMBERS OF THE COMPANY SAVINGS PLAN UP TO
1% OF THE SHARE CAPITAL WITH THE
CANCELLATION OF SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS
O.22 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
O.23 APPOINTMENT OF MRS.LONE FONSS SCHRODER AS Mgmt For For
BOARD MEMBER
--------------------------------------------------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC. Agenda Number: 933951572
--------------------------------------------------------------------------------------------------------------------------
Security: 811065101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: SNI
ISIN: US8110651010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JARL MOHN Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt For For
JEFFREY SAGANSKY Mgmt For For
RONALD W. TYSOE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED, HAMILTON Agenda Number: 704703710
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: AGM
Meeting Date: 20-Sep-2013
Ticker:
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN BLOCKING CONDITIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 To re-elect John Fredriksen as a director Mgmt For For
of the company
2 To re-elect Tor Olav Troim as a director of Mgmt For For
the company
3 To re-elect Kate Blankenship as a director Mgmt For For
of the company
4 To re-elect Kathrine Fredriksen as a Mgmt For For
director of the company
5 To re-elect Carl Erik Steen as a director Mgmt For For
of the company
6 To re-elect Bert Bekker as a director of Mgmt For For
the company
7 To re-elect Paul Leand Jr as a director of Mgmt For For
the company
8 To amend the company's bye-laws numbers Mgmt For For
57A, 89, 93B, 103, 104, 105, 106A, 110 and
111
9 To appoint PricewaterhouseCoopers LLP, as Mgmt For For
auditor and to authorize the directors to
determine their remuneration
10 To approve the remuneration of the Mgmt For For
company's board of directors of a total
amount of fees not to exceed USD 1.500.000
for the year ended December 31, 2013
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 933967525
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ORWIN Mgmt For For
SRINIVAS AKKARAJU Mgmt For For
DAVID W. GRYSKA Mgmt For For
JOHN P. MCLAUGHLIN Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE SEATTLE GENETICS, INC. AMENDED AND
RESTATED 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 4,500,000 SHARES AND TO MAKE
CERTAIN OTHER CHANGES DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SES S.A., LUXEMBOURG Agenda Number: 705010938
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutineers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2013 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2013 and perspectives
5 Presentation of the 2013 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2013
8 Decision on allocation of 2013 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2014 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Marc Beuls
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Marcus Bicknell
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Bridget Cosgrave
14.4 Election of Director for a three-year term: Mgmt For For
Mr. Ramu Potarazu
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Rene Steichen
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Paul Zens
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704888859
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 28-Jan-2014
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
13.01.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2013, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report
and the Compliance Report for fiscal year
2013
2. Resolution on the Appropriation of the Mgmt For For
Distributable Profit The distributable
profit of EUR 2,643,000,000.00 as follows:
Payment of a dividend of EUR 3.00 per
no-par share for the 2012/2014 financial
year. EUR 109,961,760.00 shall be carried
forward. Ex-dividend and payable date:
January 29, 2014
3. To ratify the acts of the members of the Mgmt For For
Managing Board
4. To ratify the acts of the members of the Mgmt For For
Supervisory Board
5. To resolve on the approval of the system of Mgmt For For
Managing Board compensation
6. To resolve on the appointment of Mgmt For For
independent auditors for the audit of the
Annual Financial Statements and the
Consolidated Financial Statements and for
the review of the Interim Financial
Statements: Ernst & Young GmbH
7. To resolve on a by-election to the Mgmt For For
Supervisory Board: Jim Hagemann Snabe
8. To resolve on the creation of an Authorized Mgmt For For
Capital 2014 against contributions in cash
and / or contributions in kind with the
option of excluding subscription rights,
and related amendments to the Articles of
Association
9. To resolve on the cancelation of the Mgmt Against Against
authorization to issue convertible bonds
and / or warrant bonds dated January 25,
2011 and of the Conditional Capital 2011 as
well as on the creation of a new
authorization of the Managing Board to
issue convertible bonds and / or warrant
bonds and to exclude shareholders
subscription rights, and on the creation of
a Conditional Capital 2014 and related
amendments to the Articles of Association
10. To resolve on the cancelation of Mgmt For For
Conditional Capital no longer required and
related amendments to the Articles of
Association
11. To resolve on the adjustment of Supervisory Mgmt For For
Board compensation and related amendments
to the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 933999382
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1B. ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
1C. ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1D. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1F. ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
1G. ELECTION OF DIRECTOR: HELEN MCCLUSKEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT STACK Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENIA ULASEWICZ Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. BARNES Mgmt For For
2. APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN PROXY STATEMENT.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE SIGNET JEWELERS
LIMITED OMNIBUS INCENTIVE PLAN 2009.
5. APPROVAL OF THE AMENDMENTS TO THE SIGNET Mgmt For For
JEWELERS LIMITED BYE-LAWS.
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 704627225
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: AGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Financial Mgmt For For
Statements for the financial year ended 31
March 2013, the Director's Report and the
Auditors Report thereon
2 To declare a final dividend of 10.0 cents Mgmt For For
per share in respect of the financial year
ended 31 March 2013
3 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 97 of the Company's Articles of
Association and who, being eligible, offer
himself for re-election: Mr Simon Israel
4 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 97 of the Company's Articles of
Association and who, being eligible, offer
himself for re-election: Mr Peter Mason AM
5 To re-elect Mr David Gonski AC who ceases Mgmt For For
to hold office in accordance with Article
103 of the Company's Articles of
Association and who, being eligible, offers
himself for re-election
6 To approve payment of Director's fees by Mgmt For For
the Company of up to SGD 2,710,000 for the
financial year ending 31 March 2014 (2013:
up to SGD 2,710,000; increase: nil)
7 To re-appoint Auditors and to authorise the Mgmt For For
Directors to fix their remuneration
8 That authority be and is hereby given to Mgmt Against Against
the Directors to: (i) (1) issue shares in
the capital of the Company ("shares")
whether by way of rights, bonus or
otherwise; and/or (2) make or grant offers,
agreements or options (collectively,
"Instruments") that might or would require
shares to be issued, including but not
limited to the creation and issue of (as
well as adjustments to) warrants,
debentures or other instruments convertible
into shares, at any time and upon such
terms and conditions and for such purposes
and to such persons as the Directors may in
their absolute discretion deem fit; and
(ii) (notwithstanding the authority
conferred by this Resolution may have
ceased to be in force) issue shares in
pursuance of any Instrument made or granted
by the Directors while this Resolution was
in force, provided that: (I) CONTD
CONT CONTD the aggregate number of shares to be Non-Voting
issued pursuant to this Resolution
(including shares to be issued in pursuance
of Instruments made or granted pursuant to
this Resolution) does not exceed 50% of the
total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with
sub-paragraph (II) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) does not exceed 5% of the
total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with
sub-paragraph (II) below); (II) (subject to
such manner of calculation as may be
prescribed by the CONTD
CONT CONTD Singapore Exchange Securities Trading Non-Voting
Limited ("SGX-ST")) for the purpose of
determining the aggregate number of shares
that may be issued under sub-paragraph (I)
above, the percentage of issued shares
shall be based on the total number of
issued shares (excluding treasury shares)
in the capital of the Company at the time
this Resolution is passed, after adjusting
for: (a) new shares arising from the
conversion or exercise of any convertible
securities or share options or vesting of
share awards which are outstanding or
subsisting at the time this Resolution is
passed; and (b) any subsequent bonus issue
or consolidation or sub-division of shares;
(III) in exercising the authority conferred
by this Resolution, the Company shall
comply with the provisions of the Listing
Manual of the SGX-ST, the Listing Rules of
ASX CONTD
CONT CONTD Limited ("ASX") and the rules of any Non-Voting
other stock exchange on which the shares of
the Company may for the time being be
listed or quoted ("Other Exchange") for the
time being in force (unless such compliance
has been waived by the SGX-ST, ASX or, as
the case may be, the Other Exchange) and
the Articles of Association for the time
being of the Company; and (IV) (unless
revoked or varied by the Company in general
meeting) the authority conferred by this
Resolution shall continue in force until
the conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the
Company is required by law to be held,
whichever is the earlier
9 That approval be and is hereby given to the Mgmt For For
Directors to grant awards in accordance
with the provisions of the SingTel
Performance Share Plan 2012 ("SingTel PSP
2012") and to allot and issue from time to
time such number of fully paid-up shares as
may be required to be delivered pursuant to
the vesting of awards under the SingTel PSP
2012, provided that: (i) the aggregate
number of new shares to be issued pursuant
to the vesting of awards granted or to be
granted under the SingTel PSP 2012 shall
not exceed 5% of the total number of issued
shares (excluding treasury shares) from
time to time; and (ii) the aggregate number
of new shares under awards to be granted
pursuant to the SingTel PSP 2012 during the
period commencing from the date of this
Annual General Meeting of the Company and
ending on the date of the next CONTD
CONT CONTD Annual General Meeting of the Company Non-Voting
or the date by which the next Annual
General Meeting of the Company is required
by law to be held, whichever is the
earlier, shall not exceed 0.5% of the total
number of issued shares (excluding treasury
shares) from time to time
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 704627340
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: EGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
2 The Proposed Approval for Participation by Mgmt For For
the Relevant Person in the SingTel
Performance Share Plan 2012 for the
purposes of the Listing Rules of ASX
Limited
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 933965557
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN L. AMBLE Mgmt For For
ANTHONY J. BATES Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DAVID J.A. FLOWERS Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JAMES P. HOLDEN Mgmt For For
GREGORY B. MAFFEI Mgmt For For
EVAN D. MALONE Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES F. MOONEY Mgmt For For
CARL E. VOGEL Mgmt For For
VANESSA A. WITTMAN Mgmt For For
DAVID M. ZASLAV Mgmt For For
2. ADVISORY VOTE TO APPROVE THE NAMED Mgmt Against Against
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 705347234
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 705343224
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 705077255
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and Mgmt For For
accounts for the financial year ended 31
December 2013 together with the reports of
the directors and auditors
2 To declare a final dividend of 57.20 US Mgmt For For
cents per ordinary share for the year ended
31 December 2013
3 To approve the directors remuneration Mgmt For For
policy for the year ended 31 December 2013
4 To approve the annual report on Mgmt For For
remuneration for the year ended 31 December
2013
5 To elect Dr K M Campbell who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
6 To elect Mrs C M Hodgson who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
7 To elect Mr N Kheraj who has been appointed Mgmt For For
as a non-executive director by the Board
since the last AGM of the Company
8 To re-elect Mr O P Bhatt, a non-executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Dr L C Y Cheung, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Ms R Markland, a non-executive Mgmt For For
director
14 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
15 To re-elect Sir John Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive Mgmt For For
director
17 To re-elect Mr P A Sands, an executive Mgmt For For
director
18 To re-elect Mr V Shankar, an executive Mgmt For For
director
19 To re-elect Mr P D Skinner CBE, a Mgmt For For
non-executive director
20 To re-elect Dr L H Thunell, a non-executive Mgmt For For
director
21 To disapply the shareholding qualification Mgmt For For
contained in article 79 of the Company's
Articles of Association for Dr K M Campbell
22 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the Company from the end of the AGM until
the end of next year's AGM
23 To authorise the Board to set the auditor's Mgmt For For
fees
24 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
25 To authorise the Board to allot shares Mgmt Against Against
26 To extend the authority to allot shares by Mgmt Against Against
such number of shares repurchased by the
Company under the authority granted
pursuant to resolution 31
27 To authorise the Board to allot shares and Mgmt For For
grant rights to subscribe for or to convert
any security into shares in relation to any
issue of Equity Convertible Additional Tier
1 Securities
28 To authorise the Board to make an offer to Mgmt For For
the holders of ordinary shares to elect to
receive new ordinary shares in the capital
of the Company in lieu of dividends
29 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 25
30 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 27
31 To authorise the Company to purchase its Mgmt For For
own ordinary shares
32 To authorise the Company to purchase its Mgmt For For
own preference shares
33 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
34 To authorise the Board to increase the Mgmt For For
maximum ratio of variable to fixed
remuneration for relevant employees to a
ratio not exceeding 2:1
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933917619
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. PROHIBIT POLITICAL SPENDING. Shr Against For
5. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 705357576
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 705352172
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG Agenda Number: 704766065
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010221.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010213.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
Directors and auditor for the year ended 30
June 2013
2 To declare the final dividend Mgmt For For
3.i.a To re-elect Mrs. Leung Ko May-yee, Margaret Mgmt For For
as independent Non-Executive Director
3.i.b To re-elect Mr. Kwok Ping-luen, Raymond as Mgmt For For
Executive Director
3.i.c To re-elect Mr. Wong Chik-wing, Mike as Mgmt For For
Executive Director
3.i.d To re-elect Dr. Li Ka-cheung, Eric as Mgmt For For
independent Non-Executive Director
3.i.e To re-elect Mr. Kwok Ping-sheung, Walter as Mgmt For For
Non-Executive Director
3.i.f To re-elect Sir Po-shing Woo as Mgmt For For
Non-Executive Director
3.i.g To re-elect Mr. Chan Kui-yuen, Thomas as Mgmt For For
Executive Director
3.i.h To re-elect Mr. Kwong Chun as Executive Mgmt For For
Director
3.ii To fix Directors' fees (the proposed fees Mgmt For For
to be paid to each Chairman, Vice Chairman
and other Director for the year ending 30
June 2014 be HKD 320,000, HKD 310,000 and
HKD 300,000 respectively)
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorise the Board of
Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
No.5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to issue new shares (Ordinary Resolution
No.6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution No.7 as
set out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 705061593
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 296871 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, including Mgmt For For
the Annual Financial Statements and the
Group Consolidated Financial Statements for
the year 2013
1.2 Consultative vote on the compensation Mgmt For For
system
2 Discharge of the members of the Board of Mgmt For For
Directors and the Executive Committee
3 Reduction of share capital by cancellation Mgmt For For
of repurchased shares
4 Appropriation of the available earnings as Mgmt For For
per Balance Sheet 2013 and dividend
decision: a gross dividend of CHF 10.00 per
share for the business year 2013
5 Revision of the Articles of Incorporation: Mgmt For For
Article 95 paragraph 3 of the Federal
Constitution
6.1 Re-election of Vinita Bali to the Board of Mgmt For For
Directors
6.2 Re-election of Stefan Borgas to the Board Mgmt For For
of Directors
6.3 Re-election of Gunnar Brock to the Board of Mgmt For For
Directors
6.4 Re-election of Michel Demare to the Board Mgmt For For
of Directors
6.5 Re-election of Eleni Gabre-Madhin to the Mgmt For For
Board of Directors
6.6 Re-election of David Lawrence to the Board Mgmt For For
of Directors
6.7 Re-election of Michael Mack to the Board of Mgmt For For
Directors
6.8 Re-election of Eveline Saupper to the Board Mgmt For For
of Directors
6.9 Re-election of Jacques Vincent to the Board Mgmt For For
of Directors
6.10 Re-election of Jurg Witmer to the Board of Mgmt For For
Directors
7 Election of Michel Demare as Chairman of Mgmt For For
the Board of Directors
8.1 Election of Eveline Saupper as member of Mgmt For For
the Compensation Committee
8.2 Election of Jacques Vincent as member of Mgmt For For
the Compensation Committee
8.3 Election of Jurg Witmer as member of the Mgmt For For
Compensation Committee
9 Election of the Independent Proxy: Prof. Mgmt For For
Dr. Lukas Handschin
10 Election of the external auditor: KPMG AG Mgmt For For
as external Auditor of Syngenta AG
11 Ad hoc Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 705342979
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 934026433
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. SALAZAR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ELIMINATE Shr Against For
PERQUISITES.
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr Against For
AN INDEPENDENT CHAIRMAN.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
PROHIBITING DISCRIMINATION "AGAINST" OR
"FOR" PERSONS.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt Against Against
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr Against For
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr Against For
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt Against Against
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933867749
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT ITS FINANCIAL
STATEMENTS AS OF AND FOR THE SEVEN-MONTH
PERIOD ENDING DECEMBER 31, 2013 AND THE
EFFECTIVENESS OF INTERNAL CONTROL OVER
FINANCIAL REPORTING AS OF DECEMBER 31,
2013.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt For For
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY Agenda Number: 933933396
--------------------------------------------------------------------------------------------------------------------------
Security: 650111107
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: NYT
ISIN: US6501111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL E. CESAN Mgmt For For
JOICHI ITO Mgmt For For
DAVID E. LIDDLE Mgmt For For
ELLEN R. MARRAM Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE NEW YORK TIMES COMPANY 2010 INCENTIVE
COMPENSATION PLAN.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 933954340
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART B. BURGDOERFER Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES A. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: HEIDI G. MILLER, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: PATRICK H. NETTLES, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
2. CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933967587
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C. ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC P. CUMENAL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1F. ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1H. ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
3. APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS IN
FISCAL 2013.
4. APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 704992610
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 705092978
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1. APPROVAL OF ANNUAL REPORT AND GROUP AND Mgmt For For
PARENT BANK FINANCIAL STATEMENTS
1.2. ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt Against Against
2013
2. APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.25 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVE
3. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE FINANCIAL YEAR 2013
4. AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt Against Against
IN ACCORDANCE WITH THE NEW ORDINANCE
AGAINST EXCESSIVE COMPENSATION IN LISTED
STOCK CORPORATIONS
5. ADVISORY VOTE ON THE EU CAPITAL Mgmt For For
REQUIREMENTS DIRECTIVE OF 2013 (CRD IV)
6.1.1 RE-ELECTION OF AXEL A. WEBER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MICHEL DEMARE
6.1.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DAVID SIDWELL
6.1.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RETO FRANCIONI
6.1.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN F. GODBEHERE
6.1.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: AXEL P. LEHMANN
6.1.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELMUT PANKE
6.1.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WILLIAM G. PARRETT
6.1.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ISABELLE ROMY
6.110 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: BEATRICE WEDER DI MAURO
6.111 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOSEPH YAM
6.2.1 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: ANN F.
