FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04864
Prudential Investment Portfolios 7
(Exact name of registrant as specified in charter)
100 Mulberry Street, Gateway Center Three, 4 th Floor, Newark, NJ 07102
(Address of principal executive offices) (Zip Code)
Jonathan D. Shain, Esq.
100 Mulberry Street, Gateway Center Three, 4 th Floor, Newark, NJ 07102
(Name and address of agent for service)
Registrant's telephone number, including area code: 973-802-6469
Date of fiscal year-end: August 31
Date of reporting period: June 30, 2010
Item 1. Proxy Voting Record
In determining votes against management, any ballot that management did not
make a recommendation is considered to be "FOR" regardless of the vote cast.
Any "Abstain" vote cast is considered as voted, and to be against the
management recommendation.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04864
Reporting Period: 07/01/2009 - 06/30/2010
Prudential Investment Portfolios 7
============ PRUDENTIAL JENNISON VALUE FUND - SUB-ADVISER: JENNISON ============
ADVANCED MICRO DEVICES
Ticker: AMD Security ID: 7903107
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - BRUCE L. CLAFLIN For For Management
1B Elect Nominee - W. MICHAEL BARNES For For Management
1C Elect Nominee - JOHN E. CALDWELL For For Management
1D Elect Nominee - CRAIG A. CONWAY For For Management
1E Elect Nominee - NICHOLAS M. DONOFRIO For For Management
1F Elect Nominee - H. PAULETT EBERHART For For Management
1G Elect Nominee - DERRICK R. MEYER For For Management
1H Elect Nominee - WALEED AL MUHAIRI For For Management
1I Elect Nominee - ROBERT B. PALMER For For Management
2 Ratify Appointment of Auditors For For Management
3 Add Shares to 2004 Equity Incentive For For Management
Plan
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AETNA INC
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
6 Adopt Cumulative Voting Against Against Shareholder
7 Appoint Separate/Independent Board Against Against Shareholder
Chair
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AETNA INC
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - FRANK M. CLARK For For Management
1B Elect Nominee - BETSY Z. COHEN For For Management
1C Elect Nominee - MOLLY J. COYE, M.D. For For Management
1D Elect Nominee - ROGER N. FARAH For For Management
1E Elect Nominee - BARBARA HACKMAN For For Management
FRANKLIN
1F Elect Nominee - JEFFREY E. GARTEN For For Management
1G Elect Nominee - EARL G. GRAVES For For Management
1H Elect Nominee - GERALD GREENWALD For For Management
1I Elect Nominee - ELLEN M. HANCOCK For For Management
1J Elect Nominee - RICHARD J. HARRINGTON For For Management
1K Elect Nominee - EDWARD J. LUDWIG For For Management
1L Elect Nominee - JOSEPH P. NEWHOUSE For For Management
1M Elect Nominee - RONALD A. WILLIAMS For For Management
2 Ratify Appointment of Auditors For For Management
3 Approve 2010 Stock Incentive Plan For For Management
4 Approve 2010 Non-Employee Director For For Management
Compensation Plan
5 Reapprove Incentive Plan/Performance For For Management
Criteria
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AMGEN INC
Ticker: AMGN Security ID: 31162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3B Adopt Holding Period/Retention Ratio Against Abstain Shareholder
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AMGEN INC
Ticker: AMGN Security ID: 31162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - DR. DAVID BALTIMORE For For Management
1B Elect Nominee - MR. FRANK J. BIONDI, For For Management
JR.
1C Elect Nominee - MR. FRANCOIS DE For For Management
CARBONNEL
1D Elect Nominee - MR. JERRY D. CHOATE For For Management
1E Elect Nominee - DR. VANCE D. COFFMAN For For Management
1F Elect Nominee - MR. FREDERICK W. GLUCK For For Management
1G Elect Nominee - DR. REBECCA M. For For Management
HENDERSON
1H Elect Nominee - MR. FRANK C. HERRINGER For For Management
1I Elect Nominee - DR. GILBERT S. OMENN For For Management
1J Elect Nominee - MS. JUDITH C. PELHAM For For Management
1K Elect Nominee - ADM. J. PAUL REASON, For For Management
USN (RETIRED)
1L Elect Nominee - MR. LEONARD D. For For Management
SCHAEFFER
1M Elect Nominee - MR. KEVIN W. SHARER For For Management
2 Ratify Appointment of Auditors For For Management
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AMGEN INC
Ticker: AMGN Security ID: 31162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3A Allow Shareholders to Act by Written Against For Shareholder
Consent
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ANADARKO PETROLEUM CORP
Ticker: APC Security ID: 32511107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Amend EEO Policy to Include Sexual Against Against Shareholder
Orientation
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ANADARKO PETROLEUM CORP
Ticker: APC Security ID: 32511107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - H. PAULETT EBERHART For For Management
1B Elect Nominee - PRESTON M. GEREN III For For Management
1C Elect Nominee - JAMES T. HACKETT For For Management
2 Ratify Appointment of Auditors For For Management
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ANADARKO PETROLEUM CORP
Ticker: APC Security ID: 32511107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Approve Reimbursement of Expenses in Against For Shareholder
Proxy Contests
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APACHE CORP
Ticker: APA Security ID: 37411105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nominee - EUGENE C. FIEDOREK For For Management
2 Elect Nominee - PATRICIA ALBJERG GRAHAM For For Management
3 Elect Nominee - F.H. MERELLI For For Management
4 Ratify Appointment of Auditors For For Management
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ARCH CAPITAL GROUP LTD
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - W. BRAGIN For For Management
1.2 Elect Nominee - J. BUNCE, JR. For For Management
1.3 Elect Nominee - S. CARNEY For For Management
1.4 Elect Subsidiary Director(s) For For Management
1.5 Elect Subsidiary Director(s) For For Management
1.6 Elect Subsidiary Director(s) For For Management
1.7 Elect Subsidiary Director(s) For For Management
1.8 Elect Subsidiary Director(s) For For Management
1.9 Elect Subsidiary Director(s) For For Management
1.10 Elect Subsidiary Director(s) For For Management
1.11 Elect Subsidiary Director(s) For For Management
1.12 Elect Subsidiary Director(s) For For Management
1.13 Elect Subsidiary Director(s) For For Management
1.14 Elect Subsidiary Director(s) For For Management
1.15 Elect Subsidiary Director(s) For For Management
1.16 Elect Subsidiary Director(s) For For Management
1.17 Elect Subsidiary Director(s) For For Management
1.18 Elect Subsidiary Director(s) For For Management
1.19 Elect Subsidiary Director(s) For For Management
1.20 Elect Subsidiary Director(s) For For Management
1.21 Elect Subsidiary Director(s) For For Management
1.22 Elect Subsidiary Director(s) For For Management
1.23 Elect Subsidiary Director(s) For For Management
1.24 Elect Subsidiary Director(s) For For Management
1.25 Elect Subsidiary Director(s) For For Management
1.26 Elect Subsidiary Director(s) For For Management
1.27 Elect Subsidiary Director(s) For For Management
1.28 Elect Subsidiary Director(s) For For Management
1.29 Elect Subsidiary Director(s) For For Management
1.30 Elect Subsidiary Director(s) For For Management
1.31 Elect Subsidiary Director(s) For For Management
1.32 Elect Subsidiary Director(s) For For Management
1.33 Elect Subsidiary Director(s) For For Management
2 Amend Governing Documents - For For Management
Modernize/Clarify
3 Ratify Appointment of Auditors For For Management
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AXIS CAPITAL HOLDINGS LTD
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - GEOFFREY BELL For For Management
1.2 Elect Nominee - CHRISTOPHER V. GREETHAM For For Management
1.3 Elect Nominee - MAURICE A. KEANE For For Management
1.4 Elect Nominee - HENRY B. SMITH For For Management
2 Ratify Appointment of Auditors For For Management
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BANK OF AMERICA CORP
Ticker: BAC Security ID: 60505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
6 Disclose Prior Government Employment Against Against Shareholder
7 Report on Executive Compensation - Against Against Shareholder
Non-Deductible Compensation
9 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
10 Review/Report on Succession Planning Against Against Shareholder
Policy
12 Recoup Unearned Management Bonuses Against Against Shareholder
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BANK OF AMERICA CORP
Ticker: BAC Security ID: 60505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - SUSAN S. BIES For For Management
1B Elect Nominee - WILLIAM P. BOARDMAN For For Management
1C Elect Nominee - FRANK P. BRAMBLE, SR. For For Management
1D Elect Nominee - VIRGIS W. COLBERT For For Management
1E Elect Nominee - CHARLES K. GIFFORD For For Management
1F Elect Nominee - CHARLES O. HOLLIDAY, For For Management
JR.
