SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX REPORT
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
0000076721
PAX WORLD FUNDS SERIES TRUST I
(Exact name of registrant as specified in charter)
30 Penhallow St, Ste. 400
Portsmouth, NH 03801
(Address of principal executive offices)
Registrant's Telephone Number, Including Area Code:
(800) 767-1729
Pax World Management Corp.
30 Penhallow Street, Suite 400
Portsmouth, NH 03801
Attn: Joseph F. Keefe
(Name and address of agent for service)
Date of fiscal year end: December 31, 2009
Date of reporting period: July 1, 2008 - June 30, 2009
======================== PAX WORLD BALANCED FUND ========================
Item 1: Proxy Voting Record
Registrant :
Fund Name : Pax World Balanced Fund
07/01/2008 - 06/30/2009
ACCENTURE LIMITED
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H.
GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA
DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D.
GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: NOBUYUKI
IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE
MAGNER
6 Ratification of Auditor Mgmt For Against Against
AMERICA MOVIL SA
Ticker Security ID: Meeting Date Meeting Status
AMX CUSIP 02364W105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt N/A Abstain N/A
2 Election of Meeting Delegates Mgmt N/A Abstain N/A
American Tower
Corp.
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Dolan Mgmt For For For
2 Elect Ronald Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn Reed Mgmt For For For
6 Elect Pamela Reeve Mgmt For For For
7 Elect David Sharbutt Mgmt For For For
8 Elect James Taiclet, Jr. Mgmt For For For
9 Elect Samme Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
AMERICAN WATER
WORKS COMPANY,
INC.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Correll Mgmt For Withhold Against
1.2 Elect Martha Clark Goss Mgmt For Withhold Against
1.3 Elect Manfred Doss Mgmt For Withhold Against
1.4 Elect Richard Grigg Mgmt For Withhold Against
1.5 Elect Julia Johnson Mgmt For Withhold Against
1.6 Elect George MacKenzie Mgmt For Withhold Against
1.7 Elect William Marrazzo Mgmt For Withhold Against
1.8 Elect Rolf Pohlig Mgmt For Withhold Against
1.9 Elect Andreas Zetzsche Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Equity Mgmt For For For
Compensation
Plan
Amgen Inc
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For Against Against
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For Against Against
7 Elect Frank Herringer Mgmt For Against Against
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For Against Against
11 Elect Leonard Schaeffer Mgmt For Against Against
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For Against Against
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Reincorporation
Applied
Materials
Inc
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Aart de Geus Mgmt For Withhold Against
1.2 Elect Stephen Forrest Mgmt For Withhold Against
1.3 Elect Philip Gerdine Mgmt For Withhold Against
1.4 Elect Thomas Iannotti Mgmt For Withhold Against
1.5 Elect Alexander Karsner Mgmt For Withhold Against
1.6 Elect Charles Liu Mgmt For Withhold Against
1.7 Elect Gerhard Parker Mgmt For Withhold Against
1.8 Elect Dennis Powell Mgmt For Withhold Against
1.9 Elect Willem Roelandts Mgmt For Withhold Against
1.10 Elect James Rogers Mgmt For Withhold Against
1.11 Elect Michael Splinter Mgmt For Withhold Against
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Ratification of Auditor Mgmt For For For
AUTOMATIC DATA
PROCESSING
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - GREGORY D. BRENNEMAN Mgmt For Withhold Against
1.2 Elect Nominee - LESLIE A. BRUN Mgmt For For For
1.3 Elect Nominee - GARY C. BUTLER Mgmt For For For
1.4 Elect Nominee - LEON G. COOPERMAN Mgmt For For For
1.5 Elect Nominee - ERIC C. FAST Mgmt For For For
1.6 Elect Nominee - R. GLENN HUBBARD Mgmt For Withhold Against
1.7 Elect Nominee - JOHN P. JONES Mgmt For Withhold Against
1.8 Elect Nominee - FREDERIC V. MALEK Mgmt For For For
1.9 Elect Nominee - CHARLES H. NOSKI Mgmt For Withhold Against
1.10 Elect Nominee - SHARON T. ROWLANDS Mgmt For For For
1.11 Elect Nominee - GREGORY L. SUMME Mgmt For For For
1.12 Elect Nominee - HENRY TAUB Mgmt For For For
2 Approve 2008 Omnibus Award Plan Mgmt For For For
3 Ratify Appointment of Auditors Mgmt For For For
Avon Products Inc
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 054303102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Don Cornwell Mgmt For For For
1.2 Elect Edward Fogarty Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect Fred Hassan Mgmt For Withhold Against
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Maria Lagomasino Mgmt For Withhold Against
1.7 Elect Ann Moore Mgmt For Withhold Against
1.8 Elect Paul Pressler Mgmt For For For
1.9 Elect Gary Rodkin Mgmt For Withhold Against
1.10 Elect Paula Stern Mgmt For For For
1.11 Elect Lawrence Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Nanomaterial
Report
Baker Hughes Inc
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Jr. Mgmt For For For
1.3 Elect Chad Deaton Mgmt For For For
1.4 Elect Edward Djerejian Mgmt For For For
1.5 Elect Anthony Fernandes Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Pierre Jungels Mgmt For For For
1.8 Elect James Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For For For
1.10 Elect H. John Riley, Jr. Mgmt For For For
1.11 Elect Charles Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
4 STOCKHOLDER PROPOSAL NO. 1 REGARDING ShrHoldr Against For Against
CALLING SPECIAL SHAREOWNERS
MEETINGS.
BANCO BILBAO
VIZCAYA
ARGENTARIA
SA
Ticker Security ID: Meeting Date Meeting Status
BBV CUSIP 05946K101 03/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board
Acts
2 Amendments to Articles Mgmt For For For
3 Special Dividend/Bonus Share Issuance Mgmt For For For
4 Merger by Absorption Mgmt For For For
5 RE-ELECTION OF MR JOSE ANTONIO Mgmt For For For
FERNANDEZ
RIVERO
6 RE-ELECTION OF MR JOSE MALDONADO Mgmt For For For
RAMOS
7 RE-ELECTION OF MR ENRIQUE MEDINA Mgmt For For For
FERNANDEZ
8 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
9 Authority to Issue Debt Instruments Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 LIQUIDATION OF THE 2006-2008 Mgmt For For For
LONG-TERM SHARE-REMUNERATLON
PLAN.
12 2009-10 Bi-Annual Share Remuneration Mgmt For For For
Plan
13 Appointment of Auditor Mgmt For For For
14 Authority to Carry Out Formalities Mgmt For For For
Baxter
International
Inc
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Walter Boomer Mgmt For Against Against
2 Elect James Gavin III Mgmt For Against Against
3 Elect Peter Hellman Mgmt For Against Against
4 Elect K.J. Storm Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Animal
Testing
Becton Dickinson
&
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Claire Fraser-Liggett Mgmt For For For
1.2 Elect Edward Ludwig Mgmt For For For
1.3 Elect Willard Overlock, Jr. Mgmt For For For
1.4 Elect Bertram Scott Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
3 AMENDMENT TO BD S RESTATED Mgmt For For For
CERTIFICATE OF
INCORPORATION
4 AMENDMENT TO THE 2004 EMPLOYEE AND Mgmt For For For
DIRECTOR EQUITY-BASED COMPENSATION
PLAN
5 APPROVAL OF MATERIAL TERMS OF Mgmt For For For
PERFORMANCE
GOALS
6 SPECIAL SHAREHOLDER MEETINGS ShrHoldr Against For Against
7 CUMULATIVE VOTING ShrHoldr Against For Against
Blackrock Inc
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Demchak Mgmt For Withhold Against
1.2 Elect Kenneth Dunn Mgmt For Withhold Against
1.3 Elect Laurence Fink Mgmt For Withhold Against
1.4 Elect Robert Kapito Mgmt For Withhold Against
1.5 Elect Brian Moynihan Mgmt For Withhold Against
1.6 Elect Thomas O'Brien Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
BT GROUP PLC
-ADR
Ticker Security ID: Meeting Date Meeting Status
BT CUSIP 05577E101 07/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Approve Remuneration Report Mgmt For For For
3 Approve Dividend Mgmt For For For
4 Elect/Appoint Director: HANIF LALANI Mgmt For For For
5 Elect/Appoint Director: CARL SYMON Mgmt For For For
6 Elect/Appoint Director: SIR MICHAEL Mgmt For For For
RAKE
7 Elect/Appoint Director: GAVIN Mgmt For For For
PATTERSON
8 Elect/Appoint Director: J ERIC Mgmt For For For
DANIELS
9 Elect/Appoint Director: RT HON Mgmt For For For
PATRICIA HEWITT
MP
10 Approve Appointment of Auditors Mgmt For For For
11 Approve Auditors Remuneration Mgmt For For For
12 Approve Share Issue Mgmt For For For
13 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
14 Approve Share Buyback Mgmt For For For
15 Approve Political Donations Mgmt For Abstain Against
BURGER KING
HOLDINGS
INC
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - JOHN W. CHIDSEY Mgmt For Withhold Against
1.2 Elect Nominee - RICHARD W. BOYCE Mgmt For Withhold Against
1.3 Elect Nominee - DAVID A. BRANDON Mgmt For Withhold Against
1.4 Elect Nominee - RONALD M. DYKES Mgmt For Withhold Against
1.5 Elect Nominee - PETER R. FORMANEK Mgmt For Withhold Against
1.6 Elect Nominee - MANUEL A. GARCIA Mgmt For Withhold Against
1.7 Elect Nominee - SANJEEV K. MEHRA Mgmt For Withhold Against
1.8 Elect Nominee - STEPHEN G. PAGLIUCA Mgmt For Withhold Against
1.9 Elect Nominee - BRIAN T. SWETTE Mgmt For Withhold Against
1.10 Elect Nominee - KNEELAND C. Mgmt For Withhold Against
YOUNGBLOOD
2 Ratify Appointment of Auditors Mgmt For For For
Cal Dive
International
Inc
Ticker Security ID: Meeting Date Meeting Status
DVR CUSIP 12802T101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Quinn Hebert Mgmt For Withhold Against
1.2 Elect Todd Dittmann Mgmt For Withhold Against
CHINA NETCOM
GROUP CORP HK
L
Ticker Security ID: Meeting Date Meeting Status
CN CUSIP 16940Q101 09/17/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Scheme of Arrangement Mgmt For For For
2 Approve Scheme of Arrangement Mgmt For For For
CISCO SYSTEMS INC
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - CAROL A. BARTZ Mgmt For For For
1.2 Elect Nominee - M. MICHELE BURNS Mgmt For For For
1.3 Elect Nominee - MICHAEL D. CAPELLAS Mgmt For For For
1.4 Elect Nominee - LARRY R. CARTER Mgmt For For For
1.5 Elect Nominee - JOHN T. CHAMBERS Mgmt For For For
1.6 Elect Nominee - BRIAN L. HALLA Mgmt For For For
1.7 Elect Nominee - DR. JOHN L. HENNESSY Mgmt For For For
1.8 Elect Nominee - RICHARD M. KOVACEVICH Mgmt For For For
1.9 Elect Nominee - RODERICK C. MCGEARY Mgmt For For For
1.10 Elect Nominee - MICHAEL K. POWELL Mgmt For For For
1.11 Elect Nominee - STEVEN M. WEST Mgmt For For For
1.12 Elect Nominee - JERRY YANG Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Amend Bylaws to Establish Committee ShrHldr Against For Against
on Human
Rights
4 Report on Steps to Prevent Internet ShrHldr Against For Against
Fragmentation
Citrix Systems
Inc
Ticker Security ID: Meeting Date Meeting Status
CTXS CUSIP 177376100 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Bogan Mgmt For Against Against
2 Elect Nancy Caldwell Mgmt For Against Against
3 Elect Gary Morin Mgmt For Against Against
4 AMENDMENT TO THE 2005 EQUITY Mgmt For Against Against
INCENTIVE
PLAN
5 Ratification of Auditor Mgmt For For For
CME GROUP
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dennis Chookaszian Mgmt For Withhold Against
1.2 Elect Robert Corvino Mgmt For Withhold Against
1.3 Elect Larry Gerdes Mgmt For Withhold Against
1.4 Elect Daniel Glickman Mgmt For Withhold Against
1.5 Elect James Oliff Mgmt For Withhold Against
1.6 Elect John Peitrzak Mgmt For Withhold Against
1.7 Elect Alex Pollock Mgmt For Withhold Against
1.8 Elect William Shepard Mgmt For Withhold Against
2 Amendment to the Omnibus Stock Plan Mgmt For For For
3 Amendment to the 2005 Director Stock Mgmt For For For
Plan
4 Amendment to the Incentive Plan for Mgmt For For For
Named Executive
Officers
5 Ratification of Auditor Mgmt For For For
CME GROUP INC
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase Board Size Mgmt For Against Against
2 Approve Stock Issuance to Complete Mgmt For For For
Merger
3 Approve Adjournment of Meeting Mgmt For For For
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For Against Against
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
16 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Adoption of Principles for Health
Care
Reform
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Director
Qualifications
Corn Products
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUSIP 219023108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Luis Aranguren-Trellez Mgmt For Withhold Against
1.2 Elect Paul Hanrahan Mgmt For Withhold Against
1.3 Elect William Norman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
CVS Caremark Corp.
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For Against Against
3 Elect David Dorman Mgmt For Against Against
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For Against Against
8 Elect Terrence Murray Mgmt For Against Against
9 Elect C.A. Lance Piccolo Mgmt For Against Against
10 Elect Sheli Rosenberg Mgmt For Against Against
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Special Shareholder
Meetings
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Chairman of the
Board
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CRANDALL C. Mgmt For Against Against
BOWLES
2 ELECTION OF DIRECTOR: VANCE D. Mgmt For Against Against
COFFMAN
3 ELECTION OF DIRECTOR: CLAYTON M. Mgmt For Against Against
JONES
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
PATRICK
5 Ratification of Auditor Mgmt For For For
6 STOCKHOLDER PROPOSAL #1 - ANNUAL ShrHoldr For For For
ELECTION OF
DIRECTORS
7 STOCKHOLDER PROPOSAL #2 - ADVISORY ShrHoldr Against For Against
VOTE ON EXECUTIVE
COMPENSATION
8 STOCKHOLDER PROPOSAL #3 - SEPARATION ShrHoldr Against For Against
OF CEO AND CHAIRMAN
RESPONSIBILITIES
Diana Shipping
Inc
Ticker Security ID: Meeting Date Meeting Status
DSX CUSIP Y2066G104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Simeon Palios Mgmt For Withhold Against
1.2 Elect Anastassis Margaronis Mgmt For Withhold Against
1.3 Elect Ioannis Zafirakis Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
EMC Corp.
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Stock Mgmt For For For
Purchase
Plan
14 Amendment to Shareholders' Right to Mgmt For For For
Call a Special
Meeting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Emerson Electric
Company
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect August Busch III Mgmt For For For
1.2 Elect Arthur Golden Mgmt For For For
1.3 Elect Harriet Green Mgmt For For For
1.4 Elect William Johnson Mgmt For Withhold Against
1.5 Elect John Menzer Mgmt For For For
1.6 Elect Vernon Loucks, Jr. Mgmt For Withhold Against
2 RATIFICATION OF KPMG LLP AS Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM.
Ensco
International
Inc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP 26874Q100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gerald Haddock Mgmt For Against Against
2 Elect Paul Rowsey, III Mgmt For Against Against
3 Elect C.Christopher Gaut Mgmt For Against Against
4 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
Equitable
Resources
Inc
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Philip Behrman Mgmt For For For
1.2 Elect A. Bray Cary, Jr. Mgmt For For For
1.3 Elect Barbara Jeremiah Mgmt For For For
1.4 Elect Lee Todd, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 APPROVE EQT CORPORATION 2009 Mgmt For Against Against
LONG-TERM INCENTIVE
PLAN
4 APPROVE EQT CORPORATION 2008 Mgmt For For For
EMPLOYEE STOCK PURCHASE
PLAN
Fiserv Inc
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Kearney Mgmt For Withhold Against
1.2 Elect Peter Kight Mgmt For Withhold Against
1.3 Elect Jeffery Yabuki Mgmt For Withhold Against
2 Amendment to the Employee Stock Mgmt For Against Against
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
FOCUS MEDIA
HOLDING LTD
-ADR
Ticker Security ID: Meeting Date Meeting Status
FMCN CUSIP 34415V109 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nominee: YING WU Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
GAMESTOP CORP
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel A. DeMatteo Mgmt For Withhold Against
1.2 Elect Michael Rosen Mgmt For Withhold Against
1.3 Elect Edward A. Volkwein Mgmt For Withhold Against
2 Amendment to the 2001 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Gilead Sciences
Inc
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For Withhold Against
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For Against Against
Incentive
Plan
Goldman Sachs
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For Against Against
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE
VOTING
16 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority
Vote
17 Shareholder Proposal to Create a ShrHoldr Against Against For
Board-Level Committee to Address US
Economic
Security
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Google Inc
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Schmidt Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Larry Page Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For Withhold Against
1.8 Elect Paul Otellini Mgmt For Withhold Against
1.9 Elect K. Shriram Mgmt For Withhold Against
1.10 Elect Shirley Tilghman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution
disclosure
5 Shareholder proposal regarding ShrHoldr Against For Against
internet
censorship
6 Shareholder proposal regarding ShrHoldr Against Abstain N/A
health care
reform
HEINZ (H J) CO
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - W.R. JOHNSON Mgmt For For For
1.2 Elect Nominee - C.E. BUNCH Mgmt For For For
1.3 Elect Nominee - L.S. COLEMAN, JR. Mgmt For For For
1.4 Elect Nominee - J.G. DROSDICK Mgmt For For For
1.5 Elect Nominee - E.E. HOLIDAY Mgmt For For For
1.6 Elect Nominee - C. KENDLE Mgmt For For For
1.7 Elect Nominee - D.R. O HARE Mgmt For For For
1.8 Elect Nominee - N. PELTZ Mgmt For For For
1.9 Elect Nominee - D.H. REILLEY Mgmt For For For
1.10 Elect Nominee - L.C. SWANN Mgmt For For For
1.11 Elect Nominee - T.J. USHER Mgmt For For For
1.12 Elect Nominee - M.F. WEINSTEIN Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Eliminate Supermajority Vote - Amend Mgmt For Against Against
Indemnity
4 Eliminate Supermajority Vote - Mgmt For Against Against
Business
Combinations
Helix Energy
Solutions
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HLX CUSIP 42330P107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Transier Mgmt For Withhold Against
1.2 Elect T. William Porter Mgmt For Withhold Against
1.3 Elect James Watt Mgmt For Withhold Against
Hewitt Associates
Ticker Security ID: Meeting Date Meeting Status
HEW CUSIP 42822Q100 02/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Conaty Mgmt For For For
1.2 Elect Michele Hunt Mgmt For For For
1.3 Elect Cary McMillan Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT PUBLIC
ACCOUNTANTS.
Hospitality
Properties
Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUSIP 44106M102 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bruce Gans Mgmt For Withhold Against
1.2 Elect Adam Portnoy Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
ING GROEP N V
Ticker Security ID: Meeting Date Meeting Status
ING CUSIP 456837103 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ANNUAL ACCOUNTS FOR 2008. Mgmt For For For
2 DIVIDEND FOR 2008. Mgmt For For For
3 Ratification of Executive Board Acts Mgmt For Against Against
4 Ratification of Supervisory Board Mgmt For Against Against
Acts
5 COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For For
APPOINTMENT OF JAN
HOMMEN
6 COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For For
APPOINTMENT OF PATRICK
FLYNN
7 Elect Godfried van der Lugt Mgmt For For For
8 COMPOSITION OF THE SUPERVISORY Mgmt For For For
BOARD: APPOINTMENT OF TINEKE
BAHLMANN
9 COMPOSITION OF THE SUPERVISORY Mgmt For For For
BOARD: APPOINTMENT OF JEROEN VAN
DER
VEER
10 COMPOSITION OF THE SUPERVISORY Mgmt For For For
BOARD: APPOINTMENT OF LODWIJK DE
WAAL
11 AUTHORISATION TO ISSUE ORDINARY Mgmt For For For
SHARES WITH OR WITHOUT PREFERENTIAL
RIGHTS.
12 Authority to Repurchase Shares Mgmt For For For
Intel Corp.
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding Human ShrHoldr Against For Against
Right to
Water
Intuit Inc
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bennett Mgmt For For For
1.2 Elect Christopher Brody Mgmt For Withhold Against
1.3 Elect William Campbell Mgmt For For For
1.4 Elect Scott Cook Mgmt For For For
1.5 Elect Diane Greene Mgmt For Withhold Against
1.6 Elect Michael Hallman Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Suzanne Nora Johnson Mgmt For For For
1.9 Elect Dennis Powell Mgmt For For For
1.10 Elect Stratton Sclavos Mgmt For Withhold Against
1.11 Elect Brad Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE THE AMENDMENT TO OUR 2005 Mgmt For For For
EQUITY INCENTIVE
PLAN.
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. Mgmt For For For
LANGBO
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For For For
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
PEREZ
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION POLICIES AND
DISCLOSURE
JP Morgan Chase
&
Company
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Credit Card
Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against For Against
Executive Performance Plan
("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Principles
Report
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For Against Against
3 Elect Lois Juliber Mgmt For Against Against
4 Elect Mark Ketchum Mgmt For Against Against
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For Against Against
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Call Special
Meetings
LAUDER (ESTEE)
COS INC -CL
A
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - CHARLENE BARSHEFSKY Mgmt For Withhold Against
1.2 Elect Nominee - LEONARD A. LAUDER Mgmt For Withhold Against
1.3 Elect Nominee - RONALD S. LAUDER Mgmt For Withhold Against
2 Approve Executive Annual Incentive Mgmt For For For
Plan
3 Ratify Appointment of Auditors Mgmt For For For
Lowe's Companies
Inc
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For Withhold Against
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Principles of Health Care
Reform
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent
Chairman
McCormick &
Company
Inc
Ticker Security ID: Meeting Date Meeting Status
MKCV CUSIP 579780 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: J.P. BILBREY Mgmt For Abstain Against
2 ELECTION OF DIRECTOR: J.T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. Mgmt For For For
FITZPATRICK
4 ELECTION OF DIRECTOR: F.A. Mgmt For For For
HRABOWSKI,
III
5 ELECTION OF DIRECTOR: M.D. MANGAN Mgmt For For For
6 ELECTION OF DIRECTOR: J.W. MCGRATH Mgmt For For For
7 ELECTION OF DIRECTOR: M.M.V. PRESTON Mgmt For For For
8 ELECTION OF DIRECTOR: G.A. ROCHE Mgmt For For For
9 ELECTION OF DIRECTOR: W.E. STEVENS Mgmt For For For
10 ELECTION OF DIRECTOR: A.D. WILSON Mgmt For For For
11 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
EMPLOYEES STOCK PURCHASE
PLAN.
12 Ratification of Auditor Mgmt For For For
MICROCHIP
TECHNOLOGY
INC
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/15/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - STEVE SANGHI Mgmt For Withhold Against
1.2 Elect Nominee - ALBERT J. Mgmt For Withhold Against
HUGO-MARTINEZ
1.3 Elect Nominee - L.B. DAY Mgmt For Withhold Against
1.4 Elect Nominee - MATTHEW W. CHAPMAN Mgmt For Withhold Against
1.5 Elect Nominee - WADE F. MEYERCORD Mgmt For Withhold Against
2 Ratify Appointment of Auditors Mgmt For For For
MICROSOFT CORP
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nominee - STEVEN A. BALLMER Mgmt For For For
2 Elect Nominee - JAMES I. CASH JR. Mgmt For For For
3 Elect Nominee - DINA DUBLON Mgmt For For For
4 Elect Nominee - WILLIAM H. GATES III Mgmt For For For
5 Elect Nominee - RAYMOND V. GILMARTIN Mgmt For For For
6 Elect Nominee - REED HASTINGS Mgmt For For For
7 Elect Nominee - DAVID F. MARQUARDT Mgmt For For For
8 Elect Nominee - CHARLES H. NOSKI Mgmt For For For
9 Elect Nominee - HELMUT PANKE Mgmt For For For
10 Reapprove Executive Officer Mgmt For For For
Incentive
Plan
11 Amend Stock Plan for Directors Mgmt For For For
12 Ratify Appointment of Auditors Mgmt For For For
13 Adopt Policies on Internet Censorship ShrHldr Against For Against
14 Amend Bylaws to Establish Human ShrHldr Against For Against
Rights
Committee
15 Review/Report on Charitable ShrHldr Against For Against
Activities
MITSUBISHI UFJ
FINANCIAL
GROUP,
INC.
Ticker Security ID: Meeting Date Meeting Status
MTU CUSIP 606822104 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Ryousuke Tamakoshi Mgmt For Against Against
4 Elect Haruya Uehara Mgmt For Against Against
5 Elect Nobuo Kuroyanagi Mgmt For Against Against
6 Elect Kyouta Ohmori Mgmt For Against Against
7 Elect Saburoh Sano Mgmt For Against Against
8 Elect Hiroshi Saitoh Mgmt For Against Against
9 Elect Nobushige Kamei Mgmt For Against Against
10 Elect Shintaroh Yasuda Mgmt For Against Against
11 Elect Katsunori Nagayasu Mgmt For Against Against
12 Elect Fumiyuki Akikusa Mgmt For Against Against
13 Elect Kazuo Takeuchi Mgmt For Against Against
14 Elect Kinya Okauchi Mgmt For Against Against
15 Elect Kaoru Wachi Mgmt For Against Against
16 Elect Takashi Oyamada Mgmt For Against Against
17 Elect Akio Harada Mgmt For Against Against
18 Elect Ryuji Araki Mgmt For Against Against
19 Elect Takuma Ohtoshi Mgmt For Against Against
20 Elect Tetsuo Maeda Mgmt For For For
21 Elect Tsutomu Takasuka Mgmt For For For
22 Elect Kunie Okamoto Mgmt For For For
23 Elect Yasushi Ikeda Mgmt For For For
National Bank Of
Greece
SA
Ticker Security ID: Meeting Date Meeting Status
NBGIY CUSIP 633643408 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reports of Board of Directors and Mgmt N/A For N/A
Auditor
2 Accounts; Allocation of Mgmt N/A For N/A
Profits/Dividends
3 Ratification of Board and Auditor's Mgmt N/A Against N/A
Acts
4 Directors' Fees; Management Mgmt N/A Against N/A
Compensation
5 Board's Transactions Mgmt N/A Against N/A
6 Ratification of Co-option of Board Mgmt N/A Against N/A
Member; Announcement of Board
Appointment
7 Appointment of Auditor and Authority Mgmt N/A Against N/A
to Set
Fees
8 Other Business Mgmt N/A Against N/A
National Bank Of
Greece
SA
Ticker Security ID: Meeting Date Meeting Status
CINS X56533114 06/02/2009 Voted
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reports of Board of Directors and Mgmt For For For
Auditor
2 Accounts; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board and Auditor's Mgmt For Against Against
Acts
4 Directors' Fees; Management Mgmt For Abstain Against
Compensation
5 Board's Transactions Mgmt For Against Against
6 Ratification of Co-option of Board Mgmt For Against Against
Member; Announcement of Board
Appointment
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Other Business Mgmt Abstain Abstain For
Noble Corp.
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65422100 03/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from the Cayman Mgmt For For For
Islands to
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
Noble Corp.
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For Withhold Against
2.2 Elect Marc Leland Mgmt For Withhold Against
2.3 Elect David Williams Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
NOMURA HOLDINGS
INCORPORATED -
ADR
Ticker Security ID: Meeting Date Meeting Status
NMR CUSIP 65535H208 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Elect Junichi Ujiie Mgmt For Against Against
3 Elect Kenichi Watanabe Mgmt For Against Against
4 Elect Takumi Shibata Mgmt For Against Against
5 Elect Masanori Itatani Mgmt For Against Against
6 Elect Yoshifumi Kawabata Mgmt For Against Against
7 Elect Masaharu Shibata Mgmt For Against Against
8 Elect Hideaki Kubori Mgmt For Against Against
9 Elect Haruo Tsuji Mgmt For Against Against
10 Elect Fumihide Nomura Mgmt For Against Against
11 Elect Masahiro Sakane Mgmt For Against Against
12 Elect Tsuguoki Fujinuma Mgmt For Against Against
13 Elect Hajime Sawabe Mgmt For Against Against
14 Stock Option Mgmt For For For
Oneok Inc
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For For For
5 Elect David Kyle Mgmt For For For
6 Elect Bert Mackie Mgmt For Against Against
7 Elect Jim Mogg Mgmt For Against Against
8 Elect Pattye Moore Mgmt For For For
9 Elect Gary Parker Mgmt For Against Against
10 Elect Eduardo Rodriguez Mgmt For For For
11 Elect David Tippeconnic Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
Pepsico Inc
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Plan Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Beverage Container
Recycling
Program
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Genetically Engineered
Products
18 Shareholder Regarding Reviewing ShrHoldr Against Against For
Charitable
Spending
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Pax World Money
Market Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWIXX CUSIP 70422F208 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO LIQUIDATE AND DISSOLVE THE FUND Mgmt For Fpr For
AS SET FORTH IN THE PLAN OF
LIQUIDATION AND DISSOLUTION
PETROLEO
BRASILEIRO SA -
PETROBRAS
Ticker Security ID: Meeting Date Meeting Status
PBRA CUSIP 71654V408 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 CAPITAL EXPENDITURE BUDGET FOR THE Mgmt For Abstain Against
FISCAL YEAR
2009
3 DISTRIBUTION OF RESULTS FOR THE Mgmt For For For
FISCAL YEAR
2008
4 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
5 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
6 ELECTION OF MEMBERS OF THE AUDIT Mgmt For Abstain Against
BOARD AND THEIR RESPECTIVE
SUBSTITUTES
7 Directors' Fees Mgmt For Abstain Against
PETROLEO
BRASILEIRO SA
PETRO
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Miscellaneous Restructuring Mgmt For For For
2 Appoint Special Auditor/Appraiser Mgmt For For For
Pharmaceutical
Product
Development
Inc
Ticker Security ID: Meeting Date Meeting Status
PPDI CUSIP 717124101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For For For
1.2 Elect Fredric Eshelman Mgmt For For For
1.3 Elect Frederick Frank Mgmt For For For
1.4 Elect David Grange Mgmt For For For
1.5 Elect Catherine Klema Mgmt For For For
1.6 Elect Terry Magnuson Mgmt For For For
1.7 Elect Ernest Mario Mgmt For For For
1.8 Elect John McNeill, Jr. Mgmt For For For
2 Amendment to the 1995 Equity Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
PROCTER & GAMBLE
CO
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - KENNETH I. CHENAULT Mgmt For Withhold Against
1.2 Elect Nominee - SCOTT D. COOK Mgmt For Withhold Against
1.3 Elect Nominee - RAJAT K. GUPTA Mgmt For For For
1.4 Elect Nominee - A.G. LAFLEY Mgmt For For For
1.5 Elect Nominee - CHARLES R. LEE Mgmt For Withhold Against
1.6 Elect Nominee - LYNN M. MARTIN Mgmt For For For
1.7 Elect Nominee - W. JAMES MCNERNEY, Mgmt For For For
JR.
