FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06674
The Greater China Fund, Inc.
(Exact name of registrant as specified in charter)
100 Mulberry Street, Gateway Center Three, 4 th Floor, Newark, NJ 07102
(Address of principal executive offices) (Zip Code)
Deborah A. Docs, Esq.
100 Mulberry Street, Gateway Center Three, 4 th Floor, Newark, NJ 07102
(Name and address of agent for service)
Registrant's telephone number, including area code: 973-802-6469
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2010
Item 1. Proxy Voting Record
In determining votes against management, any ballot that management did not
make a recommendation is considered to be "FOR" regardless of the vote cast.
Any "Abstain" vote cast is considered as voted, and to be against the
management recommendation.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06674
Reporting Period: 07/01/2009 - 06/30/2010
The Greater China Fund, Inc.
=================== GREATER CHINA FUND - SUB-ADVISER: BARING ===================
ALUMINUM CORPORATION OF CHINA LTD
Ticker: 2600 Security ID: Y0094N109
Meeting Date: AUG 24, 2009 Meeting Type: Special
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Shares to Be Issued under the Proposed
A Share Issue
1b Approve Method of Issue under the For For Management
Proposed A Share Issue
1c Approve Target Subscribers under the For For Management
Proposed A Share Issue
1d Approve Lock-Up Period under the For For Management
Proposed A Share Issue
1e Approve Subscription Method under the For For Management
Proposed A Share Issue
1f Approve Number of A Shares to Be Issued For For Management
under the Proposed A Share Issue
1g Approve Pricing Base Date and Price of For For Management
the Issue under the Proposed A Share
Issue
1h Approve Place of Listing under the For For Management
Proposed A Share Issue
1i Approve Use of Proceeds under the For For Management
Proposed A Share Issue
1j Approve Arrangement Relating to the For For Management
Cumulative Profits Not Distributed
Under the Proposed A Share Issue
1k Approve Validity Period of A Share For For Management
Issue Resolutions
2 Approve Detailed Plan for the Private For For Management
Offering of A Shares
3 Authorize Board to Deal with Specific For For Management
Matters Relating to the Private
Offering of A Shares Pursuant to the A
Share Issue
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ALUMINUM CORPORATION OF CHINA LTD
Ticker: 2600 Security ID: Y0094N109
Meeting Date: AUG 24, 2009 Meeting Type: Special
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Shares to Be Issued under the Proposed
A Share Issue
1b Approve Method of Issue under the For For Management
Proposed A Share Issue
1c Approve Target Subscribers under the For For Management
Proposed A Share Issue
1d Approve Lock-Up Period under the For For Management
Proposed A Share Issue
1e Approve Subscription Method under the For For Management
Proposed A Share Issue
1f Approve Number of A Shares to Be Issued For For Management
under the Proposed A Share Issue
1g Approve Pricing Base Date and Price of For For Management
the Issue under the Proposed A Share
Issue
1h Approve Place of Listing under the For For Management
Proposed A Share Issue
1i Approve Use of Proceeds under the For For Management
Proposed A Share Issue
1j Approve Arrangement Relating to the For For Management
Cumulative Profits Not Distributed
Under the Proposed A Share Issue
1k Approve Validity Period of A Share For For Management
Issue Resolutions
2 Approve Detailed Plan for the Private For For Management
Offering of A Shares
3 Authorize Board to Deal with Specific For For Management
Matters Relating to the Private
Offering of A Shares Pursuant to the A
Share Issue
4 Approve the Company's Compliance with For For Management
the Conditions for the Private Offering
of A Shares
5 Approve Report on the Use of Proceeds For For Management
from the Last Fund Raising Exercise and
Independent Assurance Report
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds to be Raised by the
Private Offering of A Shares of the
Company
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ALUMINUM CORPORATION OF CHINA LTD
Ticker: 2600 Security ID: Y0094N109
Meeting Date: DEC 30, 2009 Meeting Type: Special
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Renewal of the Mutual For For Management
Supply Agreement and Related Annual
Caps
2 Approve the Renewal of the Provision of For For Management
Aluminum and Aluminum Alloy Ingots and
Aluminum Fabrication Services Agreement
and Related Annual Caps
3 Approve the Renewal of the Provision of For For Management
Engineering, Construction and
Supervisory Services Agreement and
Related Annual Caps
4 Approve the Renewal of the Long Term For For Management
Agreement for Sale and Purchase of
Alumina and Related Annual Caps
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ALUMINUM CORPORATION OF CHINA LTD.
Ticker: 601600 Security ID: Y0094N109
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Non-Payment of 2009 Final For For Management
Dividends and Non-Implementation of
Increasing Share Capital
5a Reelect Xiong Weiping as Executive For For Management
Director
5b Reelect Luo Jianchuan as Executive For For Management
Director
5c Reelect Chen Jihua as Executive For For Management
Director
5d Reelect Liu Xiangmin as Executive For For Management
Director
6a Reelect Shi Chungui as Non-Executive For For Management
Director
6b Reelect Lv Youqing as Non-Executive For For Management
Director
7a Reelect Zhang Zhuoyuan as Independent For For Management
Non-Executive Director
7b Reelect Wang Mengkui as Independent For For Management
Non-Executive Director
7c Reelect Zhu Demiao as Independent For For Management
Non-Executive Director
8a Reelect Ao Hong as Supervisor For For Management
8b Reelect Zhang Zhankui as Supervisor For For Management
9 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
10 Approve Renewal of One-Year Liability For Against Management
Insurance for Directors, Supervisors,
and Senior Management
11 Reelect PricewaterhouseCoopers, Hong For For Management
Kong Certified Public Accountants and
PricewaterhouseCoopers Zhong Tian CPAs
Ltd. Co. as International and PRC
Auditors, Respectively; and Authorize
Audit Committee to Fix Their
Remuneration
12 Other Business (Voting) For Against Management
13 Amend Articles of Association For For Management
14 Approve Issuance of H Shares without For Against Management
Preemptive Rights
15 Approve Issuance of Short-term Bills For For Management
16 Approve Issuance of Medium-term Notes For For Management
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ANGANG STEEL COMPANY LIMITED
Ticker: 898 Security ID: Y0132D105
Meeting Date: SEP 18, 2009 Meeting Type: Special
Record Date: AUG 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Placement of New H Shares with For For Management
a Nominal Value of RMB 1.00 to the
Qualified Investors (Placement)
1b Approve Issuance of Not More than 217.2 For For Management
Million New H Shares Under the
Placement
1c Approve Target Placees Under the For For Management
Placement
1d Approve Placing Price Under the For For Management
Placement
1e Approve Arrangement of Accumulated For For Management
Profits Under the Placement
1f Approve Validity Period of the For For Management
Resolution for a Period of 12 Months
Under the Placement
2 Authorize the Board to Deal with All For For Management
Matters in Relation to the Placement
3 Approve Use of Proceeds from the For For Management
Placement
4a Approve Issuance of Short-Term For For Management
Debentures with an Aggregate Principal
Amount of Not More than RMB 6 Billion
to the Institutional Investors in PRC
Inter-Bank Debenture Market (Proposed
Issue of Short-Term Debentures)
4b Approve Issuance of Short-Term For For Management
Debentures in Two Tranches Each with an
Aggregate Principal Amount of RMB 3
Billion and a Term of Maturity of Not
More than 365 Days
4c Approve Interest Rates of the Proposed For For Management
Issue of Short-Term Debentures
4d Approve Issue of Short-Term Debentures For For Management
to Institutional Investors in the PRC
Inter-Bank Debenture Market
4e Approve Use of Proceeds from the For For Management
Proposed Issue of Short-Term Debentures
4f Approve Validity of the Proposed Issue For For Management
of Short-Term Debentures for a Period
of 24 Months
4g Authorize Board to Deal with All For For Management
Matters Relating to Proposed Issue of
Short-Term Debentures
5 Elect Kwong Chi Kit, Victor as For For Management
Independent Non-Executive Director
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ANGANG STEEL COMPANY LIMITED
Ticker: 898 Security ID: Y0132D105
Meeting Date: SEP 18, 2009 Meeting Type: Special
Record Date: AUG 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Placement of New H Shares with For For Management
a Nominal Value of RMB 1.00 to the
Qualified Investors (Placement)
1b Approve Issuance of Not More than 217.2 For For Management
Million New H Shares Under the
Placement
1c Approve Target Placees Under the For For Management
Placement
1d Approve Placing Price Under the For For Management
Placement
1e Approve Arrangement of Accumulated For For Management
Profits Under the Placement
1f Approve Validity Period of the For For Management
Resolution for a Period of 12 Months
Under the Placement
2 Authorize the Board to Deal with All For For Management
Matters in Relation to the Placement
3 Approve Use of Proceeds from the For For Management
Placement
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ANGANG STEEL COMPANY LIMITED
Ticker: 898 Security ID: Y0132D105
Meeting Date: DEC 28, 2009 Meeting Type: Special
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Venture Agreement and the For For Management
Related Transactions
2 Approve Connected Transaction with a For Against Management
Related Party and the Related Annual
Caps
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: 914 Security ID: Y01373102
Meeting Date: DEC 23, 2009 Meeting Type: Special
Record Date: NOV 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ji Qinying as an Executive For For Management
Director
2 Elect Qi Shengli as an Executive For For Management
Director
3 Elect Wu Jianping as an Executive For For Management
Director
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373102
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4a Relect Guo Wensan as Executive Director For For Management
4b Reelect Guo Jingbin as Executive For For Management
Director
4c Reelect Ji Qinying as Executive For For Management
Director
4d Reelect Qi Shengli as Executive For For Management
Director
4e Reelect Wu Jianping as Executive For For Management
Director
4f Reelect Kang Woon as Independent For For Management
Non-Executive Director
4g Reelect Chan Yuk Tong as Independent For For Management
Non-Executive Director
4h Reelect Ding Meicai as Independent For For Management
Non-Executive Director
4i Reelect Wang Jun as Supervisor For For Management
4j Reelect Wang Yanmou as Supervisor For For Management
5 Reappoint KPMG Huazhen Certified Public For For Management
Accountants and KPMG Certified Public
Accountants as the PRC and
International Auditors, Respectively,
and Authorize the Board to Fix Their
Remuneration
6 Approve Profit Distribution Proposal For For Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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ANTA SPORTS PRODUCTS LTD.