1G Elect Nominee - D. PAUL JONES, JR. For For Management
1H Elect Nominee - MONICA C. LOZANO For For Management
1I Elect Nominee - THOMAS J. MAY For For Management
1J Elect Nominee - BRIAN T. MOYNIHAN For For Management
1K Elect Nominee - DONALD E. POWELL For For Management
1L Elect Nominee - CHARLES O. ROSSOTTI For For Management
1M Elect Nominee - ROBERT W. SCULLY For For Management
2 Ratify Appointment of Auditors For For Management
3 Increase Common Stock For For Management
4 Ratify Executive Compensation For For Management
5 A d d S h a r e s / A m e n d 2 0 0 For For Management
0 N o n - E m p l o y e e D i r e c
t o r s S t o c k O p t i o n P
l a n
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BANK OF AMERICA CORP
Ticker: BAC Security ID: 60505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
8 Allow Shareholders to Call Special Against For Shareholder
Meeting
11 Report on Over-the-Counter Against For Shareholder
DerivativesTrades
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BANK OF NEW YORK MELLON CORP
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Adopt Cumulative Voting Against Against Shareholder
6 Allow Shareholder Approval of Severance Against Against Shareholder
Agreements
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BANK OF NEW YORK MELLON CORP
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - RUTH E. BRUCH For For Management
1.2 Elect Nominee - NICHOLAS M. DONOFRIO For For Management
1.3 Elect Nominee - GERALD L. HASSELL For For Management
1.4 Elect Nominee - EDMUND F. KELLY For For Management
1.5 Elect Nominee - ROBERT P. KELLY For For Management
1.6 Elect Nominee - RICHARD J. KOGAN For For Management
1.7 Elect Nominee - MICHAEL J. KOWALSKI For For Management
1.8 Elect Nominee - JOHN A. LUKE, JR. For For Management
1.9 Elect Nominee - ROBERT MEHRABIAN For For Management
1.10 Elect Nominee - MARK A. NORDENBERG For For Management
1.11 Elect Nominee - CATHERINE A. REIN For For Management
1.12 Elect Nominee - WILLIAM C. RICHARDSON For For Management
1.13 Elect Nominee - SAMUEL C. SCOTT III For For Management
1.14 Elect Nominee - JOHN P. SURMA For For Management
1.15 Elect Nominee - WESLEY W. VON SCHACK For For Management
2 Ratify Executive Compensation For For Management
3 Ratify Appointment of Auditors For For Management
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BANK OF NEW YORK MELLON CORP
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Adopt Holding Period/Retention Ratio Against For Shareholder
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BAXTER INTERNATIONAL INC
Ticker: BAX Security ID: 71813109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - BLAKE E. DEVITT For For Management
1B Elect Nominee - JOHN D. FORSYTH For For Management
1C Elect Nominee - GAIL D. FOSLER For For Management
1D Elect Nominee - CAROLE J. SHAPAZIAN For For Management
2 Ratify Appointment of Auditors For For Management
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BAXTER INTERNATIONAL INC
Ticker: BAX Security ID: 71813109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Eliminate Supermajority Vote Against For Shareholder
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BERKSHIRE HATHAWAY INC DEL
Ticker: BRK.B Security ID: 084670207
Meeting Date: JAN 20, 2010 Meeting Type: Special
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
2 Amend Governing Documents - For For Management
Modernize/Clarify
3 Reduce Par Value For For Management
4 Increase Dual Class Common Stock For For Management
5 Amend Governing Documents - For For Management
Modernize/Clarify
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BERKSHIRE HATHAWAY INC DEL
Ticker: BRK.B Security ID: 84670702
Meeting Date: MAY 1, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - WARREN E. BUFFETT For For Management
1.2 Elect Nominee - CHARLES T. MUNGER For For Management
1.3 Elect Nominee - HOWARD G. BUFFETT For For Management
1.4 Elect Nominee - STEPHEN B. BURKE For For Management
1.5 Elect Nominee - SUSAN L. DECKER For For Management
1.6 Elect Nominee - WILLIAM H. GATES III For For Management
1.7 Elect Nominee - DAVID S. GOTTESMAN For For Management
1.8 Elect Nominee - CHARLOTTE GUYMAN For For Management
1.9 Elect Nominee - DONALD R. KEOUGH For For Management
1.10 Elect Nominee - THOMAS S. MURPHY For For Management
1.11 Elect Nominee - RONALD L. OLSON For For Management
1.12 Elect Nominee - WALTER SCOTT, JR. For For Management
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BLOCK H & R INC
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 24, 2009 Meeting Type: Annual
Record Date: AUG 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - ALAN M. BENNETT For For Management
1B Elect Nominee - THOMAS M. BLOCH For For Management
1C Elect Nominee - RICHARD C. BREEDEN For For Management
1D Elect Nominee - ROBERT A. GERARD For For Management
1E Elect Nominee - LEN J. LAUER For For Management
1F Elect Nominee - DAVID B. LEWIS For For Management
1G Elect Nominee - TOM D. SEIP For For Management
1H Elect Nominee - L. EDWARD SHAW, JR. For For Management
1I Elect Nominee - RUSSELL P. SMYTH For For Management
1J Elect Nominee - CHRISTIANNA WOOD For For Management
2 Ratify Executive Compensation For For Management
3 Add Shares to 2003 Long-Term Executive For For Management
Compensation Plan
4 Ratify Appointment of Auditors For For Management
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BUNGE LTD
Ticker: BG Security ID: G16962105
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - JORGE BORN, JR. For For Management
1B Elect Nominee - BERNARD DE LA TOUR D For For Management
AUVERGNE LAURAGUAIS
1C Elect Nominee - WILLIAM ENGELS For For Management
1D Elect Nominee - L. PATRICK LUPO For For Management
2 Ratify Appointment of Auditors For For Management
3 Approve Annual Incentive Plan For For Management
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CA INC
Ticker: CA Security ID: 12673P105
Meeting Date: SEP 14, 2009 Meeting Type: Annual
Record Date: JUL 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - RAYMOND J. BROMARK For For Management
1B Elect Nominee - GARY J. FERNANDES For For Management
1C Elect Nominee - KAY KOPLOVITZ For For Management
1D Elect Nominee - CHRISTOPHER B. LOFGREN For For Management
1E Elect Nominee - WILLIAM E. MCCRACKEN For For Management
1F Elect Nominee - JOHN A. SWAINSON For For Management
1G Elect Nominee - LAURA S. UNGER For For Management
1H Elect Nominee - ARTHUR F. WEINBACH For For Management
1I Elect Nominee - RENATO (RON) ZAMBONINI For For Management
2 Ratify Appointment of Auditors For For Management
3 Defer Bonus Payment Against Abstain Shareholder
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CANADIAN NATURAL RESOURCES
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 6, 2010 Meeting Type: Special
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Amend Employee Stock Option Plan For Against Management
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CANADIAN NATURAL RESOURCES
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 6, 2010 Meeting Type: Special
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - CATHERINE M. BEST For For Management
1.2 Elect Nominee - N. MURRAY EDWARDS For For Management
1.3 Elect Nominee - HON. GARY A. FILMON For For Management
1.4 Elect Nominee - AMB. GORDON D. GIFFIN For For Management
1.5 Elect Nominee - STEVE W. LAUT For For Management
1.6 Elect Nominee - KEITH A.J. MACPHAIL For For Management
1.7 Elect Nominee - ALLAN P. MARKIN For For Management
1.8 Elect Nominee - HON. FRANK J. MCKENNA For For Management
1.9 Elect Nominee - JAMES S. PALMER For For Management
1.10 Elect Nominee - ELDON R. SMITH For For Management
1.11 Elect Nominee - DAVID A. TUER For For Management
2 Ratify Appointment of Auditors For For Management
3 Approve Stock Split For For Management
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CHECK POINT SOFTWARE TECHN
Ticker: CHKP Security ID: M22465104
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect/Appoint Director For For Management
1.2 Elect/Appoint Director For For Management
1.3 Elect/Appoint Director For For Management
1.4 Elect/Appoint Director For For Management
1.5 Elect/Appoint Director For For Management
1.6 Elect/Appoint Director For For Management
2A Elect/Appoint Director For For Management
