Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 1995 Commission file number 1-5558 Katy Industries, Inc. (Exact name of registrant as specified in its charter) Delaware 75-1277589 (State of Incorporation) (IRS Employer Identification Number) 6300 S. Syracuse #300, Englewood, Colorado 80111 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (303) 290-9300 (Former name or former address, if changed since last report) Not applicable Item 2. Acquisition or Disposition of Assets. On December 29, 1995, Katy Industries, Inc. ("Katy or the "Company"), sold its wholly owned subsidiary WSC Liquidating Co. ("WSC") to Syratech Corporation ("Syratech"). WSC's sole asset consisted of 2,555,500 shares of Syratech common stock. Katy also sold to Syratech the remaining 509,251 shares of Syratech stock held by Katy. The total proceeds from both transactions was approximately $52,100,000. The transactions reflected a per share price of $17.00 which represented a discount of 15% to the closing price of Syratech's shares on the New York Stock Exchange on the day of the transactions. The transactions resulted in a total after-tax gain of $7,500,000, which is comprised of a gain of $780,000 and the reversal of $6,720,000 of deferred income taxes previously provided on Katy's share of Syratech's income, since Katy's investment in Syratech had been accounted for by the equity method and this amount of deferred income taxes has been determined to not be required as a result of these transactions. Jacob Saliba, a director of Katy, currently serves on the Board of Directors of Syratech. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Katy Industries, Inc. (Registrant) By /S/ Paul Kurowski Paul Kurowski Chief Financial Officer Date January 16, 1996