Ticker: 2020 Security ID: G04011105
Meeting Date: APR 9, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Reelect Ding Shizhong as Executive For For Management
Director
5 Reelect Zheng Jie as Executive Director For For Management
6 Reelect Dai Zhongchuan as Independent For For Management
Non-Executive Director
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
12 Approve Connected Transaction with a For For Management
Related Party and Related Annual Caps
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BANK OF CHINA LIMITED
Ticker: 601988 Security ID: Y0698A107
Meeting Date: MAR 19, 2010 Meeting Type: Special
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2a Approve Issuance of Convertible For For Management
Corporate Bonds (Convertible Bonds)
2b Approve Issue Size of Convertible Bonds For For Management
2c Approve Par Value and Issue Price of For For Management
Convertible Bonds
2d Approve Term of Convertible Bonds For For Management
2e Approve Interest Rate of Convertible For For Management
Bonds
2f Approve Method and Timing of Interest For For Management
Payment of Convertible Bonds
2g Approve Conversion Period of For For Management
Convertible Bonds
2h Approve Conversion Price and Adjustment For For Management
of Convertible Bonds
2i Approve Downward Adjustment to For For Management
Convertible Bonds' Conversion Price
2j Approve Conversion Method of Fractional For For Management
Share of the Convertible Bonds
2k Approve Terms of Redemption of the For For Management
Convertible Bonds
2l Approve Redemption at the Option of For For Management
Holders of Convertible Bonds
2m Approve Dividend Rights of the Year of For For Management
Conversion
2n Approve Method of Issuance and Target For For Management
Subscribers
2o Approve Subscription Arrangement for For For Management
Existing A Shareholders
2p Approve Convertible Bonds' Holders and For For Management
Meetings
2q Approve Use of Proceeds from Fund For For Management
Raising Activities
2r Approve Special Provisions in Relation For For Management
to Supplementary Capital
2s Approve Guarantee and Security of the For For Management
Convertible Bonds
2t Approve Validity Period of the For For Management
Resolution of the Convertible Bonds'
Issue
2u Approve Matters Relating to For For Management
Authorization in Connection with the
Convertible Bonds' Issue
3 Approve Capital Management Plan (2010 For For Management
to 2012)
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Public
Issuance of A Share Convertible
Corporate Bonds by the Bank
5 Approve Utilization Report on the For For Management
Bank's Use of Proceeds from the
Previous Issuance of Securities by the
Bank
6 Elect Li Jun as Supervisor For For Management
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BANK OF CHINA LIMITED
Ticker: 601988 Security ID: Y0698A107
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2009 Working Report of the Board For For Management
of Directors
2 Accept 2009 Working Report of the For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve the 2009 Profit Distribution For For Management
Plan
5 Aprove the 2010 Annual Budget For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company and
PricewaterhouseCoopers Hong Kong as
Auditors
7a Reelect Xiao Gang as an Executive For For Management
Director
7b Reelect Li Lihui as an Executive For For Management
Director
7c Reelect Li Zaohang as an Executive For For Management
Director
7d Reelect Zhou Zaiqun as an Executive For Against Management
Director
7e Reelect Anthony Francis Neoh as an For For Management
Independent Non-Executive Directo
7f Reelect Huang Shizhong as an For For Management
Independent Non-Executive Director
7g Reelect Huang Danhan as an Independent For For Management
Non-Executive Director
8a Elect Qin Rongsheng as an External For For Management
Supervisor
8b Elect Bai Jingming as an External For For Management
Supervisor
8c1 Reelect Wang Xueqiang as a None For Shareholder
Shareholders Representative Supervisor
of the Bank
8c2 Reelect Liu Wanming as a Shareholders None For Shareholder
Representative Supervisor of the Bank
9 Approve Remuneration Scheme for the For For Management
External Supervisors
10 Amend Articles of Association For For Management
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Adjustments of Several Items of None For Shareholder
the Delegation of Authorities by the
Shareholders Meeting to the Board of
Directors
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BOC HONG KONG (HOLDINGS) LTD.
Ticker: 2388 Security ID: Y0920U103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends of HK$0.57 Per Share For For Management
for the year ended Dec. 31, 2009
3a Reelect Li Lihui as Director For For Management
3b Reelect Zhang Yanling as Director For For Management
3c Reelect Gao Yingxin as Director For For Management
3d Reelect Tung Chee Chen Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 1 Security ID: Y13213106
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Tzar Kuoi, Victor as Director For For Management
3b Elect Ip Tak Chuen, Edmond as Director For For Management
3c Elect Chiu Kwok Hung, Justin as For For Management
Director
3d Elect Chow Kun Chee, Roland as For For Management
Director
3e Elect Yeh Yuan Chang, Anthony as For For Management
Director
3f Elect Chow Nin Mow, Albert as Director For For Management
3g Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA CITIC BANK CORPORATION LTD.
Ticker: 601998 Security ID: Y1434M116
Meeting Date: FEB 5, 2010 Meeting Type: Special
Record Date: JAN 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Angel Cano Fernandez as a For Against Management
Non-Executive Director
2 Approve Issuance of Subordinated Bonds For For Shareholder
and/or Hybrid Capital Bonds
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CHINA CITIC BANK CORPORATION LTD.
Ticker: 601998 Security ID: Y1434M116
Meeting Date: APR 23, 2010 Meeting Type: Special
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Xiaofan as an Executive For For Management
Director
2 Elect Wu Beiying as a Supervisor For For Management
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CHINA CITIC BANK CORPORATION LTD.