1.8 Elect Nominee - JOHNATHAN A. RODGERS Mgmt For For For
1.9 Elect Nominee - RALPH SNYDERMAN, M.D. Mgmt For For For
1.10 Elect Nominee - MARGARET C. WHITMAN Mgmt For Withhold Against
1.11 Elect Nominee - PATRICIA A. WOERTZ Mgmt For For For
1.12 Elect Nominee - ERNESTO ZEDILLO Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Adopt Majority Vote to Elect Mgmt For For For
Directors
4 Change Annual Meeting Date/Location ShrHldr Against Against For
5 Allow Advisory Vote on Executive ShrHldr Against For Against
Compensation
Qualcomm Inc
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RIO TINTO PLC-
ADR
Ticker Security ID: Meeting Date Meeting Status
RTP CUSIP 767204100 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 APPROVAL OF THE REMUNERATION REPORT Mgmt For Against Against
3 TO ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For Against Against
4 TO RE-ELECT SIR DAVID CLEMENTI AS A Mgmt For Against Against
DIRECTOR
5 TO RE-ELECT SIR ROD EDDINGTON AS A Mgmt For Against Against
DIRECTOR
6 TO RE-ELECT ANDREW GOULD AS A Mgmt For Against Against
DIRECTOR
7 TO RE-ELECT DAVID MAYHEW AS A Mgmt For Against Against
DIRECTOR
8 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
9 NON EXECUTIVE DIRECTORS FEES Mgmt For Against Against
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights and to Increase
Authorised
Capital
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For Against Against
OTHER THAN ANNUAL GENERAL
MEETINGS
13 AUTHORITY TO PAY SCRIP DIVIDENDS Mgmt For For For
14 ADOPTION AND AMENDMENT OF NEW Mgmt For Against Against
ARTICLES OF ASSOCIATION OF THE
COMPANY
Ryder System Inc
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Beard Mgmt For For For
2 Elect John Berra Mgmt For For For
3 Elect Luis Nieto, Jr. Mgmt For For For
4 Elect E. Follin Smith Mgmt For For For
5 Elect Gregory Swienton Mgmt For For For
6 Ratification of Auditor Mgmt For For For
SASOL LTD -ADR
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 803866300 11/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2.1 Elect/Appoint Director: LPA DAVIES Mgmt For For For
2.2 Elect/Appoint Director: AM. Mokaba Mgmt For For For
2.3 Elect/Appoint Director: TH. Nyasulu Mgmt For For For
2.4 Elect/Appoint Director: KC. Ramon Mgmt For For For
2.5 Elect/Appoint Director: BP. Connellan Mgmt For For For
2.6 Elect/Appoint Director: MSV Gantsho Mgmt For For For
2.7 Elect/Appoint Director: A. Jain Mgmt For For For
2.8 Elect/Appoint Director: JE. Schrempp Mgmt For For For
4 Approve Appointment of Auditors Mgmt For For For
5 Amend Articles Mgmt For For For
6 Approve Share Buyback Mgmt For For For
7 Approve Share Buyback Mgmt For For For
8 Amend Compensation to Directors Mgmt For For For
9 Authorize Board to Act on Matters Mgmt For For For
Adopted by
Shareholders
Southwest Energy
Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lewis Epley, Jr. Mgmt For Withhold Against
1.2 Elect Robert Howard Mgmt For Withhold Against
1.3 Elect Harold Korell Mgmt For Withhold Against
1.4 Elect Vello Kuuskraa Mgmt For Withhold Against
1.5 Elect Kenneth Mourton Mgmt For Withhold Against
1.6 Elect Charles Scharlau Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
State Street
Corp.
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For Withhold Against
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For Withhold Against
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For Withhold Against
2 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Ratification of Auditor Mgmt For Against Against
6 Shareholder Proposal Regarding an ShrHoldr Against Against For
Annual Certification of Audit
Fees
StatoilHydro ASA - ADR
Ticker Security ID: Meeting Date Meeting Status
STO CUSIP 85771P102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Meeting Notice and Agenda Mgmt For For For
3 Voting List Mgmt For For For
4 Election of Individuals to Check Mgmt For For For
Minutes
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Auditor's Fees Mgmt For For For
7 Election of Deputy Member to Mgmt For Against Against
Corporate
Assembly
8 Compensation Policy Mgmt For For For
9 Authority to Repurchase Shares for Mgmt For For For
2004 Share Savings
Plan
10 Amendments to Articles Regarding Mgmt For For For
Company
Name
11 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Stryker Corp.
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Brown Mgmt For Withhold Against
1.2 Elect Howard Cox, Jr. Mgmt For Withhold Against
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Howard Lance Mgmt For Withhold Against
1.6 Elect Stephen MacMillan Mgmt For Withhold Against
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Suncor Energy
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867229106 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Benson Mgmt For Withhold Against
1.2 Elect Brian Canfield Mgmt For For For
1.3 Elect Bryan Davies Mgmt For For For
1.4 Elect Brian Felesky Mgmt For For For
1.5 Elect John Ferguson Mgmt For For For
1.6 Elect W. Douglas Ford Mgmt For For For
1.7 Elect Richard George Mgmt For For For
1.8 Elect John Huff Mgmt For For For
1.9 Elect M. Ann McCaig Mgmt For For For
1.10 Elect Michael O'Brien Mgmt For For For
1.11 Elect Eira Thomas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Suncor Energy
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867229106 06/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Merger Mgmt For For For
2 Amalco Stock Option Plan Mgmt For For For
3.1 Elect Mel Benson Mgmt For Withhold Against
3.2 Elect Brian Canfield Mgmt For For For
3.3 Elect Bryan Davies Mgmt For For For
3.4 Elect Brian Felesky Mgmt For For For
3.5 Elect John Ferguson Mgmt For For For
3.6 Elect W. Douglas Ford Mgmt For For For
3.7 Elect Richard George Mgmt For For For
3.8 Elect John Huff Mgmt For For For
3.9 Elect M. Ann McCaig Mgmt For For For
3.10 Elect Michael O'Brien Mgmt For For For
3.11 Elect Eira Thomas Mgmt For For For
4 Appointment of Auditor Mgmt For For For
T Rowe Price
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS,
JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For Against Against
HEBB,
JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For For
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For Against Against
Target Corp.
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Take No Action
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Fix the Number of Directors at Twelve ShrHoldr N/A TNA N/A
2.1 Elect William Ackman ShrHoldr N/A TNA N/A
2.2 Elect Michael Ashner ShrHoldr N/A TNA N/A
2.3 Elect James Donald ShrHoldr N/A TNA N/A
2.4 Elect Richard Vague ShrHoldr N/A TNA N/A
3 Elect Ronald Gilson ShrHoldr N/A TNA N/A
4 Ratification of Auditor ShrHoldr N/A TNA N/A
5 Amendment to the Long-Term Incentive ShrHoldr N/A TNA N/A
Plan
6 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Advisory Vote on
Compensation
Target Corp.
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Voted
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Fix the Number of Directors at Twelve Mgmt For For For
2 Elect Mary Dillon Mgmt For For For
3 Elect Richard Kovacevich Mgmt For For For
4 Elect George Tamke Mgmt For For For
5 Elect Solomon Trujillo Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on
Compensation
Telefonica SA
Ticker Security ID: Meeting Date Meeting Status
TEFOF CUSIP 879382208 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For Against Against
Profits/Dividends; Ratification of
Board
Acts
2 Special Dividend Mgmt For For For
3 Salary/Stock Swap Plan Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Authority to Cancel Shares and Mgmt For For For
Reduce Share
Capital
6 Appointment of Auditor Mgmt For For For
7 Authority to Carry Out Formalities Mgmt For For For
Teva
Pharmaceutical
Industries Ltd
(ADR)
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For Against Against
4 Elect Elon Kohlberg Mgmt For Against Against
5 Elect Yitzhak Peterburg Mgmt For Against Against
6 Elect Erez Vigodman Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
UGI Corp.
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Richard Gozon Mgmt For For For
1.3 Elect Lon Greenberg Mgmt For For For
1.4 Elect Marvin Schlanger Mgmt For For For
1.5 Elect Anne Pol Mgmt For For For
1.6 Elect Ernest Jones Mgmt For For For
1.7 Elect John Walsh Mgmt For For For
1.8 Elect Roger Vincent Mgmt For For For
1.9 Elect M. Shawn Puccio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ULTRAPETROL
BAHAMAS
LTD
Ticker Security ID: Meeting Date Meeting Status
ULTR CUSIP P94398107 10/08/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements Mgmt For For For
2.1 Elect Nominee: FELIPE MENENDEZ ROSS Mgmt For For For
2.2 Elect Nominee: RICARDO MENENDEZ ROSS Mgmt For For For
2.3 Elect Nominee: JAMES F. MARTIN Mgmt For For For
2.4 Elect Nominee: KATHERINE A. DOWNS Mgmt For For For
2.5 Elect Nominee: LEONARD J. HOSKINSON Mgmt For For For
2.6 Elect Nominee: MICHAEL C. HAGAN Mgmt For For For
2.7 Elect Nominee: GEORGE WOOD Mgmt For For For
3 Discharge Directors/Officers from Mgmt For Against Against
Liability
United States
Steel
Corp.
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Lucchino Mgmt For For For
1.2 Elect Seth Schofield Mgmt For Withhold Against
1.3 Elect John Surma Mgmt For For For
1.4 Elect David Sutherland Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
VEOLIA
ENVIRONNEMENT
Ticker Security ID: Meeting Date Meeting Status
VE CUSIP 92334N103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non-Tax Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Related Party Transactions (CEO) Mgmt For For For
8 Elect Jean Azema Mgmt For Against Against
9 Elect Augustin de Romanet de Beaune Mgmt For Against Against
10 Elect Philippe Kourilsky Mgmt For Against Against
11 Elect Henri Proglio Mgmt For Against Against
12 Elect Baudoin Prot Mgmt For Against Against
13 Elect Paolo Scaroni Mgmt For Against Against
14 Elect Louis Schweitzer Mgmt For Against Against
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/out
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Employee Savings
Plan
18 Authority to Issue Warrants as Mgmt For Against Against
Takeover
Defense
19 Amendment Regarding Directors' Term Mgmt For For For
Lengths
20 Authority to Carry Out Formalities Mgmt For For For
Verizon
Communications
Inc
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Carrion Mgmt For Against Against
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For Against Against
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For Against Against
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For Against Against
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For Against Against
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 2009 Long-Term Incentive Plan Mgmt For Against Against
16 2009 Short-Term Incentive Plan Mgmt For Against Against
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Stock
Options
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
21 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
VODAFONE GROUP
PLC
-ADR
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Elect/Appoint Director: SIR JOHN BOND Mgmt For For For
3 Elect/Appoint Director: JOHN BUCHANAN Mgmt For For For
4 Elect/Appoint Director: VITTORIO Mgmt For For For
COLAO
5 Elect/Appoint Director: ANDY HALFORD Mgmt For For For
6 Elect/Appoint Director: ALAN JEBSON Mgmt For For For
7 Elect/Appoint Director: NICK LAND Mgmt For For For
8 Elect/Appoint Director: ANNE Mgmt For For For
LAUVERGEON
9 Elect/Appoint Director: SIMON MURRAY Mgmt For For For
10 Elect/Appoint Director: LUC Mgmt For For For
VANDEVELDE
11 Elect/Appoint Director: ANTHONY Mgmt For For For
WATSON
12 Elect/Appoint Director: PHILIP YEA Mgmt For For For
13 Approve Dividend Mgmt For For For
14 Approve Remuneration Report Mgmt For For For
15 Approve Appointment of Auditors Mgmt For Against Against
16 Approve Auditors Remuneration Mgmt For Against Against
17 Approve Share Issue Mgmt For For For
18 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
19 Approve Share Buyback Mgmt For For For
20 Approve Political Donations Mgmt For Abstain Against
21 Approve Articles Mgmt For For For
22 Approve Stock Purchase Mgmt For For For
Plan/ESOP/Savings
Plan
Vulcan Materials
Corp.
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect H. Franklin Mgmt For Withhold Against
1.2 Elect Richard O'Brien Mgmt For Withhold Against
1.3 Elect Donald Rice Mgmt For Withhold Against
1.4 Elect Phillip Farmer Mgmt For Withhold Against
1.5 Elect James Napier Mgmt For Withhold Against
2 2009 Executive Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
Willis Group
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
WSH CUSIP G96655108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
2 ELECTION OF DIRECTOR: JOSEPH A. Mgmt For For For
CALIFANO
JR.
3 ELECTION OF DIRECTOR: ANNA C. Mgmt For For For
CATALANO
4 ELECTION OF DIRECTOR: SIR ROY GARDNER Mgmt For Against Against
5 ELECTION OF DIRECTOR: SIR JEREMY Mgmt For For For
HANLEY
6 ELECTION OF DIRECTOR: ROBYN S. KRAVIT Mgmt For For For
7 ELECTION OF DIRECTOR: JEFFREY B. LANE Mgmt For Against Against
8 ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For Against Against
10 ELECTION OF DIRECTOR: JOSEPH J. Mgmt For For For
PLUMERI
11 ELECTION OF DIRECTOR: DOUGLAS B. Mgmt For For For
ROBERTS.
12 Ratification of Auditor Mgmt For For For
XTO Energy Inc
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For Against Against
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For Against Against
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
8 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
======================== PAX WORLD GROWTH FUND ========================
Item 1: Proxy Voting Record
Registrant :
Fund Name : Pax World Growth Fund
07/01/2008 - 06/30/2009
Adobe Systems Inc
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
ROBERT K.
BURGESS
2 ELECTION OF CLASS II DIRECTOR: CAROL Mgmt For For For
MILLS
3 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
DANIEL
ROSENSWEIG
4 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
ROBERT
SEDGEWICK
5 ELECTION OF CLASS II DIRECTOR: JOHN Mgmt For For For
E.
WARNOCK
6 Amendment to the 2003 Equity Mgmt For For For
Incentive
Plan
7 Ratification of Auditor Mgmt For For For
AIRGAS INC
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - WILLIAM O. ALBERTINI Mgmt For For For
1.2 Elect Nominee - LEE M. THOMAS Mgmt For For For
1.3 Elect Nominee - JOHN C. VAN RODEN, Mgmt For For For
JR.
2 Ratify Appointment of Auditors Mgmt For For For
3 Reapprove Executive Bonus Plan Mgmt For For For
Amazon.com Inc
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Bezos Mgmt For Against Against
2 Elect Tom Alberg Mgmt For For For
3 Elect John Brown Mgmt For For For
4 Elect L. John Doerr Mgmt For Against Against
5 Elect William Gordon Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Thomas Ryder Mgmt For Against Against
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
AMERICA MOVIL SA
Ticker Security ID: Meeting Date Meeting Status
AMX CUSIP 02364W105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt N/A Abstain N/A
2 Election of Meeting Delegates Mgmt N/A Abstain N/A
AMERICAN WATER
WORKS COMPANY,
INC.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Correll Mgmt For Withhold Against
1.2 Elect Martha Clark Goss Mgmt For Withhold Against
1.3 Elect Manfred Doss Mgmt For Withhold Against
1.4 Elect Richard Grigg Mgmt For Withhold Against
1.5 Elect Julia Johnson Mgmt For Withhold Against
1.6 Elect George MacKenzie Mgmt For Withhold Against
1.7 Elect William Marrazzo Mgmt For Withhold Against
1.8 Elect Rolf Pohlig Mgmt For Withhold Against
1.9 Elect Andreas Zetzsche Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Equity Mgmt For For For
Compensation
Plan
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059186 03/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Against Against
3 Ratification of Supervisory Board Mgmt For Against Against
Acts
4 PROPOSAL TO ADOPT A DIVIDEND OF EUR Mgmt For For For
0.20 PER ORDINARY SHARE OF EUR
0.09.
5 Performance Stock Grants to Mgmt For For For
Management
Board
6 Sign-on Performance Stock Grants to Mgmt For For For
Management
Board
7 Stock Option Grants to Management Mgmt For For For
Board
8 Sign-on Stock Option Grants to Mgmt For For For
Management
Board
9 Stock Option Grants to Employees Mgmt For For For
10 Elect H. van den Burg Mgmt For For For
11 Elect O.B. Bilous Mgmt For For For
12 Elect Josephus Westerburgen Mgmt For For For
13 Elect P.F.M. Van der Meer Mohr Mgmt For For For
14 Elect W. Ziebart Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 CANCELLATION OF ORDINARY SHARES. Mgmt For For For
21 CANCELLATION OF ADDITIONAL ORDINARY Mgmt For For For
SHARES.
Baker Hughes Inc
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Jr. Mgmt For For For
1.3 Elect Chad Deaton Mgmt For For For
1.4 Elect Edward Djerejian Mgmt For For For
1.5 Elect Anthony Fernandes Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Pierre Jungels Mgmt For For For
1.8 Elect James Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For For For
1.10 Elect H. John Riley, Jr. Mgmt For For For
1.11 Elect Charles Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
4 STOCKHOLDER PROPOSAL NO. 1 REGARDING ShrHoldr Against For Against
CALLING SPECIAL SHAREOWNERS
MEETINGS.
Bard CR Inc
Ticker Security ID: Meeting Date Meeting Status
BCR CUSIP 067383109 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Marc Breslawsky Mgmt For For For
1.2 Elect Herbert Henkel Mgmt For For For
1.3 Elect Tommy Thompson Mgmt For For For
1.4 Elect Timothy Ring Mgmt For For For
2 Amendment to the Executive Bonus Plan Mgmt For For For
3 Amendment to the 2003 Long Term Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Best Buy Company
Inc
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald James Mgmt For Withhold Against
1.2 Elect Elliot Kaplan Mgmt For Withhold Against
1.3 Elect Sanjay Khosla Mgmt For Withhold Against
1.4 Elect George Mikan III Mgmt For Withhold Against
1.5 Elect Matthew Paull Mgmt For Withhold Against
1.6 Elect Richard Schulze Mgmt For Withhold Against
1.7 Elect Hatim Tyabji Mgmt For Withhold Against
1.8 Elect Gerard Vittecoq Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Stock Mgmt For For For
and Incentive
Plan
4 Amendment to Change the Approval Mgmt For For For
Required For Certain Business
Combinations
5 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article
IX
6 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Remove
Directors Without
Cause
7 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Classified Board
Provisions
8 Amendment to Decrease Shareholder Mgmt For Against Against
Approval Required For Certain Stock
Repurchases from
Shareholders
9 Amendment to Decrease Shareholder Mgmt For Against Against
Approval Required to Amend Article
X
BURGER KING
HOLDINGS
INC
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - JOHN W. CHIDSEY Mgmt For Withhold Against
1.2 Elect Nominee - RICHARD W. BOYCE Mgmt For Withhold Against
1.3 Elect Nominee - DAVID A. BRANDON Mgmt For Withhold Against
1.4 Elect Nominee - RONALD M. DYKES Mgmt For Withhold Against
1.5 Elect Nominee - PETER R. FORMANEK Mgmt For Withhold Against
1.6 Elect Nominee - MANUEL A. GARCIA Mgmt For Withhold Against
1.7 Elect Nominee - SANJEEV K. MEHRA Mgmt For Withhold Against
1.8 Elect Nominee - STEPHEN G. PAGLIUCA Mgmt For Withhold Against
1.9 Elect Nominee - BRIAN T. SWETTE Mgmt For Withhold Against
1.10 Elect Nominee - KNEELAND C. Mgmt For Withhold Against
YOUNGBLOOD
2 Ratify Appointment of Auditors Mgmt For For For
Catalyst Health
Solutions
Inc
Ticker Security ID: Meeting Date Meeting Status
CHSI CUSIP 14888B103 06/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Epstein Mgmt For Withhold Against
1.2 Elect Michael McDonnell Mgmt For Withhold Against
1.3 Elect Dale Wolf Mgmt For Withhold Against
2 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Chattem Inc
Ticker Security ID: Meeting Date Meeting Status
CHTT CUSIP 162456107 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Bosworth Mgmt For Withhold Against
1.2 Elect Gary Chazen Mgmt For Withhold Against
1.3 Elect Joey Hogan Mgmt For Withhold Against
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
CISCO SYSTEMS INC
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - CAROL A. BARTZ Mgmt For For For
1.2 Elect Nominee - M. MICHELE BURNS Mgmt For For For
1.3 Elect Nominee - MICHAEL D. CAPELLAS Mgmt For For For
1.4 Elect Nominee - LARRY R. CARTER Mgmt For For For
1.5 Elect Nominee - JOHN T. CHAMBERS Mgmt For For For
1.6 Elect Nominee - BRIAN L. HALLA Mgmt For For For
1.7 Elect Nominee - DR. JOHN L. HENNESSY Mgmt For For For
1.8 Elect Nominee - RICHARD M. KOVACEVICH Mgmt For For For
1.9 Elect Nominee - RODERICK C. MCGEARY Mgmt For For For
1.10 Elect Nominee - MICHAEL K. POWELL Mgmt For For For
1.11 Elect Nominee - STEVEN M. WEST Mgmt For For For
1.12 Elect Nominee - JERRY YANG Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Amend Bylaws to Establish Committee ShrHldr Against For Against
on Human
Rights
4 Report on Steps to Prevent Internet ShrHldr Against For Against
Fragmentation
Citrix Systems
Inc
Ticker Security ID: Meeting Date Meeting Status
CTXS CUSIP 177376100 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Bogan Mgmt For Against Against
2 Elect Nancy Caldwell Mgmt For Against Against
3 Elect Gary Morin Mgmt For Against Against
4 AMENDMENT TO THE 2005 EQUITY Mgmt For Against Against
INCENTIVE
PLAN
5 Ratification of Auditor Mgmt For For For
CME GROUP
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dennis Chookaszian Mgmt For Withhold Against
1.2 Elect Robert Corvino Mgmt For Withhold Against
1.3 Elect Larry Gerdes Mgmt For Withhold Against
1.4 Elect Daniel Glickman Mgmt For Withhold Against
1.5 Elect James Oliff Mgmt For Withhold Against
1.6 Elect John Peitrzak Mgmt For Withhold Against
1.7 Elect Alex Pollock Mgmt For Withhold Against
1.8 Elect William Shepard Mgmt For Withhold Against
2 Amendment to the Omnibus Stock Plan Mgmt For For For
3 Amendment to the 2005 Director Stock Mgmt For For For
Plan
4 Amendment to the Incentive Plan for Mgmt For For For
Named Executive
Officers
5 Ratification of Auditor Mgmt For For For
CME GROUP INC
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase Board Size Mgmt For Against Against
2 Approve Stock Issuance to Complete Mgmt For For For
Merger
3 Approve Adjournment of Meeting Mgmt For For For
Cognizant
Technology
Solutions
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Francisco D'Souza Mgmt For Against Against
2 Elect John Fox, Jr. Mgmt For Against Against
3 Elect Thomas Wendel Mgmt For Against Against
4 2009 Incentive Compensation Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
Commscope Inc
Ticker Security ID: Meeting Date Meeting Status
CTV CUSIP 203372107 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Drendel Mgmt For For For
1.2 Elect Richard Smith Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For Against Against
CREDIT SUISSE
GROUP
Ticker Security ID: Meeting Date Meeting Status
CS CUSIP 225401108 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt N/A For N/A
2 CONSULTATIVE VOTE ON THE Mgmt N/A Against N/A
RENUMERATION
REPORT
3 Accounts and Reports Mgmt N/A For N/A
4 DISCHARGE OF ACTS OF BOARD OF Mgmt N/A Against N/A
DIRECTORS AND EXECUTIVE
BOARD
5 APPROPRIATION OF RETAINED EARNINGS Mgmt N/A For N/A
6 INCREASING CONDITIONAL CAPITAL FOR Mgmt N/A For N/A
CONVERTIBLE AND WARRANT
BONDS
7 RENEWING AND INCREASING AUTHORIZED Mgmt N/A For N/A
CAPITAL
8 GROUP S INDEPENDENT AUDITOR Mgmt N/A For N/A
9 PRESENCE QUORUM FOR BOARD OF Mgmt N/A For N/A
DIRECTORS
RESOLUTIONS
10 DELETION OF PROVISIONS CONCERNING Mgmt N/A For N/A
CONTRIBUTIONS IN
KIND
11.1 Elect Hans-Ulrich Doerig Mgmt For For For
11.2 Elect Walter Kielholz Mgmt For For For
11.3 Elect Richard Thornburgh Mgmt For For For
11.4 Elect Andreas Koopmann Mgmt For For For
11.5 Elect Urs Rohner Mgmt For For For
11.6 Elect John Tiner Mgmt For For For
12 ELECTION OF THE INDEPENDENT AUDITORS Mgmt N/A For N/A
13 ELECTION OF SPECIAL AUDITORS Mgmt N/A For N/A
CVS Caremark Corp.
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For Against Against
3 Elect David Dorman Mgmt For Against Against
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For Against Against
8 Elect Terrence Murray Mgmt For Against Against
9 Elect C.A. Lance Piccolo Mgmt For Against Against
10 Elect Sheli Rosenberg Mgmt For Against Against
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Special Shareholder
Meetings
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Chairman of the
Board
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
Devon Energy
Corp.
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Ebay Inc
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MARC L. Mgmt For For For
ANDREESSEN
2 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For Against Against
FORD,
JR.
3 ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For For
4 ELECTION OF DIRECTOR: PIERRE M. Mgmt For For For
OMIDYAR
5 ELECTION OF DIRECTOR: RICHARD T. Mgmt For For For
SCHLOSBERG,
III
6 One-time Stock Option Exchange Mgmt For Against Against
Program
7 Amendment to the 2008 Equity Mgmt For Against Against
Incentive Award
Plan
8 Ratification of Auditor Mgmt For For For
Expeditors
International
Of
Washington
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 2009 Stock Option Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
FOCUS MEDIA
HOLDING LTD
-ADR
Ticker Security ID: Meeting Date Meeting Status
FMCN CUSIP 34415V109 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nominee: YING WU Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
Fuel Technology
NV
Ticker Security ID: Meeting Date Meeting Status
FTEK CUSIP 359523107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Bailey Mgmt For Withhold Against
1.2 Elect Ralph Bailey Mgmt For Withhold Against
1.3 Elect Miguel Espinosa Mgmt For Withhold Against
1.4 Elect Charles Grinnell Mgmt For Withhold Against
1.5 Elect Thomas Jones Mgmt For Withhold Against
1.6 Elect John Morrow Mgmt For Withhold Against
1.7 Elect John Norris, Jr. Mgmt For Withhold Against
1.8 Elect Thomas Shaw, Jr. Mgmt For Withhold Against
1.9 Elect Delbert Williamson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
GAMESTOP CORP
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel A. DeMatteo Mgmt For Withhold Against
1.2 Elect Michael Rosen Mgmt For Withhold Against
1.3 Elect Edward A. Volkwein Mgmt For Withhold Against
2 Amendment to the 2001 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
GENERAL MILLS INC
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - BRADBURY H. ANDERSON Mgmt For For For
1.2 Elect Nominee - PAUL DANOS Mgmt For For For
1.3 Elect Nominee - WILLIAM T. ESREY Mgmt For For For
1.4 Elect Nominee - RAYMOND V. GILMARTIN Mgmt For For For
1.5 Elect Nominee - JUDITH RICHARDS HOPE Mgmt For For For
1.6 Elect Nominee - HEIDI G. MILLER Mgmt For For For
1.7 Elect Nominee - HILDA Mgmt For For For
OCHOA-BRILLEMBOURG
1.8 Elect Nominee - STEVE ODLAND Mgmt For For For
1.9 Elect Nominee - KENDALL J. POWELL Mgmt For For For
1.10 Elect Nominee - LOIS E. QUAM Mgmt For For For
1.11 Elect Nominee - MICHAEL D. ROSE Mgmt For For For
1.12 Elect Nominee - ROBERT L. RYAN Mgmt For For For
1.13 Elect Nominee - DOROTHY A. TERRELL Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
Genzyme Corp.
