Exhibit 4.2.14
SUPPLEMENTAL INDENTURE
Dated as of December 1, 1993
TO
Indenture of Mortgage and Deed of Trust
Dated as of May 1, 1921
THE CONNECTICUT LIGHT AND POWER COMPANY
TO
BANKERS TRUST COMPANY, Trustee
Series ZZ Bonds, Due December 1, 2025
THE CONNECTICUT LIGHT AND POWER COMPANY
Supplemental Indenture, Dated as of December 1, 1993
TABLE OF CONTENTS
PAGE
Parties. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Recitals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Granting Clauses . . . . . . . . . . . . . . . . . . . . . . . . . 2
Habendum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Grant in Trust . . . . . . . . . . . . . . . . . . . . . . . . . . 2
ARTICLE 1.
FORM AND PROVISIONS OF BONDS OF SERIES ZZ
SECTION 1.01. Designation; Amount. . . . . . . . . . . . . . . . . 3
SECTION 1.02. Form of Bonds of Series ZZ . . . . . . . . . . . . . 3
SECTION 1.03. Provisions of Bonds of Series ZZ; Interest Accrual . 3
SECTION 1.04. Transfer and Exchange of Bonds of Series ZZ. . . . . 4
SECTION 1.05. Sinking and Improvement Fund . . . . . . . . . . . . 4
ARTICLE 2.
REDEMPTION OF BONDS OF SERIES ZZ . . . . . . 4
ARTICLE 3.
MISCELLANEOUS
SECTION 3.01. Benefits of Supplemental Indenture and
Bonds of Series ZZ. . . . . . . . . . . . . . . . . 5
SECTION 3.02. Effect of Table of Contents and Headings . . . . . . 5
SECTION 3.03. Counterparts . . . . . . . . . . . . . . . . . . . . 5
TESTIMONIUM. . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
SIGNATURES . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
ACKNOWLEDGMENTS. . . . . . . . . . . . . . . . . . . . . . . . . . 6
SCHEDULE A - Form of Bond of Series ZZ, Form of
Trustee's Certificate. . . . . . . . . . . . . . . . . . 7
SCHEDULE B - Property Subject to the Lien of the Mortgage. . . . . 13
SUPPLEMENTAL INDENTURE, dated as of the first day of December, 1993,
between THE CONNECTICUT LIGHT AND POWER COMPANY, a corporation organized
and existing under the laws of the State of Connecticut (hereinafter called
"Company") and BANKERS TRUST COMPANY, a corporation organized and existing
under the laws of the State of New York (hereinafter called "Trustee").
WHEREAS, the Company heretofore duly executed, acknowledged and
delivered to the Trustee a certain Indenture of Mortgage and Deed
of Trust dated as of May 1, 1921, and fifty-eight Supplemental Indentures
thereto dated respectively as of May 1, 1921, February 1, 1924, July 1,
1926, October 20, 1936, December 1, 1936, December 1, 1938, August 31,
1944, September 1, 1944, May 1, 1945, October 1, 1945, November 1, 1949,
December 1, 1952, December 1, 1955, January 1, 1958, February 1, 1960,
April 1, 1961, September 1, 1963, April 1, 1967, May 1, 1967, January 1,
1968, October 1, 1968, December 1, 1969, January 1, 1970, October 1, 1970,
December 1, 1971, August 1, 1972, April 1, 1973, March 1, 1974, February 1,
1975, September 1, 1975, May 1, 1977, March 1, 1978, September 1, 1980,
October 1, 1981, June 30, 1982, July 1, 1983, January 1, 1984, October 1,
1985, September 1, 1986, April 1, 1987, October 1, 1987, November 1, 1987,
April 1, 1988, November 1, 1988, June 1, 1989, September 1, 1989, December
1, 1989, April 1, 1992, July 1, 1992, October 1, 1992, July 1, 1993, and
July 1, 1993 (said Indenture of Mortgage and Deed of Trust (i) as
heretofore amended, being hereinafter generally called the "Mortgage
Indenture," and (ii) together with said Supplemental Indentures thereto,
being hereinafter generally called the "Mortgage"), all of which have been
duly recorded as required by law, for the purpose of securing its First and
Refunding Mortgage Bonds (of which $1,407,000,000 aggregate principal
amount are outstanding at the date of this Supplemental Indenture) to an
unlimited amount, issued and to be issued for the purposes and in the
manner therein provided, of which Mortgage this Supplemental Indenture is
intended to be made a part, as fully as if therein recited at length;
WHEREAS, the Company by appropriate and sufficient corporate action in
conformity with the provisions of the Mortgage has duly determined to
create a further series of bonds under the Mortgage to be designated "First
and Refunding Mortgage 7-3/8% Bonds, Series ZZ" (hereinafter generally
referred to as the "bonds of Series ZZ"), to consist of fully registered
bonds containing terms and provisions duly fixed and determined by the
Board of Directors of the Company and expressed in this Supplemental
Indenture, such fully registered bonds and the Trustee's certificate of its
authentication thereof to be substantially in the forms thereof
respectively set forth in Schedule A appended hereto and made a part
hereof; and
WHEREAS, the execution and delivery of this Supplemental Indenture and
the issue of not exceeding one hundred and twenty-five million dollars
($125,000,000) in aggregate principal amount of bonds of Series ZZ and
other necessary actions have been duly authorized by the Board of Directors
of the Company; and
WHEREAS, the Company proposes to execute and deliver this Supplemental
Indenture to provide for the issue of the bonds of Series ZZ and to confirm
the lien of the Mortgage on the property referred to below, all as
permitted by Section 14.01 of the Mortgage Indenture; and
WHEREAS, all acts and things necessary to constitute this Supplemental
Indenture a valid, binding and legal instrument and to make the bonds of
Series ZZ, when executed by the Company and authenticated by the Trustee
valid, binding and legal obligations of the Company have been authorized
and performed;
NOW, THEREFORE, THIS SUPPLEMENTAL INDENTURE OF MORTGAGE AND DEED OF
TRUST WITNESSETH:
That in order to secure the payment of the principal of and interest on
all bonds issued and to be issued under the Mortgage, according to their
tenor and effect, and according to the terms of the Mortgage and this
Supplemental Indenture, and to secure the performance of the covenants and
obligations in said bonds and in the Mortgage and this Supplemental
Indenture respectively contained, and for the better assuring and
confirming unto the Trustee, its successor or successors and its or their
assigns, upon the trusts and for the purposes expressed in the Mortgage and