Ticker: 601998 Security ID: Y1434M116
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Annual Report For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Plan For For Management
6 Approve Financial Budget Plan for the For For Management
Year 2010
7 Reappoint KPMG Huazhen Accounting Firm For For Management
and KPMG as Domestic Accounting Firm
and International Accounting Firm,
Respectively, and Authorize Board to
Fix Their Remuneration
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: CNCBK Security ID: Y1397N101
Meeting Date: JUN 24, 2010 Meeting Type: Special
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of For For Management
Rights Shares in Relation to the A
Share and H Share Issue
1b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the A Share
and H Share Issue
1c Approve Subscription Price of the For For Management
Rights Issue in Relation to the A Share
and H Share Issue
1d Approve Target Subscribers in Relation For For Management
to the A Share and H Share Issue
1e Approve Use of Proceeds in Relation to For For Management
the A Share and H Share Issue
1f Approve Arrangement For the Accumulated For For Management
Undistributed Profits of the Bank Prior
to the Rights Issue
1g Approve Effective Period of the For For Management
Resolution in Relation to the A Share
and H Share Issue
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: CNCBK Security ID: Y1397N101
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Fixed Asset Investment Budget For For Management
For 2010
5 Approve Profit Distribution Plan For For For Management
2009
6 Approve Final Emoluments Distribution For For Management
Plan For Directors and Supervisors
7 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
8a Approve Type and Nominal Value of For For Management
Rights Shares in Relation to the A
Share and H Share Issue
8b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the A Share
and H Share Issue
8c Approve Subscription Price of Rights For For Management
Issue in Relation to the A Share and H
Share Issue
8d Approve Target Subscribers in Relation For For Management
to the A Share and H Share Issue
8e Approve Use of Proceeds in Relation to For For Management
the A Share and H Share Issue
8f Approve Arrangement For Accumulated For For Management
Undistributed Profits of the Bank Prior
to the Rights Issue
8g Approve Effective Period of the For For Management
Resolution in Relation to the A Share
and H Share Issue
9 Approve Authorization For the Rights For For Management
Issue of A Shares and H Shares
10 Approve Feasibility Report on the For For Management
Proposed Use of Proceeds Raised from
the Rights Issue of A Shares and H
Shares
11 Approve Report on the Use of Proceeds For For Management
From the Previous A Share Issue
12 Approve Mid-Term Plan of Capital For For Management
Management
13a Elect Guo Shuqing as Executive Director For For Management
13b Elect Zhang Jianguo as Executive For For Management
Director
13c Elect Lord Peter Levene as Independent For For Management
Non-Executive Director
13d Elect Jenny Shipley as Independent For For Management
Non-Executive Director
13e Elect Elaine La Roche as Independent For For Management
Non-Executive Director
13f Elect Wong Kai-Man as Independent For For Management
Non-Executive Director
13g Elect Sue Yang as Non-Executive For For Management
Director
13h Elect Yam Chi Kwong, Joseph as For For Management
Independent Non-Executive Director
13i Elect Zhao Xijun as Independent For For Management
Non-Executive Director
14a Elect Xie Duyang as Shareholder For For Management
Representative Supervisor
14b Elect Liu Jin as Shareholder For For Management
Representative Supervisor
14c Elect Guo Feng as External Supervisor For For Management
14d Elect Dai Deming as External Supervisor For For Management
14e Elect Song Fengming as Shareholder For For Management
Representative Supervisor
15a Elect Zhu Xiaohuang as Executive None For Shareholder
Director
15b Elect Wang Shumin as Non-Executive None For Shareholder
Director
15c Elect Wang Yong as Non-Executive None For Shareholder
Director
15d Elect Li Xiaoling as Non-Executive None For Shareholder
Director
15e Elect Zhu Zhenmin as Non-Executive None For Shareholder
Director
15f Elect Lu Xiaoma as Non-Executive None For Shareholder
Director
15g Elect Chen Yuanling as Non-Executive None For Shareholder
Director
16 Amend Rules of Procedure Re: Delegation None For Shareholder
of Authorities by the Shareholder's
General Meeting to the Board
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CHINA EVERBRIGHT LIMITED
Ticker: 165 Security ID: Y1421G106
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Tang Chi Chun, Richard as For For Management
Director
3b Reelect Ng Ming Wah, Charles as For For Management
Director
3c Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend Articles of Association For For Management
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CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD
Ticker: 658 Security ID: G2112D105
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: JUN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Hu Yueming as Executive For For Management
Director
3b Reelect Chen Yongdao as Executive For For Management
Director
3c Reelect Lu Xun as Executive Director For For Management
3d Reelect Jin Maoji as Executive Director For Against Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA LIFE INSURANCE CO. LIMITED
Ticker: 601628 Security ID: Y1477R204
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan for 2009
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants
Limited Company and
PricewaterhouseCoopers as PRC and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
6 Elect Anthony Francis Neoh as For For Management
Independent Non-Executive Director
7 Approve Renewal of Liability Insurance For Against Management
for Directors and Senior Management
Officers
8 Amend Articles of Association For For Management
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CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 916 Security ID: Y1501T101
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors for the Year Ended Dec. 31,
2009.
2 Accept Supervisory Board's for the Year For For Management
Ended Dec. 31, 2009.
3 Approve Audited Financial Statements For For Management
and the Auditor's Report for the Year
Ended Dec. 31, 2009
4 Accept Final Accounts for the Year For For Management
Ended Dec. 31, 2009
5 Accept the Budget Report for the Year For For Management
Ended Dec. 31 2009
6 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2009
7 Approve Remuneration of Directors and For For Management
Supervisors for the Year 2010
8 Approve RSM China Certified Public For For Management
Accountants Co. Ltd. and KPMG as PRC
Auditors and Overseas Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
9 Approve Issuance of Corporate Bonds Up For For Management
to RMB 7 Billion
10 Approve Issuance of Short-Term For For Management
Debentures Up to RMB 8.9 Billion
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 916 Security ID: Y1501T101
Meeting Date: JUN 28, 2010 Meeting Type: Special
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Annual Cap of the For For Management
Continuing Connected Transactions, i.e.
Provision of Products and Services from
the Company and its Subsidiaries to
China Guodian Corporation, Under the
Guodian Master Agreement
2 Approve Revised Annual Cap of the For For Management
Continuing Connected Transactions, i.e.
Provision of Products and Services from
Guodian to the Company and its
Subsidiaries, Under the Guodian Master
Agreement
3 Amend Articles of Association For For Management
- --------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO LTD
Ticker: 2319 Security ID: G21096105
Meeting Date: AUG 27, 2009 Meeting Type: Special
Record Date: AUG 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Board Composition For For Management
2a Elect Ning Gaoning as Non-Executive For For Management
Director and Authorize Board to Fix His
Remuneration
2b Elect Yu Xubo as Non-Executive Director For For Management
and Authorize Board to Fix His
Remuneration
2c Elect Ma Jianping as Non-Executive For Against Management
Director and Authorize Board to Fix His
Remuneration
2d Elect Fang Fenglei as Non-Executive For For Management
Director and Authorize Board to Fix His
Remuneration
- --------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO., LTD.
Ticker: 2319 Security ID: G21096105
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: JUN 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Niu Gensheng as Director and For For Management
Authorize the Board to Fix His
Remuneration
3b Reelect Wu Jingshui as Director and For For Management
Authorize the Board to Fix His
Remuneration
3c Reelect Ding Sheng as Director and For Against Management
Authorize the Board to Fix His
Remuneration
3d Reelect Jiao Shuge as Director and For For Management
Authorize the Board to Fix His
Remuneration
3e Reelect Julian Juul Wolhardt as For For Management
Director and Authorize the Board to Fix
His Remuneration
3f Reelect Ma Wangjun as Director and For For Management
Authorize the Board to Fix His
Remuneration
3g Reelect Zhang Julin as Director and For For Management
Authorize the Board to Fix His
Remuneration
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize the Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD
Ticker: CHMBK Security ID: Y14896115
Meeting Date: OCT 19, 2009 Meeting Type: Special
Record Date: SEP 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Class and Par Value of Shares For For Management
to be Issued Under the Proposed Rights
Issue of A Shares and H Shares
1b Approve Ratio and Number of Shares to For For Management
be Issued Under the Proposed Rights
Issue of A Shares and H Shares
1c Approve Subscription Pricing and Price For For Management
Determination Basis Under the Proposed
Rights Issue of A Shares and H Shares
1d Approve Target Subscribers Under the For For Management
Proposed Rights Issue of A Shares and H
Shares
1e Approve Use of Proceeds Under the For For Management
Proposed Rights Issue of A Shares and H
Shares
1f Authorize Board to Deal With Specific For For Management
Matters Relating to the Proposed Rights
Issue of A Shares and H Shares
1g Approve Validity of the Special For For Management
Resolution
2 Approve Proposal in Relation to For For Management
Undistributed Profits Prior to the
Completion of the Rights Issue
3 Approve Proposal Regarding the Use of For For Management
Proceeds of the Rights Issue
4 Approve Explanatory Statement In For For Management
Relation to the Use of Proceeds from
the Previous Fund Raising
5 Approve Provisional Measures for For For Management
Appointment of Annual Auditors
- --------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD
Ticker: CHMBK Security ID: Y14896115
Meeting Date: OCT 19, 2009 Meeting Type: Special
Record Date: SEP 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Class and Par Value of Shares For For Management
to be Issued Under the Proposed Rights
Issue of A Shares and H Shares
1b Approve Ratio and Number of Shares to For For Management
be Issued Under the Proposed Rights
Issue of A Shares and H Shares
1c Approve Subscription Pricing and Price For For Management
Determination Basis Under the Proposed
Rights Issue of A Shares and H Shares
1d Approve Target Subscribers Under the For For Management
Proposed Rights Issue of A Shares and H
Shares
1e Approve Use of Proceeds Under the For For Management
Proposed Rights Issue of A Shares and H
Shares
1f Authorize Board to Deal With Specific For For Management
Matters Relating to the Proposed Rights
Issue of A Shares and H Shares
1g Approve Validity of the Special For For Management
Resolution
- --------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: 144 Security ID: Y1489Q103
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Li Yinquan as Director For For Management
3b Reelect Su Xingang as Director For For Management
3c Reelect Hu Jianhua as Director For For Management
3d Reelect Wang Hong as Director For For Management
3e Reelect Liu Yunshu as Director For For Management
3f Reelect Tsang Kam Lan as Director For For Management
3g Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA METAL RECYCLING (HOLDINGS) LTD.
Ticker: 773 Security ID: G21131100
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Chun Chi Wai as Director For For Management
3b Reelect Jiang Yan Zhang as Director For For Management
3c Reelect Lai Wun Yin as Director For For Management
3d Reelect Chan Iu Seng as Director For For Management
3e Reelect Chan Kam Hung as Director For For Management
3f Reelect Leung Chong Shun as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP LTD.