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Berthiaume Mgmt For Against Against
2 Elect Gail Boudreaux Mgmt For For For
3 Elect Robert Carpenter Mgmt For Against Against
4 Elect Charles Cooney Mgmt For Against Against
5 Elect Victor Dzau Mgmt For Against Against
6 Elect Connie Mack, III Mgmt For For For
7 Elect Richard Syron Mgmt For For For
8 Elect Henri Termeer Mgmt For For For
9 Amendment to the 2004 Equity Mgmt For For For
Incentive
Plan
10 2009 Employee Stock Purchase Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
Gilead Sciences
Inc
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For Withhold Against
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For Against Against
Incentive
Plan
Google Inc
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Schmidt Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Larry Page Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For Withhold Against
1.8 Elect Paul Otellini Mgmt For Withhold Against
1.9 Elect K. Shriram Mgmt For Withhold Against
1.10 Elect Shirley Tilghman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution
disclosure
5 Shareholder proposal regarding ShrHoldr Against For Against
internet
censorship
6 Shareholder proposal regarding ShrHoldr Against Abstain N/A
health care
reform
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: L. T. BABBIO, Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For For
4 ELECTION OF DIRECTOR: J. H. Mgmt For For For
HAMMERGREN
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
HTC
Corp.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3194T109 06/19/2009 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Authority to Increase Paid-in Capital Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Procedural Rules of Mgmt For For For
Acquisition/Disposal of
Assets
11 Amendments to Procedural Rules of Mgmt For For For
Trade of
Derivatives
12 Amendments to Procedural Rules of Mgmt For For For
Capital
Loans
13 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
14 Elect TAN Hochen Mgmt For Against Against
15 Extraordinary Motions Mgmt For Against Against
Intel Corp.
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding Human ShrHoldr Against For Against
Right to
Water
International
Business
Machine
Corp.
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For Against Against
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For Against Against
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For Against Against
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For Against Against
Performance
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION AND PENSION
INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHoldr Against For Against
VOTE ON EXECUTIVE
COMPENSATION
Itron Inc
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For Against Against
2 Elect Kirby Dyess Mgmt For Against Against
3 Elect Graham Wilson Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
JP Morgan Chase
&
Company
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Credit Card
Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against For Against
Executive Performance Plan
("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Principles
Report
Landstar Systems
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Gerkens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF AN AMENDMENT TO THE Mgmt For For For
COMPANY S 2002 EMPLOYEE STOCK
OPTION
PLAN.
Lowe's Companies
Inc
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For Withhold Against
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Principles of Health Care
Reform
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent
Chairman
McGraw-Hill
Companies
Inc
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE GOALS Mgmt For For For
UNDER OUR 2002 STOCK INCENTIVE
PLAN.
3 Ratification of Auditor Mgmt For Against Against
4 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR
ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ADOPTION OF SIMPLE MAJORITY
VOTE.
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
MICROSOFT CORP
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nominee - STEVEN A. BALLMER Mgmt For For For
2 Elect Nominee - JAMES I. CASH JR. Mgmt For For For
3 Elect Nominee - DINA DUBLON Mgmt For For For
4 Elect Nominee - WILLIAM H. GATES III Mgmt For For For
5 Elect Nominee - RAYMOND V. GILMARTIN Mgmt For For For
6 Elect Nominee - REED HASTINGS Mgmt For For For
7 Elect Nominee - DAVID F. MARQUARDT Mgmt For For For
8 Elect Nominee - CHARLES H. NOSKI Mgmt For For For
9 Elect Nominee - HELMUT PANKE Mgmt For For For
10 Reapprove Executive Officer Mgmt For For For
Incentive
Plan
11 Amend Stock Plan for Directors Mgmt For For For
12 Ratify Appointment of Auditors Mgmt For For For
13 Adopt Policies on Internet Censorship ShrHldr Against For Against
14 Amend Bylaws to Establish Human ShrHldr Against For Against
Rights
Committee
15 Review/Report on Charitable ShrHldr Against For Against
Activities
National Oilwell
Varco
Inc
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Merrill Miller, Jr. Mgmt For Against Against
2 Elect Greg Armstrong Mgmt For Against Against
3 Elect David Harrison Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
NETAPP INC
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee: DANIEL J. WARMENHOVEN Mgmt For For For
1.2 Elect Nominee: DONALD T. VALENTINE Mgmt For For For
1.3 Elect Nominee: JEFFRY R. ALLEN Mgmt For For For
1.4 Elect Nominee: CAROL A. BARTZ Mgmt For For For
1.5 Elect Nominee: ALAN L. EARHART Mgmt For For For
1.6 Elect Nominee: THOMAS GEORGENS Mgmt For For For
1.7 Elect Nominee: EDWARD KOZEL Mgmt For For For
1.8 Elect Nominee: MARK LESLIE Mgmt For For For
1.9 Elect Nominee: NICHOLAS G. MOORE Mgmt For For For
1.10 Elect Nominee: GEORGE T. SHAHEEN Mgmt For For For
1.11 Elect Nominee: ROBERT T. WALL Mgmt For For For
2 Amend 1999 Stock Option Plan Mgmt For For For
3 Add Shares to 1999 Plan Mgmt For Against Against
4 Add Shares to Employee Stock Mgmt For For For
Purchase
Plan
5 Ratify Appointment of Auditors Mgmt For For For
NETAPP, INC
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 04/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Stock Option Exchange Mgmt For For For
Program
NIKE INC -CL B
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - JILL K. CONWAY Mgmt For For For
1.2 Elect Nominee - ALAN B. GRAF, JR. Mgmt For For For
1.3 Elect Nominee - JEANNE P. JACKSON Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
Noble Corp.
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For Withhold Against
2.2 Elect Marc Leland Mgmt For Withhold Against
2.3 Elect David Williams Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
Northern Trust
Corp.
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For For For
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Arthur Kelly Mgmt For For For
1.6 Elect Robert McCormack Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect Harold Smith Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Enrique Sosa Mgmt For For For
1.13 Elect Charles Tribbett III Mgmt For For For
1.14 Elect Frederick Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
Nuance
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUSIP 67020Y100 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Frankenberg Mgmt For For For
1.2 Elect Patrick Hackett Mgmt For For For
1.3 Elect William Janeway Mgmt For For For
1.4 Elect Katharine Martin Mgmt For For For
1.5 Elect Mark Myers Mgmt For For For
1.6 Elect Philip Quigley Mgmt For For For
1.7 Elect Paul Ricci Mgmt For For For
1.8 Elect Robert Teresi Mgmt For For For
2 TO APPROVE THE AMENDED AND RESTATED Mgmt For For For
2000 STOCK
PLAN.
3 Ratification of Auditor Mgmt For For For
PALL CORP
Ticker Security ID: Meeting Date Meeting Status
PLL CUSIP 696429307 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - CHERYL W. GRISE Mgmt For For For
1.2 Elect Nominee - ULRIC S. HAYNES, JR. Mgmt For For For
1.3 Elect Nominee - RONALD L. HOFFMAN Mgmt For For For
1.4 Elect Nominee - EDWIN W. MARTIN, JR. Mgmt For For For
1.5 Elect Nominee - KATHARINE L. PLOURDE Mgmt For For For
1.6 Elect Nominee - HEYWOOD SHELLEY Mgmt For For For
1.7 Elect Nominee - EDWARD TRAVAGLIANTI Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Add Shares to Management Stock Mgmt For For For
Purchase
Plan
4 Add Shares to 2005 Stock Mgmt For For For
Compensation
Plan
Pax World Money
Market Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWIXX CUSIP 70422F208 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO LIQUIDATE AND DISSOLVE THE FUND Mgmt For Fpr For
AS SET FORTH IN THE PLAN OF
LIQUIDATION AND DISSOLUTION
Pepsico Inc
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Plan Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Beverage Container
Recycling
Program
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Genetically Engineered
Products
18 Shareholder Regarding Reviewing ShrHoldr Against Against For
Charitable
Spending
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
PETROLEO
BRASILEIRO SA -
PETROBRAS
Ticker Security ID: Meeting Date Meeting Status
PBRA CUSIP 71654V408 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 CAPITAL EXPENDITURE BUDGET FOR THE Mgmt For Abstain Against
FISCAL YEAR
2009
3 DISTRIBUTION OF RESULTS FOR THE Mgmt For For For
FISCAL YEAR
2008
4 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
5 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
6 ELECTION OF MEMBERS OF THE AUDIT Mgmt For Abstain Against
BOARD AND THEIR RESPECTIVE
SUBSTITUTES
7 Directors' Fees Mgmt For Abstain Against
PETROLEO
BRASILEIRO SA
PETRO
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Miscellaneous Restructuring Mgmt For For For
2 Appoint Special Auditor/Appraiser Mgmt For For For
Pharmaceutical
Product
Development
Inc
Ticker Security ID: Meeting Date Meeting Status
PPDI CUSIP 717124101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For For For
1.2 Elect Fredric Eshelman Mgmt For For For
1.3 Elect Frederick Frank Mgmt For For For
1.4 Elect David Grange Mgmt For For For
1.5 Elect Catherine Klema Mgmt For For For
1.6 Elect Terry Magnuson Mgmt For For For
1.7 Elect Ernest Mario Mgmt For For For
1.8 Elect John McNeill, Jr. Mgmt For For For
2 Amendment to the 1995 Equity Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
Qualcomm Inc
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Quanta Services
Inc
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Ball Mgmt For Withhold Against
1.2 Elect John Colson Mgmt For Withhold Against
1.3 Elect John Conaway Mgmt For Withhold Against
1.4 Elect Ralph DiSibio Mgmt For Withhold Against
1.5 Elect Bernard Fried Mgmt For Withhold Against
1.6 Elect Louis Golm Mgmt For Withhold Against
1.7 Elect Worthing Jackman Mgmt For Withhold Against
1.8 Elect Bruce Ranck Mgmt For Withhold Against
1.9 Elect John Wilson Mgmt For Withhold Against
1.10 Elect Pat Wood, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
RIO TINTO PLC-
ADR
Ticker Security ID: Meeting Date Meeting Status
RTP CUSIP 767204100 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 APPROVAL OF THE REMUNERATION REPORT Mgmt For Against Against
3 TO ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For Against Against
4 TO RE-ELECT SIR DAVID CLEMENTI AS A Mgmt For Against Against
DIRECTOR
5 TO RE-ELECT SIR ROD EDDINGTON AS A Mgmt For Against Against
DIRECTOR
6 TO RE-ELECT ANDREW GOULD AS A Mgmt For Against Against
DIRECTOR
7 TO RE-ELECT DAVID MAYHEW AS A Mgmt For Against Against
DIRECTOR
8 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
9 NON EXECUTIVE DIRECTORS FEES Mgmt For Against Against
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights and to Increase
Authorised
Capital
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For Against Against
OTHER THAN ANNUAL GENERAL
MEETINGS
13 AUTHORITY TO PAY SCRIP DIVIDENDS Mgmt For For For
14 ADOPTION AND AMENDMENT OF NEW Mgmt For Against Against
ARTICLES OF ASSOCIATION OF THE
COMPANY
Salesforce.com
Inc
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Craig Ramsey Mgmt For Withhold Against
1.2 Elect Sanford Robertson Mgmt For Withhold Against
1.3 Elect Maynard Webb Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
State Street
Corp.
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For Withhold Against
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For Withhold Against
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For Withhold Against
2 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Ratification of Auditor Mgmt For Against Against
6 Shareholder Proposal Regarding an ShrHoldr Against Against For
Annual Certification of Audit
Fees
StatoilHydro ASA - ADR
Ticker Security ID: Meeting Date Meeting Status
STO CUSIP 85771P102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Meeting Notice and Agenda Mgmt For For For
3 Voting List Mgmt For For For
4 Election of Individuals to Check Mgmt For For For
Minutes
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Auditor's Fees Mgmt For For For
7 Election of Deputy Member to Mgmt For Against Against
Corporate
Assembly
8 Compensation Policy Mgmt For For For
9 Authority to Repurchase Shares for Mgmt For For For
2004 Share Savings
Plan
10 Amendments to Articles Regarding Mgmt For For For
Company
Name
11 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Sybase Inc
Ticker Security ID: Meeting Date Meeting Status
SY CUSIP 871130100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chen Mgmt For For For
1.2 Elect Richard Alberding Mgmt For For For
1.3 Elect Michael Daniels Mgmt For For For
1.4 Elect Alan Salisbury Mgmt For For For
1.5 Elect Jack Sum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Stock Plan Mgmt For For For
SYNGENTA AG
Ticker Security ID: Meeting Date Meeting Status
SYT CUSIP 87160A100 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For Against Against
Acts
3 REDUCTION OF SHARE CAPITAL BY Mgmt For For For
CANCELLATION OF REPURCHASED
SHARES
4 APPROPRIATION OF BALANCE SHEET Mgmt For For For
PROFIT 2008 AND DIVIDEND
DECISION
5 RE-ELECTION OF PEGGY BRUZELIUS Mgmt For For For
6 RE-ELECTION OF PIERRE LANDOLT Mgmt For For For
7 RE-ELECTION OF JURG WITMER Mgmt For For For
8 ELECTION OF STEFAN BORGAS Mgmt For For For
9 ELECTION OF DAVID LAWRENCE Mgmt For For For
10 ELECTION OF THE AUDITORS Mgmt For For For
T Rowe Price
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS,
JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For Against Against
HEBB,
JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For For
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For Against Against
Terex Corp.
Ticker Security ID: Meeting Date Meeting Status
TEX CUSIP 880779103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect G. Chris Andersen Mgmt For For For
1.3 Elect Paula Cholmondeley Mgmt For For For
1.4 Elect Don DeFosset Mgmt For Withhold Against
1.5 Elect William Fike Mgmt For Withhold Against
1.6 Elect Thomas Hansen Mgmt For For For
1.7 Elect Donald Jacobs Mgmt For For For
1.8 Elect David Sachs Mgmt For Withhold Against
1.9 Elect Oren Shaffer Mgmt For Withhold Against
1.10 Elect David Wang Mgmt For Withhold Against
1.11 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For For For
Teva
Pharmaceutical
Industries Ltd
(ADR)
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For Against Against
4 Elect Elon Kohlberg Mgmt For Against Against
5 Elect Yitzhak Peterburg Mgmt For Against Against
6 Elect Erez Vigodman Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
Texas
Instruments
Inc
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For For For
14 2009 Director Compensation Plan Mgmt For For For
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF ROLES OF CHAIRMAN AND
CEO.
Thermo Fisher
Scientific
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judy Lewent Mgmt For Withhold Against
1.2 Elect Peter Manning Mgmt For Withhold Against
1.3 Elect Jim Manzi Mgmt For Withhold Against
1.4 Elect Elaine Ullian Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
TJX Companies Inc
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jose Alvarez Mgmt For Withhold Against
1.2 Elect Alan Bennett Mgmt For For For
1.3 Elect David Brandon Mgmt For Withhold Against
1.4 Elect Bernard Cammarata Mgmt For For For
1.5 Elect David Ching Mgmt For Withhold Against
1.6 Elect Michael Hines Mgmt For For For
1.7 Elect Amy Lane Mgmt For For For
1.8 Elect Carol Meyrowitz Mgmt For For For
1.9 Elect John O'Brien Mgmt For Withhold Against
1.10 Elect Robert Shapiro Mgmt For For For
1.11 Elect Willow Shire Mgmt For Withhold Against
1.12 Elect Fletcher Wiley Mgmt For Withhold Against
2 Amendment to the Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Tower Group Inc
Ticker Security ID: Meeting Date Meeting Status
TWGP CUSIP 891777104 01/28/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase in Authorized Shares Mgmt For For For
2 Issuance of Stock Pursuant to Merger Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
Tower Group Inc
Ticker Security ID: Meeting Date Meeting Status
TWGP CUSIP 891777104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jan Van Gorder Mgmt For Withhold Against
1.2 Elect Austin Young, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Trimble
Navigation
Limited
Ticker Security ID: Meeting Date Meeting Status
TRMB CUSIP 896239100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Berglund Mgmt For Withhold Against
1.2 Elect John Goodrich Mgmt For Withhold Against
1.3 Elect William Hart Mgmt For Withhold Against
1.4 Elect Merit Janow Mgmt For Withhold Against
1.5 Elect Ulf Johansson Mgmt For Withhold Against
1.6 Elect Bradford Parkinson Mgmt For Withhold Against
1.7 Elect Nickolas Vande Steeg Mgmt For Withhold Against
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Amendment to the 2002 Stock Plan Mgmt For For For
4 Ratification of Auditor Mgmt For Against Against
5 Transaction of Other Business Mgmt For Against Against
Union Pacific
Corp.
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For Against Against
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For Against Against
9 Elect Thomas McLarty III Mgmt For Against Against
10 Elect Steven Rogel Mgmt For Against Against
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
United Parcel
Service
Inc
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect F. Duane Ackerman Mgmt For For For
1.2 Elect Michael Burns Mgmt For For For
1.3 Elect D. Scott Davis Mgmt For Withhold Against
1.4 Elect Stuart Eizenstat Mgmt For For For
1.5 Elect Michael Eskew Mgmt For For For
1.6 Elect William Johnson Mgmt For For For
1.7 Elect Ann Livermore Mgmt For For For
1.8 Elect Rudy Markham Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Carol Tome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Compensation Mgmt For Against Against
Plan
UTI Worldwide Inc
Ticker Security ID: Meeting Date Meeting Status
UTIW CUSIP G87210103 06/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Belchers Mgmt For Withhold Against
1.2 Elect Roger MacFarlane Mgmt For Withhold Against
1.3 Elect Matthys Wessels Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2009 Long Term Incentive Plan Mgmt For Against Against
4 Executive Incentive Plan Mgmt For For For
VODAFONE GROUP
PLC
-ADR
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Elect/Appoint Director: SIR JOHN BOND Mgmt For For For
3 Elect/Appoint Director: JOHN BUCHANAN Mgmt For For For
4 Elect/Appoint Director: VITTORIO Mgmt For For For
COLAO
5 Elect/Appoint Director: ANDY HALFORD Mgmt For For For
6 Elect/Appoint Director: ALAN JEBSON Mgmt For For For
7 Elect/Appoint Director: NICK LAND Mgmt For For For
8 Elect/Appoint Director: ANNE Mgmt For For For
LAUVERGEON
9 Elect/Appoint Director: SIMON MURRAY Mgmt For For For
10 Elect/Appoint Director: LUC Mgmt For For For
VANDEVELDE
11 Elect/Appoint Director: ANTHONY Mgmt For For For
WATSON
12 Elect/Appoint Director: PHILIP YEA Mgmt For For For
13 Approve Dividend Mgmt For For For
14 Approve Remuneration Report Mgmt For For For
15 Approve Appointment of Auditors Mgmt For Against Against
16 Approve Auditors Remuneration Mgmt For Against Against
17 Approve Share Issue Mgmt For For For
18 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
19 Approve Share Buyback Mgmt For For For
20 Approve Political Donations Mgmt For Abstain Against
21 Approve Articles Mgmt For For For
22 Approve Stock Purchase Mgmt For For For
Plan/ESOP/Savings
Plan
Wacker Chemie AG
Ticker Security ID: Meeting Date Meeting Status
CINS D9540Z106 05/08/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
Whole Foods
Market
Inc
Ticker Security ID: Meeting Date Meeting Status
WFMI CUSIP 966837106 03/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Elstrott Mgmt For For For
1.2 Elect Gabrielle Greene Mgmt For For For
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John Mackey Mgmt For For For
1.6 Elect Morris Siegel Mgmt For For For
1.7 Elect Ralph Sorenson Mgmt For For For
1.8 Elect William Tindell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
4 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
5 Amendment to the 2007 Team Member Mgmt For For For
Stock Purchase
Plan
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chairman and
CEO
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Reincorporation
======================= PAX WORLD HIGH YIELD BOND FUND ===============
Item 1: Proxy Voting Record
Registrant :
Fund Name : Pax World High Yield Bond Fund
07/01/2008 - 06/30/2009
Ellis Perry
International
Inc
Ticker Security ID: Meeting Date Meeting Status
PERY CUSIP 288853104 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Oscar Feldenkreis Mgmt For Withhold Against
1.2 Elect Joe Arriola Mgmt For Withhold Against
1.3 Elect Joseph Lacher Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Fairpoint
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FRP CUSIP 305560104 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patricia Garrison-Corbin Mgmt For Withhold Against
1.2 Elect Eugene Johnson Mgmt For Withhold Against
1.3 Elect Robert Kennedy Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Pax World Money
Market Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWIXX CUSIP 70422F208 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO LIQUIDATE AND DISSOLVE THE FUND Mgmt For Fpr For
AS SET FORTH IN THE PLAN OF
LIQUIDATION AND DISSOLUTION
======================== PAX WORLD VALUE FUND ========================
Item 1: Proxy Voting Record
Registrant :
Fund Name : Pax World Value Fund
07/01/2008 - 06/30/2009
Bank Of New York
Mellon
Corp.
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ruth Bruch Mgmt For Withhold Against
1.2 Elect Nicholas Donofrio Mgmt For Withhold Against
1.3 Elect Gerald Hassell Mgmt For Withhold Against
1.4 Elect Edmund Kelly Mgmt For Withhold Against
1.5 Elect Robert Kelly Mgmt For Withhold Against
1.6 Elect Richard Kogan Mgmt For Withhold Against
1.7 Elect Michael Kowalski Mgmt For Withhold Against
1.8 Elect John Luke, Jr. Mgmt For Withhold Against
1.9 Elect Robert Mehrabian Mgmt For Withhold Against
1.10 Elect Mark Nordenberg Mgmt For Withhold Against
1.11 Elect Catherine Rein Mgmt For Withhold Against
1.12 Elect William Richardson Mgmt For Withhold Against
1.13 Elect Samuel Scott III Mgmt For Withhold Against
1.14 Elect John Surma Mgmt For Withhold Against
1.15 Elect Wesley von Schack Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against
CUMULATIVE
VOTING.
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
BOSTON PRIVATE
FINL
HOLDINGS
Ticker Security ID: Meeting Date Meeting Status
BPFH CUSIP 101119105 09/30/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase Common Stock Mgmt For For For
2 Approve Private Placement/Conversion Mgmt For For For
of
Securities
BURGER KING
HOLDINGS
INC
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - JOHN W. CHIDSEY Mgmt For Withhold Against
1.2 Elect Nominee - RICHARD W. BOYCE Mgmt For Withhold Against
1.3 Elect Nominee - DAVID A. BRANDON Mgmt For Withhold Against
1.4 Elect Nominee - RONALD M. DYKES Mgmt For Withhold Against
1.5 Elect Nominee - PETER R. FORMANEK Mgmt For Withhold Against
1.6 Elect Nominee - MANUEL A. GARCIA Mgmt For Withhold Against
1.7 Elect Nominee - SANJEEV K. MEHRA Mgmt For Withhold Against
1.8 Elect Nominee - STEPHEN G. PAGLIUCA Mgmt For Withhold Against
1.9 Elect Nominee - BRIAN T. SWETTE Mgmt For Withhold Against
1.10 Elect Nominee - KNEELAND C. Mgmt For Withhold Against
YOUNGBLOOD
2 Ratify Appointment of Auditors Mgmt For For For
CISCO SYSTEMS INC
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - CAROL A. BARTZ Mgmt For For For
1.2 Elect Nominee - M. MICHELE BURNS Mgmt For For For
1.3 Elect Nominee - MICHAEL D. CAPELLAS Mgmt For For For
1.4 Elect Nominee - LARRY R. CARTER Mgmt For For For
1.5 Elect Nominee - JOHN T. CHAMBERS Mgmt For For For
1.6 Elect Nominee - BRIAN L. HALLA Mgmt For For For
1.7 Elect Nominee - DR. JOHN L. HENNESSY Mgmt For For For
1.8 Elect Nominee - RICHARD M. KOVACEVICH Mgmt For For For
1.9 Elect Nominee - RODERICK C. MCGEARY Mgmt For For For
1.10 Elect Nominee - MICHAEL K. POWELL Mgmt For For For
1.11 Elect Nominee - STEVEN M. WEST Mgmt For For For
1.12 Elect Nominee - JERRY YANG Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Amend Bylaws to Establish Committee ShrHldr Against For Against
on Human
Rights
4 Report on Steps to Prevent Internet ShrHldr Against For Against
Fragmentation
CME GROUP INC
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase Board Size Mgmt For Against Against
2 Approve Stock Issuance to Complete Mgmt For For For
Merger
3 Approve Adjournment of Meeting Mgmt For For For
DELL INC
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - DONALD J. CARTY Mgmt For For For
1.2 Elect Nominee - MICHAEL S. DELL Mgmt For For For
1.3 Elect Nominee - WILLIAM H. GRAY, III Mgmt For Withhold Against
1.4 Elect Nominee - SALLIE L. KRAWCHECK Mgmt For For For
1.5 Elect Nominee - ALAN (A.G.) LAFLEY Mgmt For Withhold Against
1.6 Elect Nominee - JUDY C. LEWENT Mgmt For For For
1.7 Elect Nominee - THOMAS W. LUCE, III Mgmt For For For
1.8 Elect Nominee - KLAUS S. LUFT Mgmt For For For
1.9 Elect Nominee - ALEX J. MANDL Mgmt For For For
1.10 Elect Nominee - MICHAEL A. MILES Mgmt For Withhold Against
1.11 Elect Nominee - SAMUEL A. NUNN, JR. Mgmt For Withhold Against
2 Ratify Appointment of Auditors Mgmt For For For
3 Approve Executive Annual Incentive Mgmt For For For
Bonus
Plan
4 Reimbursement of Proxy Expenses ShrHldr Against For Against
5 Allow Advisory Vote on Executive ShrHldr Against For Against
Compensation
Fair Isaac Corp.
Ticker Security ID: Meeting Date Meeting Status
FICDL CUSIP 303250104 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Nicholas Graziano Mgmt For For For
1.3 Elect Mark Greene Mgmt For For For
1.4 Elect Alex Hart Mgmt For For For
1.5 Elect James Kirsner Mgmt For For For
1.6 Elect William Lansing Mgmt For For For
1.7 Elect Allan Loren Mgmt For For For
1.8 Elect John McFarlane Mgmt For For For
1.9 Elect Margaret Taylor Mgmt For For For
1.10 Elect Duane White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FOCUS MEDIA
HOLDING LTD
-ADR
Ticker Security ID: Meeting Date Meeting Status
FMCN CUSIP 34415V109 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nominee: YING WU Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
Hain Celestial
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
HAIN CUSIP 405217100 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Irwin Simon Mgmt For For For
1.2 Elect Barry Alperin Mgmt For Withhold Against
1.3 Elect Richard Berke Mgmt For For For
1.4 Elect Beth Bronner Mgmt For For For
1.5 Elect Jack Futterman Mgmt For For For
1.6 Elect Daniel Glickman Mgmt For For For
1.7 Elect Marina Hahn Mgmt For For For
1.8 Elect Andrew Heyer Mgmt For For For
1.9 Elect Roger Meltzer Mgmt For Withhold Against
1.10 Elect Lewis Schiliro Mgmt For For For
1.11 Elect Lawrence Zilavy Mgmt For For For
2 TO APPROVE THE AMENDMENT OF THE 2000 Mgmt For For For
DIRECTORS STOCK OPTION
PLAN.