this Supplemental Indenture, all and singular the hereditament, premises,
estates and property of the Company thereby conveyed or assigned or
intended so to be, or which the Company may thereafter have become bound to
convey or assign to the Trustee, as security for said bonds (except such
hereditament, premises, estates and property as shall have been disposed of
or released or withdrawn from the lien of the Mortgage and this
Supplemental Indenture, in accordance with the provisions thereof and
subject to alterations, modifications and changes in said hereditament,
premises, estates and property as permitted under the provisions thereof),
the Company, for and in consideration of the premises and the sum of One
Dollar ($1.00) to it in hand paid by the Trustee, the receipt whereof is
hereby acknowledged, and of other valuable considerations, has granted,
bargained, sold, assigned, mortgaged, pledged, transferred, set over,
aliened, enfeoffed, released, conveyed and confirmed, and by these presents
does grant, bargain, sell, assign, mortgage, pledge, transfer, set over,
alien, enfeoff, release, convey and confirm unto said Bankers Trust
Company, as Trustee, and its successor or successors in the trusts created
by the Mortgage and this Supplemental Indenture, and its and their assigns,
all of said hereditament, premises, estates and property (except and
subject as aforesaid), as fully as though described at length herein,
including, without limitation of the foregoing, the property, rights and
privileges of the Company described or referred to in Schedule B hereto.
Together with all plants, buildings, structures, improvements and
machinery located upon said real estate or any portion thereof, and all
rights, privileges and easements of every kind and nature appurtenant
thereto, and all and singular the tenements, hereditament and appurtenances
belonging to the real estate or any part thereof described or referred to
in Schedule B or intended so to be, or in any wise appertaining thereto,
and the reversions, remainders, rents, issues and profits thereof, and also
all the estate, right, title, interest, property, possession, claim and
demand whatsoever, as well in law as in equity, of the Company, of, in and
to the same and any and every part thereof, with the appurtenances; except
and subject as aforesaid.
TO HAVE AND TO HOLD all and singular the property, rights and
privileges hereby granted or mentioned or intended so to be, together with
all and singular the reversions, remainders, rents, revenues, income,
issues and profits, privileges and appurtenances, now or hereafter
belonging or in any way appertaining thereto, unto the Trustee and its
successor or successors in the trust created by the Mortgage and this
Supplemental Indenture, and its and their assigns, forever, and with like
effect as if the above described property, rights and privileges had been
specifically described at length in the Mortgage and this Supplemental
Indenture.
Subject, however, to permitted liens, as defined in the Mortgage
Indenture.
IN TRUST, NEVERTHELESS, upon the terms and trusts of the Mortgage and
this Supplemental Indenture for those who shall hold the bonds and coupons
issued and to be issued thereunder, or any of them, without preference,
priority or distinction as to lien of any of said bonds and coupons over
any others thereof by reason of priority in the time of the issue or
negotiation thereof, or otherwise howsoever, subject, however, to the
provisions in reference to extended, transferred or pledged coupons and
claims for interest set forth in the Mortgage and this Supplemental
Indenture (and subject to any sinking fund that may heretofore have been or
hereafter be created for the benefit of any particular series).
And it is hereby covenanted that all such bonds of Series ZZ are to be
issued, authenticated and delivered, and that the mortgaged premises are to
be held by the Trustee, upon and subject to the trusts, covenants,
provisions and conditions and for the uses and purposes set forth in the
Mortgage and this Supplemental Indenture and upon and subject to the
further covenants, provisions and conditions and for the uses and purposes
hereinafter set forth, as follows, to wit:
ARTICLE 1.
FORM AND PROVISIONS OF BONDS OF SERIES ZZ
SECTION 1.01. Designation; Amount. The bonds of Series ZZ shall be
designated "First and Refunding Mortgage 7-3/8% Bonds, Series ZZ" and,
subject to Section 2.08 of the Mortgage Indenture, shall not exceed one
hundred and twenty-five million dollars ($125,000,000) in aggregate
principal amount at any one time outstanding. The initial issue of the
bonds of Series ZZ may be effected upon compliance with the applicable
provisions of the Mortgage Indenture.
SECTION 1.02. Form of Bonds of Series ZZ. The bonds of Series ZZ
shall be issued only in fully registered form without coupons in
denominations of one thousand dollars ($1,000) and multiples thereof.
The bonds of Series ZZ and the certificate of the Trustee upon said
bonds shall be substantially in the forms thereof respectively set forth in
Schedule A appended hereto.
SECTION 1.03. Provisions of Bonds of Series ZZ; Interest Accrual. The
bonds of Series ZZ shall mature on December 1, 2025 and shall bear
interest, payable semiannually on the first days of June and December of
each year, commencing June 1, 1994, at the rate specified in their title,
until the Company's obligation in respect of the principal thereof shall be
discharged; and shall be payable both as to principal and interest at the
office or agency of the Company in the Borough of Manhattan, New York, New
York, in any coin or currency of the United States of America which at the
time of payment is legal tender for the payment of public and private
debts. The interest on the bonds of Series ZZ, whether in temporary or
definitive form, shall be payable without presentation of such bonds; and
only to or upon the written order of the registered holders thereof of
record at the applicable record date. The bonds of Series ZZ shall be
callable for redemption in whole or in part according to the terms and
provisions provided herein in Article 2.