2B Elect/Appoint Director For For Management
3 Appoint Chairman For For Management
4 Approve Appointment of Auditors For For Management
5 Approve Directors' Remuneration For For Management
5A Controlling Shareholder None Abstain Management
5B Personal Interest in Proposal - For = None Abstain Management
Yes, No - Against
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COMCAST CORP
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Adopt Cumulative Voting Against Against Shareholder
5 Review/Report on Succession Planning Against Against Shareholder
Policy
6 Appoint Separate/Independent Board Against Against Shareholder
Chair
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COMCAST CORP
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - S. DECKER ANSTROM For For Management
1.2 Elect Nominee - KENNETH J. BACON For For Management
1.3 Elect Nominee - SHELDON M. BONOVITZ For For Management
1.4 Elect Nominee - EDWARD D. BREEN For For Management
1.5 Elect Nominee - JULIAN A. BRODSKY For For Management
1.6 Elect Nominee - JOSEPH J. COLLINS For For Management
1.7 Elect Nominee - J. MICHAEL COOK For For Management
1.8 Elect Nominee - GERALD L. HASSELL For For Management
1.9 Elect Nominee - JEFFREY A. HONICKMAN For For Management
1.10 Elect Nominee - BRIAN L. ROBERTS For For Management
1.11 Elect Nominee - RALPH J. ROBERTS For For Management
1.12 Elect Nominee - DR. JUDITH RODIN For For Management
1.13 Elect Nominee - MICHAEL I. SOVERN For For Management
2 Ratify Appointment of Auditors For For Management
3 Reapprove Incentive Plan/Performance For For Management
Criteria
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CONAGRA FOODS INC
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2009 Meeting Type: Annual
Record Date: JUL 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - MOGENS C. BAY For For Management
1.2 Elect Nominee - STEPHEN G. BUTLER For For Management
1.3 Elect Nominee - STEVEN F. GOLDSTONE For For Management
1.4 Elect Nominee - JOIE A. GREGOR For For Management
1.5 Elect Nominee - RAJIVE JOHRI For For Management
1.6 Elect Nominee - W.G. JURGENSEN For For Management
1.7 Elect Nominee - RICHARD H. LENNY For For Management
1.8 Elect Nominee - RUTH ANN MARSHALL For For Management
1.9 Elect Nominee - GARY M. RODKIN For For Management
1.10 Elect Nominee - ANDREW J. SCHINDLER For For Management
1.11 Elect Nominee - KENNETH E. STINSON For For Management
2 Approve 2009 Stock Plan For Against Management
3 Approve Executive Incentive Plan For Against Management
4 Ratify Appointment of Auditors For For Management
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DOW CHEMICAL
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Report on Environmental Remediation of Against Against Shareholder
Midlands
5 Adopt Holding Period/Retention Ratio Against Against Shareholder
6 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
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DOW CHEMICAL
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - ARNOLD A. ALLEMANG For For Management
1B Elect Nominee - JACQUELINE K. BARTON For For Management
1C Elect Nominee - JAMES A. BELL For For Management
1D Elect Nominee - JEFF M. FETTIG For For Management
1E Elect Nominee - BARBARA H. FRANKLIN For For Management
1F Elect Nominee - JOHN B. HESS For For Management
1G Elect Nominee - ANDREW N. LIVERIS For For Management
1H Elect Nominee - PAUL POLMAN For For Management
1I Elect Nominee - DENNIS H. REILLEY For For Management
1J Elect Nominee - JAMES M. RINGLER For For Management
1K Elect Nominee - RUTH G. SHAW For For Management
1L Elect Nominee - PAUL G. STERN For For Management
2 Ratify Appointment of Auditors For For Management
3 Amend Shareholders' Right to Call For For Management
Special Meeting
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ENTERGY CORP
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - M.S. BATEMAN For For Management
1B Elect Nominee - W.F. BLOUNT For For Management
1C Elect Nominee - G.W. EDWARDS For For Management
1D Elect Nominee - A.M. HERMAN For For Management
1E Elect Nominee - D.C. HINTZ For For Management
1F Elect Nominee - J.W. LEONARD For For Management
1G Elect Nominee - S.L. LEVENICK For For Management
1H Elect Nominee - S.C. MYERS For For Management
1I Elect Nominee - J.R. NICHOLS For For Management
1J Elect Nominee - W.A. PERCY, II For For Management
1K Elect Nominee - W.J. TAUZIN For For Management
1L Elect Nominee - S.V. WILKINSON For For Management
2 Ratify Appointment of Auditors For For Management
3 Reapprove Incentive Plan/Performance For For Management
Criteria for OBRA
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EOG RESOURCES INC
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
6 Report on the Environmental Impacts of Against Against Shareholder
Hydraulic Fracking
7 Adopt Holding Period/Retention Ratio Against Against Shareholder
8 Limit Executive Compensation - Against Against Shareholder
Accelerated Vesting
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EOG RESOURCES INC
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - GEORGE A. ALCORN For For Management
1B Elect Nominee - CHARLES R. CRISP For For Management
1C Elect Nominee - JAMES C. DAY For For Management
1D Elect Nominee - MARK G. PAPA For For Management
1E Elect Nominee - H. LEIGHTON STEWARD For For Management
1F Elect Nominee - DONALD F. TEXTOR For For Management
1G Elect Nominee - FRANK G. WISNER For For Management
2 Ratify Appointment of Auditors For For Management
3 Add Shares/Amend 2008 Ombinus Equity For For Management
Compensation Plan
4 Add Shares/Amend Employee Stock For For Management
Purchase Plan
5 Reapprove Incentive Plan/Performance For For Management
Criteria
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GOLDMAN SACHS GROUP INC
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
6 Adopt Cumulative Voting Against Against Shareholder
7 Report on Over-the-Counter Derivatives Against Against Shareholder
Trades
8 Appoint Separate/Independent Board Against Against Shareholder
Chair
9 Review/Report on Political Against Against Shareholder
Contributions
10 Report on Global Warming Science Against Against Shareholder
11 Report on Pay Disparity Against Against Shareholder
12 Adopt Holding Period/Retention Ratio Against Against Shareholder
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GOLDMAN SACHS GROUP INC
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - LLOYD C. BLANKFEIN For For Management
1B Elect Nominee - JOHN H. BRYAN For For Management
1C Elect Nominee - GARY D. COHN For For Management
1D Elect Nominee - CLAES DAHLBACK For For Management
1E Elect Nominee - STEPHEN FRIEDMAN For For Management
1F Elect Nominee - WILLIAM W. GEORGE For For Management
1G Elect Nominee - JAMES A. JOHNSON For For Management
1H Elect Nominee - LOIS D. JULIBER For For Management
1I Elect Nominee - LAKSHMI N. MITTAL For For Management
1J Elect Nominee - JAMES J. SCHIRO For For Management
1K Elect Nominee - H. LEE SCOTT, JR. For For Management
2 Ratify Appointment of Auditors For For Management
3 Ratify Executive Compensation For For Management
4 Eliminate Supermajority Vote For For Management
5 Approve Shareholders' Right to Call For For Management
Special Meeting
- --------------------------------------------------------------------------------
GOODYEAR TIRE & RUBBER CO
Ticker: GT Security ID: 382550101
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - JAMES C. BOLAND For For Management
1B Elect Nominee - JAMES A. FIRESTONE For For Management
1C Elect Nominee - ROBERT J. KEEGAN For For Management
1D Elect Nominee - RICHARD J. KRAMER For For Management
1E Elect Nominee - W. ALAN MCCOLLOUGH For For Management
1F Elect Nominee - DENISE M. MORRISON For For Management
1G Elect Nominee - RODNEY O NEAL For For Management
1H Elect Nominee - SHIRLEY D. PETERSON For For Management
1I Elect Nominee - STEPHANIE A. STREETER For For Management
1J Elect Nominee - G. CRAIG SULLIVAN For For Management
1K Elect Nominee - THOMAS H. WEIDEMEYER For For Management
1L Elect Nominee - MICHAEL R. WESSEL For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
HESS CORP
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Review/Report on Political Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
HESS CORP