3 Amendment to the 2002 Long-Term Mgmt For For For
Incentive and Stock Award
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
5 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Reincorporation
6 Ratification of Auditor Mgmt For For For
Hologic Inc
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cumming Mgmt For Withhold Against
1.2 Elect Robert Cascella Mgmt For Withhold Against
1.3 Elect David LaVance, Jr. Mgmt For Withhold Against
1.4 Elect Nancy Leaming Mgmt For Withhold Against
1.5 Elect Lawrence Levy Mgmt For Withhold Against
1.6 Elect Glenn Muir Mgmt For Withhold Against
1.7 Elect Elaine Ullian Mgmt For Withhold Against
1.8 Elect Sally Crawford Mgmt For Withhold Against
1.9 Elect Wayne Wilson Mgmt For Withhold Against
2 Adoption of Option Exchange Program Mgmt For Abstain Against
3 Right to Adjourn Meeting Mgmt For For For
LEGG MASON INC
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901105 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - DENNIS R. BERESFORD Mgmt For For For
1.2 Elect Nominee - W. ALLEN REED Mgmt For For For
1.3 Elect Nominee - ROGER W. SCHIPKE Mgmt For Withhold Against
1.4 Elect Nominee - NICHOLAS J. ST. Mgmt For For For
GEORGE
1.5 Elect Nominee - MARK R. FETTING Mgmt For For For
1.6 Elect Nominee - SCOTT C. NUTTALL Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Appoint Separate/Independent Board ShrHldr Against For Against
Chair
4 Allow Advisory Vote on Executive ShrHldr Against For Against
Compensation
MERRILL LYNCH &
CO
INC
Ticker Security ID: Meeting Date Meeting Status
MER CUSIP 590188108 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Merger with Bank of America Mgmt For For For
Corporation
2 Amend Preferred Stock Mgmt For For For
3 Approve Adjournment of Meeting Mgmt For For For
MICROSOFT CORP
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nominee - STEVEN A. BALLMER Mgmt For For For
2 Elect Nominee - JAMES I. CASH JR. Mgmt For For For
3 Elect Nominee - DINA DUBLON Mgmt For For For
4 Elect Nominee - WILLIAM H. GATES III Mgmt For For For
5 Elect Nominee - RAYMOND V. GILMARTIN Mgmt For For For
6 Elect Nominee - REED HASTINGS Mgmt For For For
7 Elect Nominee - DAVID F. MARQUARDT Mgmt For For For
8 Elect Nominee - CHARLES H. NOSKI Mgmt For For For
9 Elect Nominee - HELMUT PANKE Mgmt For For For
10 Reapprove Executive Officer Mgmt For For For
Incentive
Plan
11 Amend Stock Plan for Directors Mgmt For For For
12 Ratify Appointment of Auditors Mgmt For For For
13 Adopt Policies on Internet Censorship ShrHldr Against For Against
14 Amend Bylaws to Establish Human ShrHldr Against For Against
Rights
Committee
15 Review/Report on Charitable ShrHldr Against For Against
Activities
NATIONAL GRID PLC
Ticker Security ID: Meeting Date Meeting Status
Cins G6375K151 07/28/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Approve Dividend Mgmt For For For
3 Elect/Appoint Director: Bob Catell Mgmt For For For
4 Elect/Appoint Director: Tom King Mgmt For For For
5 Elect/Appoint Director: Philip Aiken Mgmt For For For
6 Elect/Appoint Director: John Allan Mgmt For For For
7 Approve Appointment of Auditors Mgmt For For For
8 Approve Auditors Remuneration Mgmt For For For
9 Approve Remuneration Report Mgmt For For For
10 Approve Share Issue Mgmt For For For
11 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
12 Approve Share Buyback Mgmt For For For
13 Approve Articles Mgmt For For For
Pax World Money
Market Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWIXX CUSIP 70422F208 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO LIQUIDATE AND DISSOLVE THE FUND Mgmt For Fpr For
AS SET FORTH IN THE PLAN OF
LIQUIDATION AND DISSOLUTION
PETROLEO
BRASILEIRO SA
PETRO
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Miscellaneous Restructuring Mgmt For For For
2 Appoint Special Auditor/Appraiser Mgmt For For For
PNC Financial
Services Group
Inc
Ticker Security ID: Meeting Date Meeting Status
PNCFP CUSIP 693475 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
TURKCELL
ILETISIM
HIZMETLERI
AS
Ticker Security ID: Meeting Date Meeting Status
TKC CUSIP 900111204 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 RESOLUTION 1* Mgmt For For For
2 RESOLUTION 2* Mgmt For For For
3 RESOLUTION 3* Mgmt For For For
ULTRAPETROL
BAHAMAS
LTD
Ticker Security ID: Meeting Date Meeting Status
ULTR CUSIP P94398107 10/08/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements Mgmt For For For
2.1 Elect Nominee: FELIPE MENENDEZ ROSS Mgmt For For For
2.2 Elect Nominee: RICARDO MENENDEZ ROSS Mgmt For For For
2.3 Elect Nominee: JAMES F. MARTIN Mgmt For For For
2.4 Elect Nominee: KATHERINE A. DOWNS Mgmt For For For
2.5 Elect Nominee: LEONARD J. HOSKINSON Mgmt For For For
2.6 Elect Nominee: MICHAEL C. HAGAN Mgmt For For For
2.7 Elect Nominee: GEORGE WOOD Mgmt For For For
3 Discharge Directors/Officers from Mgmt For Against Against
Liability
VODAFONE GROUP
PLC
-ADR
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Elect/Appoint Director: SIR JOHN BOND Mgmt For For For
3 Elect/Appoint Director: JOHN BUCHANAN Mgmt For For For
4 Elect/Appoint Director: VITTORIO Mgmt For For For
COLAO
5 Elect/Appoint Director: ANDY HALFORD Mgmt For For For
6 Elect/Appoint Director: ALAN JEBSON Mgmt For For For
7 Elect/Appoint Director: NICK LAND Mgmt For For For
8 Elect/Appoint Director: ANNE Mgmt For For For
LAUVERGEON
9 Elect/Appoint Director: SIMON MURRAY Mgmt For For For
10 Elect/Appoint Director: LUC Mgmt For For For
VANDEVELDE
11 Elect/Appoint Director: ANTHONY Mgmt For For For
WATSON
12 Elect/Appoint Director: PHILIP YEA Mgmt For For For
13 Approve Dividend Mgmt For For For
14 Approve Remuneration Report Mgmt For For For
15 Approve Appointment of Auditors Mgmt For Against Against
16 Approve Auditors Remuneration Mgmt For Against Against
17 Approve Share Issue Mgmt For For For
18 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
19 Approve Share Buyback Mgmt For For For
20 Approve Political Donations Mgmt For Abstain Against
21 Approve Articles Mgmt For For For
22 Approve Stock Purchase Mgmt For For For
Plan/ESOP/Savings
Plan
======================== PAX WORLD WOMENS EQUITY FUND ========================
Item 1: Proxy Voting Record
Registrant :
Fund Name : Pax World Women's Equity Fund
07/01/2008 - 06/30/2009
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Atieh Mgmt For Against Against
2 Elect Mary Cirillo Mgmt For Against Against
3 Elect Bruce Crockett Mgmt For Against Against
4 Elect Thomas Neff Mgmt For Against Against
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For Against Against
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
Adobe Systems Inc
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
ROBERT K.
BURGESS
2 ELECTION OF CLASS II DIRECTOR: CAROL Mgmt For For For
MILLS
3 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
DANIEL
ROSENSWEIG
4 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
ROBERT
SEDGEWICK
5 ELECTION OF CLASS II DIRECTOR: JOHN Mgmt For For For
E.
WARNOCK
6 Amendment to the 2003 Equity Mgmt For For For
Incentive
Plan
7 Ratification of Auditor Mgmt For For For
Alexander &
Baldwin
Inc
Ticker Security ID: Meeting Date Meeting Status
AXB CUSIP 014482103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Blake Baird Mgmt For For For
1.2 Elect Michael Chun Mgmt For Withhold Against
1.3 Elect W. Allen Doane Mgmt For For For
1.4 Elect Walter Dods, Jr. Mgmt For Withhold Against
1.5 Elect Charles King Mgmt For Withhold Against
1.6 Elect Constance Lau Mgmt For Withhold Against
1.7 Elect Douglas Pasquale Mgmt For For For
1.8 Elect Maryanna Shaw Mgmt For Withhold Against
1.9 Elect Jeffrey Watanabe Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Amgen Inc
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For Against Against
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For Against Against
7 Elect Frank Herringer Mgmt For Against Against
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For Against Against
11 Elect Leonard Schaeffer Mgmt For Against Against
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For Against Against
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Reincorporation
Applied
Materials
Inc
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Aart de Geus Mgmt For Withhold Against
1.2 Elect Stephen Forrest Mgmt For Withhold Against
1.3 Elect Philip Gerdine Mgmt For Withhold Against
1.4 Elect Thomas Iannotti Mgmt For Withhold Against
1.5 Elect Alexander Karsner Mgmt For Withhold Against
1.6 Elect Charles Liu Mgmt For Withhold Against
1.7 Elect Gerhard Parker Mgmt For Withhold Against
1.8 Elect Dennis Powell Mgmt For Withhold Against
1.9 Elect Willem Roelandts Mgmt For Withhold Against
1.10 Elect James Rogers Mgmt For Withhold Against
1.11 Elect Michael Splinter Mgmt For Withhold Against
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Ratification of Auditor Mgmt For For For
Aptargroup Inc
Ticker Security ID: Meeting Date Meeting Status
ATR CUSIP 038336103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stefan Baustert Mgmt For Withhold Against
1.2 Elect Rodney Goldstein Mgmt For Withhold Against
1.3 Elect Leo Guthart Mgmt For Withhold Against
1.4 Elect Ralf Wunderlich Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Baker Hughes Inc
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Jr. Mgmt For For For
1.3 Elect Chad Deaton Mgmt For For For
1.4 Elect Edward Djerejian Mgmt For For For
1.5 Elect Anthony Fernandes Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Pierre Jungels Mgmt For For For
1.8 Elect James Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For For For
1.10 Elect H. John Riley, Jr. Mgmt For For For
1.11 Elect Charles Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
4 STOCKHOLDER PROPOSAL NO. 1 REGARDING ShrHoldr Against For Against
CALLING SPECIAL SHAREOWNERS
MEETINGS.
Becton Dickinson
&
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Claire Fraser-Liggett Mgmt For For For
1.2 Elect Edward Ludwig Mgmt For For For
1.3 Elect Willard Overlock, Jr. Mgmt For For For
1.4 Elect Bertram Scott Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
3 AMENDMENT TO BD S RESTATED Mgmt For For For
CERTIFICATE OF
INCORPORATION
4 AMENDMENT TO THE 2004 EMPLOYEE AND Mgmt For For For
DIRECTOR EQUITY-BASED COMPENSATION
PLAN
5 APPROVAL OF MATERIAL TERMS OF Mgmt For For For
PERFORMANCE
GOALS
6 SPECIAL SHAREHOLDER MEETINGS ShrHoldr Against For Against
7 CUMULATIVE VOTING ShrHoldr Against For Against
BG Group PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G1245Z108 05/18/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir David Manning Mgmt For Against Against
5 Elect Martin Houston Mgmt For Against Against
6 Elect Sir Robert Wilson Mgmt For Against Against
7 Elect Frank Chapman Mgmt For Against Against
8 Elect Ashley Almanza Mgmt For Against Against
9 Elect Jurgen Dormann Mgmt For Against Against
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 EU Political Donations Mgmt For Abstain Against
13 Increase in Authorised Share Capital Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Amendments to Articles Regarding Mgmt For For For
Share
Capital
18 Adoption of New Articles Mgmt For For For
19 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Blackboard Inc
Ticker Security ID: Meeting Date Meeting Status
BBBB CUSIP 091935502 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Chasen Mgmt For Withhold Against
1.2 Elect Thomas Kalinske Mgmt For Withhold Against
2 Amendment to the 2004 Stock Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
Blackrock Inc
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Demchak Mgmt For Withhold Against
1.2 Elect Kenneth Dunn Mgmt For Withhold Against
1.3 Elect Laurence Fink Mgmt For Withhold Against
1.4 Elect Robert Kapito Mgmt For Withhold Against
1.5 Elect Brian Moynihan Mgmt For Withhold Against
1.6 Elect Thomas O'Brien Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
BURGER KING
HOLDINGS
INC
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - JOHN W. CHIDSEY Mgmt For Withhold Against
1.2 Elect Nominee - RICHARD W. BOYCE Mgmt For Withhold Against
1.3 Elect Nominee - DAVID A. BRANDON Mgmt For Withhold Against
1.4 Elect Nominee - RONALD M. DYKES Mgmt For Withhold Against
1.5 Elect Nominee - PETER R. FORMANEK Mgmt For Withhold Against
1.6 Elect Nominee - MANUEL A. GARCIA Mgmt For Withhold Against
1.7 Elect Nominee - SANJEEV K. MEHRA Mgmt For Withhold Against
1.8 Elect Nominee - STEPHEN G. PAGLIUCA Mgmt For Withhold Against
1.9 Elect Nominee - BRIAN T. SWETTE Mgmt For Withhold Against
1.10 Elect Nominee - KNEELAND C. Mgmt For Withhold Against
YOUNGBLOOD
2 Ratify Appointment of Auditors Mgmt For For For
CISCO SYSTEMS INC
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - CAROL A. BARTZ Mgmt For For For
1.2 Elect Nominee - M. MICHELE BURNS Mgmt For For For
1.3 Elect Nominee - MICHAEL D. CAPELLAS Mgmt For For For
1.4 Elect Nominee - LARRY R. CARTER Mgmt For For For
1.5 Elect Nominee - JOHN T. CHAMBERS Mgmt For For For
1.6 Elect Nominee - BRIAN L. HALLA Mgmt For For For
1.7 Elect Nominee - DR. JOHN L. HENNESSY Mgmt For For For
1.8 Elect Nominee - RICHARD M. KOVACEVICH Mgmt For For For
1.9 Elect Nominee - RODERICK C. MCGEARY Mgmt For For For
1.10 Elect Nominee - MICHAEL K. POWELL Mgmt For For For
1.11 Elect Nominee - STEVEN M. WEST Mgmt For For For
1.12 Elect Nominee - JERRY YANG Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Amend Bylaws to Establish Committee ShrHldr Against For Against
on Human
Rights
4 Report on Steps to Prevent Internet ShrHldr Against For Against
Fragmentation
CME GROUP
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dennis Chookaszian Mgmt For Withhold Against
1.2 Elect Robert Corvino Mgmt For Withhold Against
1.3 Elect Larry Gerdes Mgmt For Withhold Against
1.4 Elect Daniel Glickman Mgmt For Withhold Against
1.5 Elect James Oliff Mgmt For Withhold Against
1.6 Elect John Peitrzak Mgmt For Withhold Against
1.7 Elect Alex Pollock Mgmt For Withhold Against
1.8 Elect William Shepard Mgmt For Withhold Against
2 Amendment to the Omnibus Stock Plan Mgmt For For For
3 Amendment to the 2005 Director Stock Mgmt For For For
Plan
4 Amendment to the Incentive Plan for Mgmt For For For
Named Executive
Officers
5 Ratification of Auditor Mgmt For For For
CME GROUP INC
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase Board Size Mgmt For Against Against
2 Approve Stock Issuance to Complete Mgmt For For For
Merger
3 Approve Adjournment of Meeting Mgmt For For For
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For Against Against
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
16 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Adoption of Principles for Health
Care
Reform
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Director
Qualifications
Costco Wholesale
Corp.
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Sinegal Mgmt For For For
1.2 Elect Jeffrey Brotman Mgmt For For For
1.3 Elect Richard Galanti Mgmt For For For
1.4 Elect Daniel Evans Mgmt For For For
1.5 Elect Jeffrey Raikes Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT
AUDITORS.
Devon Energy
Corp.
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
DONALDSON CO INC
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - F. GUILLAUME Mgmt For For For
BASTIAENS
1.2 Elect Nominee - JANET M. DOLAN Mgmt For For For
1.3 Elect Nominee - JEFFREY NODDLE Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
EMC Corp.
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Stock Mgmt For For For
Purchase
Plan
14 Amendment to Shareholders' Right to Mgmt For For For
Call a Special
Meeting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Emerson Electric
Company
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect August Busch III Mgmt For For For
1.2 Elect Arthur Golden Mgmt For For For
1.3 Elect Harriet Green Mgmt For For For
1.4 Elect William Johnson Mgmt For Withhold Against
1.5 Elect John Menzer Mgmt For For For
1.6 Elect Vernon Loucks, Jr. Mgmt For Withhold Against
2 RATIFICATION OF KPMG LLP AS Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM.
Expeditors
International
Of
Washington
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 2009 Stock Option Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
FOCUS MEDIA
HOLDING LTD
-ADR
Ticker Security ID: Meeting Date Meeting Status
FMCN CUSIP 34415V109 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nominee: YING WU Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
Gamesa Corp.
Technologica
Ticker Security ID: Meeting Date Meeting Status
CINS E54667113 05/28/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Presentation of Management Report Mgmt For For For
5 Ratification of Board Acts Mgmt For Against Against
6 Ratification of the Co-option of Mgmt For Against Against
Iberdrola
S.A.
7 Ratification of the Co-option of Mgmt For Against Against
Carlos Fernandez-Lerga
Garralda
8 Appointment of Auditor Mgmt For Against Against
9 Authority to Repurchase Shares Mgmt For For For
10 Long-Term Incentive Plan Mgmt For Against Against
11 Authority to Carry Out Formalities Mgmt For For For
Gilead Sciences
Inc
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For Withhold Against
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For Against Against
Incentive
Plan
Google Inc
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Schmidt Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Larry Page Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For Withhold Against
1.8 Elect Paul Otellini Mgmt For Withhold Against
1.9 Elect K. Shriram Mgmt For Withhold Against
1.10 Elect Shirley Tilghman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution
disclosure
5 Shareholder proposal regarding ShrHoldr Against For Against
internet
censorship
6 Shareholder proposal regarding ShrHoldr Against Abstain N/A
health care
reform
Hologic Inc
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cumming Mgmt For Withhold Against
1.2 Elect Robert Cascella Mgmt For Withhold Against
1.3 Elect David LaVance, Jr. Mgmt For Withhold Against
1.4 Elect Nancy Leaming Mgmt For Withhold Against
1.5 Elect Lawrence Levy Mgmt For Withhold Against
1.6 Elect Glenn Muir Mgmt For Withhold Against
1.7 Elect Elaine Ullian Mgmt For Withhold Against
1.8 Elect Sally Crawford Mgmt For Withhold Against
1.9 Elect Wayne Wilson Mgmt For Withhold Against
2 Adoption of Option Exchange Program Mgmt For Abstain Against
3 Right to Adjourn Meeting Mgmt For For For
International
Business
Machine
Corp.
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For Against Against
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For Against Against
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For Against Against
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For Against Against
Performance
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION AND PENSION
INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHoldr Against For Against
VOTE ON EXECUTIVE
COMPENSATION
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. Mgmt For For For
LANGBO
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For For For
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
PEREZ
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION POLICIES AND
DISCLOSURE
JP Morgan Chase
&
Company
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Credit Card
Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against For Against
Executive Performance Plan
("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Principles
Report
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For Against Against
3 Elect Lois Juliber Mgmt For Against Against
4 Elect Mark Ketchum Mgmt For Against Against
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For Against Against
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Call Special
Meetings
Lowe's Companies
Inc
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For Withhold Against
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Principles of Health Care
Reform
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent
Chairman
MICROSOFT CORP
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nominee - STEVEN A. BALLMER Mgmt For For For
2 Elect Nominee - JAMES I. CASH JR. Mgmt For For For
3 Elect Nominee - DINA DUBLON Mgmt For For For
4 Elect Nominee - WILLIAM H. GATES III Mgmt For For For
5 Elect Nominee - RAYMOND V. GILMARTIN Mgmt For For For
6 Elect Nominee - REED HASTINGS Mgmt For For For
7 Elect Nominee - DAVID F. MARQUARDT Mgmt For For For
8 Elect Nominee - CHARLES H. NOSKI Mgmt For For For
9 Elect Nominee - HELMUT PANKE Mgmt For For For
10 Reapprove Executive Officer Mgmt For For For
Incentive
Plan
11 Amend Stock Plan for Directors Mgmt For For For
12 Ratify Appointment of Auditors Mgmt For For For
13 Adopt Policies on Internet Censorship ShrHldr Against For Against
14 Amend Bylaws to Establish Human ShrHldr Against For Against
Rights
Committee
15 Review/Report on Charitable ShrHldr Against For Against
Activities
NIKE INC -CL B
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - JILL K. CONWAY Mgmt For For For
1.2 Elect Nominee - ALAN B. GRAF, JR. Mgmt For For For
1.3 Elect Nominee - JEANNE P. JACKSON Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
Northern Trust
Corp.
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For For For
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Arthur Kelly Mgmt For For For
1.6 Elect Robert McCormack Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect Harold Smith Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Enrique Sosa Mgmt For For For
1.13 Elect Charles Tribbett III Mgmt For For For
1.14 Elect Frederick Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
NOVARTIS- ADR
Ticker Security ID: Meeting Date Meeting Status
NVS CUSIP 66987V109 02/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For Against Against
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 REDUCTION OF SHARE CAPITAL Mgmt For For For
5 Shareholder Proposal Regarding an Mgmt Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
INCORPORATION -
PURPOSE
7 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
INCORPORATION -
AUDITORS
8 RE-ELECTION OF PROF. SRIKANT M. Mgmt For For For
DATAR PH.D. FOR A THREE-YEAR
TERM
9 RE-ELECTION OF ANDREAS VON PLANTA Mgmt For For For
PH.D. FOR A THREE-YEAR
TERM
10 RE-ELECTION OF DR.-ING. WENDELIN Mgmt For For For
WIEDEKING FOR A THREE-YEAR
TERM
11 RE-ELECTION OF PROF. ROLF M. Mgmt For For For
ZINKERNAGEL M.D. FOR A THREE-YEAR
TERM
12 ELECTION OF PROF. WILLIAM BRODY, Mgmt For For For
M.D., PH.D. FOR A THREE-YEAR
TERM
13 APPOINTMENT OF THE AUDITOR Mgmt For For For
14 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt For Abstain Against
PRESENTED AT THE
MEETING
Oneok Inc
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For For For
5 Elect David Kyle Mgmt For For For
6 Elect Bert Mackie Mgmt For Against Against
7 Elect Jim Mogg Mgmt For Against Against
8 Elect Pattye Moore Mgmt For For For
9 Elect Gary Parker Mgmt For Against Against
10 Elect Eduardo Rodriguez Mgmt For For For
11 Elect David Tippeconnic Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
Pax World Money
Market Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWIXX CUSIP 70422F208 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO LIQUIDATE AND DISSOLVE THE FUND Mgmt For Fpr For
AS SET FORTH IN THE PLAN OF
LIQUIDATION AND DISSOLUTION
Pepsico Inc
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Plan Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Beverage Container
Recycling
Program
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Genetically Engineered
Products
18 Shareholder Regarding Reviewing ShrHoldr Against Against For
Charitable
Spending
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
PETROLEO
BRASILEIRO SA -
PETROBRAS
Ticker Security ID: Meeting Date Meeting Status
PBRA CUSIP 71654V408 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 CAPITAL EXPENDITURE BUDGET FOR THE Mgmt For Abstain Against
FISCAL YEAR
2009
3 DISTRIBUTION OF RESULTS FOR THE Mgmt For For For
FISCAL YEAR
2008
4 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
5 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
6 ELECTION OF MEMBERS OF THE AUDIT Mgmt For Abstain Against
BOARD AND THEIR RESPECTIVE
SUBSTITUTES
7 Directors' Fees Mgmt For Abstain Against
PETROLEO
BRASILEIRO SA
PETRO
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Miscellaneous Restructuring Mgmt For For For
2 Appoint Special Auditor/Appraiser Mgmt For For For
Pfizer Inc
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY,
III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE,
JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE
VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREHOLDER
MEETINGS.
Praxair Inc
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
PRAXAIR, INC. LONG TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF THE INDEPENDENT
AUDITOR.
PROCTER & GAMBLE
CO
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - KENNETH I. CHENAULT Mgmt For Withhold Against
1.2 Elect Nominee - SCOTT D. COOK Mgmt For Withhold Against
1.3 Elect Nominee - RAJAT K. GUPTA Mgmt For For For
1.4 Elect Nominee - A.G. LAFLEY Mgmt For For For
1.5 Elect Nominee - CHARLES R. LEE Mgmt For Withhold Against
1.6 Elect Nominee - LYNN M. MARTIN Mgmt For For For
1.7 Elect Nominee - W. JAMES MCNERNEY, Mgmt For For For
JR.
1.8 Elect Nominee - JOHNATHAN A. RODGERS Mgmt For For For
1.9 Elect Nominee - RALPH SNYDERMAN, M.D. Mgmt For For For
1.10 Elect Nominee - MARGARET C. WHITMAN Mgmt For Withhold Against
1.11 Elect Nominee - PATRICIA A. WOERTZ Mgmt For For For
1.12 Elect Nominee - ERNESTO ZEDILLO Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Adopt Majority Vote to Elect Mgmt For For For
Directors
4 Change Annual Meeting Date/Location ShrHldr Against Against For
5 Allow Advisory Vote on Executive ShrHldr Against For Against
Compensation
Quanta Services
Inc
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Ball Mgmt For Withhold Against
1.2 Elect John Colson Mgmt For Withhold Against
1.3 Elect John Conaway Mgmt For Withhold Against
1.4 Elect Ralph DiSibio Mgmt For Withhold Against
1.5 Elect Bernard Fried Mgmt For Withhold Against
1.6 Elect Louis Golm Mgmt For Withhold Against
1.7 Elect Worthing Jackman Mgmt For Withhold Against
1.8 Elect Bruce Ranck Mgmt For Withhold Against
1.9 Elect John Wilson Mgmt For Withhold Against
1.10 Elect Pat Wood, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Quest
Diagnostics
Inc
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jenne Britell Mgmt For Against Against
2 Elect Gail Wilensky Mgmt For Against Against
3 Elect John Ziegler Mgmt For Against Against
4 Amendment to the Employee Long-Term Mgmt For For For
Incentive
Plan
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan for Non-Employee
Directors
6 Ratification of Auditor Mgmt For For For
RIO TINTO PLC-
ADR
Ticker Security ID: Meeting Date Meeting Status
RTP CUSIP 767204100 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 APPROVAL OF THE REMUNERATION REPORT Mgmt For Against Against
3 TO ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For Against Against
4 TO RE-ELECT SIR DAVID CLEMENTI AS A Mgmt For Against Against
DIRECTOR
5 TO RE-ELECT SIR ROD EDDINGTON AS A Mgmt For Against Against
DIRECTOR
6 TO RE-ELECT ANDREW GOULD AS A Mgmt For Against Against
DIRECTOR
7 TO RE-ELECT DAVID MAYHEW AS A Mgmt For Against Against
DIRECTOR
8 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
9 NON EXECUTIVE DIRECTORS FEES Mgmt For Against Against
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights and to Increase
Authorised
Capital
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For Against Against
OTHER THAN ANNUAL GENERAL
MEETINGS
13 AUTHORITY TO PAY SCRIP DIVIDENDS Mgmt For For For
14 ADOPTION AND AMENDMENT OF NEW Mgmt For Against Against
ARTICLES OF ASSOCIATION OF THE
COMPANY
Ryder System Inc
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Beard Mgmt For For For
2 Elect John Berra Mgmt For For For
3 Elect Luis Nieto, Jr. Mgmt For For For
4 Elect E. Follin Smith Mgmt For For For
5 Elect Gregory Swienton Mgmt For For For
6 Ratification of Auditor Mgmt For For For
Saks Inc
Ticker Security ID: Meeting Date Meeting Status
SKS CUSIP 79377W108 06/03/2009 Take No Action
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald de Waal ShrHoldr N/A TNA N/A
2 Elect Marguerite Kondracke ShrHoldr N/A TNA N/A
3 Elect Christopher Stadler ShrHoldr N/A TNA N/A
4 Elect C. Warren Neel ShrHoldr N/A TNA N/A
5 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Declassification of the
Board
6 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Cumulative
Voting
8 2009 Long-Term Incentive Plan Mgmt N/A TNA N/A
9 Ratification of Auditor Mgmt N/A TNA N/A
Saks Inc
Ticker Security ID: Meeting Date Meeting Status
SKS CUSIP 79377W108 06/03/2009 Voted
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald de Waal Mgmt For Withhold Against
1.2 Elect Marguerite Kondracke Mgmt For Withhold Against
1.3 Elect C. Warren Neel Mgmt For Withhold Against
1.4 Elect Christopher Stadler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2009 Long-Term Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
State Street
Corp.
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For Withhold Against
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For Withhold Against
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For Withhold Against
2 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Ratification of Auditor Mgmt For Against Against
6 Shareholder Proposal Regarding an ShrHoldr Against Against For
Annual Certification of Audit
Fees
StatoilHydro ASA - ADR
Ticker Security ID: Meeting Date Meeting Status
STO CUSIP 85771P102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Meeting Notice and Agenda Mgmt For For For
3 Voting List Mgmt For For For
4 Election of Individuals to Check Mgmt For For For
Minutes
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Auditor's Fees Mgmt For For For
7 Election of Deputy Member to Mgmt For Against Against
Corporate
Assembly
8 Compensation Policy Mgmt For For For
9 Authority to Repurchase Shares for Mgmt For For For
2004 Share Savings
Plan
10 Amendments to Articles Regarding Mgmt For For For
Company
Name
11 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Stryker Corp.
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Brown Mgmt For Withhold Against
1.2 Elect Howard Cox, Jr. Mgmt For Withhold Against
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Howard Lance Mgmt For Withhold Against
1.6 Elect Stephen MacMillan Mgmt For Withhold Against
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
SYNGENTA AG
Ticker Security ID: Meeting Date Meeting Status
SYT CUSIP 87160A100 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For Against Against
Acts
3 REDUCTION OF SHARE CAPITAL BY Mgmt For For For
CANCELLATION OF REPURCHASED
SHARES
4 APPROPRIATION OF BALANCE SHEET Mgmt For For For
PROFIT 2008 AND DIVIDEND
DECISION
5 RE-ELECTION OF PEGGY BRUZELIUS Mgmt For For For
6 RE-ELECTION OF PIERRE LANDOLT Mgmt For For For
7 RE-ELECTION OF JURG WITMER Mgmt For For For
8 ELECTION OF STEFAN BORGAS Mgmt For For For
9 ELECTION OF DAVID LAWRENCE Mgmt For For For
10 ELECTION OF THE AUDITORS Mgmt For For For
T Rowe Price
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS,
JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For Against Against
HEBB,
JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For For
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For Against Against
Target Corp.
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Take No Action
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Fix the Number of Directors at Twelve ShrHoldr N/A TNA N/A
2.1 Elect William Ackman ShrHoldr N/A TNA N/A
2.2 Elect Michael Ashner ShrHoldr N/A TNA N/A
2.3 Elect James Donald ShrHoldr N/A TNA N/A
2.4 Elect Richard Vague ShrHoldr N/A TNA N/A
3 Elect Ronald Gilson ShrHoldr N/A TNA N/A
4 Ratification of Auditor ShrHoldr N/A TNA N/A
5 Amendment to the Long-Term Incentive ShrHoldr N/A TNA N/A
Plan
6 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Advisory Vote on
Compensation
Target Corp.
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Voted
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Fix the Number of Directors at Twelve Mgmt For For For
2 Elect Mary Dillon Mgmt For For For
3 Elect Richard Kovacevich Mgmt For For For
4 Elect George Tamke Mgmt For For For
5 Elect Solomon Trujillo Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on
Compensation
Terex Corp.
Ticker Security ID: Meeting Date Meeting Status
TEX CUSIP 880779103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect G. Chris Andersen Mgmt For For For
1.3 Elect Paula Cholmondeley Mgmt For For For
1.4 Elect Don DeFosset Mgmt For Withhold Against
1.5 Elect William Fike Mgmt For Withhold Against
1.6 Elect Thomas Hansen Mgmt For For For
1.7 Elect Donald Jacobs Mgmt For For For
1.8 Elect David Sachs Mgmt For Withhold Against
1.9 Elect Oren Shaffer Mgmt For Withhold Against
1.10 Elect David Wang Mgmt For Withhold Against
1.11 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For For For
TEVA
PHARMACEUTICAL
INDS-ADR
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 09/25/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect/Appoint Director: JOSEPH Mgmt For For For
(YOSI)
NITZANI
Teva
Pharmaceutical
Industries Ltd
(ADR)
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For Against Against
4 Elect Elon Kohlberg Mgmt For Against Against
5 Elect Yitzhak Peterburg Mgmt For Against Against
6 Elect Erez Vigodman Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
Texas
Instruments
Inc
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For For For
14 2009 Director Compensation Plan Mgmt For For For
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF ROLES OF CHAIRMAN AND
CEO.