Each bond of Series ZZ shall be dated as of December 1, 1993 and
shall bear interest on the principal amount thereof from the interest
payment date next preceding the date of authentication thereof by the
Trustee to which interest has been paid on the bonds of Series ZZ, or if
the date of authentication thereof is prior to May 16, 1994, then from the
date of original issuance, or if the date of authentication thereof be an
interest payment date to which interest is being paid or a date between the
record date for any such interest payment date and such interest payment
date, then from such interest payment date.
The person in whose name any bond of Series ZZ is registered at the
close of business on any record date (as hereinafter defined) with respect
to any interest payment date shall be entitled to receive the interest
payable on such interest payment date notwithstanding the cancellation of
such bond upon any registration of transfer or exchange thereof subsequent
to the record date and prior to such interest payment date, except that if
and to the extent the Company shall default in the payment of the interest
due on such interest payment date, then such defaulted interest shall be
paid to the person in whose name such bond is registered on a subsequent
record date for the payment of defaulted interest if one shall have been
established as hereinafter provided and otherwise on the date of payment of
such defaulted interest. A subsequent record date may be established by
the Company by notice mailed to the owners of bonds of Series ZZ not less
than ten days preceding such record date, which record date shall not be
more than thirty days prior to the subsequent interest payment date. The
term "record date" as used in this Section with respect to any regular
interest payment (i.e., June 1 or December 1) shall mean the May 15 or
November 15, as the case may be, next preceding such interest payment date,
or if such May 15 or November 15 shall be a legal holiday or a day on which
banking institutions in the Borough of Manhattan, New York, New York are
authorized by law to close, the next preceding day which shall not be a
legal holiday or a day on which such institutions are so authorized to
close.
SECTION 1.04. Transfer and Exchange of Bonds of Series ZZ. The bonds
of Series ZZ may be surrendered for registration of transfer as provided in
Section 2.06 of the Mortgage Indenture at the office or agency of the
Company in the Borough of Manhattan, New York, New York, and may be
surrendered at said office for exchange for a like aggregate principal
amount of bonds of Series ZZ of other authorized denominations.
Notwithstanding the provisions of Section 2.06 of the Mortgage Indenture,
no charge, except for taxes or other governmental charges, shall be made by
the Company for any registration of transfer of bonds of Series ZZ or for
the exchange of any bonds of Series ZZ for such bonds of other authorized
denominations.
SECTION 1.05. Sinking and Improvement Fund. Each holder of a bond of
Series ZZ, solely by virtue of its acquisition thereof, shall have and be
deemed to have consented, without the need for any further action or
consent by such holder, to any and all amendments to the Mortgage Indenture
which are intended to eliminate or modify in any manner the requirements of
the sinking and improvement fund as provided for in Section 6.14 thereof.
ARTICLE 2.
REDEMPTION OF BONDS OF SERIES ZZ.
The bonds of Series ZZ are not subject to redemption at the option of
the Company prior to December 1, 1998. Thereafter, the bonds of Series ZZ
shall be redeemable as a whole at any time or in part from time to time in
accordance with the provisions of the Mortgage and upon not less than
thirty (30) days' prior notice given by mail as provided in the Mortgage
(which notice may state that it is subject to the receipt of the redemption
moneys by the Trustee on or before the date fixed for redemption and which
notice shall be of no effect unless such moneys are so received on or
before such date), either at the option of the Company, or for the purpose
of any applicable provision of the Mortgage, at the following prices:
(a) if redeemed with trust moneys deposited with or received
by the Trustee pursuant to Section 3.55 or Section 6.06 or Section 6.09 or
Section 6.14 or Article 8.5 of the Mortgage Indenture, then at the
applicable special redemption price, stated as a percentage of the
principal amount, specified under the column headed Special Redemption
Price in the form of bond of Series ZZ set forth in Schedule A appended
hereto, together in every case with accrued and unpaid interest thereon
to the date fixed for redemption; and
(b) otherwise, at the applicable general redemption price,
stated as a percentage of the principal amount, specified under the
column headed General Redemption Price in the form of bond of Series ZZ
set forth in Schedule A appended hereto, together in every case with
accrued and unpaid interest thereon to the date fixed for redemption.
ARTICLE 3.
MISCELLANEOUS.
SECTION 3.01. Benefits of Supplemental Indenture and Bonds of Series
ZZ. Nothing in this Supplemental Indenture, or in the bonds of Series ZZ,
expressed or implied, is intended to or shall be construed to give to any
person or corporation other than the Company, the Trustee and the holders
of the bonds and interest obligations secured by the Mortgage and this
Supplemental Indenture, any legal or equitable right, remedy or claim under
or in respect of this Supplemental Indenture or of any covenant, condition
or provision herein contained. All the covenants, conditions and
provisions hereof are and shall be held to be for the sole and exclusive
benefit of the Company, the Trustee and the holders of the bonds and
interest obligations secured by the Mortgage and this Supplemental
Indenture.
SECTION 3.02. Effect of Table of Contents and Headings. The table of
contents and the descriptive headings of the several Articles and Sections
of this Supplemental Indenture are inserted for convenience of reference
only and are not to be taken to be any part of this Supplemental Indenture
or to control or affect the meaning, construction or effect of the same.
SECTION 3.03. Counterparts. For the purpose of facilitating the
recording hereof, this Supplemental Indenture may be executed in any number
of counterparts, each of which shall be and shall be taken to be an
original and all collectively but one instrument.