Ticker: 600016 Security ID: Y1495M112
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Annual Report For For Management
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Supervisors' Report For For Management
4 Approve 2009 Financial Statements For For Management
5 Approve 2009 Allocation of Income and For For Management
Dividends
6 Approve 2010 Financial Budget Report For For Management
7 Approve to Re-Appoint Company's 2010 For For Management
Audit Firm and Approve Payment of Audit
Fee
8 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
9 Approve to Amend Rules and Procedures For For Management
Regarding Board of Directors' Meeting
10 Approve to Amend Rules and Procedures For For Management
Regarding Supervisory Committee Meeting
11 Approve Associated Credit to a Company For For Management
12 Amend Articles of Association For For Management
- --------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 941 Security ID: Y14965100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$1.458 Per For For Management
Share
3a Reelect Li Yue as Director For For Management
3b Reelect Lu Xiangdong as Director For Against Management
3c Reelect Xin Fanfei as Director For For Management
3d Reelect Frank Wong Kwong Shing as For For Management
Director
4 Reappoint KMPG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD
Ticker: 1893 Security ID: Y15048104
Meeting Date: AUG 25, 2009 Meeting Type: Special
Record Date: JUL 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to the Board to For For Management
Issue Interim Notes of the Company in
the People's Republic of China Up to an
Aggregate Principal Amount of RMB 4.2
Billion
2 Authorize the Board to Authorize Tan For For Management
Zhongming and Zhou Yuxian to Exercise
the General Mandate Pursuant to the
Issue of the Interim Notes
- --------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD
Ticker: 1893 Security ID: Y15048104
Meeting Date: NOV 13, 2009 Meeting Type: Special
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance by Sinoma Science & For For Management
Technology Co. Ltd. (SST) of 50 Million
New A Shares at a Subscription Price of
RMB 25.08 Per Share By Way of Private
Placement
2 Approve Subscription of 37.1 Million A For For Management
Shares of SST at a Subscription Price
of RMB 25.08 Per Share Pursuant to the
Subscription Agreement
3 Approve Subscription by Beijing Huaming For For Management
Lightning Co. Ltd. of 4.3 Million A
Shares of SST at a Subscription Price
of RMB 25.08 Per Share Pursuant to the
Huaming Share Subscription Agreement
4 Approve Subscription by China Water For For Management
Investment Group Corp. of 8.6 Million A
Shares of SST at a Subscription Price
of RMB 25.08 Per Share Pursuant to the
CWI Share Subscription Agreement
- --------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD
Ticker: 1893 Security ID: Y15048104
Meeting Date: DEC 24, 2009 Meeting Type: Special
Record Date: NOV 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
1a Amend Articles Re: Corporate For For Management
Information
1b Amend Articles Re: Registered Address For For Management
1c Amend Articles Re: Authorized For For Management
Operational Projects
1d Amend Articles Re: Role of Chairman in For For Management
Convening and Presiding Over a General
Meeting
1e Amend Articles Re: Board Composition For For Management
1f Amend Articles Re:Functions and Powers For For Management
of the Chairman of the Board
1g Amend Articles Re: Notice of Meetings For For Management
1h Amend Articles Re: Applicable Exchange For For Management
Rates for Payment of Cash Dividends
2 Elect Li Xinhua as an Executive For For Management
Director and Authorize the Remuneration
Committee to Fix His Remuneration
3 Elect Tong Anyan as an Independent For For Management
Non-Executive Director and Authorize
the Remuneration Committee to Fix His
Remuneration
4 Elect Shi Chungui as an Independent For For Management
Non-Executive Director and Authorize
the Remuneration Committee to Fix His
Remuneration
5 Elect Lu Zhengfei as an Independent For For Management
Non-Executive Director and Authorize
the Remuneration Committee to Fix His
Remuneration
6 Elect Wang Shimin as an Independent For For Management
Non-Executive Director and Authorize
the Remuneration Committee to Fix His
Remuneration
- --------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO., LTD.
Ticker: 1893 Security ID: Y15048104
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
and Final Dividend of RMB 0.025 Per
Share
5 Amend Articles of Association For For Management
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: NOV 3, 2009 Meeting Type: Special
Record Date: OCT 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve JV Agreement Among China For For Management
Overseas Development (Shanghai) Co.,
Ltd.; China State Construction and
Engineering Co., Ltd.; and China State
Construction No.8 Engineering Co., Ltd.
in Relation to the Development of a
Joint Venure Company
- --------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: JUN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Kong Quingping as Director For For Management
2b Reelect Xiao Xiao as Director For For Management
2c Reelect Dong Daping as Director For For Management
2d Reelect Nip Yun Wing as Director For For Management
2e Reelect Lin Xiaofeng as Director For Against Management
2f Reelect Lam Kwong Siu as Director For For Management
2g Reelect Wong Ying Ho, Kennedy as For For Management
Director
3 Authorize the Board to Fix Remuneration For For Management
of Directors
4 Approve Final Dividend of HK$0.13 Per For For Management
Share
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize the Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: JUN 9, 2010 Meeting Type: Special
Record Date: JUN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For For Management
Related Party and New Caps
- --------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010104
Meeting Date: OCT 15, 2009 Meeting Type: Special
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For Against Management
Related Party and the Related Annual
Caps
- --------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LTD
Ticker: 2380 Security ID: Y1508G102
Meeting Date: JUL 22, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement in For For Management
Relation to the Acquisition of 63
Percent of the Equity Interests of Wu
Ling Power Corp. from China Power
International Hldg. Ltd. for a
Consideration of RMB 4.5 Billion
- --------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
Ticker: 1109 Security ID: G2108Y105
Meeting Date: AUG 28, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by the Company of For For Management
the Entire Issued Share Capital of Day
Rejoice Ltd. from Central New
Investments Ltd.
- --------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
Ticker: 1109 Security ID: G2108Y105
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Wu Xiangdong as Director For For Management
3b Reelect Jiang Wei as Director For Against Management
3c Reelect Li Fuzuo as Director For For Management
3d Reelect Du Wenmin as Director For For Management
3e Reelect Wang Shi as Director For Against Management
3f Reelect Ma Si Hang Frederick as For For Management
Director
3g Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize the For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA SHANSHUI CEMENT GROUP LTD
Ticker: 691 Security ID: G2116M101
Meeting Date: SEP 2, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend the Articles of Association Re: For Against Management
Special Business Transactions; Number
of Directors; Board Vacancy; Removal of
Directors; Appointment of Chairman; and
Establishment of Nomination and
Executive Committees
- --------------------------------------------------------------------------------
CHINA SHANSHUI CEMENT GROUP LTD
Ticker: 691 Security ID: G2116M101
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAY 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Final Dividend For For Management
3.1 Re-elect YU Yuchuan as Director and For For Management
Authorize the Board to Fix His
Remuneration
3.2 Re-elect Homer SUN as Director and For For Management
Authorize the Board to Fix His
Remuneration
3.3 Re-elect SUN Jianguo as Director and For For Management
Authorize the Board to Fix His
Remuneration
4 Re-appoint KPMG as Auditors of the For For Management
Company and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Share Repurchase Program For For Management
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
6.1 Amend Articles Re: Appointment of New For Against Management
Directors by Special Resolution
6.2 Amend Articles Re: Maximum and Minimum For For Management
Number of Directors
6.3 Amend Articles Re: Establishment of For For Management
Executive Committee and Nomination
Committee
6.4 Amend Articles Re: Term of the Chairman For For Management
and Vice-Chairman
6.5 Amend Articles Re: Notice of Board For For Management
Meeting
- --------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO., LTD.
Ticker: 601088 Security ID: Y1504C113
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Final Dividend of RMB 0.53 Per Share
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Reappoint KPMG Huazhen and KPMG as PRC For For Management
and International Auditors,
Respectively, and Authorize the Board
to Fix Their Remuneration
7 Approve Revised Annual Cap of the For For Management
Continuing Connected Transactions under
the Transportation Service Framework
Agreement with Taiyuan Railway Bureau
8 Approve Revised Annual Cap of the For For Management
Continuing Connected Transactions under
the Mutual Coal Supply Agreement with
Shenhua Group Corporation Limited
9 Approve Mutual Coal Supply Agreement For For Management
with Shenhua Group Corporation Limited
and Annual Caps
10 Approve Mutual Supplies and Services For For Management
Agreement with Shenhua Group
Corporation Limited and Annual Caps
11 Approve Coal Supply Framework Agreement For For Management
with China Datang Corporation and
Annual Caps
12 Approve Coal Supply Framework Agreement For For Management
with Tianjin Jinneng Investment Company
and Annual Caps
13 Approve Coal Supply Framework Agreement For For Management
with Jiangsu Guoxin Asset Management
Group Company Limited and Annual Caps
14 Approve Transportation Service For For Management
Framework Agreement with Taiyuan
Railway Bureau and Annual Caps
15 Approve Coal Supply Framework Agreement For For Management
with Shaanxi Province Coal
Transportation and Sales (Group) Co Ltd
and Annual Caps
16a Reelect Zhang Xiwu as Executive For For Management
Director
16b Reelect Zhang Yuzhuo as Executive For For Management
Director
16c Reelect Ling Wen as Executive Director For For Management
16d Reelect Han Jianguo as Non-Executive For For Management
Director
16e Reelect Liu Benrun as Non-Executive For For Management
Director
16f Reelect Xie Songlin as Non-Executive For For Management
Director
16g Reelect Gong Huazhang as Independent For For Management
Non-Executive Director
16h Reelect Guo Peizhang as Independent For For Management
Non-Executive Director
16i Reelect Fan Hsu Lai Tai as Independent For For Management
Non-Executive Director
17a Elect Sun Wenjian as Shareholders' For For Management
Representative Supervisor
17b Elect Tang Ning as Shareholders' For For Management
Representative Supervisor
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO., LTD.