GODBEHERE
6.2.2 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: MICHEL DEMARE
6.2.3 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: HELMUT PANKE
6.2.4 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: RETO FRANCIONI
6.3 ELECTION OF THE INDEPENDENT PROXY: ADB Mgmt For For
ALTORFER DUSS AND BEILSTEIN AG, ZURICH
6.4 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG LTD, BASEL
7. AD-HOC Mgmt For Against
CMMT 30 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO NUMBERING
OF RESOLUTIONS 6.1.1 TO 6.4 AND CHANGE IN
TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 705094491
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 Mgmt For For
DECEMBER 2013
2 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
4 RE-ELECTION OF EXECUTIVE DIRECTOR: MR P G J Mgmt For For
M POLMAN
5 RE-ELECTION OF EXECUTIVE DIRECTOR: MR R J-M Mgmt For For
S HUET
6 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MRS Mgmt For For
L M CHA
7 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
PROFESSOR L O FRESCO
8 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS A Mgmt For For
M FUDGE
9 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: DR B Mgmt For For
E GROTE
10 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS M Mgmt For For
MA
11 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS H Mgmt For For
NYASULU
12 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: THE Mgmt For For
RT HON SIR MALCOLM RIFKIND MP
13 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR J Mgmt For For
RISHTON
14 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR K Mgmt For For
J STORM
15 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR M Mgmt For For
TRESCHOW
16 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR P Mgmt For For
S WALSH
17 ELECTION OF NON-EXECUTIVE DIRECTOR: MR F Mgmt For For
SIJBESMA
18 TO APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE MEMBERS
19 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITOR
20 DIRECTORS' AUTHORITY TO ISSUE SHARES Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22 COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
23 POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
24 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933971219
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1.6 ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO VERISIGN, INC.'S Mgmt For For
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION AND SIXTH AMENDED AND
RESTATED BYLAWS TO PERMIT STOCKHOLDERS TO
CALL SPECIAL MEETINGS.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, VERISIGN, INC.'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933962943
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: ROBERT H. DAVIS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
03 APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT ("SAY ON PAY").
04 APPROVAL OF ADOPTION OF 2014 INCENTIVE Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 705130994
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408421.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408417.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.98 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3.a TO RE-ELECT MR. IAN MICHAEL COUGHLAN AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.b TO RE-ELECT MR. NICHOLAS SALLNOW-SMITH AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.c TO RE-ELECT DR. ALLAN ZEMAN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.d TO ELECT MR. GAMAL AZIZ AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.e TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION FOR THE ENSUING YEAR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES OF THE
COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF
SHARES REPURCHASED BY THE COMPANY
8 TO APPROVE AND ADOPT THE EMPLOYEE OWNERSHIP Mgmt Against Against
SCHEME IN ACCORDANCE WITH THE RULES OF THE
EMPLOYEE OWNERSHIP SCHEME
9 TO GRANT A MANDATE TO THE DIRECTORS OF THE Mgmt Against Against
COMPANY TO ALLOT, ISSUE, PROCURE THE
TRANSFER OF AND OTHERWISE DEAL WITH UP TO
50,000,000 SHARES, REPRESENTING
APPROXIMATELY 0.96% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING
THIS RESOLUTION, IN CONNECTION WITH THE
EMPLOYEE OWNERSHIP SCHEME
CMMT 12 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Capital Group Non-U.S. Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA, PARIS Agenda Number: 704974826
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 19 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400386.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0319/201403191400720.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013; setting the
dividend
O.4 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to allow
the Company trade in its own shares
O.5 Renewal of term of Mr. Benoit Potier as Mgmt For For
Director
O.6 Renewal of term of Mr. Paul Skinner as Mgmt For For
Director
O.7 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Director
O.8 Appointment of Mrs. Sin Leng Low as Mgmt For For
Director
O.9 Appointment of Mrs. Annette Winkler as Mgmt For For
Director
O.10 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Benoit
Potier
O.11 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Pierre
Dufour
O.12 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Benoit Potier for the
financial year ended on December 31, 2013
O.13 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Pierre Dufour for the
financial year ended on December 31, 2013
O.14 Setting the amount of attendance allowances Mgmt For For
E.15 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to reduce
capital by cancellation of treasury shares
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital by incorporation of
reserves, profits, premiums or otherwise
for the purpose of allocating bonus shares
to shareholders and/or raising the nominal
value of existing shares for a maximum
amount of Euros 250 million
E.17 Amendment to the bylaws regarding employee Mgmt For For
Director
E.18 Amendment to the bylaws regarding Senior Mgmt For For
Director
E.19 Amendment to Article 21 of the bylaws of Mgmt Against Against
the Company
O.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. Agenda Number: 705347082
--------------------------------------------------------------------------------------------------------------------------
Security: J00882126
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3119600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704739462
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2a Re-election of Director - Mr Chris Roberts Mgmt For For
2b Re-election of Director - Dr Armin Meyer Mgmt For For
2c Re-election of Director - Mrs Karen Guerra Mgmt For For
3 Grant of Share Rights to Managing Director Mgmt For For
(Management Incentive Plan-Equity)
4 Grant of Options and Performance Rights to Mgmt For For
Managing Director (Long Term Incentive
Plan)
5 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704843677
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: OGM
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to and in accordance with Mgmt For For
section 256C(1) of the Corporations Act,
subject to and conditional on the Scheme
becoming Effective, the share capital of
Amcor be reduced by an amount of AUD908
million with the reduction being effected
and satisfied by applying such amount
equally against each Amcor Share on issue
at the Scheme Record Date and in accordance
with the Scheme
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704844516
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: SCH
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to, and in accordance with, Mgmt For For
section 411 of the Corporations Act, the
scheme of arrangement proposed to be made
between Amcor and the holders of its fully
paid ordinary shares, as more particularly
described in the Scheme of Arrangement
which is contained in the Booklet (of which
the notice convening this meeting forms
part), is approved (with or without such
modifications or conditions as may be
approved by the Federal Court of Australia)
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 705000014
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open meeting Non-Voting
2 Discuss the company's business, financial Non-Voting
situation and sustainability
3 Discuss the remuneration policy 2010 for Non-Voting
management board members
4 Adopt financial statements and statutory Mgmt For For
reports
5 Approve discharge of management board Mgmt For For
6 Approve discharge of supervisory board Mgmt For For
7 Receive explanation on company's reserves Non-Voting
and dividend policy
8 Approve dividends of EUR 0.61 per ordinary Mgmt For For
share
9 Amend remuneration policy for management Mgmt For For
board members
10 Approve performance share arrangement Mgmt For For
according to remuneration policy
11 Approve numbers of stock options, Mgmt For For
respectively shares, for employees
12 Announce intention to reappoint P.T.F.M. Non-Voting
Wennink, M.A. van den Brink F.J.M.
Schneider-Maunoury, and W.U. Nickl to
management board
13a Reelect F.W. Frohlich to supervisory board Mgmt For For
13b Elect J.M.C. Stork to supervisory board Mgmt For For
14 Announcement of retirement of supervisory Non-Voting
board members H.C.J. van den Burg and F.W.
Frohlich by rotation in 2015
15 Approve remuneration of supervisory board Mgmt For For
16 Ratify Deloitte as auditors Mgmt For For
17a Grant board authority to issue shares up to Mgmt For For
5 percent of issued capital
17b Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17a
17c Grant board authority to issue shares up to Mgmt For For
5 percent in case of takeover/merger and
restricting/excluding preemptive rights
17d Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17c
18a Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
18b Authorize additional repurchase of up to 10 Mgmt For For
percent of issued share capital
19 Authorize cancellation of repurchased Mgmt For For
shares
20 Other business Non-Voting
21 Close meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB, STOCKHOLM Agenda Number: 705105131
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: SE0000255648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE, CONSISTING OF
CHAIRMAN GUSTAF DOUGLAS (INVESTMENT AB
LATOUR), MIKAEL EKDAHL (MELKER SCHORLING
AB), LISELOTT LEDIN (ALECTA), MARIANNE
NILSSON (SWEDBANK ROBUR FONDER) AND JOHAN
STRANDBERG (SEB FONDER/SEB TRYGG LIV),
PROPOSES THAT LARS RENSTROM IS ELECTED
CHAIRMAN OF THE ANNUAL GENERAL MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO APPROVE THE Non-Voting
MINUTES
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 REPORT BY THE PRESIDENT AND CEO, MR. JOHAN Non-Voting
MOLIN
8.a PRESENTATION OF: THE ANNUAL REPORT AND THE Non-Voting
AUDIT REPORT AS WELL AS THE CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP
8.b PRESENTATION OF: THE GROUP AUDITOR'S REPORT Non-Voting
REGARDING WHETHER THERE HAS BEEN COMPLIANCE
WITH THE REMUNERATION GUIDELINES ADOPTED ON
THE 2013 ANNUAL GENERAL MEETING
8.c PRESENTATION OF: THE BOARD OF DIRECTORS Non-Voting
PROPOSAL REGARDING DISTRIBUTION OF EARNINGS
AND MOTIVATED STATEMENT
9.a RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
9.b RESOLUTION REGARDING: DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND OF SEK 5.70 PER SHARE.
AS RECORD DATE FOR THE DIVIDEND, THE BOARD
OF DIRECTORS PROPOSES MONDAY 12 MAY 2014.
SUBJECT TO RESOLUTION BY THE ANNUAL GENERAL
MEETING IN ACCORDANCE WITH THE PROPOSAL,
THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED
BY EUROCLEAR SWEDEN AB ON THURSDAY 15 MAY
2014
9.c RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO
10 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDITORS
12 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, VICE
CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS: RE-ELECTION OF LARS RENSTROM,
CARL DOUGLAS, BIRGITTA KLASEN, EVA
LINDQVIST, JOHAN MOLIN, SVEN-CHRISTER
NILSSON, JAN SVENSSON AND ULRIK SVENSSON AS
MEMBERS OF THE BOARD OF DIRECTORS.
RE-ELECTION OF LARS RENSTROM AS CHAIRMAN OF
THE BOARD OF DIRECTORS AND CARL DOUGLAS AS
VICE CHAIRMAN OF THE BOARD OF DIRECTORS.
RE-ELECTION OF THE REGISTERED AUDIT FIRM
PRICEWATERHOUSECOOPERS AB AS AUDITOR FOR
THE TIME PERIOD UNTIL THE END OF THE 2015
ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS AB HAS INFORMED
THAT, PROVIDED THAT THE NOMINATION
COMMITTEES' PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORISED PUBLIC
ACCOUNTANT BO KARLSSON WILL CONTINUE TO BE
APPOINTED AS AUDITOR IN CHARGE
13 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE AND DETERMINATION OF THE
ASSIGNMENT OF THE NOMINATION COMMITTEE: THE
NOMINATION COMMITTEE SHALL CONSIST OF FIVE
MEMBERS, WHO, UP TO AND INCLUDING THE
ANNUAL GENERAL MEETING 2015, SHALL BE
GUSTAF DOUGLAS (INVESTMENT AB LATOUR),
MIKAEL EKDAHL (MELKER SCHORLING AB),
LISELOTT LEDIN (ALECTA), MARIANNE NILSSON
(SWEDBANK ROBUR FONDER) AND ANDERS
OSCARSSON (AMF FONDER). GUSTAF DOUGLAS
SHALL BE APPOINTED CHAIRMAN OF THE
NOMINATION COMMITTEE
14 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO SENIOR MANAGEMENT
15 RESOLUTION REGARDING AUTHORISATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
16 RESOLUTION REGARDING LONG TERM INCENTIVE Mgmt For For
PROGRAMME
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704957832
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207760.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207747.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Chen Siqing as executive
director of the bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 705321836
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303120 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425742.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425816.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522283.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522267.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF DIRECTORS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 ANNUAL FINANCIAL
STATEMENTS
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2014 ANNUAL BUDGET FOR FIXED
ASSETS INVESTMENT
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE APPOINTMENT OF ERNST & YOUNG
HUA MING AS THE BANK'S EXTERNAL AUDITOR FOR
2014
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CAPITAL MANAGEMENT PLAN OF
BANK OF CHINA FOR 2013-2016
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG XIANGDONG AS NON-EXECUTIVE
DIRECTOR OF THE BANK
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. JACKSON TAI AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
8.4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
9.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF
THE BANK
9.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS,
CHAIRMAN OF BOARD OF SUPERVISORS AND
SHAREHOLDER REPRESENTATIVE SUPERVISORS OF
2012
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES IN THE TERMS AS FOLLOWS: 12.1
SUBJECT TO THE CONDITIONS IN PARAGRAPHS
(I), (II) AND (III) BELOW, THE BOARD BE AND
IS HEREBY UNCONDITIONALLY AUTHORIZED, AND
BE APPROVED TO DELEGATE THE AUTHORITY TO
THE CHAIRMAN OR THE PRESIDENT OF THE BANK,
TO EXERCISE, DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), ALL POWERS OF THE BANK TO
ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR
CONCURRENTLY ADDITIONAL A SHARES AND/OR H
SHARES (INCLUDING THOSE ADDITIONAL A SHARES
AND/OR H SHARES CONVERTED FROM PREFERENCE
SHARES WITH PROVISIONS FOR CONVERSION)
AND/OR PREFERENCE SHARES AND TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING RIGHTS TO RECOVER VOTING RIGHTS)
FOR SUCH A SHARES, H SHARES AND/OR
PREFERENCE SHARES; (I) SUCH APPROVAL SHALL
NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE
THAT THE BOARD BE AND IS HEREBY AUTHORIZED,
DURING THE RELEVANT PERIOD, TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING, BUT NOT LIMITED TO, THE RIGHTS
TO RECOVER VOTING RIGHTS) FOR SUCH A
SHARES, H SHARES AND/OR PREFERENCE SHARES,
WHICH REQUIRE OR MAY REQUIRE THE EXERCISE
OF SUCH POWERS AFTER THE END OF THE
RELEVANT PERIOD; (II) THE NUMBER OF (A) A
SHARES AND/OR H SHARES, AND/OR (B)
PREFERENCE SHARES (BASED ON THE A SHARES
AND/OR H SHARES TO BE FULLY CONVERTED FROM
PREFERENCE SHARES AT THE INITIAL COMPULSORY
CONVERSION PRICE, OR THE EQUIVALENT NUMBER
OF A SHARES AND/OR H SHARES WHICH WOULD
RESULT FROM THE SIMULATED CONVERSION OF THE
RECOVERED VOTING RIGHTS OF PREFERENCE
SHARES AT THE INITIAL SIMULATED CONVERSION
PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT
IN OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED, ISSUED
AND/OR DEALT IN BY THE BOARD SHALL NOT
EXCEED 20% OF THE AGGREGATE NUMBER OF EACH
OF THE EXISTING A SHARES AND/OR H SHARES AS
AT THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD SHALL ONLY
EXERCISE ITS POWERS GIVEN TO IT BY THIS
SPECIAL RESOLUTION IN ACCORDANCE WITH THE
COMPANY LAW OF THE PRC AND THE LISTING
RULES OF THE PLACES WHERE THE BANK'S
SECURITIES ARE LISTED (AS AMENDED FROM TIME
TO TIME) AND APPLICABLE LAWS, RULES AND
REGULATIONS OF GOVERNMENTAL OR REGULATORY
BODIES AND ONLY IF ALL NECESSARY APPROVALS
FROM THE CSRC AND OTHER RELEVANT PRC
GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
DATE OF PASSING OF THIS SPECIAL RESOLUTION
UNTIL THE EARLIEST OF: (I) THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
BANK FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; (II) THE EXPIRATION OF THE
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS SPECIAL RESOLUTION; AND (III) THE DATE
ON WHICH THE AUTHORITY GRANTED TO THE BOARD
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS IN A SHAREHOLDERS'
MEETING 12.3 BASED ON THE ACTUAL CONDITIONS
SUCH AS THE METHOD, CLASS AND NUMBER OF
SHARES ISSUED AND THE BANK'S CAPITAL
STRUCTURE AFTER SUCH ISSUANCE, THE BOARD
SHALL BE AUTHORIZED TO DELEGATE THE
AUTHORITY TO THE BOARD SECRETARY TO MAKE,
AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS APPROPRIATE
AND NECESSARY TO REFLECT THE NEW CAPITAL
STRUCTURE AND THE REGISTERED CAPITAL (IF
APPLICABLE) OF THE BANK, AND TO TAKE ANY
OTHER ACTION AND COMPLETE ANY FORMALITY
REQUIRED (INCLUDING BUT NOT LIMITED TO THE
OBTAINING OF APPROVALS FROM THE RELEVANT
REGULATORY AUTHORITIES AND THE HANDLING OF
INDUSTRIAL AND COMMERCIAL REGISTRATION AND
FILING PROCEDURES) TO GIVE EFFECT TO THE
ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL
RESOLUTION
13.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
13.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
13.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM
13.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
13.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
13.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
13.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
13.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
13.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
13.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
13.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
13.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM OF RESTRICTIONS ON TRADE AND TRANSFER
OF PREFERENCE SHARES
13.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
13.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TRADING ARRANGEMENT
13.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
13.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
14.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
14.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
14.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERM
14.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
14.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
14.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
14.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
14.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
14.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
14.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
14.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
14.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
LOCK-UP PERIOD
14.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
14.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TRADING/LISTING ARRANGEMENT
14.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
14.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATING OF THE BANK OF
CHINA LIMITED SHAREHOLDER RETURN PLAN FOR
2014 TO 2016
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING DILUTION OF CURRENT RETURNS AND
REMEDIAL MEASURES UPON THE ISSUANCE OF
PREFERENCE SHARES
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt For For
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt For For
Policy
4 To approve a fixed to variable remuneration Mgmt For For
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt For For
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt For For
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt For For
the Company
8 To appoint Frits van Paasschen as a Mgmt For For
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt For For
the Company
10 To reappoint Tim Breedon as a Director of Mgmt For For
the Company
11 To reappoint Reuben Jeffery III as a Mgmt For For
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt For For
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt For For
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt For For
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt For For
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt For For
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt For For
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
19 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt Against Against
securities
22 To authorise the Directors to allot equity Mgmt For For
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt Against Against
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt Against Against
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt For For
own shares
26 To authorise the Directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704996668
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt For For
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover- related information,and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2013, and resolution on the use
of the distributable profit
2. Ratification of the actions of the members Mgmt For For
of the Board of Management
3. Ratification of the actions of the members Mgmt For For
of the Supervisory Board
4.1 Supervisory Board elections: Dr. rer. nat. Mgmt For For
Simone Bagel-Trah
4.2 Supervisory Board elections: Prof. Dr. Dr. Mgmt For For
h. c. mult. Ernst-Ludwig Winnacker
5. Cancellation of the existing Authorized Mgmt Against Against
Capital I, creation of new Authorized
Capital I with the option to disapply
subscription rights and amendment of
Article 4(2) of the Articles of
Incorporation
6. Cancellation of the existing Authorized Mgmt Against Against
Capital II, creation of new Authorized
Capital II with the option to disapply
subscription rights and amendment of
Article 4(3) of the Articles of
Incorporation
7. Authorization to issue bonds with warrants Mgmt Against Against
or convertible bonds, profit participation
certificates or income bonds (or a
combination of these instruments) and to
disapply subscription rights, creation of
new conditional capital while canceling the
existing conditional capital and amendment
of Article 4(4) of the Articles of
Incorporation
8.1 Authorization to acquire and use own shares Mgmt For For
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Acquisition of own Shares
8.2 Authorization to acquire and use own shares Mgmt For For
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Use of Derivatives
9.1 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Business Services GmbH
9.2 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Technology Services GmbH
9.3 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer US IP GmbH
9.4 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Bitterfeld GmbH
9.5 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Innovation GmbH
9.6 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Real Estate GmbH
9.7 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Erste K-W-A Beteiligungsgesellschaft mbH
9.8 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Zweite K-W-A Beteiligungsgesellschaft mbH
10. Election of the auditor of the financial Mgmt For For
statements and for the review of the
half-yearly financial report:
PricewaterhouseCoopers Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 705086090
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2013, as approved by the
Supervisory Board, together with the
Combined Company and Group Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 (5) and section 315 (2)
no. 5 of the German Commercial Code (HGB)
and the Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Mr. Mgmt For For
Franz Haniel
6.2 Election to the Supervisory Board: Mrs. Mgmt For For
Susanne Klatten
6.3 Election to the Supervisory Board: Mr Dr. Mgmt For For
h.c. Robert W. Lane
6.4 Election to the Supervisory Board: Mr Mgmt For For
Wolfgang Mayrhuber
6.5 Election to the Supervisory Board: Mr Mgmt For For
Stefan Quandt
7. Resolution on a new authorisation to Mgmt For For
acquire and use the Company's own shares as
well as to exclude subscription rights
8. Resolution on the creation of Authorised Mgmt For For
Capital 2014 (non-voting preferred stock)
excluding the statutory subscription rights
of existing shareholders and amendment to
the Articles of Incorporation
9. Resolution on the approval of the Mgmt For For
compensation system for members of the
Board of Management
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt Against Against
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt Against Against
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt Against Against
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt Against Against
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt Against Against
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt Against Against
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933855679
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC PARENT Mgmt For For
BRIAN E. BARENTS Mgmt For For
MICHAEL M. FORTIER Mgmt For For
PAUL GAGNE Mgmt For For
JAMES F. HANKINSON Mgmt For For
JOHN P. MANLEY Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
ANDREW J. STEVENS Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
KATHLEEN E. WALSH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
04 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For
"BUSINESS OF THE MEETING - BY-LAW
AMENDMENT" IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR) ESTABLISHING AN ADVANCE
NOTICE BY-LAW AMENDMENT TO CAE'S GENERAL
BY-LAW, AS IS SET FORTH IN APPENDIX C TO
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CAIXABANK S.A., BARCELONA Agenda Number: 705070617
--------------------------------------------------------------------------------------------------------------------------
Security: E2427M123
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: ES0140609019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approval of the individual and consolidated Mgmt For For
Annual Accounts and the respective
Management Reports for the year ending on
December 31, 2013
2 Approval of the management performance by Mgmt For For
the Board of Directors during the financial
year ending December 31, 2013
3 Approval of the proposed distribution of Mgmt For For
profit for the year ending December 31,
2013
4 Re-election of the Accounts Auditor for the Mgmt For For
Company and its consolidated group for
2015: Deloitte
5.1 Ratification and appointment of Mr. Antonio Mgmt For For
Sainz de Vicuna Barroso as Board member
5.2 Re-election of Mr. David K.P. Li as Board Mgmt For For
member
5.3 Re-election of Mr. Alain Minc as Board Mgmt For For
member
5.4 Re-election of Mr. Juan Rosell Lastortras Mgmt For For
as Board member
5.5 Appointment of Ms. Maria Amparo Moraleda Mgmt For For
Martinez as Board member
6 Amendment of Article 1 ("Company name. Mgmt For For
Indirect exercise") of the Articles of
Association, removing the reference to the
indirect exercise in the title, and
amendment of section 2 in order to suppress
that the Company is the bank through which
Caixa d'Estalvis i Pensions de Barcelona
indirectly exercises its business as a
credit entity, all effective as of the
transformation of Caixa d'Estalvis i
Pensions de Barcelona into a banking
foundation. Subsequent amendment of article
2 ("Corporate object") of the Articles of
Association
7.1 Capital increases charged to reserves: Mgmt For For
Approval of an increase of share capital in
an amount determinable according to the
terms of the resolution, by issuing new
common shares with a par value of one (1)
euro each, of the same class and series as
those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting, in
accordance with Article 297.1.a) of Royal
Legislative Decree 1/2010, of 2 July,
approving the CONTD
CONT CONTD redrafted text of the Corporate Non-Voting
Enterprises Act ("Corporate Enterprises
Act"). Request for the competent bodies to
admit negotiation of the new shares on the
Stock Exchanges of Barcelona, Bilbao,
Madrid and Valencia, through the Continuous
Market System
7.2 Capital increases charged to reserves: Mgmt For For
Approval of a second increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
7.3 Capital increases charged to reserves: Mgmt For For
Approval of a third increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
7.4 Capital increases charged to reserves: Mgmt For For
Approval of a fourth increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
8 Establishment of the Board members' Mgmt For For
remuneration
9 Delivery of Company shares to the Deputy Mgmt For For
Chairman and Chief Executive Officer and
the senior executives (altos directivos) as
part of the variable remuneration scheme of
the Company
10 Approval of the maximum level of variable Mgmt For For
remuneration that may be earned by
employees whose professional activities
have a significant impact on the Company's
risk profile
11 Authorisation and delegation of powers to Mgmt For For
interpret, correct, supplement, implement
and develop the resolutions adopted by the
Meeting, and delegation of powers to
notarise those resolutions in public deeds,
register them and, if applicable, correct
them
12 Consultative vote regarding the Annual Mgmt For For
Report on Remuneration of the members of
the Board of Directors for the 2013
financial year
13 Communication of the audited balance sheets Non-Voting
forming the basis for the approval by the
Board of Directors at its respective
meetings of 25 July 2013, 26 September
2013, 21 November 2013 and 27 February 2014
of the terms and implementation of the
resolutions for capital increases against
reserves approved at the Company's General
Meeting held on 25 April 2013, under
sections 1, 2, 3 and 4 of Item 7 of the
Agenda, in the context of the shareholder
remuneration scheme called the
"Dividend/Share Programme". Terms for
execution of the said increases
CMMT SHAREHOLDERS HOLDING LESS THAN "1000" Non-Voting
SHARES (MINIMUM SHAREHOLDINGS TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT 03 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION NO. 4. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, BELLEVUE Agenda Number: 704671519
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 151735 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 The Board of Directors proposes that the Mgmt For For
General Meeting, having taken note of the
reports of the auditor, approve the
consolidated financial statements of the
Group, the financial statements of the
Company and the directors' report for the
business year ended 31 March 2013
1.2 The Board of Directors proposes that the Mgmt For For
2013 compensation report as per pages 53 to
60 of the Annual Report and Accounts 2013
be ratified
2 Appropriation of profits: At 31 March 2013, Mgmt For For
the retained earnings available for
distribution amounted to CHF 2 366 505 209.