IN WITNESS WHEREOF, The Connecticut Light and Power Company has caused
these presents to be executed by a Vice President and its corporate seal to
be hereunto affixed, duly attested by its Secretary or an Assistant
Secretary, and Bankers Trust Company has caused these presents to be
executed by a Vice President or Assistant Vice President and its corporate
seal to be hereunto affixed, duly attested by one of its Assistant
Treasurers, as of the day and year first above written.
THE CONNECTICUT LIGHT AND POWER
COMPANY
Attest:
/s/ Mark A. Joyse By /s/ John B. Keane
Mark A. Joyse John B. Keane
Assistant Secretary Vice President
(SEAL) Signed, sealed and delivered
in the presence of:
/s/ Judith D. Boucher
/s/ Lisa M. DiMano
BANKERS TRUST COMPANY
Attest:
/s/ M. Lisa Morrone By /s/ Robert Gorman
M. Lisa Morrone Robert Gorman
Assistant Treasurer Vice President
(SEAL) Signed, sealed and delivered
in the presence of:
/s/ J. Florio
J. Florio
/s/ Shikha Dombek
Shikha Dombek
STATE OF CONNECTICUT )
) SS.: BERLIN
COUNTY OF HARTFORD )
On this 13th day of December 1993, before me, Rose Valintakonis, the
undersigned officer, personally appeared John B. Keane and Mark A. Joyse,
who acknowledged themselves to be Vice President and Assistant Secretary,
respectively, of THE CONNECTICUT LIGHT AND POWER COMPANY, a corporation,
and that they, as such Vice President and such Assistant Secretary, being
authorized so to do, executed the foregoing instrument for the purpose
therein contained, by signing the name of the corporation by themselves as
Vice President and Assistant Secretary, and as their free act and deed.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
/s/ Rose Valintakonis
Rose Valintakonis
Notary Public
My commission expires March 31, 1994
(SEAL)
STATE OF NEW YORK )
) SS.: NEW YORK
COUNTY OF NEW YORK )
On this 8th day of December, 1993, before me, /s/ Sharon V. Alston, the
undersigned officer, personally appeared Robert Gorman and M. Lisa Morrone,
who acknowledged themselves to be Vice President and Assistant Treasurer,
respectively, of BANKERS TRUST COMPANY, a corporation, and that they, as
such Vice President and such Assistant Treasurer, being authorized so to
do, executed the foregoing instrument for the purposes therein contained,
by signing the name of the corporation by themselves as Vice President and
Assistant Treasurer, and as their free act and deed.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
/s/ Sharon V. Alston
Notary Public
My Commission expires May 7, 1994
(SEAL)
SCHEDULE A
[FORM OF BONDS OF SERIES ZZ]
No. $
THE CONNECTICUT LIGHT AND POWER COMPANY
Incorporated under the Laws of the State of Connecticut
FIRST AND REFUNDING MORTGAGE 7-3/8% BOND, SERIES ZZ
PRINCIPAL DUE DECEMBER 1, 2025
FOR VALUE RECEIVED, THE CONNECTICUT LIGHT AND POWER COMPANY, a
corporation organized and existing under the laws of the State of
Connecticut (hereinafter called the Company), hereby promises to pay to
, or registered assigns, the principal sum of
dollars, on the first day of December, 2025 and
to pay interest on said sum, semiannually on the first days of June and
December in each year, commencing June 1, 1994, until the Company's
obligation with respect to said principal sum shall be discharged, at the
rate per annum specified in the title of this bond from the interest
payment date next preceding the date of authentication hereof to which
interest has been paid on the bonds of this series, or if the date of
authentication hereof is prior to May 16, 1994, then from the date of
original issuance, or if the date of authentication hereof is an interest
payment date to which interest is being paid or a date between the record
date for any such interest payment date and such interest payment date,
then from such interest payment date. Both principal and interest shall be
payable at the office or agency of the Company in the Borough of Manhattan,
New York, New York, in such coin or currency of the United States of
America as at the time of payment is legal tender for the payment of public
and private debts.
Each installment of interest hereon (other than overdue interest) shall
be payable to the person who shall be the registered owner of this bond at
the close of business on the record date, which shall be the May 15 or
November 15, as the case may be, next preceding the interest payment date,
or, if such May 15 or November 15 shall be a legal holiday or a day on
which banking institutions in the Borough of Manhattan, New York, New York,
are authorized by law to close, the next preceding day which shall not be a
legal holiday or a day on which such institutions are so authorized to
close.
Reference is hereby made to the further provisions of this bond set
forth on the reverse hereof, including without limitation provisions in
regard to the call and redemption and the registration of transfer and
exchangeability of this bond, and such further provisions shall for all
purposes have the same effect as though fully set forth in this place.
This bond shall not become or be valid or obligatory until the
certificate of authentication hereon shall have been signed by Bankers
Trust Company (hereinafter with its successors as defined in the Mortgage
hereinafter referred to, generally called the Trustee), or by such a
successor.
IN WITNESS WHEREOF, The Connecticut Light and Power Company has caused
this bond to be executed in its corporate name and on its behalf by its
President by his signature or a facsimile thereof, and its corporate seal
to be affixed or imprinted hereon and attested by the manual or facsimile
signature of its Secretary.
Dated as of December 1, 1993.
THE CONNECTICUT LIGHT AND POWER COMPANY
By
President
Attest:
Secretary
[FORM OF TRUSTEE'S CERTIFICATE]
Bankers Trust Company hereby certifies that this bond is one of the
bonds described in the within mentioned Mortgage.