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - N.F. BRADY For For Management
1.2 Elect Nominee - G.P. HILL For For Management
1.3 Elect Nominee - T.H. KEAN For For Management
1.4 Elect Nominee - F.A. OLSON For For Management
2 Ratify Appointment of Auditors For For Management
3 Add Shares 2008 Long-Term Incentive For For Management
Plan
- --------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - EDGAR BRONFMAN, JR. For For Management
1.2 Elect Nominee - BARRY DILLER For For Management
1.3 Elect Nominee - VICTOR A. KAUFMAN For For Management
1.4 Elect Nominee - DONALD R. KEOUGH* For For Management
1.5 Elect Nominee - BRYAN LOURD* For For Management
1.6 Elect Nominee - ARTHUR C. MARTINEZ For For Management
1.7 Elect Nominee - DAVID ROSENBLATT For For Management
1.8 Elect Nominee - ALAN G. SPOON* For For Management
1.10 Elect Nominee - RICHARD F. ZANNINO For For Management
1.11 Elect Nominee - MICHAEL P. ZEISSER For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.9 Elect Nominee - A. VON FURSTENBERG For Withhold Management
- --------------------------------------------------------------------------------
JOHNSON CONTROLS INC
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 27, 2010 Meeting Type: Annual
Record Date: NOV 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - DAVID P. ABNEY For For Management
1.2 Elect Nominee - ROBERT L. BARNETT For For Management
1.3 Elect Nominee - E.C. REYES-RETANA For For Management
1.4 Elect Nominee - JEFFREY A. JOERRES For For Management
2 Ratify Appointment of Auditors For For Management
3 Adopt Majority Vote to Elect Directors Against For Shareholder
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Re-affirm Political Non-Partisanship Against Against Shareholder
6 Report on Over-the-Counter Against Against Shareholder
DerivativesTrades
8 Appoint Separate/Independent Board Against Against Shareholder
Chair
9 Report on Pay Disparity Against Against Shareholder
10 Adopt Holding Period/Retention Ratio Against Against Shareholder
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - CRANDALL C. BOWLES For For Management
1B Elect Nominee - STEPHEN B. BURKE For For Management
1C Elect Nominee - DAVID M. COTE For For Management
1D Elect Nominee - JAMES S. CROWN For For Management
1E Elect Nominee - JAMES DIMON For For Management
1F Elect Nominee - ELLEN V. FUTTER For For Management
1G Elect Nominee - WILLIAM H. GRAY, III For For Management
1H Elect Nominee - LABAN P. JACKSON, JR. For For Management
1I Elect Nominee - DAVID C. NOVAK For For Management
1J Elect Nominee - LEE R. RAYMOND For For Management
1K Elect Nominee - WILLIAM C. WELDON For For Management
2 Ratify Appointment of Auditors For For Management
3 Ratify Executive Compensation For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Allow Shareholders to Call Special Against For Shareholder
Meeting
7 Allow Shareholders to Act by Written Against For Shareholder
Consent
- --------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - WILLIAM G. BARES For For Management
1.2 Elect Nominee - JOSEPH A. CARRABBA For For Management
1.3 Elect Nominee - CAROL A. CARTWRIGHT For For Management
1.4 Elect Nominee - ALEXANDER M. CUTLER For For Management
1.5 Elect Nominee - ELIZABETH R. GILE For For Management
1.6 Elect Nominee - RUTH ANN M. GILLIS For For Management
1.7 Elect Nominee - KRISTEN L. MANOS For For Management
1.8 Elect Nominee - EDUARDO R. MENASCE For For Management
1.9 Elect Nominee - HENRY L. MEYER III For For Management
1.10 Elect Nominee - EDWARD W. STACK For For Management
1.11 Elect Nominee - THOMAS C. STEVENS For For Management
2 Approve 2010 Equity Compensation Plan For For Management
3 Amend Governing Documents - For For Management
Modernize/Clarify
4 Ratify Appointment of Auditors For For Management
5 Ratify Executive Compensation For For Management
- --------------------------------------------------------------------------------
KROGER CO
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Review/Report on Economic Risks Against Against Shareholder
associated with Climate Change
- --------------------------------------------------------------------------------
KROGER CO
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - REUBEN V. ANDERSON For For Management
1B Elect Nominee - ROBERT D. BEYER For For Management
1C Elect Nominee - DAVID B. DILLON For For Management
1D Elect Nominee - SUSAN J. KROPF For For Management
1E Elect Nominee - JOHN T. LAMACCHIA For For Management
1F Elect Nominee - DAVID B. LEWIS For For Management
1G Elect Nominee - W. RODNEY MCMULLEN For For Management
1H Elect Nominee - JORGE P. MONTOYA For For Management
1I Elect Nominee - CLYDE R. MOORE For For Management
1J Elect Nominee - SUSAN M. PHILLIPS For For Management
1K Elect Nominee - STEVEN R. ROGEL For For Management
1L Elect Nominee - JAMES A. RUNDE For For Management
1M Elect Nominee - RONALD L. SARGENT For For Management
1N Elect Nominee - BOBBY S. SHACKOULS For For Management
2 Adopt Majority Vote to Elect Directors For For Management
3 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
LEAR CORP
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 10, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - DR. SEHAT SUTARDJA For For Management
1B Elect Nominee - DR. PANTAS SUTARDJA For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
METROPCS COMMUNICATIONS INC
Ticker: PCS Security ID: 591708102
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - C. KEVIN LANDRY For For Management
1.2 Elect Nominee - ARTHUR C. PATTERSON For For Management
1.3 Elect Nominee - JAMES N. PERRY, JR. For For Management
2 Approve 2010 Equity Incentive For For Management
Compensation Plan
3 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nominee - WILLIAM H. GATES III For For Management
2 Elect Nominee - STEVEN A. BALLMER For For Management
3 Elect Nominee - DINA DUBLON For For Management
4 Elect Nominee - RAYMOND V. GILMARTIN For For Management
5 Elect Nominee - REED HASTINGS For For Management
6 Elect Nominee - MARIA KLAWE For For Management
7 Elect Nominee - DAVID F. MARQUARDT For For Management
8 Elect Nominee - CHARLES H. NOSKI For For Management
9 Elect Nominee - HELMUT PANKE For For Management
10 Ratify Appointment of Auditors For For Management
11 Approve Shareholders' Right to Call For For Management
Special Meeting
12 Ratify Executive Compensation For For Management
13 Review/Report on Healthcare Related Against Against Shareholder
Issues
14 Review/Report on Charitable Activities Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
6 Adopt Holding Period/Retention Ratio Against Against Shareholder
7 Appoint Separate/Independent Board Against Against Shareholder
Chair
8 Report on Pay Disparity Against Against Shareholder
9 Recoup Unearned Management Bonuses Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
6 Adopt Holding Period/Retention Ratio Against Against Shareholder
7 Appoint Separate/Independent Board Against Against Shareholder
Chair
8 Report on Pay Disparity Against Against Shareholder
9 Recoup Unearned Management Bonuses Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - ROY J. BOSTOCK For For Management
1B Elect Nominee - ERSKINE B. BOWLES For For Management
1C Elect Nominee - HOWARD J. DAVIES For For Management
1D Elect Nominee - JAMES P. GORMAN For For Management
1E Elect Nominee - JAMES H. HANCE, JR. For For Management
1F Elect Nominee - NOBUYUKI HIRANO For For Management
1G Elect Nominee - C. ROBERT KIDDER For For Management
1H Elect Nominee - JOHN J. MACK For For Management
1I Elect Nominee - DONALD T. NICOLAISEN For For Management
1J Elect Nominee - CHARLES H. NOSKI For For Management
1K Elect Nominee - HUTHAM S. OLAYAN For For Management
1L Elect Nominee - O. GRIFFITH SEXTON For For Management
1M Elect Nominee - LAURA D. TYSON For For Management
2 Ratify Appointment of Auditors For For Management
3 Ratify Executive Compensation For For Management
4 Add Shares to 2007 Equity Incentive For For Management
Compensation Plan
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - ROY J. BOSTOCK For For Management
1B Elect Nominee - ERSKINE B. BOWLES For For Management
1C Elect Nominee - HOWARD J. DAVIES For For Management
1D Elect Nominee - JAMES P. GORMAN For For Management
1E Elect Nominee - JAMES H. HANCE, JR. For For Management