TURKCELL
ILETISIM
HIZMETLERI
AS
Ticker Security ID: Meeting Date Meeting Status
TKC CUSIP 900111204 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 RESOLUTION 1* Mgmt For For For
2 RESOLUTION 2* Mgmt For For For
3 RESOLUTION 3* Mgmt For For For
Union Pacific
Corp.
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For Against Against
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For Against Against
9 Elect Thomas McLarty III Mgmt For Against Against
10 Elect Steven Rogel Mgmt For Against Against
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Unitedhealth
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For Against Against
5 Elect Michele Hooper Mgmt For Against Against
6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
VEOLIA
ENVIRONNEMENT
Ticker Security ID: Meeting Date Meeting Status
VE CUSIP 92334N103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non-Tax Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Related Party Transactions (CEO) Mgmt For For For
8 Elect Jean Azema Mgmt For Against Against
9 Elect Augustin de Romanet de Beaune Mgmt For Against Against
10 Elect Philippe Kourilsky Mgmt For Against Against
11 Elect Henri Proglio Mgmt For Against Against
12 Elect Baudoin Prot Mgmt For Against Against
13 Elect Paolo Scaroni Mgmt For Against Against
14 Elect Louis Schweitzer Mgmt For Against Against
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/out
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Employee Savings
Plan
18 Authority to Issue Warrants as Mgmt For Against Against
Takeover
Defense
19 Amendment Regarding Directors' Term Mgmt For For For
Lengths
20 Authority to Carry Out Formalities Mgmt For For For
VODAFONE GROUP
PLC
-ADR
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Elect/Appoint Director: SIR JOHN BOND Mgmt For For For
3 Elect/Appoint Director: JOHN BUCHANAN Mgmt For For For
4 Elect/Appoint Director: VITTORIO Mgmt For For For
COLAO
5 Elect/Appoint Director: ANDY HALFORD Mgmt For For For
6 Elect/Appoint Director: ALAN JEBSON Mgmt For For For
7 Elect/Appoint Director: NICK LAND Mgmt For For For
8 Elect/Appoint Director: ANNE Mgmt For For For
LAUVERGEON
9 Elect/Appoint Director: SIMON MURRAY Mgmt For For For
10 Elect/Appoint Director: LUC Mgmt For For For
VANDEVELDE
11 Elect/Appoint Director: ANTHONY Mgmt For For For
WATSON
12 Elect/Appoint Director: PHILIP YEA Mgmt For For For
13 Approve Dividend Mgmt For For For
14 Approve Remuneration Report Mgmt For For For
15 Approve Appointment of Auditors Mgmt For Against Against
16 Approve Auditors Remuneration Mgmt For Against Against
17 Approve Share Issue Mgmt For For For
18 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
19 Approve Share Buyback Mgmt For For For
20 Approve Political Donations Mgmt For Abstain Against
21 Approve Articles Mgmt For For For
22 Approve Stock Purchase Mgmt For For For
Plan/ESOP/Savings
Plan
Vulcan Materials
Corp.
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect H. Franklin Mgmt For Withhold Against
1.2 Elect Richard O'Brien Mgmt For Withhold Against
1.3 Elect Donald Rice Mgmt For Withhold Against
1.4 Elect Phillip Farmer Mgmt For Withhold Against
1.5 Elect James Napier Mgmt For Withhold Against
2 2009 Executive Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
Walgreen Company
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422 01/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Foote Mgmt For For For
1.2 Elect Mark Frissora Mgmt For For For
1.3 Elect Alan McNally Mgmt For For For
1.4 Elect Cordell Reed Mgmt For For For
1.5 Elect Nancy Schlichting Mgmt For For For
1.6 Elect David Schwartz Mgmt For For For
1.7 Elect Alejandro Silva Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Marilou von Ferstel Mgmt For For For
1.10 Elect Charles Walgreen III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 1982 Employee Stock Purchase Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
======================== PAX WORLD SMALL CAP FUND ========================
Item 1: Proxy Voting Record
Registrant :
Fund Name : Pax World Small Cap Fund
07/01/2008 - 06/30/2009
Alberto Culver
Company
Ticker Security ID: Meeting Date Meeting Status
ACV CUSIP 013078100 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carol Bernick Mgmt For For For
1.2 Elect George Fotiades Mgmt For Withhold Against
1.3 Elect King Harris Mgmt For Withhold Against
1.4 Elect V. James Marino Mgmt For For For
ALLIS-CHALMERS
ENERGY
INC
Ticker Security ID: Meeting Date Meeting Status
ALY CUSIP 019645506 08/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Stock Issuance to Complete Mgmt For For For
Merger
2 Approve Adjournment of Meeting Mgmt For For For
American
Physicians
Capital
Inc
Ticker Security ID: Meeting Date Meeting Status
ACAP CUSIP 028884104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Billy Baumann Mgmt For Withhold Against
1.2 Elect R. Kevin Clinton Mgmt For Withhold Against
1.3 Elect Larry Thomas Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
American
Physicians
Service
Group
Ticker Security ID: Meeting Date Meeting Status
AMPH CUSIP 028882108 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Norris Knight, Jr. Mgmt For Withhold Against
1.2 Elect Timothy LaFrey Mgmt For Withhold Against
1.3 Elect Lew Little, Jr. Mgmt For Withhold Against
1.4 Elect Jackie Majors Mgmt For Withhold Against
1.5 Elect William Peche Mgmt For Withhold Against
1.6 Elect William Searles Mgmt For Withhold Against
1.7 Elect Kenneth Shifrin Mgmt For Withhold Against
1.8 Elect Cheryl Williams Mgmt For Withhold Against
AMERICAN WATER
WORKS COMPANY,
INC.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Correll Mgmt For Withhold Against
1.2 Elect Martha Clark Goss Mgmt For Withhold Against
1.3 Elect Manfred Doss Mgmt For Withhold Against
1.4 Elect Richard Grigg Mgmt For Withhold Against
1.5 Elect Julia Johnson Mgmt For Withhold Against
1.6 Elect George MacKenzie Mgmt For Withhold Against
1.7 Elect William Marrazzo Mgmt For Withhold Against
1.8 Elect Rolf Pohlig Mgmt For Withhold Against
1.9 Elect Andreas Zetzsche Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Equity Mgmt For For For
Compensation
Plan
Amtrust
Financial
Services
Inc
Ticker Security ID: Meeting Date Meeting Status
AFNIY CINS 032359 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald DeCarlo Mgmt For Withhold Against
1.2 Elect Abraham Gulkowitz Mgmt For Withhold Against
1.3 Elect George Karfunkel Mgmt For Withhold Against
1.4 Elect Michael Karfunkel Mgmt For Withhold Against
1.5 Elect Jay Miller Mgmt For Withhold Against
1.6 Elect Isaac Neuberger Mgmt For Withhold Against
1.7 Elect Barry Zyskind Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Aptargroup Inc
Ticker Security ID: Meeting Date Meeting Status
ATR CUSIP 038336103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stefan Baustert Mgmt For Withhold Against
1.2 Elect Rodney Goldstein Mgmt For Withhold Against
1.3 Elect Leo Guthart Mgmt For Withhold Against
1.4 Elect Ralf Wunderlich Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
BE AEROSPACE INC
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - ROBERT J. KHOURY Mgmt For Withhold Against
1.2 Elect Nominee - JONATHAN M. SCHOFIELD Mgmt For Withhold Against
2 Adopt MacBride Principles ShrHldr Against For Against
BIO REFERENCE
LABS
Ticker Security ID: Meeting Date Meeting Status
BRLI CUSIP 09057G602 07/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - SAM SINGER Mgmt For Withhold Against
1.2 Elect Nominee - HARRY ELIAS Mgmt For Withhold Against
2 Approve Other Business Mgmt For Abstain Against
BRISTOW GROUP INC
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - THOMAS N. AMONETT Mgmt For Withhold Against
1.2 Elect Nominee - CHARLES F. BOLDEN, Mgmt For Withhold Against
JR.
1.3 Elect Nominee - STEPHEN J. CANNON Mgmt For Withhold Against
1.4 Elect Nominee - JONATHAN H. Mgmt For Withhold Against
CARTWRIGHT
1.5 Elect Nominee - WILLIAM E. CHILES Mgmt For Withhold Against
1.6 Elect Nominee - MICHAEL A. FLICK Mgmt For Withhold Against
1.7 Elect Nominee - THOMAS C. KNUDSON Mgmt For Withhold Against
1.8 Elect Nominee - KEN C. TAMBLYN Mgmt For Withhold Against
1.9 Elect Nominee - WILLIAM P. WYATT Mgmt For Withhold Against
2 Ratify Appointment of Auditors Mgmt For For For
BURGER KING
HOLDINGS
INC
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - JOHN W. CHIDSEY Mgmt For Withhold Against
1.2 Elect Nominee - RICHARD W. BOYCE Mgmt For Withhold Against
1.3 Elect Nominee - DAVID A. BRANDON Mgmt For Withhold Against
1.4 Elect Nominee - RONALD M. DYKES Mgmt For Withhold Against
1.5 Elect Nominee - PETER R. FORMANEK Mgmt For Withhold Against
1.6 Elect Nominee - MANUEL A. GARCIA Mgmt For Withhold Against
1.7 Elect Nominee - SANJEEV K. MEHRA Mgmt For Withhold Against
1.8 Elect Nominee - STEPHEN G. PAGLIUCA Mgmt For Withhold Against
1.9 Elect Nominee - BRIAN T. SWETTE Mgmt For Withhold Against
1.10 Elect Nominee - KNEELAND C. Mgmt For Withhold Against
YOUNGBLOOD
2 Ratify Appointment of Auditors Mgmt For For For
Cal Dive
International
Inc
Ticker Security ID: Meeting Date Meeting Status
DVR CUSIP 12802T101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Quinn Hebert Mgmt For Withhold Against
1.2 Elect Todd Dittmann Mgmt For Withhold Against
CAPITAL
SOUTHWEST
CORP
Ticker Security ID: Meeting Date Meeting Status
CSWC CUSIP 140501107 07/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - DONALD W. BURTON Mgmt For Withhold Against
1.2 Elect Nominee - GRAEME W. HENDERSON Mgmt For Withhold Against
1.3 Elect Nominee - SAMUEL B. LIGON Mgmt For Withhold Against
1.4 Elect Nominee - GARY L. MARTIN Mgmt For Withhold Against
1.5 Elect Nominee - WILLIAM R. THOMAS Mgmt For Withhold Against
1.6 Elect Nominee - JOHN H. WILSON Mgmt For Withhold Against
2 Ratify Appointment of Auditors Mgmt For Against Against
Chicos FAS Inc
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ross Roeder Mgmt For Withhold Against
1.2 Elect Andrea Weiss Mgmt For Withhold Against
2 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
3 Ratification of Auditor Mgmt For For For
Continental
Airlines
Inc
Ticker Security ID: Meeting Date Meeting Status
CAL CUSIP 210795308 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kirbyjon Caldwell Mgmt For Withhold Against
1.2 Elect Lawrence Kellner Mgmt For For For
1.3 Elect Douglas McCorkindale Mgmt For For For
1.4 Elect Henry Meyer III Mgmt For Withhold Against
1.5 Elect Oscar Munoz Mgmt For For For
1.6 Elect Jeffrey Smisek Mgmt For For For
1.7 Elect Karen Williams Mgmt For Withhold Against
1.8 Elect Ronald Woodard Mgmt For Withhold Against
1.9 Elect Charles Yamarone Mgmt For Withhold Against
2 Amendment to the 2004 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Stock
Options
5 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Reincorporation
6 Resident Status Mgmt Abstain For Against
Core Laboratories
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 01/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Share Repurchase Mgmt For For For
Core Laboratories
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Bergmark Mgmt For Withhold Against
1.2 Elect Alexander Vriesendorp Mgmt For Withhold Against
2 Accounts and Reports Mgmt For Abstain Against
3 Authority to Issue Common and Mgmt For For For
Preference Shares w/ Preemptive
Rights
4 Authority to Issue Common and Mgmt For Against Against
Preference Shares w/o Preemptive
Rights
5 Ratification of Auditor Mgmt For For For
DANVERS BANCORP
Ticker Security ID: Meeting Date Meeting Status
DNBK CUSIP 236442109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keven Bottomley Mgmt For Withhold Against
1.2 Elect Diane Brinkley Mgmt For Withhold Against
1.3 Elect Robert Broudo Mgmt For Withhold Against
1.4 Elect Craig Cerretani Mgmt For Withhold Against
1.5 Elect Eleanor Hersey Mgmt For Withhold Against
1.6 Elect Mary Moran Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
ESSA BANCORP,
INC.
Ticker Security ID: Meeting Date Meeting Status
ESSA CUSIP 29667D104 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Burrus Mgmt For For For
1.2 Elect John Schoonover, Jr. Mgmt For For For
1.3 Elect Robert Selig, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Helix Energy
Solutions
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HLX CUSIP 42330P107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Transier Mgmt For Withhold Against
1.2 Elect T. William Porter Mgmt For Withhold Against
1.3 Elect James Watt Mgmt For Withhold Against
Hercules
Technology
Growth
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Allyn Woodward, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Sale of the Company's Common Stock Mgmt For Against Against
Below Net Asset
Value
4 Issuance of Debt Instruments Mgmt For Against Against
Hologic Inc
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cumming Mgmt For Withhold Against
1.2 Elect Robert Cascella Mgmt For Withhold Against
1.3 Elect David LaVance, Jr. Mgmt For Withhold Against
1.4 Elect Nancy Leaming Mgmt For Withhold Against
1.5 Elect Lawrence Levy Mgmt For Withhold Against
1.6 Elect Glenn Muir Mgmt For Withhold Against
1.7 Elect Elaine Ullian Mgmt For Withhold Against
1.8 Elect Sally Crawford Mgmt For Withhold Against
1.9 Elect Wayne Wilson Mgmt For Withhold Against
2 Adoption of Option Exchange Program Mgmt For Abstain Against
3 Right to Adjourn Meeting Mgmt For For For
Home Diagnostics
Inc
Ticker Security ID: Meeting Date Meeting Status
HDIX CUSIP 437080104 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Holley Mgmt For Withhold Against
1.2 Elect Joseph Capper Mgmt For Withhold Against
2 2009 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Integra
Lifesciences
Ticker Security ID: Meeting Date Meeting Status
IART CUSIP 457985208 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For Against Against
2 Elect Keith Bradley Mgmt For Against Against
3 Elect Richard Caruso Mgmt For Against Against
4 Elect Stuart Essig Mgmt For Against Against
5 Elect Neal Moszkowski Mgmt For Against Against
6 Elect Raymond Murphy Mgmt For Against Against
7 Elect Christian Schade Mgmt For Against Against
8 Elect James Sullivan Mgmt For Against Against
9 Elect Anne VanLent Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
Itc Holdings
Corporation
Ticker Security ID: Meeting Date Meeting Status
ITC CUSIP 465685105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Jepsen Mgmt For Withhold Against
1.2 Elect Richard McLellan Mgmt For Withhold Against
1.3 Elect William Museler Mgmt For For For
1.4 Elect Hazel R. O'Leary Mgmt For For For
1.5 Elect Gordon Bennett Stewart, III Mgmt For Withhold Against
1.6 Elect Lee Stewart Mgmt For Withhold Against
1.7 Elect Joseph Welch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Kendle
International
Inc
Ticker Security ID: Meeting Date Meeting Status
KNDL CUSIP 48880L107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Candace Kendle Mgmt For For For
1.2 Elect Christopher Bergen Mgmt For For For
1.3 Elect Robert Buck Mgmt For For For
1.4 Elect G. Steven Geis Mgmt For For For
1.5 Elect Donald Harrison Mgmt For For For
1.6 Elect Timothy Johnson Mgmt For For For
1.7 Elect Timothy Mooney Mgmt For For For
1.8 Elect Frederick Russ Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amend the Company's Code of Mgmt For Against Against
Regulations to Authorize the Board
of Directors to Amend the Code of
Regulations
Landauer Inc
Ticker Security ID: Meeting Date Meeting Status
LDR CUSIP 51476K103 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Mitchell Mgmt For Withhold Against
1.2 Elect Thomas White Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Merit Medical
Systems
Inc
Ticker Security ID: Meeting Date Meeting Status
MMSI CUSIP 589889104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Fred Lampropoulos Mgmt For Withhold Against
1.2 Elect Franklin Miller Mgmt For Withhold Against
2 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Mettler Toledo
International
Ticker Security ID: Meeting Date Meeting Status
MTD CUSIP 592688105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ROBERT F. Mgmt For Against Against
SPOERRY
2 ELECTION OF DIRECTOR: WAH-HUI CHU Mgmt For Against Against
3 ELECTION OF DIRECTOR: FRANCIS A. Mgmt For Against Against
CONTINO
4 ELECTION OF DIRECTOR: OLIVIER A. Mgmt For Against Against
FILLIOL
5 ELECTION OF DIRECTOR: MICHAEL A. Mgmt For Against Against
KELLY
6 ELECTION OF DIRECTOR: HANS ULRICH Mgmt For Against Against
MAERKI
7 ELECTION OF DIRECTOR: GEORGE M. MILNE Mgmt For Against Against
8 ELECTION OF DIRECTOR: THOMAS P. Mgmt For Against Against
SALICE
9 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING
FIRM
MICROS SYSTEMS
INC
Ticker Security ID: Meeting Date Meeting Status
MCRS CUSIP 594901100 11/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - LOUIS M. BROWN, JR. Mgmt For For For
1.2 Elect Nominee - B. GARY DANDO Mgmt For For For
1.3 Elect Nominee - A.L. GIANNOPOULOS Mgmt For For For
1.4 Elect Nominee - F. SUZANNE JENNICHES Mgmt For For For
1.5 Elect Nominee - JOHN G. PUENTE Mgmt For For For
1.6 Elect Nominee - DWIGHT S. TAYLOR Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Add Shares to 1991 Stock Option Plan Mgmt For For For
4 Approve Other Business Mgmt For Abstain Against
Natural Gas
Services Group
Inc
Ticker Security ID: Meeting Date Meeting Status
NGS CUSIP 63886Q109 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alan Baker Mgmt For Withhold Against
1.2 Elect William Hughes, Jr. Mgmt For Withhold Against
2 2009 Restricted Stock/Unit Plan Mgmt For For For
3 Amendment to the 1998 Stock Option Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
Natus Medical Inc
Ticker Security ID: Meeting Date Meeting Status
BABY CUSIP 639050103 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Doris Engibous Mgmt For Withhold Against
1.2 Elect William Moore Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
NGP Capital
Resources
Company
Ticker Security ID: Meeting Date Meeting Status
NGPC CUSIP 62912R107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Albin Mgmt For Withhold Against
1.2 Elect Lon Kile Mgmt For Withhold Against
2 Authorization/Increase of Preferred Mgmt For Against Against
Stock
NICE SYSTEMS LTD
-ADR
Ticker Security ID: Meeting Date Meeting Status
NICE CUSIP 653656108 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect/Appoint Director: RON GULTER Mgmt For For For
1.2 Elect/Appoint Director: JOSEPH ATSMON Mgmt For For For
1.3 Elect/Appoint Director: RIMON Mgmt For For For
BEN-SHAOUL
1.4 Elect/Appoint Director: YOSEPH DAUBER Mgmt For For For
1.5 Elect/Appoint Director: JOHN HUGHES Mgmt For For For
1.6 Elect/Appoint Director: DAVID KOSTMAN Mgmt For For For
2.1 Approve Directors' Remuneration Mgmt For For For
2.2 Approve Directors' Remuneration Mgmt For For For
3 Approve Chairman Remuneration Mgmt For For For
4 Approve Appointment/Remuneration of Mgmt For For For
Auditors
Noble Corp.
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65422100 03/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from the Cayman Mgmt For For For
Islands to
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
OCH-ZIFF CAP
MGMT GROUP
LLC
Ticker Security ID: Meeting Date Meeting Status
OZM CUSIP 67551U105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Windreich Mgmt For Withhold Against
1.2 Elect William Cobb Mgmt For Withhold Against
1.3 Elect Jeffrey Leeds Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
Oneok Inc
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For For For
5 Elect David Kyle Mgmt For For For
6 Elect Bert Mackie Mgmt For Against Against
7 Elect Jim Mogg Mgmt For Against Against
8 Elect Pattye Moore Mgmt For For For
9 Elect Gary Parker Mgmt For Against Against
10 Elect Eduardo Rodriguez Mgmt For For For
11 Elect David Tippeconnic Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
OPTIMER
PHARMACEUTICALS,
INC.
Ticker Security ID: Meeting Date Meeting Status
OPTR CUSIP 68401H104 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alain Schreiber Mgmt For Withhold Against
1.2 Elect Peter Grebow Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Optionsxpress
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OXPS CUSIP 684010101 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Draft Mgmt For Withhold Against
1.2 Elect Bruce Evans Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Pax World Money
Market Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWIXX CUSIP 70422F208 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO LIQUIDATE AND DISSOLVE THE FUND Mgmt For Fpr For
AS SET FORTH IN THE PLAN OF
LIQUIDATION AND DISSOLUTION
Pharmaceutical
Product
Development
Inc
Ticker Security ID: Meeting Date Meeting Status
PPDI CUSIP 717124101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For For For
1.2 Elect Fredric Eshelman Mgmt For For For
1.3 Elect Frederick Frank Mgmt For For For
1.4 Elect David Grange Mgmt For For For
1.5 Elect Catherine Klema Mgmt For For For
1.6 Elect Terry Magnuson Mgmt For For For
1.7 Elect Ernest Mario Mgmt For For For
1.8 Elect John McNeill, Jr. Mgmt For For For
2 Amendment to the 1995 Equity Mgmt For For For
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
Pool Corporation
Ticker Security ID: Meeting Date Meeting Status
POOL CUSIP 73278L105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Wilson Sexton Mgmt For Withhold Against
1.2 Elect Andrew Code Mgmt For Withhold Against
1.3 Elect James Gaffney Mgmt For Withhold Against
1.4 Elect George Haymaker, Jr. Mgmt For Withhold Against
1.5 Elect Manuel Perez de la Mesa Mgmt For Withhold Against
1.6 Elect Harlan Seymour Mgmt For Withhold Against
1.7 Elect Robert Sledd Mgmt For Withhold Against
1.8 Elect John Stokely Mgmt For Withhold Against
2 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Proassurance
Corp.
Ticker Security ID: Meeting Date Meeting Status
PRA CUSIP 74267C106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Brant Mgmt For Withhold Against
1.2 Elect John McMahon, Jr. Mgmt For Withhold Against
1.3 Elect William Woodhams Mgmt For Withhold Against
1.4 Elect Wilfred Yeargan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
QUALITY SYSTEMS
INC
Ticker Security ID: Meeting Date Meeting Status
QSII CUSIP 747582104 09/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - Contested: GEORGE Mgmt For Withhold Against
BRISTOL
1.2 Elect Nominee - Contested - PATRICK Mgmt For Withhold Against
CLINE
1.3 Elect Nominee - Contested - PHILIP Mgmt For Withhold Against
N.
KAPLAN
1.4 Elect Nominee - Contested - VINCENT Mgmt For Withhold Against
J.
LOVE
1.5 Elect Nominee - Contested - RUSSELL Mgmt For Withhold Against
PFLUEGER
1.6 Elect Nominee - Contested - STEVEN Mgmt For Withhold Against
T.
PLOCHOCKI
1.7 Elect Nominee - Contested - SHELDON Mgmt For Withhold Against
RAZIN
1.8 Elect Nominee - Contested - ROBERT Mgmt For Withhold Against
L.
SMITH
2 Ratify Appointment of Auditors Mgmt For For For
3 Increase Independence on Board ShrHldr Against Against For
Sensient
Technologies
Corp.
Commerce
Ticker Security ID: Meeting Date Meeting Status
SXT CUSIP 81725T100 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Hank Brown Mgmt For For For
1.2 Elect Fergus Clydesdale Mgmt For Withhold Against
1.3 Elect James Croft Mgmt For Withhold Against
1.4 Elect William Hickey Mgmt For Withhold Against
1.5 Elect Kenneth Manning Mgmt For For For
1.6 Elect Peter Salmon Mgmt For For For
1.7 Elect Elaine Wedral Mgmt For For For
1.8 Elect Essie Whitelaw Mgmt For Withhold Against
2 Amended and Restated Incentive Mgmt For Against Against
Compensation Plan for Elected
Corporate
Officers
3 Ratification of Auditor Mgmt For Against Against
SHIP FINANCE
INTL
LTD
Ticker Security ID: Meeting Date Meeting Status
SFL CUSIP G81075106 09/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - TOR OLAV TROIM Mgmt For For For
1.2 Elect Nominee - PAUL LEAND JR. Mgmt For For For
1.3 Elect Nominee - KATE BLANKENSHIP Mgmt For For For
1.4 Elect Nominee - CRAIG H. STEVENSON Mgmt For For For
JR.
1.5 Elect Nominee - HANS PETTER AAS Mgmt For For For
2 Approve Appointment/Remuneration of Mgmt For For For
Auditors
3 Approve Fees for Directors Mgmt For For For
SPARTAN STORES
INC
Ticker Security ID: Meeting Date Meeting Status
SPTN CUSIP 846822104 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - ELIZABETH A. NICKELS Mgmt For For For
1.2 Elect Nominee - KENNETH T. STEVENS Mgmt For For For
1.3 Elect Nominee - JAMES F. WRIGHT Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For Against Against
SPSS Inc
Ticker Security ID: Meeting Date Meeting Status
SPSS CUSIP 78462K102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jack Noonan Mgmt For Withhold Against
1.2 Elect Michael Blair Mgmt For Withhold Against
1.3 Elect Patricia Morrison Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Sybase Inc
Ticker Security ID: Meeting Date Meeting Status
SY CUSIP 871130100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chen Mgmt For For For
1.2 Elect Richard Alberding Mgmt For For For
1.3 Elect Michael Daniels Mgmt For For For
1.4 Elect Alan Salisbury Mgmt For For For
1.5 Elect Jack Sum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Stock Plan Mgmt For For For
Sykes
Enterprises
Inc
Ticker Security ID: Meeting Date Meeting Status
SYKE CUSIP 871237103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Sykes Mgmt For Withhold Against
1.2 Elect William Meurer Mgmt For Withhold Against
1.3 Elect Furman Bodenheimer, Jr. Mgmt For Withhold Against
2 Amendment to the 2004 Non-employee Mgmt For For For
Director Fee
Plan
3 Ratification of Auditor Mgmt For For For
T-3 Energy
Services
Warrants
D
Ticker Security ID: Meeting Date Meeting Status
TTES CUSIP 87306E107 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Tidwell Mgmt For Withhold Against
1.2 Elect Robert Ayers Mgmt For Withhold Against
1.3 Elect Thomas Bates, Jr. Mgmt For Withhold Against
2 Amendment to the 2002 Stock Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
Thestreet.com
Ticker Security ID: Meeting Date Meeting Status
TSCM CUSIP 88368Q103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Cramer Mgmt For Withhold Against
1.2 Elect Martin Peretz Mgmt For Withhold Against
1.3 Elect Derek Irwin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
UGI Corp.
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Richard Gozon Mgmt For For For
1.3 Elect Lon Greenberg Mgmt For For For
1.4 Elect Marvin Schlanger Mgmt For For For
1.5 Elect Anne Pol Mgmt For For For
1.6 Elect Ernest Jones Mgmt For For For
1.7 Elect John Walsh Mgmt For For For
1.8 Elect Roger Vincent Mgmt For For For
1.9 Elect M. Shawn Puccio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNITED FINANCIAL
BANCORP
INC.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUSIP 91030T109 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kevin Ross Mgmt For For For
1.2 Elect Robert Stewart, Jr. Mgmt For For For
1.3 Elect Thomas Themistos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
VAIL RESORTS INC
Ticker Security ID: Meeting Date Meeting Status
MTN CUSIP 91879Q109 12/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - ROLAND A. HERNANDEZ Mgmt For Withhold Against
1.2 Elect Nominee - THOMAS D. HYDE Mgmt For Withhold Against
1.3 Elect Nominee - JEFFREY W. JONES Mgmt For Withhold Against
1.4 Elect Nominee - ROBERT A. KATZ Mgmt For Withhold Against
1.5 Elect Nominee - RICHARD D. KINCAID Mgmt For Withhold Against
1.6 Elect Nominee - JOE R. MICHELETTO Mgmt For Withhold Against
1.7 Elect Nominee - JOHN T. REDMOND Mgmt For Withhold Against
1.8 Elect Nominee - JOHN F. SORTE Mgmt For Withhold Against
1.9 Elect Nominee - WILLIAM P. STIRITZ Mgmt For Withhold Against
2 Reapprove Executive Incentive Mgmt For For For
Compensation
3 Ratify Appointment of Auditors Mgmt For For For
4 Approve Other Business Mgmt For Abstain Against
Vasco Data
Security
International
Ticker Security ID: Meeting Date Meeting Status
VDSI CUSIP 92230Y104 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect T. Kendall Hunt Mgmt For Withhold Against
1.2 Elect Michael Cullinane Mgmt For Withhold Against
1.3 Elect John Fox, Jr. Mgmt For Withhold Against
1.4 Elect John Walter Mgmt For Withhold Against
1.5 Elect Jean Holley Mgmt For Withhold Against
2 Executive Incentive Compensation Plan Mgmt For For For
3 2009 Equity Incentive Plan Mgmt For Against Against
VCA Antech Inc
Ticker Security ID: Meeting Date Meeting Status
WOOF CUSIP 918194101 06/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Baumer Mgmt For Withhold Against
1.2 Elect Frank Reddick Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Whiting
Petroleum
Corp.