BANKERS TRUST COMPANY, TRUSTEE
By
Authorized Officer
Dated:
[FORM OF BOND]
[REVERSE]
THE CONNECTICUT LIGHT AND POWER COMPANY
FIRST AND REFUNDING MORTGAGE 7-3/8% BOND, SERIES ZZ
This bond is one of an issue of bonds of the Company, of an unlimited
authorized amount of coupon bonds or registered bonds without coupons, or
both, known as its First and Refunding Mortgage Bonds, all issued or to be
issued in one or more series, and is one of a series of said bonds limited
in principal amount to one hundred and twenty-five million dollars
($125,000,000), consisting only of registered bonds without coupons and
designated "First and Refunding Mortgage 7-3/8% Bonds, Series ZZ," all of
which bonds are issued or are to be issued under, and equally and ratably
secured by, a certain Indenture of Mortgage and Deed and Trust dated as of
May 1, 1921, and by fifty-nine Supplemental Indentures dated respectively
as of May 1, 1921, February 1, 1924, July 1, 1926, June 20, 1928, June 1,
1932, July 1, 1932, July 1, 1935, September 1, 1936, October 20, 1936,
December 1, 1936, December 1, 1938, August 31, 1944, September 1, 1944, May
1, 1945, October 1, 1945, November 1, 1949, December 1, 1952, December 1,
1955, January 1, 1958, February 1, 1960, April 1, 1961, September 1, 1963,
April 1, 1967, May 1, 1967, January 1, 1968, October 1, 1968, December 1,
1969, January 1, 1970, October 1, 1970, December 1, 1971, August 1, 1972,
April 1, 1973, March 1, 1974, February 1, 1975, September 1, 1975, May 1,
1977, March 1, 1978, September 1, 1980, October 1, 1981, June 30, 1982,
October 1, 1982, July 1, 1983, January 1, 1984, October 1, 1985, September
1, 1986, April 1, 1987, October 1, 1987, November 1, 1987, April 1, 1988,
November 1, 1988, June 1, 1989, September 1, 1989, December 1, 1989, April
1, 1992, July 1, 1992, October 1, 1992, July 1, 1993, July 1, 1993 and
December 1, 1993 (said Indenture of Mortgage and Deed of Trust and
Supplemental Indentures being collectively referred to herein as the
"Mortgage"), all executed by the Company to Bankers Trust Company, as
Trustee, all as provided in the Mortgage to which reference is made for a
statement of the property mortgaged and pledged, the nature and extent of
the security, the rights of the holders of the bonds in respect thereof and
the terms and conditions upon which the bonds may be issued and are
secured; but neither the foregoing reference to the Mortgage nor any
provision of this bond or of the Mortgage shall affect or impair the
obligation of the Company, which is absolute, unconditional and
unalterable, to pay at the maturities herein provided the principal of and
interest on this bond as herein provided. The principal of this bond may
be declared or may become due on the conditions, in the manner and at the
time set forth in the Mortgage, upon the happening of an event of default
as in the Mortgage provided.
This bond is transferable by the registered holder hereof in person or
by attorney upon surrender hereof at the office or agency of the Company in
the Borough of Manhattan, New York, New York, together with a written
instrument of transfer in approved form, signed by the holder, and a new
bond or bonds of this series for a like principal amount in authorized
denominations will be issued in exchange, all as provided in the Mortgage.
Prior to due presentment for registration of transfer of this bond the
Company and the Trustee may deem and treat the registered owner hereof as
the absolute owner hereof, whether or not this bond be overdue, for the
purpose of receiving payment and for all other purposes, and neither the
Company nor the Trustee shall be affected by any notice to the contrary.
This bond is exchangeable at the option of the registered holder
hereof upon surrender hereof, at the office or agency of the Company in the
Borough of Manhattan, New York, New York, for an equal principal amount of
bonds of this series of other authorized denominations, in the manner and
on the terms provided in the Mortgage.
Bonds of this series are to be issued initially under a book-entry only
system and, except as hereinafter provided, registered in the name of The
Depository Trust Company, New York, New York ("DTC") or its nominee, which
shall be considered to be the holder of all bonds of this series for all
purposes of the Mortgage, including, without limitation, payment by the
Company of principal of and interest on such bonds of this series and
receipt of notices and exercise of rights of holders of such bonds of this
series. There shall be a single bond of this series which shall be
immobilized in the custody of DTC with the owners of book-entry interests
in bonds of this series ("Book-Entry Interests") having no right to receive
bonds of this series in the form of physical securities or certificates.
Ownership of Book-Entry Interests shall be shown by book-entry on the
system maintained and operated by DTC, its participants (the
"Participants") and certain persons acting through the Participants.
Transfers of ownership of Book-Entry Interests are to be made only by DTC
and the Participants by that book-entry system, the Company and the Trustee
having no responsibility therefor so long as bonds of this series are
registered in the name of DTC or its nominee. DTC is to maintain records
of positions of Participants in bonds of this series, and the Participants
and persons acting through Participants are to maintain records of the
purchasers and owners of Book-Entry Interests. If DTC or its nominee
determines not to continue to act as a depository for the bonds of this
series in connection with a book-entry only system, another depository, if
available, may act instead and the single bond of this series will be
transferred into the name of such other depository or its nominee, in which
case the above provisions will continue to apply to the new depository. If
the book-entry only system for bonds of this series is discontinued for any
reason, upon surrender and cancellation of the single bond of this series
registered in the name of the then depository or its nominee, new
registered bonds of this series will be issued in authorized denominations
to the holders of Book-Entry Interests in principal amounts coinciding with
the amounts of Book-Entry Interests shown on the book-entry system
immediately prior to the discontinuance thereof. Neither the Trustee nor
the Company shall be responsible for the accuracy of the interests shown on
that system.