1F Elect Nominee - NOBUYUKI HIRANO For For Management
1G Elect Nominee - C. ROBERT KIDDER For For Management
1H Elect Nominee - JOHN J. MACK For For Management
1I Elect Nominee - DONALD T. NICOLAISEN For For Management
1J Elect Nominee - CHARLES H. NOSKI For For Management
1K Elect Nominee - HUTHAM S. OLAYAN For For Management
1L Elect Nominee - O. GRIFFITH SEXTON For For Management
1M Elect Nominee - LAURA D. TYSON For For Management
2 Ratify Appointment of Auditors For For Management
3 Ratify Executive Compensation For For Management
4 Add Shares to 2007 Equity Incentive For For Management
Compensation Plan
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Allow Shareholders to Call Special Against For Shareholder
Meeting
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Allow Shareholders to Call Special Against For Shareholder
Meeting
- --------------------------------------------------------------------------------
MYLAN INC
Ticker: MYL Security ID: 628530107
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
4 Adopt Executive Holding Against Against Shareholder
Period/Retention Ratio
- --------------------------------------------------------------------------------
MYLAN INC
Ticker: MYL Security ID: 628530107
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - ROBERT J. COURY For For Management
1.2 Elect Nominee - RODNEY L. PIATT, C.P.A. For For Management
1.3 Elect Nominee - WENDY CAMERON For For Management
1.4 Elect Nominee - NEIL DIMICK, C.P.A. For For Management
1.5 Elect Nominee - DOUGLAS J. LEECH, C.P.A For For Management
1.6 Elect Nominee - JOSEPH C. MAROON, MD For For Management
1.7 Elect Nominee - MARK W. PARRISH For For Management
1.8 Elect Nominee - C.B. TODD For For Management
1.9 Elect Nominee - R.L. VANDERVEEN PHD RPH For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
NII HOLDINGS INC
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Add Shares to 2004 Incentive For Against Management
Compensation Plan
- --------------------------------------------------------------------------------
NII HOLDINGS INC
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - STEVEN P. DUSSEK For For Management
1.2 Elect Nominee - DONALD GUTHRIE For For Management
1.3 Elect Nominee - STEVEN M. SHINDLER For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
NOBLE ENERGY INC
Ticker: NBL Security ID: 655044105
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1E Elect Nominee - THOMAS J. EDELMAN For Against Management
- --------------------------------------------------------------------------------
NOBLE ENERGY INC
Ticker: NBL Security ID: 655044105
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - JEFFREY L. BERENSON For For Management
1B Elect Nominee - MICHAEL A. CAWLEY For For Management
1C Elect Nominee - EDWARD F. COX For For Management
1D Elect Nominee - CHARLES D. DAVIDSON For For Management
1F Elect Nominee - ERIC P. GRUBMAN For For Management
1G Elect Nominee - KIRBY L. HEDRICK For For Management
1H Elect Nominee - SCOTT D. URBAN For For Management
1I Elect Nominee - WILLIAM T. VAN KLEEF For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
NOVARTIS AG -ADR
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements/Reports For For Management
2 Ratify Board Actions For Against Management
3 Approve Appropriation of For For Management
Earnings/Dividend
4A Amend Governing Documents - For For Management
Modernize/Clarify
4B Implement Say on Pay Vote For For Management
5A Elect/Appoint Director For For Management
5B Elect/Appoint Director For For Management
5C Elect/Appoint Director For For Management
6 Approve Appointment of Auditors For For Management
7 Approve Other Business For Against Management
- --------------------------------------------------------------------------------
NRG ENERGY INC
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 21, 2009 Meeting Type: Annual
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - Contested: JOHN F. For For Management
CHLEBOWSKI
1.2 Elect Nominee - Contested: HOWARD E. For For Management
COSGROVE
1.3 Elect Nominee - Contested: WILLIAM E. For For Management
HANTKE
1.4 Elect Nominee - Contested: ANNE C. For For Management
SCHAUMBURG
2 Amend Long-Term Incentive Plan For For Management
3 Amend Annual Incentive Plan For For Management
4 Adopt Majority Vote to Elect Directors For For Management
5 Ratify Appointment of Auditors For For Management
6 Report on Carbon Principles Against Against Shareholder
7 Increase Board Size Against Against Shareholder
8 Repeal Bylaw Amendments Adopted by Against Against Shareholder
Board After Feb. 26, 2008
- --------------------------------------------------------------------------------
NUANCE COMMUNICATIONS INC
Ticker: SSFT Security ID: 67020Y100
Meeting Date: JAN 29, 2010 Meeting Type: Annual
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - PAUL A. RICCI For For Management
1B Elect Nominee - ROBERT G. TERESI For For Management
1C Elect Nominee - ROBERT J. FRANKENBERG For For Management
1D Elect Nominee - KATHARINE A. MARTIN For For Management
1E Elect Nominee - PATRICK T. HACKETT For For Management
1F Elect Nominee - WILLIAM H. JANEWAY For For Management
1G Elect Nominee - MARK B. MYERS For For Management
1H Elect Nominee - PHILIP J. QUIGLEY For For Management
2 Add Shares to 2000 Stock Plan For For Management
3 Add Shares to 1995 Employee Stock For For Management
Purchase Plan
4 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
NUANCE COMMUNICATIONS INC
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JAN 29, 2010 Meeting Type: Annual
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - PAUL A. RICCI For For Management
1B Elect Nominee - ROBERT G. TERESI For For Management
1C Elect Nominee - ROBERT J. FRANKENBERG For For Management
1D Elect Nominee - KATHARINE A. MARTIN For For Management
1E Elect Nominee - PATRICK T. HACKETT For For Management
1F Elect Nominee - WILLIAM H. JANEWAY For For Management
1G Elect Nominee - MARK B. MYERS For For Management
1H Elect Nominee - PHILIP J. QUIGLEY For For Management
2 Add Shares to 2000 Stock Plan For For Management
3 Add Shares to 1995 Employee Stock For For Management
Purchase Plan
4 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Reapprove Incentive Plan/Performance For Against Management
Criteria
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Limit Executive Compensation Against Against Shareholder
6 Appoint Separate/Independent Board Against Against Shareholder
Chair
7 Allow Shareholders to Call Special Against Against Shareholder
Meeting
8 Review Assessment Process of Host Against Against Shareholder
Country Laws Regarding Environment and
Human Rights
10 Report on Increasing Inherent Security Against Against Shareholder
of Chemical Facilities and Reducing
Environmental Hazards
11 Limit Executive Compensation - CIC Against Against Shareholder
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - SPENCER ABRAHAM For For Management
1B Elect Nominee - JOHN S. CHALSTY For For Management
1C Elect Nominee - STEPHEN I. CHAZEN For For Management
1D Elect Nominee - EDWARD P. DJEREJIAN For For Management
1E Elect Nominee - JOHN E. FEICK For For Management
1F Elect Nominee - CARLOS M. GUTIERREZ For For Management
1G Elect Nominee - RAY R. IRANI For For Management
1H Elect Nominee - IRVIN W. MALONEY For For Management
1I Elect Nominee - AVEDICK B. POLADIAN For For Management
1J Elect Nominee - RODOLFO SEGOVIA For For Management
1K Elect Nominee - AZIZ D. SYRIANI For For Management
1L Elect Nominee - ROSEMARY TOMICH For For Management
1M Elect Nominee - WALTER L. WEISMAN For For Management
2 Ratify Appointment of Auditors For For Management
4 Ratify Executive Compensation For For Management
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
9 Adopt Majority Vote to Elect Directors Against For Shareholder
- --------------------------------------------------------------------------------
OMNICARE INC
Ticker: OCR Security ID: 681904108
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - JOHN T. CROTTY For For Management
1B Elect Nominee - JOEL F. GEMUNDER For For Management
1C Elect Nominee - STEVEN J. HEYER For For Management
1D Elect Nominee - ANDREA R. LINDELL For For Management
1E Elect Nominee - JAMES D. SHELTON For For Management
1F Elect Nominee - JOHN H. TIMONEY For For Management