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Volker Mgmt For Withhold Against
1.2 Elect William Hahne Mgmt For Withhold Against
1.3 Elect Graydon Hubbard Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
======================== PAX WORLD GLOBAL GREEN FUND ========================
Item 1: Proxy Voting Record
Registrant :
Fund Name : Pax World Global Green Fund
07/01/2008 - 06/30/2009
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For Against Against
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For Against Against
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
Abengoa SA
Ticker Security ID: Meeting Date Meeting Status
CINS E0002V179 04/04/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Ratification Mgmt For Against Against
of Board
Acts
4 Approve the allocation of Income for Mgmt For For For
the YE 31 DEC
2008
5 Re-elect Mr. Felipe Benjumea Mgmt For For For
Llorente as a Director for a 4 year
term
6 Re-elect Mr. Javier Benjumea Mgmt For For For
Llorente as a Director for a 4 year
term
7 Re-elect Mr. Jose Luis Aya Abaurre Mgmt For For For
as a Director for a 4 year
term
8 Re-elect Mr. Jose Joaquin Abaurre Mgmt For For For
Llorente as a Director for a 4 year
term
9 Elect Miguel Angel Jimenez-Velasco Mgmt For For For
Mazario
10 Re-elect Mr. Daniel Villalba Vila as Mgmt For For For
a Director for a 4 year
term
11 Re-elect Mr. Carlos Sebastian Gascon Mgmt For For For
as a Director for a 4year
term
12 Appointment of Auditor Mgmt For For For
13 Remuneration and Management Reports Mgmt For For For
14 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
15 Authority to Issue Convertible Mgmt For For For
Securities
16 Authorize repurchase of shares Mgmt For For For
17 Authorize the Board to ratify and Mgmt For For For
execute approved
resolutions
18 Approve the minutes of meeting Mgmt For For For
AMERICAN WATER
WORKS COMPANY,
INC.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Correll Mgmt For Withhold Against
1.2 Elect Martha Clark Goss Mgmt For Withhold Against
1.3 Elect Manfred Doss Mgmt For Withhold Against
1.4 Elect Richard Grigg Mgmt For Withhold Against
1.5 Elect Julia Johnson Mgmt For Withhold Against
1.6 Elect George MacKenzie Mgmt For Withhold Against
1.7 Elect William Marrazzo Mgmt For Withhold Against
1.8 Elect Rolf Pohlig Mgmt For Withhold Against
1.9 Elect Andreas Zetzsche Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Equity Mgmt For For For
Compensation
Plan
Asahi Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
CINS J0274J107 06/17/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Mitsuharu Terayama Mgmt For Against Against
3 Elect Noboru Akabane Mgmt For Against Against
4 Elect Masayuki Hirano Mgmt For Against Against
5 Elect Yukio Tanabe Mgmt For Against Against
6 Elect Tsutomu Sakurai Mgmt For Against Against
7 Elect Shohji Morii Mgmt For Against Against
8 Elect Jiroh Tanaka Mgmt For For For
Baldor Electric
Company
Ticker Security ID: Meeting Date Meeting Status
BEZ CUSIP 057741100 05/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Merlin Augustine, Jr. Mgmt For Withhold Against
1.2 Elect John McFarland Mgmt For Withhold Against
1.3 Elect Robert Proost Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
4 Plan for Tax Deductible Executive Mgmt For For For
Incentive
Compensation
Borgwarner Inc
Ticker Security ID: Meeting Date Meeting Status
BWA CUSIP 099724106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phyllis Bonanno Mgmt For For For
1.2 Elect Alexis Michas Mgmt For For For
1.3 Elect Richard Schaum Mgmt For For For
1.4 Elect Thomas Stallkamp Mgmt For For For
1.5 Elect Dennis Cuneo Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
California Water
Service
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Brown Mgmt For For For
1.2 Elect Robert Foy Mgmt For For For
1.3 Elect Edwin Guiles Mgmt For For For
1.4 Elect Edward Harris, Jr. Mgmt For For For
1.5 Elect Bonnie Hill Mgmt For For For
1.6 Elect Richard Magnuson Mgmt For For For
1.7 Elect Linda Meier Mgmt For For For
1.8 Elect Peter Nelson Mgmt For For For
1.9 Elect George Vera Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CHINA EVERBRIGHT
INTERNATIONAL
LTD
Ticker Security ID: Meeting Date Meeting Status
CINS Y14226107 05/12/2009 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LI Xueming Mgmt For Against Against
5 Elect CHEN Xiaoping Mgmt For Against Against
6 Elect Raymond WONG Kam Chung Mgmt For Against Against
7 Elect ZHANG Weiyun Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
CHINA EVERBRIGHT
INTERNATIONAL
LTD
Ticker Security ID: Meeting Date Meeting Status
CINS Y14226107 12/18/2008 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Property Sale Mgmt For For For
CHLORIDE GROUP
PLC,
LONDON
Ticker Security ID: Meeting Date Meeting Status
Cins G21112100 07/29/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Approve Dividend Mgmt For For For
3 Elect/Appoint Director: Norman Mgmt For For For
Broadhurst
4 Elect/Appoint Director: Gary Bullard Mgmt For For For
5 Elect/Appoint Director: Paul Lester Mgmt For For For
6 Elect/Appoint Director: Eric Tracey Mgmt For For For
7 Approve Appointment of Auditors Mgmt For For For
8 Approve Auditors Remuneration Mgmt For For For
9 Approve Remuneration Report Mgmt For For For
10 Approve Articles Mgmt For For For
11 Approve Share Issue Mgmt For For For
12 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
13 Approve Share Buyback Mgmt For For For
Covanta Holding
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Barse Mgmt For For For
1.2 Elect Ronald Broglio Mgmt For For For
1.3 Elect Peter Bynoe Mgmt For For For
1.4 Elect Linda Fisher Mgmt For For For
1.5 Elect Joseph Holsten Mgmt For For For
1.6 Elect Richard Huber Mgmt For For For
1.7 Elect Anthony Orlando Mgmt For For For
1.8 Elect William Pate Mgmt For For For
1.9 Elect Robert Silberman Mgmt For For For
1.10 Elect Jean Smith Mgmt For For For
1.11 Elect Clayton Yeutter Mgmt For Withhold Against
1.12 Elect Samuel Zell Mgmt For For For
2 Amendment to the Equity Award Plan Mgmt For For For
for Employees and
Officers
3 Ratification of Auditor Mgmt For For For
Delta Electronic
Industrial Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS Y20263102 06/10/2009 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Amendaments to Procedural Rules of Mgmt For For For
Capital
Loan
8 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
9 Authority to Increase Paid-in Capital Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Elect Yi-Chiang LO Mgmt For Against Against
12 Elect Bruce Ch. CHENG Mgmt For Against Against
13 Elect Yancey HAI Mgmt For Against Against
14 Elect Mark KO Mgmt For Against Against
15 Elect Raymond HSU Mgmt For Against Against
16 Elect Fred Chai-Yan LEE Mgmt For Against Against
17 Elect Ping CHENG Mgmt For Against Against
18 Elect Simon CHANG Mgmt For Against Against
19 Elect Albert CHANG Mgmt For Against Against
20 Elect E-Ying HSIEH Mgmt For Against Against
21 Elect Chung-Hsing HUANG Mgmt For Against Against
22 Non-Compete Restrictions for Mgmt For Against Against
Directors
23 Other Business Mgmt For Against Against
Denso Corp.
Ticker Security ID: Meeting Date Meeting Status
CINS J12075107 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Kohichi Fukaya Mgmt For Against Against
4 Elect Nobuaki Katoh Mgmt For Against Against
5 Elect Hiromi Tokuda Mgmt For Against Against
6 Elect Kenji Ohya Mgmt For Against Against
7 Elect Mitsuharu Katoh Mgmt For Against Against
8 Elect Kohji Kobayashi Mgmt For Against Against
9 Elect Kazuo Hironaka Mgmt For Against Against
10 Elect Sohjiroh Tsuchiya Mgmt For Against Against
11 Elect Hikaru Sugi Mgmt For Against Against
12 Elect Shinji Shirasaki Mgmt For Against Against
13 Elect Shohichiroh Toyoda Mgmt For Against Against
14 Elect Tsutomu Saitoh Mgmt For For For
15 Elect Masato Iwase Mgmt For Against Against
16 Stock Option Plan Mgmt For For For
17 Retirement Allowances for Statutory Mgmt For Against Against
Auditors
EDP RENOVAVEIS,
SA,
OVIEDO
Ticker Security ID: Meeting Date Meeting Status
CINS E3847K101 04/14/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve the proposed application of Mgmt For For For
results for the FY of
2008
3 Presentation of Management Reports Mgmt For For For
and Corporate Governance
Report
4 Ratification of Board Acts Mgmt For For For
5 Remuneration Report Mgmt For Against Against
6 Authority to Carry Out Formalities Mgmt For For For
Emerson Electric
Company
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect August Busch III Mgmt For For For
1.2 Elect Arthur Golden Mgmt For For For
1.3 Elect Harriet Green Mgmt For For For
1.4 Elect William Johnson Mgmt For Withhold Against
1.5 Elect John Menzer Mgmt For For For
1.6 Elect Vernon Loucks, Jr. Mgmt For Withhold Against
2 RATIFICATION OF KPMG LLP AS Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM.
EPISTAR CORP
Ticker Security ID: Meeting Date Meeting Status
CINS Y2298F106 06/10/2009 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For Abstain Against
7 Allocation of Profits/Dividends Mgmt For For For
8 Authority to Issue Stock w/ or w/out Mgmt For Against Against
Preemptive
Rights
9 Private Placement Mgmt For Against Against
10 Amendments to Articles Mgmt For Abstain Against
11 Amendments to Procedural Rules of Mgmt For Abstain Against
Capital
Loans
12 Amendments to Procedural Rules of Mgmt For Abstain Against
Endorsements and
Guarantees
13 Non-Compete Restrictions for Mgmt For Against Against
Directors
14 Other Business Mgmt For Against Against
Gamesa Corp.
Technologica
Ticker Security ID: Meeting Date Meeting Status
CINS E54667113 05/28/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Presentation of Management Report Mgmt For For For
5 Ratification of Board Acts Mgmt For Against Against
6 Ratification of the Co-option of Mgmt For Against Against
Iberdrola
S.A.
7 Ratification of the Co-option of Mgmt For Against Against
Carlos Fernandez-Lerga
Garralda
8 Appointment of Auditor Mgmt For Against Against
9 Authority to Repurchase Shares Mgmt For For For
10 Long-Term Incentive Plan Mgmt For Against Against
11 Authority to Carry Out Formalities Mgmt For For For
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
cins D28304109 04/22/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of the acts of the Mgmt For Against Against
Board of Managing
Directors
6 Ratification of the acts of the Mgmt For Against Against
Supervisory
Board
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Increase in Authorized Capital; Mgmt For For For
Authorized Capital
II
10 Increase in Authorized Capital; Mgmt For For For
Authorized Capital
III
11 Intra-Company Control Agreement Mgmt For For For
12 Election of Mr. Hartmut Eberlein to Mgmt For Against Against
the Supervisory
Board
Geberit
Ticker Security ID: Meeting Date Meeting Status
CINS H2942E124 04/30/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Approve the appropriation of the Mgmt For For For
balance
profit
5 Grant discharge to the Board of Mgmt For Against Against
Directors
6 Elect Hans Hess Mgmt For For For
7 Elect Randolf Hanslin Mgmt For Against Against
8 Elect Robert Heberlein Mgmt For For For
9 Elect Susanne Ruoff Mgmt For For For
10 Elect Robert Spoerry Mgmt For For For
11 Re-appoint PricewaterhouseCoopers as Mgmt For Against Against
the Auditors for the year
2009
12 Approve to reduce the share capital Mgmt For For For
GRONTMAATSCAPPIJ
NV GRONTMIJ
NV
Ticker Security ID: Meeting Date Meeting Status
CINS N37558199 05/14/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Executive Board Acts Mgmt For Against Against
8 Ratification of Supervisory Board Mgmt For Against Against
Acts
9 Elect Frank Meysman Mgmt For For For
10 Elect S. Eisma Mgmt For For For
11 Elect J.H.J. Hadders Mgmt For For For
12 Elect Mel Zuydam Mgmt For For For
13 Authority to Issue Common Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Preference Shares Mgmt For Against Against
w/ Preemptive
Rights
15 Authority to Issue Common and/or Mgmt For Against Against
Preference Shares w/o Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
Hera
Ticker Security ID: Meeting Date Meeting Status
CINS T5250M106 04/27/2009 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Authority to Trade in Company Stock Mgmt For For For
4 Merger/Acquisition Mgmt For For For
5 Merger/Acquisition Mgmt For For For
6 Amend Article 7 and 17 of the Mgmt For For For
Corporate
bylaws
7 Amend the Article 4, 16, 18 and 26 Mgmt For For For
of the Corporate
bylaws
Horiba Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J22428106 03/28/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend the Articles of Incorporation Mgmt For Against Against
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Special Allowances for Directors and Mgmt For Against Against
Statutory
Auditors
9 Approve Details of Compensation as Mgmt For For For
Stock Options for
Directors
Idex Corp.
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Cook Mgmt For For For
1.2 Elect Frank Hermance Mgmt For Withhold Against
1.3 Elect Michael Tokarz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Itron Inc
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For Against Against
2 Elect Kirby Dyess Mgmt For Against Against
3 Elect Graham Wilson Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
Johnson Controls
Inc
Ticker Security ID: Meeting Date Meeting Status
JCIPRC CUSIP 478366107 01/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dennis Archer Mgmt For Withhold Against
1.2 Elect Richard Goodman Mgmt For For For
1.3 Elect Southwood Morcott Mgmt For For For
2 RATIFICATION OF Mgmt For For For
PRICEWATERHOUSECOOPERS AS
INDEPENDENT AUDITORS FOR
2009.
3 PROPOSAL REGARDING SURVIVOR BENEFITS. ShrHoldr Against For Against
Kingspan Group
PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G52654103 05/14/2009 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Danny Kitchen Mgmt For Against Against
3 Elect Gene Murtagh Mgmt For Against Against
4 Elect Dermot Mulvihill Mgmt For Against Against
5 Elect Brian Hill Mgmt For Against Against
6 Elect Eugene Murtagh Mgmt For Against Against
7 Elect Brendan Murtagh Mgmt For Against Against
8 Authority to Set Auditor's Fees Mgmt For Against Against
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
14 Amendments to Articles in Accordance Mgmt For For For
with EU Shareholders' Rights
Directive
Kurita Water
Industry
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J37221116 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Hiroshi Fujino Mgmt For Against Against
5 Elect Hiroshi Saitoh Mgmt For Against Against
6 Elect Kazufumi Moriuchi Mgmt For Against Against
7 Elect Toshiaki Deguchi Mgmt For Against Against
8 Elect Tetsuo Saeki Mgmt For Against Against
9 Elect Kaoru Kajii Mgmt For Against Against
10 Elect Tetsuo Kai Mgmt For Against Against
11 Elect Shigeaki Takeda Mgmt For Against Against
12 Elect Kohichi Iioka Mgmt For Against Against
13 Elect Heijyu Maeda Mgmt For Against Against
14 Elect Motoyuki Yoda Mgmt For Against Against
15 Elect Kiyoshi Itoh Mgmt For Against Against
16 Elect Noriyuki Hayata Mgmt For Against Against
17 Elect Tamio Uda Mgmt For For For
18 Election of Alternate Statutory Mgmt For For For
Auditor
Linde AG
Ticker Security ID: Meeting Date Meeting Status
CINS D50348107 05/15/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For Against Against
6 Ratification of Supervisory Board Mgmt For Against Against
Acts
7 Appointment of Auditor Mgmt For For For
8 Authority to Trade in Company Stock Mgmt For For For
9 Cancellation of Conditional Capital Mgmt For For For
10 Amendments to Articles Mgmt For For For
LKQ Corp.
Ticker Security ID: Meeting Date Meeting Status
LKQX CUSIP 501889208 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect A. Clinton Allen Mgmt For Against Against
2 Elect Robert Devlin Mgmt For Against Against
3 Elect Donald Flynn Mgmt For Against Against
4 Elect Kevin Flynn Mgmt For Against Against
5 Elect Ronald Foster Mgmt For Against Against
6 Elect Joseph Holsten Mgmt For Against Against
7 Elect Paul Meister Mgmt For Against Against
8 Elect John O'Brien Mgmt For Against Against
9 Elect William Webster, IV Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
Manila Water
Company
Inc
Ticker Security ID: Meeting Date Meeting Status
CINS Y56999108 03/30/2009 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve to determine the quorum Mgmt For For For
2 Approve the minutes of the meeting Mgmt For For For
of stockholders on 31 MAR
2008
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For Against Against
5 Elect the Directors, including Mgmt For Against Against
Independent
Directors
6 Elect the External Auditor and Mgmt For For For
approve to fix its
remuneration
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Adjournment Mgmt For For For
Neste Oil Oyj
Ticker Security ID: Meeting Date Meeting Status
CINS X5688A109 04/03/2009 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Board and Management Mgmt For Against Against
Acts
11 Approve the remuneration to be paid Mgmt For For For
to the Members of the Supervisory
Board
12 Approve the number of Members of the Mgmt For For For
Supervisory
Board
13 Election of Supervisory Council Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Approve the number of Board of Mgmt For For For
Directors as
8
16 Election of Directors Mgmt For For For
17 Approve to pay the Auditor s costs Mgmt For Against Against
as invoiced and approved by the
Company
18 Appointment of Auditor Mgmt For Against Against
19 Nominating Committee Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Abstain Against Against
Cessation of Use of Palm
Oil
21 Closing of the meeting Mgmt For For For
NINE DRAGONS
PAPER HLDGS
LTD
Ticker Security ID: Meeting Date Meeting Status
Cins G65318100 07/31/2008 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Related Party Transactions Mgmt For For For
2 Approve Related Party Transactions Mgmt For For For
NINE DRAGONS
PAPER HLDGS
LTD
Ticker Security ID: Meeting Date Meeting Status
Cins G65318100 11/27/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Approve Dividend Mgmt For For For
3.1 Elect/Appoint Director: Cheung Yan Mgmt For For For
3.2 Elect/Appoint Director: Liu Ming Mgmt For For For
Chung
3.3 Elect/Appoint Director: Zhang Cheng Mgmt For For For
Fei
3.4 Elect/Appoint Director: Zhang Yuanfu Mgmt For For For
3.5 Elect/Appoint Director: Gao Jing Mgmt For For For
3.6 Elect/Appoint Director: Lau Chun Shun Mgmt For For For
3.7 Elect/Appoint Director: Tam Wai Chu, Mgmt For For For
Maria
3.8 Elect/Appoint Director: Chung Shui Mgmt For For For
Ming,
Timpson
3.9 Elect/Appoint Director: Dr. Cheng Mgmt For For For
Chi
Pang
3.10 Elect/Appoint Director: Wang Hong Bo Mgmt For For For
3.11 Approve Directors' Remuneration Mgmt For For For
4 Approve Appointment/Remuneration of Mgmt For For For
Auditors
5.1 Approve Share Issue Mgmt For For For
5.2 Approve Share Buyback Mgmt For For For
5.3 Approve Use of Treasury Shares Mgmt For For For
Novozymes A/S
Ticker Security ID: Meeting Date Meeting Status
CINS K7317J117 03/04/2009 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Ratification Mgmt For Against Against
of Board and Management
Acts
6 Allocation of Profits/Dividends Mgmt For For For
7 Re-elect Mr. Henrik Gurtler as the Mgmt For For For
Members to the Board of
Directors
8 Re-elect Mr. Kurt Anker Nielsen as Mgmt For For For
the Members to the Board of
Directors
9 Re-elect Mr. Paul Petter Aas as the Mgmt For For For
Members to the Board of
Directors
10 Re-elect Mr. Jerker Hartwall as the Mgmt For For For
Members to the Board of
Directors
11 Re-elect Mr. Walther Thygesen as the Mgmt For For For
Members to the Board of
Directors
12 Re-elect Mr. Mathias Uhlen as the Mgmt For For For
Members to the Board of
Directors
13 Re-elect PricewaterhouseCoopers as Mgmt For Against Against
the
Auditor
14 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
NSK Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J55505101 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Stock Option Plan Mgmt For For For
4 Elect Seiichi Asaka Mgmt For Against Against
5 Elect Norio Ohtsuka Mgmt For Against Against
6 Elect Michio Hara Mgmt For Against Against
7 Elect Kazuo Matsuda Mgmt For Against Against
8 Elect Yukio Takebe Mgmt For Against Against
9 Elect Tsutomu Komori Mgmt For Against Against
10 Elect Nobuyoshi Abe Mgmt For Against Against
11 Elect Masami Tazawa Mgmt For Against Against
12 Elect Toyohiko Sanari Mgmt For Against Against
13 Elect Hiromu Okabe Mgmt For Against Against
14 Elect Michio Ueno Mgmt For Against Against
15 Elect Yoshikazu Sashida Mgmt For Against Against
Ormat
Technologies
Inc
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Yehudit Bronicki Mgmt For Withhold Against
1.2 Elect Jacob Worenklein Mgmt For Withhold Against
1.3 Elect Robert Clarke Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
PALL CORP
Ticker Security ID: Meeting Date Meeting Status
PLL CUSIP 696429307 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Nominee - CHERYL W. GRISE Mgmt For For For
1.2 Elect Nominee - ULRIC S. HAYNES, JR. Mgmt For For For
1.3 Elect Nominee - RONALD L. HOFFMAN Mgmt For For For
1.4 Elect Nominee - EDWIN W. MARTIN, JR. Mgmt For For For
1.5 Elect Nominee - KATHARINE L. PLOURDE Mgmt For For For
1.6 Elect Nominee - HEYWOOD SHELLEY Mgmt For For For
1.7 Elect Nominee - EDWARD TRAVAGLIANTI Mgmt For For For
2 Ratify Appointment of Auditors Mgmt For For For
3 Add Shares to Management Stock Mgmt For For For
Purchase
Plan
4 Add Shares to 2005 Stock Mgmt For For For
Compensation
Plan
PENNON GROUP
PLC,
EXETER
Ticker Security ID: Meeting Date Meeting Status
Cins G8295T213 07/31/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Approve Dividend Mgmt For For For
3 Approve Remuneration Report Mgmt For For For
4 Elect/Appoint Director: K. G. Harvey Mgmt For For For
5 Elect/Appoint Director: D. J. Dupont Mgmt For For For
6 Elect/Appoint Director: K. M. H. Mgmt For For For
Mortimer
7 Approve Appointment of Auditors Mgmt For Against Against
8 Approve Auditors Remuneration Mgmt For Against Against
9 Approve Political Donations Mgmt For Abstain Against
10 Approve Share Issue Mgmt For For For
11 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
12 Approve Articles Mgmt For For For
13 Approve Share Buyback Mgmt For For For
Pentair Inc
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP 709631105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CHARLES A. Mgmt For For For
HAGGERTY
2 ELECTION OF DIRECTOR: RANDALL J. Mgmt For For For
HOGAN
3 ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For Against Against
4 Executive Officer Performance Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
Praxair Inc
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
PRAXAIR, INC. LONG TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF THE INDEPENDENT
AUDITOR.
PV CRYSTALOX
SOLAR PLC,
WANTAGE
Ticker Security ID: Meeting Date Meeting Status
CINS G73011101 05/28/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
5 Authority to Issue Shares w/ Mgmt For Abstain Against
Preemptive
Rights
6 Authority to Issue Shares w/o Mgmt For Abstain Against
Preemptive
Rights
7 Authority to Repurchase Shares Mgmt For Abstain Against
8 Executive Directors Deferred Share Mgmt For Abstain Against
Plan
Roper Industries
Income
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Johnson Mgmt For Withhold Against
1.2 Elect Robert Knowling, Jr. Mgmt For Withhold Against
1.3 Elect Wilbur Prezzano Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Rotork PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G76717126 04/24/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Mr. R.H. Arnold as a Mgmt For Against Against
Director of the
Company
4 Re-elect Mr. R.C. Lockwood as a Mgmt For Against Against
Director of the
Company
5 Appointment of Auditor Mgmt For For For
6 Authorize the Directors to fix the Mgmt For For For
Auditors
remuneration
7 Directors' Remuneration Report Mgmt For For For
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Ordinary Mgmt For For For
Shares
11 Authority to Repurchase Preference Mgmt For For For
Shares
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Seche
Environnement
Ticker Security ID: Meeting Date Meeting Status
CINS F8211M103 04/30/2009 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Ratification Mgmt For Against Against
of Board Acts; Approval of
Non-Tax-Deductible
Expenses
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
10 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
Shanks Group PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G80661104 06/08/2009 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Rights Issue Mgmt For For For
SHANKS GROUP
PLC,
GLASGOW
Ticker Security ID: Meeting Date Meeting Status
Cins G80661104 07/24/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Approve Remuneration Report Mgmt For For For
3 Approve Dividend Mgmt For For For
4 Elect/Appoint Director: Tom Drury Mgmt For For For
5 Elect/Appoint Director: Adrian Auer Mgmt For For For
6 Approve Appointment/Remuneration of Mgmt For Against Against
Auditors
7 Approve Share Issue Mgmt For For For
8 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
9 Approve Share Buyback Mgmt For For For
10 Approve Articles Mgmt For For For
11 Amend Articles Mgmt For For For
12 Approve Political Donations Mgmt For Abstain Against
Shimadzu Corp.