The bonds of this series are not subject to redemption at the option
of the Company prior to December 1, 1998. Thereafter, the bonds of this
series are subject to redemption prior to maturity as a whole at any time
or in part from time to time in accordance with the provisions of the
Mortgage, upon not less than thirty (30) days' prior notice (which notice
may be made subject to the deposit of redemption moneys with the Trustee
before the date fixed for redemption) given by mail as provided in the
Mortgage, either at the option of the Company, or for the purposes of any
applicable provision of the Mortgage, at the following prices, together in
every case with accrued and unpaid interest thereon to the date fixed for
redemption:
(a) if redeemed with trust moneys deposited with or received by
the Trustee pursuant to specified provisions of the Mortgage, then at
the applicable special redemption price, stated as a percentage of the
principal amount, set forth below; and
(b) otherwise, at the applicable general redemption price,
stated as a percentage of the principal amount, set forth below:
If date fixed for General Special
redemption falls Redemption Redemption
within twelve months' Price (% Price (%
period ending the of principal of principal
last day of November amount called) amount called)
1999 104.47% 100.00%
2000 104.17 100.00
2001 103.88 100.00
2002 103.58 100.00
2003 103.28 100.00
2004 102.98 100.00
2005 102.68 100.00
2006 102.39 100.00
2007 102.09 100.00
2008 101.79 100.00
2009 101.49 100.00
2010 101.20 100.00
2011 100.90 100.00
2012 100.60 100.00
2013 100.30 100.00
2014 100.00 100.00
2015 100.00 100.00
2016 100.00 100.00
2017 100.00 100.00
2018 100.00 100.00
2019 100.00 100.00
2020 100.00 100.00
2021 100.00 100.00
2022 100.00 100.00
2023 100.00 100.00
2024 100.00 100.00
2025 100.00 100.00
The Mortgage provides that the Company and the Trustee, with consent
of the holders of not less than 66-2/3% in aggregate principal amount of
the bonds at the time outstanding which would be affected by the action
proposed to be taken, may by supplemental indenture add any provisions to
or change or eliminate any of the provisions of the Mortgage or modify the
rights of the holders of the bonds and coupons issued thereunder; provided,
however, that without the consent of the holder hereof no such supplemental
indenture shall affect the terms of payment of the principal of or interest
or premium on this bond, or reduce the aforesaid percentage of the bonds
the holders of which are required to consent to such a supplemental
indenture, or permit the creation by the Company of any mortgage or pledge
or lien in the nature thereof ranking prior to or equal with the lien of
the Mortgage or deprive the holder hereof of the lien of the Mortgage on
any of the property which is subject to the lien thereof.
As set forth in the Supplemental Indenture establishing the terms and
series of the bonds of this series, each holder of this bond, solely by
virtue of its acquisition thereof, shall have and be deemed to have
consented, without the need for any further action or consent by such
holder, to any and all amendments to the Mortgage which are intended to
eliminate or modify in any manner the requirements of the sinking and
improvement fund as set forth in Section 6.14 of the Mortgage.
No recourse shall be had for the payment of the principal of or the
interest on this bond, or any part thereof, or for any claim based thereon
or otherwise in respect thereof, to any incorporator, or any past, present
or future stockholder, officer or director of the Company, either directly
or indirectly, by virtue of any statute or by enforcement of any assessment
or otherwise, and any and all liability of the said incorporators,
stockholders, officers or directors of the Company in respect to this bond
is hereby expressly waived and released by every holder hereof.
[This page intentionally left blank]
SCHEDULE B
PROPERTY SUBJECT TO THE LIEN OF THE MORTGAGE
IN CONNECTICUT
TOWN OF ANDOVER
All the following described rights, privileges and easements
situated in the Town of Andover, County of Tolland and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(1) Lynn M. Wytas et al. August 12, 1993 59 588
(2) Joseph A. Toce August 16, 1993 59 590
(3) Jessee Person et al. September 29, 1993 59 873
TOWN OF ASHFORD
All the following described rights, privileges and
easements situated in the Town of Ashford, County of Windham and
State of Connecticut, more particularly described in the
following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(4) State of Connecticut September 16, 1985 78 894
(5) Colonial Builders of New December 13, 1985 79 220
England, Inc.
(6) Trade Craftsmen, Inc. September 21, 1993 102 516
TOWN OF AVON
All the following described rights, privileges and easements
situated in the Town of Avon, County of Hartford and State of Connecticut,
more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(7) Avon Park Properties June 24, 1993 280 150
(8) Orchard Farm Development, Inc. June 23, 1993 280 120
TOWN OF BERLIN
All the following described rights, privileges and easements
situated in the Town of Berlin, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(9) Louis F. Grabowski et al. July 8, 1993 349 370
(10) Kenneth J. Dorio June 21, 1993 349 372
TOWN OF BRISTOL
All the following described rights, privileges and easements
situated in the Town of Bristol, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(11) East View Farm Associates August 5, 1993 1100 872
TOWN OF CHAPLIN
All the following described rights, privileges and easements
situated in the Town of Chaplin, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(12) Raymond B. Bettencourt et al. February 17, 1987 44 191
TOWN OF CHESHIRE
All the following described rights, privileges and easements
situated in the Town of Cheshire, County of New Haven and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(13) Copper Valley Estates, Inc. August 23, 1993 998 33
(14) Orchard View Construction Co., August 17, 1993 998 163
Inc.