1G Elect Nominee - AMY WALLMAN For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
PEOPLE''S UNITED FINL INC
Ticker: PBCTD Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Adopt Majority Vote to Elect Directors None For Shareholder
- --------------------------------------------------------------------------------
PEOPLE''S UNITED FINL INC
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Adopt Majority Vote to Elect Directors None For Shareholder
- --------------------------------------------------------------------------------
PEOPLE''S UNITED FINL INC
Ticker: PBCTD Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - JOHN K. DWIGHT For For Management
1.2 Elect Nominee - JANET M. HANSEN For For Management
1.3 Elect Nominee - MARK W. RICHARDS For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
PEOPLE''S UNITED FINL INC
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - JOHN K. DWIGHT For For Management
1.2 Elect Nominee - JANET M. HANSEN For For Management
1.3 Elect Nominee - MARK W. RICHARDS For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA PETRO
Ticker: PBR Security ID: 71654V408
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
O1 Approve Financial Statements/Reports For For Management
O2 Approve Financial Statements/Reports For For Management
O3 Approve Appropriation of For For Management
Earnings/Dividend
O4 Elect/Appoint Board Slate For For Management
O5 Appoint Chairman For For Management
O6 Approve Appointment of Audit Committee For For Management
Members
O7 Approve Directors' Remuneration For For Management
E1 Approve to Capitalize Reserves For For Management
E2 Disapply Preemptive Rights For For Management
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA PETRO
Ticker: PBR Security ID: 71654V408
Meeting Date: JUN 22, 2010 Meeting Type: Special
Record Date: JUN 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Share Capital For For Management
- --------------------------------------------------------------------------------
PFIZER INC
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
PFIZER INC
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - DENNIS A. AUSIELLO For For Management
1B Elect Nominee - MICHAEL S. BROWN For For Management
1C Elect Nominee - M. ANTHONY BURNS For For Management
1D Elect Nominee - ROBERT N. BURT For For Management
1E Elect Nominee - W. DON CORNWELL For For Management
1F Elect Nominee - FRANCES D. FERGUSSON For For Management
1G Elect Nominee - WILLIAM H. GRAY III For For Management
1H Elect Nominee - CONSTANCE J. HORNER For For Management
1I Elect Nominee - JAMES M. KILTS For For Management
1J Elect Nominee - JEFFREY B. KINDLER For For Management
1K Elect Nominee - GEORGE A. LORCH For For Management
1L Elect Nominee - JOHN P. MASCOTTE For For Management
1M Elect Nominee - SUZANNE NORA JOHNSON For For Management
1N Elect Nominee - STEPHEN W. SANGER For For Management
1O Elect Nominee - WILLIAM C. STEERE, JR. For For Management
2 Ratify Appointment of Auditors For For Management
3 Ratify Executive Compensation For For Management
4 Amend Shareholders' Right to Call For For Management
Special Meeting
- --------------------------------------------------------------------------------
SANOFI-AVENTIS -ADR
Ticker: SNY Security ID: 80105N105
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: APR 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
O1 Approve Financial Statements/Reports For For Management
O2 Approve Consolidated Financial For For Management
Statements/Reports
O3 Approve Appropriation of For For Management
Earnings/Dividend
O4 Approve Related Party Transactions For For Management
O5 Elect/Appoint Director For For Management
O6 Elect/Appoint Director For For Management
O7 Elect/Appoint Director For For Management
O8 Elect/Appoint Director For For Management
O9 Elect/Appoint Director For For Management
O10 Elect/Appoint Director For For Management
O11 Approve Share Buyback For For Management
E12 Amend Articles For For Management
E13 Authorize Board to Act on Matters For For Management
Adopted by Shareholders
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - JAMES G. BROCKSMITH JR. For For Management
1B Elect Nominee - DONALD E. FELSINGER For For Management
1C Elect Nominee - WILFORD D. GODBOLD JR. For For Management
1D Elect Nominee - WILLIAM D. JONES For For Management
1E Elect Nominee - WILLIAM G. OUCHI For For Management
1F Elect Nominee - CARLOS RUIZ For For Management
1G Elect Nominee - WILLIAM C. RUSNACK For For Management
1H Elect Nominee - WILLIAM P. RUTLEDGE For For Management
1I Elect Nominee - LYNN SCHENK For For Management
1J Elect Nominee - NEAL E. SCHMALE For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
SLM CORP
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Option Exchange For Against Management
- --------------------------------------------------------------------------------
SLM CORP
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - ANN TORRE BATES For For Management
1B Elect Nominee - WILLIAM M. For For Management
DIEFENDERFER, III
1C Elect Nominee - DIANE SUITT GILLELAND For For Management
1D Elect Nominee - EARL A. GOODE For For Management
1E Elect Nominee - RONALD F. HUNT For For Management
1F Elect Nominee - ALBERT L. LORD For For Management
1G Elect Nominee - MICHAEL E. MARTIN For For Management
1H Elect Nominee - BARRY A. MUNITZ For For Management
1I Elect Nominee - HOWARD H. NEWMAN For For Management
1J Elect Nominee - A. ALEXANDER PORTER, For For Management
JR.
1K Elect Nominee - FRANK C. PULEO For For Management
1L Elect Nominee - WOLFGANG SCHOELLKOPF For For Management
1M Elect Nominee - STEVEN L. SHAPIRO For For Management
1N Elect Nominee - J. TERRY STRANGE For For Management
1O Elect Nominee - ANTHONY P. TERRACCIANO For For Management
1P Elect Nominee - BARRY L. WILLIAMS For For Management
3 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
SOUTHERN UNION CO
Ticker: SUG Security ID: 844030106
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - GEORGE L. LINDEMANN For For Management
1.2 Elect Nominee - ERIC D. HERSCHMANN For For Management
1.3 Elect Nominee - MICHAL BARZUZA For For Management
1.4 Elect Nominee - DAVID BRODSKY For For Management
1.5 Elect Nominee - FRANK W. DENIUS For For Management
1.6 Elect Nominee - KURT A. GITTER, M.D. For For Management
1.7 Elect Nominee - HERBERT H. JACOBI For For Management
1.8 Elect Nominee - THOMAS N. MCCARTER, III For For Management
1.9 Elect Nominee - GEORGE ROUNTREE, III For For Management
1.10 Elect Nominee - ALLAN D. SCHERER For For Management
2 Ratify Appointment of Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Review/Report on Political Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - LEWIS E. EPLEY, JR. For For Management
1.2 Elect Nominee - ROBERT L. HOWARD For For Management
1.3 Elect Nominee - HAROLD M. KORELL For For Management
1.4 Elect Nominee - VELLO A. KUUSKRAA For For Management
1.5 Elect Nominee - KENNETH R. MOURTON For For Management
1.6 Elect Nominee - STEVEN L. MUELLER For For Management
1.7 Elect Nominee - CHARLES E. SCHARLAU For For Management
2 Ratify Appointment of Auditors For For Management
3 Increase Common Stock For For Management
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Adopt Majority Vote to Elect Directors Against For Shareholder
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SUXXXX Security ID: 867224107
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - MEL E. BENSON For For Management
1.2 Elect Nominee - BRIAN A. CANFIELD For For Management
1.3 Elect Nominee - DOMINIC D'ALESSANDRO For For Management
1.4 Elect Nominee - JOHN T. FERGUSON For For Management
1.5 Elect Nominee - W. DOUGLAS FORD For For Management
1.6 Elect Nominee - RICHARD L. GEORGE For For Management
1.7 Elect Nominee - PAUL HASELDONCKX For For Management
1.8 Elect Nominee - JOHN R. HUFF For For Management
1.9 Elect Nominee - JACQUES LAMARRE For For Management
1.10 Elect Nominee - BRIAN F. MACNEILL For For Management
1.11 Elect Nominee - MAUREEN MCCAW For For Management
1.12 Elect Nominee - MICHAEL W. O'BRIEN For For Management
1.13 Elect Nominee - JAMES W. SIMPSON For For Management
1.14 Elect Nominee - EIRA THOMAS For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - MEL E. BENSON For For Management
1.2 Elect Nominee - BRIAN A. CANFIELD For For Management