Ticker Security ID: Meeting Date Meeting Status
CINS J72165129 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Shigehiko Hattori Mgmt For Against Against
4 Elect Akira Nakamoto Mgmt For Against Against
5 Elect Takayuki Katoh Mgmt For Against Against
6 Elect Ichiroh Kowaki Mgmt For Against Against
7 Elect Yu Nakamura Mgmt For Against Against
8 Elect Satoru Suzuki Mgmt For Against Against
9 Elect Osamu Andoh Mgmt For Against Against
10 Elect Keiichi Yoshida Mgmt For Against Against
11 Elect Hiroyuki Fujii Mgmt For Against Against
12 Elect Katsutoshi Nishihara Mgmt For Against Against
13 Elect Yasunori Tokumasu Mgmt For Against Against
14 Elect Nobuya Nishimura Mgmt For Against Against
SIMS GROUP LTD
Ticker Security ID: Meeting Date Meeting Status
Cins Q8505L116 11/21/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Present Financial Statements Mgmt For Non-Voting N/A
2.1 Elect/Appoint Director: Jeremy Mgmt For For For
Sutcliffe
2.2 Elect/Appoint Director: Norman Bobins Mgmt For For For
2.3 Elect/Appoint Director: Gerald Morris Mgmt For For For
2.4 Elect/Appoint Director: Robert Lewon Mgmt For For For
3 Approve Share Grants Mgmt For For For
4 Approve Share Grants Mgmt For For For
5 Approve Company Name Change Mgmt For For For
6 Approve Remuneration Report Mgmt For For For
SKF AB
Ticker Security ID: Meeting Date Meeting Status
CINS W84237143 04/21/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Profits/Dividends Mgmt For For For
15 Grant discharge to the Board Members Mgmt For Against Against
and the President from
liability
16 Approve to determine number of Board Mgmt For For For
Members as 9 without Deputy
Members
17 Directors' Fees Mgmt For For For
18 Election of Directors Mgmt For For For
19 Approve to determine number of Mgmt For For For
Auditor as 1 without any Deputy
Auditor
20 Authority to Set Auditor's Fees Mgmt For For For
21 Re-elect KPMG as the Auditor for the Mgmt For For For
time up to the closing of the AGM
2013
22 Approve the principles of Mgmt For For For
remuneration of Group Management
Members
23 Approve the introduction of SKF S Mgmt For For For
Performance Share Programme
2009
24 Authority to Repurchase Shares Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
Spirax-Sarco
Engineering
PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G83561103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Krishnamurthy Rajagopal Mgmt For Against Against
5 Elect Michael Gibbin Mgmt For Against Against
6 Elect Bill Whiteley Mgmt For Against Against
7 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Scrip Dividend Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Stanley Electric
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J76637115 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Takanori Kitano Mgmt For Against Against
3 Elect Shinichi Katano Mgmt For Against Against
4 Elect Makio Natsusaka Mgmt For Against Against
5 Elect Hidenari Yamazaki Mgmt For Against Against
6 Elect Shigeki Mutoh Mgmt For Against Against
7 Elect Katsumi Kondoh Mgmt For Against Against
8 Elect Yutaka Hiratsuka Mgmt For Against Against
9 Elect Shigeru Furuya Mgmt For For For
Stantec Inc
Ticker Security ID: Meeting Date Meeting Status
STN CUSIP 85472N109 05/14/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Bradshaw Mgmt For For For
1.2 Elect David Emerson Mgmt For For For
1.3 Elect Anthony Franceschini Mgmt For Withhold Against
1.4 Elect Robert Gomes Mgmt For For For
1.5 Elect Susan Hartman Mgmt For For For
1.6 Elect Aram Keith Mgmt For For For
1.7 Elect Ivor Ruste Mgmt For For For
1.8 Elect Ronald Triffo Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
Stericycle Inc
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Miller Mgmt For Withhold Against
1.2 Elect Jack Schuler Mgmt For Withhold Against
1.3 Elect Thomas Brown Mgmt For Withhold Against
1.4 Elect Rod Dammeyer Mgmt For Withhold Against
1.5 Elect William Hall Mgmt For Withhold Against
1.6 Elect Jonathan Lord Mgmt For Withhold Against
1.7 Elect John Patience Mgmt For Withhold Against
1.8 Elect Ronald Spaeth Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
SunPower
Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWRA CUSIP 867652307 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Uwe-Ernst Bufe Mgmt For Withhold Against
1.2 Elect Pat Wood, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Thermo Fisher
Scientific
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judy Lewent Mgmt For Withhold Against
1.2 Elect Peter Manning Mgmt For Withhold Against
1.3 Elect Jim Manzi Mgmt For Withhold Against
1.4 Elect Elaine Ullian Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
Tomra Systems ASA
Ticker Security ID: Meeting Date Meeting Status
CINS R91733114 04/21/2009 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting; Voting List Mgmt For For For
4 Elect the Chairperson of the meeting Mgmt For For For
5 Election of an Individual to Check Mgmt For For For
Minutes
6 Approve the notice of the meeting Mgmt For For For
and the
agenda
7 Presentation of Management Report Mgmt For For For
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Compensation Policy Mgmt For For For
10 Directors', Auditors' and Nominating Mgmt For Against Against
Committee
Fees
11 Election of Directors Mgmt For For For
12 Elect the Auditor Mgmt For Against Against
13 Cancellation of Shares Mgmt For For For
14 Authority to Trade in Company Stock Mgmt For For For
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
Umicore SA
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 03/26/2009 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Grant authority to repurchase of up Mgmt For For For
to 10% of issued share
capital
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
Umicore SA
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/28/2009 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Approve the consolidated financial Mgmt For For For
statements
6 Approve the financial statements Mgmt For For For
7 Approve the allocation of income and Mgmt For For For
dividends of EUR 0.65 per
share
8 Grant discharge to the Directors Mgmt For Against Against
9 Grant discharge to the Auditors Mgmt For Against Against
10 Approve the confirmation of Mr. Marc Mgmt For For For
Grynberg as an Executive
Director
11 Re-elect Mr. Marc Grynberg as a Mgmt For For For
Director
12 Re-elect Mr. Thomas Leysen as a Mgmt For For For
Director
13 Re-elect Mr. Klaus Wendel as a Mgmt For For For
Director
14 Elect Mr. Jean-Luc Dehaene as a Mgmt For For For
Director
15 Approve the remuneration of the Mgmt For For For
Directors
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
Umicore SA
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 12/09/2008 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Cancel Shares Mgmt For For For
5 Amend the Article 8 of the Articles Mgmt For For For
of Association as
specified
UMICORE SA,
BRUXELLES
Ticker Security ID: Meeting Date Meeting Status
Cins B95505168 11/13/2008 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Cancel Treasury Shares Mgmt For For For
2 Amend Articles re Significant Mgmt For For For
Shareholdings
3.1 Approve Share Buyback Mgmt For For For
3.2 Approve Share Buyback Mgmt For For For
UMICORE SA,
BRUXELLES
Ticker Security ID: Meeting Date Meeting Status
Cins B95505168 12/09/2008 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Cancel Treasury Shares Mgmt For For For
2 Amend Articles re Significant Mgmt For For For
Shareholdings
VEOLIA
ENVIRONNEMENT
Ticker Security ID: Meeting Date Meeting Status
CINS F9686M107 05/07/2009 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Approval of Non-Tax Deductible Mgmt For For For
Expenses
7 Allocation of Profits/Dividends Mgmt For For For
8 Form of Dividend Payment Mgmt For For For
9 Related Party Transactions Mgmt For For For
10 Related Party Transactions (CEO) Mgmt For For For
11 Elect Jean Azema Mgmt For Against Against
12 Elect Augustin de Romanet de Beaune Mgmt For Against Against
13 Elect Philippe Kourilsky Mgmt For Against Against
14 Elect Henri Proglio Mgmt For Against Against
15 Elect Baudoin Prot Mgmt For Against Against
16 Elect Paolo Scaroni Mgmt For Against Against
17 Elect Louis Schweitzer Mgmt For Against Against
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/out
Preemptive Rights; Authority to
Issue Debt
Instruments
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Employee Savings
Plan
21 Authority to Issue Warrants as Mgmt For Against Against
Takeover
Defense
22 Amendment Regarding Directors' Term Mgmt For For For
Lengths
23 Authority to Carry Out Formalities Mgmt For For For
24 Elect Pierre-Andre de Chalendar Mgmt For Against Against
25 Directors' Fees Mgmt For For For
Vestas
Windsystems
A/S
Ticker Security ID: Meeting Date Meeting Status
CINS K9773J128 03/26/2009 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Re-elect Mr. Bent Erik Carlsen as Mgmt For For For
the Members of the Board of
Directors
8 Elect Torsten Rasmussen Mgmt For For For
9 Re-elect Mr. Freddy Frandsen as the Mgmt For For For
Members of the Board of
Directors
10 Re-elect Mr. Jorgen Huno Rasmussen Mgmt For For For
as the Members of the Board of
Directors
11 Re-elect Mr. Jorn Ankaer Thomsen as Mgmt For Abstain Against
the Members of the Board of
Directors
12 Re-elect Mr. Kurt Anker Nielsen as Mgmt For For For
the Members of the Board of
Directors
13 Elect Mr. Hakan Eriksson as the Mgmt For For For
Members of the Board of
Directors
14 Elect Mr. Ola Rollen as the Members Mgmt For For For
of the Board of
Directors
15 Appointment of PricewaterhouseCoopers Mgmt For Against Against
16 Appointment of KPMG Mgmt For Against Against
17 Compensation Policy Mgmt For For For
18 Authority to Repurchase Shares Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
Wavin
Ticker Security ID: Meeting Date Meeting Status
CINS N9438C101 04/22/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Approve the annual accounts on the Mgmt For For For
FY
2008
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For Against Against
7 Ratification of Supervisory Board Mgmt For Against Against
Acts
8 Elect Brian Hill Mgmt For For For
9 Appointment of Auditor Mgmt For Against Against
10 Amendments to Articles Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
Yamatake
Corporation
Ticker Security ID: Meeting Date Meeting Status
CINS J96348107 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Masaaki Inozuka Mgmt For Against Against
======================== PAX WORLD INTERNATIONAL FUND ========================
Item 1: Proxy Voting Record
Registrant :
Fund Name : Pax World International Fund
07/01/2008 - 06/30/2009
AMERICA MOVIL SA
Ticker Security ID: Meeting Date Meeting Status
AMX CUSIP 02364W105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt N/A Abstain N/A
2 Election of Meeting Delegates Mgmt N/A Abstain N/A
ANHEUSER-BUSCH
INBEV SA,
BRUXELLES
Ticker Security ID: Meeting Date Meeting Status
CINS B6399C107 04/28/2009 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Board Acts Mgmt For Against Against
9 Ratification of Auditor's Acts Mgmt For Against Against
10 Amendments to Compensation Policy Mgmt For For For
11 Approve the specific one-time Mgmt For For For
granting of stock options and
shares
12 Approve to change the control Mgmt For For For
provisions relating to the
emtnprogram
13 Approve to change of control Mgmt For For For
provisions relating to the US
dollar
notes
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elimination of Preemptive Rights Mgmt For Against Against
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Authority to Increase Capital as a Mgmt For For For
Result of the Share
Issuance
19 Authority to Carry Out Formalities Mgmt For Against Against
in Relation to the
Issuance
20 Authority to Carry Out Formalities Mgmt For For For
in Relation to the
Issuance
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ or w/o
Preemptive
Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Authority to Carry Out Formalities Mgmt For For For
Asahi Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
CINS J0274J107 06/17/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Mitsuharu Terayama Mgmt For Against Against
3 Elect Noboru Akabane Mgmt For Against Against
4 Elect Masayuki Hirano Mgmt For Against Against
5 Elect Yukio Tanabe Mgmt For Against Against
6 Elect Tsutomu Sakurai Mgmt For Against Against
7 Elect Shohji Morii Mgmt For Against Against
8 Elect Jiroh Tanaka Mgmt For For For
BANCO BILBAO
VIZCAYA
ARGENTARIA
SA
Ticker Security ID: Meeting Date Meeting Status
BBV CUSIP 05946K101 03/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board
Acts
2 Amendments to Articles Mgmt For For For
3 Special Dividend/Bonus Share Issuance Mgmt For For For
4 Merger by Absorption Mgmt For For For
5 RE-ELECTION OF MR JOSE ANTONIO Mgmt For For For
FERNANDEZ
RIVERO
6 RE-ELECTION OF MR JOSE MALDONADO Mgmt For For For
RAMOS
7 RE-ELECTION OF MR ENRIQUE MEDINA Mgmt For For For
FERNANDEZ
8 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
9 Authority to Issue Debt Instruments Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 LIQUIDATION OF THE 2006-2008 Mgmt For For For
LONG-TERM SHARE-REMUNERATLON
PLAN.
12 2009-10 Bi-Annual Share Remuneration Mgmt For For For
Plan
13 Appointment of Auditor Mgmt For For For
14 Authority to Carry Out Formalities Mgmt For For For
BG Group PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G1245Z108 05/18/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir David Manning Mgmt For Against Against
5 Elect Martin Houston Mgmt For Against Against
6 Elect Sir Robert Wilson Mgmt For Against Against
7 Elect Frank Chapman Mgmt For Against Against
8 Elect Ashley Almanza Mgmt For Against Against
9 Elect Jurgen Dormann Mgmt For Against Against
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 EU Political Donations Mgmt For Abstain Against
13 Increase in Authorised Share Capital Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Amendments to Articles Regarding Mgmt For For For
Share
Capital
18 Adoption of New Articles Mgmt For For For
19 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
CANON INC.- ADR
Ticker Security ID: Meeting Date Meeting Status
CAJ CUSIP 138006309 03/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 DIVIDEND FROM SURPLUS Mgmt For For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For For
INCORPORATION
3.1 Elect Fujio Mitarai Mgmt For For For
3.2 Elect Tsuneji Uchida Mgmt For For For
3.3 Elect Toshizo Tanaka Mgmt For For For
3.4 Elect Nobuyoshi Tanaka Mgmt For For For
3.5 Elect Jyunji Ichikawa Mgmt For For For
3.6 Elect Akiyoshi Moroe Mgmt For For For
3.7 Elect Kunio Watanabe Mgmt For For For
3.8 Elect Yohroku Adachi Mgmt For For For
3.9 Elect Yasuo Mitsuhashi Mgmt For For For
3.10 Elect Tomonori Iwashita Mgmt For For For
3.11 Elect Masahiro Ohsawa Mgmt For For For
3.12 Elect Shigeyuki Matsumoto Mgmt For For For
3.13 Elect Katsuichi Shimizu Mgmt For For For
3.14 Elect Ryohichi Bamba Mgmt For For For
3.15 Elect Toshio Homma Mgmt For For For
3.16 Elect Masaki Nakaoka Mgmt For For For
3.17 Elect Harihisa Honda Mgmt For For For
3.18 Elect Toshiyuki Komatsu Mgmt For For For
3.19 Elect Tetsuroh Tahara Mgmt For For For
3.20 Elect Seijiroh Sekine Mgmt For For For
3.21 Elect Shunji Onda Mgmt For For For
3.22 Elect Kazunori Fukuma Mgmt For For For
3.23 Elect Hideki Ozawa Mgmt For For For
3.24 Elect Masaya Maeda Mgmt For For For
3.25 Elect Toshiaki Ikoma Mgmt For For For
4 GRANT OF RETIREMENT ALLOWANCE TO A Mgmt For Against Against
DIRECTOR TO
RETIRE
5 GRANT OF BONUS TO DIRECTORS Mgmt For Against Against
6 ISSUANCE OF SHARE OPTIONS AS STOCK Mgmt For For For
OPTIONS WITHOUT
COMPENSATION
Central Japan
Railway
Co
Ticker Security ID: Meeting Date Meeting Status
CINS J05523105 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For Against Against
3 Elect Hideyuki Shohji Mgmt For Against Against
4 Election of Statutory Auditors Mgmt For For For
COMPAGNIE
GENERALE DE
GEOPHYSIQUE -
ADR
Ticker Security ID: Meeting Date Meeting Status
CGV CUSIP 204386106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 ALLOCATION OF EARNINGS Mgmt For For For
3 Consolidated Accounts and Reports Mgmt For Against Against
4 RENEWAL OF THE TERM OF OFFICE OF MR Mgmt For Against Against
YVES
LESAGE
5 APPOINTMENT OF MR ANDERS FARESTVEIT Mgmt For Against Against
AS
DIRECTOR
6 ALLOCATION OF DIRECTORS FEES FOR Mgmt For For For
FISCAL YEAR
2009
7 Authority to Repurchase Shares Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Severance Package (Robert Brunck) Mgmt For For For
10 Severance Package (Thierry Le Roux) Mgmt For For For
11 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
12 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
13 Authority to Set Offering Price of Mgmt For For For
Shares
14 Authority to Increase Share Issuance Mgmt For Against Against
Limit
15 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
16 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Employee Savings
Plan
18 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
19 Authority to Issue Debt Instruments Mgmt For For For
20 POWERS FOR PUBLICITY FORMALITIES Mgmt For For For
CREDIT SUISSE
GROUP
Ticker Security ID: Meeting Date Meeting Status
CS CUSIP 225401108 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt N/A For N/A
2 CONSULTATIVE VOTE ON THE Mgmt N/A Against N/A
RENUMERATION
REPORT
3 Accounts and Reports Mgmt N/A For N/A
4 DISCHARGE OF ACTS OF BOARD OF Mgmt N/A Against N/A
DIRECTORS AND EXECUTIVE
BOARD
5 APPROPRIATION OF RETAINED EARNINGS Mgmt N/A For N/A
6 INCREASING CONDITIONAL CAPITAL FOR Mgmt N/A For N/A
CONVERTIBLE AND WARRANT
BONDS
7 RENEWING AND INCREASING AUTHORIZED Mgmt N/A For N/A
CAPITAL
8 GROUP S INDEPENDENT AUDITOR Mgmt N/A For N/A
9 PRESENCE QUORUM FOR BOARD OF Mgmt N/A For N/A
DIRECTORS
RESOLUTIONS
10 DELETION OF PROVISIONS CONCERNING Mgmt N/A For N/A
CONTRIBUTIONS IN
KIND
11.1 Elect Hans-Ulrich Doerig Mgmt For For For
11.2 Elect Walter Kielholz Mgmt For For For
11.3 Elect Richard Thornburgh Mgmt For For For
11.4 Elect Andreas Koopmann Mgmt For For For
11.5 Elect Urs Rohner Mgmt For For For
11.6 Elect John Tiner Mgmt For For For
12 ELECTION OF THE INDEPENDENT AUDITORS Mgmt N/A For N/A
13 ELECTION OF SPECIAL AUDITORS Mgmt N/A For N/A
CSL LTD
Ticker Security ID: Meeting Date Meeting Status
Cins Q3018U109 10/15/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Present Financial Statements Mgmt For Non-Voting N/A
2.1 Elect/Appoint Director: David Anstice Mgmt For For For
2.2 Elect/Appoint Director: Elizabeth Mgmt For For For
Alexander
2.3 Elect/Appoint Director: David J Mgmt For For For
Simpson
3 Approve Remuneration Report Mgmt For For For
Diana Shipping
Inc
Ticker Security ID: Meeting Date Meeting Status
DSX CUSIP Y2066G104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Simeon Palios Mgmt For Withhold Against
1.2 Elect Anastassis Margaronis Mgmt For Withhold Against
1.3 Elect Ioannis Zafirakis Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
EISAI COMPANY
LIMITED
Ticker Security ID: Meeting Date Meeting Status
CINS J12852117 06/19/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Haruo Naitoh Mgmt For Against Against
4 Elect Tetsushi Ogawa Mgmt For Against Against
5 Elect Hiroyuki Mitsui Mgmt For Against Against
6 Elect Akira Fujiyoshi Mgmt For Against Against
7 Elect Ko-Yung Tung Mgmt For Against Against
8 Elect Shinji Hatta Mgmt For Against Against
9 Elect Norihiko Tanikawa Mgmt For Against Against
10 Elect Satoru Anzaki Mgmt For Against Against
11 Elect Junji Miyahara Mgmt For Against Against
12 Elect Kimitoshi Yabuki Mgmt For Against Against
13 Elect Christina Ahmadjian Mgmt For Against Against
14 Stock Option Plan Mgmt For For For
Fortum Corp.
Ticker Security ID: Meeting Date Meeting Status
CINS X2978Z118 04/07/2009 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Adopt the accounts Mgmt For For For
10 Allocation of Profits/Dividends Mgmt For For For
11 Grant discharge from liability Mgmt For Against Against
12 Approve the remuneration of the Mgmt For Against Against
Supervisory
Board
13 Approve the number of Supervisory Mgmt For For For
Board
Members
14 Elect the Supervisory Board Mgmt For For For
15 Approve the remuneration of the Mgmt For For For
Board
Members
16 Approve the number of Board Members Mgmt For For For
17 Election of Directors Mgmt For For For
18 Approve the remuneration of the Mgmt For Against Against
Auditor(s)
19 Elect Deloitte and Touche Ltd as the Mgmt For Against Against
Auditor
20 Nominating Committee Mgmt For For For
Fresenius
Medical Care AG
(ADR)
Ticker Security ID: Meeting Date Meeting Status
FMS CUSIP 358029106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt Abstain For Against
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of General Partner's Mgmt For For For
Acts
4 Ratification of Supervisory Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
FUBON FINL HLDG
CO
LTD
Ticker Security ID: Meeting Date Meeting Status
CINS 359515202 12/05/2008 Unvoted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Acquisition Mgmt For N/A N/A
2 No Other Proposals/Motions Mgmt For N/A N/A
Gamesa Corp.
Technologica
Ticker Security ID: Meeting Date Meeting Status
CINS E54667113 05/28/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Presentation of Management Report Mgmt For For For
5 Ratification of Board Acts Mgmt For Against Against
6 Ratification of the Co-option of Mgmt For Against Against
Iberdrola
S.A.
7 Ratification of the Co-option of Mgmt For Against Against
Carlos Fernandez-Lerga
Garralda
8 Appointment of Auditor Mgmt For Against Against
9 Authority to Repurchase Shares Mgmt For For For
10 Long-Term Incentive Plan Mgmt For Against Against
11 Authority to Carry Out Formalities Mgmt For For For
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
CINS W41422101 05/04/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening of Meeting Mgmt For For For
5 Election of Presiding Chairman Mgmt For For For
6 Managing Director's Address; Mgmt For For For
Questions
7 Voting List Mgmt For For For
8 Agenda Mgmt For For For
9 Election of Individuals to Check Mgmt For For For
Minutes
10 Compliance with Rules of Convocation Mgmt For Abstain Against
11 Presentation of Accounts and Reports Mgmt For For For
12 Report of the Auditor Mgmt For For For
13 Report of the Board of Directors Mgmt For For For
14 Report of the Nominating Committee Mgmt For For For
15 Accounts and Reports Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Ratification of Board and Management Mgmt For Against Against
Acts
18 Board Size Mgmt For For For
19 Directors and Auditors' Fees Mgmt For Against Against
20 Election of Directors Mgmt For For For
21 Appointment of Auditors Mgmt For Against Against
22 Nominating Committee Mgmt For For For
23 Compensation Policy Mgmt For For For
24 Conclusion of Meeting Mgmt For For For
HONDA MOTOR
COMPANY LIMITED
-
ADR
Ticker Security ID: Meeting Date Meeting Status
HMC CUSIP 438128308 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3.1 Elect Satoshi Aoki Mgmt For Withhold Against
3.2 Elect Takeo Fukui Mgmt For Withhold Against
3.3 Elect Koichi Kondoh Mgmt For Withhold Against
3.4 Elect Atsuyoshi Hyogo Mgmt For Withhold Against
3.5 Elect Mikio Yoshimi Mgmt For Withhold Against
3.6 Elect Takanobu Itoh Mgmt For Withhold Against
3.7 Elect Shigeru Takagi Mgmt For Withhold Against
3.8 Elect Akio Hamada Mgmt For Withhold Against
3.9 Elect Tetsuo Iwamura Mgmt For Withhold Against
3.10 Elect Tatsuhiro Ohyama Mgmt For Withhold Against
3.11 Elect Fumihiko Ike Mgmt For Withhold Against
3.12 Elect Masaya Yamashita Mgmt For Withhold Against
3.13 Elect Kensaku Hohgen Mgmt For Withhold Against
3.14 Elect Shoh Minekawa Mgmt For Withhold Against
3.15 Elect Hiroshi Soda Mgmt For Withhold Against
3.16 Elect Takuji Yamada Mgmt For Withhold Against
3.17 Elect Yoichi Hohjoh Mgmt For Withhold Against
3.18 Elect Nobuo Kuroyanagi Mgmt For Withhold Against
3.19 Elect Hiroshi Kobayashi Mgmt For Withhold Against
3.20 Elect Tsuneo Tanai Mgmt For Withhold Against
3.21 Elect Takuji Yamada Mgmt For Withhold Against
4 Elect Hideki Okada Mgmt For Against Against
5 Bonus Mgmt For For For
Horiba Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J22428106 03/28/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend the Articles of Incorporation Mgmt For Against Against
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Special Allowances for Directors and Mgmt For Against Against
Statutory
Auditors
9 Approve Details of Compensation as Mgmt For For For
Stock Options for
Directors
HSBC HOLDINGS
PLC
-ADR
Ticker Security ID: Meeting Date Meeting Status
HBC CUSIP 404280406 03/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO INCREASE THE COMPANY S AUTHORISED Mgmt For For For
SHARE
CAPITAL
2 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For For
SHARES
3 Issuance of Shares w/o Preemptive Mgmt For For For
Rights
HSBC HOLDINGS
PLC
-ADR
Ticker Security ID: Meeting Date Meeting Status
HBC CUSIP 404280406 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Safra Catz Mgmt For For For
4 Elect Vincent Cheng Mgmt For For For
5 Elect Marvin Cheung Mgmt For For For
6 Elect John Coombe Mgmt For For For
7 Elect Jose-Luis Duran Mgmt For For For
8 Elect Rona Fairhead Mgmt For For For
9 Elect Douglas Flint Mgmt For For For
10 Elect Sandy Flockhart Mgmt For For For
11 Elect William Fung Mgmt For Against Against
12 Elect Michael Geoghegan Mgmt For For For
13 Elect Stephen Green Mgmt For For For
14 Elect Stuart Gulliver Mgmt For For For
15 Elect James Hughes-Hallett Mgmt For For For
16 Elect Sam Laidlaw Mgmt For For For
17 Elect J. Rachel Lomax Mgmt For For For
18 Elect Sir Mark Moody-Stuart Mgmt For For For
19 Elect Gwyn Morgan Mgmt For For For
20 Elect Narayana Murthy Mgmt For For For
21 Elect Simon Robertson Mgmt For For For
22 Elect John Thornton Mgmt For For For
23 Elect Sir Brian Williamson Mgmt For For For
24 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
25 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
26 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
27 Authority to Repurchase Shares Mgmt For For For
28 Adoption of New Articles Mgmt For Against Against
29 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Hyflux Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/28/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect TEO Kiang Kok Mgmt For Against Against
4 Elect Christopher Murugasu Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
7 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
8 Authority to Grant Awards and Issue Mgmt For Against Against
Shares under Employee Incentive
Plan
9 Authority to Repurchase Shares Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
INBEV SA,
BRUXELLES
Ticker Security ID: Meeting Date Meeting Status
Cins B5064A107 09/29/2008 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Acquisition of Anheuser-Busch Mgmt For For For
2 Approve Company Name Change Mgmt For For For
3 Approve Share Issue Mgmt For For For
4 Approve Terms and Conditions for Mgmt For For For
Share Issuance under Item
3
5 Approve Suspensive Conditions for Mgmt For For For
Share Issuance under Item
3
6 Authorize Board to Act on Matters Mgmt For For For
Adopted by
Shareholders
7 Elect/Appoint Director: August Busch Mgmt For For For
IV
8 Approve Change of Control Provisions Mgmt For For For
in relation to the Senior
Facilities
Agreement
9 Approve Change of Control Provisions Mgmt For For For
in relation to the Bridge Facility
Agreement
10 Authorize Board to Act on Matters Mgmt For For For
Adopted by
Shareholders
Kao Corp.
Ticker Security ID: Meeting Date Meeting Status
CINS J30642169 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Masanori Sunaga Mgmt For Against Against
5 Election of Alternate Statutory Mgmt For For For
Auditor
6 Stock Option Plan Mgmt For For For
Kingspan Group
PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G52654103 05/14/2009 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Danny Kitchen Mgmt For Against Against
3 Elect Gene Murtagh Mgmt For Against Against
4 Elect Dermot Mulvihill Mgmt For Against Against
5 Elect Brian Hill Mgmt For Against Against
6 Elect Eugene Murtagh Mgmt For Against Against
7 Elect Brendan Murtagh Mgmt For Against Against
8 Authority to Set Auditor's Fees Mgmt For Against Against
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
14 Amendments to Articles in Accordance Mgmt For For For
with EU Shareholders' Rights
Directive
Kobe Steel
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J34555144 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Hiroshi Satoh Mgmt For Against Against
4 Elect Tomoyuki Kaya Mgmt For Against Against
5 Elect Takashi Matsutani Mgmt For Against Against
6 Elect Kazuo Shigekawa Mgmt For Against Against
7 Elect Atsushi Nakano Mgmt For Against Against
8 Elect Yukio Doi Mgmt For Against Against
9 Elect Tetsu Takahashi Mgmt For Against Against
10 Elect Yutaka Kawata Mgmt For Against Against
11 Elect Hiroaki Fujiwara Mgmt For Against Against
12 Elect Tsuyoshi Kasuya Mgmt For Against Against
13 Renewal of Takeover Defense Plan Mgmt For Against Against
Komatsu Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J35759125 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For Against Against
4 Elect Masahiro Sakane Mgmt For Against Against
5 Elect Kunio Noji Mgmt For Against Against
6 Elect Yoshinori Komamura Mgmt For Against Against
7 Elect Yasuo Suzuki Mgmt For Against Against
8 Elect Kenji Kinoshita Mgmt For Against Against
9 Elect Morio Ikeda Mgmt For Against Against
10 Elect Kensuke Hotta Mgmt For Against Against
11 Elect Noriaki Kanoh Mgmt For Against Against
12 Elect Masao Fuchigami Mgmt For Against Against
13 Elect Tetsuji Ohhashi Mgmt For Against Against
14 Elect Kyohji Torii Mgmt For For For
15 Elect Kunihiro Matsuo Mgmt For Against Against
16 Bonus Mgmt For Against Against
17 Stock Option Plan Mgmt For For For
Koninklijke KPN
NV
Ticker Security ID: Meeting Date Meeting Status
CINS N4297B146 04/07/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Adopt Koninklijke KPN N.V. s Mgmt For For For
financial statements for the FY
2008
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Management Board Acts Mgmt For Against Against
9 Ratification of Supervisory Board Mgmt For Against Against
Acts
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Re-appoint Mr. A.H.J. Risseeuw as a Mgmt For For For
Member of the Supervisory Board,
the Board of Management and the
Central Works Council support the
nomination, Mr. Risseeuw complies
with the requirements of the
profile of the Supervisory Board
and the specific requirements as
specified in particular as to his
extensive experience in and
knowledge of telecommunications /
ICT industries, it is therefore
proposed to the general meeting of
Shareholders to appoint Mr.
Risseeuw in accordance with this
nomination; the details required
under the Article 142 [3] of Book 2
of the Dutch Civil Code are
attached to these
notes
13 Re-appoint Mrs. M.E. Van Lier Lels Mgmt For For For
as a Member of the Supervisory
Board, the nomination for this
position was subject to the
enhanced right of recommendation of
the Central Works Council, which
recommended Mrs. Van Lier Lels
nomination, the Board of Management
also supports the nomination. Mrs.
Van Lier Lels complies with the
requirements of the profile of the
Supervisory Board and the specific
requirements as specified in
particular as to her extensive
knowledge of and experience with
relations between all stakeholders
within large companies and her
involvement in major developments
in Dutch society from both a social
economic and a political
perspective it is therefore
proposed to the general meeting of
Shareholders to appoint Mrs. Van
Lier Lels in accordance with this
nomination the details required
under Article 142 [3] of Book 2 of
the Dutch Civil Code are attached
to these
notes
14 Appoint Mr. R.J. Routs former Mgmt For For For
executive Board Member at Royal
Dutch Shell Plc, as a Member of
Supervisory Board, the Board of
Management and the Central Works
Council support the nomination, Mr.
Routs complies with the
requirements of the profile of the
Supervisory Board and the specific
requirements as specified in
particular as to his technical
background and his broad experience
in managing a leading international
Company, it is therefore proposed
to the general meeting of
Shareholders to appoint Mr. Routs
in accordance with this nomination
the details required under Article
142 [3] of Book 2 of the Dutch
Civil Code are attached to these
notes
15 Appoint Mr. D.J. Haank, Chief Mgmt For For For
Executive Officer of Springer
Science+Business Media, as a Member
of the Supervisory Board, the Board
of Management and the Central Works
Council support the nomination, Mr.