The Board of Directors proposes that a
dividend of CHF 1.00 be paid per Richemont
share. This is equivalent to CHF 1.00 per
'A' bearer share in the Company and CHF
0.10 per 'B' registered share in the
Company. This represents a total dividend
payable of CHF 574 200 000, subject to a
waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary, of its
entitlement to receive dividends on an
estimated 21 million Richemont 'A' shares
held in treasury. The Board of Directors
proposes that the remaining available
retained earnings of the Company at 31
March 2013 after payment of the dividend be
carried forward to the following business
year. The dividend will be paid on or about
19 September 2013
3 Discharge of the Board of Directors Mgmt For For
4.1 Re-election of Johann Rupert to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.2 Re-election of Dr Franco Cologni to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.3 Re-election of Lord Douro to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.4 Re-election of Yves-Andre Istel to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.5 Re-election of Richard Lepeu to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.6 Re-election of Ruggero Magnoni to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.7 Re-election of Josua Malherbe to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.8 Re-election of Dr Frederick Mostert to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.9 Re-election of Simon Murray to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.10 Re-election of Alain Dominique Perrin to Mgmt For For
the Board of Directors to serve for a
further term of one year
4.11 Re-election of Guillaume Pictet to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.12 Re-election of Norbert Platt to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.13 Re-election of Alan Quasha to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.14 Re-election of Maria Ramos to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.15 Re-election of Lord Renwick of Clifton to Mgmt For For
the Board of Directors to serve for a
further term of one year
4.16 Re-election of Jan Rupert to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.17 Re-election of Gary Saage to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.18 Re-election of Jurgen Schrempp to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.19 Election of Bernard Fornas to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.20 Election of Jean-Blaise Eckert to the Board Mgmt For For
of Directors to serve for a further term of
one year
5 Re-appoint of the auditor Mgmt For For
PricewaterhouseCoopers Ltd, Geneva
6 Revisions to the Articles of Association: Mgmt For For
Articles 6, 8, 9, 15, 17, 18, 21, and 35
7 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 705150073
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
ABSTAIN) ON THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2.A RE-ELECTION OF Mr WALLACE MACARTHUR KING, Mgmt For For
AO AS A DIRECTOR
2.B RE-ELECTION OF Mr DAVID EDWARD MEIKLEJOHN, Mgmt For For
AM AS A DIRECTOR
2.C RE-ELECTION OF Mr KRISHNAKUMAR THIRUMALAI Mgmt For For
AS A DIRECTOR
3 PARTICIPATION BY EXECUTIVE DIRECTOR IN THE Mgmt For For
2014-2016 LONG TERM INCENTIVE SHARE RIGHTS
PLAN
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’s
meeting. Counter proposals cannot be
reflected in the ballot on ProxyEdge.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the 2013
financial year
2. Resolution on the allocation of Mgmt For For
distributable profit
3. Resolution on ratification of Board of Mgmt For For
Management members' actions in the 2013
financial year
4. Resolution on ratification of Supervisory Mgmt For For
Board members' actions in the 2013
financial year
5. Resolution on the appointment of auditors Mgmt For For
for the Company and the Group for the 2014
financial year
6. Resolution on the approval of the Mgmt For For
remuneration system for the members of the
Board of Management
7.1 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr.-Ing. Bernd
Bohr
7.2 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Joe Kaeser
7.3 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr. Ing. e.h.
Dipl.-Ing. Bernd Pischetsrieder
8. Resolution on the creation of a new Mgmt Against Against
Approved Capital 2014 (Genehmigtes Kapital
2014) and a related amendment to the
Articles of Incorporation
9. Resolution on the adjustment of the Mgmt For For
Supervisory Board remuneration and a
related amendment to the Articles of
Incorporation
10. Resolution on the approval of the Mgmt For For
conclusion of amendment agreements to
existing control and profit transfer
agreements with subsidiaries
11. Resolution on the approval of agreements on Mgmt For For
the termination of existing control and
profit transfer agreements and conclusion
of new control and profit transfer
agreements with subsidiaries
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704995806
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013 and setting the
dividend at Euros 1.45 per share
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Bruno BONNELL as Mgmt For For
board member
O.6 Renewal of term of Mr. Bernard HOURS as Mgmt For For
board member
O.7 Renewal of term of Mrs. Isabelle SEILLIER Mgmt For For
as board member
O.8 Renewal of term of Mr. Jean-Michel SEVERINO Mgmt For For
as board member
O.9 Appointment of Mrs. Gaelle OLIVIER as board Mgmt For For
member
O.10 Appointment of Mr. Lionel ZINSOU-DERLIN as Mgmt For For
board member
O.11 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code
O.12 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code entered into by the
company with the JP Morgan group
O.13 Approval of the executive officer Mgmt For For
employment agreement between Mr. Bernard
HOURS and Danone trading B.V. and
consequential amendments to the agreements
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS in the
event of termination of his duties as
corporate officer
O.14 Approval of the renewal of the agreements Mgmt Against Against
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS made by
the company and Danone trading B.V
O.15 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Franck RIBOUD, CEO for the
financial year ended on December 31, 2013
O.16 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Emmanuel FABER, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.17 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Bernard HOURS, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.18 Authorization to be granted to the board of Mgmt For For
directors to purchase, keep or transfer
shares of the company
E.19 Authorization granted to the board of Mgmt For For
directors to allocate existing shares of
the company or shares to be issued with the
cancellation of shareholders' preferential
subscription rights
E.20 Amendment to the bylaws regarding the Mgmt For For
appointment of directors representing
employees within the board of directors
E.21 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0303/201403031400473.pdf
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705090708
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE DIRECTORS' Mgmt For For
REPORT AND AUDITED FINANCIAL STATEMENTS FOR
THE YEAR ENDED 31 DECEMBER 2013 AND THE
AUDITORS' REPORT THEREON
2 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 30 CENTS PER ORDINARY SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
FINAL DIVIDEND OF 28 CENTS PER ORDINARY
SHARE, ONE-TIER TAX EXEMPT
3 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 2 CENTS PER NON-VOTING
REDEEMABLE CONVERTIBLE PREFERENCE SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, ONE-TIER TAX
EXEMPT
4 TO APPROVE THE AMOUNT OF SGD3,687,232 Mgmt For For
PROPOSED AS DIRECTORS' REMUNERATION FOR THE
YEAR ENDED 31 DECEMBER 2013. 2012:
SGD2,923,438
5 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
6 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
PIYUSH GUPTA
7 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR
BART JOSEPH BROADMAN
8 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
HO TIAN YEE
9 TO RE-APPOINT MR NIHAL VIJAYA DEVADAS Mgmt For For
KAVIRATNE CBE AS A DIRECTOR PURSUANT TO
SECTION 153(6) OF THE COMPANIES ACT,
CHAPTER 50.
10 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO: (A) ALLOT
AND ISSUE FROM TIME TO TIME SUCH NUMBER OF
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY ("DBSH ORDINARY SHARES") AS MAY BE
REQUIRED TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS UNDER THE DBSH SHARE
OPTION PLAN; AND (B) OFFER AND GRANT AWARDS
IN ACCORDANCE WITH THE PROVISIONS OF THE
DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM
TIME TO TIME SUCH NUMBER OF DBSH ORDINARY
SHARES AS MAY BE REQUIRED TO BE ISSUED
PURSUANT TO THE VESTING OF AWARDS UNDER THE
DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (1)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS GRANTED UNDER THE DBSH
SHARE OPTION PLAN AND THE VESTING OF AWARDS
GRANTED OR TO BE GRANTED UNDER THE DBSH
SHARE PLAN SHALL NOT EXCEED 5 PER CENT OF
CONTD
CONT CONTD THE TOTAL NUMBER OF ISSUED SHARES Non-Voting
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY FROM TIME TO TIME; AND (2)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES UNDER AWARDS TO BE GRANTED PURSUANT
TO THE DBSH SHARE PLAN DURING THE PERIOD
COMMENCING FROM THE DATE OF THIS ANNUAL
GENERAL MEETING OF THE COMPANY AND ENDING
ON THE DATE OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER, SHALL NOT EXCEED
2 PER CENT OF THE TOTAL NUMBER OF ISSUED
SHARES (EXCLUDING TREASURY SHARES) IN THE
CAPITAL OF THE COMPANY FROM TIME TO TIME
11 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO: (A) (I)
ISSUE SHARES IN THE CAPITAL OF THE COMPANY
("SHARES") WHETHER BY WAY OF RIGHTS, BONUS
OR OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND (B) (NOTWITHSTANDING THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS RESOLUTION WAS
IN FORCE, CONTD
CONT CONTD PROVIDED THAT: (1) THE AGGREGATE Non-Voting
NUMBER OF SHARES TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING SHARES TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES (EXCLUDING TREASURY
SHARES) IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW), OF WHICH THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS OF THE COMPANY
(INCLUDING SHARES TO BE ISSUED IN PURSUANCE
OF INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) SHALL BE LESS THAN 10 PER
CENT OF THE TOTAL NUMBER OF ISSUED SHARES
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY (AS CALCULATED IN ACCORDANCE
WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO
SUCH MANNER OF CALCULATION AND CONTD
CONT CONTD ADJUSTMENTS AS MAY BE PRESCRIBED BY Non-Voting
THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED ("SGX-ST")), FOR THE PURPOSE OF
DETERMINING THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ISSUED UNDER PARAGRAPH (1)
ABOVE, THE PERCENTAGE OF ISSUED SHARES
SHALL BE BASED ON THE TOTAL NUMBER OF
ISSUED SHARES (EXCLUDING TREASURY SHARES)
IN THE CAPITAL OF THE COMPANY AT THE TIME
THIS RESOLUTION IS PASSED, AFTER ADJUSTING
FOR: (I) NEW SHARES ARISING FROM THE
CONVERSION OR EXERCISE OF ANY CONVERTIBLE
SECURITIES OR SHARE OPTIONS OR VESTING OF
SHARE AWARDS WHICH ARE OUTSTANDING OR
SUBSISTING AT THE TIME THIS RESOLUTION IS
PASSED; AND (II) ANY SUBSEQUENT BONUS
ISSUE, CONSOLIDATION OR SUBDIVISION OF
SHARES; (3) IN EXERCISING THE AUTHORITY
CONFERRED BY THIS RESOLUTION, THE COMPANY
SHALL COMPLY WITH THE PROVISIONS OF THE
LISTING MANUAL OF THE CONTD
CONT CONTD SGX-ST FOR THE TIME BEING IN FORCE Non-Voting
(UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY
THE SGX-ST) AND THE ARTICLES OF ASSOCIATION
FOR THE TIME BEING OF THE COMPANY; AND (4)
(UNLESS REVOKED OR VARIED BY THE COMPANY IN
GENERAL MEETING) THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL CONTINUE IN FORCE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR THE DATE
BY WHICH THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
12 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE SUCH NUMBER OF NEW ORDINARY SHARES
AND NEW NON-VOTING REDEEMABLE CONVERTIBLE
PREFERENCE SHARES IN THE CAPITAL OF THE
COMPANY AS MAY BE REQUIRED TO BE ALLOTTED
AND ISSUED PURSUANT TO THE APPLICATION OF
THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL
DIVIDENDS OF 30 CENTS PER ORDINARY SHARE
AND 2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, FOR THE YEAR
ENDED 31 DECEMBER 2013
13 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO APPLY THE
DBSH SCRIP DIVIDEND SCHEME TO ANY
DIVIDEND(S) WHICH MAY BE DECLARED FOR THE
YEAR ENDING 31 DECEMBER 2014 AND TO ALLOT
AND ISSUE SUCH NUMBER OF NEW ORDINARY
SHARES AND NEW NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARES IN THE
CAPITAL OF THE COMPANY AS MAY BE REQUIRED
TO BE ALLOTTED AND ISSUED PURSUANT THERETO
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705092043
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 705343654
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint Representative
Directors among Directors, Allow the Board
of Directors to Appoint a Chairperson, a
President, a number of Vice-Chairpersons,
Executive Vice Presidents and Directors
with Title
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
6 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN Agenda Number: 705244490
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 21 MAY 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE APPROVED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE SUPERVISORY
BOARD-APPROVED CONSOLIDATED FINANCIAL
STATEMENTS AS OF DECEMBER 31, 2013, THE
MANAGEMENT RE-PORTS FOR THE COMPANY AND THE
GROUP, INCLUDING THE SUPERVISORY BOARD
REPORT FOR THE 2013 FINANCIAL YEAR, AS WELL
AS THE EXPLANATORY MANAGEMENT BOARD REPORT
ON THE DISCLOSURE PURSUANT TO SECTIONS 289
PARAGRAPHS 4 AND 5, AND SECTION 315
PARAGRAPH 4 OF THE GERMAN COMMERCIAL CODE
(HGB) AS OF DECEMBER 31, 2013
2. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROPRIATION OF THE NET PROFIT AVAILABLE
FOR DISTRIBUTION FOR THE 2013 FINANCIAL
YEAR BY DEUTSCHE WOHNEN AG: DISTRIBUTION OF
A DIVIDEND OF EUR 0.34 PER REGISTERED SHARE
OR BEARER SHARE
3. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE MANAGEMENT BOARD FOR THE
2013 FINANCIAL YEAR 2013
4. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE SUPERVISORY BOARD FOR
THE 2013 FINANCIAL YEAR
5. ELECTION OF THE AUDITOR OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND OF THE AUDITOR OF
THE CONSOLIDATED FINANCIAL STATEMENTS, AS
WELL AS OF THE AUDITOR FOR ANY AUDITED
REVIEW OF THE HALF-YEAR FINANCIAL REPORT
FOR THE 2014 FINANCIAL YEAR: ERNST & YOUNG
GMBH
6. ELECTIONS TO THE SUPERVISORY BOARD: MR. Mgmt For For
CLAUS WISSER
7. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
APPROVAL OF THE COMPENSATION SYSTEM
APPLYING TO THE MEMBERS OF THE MANAGEMENT
BOARD
8. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
CREATION OF AUTHORIZED CAPITAL 2014 WITH
THE POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS AND CANCELLING THE EXISTING
AUTHORIZED CAPITAL AND CORRESPONDING CHANGE
TO THE ARTICLES OF ASSOCIATION A) CREATION
OF AUTHORIZED CAPITAL 2014 WITH THE
POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS, B) CHANGES TO SECTION 4A OF THE
ARTICLES OF ASSOCIATION, C) CANCELLATION OF
EXISTING AUTHORIZED CAPITAL, D) APPLICATION
FOR ENTRY INTO THE COMMERCIAL REGISTER
9. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
GRANTING OF A NEW AUTHORIZATION TO ISSUE
CONVERTIBLE AND/OR WARRANT-LINKED BONDS
AND/OR CONVERTIBLE OR WARRANT-LINKED
PARTICIPATION RIGHTS (OR A COMBINATION OF
THESE INSTRUMENTS) WITH THE OPTION OF
EXCLUDING SUBSCRIPTION RIGHTS, CREATION OF
CONDITIONAL CAPITAL 2014/I, PARTIAL
CANCELLATION OF THE EXISTING AUTHORIZATION
TO IS-SUE CONVERTIBLE AND WARRANT-LINKED
BONDS, PARTIAL CANCELLATION OF CONDITIONAL
CAPITAL 2013 (SECTION 4B OF THE ARTICLES OF
ASSOCIATION) AND CORRESPONDING CHANGES TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR
WARRANT-LINKED BONDS AND/OR CONVERTIBLE
AND/OR WARRANT-LINKED PARTICIPATION RIGHTS
(OR A COMBINATION OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS, B)
CONDITIONAL CAPITAL 2014/I, C) CANCELLATION
OF THE NON-EXERCISED AUTHORIZATION OF MAY
28, 2013 AND CORRESPONDING CANCELLATION OF
CONDITIONAL CAPITAL 2013, D) AMENDMENT TO
THE ARTICLES OF ASSOCIATION, E)
AUTHORIZATION OF THE SUPERVISORY BOARD TO
MAKE CHANGES TO THE ARTICLES OF ASSOCIATION
THAT ONLY AFFECT THE WORDING, F) COMMERCIAL
REGISTER ENTRY, AUTHORIZATION TO ADJUST
ARTICLES OF ASSOCIATION
10. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROVAL TO ENTER INTO A DOMINATION
AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND
GSW IMMOBILIEN AG; PASSING A RESOLUTION
CONCERNING THE CREATION OF CONDITIONAL
CAPITAL 2014/II AND THE INSERTION OF A NEW
SECTION 4C IN THE ARTICLES OF ASSOCIATION
11. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN MANAGEMENT GMBH
12. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN IMMOBILIEN
MANAGEMENT GMBH
13. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN CONSTRUCTION AND
FACILITIES GMBH
14. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN
SHARES, INCLUDING AUTHORIZATION TO RETIRE
TREASURY SHARES ACQUIRED AND REDUCE CAPITAL
15. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
CONVERSION OF ALL OUTSTANDING REGISTERED
SHARES TO BEARER SHARES AND CORRESPONDING
AMENDMENTS TO SECTION 4 PARAGRAPH 2 AND
PARAGRAPH 3 SENTENCE 1 AND SECTION 9 OF THE
ARTICLES OF ASSOCIATION
16. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ISSUE STOCK OPTIONS TO
MEMBERS OF THE MANAGEMENT BOARD OF DEUTSCHE
WOHNEN AG AND TO SELECTED EXECUTIVES OF
DEUTSCHE WOHNEN AG AND AFFILIATED
COMPANIES, THE CREATION OF CONDITIONAL
CAPITAL 2014/III TO SERVICE STOCK OPTIONS
AND THE INSERTION OF A NEW SECTION 4D TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE STOCK OPTIONS AS
PART OF AOP 2014, B) CONDITIONAL CAPITAL
2014/III, C) AMENDMENTS TO THE ARTICLES OF
ASSOCIATION: SECTION 4D
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704697070
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2013 Mgmt For For
2 Directors' remuneration report 2013 Mgmt For For
3 Declaration of final dividend. That a final Mgmt For For