Ticker: 601088 Security ID: Y1504C113
Meeting Date: JUN 18, 2010 Meeting Type: Special
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING)
Ticker: 600026 Security ID: Y1503Y108
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: NOV 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Services Agreement and For For Management
Related Annual Caps
2 Approve Financial Services Agreement For Against Management
and Related Annual Caps
- --------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Ticker: 600026 Security ID: Y1503Y108
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Approve Final Dividend of RMB 0.10 Per For For Management
Share
5 Approve Report of Independent Board For For Management
Committee
6 Approve 2009 Annual Report For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
8 Reappoint Vocation International For For Management
Certified Public Accountant Co., Ltd.
and UHY Vocation HK CPA Ltd. as the
Domestic and International Auditors,
Respectively, and Authorize the Board
to Fix Their Remuneration
9 Approve Entrusted Loan Agreement of RMB For For Management
1.3 Billion from China Shipping (Group)
Company
- --------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD
Ticker: 966 Security ID: Y1456Z151
Meeting Date: DEC 23, 2009 Meeting Type: Special
Record Date: DEC 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Property Acquisition Framework For For Management
Agreement
2 Approve TPR Acquisition Agreement For For Management
3 Reelect Lee Kong Wai Conway as For For Management
Independent Non-Executive Director
- --------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD
Ticker: 966 Security ID: Y1456Z151
Meeting Date: MAY 31, 2010 Meeting Type: Annual
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Lin Fan as Director For For Management
2b Reelect Song Shuguang as Director For For Management
2c Reelect Peng Wei as Director For Against Management
2d Reelect Shen Koping Michael as Director For For Management
2e Reelect Che Shujian as Director For For Management
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: 728 Security ID: Y1505D102
Meeting Date: DEC 29, 2009 Meeting Type: Special
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Engineering Framework Agreement For For Management
and Annual Cap
2 Approve Ancillary Telecommunications For For Management
Services Framework Agreement and Annual
Cap
3 Approve Strategic Agreement and its For For Management
Supplemental Agreement
4 Elect Miao Jianhua as a Supervisor For For Management
5 Amend Articles Re: Description of the For For Management
Scope of Business
- --------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: 728 Security ID: Y1505D102
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Proposal For For Management
and Final Dividend for the Year Ended
December 31, 2009
3 Reappoint KPMG and KPMG Huazhen as For For Management
International and Domestic Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
4a Approve Issuance of Debentures For For Management
4b Authorize Board to Determine Specific For For Management
Terms, Conditions and Other Matters of
the Debentures
5a Approve Issuance of Bonds in One or For For Management
More Tranches Not Exceeding RMB 30
Billion
5b Authorize Board to Determine Specific For For Management
Terms, Conditions and Other Matters of
the Company Bonds
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Board to Increase the For Against Management
Registered Capital of the Company and
Amend the Articles of Association to
Reflect Such Increase
- --------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 883 Security ID: Y1662W117
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Final Dividend For For Management
1c1 Reelect Tse Hau Yin, Aloysius as For For Management
Independent Non-Executive Director
1c2 Reelect Zhou Shouwei as Non-Executive For For Management
Director
1c3 Reelect Yang Hua as Executive Director For For Management
1c4 Authorize Board Of Directors to Fix For For Management
Remuneration of Directors
1d Reelect Chiu Sung Hong as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
1e Re-appoint Auditors and Authorise The For For Management
Board to Fix Remuneration
2a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CNPC HONG KONG LTD.
Ticker: 135 Security ID: G2237F100
Meeting Date: OCT 20, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement with CNPC For For Management
Pipeline Bureau and Related
Transactions
- --------------------------------------------------------------------------------
CNPC HONG KONG LTD.
Ticker: 135 Security ID: G2237F126
Meeting Date: JAN 28, 2010 Meeting Type: Special
Record Date: JAN 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Huayou Share Acquisition For For Management
Agreement
2 Approve Refined Oil Storage Assets For For Management
Disposal Agreement and Refined Oil
Pipeline Transmission Assets Disposal
Agreement
3 Approve Financial Services Agreement For Against Management
4 Approve Revised Annual Caps for the For Against Management
Continuing Connected Transactions for
the Two Years Ending Dec. 31, 2011
- --------------------------------------------------------------------------------
COMBA TELECOM SYSTEMS HOLDINGS LTD.
Ticker: 2342 Security ID: G22972106
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.08 Per For For Management
Share
3 Approve Special Dividend of HK$0.04 Per For For Management
Share
4a Reelect Fok Tung Ling as Executive For For Management
Director
4b Reelect Yao Yan as Independent For For Management
Non-Executive Director
4c Reelect Lau Siu Ki, Kevin as For For Management
Independent Non-Executive Director
4d Reelect Liu Cai as Independent For For Management
Non-Executive Director
4e Authorize Board to Fix the Remuneration For For Management
of Directors
5 Reappoint Ernst & Young as Auditors and For For Management
Authorize the Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Refreshment of Mandate Limit For Against Management
Under Share Option Scheme
10 Authorize Capitalization of an HK$10.72 For For Management
Million Standing to the Credit of the
Share Premium Account and Application
of Such Amount for Payment in Full of
107.23 Million New Shares of HK$0.10
Each on the Basis of One Bonus Share
for Every 10 Shares Held
- --------------------------------------------------------------------------------
COSCO INTERNATIONAL HOLDINGS (FRMRL. SHUN SHING HOLDINGS)
Ticker: 517 Security ID: G8114Z101
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: MAY 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Zhang Fusheng as Director For For Management
3b Reelect Wang Futian as Director For For Management
3c Reelect Li Jianhong as Director For For Management
3d Reelect Jia Lianjun as Director For For Management
3e Reelect Liang Yanfeng as Director For For Management
3f Reelect Wang Xiaoming as Director For For Management
3g Reelect Wang Xiaodong as Director For For Management
3h Reelect Meng Qinghui as Director For For Management
3i Reelect Chen Xuewen as Director For For Management
3j Reelect Lin Wenjin as Director For Against Management
3k Reelect Kwong Che Keung, Gordon as For For Management
Director
3l Reelect Tsui Yiu Wa, Alec as Director For For Management
3m Reelect Jiang, Simon X as Director For For Management
3n Authorize Directors to Fix the For For Management
Remuneration of Directors
4 Reappoint Auditors and Authorize Board For Against Management
to Fix Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Bye-laws For For Management
- --------------------------------------------------------------------------------
CPMC HOLDINGS LTD.
Ticker: 906 Security ID: Y17739106
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: JUN 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of RMB 0.035 Per Share For For Management
3a1 Reelect Zhang Xin as Director For For Management
3a2 Reelect Zhou Zheng as Director For For Management
3a3 Reelect Cheng Yuk Wo as Director For For Management
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CSG HOLDING CO LTD (FRMRLY CSG TECHNOLOGY CO LTD)
Ticker: 200012 Security ID: Y1503G107
Meeting Date: SEP 4, 2009 Meeting Type: Special
Record Date: AUG 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Decrease in Registered Capital For For Management
2 Amend Articles of Association (Special) For For Management
3 Approve to Confirm 2009 Audit Fee For For Management
4 Approve Provision of Guarantee to For For Management
Subsidiaries
5 Approve Formulation of System for the For For Management
Appointment of Audit Firm
- --------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD
Ticker: 489 Security ID: Y21042109
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Final Dividend
5 Authorize Board to Deal with All Issues For For Management
in Relation of Interim Dividend for the
Year 2010
6 Reappoint Ernst & Young and Ernst & For For Management
Young Hua Ming as International
Auditors and PRC Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Authorize the Board to Fix Remuneration For For Management
of Directors and Supervisors
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
ESPRIT HOLDINGS
Ticker: 330 Security ID: G3122U145
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend of HK$0.72 Per For For Management
Share
3 Approve Special Dividend of HK$1.33 Per For For Management
Share
4a Reelect Heinz Jurgen Krogner-Kornalik For For Management
as Director
4b Reelect Jurgen Alfred Rudolf Friedrich For For Management
as Director
4c Reelect Ronald Van Der Vis as Director For For Management
4d Reelect Chew Fook Aun as Director For For Management
4e Reelect Francesco Trapani as Director For For Management
4f Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Adopt New Share Option Scheme and For For Management
Terminate the 2001 Share Option Scheme
- --------------------------------------------------------------------------------
FAR EASTERN NEW CENTURY CORP
Ticker: 1402 Security ID: Y24374103
Meeting Date: OCT 13, 2009 Meeting Type: Special
Record Date: SEP 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name and For For Management
Articles of Association
2 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
FAR EASTERN NEW CENTURY CORP
Ticker: 1402 Security ID: Y24374103
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve the Issuance of New Shares from For For Management
Retained Earnings
5 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties and Endorsement
and Guarantee
6 Transact Other Business None None Management
- --------------------------------------------------------------------------------
FOXCONN TECHNOLOGY CO. LTD (FRMLY Q-RUN TECHNOLOGY CO LTD)
Ticker: 2354 Security ID: Y3002R105
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Dividends and For For Management
Issue of New Shares
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
6 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
7 Elect Directors, Independent Directors For Against Management
and Supervisors
8 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
9 Transact Other Business None None Management
- --------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: Y2677L104
Meeting Date: SEP 30, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Increase in Authorized Share For Against Management