TOWN OF COLCHESTER
All the following described rights, privileges and easements
situated in the Town of Colchester, County of New London and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(15) William R. Swenson November 19, 1992 333 319
TOWN OF COLUMBIA
All the following described rights, privileges and easements
situated in the Town of Columbia, County of Tolland and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(16) Francis G. Kosowicz March 25, 1987 75 137
(17) Randazzo Associates October 8, 1993 100 225
TOWN OF COVENTRY
All the following described rights, privileges and easements
situated in the Town of Coventry, County of Tolland and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(18) Frank Infante July 1, 1993 492 246
(19) Country Place Associates, Inc. July 13, 1987 345 331
(20) Gerald P. Rothman September 29, 1988 382 66
(21) Paxton Development Group July 2, 1993 492 108
Limited Partnership
(22) Paxton Development Group July 10, 1993 493 98
Limited Partnership et al.
TOWN OF EASTFORD
All the following described rights, privileges and easements
situated in the Town of Eastford, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(23) Evelyn Day Warren August 12, 1993 34 197
TOWN OF ELLINGTON
All the following described rights, privileges and easements
situated in the Town of Ellington, County of Tolland and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(24) The Apostolic Christian Church July 19, 1993 201 62
of Ellington, Inc.
(25) Robert A. Ludwig et al. August 25, 1978 111 258
(26) Gardner L. Chapman July 28, 1986 142 112
(27) Evandro S. Santini October 21, 1985 135 919
(28) Michael J. Stosonis et al. August 7, 1978 111 260
(29) I-86 Co. October 8, 1993 203 477
TOWN OF ENFIELD
All the following described rights, privileges and easements
situated in the Town of Enfield, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(30) Maine State Retirement System June 11, 1993 788 127
(31) Betty Ann Reilly May 28, 1993 795 314
(32) Charles R. Garrow et al. August 19, 1993 809 162
TOWN OF FARMINGTON
All the following described rights, privileges and easements
situated in the Town of Farmington, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(33) Lawrence F. Webster July 15, 1993 465 705
TOWN OF FRANKLIN
All the following described rights, privileges and easements
situated in the Town of Franklin, County of New London and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(34) Crossen Builders, Inc. December 24, 1986 35 17
TOWN OF KILLINGLY
All the following described rights, privileges and easements
situated in the Town of Killingly, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(35) Edith B. Hughes et al. August 27, 1993 581 275
(36) Robert A. Mineau et al. September 22, 1993 583 204
(37) Green Hollow Associates September 16, 1993 583 201
TOWN OF LEBANON
All the following described rights, privileges and easements
situated in the Town of Lebanon, County of New London and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(38) Michael S. Block September 28, 1993 154 799
TOWN OF MANCHESTER
All the following described rights, privileges and easements
situated in the Town of Manchester, County of Hartford and State of
Connecticut, more particularly described in the
following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(39) Downeast Associates Limited August 20, 1993 1626 298
*Partnership
*Inter alia - South Windsor
TOWN OF MANSFIELD
All the following described rights, privileges and easements
situated in the Town of Mansfield, County of Tolland and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(40) Lodi Associates et al. July 13, 1993 338 67
(41) Joseph Glasser December 5, 1986 245 480
(42) Mansfield Cooperative, Inc. August 13, 1993 340 4
(43) Mansfield Retirement Community, July 14, 1993 341 154
Inc.
TOWN OF NAUGATUCK
All the following described rights, privileges and easements
situated in the Town of Naugatuck, County of New Haven and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(44) Richard F. Bushka et al. April 6, 1993 374 79
TOWN OF NEWINGTON
All the following described rights, privileges and easements
situated in the Town of Newington, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(45) Ramblewood, Incorporated September 2, 1993 931 228
TOWN OF NEWTOWN
All the following described rights, privileges and easements
situated in the Town of Newtown, County of Fairfield and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(46) Russett Road Developers, Inc. June 15, 1993 471 39
(47) Kevin F. Braun et al. August 6, 1992 453 665
(48) Craig M. Berger January 30, 1991 428 104
TOWN OF NEWTOWN
All the following described pieces or parcels of land with any
improvements thereon situated in the Town of Newtown, County of Fairfield
and State of Connecticut, viz:
(49) A certain piece of parcel of land located in the Town of Newtown,
County of Fairfield and State of Connecticut, containing 6.06 acres,
acquired from Craig M. Berger, in deed dated January 30, 1991, recorded in
Volume 428, Page 78 of the Newtown land records.
TOWN OF PLAINFIELD
All the following described rights, privileges and easements
situated in the Town of Plainfield, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(50) Dow Road Associates, Inc. October 1, 1993 218 504
(51) Alice C. Ferrance October 14, 1993 218 548
TOWN OF PLAINVILLE
All the following described rights, privileges and easements
situated in the Town of Plainville, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(52) Brian J. Corriveau et al. June 17, 1993 301 636
(53) Stephen Martino et al. June 17, 1993 301 645
TOWN OF POMFRET
All the following described rights, privileges and easements
situated in the Town of Pomfret, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(54) The W. B. Lambot Lumber & November 20, 1986 62 278
Supply Co.
(55) Burt-Fanning Salmon et al. November 20, 1986 62 282
(56) Richard G. Whipple November 20, 1986 62 280
TOWN OF PUTNAM
All the following described rights, privileges and easements
situated in the Town of Putnam, County of Windham and State of Connecticut,
more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(57) David E. Nichols August 31, 1993 250 158*
*Inter alia - Thompson
TOWN OF ROCKY HILL
All the following described rights, privileges and easements
situated in the Town of Rocky Hill, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(58) Brookwood Village Condominium August 31, 1993 269 971
Association, Inc.