dividend be declared on the ordinary shares
of 28101/108 pence each ('Ordinary
Share(s)') of 29.30 pence per share for the
year ended 30 June 2013
4 That PB Bruzelius be re-elected as a Mgmt For For
director
5 That LM Danon be re-elected as a director Mgmt For For
6 That Lord Davies be re-elected as a Mgmt For For
director
7 That Ho KwonPing be re-elected as a Mgmt For For
director
8 That BD Holden be re-elected as a director Mgmt For For
9 That Dr FB Humer be re-elected as a Mgmt For For
director
10 That D Mahlan be re-elected as a director Mgmt For For
11 That IM Menezes be re-elected as a director Mgmt For For
12 That PG Scott be re-elected as a director Mgmt For For
13 Appointment of auditor: That KPMG LLP be Mgmt For For
appointed as auditor of the company to hold
office from the conclusion of this AGM
until the conclusion of the next general
meeting at which accounts are laid before
the company
14 Remuneration of auditor Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own Ordinary Shares Mgmt For For
18 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the European Union ('EU'): That, in
accordance with sections 366 and 367 of the
Act, the company and all companies that are
at any time during the period for which
this resolution has effect subsidiaries of
the company be authorised to: a) make
political donations (as defined in section
364 of the Act) to political parties (as
defined in section 363 of the Act) or
independent election candidates (as defined
in section 363 of the Act), not exceeding
GBP 200,000 in total; and b) make political
donations (as defined in section 364 of the
Act) to political organisations other than
political parties (as defined in section
363 of the Act) not exceeding GBP 200,000
in total; and c) incur political
expenditure (as defined in section 365 of
the Act) CONTD
CONT CONTD not exceeding GBP 200,000 in total; Non-Voting
in each case during the period beginning
with the date of passing this resolution
and ending at the end of next year's AGM or
on 18 December 2014, whichever is the
sooner, and provided that the aggregate
amount of political donations and political
expenditure so made and incurred by the
company and its subsidiaries pursuant to
this resolution shall not exceed GBP
200,000
19 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
ELRINGKLINGER AG, DETTINGEN/ERMS Agenda Number: 705134435
--------------------------------------------------------------------------------------------------------------------------
Security: D2462K108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: DE0007856023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 31,679,995 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.50 PER NO-PAR SHARE
EX-DIVIDEND AND PAYABLE DATE: MAY 19, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPOINTMENT OF AUDITORS FOR THE 2014 Mgmt For For
FINANCIAL YEAR: ERNST & YOUNG GMBH,
STUTTGART
6. ELECTION OF GABRIELE SONS TO THE Mgmt For For
SUPERVISORY BOARD
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 933947016
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual and Special
Meeting Date: 07-May-2014
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. ARLEDGE Mgmt For For
JAMES J. BLANCHARD Mgmt For For
J. LORNE BRAITHWAITE Mgmt For For
J. HERB ENGLAND Mgmt For For
CHARLES W. FISCHER Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
DAVID A. LESLIE Mgmt For For
AL MONACO Mgmt For For
GEORGE K. PETTY Mgmt For For
CHARLES E. SHULTZ Mgmt For For
DAN C. TUTCHER Mgmt For For
CATHERINE L. WILLIAMS Mgmt For For
02 APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS.
03 INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
UNDER OUR STOCK OPTION PLANS.
04 AMEND, CONTINUE AND APPROVE OUR SHAREHOLDER Mgmt For For
RIGHTS PLAN.
05 VOTE ON OUR APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT TO
OUR BOARD.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT Agenda Number: 705079211
--------------------------------------------------------------------------------------------------------------------------
Security: F31668100
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 21 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400807.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URLS:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401074.pdf
http://www.journal-officiel.gouv.fr//pdf/20
14/0421/201404211401340.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Renewal of term of Mr. Philippe ALFROID as Mgmt For For
Board member
O.6 Renewal of term of Mr. Yi HE as Board Mgmt For For
member
O.7 Renewal of term of Mr. Maurice Mgmt For For
MARCHAND-TONEL as Board member
O.8 Renewal of term of Mrs. Aicha MOKDAHI as Mgmt For For
Board member
O.9 Renewal of term of Mr. Michel ROSE as Board Mgmt For For
member
O.10 Renewal of term of Mr. Hubert SAGNIERES as Mgmt For For
Board member
O.11 Review of the compensation owed or paid to Mgmt For For
Mr. Hubert Sagnieres, Chairman of the Board
of Directors during the 2013 financial year
O.12 Attendance allowances Mgmt For For
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of treasury shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to carry out a capital increase
by issuing shares reserved for members of a
company savings plan
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors to issue securities
giving immediate or future access to
capital while maintaining preferential
subscription rights
E.17 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue securities
giving immediate or future access to
capital with cancellation of preferential
subscription rights but including an
optional priority period
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
amount of issuances of securities giving
immediate or future access to capital, in
case of oversubscription
E.19 Delegation of powers to the Board of Mgmt Against Against
Directors to issue common shares up to 10%
of the share capital, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.20 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to decide to
increase share capital by issuing shares
and/or any securities giving access to
capital of the Company and/or issuing
securities entitling to the allotment of
debt securities with cancellation of
shareholders' preferential subscription
rights via an offer to qualified investors
or a limited group of investors pursuant to
Article L.411-2, II of the Monetary and
Financial Code
E.21 Delegation of authority granted to the Mgmt Against Against
Board of Directors to set the issue price
according to terms established by the
General Meeting up to 10% of capital per
year, in case of issuance of common shares
of the Company and/or securities giving
immediate or future access to capital with
cancellation of preferential subscription
rights
E.22 Overall limitation on authorizations to Mgmt Against Against
issue securities giving immediate or future
access to capital with cancellation of
preferential subscription rights or
reserved for the in-kind contributor
E.23 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts for
which capitalization is allowed
E.24 Amendment to Article 14 of the bylaws to Mgmt For For
change directors' terms of office
E.25 Amendment to Article 12 of the bylaws to Mgmt For For
specify the terms for appointing directors
representing employees pursuant to the
provisions of the Act of June 14th, 2013
regarding employment security
E.26 Powers to carry out all legal formalities Mgmt For For
relating to the decisions of the Ordinary
and Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 705357487
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD. Agenda Number: 933976233
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FQVLF
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT NINE (9). Mgmt For For
02 DIRECTOR
PHILIP K.R. PASCALL Mgmt For For
G. CLIVE NEWALL Mgmt For For
MARTIN ROWLEY Mgmt For For
PETER ST. GEORGE Mgmt For For
ANDREW ADAMS Mgmt For For
MICHAEL MARTINEAU Mgmt For For
PAUL BRUNNER Mgmt For For
MICHAEL HANLEY Mgmt For For
ROBERT HARDING Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
(UK) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DELIVERED
IN ADVANCE OF THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTGROUP PLC, ABERDEEN Agenda Number: 704621007
--------------------------------------------------------------------------------------------------------------------------
Security: G34604101
Meeting Type: AGM
Meeting Date: 17-Jul-2013
Ticker:
ISIN: GB0003452173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Financial Mgmt For For
Statements
2 To approve the Directors Remuneration Mgmt For For
Report
3 To re-elect Professor David Begg as a Mgmt For For
Director
4 To re-elect Martin Gilbert as a Director Mgmt For For
5 To re-elect Colin Hood as a Director Mgmt For For
6 To re-elect Tim O Toole as a Director Mgmt For For
7 To re-elect John Sievwright as a Director Mgmt For For
8 To re-elect Mick Barker as a Director Mgmt For For
9 To elect Chris Surch as a Director Mgmt For For
10 To elect Brian Wallace as a Director Mgmt For For
11 To elect Jim Winestock as a Director Mgmt For For
12 To re-appoint Deloitte LLP as independent Mgmt For For
auditors
13 To authorise the Directors to determine the Mgmt For For
remuneration of the independent auditors
14 To authorise the Directors to allot shares Mgmt Against Against
15 To authorise the Directors to disapply Mgmt For For
pre-emption rights
16 To permit the Company to purchase its own Mgmt For For
shares
17 To authorise the Company to make political Mgmt For For
donations and incur political expenditure
18 To authorise the calling of general Mgmt For For
meetings of the Company by notice of 14
clear days
--------------------------------------------------------------------------------------------------------------------------
GEMALTO, AMSTERDAM Agenda Number: 705071948
--------------------------------------------------------------------------------------------------------------------------
Security: N3465M108
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: NL0000400653
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 2013 annual report Non-Voting
3 Application of the remuneration policy in Non-Voting
2013 in accordance with article 2:135
paragraph 5a Dutch civil code
4 Adoption of the 2013 financial statements Mgmt For For
5.a Dividend: Dividend policy Non-Voting
5.b Dividend: Distribution of a dividend in Mgmt For For
cash of EUR 0.38 per share for the 2013
financial year
6.a Discharge of board members for the Mgmt For For
fulfilment of their duties during the 2013
financial year: Discharge of the chief
executive officer
6.b Discharge of board members for the Mgmt For For
fulfilment of their duties during the 2013
financial year: Discharge of the
non-executive board members
7 Reappointment of Mr. Philippe Alfroid as Mgmt For For
non-executive board member until the close
of the 2018 AGM
8.a Amendment of the articles of association of Mgmt For For
Gemalto: Amendment I of the articles of
association
8.b Amendment of the articles of association of Mgmt For For
Gemalto: Amendment II of the articles of
association
8.c Amendment of the articles of association of Mgmt For For
Gemalto: Amendment III of the articles of
association
8.d Amendment of the articles of association of Mgmt For For
Gemalto: Amendment IV of the articles of
association
9 Renewal of the authorization of the Board Mgmt For For
to repurchase shares in the share capital
of Gemalto
10.a Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares in the share capital of Gemalto
without pre-emptive rights accruing to
shareholders for the purpose of the Gemalto
N.V. Global Employee Share Purchase Plan
("GESPP") and/ or the Gemalto N.V. Global
Equity Incentive Plan ("GEIP")
10.b Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares for general purposes with the power
to limit or exclude pre-emptive rights
accruing to shareholders
10.c Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares for general purposes with
pre-emptive rights accruing to shareholders
10.d Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
limit or exclude a part of the pre-emptive
rights accruing to shareholders in
connection with the above resolution 10.c
for the purpose of M&A and/or (strategic)
alliances
11 Reappointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the 2014 financial year
12 Questions Non-Voting
13 Adjournment Non-Voting
CMMT 28 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 10.D. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HAMAMATSU PHOTONICS K.K. Agenda Number: 704866740
--------------------------------------------------------------------------------------------------------------------------
Security: J18270108
Meeting Type: AGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: JP3771800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 705335722
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705152875
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 17 APR 2014: PLEASE NOT THAT THIS IS AN Non-Voting
INFORMATION MEETING ONLY FOR HONG KONG
SHAREHOLDERS. THERE ARE NO VOTEABLE
RESOLUTIONS. IF YOU WISH TO ATTEND PLEASE
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE
CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 TO DISCUSS THE 2013 RESULTS AND OTHER Non-Voting
MATTERS OF INTEREST
CMMT 17 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705077433
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2013
2 To approve the Directors' remuneration Mgmt For For
policy
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To approve the Variable pay cap (see Mgmt For For
section 4 of the Explanatory Notes in the
Notice of AGM for voting threshold
applicable to this resolution)
5.a To elect Kathleen Casey as a Director Mgmt For For
5.b To elect Sir Jonathan Evans as a Director Mgmt For For
5.c To elect Marc Moses as a Director Mgmt For For
5.d To elect Jonathan Symonds as a Director Mgmt For For
5.e To re-elect Safra Catz as a Director Mgmt For For
5.f To re-elect Laura Cha as a Director Mgmt For For
5.g To re-elect Marvin Cheung as a Director Mgmt For For
5.h To re-elect Joachim Faber as a Director Mgmt For For
5.i To re-elect Rona Fairhead as a Director Mgmt For For
5.j To re-elect Renato Fassbind as a Director Mgmt For For
5.k To re-elect Douglas Flint as a Director Mgmt For For
5.l To re-elect Stuart Gulliver as a Director Mgmt For For
5.m To re-elect Sam Laidlaw as a Director Mgmt For For
5.n To re-elect John Lipsky as a Director Mgmt For For
5.o To re-elect Rachel Lomax as a Director Mgmt For For
5.p To re-elect Iain MacKay as a Director Mgmt For For
5.q To re-elect Sir Simon Robertson as a Mgmt For For
Director
6 To re-appoint KPMG Audit Plc as auditor of Mgmt For For
the Company to hold office until completion
of the audit of the consolidated accounts
for the year ending 31 December 2014
7 To authorise the Group Audit Committee to Mgmt For For
determine the auditor's remuneration
8 To authorise the Directors to allot shares Mgmt Against Against
9 To disapply pre-emption rights Mgmt For For
10 To authorise the Directors to allot any Mgmt Against Against
repurchased shares
11 To authorise the Company to purchase its Mgmt For For
own ordinary shares
12 To authorise the Directors to allot equity Mgmt For For
securities in relation to Contingent
Convertible Securities
13 To disapply pre-emption rights in relation Mgmt For For
to the issue of Contingent Convertible
Securities
14 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC, BRISTOL Agenda Number: 704891008
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 05-Feb-2014
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 Directors' Remuneration Policy Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Dr K M Burnett Mgmt For For
6 To re-elect Mrs A J Cooper Mgmt For For
7 To re-elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr M R Phillips Mgmt For For
11 To elect Mr O R Tant Mgmt For For
12 To re-elect Mr M D Williamson Mgmt For For
13 To re-elect Mr M I Wyman Mgmt For For
14 Re-appointment of Auditors: Mgmt For For
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Donations to political organisations Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt For For
CMMT 13 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG Agenda Number: 704613783
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: AGM
Meeting Date: 16-Jul-2013
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUL 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approve individual financial statements Mgmt For For
2 Approve consolidated financial statements, Mgmt For For
and discharge of board
3 Approve updated balance sheets to benefit Mgmt For For
from new tax regulation
4 Approve allocation of income and dividends Mgmt For For
5 Approve long term incentive plan Mgmt For For
6 Authorize share repurchase program Mgmt For For
7 Advisory vote on remuneration policy report Mgmt For For
8 Authorize board to ratify and execute Mgmt For For
approved resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 11 JUL 2013 TO
09 JUL 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934035317
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 14-Jun-2014
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE, CONSIDER & ADOPT FINANCIAL Mgmt For
STATEMENTS, INCLUDING AUDITED BALANCE
SHEET, STATEMENT OF PROFIT & LOSS FOR YEAR
ENDED ON THAT DATE & REPORTS OF BOARD &
AUDITORS THEREON.
O2 TO DECLARE A FINAL DIVIDEND OF 43 RS PER Mgmt For
EQUITY SHARE.
O3 TO APPOINT A DIRECTOR IN PLACE OF B.G. Mgmt For
SRINIVAS, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4 TO APPOINT A DIRECTOR IN PLACE OF S. Mgmt For
GOPALAKRISHNAN, WHO RETIRES BY ROTATION
AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O5 TO RE-APPOINT AUDITORS TO HOLD OFFICE FROM Mgmt For
THE CONCLUSION OF THIS AGM TO FOURTH
CONSECUTIVE AGM & TO FIX THEIR
REMUNERATION.
S6 TO APPOINT U.B. PRAVIN RAO AS A DIRECTOR, Mgmt For
LIABLE TO RETIRE BY ROTATION AND ALSO AS A
WHOLE-TIME DIRECTOR.
S7 TO APPOINT KIRAN MAZUMDAR-SHAW AS AN Mgmt For
INDEPENDENT DIRECTOR.
S8 TO APPOINT CAROL M. BROWNER AS AN Mgmt For
INDEPENDENT DIRECTOR.
S9 TO APPOINT RAVI VENKATESAN AS AN Mgmt For
INDEPENDENT DIRECTOR.