1.3 Elect Nominee - DOMINIC D'ALESSANDRO For For Management
1.4 Elect Nominee - JOHN T. FERGUSON For For Management
1.5 Elect Nominee - W. DOUGLAS FORD For For Management
1.6 Elect Nominee - RICHARD L. GEORGE For For Management
1.7 Elect Nominee - PAUL HASELDONCKX For For Management
1.8 Elect Nominee - JOHN R. HUFF For For Management
1.9 Elect Nominee - JACQUES LAMARRE For For Management
1.10 Elect Nominee - BRIAN F. MACNEILL For For Management
1.11 Elect Nominee - MAUREEN MCCAW For For Management
1.12 Elect Nominee - MICHAEL W. O'BRIEN For For Management
1.13 Elect Nominee - JAMES W. SIMPSON For For Management
1.14 Elect Nominee - EIRA THOMAS For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
SYMANTEC CORP
Ticker: SYMC Security ID: 871503108
Meeting Date: SEP 23, 2009 Meeting Type: Annual
Record Date: JUL 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - MICHAEL A. BROWN For For Management
1.2 Elect Nominee - WILLIAM T. COLEMAN For For Management
1.3 Elect Nominee - FRANK E. DANGEARD For For Management
1.4 Elect Nominee - GERALDINE B. LAYBOURNE For For Management
1.5 Elect Nominee - DAVID L. MAHONEY For For Management
1.6 Elect Nominee - ROBERT S. MILLER For For Management
1.7 Elect Nominee - ENRIQUE SALEM For For Management
1.8 Elect Nominee - DANIEL H. SCHULMAN For For Management
1.9 Elect Nominee - JOHN W. THOMPSON For For Management
1.10 Elect Nominee - V. PAUL UNRUH For For Management
2 Ratify Appointment of Auditors For For Management
3 Allow Shareholders to Call Special Against For Shareholder
Meeting
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORP
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - MARSHALL A. COHEN For For Management
1.2 Elect Nominee - WILLIAM H. HATANAKA For For Management
1.3 Elect Nominee - J. PETER RICKETTS For For Management
1.4 Elect Nominee - ALLAN R. TESSLER For For Management
2 Ratify Appointment of Auditors For For Management
3 Amend Long-Term Incentive Plan For For Management
- --------------------------------------------------------------------------------
TICKETMASTER ENTMT INC
Ticker: TKTM Security ID: 88633P302
Meeting Date: JAN 8, 2010 Meeting Type: Annual
Record Date: NOV 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger with Live Nation, Inc. For For Management
2.1 Elect Nominee - IRVING AZOFF For For Management
2.2 Elect Nominee - TERRY BARNES For For Management
2.3 Elect Nominee - MARK CARLETON For For Management
2.4 Elect Nominee - BRIAN DEEVY For For Management
2.5 Elect Nominee - BARRY DILLER For For Management
2.6 Elect Nominee - JONATHAN DOLGEN For For Management
2.7 Elect Nominee - DIANE IRVINE For For Management
2.8 Elect Nominee - CRAIG A. JACOBSON For For Management
2.9 Elect Nominee - VICTOR A. KAUFMAN For For Management
2.10 Elect Nominee - MICHAEL LEITNER For For Management
2.11 Elect Nominee - JONATHAN F. MILLER For For Management
3 Ratify Appointment of Auditors For For Management
4 Add Shares/Amend 2008 Stock and Annual For For Management
Incentive Plan
5 Approve Adjournment of Meeting For For Management
- --------------------------------------------------------------------------------
TIME WARNER CABLE INC
Ticker: 88732J207 Security ID: 88732J207
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - CAROLE BLACK For For Management
1B Elect Nominee - GLENN A. BRITT For For Management
1C Elect Nominee - THOMAS H. CASTRO For For Management
1D Elect Nominee - DAVID C. CHANG For For Management
1E Elect Nominee - JAMES E. COPELAND, JR. For For Management
1F Elect Nominee - PETER R. HAJE For For Management
1G Elect Nominee - DONNA A. JAMES For For Management
1H Elect Nominee - DON LOGAN For For Management
1I Elect Nominee - N.J. NICHOLAS, JR. For For Management
1J Elect Nominee - WAYNE H. PACE For For Management
1K Elect Nominee - EDWARD D. SHIRLEY For For Management
1L Elect Nominee - JOHN E. SUNUNU For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
TRAVELERS COS INC
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - ALAN L. BELLER For For Management
1B Elect Nominee - JOHN H. DASBURG For For Management
1C Elect Nominee - JANET M. DOLAN For For Management
1D Elect Nominee - KENNETH M. DUBERSTEIN For For Management
1E Elect Nominee - JAY S. FISHMAN For For Management
1F Elect Nominee - LAWRENCE G. GRAEV For For Management
1G Elect Nominee - PATRICIA L. HIGGINS For For Management
1H Elect Nominee - THOMAS R. HODGSON For For Management
1I Elect Nominee - CLEVE L. KILLINGSWORTH, For For Management
JR.
1J Elect Nominee - BLYTHE J. MCGARVIE For For Management
1K Elect Nominee - DONALD J. SHEPARD For For Management
1L Elect Nominee - LAURIE J. THOMSEN For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
TYSON FOODS INC -CL A
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 5, 2010 Meeting Type: Annual
Record Date: DEC 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - DON TYSON For For Management
1.2 Elect Nominee - JOHN TYSON For For Management
1.3 Elect Nominee - LLOYD V. HACKLEY For For Management
1.4 Elect Nominee - JIM KEVER For For Management
1.5 Elect Nominee - KEVIN M. MCNAMARA For For Management
1.6 Elect Nominee - BRAD T. SAUER For For Management
1.7 Elect Nominee - ROBERT THURBER For For Management
1.8 Elect Nominee - BARBARA A. TYSON For For Management
1.9 Elect Nominee - ALBERT C. ZAPANTA For For Management
2 Approve Incentive Plan For For Management
3 Ratify Appointment of Auditors For For Management
4 Report on Prevention of Runoff and Against Against Shareholder
other Forms of Water Pollution
5 Expand Report on Sustainability Against Against Shareholder
6 Report on Use of Antibiotics in Animal Against Against Shareholder
Feed
- --------------------------------------------------------------------------------
UNION PACIFIC CORP
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Appoint Separate/Independent Board Against Against Shareholder
Chair
4 Eliminate Supermajority Vote Against Against Shareholder
- --------------------------------------------------------------------------------
UNION PACIFIC CORP
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - A.H. CARD, JR. For For Management
1B Elect Nominee - E.B. DAVIS, JR. For For Management
1C Elect Nominee - T.J. DONOHUE For For Management
1D Elect Nominee - A.W. DUNHAM For For Management
1E Elect Nominee - J.R. HOPE For For Management
1F Elect Nominee - C.C. KRULAK For For Management
1G Elect Nominee - M.R. MCCARTHY For For Management
1H Elect Nominee - M.W. MCCONNELL For For Management
1I Elect Nominee - T.F. MCLARTY III For For Management
1J Elect Nominee - S.R. ROGEL For For Management
1K Elect Nominee - J.H. VILLARREAL For For Management
1L Elect Nominee - J.R. YOUNG For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - LOUIS R. CHENEVERT For For Management
1.2 Elect Nominee - JOHN V. FARACI For For Management
1.3 Elect Nominee - JEAN-PIERRE GARNIER For For Management
1.4 Elect Nominee - JAMIE S. GORELICK For For Management
1.5 Elect Nominee - CARLOS M. GUTIERREZ For For Management
1.6 Elect Nominee - EDWARD A. KANGAS For For Management
1.7 Elect Nominee - CHARLES R. LEE For For Management
1.8 Elect Nominee - RICHARD D. MCCORMICK For For Management
1.9 Elect Nominee - HAROLD MCGRAW III For For Management
1.10 Elect Nominee - RICHARD B. MYERS For For Management
1.11 Elect Nominee - H. PATRICK SWYGERT For For Management
1.12 Elect Nominee - ANDRE VILLENEUVE For For Management
1.13 Elect Nominee - CHRISTINE TODD WHITMAN For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INC
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Review/Report on Lobbying Activities Against Against Shareholder
4 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INC
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - WILLIAM C. BALLARD, JR. For For Management
1B Elect Nominee - RICHARD T. BURKE For For Management
1C Elect Nominee - ROBERT J. DARRETTA For For Management
1D Elect Nominee - STEPHEN J. HEMSLEY For For Management
1E Elect Nominee - MICHELE J. HOOPER For For Management
1F Elect Nominee - DOUGLAS W. LEATHERDALE For For Management
1G Elect Nominee - GLENN M. RENWICK For For Management
1H Elect Nominee - KENNETH I. SHINE M.D. For For Management
1I Elect Nominee - GAIL R. WILENSKY PH.D. For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
WAL-MART STORES INC