TOWN OF SIMSBURY
All the following described rights, privileges and easements
situated in the Town of Simsbury, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(59) S. J. Fish & Sons, Incorporated July 12, 1993 414 247
(60) Patrick V. McCue et al. August 2, 1993 415 92
TOWN OF SOUTHINGTON
All the following described rights, privileges and easements
situated in the Town of Southington, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(61) Xhemali Fazo April 12, 1993 563 875
(62) The Robert L. Jacks and Ted J.April 14, 1993 563 879
Crew Partnership
(63) National Auto/Truckstops, Inc.April 22, 1993 563 885
(64) John E. Valentine August 18, 1993 573 739
TOWN OF SOUTH WINDSOR
All the following described rights, privileges and easements
situated in the Town of South Windsor, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(65) Downeast Associates Limited August 20, 1993 738 21*
Partnership
(66) R. Squared, Inc. September 22, 1993 747 86
*Inter alia - Manchester
TOWN OF SPRAGUE
All the following described rights, privileges and easements
situated in the Town of Sprague, County of New London and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(67) Gail L. Whitney et al. August 3, 1993 47 619
TOWN OF STAFFORD
All the following described rights, privileges and easements
situated in the Town of Stafford, County of Tolland and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(68) Glenville Development April 14, 1987 238 248
Corporation
(69) Condevco, Inc. December 20, 1983 204 477
TOWN OF STERLING
All the following described rights, privileges and easements
situated in the Town of Sterling, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(70) Charles T. Camp et al. November 6, 1986 52 210
TOWN OF THOMPSON
All the following described rights, privileges and easements
situated in the Town of Thompson, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(71) David E. Nichols August 31, 1993 303 340*
*Inter alia - Putnam
TOWN OF TOLLAND
All the following described rights, privileges and easements
situated in the Town of Tolland, County of Tolland and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(72) Lee & Lamont Realty June 18, 1993 457 3
(73) Thomas E. Sayers et al. July 26, 1993 459 275
(74) Joseph Mihaliak July 23, 1981 204 122
(75) FRI Land Equities, Inc. January 28, 1987 294 28
(76) Vincent A. Vivenzio et al. September 27, 1993 467 356
(77) Brian M. Furbish et al. September 24, 1993 467 358
TOWN OF TORRINGTON
All the following described rights, privileges and easements
situated in the Town of Torrington, County of Litchfield and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(78) Stanley M. Lessler, Trustee June 25, 1993 577 1039
TOWN OF UNION
All the following described rights, privileges and easements
situated in the Town of Union, County of Tolland and State of Connecticut,
more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(79) Joseph P. Pikul et al. August 31, 1993 36 575*
*Inter alia - Woodstock
TOWN OF VERNON
All the following described rights, privileges and easements
situated in the Town of Vernon, County of Tolland and State of Connecticut,
more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(80) Anita Jane Giuletti et al. May 6, 1993 931 251
(81) Courtside Associates, Inc. June 21, 1983 461 17
(82) The Madrid Corporation May 10, 1985 528 96
(83) Samuel P. Belsito, Jr. et al. October 30, 1986 597 347
(84) 155 West Main Street January 28, 1987 614 43
Associates Limited Partnership
TOWN OF WASHINGTON
All the following described pieces or parcels of land with any
improvements thereon situated in the Town of Washington, County of
Litchfield and State of Connecticut, viz:
(85) A certain piece or parcel of land with buildings thereon, located in
the Town of Washington, County of Litchfield and State of Connecticut,
containing 3.00 acres more or less, acquired from Edward R. Lerner and
Leila Lerner, in deed dated April 30, 1993, recorded in Volume 122, Page
1059 of the Washington land records.
TOWN OF WATERBURY
All the following described rights, privileges and easements
situated in the Town of Waterbury, County of New Haven and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(86) Peter Carmody et al. April 15, 1993 2969 192
TOWN OF WETHERSFIELD
All the following described rights, privileges and easements
situated in the Town of Wethersfield, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(87) Drisdelle Builders, Inc. July 16, 1993 551 641
(88) Mark O'Connor et al. June 24, 1993 557 73
TOWN OF WINDHAM
All the following described rights, privileges and easements
situated in the Town of Windham, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(89) Wal-Mart Stores, Inc. February 18, 1993 420 262
TOWN OF WINDSOR
All the following described rights, privileges and easements
situated in the Town of Windsor, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(90) Joseph Misky, Jr. June 22, 1993 949 177
(91) The Estate of Benjamin D. July 15, 1992 929 288
Sasportas
(92) T & M Building Company, Inc. February 16, 1993 929 230
(93) Culbro Homes II, Inc. July 16, 1993 963 295
TOWN OF WINDSOR LOCKS
All the following described rights, privileges and easements
situated in the Town of Windsor Locks, County of Hartford and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(94) Cortland Group, Inc. July 1, 1993 215 882
(95) Henry L. Graziani et al. July 31, 1992 217 488
(96) Sales Development Company June 6, 1993 217 491
(97) Jacqueline F. Smith May 21, 1993 217 494
(98) Susan M. Montemerlo September 16, 1993 217 496
TOWN OF WOODBURY
All the following described rights, privileges and easements
situated in the Town of Woodbury, County of Litchfield and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(99) Mark K. Zielke August 23, 1993 196 404
TOWN OF WOODSTOCK
All the following described rights, privileges and easements
situated in the Town of Woodstock, County of Windham and State of
Connecticut, more particularly described in the following deeds, viz:
Recorded
Grantor Date of Instrument Volume Page
(100) Philip L. Corrow May 14, 1987 168 37
(101) Alexander J. Parrow et al. August 24, 1990 204 199
(102) Kim Staveski Mack et al. June 28, 1989 193 196
(103) Woodstock Building Associates August 27, 1993 237 352
(104) Thomas P. Laskey July 20, 1993 236 483
(105) Joseph P. Pikul et al. August 31, 1993 237 363*
(106) Henry L. Bugden et al August 31, 1993 237 365
(107) Lawrence O'Neill et al. December 14, 1990 236 212
*Inter alia - Union