S10 CONTRACT TO SELL, LEASE, TRANSFER, ASSIGN Mgmt For
OR OTHERWISE DISPOSE OF THE WHOLE OR PART
OF THE PRODUCTS, PLATFORMS AND SOLUTIONS
(PPS) BUSINESS & UNDERTAKING TO EDGEVERVE
SYSTEMS LIMITED
S11 RETIREMENT OF A DIRECTOR Mgmt For
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 705040537
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: SGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed transfer of the Mgmt For For
Company's listing segment from Premium to
Standard on the London Stock Exchange as
described in the Circular to shareholders
dated 6th March 2014
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 705118203
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS AND APPROVE FINAL DIVIDEND
2 RE-ELECT ADAM KESWICK AS DIRECTOR Mgmt For For
3 RE-ELECT MARK GREENBERG AS DIRECTOR Mgmt For For
4 RE-ELECT SIMON KESWICK AS DIRECTOR Mgmt For For
5 RE-ELECT RICHARD LEE AS DIRECTOR Mgmt For For
6 APPROVE PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND AUTHORISE BOARD TO FIX THEIR
REMUNERATION
7 APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt For For
SECURITIES WITH OR WITHOUT PREEMPTIVE
RIGHTS
8 AUTHORISE SHARE REPURCHASE PROGRAM Mgmt For For
CMMT 15 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVAL OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KAWASAKI HEAVY INDUSTRIES,LTD. Agenda Number: 705347157
--------------------------------------------------------------------------------------------------------------------------
Security: J31502107
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3224200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 705336445
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Outside
Directors, Corporate Auditors and Outside
Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV, HEERLEN Agenda Number: 705051946
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Annual Report for 2013 by the Managing Non-Voting
Board
3 Implementation Managing Board Remuneration Non-Voting
in 2013
4 Financial Statements for 2013 Mgmt For For
5a Reserve policy and dividend policy Non-Voting
5b Approve dividends of EUR 1.65 Per Share Mgmt For For
6a Release from liability of the members of Mgmt For For
the Managing Board
6b Release from liability of the members of Mgmt For For
the Supervisory Board
7a Reappointment of Mr. R-D. Schwalb as a Mgmt For For
member of the Managing Board
7b Appointment of Mrs. G. Matchett as a member Mgmt For For
of the Managing Board
8a Reappointment of Mr. R. Routs as a member Mgmt For For
of the Supervisory Board
8b Reappointment of Mr. T. de Swaan as a Mgmt For For
member of the Supervisory Board
9 Appointment of external Auditor: KPMG Mgmt For For
Accountants NV
10a Extension of the period during which the Mgmt Against Against
Managing Board is authorized to issue
ordinary shares: in Article 10 of the
Articles of Association
10b Extension of the period during which the Mgmt Against Against
Managing Board is authorized to limit or
exclude the preferential right when issuing
ordinary shares: in Article 11 of the
Articles of Association
11 Authorization of the Managing Board to have Mgmt For For
the company repurchase shares: in
accordance with Article 13 of the Articles
of Association
12 Reduction of the issued capital by Mgmt For For
cancelling shares
13 Any other business Non-Voting
14 Closure Non-Voting
CMMT 21 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
FOR RESOLUTION 5B. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KUBOTA CORPORATION Agenda Number: 705335695
--------------------------------------------------------------------------------------------------------------------------
Security: J36662138
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3266400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A., PARIS Agenda Number: 705078625
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 17-Apr-2014
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284293 DUE TO ADDITION OF
RESOLUTION "14". ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400825.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400516.pdf
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the 2013 financial Mgmt For For
year and setting the dividend
O.4 Appointment of Mrs. Belen Garijo as Board Mgmt For For
member
O.5 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Board member
O.6 Renewal of term of Mr. Xavier Fontanet as Mgmt For For
Board member
O.7 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.8 Review of the compensation owed or paid to Mgmt For For
Mr. Jean-Paul Agon, CEO for the 2013
financial year
O.9 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
O.10 Approval of the purchase agreement on the Mgmt For For
acquisition by L'Oreal of 48,500,000
L'Oreal shares from Nestle representing 8%
of capital within the regulated agreements
procedure
E.11 Capital reduction by cancellation of shares Mgmt For For
acquired by the Company pursuant to
Articles L.225+209 and L.225-208 of the
Commercial Code
E.12 Amendment to the bylaws to specify the Mgmt For For
conditions under which the directors
representing employees will be appointed
E.13 Powers to carry out all legal formalities Mgmt For For
O.14 Approve transaction re: sale by l'Oreal of Mgmt For For
its entire stake in Galderma group
companies to nestle
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC, EDINBURGH Agenda Number: 705122252
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND OF THE
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO ELECT MR J COLOMBAS AS A DIRECTOR OF THE Mgmt For For
COMPANY
3 TO ELECT MR D D J JOHN AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT LORD BLACKWELL AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MR M G CULMER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MS C J FAIRBAIRN AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT MS A M FREW AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR A HORTA-OSORIO AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MR N L LUFF AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MR D L ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR A WATSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT MS S V WELLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITORS
15 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
16 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt Against Against
17 DIRECTORS' AUTHORITY TO ALLOT SHARES IN Mgmt Against Against
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
18 AUTHORITY TO INTRODUCE A SCRIP DIVIDEND Mgmt For For
PROGRAMME
19 REMUNERATION POLICY SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
20 IMPLEMENTATION REPORT SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
21 VARIABLE COMPONENT OF REMUNERATION FOR CODE Mgmt For For
STAFF
22 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt Against Against
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
25 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
26 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
27 NOTICE PERIOD Mgmt For For
28 RELATED PARTY AND CLASS 1 TRANSACTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 705000571
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 10-Apr-2014
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 24 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400479.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0321/201403211400714.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income and setting the Mgmt For For
dividend
O.5 Renewal of term of Mrs. Delphine Arnault as Mgmt For For
Board member
O.6 Renewal of term of Mr. Nicolas Bazire as Mgmt For For
Board member
O.7 Renewal of term of Mr. Antonio Belloni as Mgmt For For
Board member
O.8 Renewal of term of Mr. Diego Della Valle as Mgmt For For
Board member
O.9 Renewal of term of Mr. Pierre Gode as Board Mgmt For For
member
O.10 Renewal of term of Mrs. Marie-Josee Kravis Mgmt For For
as Board member
O.11 Renewal of term of Mr. Paolo Bulgari as Mgmt For For
Censor
O.12 Renewal of term of Mr. Patrick Houel as Mgmt For For
Censor
O.13 Renewal of term of Mr. Felix G. Rohatyn as Mgmt For For
Censor
O.14 Appointment of Mrs. Marie-Laure Sauty De Mgmt For For
Chalon as Board member
O.15 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Bernard Arnault, Chairman of
the Board of Directors and CEO
O.16 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Antonio Belloni, Managing
Director
O.17 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.19 Approval of the transformation of the legal Mgmt For For
form of the company by adopting the form of
a European company and approval of the
terms of the proposed transformation
E.20 Approval of the amendments to the bylaws of Mgmt For For
the Company as a European Company
--------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 705335897
--------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3877600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MEGGITT PLC Agenda Number: 705080466
--------------------------------------------------------------------------------------------------------------------------
Security: G59640105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0005758098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To approve the remuneration policy as Mgmt For For
contained within the remuneration report
3 To approve the remuneration report Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Sir Colin Terry as a director Mgmt For For
6 To re-elect Mr. S G Young as a director Mgmt For For
7 To re-elect Mr. G S Berruyer as a director Mgmt For For
8 To re-elect Mr. P G Cox as a director Mgmt For For
9 To re-elect Mr P E Green as a director Mgmt For For
10 To re-elect Mr P Heiden as a director Mgmt For For
11 To re-elect Ms. B L Reichelderfer as a Mgmt For For
director
12 To re-elect Mr. D M Williams as a director Mgmt For For
13 To elect Mr. D R Webb as a director Mgmt For For
14 To reappoint the auditors Mgmt For For
15 To authorise the directors to determine the Mgmt For For
auditors' fees
16 To renew the authority to allot shares Mgmt Against Against
17 To disapply pre-emption rights Mgmt For For
18 To authorise donations to political Mgmt For For
organisations
19 To authorise the directors to purchase Mgmt For For
shares in the Company
20 To permit the holding of general meetings Mgmt For For
at 14 days' notice
21 To approve the Long Term Incentive Plan Mgmt For For
2014
22 To approve the creation of overseas share Mgmt For For
plans, based on the Long Term Incentive
Plan 2014
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING COMPANY,LTD. Agenda Number: 705343680
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 704601081
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 29-Jul-2013
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Philip Aiken Mgmt For For
9 To re-elect Nora Mead Brownell Mgmt For For
10 To elect Jonathan Dawson Mgmt For For
11 To re-elect Paul Golby Mgmt For For
12 To re-elect Ruth Kelly Mgmt For For
13 To re-elect Maria Richter Mgmt For For
14 To elect Mark Williamson Mgmt For For
15 To re-appoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
16 To authorise the Directors to set the Mgmt For For
auditors' remuneration
17 To approve the Directors' Remuneration Mgmt For For
Report
18 To authorise the Directors to allot Mgmt Against Against
ordinary shares
19 To disapply pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own ordinary shares
21 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933940365
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2013
1B. ACCEPTANCE OF THE COMPENSATION REPORT 2013 Mgmt For For
(ADVISORY VOTE)
2. RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3. APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2013
4. REVISION OF THE ARTICLES OF ASSOCIATION Mgmt For For
ADAPTATION TO NEW SWISS COMPANY LAW
5AA RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
PETER BRABECK-LETMATHE
5AB RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
PAUL BULCKE
5AC RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
ANDREAS KOOPMANN
5AD RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
ROLF HANGGI
5AE RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
BEAT HESS
5AF RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
DANIEL BOREL
5AG RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
STEVEN G. HOCH
5AH RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
NAINA LAL KIDWAI
5AI RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
TITIA DE LANGE
5AJ RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
JEAN-PIERRE ROTH
5AK RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
ANN M. VENEMAN
5AL RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
HENRI DE CASTRIES
5AM RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
EVA CHENG
5B. ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS MR. PETER BRABECK-LETMATHE
5CA ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. BEAT HESS
5CB ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. DANIEL BOREL
5CC ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. ANDREAS KOOPMANN
5CD ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. JEAN-PIERRE ROTH
5D. RE-ELECTION OF THE STATUTORY AUDITORS KPMG Mgmt For For
SA, GENEVA BRANCH
5E. ELECTION OF THE INDEPENDENT REPRESENTATIVE Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
6. IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt For For
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS; "AGAINST" = VOTE AGAINST THE
PROPOSAL OF THE BOARD OF DIRECTORS;
"ABSTAIN" = ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt For For
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt For For
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt For For
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt For For
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr No vote
--------------------------------------------------------------------------------------------------------------------------
NISSAN MOTOR CO.,LTD. Agenda Number: 705343060
--------------------------------------------------------------------------------------------------------------------------
Security: J57160129
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3672400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933922280
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NOVARTIS AG AND THE
GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE BUSINESS YEAR 2013
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AND DECLARATION OF DIVIDEND
4.A ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
ANNUAL GENERAL MEETING 2014 TO THE ANNUAL
GENERAL MEETING 2015
4.B ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
PERFORMANCE CYCLE ENDED IN 2013
5.A RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
5.B RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO Mgmt For For
THE BOARD OF DIRECTOR
5.C RE-ELECTION OF VERENA A. BRINER, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.D RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE Mgmt Against Against
BOARD OF DIRECTOR
5.E RE-ELECTION OF ANN FUDGE TO THE BOARD OF Mgmt For For
DIRECTOR
5.F RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.G RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE Mgmt Against Against
BOARD OF DIRECTOR
5.H RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.I RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.J RE-ELECTION OF ENRICO VANNI, PH.D. TO THE Mgmt Against Against
BOARD OF DIRECTOR
5.K RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
BOARD OF DIRECTOR
6.A ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER Mgmt Against Against
OF THE COMPENSATION COMMITTEE
6.B ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.C ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER Mgmt Against Against
OF THE COMPENSATION COMMITTEE
6.D ELECTION OF ENRICO VANNI, PH.D., AS MEMBER Mgmt Against Against
OF THE COMPENSATION COMMITTEE
7 RE-ELECTION OF THE AUDITOR Mgmt For For
8 ELECTION OF THE INDEPENDENT PROXY Mgmt For For
9 GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt For
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE NOTICE OF ANNUAL GENERAL MEETING,
AND/OR OF MOTIONS RELATING TO ADDITIONAL
AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER
THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF
ANNUAL GENERAL MEETING AND/OR MOTIONS
RELATING TO ADDITIONAL AGENDA ITEMS
ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE
SWISS CODE OF OBLIGATIONS ARE PROPOSED AT
THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt Against Against
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt Against Against
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt For For
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt For For
5.3 Re-election of Verena A. Briner, M.D. Mgmt For For
5.4 Re-election of Srikant Datar, Ph.D. Mgmt Against Against
5.5 Re-election of Ann Fudge Mgmt For For
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt For For
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt Against Against
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt For For
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt For For
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt Against Against
5.11 Re-election of William T. Winters Mgmt For For
6.1 Election of Srikant Datar, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt For For
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt Against Against
of the Compensation Committee
7 Re-election of the Auditor: Mgmt For For
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt For For
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704974939
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
2 Adoption of the audited annual report 2013 Mgmt For For
3.1 Approval of actual remuneration of the Mgmt For For
Board of Directors for 2013
3.2 Approval of remuneration level of the Board Mgmt For For
of Directors for 2014
4 A resolution to distribute the profit: The Mgmt For For
Board of Directors proposes that the
dividend for 2013 is DKK 4.5 for each Novo
Nordisk A or B share of DKK 0.20
5.1 Election of Goran Ando as Chairman Mgmt For For
5.2 Election of Jeppe Christiansen as Vice Mgmt For For
Chairman
5.3a Election of other member to the Board of Mgmt For For
Directors: Bruno Angelici
5.3b Election of other member to the Board of Mgmt For For
Directors: Liz Hewitt
5.3c Election of other member to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3d Election of other member to the Board of Mgmt For For
Directors: Helge Lund
5.3e Election of other member to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
Auditor
7.1 Reduction of the Company's B share capital Mgmt For For
From DKK 442,512,800 to DKK 422,512,800
7.2 Authorisation of the Board of Directors to Mgmt For For
allow the Company to repurchase own shares
7.3 Donation to the World Diabetes Foundation Mgmt For For
(WDF)
7.4.1 Amendments to the Articles of Association: Mgmt For For
Language of Annual Reports. Article number
17.3
7.4.2 Amendments to the Articles of Association: Mgmt For For
Language of General Meetings. Article
numbers 7.5 and 17.3
7.5 Adoption of revised Remuneration Principles Mgmt For For
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Financial information in notice to convene
Annual General Meetings
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL, Kjeld Beyer: Period
for presentation of and language of certain
financial information and company
announcements
8.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL, Kjeld Beyer: Access
to quarterly and annual financial
information on the Company's website and in
Danish
8.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Refreshments at Annual General Meetings
--------------------------------------------------------------------------------------------------------------------------
OIL SEARCH LTD Agenda Number: 705151897
--------------------------------------------------------------------------------------------------------------------------
Security: Y64695110
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: PG0008579883
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS S.1 TO S.4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION
O.2 TO RE-ELECT KOSTAS CONSTANTINOU AS A Mgmt For For
DIRECTOR OF THE COMPANY
O.3 TO RE-ELECT AGU KANTSLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
O.4 TO RE-ELECT ZIGGY SWITKOWSKI AS A DIRECTOR Mgmt For For
OF THE COMPANY