Capital from HK$500 Million to HK$1
Billion by the Creation of an
Additional 5 Billion Unissued Shares
- --------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: Y2677L104
Meeting Date: OCT 30, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 154.2 Million For For Management
Shares of Mount Gibson Iron Ltd. from
Sky Choice International Ltd. at a
Consideration of HK$1.2 Billion, and
the Related Issuance of 213.9 Million
New Consideration Shares
- --------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: Y2677L104
Meeting Date: NOV 13, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Second Revised Supply For For Management
Contract and Related Annual Caps
2 Approve the Intra-group Advances Master For For Management
Contract and Related Annual Caps
3 Approve Provision of Guarantee to China For For Management
Merchant Bank Company Ltd., Shenzhen
Branch in Respect of a Loan Facility of
Up to RMB 400 Million
- --------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL
Ticker: 493 Security ID: G3978C124
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Ng Kin Wah as an Executive For Against Management
Director
2b Reelect Zhu Jia as a Non-Executive For For Management
Director
2c Reelect Ian Andrew Reynolds as a For For Management
Non-Executive Director
2d Reelect Wang Li Hong as a Non-Executive For For Management
Director
2e Reelect Sze Tsai Ping, Michael as an For For Management
Independent Non-Executive Director
2f Reelect Chan Yuk Sang as an Independent For For Management
Non-Executive Director
2g Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
HANG SENG BANK
Ticker: 11 Security ID: Y30327103
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect John C C Chan as Director For For Management
2b Reelect William W Leung as Director For For Management
2c Reelect Eric K C Li as Director For For Management
2d Reelect Vincent H S Lo as Director For For Management
2e Reelect Iain J Mackay as Director For For Management
2f Reelect Dorothy K Y P Sit as Director For For Management
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$ 2.09 Per For For Management
Share
3a Elect John Estmond Strickland as For For Management
Director
3b Elect Wong Sai Hung, Oscar as Director For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6a Approve Remuneration of HK$500,000 and For For Management
HK$350,000 Per Annum Payable to the
Chairman and Each of the Other
Non-executive Directors Respectively
6b Approve Attendance Fee of HK$2,500 Per For For Management
Meeting Payable to the Chairman and
Every Member (Excluding Executive
Director) of Certain Board Committees
7 Amend Articles of Association For Against Management
- --------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 13 Security ID: Y38024108
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Li Tzar Kuoi, Victor as For For Management
Director
3b Reelect Frank John Sixt as Director For Against Management
3c Reelect Michael David Kadoorie as For For Management
Director
3d Reelect George Colin Magnus as Director For For Management
3e Reelect Margaret Leung Ko May Yee as For Against Management
Director
4 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Approve CKH Master Agreement and For For Management
Acquisition of CKH Connected Debt
Securities
7 Approve HSE Master Agreement and For For Management
Acquisition of HSE Connected Debt
Securities
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LTD.
Ticker: 349 Security ID: Y3991T104
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAY 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Wang Lili as Director For For Management
3b Reelect Chen Aiping as Director For For Management
3c Reelect Wong Yue Chim, Richard as For For Management
Director
4 Approve Remuneration of Directors For For Management
5 Reappoint Ernst and Young as Auditors For For Management
and Authorize the Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: SEP 2, 2009 Meeting Type: Special
Record Date: JUL 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection of an Amount For For Management
Equivalent to RMB 3 Billion in ICBC
Financial Leasing Co., Ltd.
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: NOV 27, 2009 Meeting Type: Special
Record Date: OCT 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
Between Industrial and Commercial Bank
of China Ltd. and Bangkok Bank Public
Company Ltd. and the Voluntary Tender
and Delisting Offers and Related
Transactions
2 Elect Malcolm Christopher McCarthy as For For Management
Independent Non-Executive Director
3 Elect Kenneth Patrick Chung as For For Management
Independent Non-Executive Director
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: APR 8, 2010 Meeting Type: Special
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Lili as Executive Director For For Management
2 Approve 2010 Fixed Assets Investment For For Management
Budget
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Work Report of the Board For For Management
of Directors
2 Approve 2009 Work Report of the Board For For Management
of Supervisors
3 Approve 2009 Audited Accounts For For Management
4 Approve 2009 Profit Distribution Plan For For Management
5 Reappoint Ernst and Young and Ernst and For For Management
Young Hua Ming as Auditors and Fix the
Total Audit Fees for 2010 at RMB 159.60
million
6 Approve Capital Management Plan for For For Management
Years 2010 to 2012
7 Approve Issuance of H Shares and A For For Management
Share Convertible Corporate Bonds
(Convertible Bonds)
8a Approve Type of Securities to be Issued For For Management
in Relation to the Issuance of the
Convertible Bonds
8b Approve Issue Size in Relation to the For For Management
Issuance of the Convertible Bonds
8c Approve Nominal Value and Issue Price For For Management
in Relation to the Issuance of the
Convertible Bonds
8d Approve Term in Relation to the For For Management
Issuance of the Convertible Bonds
8e Approve Interest Rate in Relation to For For Management
the Issuance of the Convertible Bonds
8f Approve Timing and Method of Interest For For Management
Payment in Relation to the Issuance of
the Convertible Bonds
8g Approve Conversion Period in Relation For For Management
to the Issuance of the Convertible
Bonds
8h Approve Method for Determining the For For Management
Number of Shares for Conversion in
Relation to the Issuance of the
Convertible Bonds
8i Approve Determination and Adjustment of For For Management
CB Conversion Price in Relation to the
Issuance of the Convertible Bonds
8j Approve Downward Adjustment to CB For For Management
Conversion Price in Relation to the
Issuance of the Convertible Bonds
8k Approve Terms of Redemption in Relation For For Management
to the Issuance of the Convertible
Bonds
8l Approve Terms of Sale Back in Relation For For Management
to the Issuance of the Convertible
Bonds
8m Approve Dividend Rights of the Year of For For Management
Conversion in Relation to the Issuance
of the Convertible Bonds
8n Approve Method of Issuance and Target For For Management
Investors in Relation to the Issuance
of the Convertible Bonds
8o Approve Subscription Arrangement for For For Management
the Existing Holders of A Shares in
Relation to the Issuance of the
Convertible Bonds
8p Approve CB Holders and CB Holders' For For Management
Meetings in Relation to the Issuance of
the Convertible Bonds
8q Approve Use of Proceeds in Relation to For For Management
the Issuance of the Convertible Bonds
8r Approve Special Provisions in Relation For For Management
to Supplementary Capital in Relation to
the Issuance of the Convertible Bonds
8s Approve Security in Relation to the For For Management
Issuance of the Convertible Bonds
8t Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of the Convertible Bonds
8u Approve Matters Relating to For For Management
Authorisation in Relation to the
Issuance of the Convertible Bonds
9 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Public
Issuance of A Share Convertible
Corporate Bonds
10 Approve Utilization Report on the For For Management
Bank's Use of Proceeds from the
Previous Issuance of Securities by the
Bank
11 Approve the Revised Plan on None For Shareholder
Authorisation of the Shareholders'
General Meeting to the Board of
Directors as Set Out in Appendix 1 to
the Supplemental Circular of the Bank
Dated 4 May 2010
- --------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 135 Security ID: G2237F126
Meeting Date: MAR 5, 2010 Meeting Type: Special
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name To Kunlun Energy For For Management
Company Ltd. and Adopt Secondary
Chinese Name
- --------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 135 Security ID: G5320C108
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: MAY 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.07 Per For For Management
Share
3a1 Reelect Zhang Bowen as Director For For Management
3a2 Reelect Liu Xiao Feng as Director For For Management
3b Authorize Directors to Fix the For For Management
Remuneration of Directors
4 Appoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 135 Security ID: G5320C108
Meeting Date: JUN 10, 2010 Meeting Type: Special
Record Date: MAY 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquistion of 55 Percent Equity For For Management
Interest in Jiangsu LNG Company from
PetroChina Company Ltd.
2 Approve Revised Caps of the Continuing For For Management
Connected Transactions
3 Approve Continuing Connected For For Management
Transactions with China National
Petroleum Corporation under the Third
Supplemental Agreement and Related Caps
- --------------------------------------------------------------------------------
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
Ticker: 992 Security ID: Y5257Y107
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Wu Yibing as Director For For Management
2b Reelect Ma Xuezheng as Director For For Management
2c Reelect William O. Grabe as Director For For Management
2d Reelect John W. Barter III as Director For For Management
2e Authorize Board to Fix the Fees of the For For Management
Directors
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
Ticker: 992 Security ID: Y5257Y107
Meeting Date: JAN 22, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement and For For Management
the Issue of Consideration Shares
- --------------------------------------------------------------------------------
LI & FUNG LIMITED
Ticker: 494 Security ID: G5485F144
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAY 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.49 Per For For Management
Share
3a Reelect Victor Fung Kwok King as For For Management
Director
3b Reelect Bruce Philip Rockowitz as For For Management
Director
3c Reelect Paul Edward Selway-Swift as For For Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Increase in Authorized Share For For Management
Capital from HK$100 Million to HK$150
Million by the Creation of 2 Billion
New Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Refreshment of Scheme Mandate For Against Management
Limit Under Share Option Scheme
- --------------------------------------------------------------------------------
LIFESTYLE INTERNATIONAL HOLDINGS LTD.