Haank complies with the
requirements of the profile of the
Supervisory Board and the specific
requirements as specified, in
particular as to his knowledge of
and experience with the application
of ICT/Internet in the
international publishing business,
it is therefore proposed to the
general meeting of Shareholders to
appoint Mr. Haank in accordance
with this nomination the details
required under Article 142 [3] of
Book 2 of the Dutch Civil Code are
attached to these
notes
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authorize the Board of Management to Mgmt For For For
acquire the Company s own ordinary
shares, the number of shares to be
acquired shall be limited by the
maximum percentage of shares that
the Company by law or by virtue of
its Articles of Association may
hold in its own capital at any
moment, taking into account the
possibility to cancel the acquired
shares as proposed under agenda
item 16 in practice, this will mean
that the Company may acquire up to
10% of its own issued shares,
cancel these shares, and acquire a
further 10% the shares may be
acquired on the stock exchange or
through other means at a price per
share of at least EUR 0.01 and at
most the highest of the Quoted
Share Price plus 10% and, if
purchases are made on the basis of
a programme entered into with a
single counterparty or using a
financial intermediary, the average
of the Volume Weighted Average
Share Prices during the course of
the programme the Quoted Share
Price is defined as the average of
the closing prices of KPN shares as
reported in the official price list
of Euronext Amsterdam N.V. over the
5 trading days prior to the
acquisition date the Volume
Weighted Average Share Price is
defined as the volume weighted
average price of trades in KPN
shares on Euronext Amsterdam N.V.
between 9:00 am (CET) and 5:30 pm
(CET) adjusted for block, cross and
auction trades resolutions to
acquire the Company s own shares
are subject to the approval of the
Supervisory Board [Authority expire
after a period of 18 months or
until 07 OCT
2010]
18 Authority to Cancel Shares Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
Kurita Water
Industry
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J37221116 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Hiroshi Fujino Mgmt For Against Against
5 Elect Hiroshi Saitoh Mgmt For Against Against
6 Elect Kazufumi Moriuchi Mgmt For Against Against
7 Elect Toshiaki Deguchi Mgmt For Against Against
8 Elect Tetsuo Saeki Mgmt For Against Against
9 Elect Kaoru Kajii Mgmt For Against Against
10 Elect Tetsuo Kai Mgmt For Against Against
11 Elect Shigeaki Takeda Mgmt For Against Against
12 Elect Kohichi Iioka Mgmt For Against Against
13 Elect Heijyu Maeda Mgmt For Against Against
14 Elect Motoyuki Yoda Mgmt For Against Against
15 Elect Kiyoshi Itoh Mgmt For Against Against
16 Elect Noriyuki Hayata Mgmt For Against Against
17 Elect Tamio Uda Mgmt For For For
18 Election of Alternate Statutory Mgmt For For For
Auditor
L'Oreal
Ticker Security ID: Meeting Date Meeting Status
CINS F58149133 04/16/2009 Voted
Meeting Type Country of Trade
Annual France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Elect Werner Bauer Mgmt For For For
9 Elect Francoise Bettencourt Meyers Mgmt For For For
10 Elect Peter Brabeck-Letmathe Mgmt For For For
11 Elect Jean-Pierre Meyers Mgmt For Against Against
12 Elect Louis Schweitzer Mgmt For For For
13 Authorize the Board of Directors to Mgmt For For For
trade in the Company s shares on
the stock market, subject to the
conditions specified below: maximum
purchase price: EUR 130.00, maximum
number of shares to be acquired:
10% of the number of shares
comprising the Company capital,
i.e. 59,844,521 shares, maximum
funds invested in the share
buybacks: EUR 7,800,000,000.00;
[Authority is given for an 18-month
period]; grant delegates all powers
to the Board of Directors to take
all necessary measures and
accomplish all necessary
formalities
14 Authorize the Board of Directors in Mgmt For For For
order to increase the share
capital, in 1 or more occasions, up
to a maximum nominal amount of EUR
55,310,958.00 by way of issuing,
with preferred subscription rights
maintained, ordinary shares in the
company, by way of capitalizing
reserves, profits, premiums or
other means, provided that such
capitalization is allowed by Law
and under the by Laws, to be
carried out through the issue of
bonus shares or the raise of the
par value of the existing shares;
[Authority expires for a 26-month
period] it supersedes any and all
earlier delegations to the same
effect
15 Authorize the Board of Directors all Mgmt For For For
powers to grant, in 1 or more
transactions, to the Employees or
Corporate Officers of the Company
and related companies, options
giving the right either to
subscribe for new shares in the
Company to be issued through a
share capital increase, or to
purchase existing shares purchased
by the Company, it being provided
that the options shall not give
rights to a total number of shares,
which shall exceed 2% of the share
capital; [Authority expires for a
26-month period]; the options
granted to the Corporate Officers
shall not represent more than 10%
of the total allocations carried
out by the Board of Directors
during this period of 26 months;
grant delegates all powers to the
Board of Directors to take all
necessary measures and accomplish
all necessary formalities; this
delegation of powers supersedes the
fraction unused of any and all
earlier delegations to the same
effect
16 Authorize the Board of Directors to Mgmt For For For
grant, for free, on 1 or more
occasions, existing or future
shares, in favour of the Employees
of the Company and related
Companies; they may not represent
more than 0.20% of the share
capital; [Authority expires for a
26-month period]; grant delegates
all powers to the Board of
Directors to take all necessary
measures and accomplish all
necessary
formalities
17 Authorize the Board of Directors to Mgmt For For For
increase the share capital, on 1 or
more occasions, at its sole
discretion, by way of issuing
shares in favour of Employees, or
former Employees, of the Company or
related Companies, who are Members
of a Company Savings Plan;
[Authority expires for a 26-month
period] and for a nominal amount
that shall not exceed EUR
1,196,890.42 by issuing 5,984,452
new shares; the shareholders
meeting decides to cancel the
shareholders preferential
subscription rights in favour of
beneficiaries mentioned above;
grant delegates all powers to the
Board of Directors to take all
necessary measures and accomplish
all necessary
formalities
18 Amendments to Articles Regarding Mgmt For For For
Board Members' Term
Limits
19 Amend Article 15a-3 of the Bylaws Mgmt For Abstain Against
20 Grant authority for filing of Mgmt For For For
required documents/other
formalities
21 Non-Voting Meeting Note N/A N/A N/A N/A
Linde AG
Ticker Security ID: Meeting Date Meeting Status
CINS D50348107 05/15/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For Against Against
6 Ratification of Supervisory Board Mgmt For Against Against
Acts
7 Appointment of Auditor Mgmt For For For
8 Authority to Trade in Company Stock Mgmt For For For
9 Cancellation of Conditional Capital Mgmt For For For
10 Amendments to Articles Mgmt For For For
Merck Kgaa AG
Ticker Security ID: Meeting Date Meeting Status
CINS D5357W103 04/03/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Approval of the financial statements Mgmt For For For
for the 2008
FY
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of the acts of the Mgmt For For For
Board of Managing
Directors
7 Ratification of the acts of the Mgmt For For For
Supervisory
Board
8 Appointment of Auditors for the 2009 Mgmt For For For
FY: KPMG,
Berlin
9 Intra-company Contract Mgmt For For For
10 Elections to the Supervisory Board: Mgmt For For For
Dr. Wolfgang
Buechele
11 Elections to the Supervisory Board: Mgmt For For For
Dr. Hans-Juergen
Leuchs
12 Authority to Transmit Information Mgmt For For For
Electronically
13 Amendments to Articles Mgmt For For For
14 Increase in Authorized Capital Mgmt For Against Against
Metro AG
Ticker Security ID: Meeting Date Meeting Status
CINS D53968125 05/13/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Presentation of Accounts and Mgmt For For For
Reports; Allocation of
Profits/Dividends
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Mgmt For For For
Acts
6 Appointment of Auditor Mgmt For Against Against
7 Authority to Trade in Company Stock Mgmt For For For
8 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Contingent Capital
I
9 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Contingent Capital
II
10 Increase in Authorized Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Intra-Company Contract Mgmt For For For
Mizuho Financial
Group
Ticker Security ID: Meeting Date Meeting Status
CINS J4599L102 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Terunobu Maeda Mgmt For Against Against
5 Elect Tetsuji Kosaki Mgmt For Against Against
6 Elect Hiroshi Saitoh Mgmt For Against Against
7 Elect Satoru Nishibori Mgmt For Against Against
8 Elect Yasuhiro Satoh Mgmt For Against Against
9 Elect Akihiko Nomiyama Mgmt For Against Against
10 Elect Mitsuo Ohashi Mgmt For Against Against
11 Elect Kanemitsu Anraku Mgmt For Against Against
12 Elect Yasuo Morita Mgmt For For For
National
Australia Bank
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Q65336119 12/18/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect John Thorn Mgmt For For For
3 Re-elect Geoff Tomlinson Mgmt For For For
4 Approve Employee Equity Plans Mgmt For For For
5 Equity Grant (Group CEO Designate Mgmt For For For
Cameron
Clyne)
6 Equity Grant (Ahmed Fahour) Mgmt For For For
7 Equity Grant (Michael Ullmer) Mgmt For For For
8 Adopt the remuneration report for Mgmt For For For
the YE 30 SEP
2008
9 Removal of Director Paul Rizzo Mgmt Against Against For
National Bank Of
Greece
SA
Ticker Security ID: Meeting Date Meeting Status
CINS X56533114 01/22/2009 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Issue Preferred Shares Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Approve the grant of relevant Mgmt For For For
authorizations
4 Announcements and approvals Mgmt Abstain For Against
National Bank Of
Greece
SA
Ticker Security ID: Meeting Date Meeting Status
CINS X56533114 06/02/2009 Voted
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reports of Board of Directors and Mgmt For For For
Auditor
2 Accounts; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board and Auditor's Mgmt For Against Against
Acts
4 Directors' Fees; Management Mgmt For Abstain Against
Compensation
5 Board's Transactions Mgmt For Against Against
6 Ratification of Co-option of Board Mgmt For Against Against
Member; Announcement of Board
Appointment
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Other Business Mgmt Abstain Abstain For
NEOPOST SA,
BAGNEUX
Ticker Security ID: Meeting Date Meeting Status
Cins F65196119 07/08/2008 Voted
Meeting Type Country of Trade
Annual France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Approve Appropriation of Mgmt For For For
Earnings/Dividend
3 Approve Consolidated Financial Mgmt For For For
Statements/Reports
4 Approve Related Party Transactions Mgmt For For For
5 Approve Directors' Remuneration Mgmt For For For
6 Elect/Appoint Director: Raymond Mgmt For For For
Svider
7 Elect/Appoint Director: M. Cornelius Mgmt For For For
Geber
8 Elect/Appoint Director: M. Michel Mgmt For For For
Rose
9 Appoint Mgmt For Against Against
Secondary/Substitute/Alternate
Auditor
10 Approve Share Buyback Mgmt For For For
11 Increase Share Capital Mgmt For For For
12 Increase Share Capital Mgmt For For For
13 Increase Share Capital Mgmt For Against Against
14 Increase Share Capital Mgmt For For For
15 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
16 Approve Capital Increase for Mgmt For For For
Employee
Awards
17 Approve Capital Increase for Mgmt For For For
Employee
Awards
18 Reduce Share Capital Mgmt For For For
19 Issue Debt Instruments Mgmt For For For
20 Authorize Board to Act on Matters Mgmt For For For
Adopted by
Shareholders
NGK Insulators
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J49076110 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For Against Against
3 Elect Masaharu Shibata Mgmt For Against Against
4 Elect Shun Matsushita Mgmt For Against Against
5 Elect Taroh Kato Mgmt For Against Against
6 Elect Eiji Hamamoto Mgmt For Against Against
7 Elect Hiroshi Wada Mgmt For Against Against
8 Elect Tsurayuki Okamoto Mgmt For Against Against
9 Elect Eiichi Tsuruta Mgmt For Against Against
10 Elect Takeyuki Mizuno Mgmt For Against Against
11 Elect Hiroshi Fujito Mgmt For Against Against
12 Elect Mitsuo Ibuki Mgmt For Against Against
13 Elect Hideaki Saitoh Mgmt For Against Against
14 Elect Ryohhei Iwasaki Mgmt For Against Against
15 Elect Uichiroh Niwa Mgmt For Against Against
16 Elect Hirotsugu Ogawa Mgmt For Against Against
Nippon Building
Fund
Ticker Security ID: Meeting Date Meeting Status
CINS J52088101 03/12/2009 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appoint an Executive Director Mgmt For For For
3 Appoint an Executive Director Mgmt For For For
4 Appoint a Supervisory Director Mgmt For For For
5 Appoint a Supervisory Director Mgmt For For For
6 Appoint a Supervisory Director Mgmt For For For
7 Appoint a Supervisory Director Mgmt For For For
Nippon Electric
Glass Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J53247110 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Tetsuji Mori Mgmt For Against Against
4 Elect Yuzoh Izutsu Mgmt For Against Against
5 Elect Hiroshi Katoh Mgmt For Against Against
6 Elect Katsumi Inada Mgmt For Against Against
7 Elect Masayuki Arioka Mgmt For Against Against
8 Elect Masami Atsuji Mgmt For Against Against
9 Elect Shiegru Yamamoto Mgmt For Against Against
10 Elect Kohichi Inamasu Mgmt For Against Against
11 Elect Shuji Itoh Mgmt For Against Against
12 Elect Masanori Yokota Mgmt For Against Against
13 Elect Kaoru Ikenaga Mgmt For Against Against
14 Elect Yasuhiro Uozumi Mgmt For For For
15 Bonus Mgmt For Against Against
16 Renewal of Takeover Defense Plan Mgmt For Against Against
NORSK HYDRO ASA
Ticker Security ID: Meeting Date Meeting Status
CINS R61115102 05/05/2009 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Auditor's Fees Mgmt For For For
5 Compensation Policy Mgmt For For For
6 Cancellation of Shares/Authority to Mgmt For For For
Reduce Share
Capital
7 Non-Voting Meeting Note N/A N/A N/A N/A
NSK Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J55505101 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Stock Option Plan Mgmt For For For
4 Elect Seiichi Asaka Mgmt For Against Against
5 Elect Norio Ohtsuka Mgmt For Against Against
6 Elect Michio Hara Mgmt For Against Against
7 Elect Kazuo Matsuda Mgmt For Against Against
8 Elect Yukio Takebe Mgmt For Against Against
9 Elect Tsutomu Komori Mgmt For Against Against
10 Elect Nobuyoshi Abe Mgmt For Against Against
11 Elect Masami Tazawa Mgmt For Against Against
12 Elect Toyohiko Sanari Mgmt For Against Against
13 Elect Hiromu Okabe Mgmt For Against Against
14 Elect Michio Ueno Mgmt For Against Against
15 Elect Yoshikazu Sashida Mgmt For Against Against
Nutreco NV
Ticker Security ID: Meeting Date Meeting Status
CINS N6508Y120 04/21/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Adopt the annual accounts Mgmt For For For
6 Approve the dividend proposal Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Grant discharge to the Executive Mgmt For Against Against
Board for the conduct of the
business
9 Grant discharge to the Supervisory Mgmt For Against Against
Board for its Supervisory
duties
10 Appoint KPMG Accountants N.V. as the Mgmt For For For
External
Auditor
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Approve to cancel Cumulative Mgmt For For For
Preference A
shares
15 Re-elect Jaap Vink Mgmt For Against Against
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Appoint Mr. R.J. Frohn as a Member Mgmt For Against Against
of the Supervisory
Board
18 Appoint Mr. A. Puri as a Member of Mgmt For Against Against
the Supervisory
Board
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
Nutreco NV
Ticker Security ID: Meeting Date Meeting Status
CINS N6508Y120 06/30/2009 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Knut Nesse Mgmt For Against Against
4 Elect Frank Tielens Mgmt For Against Against
5 Elect Jerry Vergeer Mgmt For Against Against
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
Pax World Money
Market Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWIXX CUSIP 70422F208 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO LIQUIDATE AND DISSOLVE THE FUND Mgmt For Fpr For
AS SET FORTH IN THE PLAN OF
LIQUIDATION AND DISSOLUTION
PETROLEO
BRASILEIRO SA -
PETROBRAS
Ticker Security ID: Meeting Date Meeting Status
PBRA CUSIP 71654V408 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 CAPITAL EXPENDITURE BUDGET FOR THE Mgmt For Abstain Against
FISCAL YEAR
2009
3 DISTRIBUTION OF RESULTS FOR THE Mgmt For For For
FISCAL YEAR
2008
4 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
5 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
6 ELECTION OF MEMBERS OF THE AUDIT Mgmt For Abstain Against
BOARD AND THEIR RESPECTIVE
SUBSTITUTES
7 Directors' Fees Mgmt For Abstain Against
PETROLEO
BRASILEIRO SA
PETRO
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Miscellaneous Restructuring Mgmt For For For
2 Appoint Special Auditor/Appraiser Mgmt For For For
RAFFLES
EDUCATION
CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CINS ADPV11509 01/12/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amend the Articles of Association of Mgmt For For For
the Company as
specified
2 Scrip Dividend Mgmt For For For
Reed Elsevier NV
Ticker Security ID: Meeting Date Meeting Status
ENL CUSIP 758204200 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ADOPTION OF 2008 ANNUAL FINANCIAL Mgmt For For For
STATEMENTS
2 RELEASE FROM LIABILITY OF THE Mgmt For Against Against
MEMBERS OF THE EXECUTIVE
BOARD
3 RELEASE FROM LIABILITY OF THE Mgmt For Against Against
MEMBERS OF THE SUPERVISORY
BOARD
4 DIVIDEND PROPOSAL (0.290 FINAL 2008) Mgmt For For For
5 APPOINTMENT OF EXTERNAL AUDITORS Mgmt For Against Against
6 RE-APPOINTMENT OF LORD SHARMAN AS A Mgmt For For For
MEMBER OF THE SUPERVISORY
BOARD
7 RE-APPOINTMENT OF DAVID REID AS A Mgmt For For For
MEMBER OF THE SUPERVISORY
BOARD
8 RE-APPOINTMENT OF MARK ELLIOTT AS A Mgmt For For For
MEMBER OF THE SUPERVISORY
BOARD
9 RE-APPOINTMENT OF DIEN DE BOER-KRUYT Mgmt For Against Against
AS A MEMBER OF THE SUPERVISORY
BOARD
10 APPOINTMENT OF IAN SMITH AS A MEMBER Mgmt For For For
OF THE EXECUTIVE
BOARD
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
Reed Elsevier NV
Ticker Security ID: Meeting Date Meeting Status
ENL CUSIP 758204200 05/26/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Anthony Habgood Mgmt For Against Against
RIO TINTO PLC-
ADR
Ticker Security ID: Meeting Date Meeting Status
RTP CUSIP 767204100 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 APPROVAL OF THE REMUNERATION REPORT Mgmt For Against Against
3 TO ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For Against Against
4 TO RE-ELECT SIR DAVID CLEMENTI AS A Mgmt For Against Against
DIRECTOR
5 TO RE-ELECT SIR ROD EDDINGTON AS A Mgmt For Against Against
DIRECTOR
6 TO RE-ELECT ANDREW GOULD AS A Mgmt For Against Against
DIRECTOR
7 TO RE-ELECT DAVID MAYHEW AS A Mgmt For Against Against
DIRECTOR
8 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
9 NON EXECUTIVE DIRECTORS FEES Mgmt For Against Against
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights and to Increase
Authorised
Capital
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For Against Against
OTHER THAN ANNUAL GENERAL
MEETINGS
13 AUTHORITY TO PAY SCRIP DIVIDENDS Mgmt For For For
14 ADOPTION AND AMENDMENT OF NEW Mgmt For Against Against
ARTICLES OF ASSOCIATION OF THE
COMPANY
SIMS GROUP LTD
Ticker Security ID: Meeting Date Meeting Status
Cins Q8505L116 11/21/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Present Financial Statements Mgmt For Non-Voting N/A
2.1 Elect/Appoint Director: Jeremy Mgmt For For For
Sutcliffe
2.2 Elect/Appoint Director: Norman Bobins Mgmt For For For
2.3 Elect/Appoint Director: Gerald Morris Mgmt For For For
2.4 Elect/Appoint Director: Robert Lewon Mgmt For For For
3 Approve Share Grants Mgmt For For For
4 Approve Share Grants Mgmt For For For
5 Approve Company Name Change Mgmt For For For
6 Approve Remuneration Report Mgmt For For For
Standard
Chartered
PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G84228157 05/07/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Jamie Dundas Mgmt For For For
5 Elect Rudy Markham Mgmt For Against Against
6 Elect Ruth Markland Mgmt For For For
7 Elect Richard Meddings Mgmt For For For
8 Elect John Peace Mgmt For For For
9 Elect Steve Bertamini Mgmt For For For
10 Elect John Paynter Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Auditor's Fees Mgmt For For For
13 Authorization of Political Donations Mgmt For Abstain Against
14 Increase in Authorized Capital Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
16 Authority to Issue Repurchased Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Authority to Repurchase Ordinary Mgmt For For For
Shares
19 Authority to Repurchase Preference Mgmt For For For
Shares
20 Adoption of New Articles Mgmt For For For
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
StatoilHydro ASA - ADR
Ticker Security ID: Meeting Date Meeting Status
STO CUSIP 85771P102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Meeting Notice and Agenda Mgmt For For For
3 Voting List Mgmt For For For
4 Election of Individuals to Check Mgmt For For For
Minutes
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Auditor's Fees Mgmt For For For
7 Election of Deputy Member to Mgmt For Against Against
Corporate
Assembly
8 Compensation Policy Mgmt For For For
9 Authority to Repurchase Shares for Mgmt For For For
2004 Share Savings
Plan
10 Amendments to Articles Regarding Mgmt For For For
Company
Name
11 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
SUN HUNG KAI
PPTYS
LTD
Ticker Security ID: Meeting Date Meeting Status
Cins Y82594121 12/04/2008 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Approve Dividend Mgmt For For For
3.1 Elect/Appoint Director: Madam Kwong Mgmt For For For
Siu-Hing
3.2 Elect/Appoint Director: Dr. Cheung Mgmt For For For
Kin-Tung,
Marvin
3.3 Elect/Appoint Director: Dr. Lee Mgmt For For For
Shau-Kee
3.4 Elect/Appoint Director: Kwok Mgmt For For For
Ping-Sheung,
Walter
3.5 Elect/Appoint Director: Kwok Mgmt For For For
Ping-Luen,
Raymond
3.6 Elect/Appoint Director: Chan Kai-Ming Mgmt For For For
3.7 Elect/Appoint Director: Wong Mgmt For For For
Yick-Kam,
Michael
3.8 Elect/Appoint Director: Wong Mgmt For For For
Chik-Wing,
Mike
3.9 Approve Directors' Remuneration Mgmt For For For
4 Appoint Statutory Auditors/Approve Mgmt For For For
Remuneration
5 Approve Share Buyback Mgmt For For For
6 Approve Share Issue Mgmt For For For
7 Approve Use of Treasury Shares Mgmt For For For
SYNGENTA AG
Ticker Security ID: Meeting Date Meeting Status
SYT CUSIP 87160A100 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For Against Against
Acts
3 REDUCTION OF SHARE CAPITAL BY Mgmt For For For
CANCELLATION OF REPURCHASED
SHARES
4 APPROPRIATION OF BALANCE SHEET Mgmt For For For
PROFIT 2008 AND DIVIDEND
DECISION
5 RE-ELECTION OF PEGGY BRUZELIUS Mgmt For For For
6 RE-ELECTION OF PIERRE LANDOLT Mgmt For For For
7 RE-ELECTION OF JURG WITMER Mgmt For For For
8 ELECTION OF STEFAN BORGAS Mgmt For For For
9 ELECTION OF DAVID LAWRENCE Mgmt For For For
10 ELECTION OF THE AUDITORS Mgmt For For For
Teva
Pharmaceutical
Industries Ltd
(ADR)
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For Against Against
4 Elect Elon Kohlberg Mgmt For Against Against
5 Elect Yitzhak Peterburg Mgmt For Against Against
6 Elect Erez Vigodman Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
THE GAME GROUP
PLC
Ticker Security ID: Meeting Date Meeting Status
Cins G37217109 07/03/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Remuneration Report Mgmt For For For
2 Approve Financial Statements/Reports Mgmt For For For
3 Approve Dividend Mgmt For For For
4 Elect/Appoint Director: Peter Lewis Mgmt For For For
5 Elect/Appoint Director: Ishbal Mgmt For For For
Macpherson
6 Elect/Appoint Director: Lisa Morgan Mgmt For For For
7 Approve Appointment of Auditors Mgmt For Against Against
8 Approve Auditors Remuneration Mgmt For Against Against
9 Approve Share Issue Mgmt For For For
10 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
11 Approve Share Buyback Mgmt For For For
12 Approve Articles Mgmt For For For
TURKCELL
ILETISIM
HIZMETLERI
AS
Ticker Security ID: Meeting Date Meeting Status
TKC CUSIP 900111204 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 RESOLUTION 1* Mgmt For For For
2 RESOLUTION 2* Mgmt For For For
3 RESOLUTION 3* Mgmt For For For
TURKIYE HALK
BANKASI A.S.
(HALKBANK)
Ticker Security ID: Meeting Date Meeting Status
CINS M9032A106 04/14/2009 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening and elect the Chairmanship Mgmt For For For
3 Authorize the Chairmanship to sign Mgmt For For For
the minutes of the
assembly
4 Reports of the Board and the Auditors Mgmt For Abstain Against
5 Ratify the balance sheet and profit Mgmt For Abstain Against
and loss statement of FY
2008
6 Grant discharge to the Board Members Mgmt For Against Against
and the Auditors,
separately
7 Directors and Statutory Auditors' Mgmt For Abstain Against
Fees
8 Charitable Donations Mgmt For Abstain Against
9 Wishes and closing Mgmt For For For
UNICREDITO
ITALIANO SPA,
GENOV
Ticker Security ID: Meeting Date Meeting Status
Cins T95132105 11/14/2008 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Use of Treasury Shares Mgmt For For For
2 Increase Share Capital Mgmt For For For
VEOLIA
ENVIRONNEMENT
Ticker Security ID: Meeting Date Meeting Status
VE CUSIP 92334N103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non-Tax Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Related Party Transactions (CEO) Mgmt For For For
8 Elect Jean Azema Mgmt For Against Against
9 Elect Augustin de Romanet de Beaune Mgmt For Against Against
10 Elect Philippe Kourilsky Mgmt For Against Against
11 Elect Henri Proglio Mgmt For Against Against
12 Elect Baudoin Prot Mgmt For Against Against
13 Elect Paolo Scaroni Mgmt For Against Against
14 Elect Louis Schweitzer Mgmt For Against Against
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/out
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Employee Savings
Plan
18 Authority to Issue Warrants as Mgmt For Against Against
Takeover
Defense
19 Amendment Regarding Directors' Term Mgmt For For For
Lengths
20 Authority to Carry Out Formalities Mgmt For For For
Vinci
Ticker Security ID: Meeting Date Meeting Status
CINS F5879X108 05/14/2009 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Consolidated Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Form of Dividend Payment Mgmt For For For
7 Ratification of the Co-Option of Mgmt For Against Against
Jean-Pierre
Lamoure
8 Elect Francois David Mgmt For Against Against
9 Elect Patrick Faure Mgmt For Against Against
10 Elect Michael Pragnell Mgmt For Against Against
11 Authority to Repurchase Shares Mgmt For For For
12 Related Party Transaction Regarding Mgmt For For For
the Prado Sud
tunnel
13 Related Party Transaction Regarding Mgmt For For For
the Stade du
Mans
14 Related Party Transaction Regarding Mgmt For For For
the
A19
15 Related Party Transaction Regarding Mgmt For For For
the Aegean Motorway
SA
16 Related Party Transaction Regarding Mgmt For For For
the Olympia
Odos
17 Related Party Transaction Regarding Mgmt For For For
Olympia Odos
Operation
18 Related Party Transaction Regarding Mgmt For For For
Vinci Airports
Holding
19 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
20 Authority to Increase Capital Mgmt For For For
through
Capitalizations
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/Preemptive
Rights; Authority to Issue Debt
Instruments
22 Authority to Issue Convertible Bonds Mgmt For Against Against
23 Authority to Issue Convertible Debt Mgmt For Against Against
Instruments (excluding Convertible
Bonds)
24 Authority to Increase Share Issuance Mgmt For Against Against
Limit
25 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
26 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Employee Savings
Plan
27 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Overseas Employee Savings
Plan
28 Authority to Grant Stock Options to Mgmt For Against Against
Employees and/or
Executives
29 Authority to Carry Out Formalities Mgmt For For For
VODAFONE GROUP
PLC
-ADR
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements/Reports Mgmt For For For
2 Elect/Appoint Director: SIR JOHN BOND Mgmt For For For
3 Elect/Appoint Director: JOHN BUCHANAN Mgmt For For For
4 Elect/Appoint Director: VITTORIO Mgmt For For For
COLAO
5 Elect/Appoint Director: ANDY HALFORD Mgmt For For For
6 Elect/Appoint Director: ALAN JEBSON Mgmt For For For
7 Elect/Appoint Director: NICK LAND Mgmt For For For
8 Elect/Appoint Director: ANNE Mgmt For For For
LAUVERGEON
9 Elect/Appoint Director: SIMON MURRAY Mgmt For For For
10 Elect/Appoint Director: LUC Mgmt For For For
VANDEVELDE
11 Elect/Appoint Director: ANTHONY Mgmt For For For
WATSON
12 Elect/Appoint Director: PHILIP YEA Mgmt For For For
13 Approve Dividend Mgmt For For For
14 Approve Remuneration Report Mgmt For For For
15 Approve Appointment of Auditors Mgmt For Against Against
16 Approve Auditors Remuneration Mgmt For Against Against
17 Approve Share Issue Mgmt For For For
18 Approve Share Issue - Disapplication Mgmt For For For
of Preemptive
Rights
19 Approve Share Buyback Mgmt For For For
20 Approve Political Donations Mgmt For Abstain Against
21 Approve Articles Mgmt For For For
22 Approve Stock Purchase Mgmt For For For
Plan/ESOP/Savings
Plan
Wacker Chemie AG
Ticker Security ID: Meeting Date Meeting Status
CINS D9540Z106 05/08/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
========== END NPX REPORT
========== SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PAX WORLD FUNDS SERIES TRUST I
(Registrant)
By: /s/ Joseph P. Keefe
Joseph P. Keefe
President & CEO
Date: August 18, 2009