O.5 TO APPOINT AN AUDITOR AND TO AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE FEES AND EXPENSES OF
THE AUDITOR. DELOITTE TOUCHE TOHMATSU
RETIRES IN ACCORDANCE WITH SECTION 190 OF
THE COMPANIES ACT (1997) AND BEING ELIGIBLE
TO DO SO, OFFERS ITSELF FOR RE-APPOINTMENT
S.1 TO APPROVE THE ISSUE 222,600 OF PERFORMANCE Mgmt For For
RIGHTS TO MANAGING DIRECTOR, PETER BOTTEN
S.2 TO APPROVE THE ISSUE OF 48,500 PERFORMANCE Mgmt For For
RIGHTS TO EXECUTIVE DIRECTOR, GEREA AOPI
S.3 TO APPROVE THE ISSUE OF 99,460 RESTRICTED Mgmt For For
SHARES TO MANAGING DIRECTOR, PETER BOTTEN
S.4 TO APPROVE THE ISSUE OF 25,996 RESTRICTED Mgmt For For
SHARES TO EXECUTIVE DIRECTOR, GEREA AOPI
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704752220
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 06-Nov-2013
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT 16 OCT 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1002/201310021305066.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1016/201310161305162.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2013 and setting the
dividend
O.4 Approval of the regulated agreements and Mgmt For For
commitments pursuant to Articles L.225-38
et seq. of the Commercial Code
O.5 Renewal of term of Mrs. Daniele Ricard as Mgmt For For
Director
O.6 Renewal of term of Mr. Laurent Burelle as Mgmt For For
Director
O.7 Renewal of term of Mr. Michel Chambaud as Mgmt For For
Director
O.8 Renewal of term of Societe Paul Ricard as Mgmt For For
Director
O.9 Renewal of term of Mr. Anders Narvinger as Mgmt For For
Director
O.10 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.11 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mrs. Daniele Ricard,
Chairman of the Board of Directors
O.12 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Pierre Pringuet,
Vice-Chairman of the Board of Directors and
Chief Executive Officer
O.13 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Alexandre Ricard,
Managing Director
O.14 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares up to 10%
of share capital
E.16 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
issuing common shares and/or any securities
giving access to capital of the Company
while maintaining preferential subscription
rights
E.17 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 41 million by
issuing common shares and/or any securities
giving access to capital of the Company
with cancellation of preferential
subscription rights as part of a public
offer
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
number of securities to be issued in case
of share capital increase with or without
preferential subscription rights up to 15%
of the initial issuance carried out
pursuant to the 16th and 17th resolutions
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company, in consideration
for in-kind contributions granted to the
Company up to 10% of share capital
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company up to 10% of share
capital with cancellation of preferential
subscription rights in case of public
exchange offer initiated by the Company
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue securities
representing debts entitling to the
allotment of debt securities up to Euros 5
billion
E.22 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
incorporation of premiums, reserves,
profits or otherwise
E.23 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital up to 2% of share
capital by issuing shares or securities
giving access to capital reserved for
members of company savings plans with
cancellation of preferential subscription
rights in favor of the latter
E.24 Amendment to Article 16 of the bylaws to Mgmt For For
establish the terms for appointing
Directors representing employees pursuant
to the provisions of the Act of June 14,
2013 on employment security
E.25 Powers to carry out all required legal Mgmt For For
formalities
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 705233815
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 312974 DUE TO CHANGE IN DIRECTOR
NAMES AND SEQUENCE OF DIRECTOR NAMES. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 TO RECEIVE AND CONSIDER THE ACCOUNTS, Mgmt For For
STRATEGIC REPORT, DIRECTORS' REMUNERATION
REPORT, DIRECTORS' REPORT AND THE AUDITORS'
REPORT (THE ANNUAL REPORT)
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY)
4 TO DECLARE A FINAL DIVIDEND OF 23.84 PENCE Mgmt For For
PER ORDINARY SHARE OF THE COMPANY
5 TO ELECT MR PIERRE-OLIVIER BOUEE AS A Mgmt For For
DIRECTOR
6 TO ELECT MS JACQUELINE HUNT AS A DIRECTOR Mgmt For For
7 TO ELECT MR ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
8 TO ELECT MS ALICE SCHROEDER AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIR HOWARD DAVIES AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MS ANN GODBEHERE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR ALEXANDER JOHNSTON AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT MR PAUL MANDUCA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MR MICHAEL MCLINTOCK AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT MR KAIKHUSHRU NARGOLWALA AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT MR NICOLAOS NICANDROU AS A Mgmt For For
DIRECTOR
16 TO RE-ELECT MR PHILIP REMNANT AS A DIRECTOR Mgmt For For
17 TO RE-ELECT MR BARRY STOWE AS A DIRECTOR Mgmt For For
18 TO RE-ELECT MR TIDJANE THIAM AS A DIRECTOR Mgmt For For
19 TO RE-ELECT LORD TURNBULL AS A DIRECTOR Mgmt For For
20 TO RE-ELECT MR MICHAEL WELLS AS A DIRECTOR Mgmt For For
21 TO APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
22 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AMOUNT OF THE AUDITOR'S REMUNERATION
23 RENEWAL OF THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
24 RENEWAL OF AUTHORITY TO ALLOT ORDINARY Mgmt Against Against
SHARES
25 RENEWAL OF EXTENSION OF AUTHORITY TO ALLOT Mgmt For For
ORDINARY SHARES TO INCLUDE REPURCHASED
SHARES
26 RENEWAL OF AUTHORITY TO ALLOT PREFERENCE Mgmt For For
SHARES
27 RENEWAL OF AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
28 RENEWAL OF AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
29 RENEWAL OF AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 705110257
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S ACCOUNTS AND THE REPORTS Mgmt For For
OF THE DIRECTORS AND THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2013 BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY AS Mgmt For For
SET OUT ON PAGES 35 TO 40 OF THE ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
BE APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013
BE APPROVED
4 THAT THE FINAL DIVIDEND RECOMMENDED BY THE Mgmt For For
DIRECTORS OF 77P PER ORDINARY SHARE FOR THE
YEAR ENDED 31 DECEMBER 2013 BE DECLARED
PAYABLE AND PAID ON 29 MAY 2014 TO ALL
SHAREHOLDERS ON THE REGISTER AT THE CLOSE
OF BUSINESS ON 21 FEBRUARY 2014
5 THAT ADRIAN BELLAMY (MEMBER OF THE Mgmt For For
NOMINATION AND REMUNERATION COMMITTEES) BE
RE-ELECTED AS A DIRECTOR
6 THAT PETER HARF (MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE) BE RE-ELECTED AS A DIRECTOR
7 THAT ADRIAN HENNAH BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT KENNETH HYDON (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
9 THAT RAKESH KAPOOR (MEMBER OF THE Mgmt For For
NOMINATION COMMITTEE) BE RE-ELECTED AS A
DIRECTOR
10 THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
11 THAT JUDITH SPRIESER (MEMBER OF THE Mgmt For For
NOMINATION AND REMUNERATION COMMITTEES) BE
RE-ELECTED AS A DIRECTOR
12 THAT WARREN TUCKER (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
13 THAT NICANDRO DURANTE (MEMBER OF THE Mgmt For For
NOMINATION COMMITTEE), WHO WAS APPOINTED TO
THE BOARD SINCE THE DATE OF THE LAST AGM,
BE ELECTED AS A DIRECTOR
14 THAT PRICEWATERHOUSECOOPERS LLP BE Mgmt For For
RE-APPOINTED AUDITORS OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
15 THAT THE DIRECTORS BE AUTHORISED TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
16 THAT IN ACCORDANCE WITH S366 AND S367 OF Mgmt For For
THE COMPANIES ACT 2006 (THE 2006 ACT) THE
COMPANY AND ANY UK REGISTERED COMPANY WHICH
IS OR BECOMES A SUBSIDIARY OF THE COMPANY
DURING THE PERIOD TO WHICH THIS RESOLUTION
RELATES BE AUTHORISED TO: A) MAKE POLITICAL
DONATIONS TO POLITICAL PARTIES AND/OR
INDEPENDENT ELECTION CANDIDATES UP TO A
TOTAL AGGREGATE AMOUNT OF GBP 50,000; B)
MAKE POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS OTHER THAN POLITICAL PARTIES
UP TO A TOTAL AGGREGATE AMOUNT OF GBP
50,000; AND C) INCUR POLITICAL EXPENDITURE
UP TO A TOTAL AGGREGATE AMOUNT OF GBP
50,000 DURING THE PERIOD FROM THE DATE OF
THIS RESOLUTION UNTIL THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY IN 2015, PROVIDED
THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH
DONATIONS AND EXPENDITURE INCURRED BY THE
COMPANY AND ITS UK SUBSIDIARIES IN SUCH
CONTD
CONT CONTD PERIOD SHALL NOT EXCEED GBP 50,000. Non-Voting
FOR THE PURPOSE OF THIS RESOLUTION, THE
TERMS 'POLITICAL DONATIONS', 'POLITICAL
PARTIES', 'INDEPENDENT ELECTION
CANDIDATES', 'POLITICAL ORGANISATIONS' AND
'POLITICAL EXPENDITURE' HAVE THE MEANINGS
SET OUT IN S363 TO S365 OF THE 2006 ACT
17 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO EXERCISE ALL
THE POWERS OF THE COMPANY TO ALLOT SHARES
OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITY INTO SHARES OF THE COMPANY UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
20,800,000 AND SO THAT THE DIRECTORS MAY
IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE
ANY ARRANGEMENTS WHICH IT CONSIDERS
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH
AUTHORITIES TO APPLY UNTIL THE END OF NEXT
YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE
OF BUSINESS ON 30 JUNE 2015), SAVE THAT
UNDER SUCH AUTHORITY THE COMPANY MAY MAKE
OFFERS AND ENTER INTO AGREEMENTS DURING THE
RELEVANT PERIOD WHICH WOULD, OR MIGHT,
REQUIRE SHARES CONTD
CONT CONTD TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE Non-Voting
FOR OR CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS AND THE
DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT ENDED
18 THAT IF RESOLUTION 17 IS PASSED, THE Mgmt For For
DIRECTORS BE GIVEN POWER TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE 2006 ACT) FOR
CASH UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF S561 OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH
POWER TO BE LIMITED: A) TO THE ALLOTMENT OF
EQUITY SECURITIES AND SALE OF TREASURY
SHARES FOR CASH IN CONNECTION WITH AN OFFER
OF, OR INVITATION TO APPLY FOR, EQUITY
SECURITIES TO SHAREHOLDERS IN PROPORTION
(AS NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS AND THAT THE DIRECTORS
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL CONTD
CONT CONTD PROBLEMS IN, OR UNDER THE LAWS OF, Non-Voting
ANY TERRITORY OR ANY OTHER MATTER; AND B)
IN THE CASE OF THE AUTHORITY GRANTED UNDER
PARAGRAPH (A) OF THIS RESOLUTION AND/OR IN
THE CASE OF ANY TRANSFER OF TREASURY SHARES
WHICH IS TREATED AS AN ALLOTMENT OF EQUITY
SECURITIES UNDER S560(3) OF THE 2006 ACT,
TO THE ALLOTMENT (OTHERWISE THAN UNDER
PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES
UP TO A NOMINAL AMOUNT OF GBP 3,500,000
SUCH POWER TO APPLY UNTIL THE END OF NEXT
YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE
OF BUSINESS ON 30 JUNE 2015) BUT DURING
THIS PERIOD THE COMPANY MAY MAKE OFFERS,
AND ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE POWER ENDS AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES UNDER ANY SUCH
OFFER OR AGREEMENT AS IF THE POWER HAD
CONTD
CONT CONTD NOT EXPIRED Non-Voting
19 THAT THE COMPANY BE AND IT IS HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF S701 OF THE 2006 ACT TO
MAKE MARKET PURCHASES (WITHIN THE MEANING
OF S693(4) OF THE 2006 ACT) OF ORDINARY
SHARES OF 10P EACH IN THE CAPITAL OF THE
COMPANY (ORDINARY SHARES) PROVIDED THAT: A)
THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH
MAY BE PURCHASED IS 73,000,000 ORDINARY
SHARES (REPRESENTING LESS THAN 10% OF THE
COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS
AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT
WHICH ORDINARY SHARES MAY BE PURCHASED IS
AN AMOUNT EQUAL TO THE HIGHER OF (I) 5%
ABOVE THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN
FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST FOR THE FIVE BUSINESS DAYS
PRECEDING THE DATE OF PURCHASE; AND (II)
THAT STIPULATED BY ARTICLE 5(1) OF THE EU
CONTD
CONT CONTD BUYBACK AND STABILISATION REGULATIONS Non-Voting
2003 (NO. 2273/2003); AND THE MINIMUM PRICE
IS 10P PER ORDINARY SHARE, IN BOTH CASES
EXCLUSIVE OF EXPENSES; C) THE AUTHORITY TO
PURCHASE CONFERRED BY THIS RESOLUTION SHALL
EXPIRE ON THE EARLIER OF 30 JUNE 2015 OR ON
THE DATE OF THE AGM OF THE COMPANY IN 2015
SAVE THAT THE COMPANY MAY, BEFORE SUCH
EXPIRY, ENTER INTO A CONTRACT TO PURCHASE
ORDINARY SHARES UNDER WHICH SUCH PURCHASE
WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY
OR PARTLY AFTER THE EXPIRATION OF THIS
AUTHORITY AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT; AND D) ALL ORDINARY SHARES
PURCHASED PURSUANT TO THE SAID AUTHORITY
SHALL BE EITHER: I) CANCELLED IMMEDIATELY
UPON COMPLETION OF THE PURCHASE; OR II)
HELD, SOLD, TRANSFERRED OR OTHERWISE DEALT
WITH AS TREASURY SHARES IN ACCORDANCE WITH
CONTD
CONT CONTD THE PROVISIONS OF THE 2006 ACT Non-Voting
20 THAT A GENERAL MEETING OTHER THAN AN AGM Mgmt For For
MAY BE CALLED ON NOT LESS THAN 14 CLEAR
DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 705034483
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2013 annual report Mgmt For For
2 Approval of the remuneration Policy Report Mgmt For For
3 Approval of the directors' report on Mgmt For For
remuneration and remuneration committee
chairman's letter
4 Approval of the remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 Remuneration of auditors Mgmt For For
20 General authority to allot shares Mgmt Against Against
21 Disapplication of pre-emption rights Mgmt For For
22 Authority to purchase Rio Tinto plc shares Mgmt For For
23 Notice period for general meetings other Mgmt For For
than annual general meetings
24 Scrip dividend authority Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO 19 WILL Non-Voting
BE VOTED ON BY RIO TINTO PLC AND RIO TINTO
LIMITED SHAREHOLDERS AS A JOINT ELECTORATE
AND RESOLUTIONS 20 TO 24 WILL BE VOTED ON
BY RIO TINTO PLC SHAREHOLDERS ONLY.
CMMT 10 APR 2014: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 2, 3, 4, 5 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT 10 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RYOHIN KEIKAKU CO.,LTD. Agenda Number: 705236405
--------------------------------------------------------------------------------------------------------------------------
Security: J6571N105
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: JP3976300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704962186
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2013
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1.65 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that number
of members remains unchanged and eight
members be elected to the board
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes that A.Brunila,
J.Fagerholm, A.Grate Axen, V-M.Mattila,
E.Palin-Lehtinen, P.Sorlie, M.Vuoria and
B.Wahlroos are re-elected as members of the
board of directors
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect Ernst and Young Oy as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704995945
--------------------------------------------------------------------------------------------------------------------------
Security: 796050201
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: US7960502018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1 To approve, Audited Financial Statements Non-Voting
for FY 2013 (45th) (1 Jan. 2013-31 Dec.
2013): Approval of Statements of Financial
Position, Income, and Cash Flow; The total
dividend per share in 2013 is KRW 14,300
for common and KRW 14,350 for preferred
shares, including interim dividend of KRW
500 per share paid in August 2013
2 To approve, the Remuneration Limit for the Non-Voting
Directors for FY 2014 (46th) as specified
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 705161103
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 30 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED GROUP
ANNUAL FINANCIAL STATEMENTS, THE COMBINED
MANAGEMENT REPORT AND GROUP MANAGEMENT
REPORT OF SAP AG, INCLUDING THE EXECUTIVE
BOARD'S EXPLANATORY NOTES RELATING TO THE
INFORMATION PROVIDED PURSUANT TO SECTIONS
289 (4) AND (5) AND 315 (4) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"),
AND THE SUPERVISORY BOARD'S REPORT, EACH
FOR FISCAL YEAR 2013
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2013: THE
DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR
7,595,363,764.58 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1 PER
NO-PAR SHARE EUR 6,001,620,574.58 SHALL BE
CARRIED FORWARD EUR 400,000,000 EX-DIVIDEND
AND PAYABLE DATE: MAY 22, 2014
3. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2013
4. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2013
5. APPOINTMENT OF THE AUDITORS OF THE Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2014:
KPMG AG
6.1 RESOLUTION ON THE APPROVAL OF TWO AMENDMENT Mgmt For For
AGREEMENTS TO EXISTING CONTROL AND PROFIT
AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG
AND TWO SUBSIDIARIES: THE AMENDMENT
AGREEMENT TO THE CONTROL AND PROFIT AND
LOSS TRANSFER AGREEMENT WITH SAP ERSTE
BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH
DATED MARCH 18, 2014 IS APPROVED
6.2 RESOLUTION ON THE APPROVAL OF TWO AMENDMENT Mgmt For For
AGREEMENTS TO EXISTING CONTROL AND PROFIT
AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG
AND TWO SUBSIDIARIES: THE AMENDMENT
AGREEMENT TO THE CONTROL AND PROFIT AND
LOSS TRANSFER AGREEMENT WITH SAP ZWEITE
BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH
DATED MARCH 18, 2014 IS APPROVED
7. RESOLUTION ON THE APPROVAL OF A CONTROL AND Mgmt For For
PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN
SAP AG AND A SUBSIDIARY
8.1 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: THE CONVERSION PLAN DATED MARCH 21,
2014 (DEEDS OF NOTARY PUBLIC DR
HOFFMANN-REMY, WITH OFFICE IN HEIDELBERG,
NOTARY'S OFFICE 5 OF HEIDELBERG, ROLL OF
DEEDS NO. 5 UR 493/2014 AND 500/2014)
CONCERNING THE CONVERSION OF SAP AG TO A
EUROPEAN COMPANY (SOCIETAS EUROPAEA, SE) IS
APPROVED; THE ARTICLES OF INCORPORATION OF
SAP SE ATTACHED TO THE CONVERSION PLAN AS
AN ANNEX ARE ADOPTED; WITH REGARD TO
SECTION 4 (1) AND (5) THROUGH (8) OF THE
ARTICLES OF INCORPORATION OF SAP SE,
SECTION 3.5 OF THE CONVERSION PLAN SHALL
APPLY
8.2.1 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR. H. C. MULT. HASSO
PLATTNER
8.2.2 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PEKKA ALA-PIETILAE
8.2.3 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. ANJA FELDMANN
8.2.4 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR. WILHELM HAARMANN
8.2.5 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: BERNARD LIAUTAUD
8.2.6 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: DR. H. C. HARTMUT MEHDORN
8.2.7 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: DR. ERHARD SCHIPPOREIT
8.2.8 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: JIM HAGEMANN SNABE
8.2.9 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR-ING. E. H. KLAUS WUCHERER
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 705169351
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 289344 DUE TO ADDITION OF
RESOLUTION O.23. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 17 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0416/201404161401172.pdf,
http://www.journal-officiel.gouv.fr//pdf/20
14/0416/201404161401173.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0305/201403051400512.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 317432
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL Mgmt For For
YEAR, AMOUNT TAKEN OUT FROM THE SHARE
PREMIUMS AND SETTING THE DIVIDEND OF EUR
1.87 PER SHARE
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
ENTERED INTO DURING 2013-COMPENSATION OF
THE VICE-CHAIRMAN AND SENIOR DIRECTOR,
AMENDMENTS TO ARTICLE 39 AND CHANGE IN
NON-COMPETITION COMMITMENTS OF EXECUTIVE
MANAGERS WHO ARE NOT CORPORATE
OFFICERS-INFORMATION ON THE AGREEMENTS AND
COMMITMENTS MADE DURING PREVIOUS FINANCIAL
YEARS
O.5 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Against Against
COMMITMENTS REGARDING THE STATUS OF MR.
JEAN-PASCAL TRICOIRE
O.6 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Against Against
COMMITMENTS REGARDING THE STATUS OF MR.