Ticker: 1212 Security ID: G54856128
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Cheng Kar-shun, Henry as For Against Management
Non-Executive Director
3b Reelect Lau Yuk-wai, Amy as For For Management
Non-Executive Director
3c Reelect Lam Siu-lun, Simon as For For Management
Independent Non-Executive Director
3d Authorize the Board to Fix the For For Management
Remuneration of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
LONGFOR PROPERTIES CO. LTD
Ticker: 960 Security ID: G5635P109
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Wu Yajun as Director For For Management
3b Reelect Lin Chu Chang as Director For For Management
3c Reelect Fung Shengtao as Director For For Management
3d Reelect Chen Kai as Director For For Management
3e Reelect Qin Li Hong as Director For For Management
3f Reelect Chan Chi On as Director For For Management
3g Reelect Frederick Peter Churchouse as For For Management
Director
3h Reelect Xiang Bing as Director For For Management
3i Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
MTR CORPORATION LTD
Ticker: 66 Security ID: Y6146T101
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Vincent Cheng Hoy-chuen as For For Management
Director
3b Reelect Chow Chung-kong as Director For For Management
3c Reelect Chrisitne Fang Meng-sang as For For Management
Director
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 17 Security ID: Y63084126
Meeting Date: DEC 9, 2009 Meeting Type: Annual
Record Date: DEC 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Cheng Kar-Shun, Henry as For For Management
Director
3b Reelect Cha Mou-Sing, Payson as For Against Management
Director
3c Reelect Cheng Kar-Shing, Peter as For For Management
Director
3d Reelect Leung Chi-Kin, Stewart as For Against Management
Director
3e Reelect Chow Kwai-Cheung as Director For For Management
3f Reelect Ki Man-Fung, Leonie as Director For For Management
3g Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Joint Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
NINE DRAGONS PAPER HOLDINGS LTD
Ticker: 2689 Security ID: G65318100
Meeting Date: DEC 3, 2009 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Cheung Yan as Director For For Management
3a2 Reelect Liu Ming Chung as Director For For Management
3a3 Reelect Zhang Cheng Fei as Director For For Management
3a4 Reelect Zhang Yuanfu as Director For For Management
3a5 Reelect Lau Chun Shun as Director For Against Management
3a6 Reelect Gao Jing as Director For For Management
3a7 Reelect Tam Wai Chu, Maria as Director For For Management
3a8 Reelect Chung Shui Ming, Timpson as For For Management
Director
3a9 Reelect Cheng Chi Pang as Director For For Management
3a10 Reelect Wang Hong Bo as Director For For Management
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
ORIENT OVERSEAS INTERNATIONAL LTD.
Ticker: 316 Security ID: G67749153
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Tung Chee Chen as Director For For Management
2b Reelect Tung Lieh Sing Alan as Director For For Management
2c Reelect Wong Yue Chim Richard as For For Management
Director
3 Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
PCD STORES (GROUP) LTD.
Ticker: 331 Security ID: G6956E103
Meeting Date: MAY 31, 2010 Meeting Type: Annual
Record Date: MAY 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Chan Kai Tai Alfred as Director For For Management
2b Reelect Tan Han Kiat Edward as Director For For Management
2c Reelect Lau Kim Yip Tony as Director For For Management
2d Reelect Yu Randolph as Director For For Management
2e Reelect Tai Ainsley as Director For For Management
2f Reelect Li Chang Qing as Director For For Management
2g Authorize Board to Fix the Remuneration For For Management
of Directors
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: Y69790106
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUL 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Specific Mandate to Allot and For For Management
Issue Consideration Shares Under the
Share Purchase Agreement
- --------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: Y69790106
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUL 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Specific Mandate to Allot and For For Management
Issue Consideration Shares Under the
Share Purchase Agreement
- --------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: Y69790106
Meeting Date: DEC 18, 2009 Meeting Type: Special
Record Date: NOV 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bank Deposits Arrangements For For Management
Between the Company and its
Subsidiaries (Group) and The Hongkong
and Shanghai Banking Corp. Ltd. and
Related Annual Caps
2 Approve Bank Deposits Arrangements For For Management
Between the Group and the Industrial
and Commercial Bank of China Ltd. and
Industrial and Commercial Bank of China
(Asia) Ltd. and Related Annual Caps
3 Approve Bank Deposits Arrangements For For Management
Between the Group and Bank of
Communications Co. Ltd. and Related
Annual Caps
4 Approve the Company's Policy on the For For Management
Appointment of Auditors
5 Elect Guo Limin as a Non-Executive For For Management
Director
- --------------------------------------------------------------------------------
POLY (HONG KONG) INVESTMENTS LIMITED (FORMERLY CONTINENTAL M
Ticker: 119 Security ID: Y70620102
Meeting Date: APR 12, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Xue Ming as a Director For For Management
3b Reelect Ye Li Wen as a Director For For Management
3c Reelect Chan Tak Chi, William as a For Against Management
Director
3d Reelect Choy Shu Kwan as a Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
POLY (HONG KONG) INVESTMENTS LIMITED (FORMERLY CONTINENTAL M
Ticker: 119 Security ID: Y70620102
Meeting Date: APR 15, 2010 Meeting Type: Special
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Acquisiton, the Sale and For For Management
Purchase Agreement and the Issue of the
218.8 Million Consideration Shares at a
Price of HK$9.10 Per Consideration
Share
- --------------------------------------------------------------------------------
SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS CO., LTD.
Ticker: 631 Security ID: G78163105
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: JUN 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Mao Zhongwu as Executive For For Management
Director
3b Reelect Liang Jianyi as Executive For For Management
Director
3c Reelect Xiang Wenbo as Non-Executive For For Management
Director
3d Reelect Huang Jianlong as Non-Executive For For Management
Director
3e Reelect Wu Jialiang as Non-Executive For For Management
Director
3f Reelect Xu Yaxiong as Independent For For Management
Non-Executive Director
3g Reelect Ngai Wai Fung as Independent For For Management
Non-Executive Director
3h Reelect Ng Yuk Keung as Independent For For Management
Non-Executive Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
SHUN TAK HOLDINGS LTD.
Ticker: 242 Security ID: Y78567107
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: JUN 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Ho Chiu Fung, Daisy as For For Management
Executive Director
3b Reelect Shum Hong Kuen, David as For Against Management
Executive Director
3c Reelect Ho Tsu Kwok, Charles as For Against Management
Independent Non-Executive Director
4 Authorize the Board to Fix Remuneration For For Management
of Directors
5 Reappoint H.C. Watt and Company Ltd. as For For Management
Auditors and Authorize the Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
SINOPHARM GROUP CO. LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: MAY 31, 2010 Meeting Type: Special
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
SINOPHARM GROUP CO. LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: MAY 31, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountant Co.,
Ltd. as the PRC Auditors and Authorize
Board to Fix Their Remuneration
6 Reappoint PricewaterhouseCoopers For For Management
Certified Public Accountants, Hong Kong
as the International Auditors and
Authorize Board to Fix Their
Remuneration
7 Authorize Board to Fix the Remuneration For For Management
of Directors
8 Elect Chen Qiyu as Non-Executive For Against Management
Director
9 Elect Qian Shunjiang as Supervisor For For Management
10 Approve Transactions Under the Master For For Management
Pharmaceutical Products, Healthcare
Products and Medical Supplies
Procurement Agreement with the
Controlling Shareholder and Related
Annual Caps
11 Approve the Acquisition of Equity For For Management
Interest in Xinjiang Company Under the
Xinjiang Company Agreement
12 Approve the Acquisition of Equity For For Management
Interest in Hubei Yibao Under the Hubei
Yibao Agreement
13 Approve the Acquisition of Transferred For For Management
Business of Industry Company Under the
Industry Company Agreement
14 Approve the Acquisition of Transferred For For Management
Business of Trading Company Under the
Trading Company Agreement
15 Authorize the Board to Acquire and For For Management
Dispoe of the Assets of the Company and
Grant Guarantees in Favor of Third
Parties with an Aggregate Total Value
of Not More than 30 Percent of the
Latest Audited Total Assets of the
Company
16 Amend Articles of Association For For Management
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 16 Security ID: Y82594121
Meeting Date: DEC 3, 2009 Meeting Type: Annual
Record Date: NOV 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Chan Kwok-wai, Patrick as For Against Management
Director
3a2 Reelect Yip Dicky Peter as Director For Against Management
3a3 Reelect Wong Yue-chim, Richard as For For Management
Director
3a4 Reelect Cheung Kin-tung, Marvin as For For Management
Director
3a5 Reelect Li Ka-cheung, Eric as Director For For Management
3a6 Reelect Po-shing Woo as Director For For Management
3a7 Reelect Kwan Cheuk-yin, William as For For Management
Director
3a8 Reelect Lo Chiu-chun, Clement as For For Management
Director
3a9 Reelect Kwok Ping-kwong, Thomas as For For Management
Director
3b Authorize Board to Fix Directors' Fees For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
TAIWAN FERTILIZER CO., LTD.
