SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 30, 2003
WINMILL & CO. INCORPORATED
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(Exact Name of Registrant as Specified in Charter)
Delaware 0-9667 13-1897916
(State or Other Jurisdiction of (Commission File Number) (IRS Employer
Incorporation) Identification No.)
11 Hanover Square New York, NY 10005
(Address of Principal Executive Offices) (ZIP Code)
Registrant's telephone number, including area code: (212) 785-0900
Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
Item 7. Financial Statements and Exihibits.
(c) Exhibits.
Exhibit No. Description of Exhibit
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99.1 Press Release, dated August 18, 2003 announcing
its financial results for the second quarter and
six months ended June 30, 2003.
Item 12. Results of Operations and Financial Conditions.
On August 18, 2003, Winmill & Co. Incorporated (the "Company") issued a
press release announcing financial results for the second quarter and six months
ended June 30, 2003. A copy of the August 18, 2003 press release is attached
hereto as Exhibit 99.1 and incorporated herein by reference.
The information contained in this report on Form 8-K (including the
exhibit) is being furnished pursuant to Item 12 and shall not be deemed to be
"filed" for the purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the "Exchange Act") or otherwise subject to the liabilities of that
section, nor shall it be deemed incorporated by reference in any filing made by
the Company under the Securities Act of 1933, as amended or the Exchange Act,
except as expressly set forth by specific reference in such a filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
WINMILL & CO. INCORPORATED
Date: August 18, 2003 /s/ Thomas B. Winmill
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Thomas B. Winmill
President
EXHIBIT INDEX
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Exhibit Number Exhibit Description
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99.1 Press release dated August 18, 2003
Exhibit 99.1
August 18, 2003
Winmill & Co. Incorporated Announces Second Quarter and Half Year Results
New York - Winmill & Co. Incorporated (Nasdaq: WNMLA) today announced its
financial results for the second quarter ended June 30, 2003 and for the six
months ended June 30, 2003.
Quarter Ended June 30: 2003 2002
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Revenue $1,246,415 $448,188
Net Income $531,892 $7,487
Average Shares
Basic 1,608,520 1,648,320
Diluted 1,643,652 1,648,925
Share Earnings
Basic $0.33 $0.00
Diluted $0.32 $0.00
Six Months Ended June 30: 2003 2002
- ------------------------- ---- ----
Revenue $1,398,537 $1,172,960
Net Income $419,822 $175,585
Average Shares
Basic 1,608,520 1,648,320
Diluted 1,633,033 1,649,529
Share Earnings
Basic $0.26 $0.11
Diluted $0.26 $0.11
Contact: William G. Vohrer
Treasurer
(212) 785-0900, ext. 279
wvohrer@winmillco.com