EMMANUEL BABEAU
O.7 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE
2013 FINANCIAL YEAR
O.8 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. EMMANUEL BABEAU FOR THE 2013
FINANCIAL YEAR
O.9 APPOINTMENT OF MRS. LINDA KNOLL AS BOARD Mgmt For For
MEMBER
O.10 RENEWAL OF TERM OF MR. NOEL FORGEARD AS Mgmt For For
BOARD MEMBER
O.11 RENEWAL OF TERM OF MR. WILLY KISSLING AS Mgmt For For
BOARD MEMBER
O.12 RENEWAL OF TERM OF MRS. CATHY KOPP AS BOARD Mgmt For For
MEMBER
O.13 RENEWAL OF TERM OF MR. HENRI LACHMANN AS Mgmt For For
BOARD MEMBER
O.14 RENEWAL OF TERM OF MR. RICHARD THOMAN AS Mgmt For For
BOARD MEMBER
O.15 RATIFICATION OF THE COOPTATION AND Mgmt For For
APPOINTMENT OF MR. JEONG KIM AS BOARD
MEMBER
O.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE
COMPANY-MAXIMUM PURCHASE PRICE OF EUROS 80
PER SHARE
E.17 APPROVAL OF THE TRANSFORMATION OF THE LEGAL Mgmt For For
FORM OF THE COMPANY BY ADOPTING THE FORM OF
A EUROPEAN COMPANY "SOCIETAS EUROPAEA";
APPROVAL OF THE TERMS OF THE PROPOSED
TRANSFORMATION AND ACKNOWLEDGEMENT OF THE
UNCHANGED BOARD OF DIRECTORS, STATUTORY
AUDITORS AND AUTHORIZATIONS GRANTED TO THE
BOARD OF DIRECTORS BY THE GENERAL MEETING
E.18 APPROVAL OF THE LEGAL NAME OF THE COMPANY Mgmt For For
IN ITS NEW FORM AS A EUROPEAN COMPANY -
SCHNEIDER ELECTRIC SE
E.19 APPROVAL OF THE AMENDMENTS TO ARTICLES 1 Mgmt For For
AND 3 OF BYLAWS OF THE COMPANY AS A
EUROPEAN COMPANY
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO CARRY OUT CAPITAL
INCREASES RESERVED FOR MEMBERS OF THE
COMPANY SAVINGS PLAN UP TO 2% OF THE SHARE
CAPITAL WITH THE CANCELLATION OF
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS
E.21 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR A CATEGORY OF BENEFICIARIES:
EMPLOYEES OF FOREIGN COMPANIES OF THE
GROUP, EITHER DIRECTLY OR THROUGH ENTITIES
ACTING ON THEIR BEHALF OR ENTITIES OFFERING
EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP
SIMILAR BENEFITS AS THOSE OFFERED TO
MEMBERS OF THE COMPANY SAVINGS PLAN UP TO
1% OF THE SHARE CAPITAL WITH THE
CANCELLATION OF SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS
O.22 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
O.23 APPOINTMENT OF MRS.LONE FONSS SCHRODER AS Mgmt For For
BOARD MEMBER
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED, HAMILTON Agenda Number: 704703710
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: AGM
Meeting Date: 20-Sep-2013
Ticker:
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN BLOCKING CONDITIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 To re-elect John Fredriksen as a director Mgmt For For
of the company
2 To re-elect Tor Olav Troim as a director of Mgmt For For
the company
3 To re-elect Kate Blankenship as a director Mgmt For For
of the company
4 To re-elect Kathrine Fredriksen as a Mgmt For For
director of the company
5 To re-elect Carl Erik Steen as a director Mgmt For For
of the company
6 To re-elect Bert Bekker as a director of Mgmt For For
the company
7 To re-elect Paul Leand Jr as a director of Mgmt For For
the company
8 To amend the company's bye-laws numbers Mgmt For For
57A, 89, 93B, 103, 104, 105, 106A, 110 and
111
9 To appoint PricewaterhouseCoopers LLP, as Mgmt For For
auditor and to authorize the directors to
determine their remuneration
10 To approve the remuneration of the Mgmt For For
company's board of directors of a total
amount of fees not to exceed USD 1.500.000
for the year ended December 31, 2013
--------------------------------------------------------------------------------------------------------------------------
SES S.A., LUXEMBOURG Agenda Number: 705010938
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutineers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2013 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2013 and perspectives
5 Presentation of the 2013 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2013
8 Decision on allocation of 2013 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2014 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Marc Beuls
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Marcus Bicknell
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Bridget Cosgrave
14.4 Election of Director for a three-year term: Mgmt For For
Mr. Ramu Potarazu
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Rene Steichen
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Paul Zens
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 704627225
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: AGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Financial Mgmt For For
Statements for the financial year ended 31
March 2013, the Director's Report and the
Auditors Report thereon
2 To declare a final dividend of 10.0 cents Mgmt For For
per share in respect of the financial year
ended 31 March 2013
3 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 97 of the Company's Articles of
Association and who, being eligible, offer
himself for re-election: Mr Simon Israel
4 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 97 of the Company's Articles of
Association and who, being eligible, offer
himself for re-election: Mr Peter Mason AM
5 To re-elect Mr David Gonski AC who ceases Mgmt For For
to hold office in accordance with Article
103 of the Company's Articles of
Association and who, being eligible, offers
himself for re-election
6 To approve payment of Director's fees by Mgmt For For
the Company of up to SGD 2,710,000 for the
financial year ending 31 March 2014 (2013:
up to SGD 2,710,000; increase: nil)
7 To re-appoint Auditors and to authorise the Mgmt For For
Directors to fix their remuneration
8 That authority be and is hereby given to Mgmt Against Against
the Directors to: (i) (1) issue shares in
the capital of the Company ("shares")
whether by way of rights, bonus or
otherwise; and/or (2) make or grant offers,
agreements or options (collectively,
"Instruments") that might or would require
shares to be issued, including but not
limited to the creation and issue of (as
well as adjustments to) warrants,
debentures or other instruments convertible
into shares, at any time and upon such
terms and conditions and for such purposes
and to such persons as the Directors may in
their absolute discretion deem fit; and
(ii) (notwithstanding the authority
conferred by this Resolution may have
ceased to be in force) issue shares in
pursuance of any Instrument made or granted
by the Directors while this Resolution was
in force, provided that: (I) CONTD
CONT CONTD the aggregate number of shares to be Non-Voting
issued pursuant to this Resolution
(including shares to be issued in pursuance
of Instruments made or granted pursuant to
this Resolution) does not exceed 50% of the
total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with
sub-paragraph (II) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) does not exceed 5% of the
total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with
sub-paragraph (II) below); (II) (subject to
such manner of calculation as may be
prescribed by the CONTD
CONT CONTD Singapore Exchange Securities Trading Non-Voting
Limited ("SGX-ST")) for the purpose of
determining the aggregate number of shares
that may be issued under sub-paragraph (I)
above, the percentage of issued shares
shall be based on the total number of
issued shares (excluding treasury shares)
in the capital of the Company at the time
this Resolution is passed, after adjusting
for: (a) new shares arising from the
conversion or exercise of any convertible
securities or share options or vesting of
share awards which are outstanding or
subsisting at the time this Resolution is
passed; and (b) any subsequent bonus issue
or consolidation or sub-division of shares;
(III) in exercising the authority conferred
by this Resolution, the Company shall
comply with the provisions of the Listing
Manual of the SGX-ST, the Listing Rules of
ASX CONTD
CONT CONTD Limited ("ASX") and the rules of any Non-Voting
other stock exchange on which the shares of
the Company may for the time being be
listed or quoted ("Other Exchange") for the
time being in force (unless such compliance
has been waived by the SGX-ST, ASX or, as
the case may be, the Other Exchange) and
the Articles of Association for the time
being of the Company; and (IV) (unless
revoked or varied by the Company in general
meeting) the authority conferred by this
Resolution shall continue in force until
the conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the
Company is required by law to be held,
whichever is the earlier
9 That approval be and is hereby given to the Mgmt For For
Directors to grant awards in accordance
with the provisions of the SingTel
Performance Share Plan 2012 ("SingTel PSP
2012") and to allot and issue from time to
time such number of fully paid-up shares as
may be required to be delivered pursuant to
the vesting of awards under the SingTel PSP
2012, provided that: (i) the aggregate
number of new shares to be issued pursuant
to the vesting of awards granted or to be
granted under the SingTel PSP 2012 shall
not exceed 5% of the total number of issued
shares (excluding treasury shares) from
time to time; and (ii) the aggregate number
of new shares under awards to be granted
pursuant to the SingTel PSP 2012 during the
period commencing from the date of this
Annual General Meeting of the Company and
ending on the date of the next CONTD
CONT CONTD Annual General Meeting of the Company Non-Voting
or the date by which the next Annual
General Meeting of the Company is required
by law to be held, whichever is the
earlier, shall not exceed 0.5% of the total
number of issued shares (excluding treasury
shares) from time to time
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 704627340
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: EGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
2 The Proposed Approval for Participation by Mgmt For For
the Relevant Person in the SingTel
Performance Share Plan 2012 for the
purposes of the Listing Rules of ASX
Limited
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 705347234
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 705343224
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 705077255
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and Mgmt For For
accounts for the financial year ended 31
December 2013 together with the reports of
the directors and auditors
2 To declare a final dividend of 57.20 US Mgmt For For
cents per ordinary share for the year ended
31 December 2013
3 To approve the directors remuneration Mgmt For For
policy for the year ended 31 December 2013
4 To approve the annual report on Mgmt For For
remuneration for the year ended 31 December
2013
5 To elect Dr K M Campbell who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
6 To elect Mrs C M Hodgson who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
7 To elect Mr N Kheraj who has been appointed Mgmt For For
as a non-executive director by the Board
since the last AGM of the Company
8 To re-elect Mr O P Bhatt, a non-executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Dr L C Y Cheung, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Ms R Markland, a non-executive Mgmt For For
director
14 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
15 To re-elect Sir John Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive Mgmt For For
director
17 To re-elect Mr P A Sands, an executive Mgmt For For
director
18 To re-elect Mr V Shankar, an executive Mgmt For For
director
19 To re-elect Mr P D Skinner CBE, a Mgmt For For
non-executive director
20 To re-elect Dr L H Thunell, a non-executive Mgmt For For
director
21 To disapply the shareholding qualification Mgmt For For
contained in article 79 of the Company's
Articles of Association for Dr K M Campbell
22 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the Company from the end of the AGM until
the end of next year's AGM
23 To authorise the Board to set the auditor's Mgmt For For
fees
24 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
25 To authorise the Board to allot shares Mgmt Against Against
26 To extend the authority to allot shares by Mgmt Against Against
such number of shares repurchased by the
Company under the authority granted
pursuant to resolution 31
27 To authorise the Board to allot shares and Mgmt For For
grant rights to subscribe for or to convert
any security into shares in relation to any
issue of Equity Convertible Additional Tier
1 Securities
28 To authorise the Board to make an offer to Mgmt For For
the holders of ordinary shares to elect to
receive new ordinary shares in the capital
of the Company in lieu of dividends
29 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 25
30 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 27
31 To authorise the Company to purchase its Mgmt For For
own ordinary shares
32 To authorise the Company to purchase its Mgmt For For
own preference shares
33 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
34 To authorise the Board to increase the Mgmt For For
maximum ratio of variable to fixed
remuneration for relevant employees to a
ratio not exceeding 2:1
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 705357576
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 705352172
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704992824
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT PLEASE NOTE THAT BOARD DOES NOT MAKE ANY Non-Voting
RECOMMENDATION ON RESOLUTIONS 21 AND 22.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU.
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.a A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.b A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.c A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a presentation of
audit work during 2013
8 Resolutions concerning adoption of the Mgmt For For
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt For For
profits in accordance with the adopted
balance sheet and also concerning the
record day: The Board proposes a dividend
of SEK 16.50 per share, including an
ordinary dividend of SEK 11.50 per share,
and that Monday, 31 March 2014 be the
record day for the receiving of dividends.
If the meeting resolves in accordance with
the proposal, Euroclear expects to
distribute the dividend on Thursday, 3
April 2014
10 Resolution on release from liability for Mgmt For For
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt For For
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt For For
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 The Board's proposal to issue convertible Mgmt For For
bonds to employees
14 Determining the number of members of the Mgmt For For
Board to be appointed by the meeting: The
nomination committee proposes that the
meeting resolve that the Board consist of
ten (10) members
15 Determining the number of auditors to be Mgmt For For
appointed by the meeting: The nomination
committee proposes that the meeting appoint
two registered auditing companies as
auditors
16 Deciding fees for Board members and Mgmt Against Against
auditors, and decision on indemnity
undertaking for Board members
17 Election of the Board members and the Mgmt For For
Chairman of the Board: The nomination
committee proposes the re-election of Jon
Fredrik Baksaas, Par Boman, Tommy Bylund,
Jan Johansson, Ole Johansson, Fredrik
Lundberg, Sverker Martin-Lof, Anders Nyren,
Bente Rathe and Charlotte Skog. Lone Fonss
Schroder has declined re-election. In
addition, the nomination committee proposes
the re-election of Anders Nyren as Chairman
of the Board
18 Election of auditors: The nomination Mgmt For For
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2015. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2013: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, and Mr Erik
Astrom (authorised public accountant) will
be appointed as auditor in charge for Ernst
& Young AB
19 The Board's proposal concerning guidelines Mgmt For For
for compensation to senior management
20 The Board's proposal concerning the Mgmt For For
appointment of auditors in foundations
without own management
21 Shareholder's proposal that the annual Mgmt Against Against
general meeting shall adopt a certain
policy
22 Shareholder's proposal regarding a decision Mgmt Against Against
to take the initiative to establish an
integration institute
23 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda Number: 705042202
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: AGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 291331 DUE TO ADDITION OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the annual report, financial Mgmt For For
statement of Swisscom LTD and consolidated
financial statement for financial year 2013
1.2 Consultative vote on the remuneration Mgmt For For
report 2013
2 Appropriation of retained earnings 2013 and Mgmt For For
declaration of dividend: Approve Allocation
of Income and Dividends of CHF 22 per Share
3 Discharge of the members of the board of Mgmt For For
directors and the group executive board
4.1 Modification of the articles of Mgmt For For
incorporation, especially to the ordinance
against excessive remuneration in listed
companies (OAER): General modifications to
the articles of incorporation
4.2 Modification of the articles of Mgmt For For
incorporation, especially to the ordinance
against excessive remuneration in listed
companies (OAER): Provisions of the
articles of incorporation on remuneration
and approval procedures
4.3 Modification of the articles of Mgmt For For
incorporation, especially to the ordinance
against excessive remuneration in listed
companies (OAER): Further articles of
incorporation provisions according to
Article 12 OAER
5.1 Re-election of Barbara Frei as member to Mgmt For For
the board of directors
5.2 Re-election of Hugo Gerber as member to the Mgmt For For
board of directors
5.3 Re-election of Michel Gobet as member to Mgmt For For
the board of directors
5.4 Re-election of Torsten G. Kreindl as member Mgmt For For
to the board of directors
5.5 Re-election of Catherine Muehlemann as Mgmt For For
member to the board of directors
5.6 Re-election of Theophil Schlatter as member Mgmt For For
to the board of directors
5.7 Election of Frank Esser as member to the Mgmt For For
board of directors
5.8 Re-election of Hansueli Loosli as member to Mgmt For For
the board of directors
5.9 Re-election of Hansueli Loosli as chairman Mgmt For For
as member to the board of directors
6.1 Election of Barbara Frei as remuneration Mgmt For For
committee member
6.2 Election of Torsten G. Kreindl as Mgmt For For
remuneration committee member
6.3 Election of Hansueli Loosli as remuneration Mgmt For For
committee member
6.4 Election of Theophil Schlatter as Mgmt For For
remuneration committee member
6.5 Election of Hans Werder as remuneration Mgmt For For
committee member
7 Election of the independent proxy: Reber Mgmt For For
Rechtsanwaelte
8 Re-election of the statutory auditors: KPMG Mgmt For For
AG
9 Additional and/or counter-proposals Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 705061593
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 296871 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, including Mgmt For For
the Annual Financial Statements and the
Group Consolidated Financial Statements for
the year 2013
1.2 Consultative vote on the compensation Mgmt For For
system
2 Discharge of the members of the Board of Mgmt For For
Directors and the Executive Committee
3 Reduction of share capital by cancellation Mgmt For For
of repurchased shares
4 Appropriation of the available earnings as Mgmt For For
per Balance Sheet 2013 and dividend
decision: a gross dividend of CHF 10.00 per
share for the business year 2013
5 Revision of the Articles of Incorporation: Mgmt For For
Article 95 paragraph 3 of the Federal
Constitution
6.1 Re-election of Vinita Bali to the Board of Mgmt For For
Directors
6.2 Re-election of Stefan Borgas to the Board Mgmt For For
of Directors
6.3 Re-election of Gunnar Brock to the Board of Mgmt For For
Directors
6.4 Re-election of Michel Demare to the Board Mgmt For For
of Directors
6.5 Re-election of Eleni Gabre-Madhin to the Mgmt For For
Board of Directors
6.6 Re-election of David Lawrence to the Board Mgmt For For
of Directors
6.7 Re-election of Michael Mack to the Board of Mgmt For For
Directors
6.8 Re-election of Eveline Saupper to the Board Mgmt For For
of Directors
6.9 Re-election of Jacques Vincent to the Board Mgmt For For
of Directors
6.10 Re-election of Jurg Witmer to the Board of Mgmt For For
Directors
7 Election of Michel Demare as Chairman of Mgmt For For
the Board of Directors
8.1 Election of Eveline Saupper as member of Mgmt For For
the Compensation Committee
8.2 Election of Jacques Vincent as member of Mgmt For For
the Compensation Committee
8.3 Election of Jurg Witmer as member of the Mgmt For For
Compensation Committee
9 Election of the Independent Proxy: Prof. Mgmt For For
Dr. Lukas Handschin
10 Election of the external auditor: KPMG AG Mgmt For For
as external Auditor of Syngenta AG
11 Ad hoc Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 705342979
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 704992610
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC, LONDON Agenda Number: 705062367
--------------------------------------------------------------------------------------------------------------------------
Security: G91235104
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: GB0001500809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Company's annual Mgmt For For
accounts and associated reports
2 To declare a final dividend of 8.0p per Mgmt For For
ordinary share
3 To approve the Directors Remuneration Mgmt For For
Policy Report
4 To approve the Annual Statement by the Mgmt For For
Chairman of the Remuneration Committee and
the Annual Report on Remuneration
5 To elect Jeremy Wilson as a Director Mgmt For For
6 To re-elect Tutu Agyare as a Director Mgmt For For
7 To re-elect Anne Drinkwater as a Director Mgmt For For
8 To re-elect Ann Grant as a Director Mgmt For For
9 To re-elect Aidan Heavey as a Director Mgmt For For
10 To re-elect Steve Lucas as a Director Mgmt For For
11 To re-elect Graham Martin as a Director Mgmt For For
12 To re-elect Angus McCoss as a Director Mgmt For For
13 To re-elect Paul McDade as a Director Mgmt For For
14 To re-elect Ian Springett as a Director Mgmt For For
15 To re-elect Simon Thompson as a Director Mgmt For For
16 To re-appoint Deloitte LLP as auditors of Mgmt For For
the company
17 To authorise the Audit Committee to Mgmt For For
determine the remuneration of Deloitte LLP
18 To renew Directors' authority to allot Mgmt For For
shares
19 To dis-apply statutory pre-emption rights Mgmt For For
20 To authorise the company to hold general Mgmt For For
meetings on no less than 14 clear days'
notice
21 To authorise the company to purchase it's Mgmt For For
own shares
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 705092978
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1. APPROVAL OF ANNUAL REPORT AND GROUP AND Mgmt For For
PARENT BANK FINANCIAL STATEMENTS
1.2. ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt Against Against
2013
2. APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.25 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVE
3. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE FINANCIAL YEAR 2013
4. AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt Against Against
IN ACCORDANCE WITH THE NEW ORDINANCE
AGAINST EXCESSIVE COMPENSATION IN LISTED
STOCK CORPORATIONS
5. ADVISORY VOTE ON THE EU CAPITAL Mgmt For For
REQUIREMENTS DIRECTIVE OF 2013 (CRD IV)
6.1.1 RE-ELECTION OF AXEL A. WEBER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MICHEL DEMARE
6.1.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DAVID SIDWELL
6.1.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RETO FRANCIONI
6.1.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN F. GODBEHERE
6.1.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: AXEL P. LEHMANN
6.1.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELMUT PANKE
6.1.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WILLIAM G. PARRETT
6.1.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ISABELLE ROMY
6.110 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: BEATRICE WEDER DI MAURO
6.111 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOSEPH YAM
6.2.1 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: ANN F.