Ticker: 1722 Security ID: Y84171100
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Financial Statements For For Management
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties and Endorsement
and Guarantee
5 Transact Other Business None None Management
- --------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO., LTD.
Ticker: 669 Security ID: Y8563B159
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.045 Per For For Management
Share
3a Reelect Roy Chi Ping Chung as Group For For Management
Executive Director
3b Reelect Patrick Kin Wah Chan as Group For For Management
Executive Director
3c Reelect Vincent Ting Kau Cheung For For Management
Non-Executive Director
3d Reelect Joel Arthur Schleicher as For For Management
Independent Non-Executive Director
3e Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize the Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572148
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Reelect Zhang Zhidong as Director For For Management
3a2 Reelect Charles St Leger Searle as For For Management
Director
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED
Ticker: 3382 Security ID: G88680106
Meeting Date: JUL 15, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital from HK$500 Million toHK$1.2
Billion by the Creation of an
Additional 7 Billion Shares of HK$0.10
Each
2 Approve Sale and Purchase Agreement, For For Management
Option Agreement, and Proposed
Transaction
3 Approve Property Lease Framework For For Management
Agreement and Related Annual Caps
4 Approve Integrated Services Framework For For Management
Agreement and Related Annual Caps
5 Approve Procurement Framework Agreement For For Management
and Related Annual Caps
6 Approve China Coal Cargo Handling For For Management
Services Framework Agreement and
Related Annual Caps
7 Approve Financial Services Framework For Against Management
Agreement and Related Annual Caps
- --------------------------------------------------------------------------------
TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED
Ticker: 3382 Security ID: G88680106
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Reelect Yu Rumin as Director For For Management
2a2 Reelect Tian Changsong as Director For For Management
2a3 Reelect Li Quanyong as Director For For Management
2a4 Reelect Dai Yan as Director For For Management
2a5 Reelect Japhet Sebastian Law as For For Management
Director
2a6 Reelect Cheng Chi Pang Leslie as For For Management
Director
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
WHARF (HOLDINGS) LTD.
Ticker: 4 Security ID: Y8800U127
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: JUN 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Edward K. Y. Chen as Director For For Management
3b Reelect Raymond K. F. Ch'ien as For Against Management
Director
3c Reelect T. Y. Ng as Director For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
WING HANG BANK LTD
Ticker: 302 Security ID: Y9588K109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.50 Per For For Management
Share
3a Reelect Fung Yuk Bun Patrick as For For Management
Director
3b Reelect Frank John Wang as Director For For Management
3c Reelect Tung Chee Chen as Director For Against Management
4 Authorize Board to Fix the Remuneration For For Management
of Directors
5 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Amend Articles of Association For For Management
10 Adopt Amended and Restated Articles of For For Management
Association
- --------------------------------------------------------------------------------
YANLORD LAND GROUP LTD
Ticker: Z25 Security ID: Y9729A101
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.0168 For For Management
Per Share
3 Approve Directors' Fees SGD 400,000 for For For Management
the Year Ended Dec. 31, 2009 (2008: SGD
400,000)
4a Reelect Zhong Sheng Jian as Director For For Management
4b Reelect Hong Zhi Hua as Director For For Management
4c Reelect Ng Jui Ping as Director For For Management
5 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Approve Issuance of Shares without For For Management
Preemptive Rights at a Discount of Up
to 20 Percent of the Weighted Average
Price Per Share
8 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Yanlord Land
Group Share Option Scheme 2006
9 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 600188 Security ID: Y97417102
Meeting Date: OCT 30, 2009 Meeting Type: Special
Record Date: SEP 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Acquisition Through Austar Coal For For Management
Mine Pty Ltd. of the Entire Equity
Interest in Felix Resources Ltd. By Way
of a Scheme of Arrangement
(Transaction)
1b Approve that All Resolutions Passed at For For Management
the EGM shall be Valid for a Period of
12 Months from the Date of Passing
2 Approve Material Asset Restructuring For For Management
Report
3 Approve Grant of a Bank Loan by Bank of For For Management
China, Sydney Branch of AUD 3.3 Billion
to Finance the Consideration Under the
Transaction; and the Provision by
Yankuang Group Corp. Ltd. of a
Counter-Guarantee to the Company
4 Authorize Board to Do All Such Acts and For For Management
Things Necessary to Implement the
Transaction
- --------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO LTD
Ticker: 3898 Security ID: Y9892N104
Meeting Date: DEC 18, 2009 Meeting Type: Special
Record Date: NOV 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Short-Term Debt For Against Management
Financing Instruments in the Aggregate
Principal Amount of Up to RMB 1 Billion
for the Two Years Ending Dec. 31, 2011
(Short-Term Debt Financing Instruments
Issuance)
2 Approve, Ratify and Confirm the Actions For Against Management
and Steps Taken by the Board with
Respect to the Short-Term Debt
Financing Instruments Issuance
- --------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO LTD
Ticker: 3898 Security ID: Y9892N104
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Final Dividend
5 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Reelect Li Donglin as Executive For For Management
Director and Authorize Board to Approve
His Remuneration
7 Reelect Deng Huijin as Non-Executive For For Management
Director and Authorize Board to Approve
His Remuneration
8 Elect He Wencheng as Shareholders' For For Management
Representative Supervisor and Authorize
Board to Approve His Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
Ticker: 2899 Security ID: Y9892H107
Meeting Date: NOV 5, 2009 Meeting Type: Special
Record Date: OCT 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-Term Notes For For Management
and Short-Term Notes with a Total
Aggregate Principal Amount Not
Exceeding RMB 7.5 Billion within the
Validity Period of the Mandate
2 Amend Articles of Association For For Management
3a Elect Chen Jinghe as Director For For Management
3b Elect Luo Yingnan as Director For For Management
3c Elect Liu Xiaochu as Director For For Management
3d Elect Lan Fusheng as Director For For Management
3e Elect Huang Xiaodong as Director For For Management
3f Elect Zou Laichang as Director For For Management
3g Elect Peng Jiaqing as Director For For Management
3h Elect Su Congfu as Director For For Management
3i Elect Chen Yuchuan as Director For For Management
3j Elect Lin Yongjing as Director For For Management
3k Elect Wang Xiaojun as Director For For Management
4a Elect Lin Shuiqing as Supervisor For For Management
4b Elect Xu Qiang as Supervisor For For Management
4c Elect Lin Xinxi as Supervisor For For Management
5 Authorize Board to Fix the Remuneration For For Management
of Directors and Supervisors
6 Approve Participation in the Bid of 50 For For Management
Percent Shares Transfer of Zijin Copper
- --------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Report of the President of the For For Management
Company
5 Accept Final Financial Accounts For For Management
6 Approve Application to the Bank of For Against Management
China Ltd., Shenzhen Branch for a RMB
24.9 Billion Composite Credit Facility
7a Reappoint Ernst & Young Hua Ming as the For For Management
PRC Auditors and Authorize Board to Fix
Their Remuneration
7b Reappoint Ernst & Young as the Hong For For Management
Kong Auditors and Authorize Board to
Fix Their Remuneration
8 Reelect Timothy Alexander Steinart as For For Management
Independent Director
9 Approve Adjustment of Allowance Granted For For Management
to the Independent Directors
10 Approve the 2010 Investment Quota for None For Shareholder
Fixed-income Derivatives
11 Approve Profit Distribution Proposal For For Management
and Capitalization from Capital
Reserves of the Company for 2009
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13a Amend Articles Re: Issued Share Capital For For Management
and Registered Capital
13b Ammend Articles of Association and For For Management
Process Any Changes in Registration
Capital
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
The Greater China Fund, Inc.
By
/s/ Brian Corris*
(Jonathan D. Shain)
Brian Corris, President
Date: August 10, 2010
*Power of Attorney
The undersigned Officer of The Asia Pacific Fund, Inc. and The Greater
China Fund, Inc. (collectively, the "Funds"), hereby constitute, appoint
and authorize each of, Deborah A. Docs, Andrew R. French, and Jonathan D.
Shain, as true and lawful agents and attorneys-in-fact, to sign, execute
and deliver on his or her behalf in the appropriate capacities indicated,
any Registration Statements of the Funds on the appropriate forms, any and
all amendments thereto (including pre- and post-effective amendments), and
any and all supplements or other instruments in connection therewith,
including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same,
with all exhibits thereto, with the Securities and Exchange Commission
(the "SEC") and the securities regulators of appropriate states and
territories, and generally to do all such things in his name and behalf in
connection therewith as said attorney-in-fact deems necessary or appropriate
to comply with the provisions of the Securities Act of 1933, section 16(a)
of the Securities Exchange Act of 1934 and the Investment Company Act of
1940, all related requirements of the SEC and all requirements of appropriate
states and territories. The undersigned do hereby give to said agents and
attorneys-in-fact full power and authority to act in these premises,
including, but not limited to, the power to appoint a substitute or
substitutes to act hereunder with the same power and authority as said agents
and attorneys-in-fact would have if personally acting. The undersigned do
hereby approve, ratify and confirm all that said agents and attorneys-in-
fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Brian A. Corris
Brian A. Corris
Dated: August 10, 2010