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Add Shares/Amend Asda Sharesave Plan For Against Management
- --------------------------------------------------------------------------------
WAL-MART STORES INC
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Amend EEO Policy to Include Sexual Against Against Shareholder
Orientation
6 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
7 Review/Report on Political Against Against Shareholder
Contributions
9 Review/Report on Animal Welfare Against Against Shareholder
10 Report on Lobbying Activities Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES INC
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - AIDA M. ALVAREZ For For Management
1B Elect Nominee - JAMES W. BREYER For For Management
1C Elect Nominee - M. MICHELE BURNS For For Management
1D Elect Nominee - JAMES I. CASH, JR. For For Management
1E Elect Nominee - ROGER C. CORBETT For For Management
1F Elect Nominee - DOUGLAS N. DAFT For For Management
1G Elect Nominee - MICHAEL T. DUKE For For Management
1H Elect Nominee - GREGORY B. PENNER For For Management
1I Elect Nominee - STEVEN S REINEMUND For For Management
1J Elect Nominee - H. LEE SCOTT, JR. For For Management
1K Elect Nominee - ARNE M. SORENSON For For Management
1L Elect Nominee - JIM C. WALTON For For Management
1M Elect Nominee - S. ROBSON WALTON For For Management
1N Elect Nominee - CHRISTOPHER J. WILLIAMS For For Management
1O Elect Nominee - LINDA S. WOLF For For Management
2 Ratify Appointment of Auditors For For Management
3 Approve Stock Incentive Plan of 2010 For For Management
- --------------------------------------------------------------------------------
WAL-MART STORES INC
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
8 Allow Shareholders to Call Special Against For Shareholder
Meeting
- --------------------------------------------------------------------------------
WASTE MANAGEMENT INC
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Review/Report on Political Against Against Shareholder
Contributions
5 Allow Shareholders to Call Special Against Against Shareholder
Meeting
- --------------------------------------------------------------------------------
WASTE MANAGEMENT INC
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
4 Review/Report on Political Against Against Shareholder
Contributions
5 Allow Shareholders to Call Special Against Against Shareholder
Meeting
- --------------------------------------------------------------------------------
WASTE MANAGEMENT INC
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - PASTORA SAN JUAN For For Management
CAFFERTY
1B Elect Nominee - FRANK M. CLARK, JR. For For Management
1C Elect Nominee - PATRICK W. GROSS For For Management
1D Elect Nominee - JOHN C. POPE For For Management
1E Elect Nominee - W. ROBERT REUM For For Management
1F Elect Nominee - STEVEN G. ROTHMEIER For For Management
1G Elect Nominee - DAVID P. STEINER For For Management
1H Elect Nominee - THOMAS H. WEIDEMEYER For For Management
2 Ratify Appointment of Auditors For For Management
3 Eliminate Supermajority Vote For For Management
- --------------------------------------------------------------------------------
WASTE MANAGEMENT INC
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - PASTORA SAN JUAN For For Management
CAFFERTY
1B Elect Nominee - FRANK M. CLARK, JR. For For Management
1C Elect Nominee - PATRICK W. GROSS For For Management
1D Elect Nominee - JOHN C. POPE For For Management
1E Elect Nominee - W. ROBERT REUM For For Management
1F Elect Nominee - STEVEN G. ROTHMEIER For For Management
1G Elect Nominee - DAVID P. STEINER For For Management
1H Elect Nominee - THOMAS H. WEIDEMEYER For For Management
2 Ratify Appointment of Auditors For For Management
3 Eliminate Supermajority Vote For For Management
- --------------------------------------------------------------------------------
WELLPOINT INC
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Review/Report on Return to Non-Profit Against Against Shareholder
Status
4 Review/Report on Lobbying Activities Against Against Shareholder
5 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
6 Approve Reincorporation Against Against Shareholder
- --------------------------------------------------------------------------------
WELLPOINT INC
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - SHEILA P. BURKE For For Management
1B Elect Nominee - GEORGE A. SCHAEFER, JR. For For Management
1C Elect Nominee - JACKIE M. WARD For For Management
2 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
WILLIAMS COS INC
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
5 Report on Environmental Impacts of Gas Against Against Shareholder
Drillling Techniques
6 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
- --------------------------------------------------------------------------------
WILLIAMS COS INC
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - KATHLEEN B. COOPER For For Management
1B Elect Nominee - WILLIAM R. GRANBERRY For For Management
1C Elect Nominee - WILLIAM G. LOWRIE For For Management
2 Eliminate Classified Board For For Management
3 Add Shares/Amend 2007 Incentive Plan For For Management
4 Ratify Appointment of Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: JUL 20, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger with Pfizer Inc. For For Management
2 Approve Adjournment of Meeting For For Management
3A Elect Nominee - ROBERT M. AMEN For For Management
3B Elect Nominee - MICHAEL J. CRITELLI For For Management
3C Elect Nominee - FRANCES D. FERGUSSON For For Management
3D Elect Nominee - VICTOR F. GANZI For For Management
3E Elect Nominee - ROBERT LANGER For For Management
3F Elect Nominee - JOHN P. MASCOTTE For For Management
3G Elect Nominee - RAYMOND J. MCGUIRE For For Management
3H Elect Nominee - MARY LAKE POLAN For For Management
3I Elect Nominee - BERNARD POUSSOT For For Management
3J Elect Nominee - GARY L. ROGERS For For Management
3K Elect Nominee - JOHN R. TORELL III For For Management
4 Ratify Appointment of Auditors For For Management
5 Review/Report on Political Against Against Shareholder
Contributions
6 Allow Shareholders to Call Special Against For Shareholder
Meeting
- --------------------------------------------------------------------------------
XEROX CORP
Ticker: XRX Security ID: 984121103
Meeting Date: FEB 5, 2010 Meeting Type: Special
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger/Acquisition For For Management
2 Approve Adjournment of Meeting For For Management
- --------------------------------------------------------------------------------
XTO ENERGY INC
Ticker: XTO Security ID: 98385X106
Meeting Date: JUN 25, 2010 Meeting Type: Special
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger with Exxon Mobil For For Management
2 Approve Adjournment of Meeting For For Management
- --------------------------------------------------------------------------------
YUM BRANDS INC
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 Allow Shareholders to Call Special Against Against Shareholder
Meeting
- --------------------------------------------------------------------------------
YUM BRANDS INC
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - DAVID W. DORMAN For For Management
1B Elect Nominee - MASSIMO FERRAGAMO For For Management
1C Elect Nominee - J. DAVID GRISSOM For For Management
1D Elect Nominee - BONNIE G. HILL For For Management
1E Elect Nominee - ROBERT HOLLAND, JR. For For Management
1F Elect Nominee - KENNETH G. LANGONE For For Management
1G Elect Nominee - JONATHAN S. LINEN For For Management
1H Elect Nominee - THOMAS C. NELSON For For Management
1I Elect Nominee - DAVID C. NOVAK For For Management
1J Elect Nominee - THOMAS M. RYAN For For Management
1K Elect Nominee - JING-SHYH S. SU For For Management
1L Elect Nominee - ROBERT D. WALTER For For Management
2 Ratify Appointment of Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 7
By
/s/ Judy A. Rice*
(Jonathan D. Shain)
Judy A. Rice, President
*By Power of Attorney dated March 9, 2010. Incorporated by reference to
corresponding exhibit to Post-Effective Amendment No. 17 to the Registration
Statement on Form N-1A for Prudential Global Real Estate Fund
(File No. 333-42705) filed via EDGAR on March 15, 2010
Date: August 26, 2010