GODBEHERE
6.2.2 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: MICHEL DEMARE
6.2.3 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: HELMUT PANKE
6.2.4 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: RETO FRANCIONI
6.3 ELECTION OF THE INDEPENDENT PROXY: ADB Mgmt For For
ALTORFER DUSS AND BEILSTEIN AG, ZURICH
6.4 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG LTD, BASEL
7. AD-HOC Mgmt For Against
CMMT 30 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO NUMBERING
OF RESOLUTIONS 6.1.1 TO 6.4 AND CHANGE IN
TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 705094491
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 Mgmt For For
DECEMBER 2013
2 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
4 RE-ELECTION OF EXECUTIVE DIRECTOR: MR P G J Mgmt For For
M POLMAN
5 RE-ELECTION OF EXECUTIVE DIRECTOR: MR R J-M Mgmt For For
S HUET
6 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MRS Mgmt For For
L M CHA
7 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
PROFESSOR L O FRESCO
8 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS A Mgmt For For
M FUDGE
9 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: DR B Mgmt For For
E GROTE
10 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS M Mgmt For For
MA
11 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS H Mgmt For For
NYASULU
12 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: THE Mgmt For For
RT HON SIR MALCOLM RIFKIND MP
13 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR J Mgmt For For
RISHTON
14 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR K Mgmt For For
J STORM
15 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR M Mgmt For For
TRESCHOW
16 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR P Mgmt For For
S WALSH
17 ELECTION OF NON-EXECUTIVE DIRECTOR: MR F Mgmt For For
SIJBESMA
18 TO APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE MEMBERS
19 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITOR
20 DIRECTORS' AUTHORITY TO ISSUE SHARES Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22 COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
23 POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
24 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 705130994
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408421.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408417.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.98 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3.a TO RE-ELECT MR. IAN MICHAEL COUGHLAN AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.b TO RE-ELECT MR. NICHOLAS SALLNOW-SMITH AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.c TO RE-ELECT DR. ALLAN ZEMAN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.d TO ELECT MR. GAMAL AZIZ AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.e TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION FOR THE ENSUING YEAR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES OF THE
COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF
SHARES REPURCHASED BY THE COMPANY
8 TO APPROVE AND ADOPT THE EMPLOYEE OWNERSHIP Mgmt Against Against
SCHEME IN ACCORDANCE WITH THE RULES OF THE
EMPLOYEE OWNERSHIP SCHEME
9 TO GRANT A MANDATE TO THE DIRECTORS OF THE Mgmt Against Against
COMPANY TO ALLOT, ISSUE, PROCURE THE
TRANSFER OF AND OTHERWISE DEAL WITH UP TO
50,000,000 SHARES, REPRESENTING
APPROXIMATELY 0.96% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING
THIS RESOLUTION, IN CONNECTION WITH THE
EMPLOYEE OWNERSHIP SCHEME
CMMT 12 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ZODIAC AEROSPACE, ISSY LES MOULINEAUX Agenda Number: 704880269
--------------------------------------------------------------------------------------------------------------------------
Security: F98947108
Meeting Type: MIX
Meeting Date: 08-Jan-2014
Ticker:
ISIN: FR0000125684
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 23 DEC 2013: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1204/201312041305707.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
13/1223/201312231305896.pdf . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements of the company Zodiac Aerospace
for the financial year ended August 31,
2013
O.2 Approval of the consolidated financial Mgmt For For
statements of the company Zodiac Aerospace
for the financial year ended August 31,
2013
O.3 Allocation of income - Setting the dividend Mgmt For For
to EUR 1.60 per share
O.4 Approval of the agreements and commitments Mgmt For For
pursuant to Article L.225-86 of the
Commercial Code and presented in the
special report of the Statutory Auditors
O.5 Authorization granted to the Executive Mgmt For For
Board to allow the Company to trade in its
own shares
O.6 Renewal of term of Mr. Didier Domange as Mgmt For For
Supervisory Board member
O.7 Renewal of term of Mrs. Elisabeth Domange Mgmt For For
as Supervisory Board member
O.8 Renewal of term of Mr. Marc Assa as Mgmt For For
Supervisory Board member
O.9 Renewal of term of Mr. Robert Marechal as Mgmt For For
Supervisory Board member
O.10 End of term of Mr. Edmond Marchegay as Mgmt For For
Supervisory Board member
O.11 Appointment of Mr. Patrick Daher as new Mgmt For For
Supervisory Board member
O.12 Ratification of the cooptation of the Mgmt For For
company FFP Invest as new Supervisory Board
member
O.13 Advisory opinion on the elements of Mgmt For For
remuneration due or awarded for the
financial year ended August 31, 2013 to Mr.
Olivier Zarrouati, Chairman of the
Executive Board
O.14 Advisory opinion on the elements of Mgmt For For
remuneration due or awarded for the
financial year ended August 31, 2013 to Mr.
Maurice Pinault, Executive Board member
E.15 Authorization to be granted to the Mgmt For For
Executive Board to reduce capital by
cancellation of shares held by the Company
under the share buyback program
E.16 Division by five of the par value of shares Mgmt For For
of the Company and exchanging each existing
share against five new shares of the
Company; Delegation of powers to the
Executive Board
E.17 Amendment to Article 19, paragraph 1 of the Mgmt For For
bylaws of the Company in order to reduce
the statutory term of the Supervisory Board
members
E.18 Amendment to Article 18 of the bylaws of Mgmt For For
the Company in order to decide on the terms
for appointing a Supervisory Board member
representing employees pursuant to the
provisions of the June 14, 2013 Act
regarding security of employment
E.19 Authorization to be granted to the Mgmt For For
Executive Board to grant Company's share
subscription or purchase options to
eligible employees and corporate officers
of the Company or of its Group
E.20 Authorization to be granted to the Mgmt For For
Executive Board to allocate free shares of
the Company to eligible employees and
corporate officers of the Company or of its
Group
E.21 Delegation of authority to the Executive Mgmt For For
Board to increase capital by issuing shares
reserved for members of a company savings
plan established pursuant to Articles
L.3332-1 et seq. of the Code of Labor with
cancellation of preferential subscription
rights in favor of the latter
E.22 Powers to carry out all legal formalities Mgmt For For
following these resolutions
Capital Group U.S. Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933956320
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. DIGGS Mgmt For For
J. BRETT HARVEY Mgmt For For
LOUIS J. THOMAS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr Against For
CEO).
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933965735
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt Against Against
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
GREGORY L. SUMME Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE AUTOMATIC DATA PROCESSING, INC. 2008
OMNIBUS AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt Against Against
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt Against Against
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933938221
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
JAMES A. FAULKNER Mgmt For For
I. PATRICIA HENRY Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
ERIC C. KENDRICK Mgmt For For
KELLY S. KING Mgmt For For
LOUIS B. LYNN Mgmt For For
EDWARD C. MILLIGAN Mgmt For For
CHARLES A. PATTON Mgmt For For
NIDO R. QUBEIN Mgmt For For
TOLLIE W. RICH, JR. Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
EDWIN H. WELCH, PH.D. Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE BB&T'S EXECUTIVE COMPENSATION
PROGRAM, COMMONLY REFERRED TO AS A "SAY ON
PAY" VOTE.
4. TO VOTE ON AN AMENDMENT TO BB&T'S ARTICLES Mgmt For For
OF INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
5. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING REPORTS WITH RESPECT TO BB&T'S
POLITICAL CONTRIBUTIONS AND RELATED
POLICIES AND PROCEDURES, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
6. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
RECOUPMENT OF INCENTIVE COMPENSATION TO
SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt For For
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Against Against
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933855249
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC PARENT Mgmt For For
BRIAN E. BARENTS Mgmt For For
MICHAEL M. FORTIER Mgmt For For
PAUL GAGNE Mgmt For For
JAMES F. HANKINSON Mgmt For For
JOHN P. MANLEY Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
ANDREW J. STEVENS Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
KATHLEEN E. WALSH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
04 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For
"BUSINESS OF THE MEETING - BY-LAW
AMENDMENT" IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR) ESTABLISHING AN ADVANCE
NOTICE BY-LAW AMENDMENT TO CAE'S GENERAL
BY-LAW, AS IS SET FORTH IN APPENDIX C TO
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933926733
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
9. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
11. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF CARNIVAL
PLC.
12. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
13. TO APPROVE THE FISCAL 2013 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION POLICY
SET OUT IN SECTION A OF PART II OF THE
CARNIVAL PLC DIRECTORS' REMUNERATION
REPORT) FOR THE YEAR ENDED NOVEMBER 30,
2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION POLICY SET OUT IN SECTION A OF
PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
16. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt Against Against
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
17. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
19. TO APPROVE THE CARNIVAL PLC 2014 EMPLOYEE Mgmt For For
SHARE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934004805
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 933946165
--------------------------------------------------------------------------------------------------------------------------
Security: 16117M305
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CHTR
ISIN: US16117M3051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. LANCE CONN Mgmt For For
MICHAEL P. HUSEBY Mgmt For For
CRAIG A. JACOBSON Mgmt For For
GREGORY B. MAFFEI Mgmt For For
JOHN C. MALONE Mgmt For For
JOHN D. MARKLEY, JR. Mgmt For For
DAVID C. MERRITT Mgmt For For
BALAN NAIR Mgmt For For
THOMAS M. RUTLEDGE Mgmt For For
ERIC L. ZINTERHOFER Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr For Against
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933881446
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
VICTOR LUIS Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
OF THE COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING
4. APPROVAL OF THE COACH, INC. 2013 Mgmt Against Against
PERFORMANCE-BASED ANNUAL INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933967513
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1D. ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
1J. ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, Mgmt For For
M.D.
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURE
POLICIES AND DIRECT AND INDIRECT POLITICAL
EXPENDITURES.
5. TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING Shr Against For
THAT DANAHER ADOPT A POLICY REQUIRING THE
CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933863551
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2013
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL W. BARNES Mgmt For For
LEONARD L. BERRY Mgmt For For
CHRISTOPHER J. FRALEIGH Mgmt For For
VICTORIA D. HARKER Mgmt For For
DAVID H. HUGHES Mgmt For For
CHARLES A LEDSINGER, JR Mgmt For For
WILLIAM M. LEWIS, JR. Mgmt For For
SENATOR CONNIE MACK III Mgmt For For
ANDREW H. MADSEN Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MICHAEL D. ROSE Mgmt For For
MARIA A. SASTRE Mgmt For For
WILLIAM S. SIMON Mgmt For For
2. TO APPROVE THE 2002 STOCK INCENTIVE PLAN, Mgmt Against Against
AS AMENDED.
3. TO APPROVE A RESOLUTION PROVIDING ADVISORY Mgmt Against Against
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 25, 2014.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTE TO ELECT DIRECTORS.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING PROXY ACCESS.
7. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS.
8. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING LOBBYING DISCLOSURE.
9. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING DISCLOSURE OF EEO-1 REPORT DATA.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933951027
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Consent
Meeting Date: 30-Apr-2014
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CONSENT TO THE DEMAND OF THE CALL OF A Mgmt For *
SPECIAL MEETING OF SHAREHOLDERS OF THE
COMPANY PURSUANT TO SECTION 607.0702 OF THE
FLORIDA BUSINESS CORPORATIONS ACT AND
ARTICLE XI OF THE COMPANY'S ARTICLES OF
INCORPORATION, AS AMENDED. THE EXERCISE OF
ANY AND ALL RIGHTS OF EACH OF THE
UNDERSIGNED INCIDENTAL TO CALLING THE
SPECIAL MEETING AND CAUSING THE PURPOSES OF
THE AUTHORITY EXPRESSLY GRANTED HEREIN TO
THE DESIGNATED AGENTS TO BE CARRIED INTO
EFFECT.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933869084
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2013. Mgmt For
2. DIRECTORS' REMUNERATION REPORT 2013. Mgmt For
3. DECLARATION OF FINAL DIVIDEND. Mgmt For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
9. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For
(NOMINATION COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
10. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE)
11. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
12. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
13. APPOINTMENT OF AUDITOR. Mgmt For
14. REMUNERATION OF AUDITOR. Mgmt For
15. AUTHORITY TO ALLOT SHARES. Mgmt For
16. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For
17. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For
18. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
19. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933908292
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
A.A. BUSCH III# Mgmt For For
J.S. TURLEY# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933953792
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING Shr Against For
QUANTITATIVE RISK MANAGEMENT REPORTING FOR
HYDRAULIC FRACTURING OPERATIONS, IF
PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 933985004
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
N.V. TYAGARAJAN Mgmt For For
ROBERT G. SCOTT Mgmt For For
AMIT CHANDRA Mgmt For For
LAURA CONIGLIARO Mgmt For For
DAVID HUMPHREY Mgmt For For
JAGDISH KHATTAR Mgmt For For
JAMES C. MADDEN Mgmt For For
ALEX MANDL Mgmt For For
MARK NUNNELLY Mgmt For For
HANSPETER SPEK Mgmt For For
MARK VERDI Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 933941583
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK L. STANAGE Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: SANDRA L. DERICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. HILL Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 933930516
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY J. BELL Mgmt For For
GREGORY F. MILZCIK Mgmt For For
ANDREW K. SILVERNAIL Mgmt For For
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933975534
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933909826
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2014.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 933881078
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. FLANIGAN Mgmt For For
W. BROWN Mgmt For For
M. SHEPARD Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
L. KELLY Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr For Against
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr For Against
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Against Against
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 933849981
--------------------------------------------------------------------------------------------------------------------------
Security: 636274300
Meeting Type: Annual
Meeting Date: 29-Jul-2013
Ticker: NGG
ISIN: US6362743006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3 TO RE-ELECT SIR PETER GERSHON Mgmt For For
4 TO RE-ELECT STEVE HOLLIDAY Mgmt For For
5 TO RE-ELECT ANDREW BONFIELD Mgmt For For
6 TO RE-ELECT TOM KING Mgmt For For
7 TO RE-ELECT NICK WINSER Mgmt For For
8 TO RE-ELECT PHILIP AIKEN Mgmt For For
9 TO RE-ELECT NORA MEAD BROWNELL Mgmt For For
10 TO ELECT JONATHAN DAWSON Mgmt For For
11 TO RE-ELECT PAUL GOLBY Mgmt For For
12 TO RE-ELECT RUTH KELLY Mgmt For For
13 TO RE-ELECT MARIA RICHTER Mgmt For For
14 TO ELECT MARK WILLIAMSON Mgmt For For
15 TO REAPPOINT THE AUDITORS Mgmt For For
PRICEWATERHOUSECOOPERS LLP
16 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
AUDITORS' REMUNERATION
17 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
18 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt Against Against
ORDINARY SHARES
S19 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
S20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
S21 TO AUTHORISE THE DIRECTORS TO HOLD GENERAL Mgmt For For
MEETINGS ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933940365
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2013
1B. ACCEPTANCE OF THE COMPENSATION REPORT 2013 Mgmt For For
(ADVISORY VOTE)
2. RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3. APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2013
4. REVISION OF THE ARTICLES OF ASSOCIATION Mgmt For For
ADAPTATION TO NEW SWISS COMPANY LAW
5AA RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
PETER BRABECK-LETMATHE
5AB RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
PAUL BULCKE
5AC RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
ANDREAS KOOPMANN
5AD RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
ROLF HANGGI
5AE RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
BEAT HESS
5AF RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
DANIEL BOREL
5AG RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
STEVEN G. HOCH
5AH RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
NAINA LAL KIDWAI
5AI RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
TITIA DE LANGE
5AJ RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
JEAN-PIERRE ROTH
5AK RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
ANN M. VENEMAN
5AL RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. Mgmt For For
HENRI DE CASTRIES
5AM RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. Mgmt For For
EVA CHENG
5B. ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS MR. PETER BRABECK-LETMATHE
5CA ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. BEAT HESS
5CB ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. DANIEL BOREL
5CC ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. ANDREAS KOOPMANN
5CD ELECTION OF THE MEMBERS OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. JEAN-PIERRE ROTH
5D. RE-ELECTION OF THE STATUTORY AUDITORS KPMG Mgmt For For
SA, GENEVA BRANCH
5E. ELECTION OF THE INDEPENDENT REPRESENTATIVE Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
6. IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt For For
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS; "AGAINST" = VOTE AGAINST THE
PROPOSAL OF THE BOARD OF DIRECTORS;
"ABSTAIN" = ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933953817
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1F. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933982692
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2013 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2014, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2013.
3A. ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. Mgmt For For
3B. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
3C. ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
3E. ELECTION OF DIRECTOR: ALEXANDER NAVAB Mgmt For For
3F. ELECTION OF DIRECTOR: ROBERT POZEN Mgmt For For
3G. ELECTION OF DIRECTOR: VIVEK RANADIVE Mgmt For For
3H. ELECTION OF DIRECTOR: GANESH RAO Mgmt For For
3I. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2014.
6. TO APPROVE THE NIELSEN HOLDINGS EXECUTIVE Mgmt For For
ANNUAL INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL
(INCLUDING DEPOSITARY RECEIPTS ISSUED FOR
OUR SHARES) UNTIL NOVEMBER 6, 2015 ON THE
OPEN MARKET, THROUGH PRIVATELY NEGOTIATED
TRANSACTIONS OR IN ONE OR MORE SELF TENDER
OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY
RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF
A SHARE AND NOT HIGHER THAN 110% OF THE
MOST RECENTLY AVAILABLE (AS OF THE TIME OF
REPURCHASE) PRICE OF A ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
8. TO AMEND OUR ARTICLES OF ASSOCIATION TO Mgmt For For
CHANGE THE COMPANY NAME TO NIELSEN N.V.
9. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933862078
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933957803
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt Against Against
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr Against For
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933971891
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt For For
1B) ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt For For
1E) ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt For For
1F) ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
1H) ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC. Agenda Number: 933951572
--------------------------------------------------------------------------------------------------------------------------
Security: 811065101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: SNI
ISIN: US8110651010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JARL MOHN Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt For For
JEFFREY SAGANSKY Mgmt For For
RONALD W. TYSOE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 933967525
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ORWIN Mgmt For For
SRINIVAS AKKARAJU Mgmt For For
DAVID W. GRYSKA Mgmt For For
JOHN P. MCLAUGHLIN Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE SEATTLE GENETICS, INC. AMENDED AND
RESTATED 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 4,500,000 SHARES AND TO MAKE
CERTAIN OTHER CHANGES DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 933913433
--------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: SI
ISIN: US8261975010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. APPROPRIATION OF NET INCOME Mgmt For For
3. RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For For
BOARD
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPROVAL OF THE SYSTEM OF MANAGING BOARD Mgmt For For
COMPENSATION
6. APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
7. BY-ELECTION TO THE SUPERVISORY BOARD Mgmt For For
8. CREATION OF AN AUTHORIZED CAPITAL 2014 Mgmt For For
9. ISSUE OF CONVERTIBLE BONDS AND/OR WARRANT Mgmt Against Against
BONDS AND CREATION OF A CONDITIONAL CAPITAL
2014
10. CANCELATION OF CONDITIONAL CAPITAL NO Mgmt For For
LONGER REQUIRED
11. ADJUSTMENT OF SUPERVISORY BOARD Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 933965557
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN L. AMBLE Mgmt For For
ANTHONY J. BATES Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DAVID J.A. FLOWERS Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JAMES P. HOLDEN Mgmt For For
GREGORY B. MAFFEI Mgmt For For
EVAN D. MALONE Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES F. MOONEY Mgmt For For
CARL E. VOGEL Mgmt For For
VANESSA A. WITTMAN Mgmt For For
DAVID M. ZASLAV Mgmt For For
2. ADVISORY VOTE TO APPROVE THE NAMED Mgmt Against Against
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933917619
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. PROHIBIT POLITICAL SPENDING. Shr Against For
5. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 934026433
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. SALAZAR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ELIMINATE Shr Against For
PERQUISITES.
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr Against For
AN INDEPENDENT CHAIRMAN.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
PROHIBITING DISCRIMINATION "AGAINST" OR
"FOR" PERSONS.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt Against Against
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr Against For
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt Against Against
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933867749
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT ITS FINANCIAL
STATEMENTS AS OF AND FOR THE SEVEN-MONTH
PERIOD ENDING DECEMBER 31, 2013 AND THE
EFFECTIVENESS OF INTERNAL CONTROL OVER
FINANCIAL REPORTING AS OF DECEMBER 31,
2013.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt For For
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 933954340
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART B. BURGDOERFER Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES A. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: HEIDI G. MILLER, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: PATRICK H. NETTLES, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
2. CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933967587
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C. ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC P. CUMENAL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1F. ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1H. ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
3. APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS IN
FISCAL 2013.
4. APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933971219
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1.6 ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO VERISIGN, INC.'S Mgmt For For
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION AND SIXTH AMENDED AND
RESTATED BYLAWS TO PERMIT STOCKHOLDERS TO
CALL SPECIAL MEETINGS.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, VERISIGN, INC.'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933962943
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: ROBERT H. DAVIS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
03 APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT ("SAY ON PAY").
04 APPROVAL OF ADOPTION OF 2014 INCENTIVE Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Capital Group Private Client Services Funds
By (Signature) /s/ John S. Armour
Name John S. Armour
Title President
Date 08/27/2014